-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QqxOf9mX7upSE/rmxxbv6nQY5HE6vfQ8OJ/u5rhnFhV1DgfprSUVrAxBFyhzIqV1 FmyFi00FYAc4R+uFF63cjA== 0000909012-10-000549.txt : 20101119 0000909012-10-000549.hdr.sgml : 20101119 20101119105906 ACCESSION NUMBER: 0000909012-10-000549 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101119 DATE AS OF CHANGE: 20101119 EFFECTIVENESS DATE: 20101119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Laffer Investments CENTRAL INDEX KEY: 0001307878 IRS NUMBER: 200536838 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10975 FILM NUMBER: 101204493 BUSINESS ADDRESS: STREET 1: 2908 POSTON AVENUE STREET 2: SUITE 101 CITY: NASHVILLE STATE: TN ZIP: 37203 BUSINESS PHONE: 6153203989 MAIL ADDRESS: STREET 1: 2908 POSTON AVENUE STREET 2: SUITE 101 CITY: NASHVILLE STATE: TN ZIP: 37203 13F-HR 1 t306117.txt LAFFER 13F-HR FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment: [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Laffer Investments, Inc. Address: 2909 Poston Avenue 2nd Floor Nashville, TN 37203 Form 13F File Number: 028-10975 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it that all information contained herein is true, correct and complete and that it is understood that all required items, statements schedules, lists and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Arthur B. Laffer, Jr. Title: Chief Executive Officer Phone: 615-320-3989 Signature City State and Date of Signing: Arthur B. Laffer Nashville TN 11/18/2010 - --------------------- ----------------------- --------------- Signature City State Date Report Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: ___ Form 13F Information Table Value Total: $320,857,833 List of Other Included Managers: NONE 13F Holdings Report As of Date: 09/30/10
INVESTMENT ISSUER TITLE OF CUSIP MKT SHARES/ DISCRETION OTHER VOTING AUTHORITY NAME CLASS NUMBER VAL PRINC AMT SOLE(A) SHARED MNGRS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Apache Corp CONVERTIBLE PREFERRED STOCK 037411808 1,971,942.00 33999 33999 - ALL 33999 0 0 Archer Daniels Midland Co CONVERTIBLE PREFERRED STOCK 039483201 1,439,086.74 34811 34811 - ALL 34811 0 0 Bank Of America Corp CONVERTIBLE PREFERRED STOCK 060505682 85,608.00 87 87 - ALL 87 0 0 Bunge Limited CONVERTIBLE PREFERRED STOCK G16962113 952,210.75 1624 1624 - ALL 1624 0 0 Bunge Limited CONVERTIBLE PREFERRED STOCK G16962204 1,040,756.25 11810 11810 - ALL 11810 0 0 Fifth Third Bancorp CONVERTIBLE PREFERRED STOCK 316773209 55,962.75 435 435 - ALL 435 0 0 Great Plains Energy CONVERTIBLE PREFERRED STOCK 391164803 1,573,253.50 24850 24850 - ALL 24850 0 0 Hartford Financial Srvs Grp CONVERTIBLE PREFERRED STOCK 416515708 1,306,497.60 55080 55080 - ALL 55080 0 0 Huntington Bancshare CONVERTIBLE PREFERRED STOCK 446150401 54,860.00 52 52 - ALL 52 0 0 Keycorp CONVERTIBLE PREFERRED STOCK 493267405 48,262.50 450 450 - ALL 450 0 0 Newell Finl Trust I CONVERTIBLE PREFERRED STOCK 651195307 2,236,960.00 56375 56375 - ALL 56375 0 0 NextEra Energy CONVERTIBLE PREFERRED STOCK 65339F309 1,656,242.10 31191 31191 - ALL 31191 0 0 PPL Corporation CONVERTIBLE PREFERRED STOCK 69351T601 2,454,154.60 42995 42995 - ALL 42995 0 0 US Bancorp CONVERTIBLE PREFERRED STOCK 902973155 34,224.00 1600 1600 - ALL 1600 0 0 Vale Cap Ltd CONVERTIBLE PREFERRED STOCK 91912F201 290,532.00 3300 3300 - ALL 3300 0 0 Wells Fargo & Co CONVERTIBLE PREFERRED STOCK 949746804 1,987,659.83 1976 1976 - ALL 1976 0 0 XL Company of Switz CONVERTIBLE PREFERRED STOCK H9709Y102 1,983,554.80 63010 63010 - ALL 63010 0 0 3M Co COMMON STOCKS 88579Y101 195,097.50 2250 2250 - ALL 2250 0 0 Abbott Labs COMMON STOCKS 002824100 148,884.00 2850 2850 - ALL 2850 0 0 Abercrombie & Fitch COMMON STOCKS 002896207 1,391,928.00 35400 35400 - ALL 35400 0 0 Adobe Sys Inc COMMON STOCKS 00724F101 37,917.50 1450 1450 - ALL 1450 0 0 Aflac Inc COMMON STOCKS 001055102 62,052.00 1200 1200 - ALL 1200 0 0 Air Prods & Chems Inc COMMON STOCKS 009158106 292,685.88 3534 3534 - ALL 3534 0 0 Aircastle Ltd COMMON STOCKS G0129K104 42,400.00 5000 5000 - ALL 5000 0 0 Airgas Inc. COMMON STOCKS 009363102 237,553.20 3496 3496 - ALL 3496 0 0 Alaska Comm Systems Group COMMON STOCKS 01167P101 22,330.00 2200 2200 - ALL 2200 0 0 Alcoa Inc COMMON STOCKS 013817101 269,168.97 22227 22227 - ALL 22227 0 0 Allegheny Energy Inc COMMON STOCKS 017361106 244,587.00 9975 9975 - ALL 9975 0 0 Allergan Inc COMMON STOCKS 018490102 3,121,920.25 46925 46925 - ALL 46925 0 0 Almost Family Inc COMMON STOCKS 020409108 40,741.25 1375 1375 - ALL 1375 0 0 Altera Corp COMMON STOCKS 021441100 2,304,224.00 76400 76400 - ALL 76400 0 0 Altria Group Inc COMMON STOCKS 02209S103 98,482.00 4100 4100 - ALL 4100 0 0 Amazon Com Inc COMMON STOCKS 023135106 106,015.50 675 675 - ALL 675 0 0 Amedisys Inc COMMON STOCKS 023436108 64,260.00 2700 2700 - ALL 2700 0 0 American Electric Power COMMON STOCKS 025537101 244,407.58 6746 6746 - ALL 6746 0 0 American Express Co COMMON STOCKS 025816109 99,821.25 2375 2375 - ALL 2375 0 0 Amgen Inc COMMON STOCKS 031162100 359,537.64 6524 6524 - ALL 6524 0 0 Amphenol Corp COMMON STOCKS 032095101 2,003,282.00 40900 40900 - ALL 40900 0 0 Anadarko Pete Corp COMMON STOCKS 032511107 57,050.00 1000 1000 - ALL 1000 0 0 Analog Devices Inc COMMON STOCKS 032654105 988,093.44 31488 31488 - ALL 31488 0 0 Aol Inc COMMON STOCKS 00184X105 5,172.75 209 209 - ALL 209 0 0 Apache Corp COMMON STOCKS 037411105 65,988.00 675 675 - ALL 675 0 0 Apple Computer Inc COMMON STOCKS 037833100 503,656.25 1775 1775 - ALL 1775 0 0 Applied Materials Inc COMMON STOCKS 038222105 32,120.00 2750 2750 - ALL 2750 0 0 Archer Daniels Midland Co COMMON STOCKS 039483102 42,294.00 1325 1325 - ALL 1325 0 0 AT&T Inc COMMON STOCKS 00206R102 575,861.00 20135 20135 - ALL 20135 0 0 Automatic Data Processing COMMON STOCKS 053015103 40,979.25 975 975 - ALL 975 0 0 Aviat Networks Inc COMMON STOCKS 05366Y102 40,131.08 9812 9812 - ALL 9812 0 0 Baker Hughes Inc COMMON STOCKS 057224107 2,121,480.00 49800 49800 - ALL 49800 0 0 Ball Corp COMMON STOCKS 058498106 236,871.25 4025 4025 - ALL 4025 0 0 Bank of America Corp COMMON STOCKS 060505104 215,004.00 16400 16400 - ALL 16400 0 0 Bank of New York Mellon Corp COMMON STOCKS 064058100 70,551.00 2700 2700 - ALL 2700 0 0 Baxter Intl Inc COMMON STOCKS 071813109 57,252.00 1200 1200 - ALL 1200 0 0 Beacon Roofing Supply Inc COMMON STOCKS 073685109 30,961.25 2125 2125 - ALL 2125 0 0 Becton Dickinson and Company COMMON STOCKS 075887109 35,197.50 475 475 - ALL 475 0 0 Berkshire Hathaway Inc Cl B COMMON STOCKS 084670702 69,120.48 836 836 - ALL 836 0 0 Biogen Idec Inc COMMON STOCKS 09062X103 233,459.20 4160 4160 - ALL 4160 0 0 Boeing Co COMMON STOCKS 097023105 96,483.00 1450 1450 - ALL 1450 0 0 Boston Properties Inc COMMON STOCKS 101121101 1,088,872.00 13100 13100 - ALL 13100 0 0 Bre Properties Inc COMMON STOCKS 05564E106 16,600.00 400 400 - ALL 400 0 0 Bristol Myers Squibb COMMON STOCKS 110122108 105,729.00 3900 3900 - ALL 3900 0 0 Buffalo Wild Wings Inc COMMON STOCKS 119848109 35,917.50 750 750 - ALL 750 0 0 CA Inc COMMON STOCKS 12673P105 1,092,643.20 51735 51735 - ALL 51735 0 0 Capital One Finl Corp COMMON STOCKS 14040H105 1,400,267.75 35405 35405 - ALL 35405 0 0 Capital Product Partners COMMON STOCKS y11082107 12,405.00 1500 1500 - ALL 1500 0 0 Caterpillar Inc COMMON STOCKS 149123101 98,350.00 1250 1250 - ALL 1250 0 0 CBS Corp - Cl B COMMON STOCKS 124857202 263,942.12 16642 16642 - ALL 16642 0 0 Celgene Corp COMMON STOCKS 151020104 307,637.40 5340 5340 - ALL 5340 0 0 Cellcom Israel Ltd COMMON STOCKS M2196U109 26,573.75 875 875 - ALL 875 0 0 Centurytel Inc COMMON STOCKS 156700106 1,528,206.88 38728 38728 - ALL 38728 0 0 Cephalon Inc COMMON STOCKS 156708109 244,140.40 3910 3910 - ALL 3910 0 0 CF Inds Hldgs Inc COMMON STOCKS 125269100 1,489,800.00 15600 15600 - ALL 15600 0 0 Chevron Corp COMMON STOCKS 166764100 324,200.00 4000 4000 - ALL 4000 0 0 China Agritech Inc COMMON STOCKS 16937A200 79,186.00 6850 6850 - ALL 6850 0 0 China Finance Online Co COMMON STOCKS 169379104 44,730.00 6300 6300 - ALL 6300 0 0 China Xd Plastics Co Lt COMMON STOCKS 16948F107 77,705.50 11650 11650 - ALL 11650 0 0 Chubb Corp COMMON STOCKS 171232101 39,893.00 700 700 - ALL 700 0 0 Cigna Corp COMMON STOCKS 125509109 1,924,964.00 53800 53800 - ALL 53800 0 0 Cisco Sys Inc COMMON STOCKS 17275R102 252,945.00 11550 11550 - ALL 11550 0 0 Citigroup Inc COMMON STOCKS 172967101 114,757.50 29425 29425 - ALL 29425 0 0 Clorox Co COMMON STOCKS 189054109 2,172,971.24 32549 32549 - ALL 32549 0 0 Cme Group Inc COMMON STOCKS 12572Q105 32,556.25 125 125 - ALL 125 0 0 Coca Cola Co COMMON STOCKS 191216100 277,970.00 4750 4750 - ALL 4750 0 0 Coca Cola Enterprises Inc COMMON STOCKS 191219104 1,618,200.00 52200 52200 - ALL 52200 0 0 Colgate Palmolive Co COMMON STOCKS 194162103 310,514.40 4040 4040 - ALL 4040 0 0 Comcast Corp Cl A COMMON STOCKS 20030N101 106,672.00 5900 5900 - ALL 5900 0 0 Comerica Inc COMMON STOCKS 200340107 1,110,785.00 29900 29900 - ALL 29900 0 0 Conocophillips COMMON STOCKS 20825C104 170,854.25 2975 2975 - ALL 2975 0 0 Cooper Industries Plc COMMON STOCKS G24140108 1,237,929.00 25300 25300 - ALL 25300 0 0 Corning Inc COMMON STOCKS 219350105 4,219,883.16 230847 230847 - ALL 230847 0 0 Costco Whsl Corp COMMON STOCKS 22160K105 4,433,687.50 68750 68750 - ALL 68750 0 0 CR Bard Inc COMMON STOCKS 067383109 773,585.00 9500 9500 - ALL 9500 0 0 CSX Corp COMMON STOCKS 126408103 41,490.00 750 750 - ALL 750 0 0 CVS Corp COMMON STOCKS 126650100 84,969.00 2700 2700 - ALL 2700 0 0 Danaher Corp COMMON STOCKS 235851102 46,701.50 1150 1150 - ALL 1150 0 0 Deere & Co COMMON STOCKS 244199105 55,824.00 800 800 - ALL 800 0 0 Dell Inc COMMON STOCKS 24702R101 43,092.00 3325 3325 - ALL 3325 0 0 Dentsply Intl Inc COMMON STOCKS 249030107 1,237,239.00 38700 38700 - ALL 38700 0 0 Devon Energy Corp COMMON STOCKS 25179M103 53,410.50 825 825 - ALL 825 0 0 Discover Finl Svcs COMMON STOCKS 254709108 997,464.00 59800 59800 - ALL 59800 0 0 Discovery Communications-A COMMON STOCKS 25470F104 265,350.15 6093 6093 - ALL 6093 0 0 Dominion Res Inc Va COMMON STOCKS 25746U109 53,483.50 1225 1225 - ALL 1225 0 0 Donnelley R R & Sons COMMON STOCKS 257867101 26,712.00 1575 1575 - ALL 1575 0 0 Dow Chem Co COMMON STOCKS 260543103 318,673.30 11605 11605 - ALL 11605 0 0 Du Pont E I De Nemours COMMON STOCKS 263534109 328,180.10 7355 7355 - ALL 7355 0 0 Duke Energy Corp COMMON STOCKS 26441C105 283,430.84 16004 16004 - ALL 16004 0 0 E M C Corp Mass COMMON STOCKS 268648102 89,871.75 4425 4425 - ALL 4425 0 0 Eastman Chem Co COMMON STOCKS 277432100 2,096,272.00 28328 28328 - ALL 28328 0 0 Eaton Corp COMMON STOCKS 278058102 2,078,748.00 25200 25200 - ALL 25200 0 0 Ebay Inc COMMON STOCKS 278642103 90,890.00 3725 3725 - ALL 3725 0 0 Ecolab Inc COMMON STOCKS 278865100 246,089.00 4850 4850 - ALL 4850 0 0 Edison International COMMON STOCKS 281020107 234,367.85 6815 6815 - ALL 6815 0 0 Eli Lilly & Co COMMON STOCKS 532457108 137,170.15 3755 3755 - ALL 3755 0 0 Emerson Elec Co COMMON STOCKS 291011104 82,939.50 1575 1575 - ALL 1575 0 0 EMS Technologies Inc COMMON STOCKS 26873N108 27,945.00 1500 1500 - ALL 1500 0 0 Entergy Corp COMMON STOCKS 29364G103 223,391.07 2919 2919 - ALL 2919 0 0 Eog Res Inc COMMON STOCKS 26875P101 48,809.25 525 525 - ALL 525 0 0 Excel Maritime Carriers LTD COMMON STOCKS V3267N107 17,984.00 3200 3200 - ALL 3200 0 0 Exelon Corp COMMON STOCKS 30161N101 296,910.34 6973 6973 - ALL 6973 0 0 Express Scripts Inc COMMON STOCKS 302182100 53,570.00 1100 1100 - ALL 1100 0 0 Exxon Mobil Corp COMMON STOCKS 30231G102 642,059.89 10391 10391 - ALL 10391 0 0 Fedex Corp COMMON STOCKS 31428X106 49,162.50 575 575 - ALL 575 0 0 Fidelity National Finl-A COMMON STOCKS 31620R105 4,713.00 300 300 - ALL 300 0 0 Fidelity Natl Inform COMMON STOCKS 31620M106 1,530,132.00 56400 56400 - ALL 56400 0 0 Firstenergy Corp COMMON STOCKS 337932107 252,321.38 6547 6547 - ALL 6547 0 0 Flowserve Corp COMMON STOCKS 34354P105 1,619,416.00 14800 14800 - ALL 14800 0 0 FMC Corp COMMON STOCKS 302491303 247,986.25 3625 3625 - ALL 3625 0 0 Ford Motor Co COMMON STOCKS 345370860 80,784.00 6600 6600 - ALL 6600 0 0 Fortune Brands Inc COMMON STOCKS 349631101 245,411.55 4985 4985 - ALL 4985 0 0 Franklin Res Inc COMMON STOCKS 354613101 32,070.00 300 300 - ALL 300 0 0 Franklin Street Properties C COMMON STOCKS 35471R106 43,470.00 3500 3500 - ALL 3500 0 0 Freeport-Mcmoran Copper COMMON STOCKS 35671D857 345,573.33 4047 4047 - ALL 4047 0 0 Frontier Communications COMMON STOCKS 35906A108 1,205,557.03 147559 147559 - ALL 147559 0 0 GameStop Corp - Cl A COMMON STOCKS 36467W109 67,999.50 3450 3450 - ALL 3450 0 0 Gannett Inc COMMON STOCKS 364730101 217,694.00 17800 17800 - ALL 17800 0 0 Garmin Ltd COMMON STOCKS H2906T109 128,987.50 4250 4250 - ALL 4250 0 0 General Dynamics Corp COMMON STOCKS 369550108 45,537.25 725 725 - ALL 725 0 0 General Elec Co COMMON STOCKS 369604103 13,000.00 800 800 - ALL 800 0 0 General Maritime Corp COMMON STOCKS Y2693R101 9,574.50 1950 1950 - ALL 1950 0 0 General Mls Inc COMMON STOCKS 370334104 45,675.00 1250 1250 - ALL 1250 0 0 Genuine Parts Co COMMON STOCKS 372460105 28,983.50 650 650 - ALL 650 0 0 Genzyme Corp COMMON STOCKS 372917104 232,261.99 3281 3281 - ALL 3281 0 0 Gilead Sciences Inc COMMON STOCKS 375558103 313,189.95 8795 8795 - ALL 8795 0 0 Google Inc COMMON STOCKS 38259P508 328,618.75 625 625 - ALL 625 0 0 Gulf Resources Inc COMMON STOCKS 40251W309 6,344.25 825 825 - ALL 825 0 0 Halliburton Co COMMON STOCKS 406216101 3,913,834.50 118350 118350 - ALL 118350 0 0 Harman Intl Inds Inc COMMON STOCKS 413086109 1,079,143.00 32300 32300 - ALL 32300 0 0 Harris Corp COMMON STOCKS 413875105 1,749,455.00 39500 39500 - ALL 39500 0 0 Hasbro Bradley Inc COMMON STOCKS 418056107 242,134.40 5440 5440 - ALL 5440 0 0 Hatteras Finl Corp COMMON STOCKS 41902R103 39,943.41 1403 1403 - ALL 1403 0 0 Hess Corp COMMON STOCKS 42809H107 35,472.00 600 600 - ALL 600 0 0 Hewlett Packard Co COMMON STOCKS 428236103 190,366.75 4525 4525 - ALL 4525 0 0 Home Depot Inc COMMON STOCKS 437076102 112,464.00 3550 3550 - ALL 3550 0 0 Home Inns & Hotels Management Inc COMMON STOCKS 43713W107 92,831.25 1875 1875 - ALL 1875 0 0 Honeywell Intl Inc COMMON STOCKS 438516106 69,205.50 1575 1575 - ALL 1575 0 0 Horizon Lines Inc COMMON STOCKS 44044K101 42,000.00 10000 10000 - ALL 10000 0 0 Hudson City Bancorp COMMON STOCKS 443683107 304,048.00 24800 24800 - ALL 24800 0 0 Huntington Bancshare COMMON STOCKS 446150104 449,510.00 79000 79000 - ALL 79000 0 0 Illinois Tool Works Inc COMMON STOCKS 452308109 44,669.00 950 950 - ALL 950 0 0 Ingersoll-Rand COMMON STOCKS G47791101 1,856,920.00 52000 52000 - ALL 52000 0 0 Integrys Energy Group COMMON STOCKS 45822P105 1,176,556.00 22600 22600 - ALL 22600 0 0 Intel Corp COMMON STOCKS 458140100 212,972.25 11075 11075 - ALL 11075 0 0 International Flavors & Fragrances COMMON STOCKS 459506101 244,007.08 5029 5029 - ALL 5029 0 0 International Game COMMON STOCKS 459902102 223,975.00 15500 15500 - ALL 15500 0 0 Intl Business Machines COMMON STOCKS 459200101 345,410.50 2575 2575 - ALL 2575 0 0 ITT Corp COMMON STOCKS 450911102 1,067,724.00 22800 22800 - ALL 22800 0 0 J P Morgan Chase & Co COMMON STOCKS 46625H100 298,887.57 7851 7851 - ALL 7851 0 0 Johnson & Johnson COMMON STOCKS 478160104 340,780.00 5500 5500 - ALL 5500 0 0 Johnson Controls Inc COMMON STOCKS 478366107 41,175.00 1350 1350 - ALL 1350 0 0 Kimberly Clark Corp COMMON STOCKS 494368103 285,504.45 4389 4389 - ALL 4389 0 0 KKR Financial Holdings LLC COMMON STOCKS 48248A306 50,046.00 5700 5700 - ALL 5700 0 0 KLA-Tencor Corp COMMON STOCKS 482480100 877,227.00 24900 24900 - ALL 24900 0 0 Kraft Foods Inc COMMON STOCKS 50075N104 93,351.50 3025 3025 - ALL 3025 0 0 Legg Mason Inc COMMON STOCKS 524901105 1,595,275.92 52632 52632 - ALL 52632 0 0 Limited Brands Inc COMMON STOCKS 532716107 2,244,164.00 83800 83800 - ALL 83800 0 0 Linear Technology Co COMMON STOCKS 535678106 955,703.00 31100 31100 - ALL 31100 0 0 Lockheed Martin Corp COMMON STOCKS 539830109 55,242.00 775 775 - ALL 775 0 0 Lowe's Cos Inc COMMON STOCKS 548661107 1,198,644.75 53775 53775 - ALL 53775 0 0 Luminex Corp COMMON STOCKS 55027E102 37,600.00 2350 2350 - ALL 2350 0 0 Manitowoc Inc COMMON STOCKS 563571108 1,240,064.00 102400 102400 - ALL 102400 0 0 Marathon Oil Corp COMMON STOCKS 565849106 47,167.50 1425 1425 - ALL 1425 0 0 Marriott Intl Inc COMMON STOCKS 571903202 2,195,339.93 61271 61271 - ALL 61271 0 0 Mastec Inc COMMON STOCKS 576323109 28,122.00 2725 2725 - ALL 2725 0 0 Mastercard Inc COMMON STOCKS 57636Q104 50,400.00 225 225 - ALL 225 0 0 Mattel Inc COMMON STOCKS 577081102 256,793.16 10946 10946 - ALL 10946 0 0 Mccormick & Co Inc COMMON STOCKS 579780206 1,933,840.00 46000 46000 - ALL 46000 0 0 Mcdonalds Corp COMMON STOCKS 580135101 158,333.75 2125 2125 - ALL 2125 0 0 McGraw-Hill Companies Inc COMMON STOCKS 580645109 267,124.80 8080 8080 - ALL 8080 0 0 Mckesson Corp COMMON STOCKS 58155Q103 30,890.00 500 500 - ALL 500 0 0 Medco Health Solutions COMMON STOCKS 58405U102 48,155.50 925 925 - ALL 925 0 0 Medtronic Inc COMMON STOCKS 585055106 73,876.00 2200 2200 - ALL 2200 0 0 Merck & Co Inc COMMON STOCKS 58933Y105 215,338.50 5850 5850 - ALL 5850 0 0 Mercury General Corp COMMON STOCKS 589400100 12,261.00 300 300 - ALL 300 0 0 Meredith Corp COMMON STOCKS 589433101 246,993.65 7415 7415 - ALL 7415 0 0 Metlife Inc COMMON STOCKS 59156R108 46,140.00 1200 1200 - ALL 1200 0 0 Microchip Technology COMMON STOCKS 595017104 1,651,125.00 52500 52500 - ALL 52500 0 0 Microsoft Corp COMMON STOCKS 594918104 377,758.25 15425 15425 - ALL 15425 0 0 Molex Inc COMMON STOCKS 608554101 902,083.00 43100 43100 - ALL 43100 0 0 Molson Coors Brewing COMMON STOCKS 60871R209 249,368.82 5281 5281 - ALL 5281 0 0 Monsanto Co COMMON STOCKS 61166W101 56,317.75 1175 1175 - ALL 1175 0 0 Morgan Stanley COMMON STOCKS 617446448 2,969,250.80 120310 120310 - ALL 120310 0 0 Motorola Inc COMMON STOCKS 620076109 3,176,606.12 372404 372404 - ALL 372404 0 0 Mylan Labs Inc COMMON STOCKS 628530107 1,617,660.00 86000 86000 - ALL 86000 0 0 National-Oilwell Inc COMMON STOCKS 637071101 38,911.25 875 875 - ALL 875 0 0 National Semiconduct COMMON STOCKS 637640103 959,027.00 75100 75100 - ALL 75100 0 0 Neutral Tandem Inc COMMON STOCKS 64128B108 17,925.00 1500 1500 - ALL 1500 0 0 New Hampshire Thrift Bancshares, Inc COMMON STOCKS 644722100 32,100.00 3000 3000 - ALL 3000 0 0 New York Times Co COMMON STOCKS 650111107 234,096.30 30245 30245 - ALL 30245 0 0 Newell Rubbermaid Inc. COMMON STOCKS 651229106 258,245.00 14500 14500 - ALL 14500 0 0 Newmont Mng Corp Hld COMMON STOCKS 651639106 295,269.81 4701 4701 - ALL 4701 0 0 News Corp Ltd COMMON STOCKS 65248E104 77,707.00 5950 5950 - ALL 5950 0 0 NextEra Energy, Inc. COMMON STOCKS 65339F101 277,769.73 5107 5107 - ALL 5107 0 0 Nike Inc COMMON STOCKS 654106103 78,136.50 975 975 - ALL 975 0 0 Nisource Inc COMMON STOCKS 65473P105 508,080.00 29200 29200 - ALL 29200 0 0 Norfolk Southern Corp COMMON STOCKS 655844108 41,657.00 700 700 - ALL 700 0 0 Northeast Utilities COMMON STOCKS 664397106 234,756.23 7939 7939 - ALL 7939 0 0 Northrop Corp COMMON STOCKS 666807102 37,893.75 625 625 - ALL 625 0 0 NovaGold Resources Inc COMMON STOCKS 66987E206 74,727.00 8550 8550 - ALL 8550 0 0 Nustar Energy Lp COMMON STOCKS 67058H102 37,038.00 600 600 - ALL 600 0 0 Nvidia Corp COMMON STOCKS 67066G104 39,426.75 3375 3375 - ALL 3375 0 0 Occidental Pete Corp COMMON STOCKS 674599105 127,237.50 1625 1625 - ALL 1625 0 0 Olin Corp COMMON STOCKS 680665205 36,792.00 1825 1825 - ALL 1825 0 0 Oracle Systems Corp COMMON STOCKS 68389X105 208,758.75 7775 7775 - ALL 7775 0 0 Owens-Illinois Inc COMMON STOCKS 690768403 238,369.70 8495 8495 - ALL 8495 0 0 Pactiv Corp COMMON STOCKS 695257105 239,039.04 7248 7248 - ALL 7248 0 0 Pall Corp COMMON STOCKS 696429307 1,041,000.00 25000 25000 - ALL 25000 0 0 Parker Hannifin Corp COMMON STOCKS 701094104 1,366,170.00 19500 19500 - ALL 19500 0 0 Peabody Energy Corp COMMON STOCKS 704549104 10,292.10 210 210 - ALL 210 0 0 Pepco Holdings Inc COMMON STOCKS 713291102 286,216.80 15388 15388 - ALL 15388 0 0 Pepsico Inc COMMON STOCKS 713448108 207,625.00 3125 3125 - ALL 3125 0 0 Perkinelmer Inc COMMON STOCKS 714046109 1,161,628.00 50200 50200 - ALL 50200 0 0 Pfizer Inc COMMON STOCKS 717081103 279,012.50 16250 16250 - ALL 16250 0 0 Philip Morris Intl Inc COMMON STOCKS 718172109 211,475.50 3775 3775 - ALL 3775 0 0 Pinnacle West Cap Co COMMON STOCKS 723484101 238,210.44 5772 5772 - ALL 5772 0 0 Pnc Financial Corp COMMON STOCKS 693475105 50,612.25 975 975 - ALL 975 0 0 Ppg Inds Inc COMMON STOCKS 693506107 249,704.00 3430 3430 - ALL 3430 0 0 PPL Corp COMMON STOCKS 69351T106 231,509.46 8502 8502 - ALL 8502 0 0 Praxair Inc COMMON STOCKS 74005P104 297,858.00 3300 3300 - ALL 3300 0 0 Priceline.com COMMON STOCKS 741503403 52,251.00 150 150 - ALL 150 0 0 Procter & Gamble Co COMMON STOCKS 742718109 577,511.10 9630 9630 - ALL 9630 0 0 Progress Energy Inc COMMON STOCKS 743263105 238,135.62 5361 5361 - ALL 5361 0 0 Prospect Energy Corp COMMON STOCKS 74348T102 19,420.00 2000 2000 - ALL 2000 0 0 Prudential Finl Inc COMMON STOCKS 744320102 51,471.00 950 950 - ALL 950 0 0 Qualcomm Inc COMMON STOCKS 747525103 147,768.00 3275 3275 - ALL 3275 0 0 Qwest Communications COMMON STOCKS 749121109 254,562.00 40600 40600 - ALL 40600 0 0 Radioshack Corp COMMON STOCKS 750438103 1,062,234.00 49800 49800 - ALL 49800 0 0 Rayonier Inc COMMON STOCKS 754907103 7,518.00 150 150 - ALL 150 0 0 Raytheon Co COMMON STOCKS 755111507 34,282.50 750 750 - ALL 750 0 0 Regal Intertainment Group - A COMMON STOCKS 758766109 27,552.00 2100 2100 - ALL 2100 0 0 Rockwell Automation COMMON STOCKS 773903109 1,148,178.00 18600 18600 - ALL 18600 0 0 Rockwell Collins Inc COMMON STOCKS 774341101 1,368,875.00 23500 23500 - ALL 23500 0 0 Rowan Companies Inc COMMON STOCKS 779382100 1,457,280.00 48000 48000 - ALL 48000 0 0 Scana Corp COMMON STOCKS 80589M102 834,624.00 20700 20700 - ALL 20700 0 0 Schlumberger Ltd COMMON STOCKS 806857108 147,864.00 2400 2400 - ALL 2400 0 0 Schwab Charles Corp COMMON STOCKS 808513105 27,800.00 2000 2000 - ALL 2000 0 0 Scripps Netwroks Interactive - Cl A COMMON STOCKS 811065101 272,395.50 5725 5725 - ALL 5725 0 0 Senior Hsg Pptys Tr COMMON STOCKS 81721M109 39,480.00 1680 1680 - ALL 1680 0 0 Sherwin Williams Co COMMON STOCKS 824348106 1,958,824.66 26069 26069 - ALL 26069 0 0 Sigma Aldrich Corp COMMON STOCKS 826552101 255,286.64 4228 4228 1 ALL 4228 0 0 Simon Ppty Group Inc COMMON STOCKS 828806109 48,688.50 525 525 2 ALL 525 0 0 Skechers USA Inc COMMON STOCKS 830566105 82,215.00 3500 3500 3 ALL 3500 0 0 SLM Corp COMMON STOCKS 78442P106 2,003,024.10 173422 173422 4 ALL 173422 0 0 Smucker J M Co COMMON STOCKS 832696405 2,067,583.74 34158 34158 5 ALL 34158 0 0 Southern Co COMMON STOCKS 842587107 332,106.32 8918 8918 6 ALL 8918 0 0 Starwood Hotels & Resorts COMMON STOCKS 85590A401 2,769,385.00 52700 52700 7 ALL 52700 0 0 State Str Corp COMMON STOCKS 857477103 39,543.00 1050 1050 8 ALL 1050 0 0 Stec Inc COMMON STOCKS 784774101 36,105.00 2900 2900 9 ALL 2900 0 0 Sysco Corp COMMON STOCKS 871829107 237,286.40 8320 8320 10 ALL 8320 0 0 T.Rowe Price Group Inc COMMON STOCKS 74144T108 1,511,963.00 30200 30200 11 ALL 30200 0 0 Target Corp COMMON STOCKS 87612E106 80,160.00 1500 1500 12 ALL 1500 0 0 Teco Energy Inc COMMON STOCKS 872375100 1,344,638.20 77635 77635 13 ALL 77635 0 0 Tessera Technologies Inc COMMON STOCKS 88164L100 37,000.00 2000 2000 14 ALL 2000 0 0 Texas Instrs Inc COMMON STOCKS 882508104 4,899,177.10 180515 180515 180515 Textron Inc COMMON STOCKS 883203101 1,729,096.00 84100 84100 84100 Thermo Fisher Scientific Inc COMMON STOCKS 883556102 37,107.00 775 775 775 Time Warner Inc COMMON STOCKS 887317303 70,495.00 2300 2300 2300 Titanium Metals Corp COMMON STOCKS 888339207 253,352.28 12693 12693 12693 Total Sys Svcs Inc COMMON STOCKS 891906109 1,085,088.00 71200 71200 71200 Travelers Companies COMMON STOCKS 89417E109 57,310.00 1100 1100 1100 Tupperware Brands Corp COMMON STOCKS 899896104 41,184.00 900 900 900 Tyco Electronics Ltd COMMON STOCKS H8912P106 2,580,126.00 88300 88300 88300 Union Pac Corp COMMON STOCKS 907818108 83,845.00 1025 1025 1025 United Parcel Services COMMON STOCKS 911312106 131,712.75 1975 1975 1975 United States Stl Co COMMON STOCKS 912909108 1,597,091.20 36430 36430 36430 United Technologies COMMON STOCKS 913017109 135,337.00 1900 1900 1900 Unitedhealth Group Inc COMMON STOCKS 91324P102 81,630.75 2325 2325 2325 Universal Corp COMMON STOCKS 913456109 22,049.50 550 550 550 US Bancorp COMMON STOCKS 902973304 2,261,992.50 104625 104625 104625 Verizon Communications COMMON STOCKS 92343V104 504,069.53 15467 15467 15467 Viacom Inc Cl B COMMON STOCKS 92553P201 43,428.00 1200 1200 1200 Vistaprint NV COMMON STOCKS N93540107 32,852.50 850 850 850 Wal Mart Stores Inc COMMON STOCKS 931142103 239,502.00 4475 4475 4475 Walgreen Co COMMON STOCKS 931422109 66,162.50 1975 1975 1975 Walt Disney Co COMMON STOCKS 254687106 111,746.25 3375 3375 3375 Washington Post Co COMMON STOCKS 939640108 248,832.43 623 623 623 Waste Mgmt Inc Del COMMON STOCKS 94106L109 70,586.50 1975 1975 1975 Weis Markets Inc COMMON STOCKS 948849104 21,521.50 550 550 550 Wellpoint Inc COMMON STOCKS 94973V107 52,392.00 925 925 925 Wells Fargo & Co COMMON STOCKS 949746101 230,567.75 9175 9175 9175 Western Refining Inc COMMON STOCKS 959319104 68,120.00 13000 13000 13000 Weyerhaeuser Co COMMON STOCKS 962166104 230,868.24 14649 14649 14649 Whole Foods Mkt Inc COMMON STOCKS 966837106 60,303.75 1625 1625 1625 Windstream Corp COMMON STOCKS 97381W104 1,727,974.00 140600 140600 140600 Wisconsin Energy Corp COMMON STOCKS 976657106 1,103,980.00 19100 19100 19100 Wonder Auto Technology COMMON STOCKS 978166106 47,656.00 5600 5600 5600 World Wrestling Entertain - A COMMON STOCKS 98156Q108 107,107.00 7700 7700 7700 WSP Holdings LTD COMMON STOCKS 92934F104 4,410.00 3500 3500 3500 Wyndham Worldwide Co COMMON STOCKS 98310W108 1,994,322.00 72600 72600 72600 Wynn Resorts Ltd COMMON STOCKS 983134107 233,411.30 2690 2690 2690 Xilinx Inc COMMON STOCKS 983919101 1,809,788.40 67935 67935 67935 Yahoo Inc COMMON STOCKS 984332106 36,842.00 2600 2600 2600 Zions Bancorp COMMON STOCKS 989701107 397,296.00 18600 18600 18600 3M Co CONVERTIBLE BOND 88579YAB7 189,520.00 206 206 206 Affiliated Managers Group CONVERTIBLE BOND 008252AL2 2,560,890.19 2517 2517 2517 Allegheny Technologies Inc CONVERTIBLE BOND 01741RAD4 1,874,723.23 1365 1365 1365 Allergan Inc CONVERTIBLE BOND 018490AL6 2,700,058.78 2338 2338 2338 Amgen Inc CONVERTIBLE BOND 031162AQ3 2,393,559.31 2397 2397 2397 Archer Daniels Midland Co CONVERTIBLE BOND 039483AW2 2,804,652.66 2678 2678 2678 Beckman Coulter Inc CONVERTIBLE BOND 075811AD1 2,263,930.26 2201 2201 2201 Best Buy Inc CONVERTIBLE BOND 086516AF8 1,844,787.15 1668 1668 1668 Boston Pptys Ltd Partnership CONVERTIBLE BOND 10112RAG9 2,525,528.51 2253 2253 2253 Cameron International Corp CONVERTIBLE BOND 13342BAB1 2,143,873.21 1655 1655 1655 Chesapeake Energy Corp CONVERTIBLE BOND 165167BZ9 1,746.25 2 2 2 Dominion Resources Inc CONVERTIBLE BOND 25746UAT6 3,630,917.93 2915 2915 2915 E M C Corp Mass CONVERTIBLE BOND 268648AK8 3,212,513.24 2432 2432 2432 Health Care Reit Inc CONVERTIBLE BOND 42217KAQ9 1,450,762.71 1294 1294 1294 Ingersoll-Rand Global Hldg Co CONVERTIBLE BOND 45687AAD4 416,032.50 204 204 204 Intel Corp CONVERTIBLE BOND 458140AD2 2,934,478.72 2933 2933 2933 Invitrogen Corp CONVERTIBLE BOND 46185RAM2 1,480,366.73 1315 1315 1315 L-3 Communications Corp CONVERTIBLE BOND 502413AW7 2,125,774.29 2101 2101 2101 Medtronic Inc CONVERTIBLE BOND 585055AM8 2,689,205.04 2668 2668 2668 Molson Coors Brewing Co CONVERTIBLE BOND 60871RAA8 2,867,299.60 2552 2552 2552 Nabors Inds Inc CONVERTIBLE BOND 629568AP1 2,665,533.45 2666 2666 2666 Nasdaq Omx Group Inc CONVERTIBLE BOND 631103AA6 2,446,905.50 2470 2470 2470 National City Corp CONVERTIBLE BOND 635405AW3 2,485,586.13 2436 2436 2436 National Retail Properties Inc CONVERTIBLE BOND 637417AC0 2,758,472.29 2420 2420 2420 Newmont Mining Corp CONVERTIBLE BOND 651639AJ5 1,473.39 1 1 1 Newmont Mining Corp CONVERTIBLE BOND 651639AK2 3,092,752.73 2164 2164 2164 Prologis CONVERTIBLE BOND 743410AS1 1,401,587.85 1464 1464 1464 Rayonier Trs Hldgs Inc CONVERTIBLE BOND 75508AAB2 3,124,672.46 2811 2811 2811 Symantec Corp CONVERTIBLE BOND 871503AF5 2,575,885.42 2375 2375 2375 Teva Pharmaceutical Fin Co B.V CONVERTIBLE BOND 88165FAA0 2,869,326.22 2438 2438 2438 Textron Inc CONVERTIBLE BOND 883203BN0 389,503.12 225 225 225 Transocean Inc CONVERTIBLE BOND 893830AV1 3,321,719.17 3363 3363 3363 United Dominion Realty Tr Inc CONVERTIBLE BOND 910197AK8 2,770,410.42 2710 2710 2710 Vornado Rlty L P CONVERTIBLE BOND 929043AC1 1,936,746.93 1664 1664 1664 Vornado Rlty L P CONVERTIBLE BOND 929043AE7 2,067.19 2 2 2 Global X/InterBolsa FTSE EXCHANGE TRADED FUND 37950E200 2,637.00 60 60 60 iShares FTSE/Xinhua China EXCHANGE TRADED 25 Index Fund FUND 464287184 2,569.20 60 60 60 iShares Gs$ Investop EXCHANGE TRADED FUND 464287242 3,830,923.75 33875 33875 33875 iShares Iboxx Hy Cp Bd EXCHANGE TRADED FUND 464288513 1,260,592.95 14055 14055 14055 iShares Lehman 1-3 Credit EXCHANGE TRADED FUND 464288646 3,241,688.70 30860 30860 30860 iShares Lehman 1-3 Tr EXCHANGE TRADED FUND 464287457 29,506.61 350 350 350 iShares Lehman Int Credit EXCHANGE TRADED FUND 464288638 3,539,586.50 32650 32650 32650 iShares Lehman Tips EXCHANGE TRADED FUND 464287176 3,432,663.50 31475 31475 31475 iShares MSCI Poland Index EXCHANGE TRADED FUND 46429B606 5,001,961.30 155582 155582 155582 iShares MSCI Brazil Index EXCHANGE TRADED FUND 464286400 2,308.44 30 30 30 iShares MSCI Canada Index EXCHANGE TRADED FUND 464286509 4,120,297.88 146996 146996 146996 iShares MSCI Eastern Europe EXCHANGE TRADED Index FUND 464286566 2,484.72 90 90 90 iShares MSCI Emerging EXCHANGE TRADED Markets Index FUND 464287234 2,238.50 50 50 50 iShares MSCI Hong Kong Index EXCHANGE TRADED FUND 464286871 4,268,933.27 235333 235333 235333 iShares MSCI New Zealand EXCHANGE TRADED Index FUND 464289123 4,219,943.20 154690 154690 154690 iShares MSCI S. Africa Index EXCHANGE TRADED FUND 464286780 2,688.80 40 40 40 iShares MSCI S. Korea Index EXCHANGE TRADED FUND 464286772 4,572,646.14 85486 85486 85486 iShares MSCI Singapore Index EXCHANGE TRADED FUND 464286673 4,555,475.73 344590 344590 344590 iShares MSCI Switzerland EXCHANGE TRADED Index FUND 464286749 4,190,044.71 183613 183613 183613 iShares MSCI Taiwan Index EXCHANGE TRADED FUND 464286731 37,127.00 2740 2740 2740 Market Vectors Poland ETF EXCHANGE TRADED FUND 57060U571 44,370.00 1700 1700 1700 Market Vectors Vietnam ETF EXCHANGE TRADED FUND 57060U761 2,445.00 100 100 100 Spdr S&P 500 EXCHANGE TRADED FUND 78462F103 25,371,099.00 222300 222300 222300 United States Oil Fund EXCHANGE TRADED FUND 91232N108 32,227.00 925 925 925 Penn Virginia GP Holdings LP LIMITED PARTNERSHIPS 70788P105 41,148.00 1800 1800 1800 Targa Resources Partners LP LIMITED PARTNERSHIPS 87611X105 8,334.00 300 300 300 BP AMERICAN DEPOSITARY RECEIPT 055622104 76,164.50 1850 1850 1850 China Nepstar Chain Drug AMERICAN DEPOSITARY RECEIPT 16943C109 79,125.00 18750 18750 18750 Cninsure Inc AMERICAN DEPOSITARY RECEIPT 18976M103 29,050.00 1250 1250 1250 Huaneng Power Intl AMERICAN DEPOSITARY RECEIPT 443304100 56,948.00 2300 2300 2300 Melco Crown Entertainment AMERICAN DEPOSITARY RECEIPT 585464100 126,750.00 25000 25000 25000 Telecom Corp New Zealand AMERICAN DEPOSITARY RECEIPT 879278208 58,280.00 7750 7750 7750 Westpac Bkg Ltd AMERICAN DEPOSITARY RECEIPT 961214301 28,075.00 250 250 250 320,857,833.82
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