-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G22SYhyipqwt1/r/j9zYMrZXicHRBfVy9uYoqtwpQdOJRivkM82/ZC+bBRiruyvu P1xjsTyxUCSG9EGGAsZfIA== 0001463217-10-000006.txt : 20101115 0001463217-10-000006.hdr.sgml : 20101115 20101115120437 ACCESSION NUMBER: 0001463217-10-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101115 DATE AS OF CHANGE: 20101115 EFFECTIVENESS DATE: 20101115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED CAPITAL FINANCIAL ADVISERS,INC. CENTRAL INDEX KEY: 0001463217 IRS NUMBER: 201847610 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13508 FILM NUMBER: 101190274 BUSINESS ADDRESS: STREET 1: 500 NEWPORT CENTER DRIVE STREET 2: 2ND FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-999-8500 MAIL ADDRESS: STREET 1: 500 NEWPORT CENTER DRIVE STREET 2: 2ND FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 13F-HR 1 aucfafiling0910txt.txt 13F HOLDINGS REPORT - SEPTEMBER 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F-HR Form 13F Cover Page Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds a new holdings entries. Institutional Investment Manager Filing this report: Name: United Capital Financial Advisers Address: 500 Newport Center Drive 2nd Floor Newport Beach, CA 92660 13F File Number: 028-13508 This institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understand that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Herman Title: Chief Compliance Officer Phone: 949-999-8500 Signature, Place and Date of Signing Michael Herman Newport Beach, CA November 11, 2010 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ x ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager:
Form 13F File Number Name - ---------------------- ----------------------- 028-10562 ALLIANCEBERNSTEIN LP 028-01162 ATALANTA/SOSNOFF MANAGEMENT,LLC 028-05267 DELAWARE MANAGEMENT BUSINESS TRUST 028-13411 ENVESTNET ASSET MANAGEMENT 028-12624 FIRST REPUBLIC INVESTMENT MANAGEMENT, INC 028-06419 LOTSOFF CAPITAL MANAGEMENT 028-13466 NORTHCOAST ASSET MANAGEMENT LLC 028-00290 NORTHERN TRUST CORPORATION 028-11710 NUVEEN ASSET MANAGEMENT, INC 028-01474 NWQ INVESTMENT MANAGEMENT CO LLC 028-12966 OSHAUGHNESSY ASSET MANAGEMENT, LLC 028-11107 PLACEMARK INVESTMENTS INC 028-02634 REED CONNOR BIRDWELL 028-04691 SCHAFER CULLEN CAPITAL MANAGEMENT INC 028-06605 THORNBURG INVESTMENT MGMT INC 028-01204 WENTWORTH, HAUSER AND VIOLICH
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE AS OF DATE: 03/31/10 REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 ----------- FORM 13F INFORMATION TABLE ENTRY TOTAL: 280 ----------- FORM 13F INFORMATION TABLE VALUE TOTAL: $ 531,619 ----------- (thousands) Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE.
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ 3M CO. COM 88579Y101 1572 18129 SH SOLE 13166 0 4963 A T & T INC (NEW) COM 00206R102 2411 84307 SH SOLE 70007 0 14300 ABBOTT LABS COM 002824100 7056 135063 SH SOLE 54237 0 80826 ACCENTURE PLC COM G1151C101 2898 68204 SH SOLE 44894 0 23310 ADOBE SYS INC COM 00724F101 653 24959 SH SOLE 8644 0 16315 ADUDDELL INDS INC COM COM 007391105 0 175000 SH SOLE 175000 0 0 ADVANCED MICRO DEVICES INC COM 007903107 143 20050 SH SOLE 20050 0 0 AECOM TECHNOLOGY CORP COM 00766T100 2668 109966 SH SOLE 65061 0 44905 AFFILIATED MANAGERS GROUP COM 008252108 1386 17767 SH SOLE 9317 0 8450 AGILENT TECHNOLOGIES INC COM 00846U101 235 7034 SH SOLE 41 6993 0 ALCON INC COM H01301102 3098 18576 SH SOLE 18576 0 0 ALEXION PHARMACEUTICALS INC CO COM 015351109 3468 53884 SH SOLE 53884 0 0 ALLERGAN INC COM 018490102 279 4191 SH SOLE 4191 0 0 ALLIANCEBERNSTEIN INCOME FUNCO COM 01881E101 170 20295 SH SOLE 20295 0 0 ALTRIA GROUP INC COM 02209S103 640 26628 SH SOLE 26628 0 0 AMERICA MOVIL S A DE C V COM 02364W105 1861 34899 SH SOLE 25061 0 9838 AMERISOURCE BERGEN CORP COM 03073E105 3309 107926 SH SOLE 107926 0 0 AMGEN INC COM 031162100 271 4917 SH SOLE 4917 0 0 ANADARKO PETE CORP COM 032511107 407 7127 SH SOLE 7127 0 0 ANNALY CAP MGMT INC COM 035710409 943 53556 SH SOLE 53556 0 0 APACHE CORP COM 037411105 768 7858 SH SOLE 2732 0 5126 APOLLO GROUP INC CL A COM 037604105 307 5981 SH SOLE 1594 0 4387 APPLE INC COM 037833100 23506 82839 SH SOLE 34270 0 48569 APPLIED MATLS INC COM 038222105 764 65412 SH SOLE 65412 0 0 ARCHER DANIELS MIDLAND COM 039483102 210 6568 SH SOLE 0 6568 0 BAIDU.COM INC SPON ADR REP A COM 056752108 2150 20954 SH SOLE 20954 0 0 BANK AMERICA CORP COM 060505104 908 69264 SH SOLE 69264 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 292 11165 SH SOLE 252 10913 0 BAXTER INTL INC COM 071813109 1113 23329 SH SOLE 23329 0 0 BECTON DICKINSON & CO. COM 075887109 1149 15502 SH SOLE 15502 0 0 BERKSHIRE HATHAWAY INC DEL CL COM 084670702 1900 22982 SH SOLE 19182 0 3800 BEST BUY INC COM 086516101 575 14080 SH SOLE 9525 4555 0 BHP BILLITON LTD SPONSORED ADR COM 088606108 217 2849 SH SOLE 2849 0 0 BIO RAD LABS INC CL A COM 090572207 272 3000 SH SOLE 3000 0 0 BLACKSTONE GROUP L P COM UNIT COM 09253U108 173 13628 SH SOLE 0 13628 0 BLOCK H & R INC COM 093671105 130 10040 SH SOLE 10040 0 0 BOSWELL J G CO COM COM 101205102 237 370 SH SOLE 370 0 0 BP PLC ADR COM 055622104 414 10063 SH SOLE 757 0 9306 BRISTOL MYERS SQUIBB CO. COM 110122108 307 11307 SH SOLE 1258 0 10049 BROADCOM CORP COM 111320107 226 6374 SH SOLE 6374 0 0 CALAVO GROWERS INC COM 128246105 216 9944 SH SOLE 9944 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 219 5107 SH SOLE 5107 0 0 CANADIAN NATL RY CO. COM 136375102 3073 48002 SH SOLE 48002 0 0 CARMAX INC COM 143130102 1228 44061 SH SOLE 17216 0 26845 CASH TECHNOLOGIES INC COM COM 147910103 1 20000 SH SOLE 20000 0 0 CATERPILLAR INC COM 149123101 301 3823 SH SOLE 995 2828 0 CELANESE CORP DEL COM SER A COM 150870103 238 7408 SH SOLE 765 6643 0 CELL THERAPEUTICS INC COM NO P COM 150934503 4 10000 SH SOLE 10000 0 0 CHESAPEAKE ENERGY CORP COM 165167107 271 11965 SH SOLE 1465 0 10500 CHEVRON TEXACO CORP COM 166764100 3412 42103 SH SOLE 35527 0 6576 CHIPOTLE MEXICAN GRILL INC CL COM 169656105 3491 20298 SH SOLE 20298 0 0 CISCO SYSTEMS INC COM 17275R102 6296 287496 SH SOLE 92829 0 194667 CITIGROUP INC COM 172967101 285 73001 SH SOLE 73001 0 0 CITY NATL CORP COM 178566105 771 14528 SH SOLE 14528 0 0 CLAYMORE EXCHANGE TRADED FD BN COM 18383M100 695 15550 SH SOLE 15550 0 0 CLIFFS NATURAL RESOURCES INCCO COM 18683K101 3378 52850 SH SOLE 52850 0 0 CME GROUP INC COM 12572Q105 1977 7590 SH SOLE 1908 0 5682 COACH INC COM 189754104 4787 111437 SH SOLE 97970 0 13467 COCA COLA CO. COM 191216100 1781 30438 SH SOLE 30438 0 0 COGNIZANT TECHNOLOGY SOLUTIONS COM 192446102 3056 47398 SH SOLE 47398 0 0 COLUMBIA ACORN TR FD CL Z MUTUAL FUNDS 197199409 541 19960 SH SOLE 19960 0 0 COLUMBIA BALANCED FD LARGE CAP MUTUAL FUNDS 19765P661 203 9592 SH SOLE 0 0 9592 COMCAST CORP CLASS A COM 20030N101 676 37390 SH SOLE 37390 0 0 CONOCO PHILLIPS COM 20825C104 802 13967 SH SOLE 13967 0 0 CONVERGYS CORP COM COM 212485106 184 17569 SH SOLE 0 17569 0 CORNING INC COM 219350105 1253 68545 SH SOLE 45295 0 23250 CORPORATE PPTY ASSOCS 15 INCCO COM 22002Y107 0 15561 SH SOLE 15561 0 0 COSTCO WHSL CORP NEW COM 22160K105 366 5672 SH SOLE 5672 0 0 COVIDIEN PLC ORDINARY SHARE COM G2554F105 473 11769 SH SOLE 11769 0 0 CREDIT SUISSE NASSAU BRH ETN L COM 22542D852 797 36523 SH SOLE 36523 0 0 CRESTON RES LTD COM COM 226270106 0 10000 SH SOLE 10000 0 0 DENTSPLY INTL INC NEW COM COM 249030107 1414 44233 SH SOLE 44233 0 0 DIAGEO PLC ADR SPONSORED COM 25243Q205 332 4811 SH SOLE 4811 0 0 DIAMONDS TR DEC 71 OPTION - CALL 96X99B521 369 100 SH CALL SOLE 100 0 0 DIGITAL RLTY TR INC COM COM 253868103 497 8058 SH SOLE 8058 0 0 DISNEY WALT PRODUCTION COM 254687106 1070 32331 SH SOLE 15990 7491 8850 DU PONT EI DE NEMOURS CO. COM 263534109 3606 80819 SH SOLE 80819 0 0 DUKE ENERGY CORP COM 26441C105 320 18079 SH SOLE 18079 0 0 DUNCAN ENERGY PARTNERS LP COM COM 265026104 236 7565 SH SOLE 7565 0 0 E DIGITAL CORP COM COM 26841Y103 4 52500 SH SOLE 52500 0 0 ECHO GLOBAL LOGISTICS INC COM COM 27875T101 167 13092 SH SOLE 0 13092 0 ELDORADO GOLD CORP NEW COM COM 284902103 3383 182940 SH SOLE 182940 0 0 EMERSON ELECTRIC CO. COM 291011104 3934 74700 SH SOLE 34373 0 40327 ENTERPRISE PRODS PARTNERS L COM 293792107 362 9130 SH SOLE 9130 0 0 EVOTEC AG SPONSORED ADS COM 30050E105 104 16027 SH SOLE 16027 0 0 EXELON CORP COM 30161N101 1310 30760 SH SOLE 30760 0 0 EXXON MOBIL CORP COM 30231G102 5502 89047 SH SOLE 54674 10882 23491 F5 NETWORKS INC COM COM 315616102 3064 29520 SH SOLE 29520 0 0 FIDUCIARY CLAYMORE MLP OPP FD COM 31647Q106 936 48335 SH SOLE 48335 0 0 FIRST HORIZON NATL CORP COM COM 320517105 159 13907 SH SOLE 0 13907 0 FIRST SOLAR INC COM 336433107 933 6333 SH SOLE 2113 0 4220 FISERV INC COM 337738108 739 13723 SH SOLE 13723 0 0 FLOWSERVE CORP COM COM 34354P105 226 2062 SH SOLE 43 2019 0 FLUOR CORP NEW COM 343412102 1407 28402 SH SOLE 28402 0 0 FORD MTR CO DEL COM 345370860 159 12988 SH SOLE 12988 0 0 FREEPORT MCMORAN COPPER & GOLD COM 35671D857 431 5047 SH SOLE 5047 0 0 GENERAL DYNAMICS CORP COM 369550108 634 10087 SH SOLE 10087 0 0 GENERAL ELECTRIC COM 369604103 3566 219438 SH SOLE 155892 24487 39059 GENERAL MLS INC COM 370334104 299 8180 SH SOLE 1906 6274 0 GILEAD SCIENCES INC COM 375558103 334 9374 SH SOLE 9374 0 0 GLAXOSMITHKLINE PLC ADR SPONSO COM 37733W105 350 8849 SH SOLE 8849 0 0 GOLDMAN SACHS GROUP COM 38141G104 3915 27075 SH SOLE 12200 0 14875 GOOGLE INC COM 38259P508 3607 6860 SH SOLE 2153 0 4707 GRAINGER W W INC COM 384802104 389 3263 SH SOLE 0 0 3263 HARMONIC INC COM COM 413160102 85 12413 SH SOLE 12413 0 0 HARRIS ASSOC INVT TR OAKMARK F MUTUAL FUNDS 413838103 460 12000 SH SOLE 12000 0 0 HARRIS ASSOC INVT TR OAKMRK EQ MUTUAL FUNDS 413838400 826 31727 SH SOLE 31727 0 0 HEWLETT PACKARD CO. COM 428236103 346 8228 SH SOLE 8228 0 0 HNI CORPORATION COM 404251100 267 9300 SH SOLE 0 0 9300 HOME DEPOT INC COM 437076102 314 9917 SH SOLE 1515 0 8402 HOMEOWNERS CHOICE INC COM COM 43741E103 183 28084 SH SOLE 28084 0 0 HONEYWELL INTL INC COM 438516106 244 5546 SH SOLE 5546 0 0 I B M COM 459200101 3879 28914 SH SOLE 13161 0 15753 IHS INC COM 451734107 2427 35698 SH SOLE 7148 0 28550 ILLINOIS TOOL WKS INC COM 452308109 4854 103229 SH SOLE 33596 4183 65450 ILLUMINA INC COM COM 452327109 3315 67371 SH SOLE 67371 0 0 INSTACARE CORP COM NEW COM 45776H208 116 1939543 SH SOLE 1939543 0 0 INTEGRAL TECHNOLOGIES INC COM COM 45810J103 8 10500 SH SOLE 10500 0 0 INTEL CORP COM 458140100 5231 272470 SH SOLE 132104 10879 129487 INTUITIVE SURGICAL INC COM 46120E602 1523 5368 SH SOLE 708 0 4660 IRON MOUNTAIN INC. COM 462846106 1353 60556 SH SOLE 12641 0 47915 ISE FX SPOT AUDUSD MAR 96 OPTION - CALL 9XN99V131 38 127 SH CALL SOLE 127 0 0 ISHARES MSCI EAFE INDEX COM 464287465 9985 181806 SH SOLE 174184 0 7622 ISHARES RUSSELL 1000 INDEX FUN COM 464287622 307 4868 SH SOLE 0 0 4868 ISHARES RUSSELL 2000 INDEX COM 464287655 686 10169 SH SOLE 6717 0 3452 ISHARES RUSSELL 2000 VALUE FUN COM 464287630 645 10407 SH SOLE 10407 0 0 ISHARES RUSSELL MIDCAP VALUE F COM 464287473 775 19190 SH SOLE 19190 0 0 ISHARES SEL DIV INDEX COM 464287168 963 20549 SH SOLE 20549 0 0 ISHARES SILVER TRUST COM 46428Q109 1224 57428 SH SOLE 57428 0 0 ISHARES S&P 500 INDEX FUND COM 464287200 3471 30316 SH SOLE 30316 0 0 ISHARES S&P MDP 400 COM 464287606 696 7907 SH SOLE 7907 0 0 ISHARES S&P MIDCAP 400 FUND COM 464287507 15443 192847 SH SOLE 192847 0 0 ISHARES S&P SMALLCAP 600 FUND COM 464287804 9230 156206 SH SOLE 156206 0 0 ISHARES TR BARCLYS TIPS B COM 464287176 1883 17270 SH SOLE 17270 0 0 ISHARES TR DJ US FINL SEC COM 464287788 307 5899 SH SOLE 5899 0 0 ISHARES TR FTSE XNHUA IDX COM 464287184 754 17613 SH SOLE 17613 0 0 ISHARES TR MSCI EMERGING MKT COM 464287234 21795 486814 SH SOLE 480749 0 6065 ISHARES TR RUSL 2000 GROW COM 464287648 471 6298 SH SOLE 6298 0 0 ISHARES TR RUSSEL 1000 VALUE COM 464287598 755 12802 SH SOLE 12802 0 0 ISHARES TR RUSSELL 1000 GRW COM 464287614 396 7708 SH SOLE 7708 0 0 ISHARES TR RUSSELL 3000 COM 464287689 410 6084 SH SOLE 6084 0 0 ISHARES TR RUSSELL MCP GR COM 464287481 858 17218 SH SOLE 17218 0 0 ISHARES TR S&P 500 VALUE COM 464287408 25741 474488 SH SOLE 474488 0 0 ISHARES TR S&P GBL ENER COM 464287341 318 9392 SH SOLE 9392 0 0 ISHARES TR S&P GL UTILITI COM 464288711 541 11984 SH SOLE 11984 0 0 ISHARES TR S&P GLO INFRAS COM 464288372 224 6556 SH SOLE 6556 0 0 ISHARES TR S&P MIDCP VALU COM 464287705 725 10202 SH SOLE 10202 0 0 ISHARES TR S&P NA NAT RES COM 464287374 206 5933 SH SOLE 5933 0 0 ISHARES TR S&P SMLCP GROW COM 464287887 203 3256 SH SOLE 3256 0 0 ISHARES TR S&P500 GRW COM 464287309 25455 428749 SH SOLE 428749 0 0 ITAU UNIBANCO HLDG SA SPON ADR PREFERRED STOCKS 465562106 3449 142659 SH SOLE 142659 0 0 ITT INDS INC COM 450911102 1486 31724 SH SOLE 11440 0 20284 J P MORGAN CHASE & CO. COM 46625H100 2224 58431 SH SOLE 46636 0 11795 JOHNSON & JOHNSON COM 478160104 3164 51059 SH SOLE 29598 3697 17764 JPMORGAN CHASE & CO ALERIAN ML MUTUAL FUNDS 46625H365 1498 44400 SH SOLE 44400 0 0 KIMBERLY CLARK CORP COM 494368103 551 8474 SH SOLE 5470 3004 0 KINDER MORGAN EGY PTNS L P UT COM 494550106 774 11305 SH SOLE 3405 0 7900 KINDER MORGAN MGMT-FRAC COM EKE55U103 6 1834647 SH SOLE 180884 0 1653763 KINDER MORGAN MGMT-SHS COM 49455U100 1156 19528 SH SOLE 6554 0 12974 KOHLS CORP COM 500255104 442 8392 SH SOLE 3712 0 4680 KONINKLIJKE PHILIPS ELECTRS SP COM 500472303 310 9887 SH SOLE 9887 0 0 KRAFT FOODS INC CL A COM 50075N104 900 29178 SH SOLE 16618 6251 6309 LAS VEGAS SANDS CORP COM 517834107 2446 70199 SH SOLE 70199 0 0 LILLY, ELI AND COMPANY COM 532457108 233 6387 SH SOLE 6387 0 0 LOUISIANA PAC CORP COM 546347105 155 20528 SH SOLE 1565 18963 0 LUBRIZOL CORP COM 549271104 3442 32485 SH SOLE 32485 0 0 MAGNA INTL INC CL A COM 559222401 3306 40191 SH SOLE 40191 0 0 MARKEL CORP COM COM 570535104 690 2002 SH SOLE 2002 0 0 MASTERCARD INC CL A COM 57636Q104 1284 5733 SH SOLE 5733 0 0 MCDONALDS CORP COM 580135101 854 11461 SH SOLE 8511 2950 0 MCKESSON CORPORATION COM 58155Q103 380 6151 SH SOLE 6151 0 0 MEDTRONIC INC COM 585055106 1601 47672 SH SOLE 24586 0 23086 MEMC ELECTR MATLS INC COM COM 552715104 170 14234 SH SOLE 0 14234 0 MERCK & COMPANY COM 58933Y105 1160 31512 SH SOLE 26304 5208 0 MFS INTER INCOME TR SH BEN INT MUTUAL FUNDS 55273C107 183 26527 SH SOLE 26527 0 0 MICRO IMAGING TECH INC COM 59484E100 0 24934 SH SOLE 0 0 24934 MICROSOFT COM 594918104 2202 89931 SH SOLE 28476 8729 52726 MOTOROLA INC COM 620076109 145 17036 SH SOLE 17036 0 0 MSCI INC COM 55354G100 1406 42338 SH SOLE 16383 0 25955 NESTLE S A ADR SPON REG SH FOREIGN COMMON S 641069406 314 5868 SH SOLE 5868 0 0 NETAPP INC COM 64110D104 2920 58638 SH SOLE 58638 0 0 NETSUITE INC. COM 64118Q107 495 21000 SH SOLE 9200 0 11800 NIKE INC COM 654106103 606 7565 SH SOLE 7565 0 0 NOBLE CORPORATION COM H5833N103 3399 100581 SH SOLE 59381 0 41200 NORTHERN TRUST CORP COM 665859104 1432 29692 SH SOLE 1326 0 28366 NORTHROP GRUMMAN CORP COM 666807102 234 3855 SH SOLE 3855 0 0 NOVARTIS AG SPONSORED ADR COM 66987V109 233 4043 SH SOLE 4043 0 0 NRG ENERGY INC COM NEW COM 629377508 216 10360 SH SOLE 10360 0 0 NYSE EURONEXT COM COM 629491101 267 9360 SH SOLE 9360 0 0 OCCIDENTAL PETE CORP COM 674599105 446 5701 SH SOLE 5701 0 0 ORACLE SYS CORP COM 68389X105 2374 88415 SH SOLE 21635 7585 59195 OSHKOSH CORP COM 688239201 217 7900 SH SOLE 7900 0 0 PARTNERRE LTD COM COM G6852T105 208 2600 SH SOLE 2600 0 0 PATRIOT SCIENTIFIC CORP COM COM 70336N107 7 64476 SH SOLE 64476 0 0 PAYCHEX INC COM 704326107 883 32103 SH SOLE 32103 0 0 PEPSICO INC COM 713448108 5994 90215 SH SOLE 59518 3059 27638 PETROCHINA CO LTD SPONSORED AD COM 71646E100 412 3536 SH SOLE 3536 0 0 PFIZER INC COM 717081103 701 40840 SH SOLE 29340 0 11500 PHARMACYCLICS INC COM COM 716933106 175 21692 SH SOLE 21692 0 0 PHILIP MORRIS INTL INC COM 718172109 1214 21667 SH SOLE 11767 0 9900 PINNACLE WEST CAP CORP COM COM 723484101 225 5460 SH SOLE 8 5452 0 PITNEY BOWES INC COM 724479100 307 14374 SH SOLE 14374 0 0 PLAINS ALL AMERN PIPELINE L UN COM 726503105 224 3565 SH SOLE 3565 0 0 PLANET BIOPHARMACEUTICALS INCO COM 72702X107 2 11640 SH SOLE 11640 0 0 POWERSHARES ETF TRUST GBL LSTD COM 73935X195 2781 284356 SH SOLE 284356 0 0 POWERSHARES QQQ TRUST UNIT SER COM 73935A104 1274 25954 SH SOLE 25954 0 0 POWERSHS DB MULTI SECT COMM DB COM 73936B200 200 4432 SH SOLE 4432 0 0 PRESTIGE BRANDS HLDGS INC COM COM 74112D101 108 10882 SH SOLE 10882 0 0 PRICE T ROWE GROUP INC COM 74144T108 1254 25041 SH SOLE 2343 0 22698 PROCTER & GAMBLE CO. COM 742718109 3789 63178 SH SOLE 36101 4232 22845 PROSHARES TR PSHS SHRT S&P5 COM 74347R503 830 16980 SH SOLE 16980 0 0 QUALCOMM INC COM 747525103 5158 114294 SH SOLE 26867 0 87427 RIGEL PHARMACEUTICALS INC COM COM 766559603 187 22221 SH SOLE 0 22221 0 ROVI CORP COM COM 779376102 3609 71598 SH SOLE 71598 0 0 ROYAL DUTCH SHELL PLC SPONS AD COM 780259206 321 5328 SH SOLE 5328 0 0 SALESFORCE COM INC COM COM 79466L302 2741 24518 SH SOLE 24518 0 0 SANGAMO BIOSCIENCES INC COM 800677106 68 19944 SH SOLE 19944 0 0 SCHLUMBERGER COM 806857108 8052 130701 SH SOLE 124025 0 6676 SEADRILL LIMITED SHS COM G7945E105 298 10296 SH SOLE 10296 0 0 SECTOR SPDR TR SBI FINL COM 81369Y605 5974 416441 SH SOLE 416441 0 0 SECTOR SPDR TR SBI TECHNOLGY COM 81369Y803 5548 240996 SH SOLE 240996 0 0 SEDONA CORP PA COM COM 815677109 0 20000 SH SOLE 20000 0 0 SELECT SECTOR SPDR TR SBI CONS COM 81369Y407 6258 187314 SH SOLE 187314 0 0 SELECT SECTOR SPDR TR SBI INT- COM 81369Y886 6162 196382 SH SOLE 196382 0 0 SELECTED AMERN SHS INC CL S COM 816221105 740 19506 SH SOLE 19506 0 0 SIEMENS A G SPONSORED ADR COM 826197501 483 4583 SH SOLE 4583 0 0 SIRIUS XM RADIO INC COM 82967N108 23 19566 SH SOLE 19566 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 3566 172531 SH SOLE 172531 0 0 SOTHEBYS COM 835898107 583 15824 SH SOLE 824 0 15000 SOUTHERN CO. COM 842587107 369 9920 SH SOLE 9920 0 0 SPDR CONSUMER STAPLE COM 81369Y308 6262 224596 SH SOLE 224596 0 0 SPDR DJ WILSHIRE INTERNATIONAL COM 78463X863 2376 61718 SH SOLE 61718 0 0 SPDR GOLD TRUST COM 78463V107 7106 55557 SH SOLE 55557 0 0 SPDR INDEX SHS FDS S&P INTL SM COM 78463X871 699 25018 SH SOLE 25018 0 0 SPDR INDUSTRIAL COM 81369Y704 6355 203156 SH SOLE 203156 0 0 SPDR MATERIALS COM 81369Y100 6130 186993 SH SOLE 186993 0 0 SPDR SERIES TRUST DB INT GVT E COM 78464A490 806 13714 SH SOLE 13714 0 0 SPDR S&P MIDCAP 400 ETF TR UTS COM 78467Y107 907 6232 SH SOLE 6232 0 0 SPRINT NEXTEL CORP COM 852061100 304 65674 SH SOLE 0 65674 0 STARBUCKS CORP COM 855244109 1148 44927 SH SOLE 10279 0 34648 STEMCELLS INC COM 85857R105 9 11300 SH SOLE 11300 0 0 STERICYCLE INC COM 858912108 6208 89354 SH SOLE 15351 0 74003 STRYKER CORP COM 863667101 305 6088 SH SOLE 6088 0 0 SYMBOLLON PHARMACEUTICALS INCL COM 87151H106 0 10000 SH SOLE 10000 0 0 SYMS CORP COM COM 871551107 77 10153 SH SOLE 10153 0 0 SYSCO CORP COM 871829107 950 33298 SH SOLE 33298 0 0 S&P 500 DEP RECEIPTS COM 78462F103 1357 11887 SH SOLE 11887 0 0 TARGET CORP COM 87612E106 765 14319 SH SOLE 10395 3924 0 TEVA PHARMACEUTICAL IND LTD AD COM 881624209 3983 75505 SH SOLE 28742 0 46763 THERMO FISHER SCIENTIFIC COM 883556102 1138 23768 SH SOLE 23768 0 0 TIME WARNER INC COM 887317303 369 12042 SH SOLE 43 0 11999 TJX COS INC NEW COM 872540109 252 5645 SH SOLE 5645 0 0 TOYOTA MTR CORP ADR COM 892331307 850 11875 SH SOLE 11875 0 0 TRIMBLE NAVIGATION LTD COM 896239100 976 27865 SH SOLE 5985 0 21880 UNION PAC CORP COM 907818108 297 3632 SH SOLE 3632 0 0 UNITED PARCEL SVC INC COM 911312106 1305 19563 SH SOLE 19563 0 0 V F CORP COM 918204108 529 6525 SH SOLE 6525 0 0 VALE S A ADR COM 91912E105 3527 112802 SH SOLE 112802 0 0 VANGUARD BD INDEX FD INC TOTAL COM 921937835 1502 18173 SH SOLE 18173 0 0 VANGUARD EMERGING MKTS ETF COM 922042858 9133 200902 SH SOLE 156927 0 43975 VANGUARD EUROPE PAC ETF COM 921943858 1182 34252 SH SOLE 34252 0 0 VANGUARD INTL EQUITY INDEX ALL COM 922042775 343 7561 SH SOLE 7561 0 0 VANGUARD INTL EQUITY INDEX - E FOREIGN COMMON S 922042874 15525 318649 SH SOLE 318649 0 0 VANGUARD INTL EQUITY INDEX - P FOREIGN COMMON S 922042866 9403 174619 SH SOLE 174619 0 0 VERIZON COMMUNICATIONS COM 92343V104 822 25209 SH SOLE 13178 0 12031 VESTAS WIND SYS AS COM K9773J128 330 8755 SH SOLE 2000 0 6755 VIPERS MID CAP INDEX COM 922908629 288 4347 SH SOLE 4347 0 0 VIRGINIA COMM BANCORP INC COM COM 92778Q109 53 10928 SH SOLE 10928 0 0 VODAFONE GROUP INC COM 92857W209 473 19068 SH SOLE 8733 0 10335 WAL MART STORES INC COM 931142103 1349 25210 SH SOLE 25210 0 0 WALGREEN COMPANY COM 931422109 3979 118765 SH SOLE 74857 0 43908 WARNER CHILCOTT PLC IRELAND SH COM G94368100 2374 105776 SH SOLE 105776 0 0 WASTE MGMT INC DEL COM 94106L109 1307 36561 SH SOLE 36561 0 0 WELLS FARGO & COMPANY COM 949746101 746 29701 SH SOLE 17197 0 12504 WESTERN UNION COMPANY COM 959802109 193 10900 SH SOLE 10900 0 0 WINTRUST FINL CORP COM 97650W108 331 10216 SH SOLE 0 0 10216 WORLD SERIES OF GOLF INC COM COM 98154X105 11 715000 SH SOLE 715000 0 0 WYNN RESORTS LTD COM 983134107 3005 34627 SH SOLE 34627 0 0 YUM BRANDS INC COM 988498101 265 5756 SH SOLE 5756 0 0 ZIMMER HLDGS INC COM 98956P102 962 18378 SH SOLE 18378 0 0
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