-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RX8WrFI4O3FaX7xrt6FyUr8ybe4zMN3QUsBFh6AgZ8JPP+wVm3zFU076LUA5OLEf NKK0Y9gXioPITUHaD/Wlvg== 0001193125-10-260767.txt : 20101115 0001193125-10-260767.hdr.sgml : 20101115 20101115164240 ACCESSION NUMBER: 0001193125-10-260767 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101115 DATE AS OF CHANGE: 20101115 EFFECTIVENESS DATE: 20101115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CITADEL ADVISORS LLC CENTRAL INDEX KEY: 0001423053 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13183 FILM NUMBER: 101193153 BUSINESS ADDRESS: STREET 1: C/O CITADEL LLC STREET 2: 131 S. DEARBORN ST., 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 312-395-2100 MAIL ADDRESS: STREET 1: C/O CITADEL LLC STREET 2: 131 S. DEARBORN ST., 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: SEPTEMBER 30, 2010 Check here if Amendment [_]; Amendment Number: ______________ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CITADEL ADVISORS LLC Address: 131 SOUTH DEARBORN CHICAGO, IL 60603 13F File Number: 28-13183 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: PATRICIA A. STASNY Title: GLOBAL CONTROLLER Phone: (312) 395-4366 Signature, Place, and Date of Signing: /s/ PATRICIA A. STASNY CHICAGO, ILLINOIS 11/15/2010 - ------------------------------ ----------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 8,224 Form 13F Information Table Value Total: $36,765,344 (THOUSANDS) List of Other Included Managers: NO. FORM 13F FILE NUMBER NAME - --- -------------------- -------------------------------------- 1 28-13182 Citadel Holdings I LP
FORM 13F Page 1 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- 3M CO Cmn 88579Y101 1,024 11,813 Sh Shared-defined -- 11,813 3M CO Cmn 88579Y901 30,791 355,100 Sh Call Shared-defined 1 355,100 3M CO Cmn 88579Y951 16,093 185,600 Sh Put Shared-defined 1 185,600 99 CENTS ONLY STORES CMN STOCK Cmn 65440K906 143 7,600 Sh Call Shared-defined 1 7,600 99 CENTS ONLY STORES CMN STOCK Cmn 65440K956 93 4,900 Sh Put Shared-defined 1 4,900 99 CENTS ONLY STORES CMN STOCK Cmn 65440K106 63 3,317 Sh Shared-defined 1 3,317 99 CENTS ONLY STORES CMN STOCK Cmn 65440K106 853 45,175 Sh Shared-defined -- 45,175 A.O. SMITH CORP. COMMON STOCK Cmn 831865209 84 1,450 Sh Shared-defined 1 1,450 A.O. SMITH CORP. COMMON STOCK Cmn 831865209 1,538 26,562 Sh Shared-defined -- 26,562 A123 SYSTEMS INC Cmn 03739T908 1,217 135,700 Sh Call Shared-defined 1 135,700 A123 SYSTEMS INC Cmn 03739T958 653 72,800 Sh Put Shared-defined 1 72,800 A123 SYSTEMS INC Cmn 03739T108 362 40,374 Sh Shared-defined -- 40,374 AAR CORP CMN STK Cmn 000361905 243 13,000 Sh Call Shared-defined 1 13,000 AAR CORP CMN STK Cmn 000361955 136 7,300 Sh Put Shared-defined 1 7,300 COLUMN TOTALS 53,293
FORM 13F Page 2 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AAR CORP 1.75% CB 2/01/26 -REGISTERED Bond 000361AH8 26,538 27,652,000 Prn Shared-defined -- N/A AAR CORP CMN STK Cmn 000361105 42 2,241 Sh Shared-defined 1 2,241 AAR CORP CMN STK Cmn 000361105 106 5,707 Sh Shared-defined -- 5,707 AARON'S INC Cmn 002535201 29 1,562 Sh Shared-defined 1 1,562 AARON'S INC Cmn 002535901 216 11,700 Sh Call Shared-defined 1 11,700 AARON'S INC Cmn 002535951 54 2,900 Sh Put Shared-defined 1 2,900 AARON'S INC Cmn 002535201 774 41,962 Sh Shared-defined -- 41,962 ABAXIS INC Cmn 002567905 1,529 66,200 Sh Call Shared-defined 1 66,200 ABAXIS INC Cmn 002567955 610 26,400 Sh Put Shared-defined 1 26,400 ABB LTD - SPONS ADR Depository 1:1 Receipt 000375204 481 22,773 Sh Shared-defined -- N/A ABBOTT LABS Cmn 002824900 38,992 746,400 Sh Call Shared-defined 1 746,400 ABBOTT LABS Cmn 002824950 19,439 372,100 Sh Put Shared-defined 1 372,100 ABBOTT LABS Cmn 002824100 692 13,239 Sh Shared-defined -- 13,239 ABERCROMBIE & FITCH COMMON STOCK Cmn 002896907 11,713 297,900 Sh Call Shared-defined 1 297,900 COLUMN TOTALS 101,215
FORM 13F Page 3 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ABERCROMBIE & FITCH COMMON STOCK Cmn 002896957 10,553 268,400 Sh Put Shared-defined 1 268,400 ABERCROMBIE & FITCH COMMON STOCK Cmn 002896207 22,992 584,733 Sh Shared-defined -- 584,733 ABIOMED INC CMN STK Cmn 003654900 89 8,400 Sh Call Shared-defined 1 8,400 ABIOMED INC CMN STK Cmn 003654950 8 800 Sh Put Shared-defined 1 800 ABIOMED INC CMN STK Cmn 003654100 54 5,044 Sh Shared-defined 1 5,044 ABIOMED INC CMN STK Cmn 003654100 70 6,567 Sh Shared-defined -- 6,567 ACADIA PHARMACEUTICALS, INC. Cmn 004225908 1 600 Sh Call Shared-defined 1 600 ACADIA PHARMACEUTICALS, INC. Cmn 004225958 4 4,700 Sh Put Shared-defined 1 4,700 ACADIA PHARMACEUTICALS, INC. Cmn 004225108 3 3,790 Sh Shared-defined 1 3,790 ACADIA PHARMACEUTICALS, INC. Cmn 004225108 8 9,307 Sh Shared-defined -- 9,307 ACCENTURE PLC Cmn G1151C101 3,660 86,130 Sh Shared-defined 1 86,130 ACCENTURE PLC Cmn G1151C901 4,644 109,300 Sh Call Shared-defined 1 109,300 ACCENTURE PLC Cmn G1151C951 5,664 133,300 Sh Put Shared-defined 1 133,300 ACCENTURE PLC Cmn G1151C101 2,001 47,085 Sh Shared-defined -- 47,085 COLUMN TOTALS 49,751
FORM 13F Page 4 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ACCURAY INC Cmn 004397105 50 8,049 Sh Shared-defined 1 8,049 ACCURAY INC Cmn 004397905 13 2,100 Sh Call Shared-defined 1 2,100 ACCURAY INC Cmn 004397955 12 2,000 Sh Put Shared-defined 1 2,000 ACE LTD CMN STOCK Cmn H0023R905 4,584 78,700 Sh Call Shared-defined 1 78,700 ACE LTD CMN STOCK Cmn H0023R955 3,577 61,400 Sh Put Shared-defined 1 61,400 ACE LTD CMN STOCK Cmn H0023R105 24,140 414,417 Sh Shared-defined -- 414,417 ACME PACKET INC Cmn 004764106 481 12,686 Sh Shared-defined 1 12,686 ACME PACKET INC Cmn 004764906 1,920 50,600 Sh Call Shared-defined 1 50,600 ACME PACKET INC Cmn 004764956 3,631 95,700 Sh Put Shared-defined 1 95,700 ACME PACKET INC Cmn 004764106 9,299 245,104 Sh Shared-defined -- 245,104 ACORDA THERAPEUTICS ORD Cmn 00484M906 6,878 208,300 Sh Call Shared-defined 1 208,300 ACORDA THERAPEUTICS ORD Cmn 00484M956 4,656 141,000 Sh Put Shared-defined 1 141,000 ACORDA THERAPEUTICS ORD Cmn 00484M106 1,227 37,146 Sh Shared-defined -- 37,146 ACORN INTERNATIONAL Depository INC-ADR Receipt 004854105 35 8,562 Sh Shared-defined 1 N/A COLUMN TOTALS 60,503
FORM 13F Page 5 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ACORN INTERNATIONAL Depository INC-ADR Receipt 004854105 35 8,559 Sh Shared-defined -- N/A ACTEL CORP CMN STK Cmn 004934105 32 2,025 Sh Shared-defined 1 2,025 ACTEL CORP CMN STK Cmn 004934105 138 8,628 Sh Shared-defined -- 8,628 ACTIVISION BLIZZARD INC Cmn 00507V109 4,948 457,346 Sh Shared-defined 1 457,346 ACTIVISION BLIZZARD INC Cmn 00507V909 1,315 121,500 Sh Call Shared-defined 1 121,500 ACTIVISION BLIZZARD INC Cmn 00507V959 4,766 440,500 Sh Put Shared-defined 1 440,500 ACTIVISION BLIZZARD INC Cmn 00507V109 24,215 2,238,026 Sh Shared-defined -- 2,238,026 ACTUANT CORPORATION - -CL A CMN STK Cmn 00508X903 230 10,000 Sh Call Shared-defined 1 10,000 ACTUANT CORPORATION - -CL A CMN STK Cmn 00508X953 165 7,200 Sh Put Shared-defined 1 7,200 ACTUANT CORPORATION - -CL A CMN STK Cmn 00508X203 22 940 Sh Shared-defined 1 940 ACTUATE CORP CMN STOCK Cmn 00508B102 195 37,869 Sh Shared-defined -- 37,869 ACUITY BRANDS INC CMN STOCK Cmn 00508Y902 252 5,700 Sh Call Shared-defined 1 5,700 ACUITY BRANDS INC CMN STOCK Cmn 00508Y952 708 16,000 Sh Put Shared-defined 1 16,000 ACUITY BRANDS INC CMN STOCK Cmn 00508Y102 1,012 22,876 Sh Shared-defined 1 22,876 COLUMN TOTALS 38,033
FORM 13F Page 6 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ACUITY BRANDS INC CMN STOCK Cmn 00508Y102 932 21,065 Sh Shared-defined -- 21,065 ACXIOM CORP CMN STK Cmn 005125909 154 9,700 Sh Call Shared-defined 1 9,700 ACXIOM CORP CMN STK Cmn 005125959 33 2,100 Sh Put Shared-defined 1 2,100 ACXIOM CORP CMN STK Cmn 005125109 83 5,252 Sh Shared-defined -- 5,252 ADA-ES INC COMMON STOCK Cmn 005208103 3 682 Sh Shared-defined 1 682 ADA-ES INC COMMON STOCK Cmn 005208103 995 205,150 Sh Shared-defined -- 205,150 ADC TELECOMMUNICATIONS 3.5% CB 7/15/2017 - REGISTE Bond 000886AF8 19,996 20,150,000 Prn Shared-defined -- N/A ADC TELECOMMUNICATIONS INC CMN STK Cmn 000886909 94 7,400 Sh Call Shared-defined 1 7,400 ADC TELECOMMUNICATIONS INC CMN STK Cmn 000886959 518 40,900 Sh Put Shared-defined 1 40,900 ADC TELECOMMUNICATIONS INC CMN STK Cmn 000886309 492 38,807 Sh Shared-defined 1 38,807 ADC TELECOMMUNICATIONS INC CMN STK Cmn 000886309 165 13,000 Sh Shared-defined -- 13,000 ADMINISTAFF INC CMN STOCK Cmn 007094905 261 9,700 Sh Call Shared-defined 1 9,700 ADMINISTAFF INC CMN STOCK Cmn 007094955 536 19,900 Sh Put Shared-defined 1 19,900 ADMINISTAFF INC CMN STOCK Cmn 007094105 5 196 Sh Shared-defined 1 196 COLUMN TOTALS 24,267
FORM 13F Page 7 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ADMINISTAFF INC CMN STOCK Cmn 007094105 185 6,883 Sh Shared-defined -- 6,883 ADOBE SYSTEMS COMMON STOCK Cmn 00724F101 10,415 398,269 Sh Shared-defined 1 398,269 ADOBE SYSTEMS COMMON STOCK Cmn 00724F101 405 15,500 Sh Shared-defined -- 15,500 ADOBE SYSTEMS COMMON STOCK Cmn 00724F901 14,037 536,800 Sh Call Shared-defined 1 536,800 ADOBE SYSTEMS COMMON STOCK Cmn 00724F951 20,227 773,500 Sh Put Shared-defined 1 773,500 ADTRAN INC CMN STOCK Cmn 00738A906 2,835 80,300 Sh Call Shared-defined 1 80,300 ADTRAN INC CMN STOCK Cmn 00738A956 3,262 92,400 Sh Put Shared-defined 1 92,400 ADTRAN INC CMN STOCK Cmn 00738A106 192 5,447 Sh Shared-defined 1 5,447 ADTRAN INC CMN STOCK Cmn 00738A106 64,001 1,813,053 Sh Shared-defined -- 1,813,053 ADVANCE AMERICA CASH ADVANCE CENTERS INC COMMON ST Cmn 00739W907 19 4,800 Sh Call Shared-defined 1 4,800 ADVANCE AMERICA CASH ADVANCE CENTERS INC COMMON ST Cmn 00739W957 10 2,400 Sh Put Shared-defined 1 2,400 ADVANCE AMERICA CASH ADVANCE CENTERS INC COMMON ST Cmn 00739W107 5 1,230 Sh Shared-defined 1 1,230 ADVANCE AMERICA CASH ADVANCE CENTERS INC COMMON ST Cmn 00739W107 84 20,753 Sh Shared-defined -- 20,753 ADVANCE AUTO PARTS INC CMN STK Cmn 00751Y906 2,553 43,500 Sh Call Shared-defined 1 43,500 COLUMN TOTALS 118,230
FORM 13F Page 8 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ADVANCE AUTO PARTS INC CMN STK Cmn 00751Y956 2,330 39,700 Sh Put Shared-defined 1 39,700 ADVANCE AUTO PARTS INC CMN STK Cmn 00751Y106 18,437 314,189 Sh Shared-defined -- 314,189 ADVANCED BATTERY TECHNOLOGIES INC COMMON STOCK Cmn 00752H902 38 10,700 Sh Call Shared-defined 1 10,700 ADVANCED BATTERY TECHNOLOGIES INC COMMON STOCK Cmn 00752H952 5 1,500 Sh Put Shared-defined 1 1,500 ADVANCED BATTERY TECHNOLOGIES INC COMMON STOCK Cmn 00752H102 15 4,199 Sh Shared-defined 1 4,199 ADVANCED ENERGY INDS INC CMN STOCK Cmn 007973100 300 22,953 Sh Shared-defined 1 22,953 ADVANCED ENERGY INDS INC CMN STOCK Cmn 007973100 293 22,414 Sh Shared-defined -- 22,414 ADVANCED ENERGY INDS INC CMN STOCK Cmn 007973900 112 8,600 Sh Call Shared-defined 1 8,600 ADVANCED ENERGY INDS INC CMN STOCK Cmn 007973950 244 18,700 Sh Put Shared-defined 1 18,700 ADVANCED MICRO DEVICES NYSE Cmn 007903107 1,516 213,180 Sh Shared-defined 1 213,180 ADVANCED MICRO DEVICES NYSE Cmn 007903107 27,596 3,881,357 Sh Shared-defined -- 3,881,357 ADVANCED MICRO DEVICES NYSE Cmn 007903907 4,567 642,300 Sh Call Shared-defined 1 642,300 ADVANCED MICRO DEVICES NYSE Cmn 007903957 2,762 388,500 Sh Put Shared-defined 1 388,500 ADVANCED MICRO DEVICES NYSE Cmn 007903907 10,665 1,500,000 Sh Call Shared-defined -- 1,500,000 COLUMN TOTALS 68,880
FORM 13F Page 9 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ADVANTAGE ENERGY INCOME FUND COMMON STOCK Cmn 00765F101 68 10,745 Sh Shared-defined 1 10,745 ADVANTAGE ENERGY INCOME FUND COMMON STOCK Cmn 00765F901 82 13,000 Sh Call Shared-defined 1 13,000 ADVANTAGE ENERGY INCOME FUND COMMON STOCK Cmn 00765F951 50 7,900 Sh Put Shared-defined 1 7,900 ADVENT SOFTWARE INC CMN STOCK Cmn 007974108 66 1,268 Sh Shared-defined 1 1,268 ADVENT SOFTWARE INC CMN STOCK Cmn 007974108 357 6,840 Sh Shared-defined -- 6,840 AECOM TECHNOLOGY CORP Cmn 00766T900 488 20,100 Sh Call Shared-defined 1 20,100 AECOM TECHNOLOGY CORP Cmn 00766T950 226 9,300 Sh Put Shared-defined 1 9,300 AECOM TECHNOLOGY CORP Cmn 00766T100 10 400 Sh Shared-defined -- 400 AEGEAN MARINE PETROLEUM NETWORK INC CMN STK Cmn Y0017S902 123 7,400 Sh Call Shared-defined 1 7,400 AEGEAN MARINE PETROLEUM NETWORK INC CMN STK Cmn Y0017S952 466 28,000 Sh Put Shared-defined 1 28,000 AEGEAN MARINE PETROLEUM NETWORK INC CMN STK Cmn Y0017S102 71 4,241 Sh Shared-defined 1 4,241 AEGEAN MARINE PETROLEUM NETWORK INC CMN STK Cmn Y0017S102 2,875 172,795 Sh Shared-defined -- 172,795 AEGON NV ADR USD 1:1 Depository Receipt 007924103 23 3,793 Sh Shared-defined 1 N/A AEGON NV ADR USD 1:1 Depository Receipt 007924103 91 15,130 Sh Shared-defined -- N/A COLUMN TOTALS 4,996
FORM 13F Page 10 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AERCAP HOLDINGS NV Cmn N00985106 18 1,562 Sh Shared-defined 1 1,562 AERCAP HOLDINGS NV Cmn N00985906 309 26,100 Sh Call Shared-defined 1 26,100 AERCAP HOLDINGS NV Cmn N00985956 38 3,200 Sh Put Shared-defined 1 3,200 AERCAP HOLDINGS NV Cmn N00985106 4,080 344,920 Sh Shared-defined -- 344,920 AEROPOSTALE INC CMN STK Cmn 007865908 5,185 223,000 Sh Call Shared-defined 1 223,000 AEROPOSTALE INC CMN STK Cmn 007865958 3,814 164,050 Sh Put Shared-defined 1 164,050 AEROPOSTALE INC CMN STK Cmn 007865108 1,730 74,413 Sh Shared-defined 1 74,413 AEROPOSTALE INC CMN STK Cmn 007865108 427 18,351 Sh Shared-defined -- 18,351 AEROVIRONMENT INC Cmn 008073108 149 6,680 Sh Shared-defined 1 6,680 AEROVIRONMENT INC Cmn 008073908 630 28,300 Sh Call Shared-defined 1 28,300 AEROVIRONMENT INC Cmn 008073958 510 22,900 Sh Put Shared-defined 1 22,900 AEROVIRONMENT INC Cmn 008073108 229 10,274 Sh Shared-defined -- 10,274 AES CORPORATION Cmn 00130H905 1,830 161,200 Sh Call Shared-defined 1 161,200 AES CORPORATION Cmn 00130H955 538 47,400 Sh Put Shared-defined 1 47,400 COLUMN TOTALS 19,487
FORM 13F Page 11 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AES TRUST III 6.75% PFD 10/15/2029 - REGISTERED Pref Stk 00808N202 1 22 Sh Shared-defined 1 N/A AETNA INC - NEW Cmn 00817Y108 1,503 47,548 Sh Shared-defined 1 47,548 AETNA INC - NEW Cmn 00817Y108 14,315 452,878 Sh Shared-defined -- 452,878 AETNA INC - NEW Cmn 00817Y908 7,615 240,900 Sh Call Shared-defined 1 240,900 AETNA INC - NEW Cmn 00817Y958 7,125 225,400 Sh Put Shared-defined 1 225,400 AFFILIATED MANAGERS GRP INC CMN STOCK Cmn 008252908 6,054 77,600 Sh Call Shared-defined 1 77,600 AFFILIATED MANAGERS GRP INC CMN STOCK Cmn 008252958 6,763 86,700 Sh Put Shared-defined 1 86,700 AFFILIATED MANAGERS GRP INC CMN STOCK Cmn 008252108 5,315 68,131 Sh Shared-defined -- 68,131 AFFYMAX INC COMMON STOCK Cmn 00826A909 137 23,000 Sh Call Shared-defined 1 23,000 AFFYMAX INC COMMON STOCK Cmn 00826A959 398 66,900 Sh Put Shared-defined 1 66,900 AFFYMAX INC COMMON STOCK Cmn 00826A109 402 67,597 Sh Shared-defined 1 67,597 AFFYMETRIX INC COM STK Cmn 00826T908 9 1,900 Sh Call Shared-defined 1 1,900 AFFYMETRIX INC COM STK Cmn 00826T958 74 16,300 Sh Put Shared-defined 1 16,300 AFFYMETRIX INC COM STK Cmn 00826T108 275 60,383 Sh Shared-defined 1 60,383 COLUMN TOTALS 49,986
FORM 13F Page 12 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AFFYMETRIX INC COM STK Cmn 00826T108 194 42,499 Sh Shared-defined -- 42,499 AFLAC INC Cmn 001055902 15,006 290,200 Sh Call Shared-defined 1 290,200 AFLAC INC Cmn 001055952 15,125 292,500 Sh Put Shared-defined 1 292,500 AFLAC INC Cmn 001055102 16,091 311,178 Sh Shared-defined -- 311,178 AGA MEDICAL HOLDINGS INC Cmn 008368102 143 10,228 Sh Shared-defined 1 10,228 AGA MEDICAL HOLDINGS INC Cmn 008368952 838 60,000 Sh Put Shared-defined 1 60,000 AGCO CORP 1.25% CB 12/15/2036-REGISTERED Bond 001084AM4 31,671 27,102,000 Prn Shared-defined -- N/A AGCO CORP. COMMON STOCK Cmn 001084102 443 11,348 Sh Shared-defined 1 11,348 AGCO CORP. COMMON STOCK Cmn 001084102 525 13,456 Sh Shared-defined -- 13,456 AGCO CORP. COMMON STOCK Cmn 001084902 2,384 61,100 Sh Call Shared-defined 1 61,100 AGCO CORP. COMMON STOCK Cmn 001084952 2,501 64,100 Sh Put Shared-defined 1 64,100 AGFEED INDUSTRIES INC Cmn 00846L101 101 39,067 Sh Shared-defined 1 39,067 AGFEED INDUSTRIES INC Cmn 00846L901 26 10,200 Sh Call Shared-defined 1 10,200 AGFEED INDUSTRIES INC Cmn 00846L951 102 39,600 Sh Put Shared-defined 1 39,600 COLUMN TOTALS 85,150
FORM 13F Page 13 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AGILENT TECHNOLOGIES INC CMN STK Cmn 00846U901 5,589 167,500 Sh Call Shared-defined 1 167,500 AGILENT TECHNOLOGIES INC CMN STK Cmn 00846U951 4,165 124,800 Sh Put Shared-defined 1 124,800 AGILENT TECHNOLOGIES INC CMN STK Cmn 00846U101 505 15,127 Sh Shared-defined 1 15,127 AGILENT TECHNOLOGIES INC CMN STK Cmn 00846U101 34,363 1,029,754 Sh Shared-defined -- 1,029,754 AGILYSYS INC Cmn 00847J105 188 28,900 Sh Shared-defined -- 28,900 AGL RESOURCES, INC. Cmn 001204106 59 1,544 Sh Shared-defined 1 1,544 AGL RESOURCES, INC. Cmn 001204106 556 14,494 Sh Shared-defined -- 14,494 AGNICO EAGLE - NYSE CMN STOCK Cmn 008474108 614 8,642 Sh Shared-defined 1 8,642 AGNICO EAGLE - NYSE CMN STOCK Cmn 008474908 19,022 267,800 Sh Call Shared-defined 1 267,800 AGNICO EAGLE - NYSE CMN STOCK Cmn 008474958 17,338 244,100 Sh Put Shared-defined 1 244,100 AGRIUM COMMON Cmn 008916108 1,515 20,197 Sh Shared-defined 1 20,197 AGRIUM COMMON Cmn 008916108 1,352 18,029 Sh Shared-defined -- 18,029 AGRIUM COMMON Cmn 008916908 11,796 157,300 Sh Call Shared-defined 1 157,300 AGRIUM COMMON Cmn 008916958 14,083 187,800 Sh Put Shared-defined 1 187,800 COLUMN TOTALS 111,145
FORM 13F Page 14 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AIR METHODS CORPORATION Cmn 009128907 2,112 50,800 Sh Call Shared-defined 1 50,800 AIR METHODS CORPORATION Cmn 009128957 3,135 75,400 Sh Put Shared-defined 1 75,400 AIR PRODS & CHEMS INC Cmn 009158106 758 9,157 Sh Shared-defined -- 9,157 AIR PRODS & CHEMS INC Cmn 009158906 4,216 50,900 Sh Call Shared-defined 1 50,900 AIR PRODS & CHEMS INC Cmn 009158956 1,623 19,600 Sh Put Shared-defined 1 19,600 AIR TRANSPORT SERVICES GROUP I Cmn 00922R105 491 80,559 Sh Shared-defined -- 80,559 AIRCASTLE COMMON STOCK Cmn G0129K104 321 37,824 Sh Shared-defined 1 37,824 AIRCASTLE COMMON STOCK Cmn G0129K104 560 66,007 Sh Shared-defined -- 66,007 AIRCASTLE COMMON STOCK Cmn G0129K904 33 3,900 Sh Call Shared-defined 1 3,900 AIRCASTLE COMMON STOCK Cmn G0129K954 117 13,800 Sh Put Shared-defined 1 13,800 AIRGAS INC CMN STK Cmn 009363902 856 12,600 Sh Call Shared-defined 1 12,600 AIRGAS INC CMN STK Cmn 009363952 1,475 21,700 Sh Put Shared-defined 1 21,700 AIRGAS INC CMN STK Cmn 009363102 310 4,567 Sh Shared-defined 1 4,567 AIRGAS INC CMN STK Cmn 009363102 2,143 31,541 Sh Shared-defined -- 31,541 COLUMN TOTALS 18,150
FORM 13F Page 15 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AIRTRAN HOLDINGS 5.25% CB 11/01/2016- REGISTERED Bond 00949PAD0 11,178 7,950,000 Prn Shared-defined -- N/A AIRTRAN HOLDINGS INC CMN STOCK Cmn 00949P908 216 29,400 Sh Call Shared-defined 1 29,400 AIRTRAN HOLDINGS INC CMN STOCK Cmn 00949P958 459 62,400 Sh Put Shared-defined 1 62,400 AIRTRAN HOLDINGS INC CMN STOCK Cmn 00949P108 909 123,682 Sh Shared-defined 1 123,682 AIXTRON AG WHEN Depository ISSUED SPON ADR 1:1 Receipt 009606104 250 8,390 Sh Shared-defined -- N/A COMMON AK STEEL COMMON STOCK Cmn 001547108 3,131 226,734 Sh Shared-defined 1 226,734 AK STEEL COMMON STOCK Cmn 001547108 1,778 128,761 Sh Shared-defined -- 128,761 AK STEEL COMMON STOCK Cmn 001547908 4,393 318,100 Sh Call Shared-defined 1 318,100 AK STEEL COMMON STOCK Cmn 001547958 4,829 349,700 Sh Put Shared-defined 1 349,700 AK STEEL COMMON STOCK Cmn 001547908 4,143 300,000 Sh Call Shared-defined -- 300,000 AKAMAI TECHNOLOGIES INC CMN STOCK Cmn 00971T901 15,661 312,100 Sh Call Shared-defined 1 312,100 AKAMAI TECHNOLOGIES INC CMN STOCK Cmn 00971T951 15,460 308,100 Sh Put Shared-defined 1 308,100 AKAMAI TECHNOLOGIES INC CMN STOCK Cmn 00971T101 20 400 Sh Shared-defined -- 400 ALASKA AIR GROUP COMMON STOCK ALK Cmn 011659909 1,118 21,900 Sh Call Shared-defined 1 21,900 COLUMN TOTALS 63,545
FORM 13F Page 16 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ALASKA AIR GROUP COMMON STOCK ALK Cmn 011659959 1,873 36,700 Sh Put Shared-defined 1 36,700 ALASKA AIR GROUP COMMON STOCK ALK Cmn 011659109 668 13,083 Sh Shared-defined 1 13,083 ALASKA AIR GROUP COMMON STOCK ALK Cmn 011659109 1,577 30,913 Sh Shared-defined -- 30,913 ALASKA COMMUNICATIONS SYSTEMS GROUP CMN STK Cmn 01167P101 38 3,785 Sh Shared-defined 1 3,785 ALASKA COMMUNICATIONS SYSTEMS GROUP CMN STK Cmn 01167P101 878 86,482 Sh Shared-defined -- 86,482 ALBEMARLE CORP CMN STK Cmn 012653901 1,123 24,000 Sh Call Shared-defined 1 24,000 ALBEMARLE CORP CMN STK Cmn 012653951 1,432 30,600 Sh Put Shared-defined 1 30,600 ALBEMARLE CORP CMN STK Cmn 012653101 293 6,252 Sh Shared-defined 1 6,252 ALBEMARLE CORP CMN STK Cmn 012653101 8,911 190,362 Sh Shared-defined -- 190,362 ALBERTO CULVER CO Cmn 013078100 15 408 Sh Shared-defined 1 408 ALBERTO CULVER CO Cmn 013078900 248 6,600 Sh Call Shared-defined 1 6,600 ALBERTO CULVER CO Cmn 013078950 117 3,100 Sh Put Shared-defined 1 3,100 ALBERTO CULVER CO Cmn 013078100 -- 3 Sh Shared-defined -- 3 ALCATEL - ADR Depository Receipt 013904305 233 69,073 Sh Shared-defined 1 N/A COLUMN TOTALS 17,406
FORM 13F Page 17 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ALCATEL - ADR Depository Receipt 013904305 32 9,366 Sh Shared-defined -- N/A ALCOA 5.25% CB 3/15/ 14-REGISTERED Bond 013817AT8 108,396 53,960,000 Prn Shared-defined -- N/A ALCOA INC CMN STOCK Cmn 013817101 13,538 1,117,956 Sh Shared-defined 1 1,117,956 ALCOA INC CMN STOCK Cmn 013817101 3,617 298,699 Sh Shared-defined -- 298,699 ALCOA INC CMN STOCK Cmn 013817901 8,435 696,500 Sh Call Shared-defined 1 696,500 ALCOA INC CMN STOCK Cmn 013817951 18,228 1,505,200 Sh Put Shared-defined 1 1,505,200 ALCON INC Cmn H01301902 30,272 181,500 Sh Call Shared-defined 1 181,500 ALCON INC Cmn H01301952 24,702 148,100 Sh Put Shared-defined 1 148,100 ALCON INC Cmn H01301102 6,259 37,525 Sh Shared-defined -- 37,525 ALDABRA 2 ACQUISITION C-CW11 Wt 09746Y113 -- 120 Shared-defined 1 N/A ALERE INC Cmn 01449J105 35 1,118 Sh Shared-defined 1 1,118 ALERE INC Cmn 01449J905 4,148 134,100 Sh Call Shared-defined 1 134,100 ALERE INC Cmn 01449J955 1,086 35,100 Sh Put Shared-defined 1 35,100 ALERE INC Cmn 01449J105 4,528 146,388 Sh Shared-defined -- 146,388 COLUMN TOTALS 223,276
FORM 13F Page 18 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ALEXANDER & BALDWIN INC CMN STK Cmn 014482903 209 6,000 Sh Call Shared-defined 1 6,000 ALEXANDER & BALDWIN INC CMN STK Cmn 014482953 216 6,200 Sh Put Shared-defined 1 6,200 ALEXANDER & BALDWIN INC CMN STK Cmn 014482103 82 2,356 Sh Shared-defined 1 2,356 ALEXANDER & BALDWIN INC CMN STK Cmn 014482103 886 25,436 Sh Shared-defined -- 25,436 ALEXANDRIA RE EQUITIES INC CMN STOCK Cmn 015271909 3,031 43,300 Sh Call Shared-defined 1 43,300 ALEXANDRIA RE EQUITIES INC CMN STOCK Cmn 015271959 7,294 104,200 Sh Put Shared-defined 1 104,200 ALEXANDRIA RE EQUITIES INC CMN STOCK Cmn 015271109 1,027 14,666 Sh Shared-defined 1 14,666 ALEXANDRIA RE EQUITIES INC CMN STOCK Cmn 015271109 21,883 312,611 Sh Shared-defined -- 312,611 ALEXION PHARMACEUTICALS INC CMN STOCK Cmn 015351909 4,106 63,800 Sh Call Shared-defined 1 63,800 ALEXION PHARMACEUTICALS INC CMN STOCK Cmn 015351959 2,433 37,800 Sh Put Shared-defined 1 37,800 ALEXION PHARMACEUTICALS INC CMN STOCK Cmn 015351109 27,359 425,093 Sh Shared-defined -- 425,093 ALEXZA PHARMACEUTICALS INC Cmn 015384100 14 4,353 Sh Shared-defined 1 4,353 ALEXZA PHARMACEUTICALS INC Cmn 015384900 97 30,700 Sh Call Shared-defined 1 30,700 ALEXZA PHARMACEUTICALS INC Cmn 015384950 -- 100 Sh Put Shared-defined 1 100 COLUMN TOTALS 68,637
FORM 13F Page 19 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ALIGN TECHNOLOGY INC. Cmn 016255101 15 767 Sh Shared-defined 1 767 ALIGN TECHNOLOGY INC. Cmn 016255901 791 40,400 Sh Call Shared-defined 1 40,400 ALIGN TECHNOLOGY INC. Cmn 016255951 603 30,800 Sh Put Shared-defined 1 30,800 ALIGN TECHNOLOGY INC. Cmn 016255101 5 270 Sh Shared-defined -- 270 ALIMERA SCIENCES INC Cmn 016259103 1,036 108,290 Sh Shared-defined -- 108,290 ALKERMES INC CMN STK Cmn 01642T908 365 24,900 Sh Call Shared-defined 1 24,900 ALKERMES INC CMN STK Cmn 01642T958 331 22,600 Sh Put Shared-defined 1 22,600 ALKERMES INC CMN STK Cmn 01642T108 414 28,288 Sh Shared-defined 1 28,288 ALKERMES INC CMN STK Cmn 01642T108 26 1,784 Sh Shared-defined -- 1,784 ALLEGHANY CORPORATION COMMON STOCK Cmn 017175100 91 300 Sh Shared-defined 1 300 ALLEGHANY CORPORATION COMMON STOCK Cmn 017175100 152 501 Sh Shared-defined -- 501 ALLEGHENY ENERGY INC CMN STK Cmn 017361106 472 19,248 Sh Shared-defined 1 19,248 ALLEGHENY ENERGY INC CMN STK Cmn 017361106 110 4,482 Sh Shared-defined -- 4,482 ALLEGHENY ENERGY INC CMN STK Cmn 017361906 353 14,400 Sh Call Shared-defined 1 14,400 COLUMN TOTALS 4,764
FORM 13F Page 20 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ALLEGHENY ENERGY INC CMN STK Cmn 017361956 213 8,700 Sh Put Shared-defined 1 8,700 ALLEGHENY TECHNOLOGIES INC 4.25% CB 6/1/2014- REGIS Bond 01741RAD4 20,374 15,000,000 Prn Shared-defined -- N/A ALLEGHENY TECHNOLOGIES INC. CMN STK Cmn 01741R102 627 13,500 Sh Shared-defined 1 13,500 ALLEGHENY TECHNOLOGIES INC. CMN STK Cmn 01741R102 417 8,986 Sh Shared-defined -- 8,986 ALLEGHENY TECHNOLOGIES INC. CMN STK Cmn 01741R902 5,319 114,500 Sh Call Shared-defined 1 114,500 ALLEGHENY TECHNOLOGIES INC. CMN STK Cmn 01741R952 10,349 222,800 Sh Put Shared-defined 1 222,800 ALLEGIANT TRAVEL CO COMMON STOCK Cmn 01748X902 635 15,000 Sh Call Shared-defined 1 15,000 ALLEGIANT TRAVEL CO COMMON STOCK Cmn 01748X952 1,689 39,900 Sh Put Shared-defined 1 39,900 ALLEGIANT TRAVEL CO COMMON STOCK Cmn 01748X102 691 16,327 Sh Shared-defined 1 16,327 ALLEGIANT TRAVEL CO COMMON STOCK Cmn 01748X102 1,161 27,424 Sh Shared-defined -- 27,424 ALLERGAN INC Cmn 018490102 1,292 19,419 Sh Shared-defined 1 19,419 ALLERGAN INC Cmn 018490902 4,710 70,800 Sh Call Shared-defined 1 70,800 ALLERGAN INC Cmn 018490952 6,773 101,800 Sh Put Shared-defined 1 101,800 ALLERGAN INC Cmn 018490102 19,174 288,208 Sh Shared-defined -- 288,208 COLUMN TOTALS 73,424
FORM 13F Page 21 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ALLETE INC CMN STK Cmn 018522300 47 1,291 Sh Shared-defined 1 1,291 ALLETE INC CMN STK Cmn 018522300 390 10,700 Sh Shared-defined -- 10,700 ALLIANCE BERNSTEIN HOLDING LP CMN STOCK Cmn 01881G106 26 996 Sh Shared-defined 1 996 ALLIANCE DATA 1.75% CB 8/1/13 - REGISTERED Bond 018581AD0 108,469 105,094,000 Prn Shared-defined -- N/A ALLIANCE DATA SYSTEMS CMN STK Cmn 018581108 263 4,030 Sh Shared-defined -- 4,030 ALLIANCE DATA SYSTEMS CMN STK Cmn 018581908 6,533 100,100 Sh Call Shared-defined 1 100,100 ALLIANCE DATA SYSTEMS CMN STK Cmn 018581958 5,495 84,200 Sh Put Shared-defined 1 84,200 ALLIANCE DATA SYSTEMS CMN STK Cmn 018581958 101,545 1,556,000 Sh Put Shared-defined -- 1,556,000 ALLIANCE ONE INTERNATIONAL 5.5% CB 07/15/2014 -RE Bond 018772AQ6 19,235 17,500,000 Prn Shared-defined -- N/A ALLIANCE ONE INTERNATIONAL INC CMN STK Cmn 018772103 85 20,381 Sh Shared-defined -- 20,381 ALLIANCE RESOURCE PARTNERS Cmn 01877R908 2,205 37,800 Sh Call Shared-defined 1 37,800 ALLIANCE RESOURCE PARTNERS Cmn 01877R958 4,276 73,300 Sh Put Shared-defined 1 73,300 ALLIANCE BERNSTEIN HOLDING LP CMN STOCK Cmn 01881G906 1,244 47,100 Sh Call Shared-defined 1 47,100 ALLIANCE BERNSTEIN HOLDING LP CMN STOCK Cmn 01881G956 251 9,500 Sh Put Shared-defined 1 9,500 COLUMN TOTALS 250,064
FORM 13F Page 22 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ALLIANT ENERGY CORP CMN STOCK Cmn 018802108 34 935 Sh Shared-defined 1 935 ALLIANT ENERGY CORP CMN STOCK Cmn 018802108 998 27,442 Sh Shared-defined -- 27,442 ALLIANT TECH SYSTEM 2.75% CB 9/15/2011 - REGISTERE Bond 018804AN4 47,367 46,996,000 Prn Shared-defined -- N/A ALLIANT TECHSYSTEMS 3.0% CB 08/15/2024- REGISTERED Bond 018804AK0 51,411 45,043,000 Prn Shared-defined -- N/A ALLIANT TECHSYSTEMS INC CMN STK Cmn 018804904 1,674 22,200 Sh Call Shared-defined 1 22,200 ALLIANT TECHSYSTEMS INC CMN STK Cmn 018804954 1,154 15,300 Sh Put Shared-defined 1 15,300 ALLIANT TECHSYSTEMS INC CMN STK Cmn 018804104 174 2,307 Sh Shared-defined 1 2,307 ALLIANT TECHSYSTEMS INC CMN STK Cmn 018804104 51 681 Sh Shared-defined -- 681 ALLIED IRISH BANKS - Depository SPONS ADR (1:2) Receipt 019228402 164 115,624 Sh Shared-defined 1 N/A ALLIED NEVADA GOLD CORP Cmn 019344900 1,736 65,500 Sh Call Shared-defined 1 65,500 ALLIED NEVADA GOLD CORP Cmn 019344950 1,102 41,600 Sh Put Shared-defined 1 41,600 ALLIED WORLD ASSURANCE HOLDINGS LTD/BERMUDA COMMON Cmn G0219G203 38 667 Sh Shared-defined 1 667 ALLIED WORLD ASSURANCE HOLDINGS LTD/BERMUDA COMMON Cmn G0219G203 275 4,863 Sh Shared-defined -- 4,863 ALLIS-CHALMERS ENERGY INC COMMON STOCK Cmn 019645956 8 2,000 Sh Put Shared-defined 1 2,000 COLUMN TOTALS 106,186
FORM 13F Page 23 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ALLIS-CHALMERS ENERGY INC COMMON STOCK Cmn 019645506 44 10,587 Sh Shared-defined 1 10,587 ALLOS THERAPEUTICS INC CMN STOCK Cmn 019777901 63 13,400 Sh Call Shared-defined 1 13,400 ALLOS THERAPEUTICS INC CMN STOCK Cmn 019777951 112 23,700 Sh Put Shared-defined 1 23,700 ALLOS THERAPEUTICS INC CMN STOCK Cmn 019777101 98 20,741 Sh Shared-defined 1 20,741 ALLOS THERAPEUTICS INC CMN STOCK Cmn 019777101 3,779 800,718 Sh Shared-defined -- 800,718 ALLSCRIPTS HEALTHCARE SOLUTION Cmn 01988P108 103 5,583 Sh Shared-defined 1 5,583 ALLSCRIPTS HEALTHCARE SOLUTION Cmn 01988P908 888 48,100 Sh Call Shared-defined 1 48,100 ALLSCRIPTS HEALTHCARE SOLUTION Cmn 01988P958 497 26,900 Sh Put Shared-defined 1 26,900 ALLSCRIPTS HEALTHCARE SOLUTION Cmn 01988P108 16,035 868,182 Sh Shared-defined -- 868,182 ALLSTATE CORP CMN STK Cmn 020002101 2,987 94,667 Sh Shared-defined 1 94,667 ALLSTATE CORP CMN STK Cmn 020002101 70,914 2,247,675 Sh Shared-defined -- 2,247,675 ALNYLAM PHARMACEUTICALS INC. COMMON STOCK Cmn 02043Q907 87 7,100 Sh Call Shared-defined 1 7,100 ALNYLAM PHARMACEUTICALS INC. COMMON STOCK Cmn 02043Q957 2 200 Sh Put Shared-defined 1 200 ALNYLAM PHARMACEUTICALS INC. COMMON STOCK Cmn 02043Q107 47 3,836 Sh Shared-defined 1 3,836 COLUMN TOTALS 95,656
FORM 13F Page 24 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ALNYLAM PHARMACEUTICALS INC. COMMON STOCK Cmn 02043Q107 260 21,174 Sh Shared-defined -- 21,174 ALON USA ENERGY INC COMMON STOCK Cmn 020520902 37 6,900 Sh Call Shared-defined 1 6,900 ALON USA ENERGY INC COMMON STOCK Cmn 020520952 19 3,500 Sh Put Shared-defined 1 3,500 ALON USA ENERGY INC COMMON STOCK Cmn 020520102 28 5,273 Sh Shared-defined 1 5,273 ALON USA ENERGY INC COMMON STOCK Cmn 020520102 8 1,448 Sh Shared-defined -- 1,448 ALPHA NATURAL RESOURCES INC COMMON STOCK Cmn 02076X902 8,148 198,000 Sh Call Shared-defined 1 198,000 ALPHA NATURAL RESOURCES INC COMMON STOCK Cmn 02076X952 9,888 240,300 Sh Put Shared-defined 1 240,300 ALPHA NATURAL RESOURCES INC COMMON STOCK Cmn 02076X102 3,210 78,007 Sh Shared-defined 1 78,007 ALPHA NATURAL RESOURCES INC COMMON STOCK Cmn 02076X102 755 18,339 Sh Shared-defined -- 18,339 ALTAIR NANOTECHNOLOGIES INC Cmn 021373105 10 16,400 Sh Shared-defined 1 16,400 ALTERA CORP Cmn 021441900 21,444 711,000 Sh Call Shared-defined 1 711,000 ALTERA CORP Cmn 021441950 7,157 237,300 Sh Put Shared-defined 1 237,300 ALTERRA CAPITAL HOLDINGS LTD Cmn G0229R108 650 32,615 Sh Shared-defined -- 32,615 ALTISOURCE PORTFOLIO SOL-W/I Cmn L0175J904 545 17,500 Sh Call Shared-defined 1 17,500 COLUMN TOTALS 52,159
FORM 13F Page 25 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ALTISOURCE PORTFOLIO SOL-W/I Cmn L0175J954 249 8,000 Sh Put Shared-defined 1 8,000 ALTISOURCE PORTFOLIO SOL-W/I Cmn L0175J104 20 648 Sh Shared-defined -- 648 ALTRIA GROUP INC CMN STK Cmn 02209S103 10,936 455,287 Sh Shared-defined -- 455,287 ALTRIA GROUP INC CMN STK Cmn 02209S903 9,706 404,100 Sh Call Shared-defined 1 404,100 ALTRIA GROUP INC CMN STK Cmn 02209S953 8,419 350,500 Sh Put Shared-defined 1 350,500 ALUMINA LTD - Depository SPONSORED ADR Receipt 022205108 35 4,999 Sh Shared-defined 1 N/A ALUMINA LTD - Depository SPONSORED ADR Receipt 022205108 108 15,359 Sh Shared-defined -- N/A AMAG PHARMACEUTICALS INC CMN STK Cmn 00163U906 1,804 104,800 Sh Call Shared-defined 1 104,800 AMAG PHARMACEUTICALS INC CMN STK Cmn 00163U956 1,103 64,100 Sh Put Shared-defined 1 64,100 AMAG PHARMACEUTICALS INC CMN STK Cmn 00163U106 253 14,720 Sh Shared-defined 1 14,720 AMAG PHARMACEUTICALS INC CMN STK Cmn 00163U106 345 20,064 Sh Shared-defined -- 20,064 AMARIN CORP PLC - Depository ADR 1:10 Receipt 023111206 2 602 Sh Shared-defined 1 N/A AMARIN CORP PLC - Depository ADR 1:10 Receipt 023111206 2,368 918,000 Sh Shared-defined -- N/A AMAZON COM INC CMN STOCK Cmn 023135906 132,260 842,100 Sh Call Shared-defined 1 842,100 COLUMN TOTALS 167,608
FORM 13F Page 26 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AMAZON COM INC CMN STOCK Cmn 023135956 162,918 1,037,300 Sh Put Shared-defined 1 1,037,300 AMAZON COM INC CMN STOCK Cmn 023135106 8,142 51,839 Sh Shared-defined -- 51,839 AMB PROPERTY CORP CMN STOCK Cmn 00163T909 98 3,700 Sh Call Shared-defined 1 3,700 AMB PROPERTY CORP CMN STOCK Cmn 00163T959 707 26,700 Sh Put Shared-defined 1 26,700 AMB PROPERTY CORP CMN STOCK Cmn 00163T109 101 3,826 Sh Shared-defined 1 3,826 AMB PROPERTY CORP CMN STOCK Cmn 00163T109 6,076 229,553 Sh Shared-defined -- 229,553 AMBAC 9.5% MAND 5/17/11 - REGISTERED Bond 023139702 170 19,911 Prn Shared-defined 1 N/A AMBAC 9.5% MAND 5/17/11 - REGISTERED Bond 023139702 1,551 195,300 Prn Shared-defined -- N/A AMBAC FINANCIAL GROUP INC CMN STK Cmn 023139908 136 244,700 Sh Call Shared-defined 1 244,700 AMBAC FINANCIAL GROUP INC CMN STK Cmn 023139958 38 67,600 Sh Put Shared-defined 1 67,600 AMBAC FINANCIAL GROUP INC CMN STK Cmn 023139108 121 218,504 Sh Shared-defined 1 218,504 AMCOL INTERNATIONAL CORP. CMN STK Cmn 02341W103 230 8,796 Sh Shared-defined -- 8,796 AMDOCS LIMITED CMN STOCK Cmn G02602903 384 13,400 Sh Call Shared-defined 1 13,400 AMDOCS LIMITED CMN STOCK Cmn G02602953 1,379 48,100 Sh Put Shared-defined 1 48,100 COLUMN TOTALS 182,051
FORM 13F Page 27 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AMDOCS LIMITED CMN STOCK Cmn G02602103 1,105 38,550 Sh Shared-defined 1 38,550 AMDOCS LIMITED CMN STOCK Cmn G02602103 508 17,712 Sh Shared-defined -- 17,712 AMEDISYS INC. CMN STK Cmn 023436908 3,144 132,100 Sh Call Shared-defined 1 132,100 AMEDISYS INC. CMN STK Cmn 023436958 3,175 133,400 Sh Put Shared-defined 1 133,400 AMEDISYS INC. CMN STK Cmn 023436108 816 34,301 Sh Shared-defined 1 34,301 AMEDISYS INC. CMN STK Cmn 023436108 4 156 Sh Shared-defined -- 156 AMEREN CORPORATION Cmn 023608902 574 20,200 Sh Call Shared-defined 1 20,200 AMEREN CORPORATION Cmn 023608952 727 25,600 Sh Put Shared-defined 1 25,600 AMEREN CORPORATION Cmn 023608102 4,450 156,676 Sh Shared-defined -- 156,676 AMERN AXLE & MFG HLDGS INC CMN STOCK Cmn 024061903 1,351 149,800 Sh Call Shared-defined 1 149,800 AMERN AXLE & MFG HLDGS INC CMN STOCK Cmn 024061953 1,653 183,300 Sh Put Shared-defined 1 183,300 AMERICAN CAMPUS COMMUNITIES COMMON STOCK Cmn 024835900 539 17,700 Sh Call Shared-defined 1 17,700 AMERICAN CAMPUS COMMUNITIES COMMON STOCK Cmn 024835950 368 12,100 Sh Put Shared-defined 1 12,100 AMERICAN CAMPUS COMMUNITIES COMMON STOCK Cmn 024835100 271 8,917 Sh Shared-defined -- 8,917 COLUMN TOTALS 18,685
FORM 13F Page 28 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AMERICAN CAPITAL AGENCY CORP Cmn 02503X105 891 33,527 Sh Shared-defined 1 33,527 AMERICAN CAPITAL AGENCY CORP Cmn 02503X905 3,478 130,900 Sh Call Shared-defined 1 130,900 AMERICAN CAPITAL AGENCY CORP Cmn 02503X955 2,731 102,800 Sh Put Shared-defined 1 102,800 AMERICAN CAPITAL AGENCY CORP Cmn 02503X105 305 11,485 Sh Shared-defined -- 11,485 AMERICAN CAPITAL LTD Cmn 02503Y103 2,221 382,232 Sh Shared-defined 1 382,232 AMERICAN CAPITAL LTD Cmn 02503Y903 114 19,700 Sh Call Shared-defined 1 19,700 AMERICAN CAPITAL LTD Cmn 02503Y953 2,120 364,900 Sh Put Shared-defined 1 364,900 AMERICAN CAPITAL LTD Cmn 02503Y103 167 28,676 Sh Shared-defined -- 28,676 AMERICAN COMMERCIAL LINES INC WHEN ISSUED COMMON S Cmn 025195905 134 4,800 Sh Call Shared-defined 1 4,800 AMERICAN COMMERCIAL LINES INC WHEN ISSUED COMMON S Cmn 025195955 466 16,700 Sh Put Shared-defined 1 16,700 AMERICAN COMMERCIAL LINES INC WHEN ISSUED COMMON S Cmn 025195405 169 6,077 Sh Shared-defined 1 6,077 AMERICAN COMMERCIAL LINES INC WHEN ISSUED COMMON S Cmn 025195405 184 6,595 Sh Shared-defined -- 6,595 AMERICAN DAIRY INC COMMON STOCK Cmn 025334903 392 37,500 Sh Call Shared-defined 1 37,500 AMERICAN DAIRY INC COMMON STOCK Cmn 025334953 167 16,000 Sh Put Shared-defined 1 16,000 COLUMN TOTALS 13,539
FORM 13F Page 29 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AMERICAN DAIRY INC COMMON STOCK Cmn 025334103 70 6,733 Sh Shared-defined -- 6,733 AMERICAN ELEC PWR INC Cmn 025537101 93 2,573 Sh Shared-defined 1 2,573 AMERICAN ELEC PWR INC Cmn 025537101 669 18,474 Sh Shared-defined -- 18,474 AMERICAN ELEC PWR INC Cmn 025537901 6,873 189,700 Sh Call Shared-defined 1 189,700 AMERICAN ELEC PWR INC Cmn 025537951 4,029 111,200 Sh Put Shared-defined 1 111,200 AMERICAN EQUITY INVT LIFE HL COMMON STOCK Cmn 025676206 1,087 106,165 Sh Shared-defined -- 106,165 AMERICAN EXPRESS CO. COMMON STOCK Cmn 025816109 64,530 1,535,335 Sh Shared-defined -- 1,535,335 AMERICAN EXPRESS CO. COMMON STOCK Cmn 025816909 25,273 601,300 Sh Call Shared-defined 1 601,300 AMERICAN EXPRESS CO. COMMON STOCK Cmn 025816959 27,517 654,700 Sh Put Shared-defined 1 654,700 AMERICAN GREETINGS CORP-CL A CMN STK Cmn 026375105 53 2,874 Sh Shared-defined 1 2,874 AMERICAN GREETINGS CORP-CL A CMN STK Cmn 026375105 103 5,538 Sh Shared-defined -- 5,538 AMERICAN GREETINGS CORP-CL A CMN STK Cmn 026375905 160 8,600 Sh Call Shared-defined 1 8,600 AMERICAN GREETINGS CORP-CL A CMN STK Cmn 026375955 361 19,400 Sh Put Shared-defined 1 19,400 AMERICAN INTERNATIONAL GROUP 8.5% MAND 5/15/11 Bond 026874115 1,992 231,943 Prn Shared-defined 1 N/A COLUMN TOTALS 132,810
FORM 13F Page 30 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AMERICAN INTL GROUP INC Cmn 026874904 25,243 645,600 Sh Call Shared-defined 1 645,600 AMERICAN INTL GROUP INC Cmn 026874954 41,911 1,071,900 Sh Put Shared-defined 1 1,071,900 AMERICAN INTL GROUP INC Cmn 026874784 3,410 87,208 Sh Shared-defined 1 87,208 AMERICAN INTL GROUP INC Cmn 026874784 797 20,374 Sh Shared-defined -- 20,374 AMERICAN MEDICAL SYSTEMS HOLDINGS Cmn 02744M908 55 2,800 Sh Call Shared-defined 1 2,800 AMERICAN MEDICAL SYSTEMS HOLDINGS Cmn 02744M958 286 14,600 Sh Put Shared-defined 1 14,600 AMERICAN MEDICAL SYSTEMS HOLDINGS Cmn 02744M108 199 10,183 Sh Shared-defined 1 10,183 AMERICAN MEDICAL SYSTEMS HOLDINGS Cmn 02744M108 286 14,584 Sh Shared-defined -- 14,584 AMERICAN MEDICAL SYSTEMS HOLDINGS 4% CB 09/15/2041- REGISTERED Bond 02744MAB4 19,666 15,742,000 Prn Shared-defined -- N/A AMERICAN NATIONAL INSURANCE CMN STK Cmn 028591105 4 57 Sh Shared-defined 1 57 AMERICAN NATIONAL INSURANCE CMN STK Cmn 028591105 529 6,969 Sh Shared-defined -- 6,969 AMERICAN ORINTL CMN STK Cmn 028731907 12 4,900 Sh Call Shared-defined 1 4,900 AMERICAN ORINTL CMN STK Cmn 028731957 52 21,700 Sh Put Shared-defined 1 21,700 AMERICAN ORINTL CMN STK Cmn 028731107 69 28,456 Sh Shared-defined 1 28,456 COLUMN TOTALS 92,519
FORM 13F Page 31 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AMERICAN ORINTL CMN STK Cmn 028731107 18 7,663 Sh Shared-defined -- 7,663 AMERICAN PUBLIC EDUCATION Cmn 02913V103 28 864 Sh Shared-defined 1 864 AMERICAN PUBLIC EDUCATION Cmn 02913V903 490 14,900 Sh Call Shared-defined 1 14,900 AMERICAN PUBLIC EDUCATION Cmn 02913V953 361 11,000 Sh Put Shared-defined 1 11,000 AMERICAN PUBLIC EDUCATION Cmn 02913V103 116 3,529 Sh Shared-defined -- 3,529 AMERICAN RAILCAR INDUSTRIES INC COMMON STOCK Cmn 02916P103 199 12,696 Sh Shared-defined -- 12,696 AMERICAN REPROGRAPHICS CO COMMON STOCK Cmn 029263100 119 15,217 Sh Shared-defined -- 15,217 AMERICAN SCIENCE ENGINEERING CMN STK Cmn 029429907 1,156 15,700 Sh Call Shared-defined 1 15,700 AMERICAN SCIENCE ENGINEERING CMN STK Cmn 029429957 3,999 54,300 Sh Put Shared-defined 1 54,300 AMERICAN SCIENCE ENGINEERING CMN STK Cmn 029429107 432 5,867 Sh Shared-defined 1 5,867 AMERICAN SCIENCE ENGINEERING CMN STK Cmn 029429107 61 827 Sh Shared-defined -- 827 AMERICAN STATES WATER CO CMN STK Cmn 029899101 11 297 Sh Shared-defined 1 297 AMERICAN STATES WATER CO CMN STK Cmn 029899101 210 5,863 Sh Shared-defined -- 5,863 AMERICAN SUPERCONDUCTOR CP CMN STK Cmn 030111908 4,516 145,200 Sh Call Shared-defined 1 145,200 COLUMN TOTALS 11,716
FORM 13F Page 32 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AMERICAN SUPERCONDUCTOR CP CMN STK Cmn 030111958 5,076 163,200 Sh Put Shared-defined 1 163,200 AMERICAN SUPERCONDUCTOR CP CMN STK Cmn 030111108 441 14,188 Sh Shared-defined 1 14,188 AMERICAN SUPERCONDUCTOR CP CMN STK Cmn 030111108 499 16,048 Sh Shared-defined -- 16,048 AMERICAN TOWER CORP - CL A Cmn 029912201 44,545 869,003 Sh Shared-defined -- 869,003 AMERICAN TOWER CORP - CL A Cmn 029912901 6,325 123,400 Sh Call Shared-defined 1 123,400 AMERICAN TOWER CORP - CL A Cmn 029912951 5,931 115,700 Sh Put Shared-defined 1 115,700 AMERICAN VANGUARD CORP CMN STK Cmn 030371108 -- 2 Sh Shared-defined 1 2 AMERICAN VANGUARD CORP CMN STK Cmn 030371108 150 24,339 Sh Shared-defined -- 24,339 AMERICAN WATER WORKS CO INC Cmn 030420103 118 5,079 Sh Shared-defined 1 5,079 AMERICAN WATER WORKS CO INC Cmn 030420103 2,619 112,546 Sh Shared-defined -- 112,546 AMERICAN WATER WORKS CO INC Cmn 030420903 393 16,900 Sh Call Shared-defined 1 16,900 AMERICAN WATER WORKS CO INC Cmn 030420953 314 13,500 Sh Put Shared-defined 1 13,500 AMERICREDIT CORP CMN STK Cmn 03060R901 976 39,900 Sh Call Shared-defined 1 39,900 AMERICREDIT CORP CMN STK Cmn 03060R951 1,221 49,900 Sh Put Shared-defined 1 49,900 COLUMN TOTALS 68,608
FORM 13F Page 33 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AMERICREDIT CORP 0.75% 9/15/2011- REGISTERED Bond 03060RAP6 17,929 18,000,000 Prn Shared-defined -- N/A AMERICREDIT CORP CMN STK Cmn 03060R101 67 2,741 Sh Shared-defined 1 2,741 AMERICREDIT CORP CMN STK Cmn 03060R101 789 32,264 Sh Shared-defined -- 32,264 AMERIGAS PARTNERS LP Cmn 030975906 1,026 22,900 Sh Call Shared-defined 1 22,900 AMERIGAS PARTNERS LP Cmn 030975956 842 18,800 Sh Put Shared-defined 1 18,800 AMERIGON INC -CL A CMN STK Cmn 03070L300 16 1,597 Sh Shared-defined 1 1,597 AMERIGON INC -CL A CMN STK Cmn 03070L300 157 15,214 Sh Shared-defined -- 15,214 AMERIGROUP CORPORATION Cmn 03073T902 752 17,700 Sh Call Shared-defined 1 17,700 AMERIGROUP CORPORATION Cmn 03073T952 153 3,600 Sh Put Shared-defined 1 3,600 AMERIGROUP CORPORATION Cmn 03073T102 6,524 153,603 Sh Shared-defined -- 153,603 AMERIPRISE FINANCIAL INC COMMON STOCK Cmn 03076C906 2,428 51,300 Sh Call Shared-defined 1 51,300 AMERIPRISE FINANCIAL INC COMMON STOCK Cmn 03076C956 1,477 31,200 Sh Put Shared-defined 1 31,200 AMERIPRISE FINANCIAL INC COMMON STOCK Cmn 03076C106 109 2,312 Sh Shared-defined 1 2,312 AMERIPRISE FINANCIAL INC COMMON STOCK Cmn 03076C106 147 3,096 Sh Shared-defined -- 3,096 COLUMN TOTALS 32,416
FORM 13F Page 34 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AMERISOURCEBERGEN CORP Cmn 03073E105 32 1,046 Sh Shared-defined 1 1,046 AMERISOURCEBERGEN CORP Cmn 03073E905 3,630 118,400 Sh Call Shared-defined 1 118,400 AMERISOURCEBERGEN CORP Cmn 03073E955 3,029 98,800 Sh Put Shared-defined 1 98,800 AMERISOURCEBERGEN CORP Cmn 03073E105 13,507 440,537 Sh Shared-defined -- 440,537 AMERISTAR CASINOS INC CMN STK Cmn 03070Q901 234 13,400 Sh Call Shared-defined 1 13,400 AMERISTAR CASINOS INC CMN STK Cmn 03070Q951 215 12,300 Sh Put Shared-defined 1 12,300 AMERISTAR CASINOS INC CMN STK Cmn 03070Q101 139 7,951 Sh Shared-defined 1 7,951 AMERISTAR CASINOS INC CMN STK Cmn 03070Q101 112 6,406 Sh Shared-defined -- 6,406 AMERN AXLE & MFG HLDGS INC CMN STOCK Cmn 024061103 185 20,465 Sh Shared-defined 1 20,465 AMERN AXLE & MFG HLDGS INC CMN STOCK Cmn 024061103 412 45,649 Sh Shared-defined -- 45,649 AMERN EAGLE OUTFITTERS INC CMN STK Cmn 02553E906 993 66,400 Sh Call Shared-defined 1 66,400 AMERN EAGLE OUTFITTERS INC CMN STK Cmn 02553E956 8,437 564,000 Sh Put Shared-defined 1 564,000 AMERN EAGLE OUTFITTERS INC CMN STK Cmn 02553E106 6,600 441,161 Sh Shared-defined 1 441,161 AMERN EAGLE OUTFITTERS INC CMN STK Cmn 02553E106 37,323 2,494,876 Sh Shared-defined -- 2,494,876 COLUMN TOTALS 74,848
FORM 13F Page 35 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AMERON INC/DE CMN STK Cmn 030710907 530 7,800 Sh Call Shared-defined 1 7,800 AMERON INC/DE CMN STK Cmn 030710957 714 10,500 Sh Put Shared-defined 1 10,500 AMERON INC/DE CMN STK Cmn 030710107 38 558 Sh Shared-defined 1 558 AMETEK INC CMN STOCK Cmn 031100900 1,060 22,200 Sh Call Shared-defined 1 22,200 AMETEK INC CMN STOCK Cmn 031100950 1,400 29,300 Sh Put Shared-defined 1 29,300 AMETEK INC CMN STOCK Cmn 031100100 19,091 399,650 Sh Shared-defined -- 399,650 AMGEN INC Cmn 031162100 754 13,686 Sh Shared-defined 1 13,686 AMGEN INC Cmn 031162100 143 2,600 Sh Shared-defined -- 2,600 AMGEN INC Cmn 031162900 27,913 506,500 Sh Call Shared-defined 1 506,500 AMGEN INC Cmn 031162950 27,307 495,500 Sh Put Shared-defined 1 495,500 AMGEN INC Cmn 031162900 14,880 270,000 Sh Call Shared-defined -- 270,000 AMKOR TECHNOLOGY, INC. Cmn 031652100 504 76,687 Sh Shared-defined 1 76,687 AMKOR TECHNOLOGY, INC. Cmn 031652900 205 31,200 Sh Call Shared-defined 1 31,200 AMKOR TECHNOLOGY, INC. Cmn 031652950 392 59,700 Sh Put Shared-defined 1 59,700 COLUMN TOTALS 94,931
FORM 13F Page 36 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AMKOR TECHNOLOGY, INC. Cmn 031652100 92 14,029 Sh Shared-defined -- 14,029 AMN HEALTHCARE SERVICES INC Cmn 001744101 25 4,952 Sh Shared-defined 1 4,952 AMN HEALTHCARE SERVICES INC Cmn 001744901 22 4,300 Sh Call Shared-defined 1 4,300 AMN HEALTHCARE SERVICES INC Cmn 001744951 60 11,700 Sh Put Shared-defined 1 11,700 AMPHENOL CORP CMN STK Cmn 032095901 1,220 24,900 Sh Call Shared-defined 1 24,900 AMPHENOL CORP CMN STK Cmn 032095951 1,244 25,400 Sh Put Shared-defined 1 25,400 AMPHENOL CORP CMN STK Cmn 032095101 13,605 277,760 Sh Shared-defined -- 277,760 AMR CORPORATION CMN STOCK Cmn 001765906 4,923 785,100 Sh Call Shared-defined 1 785,100 AMR CORPORATION CMN STOCK Cmn 001765956 5,242 836,000 Sh Put Shared-defined 1 836,000 AMR CORPORATION CMN STOCK Cmn 001765106 3,035 484,029 Sh Shared-defined 1 484,029 AMR CORPORATION CMN STOCK Cmn 001765106 679 108,221 Sh Shared-defined -- 108,221 AMTRUST FINANCIAL SERVICES Cmn 032359309 51 3,503 Sh Shared-defined 1 3,503 AMTRUST FINANCIAL SERVICES Cmn 032359309 32 2,200 Sh Shared-defined -- 2,200 AMTRUST FINANCIAL SERVICES Cmn 032359909 49 3,400 Sh Call Shared-defined 1 3,400 COLUMN TOTALS 30,279
FORM 13F Page 37 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AMTRUST FINANCIAL SERVICES Cmn 032359959 38 2,600 Sh Put Shared-defined 1 2,600 AMYLIN PHARMACEUTICALS 3% CB 06/15/14 - REGISTERED Bond 032346AF5 12,780 14,000,000 Prn Shared-defined -- N/A AMYLIN PHARMACEUTICALS INC CMN STK Cmn 032346908 3,730 178,900 Sh Call Shared-defined 1 178,900 AMYLIN PHARMACEUTICALS INC CMN STK Cmn 032346958 4,816 231,000 Sh Put Shared-defined 1 231,000 AMYLIN PHARMACEUTICALS INC CMN STK Cmn 032346108 2,187 104,874 Sh Shared-defined 1 104,874 AMYLIN PHARMACEUTICALS INC CMN STK Cmn 032346108 404 19,383 Sh Shared-defined -- 19,383 ANADARKO PETROLEUM COMMON STOCK APC Cmn 032511107 19,765 346,457 Sh Shared-defined -- 346,457 ANADARKO PETROLEUM COMMON STOCK APC Cmn 032511907 55,995 981,500 Sh Call Shared-defined 1 981,500 ANADARKO PETROLEUM COMMON STOCK APC Cmn 032511957 65,003 1,139,400 Sh Put Shared-defined 1 1,139,400 ANADIGICS INC CMN STOCK Cmn 032515908 45 7,400 Sh Call Shared-defined 1 7,400 ANADIGICS INC CMN STOCK Cmn 032515958 15 2,500 Sh Put Shared-defined 1 2,500 ANADIGICS INC CMN STOCK Cmn 032515108 13 2,109 Sh Shared-defined 1 2,109 ANADIGICS INC CMN STOCK Cmn 032515108 344 56,462 Sh Shared-defined -- 56,462 ANALOG DEVICES INC Cmn 032654105 849 27,049 Sh Shared-defined 1 27,049 COLUMN TOTALS 165,984
FORM 13F Page 38 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ANALOG DEVICES INC Cmn 032654905 4,588 146,200 Sh Call Shared-defined 1 146,200 ANALOG DEVICES INC Cmn 032654955 2,928 93,300 Sh Put Shared-defined 1 93,300 ANALOG DEVICES INC Cmn 032654105 12,102 385,660 Sh Shared-defined -- 385,660 ANCESTRY.COM INC Cmn 032803108 156 6,839 Sh Shared-defined 1 6,839 ANCESTRY.COM INC Cmn 032803908 269 11,800 Sh Call Shared-defined 1 11,800 ANCESTRY.COM INC Cmn 032803958 357 15,700 Sh Put Shared-defined 1 15,700 ANCESTRY.COM INC Cmn 032803108 13 564 Sh Shared-defined -- 564 ANDERSONS INC CMN STOCK Cmn 034164903 1,046 27,600 Sh Call Shared-defined 1 27,600 ANDERSONS INC CMN STOCK Cmn 034164953 284 7,500 Sh Put Shared-defined 1 7,500 ANDERSONS INC CMN STOCK Cmn 034164103 11 299 Sh Shared-defined 1 299 ANDERSONS INC CMN STOCK Cmn 034164103 213 5,619 Sh Shared-defined -- 5,619 ANGIOTECH PHARMACEUTICALS INC CMN STK Cmn 034918902 1 1,200 Sh Call Shared-defined 1 1,200 ANGIOTECH PHARMACEUTICALS INC CMN STK Cmn 034918952 8 14,500 Sh Put Shared-defined 1 14,500 ANGIOTECH PHARMACEUTICALS INC CMN STK Cmn 034918102 6 9,971 Sh Shared-defined 1 9,971 COLUMN TOTALS 21,982
FORM 13F Page 39 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ANGIOTECH PHARMACEUTICALS INC CMN STK Cmn 034918102 171 295,210 Sh Shared-defined -- 295,210 ANGLOGOLD LTD -SPON Depository ADR 2:1 Receipt 035128206 112 2,426 Sh Shared-defined 1 N/A ANGLOGOLD LTD -SPON Depository ADR 2:1 Receipt 035128206 6,895 149,113 Sh Shared-defined -- N/A ANIXTER INTERNATIONAL INC CMN STK Cmn 035290905 1,334 24,700 Sh Call Shared-defined 1 24,700 ANIXTER INTERNATIONAL INC CMN STK Cmn 035290955 2,203 40,800 Sh Put Shared-defined 1 40,800 ANIXTER INTERNATIONAL INC 1% CB DUE 02/15/ 2013 - R Bond 035290AJ4 34,347 32,948,000 Prn Shared-defined -- N/A ANIXTER INTERNATIONAL INC CMN STK Cmn 035290105 331 6,133 Sh Shared-defined -- 6,133 ANNALY CAPITAL MANAGEMENT 4% CB 2/15/2015-REGISTER Bond 035710AA0 14,221 13,000,000 Prn Shared-defined -- N/A ANNALY CAPITAL MANAGEMENT PLC Cmn 035710909 3,465 196,900 Sh Call Shared-defined 1 196,900 ANNALY CAPITAL MANAGEMENT PLC Cmn 035710959 8,490 482,400 Sh Put Shared-defined 1 482,400 ANNTAYLOR STORES CORP CMN STK Cmn 036115103 80,791 3,991,639 Sh Shared-defined -- 3,991,639 ANNTAYLOR STORES CORP CMN STK Cmn 036115903 1,706 84,300 Sh Call Shared-defined 1 84,300 ANNTAYLOR STORES CORP CMN STK Cmn 036115953 650 32,100 Sh Put Shared-defined 1 32,100 ANOORAQ RESOURCES CORP COMMON STOCK Cmn 03633E108 11 12,049 Sh Shared-defined 1 12,049 COLUMN TOTALS 154,727
FORM 13F Page 40 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ANSYS INC CMN STOCK Cmn 03662Q905 389 9,200 Sh Call Shared-defined 1 9,200 ANSYS INC CMN STOCK Cmn 03662Q955 359 8,500 Sh Put Shared-defined 1 8,500 ANSYS INC CMN STOCK Cmn 03662Q105 109 2,581 Sh Shared-defined 1 2,581 ANSYS INC CMN STOCK Cmn 03662Q105 5,582 132,130 Sh Shared-defined -- 132,130 ANTARES PHARMA, INC. COMMON STOCK Cmn 036642106 19 13,303 Sh Shared-defined 1 13,303 ANTIGENICS INC CMN STOCK Cmn 037032109 16 15,691 Sh Shared-defined 1 15,691 ANWORTH MORTGAGE ASSET CORP CMN STOCK Cmn 037347901 134 18,800 Sh Call Shared-defined 1 18,800 ANWORTH MORTGAGE ASSET CORP CMN STOCK Cmn 037347951 506 70,900 Sh Put Shared-defined 1 70,900 ANWORTH MORTGAGE ASSET CORP CMN STOCK Cmn 037347101 279 39,118 Sh Shared-defined -- 39,118 AOL INC Cmn 00184X105 376 15,189 Sh Shared-defined 1 15,189 AOL INC Cmn 00184X905 5,329 215,300 Sh Call Shared-defined 1 215,300 AOL INC Cmn 00184X955 2,844 114,900 Sh Put Shared-defined 1 114,900 AOL INC Cmn 00184X105 44,837 1,811,590 Sh Shared-defined -- 1,811,590 AON CORPORATION Cmn 037389103 276 7,065 Sh Shared-defined 1 7,065 COLUMN TOTALS 61,055
FORM 13F Page 41 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AON CORPORATION Cmn 037389903 1,474 37,700 Sh Call Shared-defined 1 37,700 AON CORPORATION Cmn 037389953 2,233 57,100 Sh Put Shared-defined 1 57,100 AON CORPORATION Cmn 037389103 26,603 680,214 Sh Shared-defined -- 680,214 APACHE CORP COMMON APA Cmn 037411105 1,406 14,384 Sh Shared-defined 1 14,384 APACHE CORP COMMON APA Cmn 037411105 35,433 362,445 Sh Shared-defined -- 362,445 APACHE CORP COMMON APA Cmn 037411905 20,647 211,200 Sh Call Shared-defined 1 211,200 APACHE CORP COMMON APA Cmn 037411955 14,527 148,600 Sh Put Shared-defined 1 148,600 APARTMENT INVT & MGMT CO Cmn 03748R101 7,306 341,723 Sh Shared-defined -- 341,723 APARTMENT INVT & MGMT CO Cmn 03748R901 483 22,600 Sh Call Shared-defined 1 22,600 APARTMENT INVT & MGMT CO Cmn 03748R951 145 6,800 Sh Put Shared-defined 1 6,800 APOLLO GROUP INC CMN STOCK Cmn 037604905 11,600 225,900 Sh Call Shared-defined 1 225,900 APOLLO GROUP INC CMN STOCK Cmn 037604955 19,713 383,900 Sh Put Shared-defined 1 383,900 APOLLO GROUP INC CMN STOCK Cmn 037604105 373 7,268 Sh Shared-defined -- 7,268 APOLLO INVESTMENT CORP COMMON STOCK Cmn 03761U906 656 64,100 Sh Call Shared-defined 1 64,100 COLUMN TOTALS 142,599
FORM 13F Page 42 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- APOLLO INVESTMENT CORP COMMON STOCK Cmn 03761U956 88 8,600 Sh Put Shared-defined 1 8,600 APOLLO INVESTMENT CORP COMMON STOCK Cmn 03761U106 6,648 649,856 Sh Shared-defined -- 649,856 APPLE INC Cmn 037833100 86,734 305,671 Sh Shared-defined 1 305,671 APPLE INC Cmn 037833900 639,260 2,252,900 Sh Call Shared-defined 1 2,252,900 APPLE INC Cmn 037833950 599,081 2,111,300 Sh Put Shared-defined 1 2,111,300 APPLE INC Cmn 037833100 127,058 447,780 Sh Shared-defined -- 447,780 APPLIED INDUSTRIAL TECHNOLOGIES CMN STK Cmn 03820C905 132 4,300 Sh Call Shared-defined 1 4,300 APPLIED INDUSTRIAL TECHNOLOGIES CMN STK Cmn 03820C955 187 6,100 Sh Put Shared-defined 1 6,100 APPLIED INDUSTRIAL TECHNOLOGIES CMN STK Cmn 03820C105 63 2,052 Sh Shared-defined 1 2,052 APPLIED INDUSTRIAL TECHNOLOGIES CMN STK Cmn 03820C105 496 16,208 Sh Shared-defined -- 16,208 APPLIED MATERIAL CMN STK Cmn 038222105 2,455 210,147 Sh Shared-defined 1 210,147 APPLIED MATERIAL CMN STK Cmn 038222105 11,473 982,251 Sh Shared-defined -- 982,251 APPLIED MATERIAL CMN STK Cmn 038222905 3,938 337,200 Sh Call Shared-defined 1 337,200 APPLIED MATERIAL CMN STK Cmn 038222955 4,227 361,900 Sh Put Shared-defined 1 361,900 COLUMN TOTALS 481,840
FORM 13F Page 43 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- APPLIED MICRO CIRCUITS CORP CMN STOCK Cmn 03822W906 82 8,200 Sh Call Shared-defined 1 8,200 APPLIED MICRO CIRCUITS CORP CMN STOCK Cmn 03822W956 83 8,300 Sh Put Shared-defined 1 8,300 APPLIED MICRO CIRCUITS CORP CMN STOCK Cmn 03822W406 51 5,055 Sh Shared-defined 1 5,055 APPLIED MICRO CIRCUITS CORP CMN STOCK Cmn 03822W406 544 54,428 Sh Shared-defined -- 54,428 APTARGROUP INC CMN STK Cmn 038336903 315 6,900 Sh Call Shared-defined 1 6,900 APTARGROUP INC CMN STK Cmn 038336953 434 9,500 Sh Put Shared-defined 1 9,500 APTARGROUP INC CMN STK Cmn 038336103 409 8,950 Sh Shared-defined -- 8,950 AQUA AMERICA INC CMN STK Cmn 03836W903 245 12,000 Sh Call Shared-defined 1 12,000 AQUA AMERICA INC CMN STK Cmn 03836W953 204 10,000 Sh Put Shared-defined 1 10,000 AQUA AMERICA INC CMN STK Cmn 03836W103 1,701 83,375 Sh Shared-defined -- 83,375 ARCELOR MITTAL-CLASS A NY RE Cmn 03938L104 1,139 34,532 Sh Shared-defined -- 34,532 ARCELOR MITTAL-CLASS A NY RE Cmn 03938L904 9,690 293,800 Sh Call Shared-defined 1 293,800 ARCELOR MITTAL-CLASS A NY RE Cmn 03938L954 8,426 255,500 Sh Put Shared-defined 1 255,500 ARCH CAPITAL GROUP LTD CMN STOCK Cmn G0450A905 1,039 12,400 Sh Call Shared-defined 1 12,400 COLUMN TOTALS 24,362
FORM 13F Page 44 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ARCH CAPITAL GROUP LTD CMN STOCK Cmn G0450A955 654 7,800 Sh Put Shared-defined 1 7,800 ARCH CAPITAL GROUP LTD CMN STOCK Cmn G0450A105 71 844 Sh Shared-defined 1 844 ARCH CAPITAL GROUP LTD CMN STOCK Cmn G0450A105 886 10,576 Sh Shared-defined -- 10,576 ARCH COAL INC CMN STK Cmn 039380900 6,202 232,200 Sh Call Shared-defined 1 232,200 ARCH COAL INC CMN STK Cmn 039380950 4,175 156,300 Sh Put Shared-defined 1 156,300 ARCH COAL INC CMN STK Cmn 039380100 82 3,058 Sh Shared-defined 1 3,058 ARCH COAL INC CMN STK Cmn 039380100 25,955 971,738 Sh Shared-defined -- 971,738 ARCHER DANIELS MIDLAND CO Cmn 039483102 4,010 125,640 Sh Shared-defined 1 125,640 ARCHER DANIELS MIDLAND CO Cmn 039483902 9,337 292,500 Sh Call Shared-defined 1 292,500 ARCHER DANIELS MIDLAND CO Cmn 039483952 10,840 339,600 Sh Put Shared-defined 1 339,600 ARCHER DANIELS MIDLAND CO Cmn 039483102 22,075 691,562 Sh Shared-defined -- 691,562 ARCHER-DANIELS- MIDLAND 6.25% MAND 6/1/11 - REGISTE Bond 039483201 749 18,109 Prn Shared-defined 1 N/A ARCSIGHT INC Cmn 039666102 170 3,899 Sh Shared-defined 1 3,899 ARCSIGHT INC Cmn 039666902 1,938 44,500 Sh Call Shared-defined 1 44,500 COLUMN TOTALS 87,144
FORM 13F Page 45 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ARCSIGHT INC Cmn 039666952 1,337 30,700 Sh Put Shared-defined 1 30,700 ARCTIC CAT INC CMN STK Cmn 039670104 189 18,395 Sh Shared-defined -- 18,395 ARDEA BIOSCIENCES INC CMN STOCK Cmn 03969P107 30 1,324 Sh Shared-defined 1 1,324 ARDEA BIOSCIENCES INC CMN STOCK Cmn 03969P107 6,986 303,750 Sh Shared-defined -- 303,750 ARENA PHARMACEUTICALS INC Cmn 040047102 522 332,200 Sh Shared-defined 1 332,200 ARENA PHARMACEUTICALS INC Cmn 040047902 373 237,300 Sh Call Shared-defined 1 237,300 ARENA PHARMACEUTICALS INC Cmn 040047952 373 237,800 Sh Put Shared-defined 1 237,800 ARES CAPITAL CORP COMMON STOCK Cmn 04010L903 779 49,800 Sh Call Shared-defined 1 49,800 ARES CAPITAL CORP COMMON STOCK Cmn 04010L953 188 12,000 Sh Put Shared-defined 1 12,000 ARES CAPITAL CORP COMMON STOCK Cmn 04010L103 85 5,435 Sh Shared-defined 1 5,435 ARES CAPITAL CORP COMMON STOCK Cmn 04010L103 1,128 72,055 Sh Shared-defined -- 72,055 ARIAD PHARMACEUTICALS INC CMN STOCK Cmn 04033A900 175 45,800 Sh Call Shared-defined 1 45,800 ARIAD PHARMACEUTICALS INC CMN STOCK Cmn 04033A950 132 34,600 Sh Put Shared-defined 1 34,600 ARIAD PHARMACEUTICALS INC CMN STOCK Cmn 04033A100 109 28,531 Sh Shared-defined 1 28,531 COLUMN TOTALS 12,406
FORM 13F Page 46 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ARIAD PHARMACEUTICALS INC CMN STOCK Cmn 04033A100 1,374 359,717 Sh Shared-defined -- 359,717 ARIBA INC Cmn 04033V203 193 10,223 Sh Shared-defined 1 10,223 ARIBA INC Cmn 04033V203 357 18,868 Sh Shared-defined -- 18,868 ARIBA INC Cmn 04033V903 55 2,900 Sh Call Shared-defined 1 2,900 ARIBA INC Cmn 04033V953 197 10,400 Sh Put Shared-defined 1 10,400 ARKANSAS BEST CORP. COMMON STOCK Cmn 040790907 921 38,000 Sh Call Shared-defined 1 38,000 ARKANSAS BEST CORP. COMMON STOCK Cmn 040790957 1,480 61,100 Sh Put Shared-defined 1 61,100 ARKANSAS BEST CORP. COMMON STOCK Cmn 040790107 145 5,966 Sh Shared-defined 1 5,966 ARKANSAS BEST CORP. COMMON STOCK Cmn 040790107 786 32,430 Sh Shared-defined -- 32,430 ARM HOLDINGS PLC - Depository SPONS ADR 3:1 Receipt 042068106 253 13,500 Sh Shared-defined 1 N/A ARM HOLDINGS PLC - Depository SPONS ADR 3:1 Receipt 042068106 287 15,279 Sh Shared-defined -- N/A ARMSTRONG WORLD INDUSTRIES Cmn 04247X102 41 995 Sh Shared-defined 1 995 ARMSTRONG WORLD INDUSTRIES Cmn 04247X902 834 20,100 Sh Call Shared-defined 1 20,100 ARMSTRONG WORLD INDUSTRIES Cmn 04247X952 257 6,200 Sh Put Shared-defined 1 6,200 COLUMN TOTALS 7,180
FORM 13F Page 47 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ARMSTRONG WORLD INDUSTRIES Cmn 04247X102 95 2,284 Sh Shared-defined -- 2,284 ARQULE INC CMN STOCK Cmn 04269E907 54 10,500 Sh Call Shared-defined 1 10,500 ARQULE INC CMN STOCK Cmn 04269E957 36 7,000 Sh Put Shared-defined 1 7,000 ARQULE INC CMN STOCK Cmn 04269E107 43 8,358 Sh Shared-defined 1 8,358 ARRIS GROUP INC Cmn 04269Q100 209 21,436 Sh Shared-defined 1 21,436 ARRIS GROUP INC Cmn 04269Q900 162 16,600 Sh Call Shared-defined 1 16,600 ARRIS GROUP INC Cmn 04269Q950 484 49,500 Sh Put Shared-defined 1 49,500 ARRIS GROUP INC Cmn 04269Q100 36 3,700 Sh Shared-defined -- 3,700 ARRIS GROUP INC 2% CB 11/15/2026 - REGISTERED Bond 04269QAC4 59,118 60,050,000 Prn Shared-defined -- N/A ARROW ELEC. COMMON STOCK Cmn 042735100 4,588 171,625 Sh Shared-defined -- 171,625 ARROW ELEC. COMMON STOCK Cmn 042735900 708 26,500 Sh Call Shared-defined 1 26,500 ARROW ELEC. COMMON STOCK Cmn 042735950 353 13,200 Sh Put Shared-defined 1 13,200 ARTHROCARE CORP CMN STOCK Cmn 043136100 14 500 Sh Shared-defined 1 500 ARTHROCARE CORP CMN STOCK Cmn 043136100 370 13,623 Sh Shared-defined -- 13,623 COLUMN TOTALS 66,270
FORM 13F Page 48 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ARUBA NETWORKS INC Cmn 043176906 4,029 188,800 Sh Call Shared-defined 1 188,800 ARUBA NETWORKS INC Cmn 043176956 4,870 228,200 Sh Put Shared-defined 1 228,200 ARVINMERITOR 4% CB 2/15/2027-REGISTERED Bond 043353AH4 7,766 8,500,000 Prn Shared-defined -- N/A ARVINMERITOR INC CMN STOCK Cmn 043353101 29,050 1,869,399 Sh Shared-defined -- 1,869,399 ARVINMERITOR INC CMN STOCK Cmn 043353901 1,907 122,700 Sh Call Shared-defined 1 122,700 ARVINMERITOR INC CMN STOCK Cmn 043353951 426 27,400 Sh Put Shared-defined 1 27,400 ASBURY AUTOMOTIVE GROUP Cmn 043436104 456 32,396 Sh Shared-defined -- 32,396 ASCENT MEDIA CORP Cmn 043632108 1 44 Sh Shared-defined 1 44 ASCENT MEDIA CORP Cmn 043632108 303 11,353 Sh Shared-defined -- 11,353 ASCENT SOLAR TECH CLASS B WARRANT Wt 043635127 -- 183 Shared-defined 1 N/A ASCENT SOLAR TECHNOLOGIES COMMON STOCK Cmn 043635101 5 1,538 Sh Shared-defined 1 1,538 ASCENT SOLAR TECHNOLOGIES COMMON STOCK Cmn 043635901 41 12,900 Sh Call Shared-defined 1 12,900 ASHLAND INC COMMON STOCK Cmn 044209904 4,350 89,200 Sh Call Shared-defined 1 89,200 ASHLAND INC COMMON STOCK Cmn 044209954 3,550 72,800 Sh Put Shared-defined 1 72,800 COLUMN TOTALS 56,754
FORM 13F Page 49 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ASHLAND INC COMMON STOCK Cmn 044209104 222 4,548 Sh Shared-defined 1 4,548 ASHLAND INC COMMON STOCK Cmn 044209104 173 3,545 Sh Shared-defined -- 3,545 ASIAINFO-LINKAGE INC Cmn 04518A104 490 24,860 Sh Shared-defined 1 24,860 ASIAINFO-LINKAGE INC Cmn 04518A904 1,073 54,400 Sh Call Shared-defined 1 54,400 ASIAINFO-LINKAGE INC Cmn 04518A954 839 42,500 Sh Put Shared-defined 1 42,500 ASIAINFO-LINKAGE INC Cmn 04518A104 11 546 Sh Shared-defined -- 546 ASM INTERNATIONAL-NY REG SHS Cmn N07045102 336 13,199 Sh Shared-defined -- 13,199 ASML HOLDING NV NY- Depository US STOCK Receipt N07059186 454 15,283 Sh Shared-defined 1 N/A ASML HOLDING NV NY- Depository US STOCK Receipt N07059186 32,673 1,098,983 Sh Shared-defined -- N/A ASPEN INSURANCE 5.625% CNV PREF - PERP- REGISTERED Pref Stk G05384113 6 100 Sh Shared-defined 1 N/A ASPEN INSURANCE HOLDINGS LTD COMMON STOCK Cmn G05384105 119 3,917 Sh Shared-defined 1 3,917 ASPEN INSURANCE HOLDINGS LTD COMMON STOCK Cmn G05384105 233 7,680 Sh Shared-defined -- 7,680 ASPEN TECHNOLOGY INC CMN STOCK Cmn 045327103 327 31,570 Sh Shared-defined -- 31,570 ASSET ACCEPTANCE CAPITAL COMMON STOCK Cmn 04543P100 105 19,565 Sh Shared-defined -- 19,565 COLUMN TOTALS 37,061
FORM 13F Page 50 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ASSOCIATED BANC-CORP CMN STK Cmn 045487905 107 8,100 Sh Call Shared-defined 1 8,100 ASSOCIATED BANC-CORP CMN STK Cmn 045487955 40 3,000 Sh Put Shared-defined 1 3,000 ASSOCIATED BANC-CORP CMN STK Cmn 045487105 73 5,550 Sh Shared-defined 1 5,550 ASSOCIATED BANC-CORP CMN STK Cmn 045487105 34,925 2,647,812 Sh Shared-defined -- 2,647,812 ASSOCIATED ESTATES RLTY CORP CMN STK Cmn 045604105 39 2,778 Sh Shared-defined 1 2,778 ASSOCIATED ESTATES RLTY CORP CMN STK Cmn 045604105 199 14,205 Sh Shared-defined -- 14,205 ASSURANT INC COMMON STOCK Cmn 04621X108 77 1,891 Sh Shared-defined 1 1,891 ASSURANT INC COMMON STOCK Cmn 04621X108 174 4,283 Sh Shared-defined -- 4,283 ASSURANT INC COMMON STOCK Cmn 04621X908 2,120 52,100 Sh Call Shared-defined 1 52,100 ASSURANT INC COMMON STOCK Cmn 04621X958 806 19,800 Sh Put Shared-defined 1 19,800 ASSURED GUARANTY COMMON STOCK Cmn G0585R106 164 9,596 Sh Shared-defined 1 9,596 ASSURED GUARANTY COMMON STOCK Cmn G0585R106 736 43,007 Sh Shared-defined -- 43,007 ASSURED GUARANTY COMMON STOCK Cmn G0585R906 4,151 242,600 Sh Call Shared-defined 1 242,600 ASSURED GUARANTY COMMON STOCK Cmn G0585R956 4,642 271,300 Sh Put Shared-defined 1 271,300 COLUMN TOTALS 48,253
FORM 13F Page 51 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ASTA FDG INC CMN STOCK Cmn 046220909 52 6,800 Sh Call Shared-defined 1 6,800 ASTA FDG INC CMN STOCK Cmn 046220109 4 522 Sh Shared-defined 1 522 ASTA FDG INC CMN STOCK Cmn 046220109 101 13,177 Sh Shared-defined -- 13,177 ASTEC INDUSTRIES INC CMN STK Cmn 046224101 14 506 Sh Shared-defined 1 506 ASTEC INDUSTRIES INC CMN STK Cmn 046224101 904 31,678 Sh Shared-defined -- 31,678 ASTEC INDUSTRIES INC CMN STK Cmn 046224901 514 18,000 Sh Call Shared-defined 1 18,000 ASTEC INDUSTRIES INC CMN STK Cmn 046224951 128 4,500 Sh Put Shared-defined 1 4,500 ASTORIA FINANCIAL CORP Cmn 046265104 141 10,330 Sh Shared-defined 1 10,330 ASTORIA FINANCIAL CORP Cmn 046265904 144 10,600 Sh Call Shared-defined 1 10,600 ASTORIA FINANCIAL CORP Cmn 046265954 20 1,500 Sh Put Shared-defined 1 1,500 ASTORIA FINANCIAL CORP Cmn 046265104 14,097 1,034,226 Sh Shared-defined -- 1,034,226 ASTRAZENECA GROUP PLC Depository ADR 1:1 Receipt 046353108 482 9,506 Sh Shared-defined 1 N/A ASTRAZENECA GROUP PLC Depository ADR 1:1 Receipt 046353108 2,743 54,101 Sh Shared-defined -- N/A AT&T INC COMMON STOCK Cmn 00206R902 44,776 1,565,600 Sh Call Shared-defined 1 1,565,600 COLUMN TOTALS 64,120
FORM 13F Page 52 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AT&T INC COMMON STOCK Cmn 00206R952 65,139 2,277,600 Sh Put Shared-defined 1 2,277,600 AT&T INC COMMON STOCK Cmn 00206R102 64,037 2,239,052 Sh Shared-defined 1 2,239,052 AT&T INC COMMON STOCK Cmn 00206R102 261 9,131 Sh Shared-defined -- 9,131 ATHENAHEALTH INC Cmn 04685W103 381 11,535 Sh Shared-defined 1 11,535 ATHENAHEALTH INC Cmn 04685W903 475 14,400 Sh Call Shared-defined 1 14,400 ATHENAHEALTH INC Cmn 04685W953 1,578 47,800 Sh Put Shared-defined 1 47,800 ATHENAHEALTH INC Cmn 04685W103 51 1,559 Sh Shared-defined -- 1,559 ATHEROS COMMUNICATIONS COMMON STOCK Cmn 04743P908 4,190 159,000 Sh Call Shared-defined 1 159,000 ATHEROS COMMUNICATIONS COMMON STOCK Cmn 04743P958 5,099 193,500 Sh Put Shared-defined 1 193,500 ATHEROS COMMUNICATIONS COMMON STOCK Cmn 04743P108 556 21,087 Sh Shared-defined 1 21,087 ATHEROS COMMUNICATIONS COMMON STOCK Cmn 04743P108 9,932 376,910 Sh Shared-defined -- 376,910 ATLAS AIR WORLDWIDE HOLDINGS INC. - WHEN ISSUED CO Cmn 049164905 3,013 59,900 Sh Call Shared-defined 1 59,900 ATLAS AIR WORLDWIDE HOLDINGS INC. - WHEN ISSUED CO Cmn 049164955 4,477 89,000 Sh Put Shared-defined 1 89,000 ATLAS AIR WORLDWIDE HOLDINGS INC. - WHEN ISSUED CO Cmn 049164205 408 8,105 Sh Shared-defined 1 8,105 COLUMN TOTALS 159,597
FORM 13F Page 53 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ATLAS AIR WORLDWIDE HOLDINGS INC. - WHEN ISSUED CO Cmn 049164205 460 9,141 Sh Shared-defined -- 9,141 ATLAS ENERGY INC Cmn 049298102 186 6,481 Sh Shared-defined 1 6,481 ATLAS ENERGY INC Cmn 049298902 1,461 51,000 Sh Call Shared-defined 1 51,000 ATLAS ENERGY INC Cmn 049298952 567 19,800 Sh Put Shared-defined 1 19,800 ATLAS ENERGY INC Cmn 049298102 255 8,888 Sh Shared-defined -- 8,888 ATLAS PIPELINE PARTNERS LP CMN STOCK Cmn 049392903 1,538 87,700 Sh Call Shared-defined 1 87,700 ATLAS PIPELINE PARTNERS LP CMN STOCK Cmn 049392953 2,380 135,700 Sh Put Shared-defined 1 135,700 ATLAS PIPELINE PARTNERS LP CMN STOCK Cmn 049392103 1,157 65,989 Sh Shared-defined 1 65,989 ATMEL CORP CMN STK Cmn 049513904 413 51,900 Sh Call Shared-defined 1 51,900 ATMEL CORP CMN STK Cmn 049513954 226 28,400 Sh Put Shared-defined 1 28,400 ATMEL CORP CMN STK Cmn 049513104 10,390 1,305,218 Sh Shared-defined -- 1,305,218 ATMI INC CMN STK Cmn 00207R901 557 37,500 Sh Call Shared-defined 1 37,500 ATMI INC CMN STK Cmn 00207R951 181 12,200 Sh Put Shared-defined 1 12,200 ATMI INC CMN STK Cmn 00207R101 415 27,923 Sh Shared-defined -- 27,923 COLUMN TOTALS 20,186
FORM 13F Page 54 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ATMOS ENERGY CORP CMN STK Cmn 049560105 70 2,407 Sh Shared-defined 1 2,407 ATMOS ENERGY CORP CMN STK Cmn 049560105 447 15,280 Sh Shared-defined -- 15,280 ATP OIL & GAS CORP Cmn 00208J108 1,781 130,473 Sh Shared-defined 1 130,473 ATP OIL & GAS CORP Cmn 00208J908 2,069 151,600 Sh Call Shared-defined 1 151,600 ATP OIL & GAS CORP Cmn 00208J958 4,247 311,100 Sh Put Shared-defined 1 311,100 ATP OIL & GAS CORP Cmn 00208J108 540 39,524 Sh Shared-defined -- 39,524 ATWOOD OCEANICS CMN STK Cmn 050095908 1,118 36,700 Sh Call Shared-defined 1 36,700 ATWOOD OCEANICS CMN STK Cmn 050095958 1,340 44,000 Sh Put Shared-defined 1 44,000 ATWOOD OCEANICS CMN STK Cmn 050095108 573 18,823 Sh Shared-defined 1 18,823 ATWOOD OCEANICS CMN STK Cmn 050095108 274 9,000 Sh Shared-defined -- 9,000 AU OPTRONICS CORP - Depository ADR Receipt 002255107 308 29,426 Sh Shared-defined 1 N/A AUDIOCODES LTD Cmn M15342104 22 5,714 Sh Shared-defined 1 5,714 AUDIOCODES LTD Cmn M15342904 17 4,400 Sh Call Shared-defined 1 4,400 AUDIOCODES LTD Cmn M15342954 18 4,500 Sh Put Shared-defined 1 4,500 COLUMN TOTALS 12,824
FORM 13F Page 55 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AUDIOVOX CORP -CL A CMN STK Cmn 050757103 116 16,999 Sh Shared-defined -- 16,999 AURIZON MINES LTD COMMON STOCK Cmn 05155P906 28 4,000 Sh Call Shared-defined 1 4,000 AURIZON MINES LTD COMMON STOCK Cmn 05155P956 57 8,200 Sh Put Shared-defined 1 8,200 AURIZON MINES LTD COMMON STOCK Cmn 05155P106 48 6,940 Sh Shared-defined 1 6,940 AURIZON MINES LTD COMMON STOCK Cmn 05155P106 325 46,804 Sh Shared-defined -- 46,804 AUTODESK INC Cmn 052769106 1,125 35,174 Sh Shared-defined 1 35,174 AUTODESK INC Cmn 052769906 4,741 148,300 Sh Call Shared-defined 1 148,300 AUTODESK INC Cmn 052769956 6,218 194,500 Sh Put Shared-defined 1 194,500 AUTODESK INC Cmn 052769106 153 4,800 Sh Shared-defined -- 4,800 AUTOLIV 8% MAND 04/30/2012- REGISTERED Bond 052800208 87 989 Prn Shared-defined 1 N/A AUTOLIV INC CMN STOCK Cmn 052800909 1,614 24,700 Sh Call Shared-defined 1 24,700 AUTOLIV INC CMN STOCK Cmn 052800959 2,803 42,900 Sh Put Shared-defined 1 42,900 AUTOLIV INC CMN STOCK Cmn 052800109 39,971 611,828 Sh Shared-defined -- 611,828 AUTOMATIC DATA PROC. COMMON STOCK Cmn 053015103 11,543 274,645 Sh Shared-defined -- 274,645 COLUMN TOTALS 68,829
FORM 13F Page 56 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AUTOMATIC DATA PROC. COMMON STOCK Cmn 053015903 5,817 138,400 Sh Call Shared-defined 1 138,400 AUTOMATIC DATA PROC. COMMON STOCK Cmn 053015953 5,590 133,000 Sh Put Shared-defined 1 133,000 AUTONATION INC CMN STK Cmn 05329W902 2,390 102,800 Sh Call Shared-defined 1 102,800 AUTONATION INC CMN STK Cmn 05329W952 939 40,400 Sh Put Shared-defined 1 40,400 AUTONATION INC CMN STK Cmn 05329W102 158 6,793 Sh Shared-defined 1 6,793 AUTONATION INC CMN STK Cmn 05329W102 1,803 77,531 Sh Shared-defined -- 77,531 AUTONAVI HOLDINGS Depository LTD-ADR Receipt 05330F106 23 1,290 Sh Shared-defined 1 N/A AUTONAVI HOLDINGS Depository LTD-ADR Receipt 05330F106 322 18,423 Sh Shared-defined -- N/A AUTOZONE INC CMN STK Cmn 053332902 13,139 57,400 Sh Call Shared-defined 1 57,400 AUTOZONE INC CMN STK Cmn 053332952 30,216 132,000 Sh Put Shared-defined 1 132,000 AUTOZONE INC CMN STK Cmn 053332102 1,148 5,017 Sh Shared-defined 1 5,017 AUTOZONE INC CMN STK Cmn 053332102 29,989 131,008 Sh Shared-defined -- 131,008 AUXILIUM PHARMACEUTICALS INC. COMMON STOCK Cmn 05334D907 627 25,300 Sh Call Shared-defined 1 25,300 AUXILIUM PHARMACEUTICALS INC. COMMON STOCK Cmn 05334D957 1,170 47,200 Sh Put Shared-defined 1 47,200 COLUMN TOTALS 93,331
FORM 13F Page 57 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AUXILIUM PHARMACEUTICALS INC. COMMON STOCK Cmn 05334D107 247 9,957 Sh Shared-defined 1 9,957 AUXILIUM PHARMACEUTICALS INC. COMMON STOCK Cmn 05334D107 10,476 422,750 Sh Shared-defined -- 422,750 AVAGO TECHNOLOGIES LTD Cmn Y0486S904 527 23,400 Sh Call Shared-defined 1 23,400 AVAGO TECHNOLOGIES LTD Cmn Y0486S954 142 6,300 Sh Put Shared-defined 1 6,300 AVAGO TECHNOLOGIES LTD Cmn Y0486S104 12 534 Sh Shared-defined 1 534 AVAGO TECHNOLOGIES LTD Cmn Y0486S104 25,617 1,138,023 Sh Shared-defined -- 1,138,023 AVALONBAY COMMUNITIES INC Cmn 053484901 5,041 48,500 Sh Call Shared-defined 1 48,500 AVALONBAY COMMUNITIES INC Cmn 053484951 8,657 83,300 Sh Put Shared-defined 1 83,300 AVALONBAY COMMUNITIES INC Cmn 053484101 11,954 115,016 Sh Shared-defined -- 115,016 AVANIR PHARMACEUTICALS - CL A Cmn 05348P401 20 6,233 Sh Shared-defined 1 6,233 AVANIR PHARMACEUTICALS - CL A Cmn 05348P901 44 13,900 Sh Call Shared-defined 1 13,900 AVANIR PHARMACEUTICALS - CL A Cmn 05348P951 55 17,300 Sh Put Shared-defined 1 17,300 AVERY DENNISON CORP Cmn 053611109 1,244 33,510 Sh Shared-defined 1 33,510 AVERY DENNISON CORP Cmn 053611909 245 6,600 Sh Call Shared-defined 1 6,600 COLUMN TOTALS 64,281
FORM 13F Page 58 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AVERY DENNISON CORP Cmn 053611959 338 9,100 Sh Put Shared-defined 1 9,100 AVERY DENNISON CORP Cmn 053611109 1,951 52,562 Sh Shared-defined -- 52,562 AVERY DENNISON CORP 7.875% MAND 11/15/2010 - REGIS Bond 053611307 264 7,073 Prn Shared-defined 1 N/A AVI BIOPHARM INC CMN STOCK Cmn 002346104 22 11,725 Sh Shared-defined 1 11,725 AVI BIOPHARM INC CMN STOCK Cmn 002346104 13 7,040 Sh Shared-defined -- 7,040 AVIAT NETWORKS INC Cmn 05366Y102 11 2,619 Sh Shared-defined 1 2,619 AVIAT NETWORKS INC Cmn 05366Y102 189 46,089 Sh Shared-defined -- 46,089 AVID TECHNOLOGY INC Cmn 05367P100 35 2,696 Sh Shared-defined 1 2,696 AVID TECHNOLOGY INC Cmn 05367P900 35 2,700 Sh Call Shared-defined 1 2,700 AVID TECHNOLOGY INC Cmn 05367P950 39 3,000 Sh Put Shared-defined 1 3,000 AVID TECHNOLOGY INC Cmn 05367P100 175 13,334 Sh Shared-defined -- 13,334 AVIS BUDGET GROUP INC COMMON STOCK Cmn 053774905 302 25,900 Sh Call Shared-defined 1 25,900 AVIS BUDGET GROUP INC COMMON STOCK Cmn 053774955 940 80,700 Sh Put Shared-defined 1 80,700 AVIS BUDGET GROUP INC COMMON STOCK Cmn 053774105 1,078 92,498 Sh Shared-defined 1 92,498 COLUMN TOTALS 5,392
FORM 13F Page 59 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AVIS BUDGET GROUP INC COMMON STOCK Cmn 053774105 4,748 407,523 Sh Shared-defined -- 407,523 AVISTA CORP CMN STK Cmn 05379B907 54 2,600 Sh Call Shared-defined 1 2,600 AVISTA CORP CMN STK Cmn 05379B957 92 4,400 Sh Put Shared-defined 1 4,400 AVISTA CORP CMN STK Cmn 05379B107 28 1,364 Sh Shared-defined 1 1,364 AVISTA CORP CMN STK Cmn 05379B107 69 3,328 Sh Shared-defined -- 3,328 AVNET, INC. COMMON STOCK Cmn 053807903 343 12,700 Sh Call Shared-defined 1 12,700 AVNET, INC. COMMON STOCK Cmn 053807953 664 24,600 Sh Put Shared-defined 1 24,600 AVNET, INC. COMMON STOCK Cmn 053807103 105 3,888 Sh Shared-defined 1 3,888 AVNET, INC. COMMON STOCK Cmn 053807103 38,420 1,422,452 Sh Shared-defined -- 1,422,452 AVON PRODS INC Cmn 054303102 268 8,346 Sh Shared-defined 1 8,346 AVON PRODS INC Cmn 054303102 436 13,592 Sh Shared-defined -- 13,592 AVON PRODS INC Cmn 054303902 3,192 99,400 Sh Call Shared-defined 1 99,400 AVON PRODS INC Cmn 054303952 639 19,900 Sh Put Shared-defined 1 19,900 AVX CORP NEW CMN STOCK Cmn 002444107 42 3,049 Sh Shared-defined 1 3,049 COLUMN TOTALS 49,100
FORM 13F Page 60 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AVX CORP NEW CMN STOCK Cmn 002444107 368 26,641 Sh Shared-defined -- 26,641 AXIS CAPITAL HOLDINGS LTD COMMON STOCK Cmn G0692U909 105 3,200 Sh Call Shared-defined 1 3,200 AXIS CAPITAL HOLDINGS LTD COMMON STOCK Cmn G0692U959 432 13,100 Sh Put Shared-defined 1 13,100 AXIS CAPITAL HOLDINGS LTD COMMON STOCK Cmn G0692U109 398 12,078 Sh Shared-defined 1 12,078 AXIS CAPITAL HOLDINGS LTD COMMON STOCK Cmn G0692U109 74,810 2,271,094 Sh Shared-defined -- 2,271,094 AXT INC CMN STOCK Cmn 00246W103 33 4,945 Sh Shared-defined 1 4,945 AXT INC CMN STOCK Cmn 00246W103 88 13,306 Sh Shared-defined -- 13,306 AZZ INCORPORATED CMN STK Cmn 002474904 1,885 44,000 Sh Call Shared-defined 1 44,000 AZZ INCORPORATED CMN STK Cmn 002474954 3,539 82,600 Sh Put Shared-defined 1 82,600 AZZ INCORPORATED CMN STK Cmn 002474104 76 1,764 Sh Shared-defined -- 1,764 B&G FOODS INC Cmn 05508R106 24 2,225 Sh Shared-defined 1 2,225 B&G FOODS INC Cmn 05508R106 199 18,243 Sh Shared-defined -- 18,243 BABCOCK & WILCOX COMPANY Cmn 05615F102 456 21,419 Sh Shared-defined 1 21,419 BABCOCK & WILCOX COMPANY Cmn 05615F902 140 6,600 Sh Call Shared-defined 1 6,600 COLUMN TOTALS 82,553
FORM 13F Page 61 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BABCOCK & WILCOX COMPANY Cmn 05615F952 655 30,800 Sh Put Shared-defined 1 30,800 BADGER METER INC CMN STK Cmn 056525908 1,441 35,600 Sh Call Shared-defined 1 35,600 BADGER METER INC CMN STK Cmn 056525958 563 13,900 Sh Put Shared-defined 1 13,900 BADGER METER INC CMN STK Cmn 056525108 4 109 Sh Shared-defined 1 109 BADGER METER INC CMN STK Cmn 056525108 81 1,994 Sh Shared-defined -- 1,994 BAIDU INC Depository Receipt 056752108 23,403 228,058 Sh Shared-defined -- N/A BAKER HUGHES COMMON STOCK BHI Cmn 057224107 22,753 534,105 Sh Shared-defined -- 534,105 BAKER HUGHES COMMON STOCK BHI Cmn 057224907 13,577 318,700 Sh Call Shared-defined 1 318,700 BAKER HUGHES COMMON STOCK BHI Cmn 057224957 15,860 372,300 Sh Put Shared-defined 1 372,300 BALDOR ELECTRIC CMN STK Cmn 057741100 1,172 29,016 Sh Shared-defined -- 29,016 BALL CORP CMN STK Cmn 058498906 1,377 23,400 Sh Call Shared-defined 1 23,400 BALL CORP CMN STK Cmn 058498956 230 3,900 Sh Put Shared-defined 1 3,900 BALL CORP CMN STK Cmn 058498106 25,794 438,296 Sh Shared-defined -- 438,296 BALLARD PWR SYS INC CMN STOCK Cmn 058586908 19 11,100 Sh Call Shared-defined 1 11,100 COLUMN TOTALS 106,929
FORM 13F Page 62 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BALLARD PWR SYS INC CMN STOCK Cmn 058586958 10 6,100 Sh Put Shared-defined 1 6,100 BALLARD PWR SYS INC CMN STOCK Cmn 058586108 1 563 Sh Shared-defined 1 563 BALLY TECHNOLOGIES INC CMN STK Cmn 05874B907 430 12,300 Sh Call Shared-defined 1 12,300 BALLY TECHNOLOGIES INC CMN STK Cmn 05874B957 1,374 39,300 Sh Put Shared-defined 1 39,300 BALLY TECHNOLOGIES INC CMN STK Cmn 05874B107 4 108 Sh Shared-defined -- 108 BALTIC TRADING LTD Cmn Y0553W103 80 7,256 Sh Shared-defined 1 7,256 BALTIC TRADING LTD Cmn Y0553W903 63 5,700 Sh Call Shared-defined 1 5,700 BALTIC TRADING LTD Cmn Y0553W953 73 6,600 Sh Put Shared-defined 1 6,600 BANCO BILBAO VIZCAYA ARGENTARIA, SOCIEDAD Depository ANONIMA Receipt 05946K101 345 25,578 Sh Shared-defined -- N/A BANCO BRADESCO-SPON Depository ADR 1:1000 Receipt 059460303 227 11,152 Sh Shared-defined 1 N/A BANCO SANTANDER CENTRAL HISPANO SA- Depository SPONS ADR 1:1 Receipt 05964H105 895 70,710 Sh Shared-defined -- N/A BANCORPSOUTH INC CMN STK Cmn 059692903 112 7,900 Sh Call Shared-defined 1 7,900 BANCORPSOUTH INC CMN STK Cmn 059692953 159 11,200 Sh Put Shared-defined 1 11,200 BANCORPSOUTH INC CMN STK Cmn 059692103 -- 16 Sh Shared-defined 1 16 COLUMN TOTALS 3,773
FORM 13F Page 63 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BANCORPSOUTH INC CMN STK Cmn 059692103 554 39,046 Sh Shared-defined -- 39,046 BANK MUTUAL CORPORATION Cmn 063750103 214 41,244 Sh Shared-defined -- 41,244 BANK OF AMERICA CORP 7.25% CONV PREF 1/1/99 - REGI Pref Stk 060505682 98 100 Sh Shared-defined 1 N/A BANK OF AMERICA CORP-CW19 Wt 060505146 1,225 188,999 Shared-defined -- N/A BANKAMERICA CORP CMN STOCK Cmn 060505904 35,810 2,731,500 Sh Call Shared-defined 1 2,731,500 BANKAMERICA CORP CMN STOCK Cmn 060505954 65,081 4,964,200 Sh Put Shared-defined 1 4,964,200 BANK OF HAWAII CORP. CMN STK Cmn 062540909 377 8,400 Sh Call Shared-defined 1 8,400 BANK OF HAWAII CORP. CMN STK Cmn 062540959 764 17,000 Sh Put Shared-defined 1 17,000 BANK OF HAWAII CORP. CMN STK Cmn 062540109 36 803 Sh Shared-defined 1 803 BANK OF HAWAII CORP. CMN STK Cmn 062540109 1,560 34,723 Sh Shared-defined -- 34,723 BANK OF IRELAND CMN Depository STK -ADR 1:4 Receipt 46267Q103 371 109,258 Sh Shared-defined 1 N/A BANK OF IRELAND CMN Depository STK -ADR 1:4 Receipt 46267Q103 275 80,753 Sh Shared-defined -- N/A BANK OF MONTRAL CMN STK Cmn 063671101 745 12,900 Sh Shared-defined -- 12,900 BANK OF MONTRAL CMN STK Cmn 063671901 2,795 48,400 Sh Call Shared-defined 1 48,400 COLUMN TOTALS 109,905
FORM 13F Page 64 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BANK OF MONTRAL CMN STK Cmn 063671951 2,951 51,100 Sh Put Shared-defined 1 51,100 THE BANK OF NEW YORK MELLON CORP Cmn 064058900 9,470 362,400 Sh Call Shared-defined 1 362,400 THE BANK OF NEW YORK MELLON CORP Cmn 064058950 5,879 225,000 Sh Put Shared-defined 1 225,000 BANK OF NOVA SCOTIA Cmn 064149907 1,722 32,300 Sh Call Shared-defined 1 32,300 BANK OF NOVA SCOTIA Cmn 064149957 1,135 21,300 Sh Put Shared-defined 1 21,300 BANK OF THE OZARKS INC CMN STOCK Cmn 063904106 32 860 Sh Shared-defined 1 860 BANK OF THE OZARKS INC CMN STOCK Cmn 063904106 3,648 98,358 Sh Shared-defined -- 98,358 BANKAMERICA CORP CMN STOCK Cmn 060505104 55,408 4,226,398 Sh Shared-defined 1 4,226,398 BANNER CORPORATION CMN STOCK Cmn 06652V959 76 35,100 Sh Put Shared-defined 1 35,100 BANNER CORPORATION CMN STOCK Cmn 06652V109 47 21,671 Sh Shared-defined 1 21,671 BANNER CORPORATION CMN STOCK Cmn 06652V109 182 84,324 Sh Shared-defined -- 84,324 BARCLAYS PLC- SPONS Depository ADR 4:1 Receipt 06738E204 653 34,645 Sh Shared-defined 1 N/A BARCLAYS PLC- SPONS Depository ADR 4:1 Receipt 06738E204 455 24,151 Sh Shared-defined -- N/A BARD C R INC Cmn 067383109 194 2,384 Sh Shared-defined -- 2,384 COLUMN TOTALS 81,852
FORM 13F Page 65 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BARD C R INC Cmn 067383909 3,135 38,500 Sh Call Shared-defined 1 38,500 BARD C R INC Cmn 067383959 1,962 24,100 Sh Put Shared-defined 1 24,100 BARNES & NOBLE INC CMN STK Cmn 067774909 1,816 112,000 Sh Call Shared-defined 1 112,000 BARNES & NOBLE INC CMN STK Cmn 067774959 765 47,200 Sh Put Shared-defined 1 47,200 BARNES & NOBLE INC CMN STK Cmn 067774109 126 7,749 Sh Shared-defined 1 7,749 BARNES & NOBLE INC CMN STK Cmn 067774109 776 47,841 Sh Shared-defined -- 47,841 BARNES GROUP 3.75% CB 08/01/2025 - REGISTERED Bond 067806AB5 19,733 19,190,000 Prn Shared-defined -- N/A BARNES GROUP INC CMN STK Cmn 067806909 99 5,600 Sh Call Shared-defined 1 5,600 BARNES GROUP INC CMN STK Cmn 067806959 83 4,700 Sh Put Shared-defined 1 4,700 BARNES GROUP INC CMN STK Cmn 067806109 132 7,502 Sh Shared-defined 1 7,502 BARNES GROUP INC CMN STK Cmn 067806109 101 5,761 Sh Shared-defined -- 5,761 BARRICK GOLD CORP Cmn 067901108 10,861 234,636 Sh Shared-defined 1 234,636 BARRICK GOLD CORP Cmn 067901108 167 3,600 Sh Shared-defined -- 3,600 BARRICK GOLD CORP Cmn 067901908 32,732 707,100 Sh Call Shared-defined 1 707,100 COLUMN TOTALS 72,488
FORM 13F Page 66 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BARRICK GOLD CORP Cmn 067901958 38,597 833,800 Sh Put Shared-defined 1 833,800 BASIC ENERGY SERVICES INC COMMON STOCK Cmn 06985P100 427 50,074 Sh Shared-defined -- 50,074 BAXTER INTL INC Cmn 071813909 18,130 380,000 Sh Call Shared-defined 1 380,000 BAXTER INTL INC Cmn 071813959 22,872 479,400 Sh Put Shared-defined 1 479,400 BAXTER INTL INC Cmn 071813109 1,431 30,001 Sh Shared-defined 1 30,001 BAXTER INTL INC Cmn 071813109 32,775 686,962 Sh Shared-defined -- 686,962 BAYTEX ENERGY TRUST COMMON STOCK Cmn 073176909 516 14,200 Sh Call Shared-defined 1 14,200 BAYTEX ENERGY TRUST COMMON STOCK Cmn 073176959 599 16,500 Sh Put Shared-defined 1 16,500 BAYTEX ENERGY TRUST COMMON STOCK Cmn 073176109 51 1,394 Sh Shared-defined 1 1,394 BAYTEX ENERGY TRUST COMMON STOCK Cmn 073176109 126 3,479 Sh Shared-defined -- 3,479 BB&T CORP. COMMON STOCK Cmn 054937107 9,625 399,696 Sh Shared-defined -- 399,696 BB&T CORP. COMMON STOCK Cmn 054937907 9,182 381,300 Sh Call Shared-defined 1 381,300 BB&T CORP. COMMON STOCK Cmn 054937957 7,178 298,100 Sh Put Shared-defined 1 298,100 BCE INC CMN STK Cmn 05534B760 412 12,672 Sh Shared-defined 1 12,672 COLUMN TOTALS 141,921
FORM 13F Page 67 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BCE INC CMN STK Cmn 05534B760 796 24,505 Sh Shared-defined -- 24,505 BCE INC CMN STK Cmn 05534B900 679 20,900 Sh Call Shared-defined 1 20,900 BCE INC CMN STK Cmn 05534B950 751 23,100 Sh Put Shared-defined 1 23,100 BE AEROSPACE INC CMN STK Cmn 073302901 1,031 34,000 Sh Call Shared-defined 1 34,000 BE AEROSPACE INC CMN STK Cmn 073302951 400 13,200 Sh Put Shared-defined 1 13,200 BE AEROSPACE INC CMN STK Cmn 073302101 48 1,587 Sh Shared-defined 1 1,587 BE AEROSPACE INC CMN STK Cmn 073302101 525 17,307 Sh Shared-defined -- 17,307 BEACON ROOFING SUPPLY INC COMMON STOCK Cmn 073685909 337 23,100 Sh Call Shared-defined 1 23,100 BEACON ROOFING SUPPLY INC COMMON STOCK Cmn 073685959 165 11,300 Sh Put Shared-defined 1 11,300 BEACON ROOFING SUPPLY INC COMMON STOCK Cmn 073685109 257 17,608 Sh Shared-defined -- 17,608 BEAZER HOMES USA INC CMN STK Cmn 07556Q905 207 50,000 Sh Call Shared-defined 1 50,000 BEAZER HOMES USA INC CMN STK Cmn 07556Q955 575 139,300 Sh Put Shared-defined 1 139,300 BEAZER HOMES USA INC 7.5% MAND 01/15/2013- REGISTER Bond 07556Q402 75 3,300 Prn Shared-defined 1 N/A BEAZER HOMES USA INC CMN STK Cmn 07556Q105 608 147,306 Sh Shared-defined 1 147,306 COLUMN TOTALS 6,454
FORM 13F Page 68 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BEAZER HOMES USA INC CMN STK Cmn 07556Q105 212 51,381 Sh Shared-defined -- 51,381 BEBE STORES INC CMN STOCK Cmn 075571909 30 4,200 Sh Call Shared-defined 1 4,200 BEBE STORES INC CMN STOCK Cmn 075571959 286 39,700 Sh Put Shared-defined 1 39,700 BEBE STORES INC CMN STOCK Cmn 075571109 207 28,735 Sh Shared-defined 1 28,735 BEBE STORES INC CMN STOCK Cmn 075571109 721 99,994 Sh Shared-defined -- 99,994 BECKMAN COULTER INC CMN STK Cmn 075811909 2,532 51,900 Sh Call Shared-defined 1 51,900 BECKMAN COULTER INC CMN STK Cmn 075811959 2,283 46,800 Sh Put Shared-defined 1 46,800 BECKMAN COULTER INC CMN STK Cmn 075811109 2,202 45,131 Sh Shared-defined 1 45,131 BECKMAN COULTER INC CMN STK Cmn 075811109 817 16,747 Sh Shared-defined -- 16,747 BECTON DICKINSON & CO Cmn 075887109 1,542 20,807 Sh Shared-defined -- 20,807 BECTON DICKINSON & CO Cmn 075887909 4,876 65,800 Sh Call Shared-defined 1 65,800 BECTON DICKINSON & CO Cmn 075887959 1,445 19,500 Sh Put Shared-defined 1 19,500 BED BATH & BEYOND INC CMN STK Cmn 075896900 9,012 207,600 Sh Call Shared-defined 1 207,600 BED BATH & BEYOND INC CMN STK Cmn 075896950 8,869 204,300 Sh Put Shared-defined 1 204,300 COLUMN TOTALS 35,034
FORM 13F Page 69 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BED BATH & BEYOND INC CMN STK Cmn 075896100 123 2,827 Sh Shared-defined 1 2,827 BELDEN INC CMN STK Cmn 077454906 480 18,200 Sh Call Shared-defined 1 18,200 BELDEN INC CMN STK Cmn 077454956 483 18,300 Sh Put Shared-defined 1 18,300 BELDEN INC CMN STK Cmn 077454106 62 2,342 Sh Shared-defined 1 2,342 BELDEN INC CMN STK Cmn 077454106 338 12,804 Sh Shared-defined -- 12,804 BELO CORP CMN STK Cmn 080555105 57 9,149 Sh Shared-defined 1 9,149 BELO CORP CMN STK Cmn 080555105 5,579 899,882 Sh Shared-defined -- 899,882 BEMIS INC Cmn 081437905 343 10,800 Sh Call Shared-defined 1 10,800 BEMIS INC Cmn 081437955 730 23,000 Sh Put Shared-defined 1 23,000 BEMIS INC Cmn 081437105 4 131 Sh Shared-defined 1 131 BEMIS INC Cmn 081437105 3,726 117,353 Sh Shared-defined -- 117,353 BENCHMARK ELECTRONICS INC CMN STK Cmn 08160H901 251 15,300 Sh Call Shared-defined 1 15,300 BENCHMARK ELECTRONICS INC CMN STK Cmn 08160H951 30 1,800 Sh Put Shared-defined 1 1,800 BENCHMARK ELECTRONICS INC CMN STK Cmn 08160H101 424 25,835 Sh Shared-defined -- 25,835 COLUMN TOTALS 12,630
FORM 13F Page 70 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BERKLEY (W R) CORP CMN STK Cmn 084423102 32 1,200 Sh Shared-defined 1 1,200 BERKLEY (W R) CORP CMN STK Cmn 084423102 601 22,217 Sh Shared-defined -- 22,217 BERKLEY (W R) CORP CMN STK Cmn 084423902 309 11,400 Sh Call Shared-defined 1 11,400 BERKLEY (W R) CORP CMN STK Cmn 084423952 1,086 40,100 Sh Put Shared-defined 1 40,100 BERKSHIRE HATHAWAYS - CLASS B COMMON STOCK Cmn 084670902 33,816 409,000 Sh Call Shared-defined 1 409,000 BERKSHIRE HATHAWAYS - CLASS B COMMON STOCK Cmn 084670952 15,445 186,800 Sh Put Shared-defined 1 186,800 BERKSHIRE HATHAWAYS - CLASS B COMMON STOCK Cmn 084670702 1,124 13,596 Sh Shared-defined -- 13,596 BERRY PETROLEUM -CL A CMN STK Cmn 085789905 1,218 38,400 Sh Call Shared-defined 1 38,400 BERRY PETROLEUM -CL A CMN STK Cmn 085789955 1,596 50,300 Sh Put Shared-defined 1 50,300 BERRY PETROLEUM -CL A CMN STK Cmn 085789105 138 4,341 Sh Shared-defined 1 4,341 BERRY PETROLEUM -CL A CMN STK Cmn 085789105 366 11,524 Sh Shared-defined -- 11,524 BEST BUY CO. COMMON STOCK Cmn 086516101 2,552 62,503 Sh Shared-defined 1 62,503 BEST BUY CO. COMMON STOCK Cmn 086516101 66,947 1,639,657 Sh Shared-defined -- 1,639,657 BEST BUY CO. COMMON STOCK Cmn 086516901 20,137 493,200 Sh Call Shared-defined 1 493,200 COLUMN TOTALS 145,367
FORM 13F Page 71 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BEST BUY CO. COMMON STOCK Cmn 086516951 21,722 532,000 Sh Put Shared-defined 1 532,000 BGC PARTNERS INC CMN STOCK Cmn 05541T901 66 11,100 Sh Call Shared-defined 1 11,100 BGC PARTNERS INC CMN STOCK Cmn 05541T951 13 2,100 Sh Put Shared-defined 1 2,100 BGC PARTNERS INC CMN STOCK Cmn 05541T101 -- 20 Sh Shared-defined -- 20 BHP BILLITON LTD - Depository ADR Receipt 088606108 2,131 27,919 Sh Shared-defined 1 N/A BIG 5 SPORTING GOODS CORP CMN STOCK Cmn 08915P101 4 325 Sh Shared-defined 1 325 BIG 5 SPORTING GOODS CORP CMN STOCK Cmn 08915P101 161 12,000 Sh Shared-defined -- 12,000 BIG LOTS INC CMN STK Cmn 089302903 1,004 30,200 Sh Call Shared-defined 1 30,200 BIG LOTS INC CMN STK Cmn 089302953 1,084 32,600 Sh Put Shared-defined 1 32,600 BIG LOTS INC CMN STK Cmn 089302103 106 3,188 Sh Shared-defined 1 3,188 BIG LOTS INC CMN STK Cmn 089302103 2,392 71,936 Sh Shared-defined -- 71,936 BIGBAND NETWORKS INC Cmn 089750509 5 1,696 Sh Shared-defined 1 1,696 BIGBAND NETWORKS INC Cmn 089750909 26 9,100 Sh Call Shared-defined 1 9,100 BIGBAND NETWORKS INC Cmn 089750959 6 2,100 Sh Put Shared-defined 1 2,100 COLUMN TOTALS 28,720
FORM 13F Page 72 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BILL BARRETT CORP COMMON STOCK Cmn 06846N904 392 10,900 Sh Call Shared-defined 1 10,900 BILL BARRETT CORP COMMON STOCK Cmn 06846N954 97 2,700 Sh Put Shared-defined 1 2,700 BILL BARRETT CORP COMMON STOCK Cmn 06846N104 12,363 343,425 Sh Shared-defined -- 343,425 BILL BARRETT CORPORATION 5% CB 3/15/28 - REGISTERE Bond 06846NAA2 17,296 17,089,000 Prn Shared-defined -- N/A BIOCRYST PHARMACEUTICALS INC CMN STK Cmn 09058V903 612 123,900 Sh Call Shared-defined 1 123,900 BIOCRYST PHARMACEUTICALS INC CMN STK Cmn 09058V953 354 71,600 Sh Put Shared-defined 1 71,600 BIOCRYST PHARMACEUTICALS INC CMN STK Cmn 09058V103 38 7,785 Sh Shared-defined 1 7,785 BIOCRYST PHARMACEUTICALS INC CMN STK Cmn 09058V103 57 11,524 Sh Shared-defined -- 11,524 BIODEL INC Cmn 09064M105 17 3,248 Sh Shared-defined 1 3,248 BIODEL INC Cmn 09064M905 70 13,200 Sh Call Shared-defined 1 13,200 BIODEL INC Cmn 09064M955 87 16,500 Sh Put Shared-defined 1 16,500 BIODEL INC Cmn 09064M105 106 19,950 Sh Shared-defined -- 19,950 BIOGEN IDEC INC CMN STK Cmn 09062X903 12,285 218,900 Sh Call Shared-defined 1 218,900 BIOGEN IDEC INC CMN STK Cmn 09062X953 6,942 123,700 Sh Put Shared-defined 1 123,700 COLUMN TOTALS 50,716
FORM 13F Page 73 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BIOGEN IDEC INC CMN STK Cmn 09062X103 2,162 38,529 Sh Shared-defined 1 38,529 BIOMARIN 1.875% CB 4/23/2017-REGISTERED Bond 09061GAD3 95,884 77,000,000 Prn Shared-defined -- N/A BIOMARIN 2.5% CB 04/01/2013-REGISTERED Bond 09061GAC5 76,134 52,200,000 Prn Shared-defined -- N/A BIOMARIN PHARMACEUTICAL INC CMN STOCK Cmn 09061G901 767 34,300 Sh Call Shared-defined 1 34,300 BIOMARIN PHARMACEUTICAL INC CMN STOCK Cmn 09061G951 306 13,700 Sh Put Shared-defined 1 13,700 BIOMARIN PHARMACEUTICAL INC CMN STOCK Cmn 09061G101 82 3,647 Sh Shared-defined -- 3,647 BIOMED REALTY TRUST COMMON STOCK Cmn 09063H907 349 19,500 Sh Call Shared-defined 1 19,500 BIOMED REALTY TRUST COMMON STOCK Cmn 09063H957 581 32,400 Sh Put Shared-defined 1 32,400 BIOMED REALTY TRUST COMMON STOCK Cmn 09063H107 6,119 341,468 Sh Shared-defined -- 341,468 BIOMIMETIC THERAPEUTICS INC Cmn 09064X101 25 2,155 Sh Shared-defined 1 2,155 BIOMIMETIC THERAPEUTICS INC Cmn 09064X101 98 8,612 Sh Shared-defined -- 8,612 BIOMIMETIC THERAPEUTICS INC Cmn 09064X901 1,287 112,900 Sh Call Shared-defined 1 112,900 BIOMIMETIC THERAPEUTICS INC Cmn 09064X951 573 50,300 Sh Put Shared-defined 1 50,300 BIOMIRA INC CMN STOCK Cmn 682324908 256 73,300 Sh Call Shared-defined 1 73,300 COLUMN TOTALS 184,623
FORM 13F Page 74 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BIOMIRA INC CMN STOCK Cmn 682324958 35 10,100 Sh Put Shared-defined 1 10,100 BIOMIRA INC CMN STOCK Cmn 682324108 41 11,846 Sh Shared-defined -- 11,846 BIOSCRIP INC COMMON STOCK Cmn 09069N108 144 28,000 Sh Shared-defined -- 28,000 BJ'S RESTAURANTS INC CMN STOCK Cmn 09180C906 175 6,200 Sh Call Shared-defined 1 6,200 BJ'S RESTAURANTS INC CMN STOCK Cmn 09180C956 344 12,200 Sh Put Shared-defined 1 12,200 BJ'S RESTAURANTS INC CMN STOCK Cmn 09180C106 16 577 Sh Shared-defined -- 577 BJS WHOLESALE CLUB INC CMN STOCK Cmn 05548J906 1,780 42,900 Sh Call Shared-defined 1 42,900 BJS WHOLESALE CLUB INC CMN STOCK Cmn 05548J956 1,245 30,000 Sh Put Shared-defined 1 30,000 BJS WHOLESALE CLUB INC CMN STOCK Cmn 05548J106 24,963 601,515 Sh Shared-defined -- 601,515 BLACK BOX CORP CMN STK Cmn 091826907 170 5,300 Sh Call Shared-defined 1 5,300 BLACK BOX CORP CMN STK Cmn 091826957 10 300 Sh Put Shared-defined 1 300 BLACK BOX CORP CMN STK Cmn 091826107 11 345 Sh Shared-defined 1 345 BLACK BOX CORP CMN STK Cmn 091826107 308 9,622 Sh Shared-defined -- 9,622 BLACK HILLS CORP CMN STK Cmn 092113109 38 1,217 Sh Shared-defined 1 1,217 COLUMN TOTALS 29,280
FORM 13F Page 75 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BLACK HILLS CORP CMN STK Cmn 092113109 1,881 60,284 Sh Shared-defined -- 60,284 BLACKBAUD INC COMMON STOCK Cmn 09227Q100 357 14,862 Sh Shared-defined -- 14,862 BLACKBOARD INC COMMON STOCK Cmn 091935902 905 25,100 Sh Call Shared-defined 1 25,100 BLACKBOARD INC COMMON STOCK Cmn 091935952 1,784 49,500 Sh Put Shared-defined 1 49,500 BLACKBOARD INC COMMON STOCK Cmn 091935502 131 3,624 Sh Shared-defined 1 3,624 BLACKBOARD INC COMMON STOCK Cmn 091935502 1,276 35,399 Sh Shared-defined -- 35,399 BLACKROCK INC - COMMON STOCK Cmn 09247X101 167 983 Sh Shared-defined 1 983 BLACKROCK INC - COMMON STOCK Cmn 09247X101 3,102 18,219 Sh Shared-defined -- 18,219 BLACKROCK INC - COMMON STOCK Cmn 09247X901 6,895 40,500 Sh Call Shared-defined 1 40,500 BLACKROCK INC - COMMON STOCK Cmn 09247X951 16,463 96,700 Sh Put Shared-defined 1 96,700 BLACKSTONE GROUP LP Cmn 09253U108 3,180 250,605 Sh Shared-defined 1 250,605 BLACKSTONE GROUP LP Cmn 09253U908 3,678 289,800 Sh Call Shared-defined 1 289,800 BLACKSTONE GROUP LP Cmn 09253U958 6,307 497,000 Sh Put Shared-defined 1 497,000 BLOCK H & R INC Cmn 093671105 425 32,852 Sh Shared-defined 1 32,852 COLUMN TOTALS 46,551
FORM 13F Page 76 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BLOCK H & R INC Cmn 093671105 2,081 160,665 Sh Shared-defined -- 160,665 BLOUNT INTERNATIONAL INC CMN STOCK Cmn 095180905 51 4,000 Sh Call Shared-defined 1 4,000 BLOUNT INTERNATIONAL INC CMN STOCK Cmn 095180955 129 10,100 Sh Put Shared-defined 1 10,100 BLOUNT INTERNATIONAL INC CMN STOCK Cmn 095180105 107 8,375 Sh Shared-defined 1 8,375 BLOUNT INTERNATIONAL INC CMN STOCK Cmn 095180105 505 39,648 Sh Shared-defined -- 39,648 BLUE COAT SYSTEMS INC CMN STK Cmn 09534T908 3,977 165,300 Sh Call Shared-defined 1 165,300 BLUE COAT SYSTEMS INC CMN STK Cmn 09534T958 4,482 186,300 Sh Put Shared-defined 1 186,300 BLUE COAT SYSTEMS INC CMN STK Cmn 09534T508 1,604 66,659 Sh Shared-defined 1 66,659 BLUE COAT SYSTEMS INC CMN STK Cmn 09534T508 352 14,622 Sh Shared-defined -- 14,622 BLUE NILE INC. COMMON STOCK Cmn 09578R903 1,797 40,400 Sh Call Shared-defined 1 40,400 BLUE NILE INC. COMMON STOCK Cmn 09578R953 565 12,700 Sh Put Shared-defined 1 12,700 BLUE NILE INC. COMMON STOCK Cmn 09578R103 13 300 Sh Shared-defined 1 300 BLUE NILE INC. COMMON STOCK Cmn 09578R103 695 15,631 Sh Shared-defined -- 15,631 BMC SOFTWARE INC CMN STK Cmn 055921900 1,024 25,300 Sh Call Shared-defined 1 25,300 COLUMN TOTALS 17,382
FORM 13F Page 77 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BMC SOFTWARE INC CMN STK Cmn 055921950 7,363 181,900 Sh Put Shared-defined 1 181,900 BMC SOFTWARE INC CMN STK Cmn 055921100 4,398 108,653 Sh Shared-defined 1 108,653 BMC SOFTWARE INC CMN STK Cmn 055921100 9,987 246,703 Sh Shared-defined -- 246,703 BMP SUNSTONE CORP Cmn 05569C105 5 599 Sh Shared-defined 1 599 BMP SUNSTONE CORP Cmn 05569C105 80 10,538 Sh Shared-defined -- 10,538 BOARDWALK PIPELINE PARTNERS UNT Cmn 096627904 594 18,200 Sh Call Shared-defined 1 18,200 BOARDWALK PIPELINE PARTNERS UNT Cmn 096627954 278 8,500 Sh Put Shared-defined 1 8,500 BOARDWALK PIPELINE PARTNERS UNT Cmn 096627104 80 2,458 Sh Shared-defined 1 2,458 BOB EVANS FARMS CMN STK Cmn 096761101 512 18,237 Sh Shared-defined -- 18,237 BOISE INC Cmn 09746Y105 168 25,943 Sh Shared-defined 1 25,943 BOISE INC Cmn 09746Y905 158 24,400 Sh Call Shared-defined 1 24,400 BOISE INC Cmn 09746Y955 250 38,500 Sh Put Shared-defined 1 38,500 BOISE INC Cmn 09746Y105 748 115,242 Sh Shared-defined -- 115,242 BOK FINANCIAL CORP CMN STK Cmn 05561Q201 5 104 Sh Shared-defined 1 104 COLUMN TOTALS 24,626
FORM 13F Page 78 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BOK FINANCIAL CORP CMN STK Cmn 05561Q201 811 17,960 Sh Shared-defined -- 17,960 BON-TON STORES INC CMN STK Cmn 09776J901 367 36,100 Sh Call Shared-defined 1 36,100 BON-TON STORES INC CMN STK Cmn 09776J951 161 15,800 Sh Put Shared-defined 1 15,800 BON-TON STORES INC CMN STK Cmn 09776J101 81 8,004 Sh Shared-defined 1 8,004 BON-TON STORES INC CMN STK Cmn 09776J101 91 8,983 Sh Shared-defined -- 8,983 BORDERS GROUP INC CMN STOCK Cmn 099709907 19 15,700 Sh Call Shared-defined 1 15,700 BORDERS GROUP INC CMN STOCK Cmn 099709957 9 7,300 Sh Put Shared-defined 1 7,300 BORDERS GROUP INC CMN STOCK Cmn 099709107 -- 108 Sh Shared-defined 1 108 BORDERS GROUP INC CMN STOCK Cmn 099709107 44 36,993 Sh Shared-defined -- 36,993 BORG WARNER INC CMN STK Cmn 099724106 8,803 167,293 Sh Shared-defined -- 167,293 BORGWARNER 3.5% CB 04/15/2012-REGISTERED Bond 099724AF3 13,300 7,970,000 Prn Shared-defined -- N/A BORG WARNER INC CMN STK Cmn 099724906 4,225 80,300 Sh Call Shared-defined 1 80,300 BORG WARNER INC CMN STK Cmn 099724956 6,856 130,300 Sh Put Shared-defined 1 130,300 BOSTON BEER CO INC - CL A CMN STOCK Cmn 100557107 124 1,858 Sh Shared-defined 1 1,858 COLUMN TOTALS 34,891
FORM 13F Page 79 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BOSTON BEER CO INC - CL A CMN STOCK Cmn 100557107 1,311 19,600 Sh Shared-defined -- 19,600 BOSTON PRIVATE FINL HOLDING CMN STK Cmn 101119105 1 79 Sh Shared-defined 1 79 BOSTON PRIVATE FINL HOLDING CMN STK Cmn 101119105 2,270 347,169 Sh Shared-defined -- 347,169 BOSTON PROPERTIES INC CMN STOCK Cmn 101121901 7,256 87,300 Sh Call Shared-defined 1 87,300 BOSTON PROPERTIES INC CMN STOCK Cmn 101121951 8,295 99,800 Sh Put Shared-defined 1 99,800 BOSTON PROPERTIES INC CMN STOCK Cmn 101121101 1,260 15,164 Sh Shared-defined -- 15,164 BOSTON SCIENTIFIC CORP Cmn 101137107 4,832 788,303 Sh Shared-defined 1 788,303 BOSTON SCIENTIFIC CORP Cmn 101137107 2,882 470,187 Sh Shared-defined -- 470,187 BOSTON SCIENTIFIC CORP Cmn 101137907 977 159,300 Sh Call Shared-defined 1 159,300 BOSTON SCIENTIFIC CORP Cmn 101137957 5,060 825,500 Sh Put Shared-defined 1 825,500 BOTTOMLINE TECHNOLOGIES INC CMN STOCK Cmn 101388906 92 6,000 Sh Call Shared-defined 1 6,000 BOTTOMLINE TECHNOLOGIES INC CMN STOCK Cmn 101388956 18 1,200 Sh Put Shared-defined 1 1,200 BOTTOMLINE TECHNOLOGIES INC CMN STOCK Cmn 101388106 66 4,291 Sh Shared-defined 1 4,291 BOTTOMLINE TECHNOLOGIES INC CMN STOCK Cmn 101388106 4 243 Sh Shared-defined -- 243 COLUMN TOTALS 34,324
FORM 13F Page 80 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BOWNE & CO INC Cmn 103043105 9 764 Sh Shared-defined 1 764 BOWNE & CO INC Cmn 103043105 133 11,700 Sh Shared-defined -- 11,700 BOYD GAMING CORP CMN STK Cmn 103304101 666 91,866 Sh Shared-defined 1 91,866 BOYD GAMING CORP CMN STK Cmn 103304101 1,004 138,469 Sh Shared-defined -- 138,469 BOYD GAMING CORP CMN STK Cmn 103304901 117 16,100 Sh Call Shared-defined 1 16,100 BOYD GAMING CORP CMN STK Cmn 103304951 381 52,600 Sh Put Shared-defined 1 52,600 BP PLC - SPONS ADR Depository 1:6 Receipt 055622104 5,486 133,251 Sh Shared-defined 1 N/A BP PRUDHOE BAY ROYALTY TRUST CMN STK Cmn 055630907 3,390 32,800 Sh Call Shared-defined 1 32,800 BP PRUDHOE BAY ROYALTY TRUST CMN STK Cmn 055630957 4,930 47,700 Sh Put Shared-defined 1 47,700 BP PRUDHOE BAY ROYALTY TRUST CMN STK Cmn 055630107 1,591 15,395 Sh Shared-defined 1 15,395 BP PRUDHOE BAY ROYALTY TRUST CMN STK Cmn 055630107 36 348 Sh Shared-defined -- 348 BPZ RESOURCES INC CMN STOCK Cmn 055639908 128 33,400 Sh Call Shared-defined 1 33,400 BPZ RESOURCES INC CMN STOCK Cmn 055639958 193 50,400 Sh Put Shared-defined 1 50,400 BPZ RESOURCES INC CMN STOCK Cmn 055639108 268 69,991 Sh Shared-defined 1 69,991 COLUMN TOTALS 18,332
FORM 13F Page 81 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BPZ RESOURCES INC CMN STOCK Cmn 055639108 5 1,250 Sh Shared-defined -- 1,250 BRADY CORP - CL A CMN STK Cmn 104674106 7 223 Sh Shared-defined 1 223 BRADY CORP - CL A CMN STK Cmn 104674106 395 13,552 Sh Shared-defined -- 13,552 BRANDYWINE REALTY TRUST CMN STK Cmn 105368903 255 20,800 Sh Call Shared-defined 1 20,800 BRANDYWINE REALTY TRUST CMN STK Cmn 105368953 135 11,000 Sh Put Shared-defined 1 11,000 BRANDYWINE REALTY TRUST CMN STK Cmn 105368203 3 232 Sh Shared-defined 1 232 BRANDYWINE REALTY TRUST CMN STK Cmn 105368203 597 48,764 Sh Shared-defined -- 48,764 BRE PROPERTIES -CL A CMN STK Cmn 05564E106 1,016 24,492 Sh Shared-defined -- 24,492 BRE PROPERTIES -CL A CMN STK Cmn 05564E906 257 6,200 Sh Call Shared-defined 1 6,200 BRE PROPERTIES -CL A CMN STK Cmn 05564E956 1,428 34,400 Sh Put Shared-defined 1 34,400 BRIDGEPOINT EDUCATION INC Cmn 10807M105 56 3,644 Sh Shared-defined 1 3,644 BRIDGEPOINT EDUCATION INC Cmn 10807M905 1,527 98,800 Sh Call Shared-defined 1 98,800 BRIDGEPOINT EDUCATION INC Cmn 10807M955 915 59,200 Sh Put Shared-defined 1 59,200 BRIDGEPOINT EDUCATION INC Cmn 10807M105 37 2,374 Sh Shared-defined -- 2,374 COLUMN TOTALS 6,633
FORM 13F Page 82 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BRIGGS & STRATTON CORP Cmn 109043109 1,129 59,388 Sh Shared-defined -- 59,388 BRIGGS & STRATTON CORP Cmn 109043909 202 10,600 Sh Call Shared-defined 1 10,600 BRIGGS & STRATTON CORP Cmn 109043959 46 2,400 Sh Put Shared-defined 1 2,400 BRIGHAM EXPLORATION CO CMN STOCK Cmn 109178903 2,929 156,200 Sh Call Shared-defined 1 156,200 BRIGHAM EXPLORATION CO CMN STOCK Cmn 109178953 1,213 64,700 Sh Put Shared-defined 1 64,700 BRIGHAM EXPLORATION CO CMN STOCK Cmn 109178103 184 9,802 Sh Shared-defined 1 9,802 BRIGHTPOINT INC CMN STK Cmn 109473905 44 6,300 Sh Call Shared-defined 1 6,300 BRIGHTPOINT INC CMN STK Cmn 109473955 9 1,300 Sh Put Shared-defined 1 1,300 BRIGHTPOINT INC CMN STK Cmn 109473405 298 42,561 Sh Shared-defined -- 42,561 BRINKER INTL INC CMN STK Cmn 109641900 688 36,500 Sh Call Shared-defined 1 36,500 BRINKER INTL INC CMN STK Cmn 109641950 190 10,100 Sh Put Shared-defined 1 10,100 BRINKER INTL INC CMN STK Cmn 109641100 37 1,948 Sh Shared-defined 1 1,948 BRINKER INTL INC CMN STK Cmn 109641100 11,132 590,245 Sh Shared-defined -- 590,245 BRINK'S CO/THE CMN STOCK Cmn 109696904 106 4,600 Sh Call Shared-defined 1 4,600 COLUMN TOTALS 18,207
FORM 13F Page 83 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BRINK'S CO/THE CMN STOCK Cmn 109696954 327 14,200 Sh Put Shared-defined 1 14,200 BRINK'S CO/THE CMN STOCK Cmn 109696104 1,018 44,282 Sh Shared-defined 1 44,282 BRINK'S CO/THE CMN STOCK Cmn 109696104 67 2,921 Sh Shared-defined -- 2,921 BRISTOL MYERS SQUIBB CO Cmn 110122108 1,816 66,992 Sh Shared-defined 1 66,992 BRISTOL MYERS SQUIBB CO Cmn 110122108 2,255 83,194 Sh Shared-defined -- 83,194 BRISTOL MYERS SQUIBB CO Cmn 110122908 15,745 580,800 Sh Call Shared-defined 1 580,800 BRISTOL MYERS SQUIBB CO Cmn 110122958 15,385 567,500 Sh Put Shared-defined 1 567,500 BRISTOW GROUP 3% CONV 6/15/38 - REGISTERED Bond 110394AC7 25,150 27,809,000 Prn Shared-defined -- N/A BRISTOW GROUP INC CMN STK Cmn 110394103 113 3,142 Sh Shared-defined 1 3,142 BRISTOW GROUP INC CMN STK Cmn 110394103 215 5,956 Sh Shared-defined -- 5,956 BROADCOM CORP CMN STK Cmn 111320907 11,700 330,600 Sh Call Shared-defined 1 330,600 BROADCOM CORP CMN STK Cmn 111320957 8,101 228,900 Sh Put Shared-defined 1 228,900 BROADCOM CORP CMN STK Cmn 111320107 1,223 34,556 Sh Shared-defined 1 34,556 BROADCOM CORP CMN STK Cmn 111320107 101,953 2,880,835 Sh Shared-defined -- 2,880,835 COLUMN TOTALS 185,068
FORM 13F Page 84 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BROADRIDGE FINANCIAL SOLUTIONS CMN STK Cmn 11133T103 22 958 Sh Shared-defined 1 958 BROADRIDGE FINANCIAL SOLUTIONS CMN STK Cmn 11133T103 1,555 68,009 Sh Shared-defined -- 68,009 BROADRIDGE FINANCIAL SOLUTIONS CMN STK Cmn 11133T903 206 9,000 Sh Call Shared-defined 1 9,000 BROADRIDGE FINANCIAL SOLUTIONS CMN STK Cmn 11133T953 313 13,700 Sh Put Shared-defined 1 13,700 BROADSOFT INC Cmn 11133B409 1,357 156,720 Sh Shared-defined -- 156,720 BROADWIND ENERGY INC COMMON STOCK Cmn 11161T958 19 10,100 Sh Put Shared-defined 1 10,100 BROADWIND ENERGY INC COMMON STOCK Cmn 11161T108 40 21,207 Sh Shared-defined 1 21,207 BROADWIND ENERGY INC COMMON STOCK Cmn 11161T108 85 45,500 Sh Shared-defined -- 45,500 BROCADE COMMUNICATIONS SYS CMN Cmn 111621306 2,737 468,613 Sh Shared-defined 1 468,613 BROCADE COMMUNICATIONS SYS CMN Cmn 111621306 99 17,036 Sh Shared-defined -- 17,036 BROCADE COMMUNICATIONS SYS CMN Cmn 111621906 2,461 421,400 Sh Call Shared-defined 1 421,400 BROCADE COMMUNICATIONS SYS CMN Cmn 111621956 3,107 532,000 Sh Put Shared-defined 1 532,000 BROOKDALE SENIOR LIVING INC COMMON STOCK Cmn 112463904 313 19,200 Sh Call Shared-defined 1 19,200 BROOKDALE SENIOR LIVING INC COMMON STOCK Cmn 112463954 116 7,100 Sh Put Shared-defined 1 7,100 COLUMN TOTALS 12,430
FORM 13F Page 85 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BROOKDALE SENIOR LIVING INC COMMON STOCK Cmn 112463104 610 37,382 Sh Shared-defined -- 37,382 BROOKFIELD ASSET MANAGEMENT INC Cmn 112585904 437 15,400 Sh Call Shared-defined 1 15,400 BROOKFIELD ASSET MANAGEMENT INC Cmn 112585954 1,333 47,000 Sh Put Shared-defined 1 47,000 BROOKFIELD ASSET MANAGEMENT INC Cmn 112585104 11 400 Sh Shared-defined -- 400 BROOKFIELD INFRASTRUCTURE PA Cmn G16252901 673 34,700 Sh Call Shared-defined 1 34,700 BROOKS AUTOMATION INC CMN STOCK Cmn 114340102 50 7,469 Sh Shared-defined 1 7,469 BROOKS AUTOMATION INC CMN STOCK Cmn 114340102 123 18,282 Sh Shared-defined -- 18,282 BROOKS AUTOMATION INC CMN STOCK Cmn 114340902 45 6,700 Sh Call Shared-defined 1 6,700 BROOKS AUTOMATION INC CMN STOCK Cmn 114340952 59 8,800 Sh Put Shared-defined 1 8,800 BROWN & BROWN INC CMN STK Cmn 115236901 83 4,100 Sh Call Shared-defined 1 4,100 BROWN & BROWN INC CMN STK Cmn 115236951 10 500 Sh Put Shared-defined 1 500 BROWN & BROWN INC CMN STK Cmn 115236101 7,077 350,507 Sh Shared-defined -- 350,507 BROWN SHOE CO INC CMN STK Cmn 115736100 25 2,161 Sh Shared-defined 1 2,161 BROWN SHOE CO INC CMN STK Cmn 115736100 230 20,055 Sh Shared-defined -- 20,055 COLUMN TOTALS 10,766
FORM 13F Page 86 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BROWN-FORMAN -CL B CMN STK Cmn 115637209 917 14,876 Sh Shared-defined -- 14,876 BRUNSWICK CORP Cmn 117043109 2,492 163,712 Sh Shared-defined -- 163,712 BRUNSWICK CORP Cmn 117043909 1,586 104,200 Sh Call Shared-defined 1 104,200 BRUNSWICK CORP Cmn 117043959 612 40,200 Sh Put Shared-defined 1 40,200 BRUSH ENGINEERED MATERIALS INC CMN STK Cmn 117421907 290 10,200 Sh Call Shared-defined 1 10,200 BRUSH ENGINEERED MATERIALS INC CMN STK Cmn 117421957 455 16,000 Sh Put Shared-defined 1 16,000 BRUSH ENGINEERED MATERIALS INC CMN STK Cmn 117421107 77 2,699 Sh Shared-defined -- 2,699 BUCKEYE PARTNERS -LP Cmn 118230901 2,838 44,700 Sh Call Shared-defined 1 44,700 BUCKEYE PARTNERS -LP Cmn 118230951 3,073 48,400 Sh Put Shared-defined 1 48,400 BUCKEYE TECHNOLOGIES INC CMN STOCK Cmn 118255108 74 5,020 Sh Shared-defined 1 5,020 BUCKEYE TECHNOLOGIES INC CMN STOCK Cmn 118255108 77 5,202 Sh Shared-defined -- 5,202 BUCKLE INC CMN STK Cmn 118440906 1,701 64,100 Sh Call Shared-defined 1 64,100 BUCKLE INC CMN STK Cmn 118440956 2,681 101,000 Sh Put Shared-defined 1 101,000 BUCKLE INC CMN STK Cmn 118440106 760 28,624 Sh Shared-defined 1 28,624 COLUMN TOTALS 17,633
FORM 13F Page 87 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BUCKLE INC CMN STK Cmn 118440106 1,084 40,834 Sh Shared-defined -- 40,834 BUCYRUS INTERNATIONAL INC COMMON STOCK Cmn 118759109 363 5,229 Sh Shared-defined 1 5,229 BUCYRUS INTERNATIONAL INC COMMON STOCK Cmn 118759109 1,484 21,405 Sh Shared-defined -- 21,405 BUCYRUS INTERNATIONAL INC COMMON STOCK Cmn 118759909 13,301 191,800 Sh Call Shared-defined 1 191,800 BUCYRUS INTERNATIONAL INC COMMON STOCK Cmn 118759959 17,455 251,700 Sh Put Shared-defined 1 251,700 BUFFALO WILD WINGS INC COMMON STOCK Cmn 119848909 1,987 41,500 Sh Call Shared-defined 1 41,500 BUFFALO WILD WINGS INC COMMON STOCK Cmn 119848959 1,954 40,800 Sh Put Shared-defined 1 40,800 BUFFALO WILD WINGS INC COMMON STOCK Cmn 119848109 158 3,294 Sh Shared-defined -- 3,294 BUILD-A-BEAR WORKSHOP INC. COMMON STOCK Cmn 120076904 43 7,100 Sh Call Shared-defined 1 7,100 BUILD-A-BEAR WORKSHOP INC. COMMON STOCK Cmn 120076954 27 4,500 Sh Put Shared-defined 1 4,500 BUILD-A-BEAR WORKSHOP INC. COMMON STOCK Cmn 120076104 33 5,412 Sh Shared-defined 1 5,412 BUILD-A-BEAR WORKSHOP INC. COMMON STOCK Cmn 120076104 220 36,417 Sh Shared-defined -- 36,417 BUNGE LIMITED Cmn G16962105 1,572 26,572 Sh Shared-defined 1 26,572 BUNGE LIMITED Cmn G16962905 12,980 219,400 Sh Call Shared-defined 1 219,400 COLUMN TOTALS 52,661
FORM 13F Page 88 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BUNGE LIMITED Cmn G16962955 7,158 121,000 Sh Put Shared-defined 1 121,000 BUNGE LIMITED Cmn G16962105 22,061 372,906 Sh Shared-defined -- 372,906 BURGER KING HOLDINGS INC CMN STK Cmn 121208901 3,047 127,600 Sh Call Shared-defined 1 127,600 BURGER KING HOLDINGS INC CMN STK Cmn 121208951 4,017 168,200 Sh Put Shared-defined 1 168,200 BURGER KING HOLDINGS INC CMN STK Cmn 121208201 1,944 81,426 Sh Shared-defined 1 81,426 BURGER KING HOLDINGS INC CMN STK Cmn 121208201 64 2,700 Sh Shared-defined -- 2,700 C H ROBINSON WORLDWIDE INC Cmn 12541W909 15,403 220,300 Sh Call Shared-defined 1 220,300 C H ROBINSON WORLDWIDE INC Cmn 12541W959 5,824 83,300 Sh Put Shared-defined 1 83,300 CA, INC. Cmn 12673P105 404 19,145 Sh Shared-defined 1 19,145 CA, INC. Cmn 12673P905 1,064 50,400 Sh Call Shared-defined 1 50,400 CA, INC. Cmn 12673P955 1,601 75,800 Sh Put Shared-defined 1 75,800 CA, INC. Cmn 12673P105 76 3,600 Sh Shared-defined -- 3,600 CABELA'S INC COMMON STOCK Cmn 126804901 214 11,300 Sh Call Shared-defined 1 11,300 CABELA'S INC COMMON STOCK Cmn 126804951 70 3,700 Sh Put Shared-defined 1 3,700 COLUMN TOTALS 62,947
FORM 13F Page 89 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CABELA'S INC COMMON STOCK Cmn 126804301 7 362 Sh Shared-defined 1 362 CABELA'S INC COMMON STOCK Cmn 126804301 45 2,386 Sh Shared-defined -- 2,386 CABLEVISION SYSTEMS - -CL A CMN STK Cmn 12686C109 34,447 1,315,274 Sh Shared-defined -- 1,315,274 CABLEVISION SYSTEMS - -CL A CMN STK Cmn 12686C909 1,474 56,300 Sh Call Shared-defined 1 56,300 CABLEVISION SYSTEMS - -CL A CMN STK Cmn 12686C959 157 6,000 Sh Put Shared-defined 1 6,000 CABOT CORP Cmn 127055101 74 2,277 Sh Shared-defined 1 2,277 CABOT CORP Cmn 127055101 930 28,554 Sh Shared-defined -- 28,554 CABOT MICROELECTRONICS CORP Cmn 12709P903 109 3,400 Sh Call Shared-defined 1 3,400 CABOT MICROELECTRONICS CORP Cmn 12709P953 100 3,100 Sh Put Shared-defined 1 3,100 CABOT MICROELECTRONICS CORP Cmn 12709P103 489 15,194 Sh Shared-defined -- 15,194 CABOT OIL & GAS CORP - -CL A CMN STK Cmn 127097103 302 10,028 Sh Shared-defined 1 10,028 CABOT OIL & GAS CORP - -CL A CMN STK Cmn 127097103 14,912 495,264 Sh Shared-defined -- 495,264 CABOT OIL & GAS CORP - -CL A CMN STK Cmn 127097903 1,524 50,600 Sh Call Shared-defined 1 50,600 CABOT OIL & GAS CORP - -CL A CMN STK Cmn 127097953 2,577 85,600 Sh Put Shared-defined 1 85,600 COLUMN TOTALS 57,147
FORM 13F Page 90 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CACI INTL INC 2.125% CB 05/01/2014 - REGISTERED Bond 127190AD8 37,889 35,933,000 Prn Shared-defined -- N/A CACI INTL INC -CL A CMN STK Cmn 127190904 652 14,400 Sh Call Shared-defined 1 14,400 CACI INTL INC -CL A CMN STK Cmn 127190954 842 18,600 Sh Put Shared-defined 1 18,600 CACI INTL INC -CL A CMN STK Cmn 127190304 636 14,051 Sh Shared-defined -- 14,051 CADENCE DESIGN SYS INC CMN STK Cmn 127387108 453 59,378 Sh Shared-defined 1 59,378 CADENCE DESIGN SYS INC CMN STK Cmn 127387108 724 94,889 Sh Shared-defined -- 94,889 CADENCE DESIGN SYS INC CMN STK Cmn 127387908 72 9,400 Sh Call Shared-defined 1 9,400 CADENCE DESIGN SYS INC CMN STK Cmn 127387958 670 87,800 Sh Put Shared-defined 1 87,800 CADENCE PHARMACEUTICALS INC Cmn 12738T100 309 36,977 Sh Shared-defined 1 36,977 CADENCE PHARMACEUTICALS INC Cmn 12738T900 31 3,700 Sh Call Shared-defined 1 3,700 CADENCE PHARMACEUTICALS INC Cmn 12738T950 302 36,200 Sh Put Shared-defined 1 36,200 CADENCE PHARMACEUTICALS INC Cmn 12738T100 33 3,959 Sh Shared-defined -- 3,959 CAL DIVE INTERNATIONAL INC COMMON STOCK Cmn 12802T901 362 66,200 Sh Call Shared-defined 1 66,200 CAL DIVE INTERNATIONAL INC COMMON STOCK Cmn 12802T951 4 700 Sh Put Shared-defined 1 700 COLUMN TOTALS 42,979
FORM 13F Page 91 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CAL DIVE INTERNATIONAL INC COMMON STOCK Cmn 12802T101 332 60,725 Sh Shared-defined -- 60,725 CAL MAINE FOODS INC CMN STOCK Cmn 128030902 365 12,600 Sh Call Shared-defined 1 12,600 CAL MAINE FOODS INC CMN STOCK Cmn 128030952 1,319 45,500 Sh Put Shared-defined 1 45,500 CAL MAINE FOODS INC CMN STOCK Cmn 128030202 825 28,483 Sh Shared-defined 1 28,483 CAL MAINE FOODS INC CMN STOCK Cmn 128030202 2,575 88,851 Sh Shared-defined -- 88,851 CALGON CARBON CORP CMN STK Cmn 129603906 407 28,100 Sh Call Shared-defined 1 28,100 CALGON CARBON CORP CMN STK Cmn 129603956 68 4,700 Sh Put Shared-defined 1 4,700 CALGON CARBON CORP CMN STK Cmn 129603106 54 3,756 Sh Shared-defined 1 3,756 CALGON CARBON CORP CMN STK Cmn 129603106 38 2,596 Sh Shared-defined -- 2,596 CALIFORNIA PIZZA KITCHEN Cmn 13054D909 358 21,000 Sh Call Shared-defined 1 21,000 CALIFORNIA PIZZA KITCHEN Cmn 13054D959 162 9,500 Sh Put Shared-defined 1 9,500 CALIFORNIA WATER SERVICE GRP CMN STK Cmn 130788902 59 1,600 Sh Call Shared-defined 1 1,600 CALIFORNIA WATER SERVICE GRP CMN STK Cmn 130788952 358 9,700 Sh Put Shared-defined 1 9,700 CALIFORNIA WATER SERVICE GRP CMN STK Cmn 130788102 367 9,927 Sh Shared-defined -- 9,927 COLUMN TOTALS 7,287
FORM 13F Page 92 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CALIX INC Cmn 13100M509 5 326 Sh Shared-defined 1 326 CALIX INC Cmn 13100M509 355 24,700 Sh Shared-defined -- 24,700 CALLAWAY GOLF CO CMN STK Cmn 131193904 10 1,400 Sh Call Shared-defined 1 1,400 CALLAWAY GOLF CO CMN STK Cmn 131193954 66 9,400 Sh Put Shared-defined 1 9,400 CALLAWAY GOLF CO CMN STK Cmn 131193104 39 5,592 Sh Shared-defined 1 5,592 CALLAWAY GOLF CO CMN STK Cmn 131193104 792 113,078 Sh Shared-defined -- 113,078 CALLON PETE CO DEL CMN STOCK Cmn 13123X102 28 5,597 Sh Shared-defined 1 5,597 CALLON PETE CO DEL CMN STOCK Cmn 13123X902 7 1,400 Sh Call Shared-defined 1 1,400 CALLON PETE CO DEL CMN STOCK Cmn 13123X952 29 5,900 Sh Put Shared-defined 1 5,900 CALPINE CORP Cmn 131347304 596 47,856 Sh Shared-defined -- 47,856 CALPINE CORP Cmn 131347904 576 46,300 Sh Call Shared-defined 1 46,300 CALPINE CORP Cmn 131347954 233 18,700 Sh Put Shared-defined 1 18,700 CALUMET SPECIALTY PRODUCTS PARTNERS LP CMN STK Cmn 131476903 6 300 Sh Call Shared-defined 1 300 CALUMET SPECIALTY PRODUCTS PARTNERS LP CMN STK Cmn 131476953 840 42,600 Sh Put Shared-defined 1 42,600 COLUMN TOTALS 3,582
FORM 13F Page 93 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CALUMET SPECIALTY PRODUCTS PARTNERS LP CMN STK Cmn 131476103 426 21,584 Sh Shared-defined 1 21,584 CAMAC ENERGY INC Cmn 131745901 225 70,600 Sh Call Shared-defined 1 70,600 CAMAC ENERGY INC Cmn 131745951 159 49,800 Sh Put Shared-defined 1 49,800 CAMDEN PROPERTY TRUST COMMON STOCK Cmn 133131902 1,516 31,600 Sh Call Shared-defined 1 31,600 CAMDEN PROPERTY TRUST COMMON STOCK Cmn 133131952 1,161 24,200 Sh Put Shared-defined 1 24,200 CAMDEN PROPERTY TRUST COMMON STOCK Cmn 133131102 14,800 308,531 Sh Shared-defined -- 308,531 CAMECO CORP CMN STK Cmn 13321L108 1,940 69,943 Sh Shared-defined 1 69,943 CAMECO CORP CMN STK Cmn 13321L908 4,340 156,500 Sh Call Shared-defined 1 156,500 CAMECO CORP CMN STK Cmn 13321L958 3,064 110,500 Sh Put Shared-defined 1 110,500 CAMERON INTERNATIONAL CORP CMN STOCK Cmn 13342B905 15,221 354,300 Sh Call Shared-defined 1 354,300 CAMERON INTERNATIONAL CORP CMN STOCK Cmn 13342B955 7,771 180,900 Sh Put Shared-defined 1 180,900 CAMERON INTERNATIONAL CORP CMN STOCK Cmn 13342B105 543 12,634 Sh Shared-defined 1 12,634 CAMERON INTERNATIONAL CORP CMN STOCK Cmn 13342B105 35,711 831,260 Sh Shared-defined -- 831,260 CAMPBELL SOUP CO Cmn 134429909 2,066 57,800 Sh Call Shared-defined 1 57,800 COLUMN TOTALS 88,943
FORM 13F Page 94 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CAMPBELL SOUP CO Cmn 134429959 690 19,300 Sh Put Shared-defined 1 19,300 CAMPBELL SOUP CO Cmn 134429109 9,558 267,350 Sh Shared-defined -- 267,350 CANADIAN IMPERIAL BANK OF COMMERCE CMN STK Cmn 136069901 1,282 17,700 Sh Call Shared-defined 1 17,700 CANADIAN IMPERIAL BANK OF COMMERCE CMN STK Cmn 136069951 956 13,200 Sh Put Shared-defined 1 13,200 CANADIAN IMPERIAL BANK OF COMMERCE CMN STK Cmn 136069101 232 3,208 Sh Shared-defined -- 3,208 CANADIAN NATL RY CO CMN STOCK Cmn 136375902 4,629 72,300 Sh Call Shared-defined 1 72,300 CANADIAN NATL RY CO CMN STOCK Cmn 136375952 2,631 41,100 Sh Put Shared-defined 1 41,100 CANADIAN NATL RY CO CMN STOCK Cmn 136375102 173 2,702 Sh Shared-defined 1 2,702 CANADIAN NATL RY CO CMN STOCK Cmn 136375102 337 5,266 Sh Shared-defined -- 5,266 CANADIAN NATURAL RESOURCES Cmn 136385101 613 17,715 Sh Shared-defined 1 17,715 CANADIAN NATURAL RESOURCES Cmn 136385101 28 800 Sh Shared-defined -- 800 CANADIAN NATURAL RESOURCES Cmn 136385901 6,851 198,000 Sh Call Shared-defined 1 198,000 CANADIAN NATURAL RESOURCES Cmn 136385951 5,657 163,500 Sh Put Shared-defined 1 163,500 CANADIAN PAC RY LTD CMN STOCK Cmn 13645T100 140 2,294 Sh Shared-defined -- 2,294 COLUMN TOTALS 33,777
FORM 13F Page 95 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CANADIAN PAC RY LTD CMN STOCK Cmn 13645T900 2,261 37,100 Sh Call Shared-defined 1 37,100 CANADIAN PAC RY LTD CMN STOCK Cmn 13645T950 902 14,800 Sh Put Shared-defined 1 14,800 CANADIAN SOLAR INC Cmn 136635109 583 35,787 Sh Shared-defined 1 35,787 CANADIAN SOLAR INC Cmn 136635909 3,293 202,000 Sh Call Shared-defined 1 202,000 CANADIAN SOLAR INC Cmn 136635959 2,487 152,600 Sh Put Shared-defined 1 152,600 CANADIAN SOLAR INC Cmn 136635109 1,070 65,643 Sh Shared-defined -- 65,643 CANADIAN SUPERIOR ENERGY, INC COMMON STOCK Cmn 835426107 31 10,315 Sh Shared-defined 1 10,315 CAPELLA EDUCATION CO Cmn 139594905 4,060 52,300 Sh Call Shared-defined 1 52,300 CAPELLA EDUCATION CO Cmn 139594955 862 11,100 Sh Put Shared-defined 1 11,100 CAPELLA EDUCATION CO Cmn 139594105 6,951 89,549 Sh Shared-defined -- 89,549 CAPITAL ONE FINL CORP CMN STOCK Cmn 14040H905 14,448 365,300 Sh Call Shared-defined 1 365,300 CAPITAL ONE FINL CORP CMN STOCK Cmn 14040H955 13,937 352,400 Sh Put Shared-defined 1 352,400 CAPITAL ONE FINL CORP CMN STOCK Cmn 14040H105 1,412 35,702 Sh Shared-defined 1 35,702 CAPITAL ONE FINL CORP CMN STOCK Cmn 14040H105 384 9,697 Sh Shared-defined -- 9,697 COLUMN TOTALS 52,681
FORM 13F Page 96 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CAPITALSOURCE INC COMMON STOCK Cmn 14055X902 147 27,500 Sh Call Shared-defined 1 27,500 CAPITALSOURCE INC COMMON STOCK Cmn 14055X952 268 50,200 Sh Put Shared-defined 1 50,200 CAPITALSOURCE INC COMMON STOCK Cmn 14055X102 270 50,624 Sh Shared-defined 1 50,624 CAPITALSOURCE INC COMMON STOCK Cmn 14055X102 244 45,747 Sh Shared-defined -- 45,747 CAPITOL FED FINL CMN STOCK Cmn 14057C106 83 3,353 Sh Shared-defined 1 3,353 CAPITOL FED FINL CMN STOCK Cmn 14057C106 575 23,291 Sh Shared-defined -- 23,291 CAPSTEAD MORTGAGE CORP CMN STK Cmn 14067E506 257 23,621 Sh Shared-defined -- 23,621 CAPSTEAD MORTGAGE CORP CMN STK Cmn 14067E906 33 3,000 Sh Call Shared-defined 1 3,000 CAPSTEAD MORTGAGE CORP CMN STK Cmn 14067E956 21 1,900 Sh Put Shared-defined 1 1,900 CARBO CERAMICS INC CMN STOCK Cmn 140781905 2,049 25,300 Sh Call Shared-defined 1 25,300 CARBO CERAMICS INC CMN STOCK Cmn 140781955 1,693 20,900 Sh Put Shared-defined 1 20,900 CARBO CERAMICS INC CMN STOCK Cmn 140781105 833 10,290 Sh Shared-defined 1 10,290 CARBO CERAMICS INC CMN STOCK Cmn 140781105 33 404 Sh Shared-defined -- 404 CARDINAL HEALTH, INC. COMMON STOCK Cmn 14149Y908 1,308 39,600 Sh Call Shared-defined 1 39,600 COLUMN TOTALS 7,814
FORM 13F Page 97 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CARDINAL HEALTH, INC. COMMON STOCK Cmn 14149Y958 803 24,300 Sh Put Shared-defined 1 24,300 CARDINAL HEALTH, INC. COMMON STOCK Cmn 14149Y108 603 18,263 Sh Shared-defined -- 18,263 CARDIOMA PHARMA CORP Cmn 14159U202 35 5,737 Sh Shared-defined 1 5,737 CARDIOMA PHARMA CORP Cmn 14159U202 83 13,572 Sh Shared-defined -- 13,572 CARDIOMA PHARMA CORP Cmn 14159U902 4 700 Sh Call Shared-defined 1 700 CARDIOMA PHARMA CORP Cmn 14159U952 21 3,400 Sh Put Shared-defined 1 3,400 CARDIONET INC Cmn 14159L103 34 7,476 Sh Shared-defined 1 7,476 CARDIONET INC Cmn 14159L903 63 13,900 Sh Call Shared-defined 1 13,900 CARDIONET INC Cmn 14159L953 40 8,800 Sh Put Shared-defined 1 8,800 CARDTRONICS INC Cmn 14161H108 6,241 404,474 Sh Shared-defined -- 404,474 CAREER EDUCATION CORPORATION Cmn 141665109 406 18,909 Sh Shared-defined 1 18,909 CAREER EDUCATION CORPORATION Cmn 141665909 3,042 141,700 Sh Call Shared-defined 1 141,700 CAREER EDUCATION CORPORATION Cmn 141665959 1,681 78,300 Sh Put Shared-defined 1 78,300 CAREER EDUCATION CORPORATION Cmn 141665109 481 22,398 Sh Shared-defined -- 22,398 COLUMN TOTALS 13,537
FORM 13F Page 98 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CAREFUSION CORP Cmn 14170T101 181 7,277 Sh Shared-defined 1 7,277 CAREFUSION CORP Cmn 14170T101 14,234 573,044 Sh Shared-defined -- 573,044 CAREFUSION CORP Cmn 14170T901 296 11,900 Sh Call Shared-defined 1 11,900 CAREFUSION CORP Cmn 14170T951 395 15,900 Sh Put Shared-defined 1 15,900 CARETENDERS HEALTHCORP Cmn 020409908 284 9,600 Sh Call Shared-defined 1 9,600 CARETENDERS HEALTHCORP Cmn 020409958 759 25,600 Sh Put Shared-defined 1 25,600 CARIBOU COFFEE CO INC Cmn 142042209 7 682 Sh Shared-defined 1 682 CARIBOU COFFEE CO INC Cmn 142042209 137 13,200 Sh Shared-defined -- 13,200 CARLISLE COS INC CMN STK Cmn 142339100 826 27,587 Sh Shared-defined -- 27,587 CARMAX INC CMN STK Cmn 143130902 2,354 84,500 Sh Call Shared-defined 1 84,500 CARMAX INC CMN STK Cmn 143130952 697 25,000 Sh Put Shared-defined 1 25,000 CARMAX INC CMN STK Cmn 143130102 33,789 1,212,802 Sh Shared-defined -- 1,212,802 CARNIVAL CORP COMMON STOCK Cmn 143658300 1,666 43,603 Sh Shared-defined 1 43,603 CARNIVAL CORP COMMON STOCK Cmn 143658300 10,289 269,269 Sh Shared-defined -- 269,269 COLUMN TOTALS 65,914
FORM 13F Page 99 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CARNIVAL CORP COMMON STOCK Cmn 143658900 10,909 285,500 Sh Call Shared-defined 1 285,500 CARNIVAL CORP COMMON STOCK Cmn 143658950 4,532 118,600 Sh Put Shared-defined 1 118,600 CARPENTER TECHNOLOGY CMN STK Cmn 144285103 1,347 39,973 Sh Shared-defined -- 39,973 CARPENTER TECHNOLOGY CMN STK Cmn 144285903 448 13,300 Sh Call Shared-defined 1 13,300 CARPENTER TECHNOLOGY CMN STK Cmn 144285953 779 23,100 Sh Put Shared-defined 1 23,100 CARRIZO OIL & GAS INC CMN STOCK Cmn 144577903 280 11,700 Sh Call Shared-defined 1 11,700 CARRIZO OIL & GAS INC CMN STOCK Cmn 144577953 151 6,300 Sh Put Shared-defined 1 6,300 CARRIZO OIL & GAS INC CMN STOCK Cmn 144577103 21,691 906,059 Sh Shared-defined -- 906,059 Carter Holdings Inc COMMON STOCK Cmn 146229109 251 9,533 Sh Shared-defined 1 9,533 Carter Holdings Inc COMMON STOCK Cmn 146229109 5,103 193,812 Sh Shared-defined -- 193,812 Carter Holdings Inc COMMON STOCK Cmn 146229909 748 28,400 Sh Call Shared-defined 1 28,400 Carter Holdings Inc COMMON STOCK Cmn 146229959 371 14,100 Sh Put Shared-defined 1 14,100 CASCADE CORP CMN STK Cmn 147195101 262 8,234 Sh Shared-defined -- 8,234 CASEY GENERAL STORES COMMON STOCK Cmn 147528103 121 2,898 Sh Shared-defined 1 2,898 COLUMN TOTALS 46,993
FORM 13F Page 100 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CASEY GENERAL STORES COMMON STOCK Cmn 147528103 2,129 50,993 Sh Shared-defined -- 50,993 CASH AMERICA INTL INC CMN STK Cmn 14754D900 1,019 29,100 Sh Call Shared-defined 1 29,100 CASH AMERICA INTL INC CMN STK Cmn 14754D950 1,743 49,800 Sh Put Shared-defined 1 49,800 CASH AMERICA INTL INC CMN STK Cmn 14754D100 863 24,652 Sh Shared-defined 1 24,652 CASH AMERICA INTL INC CMN STK Cmn 14754D100 396 11,307 Sh Shared-defined -- 11,307 CASTLE (A M) & CO CMN STK Cmn 148411101 19 1,400 Sh Shared-defined 1 1,400 CASTLE (A M) & CO CMN STK Cmn 148411101 5,817 439,055 Sh Shared-defined -- 439,055 CATALYST HEALTH SOLUTIONS INC Cmn 14888B103 135 3,830 Sh Shared-defined 1 3,830 CATALYST HEALTH SOLUTIONS INC Cmn 14888B903 1,356 38,500 Sh Call Shared-defined 1 38,500 CATALYST HEALTH SOLUTIONS INC Cmn 14888B953 856 24,300 Sh Put Shared-defined 1 24,300 CATALYST HEALTH SOLUTIONS INC Cmn 14888B103 6 179 Sh Shared-defined -- 179 CATERPILLAR INC Cmn 149123101 4,381 55,678 Sh Shared-defined -- 55,678 CATERPILLAR INC Cmn 149123901 46,775 594,500 Sh Call Shared-defined 1 594,500 CATERPILLAR INC Cmn 149123951 62,275 791,500 Sh Put Shared-defined 1 791,500 COLUMN TOTALS 127,770
FORM 13F Page 101 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- Cathay General Bancorp CMN STK Cmn 149150104 23,429 1,970,517 Sh Shared-defined -- 1,970,517 CAVIUM NETWORKS INC Cmn 14965A101 12 415 Sh Shared-defined 1 415 CAVIUM NETWORKS INC Cmn 14965A901 2,643 91,900 Sh Call Shared-defined 1 91,900 CAVIUM NETWORKS INC Cmn 14965A951 2,462 85,600 Sh Put Shared-defined 1 85,600 CAVIUM NETWORKS INC Cmn 14965A101 324 11,274 Sh Shared-defined -- 11,274 CB RICHARD ELLIS GROUP INC. COMMON STOCK Cmn 12497T901 1,355 74,100 Sh Call Shared-defined 1 74,100 CB RICHARD ELLIS GROUP INC. COMMON STOCK Cmn 12497T951 75 4,100 Sh Put Shared-defined 1 4,100 CB RICHARD ELLIS GROUP INC. COMMON STOCK Cmn 12497T101 113 6,182 Sh Shared-defined 1 6,182 CB RICHARD ELLIS GROUP INC. COMMON STOCK Cmn 12497T101 256 14,000 Sh Shared-defined -- 14,000 CBIZ INC 3.125% CB 6/1/2026-REGISTERED Bond 124805AB8 8,347 8,350,000 Prn Shared-defined -- N/A CBIZ INC CMN STOCK Cmn 124805102 34 5,782 Sh Shared-defined 1 5,782 CBIZ INC CMN STOCK Cmn 124805102 412 69,414 Sh Shared-defined -- 69,414 CBL & ASSOCIATES PPTYS INC CMN STK Cmn 124830900 431 33,000 Sh Call Shared-defined 1 33,000 CBL & ASSOCIATES PPTYS INC CMN STK Cmn 124830950 35 2,700 Sh Put Shared-defined 1 2,700 COLUMN TOTALS 39,928
FORM 13F Page 102 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CBL & ASSOCIATES PPTYS INC CMN STK Cmn 124830100 56 4,262 Sh Shared-defined 1 4,262 CBL & ASSOCIATES PPTYS INC CMN STK Cmn 124830100 854 65,405 Sh Shared-defined -- 65,405 CBOE HOLDINGS INC Cmn 12503M908 2,439 121,700 Sh Call Shared-defined 1 121,700 CBOE HOLDINGS INC Cmn 12503M958 2,762 137,800 Sh Put Shared-defined 1 137,800 CBOE HOLDINGS INC Cmn 12503M108 6 300 Sh Shared-defined -- 300 CBS CORP COMMON STOCK Cmn 124857202 1,309 82,553 Sh Shared-defined 1 82,553 CBS CORP COMMON STOCK Cmn 124857202 32,097 2,023,788 Sh Shared-defined -- 2,023,788 CBS CORP COMMON STOCK Cmn 124857902 2,530 159,500 Sh Call Shared-defined 1 159,500 CBS CORP COMMON STOCK Cmn 124857952 2,365 149,100 Sh Put Shared-defined 1 149,100 CDC CORP - CL A CMN STOCK Cmn G2022L904 45 10,700 Sh Call Shared-defined 1 10,700 CDC CORP - CL A CMN STOCK Cmn G2022L954 42 9,900 Sh Put Shared-defined 1 9,900 CDC CORP - CL A CMN STOCK Cmn G2022L114 20 4,742 Sh Shared-defined 1 4,742 CDC CORP - CL A CMN STOCK Cmn G2022L114 15 3,500 Sh Shared-defined -- 3,500 CDI CORP CMN STK Cmn 125071100 12 900 Sh Shared-defined 1 900 COLUMN TOTALS 44,552
FORM 13F Page 103 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CDI CORP CMN STK Cmn 125071100 128 9,869 Sh Shared-defined -- 9,869 CEC ENTERTAINMENT INC CMN STK Cmn 125137909 1,442 42,000 Sh Call Shared-defined 1 42,000 CEC ENTERTAINMENT INC CMN STK Cmn 125137959 1,565 45,600 Sh Put Shared-defined 1 45,600 CEC ENTERTAINMENT INC CMN STK Cmn 125137109 364 10,608 Sh Shared-defined 1 10,608 CEC ENTERTAINMENT INC CMN STK Cmn 125137109 365 10,635 Sh Shared-defined -- 10,635 CEDAR FAIR -LP CMN STK Cmn 150185906 4 300 Sh Call Shared-defined 1 300 CEDAR FAIR -LP CMN STK Cmn 150185956 224 16,900 Sh Put Shared-defined 1 16,900 CEDAR FAIR -LP CMN STK Cmn 150185106 218 16,450 Sh Shared-defined 1 16,450 CEDAR SHOPPING CENTERS INC CMN STK Cmn 150602209 2 391 Sh Shared-defined 1 391 CEDAR SHOPPING CENTERS INC CMN STK Cmn 150602209 133 21,833 Sh Shared-defined -- 21,833 CELADON GROUP INC CMN STK Cmn 150838100 2 122 Sh Shared-defined 1 122 CELADON GROUP INC CMN STK Cmn 150838100 221 16,034 Sh Shared-defined -- 16,034 CELANESE CORP COMMON STOCK CLS A Cmn 150870103 102 3,187 Sh Shared-defined 1 3,187 CELANESE CORP COMMON STOCK CLS A Cmn 150870103 252 7,862 Sh Shared-defined -- 7,862 COLUMN TOTALS 5,022
FORM 13F Page 104 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CELANESE CORP COMMON STOCK CLS A Cmn 150870903 520 16,200 Sh Call Shared-defined 1 16,200 CELANESE CORP COMMON STOCK CLS A Cmn 150870953 465 14,500 Sh Put Shared-defined 1 14,500 CELERA CORP Cmn 15100E906 9 1,300 Sh Call Shared-defined 1 1,300 CELERA CORP Cmn 15100E106 115 17,089 Sh Shared-defined -- 17,089 CELESTICA INC CMN STOCK Cmn 15101Q108 1 145 Sh Shared-defined 1 145 CELESTICA INC CMN STOCK Cmn 15101Q108 150 17,763 Sh Shared-defined -- 17,763 CELESTICA INC CMN STOCK Cmn 15101Q908 2 200 Sh Call Shared-defined 1 200 CELESTICA INC CMN STOCK Cmn 15101Q958 19 2,200 Sh Put Shared-defined 1 2,200 CELGENE CORPORATION Cmn 151020904 21,327 370,200 Sh Call Shared-defined 1 370,200 CELGENE CORPORATION Cmn 151020954 9,454 164,100 Sh Put Shared-defined 1 164,100 CELL THERAPEUTICS CMN STOCK Cmn 150934503 19 49,843 Sh Shared-defined 1 49,843 CELLDEX THERAPEUTICS INC Cmn 15117B103 121 30,246 Sh Shared-defined 1 30,246 CELLDEX THERAPEUTICS INC Cmn 15117B903 150 37,400 Sh Call Shared-defined 1 37,400 CELLDEX THERAPEUTICS INC Cmn 15117B953 134 33,500 Sh Put Shared-defined 1 33,500 COLUMN TOTALS 32,486
FORM 13F Page 105 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CELLDEX THERAPEUTICS INC Cmn 15117B103 73 18,274 Sh Shared-defined -- 18,274 CEL-SCI 95 COMMON STOCK Cmn 150837409 29 44,743 Sh Shared-defined 1 44,743 CEMEX SA SPONS ADR Depository PART CER 1:5 Receipt 151290889 4,477 526,718 Sh Shared-defined 1 N/A CEMEX SA SPONS ADR Depository PART CER 1:5 Receipt 151290889 152 17,875 Sh Shared-defined -- N/A CENOVUS ENERGY INC Cmn 15135U109 53 1,833 Sh Shared-defined 1 1,833 CENOVUS ENERGY INC Cmn 15135U909 538 18,700 Sh Call Shared-defined 1 18,700 CENOVUS ENERGY INC Cmn 15135U959 178 6,200 Sh Put Shared-defined 1 6,200 CENTENE CORP COMMON STOCK Cmn 15135B901 385 16,300 Sh Call Shared-defined 1 16,300 CENTENE CORP COMMON STOCK Cmn 15135B951 123 5,200 Sh Put Shared-defined 1 5,200 CENTENE CORP COMMON STOCK Cmn 15135B101 97 4,096 Sh Shared-defined 1 4,096 CENTENE CORP COMMON STOCK Cmn 15135B101 2,415 102,371 Sh Shared-defined -- 102,371 CENTERPOINT ENERGY CMN STK Cmn 15189T107 312 19,859 Sh Shared-defined 1 19,859 CENTERPOINT ENERGY CMN STK Cmn 15189T107 239 15,225 Sh Shared-defined -- 15,225 CENTERPOINT ENERGY CMN STK Cmn 15189T907 442 28,100 Sh Call Shared-defined 1 28,100 COLUMN TOTALS 9,513
FORM 13F Page 106 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CENTERPOINT ENERGY CMN STK Cmn 15189T957 280 17,800 Sh Put Shared-defined 1 17,800 CENTRAIS ELETRICAS BRAS (ELETROBRAS) - Depository SPON ADR CM Receipt 15234Q207 171 13,296 Sh Shared-defined -- N/A CENTRAL EUROPEAN DSTR CORP CMN STOCK Cmn 153435902 496 22,200 Sh Call Shared-defined 1 22,200 CENTRAL EUROPEAN DSTR CORP CMN STOCK Cmn 153435952 337 15,100 Sh Put Shared-defined 1 15,100 CENTRAL EUROPEAN DSTR CORP CMN STOCK Cmn 153435102 25 1,132 Sh Shared-defined 1 1,132 CENTRAL EUROPEAN DSTR CORP CMN STOCK Cmn 153435102 2,063 92,446 Sh Shared-defined -- 92,446 CENTRAL EUROPEAN MEDIA ENT LTD- CL A COMMON SHRS Cmn G20045202 1 37 Sh Shared-defined 1 37 CENTRAL EUROPEAN MEDIA ENT LTD- CL A COMMON SHRS Cmn G20045202 22 900 Sh Shared-defined -- 900 CENTRAL EUROPEAN MEDIA ENT LTD- CL A COMMON SHRS Cmn G20045902 691 27,700 Sh Call Shared-defined 1 27,700 CENTRAL EUROPEAN MEDIA ENT LTD- CL A COMMON SHRS Cmn G20045952 284 11,400 Sh Put Shared-defined 1 11,400 CENTRAL GARDEN & PET CO CMN STK Cmn 153527106 5 470 Sh Shared-defined 1 470 CENTRAL GARDEN & PET CO CMN STK Cmn 153527106 153 14,843 Sh Shared-defined -- 14,843 CENTRAL PACIFIC FINANCIAL CO CMN STK Cmn 154760102 4 2,833 Sh Shared-defined 1 2,833 CENTRAL PACIFIC FINANCIAL CO CMN STK Cmn 154760102 21 14,872 Sh Shared-defined -- 14,872 COLUMN TOTALS 4,553
FORM 13F Page 107 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CENTURY ALUM CO CMN STOCK Cmn 156431108 430 32,627 Sh Shared-defined 1 32,627 CENTURY ALUM CO CMN STOCK Cmn 156431908 2,954 224,300 Sh Call Shared-defined 1 224,300 CENTURY ALUM CO CMN STOCK Cmn 156431958 1,159 88,000 Sh Put Shared-defined 1 88,000 CENTURYLINK INC CMN STOCK Cmn 156700106 349 8,845 Sh Shared-defined 1 8,845 CENTURYLINK INC CMN STOCK Cmn 156700106 13,633 345,487 Sh Shared-defined -- 345,487 CENTURYLINK INC CMN STOCK Cmn 156700906 6,333 160,500 Sh Call Shared-defined 1 160,500 CENTURYLINK INC CMN STOCK Cmn 156700956 1,563 39,600 Sh Put Shared-defined 1 39,600 CENVEO INC CMN STOCK Cmn 15670S105 1,854 368,580 Sh Shared-defined -- 368,580 CEPHALON 2% CB 06/01/ 15 - REGISTERED Bond 156708AP4 163,934 115,631,000 Prn Shared-defined -- N/A CEPHALON INC CMN STK Cmn 156708909 6,331 101,400 Sh Call Shared-defined 1 101,400 CEPHALON INC CMN STK Cmn 156708959 6,506 104,200 Sh Put Shared-defined 1 104,200 CEPHALON INC CMN STK Cmn 156708109 566 9,059 Sh Shared-defined 1 9,059 CEPHALON INC CMN STK Cmn 156708109 2,009 32,177 Sh Shared-defined -- 32,177 CEPHEID INC Cmn 15670R107 49 2,611 Sh Shared-defined 1 2,611 COLUMN TOTALS 207,670
FORM 13F Page 108 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CEPHEID INC Cmn 15670R907 275 14,700 Sh Call Shared-defined 1 14,700 CEPHEID INC Cmn 15670R957 15 800 Sh Put Shared-defined 1 800 CEPHEID INC Cmn 15670R107 5 293 Sh Shared-defined -- 293 CERADYNE INC CMN STK Cmn 156710905 264 11,300 Sh Call Shared-defined 1 11,300 CERADYNE INC CMN STK Cmn 156710955 1,891 81,000 Sh Put Shared-defined 1 81,000 CERADYNE INC CMN STK Cmn 156710105 351 15,053 Sh Shared-defined 1 15,053 CERADYNE INC CMN STK Cmn 156710105 508 21,768 Sh Shared-defined -- 21,768 CERAGON NETWORKS LTD Cmn M22013102 84 8,477 Sh Shared-defined 1 8,477 CERAGON NETWORKS LTD Cmn M22013902 21 2,100 Sh Call Shared-defined 1 2,100 CERAGON NETWORKS LTD Cmn M22013952 48 4,900 Sh Put Shared-defined 1 4,900 CERNER CORP CMN STK Cmn 156782904 6,820 81,200 Sh Call Shared-defined 1 81,200 CERNER CORP CMN STK Cmn 156782954 5,871 69,900 Sh Put Shared-defined 1 69,900 CERNER CORP CMN STK Cmn 156782104 1,086 12,933 Sh Shared-defined -- 12,933 CF INDUSTRIES HOLDINGS, INC. COMMON STOCK Cmn 125269900 32,642 341,800 Sh Call Shared-defined 1 341,800 COLUMN TOTALS 49,881
FORM 13F Page 109 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CF INDUSTRIES HOLDINGS, INC. COMMON STOCK Cmn 125269950 33,530 351,100 Sh Put Shared-defined 1 351,100 CF INDUSTRIES HOLDINGS, INC. COMMON STOCK Cmn 125269100 9,716 101,733 Sh Shared-defined 1 101,733 CF INDUSTRIES HOLDINGS, INC. COMMON STOCK Cmn 125269100 4,676 48,967 Sh Shared-defined -- 48,967 CH ENERGY GROUP INC CMN STK Cmn 12541M102 13 289 Sh Shared-defined 1 289 CH ENERGY GROUP INC CMN STK Cmn 12541M102 895 20,265 Sh Shared-defined -- 20,265 CHANGYOU.COM LTD-ADR Depository Receipt 15911M107 116 4,217 Sh Shared-defined 1 N/A CHANGYOU.COM LTD-ADR Depository Receipt 15911M107 3,326 120,958 Sh Shared-defined -- N/A CHARDAN SOUTH CHINA ACQUISITION CORP COMMON STOCK Cmn G04136900 1,197 144,200 Sh Call Shared-defined 1 144,200 CHARDAN SOUTH CHINA ACQUISITION CORP COMMON STOCK Cmn G04136950 728 87,700 Sh Put Shared-defined 1 87,700 CHARDAN SOUTH CHINA ACQUISITION CORP COMMON STOCK Cmn G04136100 1,247 150,259 Sh Shared-defined 1 150,259 CHARDAN SOUTH CHINA ACQUISITION CORP COMMON STOCK Cmn G04136100 345 41,574 Sh Shared-defined -- 41,574 CHARLES RIVER LABORATORIES Cmn 159864107 7 224 Sh Shared-defined 1 224 CHARLES RIVER LABORATORIES Cmn 159864907 451 13,600 Sh Call Shared-defined 1 13,600 CHARLES RIVER LABORATORIES Cmn 159864957 53 1,600 Sh Put Shared-defined 1 1,600 COLUMN TOTALS 56,300
FORM 13F Page 110 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CHARLES RIVER LABORATORIES Cmn 159864107 377 11,376 Sh Shared-defined -- 11,376 CHARLES RIVER LABORATORIES 2.25 6/15/2013 - REGIST Bond 159864AB3 61,940 62,826,000 Prn Shared-defined -- N/A CHARMING SHOPPES INC Cmn 161133103 34 9,635 Sh Shared-defined 1 9,635 CHARMING SHOPPES INC Cmn 161133903 7 1,900 Sh Call Shared-defined 1 1,900 CHARMING SHOPPES INC Cmn 161133953 4 1,000 Sh Put Shared-defined 1 1,000 CHARMING SHOPPES INC Cmn 161133103 6,524 1,853,333 Sh Shared-defined -- 1,853,333 CHECK POINT SOFTWARE TECHNOLOGIES LTD Cmn M22465904 2,138 57,900 Sh Call Shared-defined 1 57,900 CHECK POINT SOFTWARE TECHNOLOGIES LTD Cmn M22465954 3,992 108,100 Sh Put Shared-defined 1 108,100 CHECK POINT SOFTWARE TECHNOLOGIES LTD Cmn M22465104 1,718 46,517 Sh Shared-defined 1 46,517 CHECK POINT SOFTWARE TECHNOLOGIES LTD Cmn M22465104 7,650 207,151 Sh Shared-defined -- 207,151 CHECKPOINT SYSTEMS INC CMN STK Cmn 162825103 42 2,075 Sh Shared-defined 1 2,075 CHECKPOINT SYSTEMS INC CMN STK Cmn 162825103 447 21,980 Sh Shared-defined -- 21,980 CHEESECAKE FACTORY INC CMN STK Cmn 163072901 2,337 88,300 Sh Call Shared-defined 1 88,300 CHEESECAKE FACTORY INC CMN STK Cmn 163072951 2,655 100,300 Sh Put Shared-defined 1 100,300 COLUMN TOTALS 89,865
FORM 13F Page 111 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CHEESECAKE FACTORY INC CMN STK Cmn 163072101 20,250 765,023 Sh Shared-defined -- 765,023 CHELSEA THERAPEUTICS INTERNA Cmn 163428105 21 4,152 Sh Shared-defined 1 4,152 CHELSEA THERAPEUTICS INTERNA Cmn 163428905 288 56,200 Sh Call Shared-defined 1 56,200 CHELSEA THERAPEUTICS INTERNA Cmn 163428955 51 10,000 Sh Put Shared-defined 1 10,000 CHEMED CORP 1.875% CB 5/15/2014 - REGISTERED Bond 16359RAC7 38,798 40,350,000 Prn Shared-defined -- N/A CHEMED CORP CMN STK Cmn 16359R103 2 34 Sh Shared-defined 1 34 CHEMED CORP CMN STK Cmn 16359R103 697 12,229 Sh Shared-defined -- 12,229 CHEMICAL FINANCIAL CORP CMN STK Cmn 163731102 23 1,123 Sh Shared-defined 1 1,123 CHEMICAL FINANCIAL CORP CMN STK Cmn 163731102 646 31,288 Sh Shared-defined -- 31,288 CHENIERE ENERGY INC CMN STOCK Cmn 16411R908 13 5,200 Sh Call Shared-defined 1 5,200 CHENIERE ENERGY INC CMN STOCK Cmn 16411R958 18 7,000 Sh Put Shared-defined 1 7,000 CHENIERE ENERGY INC CMN STOCK Cmn 16411R208 71 28,177 Sh Shared-defined 1 28,177 CHENIERE ENERGY INC CMN STOCK Cmn 16411R208 53 21,200 Sh Shared-defined -- 21,200 CHENIERE ENERGY PARTNERS LP Cmn 16411Q101 243 12,983 Sh Shared-defined 1 12,983 COLUMN TOTALS 61,174
FORM 13F Page 112 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CHENIERE ENERGY PARTNERS LP Cmn 16411Q901 491 26,300 Sh Call Shared-defined 1 26,300 CHENIERE ENERGY PARTNERS LP Cmn 16411Q951 441 23,600 Sh Put Shared-defined 1 23,600 CHESAPEAKE ENERGY 4.5% CNVT PREF - PERP - -REGISTERED Pref Stk 165167842 2 25 Sh Shared-defined 1 N/A CHESAPEAKE ENERGY CORP CMN STK Cmn 165167907 15,638 690,400 Sh Call Shared-defined 1 690,400 CHESAPEAKE ENERGY CORP CMN STK Cmn 165167957 27,144 1,198,400 Sh Put Shared-defined 1 1,198,400 CHESAPEAKE ENERGY CORP CMN STK Cmn 165167957 30,312 1,338,300 Sh Put Shared-defined -- 1,338,300 CHESAPEAKE ENERGY CORP 2.5% CB 5/15/2037 - REGISTE Bond 165167BZ9 15,000 17,253,000 Prn Shared-defined -- N/A CHESAPEAKE ENERGY CORP CMN STK Cmn 165167107 925 40,847 Sh Shared-defined 1 40,847 CHESAPEAKE ENERGY CORP CMN STK Cmn 165167107 42,815 1,890,271 Sh Shared-defined -- 1,890,271 CHEVRON CORP CMN STOCK Cmn 166764900 44,026 543,200 Sh Call Shared-defined 1 543,200 CHEVRON CORP CMN STOCK Cmn 166764950 32,728 403,800 Sh Put Shared-defined 1 403,800 CHEVRON CORP CMN STOCK Cmn 166764100 52,297 645,247 Sh Shared-defined -- 645,247 CHICAGO BRIDGE & IRON - - NY SHR Cmn 167250909 2,076 84,900 Sh Call Shared-defined 1 84,900 CHICAGO BRIDGE & IRON - - NY SHR Cmn 167250959 929 38,000 Sh Put Shared-defined 1 38,000 COLUMN TOTALS 264,824
FORM 13F Page 113 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CHICAGO BRIDGE & IRON - - NY SHR Cmn 167250109 144 5,879 Sh Shared-defined 1 5,879 CHICAGO BRIDGE & IRON - - NY SHR Cmn 167250109 29 1,200 Sh Shared-defined -- 1,200 CHICOS FAS INC CMN STK Cmn 168615902 1,075 102,200 Sh Call Shared-defined 1 102,200 CHICOS FAS INC CMN STK Cmn 168615952 1,004 95,400 Sh Put Shared-defined 1 95,400 CHICOS FAS INC CMN STK Cmn 168615102 416 39,527 Sh Shared-defined 1 39,527 CHICOS FAS INC CMN STK Cmn 168615102 140 13,313 Sh Shared-defined -- 13,313 CHILDRENS PL RETAIL STRS INC CMN STOCK Cmn 168905907 4,784 98,100 Sh Call Shared-defined 1 98,100 CHILDRENS PL RETAIL STRS INC CMN STOCK Cmn 168905957 1,922 39,400 Sh Put Shared-defined 1 39,400 CHILDRENS PL RETAIL STRS INC CMN STOCK Cmn 168905107 573 11,747 Sh Shared-defined 1 11,747 CHILDRENS PL RETAIL STRS INC CMN STOCK Cmn 168905107 9,191 188,450 Sh Shared-defined -- 188,450 CHIMERA INVESTMENT CORP Cmn 16934Q109 146 36,932 Sh Shared-defined -- 36,932 CHINA AGRITECH INC COMMON STOCK Cmn 16937A900 1,185 102,500 Sh Call Shared-defined 1 102,500 CHINA AGRITECH INC COMMON STOCK Cmn 16937A950 288 24,900 Sh Put Shared-defined 1 24,900 CHINA AGRITECH INC COMMON STOCK Cmn 16937A200 34 2,936 Sh Shared-defined 1 2,936 COLUMN TOTALS 20,931
FORM 13F Page 114 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CHINA ARCHITECTURAL ENGINEERING Cmn 16937S102 5 7,312 Sh Shared-defined 1 7,312 CHINA ARCHITECTURAL ENGINEERING Cmn 16937S952 2 3,300 Sh Put Shared-defined 1 3,300 CHINA ARCHITECTURAL ENGINEERING Cmn 16937S102 6 9,335 Sh Shared-defined -- 9,335 CHINA AUTOMOTIVE SYSTEMS INC COMMON STOCK Cmn 16936R905 215 14,100 Sh Call Shared-defined 1 14,100 CHINA AUTOMOTIVE SYSTEMS INC COMMON STOCK Cmn 16936R955 313 20,500 Sh Put Shared-defined 1 20,500 CHINA AUTOMOTIVE SYSTEMS INC COMMON STOCK Cmn 16936R105 109 7,157 Sh Shared-defined 1 7,157 CHINA AUTOMOTIVE SYSTEMS INC COMMON STOCK Cmn 16936R105 219 14,300 Sh Shared-defined -- 14,300 EQUITY CHINA BAK BATTERY INC COMMON STOCK Cmn 16936Y900 7 3,700 Sh Call Shared-defined 1 3,700 EQUITY CHINA BAK BATTERY INC COMMON STOCK Cmn 16936Y950 14 7,800 Sh Put Shared-defined 1 7,800 CHINA DIRECT INDUSTRIES INC Cmn 169384203 2 1,745 Sh Shared-defined 1 1,745 CHINA DIRECT INDUSTRIES INC Cmn 169384903 20 16,700 Sh Call Shared-defined 1 16,700 CHINA DIRECT INDUSTRIES INC Cmn 169384953 14 11,900 Sh Put Shared-defined 1 11,900 CHINA FIRE & SECURITY GROUP COMMON STOCK Cmn 16938R903 15 1,900 Sh Call Shared-defined 1 1,900 CHINA FIRE & SECURITY GROUP COMMON STOCK Cmn 16938R953 54 6,700 Sh Put Shared-defined 1 6,700 COLUMN TOTALS 995
FORM 13F Page 115 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CHINA FIRE & SECURITY GROUP COMMON STOCK Cmn 16938R103 13 1,563 Sh Shared-defined 1 1,563 CHINA FIRE & SECURITY GROUP COMMON STOCK Cmn 16938R103 48 5,889 Sh Shared-defined -- 5,889 CHINA GERUI ADVANCED MATERIALS G Cmn G21101903 242 42,300 Sh Call Shared-defined 1 42,300 CHINA GERUI ADVANCED MATERIALS G Cmn G21101953 9 1,600 Sh Put Shared-defined 1 1,600 CHINA GREEN AGRICULTURE INC Cmn 16943W105 59 6,682 Sh Shared-defined 1 6,682 CHINA GREEN AGRICULTURE INC Cmn 16943W905 253 28,800 Sh Call Shared-defined 1 28,800 CHINA GREEN AGRICULTURE INC Cmn 16943W955 154 17,500 Sh Put Shared-defined 1 17,500 CHINA GREEN AGRICULTURE INC Cmn 16943W105 59 6,724 Sh Shared-defined -- 6,724 CHINA HOUSING & LAND DEVELOP Cmn 16939V103 11 5,251 Sh Shared-defined 1 5,251 CHINA HOUSING & LAND DEVELOP Cmn 16939V903 -- 200 Sh Call Shared-defined 1 200 CHINA HOUSING & LAND DEVELOP Cmn 16939V953 14 7,000 Sh Put Shared-defined 1 7,000 CHINA INFORMATION TECHNOLOGY I Cmn 16950L109 204 41,976 Sh Shared-defined 1 41,976 CHINA INFORMATION TECHNOLOGY I Cmn 16950L909 23 4,800 Sh Call Shared-defined 1 4,800 CHINA INFORMATION TECHNOLOGY I Cmn 16950L959 156 32,100 Sh Put Shared-defined 1 32,100 COLUMN TOTALS 1,245
FORM 13F Page 116 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CHINA INFORMATION TECHNOLOGY I Cmn 16950L109 47 9,736 Sh Shared-defined -- 9,736 CHINA INTEGRATED ENERGY INC Cmn 16948P105 82 12,307 Sh Shared-defined 1 12,307 CHINA INTEGRATED ENERGY INC Cmn 16948P905 38 5,700 Sh Call Shared-defined 1 5,700 CHINA INTEGRATED ENERGY INC Cmn 16948P955 74 11,000 Sh Put Shared-defined 1 11,000 CHINA LIFE INSURANCE Depository CO LTD ADR Receipt 16939P106 8,305 139,623 Sh Shared-defined 1 N/A CHINA LIFE INSURANCE Depository CO LTD ADR Receipt 16939P106 68 1,141 Sh Shared-defined -- N/A CHINA MEDIAEXPRESS HOLDINGS IN Cmn 169442100 4 429 Sh Shared-defined 1 429 CHINA MEDIAEXPRESS HOLDINGS IN Cmn 169442900 560 54,900 Sh Call Shared-defined 1 54,900 CHINA MEDIAEXPRESS HOLDINGS IN Cmn 169442950 596 58,400 Sh Put Shared-defined 1 58,400 CHINA MEDICAL TECH Depository ADR 1:10 COMMON Receipt 169483104 2,350 180,923 Sh Shared-defined 1 N/A CHINA MEDICAL TECH Depository ADR 1:10 COMMON Receipt 169483104 80 6,153 Sh Shared-defined -- N/A CHINA MOBILE LTD - Depository ADR 1:20 Receipt 16941M109 854 16,693 Sh Shared-defined 1 N/A CHINA MOBILE LTD - Depository ADR 1:20 Receipt 16941M109 42 814 Sh Shared-defined -- N/A CHINA NATURAL GAS INC Cmn 168910206 25 4,202 Sh Shared-defined 1 4,202 COLUMN TOTALS 13,125
FORM 13F Page 117 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CHINA NATURAL GAS INC Cmn 168910906 28 4,700 Sh Call Shared-defined 1 4,700 CHINA NATURAL GAS INC Cmn 168910956 85 14,400 Sh Put Shared-defined 1 14,400 CHINA NEPSTAR CHAIN Depository DRUG-ADR Receipt 16943C109 43 10,092 Sh Shared-defined 1 N/A CHINA NEPSTAR CHAIN Depository DRUG-ADR Receipt 16943C109 70 16,488 Sh Shared-defined -- N/A CHINA NORTH EAST PETROLEUM HOLDINGS LTD COMMON ST Cmn 16941G902 254 41,800 Sh Call Shared-defined 1 41,800 CHINA NORTH EAST PETROLEUM HOLDINGS LTD COMMON ST Cmn 16941G952 250 41,100 Sh Put Shared-defined 1 41,100 CHINA NORTH EAST PETROLEUM HOLDINGS LTD COMMON ST Cmn 16941G102 38 6,205 Sh Shared-defined 1 6,205 CHINA NORTH EAST PETROLEUM HOLDINGS LTD COMMON ST Cmn 16941G102 74 12,171 Sh Shared-defined -- 12,171 CHINA PETROLEUM & Depository CHEMICAL CORP - ADR Receipt 16941R108 374 4,233 Sh Shared-defined 1 N/A CHINA PRECISION STEEL INC CMN STOCK Cmn 16941J906 11 7,000 Sh Call Shared-defined 1 7,000 CHINA PRECISION STEEL INC CMN STOCK Cmn 16941J956 6 3,600 Sh Put Shared-defined 1 3,600 CHINA PRECISION STEEL INC CMN STOCK Cmn 16941J106 7 4,097 Sh Shared-defined 1 4,097 CHINA SECURITY & SURVEILLANCE TECHNOLOGY INC COMM Cmn 16942J905 18 3,200 Sh Call Shared-defined 1 3,200 CHINA SECURITY & SURVEILLANCE TECHNOLOGY INC COMM Cmn 16942J955 225 40,500 Sh Put Shared-defined 1 40,500 COLUMN TOTALS 1,483
FORM 13F Page 118 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CHINA SECURITY & SURVEILLANCE TECHNOLOGY INC COMM Cmn 16942J105 394 70,776 Sh Shared-defined 1 70,776 CHINA SECURITY & SURVEILLANCE TECHNOLOGY INC COMM Cmn 16942J105 144 25,970 Sh Shared-defined -- 25,970 CHINA SKY ONE MEDICAL INC Cmn 16941P102 60 7,850 Sh Shared-defined 1 7,850 CHINA SKY ONE MEDICAL INC Cmn 16941P902 51 6,700 Sh Call Shared-defined 1 6,700 CHINA SKY ONE MEDICAL INC Cmn 16941P952 145 19,100 Sh Put Shared-defined 1 19,100 CHINA SUNERGY CO Depository LTD-ADR Receipt 16942X104 23 4,991 Sh Shared-defined 1 N/A CHINA SUNERGY CO Depository LTD-ADR Receipt 16942X104 139 30,783 Sh Shared-defined -- N/A CHINA TECHFAITH Depository WIRELESS-ADR 1:15 Receipt 169424108 34 9,632 Sh Shared-defined 1 N/A CHINA TECHFAITH Depository WIRELESS-ADR 1:15 Receipt 169424108 7 1,865 Sh Shared-defined -- N/A CHINA TELECOM CORP Depository LTD Receipt 169426103 20 367 Sh Shared-defined 1 N/A CHINA TELECOM CORP Depository LTD Receipt 169426103 314 5,747 Sh Shared-defined -- N/A China TransInfo Technology Cor Cmn 169453107 2 247 Sh Shared-defined 1 247 China TransInfo Technology Cor Cmn 169453907 71 11,100 Sh Call Shared-defined 1 11,100 China TransInfo Technology Cor Cmn 169453957 1 100 Sh Put Shared-defined 1 100 COLUMN TOTALS 1,405
FORM 13F Page 119 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CHINA UNICOM --ADR Depository 1:10 Receipt 16945R104 181 12,413 Sh Shared-defined 1 N/A CHINA UNICOM --ADR Depository 1:10 Receipt 16945R104 636 43,687 Sh Shared-defined -- N/A CHINA VALVES TECHNOLOGY INC Cmn 169476207 7 938 Sh Shared-defined 1 938 CHINA VALVES TECHNOLOGY INC Cmn 169476907 33 4,300 Sh Call Shared-defined 1 4,300 CHINA VALVES TECHNOLOGY INC Cmn 169476957 70 9,000 Sh Put Shared-defined 1 9,000 CHINA YUCHAI INTERNATIONAL LIMIT Cmn G21082905 342 17,900 Sh Call Shared-defined 1 17,900 CHINA YUCHAI INTERNATIONAL LIMIT Cmn G21082955 316 16,500 Sh Put Shared-defined 1 16,500 CHINA-BIOTICS INC COMMON STOCK Cmn 16937B909 167 15,200 Sh Call Shared-defined 1 15,200 CHINA-BIOTICS INC COMMON STOCK Cmn 16937B959 635 57,700 Sh Put Shared-defined 1 57,700 CHINA-BIOTICS INC COMMON STOCK Cmn 16937B109 21 1,930 Sh Shared-defined 1 1,930 CHINA-BIOTICS INC COMMON STOCK Cmn 16937B109 41 3,723 Sh Shared-defined -- 3,723 CHIPOTLE MEXICAN GRILL INC COMMON STOCK Cmn 169656105 93 539 Sh Shared-defined 1 539 CHIPOTLE MEXICAN GRILL INC COMMON STOCK Cmn 169656105 34 200 Sh Shared-defined -- 200 CHIPOTLE MEXICAN GRILL INC COMMON STOCK Cmn 169656905 24,854 144,500 Sh Call Shared-defined 1 144,500 COLUMN TOTALS 27,430
FORM 13F Page 120 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CHIPOTLE MEXICAN GRILL INC COMMON STOCK Cmn 169656955 30,169 175,400 Sh Put Shared-defined 1 175,400 CHIQUITA BRANDS INTERNATIONAL INC / NEW Cmn 170032909 964 72,800 Sh Call Shared-defined 1 72,800 CHIQUITA BRANDS INTERNATIONAL INC / NEW Cmn 170032959 342 25,800 Sh Put Shared-defined 1 25,800 CHIQUITA BRANDS INTERNATIONAL INC / NEW Cmn 170032809 2 149 Sh Shared-defined -- 149 CHOICE HOTELS INTL INC CMN STOCK Cmn 169905906 106 2,900 Sh Call Shared-defined 1 2,900 CHOICE HOTELS INTL INC CMN STOCK Cmn 169905956 120 3,300 Sh Put Shared-defined 1 3,300 CHOICE HOTELS INTL INC CMN STOCK Cmn 169905106 169 4,643 Sh Shared-defined 1 4,643 CHOICE HOTELS INTL INC CMN STOCK Cmn 169905106 781 21,414 Sh Shared-defined -- 21,414 CHOPW US (GOLDEN GREEN ENTERPRISE-CW11)Wt G21101111 1 643 Shared-defined 1 N/A CHRISTOPHER & BANKS CORP CMN STK Cmn 171046905 33 4,200 Sh Call Shared-defined 1 4,200 CHRISTOPHER & BANKS CORP CMN STK Cmn 171046955 76 9,600 Sh Put Shared-defined 1 9,600 CHRISTOPHER & BANKS CORP CMN STK Cmn 171046105 229 28,890 Sh Shared-defined -- 28,890 CHUBB CORP. COMMON STOCK Cmn 171232101 719 12,623 Sh Shared-defined 1 12,623 CHUBB CORP. COMMON STOCK Cmn 171232101 2,408 42,248 Sh Shared-defined -- 42,248 COLUMN TOTALS 36,119
FORM 13F Page 121 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CHUBB CORP. COMMON STOCK Cmn 171232901 4,610 80,900 Sh Call Shared-defined 1 80,900 CHUBB CORP. COMMON STOCK Cmn 171232951 5,374 94,300 Sh Put Shared-defined 1 94,300 CHURCH & DWIGHT INC CMN STK Cmn 171340102 1,598 24,612 Sh Shared-defined -- 24,612 CHURCHILL DOWNS INC CMN STK Cmn 171484108 367 10,280 Sh Shared-defined -- 10,280 CIA ENERGETICA DE MINAS GERAIS - SPONS Depository ADR 1:1000 Receipt 204409601 302 18,444 Sh Shared-defined -- N/A CIA SIDERURGICA NACIONAL - SPONS ADR Depository 1:1 Receipt 20440W105 619 35,008 Sh Shared-defined -- N/A CIENA CORP 0.875% CB 6/15/2017 - REGISTERED Bond 171779AE1 3,661 5,000,000 Prn Shared-defined -- N/A CIENA CORP CMN STOCK Cmn 171779309 6,696 430,039 Sh Shared-defined -- 430,039 CIENA CORP CMN STOCK Cmn 171779909 8,690 558,100 Sh Call Shared-defined 1 558,100 CIENA CORP CMN STOCK Cmn 171779959 8,518 547,100 Sh Put Shared-defined 1 547,100 CIGNA CORP. COMMON STOCK Cmn 125509109 1,743 48,702 Sh Shared-defined 1 48,702 CIGNA CORP. COMMON STOCK Cmn 125509109 352 9,828 Sh Shared-defined -- 9,828 CIGNA CORP. COMMON STOCK Cmn 125509909 10,591 296,000 Sh Call Shared-defined 1 296,000 CIGNA CORP. COMMON STOCK Cmn 125509959 6,977 195,000 Sh Put Shared-defined 1 195,000 COLUMN TOTALS 60,098
FORM 13F Page 122 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CIMAREX ENERGY CO CMN STK Cmn 171798901 5,963 90,100 Sh Call Shared-defined 1 90,100 CIMAREX ENERGY CO CMN STK Cmn 171798951 5,652 85,400 Sh Put Shared-defined 1 85,400 CIMAREX ENERGY CO CMN STK Cmn 171798101 627 9,468 Sh Shared-defined 1 9,468 CIMAREX ENERGY CO CMN STK Cmn 171798101 48,671 735,439 Sh Shared-defined -- 735,439 CINCINNATI FINANCIAL COMMON STOCK Cmn 172062101 181 6,284 Sh Shared-defined 1 6,284 CINCINNATI FINANCIAL COMMON STOCK Cmn 172062101 63 2,191 Sh Shared-defined -- 2,191 CINEMARK HOLDINGS INC Cmn 17243V902 892 55,400 Sh Call Shared-defined 1 55,400 CINEMARK HOLDINGS INC Cmn 17243V952 56 3,500 Sh Put Shared-defined 1 3,500 CINEMARK HOLDINGS INC Cmn 17243V102 416 25,854 Sh Shared-defined -- 25,854 CINTAS CORP CMN STK Cmn 172908105 26 946 Sh Shared-defined 1 946 CINTAS CORP CMN STK Cmn 172908105 2,508 91,017 Sh Shared-defined -- 91,017 CINTAS CORP CMN STK Cmn 172908905 650 23,600 Sh Call Shared-defined 1 23,600 CINTAS CORP CMN STK Cmn 172908955 278 10,100 Sh Put Shared-defined 1 10,100 CIRCOR INTERNATIONAL INC CMN STK Cmn 17273K109 249 7,872 Sh Shared-defined -- 7,872 COLUMN TOTALS 66,232
FORM 13F Page 123 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CIRRUS LOGIC INC CMN STK Cmn 172755900 1,527 85,600 Sh Call Shared-defined 1 85,600 CIRRUS LOGIC INC CMN STK Cmn 172755950 3,969 222,500 Sh Put Shared-defined 1 222,500 CIRRUS LOGIC INC CMN STK Cmn 172755100 2,197 123,168 Sh Shared-defined 1 123,168 CIRRUS LOGIC INC CMN STK Cmn 172755100 4,925 276,043 Sh Shared-defined -- 276,043 CISCO SYS INC CMN STK Cmn 17275R102 3,382 154,435 Sh Shared-defined 1 154,435 CISCO SYS INC CMN STK Cmn 17275R102 2,746 125,383 Sh Shared-defined -- 125,383 CISCO SYS INC CMN STK Cmn 17275R902 42,968 1,962,000 Sh Call Shared-defined 1 1,962,000 CISCO SYS INC CMN STK Cmn 17275R952 23,762 1,085,000 Sh Put Shared-defined 1 1,085,000 CIT GROUP INC Cmn 125581801 1,226 30,039 Sh Shared-defined 1 30,039 CIT GROUP INC Cmn 125581801 16,533 405,018 Sh Shared-defined -- 405,018 CIT GROUP INC Cmn 125581901 15,450 378,500 Sh Call Shared-defined 1 378,500 CIT GROUP INC Cmn 125581951 12,062 295,500 Sh Put Shared-defined 1 295,500 CITI TRENDS INC COMMON STOCK Cmn 17306X902 34 1,400 Sh Call Shared-defined 1 1,400 CITI TRENDS INC COMMON STOCK Cmn 17306X952 58 2,400 Sh Put Shared-defined 1 2,400 COLUMN TOTALS 130,839
FORM 13F Page 124 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CITI TRENDS INC COMMON STOCK Cmn 17306X102 67 2,777 Sh Shared-defined 1 2,777 CITI TRENDS INC COMMON STOCK Cmn 17306X102 324 13,402 Sh Shared-defined -- 13,402 CITIGROUP INC 6.5% CONV PREF 01/01/9999 - - REGISTER Pref Stk 172967598 5 100 Sh Shared-defined 1 N/A CITIGROUP INC 7.5% MAND 12/15/2012- REGISTERED Bond 172967416 1,118 9,411 Prn Shared-defined 1 N/A CITIGROUP INC 7.5% MAND 12/15/2012- REGISTERED Bond 172967416 29,364 250,000 Prn Shared-defined -- N/A CITIGROUP INC. COMMON STOCK (WAS TRV) Cmn 172967901 6,949 1,781,900 Sh Call Shared-defined 1 1,781,900 CITIGROUP INC. COMMON STOCK (WAS TRV) Cmn 172967951 10,760 2,759,000 Sh Put Shared-defined 1 2,759,000 CITIGROUP INC. COMMON STOCK (WAS TRV) Cmn 172967101 5,755 1,475,590 Sh Shared-defined 1 1,475,590 CITIGROUP INC. COMMON STOCK (WAS TRV) Cmn 172967101 85,733 21,982,909 Sh Shared-defined -- 21,982,909 CITRIX SYS INC CMN STOCK Cmn 177376900 12,829 188,000 Sh Call Shared-defined 1 188,000 CITRIX SYS INC CMN STOCK Cmn 177376950 11,225 164,500 Sh Put Shared-defined 1 164,500 CITRIX SYS INC CMN STOCK Cmn 177376100 2,119 31,047 Sh Shared-defined 1 31,047 CITRIX SYS INC CMN STOCK Cmn 177376100 3,256 47,718 Sh Shared-defined -- 47,718 CITY HLDGS CO CMN STK Cmn 177835105 19 631 Sh Shared-defined 1 631 COLUMN TOTALS 169,523
FORM 13F Page 125 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CITY HLDGS CO CMN STK Cmn 177835105 218 7,107 Sh Shared-defined -- 7,107 CITY NATIONAL CORP CMN STK Cmn 178566905 695 13,100 Sh Call Shared-defined 1 13,100 CITY NATIONAL CORP CMN STK Cmn 178566955 186 3,500 Sh Put Shared-defined 1 3,500 CITY NATIONAL CORP CMN STK Cmn 178566105 927 17,468 Sh Shared-defined -- 17,468 CLARCOR INC CMN STK Cmn 179895107 37 949 Sh Shared-defined 1 949 CLARCOR INC CMN STK Cmn 179895107 831 21,521 Sh Shared-defined -- 21,521 CLEAN ENERGY FUELS CORP Cmn 184499101 265 18,664 Sh Shared-defined 1 18,664 CLEAN ENERGY FUELS CORP Cmn 184499901 1,691 119,000 Sh Call Shared-defined 1 119,000 CLEAN ENERGY FUELS CORP Cmn 184499951 1,304 91,800 Sh Put Shared-defined 1 91,800 CLEAN ENERGY FUELS CORP Cmn 184499101 254 17,877 Sh Shared-defined -- 17,877 CLEAN HARBORS INC CMN STK Cmn 184496907 3,306 48,800 Sh Call Shared-defined 1 48,800 CLEAN HARBORS INC CMN STK Cmn 184496957 6,619 97,700 Sh Put Shared-defined 1 97,700 CLEAN HARBORS INC CMN STK Cmn 184496107 125 1,843 Sh Shared-defined -- 1,843 CLEAR CHANNEL OUTDOOR HOLDINGS INC Cmn 18451C109 176 15,389 Sh Shared-defined -- 15,389 COLUMN TOTALS 16,634
FORM 13F Page 126 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CLEARWATER PAPER CORP Cmn 18538R103 34 452 Sh Shared-defined 1 452 CLEARWATER PAPER CORP Cmn 18538R903 2,807 36,900 Sh Call Shared-defined 1 36,900 CLEARWATER PAPER CORP Cmn 18538R953 1,278 16,800 Sh Put Shared-defined 1 16,800 CLEARWATER PAPER CORP Cmn 18538R103 4 50 Sh Shared-defined -- 50 CLEARWIRE CORP Cmn 18538Q105 385 47,546 Sh Shared-defined 1 47,546 CLEARWIRE CORP Cmn 18538Q905 549 67,800 Sh Call Shared-defined 1 67,800 CLEARWIRE CORP Cmn 18538Q955 260 32,100 Sh Put Shared-defined 1 32,100 CLEARWIRE CORP Cmn 18538Q105 28,175 3,482,753 Sh Shared-defined -- 3,482,753 CLECO CORPORATION CMN STK Cmn 12561W105 10 325 Sh Shared-defined 1 325 CLECO CORPORATION CMN STK Cmn 12561W105 1,335 45,055 Sh Shared-defined -- 45,055 CLEVELAND BIOLABS INC Cmn 185860903 86 16,800 Sh Call Shared-defined 1 16,800 CLEVELAND BIOLABS INC Cmn 185860953 39 7,600 Sh Put Shared-defined 1 7,600 CLICKSOFTWARE TECHNOLOGIES CMN STK Cmn M25082904 124 18,900 Sh Call Shared-defined 1 18,900 CLICKSOFTWARE TECHNOLOGIES CMN STK Cmn M25082954 5 800 Sh Put Shared-defined 1 800 COLUMN TOTALS 35,091
FORM 13F Page 127 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CLICKSOFTWARE TECHNOLOGIES CMN STK Cmn M25082104 15 2,217 Sh Shared-defined 1 2,217 CLIFFS NATURAL RESOURCES INC Cmn 18683K101 229 3,575 Sh Shared-defined 1 3,575 CLIFFS NATURAL RESOURCES INC Cmn 18683K901 26,648 416,900 Sh Call Shared-defined 1 416,900 CLIFFS NATURAL RESOURCES INC Cmn 18683K951 24,648 385,600 Sh Put Shared-defined 1 385,600 CLIFFS NATURAL RESOURCES INC Cmn 18683K101 302 4,720 Sh Shared-defined -- 4,720 CLOROX CO Cmn 189054109 151 2,267 Sh Shared-defined 1 2,267 CLOROX CO Cmn 189054909 4,259 63,800 Sh Call Shared-defined 1 63,800 CLOROX CO Cmn 189054959 3,051 45,700 Sh Put Shared-defined 1 45,700 CLOROX CO Cmn 189054109 2,380 35,646 Sh Shared-defined -- 35,646 CLOUD PEAK ENERGY INC Cmn 18911Q902 115 6,300 Sh Call Shared-defined 1 6,300 CLOUD PEAK ENERGY INC Cmn 18911Q952 49 2,700 Sh Put Shared-defined 1 2,700 CLOUD PEAK ENERGY INC Cmn 18911Q102 57 3,100 Sh Shared-defined -- 3,100 CMA/WS US (COMERICA INC-CW18) Wt 200340115 13 1,000 Shared-defined 1 N/A CMA/WS US (COMERICA INC-CW18) Wt 200340115 3,853 301,000 Shared-defined -- N/A COLUMN TOTALS 65,770
FORM 13F Page 128 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CME GROUP INC CMN STK Cmn 12572Q905 23,024 88,400 Sh Call Shared-defined 1 88,400 CME GROUP INC CMN STK Cmn 12572Q955 39,094 150,100 Sh Put Shared-defined 1 150,100 CME GROUP INC CMN STK Cmn 12572Q105 5,470 21,002 Sh Shared-defined 1 21,002 CME GROUP INC CMN STK Cmn 12572Q105 70,769 271,720 Sh Shared-defined -- 271,720 CMS ENERGY CORP 2.875% CB 12/01/24 - REGISTERED Bond 125896AW0 27,917 20,000,000 Prn Shared-defined -- N/A CMS ENERGY CORP 5.5% CB 06/15/2029- REGISTERED Bond 125896BD1 12,757 9,500,000 Prn Shared-defined -- N/A CMS ENERGY CORPORATION Cmn 125896900 216 12,000 Sh Call Shared-defined 1 12,000 CMS ENERGY CORPORATION Cmn 125896950 36 2,000 Sh Put Shared-defined 1 2,000 CNA FINL CORP Cmn 126117900 151 5,400 Sh Call Shared-defined 1 5,400 CNA FINL CORP Cmn 126117950 17 600 Sh Put Shared-defined 1 600 CNA FINL CORP Cmn 126117100 12 422 Sh Shared-defined 1 422 CNA FINL CORP Cmn 126117100 4,177 149,233 Sh Shared-defined -- 149,233 CNH GLOBAL N.V. COMMON STOCK Cmn N20935906 344 9,400 Sh Call Shared-defined 1 9,400 CNH GLOBAL N.V. COMMON STOCK Cmn N20935956 1,282 35,000 Sh Put Shared-defined 1 35,000 COLUMN TOTALS 185,266
FORM 13F Page 129 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CNH GLOBAL N.V. COMMON STOCK Cmn N20935206 886 24,191 Sh Shared-defined 1 24,191 CNINSURE INC-ADR Depository Receipt 18976M103 438 18,734 Sh Shared-defined 1 N/A CNINSURE INC-ADR Depository Receipt 18976M103 7,035 301,035 Sh Shared-defined -- N/A CNO FINANCIAL GROUP INC Cmn 12621E103 41 7,487 Sh Shared-defined 1 7,487 CNO FINANCIAL GROUP INC Cmn 12621E903 506 91,300 Sh Call Shared-defined 1 91,300 CNO FINANCIAL GROUP INC Cmn 12621E953 114 20,500 Sh Put Shared-defined 1 20,500 CNO FINANCIAL GROUP INC Cmn 12621E103 284 51,195 Sh Shared-defined -- 51,195 CNOOC LTD - ADR Depository Receipt 126132109 453 2,332 Sh Shared-defined 1 N/A COACH INC Cmn 189754904 9,095 211,700 Sh Call Shared-defined 1 211,700 COACH INC Cmn 189754954 4,781 111,300 Sh Put Shared-defined 1 111,300 COACH INC Cmn 189754104 39,502 919,501 Sh Shared-defined -- 919,501 COBALT INTERNATIONAL ENERGY Cmn 19075F106 19 2,000 Sh Shared-defined 1 2,000 COBALT INTERNATIONAL ENERGY Cmn 19075F106 7,137 747,314 Sh Shared-defined -- 747,314 COBIZ FINANCIAL INC CMN STOCK Cmn 190897108 1 147 Sh Shared-defined 1 147 COLUMN TOTALS 70,292
FORM 13F Page 130 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COBIZ FINANCIAL INC CMN STOCK Cmn 190897108 2,163 389,021 Sh Shared-defined -- 389,021 COCA COLA CO Cmn 191216100 5,742 98,119 Sh Shared-defined 1 98,119 COCA COLA CO Cmn 191216100 10,586 180,892 Sh Shared-defined -- 180,892 COCA COLA ENTERPRISES INC Cmn 191219904 1,789 57,700 Sh Call Shared-defined 1 57,700 COCA COLA ENTERPRISES INC Cmn 191219954 1,488 48,000 Sh Put Shared-defined 1 48,000 COCA COLA ENTERPRISES INC Cmn 191219104 7,209 232,548 Sh Shared-defined -- 232,548 COEUR D' ALENE MINES CORP CMN STOCK Cmn 192108504 3,604 180,905 Sh Shared-defined 1 180,905 COEUR D' ALENE MINES CORP CMN STOCK Cmn 192108504 931 46,721 Sh Shared-defined -- 46,721 COEUR D' ALENE MINES CORP CMN STOCK Cmn 192108904 2,753 138,200 Sh Call Shared-defined 1 138,200 COEUR D' ALENE MINES CORP CMN STOCK Cmn 192108954 3,082 154,700 Sh Put Shared-defined 1 154,700 COGENT COMMUNICATIONS GROUP Cmn 19239V302 92 9,678 Sh Shared-defined 1 9,678 COGENT COMMUNICATIONS GROUP Cmn 19239V302 148 15,627 Sh Shared-defined -- 15,627 COGENT COMMUNICATIONS GROUP Cmn 19239V902 65 6,900 Sh Call Shared-defined 1 6,900 COGENT COMMUNICATIONS GROUP Cmn 19239V952 152 16,100 Sh Put Shared-defined 1 16,100 COLUMN TOTALS 39,804
FORM 13F Page 131 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COGENT INC COMMON STOCK Cmn 19239Y958 36 3,400 Sh Put Shared-defined 1 3,400 COGENT INC COMMON STOCK Cmn 19239Y108 290 27,264 Sh Shared-defined 1 27,264 COGENT INC COMMON STOCK Cmn 19239Y108 354 33,247 Sh Shared-defined -- 33,247 COGNEX CORP CMN STK Cmn 192422903 493 18,400 Sh Call Shared-defined 1 18,400 COGNEX CORP CMN STK Cmn 192422953 185 6,900 Sh Put Shared-defined 1 6,900 COGNEX CORP CMN STK Cmn 192422103 924 34,465 Sh Shared-defined -- 34,465 COGNIZANT TECH SOLUTIONS CMN STOCK - A Cmn 192446902 9,284 144,000 Sh Call Shared-defined 1 144,000 COGNIZANT TECH SOLUTIONS CMN STOCK - A Cmn 192446952 10,747 166,700 Sh Put Shared-defined 1 166,700 COGNIZANT TECH SOLUTIONS CMN STOCK - A Cmn 192446102 1,163 18,040 Sh Shared-defined 1 18,040 COGNIZANT TECH SOLUTIONS CMN STOCK - A Cmn 192446102 26,015 403,521 Sh Shared-defined -- 403,521 COGO GROUP INC CMN STK Cmn 192448908 11 1,800 Sh Call Shared-defined 1 1,800 COGO GROUP INC CMN STK Cmn 192448108 28 4,582 Sh Shared-defined 1 4,582 COGO GROUP INC CMN STK Cmn 192448108 52 8,342 Sh Shared-defined -- 8,342 COHEN & STEERS INC COMMON STOCK Cmn 19247A100 32 1,472 Sh Shared-defined 1 1,472 COLUMN TOTALS 49,614
FORM 13F Page 132 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COHEN & STEERS INC COMMON STOCK Cmn 19247A100 1,539 70,940 Sh Shared-defined -- 70,940 COHERENT INC CMN STK Cmn 192479103 17 422 Sh Shared-defined 1 422 COHERENT INC CMN STK Cmn 192479103 800 20,005 Sh Shared-defined -- 20,005 COHU INC CMN STK Cmn 192576906 79 6,300 Sh Call Shared-defined 1 6,300 COHU INC CMN STK Cmn 192576956 10 800 Sh Put Shared-defined 1 800 COHU INC CMN STK Cmn 192576106 43 3,400 Sh Shared-defined 1 3,400 COINSTAR INC CMN STOCK Cmn 19259P900 5,731 133,300 Sh Call Shared-defined 1 133,300 COINSTAR INC CMN STOCK Cmn 19259P950 3,671 85,400 Sh Put Shared-defined 1 85,400 COINSTAR INC 4% CB 09/01/2014-REGISTERED Bond 19259PAF9 19,916 15,285,000 Prn Shared-defined -- N/A COINSTAR INC CMN STOCK Cmn 19259P300 70 1,633 Sh Shared-defined 1 1,633 COINSTAR INC CMN STOCK Cmn 19259P300 13,696 318,589 Sh Shared-defined -- 318,589 COLDWATER CREEK CMN STOCK Cmn 193068903 41 7,700 Sh Call Shared-defined 1 7,700 COLDWATER CREEK CMN STOCK Cmn 193068953 3 500 Sh Put Shared-defined 1 500 COLDWATER CREEK CMN STOCK Cmn 193068103 15 2,846 Sh Shared-defined 1 2,846 COLUMN TOTALS 45,631
FORM 13F Page 133 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COLDWATER CREEK CMN STOCK Cmn 193068103 70 13,300 Sh Shared-defined -- 13,300 COLGATE PALMOLIVE CO Cmn 194162103 8,465 110,139 Sh Shared-defined 1 110,139 COLGATE PALMOLIVE CO Cmn 194162103 146 1,899 Sh Shared-defined -- 1,899 COLGATE PALMOLIVE CO Cmn 194162903 13,681 178,000 Sh Call Shared-defined 1 178,000 COLGATE PALMOLIVE CO Cmn 194162953 18,931 246,300 Sh Put Shared-defined 1 246,300 COLLECTIVE BRANDS INC CMN STK Cmn 19421W900 665 41,200 Sh Call Shared-defined 1 41,200 COLLECTIVE BRANDS INC CMN STK Cmn 19421W950 2,056 127,400 Sh Put Shared-defined 1 127,400 COLLECTIVE BRANDS INC CMN STK Cmn 19421W100 866 53,660 Sh Shared-defined 1 53,660 COLLECTIVE BRANDS INC CMN STK Cmn 19421W100 37 2,298 Sh Shared-defined -- 2,298 COLONIAL PROPERTIES TRUST CMN STK Cmn 195872906 345 21,300 Sh Call Shared-defined 1 21,300 COLONIAL PROPERTIES TRUST CMN STK Cmn 195872956 81 5,000 Sh Put Shared-defined 1 5,000 COLONIAL PROPERTIES TRUST CMN STK Cmn 195872106 27 1,665 Sh Shared-defined 1 1,665 COLONIAL PROPERTIES TRUST CMN STK Cmn 195872106 846 52,284 Sh Shared-defined -- 52,284 COLUMBIA SPORTSWEAR CO CMN STOCK Cmn 198516906 579 9,900 Sh Call Shared-defined 1 9,900 COLUMN TOTALS 46,795
FORM 13F Page 134 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COLUMBIA SPORTSWEAR CO CMN STOCK Cmn 198516956 2,688 46,000 Sh Put Shared-defined 1 46,000 COLUMBIA SPORTSWEAR CO CMN STOCK Cmn 198516106 489 8,365 Sh Shared-defined 1 8,365 COLUMBIA SPORTSWEAR CO CMN STOCK Cmn 198516106 1,162 19,892 Sh Shared-defined -- 19,892 COMCAST CORP - CL A CMN SHRS Cmn 20030N101 44,588 2,466,172 Sh Shared-defined -- 2,466,172 COMCAST CORP - SPECIAL CL A CMN Cmn 20030N200 434 25,511 Sh Shared-defined 1 25,511 COMCAST CORP - SPECIAL CL A CMN Cmn 20030N200 4,245 249,559 Sh Shared-defined -- 249,559 COMCAST CORP - SPECIAL CL A CMN Cmn 20030N900 2,931 172,300 Sh Call Shared-defined 1 172,300 COMCAST CORP - CL A CMN SHRS Cmn 20030N901 7,062 390,600 Sh Call Shared-defined 1 390,600 COMCAST CORP - CL A CMN SHRS Cmn 20030N951 8,138 450,100 Sh Put Shared-defined 1 450,100 COMCAST CORP - SPECIAL CL A CMN Cmn 20030N950 2,718 159,800 Sh Put Shared-defined 1 159,800 COMERICA INC CMN STK Cmn 200340107 137,308 3,696,043 Sh Shared-defined -- 3,696,043 COMERICA INC CMN STK Cmn 200340907 8,916 240,000 Sh Call Shared-defined 1 240,000 COMERICA INC CMN STK Cmn 200340957 5,762 155,100 Sh Put Shared-defined 1 155,100 COMMERCE BANCSHARES INC CMN STK Cmn 200525103 6,701 178,272 Sh Shared-defined -- 178,272 COLUMN TOTALS 233,142
FORM 13F Page 135 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COMMERCIAL METALS CMN STK Cmn 201723103 156 10,773 Sh Shared-defined 1 10,773 COMMERCIAL METALS CMN STK Cmn 201723103 1,444 99,623 Sh Shared-defined -- 99,623 COMMERCIAL METALS CMN STK Cmn 201723903 569 39,300 Sh Call Shared-defined 1 39,300 COMMERCIAL METALS CMN STK Cmn 201723953 616 42,500 Sh Put Shared-defined 1 42,500 COMMERCIAL VEHICLE GROUP, INC. COMMON STOCK Cmn 202608105 17 1,671 Sh Shared-defined 1 1,671 COMMERCIAL VEHICLE GROUP, INC. COMMON STOCK Cmn 202608105 3,300 324,198 Sh Shared-defined -- 324,198 COMMONWEALTH REIT Cmn 203233901 507 19,800 Sh Call Shared-defined 1 19,800 COMMONWEALTH REIT Cmn 203233951 351 13,700 Sh Put Shared-defined 1 13,700 COMMONWEALTH REIT Cmn 203233101 145 5,666 Sh Shared-defined -- 5,666 COMMSCOPE INC CMN STOCK Cmn 203372907 995 41,900 Sh Call Shared-defined 1 41,900 COMMSCOPE INC CMN STOCK Cmn 203372957 928 39,100 Sh Put Shared-defined 1 39,100 COMMSCOPE INC CMN STOCK Cmn 203372107 435 18,334 Sh Shared-defined 1 18,334 COMMSCOPE INC CMN STOCK Cmn 203372107 2,704 113,891 Sh Shared-defined -- 113,891 COMMUNITY HEALTH SYSTEMS Cmn 203668108 63 2,046 Sh Shared-defined 1 2,046 COLUMN TOTALS 12,230
FORM 13F Page 136 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COMMUNITY HEALTH SYSTEMS Cmn 203668108 9,086 293,386 Sh Shared-defined -- 293,386 COMMUNITY HEALTH SYSTEMS Cmn 203668908 1,146 37,000 Sh Call Shared-defined 1 37,000 COMMUNITY HEALTH SYSTEMS Cmn 203668958 1,295 41,800 Sh Put Shared-defined 1 41,800 COMMUNITY HEALTH SYSTEMS Cmn 203668958 7,897 255,000 Sh Put Shared-defined -- 255,000 COMMUNITY TRUST BNCP CMN STK Cmn 204149108 241 8,907 Sh Shared-defined -- 8,907 COMMVAULT SYSTEMS INC Cmn 204166102 1,295 49,746 Sh Shared-defined 1 49,746 COMMVAULT SYSTEMS INC Cmn 204166902 1,533 58,900 Sh Call Shared-defined 1 58,900 COMMVAULT SYSTEMS INC Cmn 204166952 2,387 91,700 Sh Put Shared-defined 1 91,700 COMMVAULT SYSTEMS INC Cmn 204166102 11,437 439,372 Sh Shared-defined -- 439,372 COMPANHIA BRASILEIRA DE DISTR PAO ACUCAR Depository 1:1000 AD Receipt 20440T201 623 9,022 Sh Shared-defined -- N/A COMPANHIA VALE DO RIO Depository DOCE-SP ADR 1:1 Receipt 91912E204 211 7,590 Sh Shared-defined 1 N/A COMPASS INT'L INC COMMON STOCK Cmn 20451N101 1,206 15,742 Sh Shared-defined 1 15,742 COMPASS INT'L INC COMMON STOCK Cmn 20451N101 1,009 13,171 Sh Shared-defined -- 13,171 COMPASS INT'L INC COMMON STOCK Cmn 20451N901 1,448 18,900 Sh Call Shared-defined 1 18,900 COLUMN TOTALS 40,814
FORM 13F Page 137 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COMPASS INT'L INC COMMON STOCK Cmn 20451N951 2,689 35,100 Sh Put Shared-defined 1 35,100 COMPELLENT TECHNOLOGIES INC Cmn 20452A108 524 28,817 Sh Shared-defined 1 28,817 COMPELLENT TECHNOLOGIES INC Cmn 20452A908 718 39,500 Sh Call Shared-defined 1 39,500 COMPELLENT TECHNOLOGIES INC Cmn 20452A958 929 51,100 Sh Put Shared-defined 1 51,100 COMPELLENT TECHNOLOGIES INC Cmn 20452A108 2,679 147,350 Sh Shared-defined -- 147,350 COMPLETE PRODUCTION SERVICES Cmn 20453E109 97 4,738 Sh Shared-defined 1 4,738 COMPLETE PRODUCTION SERVICES Cmn 20453E909 757 37,000 Sh Call Shared-defined 1 37,000 COMPLETE PRODUCTION SERVICES Cmn 20453E959 297 14,500 Sh Put Shared-defined 1 14,500 COMPLETE PRODUCTION SERVICES Cmn 20453E109 26,447 1,293,237 Sh Shared-defined -- 1,293,237 COMPUCREDIT HOLDINGS CORP Cmn 20478T107 48 9,999 Sh Shared-defined 1 9,999 COMPUCREDIT HOLDINGS CORP Cmn 20478T907 168 34,800 Sh Call Shared-defined 1 34,800 COMPUCREDIT HOLDINGS CORP Cmn 20478T957 149 30,900 Sh Put Shared-defined 1 30,900 COMPUCREDIT HOLDINGS CORP Cmn 20478T107 3,892 807,390 Sh Shared-defined -- 807,390 COMPUTER SCIENCES CORP Cmn 205363104 1,117 24,275 Sh Shared-defined 1 24,275 COLUMN TOTALS 40,511
FORM 13F Page 138 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COMPUTER SCIENCES CORP Cmn 205363104 212 4,600 Sh Shared-defined -- 4,600 COMPUTER SCIENCES CORP Cmn 205363904 1,904 41,400 Sh Call Shared-defined 1 41,400 COMPUTER SCIENCES CORP Cmn 205363954 1,628 35,400 Sh Put Shared-defined 1 35,400 COMPUWARE CORP CMN STK Cmn 205638909 90 10,600 Sh Call Shared-defined 1 10,600 COMPUWARE CORP CMN STK Cmn 205638109 252 29,595 Sh Shared-defined 1 29,595 COMPUWARE CORP CMN STK Cmn 205638109 8,042 942,836 Sh Shared-defined -- 942,836 COMSTOCK RESOURCES INC CMN STK Cmn 205768903 56 2,500 Sh Call Shared-defined 1 2,500 COMSTOCK RESOURCES INC CMN STK Cmn 205768953 573 25,500 Sh Put Shared-defined 1 25,500 COMSTOCK RESOURCES INC CMN STK Cmn 205768203 255 11,356 Sh Shared-defined 1 11,356 COMSTOCK RESOURCES INC CMN STK Cmn 205768203 334 14,871 Sh Shared-defined -- 14,871 COMTECH TELECOMMUN CMN STK Cmn 205826209 436 15,944 Sh Shared-defined 1 15,944 COMTECH TELECOMMUN CMN STK Cmn 205826209 1,029 37,606 Sh Shared-defined -- 37,606 COMTECH TELECOMMUN CMN STK Cmn 205826909 320 11,700 Sh Call Shared-defined 1 11,700 COMTECH TELECOMMUN CMN STK Cmn 205826959 599 21,900 Sh Put Shared-defined 1 21,900 COLUMN TOTALS 15,730
FORM 13F Page 139 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COMVERGE INC Cmn 205859101 68 8,652 Sh Shared-defined 1 8,652 COMVERGE INC Cmn 205859901 27 3,400 Sh Call Shared-defined 1 3,400 COMVERGE INC Cmn 205859951 162 20,600 Sh Put Shared-defined 1 20,600 COMVERGE INC Cmn 205859101 356 45,304 Sh Shared-defined -- 45,304 CONAGRA FOODS INC CMN STK Cmn 205887902 1,180 53,800 Sh Call Shared-defined 1 53,800 CONAGRA FOODS INC CMN STK Cmn 205887952 2,422 110,400 Sh Put Shared-defined 1 110,400 CONAGRA FOODS INC CMN STK Cmn 205887102 939 42,813 Sh Shared-defined 1 42,813 CONAGRA FOODS INC CMN STK Cmn 205887102 35,303 1,609,064 Sh Shared-defined -- 1,609,064 CONCHO RESOURCES INC Cmn 20605P901 5,274 79,700 Sh Call Shared-defined 1 79,700 CONCHO RESOURCES INC Cmn 20605P951 5,406 81,700 Sh Put Shared-defined 1 81,700 CONCHO RESOURCES INC Cmn 20605P101 554 8,375 Sh Shared-defined -- 8,375 CONCUR TECHNOLOGIES INC CMN STOCK Cmn 206708909 1,458 29,500 Sh Call Shared-defined 1 29,500 CONCUR TECHNOLOGIES INC CMN STOCK Cmn 206708959 766 15,500 Sh Put Shared-defined 1 15,500 CONCUR TECHNOLOGIES INC CMN STOCK Cmn 206708109 469 9,487 Sh Shared-defined -- 9,487 COLUMN TOTALS 54,384
FORM 13F Page 140 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CONEXANT SYS INC CMN STOCK Cmn 207142308 42 25,866 Sh Shared-defined 1 25,866 CONEXANT SYS INC CMN STOCK Cmn 207142308 123 74,903 Sh Shared-defined -- 74,903 CONN'S INC COMMON STOCK Cmn 208242907 7 1,400 Sh Call Shared-defined 1 1,400 CONN'S INC COMMON STOCK Cmn 208242957 73 15,800 Sh Put Shared-defined 1 15,800 CONN'S INC COMMON STOCK Cmn 208242107 63 13,457 Sh Shared-defined 1 13,457 CONN'S INC COMMON STOCK Cmn 208242107 205 44,016 Sh Shared-defined -- 44,016 CONOCOPHILLIPS CMN STK Cmn 20825C904 45,163 786,400 Sh Call Shared-defined 1 786,400 CONOCOPHILLIPS CMN STK Cmn 20825C954 24,718 430,400 Sh Put Shared-defined 1 430,400 CONOCOPHILLIPS CMN STK Cmn 20825C104 1,300 22,639 Sh Shared-defined 1 22,639 CONOCOPHILLIPS CMN STK Cmn 20825C104 1,826 31,802 Sh Shared-defined -- 31,802 CONSOL ENERGY INC Cmn 20854P109 1,775 48,025 Sh Shared-defined 1 48,025 CONSOL ENERGY INC Cmn 20854P909 16,809 454,800 Sh Call Shared-defined 1 454,800 CONSOL ENERGY INC Cmn 20854P959 9,702 262,500 Sh Put Shared-defined 1 262,500 CONSOL ENERGY INC Cmn 20854P109 8,383 226,820 Sh Shared-defined -- 226,820 COLUMN TOTALS 110,189
FORM 13F Page 141 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CONSOLIDATED COMM ILLINOIS HOLDINGS, INC. COMMON S Cmn 209034907 196 10,500 Sh Call Shared-defined 1 10,500 CONSOLIDATED COMM ILLINOIS HOLDINGS, INC. COMMON S Cmn 209034957 63 3,400 Sh Put Shared-defined 1 3,400 CONSOLIDATED COMM ILLINOIS HOLDINGS, INC. COMMON S Cmn 209034107 173 9,243 Sh Shared-defined -- 9,243 CONSOLIDATED EDISON INC. Cmn 209115104 3,805 78,906 Sh Shared-defined 1 78,906 CONSOLIDATED EDISON INC. Cmn 209115104 5,607 116,271 Sh Shared-defined -- 116,271 CONSOLIDATED EDISON INC. Cmn 209115904 10,141 210,300 Sh Call Shared-defined 1 210,300 CONSOLIDATED EDISON INC. Cmn 209115954 10,927 226,600 Sh Put Shared-defined 1 226,600 CONSTANT CONTACT INC Cmn 210313102 22 1,004 Sh Shared-defined 1 1,004 CONSTANT CONTACT INC Cmn 210313902 135 6,300 Sh Call Shared-defined 1 6,300 CONSTANT CONTACT INC Cmn 210313952 4 200 Sh Put Shared-defined 1 200 CONSTANT CONTACT INC Cmn 210313102 108 5,039 Sh Shared-defined -- 5,039 CONSTELLATION BRANDS INC -CL A CMN STK Cmn 21036P908 578 32,700 Sh Call Shared-defined 1 32,700 CONSTELLATION BRANDS INC -CL A CMN STK Cmn 21036P958 32 1,800 Sh Put Shared-defined 1 1,800 CONSTELLATION BRANDS INC -CL A CMN STK Cmn 21036P108 1,787 101,008 Sh Shared-defined -- 101,008 COLUMN TOTALS 33,578
FORM 13F Page 142 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CONSTELLATION ENERGY GROUP INC Cmn 210371100 397 12,299 Sh Shared-defined 1 12,299 CONSTELLATION ENERGY GROUP INC Cmn 210371100 68 2,100 Sh Shared-defined -- 2,100 CONSTELLATION ENERGY GROUP INC Cmn 210371900 838 26,000 Sh Call Shared-defined 1 26,000 CONSTELLATION ENERGY GROUP INC Cmn 210371950 1,338 41,500 Sh Put Shared-defined 1 41,500 CONTANGO OIL & GAS COMPANY COMMON STOCK Cmn 21075N904 4,239 84,500 Sh Call Shared-defined 1 84,500 CONTANGO OIL & GAS COMPANY COMMON STOCK Cmn 21075N954 2,232 44,500 Sh Put Shared-defined 1 44,500 CONTANGO OIL & GAS COMPANY COMMON STOCK Cmn 21075N204 96 1,913 Sh Shared-defined 1 1,913 CONTANGO OIL & GAS COMPANY COMMON STOCK Cmn 21075N204 71 1,424 Sh Shared-defined -- 1,424 CONTINENTAL AIRLINES INC Cmn 210795908 8,677 349,300 Sh Call Shared-defined 1 349,300 CONTINENTAL AIRLINES INC Cmn 210795958 8,632 347,500 Sh Put Shared-defined 1 347,500 CONTINENTAL RESOURCES INC/OK Cmn 212015901 1,929 41,600 Sh Call Shared-defined 1 41,600 CONTINENTAL RESOURCES INC/OK Cmn 212015951 932 20,100 Sh Put Shared-defined 1 20,100 CONTINENTAL RESOURCES INC/OK Cmn 212015101 27 579 Sh Shared-defined 1 579 CONTINENTAL RESOURCES INC/OK Cmn 212015101 343 7,408 Sh Shared-defined -- 7,408 COLUMN TOTALS 29,819
FORM 13F Page 143 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CONVERGYS CORP CMN STOCK Cmn 212485906 43 4,100 Sh Call Shared-defined 1 4,100 CONVERGYS CORP CMN STOCK Cmn 212485956 11 1,100 Sh Put Shared-defined 1 1,100 CONVERGYS CORP 5.75% CB 09/15/2029- REGISTERED Bond 212485AE6 34,009 29,400,000 Prn Shared-defined -- N/A CONVERGYS CORP CMN STOCK Cmn 212485106 170 16,307 Sh Shared-defined 1 16,307 CONVERGYS CORP CMN STOCK Cmn 212485106 325 31,088 Sh Shared-defined -- 31,088 CONVERTED ORGANICS INC-CW12 Wt 21254S123 2 29,424 Shared-defined 1 N/A CON-WAY INC COMMON STOCK Cmn 205944901 1,140 36,800 Sh Call Shared-defined 1 36,800 CON-WAY INC COMMON STOCK Cmn 205944951 815 26,300 Sh Put Shared-defined 1 26,300 CON-WAY INC COMMON STOCK Cmn 205944101 950 30,649 Sh Shared-defined -- 30,649 COOPER COMPANIES COMMON STOCK Cmn 216648902 1,608 34,800 Sh Call Shared-defined 1 34,800 COOPER COMPANIES COMMON STOCK Cmn 216648952 365 7,900 Sh Put Shared-defined 1 7,900 COOPER COMPANIES COMMON STOCK Cmn 216648402 2 33 Sh Shared-defined 1 33 COOPER COMPANIES COMMON STOCK Cmn 216648402 4,063 87,911 Sh Shared-defined -- 87,911 COOPER INDUSTRIES PLC Cmn G24140908 2,168 44,300 Sh Call Shared-defined 1 44,300 COLUMN TOTALS 45,671
FORM 13F Page 144 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COOPER INDUSTRIES PLC Cmn G24140108 1,348 27,557 Sh Shared-defined -- 27,557 COOPER TIRE & RUBR CO Cmn 216831907 397 20,200 Sh Call Shared-defined 1 20,200 COOPER TIRE & RUBR CO Cmn 216831957 579 29,500 Sh Put Shared-defined 1 29,500 COOPER TIRE & RUBR CO Cmn 216831107 187 9,543 Sh Shared-defined 1 9,543 COOPER TIRE & RUBR CO Cmn 216831107 5,440 277,142 Sh Shared-defined -- 277,142 COPA HOLDINGS SA CMN STK - CL A Cmn P31076905 841 15,600 Sh Call Shared-defined 1 15,600 COPA HOLDINGS SA CMN STK - CL A Cmn P31076955 243 4,500 Sh Put Shared-defined 1 4,500 COPA HOLDINGS SA CMN STK - CL A Cmn P31076105 237 4,403 Sh Shared-defined 1 4,403 COPA HOLDINGS SA CMN STK - CL A Cmn P31076105 407 7,554 Sh Shared-defined -- 7,554 COPANO ENERGY LLC COMMON STOCK Cmn 217202900 1,420 51,800 Sh Call Shared-defined 1 51,800 COPANO ENERGY LLC COMMON STOCK Cmn 217202950 315 11,500 Sh Put Shared-defined 1 11,500 COPANO ENERGY LLC COMMON STOCK Cmn 217202100 43 1,584 Sh Shared-defined 1 1,584 COPART INC CMN STK Cmn 217204906 402 12,200 Sh Call Shared-defined 1 12,200 COPART INC CMN STK Cmn 217204956 244 7,400 Sh Put Shared-defined 1 7,400 COLUMN TOTALS 12,103
FORM 13F Page 145 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COPART INC CMN STK Cmn 217204106 120 3,630 Sh Shared-defined -- 3,630 CORE LABORATORIES N.V. Cmn N22717907 1,426 16,200 Sh Call Shared-defined 1 16,200 CORE LABORATORIES N.V. Cmn N22717957 836 9,500 Sh Put Shared-defined 1 9,500 CORE LABORATORIES N.V. Cmn N22717107 158 1,791 Sh Shared-defined -- 1,791 CORELOGIC INC Cmn 21871D103 2,577 134,491 Sh Shared-defined 1 134,491 CORELOGIC INC Cmn 21871D903 90 4,700 Sh Call Shared-defined 1 4,700 CORELOGIC INC Cmn 21871D953 205 10,700 Sh Put Shared-defined 1 10,700 CORELOGIC INC Cmn 21871D103 720 37,593 Sh Shared-defined -- 37,593 CORINTHIAN COLLEGES INC CMN STOCK Cmn 218868907 1,153 164,300 Sh Call Shared-defined 1 164,300 CORINTHIAN COLLEGES INC CMN STOCK Cmn 218868957 1,457 207,600 Sh Put Shared-defined 1 207,600 CORINTHIAN COLLEGES INC CMN STOCK Cmn 218868107 599 85,359 Sh Shared-defined 1 85,359 CORINTHIAN COLLEGES INC CMN STOCK Cmn 218868107 224 31,847 Sh Shared-defined -- 31,847 CORN PRODUCTS INTL INC CMN STOCK Cmn 219023908 259 6,900 Sh Call Shared-defined 1 6,900 CORN PRODUCTS INTL INC CMN STOCK Cmn 219023958 315 8,400 Sh Put Shared-defined 1 8,400 COLUMN TOTALS 10,139
FORM 13F Page 146 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CORN PRODUCTS INTL INC CMN STOCK Cmn 219023108 311 8,295 Sh Shared-defined 1 8,295 CORN PRODUCTS INTL INC CMN STOCK Cmn 219023108 12,211 325,623 Sh Shared-defined -- 325,623 CORNING INC Cmn 219350105 814 44,530 Sh Shared-defined 1 44,530 CORNING INC Cmn 219350105 13,493 738,102 Sh Shared-defined -- 738,102 CORNING INC Cmn 219350905 8,648 473,100 Sh Call Shared-defined 1 473,100 CORNING INC Cmn 219350955 1,879 102,800 Sh Put Shared-defined 1 102,800 CORPORATE EXECUTIVE BRD CO CMN STOCK Cmn 21988R902 401 12,700 Sh Call Shared-defined 1 12,700 CORPORATE EXECUTIVE BRD CO CMN STOCK Cmn 21988R952 309 9,800 Sh Put Shared-defined 1 9,800 CORPORATE EXECUTIVE BRD CO CMN STOCK Cmn 21988R102 918 29,076 Sh Shared-defined -- 29,076 CORPORATE OFFICE PPTYS TR INC CMN STK Cmn 22002T908 1,362 36,500 Sh Call Shared-defined 1 36,500 CORPORATE OFFICE PPTYS TR INC CMN STK Cmn 22002T958 381 10,200 Sh Put Shared-defined 1 10,200 CORPORATE OFFICE PPTYS TR INC CMN STK Cmn 22002T108 1,024 27,444 Sh Shared-defined -- 27,444 CORRECTIONS CORP OF AMERICA Cmn 22025Y407 56 2,271 Sh Shared-defined 1 2,271 CORRECTIONS CORP OF AMERICA Cmn 22025Y907 252 10,200 Sh Call Shared-defined 1 10,200 COLUMN TOTALS 42,059
FORM 13F Page 147 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CORRECTIONS CORP OF AMERICA Cmn 22025Y957 230 9,300 Sh Put Shared-defined 1 9,300 CORRECTIONS CORP OF AMERICA Cmn 22025Y407 37 1,500 Sh Shared-defined -- 1,500 COSAN LTD-CLASS A SHARES Cmn G25343907 83 7,200 Sh Call Shared-defined 1 7,200 COSAN LTD-CLASS A SHARES Cmn G25343957 213 18,400 Sh Put Shared-defined 1 18,400 COSAN LTD-CLASS A SHARES Cmn G25343107 105 9,060 Sh Shared-defined 1 9,060 COSAN LTD-CLASS A SHARES Cmn G25343107 60 5,189 Sh Shared-defined -- 5,189 COST PLUS INC CALIF CMN STOCK Cmn 221485905 3 800 Sh Call Shared-defined 1 800 COST PLUS INC CALIF CMN STOCK Cmn 221485955 5 1,100 Sh Put Shared-defined 1 1,100 COST PLUS INC CALIF CMN STOCK Cmn 221485105 2 496 Sh Shared-defined 1 496 COST PLUS INC CALIF CMN STOCK Cmn 221485105 42 10,066 Sh Shared-defined -- 10,066 COSTAR GRP INC CMN STOCK Cmn 22160N109 1,483 30,452 Sh Shared-defined -- 30,452 COSTCO WHOLESALE CORP COMMON STOCK Cmn 22160K105 12,883 199,763 Sh Shared-defined -- 199,763 COSTCO WHOLESALE CORP COMMON STOCK Cmn 22160K905 16,290 252,600 Sh Call Shared-defined 1 252,600 COSTCO WHOLESALE CORP COMMON STOCK Cmn 22160K955 11,350 176,000 Sh Put Shared-defined 1 176,000 COLUMN TOTALS 42,786
FORM 13F Page 148 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COTT CORPORATION COMMON STOCK Cmn 22163N906 154 19,600 Sh Call Shared-defined 1 19,600 COTT CORPORATION COMMON STOCK Cmn 22163N956 54 6,900 Sh Put Shared-defined 1 6,900 COTT CORPORATION COMMON STOCK Cmn 22163N106 77 9,868 Sh Shared-defined 1 9,868 COTT CORPORATION COMMON STOCK Cmn 22163N106 218 27,724 Sh Shared-defined -- 27,724 COUER DALENE MINES CORPORATION 3.25% CB 3/15/28 - Bond 192108AR9 10,647 11,206,000 Prn Shared-defined -- N/A COUSINS PROPERTIES INC CMN STK Cmn 222795906 9 1,200 Sh Call Shared-defined 1 1,200 COUSINS PROPERTIES INC CMN STK Cmn 222795106 42 5,881 Sh Shared-defined 1 5,881 COUSINS PROPERTIES INC CMN STK Cmn 222795106 502 70,244 Sh Shared-defined -- 70,244 COVANCE INC CMN STOCK Cmn 222816900 2,297 49,100 Sh Call Shared-defined 1 49,100 COVANCE INC CMN STOCK Cmn 222816950 1,858 39,700 Sh Put Shared-defined 1 39,700 COVANCE INC CMN STOCK Cmn 222816100 1,300 27,780 Sh Shared-defined 1 27,780 COVANTA HOLDING CORP CMN STK Cmn 22282E902 95 6,000 Sh Call Shared-defined 1 6,000 COVANTA HOLDING CORP CMN STK Cmn 22282E952 403 25,600 Sh Put Shared-defined 1 25,600 COVANTA HOLDING CORP CMN STK Cmn 22282E952 7,875 500,000 Sh Put Shared-defined -- 500,000 COLUMN TOTALS 25,531
FORM 13F Page 149 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COVANTA HOLDING CORP CMN STK Cmn 22282E102 45 2,844 Sh Shared-defined 1 2,844 COVANTA HOLDING CORP CMN STK Cmn 22282E102 1,793 113,864 Sh Shared-defined -- 113,864 COVENTRY CORPORATION CMN STK Cmn 222862104 850 39,491 Sh Shared-defined 1 39,491 COVENTRY CORPORATION CMN STK Cmn 222862104 5,236 243,196 Sh Shared-defined -- 243,196 COVENTRY CORPORATION CMN STK Cmn 222862904 491 22,800 Sh Call Shared-defined 1 22,800 COVENTRY CORPORATION CMN STK Cmn 222862954 870 40,400 Sh Put Shared-defined 1 40,400 COVIDIEN PLC Cmn G2554F105 948 23,587 Sh Shared-defined 1 23,587 COVIDIEN PLC Cmn G2554F905 5,884 146,400 Sh Call Shared-defined 1 146,400 COVIDIEN PLC Cmn G2554F955 3,886 96,700 Sh Put Shared-defined 1 96,700 COVIDIEN PLC Cmn G2554F105 10,761 267,762 Sh Shared-defined -- 267,762 CPFL ENERGIA SA-ADR Depository Receipt 126153105 385 5,476 Sh Shared-defined -- N/A CRACKER BARREL OLD COUNTRY STO Cmn 22410J106 75 1,486 Sh Shared-defined 1 1,486 CRACKER BARREL OLD COUNTRY STO Cmn 22410J106 818 16,111 Sh Shared-defined -- 16,111 CRACKER BARREL OLD COUNTRY STO Cmn 22410J906 2,284 45,000 Sh Call Shared-defined 1 45,000 COLUMN TOTALS 34,326
FORM 13F Page 150 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CRACKER BARREL OLD COUNTRY STO Cmn 22410J956 2,279 44,900 Sh Put Shared-defined 1 44,900 CRANE CO Cmn 224399105 338 8,902 Sh Shared-defined 1 8,902 CRANE CO Cmn 224399105 148 3,914 Sh Shared-defined -- 3,914 CRANE CO Cmn 224399905 193 5,100 Sh Call Shared-defined 1 5,100 CRANE CO Cmn 224399955 110 2,900 Sh Put Shared-defined 1 2,900 CRAY INC CMN STOCK Cmn 225223304 57 8,655 Sh Shared-defined 1 8,655 CRAY INC CMN STOCK Cmn 225223304 178 26,913 Sh Shared-defined -- 26,913 CRAY INC CMN STOCK Cmn 225223904 113 17,100 Sh Call Shared-defined 1 17,100 CRAY INC CMN STOCK Cmn 225223954 84 12,800 Sh Put Shared-defined 1 12,800 CREDICORP LTD CMN STOCK Cmn G2519Y108 440 3,865 Sh Shared-defined -- 3,865 CREDIT SUISSE GROUP - Depository SPON ADR 4:1 Receipt 225401108 10 240 Sh Shared-defined 1 N/A CREDIT SUISSE GROUP - Depository SPON ADR 4:1 Receipt 225401108 534 12,545 Sh Shared-defined -- N/A CREE INC CMN STK Cmn 225447901 16,569 305,200 Sh Call Shared-defined 1 305,200 CREE INC CMN STK Cmn 225447951 18,757 345,500 Sh Put Shared-defined 1 345,500 COLUMN TOTALS 39,810
FORM 13F Page 151 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CREE INC CMN STK Cmn 225447101 4,895 90,160 Sh Shared-defined 1 90,160 CREE INC CMN STK Cmn 225447101 928 17,100 Sh Shared-defined -- 17,100 CROCS INC COMMON STOCK Cmn 227046909 1,586 121,900 Sh Call Shared-defined 1 121,900 CROCS INC COMMON STOCK Cmn 227046959 1,107 85,100 Sh Put Shared-defined 1 85,100 CROCS INC COMMON STOCK Cmn 227046109 253 19,416 Sh Shared-defined 1 19,416 CROCS INC COMMON STOCK Cmn 227046109 567 43,588 Sh Shared-defined -- 43,588 CROWN CASTLE INTL CMN STOCK Cmn 228227904 1,448 32,800 Sh Call Shared-defined 1 32,800 CROWN CASTLE INTL CMN STOCK Cmn 228227954 1,797 40,700 Sh Put Shared-defined 1 40,700 CROWN CASTLE INTL CMN STOCK Cmn 228227104 38,565 873,497 Sh Shared-defined -- 873,497 CROWN ENTERTAINMENT Depository LTD Receipt 585464100 707 138,929 Sh Shared-defined 1 N/A CROWN ENTERTAINMENT Depository LTD Receipt 585464100 2,749 540,000 Sh Shared-defined -- N/A CROWN HOLDINGS INC CMN STK Cmn 228368906 530 18,500 Sh Call Shared-defined 1 18,500 CROWN HOLDINGS INC CMN STK Cmn 228368956 909 31,700 Sh Put Shared-defined 1 31,700 CROWN HOLDINGS INC CMN STK Cmn 228368106 11 392 Sh Shared-defined 1 392 COLUMN TOTALS 56,052
FORM 13F Page 152 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CROWN HOLDINGS INC CMN STK Cmn 228368106 9 300 Sh Shared-defined -- 300 CRUCELL - ADR Depository Receipt 228769105 230 6,913 Sh Shared-defined 1 N/A CRUCELL - ADR Depository Receipt 228769105 445 13,367 Sh Shared-defined -- N/A CRYPTOLOGIC LTD CMN STOCK Cmn G3159C909 7 4,900 Sh Call Shared-defined 1 4,900 CRYPTOLOGIC LTD CMN STOCK Cmn G3159C959 24 17,700 Sh Put Shared-defined 1 17,700 CRYPTOLOGIC LTD CMN STOCK Cmn G3159C109 9 6,633 Sh Shared-defined 1 6,633 CRYSTALLEX INTL INC CMN STOCK Cmn 22942F101 4 10,697 Sh Shared-defined 1 10,697 CSG SYS INTL INC CMN STOCK Cmn 126349109 48 2,652 Sh Shared-defined 1 2,652 CSG SYS INTL INC CMN STOCK Cmn 126349109 674 36,954 Sh Shared-defined -- 36,954 CSX CORP Cmn 126408103 452 8,170 Sh Shared-defined 1 8,170 CSX CORP Cmn 126408103 275 4,964 Sh Shared-defined -- 4,964 CSX CORP Cmn 126408903 17,044 308,100 Sh Call Shared-defined 1 308,100 CSX CORP Cmn 126408953 10,030 181,300 Sh Put Shared-defined 1 181,300 CTC MEDIA INC Cmn 12642X106 77 3,487 Sh Shared-defined 1 3,487 COLUMN TOTALS 29,328
FORM 13F Page 153 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CTC MEDIA INC Cmn 12642X906 691 31,500 Sh Call Shared-defined 1 31,500 CTC MEDIA INC Cmn 12642X956 1,703 77,600 Sh Put Shared-defined 1 77,600 CTC MEDIA INC Cmn 12642X106 28 1,293 Sh Shared-defined -- 1,293 CTRIP.COM INTERNATIONAL-ADR 1:2 Depository Receipt 22943F100 551 11,547 Sh Shared-defined 1 N/A CUBIC CORP CMN STK Cmn 229669906 24 600 Sh Call Shared-defined 1 600 CUBIC CORP CMN STK Cmn 229669956 816 20,000 Sh Put Shared-defined 1 20,000 CUBIC CORP CMN STK Cmn 229669106 196 4,806 Sh Shared-defined 1 4,806 CUBIC CORP CMN STK Cmn 229669106 266 6,511 Sh Shared-defined -- 6,511 CUBIST PHARMACE 2.25% CB 6/15/2013- REGISTERED Bond 229678AC1 95,786 94,044,000 Prn Shared-defined -- N/A CUBIST PHARMACEUTICALS INC CMN STOCK Cmn 229678107 92 3,940 Sh Shared-defined 1 3,940 CUBIST PHARMACEUTICALS INC CMN STOCK Cmn 229678107 4,837 206,791 Sh Shared-defined -- 206,791 CUBIST PHARMACEUTICALS INC CMN STOCK Cmn 229678907 566 24,200 Sh Call Shared-defined 1 24,200 CUBIST PHARMACEUTICALS INC CMN STOCK Cmn 229678957 653 27,900 Sh Put Shared-defined 1 27,900 CULLEN/FROST BANKERS INC CMN STK Cmn 229899909 1,568 29,100 Sh Call Shared-defined 1 29,100 COLUMN TOTALS 107,777
FORM 13F Page 154 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CULLEN/FROST BANKERS INC CMN STK Cmn 229899959 943 17,500 Sh Put Shared-defined 1 17,500 CULLEN/FROST BANKERS INC CMN STK Cmn 229899109 9,815 182,207 Sh Shared-defined -- 182,207 CUMMINS INC Cmn 231021906 13,741 151,700 Sh Call Shared-defined 1 151,700 CUMMINS INC Cmn 231021956 10,851 119,800 Sh Put Shared-defined 1 119,800 CUMULUS MEDIA CMN STOCK Cmn 231082108 -- 59 Sh Shared-defined 1 59 CUMULUS MEDIA CMN STOCK Cmn 231082108 34 12,063 Sh Shared-defined -- 12,063 CURTISS-WRIGHT CORP CMN STK Cmn 231561901 1,730 57,100 Sh Call Shared-defined 1 57,100 CURTISS-WRIGHT CORP CMN STK Cmn 231561951 118 3,900 Sh Put Shared-defined 1 3,900 CURTISS-WRIGHT CORP CMN STK Cmn 231561101 48 1,599 Sh Shared-defined 1 1,599 CURTISS-WRIGHT CORP CMN STK Cmn 231561101 638 21,044 Sh Shared-defined -- 21,044 CVB FINANCIAL CORP CMN STK Cmn 126600905 143 19,000 Sh Call Shared-defined 1 19,000 CVB FINANCIAL CORP CMN STK Cmn 126600955 73 9,700 Sh Put Shared-defined 1 9,700 CVB FINANCIAL CORP CMN STK Cmn 126600105 29 3,866 Sh Shared-defined 1 3,866 CVB FINANCIAL CORP CMN STK Cmn 126600105 1,012 134,802 Sh Shared-defined -- 134,802 COLUMN TOTALS 39,175
FORM 13F Page 155 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CVR ENERGY INC Cmn 12662P108 450 54,549 Sh Shared-defined -- 54,549 CVS CAREMARK CORP CMN STK Cmn 126650100 24,739 786,122 Sh Shared-defined -- 786,122 CVS CAREMARK CORP CMN STK Cmn 126650900 9,815 311,900 Sh Call Shared-defined 1 311,900 CVS CAREMARK CORP CMN STK Cmn 126650950 13,535 430,100 Sh Put Shared-defined 1 430,100 CVS CAREMARK CORP CMN STK Cmn 126650950 8,497 270,000 Sh Put Shared-defined -- 270,000 CYBERONICS INC CMN STK Cmn 23251P902 742 27,800 Sh Call Shared-defined 1 27,800 CYBERONICS INC CMN STK Cmn 23251P952 1,486 55,700 Sh Put Shared-defined 1 55,700 CYBERONICS INC CMN STK Cmn 23251P102 52 1,936 Sh Shared-defined 1 1,936 CYMER INC CMN STOCK Cmn 232572907 289 7,800 Sh Call Shared-defined 1 7,800 CYMER INC CMN STOCK Cmn 232572957 556 15,000 Sh Put Shared-defined 1 15,000 CYMER INC CMN STOCK Cmn 232572107 631 17,030 Sh Shared-defined -- 17,030 CYPRESS BIOSCIENCES INC Cmn 232674507 25 6,364 Sh Shared-defined 1 6,364 CYPRESS BIOSCIENCES INC Cmn 232674907 5 1,400 Sh Call Shared-defined 1 1,400 CYPRESS BIOSCIENCES INC Cmn 232674957 42 10,900 Sh Put Shared-defined 1 10,900 COLUMN TOTALS 60,864
FORM 13F Page 156 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CYPRESS SEMICONDUCTOR COMMON STOCK Cmn 232806909 459 36,500 Sh Call Shared-defined 1 36,500 CYPRESS SEMICONDUCTOR COMMON STOCK Cmn 232806959 845 67,200 Sh Put Shared-defined 1 67,200 CYPRESS SEMICONDUCTOR COMMON STOCK Cmn 232806109 626 49,766 Sh Shared-defined 1 49,766 CYPRESS SEMICONDUCTOR COMMON STOCK Cmn 232806109 4,462 354,656 Sh Shared-defined -- 354,656 CYPRESS SHARPRIDGE INVESTMEN Cmn 23281A307 1,040 77,892 Sh Shared-defined -- 77,892 CYTEC INDUSTRIES INC CMN STK Cmn 232820900 710 12,600 Sh Call Shared-defined 1 12,600 CYTEC INDUSTRIES INC CMN STK Cmn 232820950 722 12,800 Sh Put Shared-defined 1 12,800 CYTEC INDUSTRIES INC CMN STK Cmn 232820100 1,045 18,543 Sh Shared-defined 1 18,543 CYTEC INDUSTRIES INC CMN STK Cmn 232820100 2,299 40,781 Sh Shared-defined -- 40,781 CYTOKINETICS INC COMMON STOCK Cmn 23282W900 54 20,500 Sh Call Shared-defined 1 20,500 CYTOKINETICS INC COMMON STOCK Cmn 23282W950 16 6,200 Sh Put Shared-defined 1 6,200 CYTOKINETICS INC COMMON STOCK Cmn 23282W100 33 12,423 Sh Shared-defined 1 12,423 CYTORI THERAPEUTICS INC COMMON STOCK Cmn 23283K905 104 21,200 Sh Call Shared-defined 1 21,200 CYTORI THERAPEUTICS INC COMMON STOCK Cmn 23283K955 158 32,300 Sh Put Shared-defined 1 32,300 COLUMN TOTALS 12,573
FORM 13F Page 157 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CYTORI THERAPEUTICS INC COMMON STOCK Cmn 23283K105 184 37,574 Sh Shared-defined 1 37,574 CYTORI THERAPEUTICS INC-CW1 Wt 23283K113 -- 118 Shared-defined 1 N/A D R HORTON INC CMN STK Cmn 23331A909 2,402 216,000 Sh Call Shared-defined 1 216,000 D R HORTON INC CMN STK Cmn 23331A959 1,944 174,800 Sh Put Shared-defined 1 174,800 D R HORTON INC CMN STK Cmn 23331A109 382 34,341 Sh Shared-defined -- 34,341 DAKTRONICS INC CMN STK Cmn 234264909 116 11,800 Sh Call Shared-defined 1 11,800 DAKTRONICS INC CMN STK Cmn 234264959 6 600 Sh Put Shared-defined 1 600 DAKTRONICS INC CMN STK Cmn 234264109 61 6,230 Sh Shared-defined 1 6,230 DAKTRONICS INC CMN STK Cmn 234264109 143 14,517 Sh Shared-defined -- 14,517 DANA HOLDING CORP Cmn 235825905 1,023 83,000 Sh Call Shared-defined 1 83,000 DANA HOLDING CORP Cmn 235825955 184 14,900 Sh Put Shared-defined 1 14,900 DANA HOLDING CORP Cmn 235825205 43 3,500 Sh Shared-defined -- 3,500 DANAHER CORP CMN STK Cmn 235851902 7,635 188,000 Sh Call Shared-defined 1 188,000 DANAHER CORP CMN STK Cmn 235851952 3,777 93,000 Sh Put Shared-defined 1 93,000 COLUMN TOTALS 17,900
FORM 13F Page 158 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DANAHER CORP CMN STK Cmn 235851102 567 13,950 Sh Shared-defined 1 13,950 DARDEN RESTAURANTS, INC. COMMON STOCK NYSE Cmn 237194905 4,907 114,700 Sh Call Shared-defined 1 114,700 DARDEN RESTAURANTS, INC. COMMON STOCK NYSE Cmn 237194955 3,157 73,800 Sh Put Shared-defined 1 73,800 DARDEN RESTAURANTS, INC. COMMON STOCK NYSE Cmn 237194105 743 17,378 Sh Shared-defined 1 17,378 DARDEN RESTAURANTS, INC. COMMON STOCK NYSE Cmn 237194105 11,688 273,221 Sh Shared-defined -- 273,221 DAVITA INC CMN STOCK Cmn 23918K908 1,153 16,700 Sh Call Shared-defined 1 16,700 DAVITA INC CMN STOCK Cmn 23918K958 1,539 22,300 Sh Put Shared-defined 1 22,300 DAVITA INC CMN STOCK Cmn 23918K108 128 1,852 Sh Shared-defined 1 1,852 DAVITA INC CMN STOCK Cmn 23918K108 6,071 87,947 Sh Shared-defined -- 87,947 DCP MIDSTREAM PARTNERS LP CMN UNITS Cmn 23311P900 523 15,600 Sh Call Shared-defined 1 15,600 DCP MIDSTREAM PARTNERS LP CMN UNITS Cmn 23311P950 278 8,300 Sh Put Shared-defined 1 8,300 DCP MIDSTREAM PARTNERS LP CMN UNITS Cmn 23311P100 9 271 Sh Shared-defined 1 271 DCT INDUSTRIAL TRUST INC Cmn 233153105 1,779 371,367 Sh Shared-defined -- 371,367 DEALERTRACK HOLDINGS INC COMMONSTOCK Cmn 242309102 11 632 Sh Shared-defined 1 632 COLUMN TOTALS 32,553
FORM 13F Page 159 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DEALERTRACK HOLDINGS INC COMMONSTOCK Cmn 242309102 15,303 895,979 Sh Shared-defined -- 895,979 DEAN FOODS CO CMN STOCK Cmn 242370904 1,099 107,600 Sh Call Shared-defined 1 107,600 DEAN FOODS CO CMN STOCK Cmn 242370954 1,290 126,300 Sh Put Shared-defined 1 126,300 DEAN FOODS CO CMN STOCK Cmn 242370954 3,063 300,000 Sh Put Shared-defined -- 300,000 DEAN FOODS CO CMN STOCK Cmn 242370104 1,113 109,055 Sh Shared-defined 1 109,055 DEAN FOODS CO CMN STOCK Cmn 242370104 2,260 221,376 Sh Shared-defined -- 221,376 DECKERS OUTDOOR CORP CMN STK Cmn 243537907 4,956 99,200 Sh Call Shared-defined 1 99,200 DECKERS OUTDOOR CORP CMN STK Cmn 243537957 3,542 70,900 Sh Put Shared-defined 1 70,900 DECKERS OUTDOOR CORP CMN STK Cmn 243537107 19,391 388,134 Sh Shared-defined -- 388,134 DEERE & COMPANY COMMON STOCK Cmn 244199905 20,550 294,500 Sh Call Shared-defined 1 294,500 DEERE & COMPANY COMMON STOCK Cmn 244199955 24,995 358,200 Sh Put Shared-defined 1 358,200 DEERE & COMPANY COMMON STOCK Cmn 244199105 1,093 15,665 Sh Shared-defined 1 15,665 DEERE & COMPANY COMMON STOCK Cmn 244199105 12,932 185,330 Sh Shared-defined -- 185,330 DEL MONTE FOODS CMN STOCK Cmn 24522P103 8,521 649,959 Sh Shared-defined -- 649,959 COLUMN TOTALS 120,108
FORM 13F Page 160 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DEL MONTE FOODS CMN STOCK Cmn 24522P903 256 19,500 Sh Call Shared-defined 1 19,500 DEL MONTE FOODS CMN STOCK Cmn 24522P953 139 10,600 Sh Put Shared-defined 1 10,600 DELCATH SYSTEMS INC Cmn 24661P104 438 60,679 Sh Shared-defined 1 60,679 DELCATH SYSTEMS INC Cmn 24661P904 675 93,500 Sh Call Shared-defined 1 93,500 DELCATH SYSTEMS INC Cmn 24661P954 993 137,600 Sh Put Shared-defined 1 137,600 DELCATH SYSTEMS INC Cmn 24661P104 261 36,105 Sh Shared-defined -- 36,105 DELEK US HOLDINGS INC Cmn 246647101 17 2,349 Sh Shared-defined 1 2,349 DELEK US HOLDINGS INC Cmn 246647101 72 10,123 Sh Shared-defined -- 10,123 DELL INC CMN STOCK Cmn 24702R901 6,317 487,400 Sh Call Shared-defined 1 487,400 DELL INC CMN STOCK Cmn 24702R951 7,320 564,800 Sh Put Shared-defined 1 564,800 DELL INC CMN STOCK Cmn 24702R101 589 45,423 Sh Shared-defined 1 45,423 DELL INC CMN STOCK Cmn 24702R101 34,108 2,631,802 Sh Shared-defined -- 2,631,802 DELPHI FINANCIAL GRP - -CL A CMN STK Cmn 247131905 377 15,100 Sh Call Shared-defined 1 15,100 DELPHI FINANCIAL GRP - -CL A CMN STK Cmn 247131955 57 2,300 Sh Put Shared-defined 1 2,300 COLUMN TOTALS 51,619
FORM 13F Page 161 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DELPHI FINANCIAL GRP - -CL A CMN STK Cmn 247131105 2 86 Sh Shared-defined 1 86 DELPHI FINANCIAL GRP - -CL A CMN STK Cmn 247131105 39 1,564 Sh Shared-defined -- 1,564 DELTA AIR LINES INC CMN STK Cmn 247361902 4,114 353,400 Sh Call Shared-defined 1 353,400 DELTA AIR LINES INC CMN STK Cmn 247361952 3,919 336,700 Sh Put Shared-defined 1 336,700 DELTA AIR LINES INC CMN STK Cmn 247361702 129 11,057 Sh Shared-defined 1 11,057 DELTA AIR LINES INC CMN STK Cmn 247361702 652 56,014 Sh Shared-defined -- 56,014 DELTA PETROLEUM CORP CMN STK Cmn 247907907 15 18,700 Sh Call Shared-defined 1 18,700 DELTA PETROLEUM CORP CMN STK Cmn 247907957 34 43,200 Sh Put Shared-defined 1 43,200 DELTA PETROLEUM CORP CMN STK Cmn 247907207 5 6,758 Sh Shared-defined 1 6,758 DELTA PETROLEUM CORP CMN STK Cmn 247907207 17 21,019 Sh Shared-defined -- 21,019 DELTEK INC Cmn 24784L105 1 107 Sh Shared-defined 1 107 DELTEK INC Cmn 24784L105 82 10,196 Sh Shared-defined -- 10,196 DELUXE CORP Cmn 248019901 1,025 53,600 Sh Call Shared-defined 1 53,600 DELUXE CORP Cmn 248019951 25 1,300 Sh Put Shared-defined 1 1,300 COLUMN TOTALS 10,059
FORM 13F Page 162 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DELUXE CORP Cmn 248019101 690 36,056 Sh Shared-defined -- 36,056 DEMANDTEC INC Cmn 24802R506 6 617 Sh Shared-defined 1 617 DEMANDTEC INC Cmn 24802R506 92 9,800 Sh Shared-defined -- 9,800 DENBURY RES INC CMN STOCK Cmn 247916908 725 45,600 Sh Call Shared-defined 1 45,600 DENBURY RES INC CMN STOCK Cmn 247916958 300 18,900 Sh Put Shared-defined 1 18,900 DENBURY RES INC CMN STOCK Cmn 247916208 41 2,605 Sh Shared-defined 1 2,605 DENBURY RES INC CMN STOCK Cmn 247916208 773 48,650 Sh Shared-defined -- 48,650 DENDREON CORP Cmn 24823Q907 17,547 426,100 Sh Call Shared-defined 1 426,100 DENDREON CORP Cmn 24823Q957 15,426 374,600 Sh Put Shared-defined 1 374,600 DENDREON CORP Cmn 24823Q107 21,947 532,960 Sh Shared-defined -- 532,960 DENNY'S CORP CMN STOCK Cmn 24869P104 3 1,067 Sh Shared-defined 1 1,067 DENNY'S CORP CMN STOCK Cmn 24869P104 200 64,300 Sh Shared-defined -- 64,300 DENTSPLY INTERNATL INC CMN STK Cmn 249030907 291 9,100 Sh Call Shared-defined 1 9,100 DENTSPLY INTERNATL INC CMN STK Cmn 249030957 141 4,400 Sh Put Shared-defined 1 4,400 COLUMN TOTALS 58,182
FORM 13F Page 163 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DENTSPLY INTERNATL INC CMN STK Cmn 249030107 364 11,386 Sh Shared-defined -- 11,386 DEPOMED INC CMN STOCK Cmn 249908904 37 8,300 Sh Call Shared-defined 1 8,300 DEPOMED INC CMN STOCK Cmn 249908954 6 1,400 Sh Put Shared-defined 1 1,400 DEPOMED INC CMN STOCK Cmn 249908104 29 6,516 Sh Shared-defined 1 6,516 DEUTSCHE BANK Cmn D18190898 1,616 29,422 Sh Shared-defined -- 29,422 DEUTSCHE BANK Cmn D18190908 27 500 Sh Call Shared-defined 1 500 DEUTSCHE BANK Cmn D18190958 99 1,800 Sh Put Shared-defined 1 1,800 DEVELOPERS DIVERSIFIED REALTY COMMON STOCK Cmn 251591903 343 30,600 Sh Call Shared-defined 1 30,600 DEVELOPERS DIVERSIFIED REALTY COMMON STOCK Cmn 251591953 272 24,200 Sh Put Shared-defined 1 24,200 DEVELOPERS DIVERSIFIED REALTY COMMON STOCK Cmn 251591103 7,393 658,931 Sh Shared-defined -- 658,931 DEVON ENERGY CORP CMN STOCK (NEW) Cmn 25179M103 4,347 67,143 Sh Shared-defined 1 67,143 DEVON ENERGY CORP CMN STOCK (NEW) Cmn 25179M103 79,821 1,232,951 Sh Shared-defined -- 1,232,951 DEVON ENERGY CORP CMN STOCK (NEW) Cmn 25179M903 15,654 241,800 Sh Call Shared-defined 1 241,800 DEVON ENERGY CORP CMN STOCK (NEW) Cmn 25179M953 13,233 204,400 Sh Put Shared-defined 1 204,400 COLUMN TOTALS 123,241
FORM 13F Page 164 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DEVRY INC CMN STK Cmn 251893903 3,952 80,300 Sh Call Shared-defined 1 80,300 DEVRY INC CMN STK Cmn 251893953 1,206 24,500 Sh Put Shared-defined 1 24,500 DEVRY INC CMN STK Cmn 251893103 309 6,278 Sh Shared-defined 1 6,278 DEVRY INC CMN STK Cmn 251893103 20,530 417,198 Sh Shared-defined -- 417,198 DEXCOM INC COMMON STOCK Cmn 252131907 73 5,500 Sh Call Shared-defined 1 5,500 DEXCOM INC COMMON STOCK Cmn 252131957 59 4,500 Sh Put Shared-defined 1 4,500 DEXCOM INC COMMON STOCK Cmn 252131107 49 3,738 Sh Shared-defined 1 3,738 DEXCOM INC COMMON STOCK Cmn 252131107 186 14,084 Sh Shared-defined -- 14,084 DG FASTCHANNEL INC CMN STOCK Cmn 23326R909 1,940 89,200 Sh Call Shared-defined 1 89,200 DG FASTCHANNEL INC CMN STOCK Cmn 23326R959 2,516 115,700 Sh Put Shared-defined 1 115,700 DG FASTCHANNEL INC CMN STOCK Cmn 23326R109 1,422 65,369 Sh Shared-defined 1 65,369 DG FASTCHANNEL INC CMN STOCK Cmn 23326R109 911 41,886 Sh Shared-defined -- 41,886 DHT HOLDINGS INC Cmn Y2065G105 72 17,389 Sh Shared-defined 1 17,389 DHT HOLDINGS INC Cmn Y2065G905 63 15,300 Sh Call Shared-defined 1 15,300 COLUMN TOTALS 33,288
FORM 13F Page 165 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DHT HOLDINGS INC Cmn Y2065G955 28 6,700 Sh Put Shared-defined 1 6,700 DHT HOLDINGS INC Cmn Y2065G105 73 17,642 Sh Shared-defined -- 17,642 DIAGEO PLC -SPONS ADR Depository 4:1 Receipt 25243Q205 227 3,288 Sh Shared-defined 1 N/A DIAGEO PLC -SPONS ADR Depository 4:1 Receipt 25243Q205 909 13,173 Sh Shared-defined -- N/A DIAMOND FOODS INC COMMON STOCK Cmn 252603905 266 6,500 Sh Call Shared-defined 1 6,500 DIAMOND FOODS INC COMMON STOCK Cmn 252603955 41 1,000 Sh Put Shared-defined 1 1,000 DIAMOND FOODS INC COMMON STOCK Cmn 252603105 43 1,040 Sh Shared-defined 1 1,040 DIAMOND FOODS INC COMMON STOCK Cmn 252603105 337 8,218 Sh Shared-defined -- 8,218 DIAMOND OFFSHORE DRILLING COMMON Cmn 25271C102 723 10,672 Sh Shared-defined 1 10,672 DIAMOND OFFSHORE DRILLING COMMON Cmn 25271C102 17 249 Sh Shared-defined -- 249 DIAMOND OFFSHORE DRILLING COMMON Cmn 25271C902 12,917 190,600 Sh Call Shared-defined 1 190,600 DIAMOND OFFSHORE DRILLING COMMON Cmn 25271C952 14,781 218,100 Sh Put Shared-defined 1 218,100 DIANA SHIPPING INC COMMON STOCK Cmn Y2066G904 687 54,100 Sh Call Shared-defined 1 54,100 DIANA SHIPPING INC COMMON STOCK Cmn Y2066G954 695 54,700 Sh Put Shared-defined 1 54,700 COLUMN TOTALS 31,744
FORM 13F Page 166 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DIANA SHIPPING INC COMMON STOCK Cmn Y2066G104 489 38,523 Sh Shared-defined 1 38,523 DIANA SHIPPING INC COMMON STOCK Cmn Y2066G104 344 27,125 Sh Shared-defined -- 27,125 DICE HOLDINGS INC Cmn 253017107 98 11,580 Sh Shared-defined -- 11,580 DICK'S SPORTING GOODS INC COMMON STOCK Cmn 253393902 2,824 100,700 Sh Call Shared-defined 1 100,700 DICK'S SPORTING GOODS INC COMMON STOCK Cmn 253393952 1,862 66,400 Sh Put Shared-defined 1 66,400 DICK'S SPORTING GOODS INC COMMON STOCK Cmn 253393102 1,602 57,149 Sh Shared-defined -- 57,149 DIEBOLD INC CMN STK Cmn 253651903 84 2,700 Sh Call Shared-defined 1 2,700 DIEBOLD INC CMN STK Cmn 253651953 513 16,500 Sh Put Shared-defined 1 16,500 DIEBOLD INC CMN STK Cmn 253651103 139 4,459 Sh Shared-defined 1 4,459 DIEBOLD INC CMN STK Cmn 253651103 246 7,907 Sh Shared-defined -- 7,907 DIGI INTERNATIONAL INC CMN STK Cmn 253798102 108 11,384 Sh Shared-defined -- 11,384 DIGITAL REALTY TRUST INC COMMON STOCK Cmn 253868903 2,024 32,800 Sh Call Shared-defined 1 32,800 DIGITAL REALTY TRUST INC COMMON STOCK Cmn 253868953 10,452 169,400 Sh Put Shared-defined 1 169,400 DIGITAL REALTY TRUST INC COMMON STOCK Cmn 253868103 7,111 115,252 Sh Shared-defined -- 115,252 COLUMN TOTALS 27,896
FORM 13F Page 167 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DIGITAL RIVER INC CMN STOCK Cmn 25388B904 2,672 78,500 Sh Call Shared-defined 1 78,500 DIGITAL RIVER INC CMN STOCK Cmn 25388B954 2,179 64,000 Sh Put Shared-defined 1 64,000 DIGITAL RIVER INC CMN STOCK Cmn 25388B104 475 13,949 Sh Shared-defined 1 13,949 DIGITAL RIVER INC CMN STOCK Cmn 25388B104 8,649 254,088 Sh Shared-defined -- 254,088 DIGITALGLOBE INC Cmn 25389M877 420 13,818 Sh Shared-defined 1 13,818 DIGITALGLOBE INC Cmn 25389M907 897 29,500 Sh Call Shared-defined 1 29,500 DIGITALGLOBE INC Cmn 25389M957 742 24,400 Sh Put Shared-defined 1 24,400 DIGITALGLOBE INC Cmn 25389M877 806 26,509 Sh Shared-defined -- 26,509 DILLARD'S INC - CL A CMN STK Cmn 254067101 128 5,395 Sh Shared-defined 1 5,395 DILLARD'S INC - CL A CMN STK Cmn 254067101 147 6,224 Sh Shared-defined -- 6,224 DILLARD'S INC - CL A CMN STK Cmn 254067901 1,910 80,800 Sh Call Shared-defined 1 80,800 DILLARD'S INC - CL A CMN STK Cmn 254067951 1,052 44,500 Sh Put Shared-defined 1 44,500 DINEEQUITY INC CMN STK Cmn 254423106 39 876 Sh Shared-defined 1 876 DINEEQUITY INC CMN STK Cmn 254423106 309 6,867 Sh Shared-defined -- 6,867 COLUMN TOTALS 20,425
FORM 13F Page 168 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DINEEQUITY INC CMN STK Cmn 254423906 1,853 41,200 Sh Call Shared-defined 1 41,200 DINEEQUITY INC CMN STK Cmn 254423956 3,522 78,300 Sh Put Shared-defined 1 78,300 DIODES INC CMN STK Cmn 254543901 65 3,800 Sh Call Shared-defined 1 3,800 DIODES INC CMN STK Cmn 254543951 123 7,200 Sh Put Shared-defined 1 7,200 DIODES INC CMN STK Cmn 254543101 79 4,622 Sh Shared-defined 1 4,622 DIODES INC CMN STK Cmn 254543101 7,229 422,990 Sh Shared-defined -- 422,990 DIONEX CORP CMN STK Cmn 254546104 317 3,668 Sh Shared-defined -- 3,668 DIRECTV Cmn 25490A101 2,079 49,934 Sh Shared-defined 1 49,934 DIRECTV Cmn 25490A901 12,318 295,900 Sh Call Shared-defined 1 295,900 DIRECTV Cmn 25490A951 13,625 327,300 Sh Put Shared-defined 1 327,300 DIRECTV Cmn 25490A101 1,547 37,152 Sh Shared-defined -- 37,152 DISCOVER FINANCIAL AT NEW YORK Cmn 254709108 3,676 220,393 Sh Shared-defined -- 220,393 DISCOVER FINANCIAL AT NEW YORK Cmn 254709908 2,253 135,100 Sh Call Shared-defined 1 135,100 DISCOVER FINANCIAL AT NEW YORK Cmn 254709958 984 59,000 Sh Put Shared-defined 1 59,000 COLUMN TOTALS 49,670
FORM 13F Page 169 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DISCOVERY COMMUNICATIONS INC Cmn 25470F904 1,672 38,400 Sh Call Shared-defined 1 38,400 DISCOVERY COMMUNICATIONS INC Cmn 25470F954 61 1,400 Sh Put Shared-defined 1 1,400 DISCOVERY COMMUNICATIONS INC Cmn 25470F104 787 18,070 Sh Shared-defined -- 18,070 DISCOVERY COMMUNICATIONS-C Cmn 25470F302 18 474 Sh Shared-defined 1 474 DISCOVERY COMMUNICATIONS-C Cmn 25470F302 10,772 282,072 Sh Shared-defined -- 282,072 DISH NETWORK CORP COMMON STOCK Cmn 25470M909 1,772 92,500 Sh Call Shared-defined 1 92,500 DISH NETWORK CORP COMMON STOCK Cmn 25470M959 2,087 108,900 Sh Put Shared-defined 1 108,900 DISH NETWORK CORP COMMON STOCK Cmn 25470M909 75,069 3,918,000 Sh Call Shared-defined -- 3,918,000 DISH NETWORK CORP COMMON STOCK Cmn 25470M109 590 30,773 Sh Shared-defined 1 30,773 DISH NETWORK CORP COMMON STOCK Cmn 25470M109 987 51,504 Sh Shared-defined -- 51,504 DISNEY WALT CO Cmn 254687106 1,419 42,866 Sh Shared-defined 1 42,866 DISNEY WALT CO Cmn 254687106 3,955 119,461 Sh Shared-defined -- 119,461 DIVX INC Cmn 255413106 50 5,286 Sh Shared-defined 1 5,286 DIVX INC Cmn 255413906 59 6,200 Sh Call Shared-defined 1 6,200 COLUMN TOTALS 99,298
FORM 13F Page 170 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DIVX INC Cmn 255413956 48 5,000 Sh Put Shared-defined 1 5,000 DOLBY LABORATORIES INC. COMMON STOCK Cmn 25659T907 3,664 64,500 Sh Call Shared-defined 1 64,500 DOLBY LABORATORIES INC. COMMON STOCK Cmn 25659T957 5,369 94,500 Sh Put Shared-defined 1 94,500 DOLBY LABORATORIES INC. COMMON STOCK Cmn 25659T107 2,879 50,679 Sh Shared-defined 1 50,679 DOLBY LABORATORIES INC. COMMON STOCK Cmn 25659T107 12,899 227,055 Sh Shared-defined -- 227,055 DOLE FOOD COMPANY INC Cmn 256603901 65 7,100 Sh Call Shared-defined 1 7,100 DOLE FOOD COMPANY INC Cmn 256603951 48 5,200 Sh Put Shared-defined 1 5,200 DOLE FOOD COMPANY INC Cmn 256603901 3,843 420,000 Sh Call Shared-defined -- 420,000 DOLLAR FINANCIAL CORP 2.875% CB 6/30/2027 - REGISTERED Bond 256664AB9 6,021 6,450,000 Prn Shared-defined -- N/A DOLLAR FINANCIAL CORP 3% CB 04/01/2028- REGISTERED Bond 256664AC7 30,863 30,738,000 Prn Shared-defined -- N/A DOLLAR FINANCIAL CORP COMMON STOCK Cmn 256664103 10 482 Sh Shared-defined 1 482 DOLLAR GENERAL CORP Cmn 256677905 1,515 51,800 Sh Call Shared-defined 1 51,800 DOLLAR GENERAL CORP Cmn 256677955 921 31,500 Sh Put Shared-defined 1 31,500 DOLLAR GENERAL CORP Cmn 256677105 132 4,508 Sh Shared-defined -- 4,508 COLUMN TOTALS 68,277
FORM 13F Page 171 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DOLLAR THRIFTY AUTO GRP CMN STOCK Cmn 256743905 3,274 65,300 Sh Call Shared-defined 1 65,300 DOLLAR THRIFTY AUTO GRP CMN STOCK Cmn 256743955 6,373 127,100 Sh Put Shared-defined 1 127,100 DOLLAR THRIFTY AUTO GRP CMN STOCK Cmn 256743105 422 8,419 Sh Shared-defined 1 8,419 DOLLAR TREE STORES INC CMN STOCK Cmn 256746908 5,507 112,950 Sh Call Shared-defined 1 112,950 DOLLAR TREE STORES INC CMN STOCK Cmn 256746958 2,350 48,200 Sh Put Shared-defined 1 48,200 DOLLAR TREE STORES INC CMN STOCK Cmn 256746108 258 5,288 Sh Shared-defined 1 5,288 DOLLAR TREE STORES INC CMN STOCK Cmn 256746108 2,079 42,640 Sh Shared-defined -- 42,640 DOMINION RES INC VA Cmn 25746U109 688 15,749 Sh Shared-defined 1 15,749 DOMINION RES INC VA Cmn 25746U109 26 595 Sh Shared-defined -- 595 DOMINION RES INC VA Cmn 25746U909 2,467 56,500 Sh Call Shared-defined 1 56,500 DOMINION RES INC VA Cmn 25746U959 1,423 32,600 Sh Put Shared-defined 1 32,600 DOMINO'S PIZZA, INC. COMMON STOCK Cmn 25754A901 188 14,200 Sh Call Shared-defined 1 14,200 DOMINO'S PIZZA, INC. COMMON STOCK Cmn 25754A951 131 9,900 Sh Put Shared-defined 1 9,900 DOMINO'S PIZZA, INC. COMMON STOCK Cmn 25754A201 19 1,454 Sh Shared-defined 1 1,454 COLUMN TOTALS 25,205
FORM 13F Page 172 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DOMINO'S PIZZA, INC. COMMON STOCK Cmn 25754A201 216 16,362 Sh Shared-defined -- 16,362 DOMTAR CORP CMN STK Cmn 257559203 223 3,447 Sh Shared-defined 1 3,447 DOMTAR CORP CMN STK Cmn 257559203 1,064 16,478 Sh Shared-defined -- 16,478 DOMTAR CORP CMN STK Cmn 257559903 3,746 58,000 Sh Call Shared-defined 1 58,000 DOMTAR CORP CMN STK Cmn 257559953 7,659 118,600 Sh Put Shared-defined 1 118,600 DONALDSON CO INC CMN STK Cmn 257651909 735 15,600 Sh Call Shared-defined 1 15,600 DONALDSON CO INC CMN STK Cmn 257651959 617 13,100 Sh Put Shared-defined 1 13,100 DONALDSON CO INC CMN STK Cmn 257651109 47 994 Sh Shared-defined 1 994 DONALDSON CO INC CMN STK Cmn 257651109 8,894 188,702 Sh Shared-defined -- 188,702 DONNELLEY R R & SONS CO Cmn 257867101 2,089 123,166 Sh Shared-defined -- 123,166 DOUGLAS EMMETT INC Cmn 25960P109 70 3,982 Sh Shared-defined 1 3,982 DOUGLAS EMMETT INC Cmn 25960P909 54 3,100 Sh Call Shared-defined 1 3,100 DOUGLAS EMMETT INC Cmn 25960P959 21 1,200 Sh Put Shared-defined 1 1,200 DOUGLAS EMMETT INC Cmn 25960P109 7,681 438,665 Sh Shared-defined -- 438,665 COLUMN TOTALS 33,116
FORM 13F Page 173 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DOVER CORP Cmn 260003908 1,519 29,100 Sh Call Shared-defined 1 29,100 DOVER CORP Cmn 260003958 188 3,600 Sh Put Shared-defined 1 3,600 DOVER CORP Cmn 260003108 111 2,132 Sh Shared-defined -- 2,132 DOW CHEMICAL COMPANY COMMON STOCK Cmn 260543103 674 24,540 Sh Shared-defined 1 24,540 DOW CHEMICAL COMPANY COMMON STOCK Cmn 260543103 11 409 Sh Shared-defined -- 409 DPL INC CMN STK Cmn 233293109 1,363 52,148 Sh Shared-defined -- 52,148 DR PEPPER SNAPPLE GROUP INC Cmn 26138E109 496 13,974 Sh Shared-defined 1 13,974 DR PEPPER SNAPPLE GROUP INC Cmn 26138E109 1,083 30,496 Sh Shared-defined -- 30,496 DR PEPPER SNAPPLE GROUP INC Cmn 26138E909 28 800 Sh Call Shared-defined 1 800 DR PEPPER SNAPPLE GROUP INC Cmn 26138E959 664 18,700 Sh Put Shared-defined 1 18,700 DRAGONWAVE Cmn 26144M903 113 15,900 Sh Call Shared-defined 1 15,900 DRAGONWAVE Cmn 26144M953 8 1,200 Sh Put Shared-defined 1 1,200 DREAMWORKS ANIMATION SKG, INC. COMMON STOCK Cmn 26153C903 412 12,900 Sh Call Shared-defined 1 12,900 DREAMWORKS ANIMATION SKG, INC. COMMON STOCK Cmn 26153C953 83 2,600 Sh Put Shared-defined 1 2,600 COLUMN TOTALS 6,753
FORM 13F Page 174 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DREAMWORKS ANIMATION SKG, INC. COMMON STOCK Cmn 26153C103 28,625 897,050 Sh Shared-defined -- 897,050 DRESS BARN INC Cmn 261570105 297 12,508 Sh Shared-defined 1 12,508 DRESS BARN INC Cmn 261570905 779 32,800 Sh Call Shared-defined 1 32,800 DRESS BARN INC Cmn 261570955 822 34,600 Sh Put Shared-defined 1 34,600 DRESSER-RAND GROUP INC. COMMON STOCK Cmn 261608903 421 11,400 Sh Call Shared-defined 1 11,400 DRESSER-RAND GROUP INC. COMMON STOCK Cmn 261608953 11 300 Sh Put Shared-defined 1 300 DRESSER-RAND GROUP INC. COMMON STOCK Cmn 261608103 878 23,808 Sh Shared-defined -- 23,808 DRIL-QUIP INC CMN STOCK Cmn 262037904 770 12,400 Sh Call Shared-defined 1 12,400 DRIL-QUIP INC CMN STOCK Cmn 262037954 764 12,300 Sh Put Shared-defined 1 12,300 DRIL-QUIP INC CMN STOCK Cmn 262037104 202 3,248 Sh Shared-defined 1 3,248 DRIL-QUIP INC CMN STOCK Cmn 262037104 485 7,801 Sh Shared-defined -- 7,801 DRUGSTORE.COM INC CMN STOCK Cmn 262241102 13 7,030 Sh Shared-defined 1 7,030 DRUGSTORE.COM INC CMN STOCK Cmn 262241102 11 5,968 Sh Shared-defined -- 5,968 DRYSHIPS INC COMMON STOCK Cmn Y2109Q901 1,450 301,400 Sh Call Shared-defined 1 301,400 COLUMN TOTALS 35,528
FORM 13F Page 175 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DRYSHIPS INC COMMON STOCK Cmn Y2109Q951 7,216 1,500,300 Sh Put Shared-defined 1 1,500,300 DRYSHIPS INC 5% CB 12/01/2014-REGISTERED Bond 262498AB4 4,707 5,000,000 Prn Shared-defined -- N/A DRYSHIPS INC COMMON STOCK Cmn Y2109Q101 5,412 1,125,176 Sh Shared-defined 1 1,125,176 DRYSHIPS INC COMMON STOCK Cmn Y2109Q101 9,720 2,020,697 Sh Shared-defined -- 2,020,697 DSP GROUP INC CMN STK Cmn 23332B106 7 934 Sh Shared-defined 1 934 DSP GROUP INC CMN STK Cmn 23332B106 78 11,100 Sh Shared-defined -- 11,100 DST SYS INC DEL CMN STOCK Cmn 233326107 44 988 Sh Shared-defined 1 988 DST SYS INC DEL CMN STOCK Cmn 233326107 315 7,021 Sh Shared-defined -- 7,021 DST SYS INC DEL CMN STOCK Cmn 233326907 637 14,200 Sh Call Shared-defined 1 14,200 DST SYS INC DEL CMN STOCK Cmn 233326957 583 13,000 Sh Put Shared-defined 1 13,000 DSW INC COMMON STOCK Cmn 23334L902 542 18,900 Sh Call Shared-defined 1 18,900 DSW INC COMMON STOCK Cmn 23334L952 281 9,800 Sh Put Shared-defined 1 9,800 DSW INC COMMON STOCK Cmn 23334L102 1,523 53,063 Sh Shared-defined -- 53,063 DTE ENERGY CO CMN SHRS Cmn 233331907 583 12,700 Sh Call Shared-defined 1 12,700 COLUMN TOTALS 31,648
FORM 13F Page 176 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DTE ENERGY CO CMN SHRS Cmn 233331957 551 12,000 Sh Put Shared-defined 1 12,000 DTE ENERGY CO CMN SHRS Cmn 233331107 9 202 Sh Shared-defined 1 202 DTE ENERGY CO CMN SHRS Cmn 233331107 668 14,554 Sh Shared-defined -- 14,554 DTS INC COMMON STOCK Cmn 23335C101 8 203 Sh Shared-defined 1 203 DTS INC COMMON STOCK Cmn 23335C101 1,080 28,289 Sh Shared-defined -- 28,289 DU PONT DE NEMOURS & CO. COMMON STOCK Cmn 263534109 109 2,438 Sh Shared-defined 1 2,438 DU PONT DE NEMOURS & CO. COMMON STOCK Cmn 263534109 201 4,503 Sh Shared-defined -- 4,503 DUKE ENERGY COMMON STOCK Cmn 26441C105 1,933 109,165 Sh Shared-defined 1 109,165 DUKE ENERGY COMMON STOCK Cmn 26441C105 1,713 96,724 Sh Shared-defined -- 96,724 DUKE ENERGY COMMON STOCK Cmn 26441C905 2,035 114,900 Sh Call Shared-defined 1 114,900 DUKE ENERGY COMMON STOCK Cmn 26441C955 1,900 107,300 Sh Put Shared-defined 1 107,300 DUKE REALTY CORP CMN STK Cmn 264411505 406 34,994 Sh Shared-defined -- 34,994 DUKE REALTY CORP CMN STK Cmn 264411905 290 25,000 Sh Call Shared-defined 1 25,000 DUKE REALTY CORP CMN STK Cmn 264411955 114 9,800 Sh Put Shared-defined 1 9,800 COLUMN TOTALS 11,017
FORM 13F Page 177 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DUN & BRADSTREET CORP NEW Cmn 26483E100 1,486 20,038 Sh Shared-defined -- 20,038 DUOYUAN GLOBAL WATER Depository INC-ADR Receipt 266043108 414 31,752 Sh Shared-defined 1 N/A DUOYUAN GLOBAL WATER Depository INC-ADR Receipt 266043108 22 1,721 Sh Shared-defined -- N/A DUPONT FABROS TECHNOLOGY Cmn 26613Q106 3,035 120,690 Sh Shared-defined -- 120,690 DUPONT FABROS TECHNOLOGY Cmn 26613Q906 737 29,300 Sh Call Shared-defined 1 29,300 DUPONT FABROS TECHNOLOGY Cmn 26613Q956 146 5,800 Sh Put Shared-defined 1 5,800 DYCOM INDUSTRIES INC CMN STK Cmn 267475901 82 8,200 Sh Call Shared-defined 1 8,200 DYCOM INDUSTRIES INC CMN STK Cmn 267475951 30 3,000 Sh Put Shared-defined 1 3,000 DYCOM INDUSTRIES INC CMN STK Cmn 267475101 31 3,085 Sh Shared-defined 1 3,085 DYCOM INDUSTRIES INC CMN STK Cmn 267475101 45 4,550 Sh Shared-defined -- 4,550 DYNAMIC MATERIALS CORP CMN STK Cmn 267888905 91 6,000 Sh Call Shared-defined 1 6,000 DYNAMIC MATERIALS CORP CMN STK Cmn 267888955 79 5,200 Sh Put Shared-defined 1 5,200 DYNAMIC MATERIALS CORP CMN STK Cmn 267888105 1 99 Sh Shared-defined 1 99 DYNAMIC MATERIALS CORP CMN STK Cmn 267888105 83 5,512 Sh Shared-defined -- 5,512 COLUMN TOTALS 6,282
FORM 13F Page 178 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DYNEGY INC CMN STOCK Cmn 26817G900 94 19,400 Sh Call Shared-defined 1 19,400 DYNEGY INC CMN STOCK Cmn 26817G950 100 20,600 Sh Put Shared-defined 1 20,600 DYNEGY INC CMN STOCK Cmn 26817G300 177 36,268 Sh Shared-defined 1 36,268 DYNEGY INC CMN STOCK Cmn 26817G300 6,917 1,420,226 Sh Shared-defined -- 1,420,226 E*TRADE FINANCIAL CORP COMMON STOCK Cmn 269246401 360 24,754 Sh Shared-defined 1 24,754 E*TRADE FINANCIAL CORP COMMON STOCK Cmn 269246401 315,990 21,732,462 Sh Shared-defined -- 21,732,462 DU PONT DE NEMOURS & CO. COMMON STOCK Cmn 263534909 36,325 814,100 Sh Call Shared-defined 1 814,100 DU PONT DE NEMOURS & CO. COMMON STOCK Cmn 263534959 10,682 239,400 Sh Put Shared-defined 1 239,400 EAGLE BULK SHIPPING INC COMMON STOCK Cmn Y2187A901 229 43,800 Sh Call Shared-defined 1 43,800 EAGLE BULK SHIPPING INC COMMON STOCK Cmn Y2187A951 397 76,000 Sh Put Shared-defined 1 76,000 EAGLE BULK SHIPPING INC COMMON STOCK Cmn Y2187A101 261 49,919 Sh Shared-defined 1 49,919 EAGLE BULK SHIPPING INC COMMON STOCK Cmn Y2187A101 194 37,157 Sh Shared-defined -- 37,157 EAGLE MATERIALS INC CMN STK Cmn 26969P908 277 11,700 Sh Call Shared-defined 1 11,700 EAGLE MATERIALS INC CMN STK Cmn 26969P958 664 28,000 Sh Put Shared-defined 1 28,000 COLUMN TOTALS 372,667
FORM 13F Page 179 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EAGLE MATERIALS INC CMN STK Cmn 26969P108 363 15,307 Sh Shared-defined 1 15,307 EAGLE MATERIALS INC CMN STK Cmn 26969P108 559 23,594 Sh Shared-defined -- 23,594 EAGLE ROCK ENERGY PART-CW12 Wt 26985R120 -- 122 Shared-defined 1 N/A EAGLE ROCK ENERGY PARTNERS Cmn 26985R104 52 8,563 Sh Shared-defined 1 8,563 EAGLE ROCK ENERGY PARTNERS Cmn 26985R904 48 7,900 Sh Call Shared-defined 1 7,900 EAGLE ROCK ENERGY PARTNERS Cmn 26985R954 37 6,000 Sh Put Shared-defined 1 6,000 EARTHLINK INC CMN STOCK Cmn 270321902 322 35,400 Sh Call Shared-defined 1 35,400 EARTHLINK INC CMN STOCK Cmn 270321952 133 14,600 Sh Put Shared-defined 1 14,600 EARTHLINK INC 3.25% CB 11/15/2026 - REGISTERED Bond 270321AA0 32,774 28,000,000 Prn Shared-defined -- N/A EARTHLINK INC CMN STOCK Cmn 270321102 2,476 272,390 Sh Shared-defined -- 272,390 EAST WEST BANCORP INC CMN STOCK Cmn 27579R904 228 14,000 Sh Call Shared-defined 1 14,000 EAST WEST BANCORP INC CMN STOCK Cmn 27579R954 116 7,100 Sh Put Shared-defined 1 7,100 EAST WEST BANCORP INC CMN STOCK Cmn 27579R104 16,574 1,018,060 Sh Shared-defined -- 1,018,060 EASTGROUP PROPERTIES CMN STK Cmn 277276101 11 302 Sh Shared-defined 1 302 COLUMN TOTALS 53,693
FORM 13F Page 180 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EASTGROUP PROPERTIES CMN STK Cmn 277276101 260 6,955 Sh Shared-defined -- 6,955 EASTMAN CHEMICAL CO CMN STOCK Cmn 277432100 4,329 58,506 Sh Shared-defined 1 58,506 EASTMAN CHEMICAL CO CMN STOCK Cmn 277432100 835 11,288 Sh Shared-defined -- 11,288 EASTMAN CHEMICAL CO CMN STOCK Cmn 277432900 2,220 30,000 Sh Call Shared-defined 1 30,000 EASTMAN CHEMICAL CO CMN STOCK Cmn 277432950 6,734 91,000 Sh Put Shared-defined 1 91,000 EASTMAN KODAK COMMON STOCK Cmn 277461109 931 221,579 Sh Shared-defined 1 221,579 EASTMAN KODAK COMMON STOCK Cmn 277461109 514 122,411 Sh Shared-defined -- 122,411 EASTMAN KODAK COMMON STOCK Cmn 277461909 1,160 276,300 Sh Call Shared-defined 1 276,300 EASTMAN KODAK COMMON STOCK Cmn 277461959 1,357 323,100 Sh Put Shared-defined 1 323,100 EATON CORP Cmn 278058102 120 1,459 Sh Shared-defined 1 1,459 EATON CORP Cmn 278058902 4,933 59,800 Sh Call Shared-defined 1 59,800 EATON CORP Cmn 278058952 5,618 68,100 Sh Put Shared-defined 1 68,100 EATON CORP Cmn 278058102 14,352 173,988 Sh Shared-defined -- 173,988 EATON VANCE CORP CMN STK Cmn 278265903 558 19,200 Sh Call Shared-defined 1 19,200 COLUMN TOTALS 43,921
FORM 13F Page 181 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EATON VANCE CORP CMN STK Cmn 278265953 81 2,800 Sh Put Shared-defined 1 2,800 EATON VANCE CORP CMN STK Cmn 278265103 20 678 Sh Shared-defined 1 678 EATON VANCE CORP CMN STK Cmn 278265103 1,403 48,301 Sh Shared-defined -- 48,301 EBAY INC COM STK Cmn 278642903 15,628 640,500 Sh Call Shared-defined 1 640,500 EBAY INC COM STK Cmn 278642953 12,783 523,900 Sh Put Shared-defined 1 523,900 EBAY INC COM STK Cmn 278642953 15,933 653,000 Sh Put Shared-defined -- 653,000 EBAY INC COM STK Cmn 278642103 380 15,560 Sh Shared-defined 1 15,560 EBAY INC COM STK Cmn 278642103 1,392 57,062 Sh Shared-defined -- 57,062 EBIX INC CMN STK Cmn 278715906 3,452 147,200 Sh Call Shared-defined 1 147,200 EBIX INC CMN STK Cmn 278715956 1,487 63,400 Sh Put Shared-defined 1 63,400 EBIX INC CMN STK Cmn 278715206 35 1,479 Sh Shared-defined -- 1,479 ECHELON CORP CMN STOCK Cmn 27874N905 26 3,000 Sh Call Shared-defined 1 3,000 ECHELON CORP CMN STOCK Cmn 27874N955 99 11,600 Sh Put Shared-defined 1 11,600 ECHELON CORP CMN STOCK Cmn 27874N105 89 10,409 Sh Shared-defined 1 10,409 COLUMN TOTALS 52,808
FORM 13F Page 182 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ECHELON CORP CMN STOCK Cmn 27874N105 93 10,890 Sh Shared-defined -- 10,890 ECHO GLOBAL LOGISTICS INC Cmn 27875T101 12 944 Sh Shared-defined 1 944 ECHO GLOBAL LOGISTICS INC Cmn 27875T101 4,389 343,729 Sh Shared-defined -- 343,729 ECHOSTAR CORP Cmn 278768106 27 1,422 Sh Shared-defined 1 1,422 ECHOSTAR CORP Cmn 278768906 107 5,600 Sh Call Shared-defined 1 5,600 ECHOSTAR CORP Cmn 278768956 32 1,700 Sh Put Shared-defined 1 1,700 ECHOSTAR CORP Cmn 278768106 392 20,529 Sh Shared-defined -- 20,529 ECOLAB INC Cmn 278865100 10 203 Sh Shared-defined 1 203 ECOLAB INC Cmn 278865100 7,799 153,697 Sh Shared-defined -- 153,697 ECOLAB INC Cmn 278865900 406 8,000 Sh Call Shared-defined 1 8,000 ECOLAB INC Cmn 278865950 1,025 20,200 Sh Put Shared-defined 1 20,200 EDISON INTERNATIONAL Cmn 281020107 598 17,398 Sh Shared-defined 1 17,398 EDISON INTERNATIONAL Cmn 281020907 468 13,600 Sh Call Shared-defined 1 13,600 EDISON INTERNATIONAL Cmn 281020957 1,073 31,200 Sh Put Shared-defined 1 31,200 COLUMN TOTALS 16,431
FORM 13F Page 183 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EDISON INTERNATIONAL Cmn 281020107 24 700 Sh Shared-defined -- 700 EDUCATION MGMT CORP CMN STOCK Cmn 28140M903 1,383 94,200 Sh Call Shared-defined 1 94,200 EDUCATION MGMT CORP CMN STOCK Cmn 28140M953 200 13,600 Sh Put Shared-defined 1 13,600 EDUCATION MGMT CORP CMN STOCK Cmn 28140M103 102 6,920 Sh Shared-defined 1 6,920 EDUCATION REALTY TRUST INC COMMON STOCK Cmn 28140H104 20 2,729 Sh Shared-defined 1 2,729 EDUCATION REALTY TRUST INC COMMON STOCK Cmn 28140H104 96 13,408 Sh Shared-defined -- 13,408 EDWARDS LIFESCIENCES CP CMN STOCK Cmn 28176E908 9,065 135,200 Sh Call Shared-defined 1 135,200 EDWARDS LIFESCIENCES CP CMN STOCK Cmn 28176E958 14,557 217,100 Sh Put Shared-defined 1 217,100 EDWARDS LIFESCIENCES CP CMN STOCK Cmn 28176E108 618 9,224 Sh Shared-defined -- 9,224 EHEALTH INC Cmn 28238P909 74 5,700 Sh Call Shared-defined 1 5,700 EHEALTH INC Cmn 28238P959 13 1,000 Sh Put Shared-defined 1 1,000 EHEALTH INC Cmn 28238P109 121 9,400 Sh Shared-defined -- 9,400 EHOME INNS & HOTELS Depository MANAGEMENT INC ADR Receipt 43713W107 469 9,496 Sh Shared-defined 1 N/A EHOME INNS & HOTELS Depository MANAGEMENT INC ADR Receipt 43713W107 42 854 Sh Shared-defined -- N/A COLUMN TOTALS 26,784
FORM 13F Page 184 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- E-HOUSE CHINA Depository HOLDINGS-ADS Receipt 26852W103 5 288 Sh Shared-defined 1 N/A E-HOUSE CHINA Depository HOLDINGS-ADS Receipt 26852W103 215 11,388 Sh Shared-defined -- N/A EL PASO CORP CMN STK Cmn 28336L109 536 43,281 Sh Shared-defined 1 43,281 EL PASO CORP CMN STK Cmn 28336L109 445 35,957 Sh Shared-defined -- 35,957 EL PASO CORP CMN STK Cmn 28336L909 2,997 242,100 Sh Call Shared-defined 1 242,100 EL PASO CORP CMN STK Cmn 28336L959 2,605 210,400 Sh Put Shared-defined 1 210,400 EL PASO ENERGY CAP TRUST I 4.75% DUE 3/31/28 - REG Pref Stk 283678209 4 100 Sh Shared-defined 1 N/A EL PASO PIPELINE PARTNERS LP Cmn 283702108 81 2,531 Sh Shared-defined 1 2,531 EL PASO PIPELINE PARTNERS LP Cmn 283702908 420 13,100 Sh Call Shared-defined 1 13,100 EL PASO PIPELINE PARTNERS LP Cmn 283702958 561 17,500 Sh Put Shared-defined 1 17,500 ELAN PLC ADR 1:1 Depository Receipt 284131208 1,176 204,539 Sh Shared-defined 1 N/A ELDORADO GOLD COMMON STOCK Cmn 284902903 1,688 91,300 Sh Call Shared-defined 1 91,300 ELDORADO GOLD COMMON STOCK Cmn 284902953 3,938 213,000 Sh Put Shared-defined 1 213,000 ELDORADO GOLD COMMON STOCK Cmn 284902103 3,780 204,437 Sh Shared-defined 1 204,437 COLUMN TOTALS 18,451
FORM 13F Page 185 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ELDORADO GOLD COMMON STOCK Cmn 284902103 153 8,261 Sh Shared-defined -- 8,261 ELECTRO SCIENTIFIC INDS INC CMN STK Cmn 285229900 31 2,800 Sh Call Shared-defined 1 2,800 ELECTRO SCIENTIFIC INDS INC CMN STK Cmn 285229950 22 2,000 Sh Put Shared-defined 1 2,000 ELECTRO SCIENTIFIC INDS INC CMN STK Cmn 285229100 13 1,163 Sh Shared-defined 1 1,163 ELECTRO SCIENTIFIC INDS INC CMN STK Cmn 285229100 377 33,923 Sh Shared-defined -- 33,923 ELECTRONIC ARTS INC CMN STK Cmn 285512909 3,288 200,100 Sh Call Shared-defined 1 200,100 ELECTRONIC ARTS INC CMN STK Cmn 285512959 3,298 200,700 Sh Put Shared-defined 1 200,700 ELECTRONIC ARTS INC CMN STK Cmn 285512109 651 39,604 Sh Shared-defined 1 39,604 ELECTRONICS FOR IMAGING INC CMN STK Cmn 286082102 46 3,798 Sh Shared-defined 1 3,798 ELECTRONICS FOR IMAGING INC CMN STK Cmn 286082102 406 33,486 Sh Shared-defined -- 33,486 ELECTRONICS FOR IMAGING INC CMN STK Cmn 286082902 5 400 Sh Call Shared-defined 1 400 ELECTRONICS FOR IMAGING INC CMN STK Cmn 286082952 70 5,800 Sh Put Shared-defined 1 5,800 ELI LILLY COMMON STOCK Cmn 532457908 21,498 588,500 Sh Call Shared-defined 1 588,500 ELI LILLY COMMON STOCK Cmn 532457958 15,069 412,500 Sh Put Shared-defined 1 412,500 COLUMN TOTALS 44,927
FORM 13F Page 186 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ELI LILLY COMMON STOCK Cmn 532457108 592 16,211 Sh Shared-defined -- 16,211 EMBRAER AIRCRAFT CORP Depository - --ADR 1:4 Receipt 29081M102 280 9,850 Sh Shared-defined 1 N/A EMC CORPORATION COMMON STOCK Cmn 268648902 8,827 434,600 Sh Call Shared-defined 1 434,600 EMC CORPORATION COMMON STOCK Cmn 268648952 7,210 355,000 Sh Put Shared-defined 1 355,000 EMC CORPORATION COMMON STOCK Cmn 268648102 1,931 95,064 Sh Shared-defined 1 95,064 EMC CORPORATION COMMON STOCK Cmn 268648102 15,962 785,940 Sh Shared-defined -- 785,940 EMCOR GROUP INC COMMON STOCK Cmn 29084Q900 961 39,100 Sh Call Shared-defined 1 39,100 EMCOR GROUP INC COMMON STOCK Cmn 29084Q950 767 31,200 Sh Put Shared-defined 1 31,200 EMCOR GROUP INC COMMON STOCK Cmn 29084Q100 333 13,522 Sh Shared-defined 1 13,522 EMCOR GROUP INC COMMON STOCK Cmn 29084Q100 159 6,454 Sh Shared-defined -- 6,454 EMCORE CORP CMN STOCK Cmn 290846104 13 15,996 Sh Shared-defined 1 15,996 EMCORE CORP CMN STOCK Cmn 290846904 10 11,900 Sh Call Shared-defined 1 11,900 EMCORE CORP CMN STOCK Cmn 290846954 3 3,800 Sh Put Shared-defined 1 3,800 EMDEON INC-CLASS A Cmn 29084T904 101 8,300 Sh Call Shared-defined 1 8,300 COLUMN TOTALS 37,149
FORM 13F Page 187 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EMDEON INC-CLASS A Cmn 29084T954 49 4,000 Sh Put Shared-defined 1 4,000 EMDEON INC-CLASS A Cmn 29084T104 78 6,423 Sh Shared-defined 1 6,423 EMDEON INC-CLASS A Cmn 29084T104 160 13,116 Sh Shared-defined -- 13,116 EMERGENCY MEDICAL SERVICES-A CMN STK Cmn 29100P902 932 17,500 Sh Call Shared-defined 1 17,500 EMERGENCY MEDICAL SERVICES-A CMN STK Cmn 29100P952 618 11,600 Sh Put Shared-defined 1 11,600 EMERGENCY MEDICAL SERVICES-A CMN STK Cmn 29100P102 1,827 34,307 Sh Shared-defined -- 34,307 EMERGENT BIOSOLUTIONS INC Cmn 29089Q105 61 3,554 Sh Shared-defined 1 3,554 EMERGENT BIOSOLUTIONS INC Cmn 29089Q905 1,122 65,000 Sh Call Shared-defined 1 65,000 EMERGENT BIOSOLUTIONS INC Cmn 29089Q955 535 31,000 Sh Put Shared-defined 1 31,000 EMERGENT BIOSOLUTIONS INC Cmn 29089Q105 4 244 Sh Shared-defined -- 244 EMERSON ELECTRIC CO COMMON STOCK Cmn 291011104 503 9,554 Sh Shared-defined 1 9,554 EMERSON ELECTRIC CO COMMON STOCK Cmn 291011104 6,738 127,952 Sh Shared-defined -- 127,952 EMERSON ELECTRIC CO COMMON STOCK Cmn 291011904 15,224 289,100 Sh Call Shared-defined 1 289,100 EMERSON ELECTRIC CO COMMON STOCK Cmn 291011954 8,326 158,100 Sh Put Shared-defined 1 158,100 COLUMN TOTALS 36,177
FORM 13F Page 188 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EMPIRE DISTRICT ELECTRIC CO CMN STK Cmn 291641108 913 45,324 Sh Shared-defined -- 45,324 EMPRESAS ICA ADR Depository Receipt 292448206 12 1,236 Sh Shared-defined 1 N/A EMPRESAS ICA ADR Depository Receipt 292448206 374 38,479 Sh Shared-defined -- N/A EMULEX CORP CMN STK Cmn 292475209 1,328 127,245 Sh Shared-defined 1 127,245 EMULEX CORP CMN STK Cmn 292475209 295 28,244 Sh Shared-defined -- 28,244 EMULEX CORP CMN STK Cmn 292475909 199 19,100 Sh Call Shared-defined 1 19,100 EMULEX CORP CMN STK Cmn 292475959 3,252 311,500 Sh Put Shared-defined 1 311,500 ENBRIDGE ENERGY MANAGEMENT LLC COMMON STOCK Cmn 29250X103 40 716 Sh Shared-defined 1 716 ENBRIDGE ENERGY MANAGEMENT LLC COMMON STOCK Cmn 29250X103 275 4,981 Sh Shared-defined -- 4,981 ENBRIDGE ENERGY PARTNERS L.P. Cmn 29250R906 2,589 46,300 Sh Call Shared-defined 1 46,300 ENBRIDGE ENERGY PARTNERS L.P. Cmn 29250R956 1,504 26,900 Sh Put Shared-defined 1 26,900 ENCANA CORP CMN STOCK Cmn 292505904 3,854 127,500 Sh Call Shared-defined 1 127,500 ENCANA CORP CMN STOCK Cmn 292505954 6,315 208,900 Sh Put Shared-defined 1 208,900 ENCANA CORP CMN STOCK Cmn 292505954 2,654 87,800 Sh Put Shared-defined -- 87,800 COLUMN TOTALS 23,604
FORM 13F Page 189 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ENCANA CORP CMN STOCK Cmn 292505104 2,018 66,743 Sh Shared-defined 1 66,743 ENCANA CORP CMN STOCK Cmn 292505104 3 100 Sh Shared-defined -- 100 ENCORE ENERGY PARTNERS-LP Cmn 29257A106 53 2,804 Sh Shared-defined 1 2,804 ENCORE ENERGY PARTNERS-LP Cmn 29257A906 170 9,000 Sh Call Shared-defined 1 9,000 ENCORE ENERGY PARTNERS-LP Cmn 29257A956 176 9,300 Sh Put Shared-defined 1 9,300 ENCORE WIRE CORP CMN STK Cmn 292562905 53 2,600 Sh Call Shared-defined 1 2,600 ENCORE WIRE CORP CMN STK Cmn 292562955 254 12,400 Sh Put Shared-defined 1 12,400 ENCORE WIRE CORP CMN STK Cmn 292562105 122 5,928 Sh Shared-defined 1 5,928 ENCORE WIRE CORP CMN STK Cmn 292562105 114 5,566 Sh Shared-defined -- 5,566 ENDEAVOR INTERNATIONAL CORP COMMON STOCK Cmn 29259G101 10 8,131 Sh Shared-defined 1 8,131 ENDEAVOR INTERNATIONAL CORP COMMON STOCK Cmn 29259G101 29 22,700 Sh Shared-defined -- 22,700 ENDO PHARMACEUTICALS HLDGS INC Cmn 29264F905 765 23,000 Sh Call Shared-defined 1 23,000 ENDO PHARMACEUTICALS HLDGS INC Cmn 29264F955 183 5,500 Sh Put Shared-defined 1 5,500 ENDO PHARMACEUTICALS HLDGS INC Cmn 29264F205 20,866 627,736 Sh Shared-defined -- 627,736 COLUMN TOTALS 24,816
FORM 13F Page 190 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ENDURANCE SPECIALTY HOLDINGS LTD COMMON STOCK Cmn G30397906 852 21,400 Sh Call Shared-defined 1 21,400 ENDURANCE SPECIALTY HOLDINGS LTD COMMON STOCK Cmn G30397956 131 3,300 Sh Put Shared-defined 1 3,300 ENDURANCE SPECIALTY HOLDINGS LTD COMMON STOCK Cmn G30397106 71,909 1,806,768 Sh Shared-defined -- 1,806,768 ENER1 INC CMN STK Cmn 29267A903 81 22,000 Sh Call Shared-defined 1 22,000 ENER1 INC CMN STK Cmn 29267A953 10 2,700 Sh Put Shared-defined 1 2,700 ENER1 INC CMN STK Cmn 29267A203 3 725 Sh Shared-defined 1 725 ENER1 INC CMN STK Cmn 29267A203 101 27,400 Sh Shared-defined -- 27,400 ENERGEN CORP CMN STK Cmn 29265N908 1,792 39,200 Sh Call Shared-defined 1 39,200 ENERGEN CORP CMN STK Cmn 29265N958 1,193 26,100 Sh Put Shared-defined 1 26,100 ENERGEN CORP CMN STK Cmn 29265N108 386 8,447 Sh Shared-defined -- 8,447 ENERGIZER HLDGS INC CMN STOCK Cmn 29266R108 96 1,422 Sh Shared-defined 1 1,422 ENERGIZER HLDGS INC CMN STOCK Cmn 29266R108 49,386 734,576 Sh Shared-defined -- 734,576 ENERGIZER HLDGS INC CMN STOCK Cmn 29266R908 1,230 18,300 Sh Call Shared-defined 1 18,300 ENERGIZER HLDGS INC CMN STOCK Cmn 29266R958 820 12,200 Sh Put Shared-defined 1 12,200 COLUMN TOTALS 127,990
FORM 13F Page 191 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ENERGY CONVERSION DEV CMN STK Cmn 292659109 188 37,364 Sh Shared-defined 1 37,364 ENERGY CONVERSION DEV CMN STK Cmn 292659109 57 11,280 Sh Shared-defined -- 11,280 ENERGY CONVERSION DEV CMN STK Cmn 292659909 460 91,700 Sh Call Shared-defined 1 91,700 ENERGY CONVERSION DEV CMN STK Cmn 292659959 159 31,700 Sh Put Shared-defined 1 31,700 ENERGY RECOVERY INC Cmn 29270J100 11 3,149 Sh Shared-defined 1 3,149 ENERGY RECOVERY INC Cmn 29270J900 17 4,800 Sh Call Shared-defined 1 4,800 ENERGY RECOVERY INC Cmn 29270J950 19 5,200 Sh Put Shared-defined 1 5,200 ENERGY TRANSFER EQUITY LP Cmn 29273V100 109 2,940 Sh Shared-defined 1 2,940 ENERGY TRANSFER EQUITY LP Cmn 29273V900 557 15,000 Sh Call Shared-defined 1 15,000 ENERGY TRANSFER EQUITY LP Cmn 29273V950 137 3,700 Sh Put Shared-defined 1 3,700 ENERGY TRANSFER PARTNERS LP Cmn 29273R909 2,018 41,800 Sh Call Shared-defined 1 41,800 ENERGY TRANSFER PARTNERS LP Cmn 29273R959 3,119 64,600 Sh Put Shared-defined 1 64,600 ENERGY XXI BERMUDA Cmn G10082140 58 2,517 Sh Shared-defined 1 2,517 ENERGY XXI BERMUDA Cmn G10082900 504 21,800 Sh Call Shared-defined 1 21,800 COLUMN TOTALS 7,413
FORM 13F Page 192 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ENERGY XXI BERMUDA Cmn G10082950 522 22,600 Sh Put Shared-defined 1 22,600 ENERGYSOLUTIONS INC Cmn 292756202 -- 60 Sh Shared-defined 1 60 ENERGYSOLUTIONS INC Cmn 292756902 56 11,100 Sh Call Shared-defined 1 11,100 ENERGYSOLUTIONS INC Cmn 292756952 70 14,000 Sh Put Shared-defined 1 14,000 ENERGYSOLUTIONS INC Cmn 292756202 197 39,262 Sh Shared-defined -- 39,262 ENERNOC INC Cmn 292764907 1,046 33,300 Sh Call Shared-defined 1 33,300 ENERNOC INC Cmn 292764957 173 5,500 Sh Put Shared-defined 1 5,500 ENERNOC INC Cmn 292764107 64 2,045 Sh Shared-defined -- 2,045 ENERPLUS RESOURCES FUND COMMON STOCK Cmn 29274D904 461 17,900 Sh Call Shared-defined 1 17,900 ENERPLUS RESOURCES FUND COMMON STOCK Cmn 29274D954 1,164 45,200 Sh Put Shared-defined 1 45,200 ENERPLUS RESOURCES FUND COMMON STOCK Cmn 29274D604 1,162 45,130 Sh Shared-defined 1 45,130 ENERSYS INC COMMON STOCK Cmn 29275Y902 307 12,300 Sh Call Shared-defined 1 12,300 ENERSYS INC COMMON STOCK Cmn 29275Y952 599 24,000 Sh Put Shared-defined 1 24,000 ENERSYS 3.375% CB 6/1/38 -REGISTERED Bond 29275YAA0 35,558 35,375,000 Prn Shared-defined -- N/A COLUMN TOTALS 41,379
FORM 13F Page 193 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ENERSYS INC COMMON STOCK Cmn 29275Y102 244 9,759 Sh Shared-defined 1 9,759 ENERSYS INC COMMON STOCK Cmn 29275Y102 36 1,450 Sh Shared-defined -- 1,450 ENPRO 3.9375% CB 10/15/2015-REGISTERED Bond 29355XAB3 52,901 46,355,000 Prn Shared-defined -- N/A ENPRO INDUSTRIES INC CMN STOCK Cmn 29355X107 41 1,301 Sh Shared-defined 1 1,301 ENPRO INDUSTRIES INC CMN STOCK Cmn 29355X107 356 11,386 Sh Shared-defined -- 11,386 ENSCO PLC Depository Receipt 29358Q109 421 9,416 Sh Shared-defined 1 N/A ENSCO PLC Depository Receipt 29358Q109 5,802 129,701 Sh Shared-defined -- N/A ENTEGRIS INC Cmn 29362U104 58 12,405 Sh Shared-defined 1 12,405 ENTEGRIS INC Cmn 29362U904 13 2,800 Sh Call Shared-defined 1 2,800 ENTEGRIS INC Cmn 29362U954 9 2,000 Sh Put Shared-defined 1 2,000 ENTEGRIS INC Cmn 29362U104 155 33,100 Sh Shared-defined -- 33,100 ENTERCOM COMM CORP COM STK Cmn 293639100 17 2,192 Sh Shared-defined 1 2,192 ENTERCOM COMM CORP COM STK Cmn 293639100 93 11,800 Sh Shared-defined -- 11,800 ENTERGY CORP NEW Cmn 29364G103 644 8,417 Sh Shared-defined 1 8,417 COLUMN TOTALS 60,790
FORM 13F Page 194 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ENTERGY CORP NEW Cmn 29364G103 328 4,285 Sh Shared-defined -- 4,285 ENTERGY CORP NEW Cmn 29364G903 3,283 42,900 Sh Call Shared-defined 1 42,900 ENTERGY CORP NEW Cmn 29364G953 4,829 63,100 Sh Put Shared-defined 1 63,100 ENTERPRISE GP HOLDINGS LP COMMON STOCK Cmn 293716906 1,697 28,900 Sh Call Shared-defined 1 28,900 ENTERPRISE GP HOLDINGS LP COMMON STOCK Cmn 293716956 834 14,200 Sh Put Shared-defined 1 14,200 ENTERPRISE GP HOLDINGS LP COMMON STOCK Cmn 293716106 99 1,678 Sh Shared-defined 1 1,678 ENTERPRISE PRODUCTS PARTNERS L.P. CMN STOCK Cmn 293792107 45 1,135 Sh Shared-defined 1 1,135 ENTERPRISE PRODUCTS PARTNERS L.P. CMN STOCK Cmn 293792907 3,741 94,300 Sh Call Shared-defined 1 94,300 ENTERPRISE PRODUCTS PARTNERS L.P. CMN STOCK Cmn 293792957 2,253 56,800 Sh Put Shared-defined 1 56,800 ENTERTAINMENT PROPERTIES TR CMN STOCK Cmn 29380T105 34 794 Sh Shared-defined -- 794 ENTERTAINMENT PROPERTIES TR CMN STOCK Cmn 29380T905 3,351 77,600 Sh Call Shared-defined 1 77,600 ENTERTAINMENT PROPERTIES TR CMN STOCK Cmn 29380T955 1,645 38,100 Sh Put Shared-defined 1 38,100 ENTITLEMENTS OWENS CORNING INC NAKED AMERICAN Wt 690742127 -- 23 Shared-defined 1 N/A ENVESTNET INC Cmn 29404K106 2,717 259,752 Sh Shared-defined -- 259,752 COLUMN TOTALS 24,856
FORM 13F Page 195 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ENZO BIOCHEM INC CMN STK Cmn 294100102 48 12,737 Sh Shared-defined 1 12,737 ENZO BIOCHEM INC CMN STK Cmn 294100102 37 9,755 Sh Shared-defined -- 9,755 ENZO BIOCHEM INC CMN STK Cmn 294100902 24 6,400 Sh Call Shared-defined 1 6,400 ENZO BIOCHEM INC CMN STK Cmn 294100952 2 500 Sh Put Shared-defined 1 500 ENZON PHARMACEUTICALS INC CMN STOCK Cmn 293904908 21 1,900 Sh Call Shared-defined 1 1,900 ENZON PHARMACEUTICALS INC CMN STOCK Cmn 293904958 20 1,800 Sh Put Shared-defined 1 1,800 ENZON PHARMACEUTICALS INC CMN STOCK Cmn 293904108 144 12,824 Sh Shared-defined 1 12,824 ENZON PHARMACEUTICALS INC CMN STOCK Cmn 293904108 5,316 472,500 Sh Shared-defined -- 472,500 EOG RESOURCES INC CMN STOCK Cmn 26875P101 1,520 16,348 Sh Shared-defined 1 16,348 EOG RESOURCES INC CMN STOCK Cmn 26875P101 46 500 Sh Shared-defined -- 500 EOG RESOURCES INC CMN STOCK Cmn 26875P901 28,644 308,100 Sh Call Shared-defined 1 308,100 EOG RESOURCES INC CMN STOCK Cmn 26875P951 35,040 376,900 Sh Put Shared-defined 1 376,900 EOG RESOURCES INC CMN STOCK Cmn 26875P951 5,085 54,700 Sh Put Shared-defined -- 54,700 EPICOR SOFTWARE CORP CMN STK Cmn 29426L108 205 23,549 Sh Shared-defined -- 23,549 COLUMN TOTALS 76,152
FORM 13F Page 196 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EPIQ SYSTEMS INC CMN STOCK Cmn 26882D909 159 13,000 Sh Call Shared-defined 1 13,000 EPIQ SYSTEMS INC CMN STOCK Cmn 26882D959 156 12,700 Sh Put Shared-defined 1 12,700 EPIQ SYSTEMS INC CMN STOCK Cmn 26882D109 27 2,226 Sh Shared-defined 1 2,226 EPIQ SYSTEMS INC CMN STOCK Cmn 26882D109 276 22,549 Sh Shared-defined -- 22,549 EQT CORPORATION Cmn 26884L109 693 19,215 Sh Shared-defined 1 19,215 EQT CORPORATION Cmn 26884L909 151 4,200 Sh Call Shared-defined 1 4,200 EQT CORPORATION Cmn 26884L959 1,262 35,000 Sh Put Shared-defined 1 35,000 EQT CORPORATION Cmn 26884L109 236 6,555 Sh Shared-defined -- 6,555 EQUIFAX INC CMN STK Cmn 294429905 359 11,500 Sh Call Shared-defined 1 11,500 EQUIFAX INC CMN STK Cmn 294429955 69 2,200 Sh Put Shared-defined 1 2,200 EQUIFAX INC CMN STK Cmn 294429105 1 27 Sh Shared-defined 1 27 EQUIFAX INC CMN STK Cmn 294429105 14,377 460,797 Sh Shared-defined -- 460,797 EQUINIX INC CMN STOCK Cmn 29444U902 8,116 79,300 Sh Call Shared-defined 1 79,300 EQUINIX INC CMN STOCK Cmn 29444U952 12,763 124,700 Sh Put Shared-defined 1 124,700 COLUMN TOTALS 38,645
FORM 13F Page 197 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EQUINIX INC 2.5% 4/15/2012 - REGISTERED Bond 29444UAF3 4,310 4,000,000 Prn Shared-defined -- N/A EQUINIX INC 3% CB 10/15/2014 - REGISTERED Bond 29444UAG1 116,803 105,591,000 Prn Shared-defined -- N/A EQUINIX INC 4.75% CB 06/15/2016-REGISTERED Bond 29444UAH9 7,811 5,494,000 Prn Shared-defined -- N/A EQUINIX INC CMN STOCK Cmn 29444U502 6,694 65,406 Sh Shared-defined 1 65,406 EQUINIX INC CMN STOCK Cmn 29444U502 71,272 696,354 Sh Shared-defined -- 696,354 EQUITY CHINA BAK BATTERY INC COMMON STOCK Cmn 16936Y100 32 17,317 Sh Shared-defined 1 17,317 EQUITY HERTZ GLOBAL HOLDINGS INC COMMON STOCK Cmn 42805T105 1,438 135,824 Sh Shared-defined 1 135,824 EQUITY HERTZ GLOBAL HOLDINGS INC COMMON STOCK Cmn 42805T105 22,215 2,097,704 Sh Shared-defined -- 2,097,704 EQUITY ONE INC CMN STOCK Cmn 294752900 62 3,700 Sh Call Shared-defined 1 3,700 EQUITY ONE INC CMN STOCK Cmn 294752950 130 7,700 Sh Put Shared-defined 1 7,700 EQUITY ONE INC CMN STOCK Cmn 294752100 239 14,173 Sh Shared-defined -- 14,173 EQUITY RESIDENTIAL EXCH 3.85% CB 8/15/2026-REGISTE Bond 26884AAV5 10,345 10,000,000 Prn Shared-defined -- N/A EQUITY RESIDENTIAL TR CMN STK Cmn 29476L907 1,893 39,800 Sh Call Shared-defined 1 39,800 EQUITY RESIDENTIAL TR CMN STK Cmn 29476L957 1,023 21,500 Sh Put Shared-defined 1 21,500 COLUMN TOTALS 244,267
FORM 13F Page 198 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EQUITY RESIDENTIAL TR CMN STK Cmn 29476L107 12,780 268,664 Sh Shared-defined -- 268,664 EQUITY VENOCO INC COMMON STOCK Cmn 92275P307 7 355 Sh Shared-defined 1 355 EQUITY VENOCO INC COMMON STOCK Cmn 92275P307 2,379 121,181 Sh Shared-defined -- 121,181 ERESEARCH TECHNOLOGY INC CMN STOCK Cmn 29481V908 13 1,700 Sh Call Shared-defined 1 1,700 ERESEARCH TECHNOLOGY INC CMN STOCK Cmn 29481V958 9 1,200 Sh Put Shared-defined 1 1,200 ERESEARCH TECHNOLOGY INC CMN STOCK Cmn 29481V108 266 35,544 Sh Shared-defined -- 35,544 ERICSSON 'B FREE' ADR Depository 1:2 Receipt 294821608 1,574 143,503 Sh Shared-defined 1 N/A ERICSSON 'B FREE' ADR 1:2 Depository Receipt 294821608 1,282 116,870 Sh Shared-defined -- N/A ERIE INDTY CO CMN STOCK Cmn 29530P102 91 1,630 Sh Shared-defined 1 1,630 ERIE INDTY CO CMN STOCK Cmn 29530P102 440 7,855 Sh Shared-defined -- 7,855 ESCO TECHNOLOGIES INC CMN STK Cmn 296315104 422 12,692 Sh Shared-defined -- 12,692 ESSEX PPTY TR CMN STOCK Cmn 297178905 1,893 17,300 Sh Call Shared-defined 1 17,300 ESSEX PPTY TR CMN STOCK Cmn 297178955 5,975 54,600 Sh Put Shared-defined 1 54,600 ESSEX PPTY TR CMN STOCK Cmn 297178105 203 1,851 Sh Shared-defined 1 1,851 COLUMN TOTALS 27,334
FORM 13F Page 199 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ESSEX PPTY TR CMN STOCK Cmn 297178105 918 8,391 Sh Shared-defined -- 8,391 ESTEE-LAUDER Cmn 518439904 3,623 57,300 Sh Call Shared-defined 1 57,300 ESTEE-LAUDER Cmn 518439954 2,694 42,600 Sh Put Shared-defined 1 42,600 ETFC ZERO 08/31/2019 Bond 269246AZ7 323,768 230,245,000 Prn Shared-defined -- N/A ETHAN ALLEN INTERIORS INC CMN STK Cmn 297602904 655 37,500 Sh Call Shared-defined 1 37,500 ETHAN ALLEN INTERIORS INC CMN STK Cmn 297602954 197 11,300 Sh Put Shared-defined 1 11,300 ETHAN ALLEN INTERIORS INC CMN STK Cmn 297602104 190 10,864 Sh Shared-defined 1 10,864 ETHAN ALLEN INTERIORS INC CMN STK Cmn 297602104 274 15,694 Sh Shared-defined -- 15,694 EURONET WORLDWIDE 3.5% CB 09/28/25 - REGISTERED Bond 298736AF6 13,762 14,078,000 Prn Shared-defined -- N/A EURONET WORLDWIDE INC CMN STOCK Cmn 298736109 3 139 Sh Shared-defined 1 139 EURONET WORLDWIDE INC CMN STOCK Cmn 298736109 174 9,692 Sh Shared-defined -- 9,692 EV ENERGY PARTNER LP LTD PARTNERSHIP Cmn 26926V907 649 18,500 Sh Call Shared-defined 1 18,500 EV ENERGY PARTNER LP LTD PARTNERSHIP Cmn 26926V957 368 10,500 Sh Put Shared-defined 1 10,500 EV ENERGY PARTNER LP LTD PARTNERSHIP Cmn 26926V107 61 1,735 Sh Shared-defined 1 1,735 COLUMN TOTALS 347,336
FORM 13F Page 200 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EVERCORE PARTNERS INC CL A Cmn 29977A105 36 1,255 Sh Shared-defined 1 1,255 EVERCORE PARTNERS INC CL A Cmn 29977A105 18,875 659,719 Sh Shared-defined -- 659,719 EVEREST RE GROUP LTD CMN STOCK Cmn G3223R908 1,176 13,600 Sh Call Shared-defined 1 13,600 EVEREST RE GROUP LTD CMN STOCK Cmn G3223R958 623 7,200 Sh Put Shared-defined 1 7,200 EVEREST RE GROUP LTD CMN STOCK Cmn G3223R108 1,139 13,171 Sh Shared-defined 1 13,171 EVEREST RE GROUP LTD CMN STOCK Cmn G3223R108 76,269 882,030 Sh Shared-defined -- 882,030 EVERGREEN SOLAR INC Cmn 30033R108 41 55,611 Sh Shared-defined 1 55,611 EVERGREEN SOLAR INC Cmn 30033R908 33 44,700 Sh Call Shared-defined 1 44,700 EVERGREEN SOLAR INC Cmn 30033R958 41 55,400 Sh Put Shared-defined 1 55,400 EVERGREEN SOLAR INC Cmn 30033R108 4 5,602 Sh Shared-defined -- 5,602 EXACT SCIENCES CORP. Cmn 30063P905 403 55,600 Sh Call Shared-defined 1 55,600 EXACT SCIENCES CORP. Cmn 30063P955 122 16,800 Sh Put Shared-defined 1 16,800 EXACT SCIENCES CORP. Cmn 30063P105 86 11,830 Sh Shared-defined 1 11,830 EXACT SCIENCES CORP. Cmn 30063P105 1,821 251,576 Sh Shared-defined -- 251,576 COLUMN TOTALS 100,669
FORM 13F Page 201 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EXAR CORP CMN STK Cmn 300645108 1 239 Sh Shared-defined 1 239 EXAR CORP CMN STK Cmn 300645108 71 11,892 Sh Shared-defined -- 11,892 EXCEL MARITIME CARRIERS LTD CMN STOCK Cmn V3267N907 552 98,200 Sh Call Shared-defined 1 98,200 EXCEL MARITIME CARRIERS LTD CMN STOCK Cmn V3267N957 183 32,600 Sh Put Shared-defined 1 32,600 EXCEL MARITIME CARRIERS LTD CMN STOCK Cmn V3267N107 78 13,793 Sh Shared-defined 1 13,793 EXCEL MARITIME CARRIERS LTD CMN STOCK Cmn V3267N107 163 29,028 Sh Shared-defined -- 29,028 EXCO RESOURCES INC CMN STK Cmn 269279902 1,303 87,600 Sh Call Shared-defined 1 87,600 EXCO RESOURCES INC CMN STK Cmn 269279952 495 33,300 Sh Put Shared-defined 1 33,300 EXCO RESOURCES INC CMN STK Cmn 269279402 52 3,475 Sh Shared-defined 1 3,475 EXCO RESOURCES INC CMN STK Cmn 269279402 19 1,253 Sh Shared-defined -- 1,253 EXDT 32.11 STRIKE 04/21/2011 Wt 302051123 -- 971 Shared-defined 1 N/A EXELIXIS INC CMN STK Cmn 30161Q904 11 2,900 Sh Call Shared-defined 1 2,900 EXELIXIS INC CMN STK Cmn 30161Q954 129 33,000 Sh Put Shared-defined 1 33,000 EXELIXIS INC CMN STK Cmn 30161Q104 175 44,681 Sh Shared-defined 1 44,681 COLUMN TOTALS 3,232
FORM 13F Page 202 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EXELON CORP Cmn 30161N101 1,062 24,938 Sh Shared-defined -- 24,938 EXELON CORP Cmn 30161N901 8,410 197,500 Sh Call Shared-defined 1 197,500 EXELON CORP Cmn 30161N951 5,340 125,400 Sh Put Shared-defined 1 125,400 EXIDE TECHNOLOGIES COMMON STOCK Cmn 302051906 6 1,300 Sh Call Shared-defined 1 1,300 EXIDE TECHNOLOGIES COMMON STOCK Cmn 302051956 3 600 Sh Put Shared-defined 1 600 EXIDE TECHNOLOGIES COMMON STOCK Cmn 302051206 13 2,680 Sh Shared-defined 1 2,680 EXIDE TECHNOLOGIES COMMON STOCK Cmn 302051206 235 49,027 Sh Shared-defined -- 49,027 EXLSERVICE HOLDINGS INC Cmn 302081104 9,471 486,942 Sh Shared-defined -- 486,942 EXPEDIA INC COMMON STOCK Cmn 30212P905 5,887 208,700 Sh Call Shared-defined 1 208,700 EXPEDIA INC COMMON STOCK Cmn 30212P955 1,805 64,000 Sh Put Shared-defined 1 64,000 EXPEDIA INC COMMON STOCK Cmn 30212P105 1,448 51,320 Sh Shared-defined 1 51,320 EXPEDIA INC COMMON STOCK Cmn 30212P105 4,869 172,589 Sh Shared-defined -- 172,589 EXPEDITORS INTL WASH INC CMN STK Cmn 302130909 3,097 67,000 Sh Call Shared-defined 1 67,000 EXPEDITORS INTL WASH INC CMN STK Cmn 302130959 1,567 33,900 Sh Put Shared-defined 1 33,900 COLUMN TOTALS 43,213
FORM 13F Page 203 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EXPEDITORS INTL WASH INC CMN STK Cmn 302130109 59 1,267 Sh Shared-defined -- 1,267 EXPRESS INC Cmn 30219E103 11 755 Sh Shared-defined 1 755 EXPRESS INC Cmn 30219E903 32 2,100 Sh Call Shared-defined 1 2,100 EXPRESS INC Cmn 30219E953 71 4,700 Sh Put Shared-defined 1 4,700 EXPRESS INC Cmn 30219E103 1,491 98,050 Sh Shared-defined -- 98,050 EXPRESS SCRIPTS INC - -CL A CMN STK Cmn 302182900 10,816 222,100 Sh Call Shared-defined 1 222,100 EXPRESS SCRIPTS INC - -CL A CMN STK Cmn 302182950 9,677 198,700 Sh Put Shared-defined 1 198,700 EXPRESS SCRIPTS INC - -CL A CMN STK Cmn 302182100 1,590 32,651 Sh Shared-defined 1 32,651 EXPRESS SCRIPTS INC - -CL A CMN STK Cmn 302182100 26,457 543,275 Sh Shared-defined -- 543,275 EXTERRAN HOLDINGS 4.25% CB 06/15/2014- REGISTERED Bond 30225XAA1 3,605 3,000,000 Prn Shared-defined -- N/A EXTERRAN HOLDINGS INC Cmn 30225X103 508 22,373 Sh Shared-defined -- 22,373 EXTERRAN HOLDINGS INC Cmn 30225X903 443 19,500 Sh Call Shared-defined 1 19,500 EXTERRAN HOLDINGS INC Cmn 30225X953 300 13,200 Sh Put Shared-defined 1 13,200 EXTRA SPACE STORAGE INC. COMMON STOCK Cmn 30225T102 2,255 140,581 Sh Shared-defined -- 140,581 COLUMN TOTALS 57,315
FORM 13F Page 204 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EXTREME NETWORKS INC CMN Cmn 30226D956 7 2,100 Sh Put Shared-defined 1 2,100 EXTREME NETWORKS INC CMN Cmn 30226D106 39 12,416 Sh Shared-defined 1 12,416 EXXON MOBIL CORP COMMON STOCK Cmn 30231G102 8,365 135,379 Sh Shared-defined 1 135,379 EXXON MOBIL CORP COMMON STOCK Cmn 30231G102 2,549 41,256 Sh Shared-defined -- 41,256 EXXON MOBIL CORP COMMON STOCK Cmn 30231G902 137,236 2,221,000 Sh Call Shared-defined 1 2,221,000 EXXON MOBIL CORP COMMON STOCK Cmn 30231G952 94,600 1,531,000 Sh Put Shared-defined 1 1,531,000 LANOPTICS LTD CMN STOCK Cmn M4146Y908 937 37,100 Sh Call Shared-defined 1 37,100 LANOPTICS LTD CMN STOCK Cmn M4146Y958 2,974 117,800 Sh Put Shared-defined 1 117,800 EZCORP INC -CL A CMN STK Cmn 302301906 263 13,100 Sh Call Shared-defined 1 13,100 EZCORP INC -CL A CMN STK Cmn 302301956 38 1,900 Sh Put Shared-defined 1 1,900 EZCORP INC -CL A CMN STK Cmn 302301106 48 2,388 Sh Shared-defined 1 2,388 EZCORP INC -CL A CMN STK Cmn 302301106 12 600 Sh Shared-defined -- 600 F N B CORP/PA CMN STK Cmn 302520101 37 4,300 Sh Shared-defined 1 4,300 F N B CORP/PA CMN STK Cmn 302520101 10,764 1,257,479 Sh Shared-defined -- 1,257,479 COLUMN TOTALS 257,869
FORM 13F Page 205 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- F5 NETWORKS INC CMN STOCK Cmn 315616902 14,045 135,300 Sh Call Shared-defined 1 135,300 F5 NETWORKS INC CMN STOCK Cmn 315616952 15,572 150,000 Sh Put Shared-defined 1 150,000 F5 NETWORKS INC CMN STOCK Cmn 315616102 254 2,442 Sh Shared-defined 1 2,442 F5 NETWORKS INC CMN STOCK Cmn 315616102 487 4,696 Sh Shared-defined -- 4,696 FACTSET RESH SYS INC CMN STOCK Cmn 303075905 1,501 18,500 Sh Call Shared-defined 1 18,500 FACTSET RESH SYS INC CMN STOCK Cmn 303075955 3,042 37,500 Sh Put Shared-defined 1 37,500 FACTSET RESH SYS INC CMN STOCK Cmn 303075105 1,208 14,891 Sh Shared-defined -- 14,891 FAIR ISAAC CORPORATION CMN STK Cmn 303250904 589 23,900 Sh Call Shared-defined 1 23,900 FAIR ISAAC CORPORATION CMN STK Cmn 303250954 688 27,900 Sh Put Shared-defined 1 27,900 FAIR ISAAC CORPORATION CMN STK Cmn 303250104 69 2,784 Sh Shared-defined 1 2,784 FAIR ISAAC CORPORATION CMN STK Cmn 303250104 353 14,313 Sh Shared-defined -- 14,313 FAIRCHILD SEMICONDUCTOR CORP - CL A CMN STK Cmn 303726103 52 5,554 Sh Shared-defined 1 5,554 FAIRCHILD SEMICONDUCTOR CORP - CL A CMN STK Cmn 303726103 3,739 397,733 Sh Shared-defined -- 397,733 FAIRCHILD SEMICONDUCTOR CORP - CL A CMN STK Cmn 303726903 170 18,100 Sh Call Shared-defined 1 18,100 COLUMN TOTALS 41,769
FORM 13F Page 206 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FAIRCHILD SEMICONDUCTOR CORP - CL A CMN STK Cmn 303726953 187 19,900 Sh Put Shared-defined 1 19,900 FALCONSTOR SOFTWARE INC CMN STK Cmn 306137900 39 12,700 Sh Call Shared-defined 1 12,700 FALCONSTOR SOFTWARE INC CMN STK Cmn 306137950 3 1,100 Sh Put Shared-defined 1 1,100 FALCONSTOR SOFTWARE INC CMN STK Cmn 306137100 24 7,918 Sh Shared-defined 1 7,918 FALCONSTOR SOFTWARE INC CMN STK Cmn 306137100 5 1,662 Sh Shared-defined -- 1,662 FAMILY DOLLAR STORES CMN STK Cmn 307000909 8,991 203,600 Sh Call Shared-defined 1 203,600 FAMILY DOLLAR STORES CMN STK Cmn 307000959 6,805 154,100 Sh Put Shared-defined 1 154,100 FAMILY DOLLAR STORES CMN STK Cmn 307000109 42,356 959,152 Sh Shared-defined -- 959,152 FARO TECHNOLOGIES INC CMN STOCK Cmn 311642902 881 40,400 Sh Call Shared-defined 1 40,400 FARO TECHNOLOGIES INC CMN STOCK Cmn 311642952 279 12,800 Sh Put Shared-defined 1 12,800 FARO TECHNOLOGIES INC CMN STOCK Cmn 311642102 308 14,138 Sh Shared-defined 1 14,138 FARO TECHNOLOGIES INC CMN STOCK Cmn 311642102 60 2,763 Sh Shared-defined -- 2,763 FASTENAL CO CMN STK Cmn 311900904 2,239 42,100 Sh Call Shared-defined 1 42,100 FASTENAL CO CMN STK Cmn 311900954 4,074 76,600 Sh Put Shared-defined 1 76,600 COLUMN TOTALS 66,251
FORM 13F Page 207 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FASTENAL CO CMN STK Cmn 311900104 1,505 28,295 Sh Shared-defined 1 28,295 FASTENAL CO CMN STK Cmn 311900104 7,030 132,164 Sh Shared-defined -- 132,164 FBR CAPITAL MARKETS CORP Cmn 30247C301 62 19,815 Sh Shared-defined -- 19,815 FEDERAL AGRIC MTG CORP CMN STOCK Cmn 313148306 69 6,422 Sh Shared-defined 1 6,422 FEDERAL AGRIC MTG CORP CMN STOCK Cmn 313148306 35 3,190 Sh Shared-defined -- 3,190 FEDERAL AGRIC MTG CORP CMN STOCK Cmn 313148906 253 23,400 Sh Call Shared-defined 1 23,400 FEDERAL AGRIC MTG CORP CMN STOCK Cmn 313148956 147 13,600 Sh Put Shared-defined 1 13,600 FEDERAL REALTY INVESTORS TRUST COMMON STOCK Cmn 313747906 2,548 31,200 Sh Call Shared-defined 1 31,200 FEDERAL REALTY INVESTORS TRUST COMMON STOCK Cmn 313747956 3,912 47,900 Sh Put Shared-defined 1 47,900 FEDERAL REALTY INVESTORS TRUST COMMON STOCK Cmn 313747206 477 5,837 Sh Shared-defined 1 5,837 FEDERAL REALTY INVESTORS TRUST COMMON STOCK Cmn 313747206 1,939 23,749 Sh Shared-defined -- 23,749 FEDERAL SIGNAL CORP CMN STK Cmn 313855108 7 1,300 Sh Shared-defined 1 1,300 FEDERAL SIGNAL CORP CMN STK Cmn 313855108 210 38,994 Sh Shared-defined -- 38,994 FEDERATED INVESTORS INC-CL B Cmn 314211903 373 16,400 Sh Call Shared-defined 1 16,400 COLUMN TOTALS 18,567
FORM 13F Page 208 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FEDERATED INVESTORS INC-CL B Cmn 314211953 159 7,000 Sh Put Shared-defined 1 7,000 FEDERATED INVESTORS INC-CL B Cmn 314211103 10,791 474,114 Sh Shared-defined -- 474,114 FEDEX CORPORATION CMN STOCK Cmn 31428X906 19,511 228,200 Sh Call Shared-defined 1 228,200 FEDEX CORPORATION CMN STOCK Cmn 31428X956 33,371 390,300 Sh Put Shared-defined 1 390,300 FEDEX CORPORATION CMN STOCK Cmn 31428X106 3,039 35,546 Sh Shared-defined -- 35,546 FEI CO CMN STOCK Cmn 30241L109 11 576 Sh Shared-defined 1 576 FEI CO CMN STOCK Cmn 30241L109 466 23,795 Sh Shared-defined -- 23,795 FEI CO CMN STOCK Cmn 30241L909 68 3,500 Sh Call Shared-defined 1 3,500 FEI CO CMN STOCK Cmn 30241L959 20 1,000 Sh Put Shared-defined 1 1,000 FEI COMPANY 2.875% CB 06/01/2013 - REGISTERED Bond 30241LAF6 40,293 39,178,000 Prn Shared-defined -- N/A FELCOR LODGING 7.8% CNV PREF-PERP- REGISTERED Pref Stk 31430F200 6 300 Sh Shared-defined 1 N/A FELCOR LODGING TRUST INC CMN STOCK Cmn 31430F901 35 7,700 Sh Call Shared-defined 1 7,700 FELCOR LODGING TRUST INC CMN STOCK Cmn 31430F951 40 8,600 Sh Put Shared-defined 1 8,600 FELCOR LODGING TRUST INC CMN STOCK Cmn 31430F101 177 38,515 Sh Shared-defined 1 38,515 COLUMN TOTALS 107,987
FORM 13F Page 209 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FELCOR LODGING TRUST INC CMN STOCK Cmn 31430F101 3,214 698,768 Sh Shared-defined -- 698,768 FERRO CORP Cmn 315405100 81 6,292 Sh Shared-defined 1 6,292 FERRO CORP Cmn 315405900 220 17,100 Sh Call Shared-defined 1 17,100 FERRO CORP Cmn 315405950 8 600 Sh Put Shared-defined 1 600 FERRO CORP Cmn 315405100 56 4,350 Sh Shared-defined -- 4,350 FIBERTOWER CORP Cmn 31567R209 29 6,829 Sh Shared-defined 1 6,829 FIBERTOWER CORP Cmn 31567R209 93 21,882 Sh Shared-defined -- 21,882 FIDELITY NATIONAL FINANCIAL INC COMMON STOCK Cmn 31620R105 208 13,215 Sh Shared-defined 1 13,215 FIDELITY NATIONAL FINANCIAL INC COMMON STOCK Cmn 31620R105 3,766 239,721 Sh Shared-defined -- 239,721 FIDELITY NATIONAL FINANCIAL INC COMMON STOCK Cmn 31620R905 316 20,100 Sh Call Shared-defined 1 20,100 FIDELITY NATIONAL FINANCIAL INC COMMON STOCK Cmn 31620R955 327 20,800 Sh Put Shared-defined 1 20,800 FIDELITY NATIONAL INFORMATION CMN STK Cmn 31620M106 22,131 815,743 Sh Shared-defined -- 815,743 FIDELITY NATIONAL INFORMATION CMN STK Cmn 31620M906 1,031 38,000 Sh Call Shared-defined 1 38,000 FIDELITY NATIONAL INFORMATION CMN STK Cmn 31620M956 494 18,200 Sh Put Shared-defined 1 18,200 COLUMN TOTALS 31,974
FORM 13F Page 210 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FIFTH STREET FINANCE CORP Cmn 31678A103 6 520 Sh Shared-defined 1 520 FIFTH STREET FINANCE CORP Cmn 31678A103 318 28,549 Sh Shared-defined -- 28,549 FIFTH THIRD BANCORP CMN STOCK Cmn 316773900 3,338 277,500 Sh Call Shared-defined 1 277,500 FIFTH THIRD BANCORP CMN STOCK Cmn 316773950 3,208 266,700 Sh Put Shared-defined 1 266,700 FIFTH THIRD BANCORP CMN STOCK Cmn 316773100 949 78,919 Sh Shared-defined 1 78,919 FIFTH THIRD BANCORP CMN STOCK Cmn 316773100 83,023 6,901,324 Sh Shared-defined -- 6,901,324 FINISAR CORCMN STOCK Cmn 31787A507 444 23,609 Sh Shared-defined 1 23,609 FINISAR CORCMN STOCK Cmn 31787A507 572 30,450 Sh Shared-defined -- 30,450 FINISAR CORCMN STOCK Cmn 31787A907 1,080 57,500 Sh Call Shared-defined 1 57,500 FINISAR CORCMN STOCK Cmn 31787A957 2,076 110,500 Sh Put Shared-defined 1 110,500 FINISAR CORP 5% CB 10/15/2029- REGISTERED Bond 31787AAK7 14,499 7,500,000 Prn Shared-defined -- N/A FINISH LINE INC -CL A CMN STK Cmn 317923900 15 1,100 Sh Call Shared-defined 1 1,100 FINISH LINE INC -CL A CMN STK Cmn 317923950 399 28,700 Sh Put Shared-defined 1 28,700 FINISH LINE INC -CL A CMN STK Cmn 317923100 342 24,564 Sh Shared-defined 1 24,564 COLUMN TOTALS 110,269
FORM 13F Page 211 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FINISH LINE INC -CL A CMN STK Cmn 317923100 1,878 135,000 Sh Shared-defined -- 135,000 FIRST AMERICAN FINANCIAL Cmn 31847R102 1,617 108,266 Sh Shared-defined 1 108,266 FIRST AMERICAN FINANCIAL Cmn 31847R102 39 2,600 Sh Shared-defined -- 2,600 FIRST AMERICAN FINANCIAL Cmn 31847R902 548 36,700 Sh Call Shared-defined 1 36,700 FIRST AMERICAN FINANCIAL Cmn 31847R952 273 18,300 Sh Put Shared-defined 1 18,300 FIRST BUSEY CORP CMN STOCK Cmn 319383105 5 1,171 Sh Shared-defined 1 1,171 FIRST BUSEY CORP CMN STOCK Cmn 319383105 871 191,454 Sh Shared-defined -- 191,454 FIRST CASH FINL SVCS INC COMMON STOCK Cmn 31942D107 59 2,114 Sh Shared-defined -- 2,114 FIRST CASH FINL SVCS INC COMMON STOCK Cmn 31942D907 133 4,800 Sh Call Shared-defined 1 4,800 FIRST CASH FINL SVCS INC COMMON STOCK Cmn 31942D957 189 6,800 Sh Put Shared-defined 1 6,800 FIRST COMMONWLTH FINL CP/PA CMN STK Cmn 319829107 40 7,272 Sh Shared-defined 1 7,272 FIRST COMMONWLTH FINL CP/PA CMN STK Cmn 319829107 174 31,855 Sh Shared-defined -- 31,855 FIRST HORIZON NATIONAL CORP CMN STK Cmn 320517905 921 80,700 Sh Call Shared-defined 1 80,700 FIRST HORIZON NATIONAL CORP CMN STK Cmn 320517955 313 27,400 Sh Put Shared-defined 1 27,400 COLUMN TOTALS 7,060
FORM 13F Page 212 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FIRST HORIZON NATIONAL CORP CMN STK Cmn 320517105 517 45,274 Sh Shared-defined -- 45,274 FIRST INDL REALTY TRUST INC CMN STK Cmn 32054K903 42 8,300 Sh Call Shared-defined 1 8,300 FIRST INDL REALTY TRUST INC CMN STK Cmn 32054K953 47 9,200 Sh Put Shared-defined 1 9,200 FIRST INDL REALTY TRUST INC CMN STK Cmn 32054K103 56 11,091 Sh Shared-defined 1 11,091 FIRST MERCURY FINANCIAL CORP COMMON STOCK Cmn 320841109 9 936 Sh Shared-defined 1 936 FIRST MERCURY FINANCIAL CORP COMMON STOCK Cmn 320841109 109 10,780 Sh Shared-defined -- 10,780 FIRST NIAGARA FINANCIAL GROUP INC CMN STOCK Cmn 33582V908 76 6,500 Sh Call Shared-defined 1 6,500 FIRST NIAGARA FINANCIAL GROUP INC CMN STOCK Cmn 33582V958 358 30,700 Sh Put Shared-defined 1 30,700 FIRST NIAGARA FINANCIAL GROUP INC CMN STOCK Cmn 33582V108 154 13,247 Sh Shared-defined 1 13,247 FIRST NIAGARA FINANCIAL GROUP INC CMN STOCK Cmn 33582V108 12,000 1,030,004 Sh Shared-defined -- 1,030,004 FIRST SOLAR INC Cmn 336433107 642 4,358 Sh Shared-defined 1 4,358 FIRST SOLAR INC Cmn 336433907 59,809 405,900 Sh Call Shared-defined 1 405,900 FIRST SOLAR INC Cmn 336433957 94,584 641,900 Sh Put Shared-defined 1 641,900 FIRST SOLAR INC Cmn 336433107 22,567 153,155 Sh Shared-defined -- 153,155 COLUMN TOTALS 190,970
FORM 13F Page 213 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FIRSTBANK BANCORP/ PUERTO RICO CMN STK Cmn 318672902 2 8,000 Sh Call Shared-defined 1 8,000 FIRSTBANK BANCORP/ PUERTO RICO CMN STK Cmn 318672952 6 21,500 Sh Put Shared-defined 1 21,500 FIRSTBANK BANCORP/ PUERTO RICO CMN STK Cmn 318672102 10 36,478 Sh Shared-defined 1 36,478 FIRSTBANK BANCORP/ PUERTO RICO CMN STK Cmn 318672102 7 26,731 Sh Shared-defined -- 26,731 FIRSTENERGY CORP COMMON STOCK Cmn 337932907 7,126 184,900 Sh Call Shared-defined 1 184,900 FIRSTENERGY CORP COMMON STOCK Cmn 337932957 1,145 29,700 Sh Put Shared-defined 1 29,700 FIRSTENERGY CORP COMMON STOCK Cmn 337932107 319 8,290 Sh Shared-defined 1 8,290 FIRSTMERIT CORP CMN STK (WAS FIRST BANCORP INC) Cmn 337915902 37 2,000 Sh Call Shared-defined 1 2,000 FIRSTMERIT CORP CMN STK (WAS FIRST BANCORP INC) Cmn 337915952 48 2,600 Sh Put Shared-defined 1 2,600 FIRSTMERIT CORP CMN STK (WAS FIRST BANCORP INC) Cmn 337915102 36 1,972 Sh Shared-defined 1 1,972 FIRSTMERIT CORP CMN STK (WAS FIRST BANCORP INC) Cmn 337915102 18,659 1,018,496 Sh Shared-defined -- 1,018,496 FISERV INC CMN STK Cmn 337738908 1,270 23,600 Sh Call Shared-defined 1 23,600 FISERV INC CMN STK Cmn 337738958 334 6,200 Sh Put Shared-defined 1 6,200 FISERV INC CMN STK Cmn 337738108 141 2,620 Sh Shared-defined 1 2,620 COLUMN TOTALS 29,140
FORM 13F Page 214 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FISERV INC CMN STK Cmn 337738108 21,543 400,282 Sh Shared-defined -- 400,282 FLAGSTONE REINSURANCE HOLDINGS Cmn L3466T104 381 35,896 Sh Shared-defined -- 35,896 FLEXTRONICS INTERNATIONAL LTD CMN STK Cmn Y2573F902 249 41,300 Sh Call Shared-defined 1 41,300 FLEXTRONICS INTERNATIONAL LTD CMN STK Cmn Y2573F952 338 56,000 Sh Put Shared-defined 1 56,000 FLEXTRONICS INTERNATIONAL LTD CMN STK Cmn Y2573F102 557 92,159 Sh Shared-defined 1 92,159 FLEXTRONICS INTERNATIONAL LTD CMN STK Cmn Y2573F102 5,000 827,845 Sh Shared-defined -- 827,845 FLIR SYSTEMS INC CMN STK Cmn 302445901 1,262 49,100 Sh Call Shared-defined 1 49,100 FLIR SYSTEMS INC CMN STK Cmn 302445951 517 20,100 Sh Put Shared-defined 1 20,100 FLIR SYSTEMS INC CMN STK Cmn 302445101 72 2,791 Sh Shared-defined 1 2,791 FLIR SYSTEMS INC CMN STK Cmn 302445101 15,875 617,688 Sh Shared-defined -- 617,688 FLOWERS FOODS INC Cmn 343498901 1,356 54,600 Sh Call Shared-defined 1 54,600 FLOWERS FOODS INC Cmn 343498951 12 500 Sh Put Shared-defined 1 500 FLOWERS FOODS INC Cmn 343498101 10,362 417,166 Sh Shared-defined -- 417,166 FLOWSERVE CORP CMN STK Cmn 34354P105 34 312 Sh Shared-defined -- 312 COLUMN TOTALS 57,558
FORM 13F Page 215 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FLOWSERVE CORP CMN STK Cmn 34354P905 7,791 71,200 Sh Call Shared-defined 1 71,200 FLOWSERVE CORP CMN STK Cmn 34354P955 6,401 58,500 Sh Put Shared-defined 1 58,500 FLUOR CORP (NEW) Cmn 343412902 8,648 174,600 Sh Call Shared-defined 1 174,600 FLUOR CORP (NEW) Cmn 343412952 7,301 147,400 Sh Put Shared-defined 1 147,400 FLUOR CORP (NEW) Cmn 343412102 1,329 26,839 Sh Shared-defined -- 26,839 FMC CORP COMMON STOCK Cmn 302491303 9,906 144,798 Sh Shared-defined -- 144,798 FMC CORP COMMON STOCK Cmn 302491903 3,263 47,700 Sh Call Shared-defined 1 47,700 FMC CORP COMMON STOCK Cmn 302491953 2,141 31,300 Sh Put Shared-defined 1 31,300 FMC TECHNOLOGIES, INC Cmn 30249U101 1,744 25,533 Sh Shared-defined 1 25,533 FMC TECHNOLOGIES, INC Cmn 30249U901 2,773 40,600 Sh Call Shared-defined 1 40,600 FMC TECHNOLOGIES, INC Cmn 30249U951 4,070 59,600 Sh Put Shared-defined 1 59,600 FMC TECHNOLOGIES, INC Cmn 30249U101 8,714 127,608 Sh Shared-defined -- 127,608 FO 2.6700% DUE 12/31/ 49 Pref Stk 349631200 4 12 Sh Shared-defined 1 N/A FOCUS MEDIA HOLDING- Depository ADR Receipt 34415V109 1,086 44,707 Sh Shared-defined 1 N/A 65,171 COLUMN TOTALS
FORM 13F Page 216 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FOCUS MEDIA HOLDING- Depository ADR Receipt 34415V109 19,261 792,637 Sh Shared-defined -- N/A FOOT LOCKER INC CMN STOCK Cmn 344849904 459 31,600 Sh Call Shared-defined 1 31,600 FOOT LOCKER INC CMN STOCK Cmn 344849954 263 18,100 Sh Put Shared-defined 1 18,100 FOOT LOCKER INC CMN STOCK Cmn 344849104 52 3,605 Sh Shared-defined 1 3,605 FOOT LOCKER INC CMN STOCK Cmn 344849104 17,106 1,177,271 Sh Shared-defined -- 1,177,271 FORCE PROTECTION INC Cmn 345203202 120 23,730 Sh Shared-defined 1 23,730 FORCE PROTECTION INC Cmn 345203902 106 21,100 Sh Call Shared-defined 1 21,100 FORCE PROTECTION INC Cmn 345203952 205 40,700 Sh Put Shared-defined 1 40,700 FORD MOTOR 6.5% DUE 1/15/32 -REG Pref Stk 345395206 5 100 Sh Shared-defined 1 N/A FORD MOTOR CO-CW13 Wt 345370134 4 1,000 Shared-defined 1 N/A FORD MOTOR CO-CW13 Wt 345370134 12,113 2,823,500 Shared-defined -- N/A FORD MOTOR COMPANY Cmn 345370900 19,254 1,573,000 Sh Call Shared-defined 1 1,573,000 FORD MOTOR COMPANY Cmn 345370950 14,782 1,207,700 Sh Put Shared-defined 1 1,207,700 FORD MOTOR COMPANY Cmn 345370860 494 40,334 Sh Shared-defined -- 40,334 COLUMN TOTALS 84,224
FORM 13F Page 217 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FORD MOTOR COMPANY 4.25% CB 11/15/2016- REGISTERED Bond 345370CN8 14,922 10,000,000 Prn Shared-defined -- N/A FOREST CITY ENTRPRS - -CL A CMN STK Cmn 345550107 311 24,209 Sh Shared-defined -- 24,209 FOREST LABORATORIES - -CL A CMN STK Cmn 345838106 805 26,011 Sh Shared-defined 1 26,011 FOREST LABORATORIES - -CL A CMN STK Cmn 345838106 407 13,144 Sh Shared-defined -- 13,144 FOREST LABORATORIES - -CL A CMN STK Cmn 345838906 2,119 68,500 Sh Call Shared-defined 1 68,500 FOREST LABORATORIES - -CL A CMN STK Cmn 345838956 3,443 111,300 Sh Put Shared-defined 1 111,300 FOREST OIL CORP COMMON STOCK Cmn 346091705 170 5,729 Sh Shared-defined 1 5,729 FOREST OIL CORP COMMON STOCK Cmn 346091705 37,293 1,255,650 Sh Shared-defined -- 1,255,650 FOREST OIL CORP COMMON STOCK Cmn 346091905 4,425 149,000 Sh Call Shared-defined 1 149,000 FOREST OIL CORP COMMON STOCK Cmn 346091955 2,174 73,200 Sh Put Shared-defined 1 73,200 FORESTAR GROUP INC Cmn 346233109 18 1,059 Sh Shared-defined 1 1,059 FORESTAR GROUP INC Cmn 346233909 85 5,000 Sh Call Shared-defined 1 5,000 FORESTAR GROUP INC Cmn 346233959 130 7,600 Sh Put Shared-defined 1 7,600 FORESTAR GROUP INC Cmn 346233109 10 578 Sh Shared-defined -- 578 COLUMN TOTALS 66,312
FORM 13F Page 218 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FORMFACTOR INC CMN STK Cmn 346375908 102 11,900 Sh Call Shared-defined 1 11,900 FORMFACTOR INC CMN STK Cmn 346375958 169 19,600 Sh Put Shared-defined 1 19,600 FORMFACTOR INC CMN STK Cmn 346375108 137 15,908 Sh Shared-defined 1 15,908 FORMFACTOR INC CMN STK Cmn 346375108 1,054 122,616 Sh Shared-defined -- 122,616 FORTINET INC Cmn 34959E109 223 8,923 Sh Shared-defined 1 8,923 FORTINET INC Cmn 34959E909 1,270 50,800 Sh Call Shared-defined 1 50,800 FORTINET INC Cmn 34959E959 795 31,800 Sh Put Shared-defined 1 31,800 FORTINET INC Cmn 34959E109 83 3,327 Sh Shared-defined -- 3,327 FORTRESS INVESTMENT GROUP LLC CL-A Cmn 34958B106 286 79,624 Sh Shared-defined 1 79,624 FORTRESS INVESTMENT GROUP LLC CL-A Cmn 34958B906 197 54,800 Sh Call Shared-defined 1 54,800 FORTRESS INVESTMENT GROUP LLC CL-A Cmn 34958B956 279 77,700 Sh Put Shared-defined 1 77,700 FORTUNE BRANDS INC. Cmn 349631901 2,166 44,000 Sh Call Shared-defined 1 44,000 FORTUNE BRANDS INC. Cmn 349631951 729 14,800 Sh Put Shared-defined 1 14,800 FORWARD AIR CORPORATION CMN STK Cmn 349853901 13 500 Sh Call Shared-defined 1 500 COLUMN TOTALS 7,503
FORM 13F Page 219 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FORWARD AIR CORPORATION CMN STK Cmn 349853101 8 298 Sh Shared-defined 1 298 FORWARD AIR CORPORATION CMN STK Cmn 349853101 184 7,072 Sh Shared-defined -- 7,072 FOSSIL INC CMN STK Cmn 349882900 1,108 20,600 Sh Call Shared-defined 1 20,600 FOSSIL INC CMN STK Cmn 349882950 672 12,500 Sh Put Shared-defined 1 12,500 FOSSIL INC CMN STK Cmn 349882100 1,251 23,257 Sh Shared-defined 1 23,257 FOSSIL INC CMN STK Cmn 349882100 134 2,500 Sh Shared-defined -- 2,500 FOSTER (LB) CO -CL A CMN STK Cmn 350060909 877 30,300 Sh Call Shared-defined 1 30,300 FOSTER (LB) CO -CL A CMN STK Cmn 350060959 1,797 62,100 Sh Put Shared-defined 1 62,100 FOSTER (LB) CO -CL A CMN STK Cmn 350060109 119 4,100 Sh Shared-defined -- 4,100 FOSTER WHEELER AG Cmn H27178104 360 14,713 Sh Shared-defined 1 14,713 FOSTER WHEELER AG Cmn H27178904 4,814 196,800 Sh Call Shared-defined 1 196,800 FOSTER WHEELER AG Cmn H27178954 3,099 126,700 Sh Put Shared-defined 1 126,700 FOSTER WHEELER AG Cmn H27178104 13,911 568,738 Sh Shared-defined -- 568,738 FOSTER WHEELER AG Cmn H27178904 1,157 47,300 Sh Call Shared-defined -- 47,300 COLUMN TOTALS 29,491
FORM 13F Page 220 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FPIC INS GROUP INC CMN STOCK Cmn 302563101 2 63 Sh Shared-defined 1 63 FPIC INS GROUP INC CMN STOCK Cmn 302563101 313 8,911 Sh Shared-defined -- 8,911 FRANKLIN RESOURCES INC CMN STK Cmn 354613901 9,493 88,800 Sh Call Shared-defined 1 88,800 FRANKLIN RESOURCES INC CMN STK Cmn 354613951 6,275 58,700 Sh Put Shared-defined 1 58,700 FRANKLIN RESOURCES INC CMN STK Cmn 354613101 95,444 892,830 Sh Shared-defined -- 892,830 FRANKLIN STREET PROPERTIES CORP COMMON STOCK Cmn 35471R906 178 14,300 Sh Call Shared-defined 1 14,300 FRANKLIN STREET PROPERTIES CORP COMMON STOCK Cmn 35471R956 25 2,000 Sh Put Shared-defined 1 2,000 FRANKLIN STREET PROPERTIES CORP COMMON STOCK Cmn 35471R106 51 4,146 Sh Shared-defined 1 4,146 FRANKLIN STREET PROPERTIES CORP COMMON STOCK Cmn 35471R106 1,270 102,219 Sh Shared-defined -- 102,219 FREDS INC CMN STK Cmn 356108900 243 20,600 Sh Call Shared-defined 1 20,600 FREDS INC CMN STK Cmn 356108950 65 5,500 Sh Put Shared-defined 1 5,500 FREDS INC CMN STK Cmn 356108100 3 283 Sh Shared-defined 1 283 FREDS INC CMN STK Cmn 356108100 512 43,402 Sh Shared-defined -- 43,402 FREEPORT-MCMORAN COPPER CMN STK Cmn 35671D907 44,582 522,100 Sh Call Shared-defined 1 522,100 COLUMN TOTALS 158,456
FORM 13F Page 221 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FREEPORT-MCMORAN COPPER CMN STK Cmn 35671D957 63,240 740,600 Sh Put Shared-defined 1 740,600 FREEPORT-MCMORAN COPPER CMN STK Cmn 35671D857 92 1,072 Sh Shared-defined 1 1,072 FREEPORT-MCMORAN COPPER CMN STK Cmn 35671D857 17,834 208,853 Sh Shared-defined -- 208,853 FREIGHTCAR AMERICA INC. COMMON STOCK Cmn 357023900 57 2,300 Sh Call Shared-defined 1 2,300 FREIGHTCAR AMERICA INC. COMMON STOCK Cmn 357023950 116 4,700 Sh Put Shared-defined 1 4,700 FREIGHTCAR AMERICA INC. COMMON STOCK Cmn 357023100 93 3,794 Sh Shared-defined 1 3,794 FREIGHTCAR AMERICA INC. COMMON STOCK Cmn 357023100 82 3,324 Sh Shared-defined -- 3,324 FRESH DEL MONTE PRODUCE INC CMN STOCK Cmn G36738905 276 12,700 Sh Call Shared-defined 1 12,700 FRESH DEL MONTE PRODUCE INC CMN STOCK Cmn G36738955 423 19,500 Sh Put Shared-defined 1 19,500 FRESH DEL MONTE PRODUCE INC CMN STOCK Cmn G36738105 17 763 Sh Shared-defined -- 763 FRONTEER DEVELOPMENT GROUP INC COMMON STOCK Cmn 359032109 183 25,486 Sh Shared-defined 1 25,486 FRONTEER DEVELOPMENT GROUP INC COMMON STOCK Cmn 359032909 61 8,500 Sh Call Shared-defined 1 8,500 FRONTEER DEVELOPMENT GROUP INC COMMON STOCK Cmn 359032959 237 33,000 Sh Put Shared-defined 1 33,000 FRONTIER COMMUNICATIONS CORP Cmn 35906A108 128 15,697 Sh Shared-defined 1 15,697 COLUMN TOTALS 82,839
FORM 13F Page 222 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FRONTIER COMMUNICATIONS CORP Cmn 35906A908 19 2,300 Sh Call Shared-defined 1 2,300 FRONTIER COMMUNICATIONS CORP Cmn 35906A958 570 69,800 Sh Put Shared-defined 1 69,800 FRONTIER COMMUNICATIONS CORP Cmn 35906A108 1,562 191,228 Sh Shared-defined -- 191,228 FRONTIER OIL CORP COMMON STOCK Cmn 35914P105 57 4,272 Sh Shared-defined 1 4,272 FRONTIER OIL CORP COMMON STOCK Cmn 35914P105 16,099 1,201,448 Sh Shared-defined -- 1,201,448 FRONTIER OIL CORP COMMON STOCK Cmn 35914P905 628 46,900 Sh Call Shared-defined 1 46,900 FRONTIER OIL CORP COMMON STOCK Cmn 35914P955 631 47,100 Sh Put Shared-defined 1 47,100 FRONTLINE LIMITED COMMON STOCK Cmn G3682E127 345 12,147 Sh Shared-defined 1 12,147 FRONTLINE LIMITED COMMON STOCK Cmn G3682E127 684 24,052 Sh Shared-defined -- 24,052 FRONTLINE LIMITED COMMON STOCK Cmn G3682E907 2,729 96,000 Sh Call Shared-defined 1 96,000 FRONTLINE LIMITED COMMON STOCK Cmn G3682E957 2,903 102,100 Sh Put Shared-defined 1 102,100 FTI CONSULTING 3.75% CB 07/15/12 - REGISTERED Bond 302941AB5 19,279 15,500,000 Prn Shared-defined -- N/A FTI CONSULTING INC CMN STOCK Cmn 302941909 4,534 130,700 Sh Call Shared-defined 1 130,700 FTI CONSULTING INC CMN STOCK Cmn 302941959 978 28,200 Sh Put Shared-defined 1 28,200 COLUMN TOTALS 51,018
FORM 13F Page 223 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FTI CONSULTING INC CMN STOCK Cmn 302941109 196 5,647 Sh Shared-defined 1 5,647 FTI CONSULTING INC CMN STOCK Cmn 302941109 510 14,704 Sh Shared-defined -- 14,704 FUEL SYSTEMS SOLUTIONS INC COMMON STOCK Cmn 35952W903 4,431 113,300 Sh Call Shared-defined 1 113,300 FUEL SYSTEMS SOLUTIONS INC COMMON STOCK Cmn 35952W953 6,797 173,800 Sh Put Shared-defined 1 173,800 FUEL SYSTEMS SOLUTIONS INC COMMON STOCK Cmn 35952W103 1,077 27,535 Sh Shared-defined 1 27,535 FUEL SYSTEMS SOLUTIONS INC COMMON STOCK Cmn 35952W103 91 2,329 Sh Shared-defined -- 2,329 FUEL TECH INC CMN STOCK Cmn 359523907 18 2,900 Sh Call Shared-defined 1 2,900 FUEL TECH INC CMN STOCK Cmn 359523957 63 10,000 Sh Put Shared-defined 1 10,000 FUEL TECH INC CMN STOCK Cmn 359523107 86 13,722 Sh Shared-defined 1 13,722 FUEL TECH INC CMN STOCK Cmn 359523107 103 16,355 Sh Shared-defined -- 16,355 FULLER (H. B.) CO CMN STK Cmn 359694106 -- 3 Sh Shared-defined 1 3 FULLER (H. B.) CO CMN STK Cmn 359694106 410 20,643 Sh Shared-defined -- 20,643 FULTON FINANCIAL CORP Cmn 360271100 171 18,840 Sh Shared-defined 1 18,840 FULTON FINANCIAL CORP Cmn 360271900 25 2,800 Sh Call Shared-defined 1 2,800 COLUMN TOTALS 13,978
FORM 13F Page 224 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FULTON FINANCIAL CORP Cmn 360271950 29 3,200 Sh Put Shared-defined 1 3,200 FULTON FINANCIAL CORP Cmn 360271100 124 13,703 Sh Shared-defined -- 13,703 FUQI INTERNATIONAL INC Cmn 36102A207 285 43,805 Sh Shared-defined 1 43,805 FUQI INTERNATIONAL INC Cmn 36102A907 427 65,700 Sh Call Shared-defined 1 65,700 FUQI INTERNATIONAL INC Cmn 36102A957 462 71,100 Sh Put Shared-defined 1 71,100 FUQI INTERNATIONAL INC Cmn 36102A207 85 13,105 Sh Shared-defined -- 13,105 FURIEX PHARMACEUTICALS INC Cmn 36106P101 12 1,035 Sh Shared-defined 1 1,035 FURIEX PHARMACEUTICALS INC Cmn 36106P901 69 6,100 Sh Call Shared-defined 1 6,100 FURIEX PHARMACEUTICALS INC Cmn 36106P951 112 9,900 Sh Put Shared-defined 1 9,900 FURNITURE BRANDS INTL COMMON STOCK (WAS INTERCO) Cmn 360921900 21 3,900 Sh Call Shared-defined 1 3,900 FURNITURE BRANDS INTL COMMON STOCK (WAS INTERCO) Cmn 360921950 4 800 Sh Put Shared-defined 1 800 FURNITURE BRANDS INTL COMMON STOCK (WAS INTERCO) Cmn 360921100 110 20,382 Sh Shared-defined -- 20,382 FUSHI INTERNATIONAL INC CMN STK Cmn 36113E907 56 6,500 Sh Call Shared-defined 1 6,500 FUSHI INTERNATIONAL INC CMN STK Cmn 36113E957 204 23,500 Sh Put Shared-defined 1 23,500 COLUMN TOTALS 2,000
FORM 13F Page 225 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FUSHI INTERNATIONAL INC CMN STK Cmn 36113E107 234 26,874 Sh Shared-defined 1 26,874 FX ENERGY INC CMN STOCK Cmn 302695901 5 1,100 Sh Call Shared-defined 1 1,100 FX ENERGY INC CMN STOCK Cmn 302695951 13 3,100 Sh Put Shared-defined 1 3,100 FX ENERGY INC CMN STOCK Cmn 302695101 101 24,289 Sh Shared-defined 1 24,289 FX ENERGY INC CMN STOCK Cmn 302695101 308 74,398 Sh Shared-defined -- 74,398 G3G5 PMI GROUP INC 4.5% CB 04/15/2020- REGISTERED Bond 69344MAK7 3,435 4,000,000 Prn Shared-defined -- N/A GAFISA SA-ADR Depository Receipt 362607301 170 10,982 Sh Shared-defined 1 N/A GAFISA SA-ADR Depository Receipt 362607301 47 3,041 Sh Shared-defined -- N/A GALLAGHER (ARTHUR J.) & CO CMN STK Cmn 363576909 50 1,900 Sh Call Shared-defined 1 1,900 GALLAGHER (ARTHUR J.) & CO CMN STK Cmn 363576959 84 3,200 Sh Put Shared-defined 1 3,200 GALLAGHER (ARTHUR J.) & CO CMN STK Cmn 363576109 31,167 1,181,923 Sh Shared-defined -- 1,181,923 GAMESTOP CORP Cmn 36467W909 4,859 246,500 Sh Call Shared-defined 1 246,500 GAMESTOP CORP Cmn 36467W959 2,966 150,500 Sh Put Shared-defined 1 150,500 GAMESTOP CORP Cmn 36467W109 1,038 52,686 Sh Shared-defined -- 52,686 COLUMN TOTALS 44,477
FORM 13F Page 226 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GAMMON GOLD INC COMMON STOCK Cmn 36467T906 234 33,400 Sh Call Shared-defined 1 33,400 GAMMON GOLD INC COMMON STOCK Cmn 36467T956 81 11,500 Sh Put Shared-defined 1 11,500 GAMMON GOLD INC COMMON STOCK Cmn 36467T106 25 3,596 Sh Shared-defined 1 3,596 GAMMON GOLD INC COMMON STOCK Cmn 36467T106 458 65,292 Sh Shared-defined -- 65,292 GANNETT INC Cmn 364730901 1,041 85,100 Sh Call Shared-defined 1 85,100 GANNETT INC Cmn 364730951 1,629 133,200 Sh Put Shared-defined 1 133,200 GANNETT INC Cmn 364730101 560 45,767 Sh Shared-defined 1 45,767 GAP INC Cmn 364760108 1,502 80,605 Sh Shared-defined 1 80,605 GAP INC Cmn 364760108 4,091 219,448 Sh Shared-defined -- 219,448 GARDNER DENVER INC CMN STK Cmn 365558905 913 17,000 Sh Call Shared-defined 1 17,000 GARDNER DENVER INC CMN STK Cmn 365558955 354 6,600 Sh Put Shared-defined 1 6,600 GARDNER DENVER INC CMN STK Cmn 365558105 14 264 Sh Shared-defined -- 264 GARMIN LTD Cmn H2906T909 5,084 167,500 Sh Call Shared-defined 1 167,500 GARMIN LTD Cmn H2906T959 3,991 131,500 Sh Put Shared-defined 1 131,500 COLUMN TOTALS 19,977
FORM 13F Page 227 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GARMIN LTD Cmn H2906T109 642 21,148 Sh Shared-defined -- 21,148 GARTNER INC CMN STK Cmn 366651107 196 6,658 Sh Shared-defined 1 6,658 GARTNER INC CMN STK Cmn 366651107 37 1,248 Sh Shared-defined -- 1,248 GATX CORPORATION COMMON STOCK Cmn 361448903 126 4,300 Sh Call Shared-defined 1 4,300 GATX CORPORATION COMMON STOCK Cmn 361448953 100 3,400 Sh Put Shared-defined 1 3,400 GATX CORPORATION COMMON STOCK Cmn 361448103 125 4,258 Sh Shared-defined 1 4,258 GATX CORPORATION COMMON STOCK Cmn 361448103 3,386 115,482 Sh Shared-defined -- 115,482 GAYLORD ENTERTAINMENT-CLASS A CMN STOCK Cmn 367905906 143 4,700 Sh Call Shared-defined 1 4,700 GAYLORD ENTERTAINMENT-CLASS A CMN STOCK Cmn 367905956 1,397 45,800 Sh Put Shared-defined 1 45,800 GAYLORD ENTERTAINMENT-CLASS A CMN STOCK Cmn 367905106 597 19,559 Sh Shared-defined 1 19,559 GAYLORD ENTERTAINMENT-CLASS A CMN STOCK Cmn 367905106 5,219 171,115 Sh Shared-defined -- 171,115 GENCO SHIPPING & TRADE 5% CB 08/15/2015-REGISTERED Bond 36869MAA3 3,731 3,500,000 Prn Shared-defined -- N/A GENCO SHIPPING & TRADING LTD COMMON STOCK Cmn Y2685T907 1,408 88,300 Sh Call Shared-defined 1 88,300 GENCO SHIPPING & TRADING LTD COMMON STOCK Cmn Y2685T957 2,316 145,300 Sh Put Shared-defined 1 145,300 COLUMN TOTALS 19,423
FORM 13F Page 228 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GENCO SHIPPING & TRADING LTD COMMON STOCK Cmn Y2685T107 725 45,456 Sh Shared-defined 1 45,456 GENCO SHIPPING & TRADING LTD COMMON STOCK Cmn Y2685T107 526 33,016 Sh Shared-defined -- 33,016 GENCORP INC. COMMON STOCK Cmn 368682100 7 1,448 Sh Shared-defined 1 1,448 GENCORP INC. COMMON STOCK Cmn 368682100 111 22,471 Sh Shared-defined -- 22,471 GENERAC HOLDINGS INC Cmn 368736104 13 950 Sh Shared-defined 1 950 GENERAC HOLDINGS INC Cmn 368736104 178 13,032 Sh Shared-defined -- 13,032 GENERAL CABLE 0.875% CB 11/15/2013- REGISTERED Bond 369300AD0 13,885 15,500,000 Prn Shared-defined -- N/A GENERAL CABLE CORP 4.5% CB 11/15/2029- REGISTERED Bond 369300AL2 5,534 5,500,000 Prn Shared-defined -- N/A GENERAL CABLE CORP DEL NEW CMN STOCK Cmn 369300908 1,812 66,800 Sh Call Shared-defined 1 66,800 GENERAL CABLE CORP DEL NEW CMN STOCK Cmn 369300958 995 36,700 Sh Put Shared-defined 1 36,700 GENERAL CABLE CORP DEL NEW CMN STOCK Cmn 369300108 488 18,011 Sh Shared-defined 1 18,011 GENERAL CABLE CORP DEL NEW CMN STOCK Cmn 369300108 9 315 Sh Shared-defined -- 315 GENERAL COMMUNICATION - -CL A CMN STK Cmn 369385109 19 1,899 Sh Shared-defined 1 1,899 GENERAL COMMUNICATION - -CL A CMN STK Cmn 369385109 163 16,399 Sh Shared-defined -- 16,399 COLUMN TOTALS 24,465
FORM 13F Page 229 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GENERAL DYNAMICS CORP Cmn 369550108 13 207 Sh Shared-defined 1 207 GENERAL DYNAMICS CORP Cmn 369550108 598 9,522 Sh Shared-defined -- 9,522 GENERAL DYNAMICS CORP Cmn 369550908 7,192 114,500 Sh Call Shared-defined 1 114,500 GENERAL DYNAMICS CORP Cmn 369550958 3,693 58,800 Sh Put Shared-defined 1 58,800 GENERAL ELECTRIC CORP Cmn 369604903 27,399 1,686,100 Sh Call Shared-defined 1 1,686,100 GENERAL ELECTRIC CORP Cmn 369604953 33,740 2,076,300 Sh Put Shared-defined 1 2,076,300 GENERAL ELECTRIC CORP Cmn 369604103 1,012 62,268 Sh Shared-defined 1 62,268 GENERAL ELECTRIC CORP Cmn 369604103 1,310 80,634 Sh Shared-defined -- 80,634 GENERAL GROWTH PPTYS INC CMN STK Cmn 370021107 1,097 70,317 Sh Shared-defined 1 70,317 GENERAL GROWTH PPTYS INC CMN STK Cmn 370021907 931 59,700 Sh Call Shared-defined 1 59,700 GENERAL GROWTH PPTYS INC CMN STK Cmn 370021957 2,421 155,200 Sh Put Shared-defined 1 155,200 GENERAL MARITIME CORP Cmn Y2693R101 141 28,679 Sh Shared-defined 1 28,679 GENERAL MARITIME CORP Cmn Y2693R901 82 16,800 Sh Call Shared-defined 1 16,800 GENERAL MARITIME CORP Cmn Y2693R951 91 18,500 Sh Put Shared-defined 1 18,500 COLUMN TOTALS 79,720
FORM 13F Page 230 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GENERAL MARITIME CORP Cmn Y2693R101 1,096 223,284 Sh Shared-defined -- 223,284 GENERAL MLS INC Cmn 370334904 11,452 313,400 Sh Call Shared-defined 1 313,400 GENERAL MLS INC Cmn 370334954 9,943 272,100 Sh Put Shared-defined 1 272,100 GENERAL MLS INC Cmn 370334904 4 100 Sh Call Shared-defined -- 100 GENERAL MLS INC Cmn 370334104 4,461 122,076 Sh Shared-defined 1 122,076 GENERAL MLS INC Cmn 370334104 23,397 640,304 Sh Shared-defined -- 640,304 GENERAL MOLY INC COMMON STOCK Cmn 370373902 18 5,000 Sh Call Shared-defined 1 5,000 GENERAL MOLY INC COMMON STOCK Cmn 370373952 12 3,200 Sh Put Shared-defined 1 3,200 GENERAL MOLY INC COMMON STOCK Cmn 370373102 50 13,699 Sh Shared-defined 1 13,699 GENERAL STEEL HOLDINGS INC CMN STK Cmn 370853903 15 5,500 Sh Call Shared-defined 1 5,500 GENERAL STEEL HOLDINGS INC CMN STK Cmn 370853953 24 8,800 Sh Put Shared-defined 1 8,800 GENERAL STEEL HOLDINGS INC CMN STK Cmn 370853103 101 37,152 Sh Shared-defined -- 37,152 GENEREX BIOTECHNOLOGY CRP DE CMN STOCK Cmn 371485103 9 18,974 Sh Shared-defined 1 18,974 GENESCO INC Cmn 371532102 46 1,554 Sh Shared-defined 1 1,554 COLUMN TOTALS 50,628
FORM 13F Page 231 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GENESCO INC Cmn 371532902 60 2,000 Sh Call Shared-defined 1 2,000 GENESCO INC Cmn 371532952 305 10,200 Sh Put Shared-defined 1 10,200 GENESEE & WYO INC CMN STOCK Cmn 371559905 1,332 30,700 Sh Call Shared-defined 1 30,700 GENESEE & WYO INC CMN STOCK Cmn 371559955 712 16,400 Sh Put Shared-defined 1 16,400 GENESEE & WYO INC CMN STOCK Cmn 371559105 110 2,530 Sh Shared-defined 1 2,530 GENESEE & WYO INC CMN STOCK Cmn 371559105 278 6,413 Sh Shared-defined -- 6,413 GENOMIC HEALTH INC COMMON STOCK Cmn 37244C901 35 2,600 Sh Call Shared-defined 1 2,600 GENOMIC HEALTH INC COMMON STOCK Cmn 37244C951 156 11,700 Sh Put Shared-defined 1 11,700 GENOMIC HEALTH INC COMMON STOCK Cmn 37244C101 114 8,503 Sh Shared-defined 1 8,503 GENOMIC HEALTH INC COMMON STOCK Cmn 37244C101 8 583 Sh Shared-defined -- 583 GENOPTIX INC Cmn 37243V900 471 33,200 Sh Call Shared-defined 1 33,200 GENOPTIX INC Cmn 37243V950 91 6,400 Sh Put Shared-defined 1 6,400 GENOPTIX INC Cmn 37243V100 200 14,071 Sh Shared-defined -- 14,071 GENPACT LTD Cmn G3922B107 59 3,343 Sh Shared-defined 1 3,343 COLUMN TOTALS 3,931
FORM 13F Page 232 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GENPACT LTD Cmn G3922B107 302 17,061 Sh Shared-defined -- 17,061 GEN-PROBE INC COMMON STOCK Cmn 36866T903 1,178 24,300 Sh Call Shared-defined 1 24,300 GEN-PROBE INC COMMON STOCK Cmn 36866T953 1,299 26,800 Sh Put Shared-defined 1 26,800 GEN-PROBE INC COMMON STOCK Cmn 36866T103 191 3,943 Sh Shared-defined 1 3,943 GEN-PROBE INC COMMON STOCK Cmn 36866T103 4,371 90,195 Sh Shared-defined -- 90,195 GENTEX CORP CMN STK Cmn 371901909 328 16,800 Sh Call Shared-defined 1 16,800 GENTEX CORP CMN STK Cmn 371901959 45 2,300 Sh Put Shared-defined 1 2,300 GENTEX CORP CMN STK Cmn 371901109 1,276 65,382 Sh Shared-defined -- 65,382 GENTIVA HEALTH SERVICES CMN STOCK Cmn 37247A902 57 2,600 Sh Call Shared-defined 1 2,600 GENTIVA HEALTH SERVICES CMN STOCK Cmn 37247A952 133 6,100 Sh Put Shared-defined 1 6,100 GENTIVA HEALTH SERVICES CMN STOCK Cmn 37247A102 26 1,199 Sh Shared-defined -- 1,199 GENUINE PARTS CO Cmn 372460905 1,534 34,400 Sh Call Shared-defined 1 34,400 GENUINE PARTS CO Cmn 372460955 433 9,700 Sh Put Shared-defined 1 9,700 GENUINE PARTS CO Cmn 372460105 4,285 96,105 Sh Shared-defined -- 96,105 COLUMN TOTALS 15,458
FORM 13F Page 233 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GENWORTH FINANCIAL INC COMMON STOCK Cmn 37247D906 3,143 257,200 Sh Call Shared-defined 1 257,200 GENWORTH FINANCIAL INC COMMON STOCK Cmn 37247D956 4,328 354,200 Sh Put Shared-defined 1 354,200 GENWORTH FINANCIAL INC COMMON STOCK Cmn 37247D106 1,611 131,797 Sh Shared-defined 1 131,797 GENWORTH FINANCIAL INC COMMON STOCK Cmn 37247D106 1,141 93,404 Sh Shared-defined -- 93,404 GENZYME CORP- GENL DIVISION COMMON STOCK Cmn 372917104 2,924 41,312 Sh Shared-defined 1 41,312 GENZYME CORP- GENL DIVISION COMMON STOCK Cmn 372917104 74 1,050 Sh Shared-defined -- 1,050 GENZYME CORP- GENL DIVISION COMMON STOCK Cmn 372917904 26,617 376,000 Sh Call Shared-defined 1 376,000 GENZYME CORP- GENL DIVISION COMMON STOCK Cmn 372917954 17,945 253,500 Sh Put Shared-defined 1 253,500 GEO GROUP INC/THE CMN STOCK Cmn 36159R103 33 1,421 Sh Shared-defined 1 1,421 GEO GROUP INC/THE CMN STOCK Cmn 36159R103 1,263 54,074 Sh Shared-defined -- 54,074 GEOEYE INC COMMON STOCK Cmn 37250W908 470 11,600 Sh Call Shared-defined 1 11,600 GEOEYE INC COMMON STOCK Cmn 37250W958 1,927 47,600 Sh Put Shared-defined 1 47,600 GEOEYE INC COMMON STOCK Cmn 37250W108 451 11,153 Sh Shared-defined 1 11,153 GEOEYE INC COMMON STOCK Cmn 37250W108 308 7,606 Sh Shared-defined -- 7,606 COLUMN TOTALS 62,235
FORM 13F Page 234 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GEORGIA GULF CORP CMN STK Cmn 373200902 126 7,700 Sh Call Shared-defined 1 7,700 GEORGIA GULF CORP CMN STK Cmn 373200952 278 17,000 Sh Put Shared-defined 1 17,000 GEORGIA GULF CORP CMN STK Cmn 373200302 148 9,044 Sh Shared-defined 1 9,044 GEORGIA GULF CORP CMN STK Cmn 373200302 658 40,293 Sh Shared-defined -- 40,293 GERDAU SA - SPONS ADR Depository 1:1 PREF SHRS Receipt 373737105 56 4,125 Sh Shared-defined 1 N/A GERDAU SA - SPONS ADR Depository 1:1 PREF SHRS Receipt 373737105 1,767 129,850 Sh Shared-defined -- N/A GERON CORP CMN STOCK Cmn 374163903 151 27,300 Sh Call Shared-defined 1 27,300 GERON CORP CMN STOCK Cmn 374163953 587 106,200 Sh Put Shared-defined 1 106,200 GERON CORP CMN STOCK Cmn 374163103 753 136,103 Sh Shared-defined 1 136,103 GERON CORP CMN STOCK Cmn 374163103 915 165,491 Sh Shared-defined -- 165,491 GETTY REALTY CMN STK Cmn 374297109 66 2,460 Sh Shared-defined 1 2,460 GETTY REALTY CMN STK Cmn 374297109 760 28,335 Sh Shared-defined -- 28,335 GFI GROUP INC COMMON STOCK Cmn 361652209 33 7,210 Sh Shared-defined 1 7,210 GFI GROUP INC COMMON STOCK Cmn 361652209 315 67,992 Sh Shared-defined -- 67,992 COLUMN TOTALS 6,613
FORM 13F Page 235 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GFI GROUP INC COMMON STOCK Cmn 361652909 45 9,600 Sh Call Shared-defined 1 9,600 GFI GROUP INC COMMON STOCK Cmn 361652959 2 400 Sh Put Shared-defined 1 400 GIANT INTERACTIVE Depository GROUP-ADR Receipt 374511103 58 9,059 Sh Shared-defined 1 N/A GIANT INTERACTIVE Depository GROUP-ADR Receipt 374511103 4,355 678,300 Sh Shared-defined -- N/A GIBRALTAR INDUSTRIES INC CMN STK Cmn 374689107 120 13,400 Sh Shared-defined -- 13,400 GIGAMEDIA LIMITED COM STK Cmn Y2711Y904 47 23,100 Sh Call Shared-defined 1 23,100 GIGAMEDIA LIMITED COM STK Cmn Y2711Y954 112 55,400 Sh Put Shared-defined 1 55,400 GIGAMEDIA LIMITED COM STK Cmn Y2711Y104 168 82,837 Sh Shared-defined 1 82,837 GILDAN ACTIVEWEAR INC - -CL A CMN STOCK Cmn 375916903 59 2,100 Sh Call Shared-defined 1 2,100 GILDAN ACTIVEWEAR INC - -CL A CMN STOCK Cmn 375916953 149 5,300 Sh Put Shared-defined 1 5,300 GILDAN ACTIVEWEAR INC - -CL A CMN STOCK Cmn 375916103 213 7,576 Sh Shared-defined -- 7,576 GILEAD SCIENCES INC CMN STK Cmn 375558903 26,878 754,800 Sh Call Shared-defined 1 754,800 GILEAD SCIENCES INC CMN STK Cmn 375558953 22,830 641,100 Sh Put Shared-defined 1 641,100 GILEAD SCIENCES INC CMN STK Cmn 375558103 1,683 47,263 Sh Shared-defined 1 47,263 COLUMN TOTALS 56,719
FORM 13F Page 236 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GILEAD SCIENCES INC CMN STK Cmn 375558103 26,400 741,371 Sh Shared-defined -- 741,371 GIVEN IMAGING LTD Cmn M52020100 8 444 Sh Shared-defined 1 444 GIVEN IMAGING LTD Cmn M52020900 351 19,500 Sh Call Shared-defined 1 19,500 GIVEN IMAGING LTD Cmn M52020950 173 9,600 Sh Put Shared-defined 1 9,600 GLEACHER & CO INC Cmn 377341102 626 388,796 Sh Shared-defined -- 388,796 GLG PARTNERS INC Cmn 37929X107 73 16,290 Sh Shared-defined 1 16,290 GLG PARTNERS INC-CW11 Wt 37929X115 1 8,800 Shared-defined 1 N/A GLIMCHER REALTY TRUST CMN STK Cmn 379302102 6 957 Sh Shared-defined 1 957 GLIMCHER REALTY TRUST CMN STK Cmn 379302102 407 66,255 Sh Shared-defined -- 66,255 GLOBAL CROSSING LTD - --CMN STK Cmn G3921A905 89 6,900 Sh Call Shared-defined 1 6,900 GLOBAL CROSSING LTD - --CMN STK Cmn G3921A955 51 4,000 Sh Put Shared-defined 1 4,000 GLOBAL CROSSING LTD - --CMN STK Cmn G3921A175 5 358 Sh Shared-defined 1 358 GLOBAL GEOPHYSICAL SERVICES Cmn 37946S107 905 124,162 Sh Shared-defined -- 124,162 GLOBAL INDEMNITY PLC Cmn G39319101 11 710 Sh Shared-defined 1 710 COLUMN TOTALS 29,106
FORM 13F Page 237 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GLOBAL INDEMNITY PLC Cmn G39319101 240 14,977 Sh Shared-defined -- 14,977 GLOBAL LOGISTICS ACQUISITION CMN STK Cmn 18145M109 -- 200 Sh Shared-defined 1 200 GLOBAL LOGISTICS ACQUISTION WARRANT Wt 18145M117 1 49,266 Shared-defined 1 N/A GLOBAL PAYMENTS INC Cmn 37940X102 299 6,975 Sh Shared-defined 1 6,975 GLOBAL PAYMENTS INC Cmn 37940X902 86 2,000 Sh Call Shared-defined 1 2,000 GLOBAL PAYMENTS INC Cmn 37940X952 755 17,600 Sh Put Shared-defined 1 17,600 GLOBAL PAYMENTS INC Cmn 37940X102 9 200 Sh Shared-defined -- 200 GLOBAL SOURCES LIMITED Cmn G39300101 15 1,959 Sh Shared-defined 1 1,959 GLOBAL SOURCES LIMITED Cmn G39300101 187 24,753 Sh Shared-defined -- 24,753 GLOBALSTAR INC COMMON STOCK Cmn 378973408 1,153 662,720 Sh Shared-defined -- 662,720 GLOBE SPECIALTY METALS INC Cmn 37954N206 24 1,677 Sh Shared-defined 1 1,677 GLOBE SPECIALTY METALS INC Cmn 37954N206 6,675 475,394 Sh Shared-defined -- 475,394 GMX RESOURCES INC - UNITS Cmn 38011M908 131 27,000 Sh Call Shared-defined 1 27,000 GMX RESOURCES INC - UNITS Cmn 38011M958 112 23,000 Sh Put Shared-defined 1 23,000 COLUMN TOTALS 9,687
FORM 13F Page 238 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GMX RESOURCES INC - UNITS Cmn 38011M108 59 12,116 Sh Shared-defined 1 12,116 GMX RESOURCES INC - UNITS Cmn 38011M108 145 29,807 Sh Shared-defined -- 29,807 GOL LINHAS AEREAS INTELIGENTES S.A. - Depository ADR Receipt 38045R107 174 11,099 Sh Shared-defined 1 N/A GOL LINHAS AEREAS INTELIGENTES S.A. - Depository ADR Receipt 38045R107 799 50,843 Sh Shared-defined -- N/A GOLD FIELDS LTD Depository - -SPONS ADR 1:1 Receipt 38059T106 76 4,970 Sh Shared-defined 1 N/A GOLD FIELDS LTD Depository - -SPONS ADR 1:1 Receipt 38059T106 602 39,427 Sh Shared-defined -- N/A GOLDCORP INC NEW CMN STOCK Cmn 380956909 21,582 495,900 Sh Call Shared-defined 1 495,900 GOLDCORP INC NEW CMN STOCK Cmn 380956959 16,220 372,700 Sh Put Shared-defined 1 372,700 GOLDCORP INC NEW CMN STOCK Cmn 380956409 6,102 140,207 Sh Shared-defined 1 140,207 GOLDCORP INC NEW CMN STOCK Cmn 380956409 395 9,087 Sh Shared-defined -- 9,087 GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK Cmn 38119T904 166 33,600 Sh Call Shared-defined 1 33,600 GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK Cmn 38119T954 127 25,700 Sh Put Shared-defined 1 25,700 GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK Cmn 38119T104 281 56,961 Sh Shared-defined 1 56,961 GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK Cmn 38119T104 41 8,300 Sh Shared-defined -- 8,300 COLUMN TOTALS 46,769
FORM 13F Page 239 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GOLDEN STAR RESOURCES LTD 4% CB 11/30/2012 - - REGIS Bond 38119TAC8 26,239 22,250,000 Prn Shared-defined -- N/A GOODRICH (B.F.) CO. COMMON STOCK Cmn 382388106 59 800 Sh Shared-defined -- 800 GOODRICH (B.F.) CO. COMMON STOCK Cmn 382388906 2,883 39,100 Sh Call Shared-defined 1 39,100 GOODRICH (B.F.) CO. COMMON STOCK Cmn 382388956 2,330 31,600 Sh Put Shared-defined 1 31,600 GOODRICH PETE CORP CMN STK Cmn 382410905 443 30,400 Sh Call Shared-defined 1 30,400 GOODRICH PETE CORP CMN STK Cmn 382410955 73 5,000 Sh Put Shared-defined 1 5,000 GOODRICH PETE CORP CMN STK Cmn 382410405 18,786 1,289,362 Sh Shared-defined -- 1,289,362 GOODRICH PETROLEUM 5% CB 10/01/2029- REGISTERED Bond 382410AC2 20,284 22,206,000 Prn Shared-defined -- N/A THE GOODYEAR TIRE COMMON STOCK Cmn 382550901 894 83,200 Sh Call Shared-defined 1 83,200 THE GOODYEAR TIRE COMMON STOCK Cmn 382550951 1,836 170,800 Sh Put Shared-defined 1 170,800 GOOGLE INC COMMON STOCK - CLASS A Cmn 38259P908 399,390 759,600 Sh Call Shared-defined 1 759,600 GOOGLE INC COMMON STOCK - CLASS A Cmn 38259P958 355,434 676,000 Sh Put Shared-defined 1 676,000 GOOGLE INC COMMON STOCK - CLASS A Cmn 38259P508 83,719 159,226 Sh Shared-defined 1 159,226 GOOGLE INC COMMON STOCK - CLASS A Cmn 38259P508 64,344 122,376 Sh Shared-defined -- 122,376 COLUMN TOTALS 976,714
FORM 13F Page 240 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GORDMANS STORES INC Cmn 38269P100 14 1,250 Sh Shared-defined 1 1,250 GORDMANS STORES INC Cmn 38269P100 2,624 227,172 Sh Shared-defined -- 227,172 GOVERNMENT PROPERTIES INCOME Cmn 38376A103 60 2,259 Sh Shared-defined 1 2,259 GOVERNMENT PROPERTIES INCOME Cmn 38376A103 1,174 43,972 Sh Shared-defined -- 43,972 GRACO INC CMN STK Cmn 384109104 27 840 Sh Shared-defined 1 840 GRACO INC CMN STK Cmn 384109104 635 20,018 Sh Shared-defined -- 20,018 GRAFTECH INTL LTD CMN STOCK Cmn 384313902 92 5,900 Sh Call Shared-defined 1 5,900 GRAFTECH INTL LTD CMN STOCK Cmn 384313952 102 6,500 Sh Put Shared-defined 1 6,500 GRAFTECH INTL LTD CMN STOCK Cmn 384313102 193 12,361 Sh Shared-defined 1 12,361 GRAFTECH INTL LTD CMN STOCK Cmn 384313102 2,508 160,467 Sh Shared-defined -- 160,467 GRAHAM PACKAGING CO INC Cmn 384701108 13 1,139 Sh Shared-defined 1 1,139 GRAHAM PACKAGING CO INC Cmn 384701108 11,795 997,907 Sh Shared-defined -- 997,907 GRAINGER W W INC Cmn 384802904 4,824 40,500 Sh Call Shared-defined 1 40,500 GRAINGER W W INC Cmn 384802954 1,596 13,400 Sh Put Shared-defined 1 13,400 COLUMN TOTALS 25,657
FORM 13F Page 241 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GRAN TIERRA ENERGY INC Cmn 38500T901 364 47,200 Sh Call Shared-defined 1 47,200 GRAN TIERRA ENERGY INC Cmn 38500T951 81 10,500 Sh Put Shared-defined 1 10,500 GRAND CANYON EDUCATION INC Cmn 38526M906 678 30,900 Sh Call Shared-defined 1 30,900 GRAND CANYON EDUCATION INC Cmn 38526M956 406 18,500 Sh Put Shared-defined 1 18,500 GRANITE CONSTRUCTION INC CMN STK Cmn 387328907 89 3,900 Sh Call Shared-defined 1 3,900 GRANITE CONSTRUCTION INC CMN STK Cmn 387328957 989 43,500 Sh Put Shared-defined 1 43,500 GRANITE CONSTRUCTION INC CMN STK Cmn 387328107 918 40,362 Sh Shared-defined 1 40,362 GRANITE CONSTRUCTION INC CMN STK Cmn 387328107 1,282 56,396 Sh Shared-defined -- 56,396 GREAT ATLANTIC & PAC TEA INC Cmn 390064103 220 55,666 Sh Shared-defined 1 55,666 GREAT ATLANTIC & PAC TEA INC Cmn 390064103 16 4,164 Sh Shared-defined -- 4,164 GREAT ATLANTIC & PAC TEA INC Cmn 390064903 223 56,200 Sh Call Shared-defined 1 56,200 GREAT ATLANTIC & PAC TEA INC Cmn 390064953 469 118,500 Sh Put Shared-defined 1 118,500 GREAT BASIN GOLD CORP CMN STOCK Cmn 390124105 45 18,372 Sh Shared-defined 1 18,372 GREAT PLAINS ENERGY INC CMN STK Cmn 391164900 70 3,700 Sh Call Shared-defined 1 3,700 COLUMN TOTALS 5,850
FORM 13F Page 242 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GREAT PLAINS ENERGY INC CMN STK Cmn 391164950 488 25,800 Sh Put Shared-defined 1 25,800 GREAT PLAINS ENERGY INC 12% MAND 06/15/2012-REGIST Bond 391164803 1 10 Prn Shared-defined 1 N/A GREAT PLAINS ENERGY INC CMN STK Cmn 391164100 111 5,872 Sh Shared-defined 1 5,872 GREAT PLAINS ENERGY INC CMN STK Cmn 391164100 1,236 65,405 Sh Shared-defined -- 65,405 GREATBATCH INC Cmn 39153L106 30 1,295 Sh Shared-defined 1 1,295 GREATBATCH INC Cmn 39153L906 378 16,300 Sh Call Shared-defined 1 16,300 GREATBATCH INC Cmn 39153L956 471 20,300 Sh Put Shared-defined 1 20,300 GREATBATCH INC Cmn 39153L106 309 13,316 Sh Shared-defined -- 13,316 GREEN MTN COFFEE ROASTE INC CMN STK Cmn 393122906 15,782 506,000 Sh Call Shared-defined 1 506,000 GREEN MTN COFFEE ROASTE INC CMN STK Cmn 393122956 15,239 488,600 Sh Put Shared-defined 1 488,600 GREEN MTN COFFEE ROASTE INC CMN STK Cmn 393122106 71 2,268 Sh Shared-defined 1 2,268 GREEN PLAINS RENEWABLE ENERGY INC COMMON STOCK Cmn 393222104 195 16,100 Sh Shared-defined -- 16,100 GREENBRIER COS INC CMN STOCK Cmn 393657101 250 16,035 Sh Shared-defined -- 16,035 GREENHILL & CO INC COMMON STOCK Cmn 395259904 761 9,600 Sh Call Shared-defined 1 9,600 COLUMN TOTALS 35,322
FORM 13F Page 243 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GREENHILL & CO INC COMMON STOCK Cmn 395259954 571 7,200 Sh Put Shared-defined 1 7,200 GREENHILL & CO INC COMMON STOCK Cmn 395259104 204 2,566 Sh Shared-defined 1 2,566 GREENHILL & CO INC COMMON STOCK Cmn 395259104 1,155 14,563 Sh Shared-defined -- 14,563 GREIF INC CMN STK Cmn 397624907 994 16,900 Sh Call Shared-defined 1 16,900 GREIF INC CMN STK Cmn 397624957 953 16,200 Sh Put Shared-defined 1 16,200 GREIF INC CMN STK Cmn 397624107 255 4,340 Sh Shared-defined 1 4,340 GREIF INC CMN STK Cmn 397624107 902 15,333 Sh Shared-defined -- 15,333 GRIFFON CORPORATION- FOMERLY INST SYSTEMS COMM STOC Cmn 398433102 29 2,398 Sh Shared-defined 1 2,398 GRIFFON CORPORATION- FOMERLY INST SYSTEMS COMM STOC Cmn 398433102 355 29,105 Sh Shared-defined -- 29,105 GROUP 1 AUTOMOTIVE INC Cmn 398905109 1,077 36,033 Sh Shared-defined 1 36,033 GROUP 1 AUTOMOTIVE INC Cmn 398905909 2,346 78,500 Sh Call Shared-defined 1 78,500 GROUP 1 AUTOMOTIVE INC Cmn 398905959 2,898 97,000 Sh Put Shared-defined 1 97,000 GROUP 1 AUTOMOTIVE INC Cmn 398905109 808 27,031 Sh Shared-defined -- 27,031 GRUPO TELEVISA SPONS Depository ADR 1:5 Receipt 40049J206 373 19,721 Sh Shared-defined 1 N/A COLUMN TOTALS 12,920
FORM 13F Page 244 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GRUPO TELEVISA SPONS Depository ADR 1:5 Receipt 40049J206 901 47,640 Sh Shared-defined -- N/A GSI COMMERCE INC CMN STK Cmn 36238G902 1,097 44,400 Sh Call Shared-defined 1 44,400 GSI COMMERCE INC CMN STK Cmn 36238G952 543 22,000 Sh Put Shared-defined 1 22,000 GSI COMMERCE INC 2.5% CB 6/1/2027 - REGISTERED Bond 36238GAD4 13,345 12,411,000 Prn Shared-defined -- N/A GSI COMMERCE INC CMN STK Cmn 36238G102 38,734 1,568,182 Sh Shared-defined -- 1,568,182 GSI TECHNOLOGY INC COMMON STOCK Cmn 36241U106 136 23,800 Sh Shared-defined -- 23,800 GT SOLAR INTERNATIONAL INC Cmn 3623E0209 97 11,537 Sh Shared-defined 1 11,537 GT SOLAR INTERNATIONAL INC Cmn 3623E0909 169 20,200 Sh Call Shared-defined 1 20,200 GT SOLAR INTERNATIONAL INC Cmn 3623E0959 187 22,400 Sh Put Shared-defined 1 22,400 GT SOLAR INTERNATIONAL INC Cmn 3623E0209 57 6,840 Sh Shared-defined -- 6,840 GTX INC COMMON STOCK Cmn 40052B908 60 17,500 Sh Call Shared-defined 1 17,500 GTX INC COMMON STOCK Cmn 40052B958 20 5,900 Sh Put Shared-defined 1 5,900 GTX INC COMMON STOCK Cmn 40052B108 -- 66 Sh Shared-defined 1 66 GTX INC COMMON STOCK Cmn 40052B108 19 5,655 Sh Shared-defined -- 5,655 COLUMN TOTALS 55,365
FORM 13F Page 245 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GUANGSHEN RAILWAY- Depository SPONS ADR Receipt 40065W107 186 10,008 Sh Shared-defined -- N/A GUESS INC CMN STK Cmn 401617905 1,906 46,900 Sh Call Shared-defined 1 46,900 GUESS INC CMN STK Cmn 401617955 512 12,600 Sh Put Shared-defined 1 12,600 GUESS INC CMN STK Cmn 401617105 2,552 62,809 Sh Shared-defined -- 62,809 GULF ISLAND FABRICATION INC CMN STOCK Cmn 402307102 1 61 Sh Shared-defined 1 61 GULF ISLAND FABRICATION INC CMN STOCK Cmn 402307102 239 13,113 Sh Shared-defined -- 13,113 GULF RESOURCES INC Cmn 40251W909 257 33,400 Sh Call Shared-defined 1 33,400 GULF RESOURCES INC Cmn 40251W959 43 5,600 Sh Put Shared-defined 1 5,600 GULFMARK OFFSHORE CMN STOCK Cmn 402629908 4,104 133,600 Sh Call Shared-defined 1 133,600 GULFMARK OFFSHORE CMN STOCK Cmn 402629958 2,132 69,400 Sh Put Shared-defined 1 69,400 GULFMARK OFFSHORE CMN STOCK Cmn 402629208 3 113 Sh Shared-defined 1 113 GULFMARK OFFSHORE CMN STOCK Cmn 402629208 203 6,595 Sh Shared-defined -- 6,595 GULFPORT ENERGY CORP COMMON STOCK Cmn 402635904 129 9,300 Sh Call Shared-defined 1 9,300 GULFPORT ENERGY CORP COMMON STOCK Cmn 402635954 15 1,100 Sh Put Shared-defined 1 1,100 COLUMN TOTALS 12,282
FORM 13F Page 246 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GULFPORT ENERGY CORP COMMON STOCK Cmn 402635304 15 1,063 Sh Shared-defined 1 1,063 GULFPORT ENERGY CORP COMMON STOCK Cmn 402635304 95 6,900 Sh Shared-defined -- 6,900 GYMBOREE CORP CMN STK Cmn 403777905 3,386 81,500 Sh Call Shared-defined 1 81,500 GYMBOREE CORP CMN STK Cmn 403777955 723 17,400 Sh Put Shared-defined 1 17,400 GYMBOREE CORP CMN STK Cmn 403777105 30,184 726,617 Sh Shared-defined -- 726,617 BLOCK H & R INC Cmn 093671905 1,265 97,700 Sh Call Shared-defined 1 97,700 BLOCK H & R INC Cmn 093671955 1,469 113,400 Sh Put Shared-defined 1 113,400 H&E EQUIPMENT SERVICES INC COMMON STOCK Cmn 404030108 179 22,470 Sh Shared-defined -- 22,470 HEINZ (H.J.) CO. COMMON STOCK Cmn 423074903 2,364 49,900 Sh Call Shared-defined 1 49,900 HEINZ (H.J.) CO. COMMON STOCK Cmn 423074953 4,794 101,200 Sh Put Shared-defined 1 101,200 HAEMONETICS CORPORATION CMN STK Cmn 405024100 47 802 Sh Shared-defined 1 802 HAEMONETICS CORPORATION CMN STK Cmn 405024100 1,161 19,839 Sh Shared-defined -- 19,839 HAIN CELESTIAL GROUP INC CMN STK Cmn 405217900 235 9,800 Sh Call Shared-defined 1 9,800 HAIN CELESTIAL GROUP INC CMN STK Cmn 405217950 281 11,700 Sh Put Shared-defined 1 11,700 COLUMN TOTALS 46,198
FORM 13F Page 247 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HAIN CELESTIAL GROUP INC CMN STK Cmn 405217100 3 120 Sh Shared-defined 1 120 HAIN CELESTIAL GROUP INC CMN STK Cmn 405217100 212 8,856 Sh Shared-defined -- 8,856 HALLIBURTON CO COMMON Cmn 406216101 76,340 2,308,440 Sh Shared-defined -- 2,308,440 HALLIBURTON CO COMMON Cmn 406216901 20,990 634,700 Sh Call Shared-defined 1 634,700 HALLIBURTON CO COMMON Cmn 406216951 17,157 518,800 Sh Put Shared-defined 1 518,800 HALOZYME THERAPEUTICS INC COMMON STOCK Cmn 40637H909 47 6,100 Sh Call Shared-defined 1 6,100 HALOZYME THERAPEUTICS INC COMMON STOCK Cmn 40637H959 112 14,500 Sh Put Shared-defined 1 14,500 HALOZYME THERAPEUTICS INC COMMON STOCK Cmn 40637H109 54 6,997 Sh Shared-defined 1 6,997 HALOZYME THERAPEUTICS INC COMMON STOCK Cmn 40637H109 271 35,200 Sh Shared-defined -- 35,200 HANESBRANDS INC COMMON STOCK Cmn 410345902 515 19,900 Sh Call Shared-defined 1 19,900 HANESBRANDS INC COMMON STOCK Cmn 410345952 535 20,700 Sh Put Shared-defined 1 20,700 HANESBRANDS INC COMMON STOCK Cmn 410345102 995 38,492 Sh Shared-defined -- 38,492 HANGER ORTHOPEDIC GRP CMN STK Cmn 41043F208 291 20,004 Sh Shared-defined -- 20,004 HANOVER INSURANCE GROUP INC/TH CMN STOCK Cmn 410867105 1,945 41,388 Sh Shared-defined -- 41,388 COLUMN TOTALS 119,467
FORM 13F Page 248 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HANSEN MEDICAL INC Cmn 411307101 41 28,582 Sh Shared-defined 1 28,582 HANSEN MEDICAL INC Cmn 411307951 48 33,800 Sh Put Shared-defined 1 33,800 HANSEN MEDICAL INC Cmn 411307101 2 1,340 Sh Shared-defined -- 1,340 HANSEN NATURAL COMMON STOCK Cmn 411310105 275 5,898 Sh Shared-defined 1 5,898 HANSEN NATURAL COMMON STOCK Cmn 411310105 22,576 484,252 Sh Shared-defined -- 484,252 HANSEN NATURAL COMMON STOCK Cmn 411310905 4,266 91,500 Sh Call Shared-defined 1 91,500 HANSEN NATURAL COMMON STOCK Cmn 411310955 2,331 50,000 Sh Put Shared-defined 1 50,000 HARBIN ELECTRIC INC COMMON STOCK Cmn 41145W909 800 44,700 Sh Call Shared-defined 1 44,700 HARBIN ELECTRIC INC COMMON STOCK Cmn 41145W959 392 21,900 Sh Put Shared-defined 1 21,900 HARBIN ELECTRIC INC COMMON STOCK Cmn 41145W109 40 2,241 Sh Shared-defined 1 2,241 HARBIN ELECTRIC INC COMMON STOCK Cmn 41145W109 22 1,248 Sh Shared-defined -- 1,248 HARLEY-DAVIDSON INC CMN STK Cmn 412822908 14,132 496,900 Sh Call Shared-defined 1 496,900 HARLEY-DAVIDSON INC CMN STK Cmn 412822958 6,416 225,600 Sh Put Shared-defined 1 225,600 HARLEY-DAVIDSON INC CMN STK Cmn 412822108 652 22,921 Sh Shared-defined -- 22,921 COLUMN TOTALS 51,993
FORM 13F Page 249 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HARLEYSVILLE GROUP INC CMN STK Cmn 412824104 280 8,548 Sh Shared-defined -- 8,548 HARMAN INTERNATIONAL INDS CMN STK Cmn 413086909 648 19,400 Sh Call Shared-defined 1 19,400 HARMAN INTERNATIONAL INDS CMN STK Cmn 413086959 875 26,200 Sh Put Shared-defined 1 26,200 HARMAN INTERNATIONAL INDS CMN STK Cmn 413086109 448 13,421 Sh Shared-defined 1 13,421 HARMAN INTERNATIONAL INDS CMN STK Cmn 413086109 167 5,010 Sh Shared-defined -- 5,010 HARMON GOLD MNG-SPONS Depository ADR 1:1 Receipt 413216300 339 29,985 Sh Shared-defined 1 N/A HARMONIC LIGHTWAVES INC CMN STOCK Cmn 413160902 63 9,100 Sh Call Shared-defined 1 9,100 HARMONIC LIGHTWAVES INC CMN STOCK Cmn 413160952 39 5,600 Sh Put Shared-defined 1 5,600 HARMONIC LIGHTWAVES INC CMN STOCK Cmn 413160102 64 9,273 Sh Shared-defined 1 9,273 HARMONIC LIGHTWAVES INC CMN STOCK Cmn 413160102 67 9,666 Sh Shared-defined -- 9,666 HARRIS CORP DEL Cmn 413875105 1,007 22,735 Sh Shared-defined 1 22,735 HARRIS CORP DEL Cmn 413875905 2,082 47,000 Sh Call Shared-defined 1 47,000 HARRIS CORP DEL Cmn 413875955 7,383 166,700 Sh Put Shared-defined 1 166,700 HARRIS CORP DEL Cmn 413875105 1,100 24,828 Sh Shared-defined -- 24,828 COLUMN TOTALS 14,562
FORM 13F Page 250 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HARSCO CORP Cmn 415864107 351 14,291 Sh Shared-defined 1 14,291 HARSCO CORP Cmn 415864907 101 4,100 Sh Call Shared-defined 1 4,100 HARSCO CORP Cmn 415864957 583 23,700 Sh Put Shared-defined 1 23,700 HARSCO CORP Cmn 415864107 1,693 68,866 Sh Shared-defined -- 68,866 HARTE HANKS INC CMN STK Cmn 416196903 1 100 Sh Call Shared-defined 1 100 HARTE HANKS INC CMN STK Cmn 416196953 2 200 Sh Put Shared-defined 1 200 HARTE HANKS INC CMN STK Cmn 416196103 49 4,182 Sh Shared-defined 1 4,182 HARTE HANKS INC CMN STK Cmn 416196103 608 52,112 Sh Shared-defined -- 52,112 HARTFORD FINANCIAL SERVICES 7.25% DEBT PERC 04/01/ Bond 416515708 1,456 61,368 Prn Shared-defined 1 N/A HARTFORD FINANCIAL SVCS GRP CMN STOCK Cmn 416515904 7,383 321,700 Sh Call Shared-defined 1 321,700 HARTFORD FINANCIAL SVCS GRP CMN STOCK Cmn 416515954 8,324 362,700 Sh Put Shared-defined 1 362,700 HARTFORD FINANCIAL SVCS GRP CMN STOCK Cmn 416515104 26,068 1,135,872 Sh Shared-defined -- 1,135,872 HARVEST NATURAL RESOURCES INC COMMON STOCK Cmn 41754V903 20 1,900 Sh Call Shared-defined 1 1,900 HARVEST NATURAL RESOURCES INC COMMON STOCK Cmn 41754V953 83 8,000 Sh Put Shared-defined 1 8,000 COLUMN TOTALS 46,722
FORM 13F Page 251 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HARVEST NATURAL RESOURCES INC COMMON STOCK Cmn 41754V103 103 9,910 Sh Shared-defined 1 9,910 HARVEST NATURAL RESOURCES INC COMMON STOCK Cmn 41754V103 264 25,308 Sh Shared-defined -- 25,308 HASBRO 94 CMN STOCK Cmn 418056107 1,468 32,990 Sh Shared-defined 1 32,990 HASBRO 94 CMN STOCK Cmn 418056107 2,138 48,044 Sh Shared-defined -- 48,044 HASBRO 94 CMN STOCK Cmn 418056907 1,282 28,800 Sh Call Shared-defined 1 28,800 HASBRO 94 CMN STOCK Cmn 418056957 2,363 53,100 Sh Put Shared-defined 1 53,100 HATTERAS FINANCIAL CORP Cmn 41902R103 1,736 60,985 Sh Shared-defined -- 60,985 HATTERAS FINANCIAL CORP Cmn 41902R903 3,012 105,800 Sh Call Shared-defined 1 105,800 HATTERAS FINANCIAL CORP Cmn 41902R953 1,486 52,200 Sh Put Shared-defined 1 52,200 HAVERTY FURNITURE CMN STK Cmn 419596101 231 21,129 Sh Shared-defined -- 21,129 HAWAIIAN ELECTRIC INDS CMN STK Cmn 419870100 4 184 Sh Shared-defined 1 184 HAWAIIAN ELECTRIC INDS CMN STK Cmn 419870100 625 27,710 Sh Shared-defined -- 27,710 HAWAIIAN HOLDINGS INC Cmn 419879101 82 13,613 Sh Shared-defined 1 13,613 HAWAIIAN HOLDINGS INC Cmn 419879901 62 10,300 Sh Call Shared-defined 1 10,300 COLUMN TOTALS 14,856
FORM 13F Page 252 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HAWAIIAN HOLDINGS INC Cmn 419879951 26 4,300 Sh Put Shared-defined 1 4,300 HAWAIIAN HOLDINGS INC Cmn 419879101 128 21,445 Sh Shared-defined -- 21,445 HCC INS HLDGS INC CMN STK Cmn 404132102 56 2,135 Sh Shared-defined 1 2,135 HCC INS HLDGS INC CMN STK Cmn 404132102 12,870 493,280 Sh Shared-defined -- 493,280 HCN 7.5000% 01/01/9999 Pref Stk 42217K502 3 100 Sh Shared-defined 1 N/A HCP INC COMMON STOCK Cmn 40414L109 917 25,481 Sh Shared-defined -- 25,481 HCP INC COMMON STOCK Cmn 40414L909 1,965 54,600 Sh Call Shared-defined 1 54,600 HCP INC COMMON STOCK Cmn 40414L959 216 6,000 Sh Put Shared-defined 1 6,000 HEADWATERS INC CMN STOCK Cmn 42210P902 24 6,700 Sh Call Shared-defined 1 6,700 HEADWATERS INC CMN STOCK Cmn 42210P952 12 3,400 Sh Put Shared-defined 1 3,400 HEADWATERS INC CMN STOCK Cmn 42210P102 64 17,798 Sh Shared-defined 1 17,798 HEALTH CARE REIT 3% CB 12/01/2029- REGISTERED Bond 42217KAR7 18,633 17,331,000 Prn Shared-defined -- N/A HEALTH CARE REIT INC CMN STK Cmn 42217K906 1,335 28,200 Sh Call Shared-defined 1 28,200 HEALTH CARE REIT INC CMN STK Cmn 42217K956 625 13,200 Sh Put Shared-defined 1 13,200 COLUMN TOTALS 36,874
FORM 13F Page 253 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HEALTH CARE REIT INC CMN STK Cmn 42217K106 2,093 44,205 Sh Shared-defined -- 44,205 HEALTH MANAGEMNT ASSC CMN STK Cmn 421933902 222 29,000 Sh Call Shared-defined 1 29,000 HEALTH MANAGEMNT ASSC CMN STK Cmn 421933952 5 600 Sh Put Shared-defined 1 600 HEALTH MANAGEMNT ASSC CMN STK Cmn 421933102 41 5,377 Sh Shared-defined 1 5,377 HEALTH MANAGEMNT ASSC CMN STK Cmn 421933102 258 33,678 Sh Shared-defined -- 33,678 HEALTH NET INC Cmn 42222G908 1,118 41,100 Sh Call Shared-defined 1 41,100 HEALTH NET INC Cmn 42222G958 171 6,300 Sh Put Shared-defined 1 6,300 HEALTHCARE REALTY TRUST CMN STK Cmn 421946904 152 6,500 Sh Call Shared-defined 1 6,500 HEALTHCARE REALTY TRUST CMN STK Cmn 421946954 161 6,900 Sh Put Shared-defined 1 6,900 HEALTHCARE REALTY TRUST CMN STK Cmn 421946104 65 2,791 Sh Shared-defined 1 2,791 HEALTHCARE REALTY TRUST CMN STK Cmn 421946104 1,849 79,035 Sh Shared-defined -- 79,035 HEALTHCARE REIT 4.75% CB 7/15/2027 - REGISTERED Bond 42217KAQ9 5,544 5,000,000 Prn Shared-defined -- N/A HEALTHCARE SERVICES GROUP CMN STK Cmn 421906108 456 20,013 Sh Shared-defined -- 20,013 HEALTHSOUTH CORP COMMON STOCK Cmn 421924309 23 1,200 Sh Shared-defined -- 1,200 COLUMN TOTALS 12,158
FORM 13F Page 254 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HEALTHSOUTH CORP COMMON STOCK Cmn 421924909 657 34,200 Sh Call Shared-defined 1 34,200 HEALTHSOUTH CORP COMMON STOCK Cmn 421924959 115 6,000 Sh Put Shared-defined 1 6,000 HEALTHSPRING INC CMN STK Cmn 42224N901 419 16,200 Sh Call Shared-defined 1 16,200 HEALTHSPRING INC CMN STK Cmn 42224N951 235 9,100 Sh Put Shared-defined 1 9,100 HEALTHSPRING INC CMN STK Cmn 42224N101 545 21,074 Sh Shared-defined -- 21,074 HEALTHWAYS INC CMN STK Cmn 422245100 45 3,846 Sh Shared-defined 1 3,846 HEALTHWAYS INC CMN STK Cmn 422245100 368 31,644 Sh Shared-defined -- 31,644 HEARTLAND EXPRESS INC CMN STK Cmn 422347104 53 3,594 Sh Shared-defined 1 3,594 HEARTLAND EXPRESS INC CMN STK Cmn 422347104 148 9,978 Sh Shared-defined -- 9,978 HEARTLAND PAYMENT SYSTEMS INC COMMON STOCK Cmn 42235N908 100 6,600 Sh Call Shared-defined 1 6,600 HEARTLAND PAYMENT SYSTEMS INC COMMON STOCK Cmn 42235N958 114 7,500 Sh Put Shared-defined 1 7,500 HEARTLAND PAYMENT SYSTEMS INC COMMON STOCK Cmn 42235N108 35 2,272 Sh Shared-defined 1 2,272 HEARTLAND PAYMENT SYSTEMS INC COMMON STOCK Cmn 42235N108 100 6,575 Sh Shared-defined -- 6,575 HEARTWARE INTERNATIONAL INC Cmn 422368100 20 292 Sh Shared-defined 1 292 COLUMN TOTALS 2,954
FORM 13F Page 255 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HEARTWARE INTERNATIONAL INC Cmn 422368100 353 5,137 Sh Shared-defined -- 5,137 HECKMANN CORP Cmn 422680108 2 441 Sh Shared-defined 1 441 HECKMANN CORP Cmn 422680108 304 77,900 Sh Shared-defined -- 77,900 HECKMANN CORP Cmn 422680908 4 1,000 Sh Call Shared-defined 1 1,000 HECKMANN CORP Cmn 422680958 13 3,300 Sh Put Shared-defined 1 3,300 HECLA MINING 6.5% MAND 1/1/2011 - REGISTERED Bond 422704304 452 6,840 Prn Shared-defined 1 N/A HECLA MINING 7% CV PR Pref Stk 422704205 18 350 Sh Shared-defined 1 N/A HECLA MINING COMMON STOCK HL Cmn 422704106 2,593 410,224 Sh Shared-defined 1 410,224 HECLA MINING COMMON STOCK HL Cmn 422704106 187 29,519 Sh Shared-defined -- 29,519 HECLA MINING COMMON STOCK HL Cmn 422704906 2,410 381,300 Sh Call Shared-defined 1 381,300 HECLA MINING COMMON STOCK HL Cmn 422704956 4,168 659,500 Sh Put Shared-defined 1 659,500 HEICO CORP CMN STK Cmn 422806109 19 424 Sh Shared-defined 1 424 HEICO CORP CMN STK Cmn 422806109 269 5,888 Sh Shared-defined -- 5,888 HEIDRICK & STRUGGLS INTL INC CMN STOCK Cmn 422819102 1 59 Sh Shared-defined 1 59 COLUMN TOTALS 10,793
FORM 13F Page 256 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HEIDRICK & STRUGGLS INTL INC CMN STOCK Cmn 422819102 381 19,573 Sh Shared-defined -- 19,573 HEINZ (H.J.) CO. COMMON STOCK Cmn 423074103 3,026 63,873 Sh Shared-defined 1 63,873 HEINZ (H.J.) CO. COMMON STOCK Cmn 423074103 946 19,981 Sh Shared-defined -- 19,981 HELEN OF TROY CORP CMN STOCK Cmn G4388N106 5 197 Sh Shared-defined 1 197 HELEN OF TROY CORP CMN STOCK Cmn G4388N106 242 9,558 Sh Shared-defined -- 9,558 HELEN OF TROY CORP CMN STOCK Cmn G4388N906 245 9,700 Sh Call Shared-defined 1 9,700 HELEN OF TROY CORP CMN STOCK Cmn G4388N956 61 2,400 Sh Put Shared-defined 1 2,400 HELIX ENERGY SOLUTIONS GROUP 1 CMN STOCK Cmn 42330P907 451 40,500 Sh Call Shared-defined 1 40,500 HELIX ENERGY SOLUTIONS GROUP 1 CMN STOCK Cmn 42330P957 820 73,600 Sh Put Shared-defined 1 73,600 HELIX ENERGY SOLUTIONS GROUP 1 CMN STOCK Cmn 42330P107 364 32,671 Sh Shared-defined 1 32,671 HELIX ENERGY SOLUTIONS GROUP 1 CMN STOCK Cmn 42330P107 672 60,283 Sh Shared-defined -- 60,283 HELMERICH & PAYNE INC Cmn 423452101 8 188 Sh Shared-defined 1 188 HELMERICH & PAYNE INC Cmn 423452101 16 400 Sh Shared-defined -- 400 HELMERICH & PAYNE INC Cmn 423452901 1,716 42,400 Sh Call Shared-defined 1 42,400 COLUMN TOTALS 8,953
FORM 13F Page 257 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HELMERICH & PAYNE INC Cmn 423452951 979 24,200 Sh Put Shared-defined 1 24,200 HEMISPHERX BIOPHARMA INC CMN STOCK Cmn 42366C103 11 20,014 Sh Shared-defined 1 20,014 HENRY (JACK) & ASSOCIATES CMN STK Cmn 426281101 11 430 Sh Shared-defined 1 430 HENRY (JACK) & ASSOCIATES CMN STK Cmn 426281101 358 14,041 Sh Shared-defined -- 14,041 SCHEIN HENRY INC CMN STOCK Cmn 806407902 785 13,400 Sh Call Shared-defined 1 13,400 SCHEIN HENRY INC CMN STOCK Cmn 806407952 1,605 27,400 Sh Put Shared-defined 1 27,400 HERBALIFE LTD COMMON STOCK Cmn G4412G901 1,050 17,400 Sh Call Shared-defined 1 17,400 HERBALIFE LTD COMMON STOCK Cmn G4412G951 1,817 30,100 Sh Put Shared-defined 1 30,100 HERBALIFE LTD COMMON STOCK Cmn G4412G101 234 3,883 Sh Shared-defined 1 3,883 HERCULES OFFSHORE INC Cmn 427093909 154 58,300 Sh Call Shared-defined 1 58,300 HERCULES OFFSHORE INC Cmn 427093959 46 17,300 Sh Put Shared-defined 1 17,300 HERCULES OFFSHORE INC Cmn 427093109 9 3,400 Sh Shared-defined -- 3,400 EQUITY HERTZ GLOBAL HOLDINGS INC COMMON STOCK Cmn 42805T905 690 65,200 Sh Call Shared-defined 1 65,200 EQUITY HERTZ GLOBAL HOLDINGS INC COMMON STOCK Cmn 42805T955 2,298 217,000 Sh Put Shared-defined 1 217,000 COLUMN TOTALS 10,047
FORM 13F Page 258 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HERTZ GLOBAL HOLDINGS INC 5.25% CB 05/31/14 - - REGI Bond 42805TAA3 6,062 4,119,000 Prn Shared-defined 1 N/A HESS CORP COMMON STOCK Cmn 42809H107 3,835 64,860 Sh Shared-defined 1 64,860 HESS CORP COMMON STOCK Cmn 42809H107 63,216 1,069,286 Sh Shared-defined -- 1,069,286 HESS CORP COMMON STOCK Cmn 42809H907 8,963 151,600 Sh Call Shared-defined 1 151,600 HESS CORP COMMON STOCK Cmn 42809H957 9,891 167,300 Sh Put Shared-defined 1 167,300 HEWITT ASSOCIATES INC CMN STK Cmn 42822Q100 228 4,524 Sh Shared-defined 1 4,524 HEWITT ASSOCIATES INC CMN STK Cmn 42822Q100 338 6,700 Sh Shared-defined -- 6,700 HEWITT ASSOCIATES INC CMN STK Cmn 42822Q900 741 14,700 Sh Call Shared-defined 1 14,700 HEWITT ASSOCIATES INC CMN STK Cmn 42822Q950 1,170 23,200 Sh Put Shared-defined 1 23,200 HEWLETT PACKARD CO Cmn 428236103 19,128 454,677 Sh Shared-defined 1 454,677 HEWLETT PACKARD CO Cmn 428236103 17,991 427,645 Sh Shared-defined -- 427,645 HEWLETT PACKARD CO Cmn 428236903 42,196 1,003,000 Sh Call Shared-defined 1 1,003,000 HEWLETT PACKARD CO Cmn 428236953 58,991 1,402,200 Sh Put Shared-defined 1 1,402,200 HEXCEL CORP. COMMON STOCK Cmn 428291108 168 9,419 Sh Shared-defined 1 9,419 COLUMN TOTALS 232,918
FORM 13F Page 259 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HEXCEL CORP. COMMON STOCK Cmn 428291108 721 40,549 Sh Shared-defined -- 40,549 HEXCEL CORP. COMMON STOCK Cmn 428291908 393 22,100 Sh Call Shared-defined 1 22,100 HEXCEL CORP. COMMON STOCK Cmn 428291958 158 8,900 Sh Put Shared-defined 1 8,900 HFF INC COMMON STOCK Cmn 40418F108 213 22,970 Sh Shared-defined -- 22,970 HHGREGG INC Cmn 42833L108 214 8,630 Sh Shared-defined 1 8,630 HHGREGG INC Cmn 42833L908 406 16,400 Sh Call Shared-defined 1 16,400 HHGREGG INC Cmn 42833L958 305 12,300 Sh Put Shared-defined 1 12,300 HHGREGG INC Cmn 42833L108 2 100 Sh Shared-defined -- 100 HI TECH PHARMACAL CO INC CMN STK Cmn 42840B901 716 35,400 Sh Call Shared-defined 1 35,400 HI TECH PHARMACAL CO INC CMN STK Cmn 42840B951 435 21,500 Sh Put Shared-defined 1 21,500 HI TECH PHARMACAL CO INC CMN STK Cmn 42840B101 69 3,409 Sh Shared-defined -- 3,409 HIBBETT SPORTS INC CMN STOCK Cmn 428567901 609 24,400 Sh Call Shared-defined 1 24,400 HIBBETT SPORTS INC CMN STOCK Cmn 428567951 1,370 54,900 Sh Put Shared-defined 1 54,900 HIBBETT SPORTS INC CMN STOCK Cmn 428567101 68 2,741 Sh Shared-defined 1 2,741 COLUMN TOTALS 5,679
FORM 13F Page 260 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HIBBETT SPORTS INC CMN STOCK Cmn 428567101 536 21,478 Sh Shared-defined -- 21,478 HIGHWOODS PROPERTIES INC CMN STK Cmn 431284908 1,760 54,200 Sh Call Shared-defined 1 54,200 HIGHWOODS PROPERTIES INC CMN STK Cmn 431284958 3,111 95,800 Sh Put Shared-defined 1 95,800 HIGHWOODS PROPERTIES INC CMN STK Cmn 431284108 1 39 Sh Shared-defined 1 39 HIGHWOODS PROPERTIES INC CMN STK Cmn 431284108 380 11,709 Sh Shared-defined -- 11,709 HILLENBRAND INC Cmn 431571108 54 2,510 Sh Shared-defined 1 2,510 HILLENBRAND INC Cmn 431571108 399 18,542 Sh Shared-defined -- 18,542 HILL-ROM HOLDINGS INC CMN STK Cmn 431475102 350 9,744 Sh Shared-defined -- 9,744 HILLTOP HOLDINGS INC 7.5% CB 08/15/25 - REGISTERED Bond 00828UAB9 16,740 16,000,000 Prn Shared-defined -- N/A HILLTOP HOLDINGS INC CMN STK Cmn 432748101 2,695 281,302 Sh Shared-defined -- 281,302 HITTITE MICROWAVE CORPORATION COMMON STOCK Cmn 43365Y104 14 300 Sh Shared-defined 1 300 HITTITE MICROWAVE CORPORATION COMMON STOCK Cmn 43365Y104 939 19,715 Sh Shared-defined -- 19,715 HMS HOLDINGS CORP CMN STK Cmn 40425J901 1,550 26,300 Sh Call Shared-defined 1 26,300 HMS HOLDINGS CORP CMN STK Cmn 40425J951 1,143 19,400 Sh Put Shared-defined 1 19,400 COLUMN TOTALS 29,672
FORM 13F Page 261 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HMS HOLDINGS CORP CMN STK Cmn 40425J101 32 550 Sh Shared-defined 1 550 HMS HOLDINGS CORP CMN STK Cmn 40425J101 1,172 19,877 Sh Shared-defined -- 19,877 HOKU CORP Cmn 434711107 12 4,324 Sh Shared-defined 1 4,324 HOKU CORP Cmn 434711907 23 8,500 Sh Call Shared-defined 1 8,500 HOLLY CORP CMN STK Cmn 435758905 178 6,200 Sh Call Shared-defined 1 6,200 HOLLY CORP CMN STK Cmn 435758955 58 2,000 Sh Put Shared-defined 1 2,000 HOLLY CORP CMN STK Cmn 435758305 25,655 892,349 Sh Shared-defined -- 892,349 HOLLY ENERGY PARTNERS, L.P. Cmn 435763907 338 6,600 Sh Call Shared-defined 1 6,600 HOLLY ENERGY PARTNERS, L.P. Cmn 435763957 384 7,500 Sh Put Shared-defined 1 7,500 HOLLYSYS AUTOMATION TECHNOLOGIES Cmn G45667105 415 37,112 Sh Shared-defined -- 37,112 HOLOGIC 2% CB 12/15/37 - REGISTERED Bond 436440AA9 86,085 92,680,000 Prn Shared-defined -- N/A HOLOGIC INC CMN STK Cmn 436440901 1,567 97,900 Sh Call Shared-defined 1 97,900 HOLOGIC INC CMN STK Cmn 436440951 2,827 176,600 Sh Put Shared-defined 1 176,600 HOLOGIC INC CMN STK Cmn 436440101 2,176 135,911 Sh Shared-defined 1 135,911 COLUMN TOTALS 120,922
FORM 13F Page 262 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HOME DEPOT COMMON HD Cmn 437076102 4,697 148,276 Sh Shared-defined -- 148,276 HOME DEPOT COMMON HD Cmn 437076902 34,816 1,099,000 Sh Call Shared-defined 1 1,099,000 HOME DEPOT COMMON HD Cmn 437076952 16,445 519,100 Sh Put Shared-defined 1 519,100 Home Properties Inc CMN STK Cmn 437306903 1,444 27,300 Sh Call Shared-defined 1 27,300 Home Properties Inc CMN STK Cmn 437306953 989 18,700 Sh Put Shared-defined 1 18,700 Home Properties Inc CMN STK Cmn 437306103 13 238 Sh Shared-defined 1 238 Home Properties Inc CMN STK Cmn 437306103 1,464 27,668 Sh Shared-defined -- 27,668 HONDA MOTOR CO LTD - Depository SPONS ADR 2:1 Receipt 438128308 296 8,305 Sh Shared-defined 1 N/A HONEYWELL INTERNATIONAL INC CMN STK Cmn 438516906 17,145 390,200 Sh Call Shared-defined 1 390,200 HONEYWELL INTERNATIONAL INC CMN STK Cmn 438516956 11,864 270,000 Sh Put Shared-defined 1 270,000 HONEYWELL INTERNATIONAL INC CMN STK Cmn 438516106 765 17,400 Sh Shared-defined -- 17,400 HORIZON LINES INC COMMON STOCK Cmn 44044K101 38 9,093 Sh Shared-defined 1 9,093 HORIZON LINES INC COMMON STOCK Cmn 44044K101 214 50,939 Sh Shared-defined -- 50,939 HORIZON LINES INC COMMON STOCK Cmn 44044K901 13 3,100 Sh Call Shared-defined 1 3,100 COLUMN TOTALS 90,203
FORM 13F Page 263 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HORMEL GEO A & CO Cmn 440452100 197 4,411 Sh Shared-defined 1 4,411 HORMEL GEO A & CO Cmn 440452900 268 6,000 Sh Call Shared-defined 1 6,000 HORMEL GEO A & CO Cmn 440452950 299 6,700 Sh Put Shared-defined 1 6,700 HORMEL GEO A & CO Cmn 440452100 6,333 142,004 Sh Shared-defined -- 142,004 HORNBECK OFFSHORE SERVICES COMMON STOCK Cmn 440543106 15 755 Sh Shared-defined 1 755 HORNBECK OFFSHORE SERVICES COMMON STOCK Cmn 440543106 621 31,870 Sh Shared-defined -- 31,870 HORNBECK OFFSHORE SERVICES COMMON STOCK Cmn 440543906 287 14,700 Sh Call Shared-defined 1 14,700 HORNBECK OFFSHORE SERVICES COMMON STOCK Cmn 440543956 242 12,400 Sh Put Shared-defined 1 12,400 HORSEHEAD HOLDING CORP Cmn 440694305 81 8,189 Sh Shared-defined 1 8,189 HORSEHEAD HOLDING CORP Cmn 440694905 35 3,500 Sh Call Shared-defined 1 3,500 HORSEHEAD HOLDING CORP Cmn 440694955 122 12,400 Sh Put Shared-defined 1 12,400 HORSEHEAD HOLDING CORP Cmn 440694305 69 7,000 Sh Shared-defined -- 7,000 HOSPIRA INC COMMON STOCK Cmn 441060900 314 5,500 Sh Call Shared-defined 1 5,500 HOSPIRA INC COMMON STOCK Cmn 441060950 6,072 106,500 Sh Put Shared-defined 1 106,500 COLUMN TOTALS 14,955
FORM 13F Page 264 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HOSPIRA INC COMMON STOCK Cmn 441060950 2,309 40,500 Sh Put Shared-defined -- 40,500 HOSPIRA INC COMMON STOCK Cmn 441060100 6,143 107,759 Sh Shared-defined 1 107,759 HOSPIRA INC COMMON STOCK Cmn 441060100 21,297 373,564 Sh Shared-defined -- 373,564 HOSPITALITY PROPERTIES TRUST Cmn 44106M102 618 27,697 Sh Shared-defined 1 27,697 HOSPITALITY PROPERTIES TRUST Cmn 44106M902 393 17,600 Sh Call Shared-defined 1 17,600 HOSPITALITY PROPERTIES TRUST Cmn 44106M952 1,123 50,300 Sh Put Shared-defined 1 50,300 HOSPITALITY PROPERTIES TRUST Cmn 44106M102 66 2,972 Sh Shared-defined -- 2,972 HOST HOTELS & RESORTS INC COMMON STOCK REIT Cmn 44107P904 1,709 118,000 Sh Call Shared-defined 1 118,000 HOST HOTELS & RESORTS INC COMMON STOCK REIT Cmn 44107P954 872 60,200 Sh Put Shared-defined 1 60,200 HOST HOTELS & RESORTS INC COMMON STOCK REIT Cmn 44107P104 1,957 135,127 Sh Shared-defined 1 135,127 HOT TOPIC INC CMN STOCK Cmn 441339908 50 8,300 Sh Call Shared-defined 1 8,300 HOT TOPIC INC CMN STOCK Cmn 441339958 112 18,700 Sh Put Shared-defined 1 18,700 HOT TOPIC INC CMN STOCK Cmn 441339108 70 11,645 Sh Shared-defined 1 11,645 HOT TOPIC INC CMN STOCK Cmn 441339108 908 151,539 Sh Shared-defined -- 151,539 COLUMN TOTALS 37,627
FORM 13F Page 265 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HOVNANIAN ENTRPRS INC - -CL A CMN STK Cmn 442487903 901 229,200 Sh Call Shared-defined 1 229,200 HOVNANIAN ENTRPRS INC - -CL A CMN STK Cmn 442487953 248 63,100 Sh Put Shared-defined 1 63,100 HOVNANIAN ENTRPRS INC - -CL A CMN STK Cmn 442487203 258 65,742 Sh Shared-defined 1 65,742 HOVNANIAN ENTRPRS INC - -CL A CMN STK Cmn 442487203 143 36,418 Sh Shared-defined -- 36,418 HSBC HOLDINGS PLC - Depository SPONS ADR 1:5 Receipt 404280406 2,752 54,392 Sh Shared-defined 1 N/A HSBC HOLDINGS PLC - Depository SPONS ADR 1:5 Receipt 404280406 2,620 51,789 Sh Shared-defined -- N/A HSN INC-WHEN ISSUED Cmn 404303909 1,848 61,800 Sh Call Shared-defined 1 61,800 HSN INC-WHEN ISSUED Cmn 404303959 1,262 42,200 Sh Put Shared-defined 1 42,200 HSN INC-WHEN ISSUED Cmn 404303109 17 585 Sh Shared-defined 1 585 HSN INC-WHEN ISSUED Cmn 404303109 12,883 430,881 Sh Shared-defined -- 430,881 HUB GROUP INC CMN STOCK Cmn 443320106 15,311 523,281 Sh Shared-defined -- 523,281 HUBBELL INC -CL B CMN STK Cmn 443510201 25 490 Sh Shared-defined 1 490 HUBBELL INC -CL B CMN STK Cmn 443510201 1,325 26,112 Sh Shared-defined -- 26,112 HUDSON CITY BANCORP CMN STK Cmn 443683107 1,396 113,858 Sh Shared-defined 1 113,858 COLUMN TOTALS 40,989
FORM 13F Page 266 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HUDSON CITY BANCORP CMN STK Cmn 443683107 451 36,803 Sh Shared-defined -- 36,803 HUDSON CITY BANCORP CMN STK Cmn 443683907 21 1,700 Sh Call Shared-defined 1 1,700 HUDSON CITY BANCORP CMN STK Cmn 443683957 781 63,700 Sh Put Shared-defined 1 63,700 HUGOTON ROYALTY TRUST COM SHS Cmn 444717902 74 3,700 Sh Call Shared-defined 1 3,700 HUGOTON ROYALTY TRUST COM SHS Cmn 444717952 638 31,900 Sh Put Shared-defined 1 31,900 HUGOTON ROYALTY TRUST COM SHS Cmn 444717102 504 25,212 Sh Shared-defined 1 25,212 HUMAN GENOME SCIENCES INC CMN STK Cmn 444903908 16,370 549,500 Sh Call Shared-defined 1 549,500 HUMAN GENOME SCIENCES INC CMN STK Cmn 444903958 8,165 274,100 Sh Put Shared-defined 1 274,100 HUMAN GENOME SCIENCES INC CMN STK Cmn 444903108 67 2,251 Sh Shared-defined 1 2,251 HUMAN GENOME SCIENCES INC CMN STK Cmn 444903108 4,433 148,803 Sh Shared-defined -- 148,803 HUMANA INCORPORATED COMMON Cmn 444859102 221 4,395 Sh Shared-defined 1 4,395 HUMANA INCORPORATED COMMON Cmn 444859102 408 8,129 Sh Shared-defined -- 8,129 HUMANA INCORPORATED COMMON Cmn 444859902 7,214 143,600 Sh Call Shared-defined 1 143,600 HUMANA INCORPORATED COMMON Cmn 444859952 5,627 112,000 Sh Put Shared-defined 1 112,000 COLUMN TOTALS 44,974
FORM 13F Page 267 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HUNT J B TRANS SVCS INC Cmn 445658107 877 25,278 Sh Shared-defined 1 25,278 HUNT J B TRANS SVCS INC Cmn 445658907 750 21,600 Sh Call Shared-defined 1 21,600 HUNT J B TRANS SVCS INC Cmn 445658957 1,648 47,500 Sh Put Shared-defined 1 47,500 HUNT J B TRANS SVCS INC Cmn 445658107 846 24,369 Sh Shared-defined -- 24,369 HUNTINGTON BANCSHARES CMN STK Cmn 446150104 952 167,906 Sh Shared-defined 1 167,906 HUNTINGTON BANCSHARES CMN STK Cmn 446150104 32,771 5,779,664 Sh Shared-defined -- 5,779,664 HUNTINGTON BANCSHARES CMN STK Cmn 446150904 421 74,300 Sh Call Shared-defined 1 74,300 HUNTINGTON BANCSHARES CMN STK Cmn 446150954 1,081 190,600 Sh Put Shared-defined 1 190,600 HUNTSMAN COS/THE COMMON STOCK Cmn 447011907 1,105 95,600 Sh Call Shared-defined 1 95,600 HUNTSMAN COS/THE COMMON STOCK Cmn 447011957 707 61,200 Sh Put Shared-defined 1 61,200 HUNTSMAN COS/THE COMMON STOCK Cmn 447011107 358 30,994 Sh Shared-defined 1 30,994 HUNTSMAN COS/THE COMMON STOCK Cmn 447011107 1,591 137,606 Sh Shared-defined -- 137,606 HURON CONSULTING GROUP INC COMMON STOCK Cmn 447462902 147 6,700 Sh Call Shared-defined 1 6,700 HURON CONSULTING GROUP INC COMMON STOCK Cmn 447462952 134 6,100 Sh Put Shared-defined 1 6,100 COLUMN TOTALS 43,388
FORM 13F Page 268 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HURON CONSULTING GROUP INC COMMON STOCK Cmn 447462102 -- 2 Sh Shared-defined 1 2 HURON CONSULTING GROUP INC COMMON STOCK Cmn 447462102 2,526 114,855 Sh Shared-defined -- 114,855 HUTCHINSON TECH CMN STK Cmn 448407106 4 1,085 Sh Shared-defined 1 1,085 HUTCHINSON TECH CMN STK Cmn 448407906 43 12,300 Sh Call Shared-defined 1 12,300 HUTCHINSON TECH CMN STK Cmn 448407956 15 4,300 Sh Put Shared-defined 1 4,300 HYATT HOTELS CORP - CL A Cmn 448579902 867 23,200 Sh Call Shared-defined 1 23,200 HYATT HOTELS CORP - CL A Cmn 448579952 251 6,700 Sh Put Shared-defined 1 6,700 HYATT HOTELS CORP - CL A Cmn 448579102 1,888 50,495 Sh Shared-defined -- 50,495 IAC INTERACTIVECORP CMN STOCK Cmn 44919P508 147 5,601 Sh Shared-defined 1 5,601 IAC INTERACTIVECORP CMN STOCK Cmn 44919P508 1,313 49,968 Sh Shared-defined -- 49,968 IAC INTERACTIVECORP CMN STOCK Cmn 44919P908 1,308 49,800 Sh Call Shared-defined 1 49,800 IAC INTERACTIVECORP CMN STOCK Cmn 44919P958 370 14,100 Sh Put Shared-defined 1 14,100 IAMGOLD CORPORATION COMMON STOCK Cmn 450913908 1,172 66,200 Sh Call Shared-defined 1 66,200 IAMGOLD CORPORATION COMMON STOCK Cmn 450913958 2,511 141,800 Sh Put Shared-defined 1 141,800 COLUMN TOTALS 12,415
FORM 13F Page 269 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- IAMGOLD CORPORATION COMMON STOCK Cmn 450913108 954 53,878 Sh Shared-defined 1 53,878 IAMGOLD CORPORATION COMMON STOCK Cmn 450913108 623 35,152 Sh Shared-defined -- 35,152 IBERIABANK CORP CMN STOCK Cmn 450828108 1,103 22,066 Sh Shared-defined -- 22,066 IBM COMMON STOCK Cmn 459200101 235 1,749 Sh Shared-defined 1 1,749 IBM COMMON STOCK Cmn 459200101 1,750 13,045 Sh Shared-defined -- 13,045 ICICI BANK LTD -SPON Depository ADR 1:2 Receipt 45104G104 296 5,932 Sh Shared-defined 1 N/A ICON PLC SPONS ADR Depository 1:1 Receipt 45103T107 9 432 Sh Shared-defined 1 N/A ICON PLC SPONS ADR Depository 1:1 Receipt 45103T107 369 17,064 Sh Shared-defined -- N/A ICONIX BRAND GROUP INC COMMON STOCK Cmn 451055907 338 19,300 Sh Call Shared-defined 1 19,300 ICONIX BRAND GROUP INC COMMON STOCK Cmn 451055957 196 11,200 Sh Put Shared-defined 1 11,200 ICONIX BRAND GROUP INC COMMON STOCK Cmn 451055107 483 27,625 Sh Shared-defined -- 27,625 IDACORP INC CMN STK Cmn 451107106 30 840 Sh Shared-defined 1 840 IDACORP INC CMN STK Cmn 451107106 291 8,101 Sh Shared-defined -- 8,101 IDENIX PHARMACEUTICALS INC COMMON STOCK Cmn 45166R904 10 3,100 Sh Call Shared-defined 1 3,100 COLUMN TOTALS 6,687
FORM 13F Page 270 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- IDENIX PHARMACEUTICALS INC COMMON STOCK Cmn 45166R954 28 9,100 Sh Put Shared-defined 1 9,100 IDENIX PHARMACEUTICALS INC COMMON STOCK Cmn 45166R204 44 14,336 Sh Shared-defined 1 14,336 IDENIX PHARMACEUTICALS INC COMMON STOCK Cmn 45166R204 123 39,587 Sh Shared-defined -- 39,587 IDEX CORP CMN STK Cmn 45167R104 16 440 Sh Shared-defined 1 440 IDEX CORP CMN STK Cmn 45167R104 235 6,618 Sh Shared-defined -- 6,618 IDEXX LABS INC CMN STK Cmn 45168D104 244 3,957 Sh Shared-defined -- 3,957 IFM INVESTMENTS LTD- Depository ADS Receipt 45172L100 3 461 Sh Shared-defined 1 N/A IFM INVESTMENTS LTD- Depository ADS Receipt 45172L100 2,779 463,096 Sh Shared-defined -- N/A IGATE CORP CMN STOCK Cmn 45169U105 74 4,099 Sh Shared-defined 1 4,099 IGATE CORP CMN STOCK Cmn 45169U105 219 12,081 Sh Shared-defined -- 12,081 II-VI INC CMN STK Cmn 902104908 1,023 27,400 Sh Call Shared-defined 1 27,400 II-VI INC CMN STK Cmn 902104958 1,448 38,800 Sh Put Shared-defined 1 38,800 II-VI INC CMN STK Cmn 902104108 11 304 Sh Shared-defined 1 304 II-VI INC CMN STK Cmn 902104108 7 200 Sh Shared-defined -- 200 COLUMN TOTALS 6,254
FORM 13F Page 271 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ILLINOIS TOOL WKS INC Cmn 452308109 8,473 180,197 Sh Shared-defined -- 180,197 ILLINOIS TOOL WKS INC Cmn 452308909 5,539 117,800 Sh Call Shared-defined 1 117,800 ILLINOIS TOOL WKS INC Cmn 452308959 3,954 84,100 Sh Put Shared-defined 1 84,100 ILLUMINA INC. Cmn 452327109 763 15,502 Sh Shared-defined 1 15,502 ILLUMINA INC. Cmn 452327909 2,908 59,100 Sh Call Shared-defined 1 59,100 ILLUMINA INC. Cmn 452327959 4,999 101,600 Sh Put Shared-defined 1 101,600 ILLUMINA INC. Cmn 452327109 580 11,797 Sh Shared-defined -- 11,797 ILLUMINA INC. 0.625% CB DUE 02/15/2014 - REGISTERE Bond 452327AB5 272,026 120,500,000 Prn Shared-defined -- N/A IMATION CORPORATION COMMON STOCK Cmn 45245A107 152 16,303 Sh Shared-defined -- 16,303 IMAX CORP CMN STOCK Cmn 45245E909 646 38,300 Sh Call Shared-defined 1 38,300 IMAX CORP CMN STOCK Cmn 45245E959 894 53,000 Sh Put Shared-defined 1 53,000 IMAX CORP CMN STOCK Cmn 45245E109 349 20,679 Sh Shared-defined 1 20,679 IMAX CORP CMN STOCK Cmn 45245E109 8,427 499,846 Sh Shared-defined -- 499,846 IMERGENT INC CMN STK Cmn 45247Q900 4 800 Sh Call Shared-defined 1 800 COLUMN TOTALS 309,714
FORM 13F Page 272 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- IMERGENT INC CMN STK Cmn 45247Q950 41 8,300 Sh Put Shared-defined 1 8,300 IMERGENT INC CMN STK Cmn 45247Q100 21 4,247 Sh Shared-defined 1 4,247 IMMERSION CORP CMN STOCK Cmn 452521907 4 600 Sh Call Shared-defined 1 600 IMMERSION CORP CMN STOCK Cmn 452521957 14 2,400 Sh Put Shared-defined 1 2,400 IMMERSION CORP CMN STOCK Cmn 452521107 40 6,770 Sh Shared-defined 1 6,770 IMMERSION CORP CMN STOCK Cmn 452521107 89 15,066 Sh Shared-defined -- 15,066 IMMUCOR INC CMN STK Cmn 452526906 224 11,300 Sh Call Shared-defined 1 11,300 IMMUCOR INC CMN STK Cmn 452526956 65 3,300 Sh Put Shared-defined 1 3,300 IMMUCOR INC CMN STK Cmn 452526106 250 12,623 Sh Shared-defined 1 12,623 IMMUCOR INC CMN STK Cmn 452526106 238 11,980 Sh Shared-defined -- 11,980 IMMUNOGEN INC CMN STK Cmn 45253H901 124 19,800 Sh Call Shared-defined 1 19,800 IMMUNOGEN INC CMN STK Cmn 45253H951 222 35,400 Sh Put Shared-defined 1 35,400 IMMUNOGEN INC CMN STK Cmn 45253H101 223 35,521 Sh Shared-defined 1 35,521 IMMUNOMEDICS INC CMN STK Cmn 452907908 196 60,900 Sh Call Shared-defined 1 60,900 COLUMN TOTALS 1,751
FORM 13F Page 273 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- IMMUNOMEDICS INC CMN STK Cmn 452907958 91 28,300 Sh Put Shared-defined 1 28,300 IMMUNOMEDICS INC CMN STK Cmn 452907108 185 57,340 Sh Shared-defined 1 57,340 IMPAX LABORATORIES INC CMN STOCK Cmn 45256B101 86 4,331 Sh Shared-defined 1 4,331 IMPAX LABORATORIES INC CMN STOCK Cmn 45256B101 222 11,206 Sh Shared-defined -- 11,206 IMPAX LABORATORIES INC CMN STOCK Cmn 45256B901 354 17,900 Sh Call Shared-defined 1 17,900 IMPAX LABORATORIES INC CMN STOCK Cmn 45256B951 311 15,700 Sh Put Shared-defined 1 15,700 IMPERIAL OIL LIMITED Cmn 453038908 594 15,700 Sh Call Shared-defined 1 15,700 IMPERIAL OIL LIMITED Cmn 453038958 216 5,700 Sh Put Shared-defined 1 5,700 IMPERIAL SUGAR CO NEW CMN STOCK Cmn 453096908 258 19,700 Sh Call Shared-defined 1 19,700 IMPERIAL SUGAR CO NEW CMN STOCK Cmn 453096958 191 14,600 Sh Put Shared-defined 1 14,600 IMPERIAL SUGAR CO NEW CMN STOCK Cmn 453096208 225 17,204 Sh Shared-defined 1 17,204 INCYTE CORP CMN STK Cmn 45337C902 337 21,100 Sh Call Shared-defined 1 21,100 INCYTE CORP CMN STK Cmn 45337C952 122 7,600 Sh Put Shared-defined 1 7,600 INCYTE CORP CMN STK Cmn 45337C102 364 22,759 Sh Shared-defined 1 22,759 COLUMN TOTALS 3,556
FORM 13F Page 274 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- INCYTE CORP CMN STK Cmn 45337C102 6,184 386,750 Sh Shared-defined -- 386,750 INDIA FUND INC Cmn 454089103 103 2,844 Sh Shared-defined 1 2,844 INDIA FUND INC Cmn 454089903 509 14,000 Sh Call Shared-defined 1 14,000 INDIA FUND INC Cmn 454089953 531 14,600 Sh Put Shared-defined 1 14,600 INERGY LP Cmn 456615903 1,423 35,900 Sh Call Shared-defined 1 35,900 INERGY LP Cmn 456615953 860 21,700 Sh Put Shared-defined 1 21,700 INFINERA CORP Cmn 45667G103 807 69,130 Sh Shared-defined 1 69,130 INFINERA CORP Cmn 45667G903 612 52,400 Sh Call Shared-defined 1 52,400 INFINERA CORP Cmn 45667G953 1,656 141,900 Sh Put Shared-defined 1 141,900 INFINERA CORP Cmn 45667G103 488 41,788 Sh Shared-defined -- 41,788 INFORMATICA CORP CMN STOCK Cmn 45666Q902 664 17,300 Sh Call Shared-defined 1 17,300 INFORMATICA CORP CMN STOCK Cmn 45666Q952 1,095 28,500 Sh Put Shared-defined 1 28,500 INFORMATICA CORP CMN STOCK Cmn 45666Q102 985 25,638 Sh Shared-defined 1 25,638 INFORMATICA CORP CMN STOCK Cmn 45666Q102 423 11,024 Sh Shared-defined -- 11,024 COLUMN TOTALS 16,340
FORM 13F Page 275 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- INFORMATION SERVICES GR-CW11 Wt 45675Y112 -- 48,145 Shared-defined 1 N/A INFORMATION SERVICES GROUP Cmn 45675Y104 2 1,002 Sh Shared-defined 1 1,002 INFOSPACE INC CMN STOCK Cmn 45678T900 165 19,100 Sh Call Shared-defined 1 19,100 INFOSPACE INC CMN STOCK Cmn 45678T950 43 5,000 Sh Put Shared-defined 1 5,000 INFOSPACE INC CMN STOCK Cmn 45678T300 81 9,368 Sh Shared-defined 1 9,368 INFOSYS TECHNOLOGIES Depository LTD - SPONS ADR 1:1 Receipt 456788108 2,283 33,918 Sh Shared-defined 1 N/A ING GROEP N.V. - Depository SPONSORED ADR Receipt 456837103 470 45,688 Sh Shared-defined 1 N/A ING GROEP N.V. - Depository SPONSORED ADR Receipt 456837103 144 13,992 Sh Shared-defined -- N/A INGERSOLL-RAND PLC Cmn G47791901 6,317 176,900 Sh Call Shared-defined 1 176,900 INGERSOLL-RAND PLC Cmn G47791951 2,407 67,400 Sh Put Shared-defined 1 67,400 INGERSOLL-RAND PLC Cmn G47791101 46 1,300 Sh Shared-defined -- 1,300 INGRAM MICRO INC - CL A Cmn 457153904 5 300 Sh Call Shared-defined 1 300 INGRAM MICRO INC - CL A Cmn 457153954 155 9,200 Sh Put Shared-defined 1 9,200 INGRAM MICRO INC - CL A Cmn 457153104 148 8,754 Sh Shared-defined 1 8,754 COLUMN TOTALS 12,266
FORM 13F Page 276 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- INGRAM MICRO INC - CL A Cmn 457153104 12,100 717,651 Sh Shared-defined -- 717,651 INLAND REAL ESTATE CORP COMMON STOCK Cmn 457461200 1 161 Sh Shared-defined 1 161 INLAND REAL ESTATE CORP COMMON STOCK Cmn 457461200 1,127 135,597 Sh Shared-defined -- 135,597 INNOPHOS HOLDINGS INC Cmn 45774N908 457 13,800 Sh Call Shared-defined 1 13,800 INNOPHOS HOLDINGS INC Cmn 45774N958 238 7,200 Sh Put Shared-defined 1 7,200 INNOVATIVE SOLUTIONS & SUPPORT Cmn 45769N105 38 7,674 Sh Shared-defined 1 7,674 INNOVATIVE SOLUTIONS & SUPPORT Cmn 45769N905 49 10,000 Sh Call Shared-defined 1 10,000 INNOVATIVE SOLUTIONS & SUPPORT Cmn 45769N955 44 9,100 Sh Put Shared-defined 1 9,100 INSPIRE PHARMACEUTICALS INC. Cmn 457733103 -- 76 Sh Shared-defined 1 76 INSPIRE PHARMACEUTICALS INC. Cmn 457733903 27 4,500 Sh Call Shared-defined 1 4,500 INSPIRE PHARMACEUTICALS INC. Cmn 457733953 34 5,700 Sh Put Shared-defined 1 5,700 INSPIRE PHARMACEUTICALS INC. Cmn 457733103 163 27,459 Sh Shared-defined -- 27,459 INSTEEL INDUSTRIES NYSE Cmn 45774W108 32 3,554 Sh Shared-defined 1 3,554 INSTEEL INDUSTRIES NYSE Cmn 45774W108 22 2,471 Sh Shared-defined -- 2,471 COLUMN TOTALS 14,332
FORM 13F Page 277 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- INSTEEL INDUSTRIES NYSE Cmn 45774W908 188 20,900 Sh Call Shared-defined 1 20,900 INSTEEL INDUSTRIES NYSE Cmn 45774W958 47 5,200 Sh Put Shared-defined 1 5,200 INSULET CORP Cmn 45784P101 24 1,693 Sh Shared-defined 1 1,693 INSULET CORP Cmn 45784P901 126 8,900 Sh Call Shared-defined 1 8,900 INSULET CORP Cmn 45784P951 21 1,500 Sh Put Shared-defined 1 1,500 INSULET CORP Cmn 45784P101 41 2,868 Sh Shared-defined -- 2,868 INSULET CORP 5.375 CB 6/15/13 - REGISTERED Bond 45784PAA9 16,395 16,343,000 Prn Shared-defined -- N/A INTEGRA LIFESCIENCES HOLDINGS CMN STOCK Cmn 457985908 221 5,600 Sh Call Shared-defined 1 5,600 INTEGRA LIFESCIENCES HOLDINGS CMN STOCK Cmn 457985958 83 2,100 Sh Put Shared-defined 1 2,100 INTEGRA LIFESCIENCES HOLDINGS CMN STOCK Cmn 457985208 33 832 Sh Shared-defined 1 832 INTEGRA LIFESCIENCES HOLDINGS CMN STOCK Cmn 457985208 17 442 Sh Shared-defined -- 442 INTEGRATED DEVICE TECH INC CMN STK Cmn 458118906 885 151,200 Sh Call Shared-defined 1 151,200 INTEGRATED DEVICE TECH INC CMN STK Cmn 458118956 21 3,600 Sh Put Shared-defined 1 3,600 INTEGRATED DEVICE TECH INC CMN STK Cmn 458118106 521 89,101 Sh Shared-defined 1 89,101 COLUMN TOTALS 18,623
FORM 13F Page 278 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- INTEGRATED SILICON SOLUTION CMN STOCK Cmn 45812P907 53 6,100 Sh Call Shared-defined 1 6,100 INTEGRATED SILICON SOLUTION CMN STOCK Cmn 45812P957 48 5,600 Sh Put Shared-defined 1 5,600 INTEGRATED SILICON SOLUTION CMN STOCK Cmn 45812P107 70 8,121 Sh Shared-defined 1 8,121 INTEGRATED SILICON SOLUTION CMN STOCK Cmn 45812P107 260 30,209 Sh Shared-defined -- 30,209 INTEGRYS ENERGY GROUP INC CMN STK Cmn 45822P905 1,458 28,000 Sh Call Shared-defined 1 28,000 INTEGRYS ENERGY GROUP INC CMN STK Cmn 45822P955 927 17,800 Sh Put Shared-defined 1 17,800 INTEGRYS ENERGY GROUP INC CMN STK Cmn 45822P105 2,286 43,910 Sh Shared-defined -- 43,910 INTEL CMN STOCK Cmn 458140100 17,269 898,033 Sh Shared-defined 1 898,033 INTEL CMN STOCK Cmn 458140100 25,451 1,323,503 Sh Shared-defined -- 1,323,503 INTEL CMN STOCK Cmn 458140900 22,997 1,195,900 Sh Call Shared-defined 1 1,195,900 INTEL CMN STOCK Cmn 458140950 31,601 1,643,300 Sh Put Shared-defined 1 1,643,300 INTERACTIVE BROKERS GROUP INC Cmn 45841N907 866 50,300 Sh Call Shared-defined 1 50,300 INTERACTIVE BROKERS GROUP INC Cmn 45841N957 1,064 61,800 Sh Put Shared-defined 1 61,800 INTERACTIVE BROKERS GROUP INC Cmn 45841N107 4,900 284,740 Sh Shared-defined -- 284,740 COLUMN TOTALS 109,250
FORM 13F Page 279 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- INTERACTIVE INTELLIGENCE INC CMN STOCK Cmn 45839M903 136 7,700 Sh Call Shared-defined 1 7,700 INTERACTIVE INTELLIGENCE INC CMN STOCK Cmn 45839M953 74 4,200 Sh Put Shared-defined 1 4,200 INTERACTIVE INTELLIGENCE INC CMN STOCK Cmn 45839M103 55 3,123 Sh Shared-defined 1 3,123 INTERACTIVE INTELLIGENCE INC CMN STOCK Cmn 45839M103 90 5,089 Sh Shared-defined -- 5,089 INTERCONTINENTAL HOTELS GROUP PLC - Depository ADR Receipt 45857P301 571 31,822 Sh Shared-defined -- N/A INTERCONTINENTAL EXCHANGE INC COMMON STOCK Cmn 45865V900 16,399 156,600 Sh Call Shared-defined 1 156,600 INTERCONTINENTAL EXCHANGE INC COMMON STOCK Cmn 45865V950 14,012 133,800 Sh Put Shared-defined 1 133,800 INTERCONTINENTAL EXCHANGE INC COMMON STOCK Cmn 45865V100 729 6,962 Sh Shared-defined -- 6,962 INTERDIGITAL INC Cmn 45867G101 270 9,131 Sh Shared-defined 1 9,131 INTERDIGITAL INC Cmn 45867G901 3,920 132,400 Sh Call Shared-defined 1 132,400 INTERDIGITAL INC Cmn 45867G951 3,920 132,400 Sh Put Shared-defined 1 132,400 INTERDIGITAL INC Cmn 45867G101 489 16,527 Sh Shared-defined -- 16,527 INTERFACE COMMON STOCK Cmn 458665106 33 2,284 Sh Shared-defined 1 2,284 INTERFACE COMMON STOCK Cmn 458665106 625 43,889 Sh Shared-defined -- 43,889 COLUMN TOTALS 41,323
FORM 13F Page 280 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- INTERLINE BRANDS INC. COMMON STOCK Cmn 458743101 477 26,451 Sh Shared-defined -- 26,451 INTERMEC INC COMMON STOCK Cmn 458786900 11 900 Sh Call Shared-defined 1 900 INTERMEC INC COMMON STOCK Cmn 458786950 16 1,300 Sh Put Shared-defined 1 1,300 INTERMEC INC COMMON STOCK Cmn 458786100 26 2,136 Sh Shared-defined 1 2,136 INTERMEC INC COMMON STOCK Cmn 458786100 970 79,114 Sh Shared-defined -- 79,114 INTERMUNE INC CMN STOCK Cmn 45884X903 1,655 121,500 Sh Call Shared-defined 1 121,500 INTERMUNE INC CMN STOCK Cmn 45884X953 2,676 196,500 Sh Put Shared-defined 1 196,500 INTERMUNE INC CMN STOCK Cmn 45884X103 363 26,623 Sh Shared-defined 1 26,623 INTERMUNE INC CMN STOCK Cmn 45884X103 440 32,305 Sh Shared-defined -- 32,305 INTERNAP NETWORK SERV COM STK Cmn 45885A300 300 61,100 Sh Shared-defined -- 61,100 INTERNAP NETWORK SERV COM STK Cmn 45885A900 13 2,600 Sh Call Shared-defined 1 2,600 IBM COMMON STOCK Cmn 459200901 101,101 753,700 Sh Call Shared-defined 1 753,700 IBM COMMON STOCK Cmn 459200951 73,737 549,700 Sh Put Shared-defined 1 549,700 INTERNATIONAL COAL GROUP INC COMMON STOCK Cmn 45928H906 201 37,700 Sh Call Shared-defined 1 37,700 COLUMN TOTALS 181,986
FORM 13F Page 281 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- INTERNATIONAL COAL GROUP INC COMMON STOCK Cmn 45928H956 63 11,800 Sh Put Shared-defined 1 11,800 INTERNATIONAL COAL GROUP INC 4% CB 04/01/2017-REGISTERED Bond 45928HAG1 12,125 10,500,000 Prn Shared-defined -- N/A INTERNATIONAL COAL GROUP INC COMMON STOCK Cmn 45928H106 89 16,783 Sh Shared-defined 1 16,783 INTERNATIONAL GAME TECHNOLOGY COMMON NEW YORK Cmn 459902902 1,191 82,400 Sh Call Shared-defined 1 82,400 INTERNATIONAL GAME TECHNOLOGY COMMON NEW YORK Cmn 459902952 861 59,600 Sh Put Shared-defined 1 59,600 INTERNATIONAL GAME TECHNOLOGY COMMON NEW YORK Cmn 459902102 317 21,916 Sh Shared-defined 1 21,916 INTERNATIONAL GAME TECHNOLOGY COMMON NEW YORK Cmn 459902102 803 55,601 Sh Shared-defined -- 55,601 INTERNATIONAL PAPER CO. COMMON STOCK Cmn 460146103 204 9,399 Sh Shared-defined 1 9,399 INTERNATIONAL PAPER CO. COMMON STOCK Cmn 460146103 3,017 138,700 Sh Shared-defined -- 138,700 INTERNATIONAL PAPER CO. COMMON STOCK Cmn 460146903 6,790 312,200 Sh Call Shared-defined 1 312,200 INTERNATIONAL PAPER CO. COMMON STOCK Cmn 460146953 7,910 363,700 Sh Put Shared-defined 1 363,700 INTERNATIONAL RECTIFIER COMMON NEW YORK Cmn 460254105 622 29,471 Sh Shared-defined -- 29,471 INTERNATIONAL RECTIFIER COMMON NEW YORK Cmn 460254905 194 9,200 Sh Call Shared-defined 1 9,200 INTERNATIONAL RECTIFIER COMMON NEW YORK Cmn 460254955 190 9,000 Sh Put Shared-defined 1 9,000 COLUMN TOTALS 34,376
FORM 13F Page 282 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- INTL SPEEDWAY CORP CL A CMN STOCK Cmn 460335901 93 3,800 Sh Call Shared-defined 1 3,800 INTL SPEEDWAY CORP CL A CMN STOCK Cmn 460335951 66 2,700 Sh Put Shared-defined 1 2,700 INTERNET CAPITAL GROUP INC CMN STOCK Cmn 46059C205 55 5,022 Sh Shared-defined 1 5,022 INTERNET CAPITAL GROUP INC CMN STOCK Cmn 46059C205 107 9,720 Sh Shared-defined -- 9,720 INTEROIL CORP COMMON STOCK Cmn 460951906 15,077 220,300 Sh Call Shared-defined 1 220,300 INTEROIL CORP COMMON STOCK Cmn 460951956 19,122 279,400 Sh Put Shared-defined 1 279,400 INTEROIL CORP COMMON STOCK Cmn 460951106 7,015 102,499 Sh Shared-defined 1 102,499 INTEROIL CORP COMMON STOCK Cmn 460951106 10,293 150,400 Sh Shared-defined -- 150,400 INTERSIL CORPORATION CMN STOCK Cmn 46069S909 436 37,300 Sh Call Shared-defined 1 37,300 INTERSIL CORPORATION CMN STOCK Cmn 46069S959 192 16,400 Sh Put Shared-defined 1 16,400 INTERSIL CORPORATION CMN STOCK Cmn 46069S109 7,956 680,596 Sh Shared-defined -- 680,596 INTERVAL LEISURE GROUP-W/I Cmn 46113M908 26 1,900 Sh Call Shared-defined 1 1,900 INTERVAL LEISURE GROUP-W/I Cmn 46113M958 22 1,600 Sh Put Shared-defined 1 1,600 INTERVAL LEISURE GROUP-W/I Cmn 46113M108 20 1,470 Sh Shared-defined 1 1,470 COLUMN TOTALS 60,480
FORM 13F Page 283 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- INTERVAL LEISURE GROUP-W/I Cmn 46113M108 205 15,200 Sh Shared-defined -- 15,200 INTEVAC INC CMN STOCK Cmn 461148908 54 5,400 Sh Call Shared-defined 1 5,400 INTEVAC INC CMN STOCK Cmn 461148108 153 15,298 Sh Shared-defined -- 15,298 INTL FLAVORS & FRAGRANCES Cmn 459506101 162 3,330 Sh Shared-defined 1 3,330 INTL FLAVORS & FRAGRANCES Cmn 459506901 558 11,500 Sh Call Shared-defined 1 11,500 INTL FLAVORS & FRAGRANCES Cmn 459506951 131 2,700 Sh Put Shared-defined 1 2,700 INTL FLAVORS & FRAGRANCES Cmn 459506101 3,944 81,292 Sh Shared-defined -- 81,292 INTL SPEEDWAY CORP CL A CMN STOCK Cmn 460335201 48 1,963 Sh Shared-defined 1 1,963 INTL SPEEDWAY CORP CL A CMN STOCK Cmn 460335201 941 38,573 Sh Shared-defined -- 38,573 INTRALINKS HOLDINGS INC Cmn 46118H104 2,174 128,580 Sh Shared-defined -- 128,580 INTREPID POTASH INC Cmn 46121Y902 3,772 144,700 Sh Call Shared-defined 1 144,700 INTREPID POTASH INC Cmn 46121Y952 1,976 75,800 Sh Put Shared-defined 1 75,800 INTREPID POTASH INC Cmn 46121Y102 962 36,905 Sh Shared-defined -- 36,905 INTUIT INC Cmn 461202103 935 21,339 Sh Shared-defined 1 21,339 COLUMN TOTALS 16,015
FORM 13F Page 284 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- INTUIT INC Cmn 461202903 11,097 253,300 Sh Call Shared-defined 1 253,300 INTUIT INC Cmn 461202953 6,151 140,400 Sh Put Shared-defined 1 140,400 INTUIT INC Cmn 461202103 19,248 439,354 Sh Shared-defined -- 439,354 INTUITIVE SURGICAL INC CMN STK Cmn 46120E902 47,640 167,900 Sh Call Shared-defined 1 167,900 INTUITIVE SURGICAL INC CMN STK Cmn 46120E952 78,795 277,700 Sh Put Shared-defined 1 277,700 INTUITIVE SURGICAL INC CMN STK Cmn 46120E602 10,506 37,027 Sh Shared-defined 1 37,027 INTUITIVE SURGICAL INC CMN STK Cmn 46120E602 678 2,390 Sh Shared-defined -- 2,390 INVACARE CORP 4.125% CB 2/1/2027 - REGISTERED Bond 461203AD3 24,384 20,000,000 Prn Shared-defined -- N/A INVACARE CORP CMN STK Cmn 461203101 10 375 Sh Shared-defined 1 375 INVACARE CORP CMN STK Cmn 461203101 10 394 Sh Shared-defined -- 394 INVERNESS MEDIAL INNOVATIONS .75% CONV PREF - PERP Pref Stk 01449J204 69 313 Sh Shared-defined 1 N/A INVESCO PLC COMMON STOCK Cmn G491BT908 720 33,900 Sh Call Shared-defined 1 33,900 INVESCO PLC COMMON STOCK Cmn G491BT958 193 9,100 Sh Put Shared-defined 1 9,100 INVESCO PLC COMMON STOCK Cmn G491BT108 81 3,798 Sh Shared-defined 1 3,798 COLUMN TOTALS 199,582
FORM 13F Page 285 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- INVESCO PLC COMMON STOCK Cmn G491BT108 70,964 3,342,621 Sh Shared-defined -- 3,342,621 INVESTMENT TCHNLGY GRP INC CMN STOCK Cmn 46145F905 478 33,600 Sh Call Shared-defined 1 33,600 INVESTMENT TCHNLGY GRP INC CMN STOCK Cmn 46145F955 21 1,500 Sh Put Shared-defined 1 1,500 INVESTMENT TCHNLGY GRP INC CMN STOCK Cmn 46145F105 6 449 Sh Shared-defined 1 449 INVESTMENT TCHNLGY GRP INC CMN STOCK Cmn 46145F105 322 22,670 Sh Shared-defined -- 22,670 INVESTORS BANCORP INC COMMON STOCK Cmn 46146P102 31 2,606 Sh Shared-defined 1 2,606 INVESTORS BANCORP INC COMMON STOCK Cmn 46146P102 1,318 111,277 Sh Shared-defined -- 111,277 INVESTORS REAL ESTATE TRUST Cmn 461730103 6 680 Sh Shared-defined 1 680 INVESTORS REAL ESTATE TRUST Cmn 461730103 633 75,593 Sh Shared-defined -- 75,593 ION GEOPHYSICAL CORP CMN STK Cmn 462044908 23 4,500 Sh Call Shared-defined 1 4,500 ION GEOPHYSICAL CORP CMN STK Cmn 462044958 192 37,400 Sh Put Shared-defined 1 37,400 ION GEOPHYSICAL CORP CMN STK Cmn 462044108 223 43,370 Sh Shared-defined 1 43,370 ION GEOPHYSICAL CORP CMN STK Cmn 462044108 100 19,528 Sh Shared-defined -- 19,528 IPG PHOTONICS CORP. Cmn 44980X109 36 1,480 Sh Shared-defined 1 1,480 COLUMN TOTALS 74,353
FORM 13F Page 286 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- IPG PHOTONICS CORP. Cmn 44980X109 350 14,493 Sh Shared-defined -- 14,493 IRIDIUM COMMUNICATIONS INC Cmn 46269C902 196 22,900 Sh Call Shared-defined 1 22,900 IRIDIUM COMMUNICATIONS INC Cmn 46269C952 31 3,600 Sh Put Shared-defined 1 3,600 IRIDIUM COMMUNICATIONS INC Cmn 46269C102 38 4,464 Sh Shared-defined -- 4,464 IRIS INTERNATIONAL INC CMN STK Cmn 46270W905 81 8,400 Sh Call Shared-defined 1 8,400 IRIS INTERNATIONAL INC CMN STK Cmn 46270W955 85 8,900 Sh Put Shared-defined 1 8,900 IRIS INTERNATIONAL INC CMN STK Cmn 46270W105 7 710 Sh Shared-defined 1 710 IRIS INTERNATIONAL INC CMN STK Cmn 46270W105 92 9,565 Sh Shared-defined -- 9,565 IROBOT CORP COMMON STOCK Cmn 462726900 570 30,700 Sh Call Shared-defined 1 30,700 IROBOT CORP COMMON STOCK Cmn 462726950 557 30,000 Sh Put Shared-defined 1 30,000 IROBOT CORP COMMON STOCK Cmn 462726100 117 6,275 Sh Shared-defined 1 6,275 IROBOT CORP COMMON STOCK Cmn 462726100 108 5,800 Sh Shared-defined -- 5,800 IRON MOUNTAIN INC DEL CMN STOCK Cmn 462846106 1,525 68,243 Sh Shared-defined 1 68,243 IRON MOUNTAIN INC DEL CMN STOCK Cmn 462846106 9,895 442,939 Sh Shared-defined -- 442,939 COLUMN TOTALS 13,652
FORM 13F Page 287 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- IRON MOUNTAIN INC DEL CMN STOCK Cmn 462846906 87 3,900 Sh Call Shared-defined 1 3,900 IRON MOUNTAIN INC DEL CMN STOCK Cmn 462846956 2,062 92,300 Sh Put Shared-defined 1 92,300 ISILON SYSTEMS INC Cmn 46432L104 378 16,987 Sh Shared-defined 1 16,987 ISILON SYSTEMS INC Cmn 46432L904 586 26,300 Sh Call Shared-defined 1 26,300 ISILON SYSTEMS INC Cmn 46432L954 691 31,000 Sh Put Shared-defined 1 31,000 ISILON SYSTEMS INC Cmn 46432L104 904 40,579 Sh Shared-defined -- 40,579 ISIS PHARMACEUTICALS 2.625% CB 2/15/2027- REGISTERE Bond 464337AE4 48,302 51,135,000 Prn Shared-defined -- N/A ISIS PHARMACEUTICALS INC CMN STK Cmn 464330909 475 56,500 Sh Call Shared-defined 1 56,500 ISIS PHARMACEUTICALS INC CMN STK Cmn 464330959 931 110,800 Sh Put Shared-defined 1 110,800 ISIS PHARMACEUTICALS INC CMN STK Cmn 464330109 1,077 128,171 Sh Shared-defined 1 128,171 ISIS PHARMACEUTICALS INC CMN STK Cmn 464330109 509 60,580 Sh Shared-defined -- 60,580 ISLE OF CAPRI CASINOS INC CMN STK Cmn 464592104 9 1,301 Sh Shared-defined 1 1,301 ISLE OF CAPRI CASINOS INC CMN STK Cmn 464592104 78 10,859 Sh Shared-defined -- 10,859 ISLE OF CAPRI CASINOS INC CMN STK Cmn 464592904 130 18,100 Sh Call Shared-defined 1 18,100 COLUMN TOTALS 56,219
FORM 13F Page 288 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ISLE OF CAPRI CASINOS INC CMN STK Cmn 464592954 23 3,200 Sh Put Shared-defined 1 3,200 ISTAR FINANCIAL INC CMN STK Cmn 45031U901 181 59,200 Sh Call Shared-defined 1 59,200 ISTAR FINANCIAL INC CMN STK Cmn 45031U951 322 105,300 Sh Put Shared-defined 1 105,300 ISTAR FINANCIAL INC CMN STK Cmn 45031U101 110 35,852 Sh Shared-defined 1 35,852 ISTAR FINANCIAL INC CMN STK Cmn 45031U101 112 36,502 Sh Shared-defined -- 36,502 ITC HOLDINGS CORP. COMMON STOCK Cmn 465685105 1,135 18,239 Sh Shared-defined -- 18,239 ITRON INC CMN STK Cmn 465741906 3,906 63,800 Sh Call Shared-defined 1 63,800 ITRON INC CMN STK Cmn 465741956 2,798 45,700 Sh Put Shared-defined 1 45,700 ITRON INC CMN STK Cmn 465741106 1,915 31,282 Sh Shared-defined 1 31,282 ITRON INC CMN STK Cmn 465741106 196 3,200 Sh Shared-defined -- 3,200 ITT CORP CMN STOCK Cmn 450911102 62 1,317 Sh Shared-defined 1 1,317 ITT CORP CMN STOCK Cmn 450911102 935 19,974 Sh Shared-defined -- 19,974 ITT CORP CMN STOCK Cmn 450911902 1,236 26,400 Sh Call Shared-defined 1 26,400 ITT CORP CMN STOCK Cmn 450911952 1,185 25,300 Sh Put Shared-defined 1 25,300 COLUMN TOTALS 14,116
FORM 13F Page 289 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ITT EDUCATIONAL SVCS INC CMN STOCK Cmn 45068B909 22,985 327,100 Sh Call Shared-defined 1 327,100 ITT EDUCATIONAL SVCS INC CMN STOCK Cmn 45068B959 10,695 152,200 Sh Put Shared-defined 1 152,200 ITT EDUCATIONAL SVCS INC CMN STOCK Cmn 45068B109 1,919 27,307 Sh Shared-defined 1 27,307 ITT EDUCATIONAL SVCS INC CMN STOCK Cmn 45068B109 984 14,005 Sh Shared-defined -- 14,005 IVANHOE ENERGY INC Cmn 465790103 38 18,065 Sh Shared-defined 1 18,065 IVANHOE ENERGY INC Cmn 465790103 20 9,393 Sh Shared-defined -- 9,393 IVANHOE MINES LTD COMMON STOCK Cmn 46579N903 12,625 539,300 Sh Call Shared-defined 1 539,300 IVANHOE MINES LTD COMMON STOCK Cmn 46579N953 1,613 68,900 Sh Put Shared-defined 1 68,900 IVANHOE MINES LTD COMMON STOCK Cmn 46579N103 6,862 293,109 Sh Shared-defined -- 293,109 IXIA Cmn 45071R109 36 2,869 Sh Shared-defined 1 2,869 IXIA Cmn 45071R909 15 1,200 Sh Call Shared-defined 1 1,200 IXIA Cmn 45071R959 5 400 Sh Put Shared-defined 1 400 IXIA Cmn 45071R109 347 28,016 Sh Shared-defined -- 28,016 IXYS CORP DEL CMN STOCK Cmn 46600W106 52 5,460 Sh Shared-defined 1 5,460 COLUMN TOTALS 58,196
FORM 13F Page 290 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- IXYS CORP DEL CMN STOCK Cmn 46600W106 61 6,405 Sh Shared-defined -- 6,405 J CREW GROUP INC COMMON STOCK Cmn 46612H902 3,782 112,500 Sh Call Shared-defined 1 112,500 J CREW GROUP INC COMMON STOCK Cmn 46612H952 5,947 176,900 Sh Put Shared-defined 1 176,900 J CREW GROUP INC COMMON STOCK Cmn 46612H402 2,418 71,917 Sh Shared-defined 1 71,917 J CREW GROUP INC COMMON STOCK Cmn 46612H402 4,886 145,323 Sh Shared-defined -- 145,323 J. C. PENNEY COMPANY, INC Cmn 708160906 10,097 371,500 Sh Call Shared-defined 1 371,500 J. C. PENNEY COMPANY, INC Cmn 708160956 10,676 392,800 Sh Put Shared-defined 1 392,800 J. C. PENNEY COMPANY, INC Cmn 708160106 15,404 566,724 Sh Shared-defined -- 566,724 J2 GLOBAL COMMUNICATIONS INC. CMN STOCK Cmn 46626E905 100 4,200 Sh Call Shared-defined 1 4,200 J2 GLOBAL COMMUNICATIONS INC. CMN STOCK Cmn 46626E955 128 5,400 Sh Put Shared-defined 1 5,400 J2 GLOBAL COMMUNICATIONS INC. CMN STOCK Cmn 46626E205 4 182 Sh Shared-defined 1 182 J2 GLOBAL COMMUNICATIONS INC. CMN STOCK Cmn 46626E205 539 22,677 Sh Shared-defined -- 22,677 JA SOLAR HOLDINGS CO Depository LTD-ADR Receipt 466090107 2,845 304,951 Sh Shared-defined -- N/A JABIL CIRCUIT INC CMN STK Cmn 466313903 1,196 83,000 Sh Call Shared-defined 1 83,000 COLUMN TOTALS 58,083
FORM 13F Page 291 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- JABIL CIRCUIT INC CMN STK Cmn 466313953 1,935 134,300 Sh Put Shared-defined 1 134,300 JABIL CIRCUIT INC CMN STK Cmn 466313103 1,256 87,132 Sh Shared-defined 1 87,132 JABIL CIRCUIT INC CMN STK Cmn 466313103 10,832 751,703 Sh Shared-defined -- 751,703 JACK IN THE BOX INC. CMN STK Cmn 466367909 394 18,400 Sh Call Shared-defined 1 18,400 JACK IN THE BOX INC. CMN STK Cmn 466367959 101 4,700 Sh Put Shared-defined 1 4,700 JACK IN THE BOX INC. CMN STK Cmn 466367109 446 20,807 Sh Shared-defined -- 20,807 JACKSON HEWITT TAX SERVICE INC. COMMON STOCK Cmn 468202906 45 48,800 Sh Call Shared-defined 1 48,800 JACKSON HEWITT TAX SERVICE INC. COMMON STOCK Cmn 468202956 7 7,100 Sh Put Shared-defined 1 7,100 JACKSON HEWITT TAX SERVICE INC. COMMON STOCK Cmn 468202106 32 34,682 Sh Shared-defined 1 34,682 JACOBS ENGINEERING GROUP INC CMN STK Cmn 469814907 12,086 312,300 Sh Call Shared-defined 1 312,300 JACOBS ENGINEERING GROUP INC CMN STK Cmn 469814957 2,906 75,100 Sh Put Shared-defined 1 75,100 JACOBS ENGINEERING GROUP INC CMN STK Cmn 469814107 16 405 Sh Shared-defined 1 405 JACOBS ENGINEERING GROUP INC CMN STK Cmn 469814107 4 112 Sh Shared-defined -- 112 JAGUAR MINING INC COMMON STOCK Cmn 47009M903 117 18,000 Sh Call Shared-defined 1 18,000 COLUMN TOTALS 30,177
FORM 13F Page 292 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- JAGUAR MINING INC COMMON STOCK Cmn 47009M953 92 14,100 Sh Put Shared-defined 1 14,100 JAGUAR MINING INC COMMON STOCK Cmn 47009M103 238 36,683 Sh Shared-defined 1 36,683 JAGUAR MINING INC COMMON STOCK Cmn 47009M103 569 87,563 Sh Shared-defined -- 87,563 JAKKS PAC INC CMN STOCK Cmn 47012E106 19 1,102 Sh Shared-defined 1 1,102 JAKKS PAC INC CMN STOCK Cmn 47012E106 372 21,116 Sh Shared-defined -- 21,116 JAKKS PAC INC CMN STOCK Cmn 47012E906 168 9,500 Sh Call Shared-defined 1 9,500 JAKKS PAC INC CMN STOCK Cmn 47012E956 328 18,600 Sh Put Shared-defined 1 18,600 JAMBA INC COMMON STO Cmn 47023A901 -- 200 Sh Call Shared-defined 1 200 JAMBA INC COMMON STO Cmn 47023A951 7 3,400 Sh Put Shared-defined 1 3,400 JAMBA INC COMMON STO Cmn 47023A101 62 28,286 Sh Shared-defined 1 28,286 JAMES RIVER COAL CO COMMON STOCK Cmn 470355907 128 7,300 Sh Call Shared-defined 1 7,300 JAMES RIVER COAL CO COMMON STOCK Cmn 470355957 335 19,100 Sh Put Shared-defined 1 19,100 JAMES RIVER COAL CO COMMON STOCK Cmn 470355207 229 13,062 Sh Shared-defined 1 13,062 JAMES RIVER COAL CO COMMON STOCK Cmn 470355207 418 23,848 Sh Shared-defined -- 23,848 COLUMN TOTALS 2,965
FORM 13F Page 293 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- JANUS CAPITAL GROUP INC CMN STK Cmn 47102X905 287 26,200 Sh Call Shared-defined 1 26,200 JANUS CAPITAL GROUP INC CMN STK Cmn 47102X955 28 2,600 Sh Put Shared-defined 1 2,600 JANUS CAPITAL GROUP INC CMN STK Cmn 47102X105 207 18,927 Sh Shared-defined 1 18,927 JANUS CAPITAL GROUP INC CMN STK Cmn 47102X105 6,431 587,326 Sh Shared-defined -- 587,326 JARDEN CORP CMN STK Cmn 471109908 1,012 32,500 Sh Call Shared-defined 1 32,500 JARDEN CORP CMN STK Cmn 471109958 261 8,400 Sh Put Shared-defined 1 8,400 JARDEN CORP CMN STK Cmn 471109108 149 4,784 Sh Shared-defined 1 4,784 JARDEN CORP CMN STK Cmn 471109108 11,431 367,215 Sh Shared-defined -- 367,215 JAZZ PHARMACEUTICALS INC Cmn 472147107 401 37,403 Sh Shared-defined 1 37,403 JAZZ PHARMACEUTICALS INC Cmn 472147907 327 30,500 Sh Call Shared-defined 1 30,500 JAZZ PHARMACEUTICALS INC Cmn 472147957 1,400 130,500 Sh Put Shared-defined 1 130,500 JDA SOFTWARE GROUP INC CMN STOCK Cmn 46612K908 969 38,200 Sh Call Shared-defined 1 38,200 JDA SOFTWARE GROUP INC CMN STOCK Cmn 46612K958 591 23,300 Sh Put Shared-defined 1 23,300 JDA SOFTWARE GROUP INC CMN STOCK Cmn 46612K108 39 1,540 Sh Shared-defined 1 1,540 COLUMN TOTALS 23,533
FORM 13F Page 294 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- JDA SOFTWARE GROUP INC CMN STOCK Cmn 46612K108 234 9,223 Sh Shared-defined -- 9,223 JDS UNIPHASE 1% CB 05/15/2026 - REGISTERED Bond 46612JAD3 9,381 9,947,000 Prn Shared-defined -- N/A JDS UNIPHASE CORPORATION CMN STK Cmn 46612J907 4,574 369,200 Sh Call Shared-defined 1 369,200 JDS UNIPHASE CORPORATION CMN STK Cmn 46612J957 2,604 210,200 Sh Put Shared-defined 1 210,200 JDS UNIPHASE CORPORATION CMN STK Cmn 46612J507 1,230 99,283 Sh Shared-defined 1 99,283 JDS UNIPHASE CORPORATION CMN STK Cmn 46612J507 10,164 820,363 Sh Shared-defined -- 820,363 JEFFERIES GROUP Cmn 472319902 1,865 82,200 Sh Call Shared-defined 1 82,200 JEFFERIES GROUP Cmn 472319952 481 21,200 Sh Put Shared-defined 1 21,200 JETBLUE AIRWAYS CORP Cmn 477143101 598 89,412 Sh Shared-defined 1 89,412 JETBLUE AIRWAYS CORP Cmn 477143101 11,442 1,710,282 Sh Shared-defined -- 1,710,282 JETBLUE AIRWAYS CORP Cmn 477143901 997 149,100 Sh Call Shared-defined 1 149,100 JETBLUE AIRWAYS CORP Cmn 477143951 368 55,000 Sh Put Shared-defined 1 55,000 JM SMUCKER CO -NEW COMMON SHARES Cmn 832696405 536 8,858 Sh Shared-defined 1 8,858 JM SMUCKER CO -NEW COMMON SHARES Cmn 832696405 8,151 134,666 Sh Shared-defined -- 134,666 COLUMN TOTALS 52,625
FORM 13F Page 295 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- JO-ANN STORES INC. COMMON STOCK Cmn 47758P907 1,123 25,200 Sh Call Shared-defined 1 25,200 JO-ANN STORES INC. COMMON STOCK Cmn 47758P957 1,519 34,100 Sh Put Shared-defined 1 34,100 JO-ANN STORES INC. COMMON STOCK Cmn 47758P307 453 10,177 Sh Shared-defined -- 10,177 JOHN BEAN TECHNOLOGIES Cmn 477839104 213 13,242 Sh Shared-defined -- 13,242 JOHN BEAN TECHNOLOGIES Cmn 477839904 192 11,900 Sh Call Shared-defined 1 11,900 JOHNSON & JOHNSON Cmn 478160904 80,988 1,307,100 Sh Call Shared-defined 1 1,307,100 JOHNSON & JOHNSON Cmn 478160954 52,573 848,500 Sh Put Shared-defined 1 848,500 JOHNSON & JOHNSON Cmn 478160104 135 2,180 Sh Shared-defined -- 2,180 JOHNSON CONTROLS, INC. Cmn 478366907 6,185 202,800 Sh Call Shared-defined 1 202,800 JOHNSON CONTROLS, INC. Cmn 478366957 4,005 131,300 Sh Put Shared-defined 1 131,300 JONES APPAREL GROUP INC CMN STK Cmn 480074903 210 10,700 Sh Call Shared-defined 1 10,700 JONES APPAREL GROUP INC CMN STK Cmn 480074953 1,057 53,800 Sh Put Shared-defined 1 53,800 JONES APPAREL GROUP INC CMN STK Cmn 480074103 601 30,578 Sh Shared-defined 1 30,578 JONES APPAREL GROUP INC CMN STK Cmn 480074103 888 45,189 Sh Shared-defined -- 45,189 COLUMN TOTALS 150,142
FORM 13F Page 296 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- JONES LANG LASALLE INC CMN STOCK Cmn 48020Q107 1,413 16,374 Sh Shared-defined 1 16,374 JONES LANG LASALLE INC CMN STOCK Cmn 48020Q107 273 3,168 Sh Shared-defined -- 3,168 JOS A BANK CLOTHIERS INC CMN STOCK Cmn 480838901 2,827 66,350 Sh Call Shared-defined 1 66,350 JOS A BANK CLOTHIERS INC CMN STOCK Cmn 480838951 2,759 64,750 Sh Put Shared-defined 1 64,750 JOS A BANK CLOTHIERS INC CMN STOCK Cmn 480838101 1,143 26,815 Sh Shared-defined 1 26,815 JOS A BANK CLOTHIERS INC CMN STOCK Cmn 480838101 2,111 49,549 Sh Shared-defined -- 49,549 JOY GLOBAL INC CMN STK Cmn 481165908 17,383 247,200 Sh Call Shared-defined 1 247,200 JOY GLOBAL INC CMN STK Cmn 481165958 15,738 223,800 Sh Put Shared-defined 1 223,800 JOY GLOBAL INC CMN STK Cmn 481165108 21 301 Sh Shared-defined -- 301 JPMORGAN ALERIAN MLP INDEX Cmn 46625H905 415 12,300 Sh Call Shared-defined 1 12,300 JPMORGAN ALERIAN MLP INDEX Cmn 46625H955 88 2,600 Sh Put Shared-defined 1 2,600 JPMORGAN CHASE & CO CMN STK Cmn 46625H100 12,171 319,699 Sh Shared-defined 1 319,699 JPMORGAN CHASE & CO CMN STK Cmn 46625H100 29,206 767,172 Sh Shared-defined -- 767,172 JPMORGAN CHASE & CO CMN STK Cmn 46625H900 46,266 1,215,300 Sh Call Shared-defined 1 1,215,300 COLUMN TOTALS 131,814
FORM 13F Page 297 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- JPMORGAN CHASE & CO CMN STK Cmn 46625H950 83,727 2,199,300 Sh Put Shared-defined 1 2,199,300 JUNIPER NETWORKS INC Cmn 48203R104 451 14,847 Sh Shared-defined 1 14,847 JUNIPER NETWORKS INC Cmn 48203R104 43,793 1,442,923 Sh Shared-defined -- 1,442,923 JUNIPER NETWORKS INC Cmn 48203R904 7,955 262,100 Sh Call Shared-defined 1 262,100 JUNIPER NETWORKS INC Cmn 48203R954 5,126 168,900 Sh Put Shared-defined 1 168,900 KAISER ALUMINUM CORP CMN STK Cmn 483007904 355 8,300 Sh Call Shared-defined 1 8,300 KAISER ALUMINUM CORP CMN STK Cmn 483007954 3,427 80,100 Sh Put Shared-defined 1 80,100 KAISER ALUMINUM CORP CMN STK Cmn 483007704 47 1,100 Sh Shared-defined 1 1,100 KAISER ALUMINUM CORP CMN STK Cmn 483007704 381 8,904 Sh Shared-defined -- 8,904 KAMAN CORP COMMON STOCK Cmn 483548103 21 808 Sh Shared-defined 1 808 KAMAN CORP COMMON STOCK Cmn 483548103 404 15,428 Sh Shared-defined -- 15,428 KANSAS CITY SOUTHERN INC CMN STK Cmn 485170902 1,474 39,400 Sh Call Shared-defined 1 39,400 KANSAS CITY SOUTHERN INC CMN STK Cmn 485170952 1,148 30,700 Sh Put Shared-defined 1 30,700 KANSAS CITY SOUTHERN INC CMN STK Cmn 485170302 209 5,590 Sh Shared-defined 1 5,590 COLUMN TOTALS 148,518
FORM 13F Page 298 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- KANSAS CITY SOUTHERN INC CMN STK Cmn 485170302 2,447 65,411 Sh Shared-defined -- 65,411 KAR AUCTION SERVICES INC Cmn 48238T109 1,978 156,889 Sh Shared-defined -- 156,889 KAYDON CORP CMN STK Cmn 486587908 592 17,100 Sh Call Shared-defined 1 17,100 KAYDON CORP CMN STK Cmn 486587958 872 25,200 Sh Put Shared-defined 1 25,200 KAYDON CORP CMN STK Cmn 486587108 13 375 Sh Shared-defined 1 375 KAYDON CORP CMN STK Cmn 486587108 1,373 39,674 Sh Shared-defined -- 39,674 KB FINANCIAL GROUP Depository INC Receipt 48241A105 311 7,264 Sh Shared-defined -- N/A KB HOME COM SHS Cmn 48666K909 2,340 206,500 Sh Call Shared-defined 1 206,500 KB HOME COM SHS Cmn 48666K959 1,498 132,200 Sh Put Shared-defined 1 132,200 KB HOME COM SHS Cmn 48666K109 53 4,700 Sh Shared-defined -- 4,700 KBR INC Cmn 48242W106 137 5,545 Sh Shared-defined 1 5,545 KBR INC Cmn 48242W906 1,740 70,600 Sh Call Shared-defined 1 70,600 KBR INC Cmn 48242W956 192 7,800 Sh Put Shared-defined 1 7,800 KBR INC Cmn 48242W106 873 35,431 Sh Shared-defined -- 35,431 COLUMN TOTALS 14,419
FORM 13F Page 299 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- KBW INC Cmn 482423100 273 10,658 Sh Shared-defined -- 10,658 KEITHLEY INSTR INC CMN STK Cmn 487584104 67 3,125 Sh Shared-defined 1 3,125 KEITHLEY INSTR INC CMN STK Cmn 487584104 150 6,963 Sh Shared-defined -- 6,963 KELLOGG CO Cmn 487836108 508 10,053 Sh Shared-defined 1 10,053 KELLOGG CO Cmn 487836908 1,121 22,200 Sh Call Shared-defined 1 22,200 KELLOGG CO Cmn 487836958 1,940 38,400 Sh Put Shared-defined 1 38,400 KELLOGG CO Cmn 487836108 187 3,711 Sh Shared-defined -- 3,711 KELLY SERVICES INC - -CL A CMN STK Cmn 488152208 8 646 Sh Shared-defined 1 646 KELLY SERVICES INC - -CL A CMN STK Cmn 488152208 126 10,738 Sh Shared-defined -- 10,738 KEMET CORP CMN STK Cmn 488360908 15 4,600 Sh Call Shared-defined 1 4,600 KEMET CORP CMN STK Cmn 488360958 3 1,000 Sh Put Shared-defined 1 1,000 KEMET CORP CMN STK Cmn 488360108 29 8,539 Sh Shared-defined 1 8,539 KENDLE INTL INC CMN STOCK Cmn 48880L907 52 5,600 Sh Call Shared-defined 1 5,600 KENDLE INTL INC CMN STOCK Cmn 48880L957 128 13,700 Sh Put Shared-defined 1 13,700 COLUMN TOTALS 4,607
FORM 13F Page 300 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- KENDLE INTL INC CMN STOCK Cmn 48880L107 5 576 Sh Shared-defined 1 576 KENEXA CORPORATION COMMON STOCK Cmn 488879107 217 12,400 Sh Shared-defined -- 12,400 KENNAMETAL INC CMN STK Cmn 489170100 369 11,925 Sh Shared-defined -- 11,925 KENSEY NASH CORP CMN STOCK Cmn 490057956 578 20,000 Sh Put Shared-defined 1 20,000 KENSEY NASH CORP CMN STOCK Cmn 490057106 69 2,403 Sh Shared-defined 1 2,403 KERYX BIOPHARMACEUTICALS INC CMN STK Cmn 492515901 310 64,400 Sh Call Shared-defined 1 64,400 KERYX BIOPHARMACEUTICALS INC CMN STK Cmn 492515951 131 27,300 Sh Put Shared-defined 1 27,300 KERYX BIOPHARMACEUTICALS INC CMN STK Cmn 492515101 249 51,778 Sh Shared-defined 1 51,778 KERYX BIOPHARMACEUTICALS INC CMN STK Cmn 492515101 135 28,017 Sh Shared-defined -- 28,017 KEY ENERGY GROUP INC CMN STK Cmn 492914106 18,799 1,976,777 Sh Shared-defined -- 1,976,777 KEY ENERGY GROUP INC CMN STK Cmn 492914906 14 1,500 Sh Call Shared-defined 1 1,500 KEY ENERGY GROUP INC CMN STK Cmn 492914956 5 500 Sh Put Shared-defined 1 500 KEYCORP COMMON STOCK Cmn 493267108 1,468 184,466 Sh Shared-defined 1 184,466 KEYCORP COMMON STOCK Cmn 493267108 65,382 8,213,842 Sh Shared-defined -- 8,213,842 COLUMN TOTALS 87,731
FORM 13F Page 301 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- KEYCORP COMMON STOCK Cmn 493267908 423 53,100 Sh Call Shared-defined 1 53,100 KEYCORP COMMON STOCK Cmn 493267958 1,225 153,900 Sh Put Shared-defined 1 153,900 KHD HUMBOLDT WEDAG INTERNATIONAL Cmn 88102D903 374 50,200 Sh Call Shared-defined 1 50,200 KHD HUMBOLDT WEDAG INTERNATIONAL Cmn 88102D953 157 21,000 Sh Put Shared-defined 1 21,000 KILROY REALTY CMN STOCK Cmn 49427F908 411 12,400 Sh Call Shared-defined 1 12,400 KILROY REALTY CMN STOCK Cmn 49427F958 103 3,100 Sh Put Shared-defined 1 3,100 KILROY REALTY CMN STOCK Cmn 49427F108 22 675 Sh Shared-defined 1 675 KILROY REALTY CMN STOCK Cmn 49427F108 199 6,011 Sh Shared-defined -- 6,011 KIMBALL INTERNATIONAL - -CL B CMN STK Cmn 494274103 124 21,325 Sh Shared-defined -- 21,325 KIMBERLY CLARK CORP Cmn 494368103 397 6,106 Sh Shared-defined 1 6,106 KIMBERLY CLARK CORP Cmn 494368903 7,780 119,600 Sh Call Shared-defined 1 119,600 KIMBERLY CLARK CORP Cmn 494368953 9,257 142,300 Sh Put Shared-defined 1 142,300 KIMBERLY CLARK CORP Cmn 494368103 3,087 47,454 Sh Shared-defined -- 47,454 KIMCO REALTY CORP CMN STK Cmn 49446R909 65 4,100 Sh Call Shared-defined 1 4,100 COLUMN TOTALS 23,624
FORM 13F Page 302 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- KIMCO REALTY CORP CMN STK Cmn 49446R959 239 15,200 Sh Put Shared-defined 1 15,200 KIMCO REALTY CORP CMN STK Cmn 49446R109 976 61,949 Sh Shared-defined -- 61,949 KINDER MORGAN ENERGY PARTNERS, L Cmn 494550906 11,734 171,300 Sh Call Shared-defined 1 171,300 KINDER MORGAN ENERGY PARTNERS, L Cmn 494550956 6,754 98,600 Sh Put Shared-defined 1 98,600 KINDER MORGAN MANAGEMENT LLC Cmn 49455U100 14 227 Sh Shared-defined 1 227 KINDER MORGAN MANAGEMENT LLC Cmn 49455U100 1,663 27,595 Sh Shared-defined -- 27,595 KINDRED HEALTHCARE INC CMN STOCK Cmn 494580903 134 10,300 Sh Call Shared-defined 1 10,300 KINDRED HEALTHCARE INC CMN STOCK Cmn 494580953 73 5,600 Sh Put Shared-defined 1 5,600 KINDRED HEALTHCARE INC CMN STOCK Cmn 494580103 215 16,498 Sh Shared-defined -- 16,498 KINETIC CONCEPTS INC COMMON STOCK Cmn 49460W908 1,156 31,600 Sh Call Shared-defined 1 31,600 KINETIC CONCEPTS INC COMMON STOCK Cmn 49460W958 1,032 28,200 Sh Put Shared-defined 1 28,200 KINETIC CONCEPTS INC COMMON STOCK Cmn 49460W208 40 1,080 Sh Shared-defined -- 1,080 KING PHARMACE 1.25% CB 4/1/2026 - REGISTERED Bond 495582AJ7 44,622 47,500,000 Prn Shared-defined -- N/A KING PHARMACEUTICALS INC CMN STOCK Cmn 495582908 117 11,700 Sh Call Shared-defined 1 11,700 COLUMN TOTALS 68,769
FORM 13F Page 303 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- KING PHARMACEUTICALS INC CMN STOCK Cmn 495582958 356 35,700 Sh Put Shared-defined 1 35,700 KING PHARMACEUTICALS INC CMN STOCK Cmn 495582108 178 17,907 Sh Shared-defined 1 17,907 KING PHARMACEUTICALS INC CMN STOCK Cmn 495582108 974 97,747 Sh Shared-defined -- 97,747 KINROSS GOLD CORP Cmn 496902904 5,808 309,100 Sh Call Shared-defined 1 309,100 KINROSS GOLD CORP Cmn 496902954 5,806 309,000 Sh Put Shared-defined 1 309,000 KINROSS GOLD CORP Cmn 496902404 1,721 91,573 Sh Shared-defined 1 91,573 KIRKLAND'S INC CMN STK Cmn 497498905 456 32,900 Sh Call Shared-defined 1 32,900 KIRKLAND'S INC CMN STK Cmn 497498955 384 27,700 Sh Put Shared-defined 1 27,700 KIRKLAND'S INC CMN STK Cmn 497498105 279 20,116 Sh Shared-defined 1 20,116 KIRKLAND'S INC CMN STK Cmn 497498105 242 17,476 Sh Shared-defined -- 17,476 KKR & CO LP Cmn 48248M102 82 7,770 Sh Shared-defined 1 7,770 KKR FINANCIAL HOLDINGS LLC COMMON STOCK Cmn 48248A906 85 9,700 Sh Call Shared-defined 1 9,700 KKR FINANCIAL HOLDINGS LLC COMMON STOCK Cmn 48248A956 508 57,900 Sh Put Shared-defined 1 57,900 KKR FINANCIAL HOLDINGS LLC COMMON STOCK Cmn 48248A306 799 91,005 Sh Shared-defined 1 91,005 COLUMN TOTALS 17,678
FORM 13F Page 304 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- KLA-TENCOR INSTRUMENTS CORP CMN STK Cmn 482480900 6,521 185,100 Sh Call Shared-defined 1 185,100 KLA-TENCOR INSTRUMENTS CORP CMN STK Cmn 482480950 4,425 125,600 Sh Put Shared-defined 1 125,600 KLA-TENCOR INSTRUMENTS CORP CMN STK Cmn 482480100 91 2,597 Sh Shared-defined 1 2,597 KLA-TENCOR INSTRUMENTS CORP CMN STK Cmn 482480100 25,155 714,031 Sh Shared-defined -- 714,031 KNIGHT CAPITAL GROUP INC - A CMN Cmn 499005906 756 61,000 Sh Call Shared-defined 1 61,000 KNIGHT CAPITAL GROUP INC - A CMN Cmn 499005956 636 51,300 Sh Put Shared-defined 1 51,300 KNIGHT CAPITAL GROUP INC - A CMN Cmn 499005106 82 6,622 Sh Shared-defined -- 6,622 KNIGHT TRANSN INC CMN STOCK Cmn 499064903 131 6,800 Sh Call Shared-defined 1 6,800 KNIGHT TRANSN INC CMN STOCK Cmn 499064953 89 4,600 Sh Put Shared-defined 1 4,600 KNIGHT TRANSN INC CMN STOCK Cmn 499064103 30 1,532 Sh Shared-defined 1 1,532 KNIGHT TRANSN INC CMN STOCK Cmn 499064103 1,030 53,261 Sh Shared-defined -- 53,261 KODIAK OIL & GAS CORP COMMON STOCK Cmn 50015Q900 3 1,000 Sh Call Shared-defined 1 1,000 KODIAK OIL & GAS CORP COMMON STOCK Cmn 50015Q950 127 37,500 Sh Put Shared-defined 1 37,500 KODIAK OIL & GAS CORP COMMON STOCK Cmn 50015Q100 143 42,096 Sh Shared-defined 1 42,096 COLUMN TOTALS 39,219
FORM 13F Page 305 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- KODIAK OIL & GAS CORP COMMON STOCK Cmn 50015Q100 2,121 625,702 Sh Shared-defined -- 625,702 KKR & CO LP Cmn 48248M902 2 200 Sh Call Shared-defined 1 200 KKR & CO LP Cmn 48248M952 106 10,000 Sh Put Shared-defined 1 10,000 KOHLS CORP CMN STK Cmn 500255104 43,744 830,368 Sh Shared-defined -- 830,368 KOHLS CORP CMN STK Cmn 500255904 20,087 381,300 Sh Call Shared-defined 1 381,300 KOHLS CORP CMN STK Cmn 500255954 17,016 323,000 Sh Put Shared-defined 1 323,000 KOPIN CORP CMN STK Cmn 500600101 30 8,412 Sh Shared-defined 1 8,412 KOPIN CORP CMN STK Cmn 500600101 243 68,517 Sh Shared-defined -- 68,517 KOREA ELECTRIC POWER Depository - -SP ADR 1:2 Receipt 500631106 545 42,166 Sh Shared-defined -- N/A KOREA TELECOM ADR Depository 1:0.5 Receipt 48268K101 30 1,449 Sh Shared-defined 1 N/A KOREA TELECOM ADR Depository 1:0.5 Receipt 48268K101 16,245 793,988 Sh Shared-defined -- N/A KORN FERRY INTL CMN STOCK Cmn 500643900 45 2,700 Sh Call Shared-defined 1 2,700 KORN FERRY INTL CMN STOCK Cmn 500643950 50 3,000 Sh Put Shared-defined 1 3,000 KORN FERRY INTL CMN STOCK Cmn 500643200 104 6,294 Sh Shared-defined -- 6,294 COLUMN TOTALS 100,368
FORM 13F Page 306 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- KRAFT FOODS INC CL A CMN STK Cmn 50075N104 7,252 235,007 Sh Shared-defined -- 235,007 KRAFT FOODS INC CL A CMN STK Cmn 50075N904 15,695 508,600 Sh Call Shared-defined 1 508,600 KRAFT FOODS INC CL A CMN STK Cmn 50075N954 14,998 486,000 Sh Put Shared-defined 1 486,000 KRATON PERFORMANCE POLYMERS IN Cmn 50077C106 42 1,534 Sh Shared-defined 1 1,534 KRATON PERFORMANCE POLYMERS IN Cmn 50077C106 1,868 68,792 Sh Shared-defined -- 68,792 KRISPY KREME DOUGHNUTS INC CMN STK Cmn 501014954 24 5,300 Sh Put Shared-defined 1 5,300 KRISPY KREME DOUGHNUTS INC CMN STK Cmn 501014104 47 10,349 Sh Shared-defined 1 10,349 K-SWISS INC -CL A CMN STK Cmn 482686902 668 52,400 Sh Call Shared-defined 1 52,400 K-SWISS INC -CL A CMN STK Cmn 482686952 547 42,900 Sh Put Shared-defined 1 42,900 K-SWISS INC -CL A CMN STK Cmn 482686102 10 782 Sh Shared-defined 1 782 K-SWISS INC -CL A CMN STK Cmn 482686102 305 23,931 Sh Shared-defined -- 23,931 KULICKE AND SOFFA IND. COMMON STOCK Cmn 501242101 461 74,549 Sh Shared-defined 1 74,549 KULICKE AND SOFFA IND. COMMON STOCK Cmn 501242101 139 22,528 Sh Shared-defined -- 22,528 KULICKE AND SOFFA IND. COMMON STOCK Cmn 501242901 35 5,700 Sh Call Shared-defined 1 5,700 COLUMN TOTALS 42,091
FORM 13F Page 307 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- KULICKE AND SOFFA IND. COMMON STOCK Cmn 501242951 234 37,800 Sh Put Shared-defined 1 37,800 L&L ENERGY INC Cmn 50162D100 486 60,590 Sh Shared-defined 1 60,590 L&L ENERGY INC Cmn 50162D900 67 8,400 Sh Call Shared-defined 1 8,400 L&L ENERGY INC Cmn 50162D950 545 67,900 Sh Put Shared-defined 1 67,900 L-1 IDENTITY SOLUTIONS INC Cmn 50212A106 1,098 93,617 Sh Shared-defined 1 93,617 L-1 IDENTITY SOLUTIONS INC Cmn 50212A906 508 43,300 Sh Call Shared-defined 1 43,300 L-1 IDENTITY SOLUTIONS INC Cmn 50212A956 1,490 127,000 Sh Put Shared-defined 1 127,000 L-3 COMMUNICATIONS HLDGS INC CMN STOCK Cmn 502424104 425 5,887 Sh Shared-defined -- 5,887 L-3 COMMUNICATIONS HLDGS INC CMN STOCK Cmn 502424904 7,422 102,700 Sh Call Shared-defined 1 102,700 L-3 COMMUNICATIONS HLDGS INC CMN STOCK Cmn 502424954 5,413 74,900 Sh Put Shared-defined 1 74,900 LABORATORY CORP. OF AMER. HLDGS COMMON STOCK Cmn 50540R409 63 800 Sh Shared-defined -- 800 LABORATORY CORP. OF AMER. HLDGS COMMON STOCK Cmn 50540R909 784 10,000 Sh Call Shared-defined 1 10,000 LABORATORY CORP. OF AMER. HLDGS COMMON STOCK Cmn 50540R959 847 10,800 Sh Put Shared-defined 1 10,800 LABRANCHE & COMPANY CMN Cmn 505447102 45 11,499 Sh Shared-defined 1 11,499 COLUMN TOTALS 19,427
FORM 13F Page 308 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LABRANCHE & COMPANY CMN Cmn 505447102 9 2,313 Sh Shared-defined -- 2,313 LACLEDE GROUP INC CMN STK Cmn 505597104 326 9,469 Sh Shared-defined -- 9,469 LADENBURG THALMANN FINANCIAL CMN STOCK Cmn 50575Q102 13 12,769 Sh Shared-defined 1 12,769 LADISH CO CMN STOCK Cmn 505754200 324 10,400 Sh Shared-defined -- 10,400 LAM RESEARCH COMMON STOCK Cmn 512807108 47,776 1,141,608 Sh Shared-defined -- 1,141,608 LAM RESEARCH COMMON STOCK Cmn 512807908 3,733 89,200 Sh Call Shared-defined 1 89,200 LAM RESEARCH COMMON STOCK Cmn 512807958 2,741 65,500 Sh Put Shared-defined 1 65,500 LAMAR ADVERTISING - CL A Cmn 512815101 129 4,043 Sh Shared-defined 1 4,043 LAMAR ADVERTISING - CL A Cmn 512815101 12,059 378,965 Sh Shared-defined -- 378,965 LAMAR ADVERTISING - CL A Cmn 512815901 1,846 58,000 Sh Call Shared-defined 1 58,000 LAMAR ADVERTISING - CL A Cmn 512815951 1,518 47,700 Sh Put Shared-defined 1 47,700 LANCASTER COLONY CORP CMN STK Cmn 513847903 741 15,600 Sh Call Shared-defined 1 15,600 LANCASTER COLONY CORP CMN STK Cmn 513847953 200 4,200 Sh Put Shared-defined 1 4,200 LANCASTER COLONY CORP CMN STK Cmn 513847103 57 1,200 Sh Shared-defined 1 1,200 COLUMN TOTALS 71,472
FORM 13F Page 309 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LANCASTER COLONY CORP CMN STK Cmn 513847103 206 4,346 Sh Shared-defined -- 4,346 LANCE INC Cmn 514606102 2,447 114,877 Sh Shared-defined -- 114,877 LANDAUER INC CMN STK Cmn 51476K103 358 5,724 Sh Shared-defined -- 5,724 LANDSTAR SYSTEM INC CMN STK Cmn 515098901 869 22,500 Sh Call Shared-defined 1 22,500 LANDSTAR SYSTEM INC CMN STK Cmn 515098951 290 7,500 Sh Put Shared-defined 1 7,500 LANDSTAR SYSTEM INC CMN STK Cmn 515098101 281 7,268 Sh Shared-defined 1 7,268 LANDSTAR SYSTEM INC CMN STK Cmn 515098101 452 11,702 Sh Shared-defined -- 11,702 LANOPTICS LTD CMN STOCK Cmn M4146Y108 542 21,467 Sh Shared-defined 1 21,467 LANOPTICS LTD CMN STOCK Cmn M4146Y108 194 7,667 Sh Shared-defined -- 7,667 LAS VEGAS SANDS, INC. COMMON STOCK Cmn 517834907 35,439 1,016,900 Sh Call Shared-defined 1 1,016,900 LAS VEGAS SANDS, INC. COMMON STOCK Cmn 517834957 29,995 860,700 Sh Put Shared-defined 1 860,700 LAS VEGAS SANDS, INC. COMMON STOCK Cmn 517834107 9,294 266,679 Sh Shared-defined 1 266,679 LAS VEGAS SANDS, INC. COMMON STOCK Cmn 517834107 40,596 1,164,869 Sh Shared-defined -- 1,164,869 LASALLE HOTEL PROPERTIES CMN STOCK Cmn 517942908 690 29,500 Sh Call Shared-defined 1 29,500 COLUMN TOTALS 121,653
FORM 13F Page 310 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LASALLE HOTEL PROPERTIES CMN STOCK Cmn 517942958 957 40,900 Sh Put Shared-defined 1 40,900 LASALLE HOTEL PROPERTIES CMN STOCK Cmn 517942108 588 25,157 Sh Shared-defined 1 25,157 LASALLE HOTEL PROPERTIES CMN STOCK Cmn 517942108 280 11,984 Sh Shared-defined -- 11,984 JONES LANG LASALLE INC CMN STOCK Cmn 48020Q907 949 11,000 Sh Call Shared-defined 1 11,000 JONES LANG LASALLE INC CMN STOCK Cmn 48020Q957 1,794 20,800 Sh Put Shared-defined 1 20,800 LASERCARD CORP COMMON Cmn 51807U901 6 1,200 Sh Call Shared-defined 1 1,200 LASERCARD CORP COMMON Cmn 51807U951 29 6,100 Sh Put Shared-defined 1 6,100 LASERCARD CORP COMMON Cmn 51807U101 23 4,710 Sh Shared-defined 1 4,710 LATTICE SEMICONDUCTOR CORP CMN STK Cmn 518415104 373 78,624 Sh Shared-defined -- 78,624 LAWSON SOFTWARE Cmn 52078P102 74 8,791 Sh Shared-defined 1 8,791 LAWSON SOFTWARE Cmn 52078P952 49 5,800 Sh Put Shared-defined 1 5,800 LAWSON SOFTWARE Cmn 52078P102 335 39,538 Sh Shared-defined -- 39,538 LAZARD LTD COMMON STOCK Cmn G54050902 2,652 75,600 Sh Call Shared-defined 1 75,600 LAZARD LTD COMMON STOCK Cmn G54050952 1,165 33,200 Sh Put Shared-defined 1 33,200 COLUMN TOTALS 9,274
FORM 13F Page 311 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LAZARD LTD COMMON STOCK Cmn G54050102 232 6,612 Sh Shared-defined 1 6,612 LAZARD LTD COMMON STOCK Cmn G54050102 126 3,593 Sh Shared-defined -- 3,593 LA-Z-BOY CHAIR CO CMN STK Cmn 505336907 157 18,600 Sh Call Shared-defined 1 18,600 LA-Z-BOY CHAIR CO CMN STK Cmn 505336957 11 1,300 Sh Put Shared-defined 1 1,300 LA-Z-BOY CHAIR CO CMN STK Cmn 505336107 77 9,172 Sh Shared-defined 1 9,172 LDK SOLAR CO LTD -ADR Depository Receipt 50183L107 319 30,998 Sh Shared-defined 1 N/A LDK SOLAR CO LTD -ADR Depository Receipt 50183L107 6,364 619,074 Sh Shared-defined -- N/A LEAP WIRELESS INTERNATIONAL INC COMMON STOCK Cmn 521863908 3,085 249,800 Sh Call Shared-defined 1 249,800 LEAP WIRELESS INTERNATIONAL INC COMMON STOCK Cmn 521863958 3,074 248,900 Sh Put Shared-defined 1 248,900 LEAP WIRELESS INTERNATIONAL INC COMMON STOCK Cmn 521863958 101 8,200 Sh Put Shared-defined -- 8,200 LEAP WIRELESS INTERNATIONAL INC COMMON STOCK Cmn 521863308 667 54,023 Sh Shared-defined 1 54,023 LEAP WIRELESS INTERNATIONAL INC COMMON STOCK Cmn 521863308 4,905 397,128 Sh Shared-defined -- 397,128 LEAPFROG ENTERPRISES INC CMN STK Cmn 52186N906 95 17,300 Sh Call Shared-defined 1 17,300 LEAPFROG ENTERPRISES INC CMN STK Cmn 52186N956 53 9,600 Sh Put Shared-defined 1 9,600 COLUMN TOTALS 19,266
FORM 13F Page 312 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LEAPFROG ENTERPRISES INC CMN STK Cmn 52186N106 2 277 Sh Shared-defined 1 277 LEAPFROG ENTERPRISES INC CMN STK Cmn 52186N106 117 21,400 Sh Shared-defined -- 21,400 LEAR CORP Cmn 521865204 2,615 33,135 Sh Shared-defined 1 33,135 LEAR CORP Cmn 521865204 412 5,214 Sh Shared-defined -- 5,214 LEAR CORP Cmn 521865904 1,673 21,200 Sh Call Shared-defined 1 21,200 LEAR CORP Cmn 521865954 2,841 36,000 Sh Put Shared-defined 1 36,000 LECG CORP COMMON STOCK Cmn 523234102 2 2,234 Sh Shared-defined 1 2,234 LECG CORP COMMON STOCK Cmn 523234102 9 8,082 Sh Shared-defined -- 8,082 LEGG MASON 7% MAND 6/30/11- REGISTERED Bond 524901303 75 2,541 Prn Shared-defined 1 N/A LEGG MASON COMMON STOCK Cmn 524901105 86 2,827 Sh Shared-defined 1 2,827 LEGG MASON COMMON STOCK Cmn 524901105 408 13,466 Sh Shared-defined -- 13,466 LEGG MASON COMMON STOCK Cmn 524901905 4,353 143,600 Sh Call Shared-defined 1 143,600 LEGG MASON COMMON STOCK Cmn 524901955 3,440 113,500 Sh Put Shared-defined 1 113,500 LEGGETT & PLATT INC COMMON LEG Cmn 524660907 444 19,500 Sh Call Shared-defined 1 19,500 COLUMN TOTALS 16,477
FORM 13F Page 313 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LEGGETT & PLATT INC COMMON LEG Cmn 524660957 341 15,000 Sh Put Shared-defined 1 15,000 LEGGETT & PLATT INC COMMON LEG Cmn 524660107 89 3,917 Sh Shared-defined 1 3,917 LEGGETT & PLATT INC COMMON LEG Cmn 524660107 1,915 84,146 Sh Shared-defined -- 84,146 LENDER PROCESSING SERV Cmn 52602E102 5,835 175,587 Sh Shared-defined -- 175,587 LENDER PROCESSING SERV Cmn 52602E902 319 9,600 Sh Call Shared-defined 1 9,600 LENDER PROCESSING SERV Cmn 52602E952 27 800 Sh Put Shared-defined 1 800 LENNAR CORP CMN STK Cmn 526057104 33,474 2,176,492 Sh Shared-defined -- 2,176,492 LENNAR CORP CMN STK Cmn 526057904 4,619 300,300 Sh Call Shared-defined 1 300,300 LENNAR CORP CMN STK Cmn 526057954 4,771 310,200 Sh Put Shared-defined 1 310,200 LENNOX INTL INC CMN STOCK Cmn 526107107 76 1,828 Sh Shared-defined 1 1,828 LENNOX INTL INC CMN STOCK Cmn 526107107 1,466 35,165 Sh Shared-defined -- 35,165 LEUCADIA NATIONAL 3.75% CB 04/15/14-REGISTERED Bond 527288AX2 201 165,000 Prn Shared-defined -- N/A LEUCADIA NATIONAL COMMON STOCK Cmn 527288104 8 333 Sh Shared-defined -- 333 LEUCADIA NATIONAL COMMON STOCK Cmn 527288904 1,904 80,600 Sh Call Shared-defined 1 80,600 COLUMN TOTALS 55,045
FORM 13F Page 314 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LEUCADIA NATIONAL COMMON STOCK Cmn 527288954 791 33,500 Sh Put Shared-defined 1 33,500 LEVEL 3 COMMUNICATIONS INC CMN STOCK Cmn 52729N900 17 18,000 Sh Call Shared-defined 1 18,000 LEVEL 3 COMMUNICATIONS INC CMN STOCK Cmn 52729N950 33 35,500 Sh Put Shared-defined 1 35,500 LEVEL 3 COMMUNICATIONS INC CMN STOCK Cmn 52729N100 19 20,800 Sh Shared-defined -- 20,800 LEXINGTON REALTY TRUST CMN STK Cmn 529043101 437 61,022 Sh Shared-defined -- 61,022 LEXMARK INTERNATIONAL INC CLASS-A COMMON STOCK Cmn 529771907 5,832 130,700 Sh Call Shared-defined 1 130,700 LEXMARK INTERNATIONAL INC CLASS-A COMMON STOCK Cmn 529771957 3,396 76,100 Sh Put Shared-defined 1 76,100 LEXMARK INTERNATIONAL INC CLASS-A COMMON STOCK Cmn 529771107 119 2,675 Sh Shared-defined 1 2,675 LEXMARK INTERNATIONAL INC CLASS-A COMMON STOCK Cmn 529771107 14,733 330,192 Sh Shared-defined -- 330,192 LIBBEY INC CMN STK Cmn 529898108 20 1,530 Sh Shared-defined 1 1,530 LIBBEY INC CMN STK Cmn 529898108 246 18,641 Sh Shared-defined -- 18,641 LIBERTY GLOBAL INC-A COMMON STOCK Cmn 530555901 2,640 85,700 Sh Call Shared-defined 1 85,700 LIBERTY GLOBAL INC-A COMMON STOCK Cmn 530555951 2,699 87,600 Sh Put Shared-defined 1 87,600 LIBERTY GLOBAL INC-A COMMON STOCK Cmn 530555101 24,408 792,225 Sh Shared-defined -- 792,225 COLUMN TOTALS 55,390
FORM 13F Page 315 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LIBERTY MEDIA HOLDING CORP - INTERACTIVE A COMMON Cmn 53071M904 1,485 108,300 Sh Call Shared-defined 1 108,300 LIBERTY MEDIA-STARZ SR A-W/I Cmn 53071M908 428 6,600 Sh Call Shared-defined 1 6,600 LIBERTY MEDIA HOLDING CORP - CAPITAL A COMMON STOC Cmn 53071M902 2,697 51,800 Sh Call Shared-defined 1 51,800 LIBERTY MEDIA HOLDING CORP - CAPITAL A COMMON STOC Cmn 53071M952 3,686 70,800 Sh Put Shared-defined 1 70,800 LIBERTY MEDIA HOLDING CORP - INTERACTIVE A COMMON Cmn 53071M954 199 14,500 Sh Put Shared-defined 1 14,500 LIBERTY MEDIA-STARZ SR A-W/I Cmn 53071M958 97 1,500 Sh Put Shared-defined 1 1,500 LIBERTY MEDIA HOLDING CORP - CAPITAL A COMMON STOC Cmn 53071M302 1,810 34,766 Sh Shared-defined 1 34,766 LIBERTY MEDIA HOLDING CORP - CAPITAL A COMMON STOC Cmn 53071M302 3,865 74,246 Sh Shared-defined -- 74,246 LIBERTY MEDIA HOLDING CORP - INTERACTIVE A COMMON Cmn 53071M104 25,003 1,823,685 Sh Shared-defined -- 1,823,685 LIBERTY MEDIA INTO MOT 3.5%EXCH 1/15/31- REGISTERED Bond 530715AN1 2,610 4,883,000 Prn Shared-defined -- N/A LIBERTY MEDIA INTO S 4% EXCH 11/15/29 - REGISTERED Bond 530715AG6 74,941 130,562,000 Prn Shared-defined -- N/A LIBERTY MEDIA INTO TWX 3.125% EXCH 3/30/23 -REGISTERED Bond 530718AF2 25,705 23,295,000 Prn Shared-defined -- N/A LIBERTY MEDIA-STARZ SR A-W/I Cmn 53071M708 842 12,985 Sh Shared-defined 1 12,985 LIBERTY MEDIA-STARZ SR A-W/I Cmn 53071M708 2,507 38,646 Sh Shared-defined -- 38,646 COLUMN TOTALS 145,875
FORM 13F Page 316 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LIBERTY PROPERTY TRUST CMN STK Cmn 531172904 574 18,000 Sh Call Shared-defined 1 18,000 LIBERTY PROPERTY TRUST CMN STK Cmn 531172954 1,633 51,200 Sh Put Shared-defined 1 51,200 LIBERTY PROPERTY TRUST CMN STK Cmn 531172104 7,029 220,338 Sh Shared-defined -- 220,338 LIFE PARTNERS HOLDINGS INC COMMON STOCK Cmn 53215T906 175 9,200 Sh Call Shared-defined 1 9,200 LIFE PARTNERS HOLDINGS INC COMMON STOCK Cmn 53215T956 263 13,800 Sh Put Shared-defined 1 13,800 LIFE PARTNERS HOLDINGS INC COMMON STOCK Cmn 53215T106 21 1,081 Sh Shared-defined 1 1,081 LIFE PARTNERS HOLDINGS INC COMMON STOCK Cmn 53215T106 7 342 Sh Shared-defined -- 342 LIFE TECHNOLOGIES CORP Cmn 53217V109 1,308 28,010 Sh Shared-defined 1 28,010 LIFE TECHNOLOGIES CORP Cmn 53217V909 780 16,700 Sh Call Shared-defined 1 16,700 LIFE TECHNOLOGIES CORP Cmn 53217V959 2,573 55,100 Sh Put Shared-defined 1 55,100 LIFE TECHNOLOGIES CORP Cmn 53217V109 1,615 34,592 Sh Shared-defined -- 34,592 LIFE TIME FITNESS, INC. COMMON STOCK Cmn 53217R907 2,238 56,700 Sh Call Shared-defined 1 56,700 LIFE TIME FITNESS, INC. COMMON STOCK Cmn 53217R957 2,822 71,500 Sh Put Shared-defined 1 71,500 LIFE TIME FITNESS, INC. COMMON STOCK Cmn 53217R207 70 1,768 Sh Shared-defined 1 1,768 COLUMN TOTALS 21,108
FORM 13F Page 317 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LIFE TIME FITNESS, INC. COMMON STOCK Cmn 53217R207 4,342 110,017 Sh Shared-defined -- 110,017 LIFEPOINT HOSPS INC CMN STOCK Cmn 53219L909 74 2,100 Sh Call Shared-defined 1 2,100 LIFEPOINT HOSPS INC CMN STOCK Cmn 53219L959 564 16,100 Sh Put Shared-defined 1 16,100 LIFEPOINT HOSPITALS INC 3.5% CB 5/15/2014 - - REGIST Bond 53219LAH2 36,934 37,000,000 Prn Shared-defined -- N/A LIFEPOINT HOSPS INC CMN STOCK Cmn 53219L109 202 5,770 Sh Shared-defined 1 5,770 LIFEPOINT HOSPS INC CMN STOCK Cmn 53219L109 100 2,847 Sh Shared-defined -- 2,847 LIFETIME BRANDS INC CMN STK Cmn 53222Q103 8 514 Sh Shared-defined 1 514 LIFETIME BRANDS INC CMN STK Cmn 53222Q103 218 14,415 Sh Shared-defined -- 14,415 LIGAND PHARMACEUTICAL - -CL B CMN STK Cmn 53220K207 16 10,078 Sh Shared-defined 1 10,078 LIGHTBRIDGE CORP Cmn 53224K104 79 13,354 Sh Shared-defined 1 13,354 LIGHTBRIDGE CORP Cmn 53224K904 30 5,000 Sh Call Shared-defined 1 5,000 LIGHTBRIDGE CORP Cmn 53224K954 65 11,000 Sh Put Shared-defined 1 11,000 LIHUA INTERNATIONAL INC Cmn 532352101 8 929 Sh Shared-defined 1 929 LIHUA INTERNATIONAL INC Cmn 532352901 42 4,800 Sh Call Shared-defined 1 4,800 COLUMN TOTALS 42,682
FORM 13F Page 318 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LIHUA INTERNATIONAL INC Cmn 532352951 70 8,100 Sh Put Shared-defined 1 8,100 LIMELIGHT NETWORKS INC Cmn 53261M104 362 61,523 Sh Shared-defined 1 61,523 LIMELIGHT NETWORKS INC Cmn 53261M904 46 7,800 Sh Call Shared-defined 1 7,800 LIMELIGHT NETWORKS INC Cmn 53261M954 383 65,100 Sh Put Shared-defined 1 65,100 LIMELIGHT NETWORKS INC Cmn 53261M104 10 1,618 Sh Shared-defined -- 1,618 LIMITED BRANDS INC CMN STK Cmn 532716107 23,015 859,404 Sh Shared-defined -- 859,404 LIMITED BRANDS INC CMN STK Cmn 532716907 4,186 156,300 Sh Call Shared-defined 1 156,300 LIMITED BRANDS INC CMN STK Cmn 532716957 2,017 75,300 Sh Put Shared-defined 1 75,300 LINCARE HOLDINGS INC CMN STK Cmn 532791900 2,938 117,100 Sh Call Shared-defined 1 117,100 LINCARE HOLDINGS INC CMN STK Cmn 532791950 2,500 99,650 Sh Put Shared-defined 1 99,650 LINCARE HOLDINGS INC CMN STK Cmn 532791100 325 12,958 Sh Shared-defined 1 12,958 LINCARE HOLDINGS INC CMN STK Cmn 532791100 797 31,751 Sh Shared-defined -- 31,751 LINCOLN ELECTRIC HOLDINGS INC CMN STOCK Cmn 533900906 324 5,600 Sh Call Shared-defined 1 5,600 LINCOLN ELECTRIC HOLDINGS INC CMN STOCK Cmn 533900956 642 11,100 Sh Put Shared-defined 1 11,100 COLUMN TOTALS 37,615
FORM 13F Page 319 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LINCOLN ELECTRIC HOLDINGS INC CMN STOCK Cmn 533900106 72 1,251 Sh Shared-defined 1 1,251 LINCOLN ELECTRIC HOLDINGS INC CMN STOCK Cmn 533900106 225 3,894 Sh Shared-defined -- 3,894 LINCOLN NATL CORP IND Cmn 534187909 7,843 327,900 Sh Call Shared-defined 1 327,900 LINCOLN NATL CORP IND Cmn 534187959 3,296 137,800 Sh Put Shared-defined 1 137,800 LINCOLN NATL CORP IND Cmn 534187109 345 14,412 Sh Shared-defined 1 14,412 LINCOLN NATL CORP IND Cmn 534187109 658 27,520 Sh Shared-defined -- 27,520 LINDSAY CORP CMN STK Cmn 535555906 1,131 26,100 Sh Call Shared-defined 1 26,100 LINDSAY CORP CMN STK Cmn 535555956 801 18,500 Sh Put Shared-defined 1 18,500 LINDSAY CORP CMN STK Cmn 535555106 67 1,538 Sh Shared-defined 1 1,538 LINEAR TECHNOLOGY CORP CMN STK Cmn 535678906 7,827 254,700 Sh Call Shared-defined 1 254,700 LINEAR TECHNOLOGY CORP CMN STK Cmn 535678956 4,625 150,500 Sh Put Shared-defined 1 150,500 LINEAR TECHNOLOGY CORP 3% CB 5/1/2027 TRANCHE A - Bond 535678AC0 122,980 120,690,000 Prn Shared-defined -- N/A LINEAR TECHNOLOGY CORP CMN STK Cmn 535678106 1,495 48,665 Sh Shared-defined 1 48,665 LINEAR TECHNOLOGY CORP CMN STK Cmn 535678106 15,963 519,447 Sh Shared-defined -- 519,447 COLUMN TOTALS 167,328
FORM 13F Page 320 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LINN ENERGY LLC Cmn 536020900 4,458 139,500 Sh Call Shared-defined 1 139,500 LINN ENERGY LLC Cmn 536020950 2,988 93,500 Sh Put Shared-defined 1 93,500 LIONBRIDGE TECHNOLOGIES INC CMN STOCK Cmn 536252109 160 37,221 Sh Shared-defined -- 37,221 LIONS GATE ENTERTAINMENT 3.625% CB 03/15/2025- REG Bond 53626YAA6 22,327 21,484,000 Prn Shared-defined -- N/A LIONS GATE ENTERTAINMENT CORP COMMON STOCK Cmn 535919903 238 32,400 Sh Call Shared-defined 1 32,400 LIONS GATE ENTERTAINMENT CORP COMMON STOCK Cmn 535919953 105 14,300 Sh Put Shared-defined 1 14,300 LIONS GATE ENTERTAINMENT CORP COMMON STOCK Cmn 535919203 11 1,563 Sh Shared-defined 1 1,563 LITHIA MOTORS CMN STOCK Cmn 536797103 3 319 Sh Shared-defined 1 319 LITHIA MOTORS CMN STOCK Cmn 536797103 123 12,831 Sh Shared-defined -- 12,831 LITHIA MOTORS CMN STOCK Cmn 536797903 135 14,100 Sh Call Shared-defined 1 14,100 LITHIA MOTORS CMN STOCK Cmn 536797953 50 5,200 Sh Put Shared-defined 1 5,200 LITTLEFUSE CMN STOCK - - NASDAQ Cmn 537008104 4 100 Sh Shared-defined -- 100 LITTLEFUSE CMN STOCK - - NASDAQ Cmn 537008904 1,757 40,200 Sh Call Shared-defined 1 40,200 LITTLEFUSE CMN STOCK - - NASDAQ Cmn 537008954 1,377 31,500 Sh Put Shared-defined 1 31,500 COLUMN TOTALS 33,736
FORM 13F Page 321 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LIVE NATION ENTERTAINMENT INC Cmn 538034109 249 25,173 Sh Shared-defined 1 25,173 LIVE NATION ENTERTAINMENT INC Cmn 538034909 507 51,300 Sh Call Shared-defined 1 51,300 LIVE NATION ENTERTAINMENT INC Cmn 538034959 57 5,800 Sh Put Shared-defined 1 5,800 LIVE NATION ENTERTAINMENT INC Cmn 538034109 3,451 349,306 Sh Shared-defined -- 349,306 LIZ CLAIBORNE INC Cmn 539320101 258 42,454 Sh Shared-defined 1 42,454 LIZ CLAIBORNE INC Cmn 539320901 125 20,600 Sh Call Shared-defined 1 20,600 LIZ CLAIBORNE INC Cmn 539320951 376 61,800 Sh Put Shared-defined 1 61,800 LIZ CLAIBORNE INC Cmn 539320101 803 132,000 Sh Shared-defined -- 132,000 LJ INTL INC CMN STOCK Cmn G55312905 10 2,500 Sh Call Shared-defined 1 2,500 LJ INTL INC CMN STOCK Cmn G55312955 7 1,800 Sh Put Shared-defined 1 1,800 LJ INTL INC CMN STOCK Cmn G55312105 27 7,024 Sh Shared-defined 1 7,024 LKQ CORP CMN STOCK Cmn 501889908 782 37,600 Sh Call Shared-defined 1 37,600 LKQ CORP CMN STOCK Cmn 501889958 651 31,300 Sh Put Shared-defined 1 31,300 LKQ CORP CMN STOCK Cmn 501889208 132 6,339 Sh Shared-defined 1 6,339 COLUMN TOTALS 7,435
FORM 13F Page 322 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LKQ CORP CMN STOCK Cmn 501889208 117 5,607 Sh Shared-defined -- 5,607 LLOYDS TSB GROUP PLC Depository - - SP ADR 1:4 Receipt 539439109 496 107,638 Sh Shared-defined 1 N/A LNC 3.0000% 01/01/9999 Pref Stk 534187208 2 6 Sh Shared-defined 1 N/A LOCKHEED MARTIN CORPORATION COMMON STOCK Cmn 539830909 4,890 68,600 Sh Call Shared-defined 1 68,600 LOCKHEED MARTIN CORPORATION COMMON STOCK Cmn 539830959 5,382 75,500 Sh Put Shared-defined 1 75,500 LOCKHEED MARTIN CORPORATION COMMON STOCK Cmn 539830109 211 2,956 Sh Shared-defined 1 2,956 LOCKHEED MARTIN CORPORATION COMMON STOCK Cmn 539830109 7,166 100,535 Sh Shared-defined -- 100,535 LODGENET INTERACTIVE CORP CMN STK Cmn 540211909 6 2,100 Sh Call Shared-defined 1 2,100 LODGENET INTERACTIVE CORP CMN STK Cmn 540211109 103 36,634 Sh Shared-defined -- 36,634 LOEWS CORP. COMMON STOCK LTR Cmn 540424108 248 6,551 Sh Shared-defined 1 6,551 LOEWS CORP. COMMON STOCK LTR Cmn 540424108 1,350 35,620 Sh Shared-defined -- 35,620 LOEWS CORP. COMMON STOCK LTR Cmn 540424908 129 3,400 Sh Call Shared-defined 1 3,400 LOEWS CORP. COMMON STOCK LTR Cmn 540424958 811 21,400 Sh Put Shared-defined 1 21,400 LOGITECH INTERNATIONAL-REG Cmn H50430902 275 15,800 Sh Call Shared-defined 1 15,800 COLUMN TOTALS 21,186
FORM 13F Page 323 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LOGITECH INTERNATIONAL-REG Cmn H50430952 291 16,700 Sh Put Shared-defined 1 16,700 LOGITECH INTERNATIONAL-REG Cmn H50430232 51 2,952 Sh Shared-defined 1 2,952 LOGITECH INTERNATIONAL-REG Cmn H50430232 31 1,800 Sh Shared-defined -- 1,800 LOGMEIN INC Cmn 54142L109 36 1,014 Sh Shared-defined 1 1,014 LOGMEIN INC Cmn 54142L909 435 12,100 Sh Call Shared-defined 1 12,100 LOGMEIN INC Cmn 54142L959 22 600 Sh Put Shared-defined 1 600 LOGMEIN INC Cmn 54142L109 7 200 Sh Shared-defined -- 200 LOOPNET INC Cmn 543524300 389 32,815 Sh Shared-defined -- 32,815 LORILLARD INC Cmn 544147101 184 2,287 Sh Shared-defined 1 2,287 LORILLARD INC Cmn 544147901 13,372 166,500 Sh Call Shared-defined 1 166,500 LORILLARD INC Cmn 544147951 9,244 115,100 Sh Put Shared-defined 1 115,100 LORILLARD INC Cmn 544147101 453 5,635 Sh Shared-defined -- 5,635 LOUISIANA-PACIFIC CORP Cmn 546347905 359 47,400 Sh Call Shared-defined 1 47,400 LOUISIANA-PACIFIC CORP Cmn 546347955 839 110,800 Sh Put Shared-defined 1 110,800 COLUMN TOTALS 25,713
FORM 13F Page 324 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LOUISIANA-PACIFIC CORP Cmn 546347105 608 80,352 Sh Shared-defined 1 80,352 LOUISIANA-PACIFIC CORP Cmn 546347105 11,046 1,459,177 Sh Shared-defined -- 1,459,177 LOWE'S COMPANIES COMMON STOCK Cmn 548661107 1,610 72,221 Sh Shared-defined 1 72,221 LOWE'S COMPANIES COMMON STOCK Cmn 548661107 17,224 772,739 Sh Shared-defined -- 772,739 LOWE'S COMPANIES COMMON STOCK Cmn 548661907 12,841 576,100 Sh Call Shared-defined 1 576,100 LOWE'S COMPANIES COMMON STOCK Cmn 548661957 13,035 584,800 Sh Put Shared-defined 1 584,800 LSB INDUSTRIES COMMON STOCK Cmn 502160904 176 9,500 Sh Call Shared-defined 1 9,500 LSB INDUSTRIES COMMON STOCK Cmn 502160954 17 900 Sh Put Shared-defined 1 900 LSB INDUSTRIES COMMON STOCK Cmn 502160104 377 20,312 Sh Shared-defined -- 20,312 LSI CORP COMMON STOCK Cmn 502161102 2,364 518,393 Sh Shared-defined 1 518,393 LSI CORP COMMON STOCK Cmn 502161102 12,315 2,700,607 Sh Shared-defined -- 2,700,607 LSI CORP COMMON STOCK Cmn 502161902 117 25,700 Sh Call Shared-defined 1 25,700 LSI CORP COMMON STOCK Cmn 502161952 1,878 411,900 Sh Put Shared-defined 1 411,900 LTX-CREDENCE CORP Cmn 502403108 31 14,676 Sh Shared-defined 1 14,676 COLUMN TOTALS 73,639
FORM 13F Page 325 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LTX-CREDENCE CORP Cmn 502403108 155 74,400 Sh Shared-defined -- 74,400 LUBRIZOL CORP Cmn 549271104 107 1,007 Sh Shared-defined 1 1,007 LUBRIZOL CORP Cmn 549271904 4,334 40,900 Sh Call Shared-defined 1 40,900 LUBRIZOL CORP Cmn 549271954 9,686 91,400 Sh Put Shared-defined 1 91,400 LUFKIN INDUSTRIES INC CMN STK Cmn 549764908 1,462 33,300 Sh Call Shared-defined 1 33,300 LUFKIN INDUSTRIES INC CMN STK Cmn 549764958 2,796 63,700 Sh Put Shared-defined 1 63,700 LUFKIN INDUSTRIES INC CMN STK Cmn 549764108 40 900 Sh Shared-defined -- 900 LULULEMON ATHLETICA INC Cmn 550021109 257 5,746 Sh Shared-defined 1 5,746 LULULEMON ATHLETICA INC Cmn 550021909 7,826 175,000 Sh Call Shared-defined 1 175,000 LULULEMON ATHLETICA INC Cmn 550021959 6,650 148,700 Sh Put Shared-defined 1 148,700 LULULEMON ATHLETICA INC Cmn 550021109 898 20,082 Sh Shared-defined -- 20,082 LUMBER LIQUIDATORS HOLDINGS IN Cmn 55003T107 80 3,240 Sh Shared-defined -- 3,240 LUMBER LIQUIDATORS HOLDINGS IN Cmn 55003T907 118 4,800 Sh Call Shared-defined 1 4,800 LUMBER LIQUIDATORS HOLDINGS IN Cmn 55003T957 251 10,200 Sh Put Shared-defined 1 10,200 COLUMN TOTALS 34,660
FORM 13F Page 326 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LUXOTTICA CMN STK Depository Receipt 55068R202 22 810 Sh Shared-defined 1 N/A LUXOTTICA CMN STK Depository Receipt 55068R202 390 14,305 Sh Shared-defined -- N/A LYDALL INC CMN STK Cmn 550819106 114 15,513 Sh Shared-defined -- 15,513 M & T BANK CORPORATION CMN STOCK Cmn 55261F904 7,379 90,200 Sh Call Shared-defined 1 90,200 M & T BANK CORPORATION CMN STOCK Cmn 55261F954 7,878 96,300 Sh Put Shared-defined 1 96,300 M & T BANK CORPORATION CMN STOCK Cmn 55261F104 77 938 Sh Shared-defined 1 938 M & T BANK CORPORATION CMN STOCK Cmn 55261F104 12,441 152,077 Sh Shared-defined -- 152,077 MACERICH CO CMN STK Cmn 554382901 2,611 60,800 Sh Call Shared-defined 1 60,800 MACERICH CO CMN STK Cmn 554382951 485 11,300 Sh Put Shared-defined 1 11,300 MACERICH CO CMN STK Cmn 554382101 26 616 Sh Shared-defined 1 616 MACERICH CO CMN STK Cmn 554382101 12,629 294,045 Sh Shared-defined -- 294,045 MACK-CALI REALTY CORP CMN STOCK Cmn 554489904 733 22,400 Sh Call Shared-defined 1 22,400 MACK-CALI REALTY CORP CMN STOCK Cmn 554489954 1,181 36,100 Sh Put Shared-defined 1 36,100 MACK-CALI REALTY CORP CMN STOCK Cmn 554489104 284 8,682 Sh Shared-defined 1 8,682 COLUMN TOTALS 46,250
FORM 13F Page 327 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MACK-CALI REALTY CORP CMN STOCK Cmn 554489104 813 24,857 Sh Shared-defined -- 24,857 MACQUARIE INFRASTRUCTURE COMPANY LLC CMN STK Cmn 55608B905 264 17,000 Sh Call Shared-defined 1 17,000 MACQUARIE INFRASTRUCTURE COMPANY LLC CMN STK Cmn 55608B955 184 11,900 Sh Put Shared-defined 1 11,900 MACQUARIE INFRASTRUCTURE COMPANY LLC CMN STK Cmn 55608B105 119 7,675 Sh Shared-defined -- 7,675 MACY'S INC CMN STOCK Cmn 55616P904 9,086 393,500 Sh Call Shared-defined 1 393,500 MACY'S INC CMN STOCK Cmn 55616P954 5,798 251,100 Sh Put Shared-defined 1 251,100 MACY'S INC CMN STOCK Cmn 55616P104 9,262 401,111 Sh Shared-defined -- 401,111 MADDEN STEVEN LTD CMN STK Cmn 556269908 1,000 24,350 Sh Call Shared-defined 1 24,350 MADDEN STEVEN LTD CMN STK Cmn 556269958 2,492 60,700 Sh Put Shared-defined 1 60,700 MADDEN STEVEN LTD CMN STK Cmn 556269108 120 2,916 Sh Shared-defined 1 2,916 MADDEN STEVEN LTD CMN STK Cmn 556269108 108 2,622 Sh Shared-defined -- 2,622 MADISON SQUARE GAR INC-A Cmn 55826P100 487 23,120 Sh Shared-defined 1 23,120 MADISON SQUARE GAR INC-A Cmn 55826P100 83 3,961 Sh Shared-defined -- 3,961 MADISON SQUARE GAR INC-A Cmn 55826P900 871 41,300 Sh Call Shared-defined 1 41,300 COLUMN TOTALS 30,687
FORM 13F Page 328 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MADISON SQUARE GAR INC-A Cmn 55826P950 2,175 103,200 Sh Put Shared-defined 1 103,200 MAG SILVER CORP COMMON STOCK Cmn 55903Q104 158 20,584 Sh Shared-defined -- 20,584 MAGELLAN HEALTH SERVICES INC COMMON STOCK Cmn 559079907 321 6,800 Sh Call Shared-defined 1 6,800 MAGELLAN HEALTH SERVICES INC COMMON STOCK Cmn 559079957 439 9,300 Sh Put Shared-defined 1 9,300 MAGELLAN HEALTH SERVICES INC COMMON STOCK Cmn 559079207 602 12,751 Sh Shared-defined -- 12,751 MAGELLAN MIDSTREAM PARTNERS CMN STK Cmn 559080906 3,020 58,700 Sh Call Shared-defined 1 58,700 MAGELLAN MIDSTREAM PARTNERS CMN STK Cmn 559080956 3,859 75,000 Sh Put Shared-defined 1 75,000 MAGELLAN MIDSTREAM PARTNERS CMN STK Cmn 559080106 827 16,079 Sh Shared-defined 1 16,079 MAGMA DESIGN AUTOMATION Cmn 559181102 3 752 Sh Shared-defined 1 752 MAGMA DESIGN AUTOMATION Cmn 559181102 153 41,344 Sh Shared-defined -- 41,344 MAGMA DESIGN AUTOMATION Cmn 559181902 12 3,300 Sh Call Shared-defined 1 3,300 MAGMA DESIGN AUTOMATION Cmn 559181952 4 1,100 Sh Put Shared-defined 1 1,100 MAGNA INTERNATIONAL INC - CL A COMMON STOCK Cmn 559222401 234 2,842 Sh Shared-defined 1 2,842 MAGNA INTERNATIONAL INC - CL A COMMON STOCK Cmn 559222401 668 8,125 Sh Shared-defined -- 8,125 COLUMN TOTALS 12,475
FORM 13F Page 329 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MAGNA INTERNATIONAL INC - CL A COMMON STOCK Cmn 559222901 3,677 44,700 Sh Call Shared-defined 1 44,700 MAGNA INTERNATIONAL INC - CL A COMMON STOCK Cmn 559222951 3,776 45,900 Sh Put Shared-defined 1 45,900 MAIDEN HOLDINGS LTD Cmn G5753U112 83 10,924 Sh Shared-defined -- 10,924 MAKO SURGICAL CORP Cmn 560879108 206 21,529 Sh Shared-defined -- 21,529 MANHATTAN ASSOCIATES INC CMN STOCK Cmn 562750909 502 17,100 Sh Call Shared-defined 1 17,100 MANHATTAN ASSOCIATES INC CMN STOCK Cmn 562750959 478 16,300 Sh Put Shared-defined 1 16,300 MANHATTAN ASSOCIATES INC CMN STOCK Cmn 562750109 249 8,468 Sh Shared-defined -- 8,468 MANITOWOC COMPANY, INC. COMMON STOCK Cmn 563571908 1,429 118,000 Sh Call Shared-defined 1 118,000 MANITOWOC COMPANY, INC. COMMON STOCK Cmn 563571958 1,315 108,600 Sh Put Shared-defined 1 108,600 MANITOWOC COMPANY, INC. COMMON STOCK Cmn 563571108 393 32,425 Sh Shared-defined 1 32,425 MANITOWOC COMPANY, INC. COMMON STOCK Cmn 563571108 22 1,800 Sh Shared-defined -- 1,800 MANNATECH INC CMN STOCK Cmn 563771904 13 6,400 Sh Call Shared-defined 1 6,400 MANNATECH INC CMN STOCK Cmn 563771954 12 5,800 Sh Put Shared-defined 1 5,800 MANNATECH INC CMN STOCK Cmn 563771104 1 480 Sh Shared-defined 1 480 COLUMN TOTALS 12,156
FORM 13F Page 330 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MANNATECH INC CMN STOCK Cmn 563771104 4 1,790 Sh Shared-defined -- 1,790 MANNKIND CORP COMMON STOCK Cmn 56400P901 1,329 196,600 Sh Call Shared-defined 1 196,600 MANNKIND CORP COMMON STOCK Cmn 56400P951 1,198 177,200 Sh Put Shared-defined 1 177,200 MANNKIND CORP COMMON STOCK Cmn 56400P201 202 29,910 Sh Shared-defined 1 29,910 MANNKIND CORP COMMON STOCK Cmn 56400P201 691 102,271 Sh Shared-defined -- 102,271 MANPOWER, INC. COMMON STOCK Cmn 56418H900 2,391 45,800 Sh Call Shared-defined 1 45,800 MANPOWER, INC. COMMON STOCK Cmn 56418H950 1,018 19,500 Sh Put Shared-defined 1 19,500 MANPOWER, INC. COMMON STOCK Cmn 56418H100 4,196 80,377 Sh Shared-defined -- 80,377 MANTECH INTERNATIONAL CORP Cmn 564563104 431 10,883 Sh Shared-defined 1 10,883 MANTECH INTERNATIONAL CORP Cmn 564563904 2,008 50,700 Sh Call Shared-defined 1 50,700 MANTECH INTERNATIONAL CORP Cmn 564563954 911 23,000 Sh Put Shared-defined 1 23,000 MANTECH INTERNATIONAL CORP Cmn 564563104 40 1,021 Sh Shared-defined -- 1,021 MANULIFE FINANCIAL CORPORATION Cmn 56501R106 2,399 189,925 Sh Shared-defined 1 189,925 MANULIFE FINANCIAL CORPORATION Cmn 56501R906 251 19,900 Sh Call Shared-defined 1 19,900 COLUMN TOTALS 17,069
FORM 13F Page 331 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MANULIFE FINANCIAL CORPORATION Cmn 56501R956 2,353 186,300 Sh Put Shared-defined 1 186,300 MANULIFE FINANCIAL CORPORATION Cmn 56501R106 85 6,753 Sh Shared-defined -- 6,753 MAP PHARMACEUTICALS INC Cmn 56509R108 4,008 261,969 Sh Shared-defined -- 261,969 MARATHON OIL CORP COMMON STOCK Cmn 565849906 7,914 239,100 Sh Call Shared-defined 1 239,100 MARATHON OIL CORP COMMON STOCK Cmn 565849956 6,544 197,700 Sh Put Shared-defined 1 197,700 MARATHON OIL CORP COMMON STOCK Cmn 565849106 755 22,803 Sh Shared-defined 1 22,803 MARATHON OIL CORP COMMON STOCK Cmn 565849106 179 5,400 Sh Shared-defined -- 5,400 MARCUS CORP CMN STK Cmn 566330106 216 18,247 Sh Shared-defined -- 18,247 MARINEMAX INC CMN STOCK Cmn 567908908 258 36,700 Sh Call Shared-defined 1 36,700 MARINEMAX INC CMN STOCK Cmn 567908958 36 5,100 Sh Put Shared-defined 1 5,100 MARINEMAX INC CMN STOCK Cmn 567908108 10 1,430 Sh Shared-defined 1 1,430 MARINER ENERGY INC COMMON STOCK Cmn 56845T905 150 6,200 Sh Call Shared-defined 1 6,200 MARINER ENERGY INC COMMON STOCK Cmn 56845T955 279 11,500 Sh Put Shared-defined 1 11,500 MARINER ENERGY INC COMMON STOCK Cmn 56845T305 77 3,187 Sh Shared-defined 1 3,187 COLUMN TOTALS 22,864
FORM 13F Page 332 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MARKEL CORP CMN STK Cmn 570535104 16 47 Sh Shared-defined 1 47 MARKEL CORP CMN STK Cmn 570535104 286 830 Sh Shared-defined -- 830 MARKWEST ENERGY PARTNERS, LP Cmn 570759900 1,372 38,200 Sh Call Shared-defined 1 38,200 MARKWEST ENERGY PARTNERS, LP Cmn 570759950 1,451 40,400 Sh Put Shared-defined 1 40,400 MARRIOTT INTL INC Cmn 571903902 7,026 196,100 Sh Call Shared-defined 1 196,100 MARRIOTT INTL INC Cmn 571903952 4,106 114,600 Sh Put Shared-defined 1 114,600 MARRIOTT INTL INC Cmn 571903202 221 6,175 Sh Shared-defined -- 6,175 MARSH & MCLENNAN COS INC Cmn 571748902 1,329 55,100 Sh Call Shared-defined 1 55,100 MARSH & MCLENNAN COS INC Cmn 571748952 478 19,800 Sh Put Shared-defined 1 19,800 MARSH & MCLENNAN COS INC Cmn 571748102 1,567 64,972 Sh Shared-defined -- 64,972 MARSHALL & ILSLEY CORP CMN STK Cmn 571837903 269 38,200 Sh Call Shared-defined 1 38,200 MARSHALL & ILSLEY CORP CMN STK Cmn 571837953 561 79,700 Sh Put Shared-defined 1 79,700 MARSHALL & ILSLEY CORP CMN STK Cmn 571837103 222 31,503 Sh Shared-defined 1 31,503 MARSHALL & ILSLEY CORP CMN STK Cmn 571837103 4 526 Sh Shared-defined -- 526 COLUMN TOTALS 18,908
FORM 13F Page 333 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MARTEK BIOSCIENCES CORP CMN STK Cmn 572901106 33 1,450 Sh Shared-defined 1 1,450 MARTEK BIOSCIENCES CORP CMN STK Cmn 572901106 451 19,931 Sh Shared-defined -- 19,931 MARTEK BIOSCIENCES CORP CMN STK Cmn 572901906 464 20,500 Sh Call Shared-defined 1 20,500 MARTEK BIOSCIENCES CORP CMN STK Cmn 572901956 315 13,900 Sh Put Shared-defined 1 13,900 MARTHA STEWART LIVING CMN STOCK Cmn 573083902 30 6,300 Sh Call Shared-defined 1 6,300 MARTHA STEWART LIVING CMN STOCK Cmn 573083102 15 3,231 Sh Shared-defined 1 3,231 MARTHA STEWART LIVING CMN STOCK Cmn 573083102 81 17,089 Sh Shared-defined -- 17,089 MARTIN MARIETTA MATERIALS CMN STK Cmn 573284906 5,018 65,200 Sh Call Shared-defined 1 65,200 MARTIN MARIETTA MATERIALS CMN STK Cmn 573284956 10,245 133,100 Sh Put Shared-defined 1 133,100 MARTIN MARIETTA MATERIALS CMN STK Cmn 573284106 2,728 35,438 Sh Shared-defined 1 35,438 MARTIN MARIETTA MATERIALS CMN STK Cmn 573284106 1,978 25,703 Sh Shared-defined -- 25,703 MARVELL TECHNOLOGY GROUP LTD Cmn G5876H105 6,339 362,045 Sh Shared-defined 1 362,045 MARVELL TECHNOLOGY GROUP LTD Cmn G5876H905 4,089 233,500 Sh Call Shared-defined 1 233,500 MARVELL TECHNOLOGY GROUP LTD Cmn G5876H955 11,033 630,100 Sh Put Shared-defined 1 630,100 COLUMN TOTALS 42,819
FORM 13F Page 334 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MARVELL TECHNOLOGY GROUP LTD Cmn G5876H105 155 8,866 Sh Shared-defined -- 8,866 MASCO CORP COMMON STOCK Cmn 574599106 19,694 1,788,743 Sh Shared-defined -- 1,788,743 MASCO CORP COMMON STOCK Cmn 574599906 482 43,800 Sh Call Shared-defined 1 43,800 MASCO CORP COMMON STOCK Cmn 574599956 524 47,600 Sh Put Shared-defined 1 47,600 MASIMO CORPORATION Cmn 574795100 535 19,573 Sh Shared-defined 1 19,573 MASIMO CORPORATION Cmn 574795900 101 3,700 Sh Call Shared-defined 1 3,700 MASIMO CORPORATION Cmn 574795950 625 22,900 Sh Put Shared-defined 1 22,900 MASIMO CORPORATION Cmn 574795100 94 3,433 Sh Shared-defined -- 3,433 MASSEY ENERGY COMPANY Cmn 576206106 869 28,018 Sh Shared-defined 1 28,018 MASSEY ENERGY COMPANY Cmn 576206906 9,331 300,800 Sh Call Shared-defined 1 300,800 MASSEY ENERGY COMPANY Cmn 576206956 8,741 281,800 Sh Put Shared-defined 1 281,800 MASSEY ENERGY COMPANY Cmn 576206106 5,236 168,807 Sh Shared-defined -- 168,807 MASSEY ENERGY COMPANY Cmn 576206906 15,510 500,000 Sh Call Shared-defined -- 500,000 MASTEC INC 4% CB 06/15/2014- REGISTERED Bond 576323AG4 18,053 17,956,000 Prn Shared-defined -- N/A COLUMN TOTALS 79,950
FORM 13F Page 335 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MASTEC, INC. COMMON STOCK Cmn 576323909 108 10,500 Sh Call Shared-defined 1 10,500 MASTEC, INC. COMMON STOCK Cmn 576323959 157 15,200 Sh Put Shared-defined 1 15,200 MASTEC, INC. COMMON STOCK Cmn 576323109 184 17,787 Sh Shared-defined 1 17,787 MASTEC, INC. COMMON STOCK Cmn 576323109 300 29,027 Sh Shared-defined -- 29,027 MASTERCARD INC-CLASS A Cmn 57636Q904 50,445 225,200 Sh Call Shared-defined 1 225,200 MASTERCARD INC-CLASS A Cmn 57636Q954 88,883 396,800 Sh Put Shared-defined 1 396,800 MASTERCARD INC-CLASS A Cmn 57636Q104 22 100 Sh Shared-defined -- 100 MATRIX SERVICE CO CMN STK Cmn 576853905 8 900 Sh Call Shared-defined 1 900 MATRIX SERVICE CO CMN STK Cmn 576853955 13 1,500 Sh Put Shared-defined 1 1,500 MATRIX SERVICE CO CMN STK Cmn 576853105 120 13,700 Sh Shared-defined -- 13,700 MATRIXX INITIATIVES INC CMN STOCK Cmn 57685L905 46 9,000 Sh Call Shared-defined 1 9,000 MATRIXX INITIATIVES INC CMN STOCK Cmn 57685L955 12 2,300 Sh Put Shared-defined 1 2,300 MATRIXX INITIATIVES INC CMN STOCK Cmn 57685L105 32 6,178 Sh Shared-defined 1 6,178 MATSUSHITA ELECTRIC INDUSTRIAL CO LTD - Depository SPONS ADR Receipt 69832A205 63 4,632 Sh Shared-defined 1 N/A COLUMN TOTALS 140,393
FORM 13F Page 336 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MATSUSHITA ELECTRIC INDUSTRIAL CO LTD - Depository SPONS ADR Receipt 69832A205 277 20,369 Sh Shared-defined -- N/A MATTEL INC Cmn 577081102 5,827 248,376 Sh Shared-defined -- 248,376 MATTEL INC Cmn 577081902 6,498 277,000 Sh Call Shared-defined 1 277,000 MATTEL INC Cmn 577081952 1,262 53,800 Sh Put Shared-defined 1 53,800 MATTHEWS INTL CORP CMN STOCK Cmn 577128101 353 9,990 Sh Shared-defined -- 9,990 MATTSON TECHNOLOGY INC CMN STOCK Cmn 577223100 98 35,746 Sh Shared-defined -- 35,746 MAXIM INTEGRATED PRODUCTS CMN STK Cmn 57772K901 1,942 104,900 Sh Call Shared-defined 1 104,900 MAXIM INTEGRATED PRODUCTS CMN STK Cmn 57772K951 929 50,200 Sh Put Shared-defined 1 50,200 MAXIM INTEGRATED PRODUCTS CMN STK Cmn 57772K101 646 34,884 Sh Shared-defined -- 34,884 MAXIMUS INC CMN STOCK Cmn 577933104 17 276 Sh Shared-defined 1 276 MAXIMUS INC CMN STOCK Cmn 577933104 655 10,629 Sh Shared-defined -- 10,629 MAXLINEAR INC-CLASS A Cmn 57776J100 213 19,000 Sh Shared-defined -- 19,000 MB FINANCIAL INC CMN STOCK Cmn 55264U108 1,905 117,450 Sh Shared-defined -- 117,450 MBIA INC CMN STK Cmn 55262C900 1,002 99,700 Sh Call Shared-defined 1 99,700 COLUMN TOTALS 21,624
FORM 13F Page 337 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MBIA INC CMN STK Cmn 55262C950 1,615 160,700 Sh Put Shared-defined 1 160,700 MBIA INC CMN STK Cmn 55262C100 2,557 254,461 Sh Shared-defined 1 254,461 MBIA INC CMN STK Cmn 55262C100 1,084 107,851 Sh Shared-defined -- 107,851 MCAFEE INC CMN STK Cmn 579064906 591 12,500 Sh Call Shared-defined 1 12,500 MCAFEE INC CMN STK Cmn 579064956 2,751 58,200 Sh Put Shared-defined 1 58,200 MCAFEE INC CMN STK Cmn 579064106 242 5,126 Sh Shared-defined 1 5,126 MCCLATCHY COMPANY -CL A CMN STK Cmn 579489905 393 100,000 Sh Call Shared-defined 1 100,000 MCCLATCHY COMPANY -CL A CMN STK Cmn 579489955 237 60,200 Sh Put Shared-defined 1 60,200 MCCLATCHY COMPANY -CL A CMN STK Cmn 579489105 1,579 401,700 Sh Shared-defined -- 401,700 MCCORMICK & CO. COMMON STOCK Cmn 579780206 202 4,802 Sh Shared-defined 1 4,802 MCCORMICK & CO. COMMON STOCK Cmn 579780206 1,671 39,736 Sh Shared-defined -- 39,736 MCDERMOTT INC COMMON STOCK Cmn 580037109 508 34,390 Sh Shared-defined 1 34,390 MCDERMOTT INC COMMON STOCK Cmn 580037109 12,871 870,871 Sh Shared-defined -- 870,871 MCDERMOTT INC COMMON STOCK Cmn 580037909 1,122 75,900 Sh Call Shared-defined 1 75,900 COLUMN TOTALS 27,423
FORM 13F Page 338 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MCDERMOTT INC COMMON STOCK Cmn 580037959 95 6,400 Sh Put Shared-defined 1 6,400 MCDERMOTT INC COMMON STOCK Cmn 580037909 1,896 128,300 Sh Call Shared-defined -- 128,300 MCDONALDS CORP Cmn 580135101 1,760 23,626 Sh Shared-defined 1 23,626 MCDONALDS CORP Cmn 580135101 37,036 497,057 Sh Shared-defined -- 497,057 MCDONALDS CORP Cmn 580135901 31,548 423,400 Sh Call Shared-defined 1 423,400 MCDONALDS CORP Cmn 580135951 22,398 300,600 Sh Put Shared-defined 1 300,600 MCG CAP CORP Cmn 58047P907 13 2,300 Sh Call Shared-defined 1 2,300 MCG CAP CORP Cmn 58047P957 74 12,600 Sh Put Shared-defined 1 12,600 MCGRAW-HILL, INC. COMMON STOCK Cmn 580645909 1,984 60,000 Sh Call Shared-defined 1 60,000 MCGRAW-HILL, INC. COMMON STOCK Cmn 580645959 1,640 49,600 Sh Put Shared-defined 1 49,600 MCGRAW-HILL, INC. COMMON STOCK Cmn 580645109 748 22,620 Sh Shared-defined -- 22,620 MCKESSON CORP Cmn 58155Q103 48,811 790,074 Sh Shared-defined -- 790,074 MCKESSON CORP Cmn 58155Q903 7,061 114,300 Sh Call Shared-defined 1 114,300 MCKESSON CORP Cmn 58155Q953 6,277 101,600 Sh Put Shared-defined 1 101,600 COLUMN TOTALS 161,341
FORM 13F Page 339 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MCMORAN EXPLORATION CO CMN STOCK Cmn 582411904 4,352 252,900 Sh Call Shared-defined 1 252,900 MCMORAN EXPLORATION CO CMN STOCK Cmn 582411954 5,263 305,800 Sh Put Shared-defined 1 305,800 MCMORAN EXPLORATION CO 6.75% MAND PREF 11/15/2010 Bond 582411500 502 4,239 Prn Shared-defined 1 N/A MCMORAN EXPLORATION CO CMN STOCK Cmn 582411104 2,899 168,456 Sh Shared-defined 1 168,456 MCMORAN EXPLORATION CO CMN STOCK Cmn 582411104 3,348 194,534 Sh Shared-defined -- 194,534 MDC HOLDINGS INC CMN STK Cmn 552676108 621 21,404 Sh Shared-defined 1 21,404 MDC HOLDINGS INC CMN STK Cmn 552676108 21,707 747,743 Sh Shared-defined -- 747,743 MDC HOLDINGS INC CMN STK Cmn 552676908 264 9,100 Sh Call Shared-defined 1 9,100 MDC HOLDINGS INC CMN STK Cmn 552676958 1,655 57,000 Sh Put Shared-defined 1 57,000 MEAD JOHNSON NUTRITION CO Cmn 582839106 6,788 119,279 Sh Shared-defined 1 119,279 MEAD JOHNSON NUTRITION CO Cmn 582839106 404 7,091 Sh Shared-defined -- 7,091 MEAD JOHNSON NUTRITION CO Cmn 582839906 1,986 34,900 Sh Call Shared-defined 1 34,900 MEAD JOHNSON NUTRITION CO Cmn 582839956 12,475 219,200 Sh Put Shared-defined 1 219,200 MEADOWBROOK INS GROUP INC CMN STOCK Cmn 58319P108 25 2,805 Sh Shared-defined 1 2,805 COLUMN TOTALS 62,289
FORM 13F Page 340 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MEADOWBROOK INS GROUP INC CMN STOCK Cmn 58319P108 116 12,953 Sh Shared-defined -- 12,953 MEADWESTVACO CORP COMMON STK Cmn 583334107 19 791 Sh Shared-defined 1 791 MEADWESTVACO CORP COMMON STK Cmn 583334107 921 37,770 Sh Shared-defined -- 37,770 MEADWESTVACO CORP COMMON STK Cmn 583334907 183 7,500 Sh Call Shared-defined 1 7,500 MEADWESTVACO CORP COMMON STK Cmn 583334957 202 8,300 Sh Put Shared-defined 1 8,300 MEDALLION FINL CORP CMN STOCK Cmn 583928906 49 6,300 Sh Call Shared-defined 1 6,300 MEDALLION FINL CORP CMN STOCK Cmn 583928956 191 24,500 Sh Put Shared-defined 1 24,500 MEDALLION FINL CORP CMN STOCK Cmn 583928106 215 27,568 Sh Shared-defined 1 27,568 MEDASSETS INC Cmn 584045108 13 630 Sh Shared-defined 1 630 MEDASSETS INC Cmn 584045908 44 2,100 Sh Call Shared-defined 1 2,100 MEDASSETS INC Cmn 584045958 99 4,700 Sh Put Shared-defined 1 4,700 MEDASSETS INC Cmn 584045108 1,255 59,632 Sh Shared-defined -- 59,632 MEDCO HEALTH SOLUTIONS INC CMN STK Cmn 58405U902 5,846 112,300 Sh Call Shared-defined 1 112,300 MEDCO HEALTH SOLUTIONS INC CMN STK Cmn 58405U952 11,375 218,500 Sh Put Shared-defined 1 218,500 COLUMN TOTALS 20,528
FORM 13F Page 341 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MEDCO HEALTH SOLUTIONS INC CMN STK Cmn 58405U102 6,262 120,277 Sh Shared-defined 1 120,277 MEDCO HEALTH SOLUTIONS INC CMN STK Cmn 58405U102 43,907 843,395 Sh Shared-defined -- 843,395 MEDIACOM COMMUNICATIONS CORP - CL A Cmn 58446K105 5 813 Sh Shared-defined 1 813 MEDIACOM COMMUNICATIONS CORP - CL A Cmn 58446K105 153 23,200 Sh Shared-defined -- 23,200 MEDICAL PROPERTIES TRUST INC COMMON STOCK Cmn 58463J304 3 305 Sh Shared-defined 1 305 MEDICAL PROPERTIES TRUST INC COMMON STOCK Cmn 58463J304 631 62,233 Sh Shared-defined -- 62,233 MEDICINES COMPANY Cmn 584688105 335 23,607 Sh Shared-defined 1 23,607 MEDICINES COMPANY Cmn 584688905 449 31,600 Sh Call Shared-defined 1 31,600 MEDICINES COMPANY Cmn 584688955 1,308 92,100 Sh Put Shared-defined 1 92,100 MEDICINES COMPANY Cmn 584688105 142 9,989 Sh Shared-defined -- 9,989 MEDICIS PHARMACEUTICAL-CL 'A' COMMON STOCK Cmn 584690909 1,139 38,400 Sh Call Shared-defined 1 38,400 MEDICIS PHARMACEUTICAL-CL 'A' COMMON STOCK Cmn 584690959 987 33,300 Sh Put Shared-defined 1 33,300 MEDICIS PHARMACEUTICAL-CL 'A' COMMON STOCK Cmn 584690309 40 1,347 Sh Shared-defined 1 1,347 MEDICIS PHARMACEUTICAL-CL 'A' COMMON STOCK Cmn 584690309 9,512 320,820 Sh Shared-defined -- 320,820 COLUMN TOTALS 64,873
FORM 13F Page 342 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MEDIDATA SOLUTIONS INC Cmn 58471A105 3,914 203,851 Sh Shared-defined -- 203,851 MEDIFAST INC CMN STOCK Cmn 58470H901 2,634 97,100 Sh Call Shared-defined 1 97,100 MEDIFAST INC CMN STOCK Cmn 58470H951 1,891 69,700 Sh Put Shared-defined 1 69,700 MEDIFAST INC CMN STOCK Cmn 58470H101 164 6,038 Sh Shared-defined 1 6,038 MEDIFAST INC CMN STOCK Cmn 58470H101 24 900 Sh Shared-defined -- 900 MEDIVATION INC Cmn 58501N101 52 4,014 Sh Shared-defined 1 4,014 MEDIVATION INC Cmn 58501N901 1,862 143,200 Sh Call Shared-defined 1 143,200 MEDIVATION INC Cmn 58501N951 103 7,900 Sh Put Shared-defined 1 7,900 MEDIVATION INC Cmn 58501N101 1,942 149,415 Sh Shared-defined -- 149,415 MEDNAX INC Cmn 58502B106 48 900 Sh Shared-defined 1 900 MEDNAX INC Cmn 58502B106 33,484 628,218 Sh Shared-defined -- 628,218 MEDTRONIC INC Cmn 585055106 1,207 35,956 Sh Shared-defined 1 35,956 MEDTRONIC INC Cmn 585055906 13,922 414,600 Sh Call Shared-defined 1 414,600 MEDTRONIC INC Cmn 585055956 11,797 351,300 Sh Put Shared-defined 1 351,300 COLUMN TOTALS 73,044
FORM 13F Page 343 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MEDTRONIC INC Cmn 585055106 8,406 250,342 Sh Shared-defined -- 250,342 MELA SCIENCES INC Cmn 55277R900 404 62,000 Sh Call Shared-defined 1 62,000 MELA SCIENCES INC Cmn 55277R950 506 77,600 Sh Put Shared-defined 1 77,600 MELA SCIENCES INC Cmn 55277R950 880 135,000 Sh Put Shared-defined -- 135,000 MELLANOX TECHNOLOGIES LTD Cmn M51363903 1,080 55,000 Sh Call Shared-defined 1 55,000 MELLANOX TECHNOLOGIES LTD Cmn M51363953 251 12,800 Sh Put Shared-defined 1 12,800 MEMC ELECTRONIC MATERIALS COMMON STOCK Cmn 552715904 474 39,800 Sh Call Shared-defined 1 39,800 MEMC ELECTRONIC MATERIALS COMMON STOCK Cmn 552715954 9,352 784,600 Sh Put Shared-defined 1 784,600 MEMC ELECTRONIC MATERIALS COMMON STOCK Cmn 552715104 9,480 795,272 Sh Shared-defined 1 795,272 MEMC ELECTRONIC MATERIALS COMMON STOCK Cmn 552715104 12,466 1,045,838 Sh Shared-defined -- 1,045,838 MENS WEARHOUSE INC CMN STK Cmn 587118900 806 33,900 Sh Call Shared-defined 1 33,900 MENS WEARHOUSE INC CMN STK Cmn 587118950 716 30,100 Sh Put Shared-defined 1 30,100 MENS WEARHOUSE INC CMN STK Cmn 587118100 8,477 356,316 Sh Shared-defined -- 356,316 MENTOR GRAPHICS CORP CMN STK Cmn 587200106 57 5,421 Sh Shared-defined 1 5,421 COLUMN TOTALS 53,355
FORM 13F Page 344 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MENTOR GRAPHICS CORP CMN STK Cmn 587200106 394 37,254 Sh Shared-defined -- 37,254 MENTOR GRAPHICS CORP CMN STK Cmn 587200906 2 200 Sh Call Shared-defined 1 200 MENTOR GRAPHICS CORP CMN STK Cmn 587200956 2 200 Sh Put Shared-defined 1 200 MERCADOLIBRE INC Cmn 58733R102 15 203 Sh Shared-defined 1 203 MERCADOLIBRE INC Cmn 58733R902 7,687 106,500 Sh Call Shared-defined 1 106,500 MERCADOLIBRE INC Cmn 58733R952 11,672 161,700 Sh Put Shared-defined 1 161,700 MERCADOLIBRE INC Cmn 58733R102 731 10,128 Sh Shared-defined -- 10,128 MERCER INTL INC -SBI CMN STK Cmn 588056101 93 19,024 Sh Shared-defined -- 19,024 MERCK & CO Cmn 58933Y105 866 23,524 Sh Shared-defined 1 23,524 MERCK & CO Cmn 58933Y905 36,464 990,600 Sh Call Shared-defined 1 990,600 MERCK & CO Cmn 58933Y955 14,076 382,400 Sh Put Shared-defined 1 382,400 MERCURY COMPUTER SYSTEMS INC Cmn 589378108 65 5,395 Sh Shared-defined 1 5,395 MERCURY COMPUTER SYSTEMS INC Cmn 589378108 347 28,819 Sh Shared-defined -- 28,819 MERCURY GENERAL CORP CMN STK Cmn 589400900 777 19,000 Sh Call Shared-defined 1 19,000 COLUMN TOTALS 73,191
FORM 13F Page 345 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MERCURY GENERAL CORP CMN STK Cmn 589400950 253 6,200 Sh Put Shared-defined 1 6,200 MERCURY GENERAL CORP CMN STK Cmn 589400100 30 742 Sh Shared-defined 1 742 MERCURY GENERAL CORP CMN STK Cmn 589400100 3,679 90,008 Sh Shared-defined -- 90,008 MEREDITH CORP Cmn 589433101 65 1,942 Sh Shared-defined 1 1,942 MEREDITH CORP Cmn 589433101 2,216 66,534 Sh Shared-defined -- 66,534 MERIDIAN BIOSCIENCE INC CMN STK Cmn 589584901 79 3,600 Sh Call Shared-defined 1 3,600 MERIDIAN BIOSCIENCE INC CMN STK Cmn 589584951 133 6,100 Sh Put Shared-defined 1 6,100 MERIDIAN BIOSCIENCE INC CMN STK Cmn 589584101 325 14,859 Sh Shared-defined -- 14,859 MERIT MEDICAL SYSTEMS INC CMN STK Cmn 589889904 173 10,900 Sh Call Shared-defined 1 10,900 MERIT MEDICAL SYSTEMS INC CMN STK Cmn 589889954 273 17,200 Sh Put Shared-defined 1 17,200 MERIT MEDICAL SYSTEMS INC CMN STK Cmn 589889104 46 2,882 Sh Shared-defined 1 2,882 MERIT MEDICAL SYSTEMS INC CMN STK Cmn 589889104 33 2,091 Sh Shared-defined -- 2,091 MERITAGE HOMES CORPORATION CMN STK Cmn 59001A902 304 15,500 Sh Call Shared-defined 1 15,500 MERITAGE HOMES CORPORATION CMN STK Cmn 59001A952 438 22,300 Sh Put Shared-defined 1 22,300 COLUMN TOTALS 8,047
FORM 13F Page 346 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MERITAGE HOMES CORPORATION CMN STK Cmn 59001A102 199 10,128 Sh Shared-defined 1 10,128 MERITAGE HOMES CORPORATION CMN STK Cmn 59001A102 869 44,269 Sh Shared-defined -- 44,269 METABOLIX INC COMMON STOCK Cmn 591018909 77 6,100 Sh Call Shared-defined 1 6,100 METABOLIX INC COMMON STOCK Cmn 591018959 88 7,000 Sh Put Shared-defined 1 7,000 METABOLIX INC COMMON STOCK Cmn 591018809 82 6,549 Sh Shared-defined 1 6,549 METALICO INC COMMON STOCK Cmn 591176902 8 2,000 Sh Call Shared-defined 1 2,000 METALICO INC COMMON STOCK Cmn 591176952 9 2,400 Sh Put Shared-defined 1 2,400 METALICO INC COMMON STOCK Cmn 591176102 36 9,406 Sh Shared-defined 1 9,406 METALICO INC COMMON STOCK Cmn 591176102 31 8,171 Sh Shared-defined -- 8,171 METALS USA HOLDINGS CORP Cmn 59132A104 41 3,173 Sh Shared-defined 1 3,173 METALS USA HOLDINGS CORP Cmn 59132A904 99 7,600 Sh Call Shared-defined 1 7,600 METALS USA HOLDINGS CORP Cmn 59132A954 84 6,500 Sh Put Shared-defined 1 6,500 METHANEX CORP Cmn 59151K108 -- 15 Sh Shared-defined -- 15 METHANEX CORP Cmn 59151K908 291 11,900 Sh Call Shared-defined 1 11,900 COLUMN TOTALS 1,914
FORM 13F Page 347 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- METHANEX CORP Cmn 59151K958 127 5,200 Sh Put Shared-defined 1 5,200 METHODE ELECTRONICS - -CL A CMN STK Cmn 591520200 17 1,900 Sh Shared-defined 1 1,900 METHODE ELECTRONICS - -CL A CMN STK Cmn 591520200 175 19,281 Sh Shared-defined -- 19,281 METLIFE INC CMN STK Cmn 59156R908 16,161 420,300 Sh Call Shared-defined 1 420,300 METLIFE INC CMN STK Cmn 59156R958 18,383 478,100 Sh Put Shared-defined 1 478,100 METLIFE INC CMN STK Cmn 59156R108 6,214 161,611 Sh Shared-defined 1 161,611 METLIFE INC CMN STK Cmn 59156R108 40,697 1,058,441 Sh Shared-defined -- 1,058,441 METROPCS COMMUNICATIONS INC Cmn 591708902 1,826 174,600 Sh Call Shared-defined 1 174,600 METROPCS COMMUNICATIONS INC Cmn 591708952 71 6,800 Sh Put Shared-defined 1 6,800 METROPCS COMMUNICATIONS INC Cmn 591708102 878 83,923 Sh Shared-defined -- 83,923 MF GLOBAL HOLDINGS LTD Cmn 55277J108 412 57,234 Sh Shared-defined 1 57,234 MF GLOBAL HOLDINGS LTD Cmn 55277J908 123 17,100 Sh Call Shared-defined 1 17,100 MF GLOBAL HOLDINGS LTD Cmn 55277J958 446 61,900 Sh Put Shared-defined 1 61,900 MF GLOBAL HOLDINGS LTD Cmn 55277J108 22,582 3,136,431 Sh Shared-defined -- 3,136,431 COLUMN TOTALS 108,112
FORM 13F Page 348 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MFA FINANCIAL INC Cmn 55272X902 344 45,100 Sh Call Shared-defined 1 45,100 MFA FINANCIAL INC Cmn 55272X952 81 10,600 Sh Put Shared-defined 1 10,600 MFA FINANCIAL INC Cmn 55272X102 979 128,354 Sh Shared-defined -- 128,354 MGE ENERGY INC CMN STK Cmn 55277P104 14 365 Sh Shared-defined 1 365 MGE ENERGY INC CMN STK Cmn 55277P104 472 11,914 Sh Shared-defined -- 11,914 MGIC INV CORP CMN STOCK Cmn 552848103 62 6,666 Sh Shared-defined 1 6,666 MGIC INV CORP CMN STOCK Cmn 552848103 1,249 135,286 Sh Shared-defined -- 135,286 MGIC INVESTMENT CORP 5% CB 05/01/2017- REGISTERED Bond 552848AD5 7,616 7,000,000 Prn Shared-defined -- N/A MGIC INV CORP CMN STOCK Cmn 552848903 1,860 201,500 Sh Call Shared-defined 1 201,500 MGIC INV CORP CMN STOCK Cmn 552848953 909 98,500 Sh Put Shared-defined 1 98,500 MGM RESORTS INTERNATIONAL Cmn 552953101 1,258 111,537 Sh Shared-defined 1 111,537 MGM RESORTS INTERNATIONAL Cmn 552953901 8,461 750,100 Sh Call Shared-defined 1 750,100 MGM RESORTS INTERNATIONAL Cmn 552953951 6,497 576,000 Sh Put Shared-defined 1 576,000 MGM RESORTS INTERNATIONAL Cmn 552953101 6,115 542,094 Sh Shared-defined -- 542,094 COLUMN TOTALS 35,917
FORM 13F Page 349 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MGP INGREDIENTS INC CMN STK Cmn 55302G903 97 12,300 Sh Call Shared-defined 1 12,300 MGP INGREDIENTS INC CMN STK Cmn 55302G953 134 17,100 Sh Put Shared-defined 1 17,100 MGP INGREDIENTS INC CMN STK Cmn 55302G103 15 1,939 Sh Shared-defined 1 1,939 MGP INGREDIENTS INC CMN STK Cmn 55302G103 -- 61 Sh Shared-defined -- 61 MICREL INC CMN STOCK Cmn 594793901 12 1,200 Sh Call Shared-defined 1 1,200 MICREL INC CMN STOCK Cmn 594793951 20 2,000 Sh Put Shared-defined 1 2,000 MICREL INC CMN STOCK Cmn 594793101 2 159 Sh Shared-defined 1 159 MICREL INC CMN STOCK Cmn 594793101 315 31,981 Sh Shared-defined -- 31,981 MICROCHIP TECHNOLOGY 2.125% CB 12/15/37 - REGISTER Bond 595017AB0 127,169 113,149,000 Prn Shared-defined -- N/A MICROCHIP TECHNOLOGY INC CMN STK Cmn 595017904 3,846 122,300 Sh Call Shared-defined 1 122,300 MICROCHIP TECHNOLOGY INC CMN STK Cmn 595017954 1,664 52,900 Sh Put Shared-defined 1 52,900 MICROCHIP TECHNOLOGY INC CMN STK Cmn 595017104 194 6,153 Sh Shared-defined 1 6,153 MICROCHIP TECHNOLOGY INC CMN STK Cmn 595017104 2,281 72,522 Sh Shared-defined -- 72,522 MICROMET, INC COMMON STOCK Cmn 59509C905 37 5,500 Sh Call Shared-defined 1 5,500 COLUMN TOTALS 135,786
FORM 13F Page 350 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MICROMET, INC COMMON STOCK Cmn 59509C955 58 8,600 Sh Put Shared-defined 1 8,600 MICROMET, INC COMMON STOCK Cmn 59509C105 77 11,512 Sh Shared-defined 1 11,512 MICROMET, INC COMMON STOCK Cmn 59509C105 2,764 411,244 Sh Shared-defined -- 411,244 MICRON TECHNOLOGY 4.25% CB 10/15/2013- REGISTERED Bond 595112AJ2 1,589 1,000,000 Prn Shared-defined 1 N/A MICRON TECHNOLOGY 4.25% CB 10/15/2013- REGISTERED Bond 595112AJ2 3,976 2,500,000 Prn Shared-defined -- N/A MICRON TECHNOLOGY INC Cmn 595112103 3,809 528,245 Sh Shared-defined 1 528,245 MICRON TECHNOLOGY INC Cmn 595112103 597 82,772 Sh Shared-defined -- 82,772 MICRON TECHNOLOGY INC 1.875% CB 6/1/2014 - REGISTE Bond 595112AH6 3,219 3,596,000 Prn Shared-defined 1 N/A MICRON TECHNOLOGY INC Cmn 595112903 4,169 578,200 Sh Call Shared-defined 1 578,200 MICRON TECHNOLOGY INC Cmn 595112953 7,699 1,067,800 Sh Put Shared-defined 1 1,067,800 MICROS SYSTEMS INC CMN STK Cmn 594901900 635 15,000 Sh Call Shared-defined 1 15,000 MICROS SYSTEMS INC CMN STK Cmn 594901950 779 18,400 Sh Put Shared-defined 1 18,400 MICROS SYSTEMS INC CMN STK Cmn 594901100 22 525 Sh Shared-defined 1 525 MICROSEMI CORPORATION COMMON STOCK Cmn 595137900 995 58,000 Sh Call Shared-defined 1 58,000 COLUMN TOTALS 30,388
FORM 13F Page 351 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MICROSEMI CORPORATION COMMON STOCK Cmn 595137950 638 37,200 Sh Put Shared-defined 1 37,200 MICROSEMI CORPORATION COMMON STOCK Cmn 595137100 6,767 394,559 Sh Shared-defined -- 394,559 MICROSOFT Cmn 594918104 8,397 342,880 Sh Shared-defined 1 342,880 MICROSOFT Cmn 594918104 2,793 114,046 Sh Shared-defined -- 114,046 MICROSOFT Cmn 594918904 65,981 2,694,200 Sh Call Shared-defined 1 2,694,200 MICROSOFT Cmn 594918954 54,351 2,219,300 Sh Put Shared-defined 1 2,219,300 MICROSTRATEGY INC CMN STK Cmn 594972908 4,209 48,600 Sh Call Shared-defined 1 48,600 MICROSTRATEGY INC CMN STK Cmn 594972958 6,626 76,500 Sh Put Shared-defined 1 76,500 MICROSTRATEGY INC CMN STK Cmn 594972408 82 952 Sh Shared-defined 1 952 MICROSTRATEGY INC CMN STK Cmn 594972408 165 1,900 Sh Shared-defined -- 1,900 MICROVISION INC CMN STOCK Cmn 594960906 3 1,300 Sh Call Shared-defined 1 1,300 MICROVISION INC CMN STOCK Cmn 594960956 15 7,000 Sh Put Shared-defined 1 7,000 MICROVISION INC CMN STOCK Cmn 594960106 31 14,033 Sh Shared-defined 1 14,033 MICROVISION INC CMN STOCK Cmn 594960106 90 41,091 Sh Shared-defined -- 41,091 COLUMN TOTALS 150,148
FORM 13F Page 352 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MID-AMERICA APT CMNTYS INC CMN STK Cmn 59522J903 3,007 51,600 Sh Call Shared-defined 1 51,600 MID-AMERICA APT CMNTYS INC CMN STK Cmn 59522J953 1,160 19,900 Sh Put Shared-defined 1 19,900 MID-AMERICA APT CMNTYS INC CMN STK Cmn 59522J103 2,127 36,490 Sh Shared-defined -- 36,490 MIDAS INC CMN STOCK Cmn 595626102 118 15,549 Sh Shared-defined -- 15,549 MIDDLEBY CORP CMN STK Cmn 596278901 1,851 29,200 Sh Call Shared-defined 1 29,200 MIDDLEBY CORP CMN STK Cmn 596278951 336 5,300 Sh Put Shared-defined 1 5,300 MIDDLEBY CORP CMN STK Cmn 596278101 22 341 Sh Shared-defined 1 341 MIDDLEBY CORP CMN STK Cmn 596278101 137 2,154 Sh Shared-defined -- 2,154 MILLICOM INTERNATIONAL CELLULAR SA CMN STK Cmn L6388F900 15,861 165,300 Sh Call Shared-defined 1 165,300 MILLICOM INTERNATIONAL CELLULAR SA CMN STK Cmn L6388F950 27,259 284,100 Sh Put Shared-defined 1 284,100 MILLICOM INTERNATIONAL CELLULAR SA CMN STK Cmn L6388F110 5,487 57,190 Sh Shared-defined 1 57,190 MILLICOM INTERNATIONAL CELLULAR SA CMN STK Cmn L6388F110 18,522 193,035 Sh Shared-defined -- 193,035 MINAS BUENAVENTURA SA Depository - -SPONS ADR Receipt 204448104 286 6,322 Sh Shared-defined 1 N/A MINE SAFETY APPLIANCES CO CMN STK Cmn 602720904 488 18,000 Sh Call Shared-defined 1 18,000 COLUMN TOTALS 76,661
FORM 13F Page 353 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MINE SAFETY APPLIANCES CO CMN STK Cmn 602720954 935 34,500 Sh Put Shared-defined 1 34,500 MINE SAFETY APPLIANCES CO CMN STK Cmn 602720104 246 9,093 Sh Shared-defined 1 9,093 MINE SAFETY APPLIANCES CO CMN STK Cmn 602720104 1,077 39,760 Sh Shared-defined -- 39,760 MINEFINDERS LT 4.5% CB 12/15/2011- REGISTERED Bond 602900AB8 3,095 2,859,000 Prn Shared-defined -- N/A MINEFINDERS LTD COMMON STOCK Cmn 602900902 323 32,900 Sh Call Shared-defined 1 32,900 MINEFINDERS LTD COMMON STOCK Cmn 602900952 508 51,800 Sh Put Shared-defined 1 51,800 MINEFINDERS LTD COMMON STOCK Cmn 602900102 511 52,059 Sh Shared-defined 1 52,059 MINEFINDERS LTD COMMON STOCK Cmn 602900102 95 9,655 Sh Shared-defined -- 9,655 MINERALS TECHNOLOGIES INC CMN STK Cmn 603158106 7 118 Sh Shared-defined 1 118 MINERALS TECHNOLOGIES INC CMN STK Cmn 603158106 714 12,125 Sh Shared-defined -- 12,125 MIRANT CORP Cmn 60467R100 102 10,220 Sh Shared-defined 1 10,220 MIRANT CORP Cmn 60467R900 269 27,000 Sh Call Shared-defined 1 27,000 MIRANT CORP Cmn 60467R950 579 58,100 Sh Put Shared-defined 1 58,100 MIRANT CORP Cmn 60467R100 3,257 327,024 Sh Shared-defined -- 327,024 COLUMN TOTALS 11,718
FORM 13F Page 354 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MIRANT CORP Cmn 60467R900 4,980 500,000 Sh Call Shared-defined -- 500,000 MIRANT CORP Cmn 60467R950 4,980 500,000 Sh Put Shared-defined -- 500,000 MIRANT CORP-W/I-CW11 Wt 60467R126 -- 229 Shared-defined 1 N/A MIRANT EQUITY WARRANT SERIES A Wt 60467R118 -- 5,231 Shared-defined 1 N/A MITEL NETWORKS CORP Cmn 60671Q104 1 200 Sh Shared-defined 1 200 MITEL NETWORKS CORP Cmn 60671Q104 4,198 679,353 Sh Shared-defined -- 679,353 MKS INSTRUMENTS INC CMN STOCK Cmn 55306N904 25 1,400 Sh Call Shared-defined 1 1,400 MKS INSTRUMENTS INC CMN STOCK Cmn 55306N954 209 11,600 Sh Put Shared-defined 1 11,600 MKS INSTRUMENTS INC CMN STOCK Cmn 55306N104 62 3,449 Sh Shared-defined 1 3,449 MKS INSTRUMENTS INC CMN STOCK Cmn 55306N104 295 16,419 Sh Shared-defined -- 16,419 MOBILE MINI COMMON STOCK Cmn 60740F105 -- 22 Sh Shared-defined 1 22 MOBILE MINI COMMON STOCK Cmn 60740F105 440 28,679 Sh Shared-defined -- 28,679 MOBILE TELESYSTEMS - Depository SP ADR Receipt 607409109 552 26,013 Sh Shared-defined -- N/A MODUSLINK GLOBAL SOLUTIONS INC Cmn 60786L107 13 2,002 Sh Shared-defined 1 2,002 COLUMN TOTALS 15,755
FORM 13F Page 355 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MODUSLINK GLOBAL SOLUTIONS INC Cmn 60786L107 262 41,333 Sh Shared-defined -- 41,333 MOHAWK INDUSTRIES INC CMN STK Cmn 608190904 2,473 46,400 Sh Call Shared-defined 1 46,400 MOHAWK INDUSTRIES INC CMN STK Cmn 608190954 3,512 65,900 Sh Put Shared-defined 1 65,900 MOHAWK INDUSTRIES INC CMN STK Cmn 608190104 44 825 Sh Shared-defined 1 825 MOHAWK INDUSTRIES INC CMN STK Cmn 608190104 2,818 52,873 Sh Shared-defined -- 52,873 MOLEX INC CMN STK Cmn 608554901 224 10,700 Sh Call Shared-defined 1 10,700 MOLEX INC CMN STK Cmn 608554951 511 24,400 Sh Put Shared-defined 1 24,400 MOLEX INC CMN STK Cmn 608554101 436 20,843 Sh Shared-defined 1 20,843 MOLEX INC CMN STK Cmn 608554101 107 5,096 Sh Shared-defined -- 5,096 MOLINA HEALTHCARE INC COMMON STOCK Cmn 60855R900 181 6,700 Sh Call Shared-defined 1 6,700 MOLINA HEALTHCARE INC 3.75% CB 10/1/2014 - REGISTE Bond 60855RAA8 39,333 40,500,000 Prn Shared-defined -- N/A MOLINA HEALTHCARE INC COMMON STOCK Cmn 60855R100 13 489 Sh Shared-defined 1 489 MOLINA HEALTHCARE INC COMMON STOCK Cmn 60855R100 539 19,986 Sh Shared-defined -- 19,986 MOLSON COORS BREWING COMPANY COMMON STOCK CLASS B Cmn 60871R909 1,435 30,400 Sh Call Shared-defined 1 30,400 COLUMN TOTALS 51,888
FORM 13F Page 356 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MOLSON COORS BREWING COMPANY COMMON STOCK CLASS B Cmn 60871R959 1,176 24,900 Sh Put Shared-defined 1 24,900 MOLSON COORS BREWING COMPANY COMMON STOCK CLASS B Cmn 60871R209 74,028 1,567,736 Sh Shared-defined -- 1,567,736 MOLYCORP INC Cmn 608753909 925 32,700 Sh Call Shared-defined 1 32,700 MOLYCORP INC Cmn 608753959 628 22,200 Sh Put Shared-defined 1 22,200 MOLYCORP INC Cmn 608753109 8 298 Sh Shared-defined -- 298 MOMENTA PHARMACEUTICALS INC. COMMON STOCK Cmn 60877T900 2,014 133,800 Sh Call Shared-defined 1 133,800 MOMENTA PHARMACEUTICALS INC. COMMON STOCK Cmn 60877T950 2,310 153,500 Sh Put Shared-defined 1 153,500 MOMENTA PHARMACEUTICALS INC. COMMON STOCK Cmn 60877T100 47 3,149 Sh Shared-defined -- 3,149 MONEYGRAM INTERNATIONAL COMMON STOCK Cmn 60935Y109 4 1,528 Sh Shared-defined 1 1,528 MONEYGRAM INTERNATIONAL COMMON STOCK Cmn 60935Y109 164 67,346 Sh Shared-defined -- 67,346 MONOLITHIC POWER SYSTEMS, INC. COMMON STOCK Cmn 609839905 31 1,900 Sh Call Shared-defined 1 1,900 MONOLITHIC POWER SYSTEMS, INC. COMMON STOCK Cmn 609839955 51 3,100 Sh Put Shared-defined 1 3,100 MONOLITHIC POWER SYSTEMS, INC. COMMON STOCK Cmn 609839105 46 2,844 Sh Shared-defined 1 2,844 MONOLITHIC POWER SYSTEMS, INC. COMMON STOCK Cmn 609839105 269 16,486 Sh Shared-defined -- 16,486 COLUMN TOTALS 81,701
FORM 13F Page 357 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MONRO MUFFLER BRAKE INC CMN STK Cmn 610236101 99 2,153 Sh Shared-defined 1 2,153 MONRO MUFFLER BRAKE INC CMN STK Cmn 610236101 297 6,446 Sh Shared-defined -- 6,446 MONSANTO COMPANY - NEW Cmn 61166W901 22,978 479,400 Sh Call Shared-defined 1 479,400 MONSANTO COMPANY - NEW Cmn 61166W951 38,761 808,700 Sh Put Shared-defined 1 808,700 MONSANTO COMPANY - NEW Cmn 61166W101 7,626 159,116 Sh Shared-defined 1 159,116 MONSANTO COMPANY - NEW Cmn 61166W101 5,010 104,526 Sh Shared-defined -- 104,526 MONSTER WORLDWIDE INC CMN STK Cmn 611742907 432 33,300 Sh Call Shared-defined 1 33,300 MONSTER WORLDWIDE INC CMN STK Cmn 611742957 345 26,600 Sh Put Shared-defined 1 26,600 MONSTER WORLDWIDE INC CMN STK Cmn 611742107 495 38,206 Sh Shared-defined 1 38,206 MONSTER WORLDWIDE INC CMN STK Cmn 611742107 6,980 538,605 Sh Shared-defined -- 538,605 MONTPELIER RE HOLDINGS LTD COMMON STOCK Cmn G62185906 140 8,100 Sh Call Shared-defined 1 8,100 MONTPELIER RE HOLDINGS LTD COMMON STOCK Cmn G62185956 88 5,100 Sh Put Shared-defined 1 5,100 MONTPELIER RE HOLDINGS LTD COMMON STOCK Cmn G62185106 49 2,819 Sh Shared-defined 1 2,819 MONTPELIER RE HOLDINGS LTD COMMON STOCK Cmn G62185106 64 3,675 Sh Shared-defined -- 3,675 COLUMN TOTALS 83,364
FORM 13F Page 358 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MOODY'S CORP Cmn 615369105 20,388 816,176 Sh Shared-defined -- 816,176 MOODY'S CORP Cmn 615369905 4,889 195,700 Sh Call Shared-defined 1 195,700 MOODY'S CORP Cmn 615369955 5,341 213,800 Sh Put Shared-defined 1 213,800 MORGAN STANLEY COMMON STOCK Cmn 617446908 9,322 377,700 Sh Call Shared-defined 1 377,700 MORGAN STANLEY COMMON STOCK Cmn 617446958 22,883 927,200 Sh Put Shared-defined 1 927,200 MORGAN STANLEY COMMON STOCK Cmn 617446448 5,825 236,018 Sh Shared-defined 1 236,018 MORGAN STANLEY COMMON STOCK Cmn 617446448 7,370 298,641 Sh Shared-defined -- 298,641 MORGANS HOTEL GROUP CMN STK Cmn 61748W108 4 535 Sh Shared-defined 1 535 MORGANS HOTEL GROUP CMN STK Cmn 61748W108 164 22,408 Sh Shared-defined -- 22,408 MORNINGSTAR INC COMMON STOCK Cmn 617700909 2,732 61,300 Sh Call Shared-defined 1 61,300 MORNINGSTAR INC COMMON STOCK Cmn 617700959 1,569 35,200 Sh Put Shared-defined 1 35,200 MORNINGSTAR INC COMMON STOCK Cmn 617700109 17 388 Sh Shared-defined 1 388 MORNINGSTAR INC COMMON STOCK Cmn 617700109 143 3,213 Sh Shared-defined -- 3,213 MOSAIC CO/THE COMMON STOCK Cmn 61945A107 2,555 43,475 Sh Shared-defined 1 43,475 COLUMN TOTALS 83,202
FORM 13F Page 359 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MOSAIC CO/THE COMMON STOCK Cmn 61945A107 1,617 27,520 Sh Shared-defined -- 27,520 MOTOROLA COMMON STOCK MOT Cmn 620076109 2,394 280,652 Sh Shared-defined 1 280,652 MOTOROLA COMMON STOCK MOT Cmn 620076909 3,344 392,000 Sh Call Shared-defined 1 392,000 MOTOROLA COMMON STOCK MOT Cmn 620076959 3,596 421,600 Sh Put Shared-defined 1 421,600 MOVADO GROUP INC Cmn 624580106 3 231 Sh Shared-defined 1 231 MOVADO GROUP INC Cmn 624580106 264 24,302 Sh Shared-defined -- 24,302 MOVE INC CMN STOCK Cmn 62458M108 36 15,928 Sh Shared-defined 1 15,928 MOVE INC CMN STOCK Cmn 62458M108 138 61,847 Sh Shared-defined -- 61,847 MPG OFFICE TRUST INC Cmn 553274101 41 16,524 Sh Shared-defined 1 16,524 MPG OFFICE TRUST INC Cmn 553274901 -- 100 Sh Call Shared-defined 1 100 MPG OFFICE TRUST INC Cmn 553274951 48 19,300 Sh Put Shared-defined 1 19,300 MPG OFFICE TRUST INC Cmn 553274101 6 2,345 Sh Shared-defined -- 2,345 MSC INDUSTRIAL DIRECT CO CMN STK Cmn 553530106 58 1,075 Sh Shared-defined 1 1,075 MSC INDUSTRIAL DIRECT CO CMN STK Cmn 553530106 21,688 401,333 Sh Shared-defined -- 401,333 COLUMN TOTALS 33,233
FORM 13F Page 360 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MSC INDUSTRIAL DIRECT CO CMN STK Cmn 553530906 962 17,800 Sh Call Shared-defined 1 17,800 MSC INDUSTRIAL DIRECT CO CMN STK Cmn 553530956 978 18,100 Sh Put Shared-defined 1 18,100 MSCI INC-A Cmn 55354G100 2 62 Sh Shared-defined 1 62 MSCI INC-A Cmn 55354G900 2,272 68,400 Sh Call Shared-defined 1 68,400 MSCI INC-A Cmn 55354G950 837 25,200 Sh Put Shared-defined 1 25,200 MSCI INC-A Cmn 55354G100 9,974 300,343 Sh Shared-defined -- 300,343 MUELLER INDUSTRIES CMN STK Cmn 624756902 8 300 Sh Call Shared-defined 1 300 MUELLER INDUSTRIES CMN STK Cmn 624756952 103 3,900 Sh Put Shared-defined 1 3,900 MUELLER INDUSTRIES CMN STK Cmn 624756102 42 1,601 Sh Shared-defined 1 1,601 MUELLER INDUSTRIES CMN STK Cmn 624756102 982 37,064 Sh Shared-defined -- 37,064 MUELLER WATER PRODUCTS INC CMN STK Cmn 624758908 3 900 Sh Call Shared-defined 1 900 MUELLER WATER PRODUCTS INC CMN STK Cmn 624758958 81 26,700 Sh Put Shared-defined 1 26,700 MUELLER WATER PRODUCTS INC CMN STK Cmn 624758108 79 26,051 Sh Shared-defined 1 26,051 MULTI-FINELINE ELECTRONIX, INC. COMMON STOCK Cmn 62541B901 317 14,400 Sh Call Shared-defined 1 14,400 COLUMN TOTALS 16,640
FORM 13F Page 361 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MULTI-FINELINE ELECTRONIX, INC. COMMON STOCK Cmn 62541B951 128 5,800 Sh Put Shared-defined 1 5,800 MULTI-FINELINE ELECTRONIX, INC. COMMON STOCK Cmn 62541B101 119 5,393 Sh Shared-defined 1 5,393 MULTI-FINELINE ELECTRONIX, INC. COMMON STOCK Cmn 62541B101 375 17,056 Sh Shared-defined -- 17,056 MURPHY OIL CORP CMN STK Cmn 626717902 6,613 106,800 Sh Call Shared-defined 1 106,800 MURPHY OIL CORP CMN STK Cmn 626717952 9,288 150,000 Sh Put Shared-defined 1 150,000 MURPHY OIL CORP CMN STK Cmn 626717102 285 4,603 Sh Shared-defined 1 4,603 MURPHY OIL CORP CMN STK Cmn 626717102 80,439 1,299,077 Sh Shared-defined -- 1,299,077 MYLAN INC CMN STOCK Cmn 628530907 8,818 468,800 Sh Call Shared-defined 1 468,800 MYLAN INC CMN STOCK Cmn 628530957 8,860 471,000 Sh Put Shared-defined 1 471,000 MYLAN INC CMN STOCK Cmn 628530107 333 17,697 Sh Shared-defined -- 17,697 MYLAN LABORATORIES INC 6.5% MAND PREF 11/15/2010 - Bond 628530206 9,802 8,750 Prn Shared-defined 1 N/A MYRIAD GENETICS INC CMN STOCK Cmn 62855J904 1,290 78,600 Sh Call Shared-defined 1 78,600 MYRIAD GENETICS INC CMN STOCK Cmn 62855J954 1,014 61,800 Sh Put Shared-defined 1 61,800 MYRIAD GENETICS INC CMN STOCK Cmn 62855J104 800 48,766 Sh Shared-defined 1 48,766 COLUMN TOTALS 128,164
FORM 13F Page 362 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MYRIAD GENETICS INC CMN STOCK Cmn 62855J104 474 28,901 Sh Shared-defined -- 28,901 N B T BANCORP INC CMN STK Cmn 628778102 28 1,284 Sh Shared-defined 1 1,284 N B T BANCORP INC CMN STK Cmn 628778102 204 9,224 Sh Shared-defined -- 9,224 NABORS INDUSTRIES COMMON STOCK NBR Cmn G6359F103 291 16,138 Sh Shared-defined 1 16,138 NABORS INDUSTRIES COMMON STOCK NBR Cmn G6359F103 2,290 126,825 Sh Shared-defined -- 126,825 NABORS INDUSTRIES COMMON STOCK NBR Cmn G6359F903 3,280 181,600 Sh Call Shared-defined 1 181,600 NABORS INDUSTRIES COMMON STOCK NBR Cmn G6359F953 2,666 147,600 Sh Put Shared-defined 1 147,600 NACCO INDS INC Cmn 629579103 470 5,377 Sh Shared-defined -- 5,377 NALCO COMPANY COMMON STOCK Cmn 62985Q101 10 389 Sh Shared-defined 1 389 NALCO COMPANY COMMON STOCK Cmn 62985Q101 161 6,396 Sh Shared-defined -- 6,396 NALCO COMPANY COMMON STOCK Cmn 62985Q901 2,191 86,900 Sh Call Shared-defined 1 86,900 NALCO COMPANY COMMON STOCK Cmn 62985Q951 48 1,900 Sh Put Shared-defined 1 1,900 NANOMETRICS INC CMN STK Cmn 630077905 459 30,500 Sh Call Shared-defined 1 30,500 NANOMETRICS INC CMN STK Cmn 630077955 265 17,600 Sh Put Shared-defined 1 17,600 COLUMN TOTALS 12,837
FORM 13F Page 363 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NANOMETRICS INC CMN STK Cmn 630077105 185 12,308 Sh Shared-defined 1 12,308 NANOMETRICS INC CMN STK Cmn 630077105 63 4,200 Sh Shared-defined -- 4,200 NASH FINCH CO CMN STK Cmn 631158102 100 2,346 Sh Shared-defined -- 2,346 NASH FINCH STEP CB 03/15/2035-REGISTERED Bond 631158AD4 8,929 17,950,000 Prn Shared-defined -- N/A NATIONAL CINEMEDIA INC COMMON STOCK Cmn 635309907 29 1,600 Sh Call Shared-defined 1 1,600 NATIONAL CINEMEDIA INC COMMON STOCK Cmn 635309957 20 1,100 Sh Put Shared-defined 1 1,100 NATIONAL CINEMEDIA INC COMMON STOCK Cmn 635309107 28 1,540 Sh Shared-defined 1 1,540 NATIONAL CINEMEDIA INC COMMON STOCK Cmn 635309107 358 19,990 Sh Shared-defined -- 19,990 NATIONAL FINANCIAL PARTNERS COMMON STOCK Cmn 63607P908 95 7,500 Sh Call Shared-defined 1 7,500 NATIONAL FINANCIAL PARTNERS COMMON STOCK Cmn 63607P958 118 9,300 Sh Put Shared-defined 1 9,300 NATIONAL FINANCIAL PARTNERS COMMON STOCK Cmn 63607P208 24 1,907 Sh Shared-defined 1 1,907 NATIONAL FINANCIAL PARTNERS COMMON STOCK Cmn 63607P208 14,916 1,177,238 Sh Shared-defined -- 1,177,238 NATIONAL FUEL GAS CO CMN STK Cmn 636180901 1,254 24,200 Sh Call Shared-defined 1 24,200 NATIONAL FUEL GAS CO CMN STK Cmn 636180951 793 15,300 Sh Put Shared-defined 1 15,300 COLUMN TOTALS 26,912
FORM 13F Page 364 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NATIONAL FUEL GAS CO CMN STK Cmn 636180101 277 5,354 Sh Shared-defined 1 5,354 NATIONAL FUEL GAS CO CMN STK Cmn 636180101 104 2,000 Sh Shared-defined -- 2,000 NATIONAL GRID GROUP Depository - -SPONS ADR 5:1 Receipt 636274300 657 15,374 Sh Shared-defined 1 N/A NATIONAL GRID GROUP Depository - -SPONS ADR 5:1 Receipt 636274300 460 10,754 Sh Shared-defined -- N/A NATIONAL HEALTH INV. COMMON STOCK Cmn 63633D104 89 2,030 Sh Shared-defined 1 2,030 NATIONAL HEALTH INV. COMMON STOCK Cmn 63633D104 445 10,111 Sh Shared-defined -- 10,111 NATIONAL HEALTHCARE CORP $.80 CONV PERF PERP Pref Stk 635906209 18 1,295 Sh Shared-defined 1 N/A NATIONAL HEALTHCORP - -LP CMN STK Cmn 635906100 13 364 Sh Shared-defined 1 364 NATIONAL HEALTHCORP - -LP CMN STK Cmn 635906100 204 5,493 Sh Shared-defined -- 5,493 NATIONAL INSTRS CORP CMN STOCK Cmn 636518102 75 2,289 Sh Shared-defined 1 2,289 NATIONAL INSTRS CORP CMN STOCK Cmn 636518102 1,495 45,769 Sh Shared-defined -- 45,769 NATIONAL RETAIL PROP 3.95% CB 9/15/2026- REGISTERED Bond 637417AA4 27,008 24,105,000 Prn Shared-defined -- N/A NATIONAL RETAIL PROPERTIES Cmn 637417106 88 3,494 Sh Shared-defined 1 3,494 NATIONAL RETAIL PROPERTIES Cmn 637417106 1,455 57,950 Sh Shared-defined -- 57,950 COLUMN TOTALS 32,388
FORM 13F Page 365 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NATIONAL RETAIL PROPERTIES 5.125% CB 6/15/28 - REG Bond 637417AC0 33,312 29,354,000 Prn Shared-defined -- N/A NATIONAL RETAIL PROPERTIES Cmn 637417906 259 10,300 Sh Call Shared-defined 1 10,300 NATIONAL RETAIL PROPERTIES Cmn 637417956 23 900 Sh Put Shared-defined 1 900 NATIONAL SEMICONDUCTOR CMN STOCK Cmn 637640103 258 20,237 Sh Shared-defined 1 20,237 NATIONAL SEMICONDUCTOR CMN STOCK Cmn 637640103 42,773 3,349,483 Sh Shared-defined -- 3,349,483 NATIONAL SEMICONDUCTOR CMN STOCK Cmn 637640903 1,137 89,000 Sh Call Shared-defined 1 89,000 NATIONAL SEMICONDUCTOR CMN STOCK Cmn 637640953 1,236 96,800 Sh Put Shared-defined 1 96,800 NATIONAL-OILWELL VARCO INC CMN STOCK Cmn 637071901 16,067 361,300 Sh Call Shared-defined 1 361,300 NATIONAL-OILWELL VARCO INC CMN STOCK Cmn 637071951 13,056 293,600 Sh Put Shared-defined 1 293,600 NATIONAL-OILWELL VARCO INC CMN STOCK Cmn 637071101 48,197 1,083,817 Sh Shared-defined -- 1,083,817 NATIONWIDE HEALTH PROPERTIES COMMON STOCK Cmn 638620904 244 6,300 Sh Call Shared-defined 1 6,300 NATIONWIDE HEALTH PROPERTIES COMMON STOCK Cmn 638620954 1,632 42,200 Sh Put Shared-defined 1 42,200 NATIONWIDE HEALTH PROPERTIES COMMON STOCK Cmn 638620104 231 5,967 Sh Shared-defined -- 5,967 NATL BANK OF GREECE Depository - -ADR 5:1 Receipt 633643408 95 41,794 Sh Shared-defined 1 N/A COLUMN TOTALS 158,520
FORM 13F Page 366 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NATURAL RESOURCE PARTNERS LP Cmn 63900P903 511 19,100 Sh Call Shared-defined 1 19,100 NATURAL RESOURCE PARTNERS LP Cmn 63900P953 204 7,600 Sh Put Shared-defined 1 7,600 NAV FRN 01/01/9999 Pref Stk 638901306 1 100 Sh Shared-defined 1 N/A NAVIGANT CONSULTING INC CMN STOCK Cmn 63935N907 37 3,200 Sh Call Shared-defined 1 3,200 NAVIGANT CONSULTING INC CMN STOCK Cmn 63935N957 130 11,200 Sh Put Shared-defined 1 11,200 NAVIGANT CONSULTING INC CMN STOCK Cmn 63935N107 66 5,682 Sh Shared-defined 1 5,682 NAVIGANT CONSULTING INC CMN STOCK Cmn 63935N107 32 2,746 Sh Shared-defined -- 2,746 NAVIOS MARITIME HOLDINGS INC COMMON STOCK Cmn Y62196903 16 2,800 Sh Call Shared-defined 1 2,800 NAVIOS MARITIME HOLDINGS INC COMMON STOCK Cmn Y62196953 165 28,100 Sh Put Shared-defined 1 28,100 NAVIOS MARITIME HOLDINGS INC COMMON STOCK Cmn Y62196103 228 38,831 Sh Shared-defined 1 38,831 NAVIOS MARITIME HOLDINGS INC COMMON STOCK Cmn Y62196103 35 5,901 Sh Shared-defined -- 5,901 NAVIOS MARITIME PARTNERS LP Cmn Y62267102 69 3,732 Sh Shared-defined 1 3,732 NAVIOS MARITIME PARTNERS LP Cmn Y62267902 230 12,400 Sh Call Shared-defined 1 12,400 NAVIOS MARITIME PARTNERS LP Cmn Y62267952 333 17,900 Sh Put Shared-defined 1 17,900 COLUMN TOTALS 2,057
FORM 13F Page 367 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NAVISTAR INTERNATIONAL CORP COMMON STOCK Cmn 63934E108 20 450 Sh Shared-defined 1 450 NAVISTAR INTERNATIONAL CORP COMMON STOCK Cmn 63934E108 755 17,292 Sh Shared-defined -- 17,292 NAVISTAR INTERNATIONAL CORP COMMON STOCK Cmn 63934E908 2,457 56,300 Sh Call Shared-defined 1 56,300 NAVISTAR INTERNATIONAL CORP COMMON STOCK Cmn 63934E958 1,222 28,000 Sh Put Shared-defined 1 28,000 NBTY INC CMN STK Cmn 628782954 121 2,200 Sh Put Shared-defined 1 2,200 NBTY INC CMN STK Cmn 628782104 1,159 21,087 Sh Shared-defined 1 21,087 NCR CORP NEW CMN STOCK Cmn 62886E908 453 33,200 Sh Call Shared-defined 1 33,200 NCR CORP NEW CMN STOCK Cmn 62886E958 281 20,600 Sh Put Shared-defined 1 20,600 NCR CORP NEW CMN STOCK Cmn 62886E108 111 8,136 Sh Shared-defined 1 8,136 NCR CORP NEW CMN STOCK Cmn 62886E108 691 50,725 Sh Shared-defined -- 50,725 NEENAH PAPER INC - COMMON STOCK Cmn 640079109 4 253 Sh Shared-defined 1 253 NEENAH PAPER INC - COMMON STOCK Cmn 640079109 249 16,404 Sh Shared-defined -- 16,404 NEKTAR THERAPEUTICS CMN STK Cmn 640268908 69 4,700 Sh Call Shared-defined 1 4,700 NEKTAR THERAPEUTICS CMN STK Cmn 640268958 155 10,500 Sh Put Shared-defined 1 10,500 COLUMN TOTALS 7,747
FORM 13F Page 368 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NEKTAR THERAPEUTICS CMN STK Cmn 640268108 211 14,311 Sh Shared-defined 1 14,311 NELNET INC COMMON STOCK Cmn 64031N108 368 16,081 Sh Shared-defined -- 16,081 NESS TECHNOLOGIES INC. COMMON STOCK Cmn 64104X108 57 12,770 Sh Shared-defined -- 12,770 NET 1 UEPS TECHNOLOGIES INC COMMON STOCK Cmn 64107N906 397 34,300 Sh Call Shared-defined 1 34,300 NET 1 UEPS TECHNOLOGIES INC COMMON STOCK Cmn 64107N956 170 14,700 Sh Put Shared-defined 1 14,700 NET 1 UEPS TECHNOLOGIES INC COMMON STOCK Cmn 64107N206 113 9,763 Sh Shared-defined -- 9,763 NETAPP INC CMN STOCK Cmn 64110D904 29,954 601,600 Sh Call Shared-defined 1 601,600 NETAPP INC CMN STOCK Cmn 64110D954 26,578 533,800 Sh Put Shared-defined 1 533,800 NETAPP INC CMN STOCK Cmn 64110D104 2,297 46,131 Sh Shared-defined 1 46,131 NETAPP INC CMN STOCK Cmn 64110D104 40,715 817,733 Sh Shared-defined -- 817,733 NETEASE.COM INC - ADR Depository Receipt 64110W102 173 4,399 Sh Shared-defined 1 N/A NETEASE.COM INC - ADR Depository Receipt 64110W102 112 2,831 Sh Shared-defined -- N/A NETEZZA CORP Cmn 64111N101 67 2,500 Sh Shared-defined 1 2,500 NETEZZA CORP Cmn 64111N901 2,428 90,100 Sh Call Shared-defined 1 90,100 COLUMN TOTALS 103,640
FORM 13F Page 369 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NETEZZA CORP Cmn 64111N951 779 28,900 Sh Put Shared-defined 1 28,900 NETEZZA CORP Cmn 64111N101 8,074 299,576 Sh Shared-defined -- 299,576 NETFLIX.COM INC COMMON STK Cmn 64110L906 114,647 707,000 Sh Call Shared-defined 1 707,000 NETFLIX.COM INC COMMON STK Cmn 64110L956 110,593 682,000 Sh Put Shared-defined 1 682,000 NETFLIX.COM INC COMMON STK Cmn 64110L106 1,783 10,993 Sh Shared-defined 1 10,993 NETGEAR INC COMMON STOCK Cmn 64111Q904 1,731 64,100 Sh Call Shared-defined 1 64,100 NETGEAR INC COMMON STOCK Cmn 64111Q954 962 35,600 Sh Put Shared-defined 1 35,600 NETGEAR INC COMMON STOCK Cmn 64111Q104 73 2,702 Sh Shared-defined 1 2,702 NETGEAR INC COMMON STOCK Cmn 64111Q104 21 775 Sh Shared-defined -- 775 NETLOGIC MICROSYSTEMS INC. COMMON STOCK Cmn 64118B900 12,927 468,700 Sh Call Shared-defined 1 468,700 NETLOGIC MICROSYSTEMS INC. COMMON STOCK Cmn 64118B950 3,825 138,700 Sh Put Shared-defined 1 138,700 NETLOGIC MICROSYSTEMS INC. COMMON STOCK Cmn 64118B100 36 1,300 Sh Shared-defined -- 1,300 NETSCOUT SYSTEMS INC CMN STOCK Cmn 64115T104 106 5,191 Sh Shared-defined 1 5,191 NETSCOUT SYSTEMS INC CMN STOCK Cmn 64115T104 350 17,054 Sh Shared-defined -- 17,054 COLUMN TOTALS 255,907
FORM 13F Page 370 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NETSUITE INC Cmn 64118Q107 3 146 Sh Shared-defined 1 146 NETSUITE INC Cmn 64118Q907 707 30,000 Sh Call Shared-defined 1 30,000 NETSUITE INC Cmn 64118Q957 339 14,400 Sh Put Shared-defined 1 14,400 NETSUITE INC Cmn 64118Q107 196 8,311 Sh Shared-defined -- 8,311 NEUROCRINE BIOSCIENCES INC CMN STOCK Cmn 64125C909 45 7,500 Sh Call Shared-defined 1 7,500 NEUROCRINE BIOSCIENCES INC CMN STOCK Cmn 64125C959 4 600 Sh Put Shared-defined 1 600 NEUROCRINE BIOSCIENCES INC CMN STOCK Cmn 64125C109 491 81,000 Sh Shared-defined -- 81,000 NEUTRAL TANDEM INC Cmn 64128B108 615 51,457 Sh Shared-defined 1 51,457 NEUTRAL TANDEM INC Cmn 64128B908 72 6,000 Sh Call Shared-defined 1 6,000 NEUTRAL TANDEM INC Cmn 64128B958 425 35,600 Sh Put Shared-defined 1 35,600 NEUTRAL TANDEM INC Cmn 64128B108 566 47,333 Sh Shared-defined -- 47,333 NEW DRAGON ASIA CORP - -CL A CMN STOCK Cmn 64378H102 1 14,400 Sh Shared-defined 1 14,400 NEW GOLD INC COMMON STOCK Cmn 644535906 37 5,500 Sh Call Shared-defined 1 5,500 NEW GOLD INC COMMON STOCK Cmn 644535956 333 49,500 Sh Put Shared-defined 1 49,500 COLUMN TOTALS 3,834
FORM 13F Page 371 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NEW GOLD INC COMMON STOCK Cmn 644535106 127 18,912 Sh Shared-defined 1 18,912 NEW ORIENTAL Depository EDUCATIO-SP ADR Receipt 647581107 704 7,213 Sh Shared-defined 1 N/A NEW ORIENTAL Depository EDUCATIO-SP ADR Receipt 647581107 265 2,719 Sh Shared-defined -- N/A NEW STAR CORP Cmn 65251F105 94 12,683 Sh Shared-defined -- 12,683 NEW YORK & CO COMMON STOCK Cmn 649295102 16 6,043 Sh Shared-defined 1 6,043 NEW YORK & CO COMMON STOCK Cmn 649295102 47 18,200 Sh Shared-defined -- 18,200 NEW YORK COMMUNITY BANCORP INC CMN STK Cmn 649445903 1,763 108,500 Sh Call Shared-defined 1 108,500 NEW YORK COMMUNITY BANCORP INC CMN STK Cmn 649445953 1,547 95,200 Sh Put Shared-defined 1 95,200 NEW YORK COMMUNITY BANCORP INC CMN STK Cmn 649445103 5 336 Sh Shared-defined 1 336 NEW YORK COMMUNITY BANCORP INC CMN STK Cmn 649445103 2,194 134,997 Sh Shared-defined -- 134,997 NEW YORK TIMES COMPANY CLASS A COMMON STOCK Cmn 650111907 289 37,300 Sh Call Shared-defined 1 37,300 NEW YORK TIMES COMPANY CLASS A COMMON STOCK Cmn 650111957 515 66,500 Sh Put Shared-defined 1 66,500 NEW YORK TIMES COMPANY CLASS A COMMON STOCK Cmn 650111107 397 51,278 Sh Shared-defined 1 51,278 NEW YORK TIMES COMPANY CLASS A COMMON STOCK Cmn 650111107 7,705 995,484 Sh Shared-defined -- 995,484 COLUMN TOTALS 15,668
FORM 13F Page 372 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NEWALLIANCE BANCSHARES INC COMMON STOCK Cmn 650203902 23 1,800 Sh Call Shared-defined 1 1,800 NEWALLIANCE BANCSHARES INC COMMON STOCK Cmn 650203952 4 300 Sh Put Shared-defined 1 300 NEWALLIANCE BANCSHARES INC COMMON STOCK Cmn 650203102 85 6,739 Sh Shared-defined 1 6,739 NEWALLIANCE BANCSHARES INC COMMON STOCK Cmn 650203102 3,771 298,793 Sh Shared-defined -- 298,793 NEWCASTLE INVESTMENT CORP COMMON STOCK Cmn 65105M908 22 7,000 Sh Call Shared-defined 1 7,000 NEWCASTLE INVESTMENT CORP COMMON STOCK Cmn 65105M958 4 1,400 Sh Put Shared-defined 1 1,400 NEWCASTLE INVESTMENT CORP COMMON STOCK Cmn 65105M108 36 11,570 Sh Shared-defined 1 11,570 NEWCASTLE INVESTMENT CORP COMMON STOCK Cmn 65105M108 4 1,388 Sh Shared-defined -- 1,388 NEWELL RUBBERMAID INC CMN STOCK Cmn 651229906 1,065 59,800 Sh Call Shared-defined 1 59,800 NEWELL RUBBERMAID INC CMN STOCK Cmn 651229956 274 15,400 Sh Put Shared-defined 1 15,400 NEWELL RUBBERMAID INC CMN STOCK Cmn 651229106 402 22,545 Sh Shared-defined 1 22,545 NEWELL RUBBERMAID INC CMN STOCK Cmn 651229106 24,394 1,369,699 Sh Shared-defined -- 1,369,699 NEWFIELD EXPLORATION CO CMN STK Cmn 651290108 37,331 649,917 Sh Shared-defined -- 649,917 NEWFIELD EXPLORATION CO CMN STK Cmn 651290908 6,031 105,000 Sh Call Shared-defined 1 105,000 COLUMN TOTALS 73,446
FORM 13F Page 373 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NEWFIELD EXPLORATION CO CMN STK Cmn 651290958 1,545 26,900 Sh Put Shared-defined 1 26,900 NEWMARKET CORP Cmn 651587107 315 2,769 Sh Shared-defined 1 2,769 NEWMARKET CORP Cmn 651587107 193 1,700 Sh Shared-defined -- 1,700 NEWMARKET CORP Cmn 651587907 2,694 23,700 Sh Call Shared-defined 1 23,700 NEWMARKET CORP Cmn 651587957 4,684 41,200 Sh Put Shared-defined 1 41,200 NEWMONT MINING CORP CMN STOCK Cmn 651639106 894 14,232 Sh Shared-defined 1 14,232 NEWMONT MINING CORP CMN STOCK Cmn 651639106 1,555 24,756 Sh Shared-defined -- 24,756 NEWMONT MINING CORP CMN STOCK Cmn 651639906 37,780 601,500 Sh Call Shared-defined 1 601,500 NEWMONT MINING CORP CMN STOCK Cmn 651639956 21,688 345,300 Sh Put Shared-defined 1 345,300 NEWMONT MINING CORPORATION 1.625% CB 07/15/2017 - Bond 651639AJ5 14,763 10,000,000 Prn Shared-defined -- N/A NEWPARK RESOURCES CMN STK Cmn 651718504 121 14,348 Sh Shared-defined 1 14,348 NEWPARK RESOURCES CMN STK Cmn 651718504 429 51,097 Sh Shared-defined -- 51,097 NEWPORT CORP CMN STK Cmn 651824904 20 1,800 Sh Call Shared-defined 1 1,800 NEWPORT CORP CMN STK Cmn 651824954 10 900 Sh Put Shared-defined 1 900 COLUMN TOTALS 86,691
FORM 13F Page 374 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NEWPORT CORP CMN STK Cmn 651824104 12 1,086 Sh Shared-defined 1 1,086 NEWPORT CORP CMN STK Cmn 651824104 260 22,900 Sh Shared-defined -- 22,900 NEWS CORPORATION LIMITED (THE) CLASS B COMMON ST Cmn 65248E903 610 40,500 Sh Call Shared-defined 1 40,500 NEWS CORPORATION LIMITED (THE) COMMON STOCK Cmn 65248E904 1,644 125,900 Sh Call Shared-defined 1 125,900 NEWS CORPORATION LIMITED (THE) CLASS B COMMON ST Cmn 65248E953 1,732 115,000 Sh Put Shared-defined 1 115,000 NEWS CORPORATION LIMITED (THE) COMMON STOCK Cmn 65248E954 397 30,400 Sh Put Shared-defined 1 30,400 NEWS CORPORATION LIMITED (THE) CLASS B COMMON ST Cmn 65248E203 805 53,486 Sh Shared-defined 1 53,486 NEWS CORPORATION LIMITED (THE) CLASS B COMMON ST Cmn 65248E203 8,170 542,517 Sh Shared-defined -- 542,517 NEWS CORPORATION LIMITED (THE) COMMON STOCK Cmn 65248E104 1,353 103,567 Sh Shared-defined 1 103,567 NEWS CORPORATION LIMITED (THE) COMMON STOCK Cmn 65248E104 5,258 402,626 Sh Shared-defined -- 402,626 NEXEN INC COMMON STOCK Cmn 65334H902 56 2,800 Sh Call Shared-defined 1 2,800 NEXEN INC COMMON STOCK Cmn 65334H952 808 40,200 Sh Put Shared-defined 1 40,200 NEXEN INC COMMON STOCK Cmn 65334H102 1,123 55,876 Sh Shared-defined 1 55,876 NEXTERA ENERGY INC Cmn 65339F101 337 6,192 Sh Shared-defined 1 6,192 COLUMN TOTALS 22,565
FORM 13F Page 375 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NEXTERA ENERGY INC Cmn 65339F901 7,256 133,400 Sh Call Shared-defined 1 133,400 NEXTERA ENERGY INC Cmn 65339F951 1,806 33,200 Sh Put Shared-defined 1 33,200 NEXTERA ENERGY INC Cmn 65339F101 84 1,542 Sh Shared-defined -- 1,542 NGAS RESOURCES INC CMN STOCK Cmn 62912T103 7 7,598 Sh Shared-defined 1 7,598 NGAS RESOURCES INC CMN STOCK Cmn 62912T103 2 2,725 Sh Shared-defined -- 2,725 NIC INC CMN STOCK Cmn 62914B100 33 4,028 Sh Shared-defined 1 4,028 NIC INC CMN STOCK Cmn 62914B100 57 6,900 Sh Shared-defined -- 6,900 NICE SYSTEMS LIMITED Depository - -SPONS ADR 1:1 Receipt 653656108 173 5,531 Sh Shared-defined 1 N/A NICE SYSTEMS LIMITED Depository - -SPONS ADR 1:1 Receipt 653656108 28 885 Sh Shared-defined -- N/A NICOR INC Cmn 654086107 48 1,047 Sh Shared-defined 1 1,047 NICOR INC Cmn 654086107 1,343 29,315 Sh Shared-defined -- 29,315 NICOR INC Cmn 654086907 2,007 43,800 Sh Call Shared-defined 1 43,800 NICOR INC Cmn 654086957 3,973 86,700 Sh Put Shared-defined 1 86,700 NII HOLDINGS INC COMMON STOCK Cmn 62913F901 4,200 102,200 Sh Call Shared-defined 1 102,200 COLUMN TOTALS 21,017
FORM 13F Page 376 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NII HOLDINGS INC COMMON STOCK Cmn 62913F951 3,415 83,100 Sh Put Shared-defined 1 83,100 NII HOLDINGS INC COMMON STOCK Cmn 62913F201 439 10,674 Sh Shared-defined 1 10,674 NII HOLDINGS INC COMMON STOCK Cmn 62913F201 25,236 614,019 Sh Shared-defined -- 614,019 NIKE INC CLASS B SHARES Cmn 654106903 18,112 226,000 Sh Call Shared-defined 1 226,000 NIKE INC CLASS B SHARES Cmn 654106953 19,466 242,900 Sh Put Shared-defined 1 242,900 NIKE INC CLASS B SHARES Cmn 654106103 1,226 15,292 Sh Shared-defined -- 15,292 NIPPON TELEGRAPH & Depository TELE - SP ADR Receipt 654624105 41 1,880 Sh Shared-defined 1 N/A NIPPON TELEGRAPH & Depository TELE - SP ADR Receipt 654624105 225 10,251 Sh Shared-defined -- N/A NISOURCE INC CMN STK Cmn 65473P105 118 6,785 Sh Shared-defined 1 6,785 NISOURCE INC CMN STK Cmn 65473P105 3,453 198,423 Sh Shared-defined -- 198,423 NISOURCE INC CMN STK Cmn 65473P905 512 29,400 Sh Call Shared-defined 1 29,400 NISOURCE INC CMN STK Cmn 65473P955 96 5,500 Sh Put Shared-defined 1 5,500 NMT MEDICAL INC CMN STOCK Cmn 629294109 7 16,594 Sh Shared-defined 1 16,594 NOBLE CORP CMN STK Cmn H5833N903 6,765 200,200 Sh Call Shared-defined 1 200,200 COLUMN TOTALS 79,111
FORM 13F Page 377 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NOBLE CORP CMN STK Cmn H5833N953 6,457 191,100 Sh Put Shared-defined 1 191,100 NOBLE CORP CMN STK Cmn H5833N103 172 5,092 Sh Shared-defined 1 5,092 NOBLE ENERGY INC COMMON STOCK Cmn 655044105 19,206 255,778 Sh Shared-defined -- 255,778 NOBLE ENERGY INC COMMON STOCK Cmn 655044905 7,021 93,500 Sh Call Shared-defined 1 93,500 NOBLE ENERGY INC COMMON STOCK Cmn 655044955 3,289 43,800 Sh Put Shared-defined 1 43,800 NOKIA CORP. ADR FOR Depository ORD SHARE 1:1 Receipt 654902204 3,575 356,464 Sh Shared-defined 1 N/A NOMURA HOLDINGS INC- Depository ADR Receipt 65535H208 18 3,850 Sh Shared-defined 1 N/A NOMURA HOLDINGS INC- Depository ADR Receipt 65535H208 280 58,640 Sh Shared-defined -- N/A NORANDA ALUMINUM HOLDING COR Cmn 65542W107 13 1,547 Sh Shared-defined 1 1,547 NORANDA ALUMINUM HOLDING COR Cmn 65542W107 4,858 591,045 Sh Shared-defined -- 591,045 NORDIC AMER TANKER SHIPPING CMN STK Cmn G65773906 1,956 73,100 Sh Call Shared-defined 1 73,100 NORDIC AMER TANKER SHIPPING CMN STK Cmn G65773956 3,083 115,200 Sh Put Shared-defined 1 115,200 NORDIC AMER TANKER SHIPPING CMN STK Cmn G65773106 1,812 67,726 Sh Shared-defined -- 67,726 NORDSON CORP CMN STK Cmn 655663902 486 6,600 Sh Call Shared-defined 1 6,600 COLUMN TOTALS 52,226
FORM 13F Page 378 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NORDSON CORP CMN STK Cmn 655663952 774 10,500 Sh Put Shared-defined 1 10,500 NORDSON CORP CMN STK Cmn 655663102 966 13,108 Sh Shared-defined 1 13,108 NORDSTROM INC Cmn 655664100 1,494 40,159 Sh Shared-defined -- 40,159 NORDSTROM INC Cmn 655664900 10,877 292,400 Sh Call Shared-defined 1 292,400 NORDSTROM INC Cmn 655664950 12,406 333,500 Sh Put Shared-defined 1 333,500 NORFOLK SOUTHN CORP Cmn 655844908 9,885 166,100 Sh Call Shared-defined 1 166,100 NORFOLK SOUTHN CORP Cmn 655844958 2,993 50,300 Sh Put Shared-defined 1 50,300 NORFOLK SOUTHN CORP Cmn 655844108 143 2,405 Sh Shared-defined 1 2,405 NORFOLK SOUTHN CORP Cmn 655844108 10 173 Sh Shared-defined -- 173 NORTH AMERICAN PALLADIUM LTD CMN STOCK Cmn 656912902 47 11,300 Sh Call Shared-defined 1 11,300 NORTH AMERICAN PALLADIUM LTD CMN STOCK Cmn 656912952 123 29,800 Sh Put Shared-defined 1 29,800 NORTH AMERICAN PALLADIUM LTD CMN STOCK Cmn 656912102 420 101,340 Sh Shared-defined 1 101,340 NORTHEAST UTIL. CMN STOCK Cmn 664397106 207 7,012 Sh Shared-defined 1 7,012 NORTHEAST UTIL. CMN STOCK Cmn 664397106 438 14,825 Sh Shared-defined -- 14,825 COLUMN TOTALS 40,783
FORM 13F Page 379 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NORTHERN DYNASTY MINERALS LTD. COMMON STOCK Cmn 66510M904 183 21,500 Sh Call Shared-defined 1 21,500 NORTHERN DYNASTY MINERALS LTD. COMMON STOCK Cmn 66510M954 124 14,600 Sh Put Shared-defined 1 14,600 NORTHERN DYNASTY MINERALS LTD. COMMON STOCK Cmn 66510M204 186 21,804 Sh Shared-defined 1 21,804 NORTHERN DYNASTY MINERALS LTD. COMMON STOCK Cmn 66510M204 83 9,739 Sh Shared-defined -- 9,739 NORTHERN OIL AND GAS INC Cmn 665531109 85 4,989 Sh Shared-defined 1 4,989 NORTHERN OIL AND GAS INC Cmn 665531909 300 17,700 Sh Call Shared-defined 1 17,700 NORTHERN OIL AND GAS INC Cmn 665531959 230 13,600 Sh Put Shared-defined 1 13,600 NORTHERN OIL AND GAS INC Cmn 665531109 146 8,607 Sh Shared-defined -- 8,607 NORTHERN TRUST CMN STOCK Cmn 665859104 507 10,501 Sh Shared-defined 1 10,501 NORTHERN TRUST CMN STOCK Cmn 665859104 1,225 25,398 Sh Shared-defined -- 25,398 NORTHERN TRUST CMN STOCK Cmn 665859904 4,110 85,200 Sh Call Shared-defined 1 85,200 NORTHERN TRUST CMN STOCK Cmn 665859954 2,470 51,200 Sh Put Shared-defined 1 51,200 NORTHROP GRUMMAN CORP Cmn 666807902 3,777 62,300 Sh Call Shared-defined 1 62,300 NORTHROP GRUMMAN CORP Cmn 666807952 2,261 37,300 Sh Put Shared-defined 1 37,300 COLUMN TOTALS 15,687
FORM 13F Page 380 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NORTHROP GRUMMAN CORP Cmn 666807102 516 8,506 Sh Shared-defined -- 8,506 NORTHSTAR REALTY FINANCE CORP COMMON STOCK Cmn 66704R100 21 5,648 Sh Shared-defined 1 5,648 NORTHSTAR REALTY FINANCE CORP COMMON STOCK Cmn 66704R100 3 884 Sh Shared-defined -- 884 NORTHWEST BANCSHARES INC Cmn 667340103 2,105 188,085 Sh Shared-defined -- 188,085 NORTHWEST NATURAL GAS CO COMMON STOCK Cmn 667655104 379 7,977 Sh Shared-defined -- 7,977 NOVAGOLD RESOURCES 5.5% CB 5/1/15 - REGISTERED Bond 66987EAA5 16,424 14,653,000 Prn Shared-defined -- N/A NovaGold Resources Inc. COMMON STOCK Cmn 66987E906 259 29,600 Sh Call Shared-defined 1 29,600 NovaGold Resources Inc. COMMON STOCK Cmn 66987E956 665 76,100 Sh Put Shared-defined 1 76,100 NovaGold Resources Inc. COMMON STOCK Cmn 66987E206 870 99,501 Sh Shared-defined 1 99,501 NovaGold Resources Inc. COMMON STOCK Cmn 66987E206 10 1,109 Sh Shared-defined -- 1,109 NOVARTIS AG -ADR 1:1 Depository Receipt 66987V109 875 15,173 Sh Shared-defined 1 N/A NOVATEL WIRELESS INC Cmn 66987M604 83 10,540 Sh Shared-defined 1 10,540 NOVATEL WIRELESS INC Cmn 66987M904 35 4,500 Sh Call Shared-defined 1 4,500 NOVATEL WIRELESS INC Cmn 66987M954 125 15,900 Sh Put Shared-defined 1 15,900 COLUMN TOTALS 22,370
FORM 13F Page 381 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NOVATEL WIRELESS INC Cmn 66987M604 740 93,961 Sh Shared-defined -- 93,961 NOVAVAX INC CMN STOCK Cmn 670002904 14 6,600 Sh Call Shared-defined 1 6,600 NOVAVAX INC CMN STOCK Cmn 670002954 -- 200 Sh Put Shared-defined 1 200 NOVAVAX INC CMN STOCK Cmn 670002104 739 337,543 Sh Shared-defined -- 337,543 NOVELL INC Cmn 670006105 252 42,277 Sh Shared-defined 1 42,277 NOVELL INC Cmn 670006105 26 4,321 Sh Shared-defined -- 4,321 NOVELL INC Cmn 670006905 58 9,700 Sh Call Shared-defined 1 9,700 NOVELL INC Cmn 670006955 193 32,400 Sh Put Shared-defined 1 32,400 NOVELLUS SYSTEMS INC CMN STK Cmn 670008901 2,897 109,000 Sh Call Shared-defined 1 109,000 NOVELLUS SYSTEMS INC CMN STK Cmn 670008951 1,390 52,300 Sh Put Shared-defined 1 52,300 NOVELLUS SYSTEMS INC CMN STK Cmn 670008101 151 5,681 Sh Shared-defined 1 5,681 NOVELLUS SYSTEMS INC CMN STK Cmn 670008101 759 28,574 Sh Shared-defined -- 28,574 NPS PHARMACEUTICALS INC CMN STOCK Cmn 62936P903 257 37,600 Sh Call Shared-defined 1 37,600 NPS PHARMACEUTICALS INC CMN STOCK Cmn 62936P953 101 14,800 Sh Put Shared-defined 1 14,800 COLUMN TOTALS 7,577
FORM 13F Page 382 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NPS PHARMACEUTICALS INC CMN STOCK Cmn 62936P103 7,874 1,151,160 Sh Shared-defined -- 1,151,160 NRG ENERGY INC COMMON STOCK Cmn 629377908 924 44,400 Sh Call Shared-defined 1 44,400 NRG ENERGY INC COMMON STOCK Cmn 629377958 693 33,300 Sh Put Shared-defined 1 33,300 NRG ENERGY INC COMMON STOCK Cmn 629377508 5,960 286,257 Sh Shared-defined -- 286,257 NSTAR CMN STOCK Cmn 67019E107 29 731 Sh Shared-defined 1 731 NSTAR CMN STOCK Cmn 67019E107 1,506 38,272 Sh Shared-defined -- 38,272 NTELOS HOLDINGS ORD Cmn 67020Q107 326 19,280 Sh Shared-defined -- 19,280 NU SKIN ENTERPRISES INC CMN STOCK Cmn 67018T905 968 33,600 Sh Call Shared-defined 1 33,600 NU SKIN ENTERPRISES INC CMN STOCK Cmn 67018T955 1,126 39,100 Sh Put Shared-defined 1 39,100 NU SKIN ENTERPRISES INC CMN STOCK Cmn 67018T105 344 11,958 Sh Shared-defined 1 11,958 NU SKIN ENTERPRISES INC CMN STOCK Cmn 67018T105 147 5,109 Sh Shared-defined -- 5,109 NUANCE COMMUNICATIONS INC CMN STOCK Cmn 67020Y900 364 23,300 Sh Call Shared-defined 1 23,300 NUANCE COMMUNICATIONS INC CMN STOCK Cmn 67020Y950 755 48,300 Sh Put Shared-defined 1 48,300 NUANCE COMMUNICATIONS INC 2.75% CB 8/15/2027 - REG Bond 67020YAB6 26,229 24,000,000 Prn Shared-defined -- N/A COLUMN TOTALS 47,245
FORM 13F Page 383 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NUANCE COMMUNICATIONS INC CMN STOCK Cmn 67020Y100 1,130 72,247 Sh Shared-defined 1 72,247 NUANCE COMMUNICATIONS INC CMN STOCK Cmn 67020Y100 629 40,203 Sh Shared-defined -- 40,203 NUCOR CORP Cmn 670346105 8,322 217,846 Sh Shared-defined 1 217,846 NUCOR CORP Cmn 670346905 19,723 516,300 Sh Call Shared-defined 1 516,300 NUCOR CORP Cmn 670346955 17,553 459,500 Sh Put Shared-defined 1 459,500 NUCOR CORP Cmn 670346105 4,092 107,121 Sh Shared-defined -- 107,121 NUSTAR ENERGY LP CMN STK Cmn 67058H902 1,228 19,900 Sh Call Shared-defined 1 19,900 NUSTAR ENERGY LP CMN STK Cmn 67058H952 3,241 52,500 Sh Put Shared-defined 1 52,500 NUSTAR ENERGY LP CMN STK Cmn 67058H102 1,196 19,376 Sh Shared-defined 1 19,376 NUSTAR GP HOLDINGS LLC Cmn 67059L902 349 10,300 Sh Call Shared-defined 1 10,300 NUSTAR GP HOLDINGS LLC Cmn 67059L952 207 6,100 Sh Put Shared-defined 1 6,100 NUTRI/SYSTEM INC CMN STOCK Cmn 67069D908 1,695 88,100 Sh Call Shared-defined 1 88,100 NUTRI/SYSTEM INC CMN STOCK Cmn 67069D958 1,272 66,100 Sh Put Shared-defined 1 66,100 NUTRI/SYSTEM INC CMN STOCK Cmn 67069D108 93 4,815 Sh Shared-defined 1 4,815 COLUMN TOTALS 60,730
FORM 13F Page 384 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NUTRI/SYSTEM INC CMN STOCK Cmn 67069D108 601 31,218 Sh Shared-defined -- 31,218 NUVASIVE 2.25 CB 3/15/13 - REGISTERED Bond 670704AB1 27,673 25,921,000 Prn Shared-defined -- N/A NUVASIVE INC COMMON STOCK Cmn 670704905 1,251 35,600 Sh Call Shared-defined 1 35,600 NUVASIVE INC COMMON STOCK Cmn 670704955 1,652 47,000 Sh Put Shared-defined 1 47,000 NUVASIVE INC COMMON STOCK Cmn 670704105 412 11,732 Sh Shared-defined 1 11,732 NUVASIVE INC COMMON STOCK Cmn 670704105 260 7,400 Sh Shared-defined -- 7,400 NVIDIA CORP CMN STOCK Cmn 67066G904 1,945 166,500 Sh Call Shared-defined 1 166,500 NVIDIA CORP CMN STOCK Cmn 67066G954 10,338 885,100 Sh Put Shared-defined 1 885,100 NVIDIA CORP CMN STOCK Cmn 67066G104 8,312 711,605 Sh Shared-defined 1 711,605 NVIDIA CORP CMN STOCK Cmn 67066G104 14,349 1,228,502 Sh Shared-defined -- 1,228,502 NVR L.P. COMMON STOCK Cmn 62944T105 157 243 Sh Shared-defined 1 243 NVR L.P. COMMON STOCK Cmn 62944T105 84,019 129,753 Sh Shared-defined -- 129,753 NXSTAGE MEDICAL INC CMN STK Cmn 67072V903 264 13,800 Sh Call Shared-defined 1 13,800 NXSTAGE MEDICAL INC CMN STK Cmn 67072V953 4 200 Sh Put Shared-defined 1 200 COLUMN TOTALS 151,237
FORM 13F Page 385 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NXSTAGE MEDICAL INC CMN STK Cmn 67072V103 10 537 Sh Shared-defined 1 537 NXSTAGE MEDICAL INC CMN STK Cmn 67072V103 2 85 Sh Shared-defined -- 85 NYSE EURONEXT COMMON STOCK Cmn 629491901 7,083 247,900 Sh Call Shared-defined 1 247,900 NYSE EURONEXT COMMON STOCK Cmn 629491951 9,348 327,200 Sh Put Shared-defined 1 327,200 NYSE EURONEXT COMMON STOCK Cmn 629491101 1,525 53,364 Sh Shared-defined 1 53,364 NYSE EURONEXT COMMON STOCK Cmn 629491101 32,326 1,131,451 Sh Shared-defined -- 1,131,451 OCCIDENTAL PETROLEUM CMN STOCK Cmn 674599105 476 6,085 Sh Shared-defined -- 6,085 OCCIDENTAL PETROLEUM CMN STOCK Cmn 674599905 29,041 370,900 Sh Call Shared-defined 1 370,900 OCCIDENTAL PETROLEUM CMN STOCK Cmn 674599955 25,487 325,500 Sh Put Shared-defined 1 325,500 OCEANEERING INTERNATIONAL CMN STK Cmn 675232902 2,914 54,100 Sh Call Shared-defined 1 54,100 OCEANEERING INTERNATIONAL CMN STK Cmn 675232952 4,454 82,700 Sh Put Shared-defined 1 82,700 OCEANEERING INTERNATIONAL CMN STK Cmn 675232102 521 9,665 Sh Shared-defined -- 9,665 OCH-ZIFF CAPITAL MANAGEMENT Cmn 67551U905 215 14,400 Sh Call Shared-defined 1 14,400 OCH-ZIFF CAPITAL MANAGEMENT Cmn 67551U955 182 12,200 Sh Put Shared-defined 1 12,200 COLUMN TOTALS 113,584
FORM 13F Page 386 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- OCR 4.0000% 06/15/2033 - MIPS SRS B Pref Stk 68214Q200 3 80 Sh Shared-defined 1 N/A OCWEN FINL CORP CMN STOCK Cmn 675746309 22 2,182 Sh Shared-defined 1 2,182 OCWEN FINL CORP CMN STOCK Cmn 675746309 86 8,466 Sh Shared-defined -- 8,466 ODYSSEY MARINE EXPL INC CMN STOCK Cmn 676118952 31 16,700 Sh Put Shared-defined 1 16,700 ODYSSEY MARINE EXPL INC CMN STOCK Cmn 676118102 26 14,061 Sh Shared-defined 1 14,061 OFFICE DEPOT CMN STOCK Cmn 676220106 358 77,812 Sh Shared-defined 1 77,812 OFFICE DEPOT CMN STOCK Cmn 676220106 9,559 2,078,040 Sh Shared-defined -- 2,078,040 OFFICE DEPOT CMN STOCK Cmn 676220906 229 49,800 Sh Call Shared-defined 1 49,800 OFFICE DEPOT CMN STOCK Cmn 676220956 543 118,000 Sh Put Shared-defined 1 118,000 OFFICEMAX INC COMMON STOCK Cmn 67622P901 518 39,600 Sh Call Shared-defined 1 39,600 OFFICEMAX INC COMMON STOCK Cmn 67622P951 212 16,200 Sh Put Shared-defined 1 16,200 OFFICEMAX INC COMMON STOCK Cmn 67622P101 66 5,017 Sh Shared-defined 1 5,017 OFFICEMAX INC COMMON STOCK Cmn 67622P101 10,607 810,276 Sh Shared-defined -- 810,276 OGE ENERGY CMN STK Cmn 670837103 60 1,506 Sh Shared-defined 1 1,506 COLUMN TOTALS 22,320
FORM 13F Page 387 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- OGE ENERGY CMN STK Cmn 670837103 345 8,641 Sh Shared-defined -- 8,641 OIL STATES INTERNATIONAL, INC. Cmn 678026905 815 17,500 Sh Call Shared-defined 1 17,500 OIL STATES INTERNATIONAL, INC. Cmn 678026955 964 20,700 Sh Put Shared-defined 1 20,700 OIL STATES INTERNATIONAL, INC. Cmn 678026105 51,002 1,095,645 Sh Shared-defined -- 1,095,645 OILSANDS QUEST INC Cmn 678046903 16 30,300 Sh Call Shared-defined 1 30,300 OILSANDS QUEST INC WARRANT 5/12/11 Wt 678046129 -- 1,049 Shared-defined 1 N/A OLD DOMINION FREIGHT CMN STK Cmn 679580900 400 15,750 Sh Call Shared-defined 1 15,750 OLD DOMINION FREIGHT CMN STK Cmn 679580950 403 15,850 Sh Put Shared-defined 1 15,850 OLD DOMINION FREIGHT CMN STK Cmn 679580100 321 12,639 Sh Shared-defined -- 12,639 OLD REPUBLIC INTERNATIONAL CMN STOCK Cmn 680223904 47 3,400 Sh Call Shared-defined 1 3,400 OLD REPUBLIC INTERNATIONAL CMN STOCK Cmn 680223954 96 6,900 Sh Put Shared-defined 1 6,900 OLD REPUBLIC INTERNATIONAL 8% CB 05/15/2012-REGIST Bond 680223AF1 21,557 16,500,000 Prn Shared-defined -- N/A OLD REPUBLIC INTERNATIONAL CMN STOCK Cmn 680223104 2,289 165,257 Sh Shared-defined -- 165,257 OLIN CORP Cmn 680665205 132 6,524 Sh Shared-defined 1 6,524 COLUMN TOTALS 78,387
FORM 13F Page 388 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- OLIN CORP Cmn 680665205 3,319 164,619 Sh Shared-defined -- 164,619 OLIN CORP Cmn 680665905 544 27,000 Sh Call Shared-defined 1 27,000 OLIN CORP Cmn 680665955 740 36,700 Sh Put Shared-defined 1 36,700 OLYMPIC STEEL INC CMN STK Cmn 68162K906 867 37,700 Sh Call Shared-defined 1 37,700 OLYMPIC STEEL INC CMN STK Cmn 68162K956 947 41,200 Sh Put Shared-defined 1 41,200 OLYMPIC STEEL INC CMN STK Cmn 68162K106 80 3,459 Sh Shared-defined -- 3,459 OM GROUP INC CMN STK Cmn 670872900 386 12,800 Sh Call Shared-defined 1 12,800 OM GROUP INC CMN STK Cmn 670872950 111 3,700 Sh Put Shared-defined 1 3,700 OM GROUP INC CMN STK Cmn 670872100 241 8,005 Sh Shared-defined -- 8,005 OMEGA HEALTHCARE INVS INC CMN STK Cmn 681936900 103 4,600 Sh Call Shared-defined 1 4,600 OMEGA HEALTHCARE INVS INC CMN STK Cmn 681936950 106 4,700 Sh Put Shared-defined 1 4,700 OMEGA HEALTHCARE INVS INC CMN STK Cmn 681936100 817 36,410 Sh Shared-defined -- 36,410 OMNICARE 3.25% CB 12/15/2035 - REGISTERED Bond 681904AL2 11,115 12,880,000 Prn Shared-defined -- N/A OMNICARE 4% MIPS DUE 6/15/33 REG Pref Stk 68214L201 2 50 Sh Shared-defined 1 N/A COLUMN TOTALS 19,378
FORM 13F Page 389 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- OMNICARE INC. COMMON STOCK Cmn 681904108 304 12,747 Sh Shared-defined 1 12,747 OMNICARE INC. COMMON STOCK Cmn 681904108 19,585 820,142 Sh Shared-defined -- 820,142 OMNICARE INC. COMMON STOCK Cmn 681904908 1,595 66,800 Sh Call Shared-defined 1 66,800 OMNICARE INC. COMMON STOCK Cmn 681904958 872 36,500 Sh Put Shared-defined 1 36,500 OMNICELL INC Cmn 68213N109 4 336 Sh Shared-defined 1 336 OMNICELL INC Cmn 68213N909 5 400 Sh Call Shared-defined 1 400 OMNICELL INC Cmn 68213N959 20 1,500 Sh Put Shared-defined 1 1,500 OMNICELL INC Cmn 68213N109 134 10,221 Sh Shared-defined -- 10,221 OMNICOM GROUP COMMON STOCK Cmn 681919106 46,587 1,180,003 Sh Shared-defined -- 1,180,003 OMNICOM GROUP COMMON STOCK Cmn 681919906 2,314 58,600 Sh Call Shared-defined 1 58,600 OMNICOM GROUP COMMON STOCK Cmn 681919956 1,737 44,000 Sh Put Shared-defined 1 44,000 OMNIVISION TECHNOLOGIES Cmn 682128103 47 2,058 Sh Shared-defined 1 2,058 OMNIVISION TECHNOLOGIES Cmn 682128903 3,023 131,200 Sh Call Shared-defined 1 131,200 OMNIVISION TECHNOLOGIES Cmn 682128953 2,742 119,000 Sh Put Shared-defined 1 119,000 COLUMN TOTALS 78,969
FORM 13F Page 390 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- OMNOVA SOLUTIONS INC CMN STOCK Cmn 682129101 28 3,935 Sh Shared-defined 1 3,935 OMNOVA SOLUTIONS INC CMN STOCK Cmn 682129101 197 27,385 Sh Shared-defined -- 27,385 ON SEMICONDUCTOR CORP 1.875% CB 12/15/2025 - -REGIST Bond 682189AD7 28,969 23,795,000 Prn Shared-defined -- N/A ON SEMICONDUCTOR CORP 2.625% 12/15/2026 - REGISTER Bond 682189AG0 31,797 31,500,000 Prn Shared-defined -- N/A ON SEMICONDUCTOR CORP CMN STK Cmn 682189105 303 41,978 Sh Shared-defined 1 41,978 ON SEMICONDUCTOR CORP CMN STK Cmn 682189105 22,490 3,119,288 Sh Shared-defined -- 3,119,288 ON SEMICONDUCTOR CORP CMN STK Cmn 682189905 521 72,200 Sh Call Shared-defined 1 72,200 ON SEMICONDUCTOR CORP CMN STK Cmn 682189955 372 51,600 Sh Put Shared-defined 1 51,600 ONEOK INC Cmn 682680103 44 969 Sh Shared-defined 1 969 ONEOK INC Cmn 682680903 4,117 91,400 Sh Call Shared-defined 1 91,400 ONEOK INC Cmn 682680953 4,063 90,200 Sh Put Shared-defined 1 90,200 ONEOK INC Cmn 682680103 135 3,000 Sh Shared-defined -- 3,000 ONEOK PARTNERS, L.P. CMN STOCK Cmn 68268N903 1,993 26,600 Sh Call Shared-defined 1 26,600 ONEOK PARTNERS, L.P. CMN STOCK Cmn 68268N953 4,518 60,300 Sh Put Shared-defined 1 60,300 COLUMN TOTALS 99,547
FORM 13F Page 391 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ONEOK PARTNERS, L.P. CMN STOCK Cmn 68268N103 100 1,333 Sh Shared-defined 1 1,333 ONYX PHARMACEUTICALS 4% CB 08/15/2016 Bond 683399AB5 102,299 99,240,000 Prn Shared-defined -- N/A ONYX PHARMACEUTICALS INC CMN STOCK Cmn 683399909 4,630 175,500 Sh Call Shared-defined 1 175,500 ONYX PHARMACEUTICALS INC CMN STOCK Cmn 683399959 2,480 94,000 Sh Put Shared-defined 1 94,000 ONYX PHARMACEUTICALS INC CMN STOCK Cmn 683399109 1,802 68,301 Sh Shared-defined 1 68,301 ONYX PHARMACEUTICALS INC CMN STOCK Cmn 683399109 365 13,835 Sh Shared-defined -- 13,835 OPEN TEXT CORP CMN STOCK Cmn 683715906 1,449 30,800 Sh Call Shared-defined 1 30,800 OPEN TEXT CORP CMN STOCK Cmn 683715956 1,138 24,200 Sh Put Shared-defined 1 24,200 OPEN TEXT CORP CMN STOCK Cmn 683715106 260 5,533 Sh Shared-defined 1 5,533 OPENTABLE INC Cmn 68372A104 37 550 Sh Shared-defined 1 550 OPENTABLE INC Cmn 68372A904 4,248 62,400 Sh Call Shared-defined 1 62,400 OPENTABLE INC Cmn 68372A954 5,855 86,000 Sh Put Shared-defined 1 86,000 OPENTABLE INC Cmn 68372A104 3,349 49,195 Sh Shared-defined -- 49,195 OPLINK COMMUNICATIONS INC Cmn 68375Q403 570 28,729 Sh Shared-defined 1 28,729 COLUMN TOTALS 128,582
FORM 13F Page 392 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- OPLINK COMMUNICATIONS INC Cmn 68375Q403 107 5,400 Sh Shared-defined -- 5,400 OPTRONICS INTERNATIONAL CORP COMMON STOCK Cmn 68401H904 197 21,500 Sh Call Shared-defined 1 21,500 OPTRONICS INTERNATIONAL CORP COMMON STOCK Cmn 68401H954 47 5,100 Sh Put Shared-defined 1 5,100 OPTIONSXPRESS, INC. COMMON STOCK Cmn 684010901 521 33,900 Sh Call Shared-defined 1 33,900 OPTIONSXPRESS, INC. COMMON STOCK Cmn 684010951 344 22,400 Sh Put Shared-defined 1 22,400 OPTIONSXPRESS, INC. COMMON STOCK Cmn 684010101 13 815 Sh Shared-defined 1 815 OPTIONSXPRESS, INC. COMMON STOCK Cmn 684010101 6 414 Sh Shared-defined -- 414 OPTRONICS INTERNATIONAL CORP COMMON STOCK Cmn 68401H104 33 3,573 Sh Shared-defined 1 3,573 OPTRONICS INTERNATIONAL CORP COMMON STOCK Cmn 68401H104 76 8,298 Sh Shared-defined -- 8,298 ORACLE SYS CORP Cmn 68389X905 21,496 800,600 Sh Call Shared-defined 1 800,600 ORACLE SYS CORP Cmn 68389X955 33,436 1,245,300 Sh Put Shared-defined 1 1,245,300 ORACLE SYS CORP Cmn 68389X105 14,620 544,514 Sh Shared-defined -- 544,514 ORASURE TECHNOLOGIES INC CMN STK Cmn 68554V908 34 8,300 Sh Call Shared-defined 1 8,300 ORASURE TECHNOLOGIES INC CMN STK Cmn 68554V958 10 2,500 Sh Put Shared-defined 1 2,500 COLUMN TOTALS 70,940
FORM 13F Page 393 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ORASURE TECHNOLOGIES INC CMN STK Cmn 68554V108 3 802 Sh Shared-defined 1 802 ORBITAL SCIENCES 2.4375% CB 1/15/2027- REGISTERED Bond 685564AN6 37,828 38,006,000 Prn Shared-defined -- N/A ORBITAL SCIENCES COMMON STOCK Cmn 685564106 57 3,737 Sh Shared-defined 1 3,737 ORBITAL SCIENCES COMMON STOCK Cmn 685564106 100 6,547 Sh Shared-defined -- 6,547 ORBITAL SCIENCES COMMON STOCK Cmn 685564906 98 6,400 Sh Call Shared-defined 1 6,400 ORBITAL SCIENCES COMMON STOCK Cmn 685564956 37 2,400 Sh Put Shared-defined 1 2,400 ORBITZ WORLDWIDE INC Cmn 68557K109 22 3,537 Sh Shared-defined 1 3,537 ORBITZ WORLDWIDE INC Cmn 68557K909 67 10,700 Sh Call Shared-defined 1 10,700 ORBITZ WORLDWIDE INC Cmn 68557K959 16 2,600 Sh Put Shared-defined 1 2,600 ORBITZ WORLDWIDE INC Cmn 68557K109 271 43,027 Sh Shared-defined -- 43,027 ORBOTECH LTD Cmn M75253100 24 2,357 Sh Shared-defined 1 2,357 ORBOTECH LTD Cmn M75253100 141 14,164 Sh Shared-defined -- 14,164 ORCKIT COMMUNICATIONS INC CMN STK Cmn M7531S206 2 612 Sh Shared-defined 1 612 ORCKIT COMMUNICATIONS INC CMN STK Cmn M7531S906 138 43,200 Sh Call Shared-defined 1 43,200 COLUMN TOTALS 38,804
FORM 13F Page 394 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ORCKIT COMMUNICATIONS INC CMN STK Cmn M7531S956 42 13,000 Sh Put Shared-defined 1 13,000 OREILY AUTOMOTIVE INC CMN STK Cmn 686091909 1,761 33,100 Sh Call Shared-defined 1 33,100 OREILY AUTOMOTIVE INC CMN STK Cmn 686091959 1,373 25,800 Sh Put Shared-defined 1 25,800 OREILY AUTOMOTIVE INC CMN STK Cmn 686091109 1,879 35,314 Sh Shared-defined -- 35,314 OREXIGEN THERAPEUTICS INC Cmn 686164104 78 13,196 Sh Shared-defined 1 13,196 OREXIGEN THERAPEUTICS INC Cmn 686164904 112 18,900 Sh Call Shared-defined 1 18,900 OREXIGEN THERAPEUTICS INC Cmn 686164954 260 43,800 Sh Put Shared-defined 1 43,800 OREXIGEN THERAPEUTICS INC Cmn 686164104 16 2,694 Sh Shared-defined -- 2,694 ORIENT EXPRESS HOTELS LTD -A Cmn G67743907 89 8,000 Sh Call Shared-defined 1 8,000 ORIENT EXPRESS HOTELS LTD -A Cmn G67743957 29 2,600 Sh Put Shared-defined 1 2,600 ORIENT EXPRESS HOTELS LTD -A Cmn G67743107 4 400 Sh Shared-defined -- 400 ORIENT PAPER INC Cmn 68619F905 211 48,700 Sh Call Shared-defined 1 48,700 ORIENT PAPER INC Cmn 68619F955 105 24,200 Sh Put Shared-defined 1 24,200 ORIENTAL FINL GROUP CMN STK Cmn 68618W900 55 4,100 Sh Call Shared-defined 1 4,100 COLUMN TOTALS 6,014
FORM 13F Page 395 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ORIENTAL FINL GROUP CMN STK Cmn 68618W950 89 6,700 Sh Put Shared-defined 1 6,700 ORIENTAL FINL GROUP CMN STK Cmn 68618W100 41 3,061 Sh Shared-defined 1 3,061 ORIGIN AGRITECH LTD COMMON STOCK Cmn G67828906 375 45,900 Sh Call Shared-defined 1 45,900 ORIGIN AGRITECH LTD COMMON STOCK Cmn G67828956 192 23,500 Sh Put Shared-defined 1 23,500 ORIGIN AGRITECH LTD COMMON STOCK Cmn G67828106 106 12,971 Sh Shared-defined 1 12,971 ORION MARINE GROUP INC-144A Cmn 68628V908 180 14,500 Sh Call Shared-defined 1 14,500 ORION MARINE GROUP INC-144A Cmn 68628V958 12 1,000 Sh Put Shared-defined 1 1,000 ORITANI FINANCIAL CORP Cmn 68633D103 7,871 788,711 Sh Shared-defined -- 788,711 ORTHOVITA INC Cmn 68750U102 18 7,960 Sh Shared-defined 1 7,960 ORTHOVITA INC Cmn 68750U102 85 37,622 Sh Shared-defined -- 37,622 OSHKOSH CORP Cmn 688239901 3,495 127,100 Sh Call Shared-defined 1 127,100 OSHKOSH CORP Cmn 688239951 1,271 46,200 Sh Put Shared-defined 1 46,200 OSHKOSH CORP Cmn 688239201 1,506 54,749 Sh Shared-defined -- 54,749 OSI SYSTEMS INC CMN STOCK Cmn 671044905 1,366 37,600 Sh Call Shared-defined 1 37,600 COLUMN TOTALS 16,607
FORM 13F Page 396 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- OSI SYSTEMS INC CMN STOCK Cmn 671044955 287 7,900 Sh Put Shared-defined 1 7,900 OSI SYSTEMS INC CMN STOCK Cmn 671044105 162 4,459 Sh Shared-defined -- 4,459 OSIRIS THERAPEUTICS COMMON STOCK Cmn 68827R108 36 4,941 Sh Shared-defined -- 4,941 OSIRIS THERAPEUTICS COMMON STOCK Cmn 68827R908 69 9,500 Sh Call Shared-defined 1 9,500 OSIRIS THERAPEUTICS COMMON STOCK Cmn 68827R958 37 5,100 Sh Put Shared-defined 1 5,100 OTTER TAIL CORPORATION CMN STK Cmn 689648903 232 11,400 Sh Call Shared-defined 1 11,400 OTTER TAIL CORPORATION CMN STK Cmn 689648953 120 5,900 Sh Put Shared-defined 1 5,900 OTTER TAIL CORPORATION CMN STK Cmn 689648103 588 28,853 Sh Shared-defined -- 28,853 OVERSEAS SHIPHOLDING GROUP CMN STK Cmn 690368105 227 6,607 Sh Shared-defined 1 6,607 OVERSEAS SHIPHOLDING GROUP CMN STK Cmn 690368105 1,231 35,876 Sh Shared-defined -- 35,876 OVERSEAS SHIPHOLDING GROUP CMN STK Cmn 690368905 1,781 51,900 Sh Call Shared-defined 1 51,900 OVERSEAS SHIPHOLDING GROUP CMN STK Cmn 690368955 1,534 44,700 Sh Put Shared-defined 1 44,700 OVERSTOCK.COM INC CMN STK Cmn 690370101 240 15,249 Sh Shared-defined 1 15,249 OVERSTOCK.COM INC CMN STK Cmn 690370101 241 15,299 Sh Shared-defined -- 15,299 COLUMN TOTALS 6,785
FORM 13F Page 397 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- OVERSTOCK.COM INC CMN STK Cmn 690370901 594 37,800 Sh Call Shared-defined 1 37,800 OVERSTOCK.COM INC CMN STK Cmn 690370951 228 14,500 Sh Put Shared-defined 1 14,500 OWENS & MINOR INC CMN STK Cmn 690732102 64 2,244 Sh Shared-defined 1 2,244 OWENS & MINOR INC CMN STK Cmn 690732102 388 13,636 Sh Shared-defined -- 13,636 OWENS CORNING INC Cmn 690742101 1,128 44,010 Sh Shared-defined 1 44,010 OWENS CORNING INC Cmn 690742101 4,606 179,729 Sh Shared-defined -- 179,729 OWENS CORNING INC Cmn 690742901 4,201 163,900 Sh Call Shared-defined 1 163,900 OWENS CORNING INC Cmn 690742951 5,049 197,000 Sh Put Shared-defined 1 197,000 OWENS CORNING INC Cmn 690742901 3,460 135,000 Sh Call Shared-defined -- 135,000 OWENS-ILLINOIS INC CMN STK Cmn 690768403 2,403 85,643 Sh Shared-defined -- 85,643 OWENS-ILLINOIS INC CMN STK Cmn 690768903 1,271 45,300 Sh Call Shared-defined 1 45,300 OWENS-ILLINOIS INC CMN STK Cmn 690768953 1,793 63,900 Sh Put Shared-defined 1 63,900 OXFORD INDUSTRIES INC CMN STK Cmn 691497909 516 21,700 Sh Call Shared-defined 1 21,700 OXFORD INDUSTRIES INC CMN STK Cmn 691497959 663 27,900 Sh Put Shared-defined 1 27,900 COLUMN TOTALS 26,364
FORM 13F Page 398 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- OXFORD INDUSTRIES INC CMN STK Cmn 691497309 63 2,634 Sh Shared-defined 1 2,634 OXFORD INDUSTRIES INC CMN STK Cmn 691497309 43 1,798 Sh Shared-defined -- 1,798 OXIGENE INC CMN STK Cmn 691828107 2 8,358 Sh Shared-defined 1 8,358 OXIGENE INC CMN STK Cmn 691828107 1 3,900 Sh Shared-defined -- 3,900 P & O PRINCESS Depository CRUISES - ADR Receipt 14365C103 56 1,416 Sh Shared-defined 1 N/A P & O PRINCESS Depository CRUISES - ADR Receipt 14365C103 209 5,276 Sh Shared-defined -- N/A P F CHANGS CHINA BISTRO INC CMN STOCK Cmn 69333Y908 2,518 54,500 Sh Call Shared-defined 1 54,500 P F CHANGS CHINA BISTRO INC CMN STOCK Cmn 69333Y958 1,164 25,200 Sh Put Shared-defined 1 25,200 P F CHANGS CHINA BISTRO INC CMN STOCK Cmn 69333Y108 9,340 202,156 Sh Shared-defined -- 202,156 PACCAR INC Cmn 693718908 12,610 261,900 Sh Call Shared-defined 1 261,900 PACCAR INC Cmn 693718958 7,723 160,400 Sh Put Shared-defined 1 160,400 PACCAR INC Cmn 693718108 45,960 954,511 Sh Shared-defined -- 954,511 PACER INTERNATIONAL INC CMN STK Cmn 69373H906 153 25,300 Sh Call Shared-defined 1 25,300 PACER INTERNATIONAL INC CMN STK Cmn 69373H956 60 9,900 Sh Put Shared-defined 1 9,900 COLUMN TOTALS 79,902
FORM 13F Page 399 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PACER INTERNATIONAL INC CMN STK Cmn 69373H106 29 4,792 Sh Shared-defined 1 4,792 PACER INTERNATIONAL INC CMN STK Cmn 69373H106 126 20,800 Sh Shared-defined -- 20,800 PACIFIC SUNWEAR CALIF INC CMN STK Cmn 694873900 31 6,000 Sh Call Shared-defined 1 6,000 PACIFIC SUNWEAR CALIF INC CMN STK Cmn 694873950 24 4,600 Sh Put Shared-defined 1 4,600 PACIFIC SUNWEAR CALIF INC CMN STK Cmn 694873100 8 1,579 Sh Shared-defined 1 1,579 PACKAGING CORP OF AMERICA CMN STOCK Cmn 695156909 477 20,600 Sh Call Shared-defined 1 20,600 PACKAGING CORP OF AMERICA CMN STOCK Cmn 695156959 285 12,300 Sh Put Shared-defined 1 12,300 PACKAGING CORP OF AMERICA CMN STOCK Cmn 695156109 23 977 Sh Shared-defined 1 977 PACKAGING CORP OF AMERICA CMN STOCK Cmn 695156109 74 3,200 Sh Shared-defined -- 3,200 PACTIV CORPORATION Cmn 695257905 2,493 75,600 Sh Call Shared-defined 1 75,600 PACTIV CORPORATION Cmn 695257955 1,346 40,800 Sh Put Shared-defined 1 40,800 PACTIV CORPORATION Cmn 695257105 1,696 51,437 Sh Shared-defined 1 51,437 PACTIV CORPORATION Cmn 695257105 1,487 45,098 Sh Shared-defined -- 45,098 PAETEC HOLDING CORP COMMON STOCK Cmn 695459107 8 1,980 Sh Shared-defined 1 1,980 COLUMN TOTALS 8,107
FORM 13F Page 400 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PAETEC HOLDING CORP COMMON STOCK Cmn 695459907 17 4,100 Sh Call Shared-defined 1 4,100 PAETEC HOLDING CORP COMMON STOCK Cmn 695459957 19 4,600 Sh Put Shared-defined 1 4,600 PAIN THERAPEUTICS INC Cmn 69562K100 11 1,705 Sh Shared-defined 1 1,705 PAIN THERAPEUTICS INC Cmn 69562K900 9 1,500 Sh Call Shared-defined 1 1,500 PAIN THERAPEUTICS INC Cmn 69562K100 88 14,242 Sh Shared-defined -- 14,242 PALL CORP Cmn 696429307 3 81 Sh Shared-defined 1 81 PALL CORP Cmn 696429907 1,253 30,100 Sh Call Shared-defined 1 30,100 PALL CORP Cmn 696429957 737 17,700 Sh Put Shared-defined 1 17,700 PALL CORP Cmn 696429307 54 1,302 Sh Shared-defined -- 1,302 PALOMAR MED TECHNOLOGIES INC CMN STK Cmn 697529903 188 18,200 Sh Call Shared-defined 1 18,200 PALOMAR MED TECHNOLOGIES INC CMN STK Cmn 697529953 53 5,100 Sh Put Shared-defined 1 5,100 PALOMAR MED TECHNOLOGIES INC CMN STK Cmn 697529303 21 1,998 Sh Shared-defined 1 1,998 PAN AMERICAN SILVER CORP CMN STOCK Cmn 697900908 5,948 201,000 Sh Call Shared-defined 1 201,000 PAN AMERICAN SILVER CORP CMN STOCK Cmn 697900958 4,563 154,200 Sh Put Shared-defined 1 154,200 COLUMN TOTALS 12,964
FORM 13F Page 401 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PAN AMERICAN SILVER CORP CMN STOCK Cmn 697900108 92 3,101 Sh Shared-defined -- 3,101 PANERA BREAD CO - CL A CMN STK Cmn 69840W108 27,309 308,188 Sh Shared-defined -- 308,188 PANERA BREAD CO - CL A CMN STK Cmn 69840W908 5,467 61,700 Sh Call Shared-defined 1 61,700 PANERA BREAD CO - CL A CMN STK Cmn 69840W958 8,028 90,600 Sh Put Shared-defined 1 90,600 PANTRY INC CMN STOCK Cmn 698657903 521 21,600 Sh Call Shared-defined 1 21,600 PANTRY INC CMN STOCK Cmn 698657953 75 3,100 Sh Put Shared-defined 1 3,100 PANTRY INC CMN STOCK Cmn 698657103 37 1,555 Sh Shared-defined 1 1,555 PANTRY INC CMN STOCK Cmn 698657103 259 10,760 Sh Shared-defined -- 10,760 PAPA JOHNS INTERNATIONAL INC CMN STK Cmn 698813902 1,134 43,000 Sh Call Shared-defined 1 43,000 PAPA JOHNS INTERNATIONAL INC CMN STK Cmn 698813952 984 37,300 Sh Put Shared-defined 1 37,300 PAPA JOHNS INTERNATIONAL INC CMN STK Cmn 698813102 9 354 Sh Shared-defined 1 354 PAPA JOHNS INTERNATIONAL INC CMN STK Cmn 698813102 319 12,111 Sh Shared-defined -- 12,111 PAR PHARMACEUTICAL COS INC CMN STK Cmn 69888P906 349 12,000 Sh Call Shared-defined 1 12,000 PAR PHARMACEUTICAL COS INC CMN STK Cmn 69888P956 119 4,100 Sh Put Shared-defined 1 4,100 COLUMN TOTALS 44,702
FORM 13F Page 402 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PAR PHARMACEUTICAL COS INC CMN STK Cmn 69888P106 486 16,706 Sh Shared-defined -- 16,706 PARAGON SHIPPING INC-CLASS A Cmn 69913R909 40 10,200 Sh Call Shared-defined 1 10,200 PARAGON SHIPPING INC-CLASS A Cmn 69913R959 61 15,400 Sh Put Shared-defined 1 15,400 PARAGON SHIPPING INC-CLASS A Cmn 69913R309 82 20,692 Sh Shared-defined 1 20,692 PARAMETRIC TECHNOLOGY CORP CMN STK Cmn 699173209 31,512 1,612,703 Sh Shared-defined -- 1,612,703 PAREXEL INTL CORP CMN STOCK Cmn 699462107 129 5,579 Sh Shared-defined 1 5,579 PAREXEL INTL CORP CMN STOCK Cmn 699462107 117 5,066 Sh Shared-defined -- 5,066 PARK NATIONAL CORP CMN STK Cmn 700658107 63 991 Sh Shared-defined 1 991 PARK NATIONAL CORP CMN STK Cmn 700658107 286 4,459 Sh Shared-defined -- 4,459 PARKER DRILLING CO CMN STK Cmn 701081101 25 5,815 Sh Shared-defined 1 5,815 PARKER DRILLING CO CMN STK Cmn 701081901 39 9,000 Sh Call Shared-defined 1 9,000 PARKER HANNIFIN CORP Cmn 701094904 4,645 66,300 Sh Call Shared-defined 1 66,300 PARKER HANNIFIN CORP Cmn 701094954 3,531 50,400 Sh Put Shared-defined 1 50,400 PARKER HANNIFIN CORP Cmn 701094104 74 1,061 Sh Shared-defined 1 1,061 COLUMN TOTALS 41,090
FORM 13F Page 403 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PARKER HANNIFIN CORP Cmn 701094104 14,730 210,249 Sh Shared-defined -- 210,249 PARKERVISION INC CMN STK Cmn 701354902 1 1,100 Sh Call Shared-defined 1 1,100 PARKERVISION INC CMN STK Cmn 701354952 8 11,100 Sh Put Shared-defined 1 11,100 PARKERVISION INC CMN STK Cmn 701354102 4 6,106 Sh Shared-defined 1 6,106 PARKERVISION INC CMN STK Cmn 701354102 -- 550 Sh Shared-defined -- 550 PARK-OHIO HOLDINGS CORP CMN STK Cmn 700666100 22 1,619 Sh Shared-defined 1 1,619 PARK-OHIO HOLDINGS CORP CMN STK Cmn 700666100 135 10,130 Sh Shared-defined -- 10,130 PARTNERRE LTD CMN STOCK Cmn G6852T905 1,243 15,500 Sh Call Shared-defined 1 15,500 PARTNERRE LTD CMN STOCK Cmn G6852T955 1,123 14,000 Sh Put Shared-defined 1 14,000 PARTNERRE LTD CMN STOCK Cmn G6852T105 3,941 49,149 Sh Shared-defined -- 49,149 PATNI COMPUTER SYSTEMS LTD ADR FOR ORD SHARE 1:2 Depository Receipt 703248203 166 9,068 Sh Shared-defined 1 N/A PATNI COMPUTER SYSTEMS LTD ADR FOR ORD SHARE 1:2 Depository Receipt 703248203 21 1,165 Sh Shared-defined -- N/A PATRIOT COAL CORP COMMON STOCK Cmn 70336T904 1,903 166,800 Sh Call Shared-defined 1 166,800 PATRIOT COAL CORP COMMON STOCK Cmn 70336T954 2,787 244,300 Sh Put Shared-defined 1 244,300 COLUMN TOTALS 26,084
FORM 13F Page 404 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PATRIOT COAL CORP COMMON STOCK Cmn 70336T104 532 46,651 Sh Shared-defined 1 46,651 PATRIOT COAL CORP COMMON STOCK Cmn 70336T104 476 41,686 Sh Shared-defined -- 41,686 PATTERSON COS INC CMN STK Cmn 703395903 1,309 45,700 Sh Call Shared-defined 1 45,700 PATTERSON COS INC CMN STK Cmn 703395953 688 24,000 Sh Put Shared-defined 1 24,000 PATTERSON COS INC CMN STK Cmn 703395103 102 3,545 Sh Shared-defined -- 3,545 PATTERSON-UTI ENERGY COMMON STOCK Cmn 703481101 428 25,062 Sh Shared-defined 1 25,062 PATTERSON-UTI ENERGY COMMON STOCK Cmn 703481101 69,328 4,059,022 Sh Shared-defined -- 4,059,022 PATTERSON-UTI ENERGY COMMON STOCK Cmn 703481901 526 30,800 Sh Call Shared-defined 1 30,800 PATTERSON-UTI ENERGY COMMON STOCK Cmn 703481951 215 12,600 Sh Put Shared-defined 1 12,600 PAYCHEX INC CMN STK Cmn 704326907 5,097 185,400 Sh Call Shared-defined 1 185,400 PAYCHEX INC CMN STK Cmn 704326957 3,178 115,600 Sh Put Shared-defined 1 115,600 PAYCHEX INC CMN STK Cmn 704326107 2,881 104,805 Sh Shared-defined -- 104,805 PDF SOLUTIONS INC Cmn 693282105 4 1,076 Sh Shared-defined 1 1,076 PDF SOLUTIONS INC Cmn 693282105 38 10,400 Sh Shared-defined -- 10,400 COLUMN TOTALS 84,802
FORM 13F Page 405 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PDL BIOPHARMA INC CMN STK Cmn 69329Y904 106 20,100 Sh Call Shared-defined 1 20,100 PDL BIOPHARMA INC CMN STK Cmn 69329Y954 142 27,000 Sh Put Shared-defined 1 27,000 PDL BIOPHARMA INC CMN STK Cmn 69329Y104 10 1,940 Sh Shared-defined -- 1,940 PEABODY ENERGY CORP COM SHS Cmn 704549104 459 9,374 Sh Shared-defined 1 9,374 PEABODY ENERGY CORP COM SHS Cmn 704549104 750 15,295 Sh Shared-defined -- 15,295 PEABODY ENERGY CORP COM SHS Cmn 704549904 23,809 485,800 Sh Call Shared-defined 1 485,800 PEABODY ENERGY CORP COM SHS Cmn 704549954 17,433 355,700 Sh Put Shared-defined 1 355,700 PEET'S COFFEE & TEA, INC. Cmn 705560100 39 1,129 Sh Shared-defined 1 1,129 PEET'S COFFEE & TEA, INC. Cmn 705560900 438 12,800 Sh Call Shared-defined 1 12,800 PEET'S COFFEE & TEA, INC. Cmn 705560950 363 10,600 Sh Put Shared-defined 1 10,600 PEET'S COFFEE & TEA, INC. Cmn 705560100 288 8,400 Sh Shared-defined -- 8,400 PEGASYSTEMS INC CMN STOCK Cmn 705573903 981 31,600 Sh Call Shared-defined 1 31,600 PEGASYSTEMS INC CMN STOCK Cmn 705573953 75 2,400 Sh Put Shared-defined 1 2,400 PEGASYSTEMS INC CMN STOCK Cmn 705573103 7,208 232,133 Sh Shared-defined -- 232,133 COLUMN TOTALS 52,101
FORM 13F Page 406 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PENGROWTH ENERGY TRUST -A COMMON STOCK Cmn 706902909 158 14,300 Sh Call Shared-defined 1 14,300 PENGROWTH ENERGY TRUST -A COMMON STOCK Cmn 706902959 103 9,300 Sh Put Shared-defined 1 9,300 PENGROWTH ENERGY TRUST -A COMMON STOCK Cmn 706902509 224 20,262 Sh Shared-defined -- 20,262 PENN NATIONAL GAMING INC CMN STOCK Cmn 707569909 2,665 90,000 Sh Call Shared-defined 1 90,000 PENN NATIONAL GAMING INC CMN STOCK Cmn 707569959 847 28,600 Sh Put Shared-defined 1 28,600 PENN NATIONAL GAMING INC CMN STOCK Cmn 707569109 6 211 Sh Shared-defined 1 211 PENN NATIONAL GAMING INC CMN STOCK Cmn 707569109 13,652 461,068 Sh Shared-defined -- 461,068 PENN VIRGINIA CORP CMN STK Cmn 707882906 560 34,900 Sh Call Shared-defined 1 34,900 PENN VIRGINIA CORP CMN STK Cmn 707882956 148 9,200 Sh Put Shared-defined 1 9,200 PENN VIRGINIA CORP CMN STK Cmn 707882106 26 1,600 Sh Shared-defined -- 1,600 PENN VIRGINIA GP HOLDINGS LP Cmn 70788P105 102 4,480 Sh Shared-defined 1 4,480 PENN VIRGINIA GP HOLDINGS LP Cmn 70788P905 59 2,600 Sh Call Shared-defined 1 2,600 PENN VIRGINIA GP HOLDINGS LP Cmn 70788P955 261 11,400 Sh Put Shared-defined 1 11,400 PENN VIRGINIA RESOURCE PARTNERS LP Cmn 707884902 145 5,900 Sh Call Shared-defined 1 5,900 COLUMN TOTALS 18,956
FORM 13F Page 407 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PENN VIRGINIA RESOURCE PARTNERS LP Cmn 707884952 210 8,500 Sh Put Shared-defined 1 8,500 PENN VIRGINIA RESOURCE PARTNERS LP Cmn 707884102 96 3,894 Sh Shared-defined 1 3,894 PENN WEST ENERGY TRUST UNIT Cmn 707885909 1,152 57,400 Sh Call Shared-defined 1 57,400 PENN WEST ENERGY TRUST UNIT Cmn 707885959 1,224 61,000 Sh Put Shared-defined 1 61,000 PENN WEST ENERGY TRUST UNIT Cmn 707885109 1,764 87,894 Sh Shared-defined 1 87,894 PENNSYLVANIA RE INVS TRUST CMN STK Cmn 709102107 6 502 Sh Shared-defined 1 502 PENNSYLVANIA RE INVS TRUST CMN STK Cmn 709102107 13 1,110 Sh Shared-defined -- 1,110 PENNSYLVANIA RE INVS TRUST CMN STK Cmn 709102907 398 33,600 Sh Call Shared-defined 1 33,600 PENNSYLVANIA RE INVS TRUST CMN STK Cmn 709102957 334 28,200 Sh Put Shared-defined 1 28,200 PENSKE AUTO GROUP CMN STOCK Cmn 70959W903 117 8,900 Sh Call Shared-defined 1 8,900 PENSKE AUTO GROUP CMN STOCK Cmn 70959W953 44 3,300 Sh Put Shared-defined 1 3,300 PENSKE AUTO GROUP CMN STOCK Cmn 70959W103 4 295 Sh Shared-defined 1 295 PENSKE AUTO GROUP CMN STOCK Cmn 70959W103 18,365 1,391,312 Sh Shared-defined -- 1,391,312 PENSON WORLDWIDE INC CMN STK Cmn 709600100 117 23,604 Sh Shared-defined -- 23,604 COLUMN TOTALS 23,844
FORM 13F Page 408 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PENTAIR INC COMMON NASDAQ Cmn 709631105 7 209 Sh Shared-defined 1 209 PENTAIR INC COMMON NASDAQ Cmn 709631105 1,704 50,668 Sh Shared-defined -- 50,668 PENTAIR INC COMMON NASDAQ Cmn 709631905 1,796 53,400 Sh Call Shared-defined 1 53,400 PENTAIR INC COMMON NASDAQ Cmn 709631955 921 27,400 Sh Put Shared-defined 1 27,400 PENWEST PHARMACEUTICALS CO CMN STOCK Cmn 709754955 81 16,300 Sh Put Shared-defined 1 16,300 PENWEST PHARMACEUTICALS CO CMN STOCK Cmn 709754105 84 16,809 Sh Shared-defined 1 16,809 PEOPLE'S UNITED FINANCIAL INC CMN STOCK Cmn 712704905 319 24,400 Sh Call Shared-defined 1 24,400 PEOPLE'S UNITED FINANCIAL INC CMN STOCK Cmn 712704955 398 30,400 Sh Put Shared-defined 1 30,400 PEOPLE'S UNITED FINANCIAL INC CMN STOCK Cmn 712704105 485 37,057 Sh Shared-defined 1 37,057 PEOPLE'S UNITED FINANCIAL INC CMN STOCK Cmn 712704105 512 39,127 Sh Shared-defined -- 39,127 PEP BOYS COMMON STOCK PBY Cmn 713278109 99 9,368 Sh Shared-defined -- 9,368 PEPCO HOLDINGS INC CMN STK Cmn 713291902 402 21,600 Sh Call Shared-defined 1 21,600 PEPCO HOLDINGS INC CMN STK Cmn 713291952 28 1,500 Sh Put Shared-defined 1 1,500 PEPCO HOLDINGS INC CMN STK Cmn 713291102 1,691 90,888 Sh Shared-defined -- 90,888 COLUMN TOTALS 8,527
FORM 13F Page 409 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PEPSICO INC Cmn 713448108 1,088 16,371 Sh Shared-defined 1 16,371 PEPSICO INC Cmn 713448108 45,088 678,632 Sh Shared-defined -- 678,632 PEPSICO INC Cmn 713448908 65,297 982,800 Sh Call Shared-defined 1 982,800 PEPSICO INC Cmn 713448958 19,633 295,500 Sh Put Shared-defined 1 295,500 PEREGRINE PHARMACEUTICALS INC COMMON STOCK Cmn 713661304 19 13,003 Sh Shared-defined 1 13,003 PEREGRINE PHARMACEUTICALS INC COMMON STOCK Cmn 713661304 1 816 Sh Shared-defined -- 816 PERFECT WORLD CO-SPON ADR Depository Receipt 71372U104 492 19,171 Sh Shared-defined 1 N/A PERFICIENT INC Cmn 71375U101 8 902 Sh Shared-defined 1 902 PERFICIENT INC Cmn 71375U101 270 29,552 Sh Shared-defined -- 29,552 PERKINELMER INC Cmn 714046109 14 597 Sh Shared-defined 1 597 PERKINELMER INC Cmn 714046909 241 10,400 Sh Call Shared-defined 1 10,400 PERKINELMER INC Cmn 714046959 167 7,200 Sh Put Shared-defined 1 7,200 PERKINELMER INC Cmn 714046109 182 7,846 Sh Shared-defined -- 7,846 PERMIAN BASIN ROYALTY TRUST CMN STK Cmn 714236906 207 10,500 Sh Call Shared-defined 1 10,500 COLUMN TOTALS 132,707
FORM 13F Page 410 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PERMIAN BASIN ROYALTY TRUST CMN STK Cmn 714236956 241 12,200 Sh Put Shared-defined 1 12,200 PERMIAN BASIN ROYALTY TRUST CMN STK Cmn 714236106 35 1,800 Sh Shared-defined 1 1,800 PERMIAN BASIN ROYALTY TRUST CMN STK Cmn 714236106 95 4,823 Sh Shared-defined -- 4,823 PERRIGO COMPANY CMN STK Cmn 714290903 2,877 44,800 Sh Call Shared-defined 1 44,800 PERRIGO COMPANY CMN STK Cmn 714290953 687 10,700 Sh Put Shared-defined 1 10,700 PERRIGO COMPANY CMN STK Cmn 714290103 181 2,823 Sh Shared-defined -- 2,823 PETMED EXPRESS INC COMMON STOCK Cmn 716382906 88 5,000 Sh Call Shared-defined 1 5,000 PETMED EXPRESS INC COMMON STOCK Cmn 716382956 315 18,000 Sh Put Shared-defined 1 18,000 PETMED EXPRESS INC COMMON STOCK Cmn 716382106 338 19,299 Sh Shared-defined 1 19,299 PETMED EXPRESS INC COMMON STOCK Cmn 716382106 130 7,406 Sh Shared-defined -- 7,406 PETROBRAS ENERGIA SA-ADR Depository Receipt 71646J109 203 12,303 Sh Shared-defined -- N/A PETROHAWK ENERGY CORP COMMON STOCK Cmn 716495906 4,229 262,000 Sh Call Shared-defined 1 262,000 PETROHAWK ENERGY CORP COMMON STOCK Cmn 716495956 7,055 437,100 Sh Put Shared-defined 1 437,100 PETROHAWK ENERGY CORP COMMON STOCK Cmn 716495106 3,042 188,503 Sh Shared-defined 1 188,503 COLUMN TOTALS 19,516
FORM 13F Page 411 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PETROHAWK ENERGY CORP COMMON STOCK Cmn 716495106 53,162 3,293,803 Sh Shared-defined -- 3,293,803 PETROLEO BRASILEIRO S.A. -ADR 1:1 Depository Receipt 71654V408 3,959 109,150 Sh Shared-defined 1 N/A PETROLEO BRASILEIRO S.A. -ADR 1:1 Depository Receipt 71654V408 32,938 908,142 Sh Shared-defined -- N/A PETROLEO BRASILEIRO SA-PREF ADR 1:1 Depository Receipt 71654V101 396 12,064 Sh Shared-defined 1 N/A PETROLEO BRASILEIRO SA-PREF ADR 1:1 Depository Receipt 71654V101 6,006 182,998 Sh Shared-defined -- N/A PETROLEUM DEVELOPMENT CORP CMN STK Cmn 716578909 306 11,100 Sh Call Shared-defined 1 11,100 PETROLEUM DEVELOPMENT CORP CMN STK Cmn 716578959 179 6,500 Sh Put Shared-defined 1 6,500 PETROLEUM DEVELOPMENT CORP CMN STK Cmn 716578109 198 7,160 Sh Shared-defined 1 7,160 PETROLEUM DEVELOPMENT CORP CMN STK Cmn 716578109 9,552 346,080 Sh Shared-defined -- 346,080 PETROQUEST ENERGY INC CMN STOCK Cmn 716748908 39 6,400 Sh Call Shared-defined 1 6,400 PETROQUEST ENERGY INC CMN STOCK Cmn 716748958 47 7,700 Sh Put Shared-defined 1 7,700 PETROQUEST ENERGY INC CMN STOCK Cmn 716748108 17 2,800 Sh Shared-defined -- 2,800 PETSMART INC CMN STK Cmn 716768906 2,622 74,900 Sh Call Shared-defined 1 74,900 PETSMART INC CMN STK Cmn 716768956 119 3,400 Sh Put Shared-defined 1 3,400 COLUMN TOTALS 109,540
FORM 13F Page 412 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PETSMART INC CMN STK Cmn 716768106 49,817 1,423,346 Sh Shared-defined -- 1,423,346 PFIZER INC Cmn 717081103 6,600 384,381 Sh Shared-defined 1 384,381 PFIZER INC Cmn 717081103 33,289 1,938,768 Sh Shared-defined -- 1,938,768 PFIZER INC Cmn 717081903 22,919 1,334,800 Sh Call Shared-defined 1 1,334,800 PFIZER INC Cmn 717081953 31,703 1,846,400 Sh Put Shared-defined 1 1,846,400 PG&E CORP Cmn 69331C108 1,338 29,452 Sh Shared-defined -- 29,452 PG&E CORP Cmn 69331C908 2,017 44,400 Sh Call Shared-defined 1 44,400 PG&E CORP Cmn 69331C958 1,467 32,300 Sh Put Shared-defined 1 32,300 PHARMACEUTICAL PRODUCT DEVELOPMENT INC Cmn 717124901 273 11,000 Sh Call Shared-defined 1 11,000 PHARMACEUTICAL PRODUCT DEVELOPMENT INC Cmn 717124951 213 8,600 Sh Put Shared-defined 1 8,600 PHARMACEUTICAL PRODUCT DEVELOPMENT INC Cmn 717124101 1,620 65,369 Sh Shared-defined -- 65,369 PHARMACYCLICS INC Cmn 716933906 3,923 486,700 Sh Call Shared-defined 1 486,700 PHARMACYCLICS INC Cmn 716933956 9 1,100 Sh Put Shared-defined 1 1,100 PHARMASSET INC Cmn 71715N106 11 378 Sh Shared-defined 1 378 COLUMN TOTALS 155,199
FORM 13F Page 413 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PHARMASSET INC Cmn 71715N106 10,200 345,768 Sh Shared-defined -- 345,768 PHARMERICA CORP Cmn 71714F104 91 9,531 Sh Shared-defined 1 9,531 PHARMERICA CORP Cmn 71714F104 350 36,704 Sh Shared-defined -- 36,704 PHARMERICA CORP Cmn 71714F904 254 26,700 Sh Call Shared-defined 1 26,700 PHARMERICA CORP Cmn 71714F954 3 300 Sh Put Shared-defined 1 300 PHEONIX COMPANIES INC Cmn 71902E109 37 17,444 Sh Shared-defined 1 17,444 PHEONIX COMPANIES INC Cmn 71902E109 8 3,977 Sh Shared-defined -- 3,977 PHH CORPORATION WHEN ISSUED COMMON STOCK Cmn 693320902 404 19,200 Sh Call Shared-defined 1 19,200 PHH CORPORATION WHEN ISSUED COMMON STOCK Cmn 693320952 27 1,300 Sh Put Shared-defined 1 1,300 PHH CORPORATION 4% CB 4/15/2012 - REGISTERED Bond 693320AH6 24,044 20,500,000 Prn Shared-defined -- N/A PHH CORPORATION WHEN ISSUED COMMON STOCK Cmn 693320202 2,485 117,978 Sh Shared-defined -- 117,978 PHILIP MORRIS INTERNATIONAL Cmn 718172109 727 12,978 Sh Shared-defined 1 12,978 PHILIP MORRIS INTERNATIONAL Cmn 718172109 1,390 24,814 Sh Shared-defined -- 24,814 PHILIP MORRIS INTERNATIONAL Cmn 718172909 56,093 1,001,300 Sh Call Shared-defined 1 1,001,300 COLUMN TOTALS 96,113
FORM 13F Page 414 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PHILIP MORRIS INTERNATIONAL Cmn 718172959 34,475 615,400 Sh Put Shared-defined 1 615,400 PHILIPS ELECTRONICS-NY SHR -ADR 1:1 Depository Receipt 500472303 226 7,230 Sh Shared-defined 1 N/A PHILIPS ELECTRONICS-NY SHR -ADR 1:1 Depository Receipt 500472303 63 2,023 Sh Shared-defined -- N/A PHILLIPS-VAN HEUSEN CMN STK Cmn 718592908 2,268 37,700 Sh Call Shared-defined 1 37,700 PHILLIPS-VAN HEUSEN CMN STK Cmn 718592958 1,841 30,600 Sh Put Shared-defined 1 30,600 PHILLIPS-VAN HEUSEN CMN STK Cmn 718592108 10,459 173,852 Sh Shared-defined -- 173,852 PHOTRONICS INC CMN STK Cmn 719405902 45 8,500 Sh Call Shared-defined 1 8,500 PHOTRONICS INC CMN STK Cmn 719405952 5 900 Sh Put Shared-defined 1 900 PHOTRONICS INC 5.5% CB 10/01/2014- REGISTERED Bond 719405AF9 19,071 14,943,000 Prn Shared-defined -- N/A PHOTRONICS INC CMN STK Cmn 719405102 14 2,726 Sh Shared-defined 1 2,726 PICO HLDGS INC CMN STK Cmn 693366205 55 1,851 Sh Shared-defined 1 1,851 PICO HLDGS INC CMN STK Cmn 693366205 266 8,916 Sh Shared-defined -- 8,916 PIEDMONT NATURAL GAS CO CMN STK Cmn 720186105 322 11,106 Sh Shared-defined -- 11,106 PIER 1 IMPORTS COMMON STOCK Cmn 720279108 16 1,915 Sh Shared-defined 1 1,915 COLUMN TOTALS 69,126
FORM 13F Page 415 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PIER 1 IMPORTS COMMON STOCK Cmn 720279108 751 91,703 Sh Shared-defined -- 91,703 PIER 1 IMPORTS COMMON STOCK Cmn 720279908 187 22,800 Sh Call Shared-defined 1 22,800 PIER 1 IMPORTS COMMON STOCK Cmn 720279958 120 14,700 Sh Put Shared-defined 1 14,700 PIKE ELECTRIC CORP COMMON STOCK Cmn 721283909 96 13,200 Sh Call Shared-defined 1 13,200 PIKE ELECTRIC CORP COMMON STOCK Cmn 721283959 47 6,500 Sh Put Shared-defined 1 6,500 PIKE ELECTRIC CORP COMMON STOCK Cmn 721283109 15 2,075 Sh Shared-defined 1 2,075 PIKE ELECTRIC CORP COMMON STOCK Cmn 721283109 55 7,500 Sh Shared-defined -- 7,500 PINNACLE ENTMT COMMON STOCK Cmn 723456909 604 54,200 Sh Call Shared-defined 1 54,200 PINNACLE ENTMT COMMON STOCK Cmn 723456959 27 2,400 Sh Put Shared-defined 1 2,400 PINNACLE ENTMT COMMON STOCK Cmn 723456109 551 49,399 Sh Shared-defined -- 49,399 PINNACLE FINANCIAL PARTNERS Cmn 72346Q104 2 230 Sh Shared-defined 1 230 PINNACLE FINANCIAL PARTNERS Cmn 72346Q104 285 31,039 Sh Shared-defined -- 31,039 PINNACLE WEST COMMON STOCK Cmn 723484901 25 600 Sh Call Shared-defined 1 600 PINNACLE WEST COMMON STOCK Cmn 723484951 322 7,800 Sh Put Shared-defined 1 7,800 COLUMN TOTALS 3,087
FORM 13F Page 416 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PINNACLE WEST COMMON STOCK Cmn 723484101 322 7,793 Sh Shared-defined 1 7,793 PINNACLE WEST COMMON STOCK Cmn 723484101 4,161 100,828 Sh Shared-defined -- 100,828 PIONEER DRILLING COMPANY COMMON STOCK Cmn 723655906 39 6,100 Sh Call Shared-defined 1 6,100 PIONEER DRILLING COMPANY COMMON STOCK Cmn 723655956 131 20,500 Sh Put Shared-defined 1 20,500 PIONEER DRILLING COMPANY COMMON STOCK Cmn 723655106 45 7,129 Sh Shared-defined 1 7,129 PIONEER NATURAL RESOURCES CO Cmn 723787907 8,356 128,500 Sh Call Shared-defined 1 128,500 PIONEER NATURAL RESOURCES CO Cmn 723787957 8,051 123,800 Sh Put Shared-defined 1 123,800 PIONEER NATURAL RESOURCES CO Cmn 723787107 16,098 247,545 Sh Shared-defined -- 247,545 PIPER JAFFRAY COS INC COMMON STOCK Cmn 724078900 1,244 42,700 Sh Call Shared-defined 1 42,700 PIPER JAFFRAY COS INC COMMON STOCK Cmn 724078950 1,014 34,800 Sh Put Shared-defined 1 34,800 PIPER JAFFRAY COS INC COMMON STOCK Cmn 724078100 24 824 Sh Shared-defined 1 824 PIPER JAFFRAY COS INC COMMON STOCK Cmn 724078100 730 25,043 Sh Shared-defined -- 25,043 PITNEY BOWES INC Cmn 724479100 155 7,271 Sh Shared-defined 1 7,271 PITNEY BOWES INC Cmn 724479100 2,210 103,365 Sh Shared-defined -- 103,365 COLUMN TOTALS 42,580
FORM 13F Page 417 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PITNEY BOWES INC Cmn 724479900 1,601 74,900 Sh Call Shared-defined 1 74,900 PITNEY BOWES INC Cmn 724479950 911 42,600 Sh Put Shared-defined 1 42,600 PLAINS ALL AMERICAN PIPELINE LP Cmn 726503105 10 152 Sh Shared-defined 1 152 PLAINS ALL AMERICAN PIPELINE LP Cmn 726503905 1,938 30,800 Sh Call Shared-defined 1 30,800 PLAINS ALL AMERICAN PIPELINE LP Cmn 726503955 2,781 44,200 Sh Put Shared-defined 1 44,200 PLAINS EXPLORATION & PRODUCT COMMON STOCK Cmn 726505100 8,827 330,966 Sh Shared-defined 1 330,966 PLAINS EXPLORATION & PRODUCT COMMON STOCK Cmn 726505100 41,013 1,537,781 Sh Shared-defined -- 1,537,781 PLAINS EXPLORATION & PRODUCT COMMON STOCK Cmn 726505900 4,598 172,400 Sh Call Shared-defined 1 172,400 PLAINS EXPLORATION & PRODUCT COMMON STOCK Cmn 726505950 13,458 504,600 Sh Put Shared-defined 1 504,600 PLAINS EXPLORATION & PRODUCT COMMON STOCK Cmn 726505900 18,002 675,000 Sh Call Shared-defined -- 675,000 PLANTRONICS INC CMN STK Cmn 727493908 311 9,200 Sh Call Shared-defined 1 9,200 PLANTRONICS INC CMN STK Cmn 727493958 655 19,400 Sh Put Shared-defined 1 19,400 PLANTRONICS INC CMN STK Cmn 727493108 213 6,292 Sh Shared-defined -- 6,292 PLATINUM UNDERWRITERS HOLDINGS LTD CMN STK Cmn G7127P100 11 245 Sh Shared-defined 1 245 COLUMN TOTALS 94,329
FORM 13F Page 418 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PLATINUM UNDERWRITERS HOLDINGS LTD CMN STK Cmn G7127P100 1,598 36,727 Sh Shared-defined -- 36,727 PLAYBOY ENTERPRISES - -CL B CMN STK Cmn 728117300 20 3,932 Sh Shared-defined 1 3,932 PLAYBOY ENTERPRISES - -CL B CMN STK Cmn 728117300 56 10,800 Sh Shared-defined -- 10,800 PLEXUS CORP CMN STK Cmn 729132900 1,021 34,800 Sh Call Shared-defined 1 34,800 PLEXUS CORP CMN STK Cmn 729132950 710 24,200 Sh Put Shared-defined 1 24,200 PLEXUS CORP CMN STK Cmn 729132100 26 900 Sh Shared-defined -- 900 PLUG POWER INC CMN STOCK Cmn 72919P903 4 10,400 Sh Call Shared-defined 1 10,400 PLUG POWER INC CMN STOCK Cmn 72919P103 3 6,585 Sh Shared-defined 1 6,585 PLUM CREEK TIMBER INC - -LP CMN STK Cmn 729251908 4,875 138,100 Sh Call Shared-defined 1 138,100 PLUM CREEK TIMBER INC - -LP CMN STK Cmn 729251958 4,024 114,000 Sh Put Shared-defined 1 114,000 PLUM CREEK TIMBER INC - -LP CMN STK Cmn 729251108 1,785 50,565 Sh Shared-defined -- 50,565 PMC - SIERRA INC CMN STK Cmn 69344F906 843 114,500 Sh Call Shared-defined 1 114,500 PMC - SIERRA INC CMN STK Cmn 69344F956 196 26,600 Sh Put Shared-defined 1 26,600 PMC - SIERRA INC CMN STK Cmn 69344F106 33 4,460 Sh Shared-defined 1 4,460 COLUMN TOTALS 15,194
FORM 13F Page 419 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PMC - SIERRA INC CMN STK Cmn 69344F106 87,772 11,925,516 Sh Shared-defined -- 11,925,516 PMI GROUP INC CMN STOCK Cmn 69344M101 214 58,241 Sh Shared-defined 1 58,241 PMI GROUP INC CMN STOCK Cmn 69344M101 1,087 296,242 Sh Shared-defined -- 296,242 PNC 1.6000% 01/01/9999 Pref Stk 693475402 10 99 Sh Shared-defined 1 N/A PNC 1.8000% 01/01/9999 Pref Stk 693475501 6 56 Sh Shared-defined 1 N/A PNC FINANCIAL SERVICES GROUP Cmn 693475105 17,323 333,711 Sh Shared-defined 1 333,711 PNC FINANCIAL SERVICES GROUP Cmn 693475905 18,537 357,100 Sh Call Shared-defined 1 357,100 PNC FINANCIAL SERVICES GROUP Cmn 693475955 30,876 594,800 Sh Put Shared-defined 1 594,800 PNC FINANCIAL SERVICES GROUP Cmn 693475105 58,608 1,129,030 Sh Shared-defined -- 1,129,030 PNC FINANCIAL SERVICES-CW18 Wt 693475121 5 500 Shared-defined 1 N/A PNM RESOURCES INC CMN STK Cmn 69349H907 413 36,300 Sh Call Shared-defined 1 36,300 PNM RESOURCES INC CMN STK Cmn 69349H957 204 17,900 Sh Put Shared-defined 1 17,900 PNM RESOURCES INC CMN STK Cmn 69349H107 32 2,838 Sh Shared-defined 1 2,838 PNM RESOURCES INC CMN STK Cmn 69349H107 1,371 120,387 Sh Shared-defined -- 120,387 COLUMN TOTALS 216,458
FORM 13F Page 420 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- POLARIS INDS INC CMN STK Cmn 731068902 2,194 33,700 Sh Call Shared-defined 1 33,700 POLARIS INDS INC CMN STK Cmn 731068952 1,458 22,400 Sh Put Shared-defined 1 22,400 POLARIS INDS INC CMN STK Cmn 731068102 438 6,726 Sh Shared-defined 1 6,726 POLARIS INDS INC CMN STK Cmn 731068102 1,142 17,549 Sh Shared-defined -- 17,549 POLO RALPH LAUREN CORP CMN STK-CLASS A Cmn 731572903 14,000 155,800 Sh Call Shared-defined 1 155,800 POLO RALPH LAUREN CORP CMN STK-CLASS A Cmn 731572953 9,498 105,700 Sh Put Shared-defined 1 105,700 POLO RALPH LAUREN CORP CMN STK-CLASS A Cmn 731572103 1,505 16,749 Sh Shared-defined 1 16,749 POLO RALPH LAUREN CORP CMN STK-CLASS A Cmn 731572103 15,813 175,976 Sh Shared-defined -- 175,976 POLYCOM INC CMN STOCK Cmn 73172K904 619 22,700 Sh Call Shared-defined 1 22,700 POLYCOM INC CMN STOCK Cmn 73172K954 1,438 52,700 Sh Put Shared-defined 1 52,700 POLYCOM INC CMN STOCK Cmn 73172K104 512 18,759 Sh Shared-defined 1 18,759 POLYCOM INC CMN STOCK Cmn 73172K104 1,092 40,034 Sh Shared-defined -- 40,034 POLYPORE INTERNATIONAL INC. COMMON STOCK Cmn 73179V903 428 14,200 Sh Call Shared-defined 1 14,200 POLYPORE INTERNATIONAL INC. COMMON STOCK Cmn 73179V953 477 15,800 Sh Put Shared-defined 1 15,800 COLUMN TOTALS 50,614
FORM 13F Page 421 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- POLYPORE INTERNATIONAL INC. COMMON STOCK Cmn 73179V103 42 1,408 Sh Shared-defined 1 1,408 PONIARD PHARMACEUTICALS INCCOMMON STOCK Cmn 732449901 27 44,200 Sh Call Shared-defined 1 44,200 PONIARD PHARMACEUTICALS INCCOMMON STOCK Cmn 732449951 6 9,400 Sh Put Shared-defined 1 9,400 PONIARD PHARMACEUTICALS INCCOMMON STOCK Cmn 732449301 19 31,997 Sh Shared-defined 1 31,997 POOL CORP CMN STOCK Cmn 73278L905 42 2,100 Sh Call Shared-defined 1 2,100 POOL CORP CMN STOCK Cmn 73278L955 694 34,600 Sh Put Shared-defined 1 34,600 POOL CORP CMN STOCK Cmn 73278L105 502 25,013 Sh Shared-defined 1 25,013 POOL CORP CMN STOCK Cmn 73278L105 991 49,380 Sh Shared-defined -- 49,380 POPULAR INC CMN STK Cmn 733174106 61 21,038 Sh Shared-defined 1 21,038 POPULAR INC CMN STK Cmn 733174106 4,094 1,411,634 Sh Shared-defined -- 1,411,634 POPULAR INC CMN STK Cmn 733174906 628 216,400 Sh Call Shared-defined 1 216,400 POPULAR INC CMN STK Cmn 733174956 394 135,900 Sh Put Shared-defined 1 135,900 PORTFOLIO RECOVERY ASSOCIATES INC COMMON STOCK Cmn 73640Q905 1,403 21,700 Sh Call Shared-defined 1 21,700 PORTFOLIO RECOVERY ASSOCIATES INC COMMON STOCK Cmn 73640Q955 1,526 23,600 Sh Put Shared-defined 1 23,600 COLUMN TOTALS 10,429
FORM 13F Page 422 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PORTFOLIO RECOVERY ASSOCIATES INC COMMON STOCK Cmn 73640Q105 706 10,926 Sh Shared-defined 1 10,926 PORTFOLIO RECOVERY ASSOCIATES INC COMMON STOCK Cmn 73640Q105 542 8,376 Sh Shared-defined -- 8,376 PORTLAND GENERAL ELECTRIC CO Cmn 736508907 280 13,800 Sh Call Shared-defined 1 13,800 PORTLAND GENERAL ELECTRIC CO Cmn 736508957 160 7,900 Sh Put Shared-defined 1 7,900 PORTLAND GENERAL ELECTRIC CO Cmn 736508847 2,389 117,801 Sh Shared-defined -- 117,801 POSCO ADR 1:.25 Depository Receipt 693483109 3,206 28,130 Sh Shared-defined 1 N/A POSCO ADR 1:.25 Depository Receipt 693483109 423 3,710 Sh Shared-defined -- N/A POST PROPERTIES INC CMN STK Cmn 737464907 754 27,000 Sh Call Shared-defined 1 27,000 POST PROPERTIES INC CMN STK Cmn 737464957 642 23,000 Sh Put Shared-defined 1 23,000 POST PROPERTIES INC CMN STK Cmn 737464107 1 39 Sh Shared-defined 1 39 POST PROPERTIES INC CMN STK Cmn 737464107 17 600 Sh Shared-defined -- 600 POTASH CORP OF SASKATCHEWAN-NYSE CMN STOCK Cmn 73755L107 57,546 399,517 Sh Shared-defined 1 399,517 POTASH CORP OF SASKATCHEWAN-NYSE CMN STOCK Cmn 73755L907 185,048 1,284,700 Sh Call Shared-defined 1 1,284,700 POTASH CORP OF SASKATCHEWAN-NYSE CMN STOCK Cmn 73755L957 178,538 1,239,500 Sh Put Shared-defined 1 1,239,500 COLUMN TOTALS 430,252
FORM 13F Page 423 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- POTASH CORP OF SASKATCHEWAN-NYSE CMN STOCK Cmn 73755L907 21,289 147,800 Sh Call Shared-defined -- 147,800 POTLATCH CORP Cmn 737630103 24 715 Sh Shared-defined 1 715 POTLATCH CORP Cmn 737630103 942 27,698 Sh Shared-defined -- 27,698 POTLATCH CORP Cmn 737630903 571 16,800 Sh Call Shared-defined 1 16,800 POTLATCH CORP Cmn 737630953 252 7,400 Sh Put Shared-defined 1 7,400 POWELL INDUSTRIES INC CMN STK Cmn 739128106 1 39 Sh Shared-defined 1 39 POWELL INDUSTRIES INC CMN STK Cmn 739128106 203 6,515 Sh Shared-defined -- 6,515 POWER INTEGRATIONS INC CMN STOCK Cmn 739276903 1,520 47,800 Sh Call Shared-defined 1 47,800 POWER INTEGRATIONS INC CMN STOCK Cmn 739276953 677 21,300 Sh Put Shared-defined 1 21,300 POWER INTEGRATIONS INC CMN STOCK Cmn 739276103 446 14,045 Sh Shared-defined -- 14,045 POWER-ONE INC CMN STOCK Cmn 73930R902 536 59,000 Sh Call Shared-defined 1 59,000 POWER-ONE INC CMN STOCK Cmn 73930R952 1,653 181,800 Sh Put Shared-defined 1 181,800 POWER-ONE INC CMN STOCK Cmn 73930R102 1,004 110,495 Sh Shared-defined 1 110,495 POWER-ONE INC CMN STOCK Cmn 73930R102 7,887 867,683 Sh Shared-defined -- 867,683 COLUMN TOTALS 37,005
FORM 13F Page 424 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- POWERWAVE TECHNOLOGIES INC CMN STOCK Cmn 739363909 9 5,100 Sh Call Shared-defined 1 5,100 POWERWAVE TECHNOLOGIES INC CMN STOCK Cmn 739363959 9 5,000 Sh Put Shared-defined 1 5,000 POWERWAVE TECHNOLOGIES INC CMN STOCK Cmn 739363109 31 16,983 Sh Shared-defined 1 16,983 POWERWAVE TECHNOLOGIES INC CMN STOCK Cmn 739363109 1,186 651,859 Sh Shared-defined -- 651,859 POZEN INC Cmn 73941U102 30 4,266 Sh Shared-defined 1 4,266 POZEN INC Cmn 73941U902 150 21,200 Sh Call Shared-defined 1 21,200 POZEN INC Cmn 73941U952 39 5,500 Sh Put Shared-defined 1 5,500 POZEN INC Cmn 73941U102 106 15,010 Sh Shared-defined -- 15,010 PPG INDS INC Cmn 693506107 290 3,978 Sh Shared-defined -- 3,978 PPG INDS INC Cmn 693506907 4,674 64,200 Sh Call Shared-defined 1 64,200 PPG INDS INC Cmn 693506957 3,356 46,100 Sh Put Shared-defined 1 46,100 PPL CORP 9.5% MAND 07/01/2013-REGISTERED Bond 69351T601 264 4,624 Prn Shared-defined 1 N/A PPL CORPORATION CMN STK Cmn 69351T906 2,464 90,500 Sh Call Shared-defined 1 90,500 PPL CORPORATION CMN STK Cmn 69351T956 814 29,900 Sh Put Shared-defined 1 29,900 COLUMN TOTALS 13,422
FORM 13F Page 425 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PPL CORPORATION CMN STK Cmn 69351T106 34 1,259 Sh Shared-defined 1 1,259 PPL CORPORATION CMN STK Cmn 69351T106 2,090 76,766 Sh Shared-defined -- 76,766 PRAXAIR INC Cmn 74005P104 343 3,802 Sh Shared-defined 1 3,802 PRAXAIR INC Cmn 74005P904 8,096 89,700 Sh Call Shared-defined 1 89,700 PRAXAIR INC Cmn 74005P954 1,832 20,300 Sh Put Shared-defined 1 20,300 PRAXAIR INC Cmn 74005P104 2,021 22,386 Sh Shared-defined -- 22,386 PRECISION CASTPARTS CORP CMN STK Cmn 740189905 14,174 111,300 Sh Call Shared-defined 1 111,300 PRECISION CASTPARTS CORP CMN STK Cmn 740189955 5,782 45,400 Sh Put Shared-defined 1 45,400 PRECISION CASTPARTS CORP CMN STK Cmn 740189105 8,335 65,447 Sh Shared-defined -- 65,447 PRECISION DRILLING TRUST Cmn 74022D908 6 900 Sh Call Shared-defined 1 900 PRECISION DRILLING TRUST Cmn 74022D958 86 12,600 Sh Put Shared-defined 1 12,600 PRECISION DRILLING TRUST Cmn 74022D308 148 21,649 Sh Shared-defined 1 21,649 PRECISION DRILLING TRUST Cmn 74022D308 237 34,576 Sh Shared-defined -- 34,576 PREMIERE GLOBAL SERVICES INC CMN STOCK Cmn 740585104 159 22,504 Sh Shared-defined -- 22,504 COLUMN TOTALS 43,343
FORM 13F Page 426 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PREPAID LEGAL SERVICES INC CMN STK Cmn 740065907 950 15,200 Sh Call Shared-defined 1 15,200 PREPAID LEGAL SERVICES INC CMN STK Cmn 740065957 412 6,600 Sh Put Shared-defined 1 6,600 PREPAID LEGAL SERVICES INC CMN STK Cmn 740065107 37 595 Sh Shared-defined 1 595 PREPAID LEGAL SERVICES INC CMN STK Cmn 740065107 62 998 Sh Shared-defined -- 998 PRESIDENTIAL LIFE CORP CMN STK Cmn 740884101 3 282 Sh Shared-defined 1 282 PRESIDENTIAL LIFE CORP CMN STK Cmn 740884101 131 13,367 Sh Shared-defined -- 13,367 PRICE (T. ROWE) GROUP Cmn 74144T908 3,685 73,600 Sh Call Shared-defined 1 73,600 PRICE (T. ROWE) GROUP Cmn 74144T958 1,121 22,400 Sh Put Shared-defined 1 22,400 PRICELINE.COM INC. CMN Cmn 741503403 13,009 37,347 Sh Shared-defined 1 37,347 PRICELINE.COM INC. CMN Cmn 741503403 6,168 17,708 Sh Shared-defined -- 17,708 PRICELINE.COM INC. CMN Cmn 741503903 74,823 214,800 Sh Call Shared-defined 1 214,800 PRICELINE.COM INC. CMN Cmn 741503953 92,624 265,900 Sh Put Shared-defined 1 265,900 PRIDE INTERNATIONAL, INC. CMN STK Cmn 74153Q902 1,101 37,400 Sh Call Shared-defined 1 37,400 PRIDE INTERNATIONAL, INC. CMN STK Cmn 74153Q952 2,266 77,000 Sh Put Shared-defined 1 77,000 COLUMN TOTALS 196,392
FORM 13F Page 427 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PRIDE INTERNATIONAL, INC. CMN STK Cmn 74153Q102 2,473 84,013 Sh Shared-defined 1 84,013 PRIDE INTERNATIONAL, INC. CMN STK Cmn 74153Q102 31,270 1,062,513 Sh Shared-defined -- 1,062,513 PRIMERICA INC Cmn 74164M108 210 10,334 Sh Shared-defined 1 10,334 PRIMERICA INC Cmn 74164M908 193 9,500 Sh Call Shared-defined 1 9,500 PRIMERICA INC Cmn 74164M958 637 31,300 Sh Put Shared-defined 1 31,300 PRIMERICA INC Cmn 74164M108 8,924 438,750 Sh Shared-defined -- 438,750 PRINCIPAL FINANCIAL GROUP Cmn 74251V102 82 3,159 Sh Shared-defined 1 3,159 PRINCIPAL FINANCIAL GROUP Cmn 74251V902 4,992 192,600 Sh Call Shared-defined 1 192,600 PRINCIPAL FINANCIAL GROUP Cmn 74251V952 1,190 45,900 Sh Put Shared-defined 1 45,900 PRINCIPAL FINANCIAL GROUP Cmn 74251V102 14,843 572,646 Sh Shared-defined -- 572,646 PRIVATEBANCORP INC(IPO) CMN STOCK Cmn 742962903 54 4,700 Sh Call Shared-defined 1 4,700 PRIVATEBANCORP INC(IPO) CMN STOCK Cmn 742962953 148 13,000 Sh Put Shared-defined 1 13,000 PRIVATEBANCORP INC(IPO) CMN STOCK Cmn 742962103 105 9,177 Sh Shared-defined 1 9,177 PRIVATEBANCORP INC(IPO) CMN STOCK Cmn 742962103 111 9,703 Sh Shared-defined -- 9,703 COLUMN TOTALS 65,232
FORM 13F Page 428 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PROASSURANCE CORP CMN STK Cmn 74267C106 51 889 Sh Shared-defined 1 889 PROASSURANCE CORP CMN STK Cmn 74267C106 1,432 24,869 Sh Shared-defined -- 24,869 PROCTER & GAMBLE CO Cmn 742718109 12,909 215,260 Sh Shared-defined 1 215,260 PROCTER & GAMBLE CO Cmn 742718109 6,209 103,530 Sh Shared-defined -- 103,530 PROGENICS PHARMACEUTICAL INC CMN STOCK Cmn 743187906 179 35,500 Sh Call Shared-defined 1 35,500 PROGENICS PHARMACEUTICAL INC CMN STOCK Cmn 743187956 74 14,700 Sh Put Shared-defined 1 14,700 PROGENICS PHARMACEUTICAL INC CMN STOCK Cmn 743187106 67 13,214 Sh Shared-defined 1 13,214 PROGENICS PHARMACEUTICAL INC CMN STOCK Cmn 743187106 98 19,348 Sh Shared-defined -- 19,348 PROGRESS ENERGY INC Cmn 743263905 5,668 127,600 Sh Call Shared-defined 1 127,600 PROGRESS ENERGY INC Cmn 743263955 1,644 37,000 Sh Put Shared-defined 1 37,000 PROGRESS ENERGY INC Cmn 743263105 1,358 30,561 Sh Shared-defined -- 30,561 PROGRESS SOFTWARE CORP CMN STK Cmn 743312100 68 2,045 Sh Shared-defined 1 2,045 PROGRESS SOFTWARE CORP CMN STK Cmn 743312100 2,891 87,338 Sh Shared-defined -- 87,338 PROGRESSIVE CORP-OHIO CMN STK Cmn 743315103 34 1,641 Sh Shared-defined 1 1,641 COLUMN TOTALS 32,682
FORM 13F Page 429 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PROGRESSIVE CORP-OHIO CMN STK Cmn 743315103 83,170 3,985,160 Sh Shared-defined -- 3,985,160 PROGRESSIVE CORP-OHIO CMN STK Cmn 743315903 1,432 68,600 Sh Call Shared-defined 1 68,600 PROGRESSIVE CORP-OHIO CMN STK Cmn 743315953 758 36,300 Sh Put Shared-defined 1 36,300 PROLOGIS CMN STOCK Cmn 743410902 558 47,400 Sh Call Shared-defined 1 47,400 PROLOGIS CMN STOCK Cmn 743410952 825 70,000 Sh Put Shared-defined 1 70,000 PROLOGIS CMN STOCK Cmn 743410102 95 8,050 Sh Shared-defined 1 8,050 PROLOGIS CMN STOCK Cmn 743410102 709 60,158 Sh Shared-defined -- 60,158 PROS HOLDINGS INC Cmn 74346Y103 7 739 Sh Shared-defined 1 739 PROS HOLDINGS INC Cmn 74346Y103 110 11,839 Sh Shared-defined -- 11,839 PROSPECT CAPITAL CORP COMMON STOCK Cmn 74348T902 33 3,400 Sh Call Shared-defined 1 3,400 PROSPECT CAPITAL CORP COMMON STOCK Cmn 74348T952 132 13,600 Sh Put Shared-defined 1 13,600 PROSPECT CAPITAL CORP COMMON STOCK Cmn 74348T102 179 18,394 Sh Shared-defined 1 18,394 PROSPECT CAPITAL CORP COMMON STOCK Cmn 74348T102 253 26,029 Sh Shared-defined -- 26,029 PROSPERITY BANCSHARES INC CMN STOCK Cmn 743606105 20 630 Sh Shared-defined 1 630 COLUMN TOTALS 88,281
FORM 13F Page 430 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PROSPERITY BANCSHARES INC CMN STOCK Cmn 743606105 28,570 879,904 Sh Shared-defined -- 879,904 PROTALIX BIOTHERAPEUTICS INC CMN STOCK Cmn 74365A901 451 51,900 Sh Call Shared-defined 1 51,900 PROTALIX BIOTHERAPEUTICS INC CMN STOCK Cmn 74365A951 3 400 Sh Put Shared-defined 1 400 PROTALIX BIOTHERAPEUTICS INC CMN STOCK Cmn 74365A101 72 8,247 Sh Shared-defined 1 8,247 PROTALIX BIOTHERAPEUTICS INC CMN STOCK Cmn 74365A101 70 8,067 Sh Shared-defined -- 8,067 PROTECTIVE LIFE CORP CMN STK Cmn 743674903 775 35,600 Sh Call Shared-defined 1 35,600 PROTECTIVE LIFE CORP CMN STK Cmn 743674953 418 19,200 Sh Put Shared-defined 1 19,200 PROTECTIVE LIFE CORP CMN STK Cmn 743674103 58 2,648 Sh Shared-defined 1 2,648 PROTECTIVE LIFE CORP CMN STK Cmn 743674103 954 43,843 Sh Shared-defined -- 43,843 PROVIDENT ENERGY TRUST COMMON STOCK Cmn 74386K904 28 3,900 Sh Call Shared-defined 1 3,900 PROVIDENT ENERGY TRUST COMMON STOCK Cmn 74386K954 49 6,900 Sh Put Shared-defined 1 6,900 PROVIDENT ENERGY TRUST COMMON STOCK Cmn 74386K104 74 10,453 Sh Shared-defined 1 10,453 PROVIDENT ENERGY TRUST COMMON STOCK Cmn 74386K104 161 22,811 Sh Shared-defined -- 22,811 PROVIDENT FINANCIAL SERVICES INC COMMON STOCK Cmn 74386T105 31 2,527 Sh Shared-defined 1 2,527 COLUMN TOTALS 31,714
FORM 13F Page 431 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PROVIDENT FINANCIAL SERVICES INC COMMON STOCK Cmn 74386T105 507 41,008 Sh Shared-defined -- 41,008 PRUDENTIAL FINANCIAL INC Cmn 744320102 2,499 46,131 Sh Shared-defined 1 46,131 PRUDENTIAL FINANCIAL INC Cmn 744320902 12,949 239,000 Sh Call Shared-defined 1 239,000 PRUDENTIAL FINANCIAL INC Cmn 744320952 18,573 342,800 Sh Put Shared-defined 1 342,800 PRUDENTIAL FINANCIAL INC Cmn 744320102 84,428 1,558,296 Sh Shared-defined -- 1,558,296 PRUDENTIAL FINANCIAL INC Cmn 744320902 3,657 67,500 Sh Call Shared-defined -- 67,500 PSS WORLD MEDICAL INC CMN STK Cmn 69366A100 276 12,914 Sh Shared-defined 1 12,914 PSS WORLD MEDICAL INC CMN STK Cmn 69366A100 14,021 655,788 Sh Shared-defined -- 655,788 PSS WORLD MEDICAL INC CMN STK Cmn 69366A900 453 21,200 Sh Call Shared-defined 1 21,200 PSS WORLD MEDICAL INC CMN STK Cmn 69366A950 537 25,100 Sh Put Shared-defined 1 25,100 PSS WORLD MEDICAL INC CMN STK Cmn 69366A900 3,092 144,600 Sh Call Shared-defined -- 144,600 PSYCHIATRIC SOLUTIONS INC Cmn 74439H108 426 12,701 Sh Shared-defined 1 12,701 PSYCHIATRIC SOLUTIONS INC Cmn 74439H908 57 1,700 Sh Call Shared-defined 1 1,700 PSYCHIATRIC SOLUTIONS INC Cmn 74439H958 1,208 36,000 Sh Put Shared-defined 1 36,000 COLUMN TOTALS 142,683
FORM 13F Page 432 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PSYCHIATRIC SOLUTIONS INC Cmn 74439H108 744 22,166 Sh Shared-defined -- 22,166 PUBLIC SVC ENTERPRISES Cmn 744573906 1,700 51,400 Sh Call Shared-defined 1 51,400 PUBLIC SVC ENTERPRISES Cmn 744573956 1,482 44,800 Sh Put Shared-defined 1 44,800 PUBLIC STORAGE COMMON STOCK Cmn 74460D909 4,037 41,600 Sh Call Shared-defined 1 41,600 PUBLIC STORAGE COMMON STOCK Cmn 74460D959 4,396 45,300 Sh Put Shared-defined 1 45,300 PUBLIC STORAGE COMMON STOCK Cmn 74460D109 350 3,611 Sh Shared-defined 1 3,611 PUBLIC STORAGE COMMON STOCK Cmn 74460D109 2,612 26,914 Sh Shared-defined -- 26,914 PUBLIC SVC ENTERPRISES Cmn 744573106 88 2,675 Sh Shared-defined -- 2,675 PUDA COAL INC COMMON STOCK Cmn 744674900 130 17,000 Sh Call Shared-defined 1 17,000 PUDA COAL INC COMMON STOCK Cmn 744674950 360 47,000 Sh Put Shared-defined 1 47,000 PUDA COAL INC COMMON STOCK Cmn 744674300 297 38,887 Sh Shared-defined 1 38,887 PULTE GROUP INC Cmn 745867101 1,077 122,975 Sh Shared-defined 1 122,975 PULTE GROUP INC Cmn 745867101 55 6,300 Sh Shared-defined -- 6,300 PULTE GROUP INC Cmn 745867901 350 40,000 Sh Call Shared-defined 1 40,000 COLUMN TOTALS 17,678
FORM 13F Page 433 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PULTE GROUP INC Cmn 745867951 2,047 233,700 Sh Put Shared-defined 1 233,700 PUTNAM PREMIER INCOME TRUST Cmn 746853100 83 12,242 Sh Shared-defined 1 12,242 QEP RESOURCES INC Cmn 74733V100 53 1,743 Sh Shared-defined 1 1,743 QEP RESOURCES INC Cmn 74733V900 66 2,200 Sh Call Shared-defined 1 2,200 QEP RESOURCES INC Cmn 74733V950 15 500 Sh Put Shared-defined 1 500 QEP RESOURCES INC Cmn 74733V100 9,038 299,880 Sh Shared-defined -- 299,880 QIAGEN NV CMN STOCK Cmn N72482907 167 9,400 Sh Call Shared-defined 1 9,400 QIAGEN NV CMN STOCK Cmn N72482957 234 13,200 Sh Put Shared-defined 1 13,200 QIAGEN NV CMN STOCK Cmn N72482107 62 3,491 Sh Shared-defined 1 3,491 QIAGEN NV CMN STOCK Cmn N72482107 643 36,235 Sh Shared-defined -- 36,235 QIAO XING UNIVERSAL RESOURCES Cmn G7303A109 29 19,710 Sh Shared-defined 1 19,710 QIAO XING UNIVERSAL RESOURCES Cmn G7303A959 8 5,300 Sh Put Shared-defined 1 5,300 QIAO XING UNIVERSAL RESOURCES Cmn G7303A109 3 2,281 Sh Shared-defined -- 2,281 QLIK TECHNOLOGIES INC Cmn 74733T105 167 7,574 Sh Shared-defined 1 7,574 COLUMN TOTALS 12,615
FORM 13F Page 434 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- QLIK TECHNOLOGIES INC Cmn 74733T905 150 6,800 Sh Call Shared-defined 1 6,800 QLIK TECHNOLOGIES INC Cmn 74733T955 271 12,300 Sh Put Shared-defined 1 12,300 QLIK TECHNOLOGIES INC Cmn 74733T105 5 209 Sh Shared-defined -- 209 QLOGIC CORP CMN STOCK Cmn 747277101 979 55,503 Sh Shared-defined 1 55,503 QLOGIC CORP CMN STOCK Cmn 747277101 49,929 2,830,421 Sh Shared-defined -- 2,830,421 QLOGIC CORP CMN STOCK Cmn 747277901 344 19,500 Sh Call Shared-defined 1 19,500 QLOGIC CORP CMN STOCK Cmn 747277951 933 52,900 Sh Put Shared-defined 1 52,900 QLT INC CMN STOCK Cmn 746927102 22 3,452 Sh Shared-defined 1 3,452 QLT INC CMN STOCK Cmn 746927102 197 31,239 Sh Shared-defined -- 31,239 QUALCOMM INC CMN STK Cmn 747525903 77,994 1,728,600 Sh Call Shared-defined 1 1,728,600 QUALCOMM INC CMN STK Cmn 747525953 59,960 1,328,900 Sh Put Shared-defined 1 1,328,900 QUALCOMM INC CMN STK Cmn 747525103 121,744 2,698,219 Sh Shared-defined -- 2,698,219 Quality Distribution Inc COMMON STOCK Cmn 74756M102 2 278 Sh Shared-defined 1 278 Quality Distribution Inc COMMON STOCK Cmn 74756M102 85 13,366 Sh Shared-defined -- 13,366 COLUMN TOTALS 312,615
FORM 13F Page 435 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- QUALITY SYSTEMS INC CMN STK Cmn 747582904 683 10,300 Sh Call Shared-defined 1 10,300 QUALITY SYSTEMS INC CMN STK Cmn 747582954 1,134 17,100 Sh Put Shared-defined 1 17,100 QUALITY SYSTEMS INC CMN STK Cmn 747582104 3,233 48,759 Sh Shared-defined -- 48,759 QUANEX BUILDING PRODUCTS Cmn 747619104 92 5,317 Sh Shared-defined 1 5,317 QUANEX BUILDING PRODUCTS Cmn 747619104 164 9,500 Sh Shared-defined -- 9,500 QUANTA SERVICE INC COM STK Cmn 74762E102 957 50,180 Sh Shared-defined 1 50,180 QUANTA SERVICE INC COM STK Cmn 74762E102 2,711 142,067 Sh Shared-defined -- 142,067 QUANTA SERVICE INC COM STK Cmn 74762E902 757 39,700 Sh Call Shared-defined 1 39,700 QUANTA SERVICE INC COM STK Cmn 74762E952 1,112 58,300 Sh Put Shared-defined 1 58,300 QUANTUM CORP -DLT & STORAGE CMN STOCK Cmn 747906204 14 6,789 Sh Shared-defined 1 6,789 QUANTUM CORP -DLT & STORAGE CMN STOCK Cmn 747906204 56 26,404 Sh Shared-defined -- 26,404 QUEST DIAGNOSTICS CMN STOCK Cmn 74834L100 2,234 44,265 Sh Shared-defined 1 44,265 QUEST DIAGNOSTICS CMN STOCK Cmn 74834L100 15,090 298,989 Sh Shared-defined -- 298,989 QUEST DIAGNOSTICS CMN STOCK Cmn 74834L900 2,195 43,500 Sh Call Shared-defined 1 43,500 COLUMN TOTALS 30,432
FORM 13F Page 436 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- QUEST DIAGNOSTICS CMN STOCK Cmn 74834L950 3,028 60,000 Sh Put Shared-defined 1 60,000 QUEST SOFTWARE INC CMN STOCK Cmn 74834T903 1,011 41,100 Sh Call Shared-defined 1 41,100 QUEST SOFTWARE INC CMN STOCK Cmn 74834T953 2 100 Sh Put Shared-defined 1 100 QUEST SOFTWARE INC CMN STOCK Cmn 74834T103 23 943 Sh Shared-defined 1 943 QUEST SOFTWARE INC CMN STOCK Cmn 74834T103 8,478 344,788 Sh Shared-defined -- 344,788 QUESTAR CORP CMN STK Cmn 748356902 554 31,600 Sh Call Shared-defined 1 31,600 QUESTAR CORP CMN STK Cmn 748356952 668 38,100 Sh Put Shared-defined 1 38,100 QUESTAR CORP CMN STK Cmn 748356102 116 6,620 Sh Shared-defined 1 6,620 QUESTAR CORP CMN STK Cmn 748356102 399 22,767 Sh Shared-defined -- 22,767 QUESTCOR PHARMACEUTICALS COMMON STOCK Cmn 74835Y101 196 19,708 Sh Shared-defined 1 19,708 QUESTCOR PHARMACEUTICALS COMMON STOCK Cmn 74835Y101 182 18,375 Sh Shared-defined -- 18,375 QUESTCOR PHARMACEUTICALS COMMON STOCK Cmn 74835Y901 2,061 207,800 Sh Call Shared-defined 1 207,800 QUESTCOR PHARMACEUTICALS COMMON STOCK Cmn 74835Y951 1,051 105,900 Sh Put Shared-defined 1 105,900 QUICKSILVER RES INC CMN STOCK Cmn 74837R104 619 49,166 Sh Shared-defined 1 49,166 COLUMN TOTALS 18,388
FORM 13F Page 437 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- QUICKSILVER RES INC CMN STOCK Cmn 74837R104 3 200 Sh Shared-defined -- 200 QUICKSILVER RES INC CMN STOCK Cmn 74837R904 1,051 83,400 Sh Call Shared-defined 1 83,400 QUICKSILVER RES INC CMN STOCK Cmn 74837R954 789 62,600 Sh Put Shared-defined 1 62,600 QUIDEL CORP CMN STK Cmn 74838J901 147 13,400 Sh Call Shared-defined 1 13,400 QUIDEL CORP CMN STK Cmn 74838J951 187 17,000 Sh Put Shared-defined 1 17,000 QUIDEL CORP CMN STK Cmn 74838J101 42 3,866 Sh Shared-defined 1 3,866 QUIDEL CORP CMN STK Cmn 74838J101 91 8,303 Sh Shared-defined -- 8,303 QUIKSILVER INC CMN STK Cmn 74838C906 43 11,100 Sh Call Shared-defined 1 11,100 QUIKSILVER INC CMN STK Cmn 74838C956 101 25,800 Sh Put Shared-defined 1 25,800 QUIKSILVER INC CMN STK Cmn 74838C106 116 29,685 Sh Shared-defined 1 29,685 QUIKSILVER INC CMN STK Cmn 74838C106 422 107,950 Sh Shared-defined -- 107,950 QUIMICA Y MINERA CHIL-SP ADR Depository Receipt 833635105 379 7,865 Sh Shared-defined -- N/A QWEST 3.5% CB 11/15/2025 - REGISTERED Bond 749121BY4 49,103 37,500,000 Prn Shared-defined -- N/A QWEST COMMUNICATIONS CMN STOCK Cmn 749121109 535 85,348 Sh Shared-defined 1 85,348 COLUMN TOTALS 53,009
FORM 13F Page 438 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- QWEST COMMUNICATIONS CMN STOCK Cmn 749121109 2,539 405,000 Sh Shared-defined -- 405,000 QWEST COMMUNICATIONS CMN STOCK Cmn 749121909 44 7,000 Sh Call Shared-defined 1 7,000 QWEST COMMUNICATIONS CMN STOCK Cmn 749121959 946 150,900 Sh Put Shared-defined 1 150,900 RACKSPACE HOSTING INC Cmn 750086900 6,731 259,100 Sh Call Shared-defined 1 259,100 RACKSPACE HOSTING INC Cmn 750086950 4,908 188,900 Sh Put Shared-defined 1 188,900 RACKSPACE HOSTING INC Cmn 750086100 507 19,516 Sh Shared-defined -- 19,516 RADIAN GROUP INC CMN STK Cmn 750236101 163 20,873 Sh Shared-defined 1 20,873 RADIAN GROUP INC CMN STK Cmn 750236101 1,561 199,576 Sh Shared-defined -- 199,576 RADIAN GROUP INC CMN STK Cmn 750236901 397 50,800 Sh Call Shared-defined 1 50,800 RADIAN GROUP INC CMN STK Cmn 750236951 242 30,900 Sh Put Shared-defined 1 30,900 RADIANT SYSTEMS INC CMN STOCK Cmn 75025N102 243 14,215 Sh Shared-defined -- 14,215 RADIOSHACK CORP Cmn 750438103 586 27,473 Sh Shared-defined 1 27,473 RADIOSHACK CORP Cmn 750438103 20,059 940,393 Sh Shared-defined -- 940,393 RADIOSHACK CORP Cmn 750438903 4,727 221,600 Sh Call Shared-defined 1 221,600 COLUMN TOTALS 43,653
FORM 13F Page 439 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- RADIOSHACK CORP Cmn 750438953 3,970 186,100 Sh Put Shared-defined 1 186,100 RADISYS CORP CMN STOCK Cmn 750459109 182 19,273 Sh Shared-defined -- 19,273 RADVISION LTD CMN STOCK Cmn M81869905 58 8,800 Sh Call Shared-defined 1 8,800 RADVISION LTD CMN STOCK Cmn M81869955 138 20,800 Sh Put Shared-defined 1 20,800 RADVISION LTD CMN STOCK Cmn M81869105 14 2,094 Sh Shared-defined 1 2,094 RADVISION LTD CMN STOCK Cmn M81869105 7 1,100 Sh Shared-defined -- 1,100 RADWARE LTD CMN STOCK Cmn M81873907 3,178 92,500 Sh Call Shared-defined 1 92,500 RADWARE LTD CMN STOCK Cmn M81873957 2,807 81,700 Sh Put Shared-defined 1 81,700 RADWARE LTD CMN STOCK Cmn M81873107 2,068 60,174 Sh Shared-defined 1 60,174 RAE SYSTEMS INC Cmn 75061P102 18 11,723 Sh Shared-defined 1 11,723 RAILAMERICA INC Cmn 750753402 4,598 477,436 Sh Shared-defined -- 477,436 RAIT INVESTMENT TRUST CMN STOCK Cmn 749227904 115 69,900 Sh Call Shared-defined 1 69,900 RAIT INVESTMENT TRUST CMN STOCK Cmn 749227954 40 24,000 Sh Put Shared-defined 1 24,000 RAIT INVESTMENT TRUST CMN STOCK Cmn 749227104 48 28,851 Sh Shared-defined 1 28,851 COLUMN TOTALS 17,241
FORM 13F Page 440 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- RAIT INVESTMENT TRUST CMN STOCK Cmn 749227104 6 3,504 Sh Shared-defined -- 3,504 RALCORP HOLDINGS INC CMN STK Cmn 751028901 1,807 30,900 Sh Call Shared-defined 1 30,900 RALCORP HOLDINGS INC CMN STK Cmn 751028951 368 6,300 Sh Put Shared-defined 1 6,300 RALCORP HOLDINGS INC CMN STK Cmn 751028101 510 8,722 Sh Shared-defined 1 8,722 RALCORP HOLDINGS INC CMN STK Cmn 751028101 4,445 76,009 Sh Shared-defined -- 76,009 RAMBUS 5% CB 06/30/2014- REGISTERED Bond 750917AC0 24,789 18,750,000 Prn Shared-defined -- N/A RAMBUS INC DEL CMN STOCK Cmn 750917906 7,386 354,400 Sh Call Shared-defined 1 354,400 RAMBUS INC DEL CMN STOCK Cmn 750917956 7,175 344,300 Sh Put Shared-defined 1 344,300 RAMBUS INC DEL CMN STOCK Cmn 750917106 3,730 178,971 Sh Shared-defined 1 178,971 RAMBUS INC DEL CMN STOCK Cmn 750917106 289 13,871 Sh Shared-defined -- 13,871 RAMCO-GERSHENSON PROP CMN STK (N/C RPS REALTY) Cmn 751452202 25 2,372 Sh Shared-defined 1 2,372 RAMCO-GERSHENSON PROP CMN STK (N/C RPS REALTY) Cmn 751452202 210 19,622 Sh Shared-defined -- 19,622 Randgold Resources Limited Depository Receipt 752344309 1,183 11,661 Sh Shared-defined 1 N/A Randgold Resources Limited Depository Receipt 752344309 384 3,783 Sh Shared-defined -- N/A COLUMN TOTALS 52,307
FORM 13F Page 441 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- RANGE RESOURCES CORP CMN STOCK Cmn 75281A109 3,210 84,173 Sh Shared-defined 1 84,173 RANGE RESOURCES CORP CMN STOCK Cmn 75281A109 7,847 205,783 Sh Shared-defined -- 205,783 RANGE RESOURCES CORP CMN STOCK Cmn 75281A909 6,013 157,700 Sh Call Shared-defined 1 157,700 RANGE RESOURCES CORP CMN STOCK Cmn 75281A959 6,230 163,400 Sh Put Shared-defined 1 163,400 RASER TECHNOLOGIES INC COMMON STOCK Cmn 754055901 6 24,800 Sh Call Shared-defined 1 24,800 RASER TECHNOLOGIES INC COMMON STOCK Cmn 754055951 4 16,800 Sh Put Shared-defined 1 16,800 RASER TECHNOLOGIES INC COMMON STOCK Cmn 754055101 6 26,843 Sh Shared-defined 1 26,843 RASER TECHNOLOGIES INC COMMON STOCK Cmn 754055101 3 14,430 Sh Shared-defined -- 14,430 RAYMOND JAMES FINANCIAL, INC. CORP CMN STK Cmn 754730909 314 12,400 Sh Call Shared-defined 1 12,400 RAYMOND JAMES FINANCIAL, INC. CORP CMN STK Cmn 754730959 296 11,700 Sh Put Shared-defined 1 11,700 RAYMOND JAMES FINANCIAL, INC. CORP CMN STK Cmn 754730109 75 2,952 Sh Shared-defined 1 2,952 RAYMOND JAMES FINANCIAL, INC. CORP CMN STK Cmn 754730109 3,124 123,331 Sh Shared-defined -- 123,331 RAYONIER INC Cmn 754907903 2,491 49,700 Sh Call Shared-defined 1 49,700 RAYONIER INC Cmn 754907953 155 3,100 Sh Put Shared-defined 1 3,100 COLUMN TOTALS 29,774
FORM 13F Page 442 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- RAYONIER INC Cmn 754907103 1,381 27,562 Sh Shared-defined -- 27,562 RAYTHEON COMPANY Cmn 755111507 6,357 139,078 Sh Shared-defined 1 139,078 RAYTHEON COMPANY Cmn 755111907 9,284 203,100 Sh Call Shared-defined 1 203,100 RAYTHEON COMPANY Cmn 755111957 13,713 300,000 Sh Put Shared-defined 1 300,000 RAYTHEON COMPANY Cmn 755111507 1,638 35,833 Sh Shared-defined -- 35,833 RAYTHEON COMPANY-CW11 Wt 755111119 -- 35 Shared-defined 1 N/A RC2 CORP CMN STOCK Cmn 749388104 262 12,500 Sh Shared-defined -- 12,500 REALD INC Cmn 75604L105 9 510 Sh Shared-defined 1 510 REALD INC Cmn 75604L905 122 6,600 Sh Call Shared-defined 1 6,600 REALD INC Cmn 75604L955 65 3,500 Sh Put Shared-defined 1 3,500 REALNETWORKS INC CMN STOCK Cmn 75605L904 3 800 Sh Call Shared-defined 1 800 REALNETWORKS INC CMN STOCK Cmn 75605L954 5 1,400 Sh Put Shared-defined 1 1,400 REALNETWORKS INC CMN STOCK Cmn 75605L104 60 18,443 Sh Shared-defined 1 18,443 REALNETWORKS INC CMN STOCK Cmn 75605L104 268 82,116 Sh Shared-defined -- 82,116 COLUMN TOTALS 33,167
FORM 13F Page 443 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- REALPAGE INC Cmn 75606N109 8 444 Sh Shared-defined 1 444 REALPAGE INC Cmn 75606N109 797 41,792 Sh Shared-defined -- 41,792 REALTY INCOME CORP CMN STOCK Cmn 756109904 2,532 75,100 Sh Call Shared-defined 1 75,100 REALTY INCOME CORP CMN STOCK Cmn 756109954 277 8,200 Sh Put Shared-defined 1 8,200 REALTY INCOME CORP CMN STOCK Cmn 756109104 148 4,388 Sh Shared-defined 1 4,388 REALTY INCOME CORP CMN STOCK Cmn 756109104 408 12,095 Sh Shared-defined -- 12,095 RED HAT INC CMN STOCK Cmn 756577102 315 7,673 Sh Shared-defined -- 7,673 RED HAT INC CMN STOCK Cmn 756577902 7,868 191,900 Sh Call Shared-defined 1 191,900 RED HAT INC CMN STOCK Cmn 756577952 4,863 118,600 Sh Put Shared-defined 1 118,600 RED ROBIN GOURMET BURGERS CMN STK Cmn 75689M901 135 6,900 Sh Call Shared-defined 1 6,900 RED ROBIN GOURMET BURGERS CMN STK Cmn 75689M951 157 8,000 Sh Put Shared-defined 1 8,000 RED ROBIN GOURMET BURGERS CMN STK Cmn 75689M101 7 369 Sh Shared-defined 1 369 REDWOOD TR INC CMN STOCK Cmn 758075902 735 50,800 Sh Call Shared-defined 1 50,800 REDWOOD TR INC CMN STOCK Cmn 758075952 369 25,500 Sh Put Shared-defined 1 25,500 COLUMN TOTALS 18,619
FORM 13F Page 444 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- REDWOOD TR INC CMN STOCK Cmn 758075402 26 1,830 Sh Shared-defined 1 1,830 REDWOOD TR INC CMN STOCK Cmn 758075402 498 34,469 Sh Shared-defined -- 34,469 REGAL BELOIT CMN STK Cmn 758750103 11 186 Sh Shared-defined 1 186 REGAL BELOIT CMN STK Cmn 758750103 1,062 18,095 Sh Shared-defined -- 18,095 REGAL ENTERTAINMENT GROUP CMN STK Cmn 758766909 8 600 Sh Call Shared-defined 1 600 REGAL ENTERTAINMENT GROUP CMN STK Cmn 758766959 176 13,400 Sh Put Shared-defined 1 13,400 REGAL ENTERTAINMENT GROUP CMN STK Cmn 758766109 42 3,234 Sh Shared-defined 1 3,234 REGAL ENTERTAINMENT GROUP CMN STK Cmn 758766109 1,212 92,412 Sh Shared-defined -- 92,412 REGENCY CENTERS CORP CMN STK Cmn 758849903 328 8,300 Sh Call Shared-defined 1 8,300 REGENCY CENTERS CORP CMN STK Cmn 758849953 493 12,500 Sh Put Shared-defined 1 12,500 REGENCY CENTERS CORP CMN STK Cmn 758849103 99 2,519 Sh Shared-defined 1 2,519 REGENCY CENTERS CORP CMN STK Cmn 758849103 3,694 93,582 Sh Shared-defined -- 93,582 REGENERON PHARMACEUT CMN STK Cmn 75886F107 98 3,571 Sh Shared-defined -- 3,571 REGENERON PHARMACEUT CMN STK Cmn 75886F907 1,165 42,500 Sh Call Shared-defined 1 42,500 COLUMN TOTALS 8,912
FORM 13F Page 445 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- REGENERON PHARMACEUT CMN STK Cmn 75886F957 1,101 40,200 Sh Put Shared-defined 1 40,200 REGIONS FINANCIAL CORP. COMMON STOCK Cmn 7591EP900 3,414 469,600 Sh Call Shared-defined 1 469,600 REGIONS FINANCIAL CORP. COMMON STOCK Cmn 7591EP950 1,724 237,100 Sh Put Shared-defined 1 237,100 REGIONS FINANCIAL CORP. COMMON STOCK Cmn 7591EP100 41 5,700 Sh Shared-defined -- 5,700 REGIS CORP/MN CMN STK Cmn 758932907 473 24,700 Sh Call Shared-defined 1 24,700 REGIS CORP/MN CMN STK Cmn 758932957 19 1,000 Sh Put Shared-defined 1 1,000 REGIS CORP/MN CMN STK Cmn 758932107 1,249 65,291 Sh Shared-defined -- 65,291 REHABCARE CORP CMN STK Cmn 759148109 64 3,164 Sh Shared-defined 1 3,164 REHABCARE CORP CMN STK Cmn 759148109 10 511 Sh Shared-defined -- 511 REHABCARE CORP CMN STK Cmn 759148909 228 11,300 Sh Call Shared-defined 1 11,300 REHABCARE CORP CMN STK Cmn 759148959 196 9,700 Sh Put Shared-defined 1 9,700 REINSURANCE GROUP AMER INC CMN STK Cmn 759351904 381 7,900 Sh Call Shared-defined 1 7,900 REINSURANCE GROUP AMER INC CMN STK Cmn 759351954 980 20,300 Sh Put Shared-defined 1 20,300 REINSURANCE GROUP AMER INC CMN STK Cmn 759351604 726 15,030 Sh Shared-defined -- 15,030 COLUMN TOTALS 10,606
FORM 13F Page 446 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- REINSURANCE GROUP OF AMERICA 5.75% CONV PREF DUE 1 Pref Stk 759351307 7 105 Sh Shared-defined 1 N/A RELIANCE STL & ALUM CO CMN STOCK Cmn 759509902 1,258 30,300 Sh Call Shared-defined 1 30,300 RELIANCE STL & ALUM CO CMN STOCK Cmn 759509952 1,458 35,100 Sh Put Shared-defined 1 35,100 RELIANCE STL & ALUM CO CMN STOCK Cmn 759509102 372 8,959 Sh Shared-defined 1 8,959 RELIANCE STL & ALUM CO CMN STOCK Cmn 759509102 7,743 186,439 Sh Shared-defined -- 186,439 RENAISSANCERE HOLDINGS LTD Cmn G7496G103 174 2,906 Sh Shared-defined 1 2,906 RENAISSANCERE HOLDINGS LTD Cmn G7496G903 3,010 50,200 Sh Call Shared-defined 1 50,200 RENAISSANCERE HOLDINGS LTD Cmn G7496G953 3,837 64,000 Sh Put Shared-defined 1 64,000 RENAISSANCERE HOLDINGS LTD Cmn G7496G103 1,431 23,864 Sh Shared-defined -- 23,864 RENESOLA LTD-ADR Depository Receipt 75971T103 525 42,021 Sh Shared-defined 1 N/A RENESOLA LTD-ADR Depository Receipt 75971T103 14,762 1,180,945 Sh Shared-defined -- N/A RENT-A-CENTER INC CMN STOCK Cmn 76009N100 205 9,180 Sh Shared-defined -- 9,180 RENTECH INC CMN STK Cmn 760112102 30 30,398 Sh Shared-defined 1 30,398 RENT-A-CENTER INC CMN STOCK Cmn 76009N900 116 5,200 Sh Call Shared-defined 1 5,200 COLUMN TOTALS 34,928
FORM 13F Page 447 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- RENT-A-CENTER INC CMN STOCK Cmn 76009N950 92 4,100 Sh Put Shared-defined 1 4,100 RENTRAK CORP CMN STK Cmn 760174102 337 13,355 Sh Shared-defined -- 13,355 REPROS THERAPEUTICS CMN STK Cmn 76028H100 8 22,071 Sh Shared-defined 1 22,071 REPUBLIC AIRWAYS HOLDINGS INC COMMON STOCK Cmn 760276905 47 5,700 Sh Call Shared-defined 1 5,700 REPUBLIC AIRWAYS HOLDINGS INC COMMON STOCK Cmn 760276955 5 600 Sh Put Shared-defined 1 600 REPUBLIC AIRWAYS HOLDINGS INC COMMON STOCK Cmn 760276105 285 34,480 Sh Shared-defined -- 34,480 REPUBLIC SERVICES CMN STOCK Cmn 760759100 1,530 50,175 Sh Shared-defined 1 50,175 REPUBLIC SERVICES CMN STOCK Cmn 760759100 85 2,798 Sh Shared-defined -- 2,798 REPUBLIC SERVICES CMN STOCK Cmn 760759900 146 4,800 Sh Call Shared-defined 1 4,800 REPUBLIC SERVICES CMN STOCK Cmn 760759950 1,424 46,700 Sh Put Shared-defined 1 46,700 RESEARCH FRONTIERS INC CMN STK Cmn 760911907 17 4,300 Sh Call Shared-defined 1 4,300 RESEARCH FRONTIERS INC CMN STK Cmn 760911957 23 5,900 Sh Put Shared-defined 1 5,900 RESEARCH FRONTIERS INC CMN STK Cmn 760911107 8 1,973 Sh Shared-defined 1 1,973 RESEARCH IN MOTION LTD CMN STOCK Cmn 760975902 73,264 1,504,700 Sh Call Shared-defined 1 1,504,700 COLUMN TOTALS 77,271
FORM 13F Page 448 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- RESEARCH IN MOTION LTD CMN STOCK Cmn 760975952 46,402 953,000 Sh Put Shared-defined 1 953,000 RESEARCH IN MOTION LTD CMN STOCK Cmn 760975102 295 6,059 Sh Shared-defined -- 6,059 RESMED INC CMN STOCK Cmn 761152907 666 20,300 Sh Call Shared-defined 1 20,300 RESMED INC CMN STOCK Cmn 761152957 456 13,900 Sh Put Shared-defined 1 13,900 RESMED INC CMN STOCK Cmn 761152107 993 30,271 Sh Shared-defined -- 30,271 RESOURCES GLOBAL PROFESSIONALS Cmn 76122Q105 20 1,486 Sh Shared-defined 1 1,486 RESOURCES GLOBAL PROFESSIONALS Cmn 76122Q905 7 500 Sh Call Shared-defined 1 500 RESOURCES GLOBAL PROFESSIONALS Cmn 76122Q105 15,817 1,149,507 Sh Shared-defined -- 1,149,507 REVLON INC. - CL A CMN STOCK Cmn 761525909 201 15,900 Sh Call Shared-defined 1 15,900 REVLON INC. - CL A CMN STOCK Cmn 761525959 61 4,800 Sh Put Shared-defined 1 4,800 REVLON INC. - CL A CMN STOCK Cmn 761525609 65 5,140 Sh Shared-defined -- 5,140 REX ENERGY CORP Cmn 761565100 52 4,066 Sh Shared-defined 1 4,066 REX ENERGY CORP Cmn 761565900 119 9,300 Sh Call Shared-defined 1 9,300 REX ENERGY CORP Cmn 761565950 102 8,000 Sh Put Shared-defined 1 8,000 COLUMN TOTALS 65,256
FORM 13F Page 449 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- REX ENERGY CORP Cmn 761565100 12,404 969,100 Sh Shared-defined -- 969,100 REYNOLDS AMERICAN INC CMN STOCK Cmn 761713906 2,292 38,600 Sh Call Shared-defined 1 38,600 REYNOLDS AMERICAN INC CMN STOCK Cmn 761713956 1,740 29,300 Sh Put Shared-defined 1 29,300 REYNOLDS AMERICAN INC CMN STOCK Cmn 761713106 13 216 Sh Shared-defined 1 216 REYNOLDS AMERICAN INC CMN STOCK Cmn 761713106 7,058 118,843 Sh Shared-defined -- 118,843 RF MICRO DEVICES INC CMN STOCK Cmn 749941900 218 35,500 Sh Call Shared-defined 1 35,500 RF MICRO DEVICES INC CMN STOCK Cmn 749941950 852 138,700 Sh Put Shared-defined 1 138,700 RF MICRO DEVICES INC CMN STOCK Cmn 749941100 1,140 185,733 Sh Shared-defined 1 185,733 RF MICRO DEVICES INC CMN STOCK Cmn 749941100 17,352 2,826,084 Sh Shared-defined -- 2,826,084 RICKS CABARET INTL INC CMN STOCK Cmn 765641903 226 31,000 Sh Call Shared-defined 1 31,000 RICKS CABARET INTL INC CMN STOCK Cmn 765641953 65 8,900 Sh Put Shared-defined 1 8,900 RICKS CABARET INTL INC CMN STOCK Cmn 765641303 10 1,426 Sh Shared-defined 1 1,426 RIGEL PHARMACEUTICALS INC Cmn 766559903 386 45,900 Sh Call Shared-defined 1 45,900 RIGEL PHARMACEUTICALS INC Cmn 766559953 102 12,100 Sh Put Shared-defined 1 12,100 COLUMN TOTALS 43,858
FORM 13F Page 450 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- RIGEL PHARMACEUTICALS INC Cmn 766559603 180 21,372 Sh Shared-defined -- 21,372 RIGHTNOW TECHNOLOGIES COMMON STOCK Cmn 76657R106 66 3,346 Sh Shared-defined 1 3,346 RIGHTNOW TECHNOLOGIES COMMON STOCK Cmn 76657R106 309 15,700 Sh Shared-defined -- 15,700 RINO INTERNATIONAL CORP CMN STK Cmn 766883902 2,134 153,000 Sh Call Shared-defined 1 153,000 RINO INTERNATIONAL CORP CMN STK Cmn 766883952 1,154 82,700 Sh Put Shared-defined 1 82,700 RINO INTERNATIONAL CORP CMN STK Cmn 766883102 42 3,023 Sh Shared-defined 1 3,023 RINO INTERNATIONAL CORP CMN STK Cmn 766883102 471 33,791 Sh Shared-defined -- 33,791 RITCHIE BROS AUCTIONEERS INC CMN STOCK Cmn 767744905 102 4,900 Sh Call Shared-defined 1 4,900 RITCHIE BROS AUCTIONEERS INC CMN STOCK Cmn 767744955 278 13,400 Sh Put Shared-defined 1 13,400 RITCHIE BROS AUCTIONEERS INC CMN STOCK Cmn 767744105 140 6,725 Sh Shared-defined 1 6,725 RITCHIE BROS AUCTIONEERS INC CMN STOCK Cmn 767744105 19 927 Sh Shared-defined -- 927 RITE AID CORP NEW YORK Cmn 767754104 48 51,313 Sh Shared-defined 1 51,313 RIVERBED TECHNOLGOY INC Cmn 768573107 669 14,674 Sh Shared-defined 1 14,674 RIVERBED TECHNOLGOY INC Cmn 768573107 374 8,205 Sh Shared-defined -- 8,205 COLUMN TOTALS 5,986
FORM 13F Page 451 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- RIVERBED TECHNOLGOY INC Cmn 768573907 6,472 142,000 Sh Call Shared-defined 1 142,000 RIVERBED TECHNOLGOY INC Cmn 768573957 6,965 152,800 Sh Put Shared-defined 1 152,800 ROADRUNNER TRANSPORTATION SYSTEMS Cmn 76973Q105 8,101 747,281 Sh Shared-defined -- 747,281 ROBBINS & MYERS INC CMN STK Cmn 770196903 297 11,100 Sh Call Shared-defined 1 11,100 ROBBINS & MYERS INC CMN STK Cmn 770196953 166 6,200 Sh Put Shared-defined 1 6,200 ROBBINS & MYERS INC CMN STK Cmn 770196103 37 1,365 Sh Shared-defined 1 1,365 ROBBINS & MYERS INC CMN STK Cmn 770196103 32 1,200 Sh Shared-defined -- 1,200 ROBERT HALF INTL INC CMN STK Cmn 770323903 304 11,700 Sh Call Shared-defined 1 11,700 ROBERT HALF INTL INC CMN STK Cmn 770323953 83 3,200 Sh Put Shared-defined 1 3,200 ROBERT HALF INTL INC CMN STK Cmn 770323103 5,029 193,430 Sh Shared-defined -- 193,430 ROCK-TENN COMPANY CMN STK Cmn 772739207 20 395 Sh Shared-defined 1 395 ROCK-TENN COMPANY CMN STK Cmn 772739207 1,313 26,368 Sh Shared-defined -- 26,368 ROCKWELL AUTOMATION INC Cmn 773903109 23 365 Sh Shared-defined 1 365 ROCKWELL AUTOMATION INC Cmn 773903909 3,537 57,300 Sh Call Shared-defined 1 57,300 COLUMN TOTALS 32,379
FORM 13F Page 452 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ROCKWELL AUTOMATION INC Cmn 773903959 1,253 20,300 Sh Put Shared-defined 1 20,300 ROCKWELL AUTOMATION INC Cmn 773903109 5,649 91,516 Sh Shared-defined -- 91,516 ROCKWELL COLLINS COMMON STK Cmn 774341101 691 11,855 Sh Shared-defined -- 11,855 ROCKWELL COLLINS COMMON STK Cmn 774341901 1,742 29,900 Sh Call Shared-defined 1 29,900 ROCKWELL COLLINS COMMON STK Cmn 774341951 757 13,000 Sh Put Shared-defined 1 13,000 ROCKWOOD HOLDINGS INC COMMON STOCK Cmn 774415903 371 11,800 Sh Call Shared-defined 1 11,800 ROCKWOOD HOLDINGS INC COMMON STOCK Cmn 774415953 365 11,600 Sh Put Shared-defined 1 11,600 ROCKWOOD HOLDINGS INC COMMON STOCK Cmn 774415103 181 5,762 Sh Shared-defined 1 5,762 ROCKWOOD HOLDINGS INC COMMON STOCK Cmn 774415103 140 4,444 Sh Shared-defined -- 4,444 ROFIN SINAR TECHNOLOGIES INC CMN STOCK Cmn 775043902 1,216 47,900 Sh Call Shared-defined 1 47,900 ROFIN SINAR TECHNOLOGIES INC CMN STOCK Cmn 775043952 124 4,900 Sh Put Shared-defined 1 4,900 ROFIN SINAR TECHNOLOGIES INC CMN STOCK Cmn 775043102 300 11,837 Sh Shared-defined -- 11,837 ROGERS CORP CMN STK Cmn 775133901 1,055 33,500 Sh Call Shared-defined 1 33,500 ROGERS CORP CMN STK Cmn 775133951 497 15,800 Sh Put Shared-defined 1 15,800 COLUMN TOTALS 14,341
FORM 13F Page 453 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ROGERS CORP CMN STK Cmn 775133101 51 1,615 Sh Shared-defined -- 1,615 ROPER INDUSTRIES INC/DE CMN STK Cmn 776696906 1,128 17,300 Sh Call Shared-defined 1 17,300 ROPER INDUSTRIES INC/DE CMN STK Cmn 776696956 593 9,100 Sh Put Shared-defined 1 9,100 ROPER INDUSTRIES INC/DE CMN STK Cmn 776696106 1,768 27,119 Sh Shared-defined -- 27,119 ROSETTA RESOURCES INC Cmn 777779307 34 1,450 Sh Shared-defined 1 1,450 ROSETTA RESOURCES INC Cmn 777779907 785 33,400 Sh Call Shared-defined 1 33,400 ROSETTA RESOURCES INC Cmn 777779957 460 19,600 Sh Put Shared-defined 1 19,600 ROSETTA RESOURCES INC Cmn 777779307 164 6,985 Sh Shared-defined -- 6,985 ROSETTA STONE INC Cmn 777780107 923 43,437 Sh Shared-defined 1 43,437 ROSETTA STONE INC Cmn 777780907 98 4,600 Sh Call Shared-defined 1 4,600 ROSETTA STONE INC Cmn 777780957 376 17,700 Sh Put Shared-defined 1 17,700 ROSETTA STONE INC Cmn 777780107 361 16,994 Sh Shared-defined -- 16,994 ROSS STORES INC CMN STK Cmn 778296903 5,959 109,100 Sh Call Shared-defined 1 109,100 ROSS STORES INC CMN STK Cmn 778296953 2,622 48,000 Sh Put Shared-defined 1 48,000 COLUMN TOTALS 15,322
FORM 13F Page 454 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ROSS STORES INC CMN STK Cmn 778296103 96,287 1,762,860 Sh Shared-defined -- 1,762,860 ROVI CORP Cmn 779376102 2,797 55,484 Sh Shared-defined 1 55,484 ROVI CORP Cmn 779376902 1,285 25,500 Sh Call Shared-defined 1 25,500 ROVI CORP Cmn 779376952 2,405 47,700 Sh Put Shared-defined 1 47,700 ROVI CORP Cmn 779376102 18,054 358,140 Sh Shared-defined -- 358,140 ROVI CORP Cmn 779376952 12,603 250,000 Sh Put Shared-defined -- 250,000 ROWAN COS INC Cmn 779382900 5,507 181,400 Sh Call Shared-defined 1 181,400 ROWAN COS INC Cmn 779382950 2,653 87,400 Sh Put Shared-defined 1 87,400 ROWAN COS INC Cmn 779382100 19,225 633,248 Sh Shared-defined -- 633,248 ROYAL BK CDA MONTREAL QUE CMN STOCK Cmn 780087902 1,204 23,100 Sh Call Shared-defined 1 23,100 ROYAL BK CDA MONTREAL QUE CMN STOCK Cmn 780087952 2,257 43,300 Sh Put Shared-defined 1 43,300 ROYAL BANK OF SCOT- SPON ADR Depository Receipt 780097689 322 21,693 Sh Shared-defined 1 N/A ROYAL BANK OF SCOT- SPON ADR Depository Receipt 780097689 272 18,328 Sh Shared-defined -- N/A ROYAL BK CDA MONTREAL QUE CMN STOCK Cmn 780087102 153 2,926 Sh Shared-defined 1 2,926 COLUMN TOTALS 165,024
FORM 13F Page 455 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ROYAL BK CDA MONTREAL QUE CMN STOCK Cmn 780087102 189 3,634 Sh Shared-defined -- 3,634 ROYAL CARIBBEAN CRUISES LTD CMN STOCK Cmn V7780T903 6,621 210,000 Sh Call Shared-defined 1 210,000 ROYAL CARIBBEAN CRUISES LTD CMN STOCK Cmn V7780T953 8,084 256,400 Sh Put Shared-defined 1 256,400 ROYAL CARIBBEAN CRUISES LTD CMN STOCK Cmn V7780T103 1,734 55,008 Sh Shared-defined 1 55,008 ROYAL CARIBBEAN CRUISES LTD CMN STOCK Cmn V7780T103 248 7,877 Sh Shared-defined -- 7,877 ROYAL GOLD INC CMN STK Cmn 780287908 1,919 38,500 Sh Call Shared-defined 1 38,500 ROYAL GOLD INC CMN STK Cmn 780287958 8,049 161,500 Sh Put Shared-defined 1 161,500 ROYAL GOLD INC CMN STK Cmn 780287108 5,941 119,199 Sh Shared-defined 1 119,199 ROYAL GOLD INC CMN STK Cmn 780287108 4,154 83,352 Sh Shared-defined -- 83,352 RPC ENERGY SERVICES INC CMN STK Cmn 749660906 171 8,100 Sh Call Shared-defined 1 8,100 RPC ENERGY SERVICES INC CMN STK Cmn 749660956 32 1,500 Sh Put Shared-defined 1 1,500 RPC ENERGY SERVICES INC CMN STK Cmn 749660106 -- 10 Sh Shared-defined 1 10 RPC ENERGY SERVICES INC CMN STK Cmn 749660106 10,097 477,168 Sh Shared-defined -- 477,168 RPM INTL INC COMMON STOCK Cmn 749685103 739 37,108 Sh Shared-defined -- 37,108 COLUMN TOTALS 47,978
FORM 13F Page 456 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DONNELLEY R R & SONS CO Cmn 257867901 751 44,300 Sh Call Shared-defined 1 44,300 DONNELLEY R R & SONS CO Cmn 257867951 358 21,100 Sh Put Shared-defined 1 21,100 RRI ENERGY INC Cmn 74971X107 287 80,756 Sh Shared-defined 1 80,756 RRI ENERGY INC Cmn 74971X907 185 52,000 Sh Call Shared-defined 1 52,000 RRI ENERGY INC Cmn 74971X957 144 40,500 Sh Put Shared-defined 1 40,500 RRI ENERGY INC Cmn 74971X107 4,829 1,360,421 Sh Shared-defined -- 1,360,421 RSC HOLDINGS INC Cmn 74972L102 221 29,683 Sh Shared-defined -- 29,683 RTI INTERNATIONAL METALS CMN STK Cmn 74973W907 447 14,600 Sh Call Shared-defined 1 14,600 RTI INTERNATIONAL METALS CMN STK Cmn 74973W957 193 6,300 Sh Put Shared-defined 1 6,300 RTI INTERNATIONAL METALS CMN STK Cmn 74973W107 23 751 Sh Shared-defined 1 751 RTI INTERNATIONAL METALS CMN STK Cmn 74973W107 707 23,082 Sh Shared-defined -- 23,082 RUBICON MINERALS CORP COMMON STOCK Cmn 780911903 89 21,700 Sh Call Shared-defined 1 21,700 RUBICON MINERALS CORP COMMON STOCK Cmn 780911953 19 4,700 Sh Put Shared-defined 1 4,700 RUBICON MINERALS CORP COMMON STOCK Cmn 780911103 78 19,017 Sh Shared-defined 1 19,017 COLUMN TOTALS 8,331
FORM 13F Page 457 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- RUBICON TECHNOLOGY INC Cmn 78112T107 279 12,310 Sh Shared-defined 1 12,310 RUBICON TECHNOLOGY INC Cmn 78112T907 252 11,100 Sh Call Shared-defined 1 11,100 RUBICON TECHNOLOGY INC Cmn 78112T957 805 35,500 Sh Put Shared-defined 1 35,500 RUBICON TECHNOLOGY INC Cmn 78112T107 559 24,650 Sh Shared-defined -- 24,650 RUBY TUESDAY INC CMN STK Cmn 781182900 324 27,300 Sh Call Shared-defined 1 27,300 RUBY TUESDAY INC CMN STK Cmn 781182950 317 26,700 Sh Put Shared-defined 1 26,700 RUBY TUESDAY INC CMN STK Cmn 781182100 1 97 Sh Shared-defined 1 97 RUBY TUESDAY INC CMN STK Cmn 781182100 473 39,876 Sh Shared-defined -- 39,876 RUE21 INC Cmn 781295100 434 16,822 Sh Shared-defined 1 16,822 RUE21 INC Cmn 781295900 232 9,000 Sh Call Shared-defined 1 9,000 RUE21 INC Cmn 781295950 699 27,100 Sh Put Shared-defined 1 27,100 RUE21 INC Cmn 781295100 19 732 Sh Shared-defined -- 732 RUTH'S HOSPITALITY GROUP INC Cmn 783332909 105 26,100 Sh Call Shared-defined 1 26,100 RUTH'S HOSPITALITY GROUP INC Cmn 783332959 -- 100 Sh Put Shared-defined 1 100 COLUMN TOTALS 4,499
FORM 13F Page 458 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- RUTH'S HOSPITALITY GROUP INC Cmn 783332109 20 4,969 Sh Shared-defined -- 4,969 RYDER SYS INC Cmn 783549108 226 5,276 Sh Shared-defined 1 5,276 RYDER SYS INC Cmn 783549908 3,032 70,900 Sh Call Shared-defined 1 70,900 RYDER SYS INC Cmn 783549958 1,890 44,200 Sh Put Shared-defined 1 44,200 S1 CORPORATION CMN STOCK Cmn 78463B901 14 2,600 Sh Call Shared-defined 1 2,600 S1 CORPORATION CMN STOCK Cmn 78463B101 57 10,845 Sh Shared-defined 1 10,845 S1 CORPORATION CMN STOCK Cmn 78463B101 321 61,615 Sh Shared-defined -- 61,615 SABA SOFTWARE INC CMN STK Cmn 784932600 13 2,385 Sh Shared-defined 1 2,385 SABA SOFTWARE INC CMN STK Cmn 784932600 91 16,814 Sh Shared-defined -- 16,814 SAFEGUARD SCIENTIFICS INC CMN STK Cmn 786449907 46 3,700 Sh Call Shared-defined 1 3,700 SAFEGUARD SCIENTIFICS INC CMN STK Cmn 786449957 48 3,800 Sh Put Shared-defined 1 3,800 SAFEGUARD SCIENTIFICS INC CMN STK Cmn 786449207 57 4,567 Sh Shared-defined 1 4,567 SAFEGUARD SCIENTIFICS INC CMN STK Cmn 786449207 88 7,050 Sh Shared-defined -- 7,050 SAFETY INSURANCE GROUP INC COMMON STOCK Cmn 78648T100 21 496 Sh Shared-defined 1 496 COLUMN TOTALS 5,924
FORM 13F Page 459 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SAFETY INSURANCE GROUP INC COMMON STOCK Cmn 78648T100 234 5,566 Sh Shared-defined -- 5,566 SAFEWAY INC CMN STOCK Cmn 786514908 3,225 152,400 Sh Call Shared-defined 1 152,400 SAFEWAY INC CMN STOCK Cmn 786514958 1,295 61,200 Sh Put Shared-defined 1 61,200 SAFEWAY INC CMN STOCK Cmn 786514208 755 35,689 Sh Shared-defined -- 35,689 SAIA INC Cmn 78709Y105 12 781 Sh Shared-defined 1 781 SAIA INC Cmn 78709Y105 146 9,800 Sh Shared-defined -- 9,800 SAIC INC Cmn 78390X101 1,132 70,859 Sh Shared-defined 1 70,859 SAIC INC Cmn 78390X901 238 14,900 Sh Call Shared-defined 1 14,900 SAIC INC Cmn 78390X951 1,173 73,400 Sh Put Shared-defined 1 73,400 SAIC INC Cmn 78390X101 161 10,068 Sh Shared-defined -- 10,068 SAKS INCORPORATED COMMON STOCK Cmn 79377W908 224 26,000 Sh Call Shared-defined 1 26,000 SAKS INCORPORATED COMMON STOCK Cmn 79377W958 1,278 148,600 Sh Put Shared-defined 1 148,600 SAKS INCORPORATED COMMON STOCK Cmn 79377W108 1,347 156,661 Sh Shared-defined 1 156,661 SAKS INCORPORATED COMMON STOCK Cmn 79377W108 708 82,291 Sh Shared-defined -- 82,291 COLUMN TOTALS 11,928
FORM 13F Page 460 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SALESFORCE.COM INC COMMON STOCK Cmn 79466L902 22,707 203,100 Sh Call Shared-defined 1 203,100 SALESFORCE.COM INC COMMON STOCK Cmn 79466L952 31,416 281,000 Sh Put Shared-defined 1 281,000 SALESFORCE.COM INC COMMON STOCK Cmn 79466L302 3,879 34,699 Sh Shared-defined 1 34,699 SALESFORCE.COM INC COMMON STOCK Cmn 79466L302 1,244 11,123 Sh Shared-defined -- 11,123 SALIX PHARMACEUTICALS 2.75% CB 05/15/2015- REGISTER Bond 795435AC0 22,233 19,500,000 Prn Shared-defined -- N/A SALIX PHARMACEUTICALS LTD Cmn 795435106 255 6,429 Sh Shared-defined 1 6,429 SALIX PHARMACEUTICALS LTD Cmn 795435906 1,660 41,800 Sh Call Shared-defined 1 41,800 SALIX PHARMACEUTICALS LTD Cmn 795435956 2,304 58,000 Sh Put Shared-defined 1 58,000 SALIX PHARMACEUTICALS LTD Cmn 795435106 16,593 417,737 Sh Shared-defined -- 417,737 SAN JUAN BASIN ROYALTY TR CMN STK Cmn 798241905 2,929 118,500 Sh Call Shared-defined 1 118,500 SAN JUAN BASIN ROYALTY TR CMN STK Cmn 798241955 1,060 42,900 Sh Put Shared-defined 1 42,900 SAN JUAN BASIN ROYALTY TR CMN STK Cmn 798241105 42 1,707 Sh Shared-defined 1 1,707 SAN JUAN BASIN ROYALTY TR CMN STK Cmn 798241105 137 5,552 Sh Shared-defined -- 5,552 SANDERSON FARMS INC CMN STK Cmn 800013904 835 19,300 Sh Call Shared-defined 1 19,300 COLUMN TOTALS 107,294
FORM 13F Page 461 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SANDERSON FARMS INC CMN STK Cmn 800013954 3,364 77,700 Sh Put Shared-defined 1 77,700 SANDERSON FARMS INC CMN STK Cmn 800013104 1,860 42,959 Sh Shared-defined 1 42,959 SANDERSON FARMS INC CMN STK Cmn 800013104 160 3,697 Sh Shared-defined -- 3,697 SANDISK 1% CB 5/15/2013-REGISTERED Bond 80004CAC5 1,988 2,149,000 Prn Shared-defined 1 N/A SANDISK CORP CMN STOCK Cmn 80004C901 21,825 595,500 Sh Call Shared-defined 1 595,500 SANDISK CORP CMN STOCK Cmn 80004C951 18,670 509,400 Sh Put Shared-defined 1 509,400 SANDISK CORP 1.5% CB 08/15/2017-REGISTERED Bond 80004CAD3 125,862 135,000,000 Prn Shared-defined -- N/A SANDISK CORP CMN STOCK Cmn 80004C101 4,366 119,119 Sh Shared-defined 1 119,119 SANDISK CORP CMN STOCK Cmn 80004C101 99 2,700 Sh Shared-defined -- 2,700 SANDRIDGE ENERGY INC Cmn 80007P307 4,336 763,426 Sh Shared-defined 1 763,426 SANDRIDGE ENERGY INC Cmn 80007P907 851 149,900 Sh Call Shared-defined 1 149,900 SANDRIDGE ENERGY INC Cmn 80007P957 2,672 470,400 Sh Put Shared-defined 1 470,400 SANDRIDGE ENERGY INC Cmn 80007P307 14,563 2,563,867 Sh Shared-defined -- 2,563,867 SANDY SPRING BANCORP INC CMN STK Cmn 800363103 3 221 Sh Shared-defined 1 221 COLUMN TOTALS 200,619
FORM 13F Page 462 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SANDY SPRING BANCORP INC CMN STK Cmn 800363103 3,183 205,349 Sh Shared-defined -- 205,349 SANGAMO BIOSCIENCES INC CMN STK Cmn 800677906 47 13,600 Sh Call Shared-defined 1 13,600 SANGAMO BIOSCIENCES INC CMN STK Cmn 800677956 14 4,000 Sh Put Shared-defined 1 4,000 SANGAMO BIOSCIENCES INC CMN STK Cmn 800677106 30 8,858 Sh Shared-defined 1 8,858 SANMINA-SCI CORP CMN STK Cmn 800907906 533 44,100 Sh Call Shared-defined 1 44,100 SANMINA-SCI CORP CMN STK Cmn 800907956 472 39,100 Sh Put Shared-defined 1 39,100 SANMINA-SCI CORP CMN STK Cmn 800907206 431 35,670 Sh Shared-defined 1 35,670 SANOFI-AVENTIS SA - ADR 1:0.5 Depository Receipt 80105N105 1,896 57,031 Sh Shared-defined -- N/A SANSATA TECHNOLOGIES HOLDING BV Cmn N7902X106 6,107 309,070 Sh Shared-defined -- 309,070 SAP AG - SPONS ADR 4:1 Depository Receipt 803054204 608 12,329 Sh Shared-defined -- N/A SAPIENT CORP CMN STOCK Cmn 803062108 2 168 Sh Shared-defined 1 168 SAPIENT CORP CMN STOCK Cmn 803062108 16,220 1,355,040 Sh Shared-defined -- 1,355,040 SAPIENT CORP CMN STOCK Cmn 803062908 141 11,800 Sh Call Shared-defined 1 11,800 SARA LEE CORP Cmn 803111903 2,521 187,700 Sh Call Shared-defined 1 187,700 COLUMN TOTALS 32,205
FORM 13F Page 463 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SARA LEE CORP Cmn 803111953 67 5,000 Sh Put Shared-defined 1 5,000 SARA LEE CORP Cmn 803111103 1,008 75,091 Sh Shared-defined -- 75,091 Satyam Computer Services Ltd Depository Receipt 804098101 300 77,161 Sh Shared-defined 1 N/A SAVIENT PHARMACEUTICALS INC COMMON STOCK Cmn 80517Q900 10,026 438,400 Sh Call Shared-defined 1 438,400 SAVIENT PHARMACEUTICALS INC COMMON STOCK Cmn 80517Q950 3,851 168,400 Sh Put Shared-defined 1 168,400 SAVIENT PHARMACEUTICALS INC COMMON STOCK Cmn 80517Q950 5,557 243,000 Sh Put Shared-defined -- 243,000 SAVIENT PHARMACEUTICALS INC COMMON STOCK Cmn 80517Q100 37 1,626 Sh Shared-defined 1 1,626 SAVIENT PHARMACEUTICALS INC COMMON STOCK Cmn 80517Q100 1,515 66,261 Sh Shared-defined -- 66,261 SAVVIS INC CMN STK Cmn 805423908 1,625 77,100 Sh Call Shared-defined 1 77,100 SAVVIS INC CMN STK Cmn 805423958 369 17,500 Sh Put Shared-defined 1 17,500 SAVVIS INC CMN STK Cmn 805423308 56 2,648 Sh Shared-defined -- 2,648 SBA COMMUNICATIONS 1.875% CB 5/1/13 - REGISTERED Bond 78388JAN6 48,246 43,100,000 Prn Shared-defined -- N/A SBA COMMUNICATIONS 4% CB 10/15/2014- REGISTERED Bond 78388JAM8 52,465 35,661,000 Prn Shared-defined -- N/A SBA COMMUNICATIONS CORP CMN STK Cmn 78388J906 2,241 55,600 Sh Call Shared-defined 1 55,600 COLUMN TOTALS 127,363
FORM 13F Page 464 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SBA COMMUNICATIONS CORP CMN STK Cmn 78388J956 899 22,300 Sh Put Shared-defined 1 22,300 SBA COMMUNICATIONS CORP CMN STK Cmn 78388J106 168 4,161 Sh Shared-defined 1 4,161 SBA COMMUNICATIONS CORP CMN STK Cmn 78388J106 1,738 43,117 Sh Shared-defined -- 43,117 SCANA CORP CMN STK Cmn 80589M102 172 4,275 Sh Shared-defined 1 4,275 SCANA CORP CMN STK Cmn 80589M102 819 20,324 Sh Shared-defined -- 20,324 SCHEIN HENRY INC CMN STOCK Cmn 806407102 1,153 19,691 Sh Shared-defined 1 19,691 SCHEIN HENRY INC CMN STOCK Cmn 806407102 623 10,631 Sh Shared-defined -- 10,631 SCHIFF NUTRITION INTERNATIONAL CMN STOCK Cmn 806693107 90 10,958 Sh Shared-defined -- 10,958 SCHLUMBERGER LTD Cmn 806857108 899 14,596 Sh Shared-defined 1 14,596 SCHLUMBERGER LTD Cmn 806857908 38,907 631,500 Sh Call Shared-defined 1 631,500 SCHLUMBERGER LTD Cmn 806857958 27,798 451,200 Sh Put Shared-defined 1 451,200 SCHLUMBERGER LTD Cmn 806857108 487 7,911 Sh Shared-defined -- 7,911 SCHNITZER STEEL INDS - -CL A CMN STK Cmn 806882906 5,291 109,600 Sh Call Shared-defined 1 109,600 SCHNITZER STEEL INDS - -CL A CMN STK Cmn 806882956 4,012 83,100 Sh Put Shared-defined 1 83,100 COLUMN TOTALS 83,056
FORM 13F Page 465 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SCHNITZER STEEL INDS - -CL A CMN STK Cmn 806882106 671 13,889 Sh Shared-defined 1 13,889 SCHNITZER STEEL INDS - -CL A CMN STK Cmn 806882106 198 4,106 Sh Shared-defined -- 4,106 SCHOLASTIC CORP CMN STK Cmn 807066105 65 2,339 Sh Shared-defined 1 2,339 SCHOLASTIC CORP CMN STK Cmn 807066105 219 7,888 Sh Shared-defined -- 7,888 SCHOOL SPECIALTY 3.75% CB 11/30/2026- REGISTERED Bond 807863AL9 23,705 24,532,000 Prn Shared-defined -- N/A SCHOOL SPECIALTY INC Cmn 807863905 8 600 Sh Call Shared-defined 1 600 SCHULMAN (A.) INC CMN STK Cmn 808194904 332 16,500 Sh Call Shared-defined 1 16,500 SCHULMAN (A.) INC CMN STK Cmn 808194954 131 6,500 Sh Put Shared-defined 1 6,500 SCHULMAN (A.) INC CMN STK Cmn 808194104 157 7,813 Sh Shared-defined -- 7,813 SCHWAB CHARLES CORP NEW Cmn 808513905 2,021 145,400 Sh Call Shared-defined 1 145,400 SCHWAB CHARLES CORP NEW Cmn 808513955 1,033 74,300 Sh Put Shared-defined 1 74,300 SCHWAB CHARLES CORP NEW Cmn 808513105 31,650 2,276,965 Sh Shared-defined -- 2,276,965 SCHWEITZER-MAUDUIT INTL INC Cmn 808541906 1,289 22,100 Sh Call Shared-defined 1 22,100 SCHWEITZER-MAUDUIT INTL INC Cmn 808541956 1,137 19,500 Sh Put Shared-defined 1 19,500 COLUMN TOTALS 62,616
FORM 13F Page 466 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SCHWEITZER-MAUDUIT INTL INC Cmn 808541106 100 1,715 Sh Shared-defined 1 1,715 SCHWEITZER-MAUDUIT INTL INC Cmn 808541106 319 5,466 Sh Shared-defined -- 5,466 SCIENTIFIC GAMES CORP CMN STK Cmn 80874P909 24 2,500 Sh Call Shared-defined 1 2,500 SCIENTIFIC GAMES CORP CMN STK Cmn 80874P959 15 1,500 Sh Put Shared-defined 1 1,500 SCIENTIFIC GAMES CORP CMN STK Cmn 80874P109 469 48,387 Sh Shared-defined -- 48,387 SCOTTS MIRACLE-GRO CO/THE CMN STK Cmn 810186906 828 16,000 Sh Call Shared-defined 1 16,000 SCOTTS MIRACLE-GRO CO/THE CMN STK Cmn 810186956 440 8,500 Sh Put Shared-defined 1 8,500 SCOTTS MIRACLE-GRO CO/THE CMN STK Cmn 810186106 296 5,719 Sh Shared-defined -- 5,719 SCRIPPS CO (EW) -CL A CMN STK Cmn 811054902 262 33,300 Sh Call Shared-defined 1 33,300 SCRIPPS CO (EW) -CL A CMN STK Cmn 811054952 57 7,200 Sh Put Shared-defined 1 7,200 SCRIPPS CO (EW) -CL A CMN STK Cmn 811054402 40 5,083 Sh Shared-defined 1 5,083 SCRIPPS CO (EW) -CL A CMN STK Cmn 811054402 121 15,398 Sh Shared-defined -- 15,398 SCRIPPS NETWORKS INTERACTIVE Cmn 811065101 9 196 Sh Shared-defined 1 196 SCRIPPS NETWORKS INTERACTIVE Cmn 811065101 36,756 772,510 Sh Shared-defined -- 772,510 COLUMN TOTALS 39,736
FORM 13F Page 467 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SCRIPPS NETWORKS INTERACTIVE Cmn 811065901 833 17,500 Sh Call Shared-defined 1 17,500 SCRIPPS NETWORKS INTERACTIVE Cmn 811065951 623 13,100 Sh Put Shared-defined 1 13,100 SEABRIDGE GOLD INC COMMON STOCK Cmn 811916905 1,953 68,100 Sh Call Shared-defined 1 68,100 SEABRIDGE GOLD INC COMMON STOCK Cmn 811916955 3,740 130,400 Sh Put Shared-defined 1 130,400 SEABRIDGE GOLD INC COMMON STOCK Cmn 811916105 1,704 59,421 Sh Shared-defined 1 59,421 SEABRIDGE GOLD INC COMMON STOCK Cmn 811916105 94 3,277 Sh Shared-defined -- 3,277 SEACHANGE INTL INC CMN STOCK Cmn 811699907 42 5,700 Sh Call Shared-defined 1 5,700 SEACHANGE INTL INC CMN STOCK Cmn 811699957 36 4,800 Sh Put Shared-defined 1 4,800 SEACHANGE INTL INC CMN STOCK Cmn 811699107 11 1,528 Sh Shared-defined 1 1,528 SEACHANGE INTL INC CMN STOCK Cmn 811699107 35 4,700 Sh Shared-defined -- 4,700 SEACOR HOLDINGS INC CMN STK Cmn 811904101 17 198 Sh Shared-defined 1 198 SEACOR HOLDINGS INC CMN STK Cmn 811904101 8,240 96,759 Sh Shared-defined -- 96,759 SEADRILL LTD Cmn G7945E905 641 22,100 Sh Call Shared-defined 1 22,100 SEADRILL LTD Cmn G7945E955 1,247 43,000 Sh Put Shared-defined 1 43,000 COLUMN TOTALS 19,216
FORM 13F Page 468 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SEADRILL LTD Cmn G7945E105 18,239 629,151 Sh Shared-defined -- 629,151 SEAGATE TECHNOLOGY COMMON STOCK Cmn G7945M907 3,254 276,200 Sh Call Shared-defined 1 276,200 SEAGATE TECHNOLOGY COMMON STOCK Cmn G7945M957 6,646 564,200 Sh Put Shared-defined 1 564,200 SEAGATE TECHNOLOGY COMMON STOCK Cmn G7945M107 4,020 341,253 Sh Shared-defined 1 341,253 SEAGATE TECHNOLOGY COMMON STOCK Cmn G7945M107 2,936 249,211 Sh Shared-defined -- 249,211 SEAHAWK DRILLING INC-W/I Cmn 81201R907 44 5,200 Sh Call Shared-defined 1 5,200 SEAHAWK DRILLING INC-W/I Cmn 81201R107 9 1,029 Sh Shared-defined 1 1,029 SEAHAWK DRILLING INC-W/I Cmn 81201R107 32 3,784 Sh Shared-defined -- 3,784 SEALED AIR CORP CMN STK Cmn 81211K100 264 11,726 Sh Shared-defined 1 11,726 SEALED AIR CORP CMN STK Cmn 81211K100 1,557 69,278 Sh Shared-defined -- 69,278 SEALED AIR CORP CMN STK Cmn 81211K900 533 23,700 Sh Call Shared-defined 1 23,700 SEALED AIR CORP CMN STK Cmn 81211K950 189 8,400 Sh Put Shared-defined 1 8,400 SEALY CORP COMMON STOCK Cmn 812139301 1 289 Sh Shared-defined 1 289 SEALY CORPORATION 8%CNV PREF 06/01/2016 - -REGISTERED Pref Stk 812139400 70 973 Sh Shared-defined 1 N/A COLUMN TOTALS 37,794
FORM 13F Page 469 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SEARS HOLDINGS CORP COMMON STOCK Cmn 812350906 26,627 369,100 Sh Call Shared-defined 1 369,100 SEARS HOLDINGS CORP COMMON STOCK Cmn 812350956 28,192 390,800 Sh Put Shared-defined 1 390,800 SEARS HOLDINGS CORP COMMON STOCK Cmn 812350106 396 5,496 Sh Shared-defined 1 5,496 SEARS HOLDINGS CORP COMMON STOCK Cmn 812350106 2,704 37,480 Sh Shared-defined -- 37,480 SEASPAN CORP COMMON STOCK Cmn Y75638909 109 8,800 Sh Call Shared-defined 1 8,800 SEASPAN CORP COMMON STOCK Cmn Y75638959 486 39,400 Sh Put Shared-defined 1 39,400 SEASPAN CORP COMMON STOCK Cmn Y75638109 468 37,963 Sh Shared-defined 1 37,963 SEASPAN CORP COMMON STOCK Cmn Y75638109 110 8,943 Sh Shared-defined -- 8,943 SEATTLE GENETICS, INC. Cmn 812578102 245 15,762 Sh Shared-defined 1 15,762 SEATTLE GENETICS, INC. Cmn 812578902 1,068 68,800 Sh Call Shared-defined 1 68,800 SEATTLE GENETICS, INC. Cmn 812578952 1,531 98,600 Sh Put Shared-defined 1 98,600 SEATTLE GENETICS, INC. Cmn 812578102 433 27,907 Sh Shared-defined -- 27,907 SEI CORP CMN STK Cmn 784117103 61 2,994 Sh Shared-defined 1 2,994 SEI CORP CMN STK Cmn 784117103 7,064 347,276 Sh Shared-defined -- 347,276 COLUMN TOTALS 69,494
FORM 13F Page 470 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SEI CORP CMN STK Cmn 784117903 559 27,500 Sh Call Shared-defined 1 27,500 SEI CORP CMN STK Cmn 784117953 340 16,700 Sh Put Shared-defined 1 16,700 SELECT COMFORT Cmn 81616X903 102 15,100 Sh Call Shared-defined 1 15,100 SELECT COMFORT Cmn 81616X953 33 4,800 Sh Put Shared-defined 1 4,800 SELECTIVE INSURANCE GROUP COMMON STOCK Cmn 816300107 2 152 Sh Shared-defined 1 152 SELECTIVE INSURANCE GROUP COMMON STOCK Cmn 816300107 549 33,706 Sh Shared-defined -- 33,706 SEMICONDUCTOR MANUFACTURING INTL INC COMMON STOCK Depository Receipt 81663N206 79 22,337 Sh Shared-defined -- N/A SEMPRA ENERGY CMN STOCK Cmn 816851909 490 9,100 Sh Call Shared-defined 1 9,100 SEMPRA ENERGY CMN STOCK Cmn 816851959 656 12,200 Sh Put Shared-defined 1 12,200 SEMPRA ENERGY CMN STOCK Cmn 816851109 5 100 Sh Shared-defined -- 100 SEMTECH CORP CMN STK Cmn 816850901 525 26,000 Sh Call Shared-defined 1 26,000 SEMTECH CORP CMN STK Cmn 816850951 155 7,700 Sh Put Shared-defined 1 7,700 SEMTECH CORP CMN STK Cmn 816850101 232 11,470 Sh Shared-defined -- 11,470 SENIOR HOUSING PROP TRUST CMN STK Cmn 81721M109 16 677 Sh Shared-defined 1 677 COLUMN TOTALS 3,743
FORM 13F Page 471 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SENIOR HOUSING PROP TRUST CMN STK Cmn 81721M109 606 25,778 Sh Shared-defined -- 25,778 SENIOR HOUSING PROP TRUST CMN STK Cmn 81721M909 397 16,900 Sh Call Shared-defined 1 16,900 SENIOR HOUSING PROP TRUST CMN STK Cmn 81721M959 268 11,400 Sh Put Shared-defined 1 11,400 SENOMYX, INC Cmn 81724Q107 780 195,900 Sh Shared-defined -- 195,900 SENSIENT TECHNOLOGIES CORP Cmn 81725T100 68 2,223 Sh Shared-defined 1 2,223 SENSIENT TECHNOLOGIES CORP Cmn 81725T900 509 16,700 Sh Call Shared-defined 1 16,700 SENSIENT TECHNOLOGIES CORP Cmn 81725T950 18 600 Sh Put Shared-defined 1 600 SENSIENT TECHNOLOGIES CORP Cmn 81725T100 283 9,276 Sh Shared-defined -- 9,276 SEQUENOM INC CMN STOCK Cmn 817337905 809 115,400 Sh Call Shared-defined 1 115,400 SEQUENOM INC CMN STOCK Cmn 817337955 735 104,900 Sh Put Shared-defined 1 104,900 SEQUENOM INC CMN STOCK Cmn 817337905 946 135,000 Sh Call Shared-defined -- 135,000 SEQUENOM INC CMN STOCK Cmn 817337405 440 62,775 Sh Shared-defined 1 62,775 SEQUENOM INC CMN STOCK Cmn 817337405 6,448 919,836 Sh Shared-defined -- 919,836 SERVICE CORPORATION COMMON STOCK Cmn 817565104 4 427 Sh Shared-defined 1 427 COLUMN TOTALS 12,311
FORM 13F Page 472 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SERVICE CORPORATION COMMON STOCK Cmn 817565104 274 31,817 Sh Shared-defined -- 31,817 SHANDA GAMES LTD- SPONS ADR Depository Receipt 81941U105 193 36,095 Sh Shared-defined 1 N/A SHANDA GAMES LTD- SPONS ADR Depository Receipt 81941U105 5,270 983,251 Sh Shared-defined -- N/A SHANDA INTERACTIVE ENTER-ADR COMMON STOCK Depository Receipt 81941Q203 1,217 31,092 Sh Shared-defined 1 N/A SHANDA INTERACTIVE ENTER-ADR COMMON STOCK Depository Receipt 81941Q203 674 17,207 Sh Shared-defined -- N/A SHAW GROUP INC CMN STK Cmn 820280905 3,322 99,000 Sh Call Shared-defined 1 99,000 SHAW GROUP INC CMN STK Cmn 820280955 2,141 63,800 Sh Put Shared-defined 1 63,800 SHAW GROUP INC CMN STK Cmn 820280105 185 5,525 Sh Shared-defined 1 5,525 SHAW GROUP INC CMN STK Cmn 820280105 214 6,380 Sh Shared-defined -- 6,380 SHENGDATECH INC Cmn 823213103 46 8,732 Sh Shared-defined 1 8,732 SHENGDATECH INC Cmn 823213903 25 4,700 Sh Call Shared-defined 1 4,700 SHENGDATECH INC Cmn 823213953 68 12,800 Sh Put Shared-defined 1 12,800 SHENGDATECH INC Cmn 823213103 24 4,469 Sh Shared-defined -- 4,469 SHERWIN-WILLIAMS COMMON STOCK Cmn 824348106 106,982 1,423,769 Sh Shared-defined -- 1,423,769 COLUMN TOTALS 120,635
FORM 13F Page 473 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SHIP FINANCE INTL COMMON STOCK Cmn G81075906 824 42,400 Sh Call Shared-defined 1 42,400 SHIP FINANCE INTL COMMON STOCK Cmn G81075956 299 15,400 Sh Put Shared-defined 1 15,400 SHIP FINANCE INTL COMMON STOCK Cmn G81075106 44 2,265 Sh Shared-defined -- 2,265 SHIRE ACQUISITION INC - -SP ADR 1:3 Depository Receipt 82481R106 989 14,693 Sh Shared-defined 1 N/A SHIRE ACQUISITION INC - -SP ADR 1:3 Depository Receipt 82481R106 6,413 95,319 Sh Shared-defined -- N/A SHORETEL INC Cmn 825211105 58 11,612 Sh Shared-defined -- 11,612 SHUFFLE MASTER INC CMN STK Cmn 825549908 79 9,400 Sh Call Shared-defined 1 9,400 SHUFFLE MASTER INC CMN STK Cmn 825549958 61 7,300 Sh Put Shared-defined 1 7,300 SHUFFLE MASTER INC CMN STK Cmn 825549108 66 7,845 Sh Shared-defined 1 7,845 SHUFFLE MASTER INC CMN STK Cmn 825549108 4 493 Sh Shared-defined -- 493 SHUTTERFLY INC Cmn 82568P304 64 2,448 Sh Shared-defined 1 2,448 SHUTTERFLY INC Cmn 82568P904 146 5,600 Sh Call Shared-defined 1 5,600 SHUTTERFLY INC Cmn 82568P954 166 6,400 Sh Put Shared-defined 1 6,400 SHUTTERFLY INC Cmn 82568P304 345 13,269 Sh Shared-defined -- 13,269 COLUMN TOTALS 9,558
FORM 13F Page 474 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SIERRA WIRELESS INC COMMON STOCK Cmn 826516906 82 7,900 Sh Call Shared-defined 1 7,900 SIERRA WIRELESS INC COMMON STOCK Cmn 826516956 88 8,500 Sh Put Shared-defined 1 8,500 SIERRA WIRELESS INC COMMON STOCK Cmn 826516106 50 4,797 Sh Shared-defined 1 4,797 SIGA TECHNOLOGIES INC CMN STOCK Cmn 826917906 733 86,600 Sh Call Shared-defined 1 86,600 SIGA TECHNOLOGIES INC CMN STOCK Cmn 826917956 144 17,000 Sh Put Shared-defined 1 17,000 SIGA TECHNOLOGIES INC CMN STOCK Cmn 826917106 32 3,769 Sh Shared-defined 1 3,769 SIGMA ALDRICH CORP Cmn 826552901 2,548 42,200 Sh Call Shared-defined 1 42,200 SIGMA ALDRICH CORP Cmn 826552951 682 11,300 Sh Put Shared-defined 1 11,300 SIGMA ALDRICH CORP Cmn 826552101 97 1,600 Sh Shared-defined -- 1,600 SIGMA DESIGNS INC CMN STK Cmn 826565903 333 29,000 Sh Call Shared-defined 1 29,000 SIGMA DESIGNS INC CMN STK Cmn 826565953 466 40,600 Sh Put Shared-defined 1 40,600 SIGMA DESIGNS INC CMN STK Cmn 826565103 279 24,251 Sh Shared-defined 1 24,251 SIGMA DESIGNS INC CMN STK Cmn 826565103 -- 3 Sh Shared-defined -- 3 SIGNATURE BANK COMMON STOCK Cmn 82669G104 16 405 Sh Shared-defined 1 405 COLUMN TOTALS 5,550
FORM 13F Page 475 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SIGNATURE BANK COMMON STOCK Cmn 82669G104 670 17,258 Sh Shared-defined -- 17,258 SIGNET JEWELERS LTD Cmn G81276100 2,379 74,949 Sh Shared-defined -- 74,949 SILGAN HOLDINGS CMN STOCK Cmn 827048109 1,554 49,024 Sh Shared-defined -- 49,024 SILGAN HOLDINGS CMN STOCK Cmn 827048909 127 4,000 Sh Call Shared-defined 1 4,000 SILGAN HOLDINGS CMN STOCK Cmn 827048959 89 2,800 Sh Put Shared-defined 1 2,800 SILICON GRAPHICS INTERNATIONAL CORP Cmn 82706L908 169 21,800 Sh Call Shared-defined 1 21,800 SILICON GRAPHICS INTERNATIONAL CORP Cmn 82706L958 483 62,200 Sh Put Shared-defined 1 62,200 SILICON GRAPHICS INTERNATIONAL CORP Cmn 82706L108 37 4,778 Sh Shared-defined 1 4,778 SILICON GRAPHICS INTERNATIONAL CORP Cmn 82706L108 250 32,254 Sh Shared-defined -- 32,254 SILICON IMAGE INC. CMN STOCK Cmn 82705T102 11 2,224 Sh Shared-defined 1 2,224 SILICON IMAGE INC. CMN STOCK Cmn 82705T902 76 16,000 Sh Call Shared-defined 1 16,000 SILICON IMAGE INC. CMN STOCK Cmn 82705T952 7 1,400 Sh Put Shared-defined 1 1,400 SILICON IMAGE INC. CMN STOCK Cmn 82705T102 10 2,106 Sh Shared-defined -- 2,106 SILICON LABORATORIES INC CMN STOCK Cmn 826919902 1,569 42,800 Sh Call Shared-defined 1 42,800 COLUMN TOTALS 7,431
FORM 13F Page 476 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SILICON LABORATORIES INC CMN STOCK Cmn 826919952 4,765 130,000 Sh Put Shared-defined 1 130,000 SILICON LABORATORIES INC CMN STOCK Cmn 826919102 2,226 60,737 Sh Shared-defined 1 60,737 SILICON LABORATORIES INC CMN STOCK Cmn 826919102 9,877 269,507 Sh Shared-defined -- 269,507 SILICON MOTION TECHNOLOGY 1 ADR: 4 COMMON Depository Receipt 82706C108 36 6,554 Sh Shared-defined 1 N/A SILICON MOTION TECHNOLOGY 1 ADR: 4 COMMON Depository Receipt 82706C108 40 7,262 Sh Shared-defined -- N/A SILVER STD RES INC CMN STOCK Cmn 82823L906 2,466 123,400 Sh Call Shared-defined 1 123,400 SILVER STD RES INC CMN STOCK Cmn 82823L956 2,402 120,200 Sh Put Shared-defined 1 120,200 SILVER STD RES INC CMN STOCK Cmn 82823L106 389 19,490 Sh Shared-defined 1 19,490 SILVER WHEATON CORP Cmn 828336907 12,936 485,400 Sh Call Shared-defined 1 485,400 SILVER WHEATON CORP Cmn 828336957 8,424 316,100 Sh Put Shared-defined 1 316,100 SILVERCORP METALS INC Cmn 82835P103 768 92,735 Sh Shared-defined 1 92,735 SILVERCORP METALS INC Cmn 82835P903 101 12,200 Sh Call Shared-defined 1 12,200 SILVERCORP METALS INC Cmn 82835P953 697 84,200 Sh Put Shared-defined 1 84,200 SIMON PROPERTY GROUP INC CMN STK Cmn 828806109 64 693 Sh Shared-defined 1 693 COLUMN TOTALS 45,191
FORM 13F Page 477 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SIMON PROPERTY GROUP INC CMN STK Cmn 828806109 3,233 34,859 Sh Shared-defined -- 34,859 SIMON PROPERTY GROUP INC CMN STK Cmn 828806909 16,192 174,600 Sh Call Shared-defined 1 174,600 SIMON PROPERTY GROUP INC CMN STK Cmn 828806959 29,445 317,500 Sh Put Shared-defined 1 317,500 SIMPSON MANUFACTURING INC CMN STK Cmn 829073905 392 15,200 Sh Call Shared-defined 1 15,200 SIMPSON MANUFACTURING INC CMN STK Cmn 829073955 363 14,100 Sh Put Shared-defined 1 14,100 SIMPSON MANUFACTURING INC CMN STK Cmn 829073105 73 2,826 Sh Shared-defined 1 2,826 SIMPSON MANUFACTURING INC CMN STK Cmn 829073105 567 21,977 Sh Shared-defined -- 21,977 SIMS METAL MANAG-SPON ADR Depository Receipt 829160100 38 2,226 Sh Shared-defined 1 N/A SIMS METAL MANAG-SPON ADR Depository Receipt 829160100 221 12,975 Sh Shared-defined -- N/A SINA CORP CMN STK Cmn G81477904 8,315 164,400 Sh Call Shared-defined 1 164,400 SINA CORP CMN STK Cmn G81477954 8,953 177,000 Sh Put Shared-defined 1 177,000 SINA CORP CMN STK Cmn G81477104 488 9,645 Sh Shared-defined 1 9,645 SINA CORP CMN STK Cmn G81477104 35,804 707,865 Sh Shared-defined -- 707,865 SINOCOKING COAL AND COKE CHEMI Cmn 829357102 190 23,111 Sh Shared-defined 1 23,111 COLUMN TOTALS 104,274
FORM 13F Page 478 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SINOCOKING COAL AND COKE CHEMI Cmn 829357902 229 27,800 Sh Call Shared-defined 1 27,800 SINOCOKING COAL AND COKE CHEMI Cmn 829357952 476 57,800 Sh Put Shared-defined 1 57,800 SINOVAC BIOTECH LTD. COMMON STOCK Cmn P8696W904 7 1,800 Sh Call Shared-defined 1 1,800 SINOVAC BIOTECH LTD. COMMON STOCK Cmn P8696W954 92 23,700 Sh Put Shared-defined 1 23,700 SINOVAC BIOTECH LTD. COMMON STOCK Cmn P8696W104 125 32,186 Sh Shared-defined 1 32,186 SINOVAC BIOTECH LTD. COMMON STOCK Cmn P8696W104 37 9,579 Sh Shared-defined -- 9,579 SIRIUS SATELLITE RADIO INC 3.25% CB DUE 10/15/2011 Bond 82966UAD5 8,502 8,558,000 Prn Shared-defined -- N/A SIRIUS XM RADIO INC Cmn 82967N108 566 471,823 Sh Shared-defined 1 471,823 SIRIUS XM RADIO INC Cmn 82967N908 130 108,600 Sh Call Shared-defined 1 108,600 SIRIUS XM RADIO INC Cmn 82967N958 640 533,000 Sh Put Shared-defined 1 533,000 SIRONA DENTAL SYSTEMS INC Cmn 82966C103 47 1,305 Sh Shared-defined 1 1,305 SIRONA DENTAL SYSTEMS INC Cmn 82966C903 631 17,500 Sh Call Shared-defined 1 17,500 SIRONA DENTAL SYSTEMS INC Cmn 82966C953 76 2,100 Sh Put Shared-defined 1 2,100 SIRONA DENTAL SYSTEMS INC Cmn 82966C103 11 300 Sh Shared-defined -- 300 COLUMN TOTALS 11,569
FORM 13F Page 479 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SKECHERS U S A INC CMN STOCK Cmn 830566105 178 7,576 Sh Shared-defined 1 7,576 SKECHERS U S A INC CMN STOCK Cmn 830566105 5,430 231,157 Sh Shared-defined -- 231,157 SKECHERS U S A INC CMN STOCK Cmn 830566905 6,013 256,000 Sh Call Shared-defined 1 256,000 SKECHERS U S A INC CMN STOCK Cmn 830566955 1,395 59,400 Sh Put Shared-defined 1 59,400 SKILLED HEALTHCARE GROUP INC Cmn 83066R107 780 198,483 Sh Shared-defined 1 198,483 SKYWEST INC CMN STK Cmn 830879902 142 10,200 Sh Call Shared-defined 1 10,200 SKYWEST INC CMN STK Cmn 830879952 225 16,100 Sh Put Shared-defined 1 16,100 SKYWEST INC CMN STK Cmn 830879102 53 3,774 Sh Shared-defined 1 3,774 SKYWEST INC CMN STK Cmn 830879102 677 48,522 Sh Shared-defined -- 48,522 SKYWORKS SOLUTIONS INC CMN STK Cmn 83088M902 4,169 201,600 Sh Call Shared-defined 1 201,600 SKYWORKS SOLUTIONS INC CMN STK Cmn 83088M952 3,263 157,800 Sh Put Shared-defined 1 157,800 SKYWORKS SOLUTIONS INC CMN STK Cmn 83088M102 269 12,995 Sh Shared-defined 1 12,995 SKYWORKS SOLUTIONS INC CMN STK Cmn 83088M102 640 30,960 Sh Shared-defined -- 30,960 SL GREEN REALTY CORP CMN STOCK Cmn 78440X901 4,053 64,000 Sh Call Shared-defined 1 64,000 COLUMN TOTALS 27,287
FORM 13F Page 480 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SL GREEN REALTY CORP CMN STOCK Cmn 78440X951 3,008 47,500 Sh Put Shared-defined 1 47,500 SL GREEN REALTY CORP CMN STOCK Cmn 78440X101 310 4,897 Sh Shared-defined 1 4,897 SL GREEN REALTY CORP CMN STOCK Cmn 78440X101 4,652 73,462 Sh Shared-defined -- 73,462 SLM CORP CMN STK Cmn 78442P906 4,570 395,700 Sh Call Shared-defined 1 395,700 SLM CORP CMN STK Cmn 78442P956 5,402 467,700 Sh Put Shared-defined 1 467,700 SLM CORP CMN STK Cmn 78442P106 743 64,345 Sh Shared-defined 1 64,345 SLM CORP CMN STK Cmn 78442P106 1 100 Sh Shared-defined -- 100 SM ENERGY CO Cmn 78454L100 197 5,252 Sh Shared-defined 1 5,252 SM ENERGY CO Cmn 78454L900 682 18,200 Sh Call Shared-defined 1 18,200 SM ENERGY CO Cmn 78454L950 446 11,900 Sh Put Shared-defined 1 11,900 SM ENERGY CO Cmn 78454L100 868 23,161 Sh Shared-defined -- 23,161 SMART BALANCE INC CMN STK Cmn 83169Y108 24 6,111 Sh Shared-defined 1 6,111 SMART BALANCE INC CMN STK Cmn 83169Y108 168 43,265 Sh Shared-defined -- 43,265 SMART MODULAR TECHNOLOGIES WWH INC CMN STK Cmn G82245904 24 4,000 Sh Call Shared-defined 1 4,000 COLUMN TOTALS 21,095
FORM 13F Page 481 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SMART MODULAR TECHNOLOGIES WWH INC CMN STK Cmn G82245954 1 100 Sh Put Shared-defined 1 100 SMART MODULAR TECHNOLOGIES WWH INC CMN STK Cmn G82245104 10 1,610 Sh Shared-defined 1 1,610 SMART MODULAR TECHNOLOGIES WWH INC CMN STK Cmn G82245104 106 17,561 Sh Shared-defined -- 17,561 SMART TECHNOLOGIES INC - A Cmn 83172R908 80 5,900 Sh Call Shared-defined 1 5,900 SMART TECHNOLOGIES INC - A Cmn 83172R958 51 3,800 Sh Put Shared-defined 1 3,800 SMART TECHNOLOGIES INC - A Cmn 83172R108 7 550 Sh Shared-defined 1 550 SMART TECHNOLOGIES INC - A Cmn 83172R108 3 200 Sh Shared-defined -- 200 SMARTHEAT INC Cmn 83172F104 34 5,499 Sh Shared-defined 1 5,499 SMARTHEAT INC Cmn 83172F904 61 9,700 Sh Call Shared-defined 1 9,700 SMARTHEAT INC Cmn 83172F954 11 1,700 Sh Put Shared-defined 1 1,700 SMITH & NEPHEW PLC - -SPON ADR 1:10 Depository Receipt 83175M205 2 38 Sh Shared-defined 1 N/A SMITH & NEPHEW PLC - -SPON ADR 1:10 Depository Receipt 83175M205 281 6,185 Sh Shared-defined -- N/A SMITH & WESSON HLDG CORP CMN STOCK Cmn 831756901 46 12,800 Sh Call Shared-defined 1 12,800 SMITH & WESSON HLDG CORP CMN STOCK Cmn 831756951 42 11,800 Sh Put Shared-defined 1 11,800 COLUMN TOTALS 735
FORM 13F Page 482 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SMITH & WESSON HLDG CORP CMN STOCK Cmn 831756101 76 21,371 Sh Shared-defined 1 21,371 SMITH MICRO SOFTWARE INC CMN STOCK Cmn 832154908 50 5,000 Sh Call Shared-defined 1 5,000 SMITH MICRO SOFTWARE INC CMN STOCK Cmn 832154958 62 6,200 Sh Put Shared-defined 1 6,200 SMITH MICRO SOFTWARE INC CMN STOCK Cmn 832154108 13 1,291 Sh Shared-defined 1 1,291 SMITH MICRO SOFTWARE INC CMN STOCK Cmn 832154108 289 29,104 Sh Shared-defined -- 29,104 SMITHFIELD FOODS 4% CB 6/30/13 - REGISTERED Bond 832248AR9 27,374 25,971,000 Prn Shared-defined -- N/A SMITHFIELD FOODS INC CMN STK Cmn 832248908 1,491 88,600 Sh Call Shared-defined 1 88,600 SMITHFIELD FOODS INC CMN STK Cmn 832248958 1,476 87,700 Sh Put Shared-defined 1 87,700 SMITHFIELD FOODS INC CMN STK Cmn 832248958 4,108 244,100 Sh Put Shared-defined -- 244,100 SMITHFIELD FOODS INC CMN STK Cmn 832248108 196 11,630 Sh Shared-defined 1 11,630 SMITHFIELD FOODS INC CMN STK Cmn 832248108 15,744 935,453 Sh Shared-defined -- 935,453 JM SMUCKER CO -NEW COMMON SHARES Cmn 832696905 1,398 23,100 Sh Call Shared-defined 1 23,100 JM SMUCKER CO -NEW COMMON SHARES Cmn 832696955 1,017 16,800 Sh Put Shared-defined 1 16,800 SNAP ON INC Cmn 833034101 50 1,065 Sh Shared-defined 1 1,065 COLUMN TOTALS 53,344
FORM 13F Page 483 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SNAP ON INC Cmn 833034901 1,721 37,000 Sh Call Shared-defined 1 37,000 SNAP ON INC Cmn 833034951 2,805 60,300 Sh Put Shared-defined 1 60,300 SNAP ON INC Cmn 833034101 501 10,775 Sh Shared-defined -- 10,775 SOHU.COM INC Cmn 83408W103 2,178 37,792 Sh Shared-defined 1 37,792 SOHU.COM INC Cmn 83408W903 5,624 97,600 Sh Call Shared-defined 1 97,600 SOHU.COM INC Cmn 83408W953 9,346 162,200 Sh Put Shared-defined 1 162,200 SOHU.COM INC Cmn 83408W103 86 1,484 Sh Shared-defined -- 1,484 SOLARFUN POWER HOLDINGS-ADR Depository Receipt 83415U108 366 27,807 Sh Shared-defined 1 N/A SOLARFUN POWER HOLDINGS-ADR Depository Receipt 83415U108 9,419 716,288 Sh Shared-defined -- N/A SOLARWINDS INC Cmn 83416B109 31 1,809 Sh Shared-defined 1 1,809 SOLARWINDS INC Cmn 83416B909 104 6,000 Sh Call Shared-defined 1 6,000 SOLARWINDS INC Cmn 83416B959 167 9,700 Sh Put Shared-defined 1 9,700 SOLARWINDS INC Cmn 83416B109 400 23,153 Sh Shared-defined -- 23,153 SOLERA HOLDINGS INC Cmn 83421A104 248 5,619 Sh Shared-defined -- 5,619 COLUMN TOTALS 32,996
FORM 13F Page 484 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SOLUTIA INC Cmn 834376501 63 3,915 Sh Shared-defined 1 3,915 SOLUTIA INC Cmn 834376901 783 48,900 Sh Call Shared-defined 1 48,900 SOLUTIA INC Cmn 834376951 16 1,000 Sh Put Shared-defined 1 1,000 SOLUTIA INC Cmn 834376501 4,028 251,455 Sh Shared-defined -- 251,455 SOMAXON PHARMACEUTICALS INC COMMON STOCK Cmn 834453902 240 61,600 Sh Call Shared-defined 1 61,600 SOMAXON PHARMACEUTICALS INC COMMON STOCK Cmn 834453952 161 41,300 Sh Put Shared-defined 1 41,300 SOMAXON PHARMACEUTICALS INC COMMON STOCK Cmn 834453102 91 23,347 Sh Shared-defined 1 23,347 SOMAXON PHARMACEUTICALS INC COMMON STOCK Cmn 834453102 123 31,661 Sh Shared-defined -- 31,661 SONIC AUTOMOTIVE INC. CMN STOCK Cmn 83545G902 127 12,900 Sh Call Shared-defined 1 12,900 SONIC AUTOMOTIVE INC. CMN STOCK Cmn 83545G952 33 3,400 Sh Put Shared-defined 1 3,400 SONIC AUTOMOTIVE INC. CMN STOCK Cmn 83545G102 6 600 Sh Shared-defined -- 600 SONIC CORP CMN STK Cmn 835451905 23 2,800 Sh Call Shared-defined 1 2,800 SONIC CORP CMN STK Cmn 835451955 1 100 Sh Put Shared-defined 1 100 SONIC CORP CMN STK Cmn 835451105 112 13,826 Sh Shared-defined -- 13,826 COLUMN TOTALS 5,807
FORM 13F Page 485 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SONIC SOLUTIONS CMN STK Cmn 835460906 530 46,600 Sh Call Shared-defined 1 46,600 SONIC SOLUTIONS CMN STK Cmn 835460956 16 1,400 Sh Put Shared-defined 1 1,400 SONIC SOLUTIONS CMN STK Cmn 835460106 86 7,527 Sh Shared-defined 1 7,527 SONOCO PRODUCTS COMMON STOCK Cmn 835495102 272 8,133 Sh Shared-defined 1 8,133 SONOCO PRODUCTS COMMON STOCK Cmn 835495102 1,074 32,115 Sh Shared-defined -- 32,115 SONOCO PRODUCTS COMMON STOCK Cmn 835495902 164 4,900 Sh Call Shared-defined 1 4,900 SONOCO PRODUCTS COMMON STOCK Cmn 835495952 90 2,700 Sh Put Shared-defined 1 2,700 SONOSITE INC CMN STOCK Cmn 83568G904 429 12,800 Sh Call Shared-defined 1 12,800 SONOSITE INC CMN STOCK Cmn 83568G954 1,689 50,400 Sh Put Shared-defined 1 50,400 SONOSITE INC 3.75% CB 7/15/2014 - REGISTERED Bond 83568GAA2 33,987 30,537,000 Prn Shared-defined -- N/A SONOSITE INC CMN STOCK Cmn 83568G104 38 1,134 Sh Shared-defined 1 1,134 SONUS NETWORKS INC Cmn 835916107 390 110,616 Sh Shared-defined 1 110,616 SONUS NETWORKS INC Cmn 835916907 132 37,300 Sh Call Shared-defined 1 37,300 SONUS NETWORKS INC Cmn 835916957 48 13,500 Sh Put Shared-defined 1 13,500 COLUMN TOTALS 38,945
FORM 13F Page 486 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SONUS NETWORKS INC Cmn 835916107 3,341 946,478 Sh Shared-defined -- 946,478 SORL AUTO PARTS INC COMMON STOCK Cmn 78461U901 46 5,300 Sh Call Shared-defined 1 5,300 SORL AUTO PARTS INC COMMON STOCK Cmn 78461U951 46 5,300 Sh Put Shared-defined 1 5,300 SORL AUTO PARTS INC COMMON STOCK Cmn 78461U101 44 5,119 Sh Shared-defined 1 5,119 SOTHEBY'S -CL A CMN STK Cmn 835898907 3,362 91,300 Sh Call Shared-defined 1 91,300 SOTHEBY'S -CL A CMN STK Cmn 835898957 1,646 44,700 Sh Put Shared-defined 1 44,700 SOTHEBY'S -CL A CMN STK Cmn 835898107 245 6,642 Sh Shared-defined 1 6,642 SOTHEBY'S -CL A CMN STK Cmn 835898107 18 500 Sh Shared-defined -- 500 SOTHEBY'S 3.125% CONV 6/15/13 - REGISTERED Bond 835898AC1 19,332 15,300,000 Prn Shared-defined -- N/A SOURCEFIRE INC COMMON STOCK Cmn 83616T908 430 14,900 Sh Call Shared-defined 1 14,900 SOURCEFIRE INC COMMON STOCK Cmn 83616T958 401 13,900 Sh Put Shared-defined 1 13,900 SOURCEFIRE INC COMMON STOCK Cmn 83616T108 89 3,088 Sh Shared-defined 1 3,088 SOURCEFIRE INC COMMON STOCK Cmn 83616T108 9 300 Sh Shared-defined -- 300 SOUTH FINANCIAL GROUP INC COMMON STOCK Cmn 837841105 7 23,346 Sh Shared-defined 1 23,346 COLUMN TOTALS 29,016
FORM 13F Page 487 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- UMPQUA HOLDINGS CORP CMN STOCK Cmn 904214903 27 2,400 Sh Call Shared-defined 1 2,400 UMPQUA HOLDINGS CORP CMN STOCK Cmn 904214953 59 5,200 Sh Put Shared-defined 1 5,200 SOUTHERN CO CMN STK Cmn 842587107 582 15,635 Sh Shared-defined -- 15,635 SOUTHERN COPPER CORP CMN STOCK Cmn 84265V905 6,315 179,800 Sh Call Shared-defined 1 179,800 SOUTHERN COPPER CORP CMN STOCK Cmn 84265V955 4,850 138,100 Sh Put Shared-defined 1 138,100 SOUTHERN COPPER CORP CMN STOCK Cmn 84265V105 324 9,238 Sh Shared-defined -- 9,238 SOUTHWEST AIRLINES COMMON NEW YORK Cmn 844741108 1,283 98,137 Sh Shared-defined -- 98,137 SOUTHWEST AIRLINES COMMON NEW YORK Cmn 844741908 2,019 154,500 Sh Call Shared-defined 1 154,500 SOUTHWEST AIRLINES COMMON NEW YORK Cmn 844741958 1,783 136,400 Sh Put Shared-defined 1 136,400 SOUTHWESTERN ENERGY CO CMN STK Cmn 845467909 8,514 254,600 Sh Call Shared-defined 1 254,600 SOUTHWESTERN ENERGY CO CMN STK Cmn 845467959 11,473 343,100 Sh Put Shared-defined 1 343,100 SOUTHWESTERN ENERGY CO CMN STK Cmn 845467959 2,371 70,900 Sh Put Shared-defined -- 70,900 SOUTHWESTERN ENERGY CO CMN STK Cmn 845467109 4,078 121,956 Sh Shared-defined 1 121,956 SOUTHWESTERN ENERGY CO CMN STK Cmn 845467109 1,433 42,840 Sh Shared-defined -- 42,840 COLUMN TOTALS 45,111
FORM 13F Page 488 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SOVRAN SELF STORAGE INC CMN STOCK Cmn 84610H108 13 331 Sh Shared-defined 1 331 SOVRAN SELF STORAGE INC CMN STOCK Cmn 84610H108 707 18,652 Sh Shared-defined -- 18,652 SPANSION INC-CLASS A Cmn 84649R200 2,070 138,270 Sh Shared-defined 1 138,270 SPANSION INC-CLASS A Cmn 84649R200 15 977 Sh Shared-defined -- 977 SPARTAN STORES INC Cmn 846822104 4 270 Sh Shared-defined 1 270 SPARTAN STORES INC 3.375% CB 5/15/2027- REGISTERED Bond 846822AE4 15,568 17,140,000 Prn Shared-defined -- N/A SPECTRA ENERGY CORP COMMON STOCK Cmn 847560909 1,878 83,300 Sh Call Shared-defined 1 83,300 SPECTRA ENERGY CORP COMMON STOCK Cmn 847560959 216 9,600 Sh Put Shared-defined 1 9,600 SPECTRA ENERGY CORP COMMON STOCK Cmn 847560109 171 7,600 Sh Shared-defined -- 7,600 SPECTRA ENERGY PARTNERS LP Cmn 84756N909 131 3,800 Sh Call Shared-defined 1 3,800 SPECTRA ENERGY PARTNERS LP Cmn 84756N959 118 3,400 Sh Put Shared-defined 1 3,400 SPECTRUM PHARMACEUTICALS INC CMN STOCK Cmn 84763A908 214 51,300 Sh Call Shared-defined 1 51,300 SPECTRUM PHARMACEUTICALS INC CMN STOCK Cmn 84763A958 77 18,400 Sh Put Shared-defined 1 18,400 SPECTRUM PHARMACEUTICALS INC CMN STOCK Cmn 84763A108 81 19,324 Sh Shared-defined 1 19,324 COLUMN TOTALS 21,263
FORM 13F Page 489 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SPEEDWAY MOTORSPORTS INC CMN STOCK Cmn 847788106 253 16,155 Sh Shared-defined -- 16,155 SPIRIT AEROSYSTEMS HOLD-CL A Cmn 848574109 191 9,594 Sh Shared-defined 1 9,594 SPIRIT AEROSYSTEMS HOLD-CL A Cmn 848574909 857 43,000 Sh Call Shared-defined 1 43,000 SPIRIT AEROSYSTEMS HOLD-CL A Cmn 848574959 275 13,800 Sh Put Shared-defined 1 13,800 SPIRIT AEROSYSTEMS HOLD-CL A Cmn 848574109 284 14,241 Sh Shared-defined -- 14,241 SPREADTRUM COMMUNICATIONS-ADR Depository Receipt 849415203 32 2,667 Sh Shared-defined 1 N/A SPREADTRUM COMMUNICATIONS-ADR Depository Receipt 849415203 142 11,747 Sh Shared-defined -- N/A SPRINT NEXTEL CORP Cmn 852061100 9,977 2,154,955 Sh Shared-defined 1 2,154,955 SPRINT NEXTEL CORP Cmn 852061900 1,758 379,800 Sh Call Shared-defined 1 379,800 SPRINT NEXTEL CORP Cmn 852061950 5,529 1,194,100 Sh Put Shared-defined 1 1,194,100 SPRINT NEXTEL CORP Cmn 852061100 31,115 6,720,336 Sh Shared-defined -- 6,720,336 SPX CORP Cmn 784635104 158 2,502 Sh Shared-defined 1 2,502 SPX CORP Cmn 784635104 339 5,365 Sh Shared-defined -- 5,365 SPX CORP Cmn 784635904 2,512 39,700 Sh Call Shared-defined 1 39,700 COLUMN TOTALS 53,422
FORM 13F Page 490 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SPX CORP Cmn 784635954 1,380 21,800 Sh Put Shared-defined 1 21,800 SRA INTERNATIONAL, INC - CL A Cmn 78464R105 5 262 Sh Shared-defined 1 262 SRA INTERNATIONAL, INC - CL A Cmn 78464R105 528 26,791 Sh Shared-defined -- 26,791 SS&C TECHNOLOGIES HOLDINGS Cmn 78467J100 19 1,223 Sh Shared-defined 1 1,223 SS&C TECHNOLOGIES HOLDINGS Cmn 78467J100 1,727 109,306 Sh Shared-defined -- 109,306 ST JUDE MED INC Cmn 790849103 266 6,759 Sh Shared-defined 1 6,759 ST JUDE MED INC Cmn 790849103 6,680 169,805 Sh Shared-defined -- 169,805 ST JUDE MED INC Cmn 790849903 574 14,600 Sh Call Shared-defined 1 14,600 ST JUDE MED INC Cmn 790849953 1,762 44,800 Sh Put Shared-defined 1 44,800 STAAR SURGICAL CO CMN STK Cmn 852312305 1 241 Sh Shared-defined 1 241 STAAR SURGICAL CO CMN STK Cmn 852312305 89 16,509 Sh Shared-defined -- 16,509 STALNAYA GRUPPA MECHEL-ADR 1:3 COMMON Depository Receipt 583840103 1,826 73,330 Sh Shared-defined 1 N/A STALNAYA GRUPPA MECHEL-ADR 1:3 COMMON Depository Receipt 583840103 545 21,885 Sh Shared-defined -- N/A STANCORP FINL GROUP INC CMN STOCK Cmn 852891900 1,148 30,200 Sh Call Shared-defined 1 30,200 COLUMN TOTALS 16,550
FORM 13F Page 491 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- STANCORP FINL GROUP INC CMN STOCK Cmn 852891950 483 12,700 Sh Put Shared-defined 1 12,700 STANCORP FINL GROUP INC CMN STOCK Cmn 852891100 18 483 Sh Shared-defined 1 483 STANCORP FINL GROUP INC CMN STOCK Cmn 852891100 447 11,756 Sh Shared-defined -- 11,756 STANDARD MICROSYSTEMS CORP CMN STK Cmn 853626909 253 11,100 Sh Call Shared-defined 1 11,100 STANDARD MICROSYSTEMS CORP CMN STK Cmn 853626959 189 8,300 Sh Put Shared-defined 1 8,300 STANDARD MICROSYSTEMS CORP CMN STK Cmn 853626109 6 246 Sh Shared-defined 1 246 STANDARD MICROSYSTEMS CORP CMN STK Cmn 853626109 171 7,500 Sh Shared-defined -- 7,500 STANDARD PACIFIC CP CMN STK Cmn 85375C901 208 52,300 Sh Call Shared-defined 1 52,300 STANDARD PACIFIC CP CMN STK Cmn 85375C951 150 37,700 Sh Put Shared-defined 1 37,700 STANDARD PACIFIC CP CMN STK Cmn 85375C101 158 39,824 Sh Shared-defined 1 39,824 STANDARD PACIFIC CP CMN STK Cmn 85375C101 3,618 911,250 Sh Shared-defined -- 911,250 STANLEY BLACK & DECKER INC Cmn 854502901 3,928 64,100 Sh Call Shared-defined 1 64,100 STANLEY BLACK & DECKER INC Cmn 854502951 5,779 94,300 Sh Put Shared-defined 1 94,300 STANLEY BLACK & DECKER INC Cmn 854502101 72,521 1,183,440 Sh Shared-defined -- 1,183,440 COLUMN TOTALS 87,929
FORM 13F Page 492 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- STAPLES COMMON STOCK SPLS Cmn 855030102 240 11,490 Sh Shared-defined 1 11,490 STAPLES COMMON STOCK SPLS Cmn 855030102 109 5,200 Sh Shared-defined -- 5,200 STAPLES COMMON STOCK SPLS Cmn 855030902 2,425 115,900 Sh Call Shared-defined 1 115,900 STAPLES COMMON STOCK SPLS Cmn 855030952 1,904 91,000 Sh Put Shared-defined 1 91,000 STAPLES COMMON STOCK SPLS Cmn 855030902 4,236 202,500 Sh Call Shared-defined -- 202,500 STAR BULK CARRIERS CORP Cmn Y8162K105 39 13,598 Sh Shared-defined 1 13,598 STAR BULK CARRIERS CORP Cmn Y8162K905 12 4,200 Sh Call Shared-defined 1 4,200 STAR BULK CARRIERS CORP Cmn Y8162K955 27 9,300 Sh Put Shared-defined 1 9,300 STAR BULK CARRIERS CORP Cmn Y8162K105 11 3,944 Sh Shared-defined -- 3,944 STAR SCIENTIFIC INC CMN STK Cmn 85517P901 106 50,400 Sh Call Shared-defined 1 50,400 STAR SCIENTIFIC INC CMN STK Cmn 85517P951 115 54,700 Sh Put Shared-defined 1 54,700 STAR SCIENTIFIC INC CMN STK Cmn 85517P101 185 88,135 Sh Shared-defined 1 88,135 STARBUCKS CMN STOCK Cmn 855244109 489 19,106 Sh Shared-defined 1 19,106 STARBUCKS CMN STOCK Cmn 855244109 36,201 1,415,216 Sh Shared-defined -- 1,415,216 COLUMN TOTALS 46,099
FORM 13F Page 493 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- STARBUCKS CMN STOCK Cmn 855244909 5,277 206,300 Sh Call Shared-defined 1 206,300 STARBUCKS CMN STOCK Cmn 855244959 13,176 515,100 Sh Put Shared-defined 1 515,100 STARWOOD HOTELS & RESORT NEW Cmn 85590A401 1,146 21,811 Sh Shared-defined -- 21,811 STARWOOD HOTELS & RESORT NEW Cmn 85590A901 11,282 214,700 Sh Call Shared-defined 1 214,700 STARWOOD HOTELS & RESORT NEW Cmn 85590A951 15,754 299,800 Sh Put Shared-defined 1 299,800 STARWOOD PROPERTY TRUST INC Cmn 85571B105 911 45,829 Sh Shared-defined -- 45,829 STATE AUTO FINL CORP CMN STK Cmn 855707105 2 107 Sh Shared-defined 1 107 STATE AUTO FINL CORP CMN STK Cmn 855707105 181 11,870 Sh Shared-defined -- 11,870 STATE STREET CORP CMN STK Cmn 857477103 20,651 548,358 Sh Shared-defined -- 548,358 STATE STREET CORP CMN STK Cmn 857477903 15,181 403,100 Sh Call Shared-defined 1 403,100 STATE STREET CORP CMN STK Cmn 857477953 16,009 425,100 Sh Put Shared-defined 1 425,100 STEC INC CMN STK Cmn 784774901 1,457 117,000 Sh Call Shared-defined 1 117,000 STEC INC CMN STK Cmn 784774951 3,450 277,100 Sh Put Shared-defined 1 277,100 STEC INC CMN STK Cmn 784774101 1,805 144,976 Sh Shared-defined 1 144,976 COLUMN TOTALS 106,282
FORM 13F Page 494 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- STEC INC CMN STK Cmn 784774101 339 27,191 Sh Shared-defined -- 27,191 STEEL DYNAMICS INC CMN STOCK Cmn 858119900 1,163 82,400 Sh Call Shared-defined 1 82,400 STEEL DYNAMICS INC CMN STOCK Cmn 858119950 1,149 81,400 Sh Put Shared-defined 1 81,400 STEEL DYNAMICS INC CMN STOCK Cmn 858119100 146 10,355 Sh Shared-defined 1 10,355 STEEL DYNAMICS INC CMN STOCK Cmn 858119100 1,068 75,722 Sh Shared-defined -- 75,722 STEELCASE INC CMN STOCK Cmn 858155903 5 600 Sh Call Shared-defined 1 600 STEELCASE INC CMN STOCK Cmn 858155953 111 13,300 Sh Put Shared-defined 1 13,300 STEELCASE INC CMN STOCK Cmn 858155203 86 10,298 Sh Shared-defined 1 10,298 STEELCASE INC CMN STOCK Cmn 858155203 633 75,986 Sh Shared-defined -- 75,986 STEIN MART INC Cmn 858375908 140 15,900 Sh Call Shared-defined 1 15,900 STEIN MART INC Cmn 858375958 37 4,200 Sh Put Shared-defined 1 4,200 STEREOTAXIS INC COMMON STOCK Cmn 85916J902 5 1,200 Sh Call Shared-defined 1 1,200 STEREOTAXIS INC COMMON STOCK Cmn 85916J952 50 12,000 Sh Put Shared-defined 1 12,000 STEREOTAXIS INC COMMON STOCK Cmn 85916J102 79 19,103 Sh Shared-defined 1 19,103 COLUMN TOTALS 5,011
FORM 13F Page 495 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- STERICYCLE INC CMN STOCK Cmn 858912908 1,438 20,700 Sh Call Shared-defined 1 20,700 STERICYCLE INC CMN STOCK Cmn 858912958 452 6,500 Sh Put Shared-defined 1 6,500 STERICYCLE INC CMN STOCK Cmn 858912108 1,216 17,507 Sh Shared-defined -- 17,507 STERIS CORP CMN STK Cmn 859152900 209 6,300 Sh Call Shared-defined 1 6,300 STERIS CORP CMN STK Cmn 859152950 332 10,000 Sh Put Shared-defined 1 10,000 STERIS CORP CMN STK Cmn 859152100 24 735 Sh Shared-defined 1 735 STERIS CORP CMN STK Cmn 859152100 535 16,099 Sh Shared-defined -- 16,099 STERLING BANCSHRS/TX CMN STK Cmn 858907108 29 5,369 Sh Shared-defined 1 5,369 STERLING BANCSHRS/TX CMN STK Cmn 858907108 3,997 744,404 Sh Shared-defined -- 744,404 STERLITE INDUSTRIES INDI-ADR Depository Receipt 859737207 219 14,616 Sh Shared-defined 1 N/A STERLITE INDUSTRIES INDI-ADR Depository Receipt 859737207 551 36,780 Sh Shared-defined -- N/A STEWART ENTERPR STEI 3 1/8 07/14 - REGISTERED Bond 860370AH8 941 1,000,000 Prn Shared-defined -- N/A STIFEL FINANCIAL CORP CMN STK Cmn 860630902 1,194 25,800 Sh Call Shared-defined 1 25,800 STIFEL FINANCIAL CORP CMN STK Cmn 860630952 2,245 48,500 Sh Put Shared-defined 1 48,500 COLUMN TOTALS 13,382
FORM 13F Page 496 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- STIFEL FINANCIAL CORP CMN STK Cmn 860630102 672 14,525 Sh Shared-defined 1 14,525 STIFEL FINANCIAL CORP CMN STK Cmn 860630102 7,943 171,592 Sh Shared-defined -- 171,592 STILLWATER MINING CO. COMMON STOCK Cmn 86074Q102 540 32,038 Sh Shared-defined 1 32,038 STILLWATER MINING CO. COMMON STOCK Cmn 86074Q102 3,475 206,363 Sh Shared-defined -- 206,363 STILLWATER MINING CO. COMMON STOCK Cmn 86074Q902 2,329 138,300 Sh Call Shared-defined 1 138,300 STILLWATER MINING CO. COMMON STOCK Cmn 86074Q952 3,137 186,300 Sh Put Shared-defined 1 186,300 STILLWATER MINING COMPANY 1.875% CB 3/15/28 - REGI Bond 86074QAF9 9,960 9,800,000 Prn Shared-defined -- N/A STMICROELECTRONICS NV-NY SHS CMN STOCK Depository Receipt 861012102 246 32,297 Sh Shared-defined 1 N/A STMICROELECTRONICS NV-NY SHS CMN STOCK Depository Receipt 861012102 524 68,726 Sh Shared-defined -- N/A STONE ENERGY CORP CMN STK Cmn 861642906 346 23,500 Sh Call Shared-defined 1 23,500 STONE ENERGY CORP CMN STK Cmn 861642956 133 9,000 Sh Put Shared-defined 1 9,000 STONE ENERGY CORP CMN STK Cmn 861642106 50 3,418 Sh Shared-defined 1 3,418 STONE ENERGY CORP CMN STK Cmn 861642106 169 11,488 Sh Shared-defined -- 11,488 STRATASYS INC CMN STOCK Cmn 862685904 557 20,100 Sh Call Shared-defined 1 20,100 COLUMN TOTALS 30,081
FORM 13F Page 497 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- STRATASYS INC CMN STOCK Cmn 862685954 280 10,100 Sh Put Shared-defined 1 10,100 STRATASYS INC CMN STOCK Cmn 862685104 14 518 Sh Shared-defined 1 518 STRATASYS INC CMN STOCK Cmn 862685104 6 200 Sh Shared-defined -- 200 STRAYER ED INC CMN STOCK Cmn 863236105 750 4,297 Sh Shared-defined 1 4,297 STRAYER ED INC CMN STOCK Cmn 863236105 857 4,914 Sh Shared-defined -- 4,914 STRAYER ED INC CMN STOCK Cmn 863236905 12,006 68,800 Sh Call Shared-defined 1 68,800 STRAYER ED INC CMN STOCK Cmn 863236955 11,761 67,400 Sh Put Shared-defined 1 67,400 STRYKER CORP CMN STK Cmn 863667901 7,037 140,600 Sh Call Shared-defined 1 140,600 STRYKER CORP CMN STK Cmn 863667951 7,397 147,800 Sh Put Shared-defined 1 147,800 STRYKER CORP CMN STK Cmn 863667101 1,603 32,035 Sh Shared-defined 1 32,035 STRYKER CORP CMN STK Cmn 863667101 7,218 144,209 Sh Shared-defined -- 144,209 SUBURBAN PROPANE PARTNERS LP Cmn 864482904 1,426 26,200 Sh Call Shared-defined 1 26,200 SUBURBAN PROPANE PARTNERS LP Cmn 864482954 604 11,100 Sh Put Shared-defined 1 11,100 SUCCESSFACTORS INC Cmn 864596101 59 2,361 Sh Shared-defined 1 2,361 COLUMN TOTALS 51,018
FORM 13F Page 498 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SUCCESSFACTORS INC Cmn 864596901 2,180 86,800 Sh Call Shared-defined 1 86,800 SUCCESSFACTORS INC Cmn 864596951 2,463 98,100 Sh Put Shared-defined 1 98,100 SUCCESSFACTORS INC Cmn 864596101 325 12,956 Sh Shared-defined -- 12,956 SULPHCO INC COMMON STOCK Cmn 865378103 16 43,985 Sh Shared-defined 1 43,985 SUN COMMUNITIES INC CMN STK Cmn 866674104 4 142 Sh Shared-defined 1 142 SUN COMMUNITIES INC CMN STK Cmn 866674104 330 10,755 Sh Shared-defined -- 10,755 SUN HEALTHCARE GROUP, INC Cmn 866933401 27 3,189 Sh Shared-defined 1 3,189 SUN HEALTHCARE GROUP, INC Cmn 866933401 510 60,238 Sh Shared-defined -- 60,238 SUNCOR ENERGY COMMON STK - NYSE Cmn 867224107 4,100 125,965 Sh Shared-defined 1 125,965 SUNCOR ENERGY COMMON STK - NYSE Cmn 867224907 14,504 445,600 Sh Call Shared-defined 1 445,600 SUNCOR ENERGY COMMON STK - NYSE Cmn 867224957 11,031 338,900 Sh Put Shared-defined 1 338,900 SUNOCO INC COMMON STOCK Cmn 86764P909 8,092 221,700 Sh Call Shared-defined 1 221,700 SUNOCO INC COMMON STOCK Cmn 86764P959 6,939 190,100 Sh Put Shared-defined 1 190,100 SUNOCO INC COMMON STOCK Cmn 86764P109 10,416 285,378 Sh Shared-defined -- 285,378 COLUMN TOTALS 60,937
FORM 13F Page 499 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SUNOPTA INC Cmn 8676EP108 45 7,440 Sh Shared-defined 1 7,440 SUNOPTA INC Cmn 8676EP908 95 15,600 Sh Call Shared-defined 1 15,600 SUNOPTA INC Cmn 8676EP958 43 7,000 Sh Put Shared-defined 1 7,000 SUNOPTA INC Cmn 8676EP108 327 53,769 Sh Shared-defined -- 53,769 SUNPOWER CORP COMMON STOCK Cmn 867652909 4,625 321,200 Sh Call Shared-defined 1 321,200 SUNPOWER CORP-CLASS B Cmn 867652907 362 26,100 Sh Call Shared-defined 1 26,100 SUNPOWER CORP-CLASS B Cmn 867652957 4,191 302,400 Sh Put Shared-defined 1 302,400 SUNPOWER CORP COMMON STOCK Cmn 867652959 3,839 266,600 Sh Put Shared-defined 1 266,600 SUNPOWER CORP COMMON STOCK Cmn 867652109 663 46,027 Sh Shared-defined 1 46,027 SUNPOWER CORP COMMON STOCK Cmn 867652109 439 30,466 Sh Shared-defined -- 30,466 SUNPOWER CORP-CLASS B Cmn 867652307 1,649 118,988 Sh Shared-defined 1 118,988 SUNRISE SENIOR LIVING INC CMN STOCK Cmn 86768K906 3 800 Sh Call Shared-defined 1 800 SUNRISE SENIOR LIVING INC CMN STOCK Cmn 86768K956 12 3,500 Sh Put Shared-defined 1 3,500 SUNRISE SENIOR LIVING INC CMN STOCK Cmn 86768K106 29 8,488 Sh Shared-defined 1 8,488 COLUMN TOTALS 16,322
FORM 13F Page 500 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SUNSTONE HOTEL INVESTORS INC COMMON STOCK Cmn 867892901 219 24,100 Sh Call Shared-defined 1 24,100 SUNSTONE HOTEL INVESTORS INC COMMON STOCK Cmn 867892951 251 27,700 Sh Put Shared-defined 1 27,700 SUNSTONE HOTEL INVESTORS INC COMMON STOCK Cmn 867892101 90 9,882 Sh Shared-defined 1 9,882 SUNSTONE HOTEL INVESTORS INC COMMON STOCK Cmn 867892101 247 27,246 Sh Shared-defined -- 27,246 SUNTECH POWER HOLDINGS CO LTD 1:1 ADR Depository Receipt 86800C104 570 59,160 Sh Shared-defined 1 N/A SUNTECH POWER HOLDINGS CO LTD 1:1 ADR Depository Receipt 86800C104 362 37,542 Sh Shared-defined -- N/A SUNTRUST BKS INC Cmn 867914103 281 10,876 Sh Shared-defined 1 10,876 SUNTRUST BKS INC Cmn 867914903 6,150 238,100 Sh Call Shared-defined 1 238,100 SUNTRUST BKS INC Cmn 867914953 5,125 198,400 Sh Put Shared-defined 1 198,400 SUNTRUST BKS INC Cmn 867914103 32,118 1,243,433 Sh Shared-defined -- 1,243,433 SUPER MICRO COMPUTER INC CMN STK Cmn 86800U104 542 52,207 Sh Shared-defined 1 52,207 SUPER MICRO COMPUTER INC CMN STK Cmn 86800U104 255 24,520 Sh Shared-defined -- 24,520 SUPERGEN INC CMN STOCK Cmn 868059906 2 800 Sh Call Shared-defined 1 800 SUPERGEN INC CMN STOCK Cmn 868059956 29 13,700 Sh Put Shared-defined 1 13,700 COLUMN TOTALS 46,241
FORM 13F Page 501 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SUPERGEN INC CMN STOCK Cmn 868059106 21 9,901 Sh Shared-defined 1 9,901 SUPERIOR ENERGY SVCS INC CMN STK Cmn 868157908 585 21,900 Sh Call Shared-defined 1 21,900 SUPERIOR ENERGY SVCS INC CMN STK Cmn 868157958 702 26,300 Sh Put Shared-defined 1 26,300 SUPERIOR ENERGY SVCS INC CMN STK Cmn 868157108 78 2,920 Sh Shared-defined 1 2,920 SUPERIOR ENERGY SVCS INC CMN STK Cmn 868157108 1,136 42,570 Sh Shared-defined -- 42,570 SUPERIOR INDUSTRIES INT'L COMMON STOCK Cmn 868168905 245 14,200 Sh Call Shared-defined 1 14,200 SUPERIOR INDUSTRIES INT'L COMMON STOCK Cmn 868168955 64 3,700 Sh Put Shared-defined 1 3,700 SUPERIOR INDUSTRIES INT'L COMMON STOCK Cmn 868168105 698 40,401 Sh Shared-defined -- 40,401 SUPERTEX INC CMN STK Cmn 868532902 166 7,500 Sh Call Shared-defined 1 7,500 SUPERTEX INC CMN STK Cmn 868532952 29 1,300 Sh Put Shared-defined 1 1,300 SUPERTEX INC CMN STK Cmn 868532102 12 553 Sh Shared-defined 1 553 SUPERTEX INC CMN STK Cmn 868532102 55 2,500 Sh Shared-defined -- 2,500 SUPERVALU INC Cmn 868536103 2,503 217,069 Sh Shared-defined -- 217,069 SUPERVALU INC Cmn 868536903 621 53,900 Sh Call Shared-defined 1 53,900 COLUMN TOTALS 6,915
FORM 13F Page 502 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SUPERVALU INC Cmn 868536953 533 46,200 Sh Put Shared-defined 1 46,200 SUPPORT.COM INC Cmn 86858W101 15 3,219 Sh Shared-defined 1 3,219 SUPPORT.COM INC Cmn 86858W101 96 20,977 Sh Shared-defined -- 20,977 SURMODICS INC CMN STOCK Cmn 868873900 149 12,500 Sh Call Shared-defined 1 12,500 SURMODICS INC CMN STOCK Cmn 868873950 87 7,300 Sh Put Shared-defined 1 7,300 SURMODICS INC CMN STOCK Cmn 868873100 93 7,835 Sh Shared-defined 1 7,835 SUSQUEHANNA BANCSHARES INC CMN STK Cmn 869099101 12 1,426 Sh Shared-defined 1 1,426 SUSQUEHANNA BANCSHARES INC CMN STK Cmn 869099101 10,077 1,193,937 Sh Shared-defined -- 1,193,937 SVB FINANCIAL GROUP CMN STK Cmn 78486Q901 1,054 24,900 Sh Call Shared-defined 1 24,900 SVB FINANCIAL GROUP CMN STK Cmn 78486Q951 1,397 33,000 Sh Put Shared-defined 1 33,000 SVB FINANCIAL GROUP CMN STK Cmn 78486Q101 11,642 275,090 Sh Shared-defined -- 275,090 SWIFT ENERGY COMMON STOCK Cmn 870738101 221 7,855 Sh Shared-defined 1 7,855 SWIFT ENERGY COMMON STOCK Cmn 870738101 23 805 Sh Shared-defined -- 805 SWIFT ENERGY COMMON STOCK Cmn 870738901 747 26,600 Sh Call Shared-defined 1 26,600 COLUMN TOTALS 26,146
FORM 13F Page 503 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SWIFT ENERGY COMMON STOCK Cmn 870738951 592 21,100 Sh Put Shared-defined 1 21,100 SYSTEMS XCELLENCE INC COMMON STOCK Cmn 78505P900 3,191 87,500 Sh Call Shared-defined 1 87,500 SYSTEMS XCELLENCE INC COMMON STOCK Cmn 78505P950 1,805 49,500 Sh Put Shared-defined 1 49,500 SYCAMORE NETWORKS INC CMN STOCK Cmn 871206405 25 771 Sh Shared-defined 1 771 SYCAMORE NETWORKS INC CMN STOCK Cmn 871206405 829 25,568 Sh Shared-defined -- 25,568 SYKES ENTERPRISES INC CMN STOCK Cmn 871237903 102 7,500 Sh Call Shared-defined 1 7,500 SYKES ENTERPRISES INC CMN STOCK Cmn 871237953 72 5,300 Sh Put Shared-defined 1 5,300 SYKES ENTERPRISES INC CMN STOCK Cmn 871237103 55 4,031 Sh Shared-defined 1 4,031 SYKES ENTERPRISES INC CMN STOCK Cmn 871237103 154 11,318 Sh Shared-defined -- 11,318 SYMANTEC CORP CMN STK Cmn 871503108 5,837 384,782 Sh Shared-defined 1 384,782 SYMANTEC CORP CMN STK Cmn 871503108 2,239 147,601 Sh Shared-defined -- 147,601 SYMANTEC CORP CMN STK Cmn 871503908 4,235 279,200 Sh Call Shared-defined 1 279,200 SYMANTEC CORP CMN STK Cmn 871503958 8,359 551,000 Sh Put Shared-defined 1 551,000 SYMANTEC CORP CMN STK Cmn 871503908 39,844 2,626,500 Sh Call Shared-defined -- 2,626,500 COLUMN TOTALS 67,339
FORM 13F Page 504 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SYMMETRICOM INC CMN STK Cmn 871543104 8 1,481 Sh Shared-defined 1 1,481 SYMMETRICOM INC CMN STK Cmn 871543104 97 16,877 Sh Shared-defined -- 16,877 SYMMETRY MEDICAL INC COMMON STOCK Cmn 871546206 4 411 Sh Shared-defined 1 411 SYMMETRY MEDICAL INC COMMON STOCK Cmn 871546206 242 25,089 Sh Shared-defined -- 25,089 SYNAPTICS INCORPORATED Cmn 87157D909 5,026 178,600 Sh Call Shared-defined 1 178,600 SYNAPTICS INCORPORATED Cmn 87157D959 3,760 133,600 Sh Put Shared-defined 1 133,600 SYNAPTICS INCORPORATED Cmn 87157D109 1,548 55,009 Sh Shared-defined -- 55,009 SYNCHRONOSS TECHNOLOGIES INC COMMON STOCK Cmn 87157B903 326 18,300 Sh Call Shared-defined 1 18,300 SYNCHRONOSS TECHNOLOGIES INC COMMON STOCK Cmn 87157B953 964 54,100 Sh Put Shared-defined 1 54,100 SYNCHRONOSS TECHNOLOGIES INC COMMON STOCK Cmn 87157B103 218 12,227 Sh Shared-defined 1 12,227 SYNCHRONOSS TECHNOLOGIES INC COMMON STOCK Cmn 87157B103 352 19,776 Sh Shared-defined -- 19,776 SYNGENTA AG - ADR Depository Receipt 87160A100 396 7,959 Sh Shared-defined 1 N/A SYNGENTA AG - ADR Depository Receipt 87160A100 137 2,758 Sh Shared-defined -- N/A SYNIVERSE HOLDINGS INC. COMMON STOCK Cmn 87163F106 2 104 Sh Shared-defined 1 104 COLUMN TOTALS 13,080
FORM 13F Page 505 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SYNIVERSE HOLDINGS INC. COMMON STOCK Cmn 87163F106 630 27,791 Sh Shared-defined -- 27,791 SYNNEX CORP COMMON STOCK Cmn 87162W900 166 5,900 Sh Call Shared-defined 1 5,900 SYNNEX CORP COMMON STOCK Cmn 87162W950 17 600 Sh Put Shared-defined 1 600 SYNNEX CORP COMMON STOCK Cmn 87162W100 8 278 Sh Shared-defined 1 278 SYNNEX CORP COMMON STOCK Cmn 87162W100 280 9,965 Sh Shared-defined -- 9,965 SYNOPSYS INC CMN STK Cmn 871607907 235 9,500 Sh Call Shared-defined 1 9,500 SYNOPSYS INC CMN STK Cmn 871607957 208 8,400 Sh Put Shared-defined 1 8,400 SYNOPSYS INC CMN STK Cmn 871607107 224 9,038 Sh Shared-defined 1 9,038 SYNOPSYS INC CMN STK Cmn 871607107 3,710 149,797 Sh Shared-defined -- 149,797 SYNOVUS FINANCIAL CORP COMMON STOCK Cmn 87161C905 229 92,900 Sh Call Shared-defined 1 92,900 SYNOVUS FINANCIAL CORP COMMON STOCK Cmn 87161C955 313 127,100 Sh Put Shared-defined 1 127,100 SYNOVUS FINANCIAL CORP 8.25% MAND 05/15/2013-REGI Bond 87161C204 24 1,000 Prn Shared-defined 1 N/A SYNOVUS FINANCIAL CORP COMMON STOCK Cmn 87161C105 309 125,432 Sh Shared-defined 1 125,432 SYNTA PHARMACEUTICALS CORP Cmn 87162T206 23 5,734 Sh Shared-defined 1 5,734 COLUMN TOTALS 6,376
FORM 13F Page 506 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SYNTA PHARMACEUTICALS CORP Cmn 87162T906 18 4,400 Sh Call Shared-defined 1 4,400 SYNTA PHARMACEUTICALS CORP Cmn 87162T956 3 700 Sh Put Shared-defined 1 700 SYNTA PHARMACEUTICALS CORP Cmn 87162T206 1 185 Sh Shared-defined -- 185 SYNUTRA INTERNATIONAL INC COMMON STOCK Cmn 87164C102 25 2,193 Sh Shared-defined 1 2,193 SYNUTRA INTERNATIONAL INC COMMON STOCK Cmn 87164C102 188 16,315 Sh Shared-defined -- 16,315 SYSCO CORP COMMON STOCK SYY Cmn 871829107 1,192 41,789 Sh Shared-defined -- 41,789 SYSCO CORP COMMON STOCK SYY Cmn 871829907 4,951 173,600 Sh Call Shared-defined 1 173,600 SYSCO CORP COMMON STOCK SYY Cmn 871829957 1,743 61,100 Sh Put Shared-defined 1 61,100 SYSTEMAX INC CMN STK Cmn 871851901 29 2,400 Sh Call Shared-defined 1 2,400 SYSTEMAX INC CMN STK Cmn 871851951 16 1,300 Sh Put Shared-defined 1 1,300 SYSTEMAX INC CMN STK Cmn 871851101 55 4,494 Sh Shared-defined 1 4,494 SYSTEMAX INC CMN STK Cmn 871851101 301 24,513 Sh Shared-defined -- 24,513 SYSTEMS XCELLENCE INC COMMON STOCK Cmn 78505P100 499 13,681 Sh Shared-defined 1 13,681 SYSTEMS XCELLENCE INC COMMON STOCK Cmn 78505P100 928 25,452 Sh Shared-defined -- 25,452 COLUMN TOTALS 9,949
FORM 13F Page 507 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- T-3 ENERGY SERVICES INC COMMON STOCK Cmn 87306E107 265 10,130 Sh Shared-defined -- 10,130 TAIWAN SEMICONDUCTOR - -SPONS ADR Depository Receipt 874039100 212 20,946 Sh Shared-defined 1 N/A TAIWAN SEMICONDUCTOR - -SPONS ADR Depository Receipt 874039100 7,844 773,539 Sh Shared-defined -- N/A TAKE-TWO INTERACTIVE SFT CMN STOCK Cmn 874054909 652 64,300 Sh Call Shared-defined 1 64,300 TAKE-TWO INTERACTIVE SFT CMN STOCK Cmn 874054959 462 45,600 Sh Put Shared-defined 1 45,600 TAKE-TWO INTERACTIVE SFT CMN STOCK Cmn 874054959 5,070 500,000 Sh Put Shared-defined -- 500,000 TAKE-TWO INTERACTIVE SFT CMN STOCK Cmn 874054109 432 42,636 Sh Shared-defined 1 42,636 TAKE-TWO INTERACTIVE SFT CMN STOCK Cmn 874054109 10 1,000 Sh Shared-defined -- 1,000 TAKE-TWO INTERACTIVE SOFTWARE 4.375% CB 06/01/2014 Bond 874054AA7 22,537 19,089,000 Prn Shared-defined -- N/A TAL INTERNATIONAL GROUP INC COMMON STOCK Cmn 874083108 1,035 42,750 Sh Shared-defined -- 42,750 TALBOTS INC CMN STK Cmn 874161902 2,367 180,700 Sh Call Shared-defined 1 180,700 TALBOTS INC CMN STK Cmn 874161952 1,812 138,300 Sh Put Shared-defined 1 138,300 TALBOTS INC CMN STK Cmn 874161102 1,184 90,400 Sh Shared-defined 1 90,400 TALBOTS INC CMN STK Cmn 874161102 6,216 474,531 Sh Shared-defined -- 474,531 COLUMN TOTALS 50,098
FORM 13F Page 508 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TALEO CORP COMMON STOCK Cmn 87424N104 45 1,567 Sh Shared-defined 1 1,567 TALEO CORP COMMON STOCK Cmn 87424N104 470 16,199 Sh Shared-defined -- 16,199 TALISMAN ENERGY INC CMN STOCK Cmn 87425E903 806 46,100 Sh Call Shared-defined 1 46,100 TALISMAN ENERGY INC CMN STOCK Cmn 87425E953 11,076 633,300 Sh Put Shared-defined 1 633,300 TALISMAN ENERGY INC CMN STOCK Cmn 87425E103 6,343 362,666 Sh Shared-defined 1 362,666 TALISMAN ENERGY INC CMN STOCK Cmn 87425E103 30,352 1,735,410 Sh Shared-defined -- 1,735,410 TANGER FACTORY OUTLET CENTERS COMMON STOCK Cmn 875465106 1,873 39,728 Sh Shared-defined -- 39,728 TANGER FACTORY OUTLET CENTERS COMMON STOCK Cmn 875465906 495 10,500 Sh Call Shared-defined 1 10,500 TANGER FACTORY OUTLET CENTERS COMMON STOCK Cmn 875465956 1,150 24,400 Sh Put Shared-defined 1 24,400 TANZANIAN ROYALTY EXPLORATION CORP CMN STK Cmn 87600U904 131 18,100 Sh Call Shared-defined 1 18,100 TANZANIAN ROYALTY EXPLORATION CORP CMN STK Cmn 87600U954 1,195 165,700 Sh Put Shared-defined 1 165,700 TANZANIAN ROYALTY EXPLORATION CORP CMN STK Cmn 87600U104 301 41,802 Sh Shared-defined 1 41,802 TARGA RESOURCES PARTNERS LP Cmn 87611X105 55 1,962 Sh Shared-defined 1 1,962 TARGA RESOURCES PARTNERS LP Cmn 87611X905 425 15,300 Sh Call Shared-defined 1 15,300 COLUMN TOTALS 54,717
FORM 13F Page 509 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TARGA RESOURCES PARTNERS LP Cmn 87611X955 231 8,300 Sh Put Shared-defined 1 8,300 TARGET CORP CMN STK Cmn 87612E106 4,537 84,894 Sh Shared-defined 1 84,894 TARGET CORP CMN STK Cmn 87612E106 81,620 1,527,328 Sh Shared-defined -- 1,527,328 TARGET CORP CMN STK Cmn 87612E906 19,794 370,400 Sh Call Shared-defined 1 370,400 TARGET CORP CMN STK Cmn 87612E956 23,936 447,900 Sh Put Shared-defined 1 447,900 TASEKO MINES LTD CMN STOCK Cmn 876511906 254 48,800 Sh Call Shared-defined 1 48,800 TASEKO MINES LTD CMN STOCK Cmn 876511956 786 151,100 Sh Put Shared-defined 1 151,100 TASEKO MINES LTD CMN STOCK Cmn 876511106 1,133 217,969 Sh Shared-defined 1 217,969 TASEKO MINES LTD CMN STOCK Cmn 876511106 9 1,657 Sh Shared-defined -- 1,657 TASER INTL INC CMN STOCK Cmn 87651B904 64 16,400 Sh Call Shared-defined 1 16,400 TASER INTL INC CMN STOCK Cmn 87651B954 31 7,900 Sh Put Shared-defined 1 7,900 TASER INTL INC CMN STOCK Cmn 87651B104 140 36,095 Sh Shared-defined 1 36,095 TATA MOTORS LTD ADR 1:1 COMMON Depository Receipt 876568502 445 17,432 Sh Shared-defined 1 N/A TAUBMAN CTRS INC CMN STK Cmn 876664903 1,619 36,300 Sh Call Shared-defined 1 36,300 COLUMN TOTALS 134,599
FORM 13F Page 510 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TAUBMAN CTRS INC CMN STK Cmn 876664953 1,601 35,900 Sh Put Shared-defined 1 35,900 TAUBMAN CTRS INC CMN STK Cmn 876664103 92 2,054 Sh Shared-defined 1 2,054 TAUBMAN CTRS INC CMN STK Cmn 876664103 4,934 110,593 Sh Shared-defined -- 110,593 TAYLOR CAPITAL GROUP INC COMMON STOCK Cmn 876851106 211 18,425 Sh Shared-defined -- 18,425 TBS INTERNATIONAL PLC Cmn G8657Q104 108 19,398 Sh Shared-defined 1 19,398 TBS INTERNATIONAL PLC Cmn G8657Q904 33 6,000 Sh Call Shared-defined 1 6,000 TBS INTERNATIONAL PLC Cmn G8657Q954 114 20,500 Sh Put Shared-defined 1 20,500 TBS INTERNATIONAL PLC Cmn G8657Q104 4 711 Sh Shared-defined -- 711 TCB/WS US (TCF FINANCIAL CORP-CW18) Wt 872275128 5 800 Shared-defined 1 N/A TCBIW US (TEXAS CAPITAL BANCSHAR- CW19) Wt 88224Q115 1 100 Shared-defined 1 N/A TCF FINANCIAL CORP COMMON Cmn 872275902 683 42,200 Sh Call Shared-defined 1 42,200 TCF FINANCIAL CORP COMMON Cmn 872275952 708 43,700 Sh Put Shared-defined 1 43,700 TCF FINANCIAL CORP COMMON Cmn 872275102 101 6,249 Sh Shared-defined 1 6,249 TCF FINANCIAL CORP COMMON Cmn 872275102 2,246 138,747 Sh Shared-defined -- 138,747 COLUMN TOTALS 10,841
FORM 13F Page 511 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TD AMERITRADE HOLDING CORP CMN STK Cmn 87236Y908 3,350 207,400 Sh Call Shared-defined 1 207,400 TD AMERITRADE HOLDING CORP CMN STK Cmn 87236Y958 1,260 78,000 Sh Put Shared-defined 1 78,000 TD AMERITRADE HOLDING CORP CMN STK Cmn 87236Y108 4,058 251,255 Sh Shared-defined -- 251,255 TEAM HEALTH HOLDINGS INC Cmn 87817A107 4,723 365,869 Sh Shared-defined -- 365,869 TEAM INC CMN STK Cmn 878155100 3 182 Sh Shared-defined 1 182 TEAM INC CMN STK Cmn 878155100 250 14,520 Sh Shared-defined -- 14,520 TECH DATA CORP CMN STK Cmn 878237906 363 9,000 Sh Call Shared-defined 1 9,000 TECH DATA CORP CMN STK Cmn 878237106 58 1,439 Sh Shared-defined 1 1,439 TECH DATA CORP CMN STK Cmn 878237106 9,723 241,260 Sh Shared-defined -- 241,260 TECHNE CORP CMN STK Cmn 878377900 130 2,100 Sh Call Shared-defined 1 2,100 TECHNE CORP CMN STK Cmn 878377950 364 5,900 Sh Put Shared-defined 1 5,900 TECHNE CORP CMN STK Cmn 878377100 146 2,368 Sh Shared-defined 1 2,368 TECHNE CORP CMN STK Cmn 878377100 1,472 23,844 Sh Shared-defined -- 23,844 TECK COMINCO LIMITED - - CL B CMN STK Cmn 878742204 231 5,619 Sh Shared-defined -- 5,619 COLUMN TOTALS 26,131
FORM 13F Page 512 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TECK COMINCO LIMITED - - CL B CMN STK Cmn 878742904 11,965 290,700 Sh Call Shared-defined 1 290,700 TECK COMINCO LIMITED - - CL B CMN STK Cmn 878742954 12,204 296,500 Sh Put Shared-defined 1 296,500 TECO ENERGY INC CMN STK Cmn 872375900 253 14,600 Sh Call Shared-defined 1 14,600 TECO ENERGY INC CMN STK Cmn 872375950 106 6,100 Sh Put Shared-defined 1 6,100 TECO ENERGY INC CMN STK Cmn 872375100 24 1,400 Sh Shared-defined -- 1,400 TEEKAY CORP Cmn Y8564W903 1,529 57,200 Sh Call Shared-defined 1 57,200 TEEKAY CORP Cmn Y8564W953 318 11,900 Sh Put Shared-defined 1 11,900 TEEKAY LNG PARTNERS LP COMMON STOCK Cmn Y8564M905 397 12,500 Sh Call Shared-defined 1 12,500 TEEKAY LNG PARTNERS LP COMMON STOCK Cmn Y8564M955 493 15,500 Sh Put Shared-defined 1 15,500 TEEKAY LNG PARTNERS LP COMMON STOCK Cmn Y8564M105 47 1,488 Sh Shared-defined 1 1,488 TEEKAY TANKERS LTD- CLASS A Cmn Y8565N902 56 4,300 Sh Call Shared-defined 1 4,300 TEEKAY TANKERS LTD- CLASS A Cmn Y8565N952 576 44,300 Sh Put Shared-defined 1 44,300 TEEKAY TANKERS LTD- CLASS A Cmn Y8565N102 366 28,169 Sh Shared-defined 1 28,169 TEJON RANCH CO CMN STK Cmn 879080109 11 489 Sh Shared-defined 1 489 COLUMN TOTALS 28,345
FORM 13F Page 513 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TEJON RANCH CO CMN STK Cmn 879080109 413 19,043 Sh Shared-defined -- 19,043 TEKELEC CMN STK Cmn 879101903 355 27,400 Sh Call Shared-defined 1 27,400 TEKELEC CMN STK Cmn 879101953 119 9,200 Sh Put Shared-defined 1 9,200 TEKELEC CMN STK Cmn 879101103 9,533 735,533 Sh Shared-defined -- 735,533 TELE NORTE LESTE PART ADR 1:1000 Depository Receipt 879246106 503 35,749 Sh Shared-defined -- N/A TELECOMMUNICATION SYSTEMS-A Cmn 87929J103 64 16,375 Sh Shared-defined 1 16,375 TELECOMMUNICATION SYSTEMS-A Cmn 87929J903 22 5,700 Sh Call Shared-defined 1 5,700 TELECOMMUNICATION SYSTEMS-A Cmn 87929J953 37 9,500 Sh Put Shared-defined 1 9,500 TELECOMMUNICATION SYSTEMS-A Cmn 87929J103 71 18,210 Sh Shared-defined -- 18,210 TELEFLEX INC 3.875% CB 08/01/2017- REGISTERED Bond 879369AA4 48,884 45,000,000 Prn Shared-defined -- N/A TELEFLEX INC CMN STK Cmn 879369106 952 16,759 Sh Shared-defined -- 16,759 TELEFONOS DE MEXICO SPONS ADR L 1:20 Depository Receipt 879403780 365 24,437 Sh Shared-defined 1 N/A TELEFONOS DE MEXICO SPONS ADR L 1:20 Depository Receipt 879403780 5,767 386,301 Sh Shared-defined -- N/A TELEPHONE & DATA CMN STK Cmn 879433100 37 1,116 Sh Shared-defined 1 1,116 COLUMN TOTALS 67,122
FORM 13F Page 514 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TELEPHONE & DATA CMN STK Cmn 879433100 1,510 46,050 Sh Shared-defined -- 46,050 TELEPHONE & DATA CMN STK Cmn 879433900 138 4,200 Sh Call Shared-defined 1 4,200 TELEPHONE & DATA CMN STK Cmn 879433950 171 5,200 Sh Put Shared-defined 1 5,200 TELETECH HLDGS INC CMN STOCK Cmn 879939906 202 13,600 Sh Call Shared-defined 1 13,600 TELETECH HLDGS INC CMN STOCK Cmn 879939956 183 12,300 Sh Put Shared-defined 1 12,300 TELETECH HLDGS INC CMN STOCK Cmn 879939106 21 1,442 Sh Shared-defined 1 1,442 TELETECH HLDGS INC CMN STOCK Cmn 879939106 31 2,070 Sh Shared-defined -- 2,070 TELIK INC Cmn 87959M109 12 16,472 Sh Shared-defined 1 16,472 TELLABS INC CMN STK Cmn 879664900 957 128,400 Sh Call Shared-defined 1 128,400 TELLABS INC CMN STK Cmn 879664950 1,453 195,000 Sh Put Shared-defined 1 195,000 TELLABS INC CMN STK Cmn 879664100 1,480 198,616 Sh Shared-defined 1 198,616 TELLABS INC CMN STK Cmn 879664100 725 97,312 Sh Shared-defined -- 97,312 TELVENT GIT SA COMMON STOCK Cmn E90215109 244 10,780 Sh Shared-defined -- 10,780 TEMPLE INLAND INC Cmn 879868107 127 6,832 Sh Shared-defined 1 6,832 COLUMN TOTALS 7,254
FORM 13F Page 515 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TEMPLE INLAND INC Cmn 879868907 1,735 93,000 Sh Call Shared-defined 1 93,000 TEMPLE INLAND INC Cmn 879868957 789 42,300 Sh Put Shared-defined 1 42,300 TEMPLE INLAND INC Cmn 879868107 6,288 336,952 Sh Shared-defined -- 336,952 TEMPLE INLAND INC Cmn 879868957 8,817 472,500 Sh Put Shared-defined -- 472,500 TEMPUR-PEDIC INTERNATIONAL COMMON STOCK Cmn 88023U901 2,055 66,300 Sh Call Shared-defined 1 66,300 TEMPUR-PEDIC INTERNATIONAL COMMON STOCK Cmn 88023U951 2,558 82,500 Sh Put Shared-defined 1 82,500 TEMPUR-PEDIC INTERNATIONAL COMMON STOCK Cmn 88023U101 49 1,578 Sh Shared-defined 1 1,578 TEMPUR-PEDIC INTERNATIONAL COMMON STOCK Cmn 88023U101 454 14,645 Sh Shared-defined -- 14,645 TENET HEALTHCARE CORPORATION CMN STK Cmn 88033G900 447 94,800 Sh Call Shared-defined 1 94,800 TENET HEALTHCARE CORPORATION CMN STK Cmn 88033G950 463 98,100 Sh Put Shared-defined 1 98,100 TENET HEALTHCARE CORPORATION CMN STK Cmn 88033G100 674 142,761 Sh Shared-defined 1 142,761 TENET HEALTHCARE CORPORATION CMN STK Cmn 88033G100 327 69,369 Sh Shared-defined -- 69,369 TENNANT CO CMN STK Cmn 880345103 615 19,893 Sh Shared-defined -- 19,893 TENNECO INC COMMON STOCK Cmn 880349905 2,361 81,500 Sh Call Shared-defined 1 81,500 COLUMN TOTALS 27,632
FORM 13F Page 516 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TENNECO INC COMMON STOCK Cmn 880349955 2,245 77,500 Sh Put Shared-defined 1 77,500 TENNECO INC COMMON STOCK Cmn 880349105 49 1,682 Sh Shared-defined 1 1,682 TENNECO INC COMMON STOCK Cmn 880349105 15,570 537,451 Sh Shared-defined -- 537,451 TERADATA CORP Cmn 88076W103 136 3,532 Sh Shared-defined 1 3,532 TERADATA CORP Cmn 88076W903 733 19,000 Sh Call Shared-defined 1 19,000 TERADATA CORP Cmn 88076W953 1,114 28,900 Sh Put Shared-defined 1 28,900 TERADATA CORP Cmn 88076W103 18,608 482,575 Sh Shared-defined -- 482,575 TERADYNE INC CMN STK Cmn 880770902 1,619 145,300 Sh Call Shared-defined 1 145,300 TERADYNE INC CMN STK Cmn 880770952 1,587 142,500 Sh Put Shared-defined 1 142,500 TERADYNE 4.5% CB 3/15/2014-REGISTERED Bond 880770AE2 65,250 30,160,000 Prn Shared-defined -- N/A TERADYNE INC CMN STK Cmn 880770102 437 39,207 Sh Shared-defined 1 39,207 TERADYNE INC CMN STK Cmn 880770102 124 11,148 Sh Shared-defined -- 11,148 TEREX CORP CMN STOCK Cmn 880779103 11,873 518,039 Sh Shared-defined -- 518,039 TEREX CORP CMN STOCK Cmn 880779903 2,721 118,700 Sh Call Shared-defined 1 118,700 COLUMN TOTALS 122,066
FORM 13F Page 517 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TEREX CORP CMN STOCK Cmn 880779953 3,108 135,600 Sh Put Shared-defined 1 135,600 TEREX CORPORATION 4% CB 6/1/2015- REGISTERED Bond 880779AV5 24,243 15,250,000 Prn Shared-defined -- N/A TERNIUM SA ADR 1:10 Depository Receipt 880890108 70 2,153 Sh Shared-defined 1 N/A TERNIUM SA ADR 1:10 Depository Receipt 880890108 794 24,317 Sh Shared-defined -- N/A TERREMARK WORLDWIDE INC CMN STOCK Cmn 881448903 59 5,700 Sh Call Shared-defined 1 5,700 TERREMARK WORLDWIDE INC CMN STOCK Cmn 881448953 1 100 Sh Put Shared-defined 1 100 TERREMARK WORLDWIDE INC CMN STOCK Cmn 881448203 39 3,740 Sh Shared-defined 1 3,740 TERREMARK WORLDWIDE INC CMN STOCK Cmn 881448203 482 46,584 Sh Shared-defined -- 46,584 TESLA MOTORS INC Cmn 88160R101 1,444 71,289 Sh Shared-defined 1 71,289 TESLA MOTORS INC Cmn 88160R901 663 32,700 Sh Call Shared-defined 1 32,700 TESLA MOTORS INC Cmn 88160R951 4,084 201,600 Sh Put Shared-defined 1 201,600 TESLA MOTORS INC Cmn 88160R101 537 26,481 Sh Shared-defined -- 26,481 TESORO CORP CMN STK Cmn 881609101 817 61,176 Sh Shared-defined 1 61,176 TESORO CORP CMN STK Cmn 881609101 33,913 2,538,368 Sh Shared-defined -- 2,538,368 COLUMN TOTALS 70,254
FORM 13F Page 518 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TESORO CORP CMN STK Cmn 881609901 2,681 200,700 Sh Call Shared-defined 1 200,700 TESORO CORP CMN STK Cmn 881609951 3,263 244,200 Sh Put Shared-defined 1 244,200 TESSERA TECHNOLOGIES INC COMMON STOCK Cmn 88164L900 675 36,500 Sh Call Shared-defined 1 36,500 TESSERA TECHNOLOGIES INC COMMON STOCK Cmn 88164L950 1,493 80,700 Sh Put Shared-defined 1 80,700 TESSERA TECHNOLOGIES INC COMMON STOCK Cmn 88164L100 1,337 72,276 Sh Shared-defined 1 72,276 TESSERA TECHNOLOGIES INC COMMON STOCK Cmn 88164L100 248 13,394 Sh Shared-defined -- 13,394 TETRA TECH INC CMN STK Cmn 88162G903 115 5,500 Sh Call Shared-defined 1 5,500 TETRA TECH INC CMN STK Cmn 88162G953 42 2,000 Sh Put Shared-defined 1 2,000 TETRA TECH INC CMN STK Cmn 88162G103 55 2,627 Sh Shared-defined 1 2,627 TETRA TECH INC CMN STK Cmn 88162G103 183 8,721 Sh Shared-defined -- 8,721 TETRA TECHNOLOGIES INC/DE CMN STK Cmn 88162F905 133 13,000 Sh Call Shared-defined 1 13,000 TETRA TECHNOLOGIES INC/DE CMN STK Cmn 88162F955 119 11,700 Sh Put Shared-defined 1 11,700 TETRA TECHNOLOGIES INC/DE CMN STK Cmn 88162F105 74 7,217 Sh Shared-defined 1 7,217 TETRA TECHNOLOGIES INC/DE CMN STK Cmn 88162F105 3,904 382,702 Sh Shared-defined -- 382,702 COLUMN TOTALS 14,322
FORM 13F Page 519 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TEVA PHARMACEUTICAL INDUSTRIES - ADR 1:1 Depository Receipt 881624209 9,230 174,981 Sh Shared-defined 1 N/A TEVA PHARMACEUTICAL INDUSTRIES - ADR 1:1 Depository Receipt 881624209 3,160 59,900 Sh Shared-defined -- N/A TEXAS CAPITAL BANCSHARES INC COMMON STOCK Cmn 88224Q107 3,097 179,308 Sh Shared-defined -- 179,308 TEXAS INDUSTRIES INC CMN STK Cmn 882491903 145 4,600 Sh Call Shared-defined 1 4,600 TEXAS INDUSTRIES INC CMN STK Cmn 882491953 2,238 71,000 Sh Put Shared-defined 1 71,000 TEXAS INDUSTRIES INC CMN STK Cmn 882491103 1,949 61,847 Sh Shared-defined 1 61,847 TEXAS INDUSTRIES INC CMN STK Cmn 882491103 287 9,092 Sh Shared-defined -- 9,092 TEXAS INSTRUMENTS COMMON STOCK Cmn 882508104 26,368 971,550 Sh Shared-defined -- 971,550 TEXAS INSTRUMENTS COMMON STOCK Cmn 882508904 24,480 902,000 Sh Call Shared-defined 1 902,000 TEXAS INSTRUMENTS COMMON STOCK Cmn 882508954 2,866 105,600 Sh Put Shared-defined 1 105,600 TEXAS ROADHOUSE INC COMMON STOCK Cmn 882681909 983 69,900 Sh Call Shared-defined 1 69,900 TEXAS ROADHOUSE INC COMMON STOCK Cmn 882681959 155 11,000 Sh Put Shared-defined 1 11,000 TEXAS ROADHOUSE INC COMMON STOCK Cmn 882681109 47 3,323 Sh Shared-defined 1 3,323 TEXAS ROADHOUSE INC COMMON STOCK Cmn 882681109 15,875 1,129,094 Sh Shared-defined -- 1,129,094 COLUMN TOTALS 90,880
FORM 13F Page 520 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TEXTRON INC 4.5% CB 5/01/2013-REGISTERED Bond 883203BN0 74,215 43,567,000 Prn Shared-defined -- N/A TEXTRON, INC. Cmn 883203901 6,764 329,000 Sh Call Shared-defined 1 329,000 TEXTRON, INC. Cmn 883203951 3,832 186,400 Sh Put Shared-defined 1 186,400 TFS FINANCIAL COR Cmn 87240R107 35 3,773 Sh Shared-defined 1 3,773 TFS FINANCIAL COR Cmn 87240R107 363 39,446 Sh Shared-defined -- 39,446 ALLSTATE CORP CMN STK Cmn 020002901 7,862 249,200 Sh Call Shared-defined 1 249,200 ALLSTATE CORP CMN STK Cmn 020002951 7,055 223,600 Sh Put Shared-defined 1 223,600 ALLSTATE CORP CMN STK Cmn 020002901 2,770 87,800 Sh Call Shared-defined -- 87,800 THE BANK OF NEW YORK MELLON CORP Cmn 064058100 6,708 256,699 Sh Shared-defined -- 256,699 THE BOEING COMPANY Cmn 097023905 25,704 386,300 Sh Call Shared-defined 1 386,300 THE BOEING COMPANY Cmn 097023955 36,151 543,300 Sh Put Shared-defined 1 543,300 COCA COLA CO Cmn 191216900 32,783 560,200 Sh Call Shared-defined 1 560,200 COCA COLA CO Cmn 191216950 46,839 800,400 Sh Put Shared-defined 1 800,400 DOW CHEMICAL COMPANY COMMON STOCK Cmn 260543903 24,365 887,300 Sh Call Shared-defined 1 887,300 COLUMN TOTALS 275,446
FORM 13F Page 521 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DOW CHEMICAL COMPANY COMMON STOCK Cmn 260543953 18,327 667,400 Sh Put Shared-defined 1 667,400 GAP INC Cmn 364760908 1,804 96,800 Sh Call Shared-defined 1 96,800 GAP INC Cmn 364760958 5,199 278,900 Sh Put Shared-defined 1 278,900 THE GOLDMAN SACHS GROUP INC CMN STOCK Cmn 38141G104 72,037 498,250 Sh Shared-defined 1 498,250 THE GOLDMAN SACHS GROUP INC CMN STOCK Cmn 38141G104 77,744 537,721 Sh Shared-defined -- 537,721 THE GOLDMAN SACHS GROUP INC CMN STOCK Cmn 38141G904 98,820 683,500 Sh Call Shared-defined 1 683,500 THE GOLDMAN SACHS GROUP INC CMN STOCK Cmn 38141G954 156,971 1,085,700 Sh Put Shared-defined 1 1,085,700 THE GOODYEAR TIRE COMMON STOCK Cmn 382550101 1,176 109,433 Sh Shared-defined 1 109,433 THE GOODYEAR TIRE COMMON STOCK Cmn 382550101 1,266 117,740 Sh Shared-defined -- 117,740 THE HERSHEY CO Cmn 427866108 2,159 45,372 Sh Shared-defined 1 45,372 THE HERSHEY CO Cmn 427866908 5,968 125,400 Sh Call Shared-defined 1 125,400 THE HERSHEY CO Cmn 427866958 5,930 124,600 Sh Put Shared-defined 1 124,600 THE HERSHEY CO Cmn 427866108 23,612 496,158 Sh Shared-defined -- 496,158 THE INTERPUBLIC GROUP OF COMPANIES, INC. CMN STOCK Cmn 460690900 296 29,500 Sh Call Shared-defined 1 29,500 COLUMN TOTALS 471,309
FORM 13F Page 522 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- THE INTERPUBLIC GROUP OF COMPANIES, INC. CMN STOCK Cmn 460690950 132 13,200 Sh Put Shared-defined 1 13,200 THE INTERPUBLIC GROUP OF COMPANIES, INC. CMN STOCK Cmn 460690100 20 2,001 Sh Shared-defined 1 2,001 THE INTERPUBLIC GROUP OF COMPANIES, INC. CMN STOCK Cmn 460690100 2,374 236,681 Sh Shared-defined -- 236,681 THE KNOT INC CMN STK Cmn 499184909 29 3,200 Sh Call Shared-defined 1 3,200 THE KNOT INC CMN STK Cmn 499184959 177 19,400 Sh Put Shared-defined 1 19,400 THE KNOT INC CMN STK Cmn 499184109 21 2,293 Sh Shared-defined 1 2,293 THE KNOT INC CMN STK Cmn 499184109 255 27,885 Sh Shared-defined -- 27,885 THE KROGER CO. COMMON STOCK KR Cmn 501044101 370 17,080 Sh Shared-defined 1 17,080 THE KROGER CO. COMMON STOCK KR Cmn 501044101 662 30,570 Sh Shared-defined -- 30,570 THE KROGER CO. COMMON STOCK KR Cmn 501044901 2,172 100,300 Sh Call Shared-defined 1 100,300 THE KROGER CO. COMMON STOCK KR Cmn 501044951 1,750 80,800 Sh Put Shared-defined 1 80,800 MOSAIC CO/THE COMMON STOCK Cmn 61945A907 25,931 441,300 Sh Call Shared-defined 1 441,300 MOSAIC CO/THE COMMON STOCK Cmn 61945A957 27,899 474,800 Sh Put Shared-defined 1 474,800 THE NASDAQ OMX GROUP COMMON STOCK Cmn 631103108 596 30,689 Sh Shared-defined 1 30,689 COLUMN TOTALS 62,388
FORM 13F Page 523 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- THE NASDAQ OMX GROUP COMMON STOCK Cmn 631103108 3,322 170,978 Sh Shared-defined -- 170,978 THE NASDAQ OMX GROUP COMMON STOCK Cmn 631103908 2,199 113,200 Sh Call Shared-defined 1 113,200 THE NASDAQ OMX GROUP COMMON STOCK Cmn 631103958 911 46,900 Sh Put Shared-defined 1 46,900 PEP BOYS COMMON STOCK PBY Cmn 713278909 107 10,100 Sh Call Shared-defined 1 10,100 PEP BOYS COMMON STOCK PBY Cmn 713278959 32 3,000 Sh Put Shared-defined 1 3,000 PMI GROUP INC CMN STOCK Cmn 69344M901 432 117,700 Sh Call Shared-defined 1 117,700 PMI GROUP INC CMN STOCK Cmn 69344M951 153 41,800 Sh Put Shared-defined 1 41,800 PROCTER & GAMBLE CO Cmn 742718909 50,951 849,600 Sh Call Shared-defined 1 849,600 PROCTER & GAMBLE CO Cmn 742718959 38,837 647,600 Sh Put Shared-defined 1 647,600 THE RYLAND GROUP, INC. Cmn 783764903 1,615 90,100 Sh Call Shared-defined 1 90,100 THE RYLAND GROUP, INC. Cmn 783764953 1,159 64,700 Sh Put Shared-defined 1 64,700 SHERWIN-WILLIAMS COMMON STOCK Cmn 824348906 8,671 115,400 Sh Call Shared-defined 1 115,400 SHERWIN-WILLIAMS COMMON STOCK Cmn 824348956 3,900 51,900 Sh Put Shared-defined 1 51,900 SOUTHERN CO CMN STK Cmn 842587907 12,259 329,200 Sh Call Shared-defined 1 329,200 COLUMN TOTALS 124,548
FORM 13F Page 524 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SOUTHERN CO CMN STK Cmn 842587957 7,277 195,400 Sh Put Shared-defined 1 195,400 THE ST JOE CO CMN STK Cmn 790148100 923 37,100 Sh Shared-defined 1 37,100 THE ST JOE CO CMN STK Cmn 790148100 604 24,276 Sh Shared-defined -- 24,276 THE ST JOE CO CMN STK Cmn 790148900 532 21,400 Sh Call Shared-defined 1 21,400 THE ST JOE CO CMN STK Cmn 790148950 1,922 77,300 Sh Put Shared-defined 1 77,300 TRAVELERS COS INC/THE CMN STK Cmn 89417E909 7,075 135,800 Sh Call Shared-defined 1 135,800 TRAVELERS COS INC/THE CMN STK Cmn 89417E959 6,372 122,300 Sh Put Shared-defined 1 122,300 DISNEY WALT CO Cmn 254687906 17,605 531,700 Sh Call Shared-defined 1 531,700 DISNEY WALT CO Cmn 254687956 12,665 382,500 Sh Put Shared-defined 1 382,500 THE WARNACO GROUP INC COMMON STOCK Cmn 934390902 1,237 24,200 Sh Call Shared-defined 1 24,200 THE WARNACO GROUP INC COMMON STOCK Cmn 934390952 2,388 46,700 Sh Put Shared-defined 1 46,700 THE WARNACO GROUP INC COMMON STOCK Cmn 934390402 15 300 Sh Shared-defined -- 300 WESTERN UNION CO/THE COMMON STOCK Cmn 959802909 2,090 118,300 Sh Call Shared-defined 1 118,300 WESTERN UNION CO/THE COMMON STOCK Cmn 959802959 2,718 153,800 Sh Put Shared-defined 1 153,800 COLUMN TOTALS 63,423
FORM 13F Page 525 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WILLIAMS COMPANIES COMMON STOCK Cmn 969457900 5,550 290,400 Sh Call Shared-defined 1 290,400 WILLIAMS COMPANIES COMMON STOCK Cmn 969457950 2,907 152,100 Sh Put Shared-defined 1 152,100 THE9 LTD-ADR 1:1 COMMON Depository Receipt 88337K104 54 10,601 Sh Shared-defined 1 N/A THE9 LTD-ADR 1:1 COMMON Depository Receipt 88337K104 65 12,722 Sh Shared-defined -- N/A THERAVANCE INC 3% CB 1/15/15 - REGISTERED Bond 88338TAA2 30,350 30,000,000 Prn Shared-defined -- N/A THERAVANCE, INC. COMMON STOCK Cmn 88338T904 209 10,400 Sh Call Shared-defined 1 10,400 THERAVANCE, INC. COMMON STOCK Cmn 88338T954 84 4,200 Sh Put Shared-defined 1 4,200 THERAVANCE, INC. COMMON STOCK Cmn 88338T104 243 12,108 Sh Shared-defined 1 12,108 THERAVANCE, INC. COMMON STOCK Cmn 88338T104 4,738 235,729 Sh Shared-defined -- 235,729 THERMO FISHER SCIENTIFIC INC CMN STK Cmn 883556902 1,197 25,000 Sh Call Shared-defined 1 25,000 THERMO FISHER SCIENTIFIC INC CMN STK Cmn 883556952 1,776 37,100 Sh Put Shared-defined 1 37,100 THERMO FISHER SCIENTIFIC INC CMN STK Cmn 883556102 571 11,921 Sh Shared-defined 1 11,921 THERMO FISHER SCIENTIFIC INC CMN STK Cmn 883556102 94 1,971 Sh Shared-defined -- 1,971 THOMAS & BETTS CORP Cmn 884315102 256 6,250 Sh Shared-defined -- 6,250 COLUMN TOTALS 48,094
FORM 13F Page 526 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- THOMAS & BETTS CORP Cmn 884315902 254 6,200 Sh Call Shared-defined 1 6,200 THOMAS & BETTS CORP Cmn 884315952 94 2,300 Sh Put Shared-defined 1 2,300 THOMPSON CREEK METALS CO INC CMN STK Cmn 884768102 10 882 Sh Shared-defined 1 882 THOMPSON CREEK METALS CO INC CMN STK Cmn 884768102 33 3,100 Sh Shared-defined -- 3,100 THOMPSON CREEK METALS CO INC CMN STK Cmn 884768902 355 32,900 Sh Call Shared-defined 1 32,900 THOMPSON CREEK METALS CO INC CMN STK Cmn 884768952 129 12,000 Sh Put Shared-defined 1 12,000 THOMSON CORP Cmn 884903105 1,043 27,802 Sh Shared-defined -- 27,802 THOR INDUSTRIES INC CMN STK Cmn 885160901 705 21,100 Sh Call Shared-defined 1 21,100 THOR INDUSTRIES INC CMN STK Cmn 885160951 60 1,800 Sh Put Shared-defined 1 1,800 THOR INDUSTRIES INC CMN STK Cmn 885160101 20,032 599,768 Sh Shared-defined -- 599,768 THORATEC CORP Cmn 885175307 3,513 95,000 Sh Shared-defined -- 95,000 THORATEC CORP 1.38% CB DUE 05/16/2034 REGISTERED Bond 885175AB5 20,614 18,850,000 Prn Shared-defined -- N/A THORATEC CORP Cmn 885175907 2,707 73,200 Sh Call Shared-defined 1 73,200 THORATEC CORP Cmn 885175957 3,502 94,700 Sh Put Shared-defined 1 94,700 COLUMN TOTALS 53,051
FORM 13F Page 527 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- THQ INC CMN STK Cmn 872443903 45 11,100 Sh Call Shared-defined 1 11,100 THQ INC CMN STK Cmn 872443953 111 27,700 Sh Put Shared-defined 1 27,700 THQ INC CMN STK Cmn 872443403 27 6,809 Sh Shared-defined 1 6,809 THQ INC CMN STK Cmn 872443403 3 628 Sh Shared-defined -- 628 TIB FINANCIAL CORP CMN STOCK Cmn 872449103 -- 502 Sh Shared-defined 1 502 TIBCO SOFTWARE INC CMN STK Cmn 88632Q903 1,018 57,400 Sh Call Shared-defined 1 57,400 TIBCO SOFTWARE INC CMN STK Cmn 88632Q953 371 20,900 Sh Put Shared-defined 1 20,900 TIBCO SOFTWARE INC CMN STK Cmn 88632Q103 16,596 935,502 Sh Shared-defined -- 935,502 TIDEWATER COMMON STOCK TDW Cmn 886423102 2,428 54,192 Sh Shared-defined -- 54,192 TIDEWATER COMMON STOCK TDW Cmn 886423902 851 19,000 Sh Call Shared-defined 1 19,000 TIDEWATER COMMON STOCK TDW Cmn 886423952 1,698 37,900 Sh Put Shared-defined 1 37,900 TIFFANY COMMON STOCK TIF Cmn 886547908 9,285 197,600 Sh Call Shared-defined 1 197,600 TIFFANY COMMON STOCK TIF Cmn 886547958 8,759 186,400 Sh Put Shared-defined 1 186,400 TIFFANY COMMON STOCK TIF Cmn 886547108 32,984 701,936 Sh Shared-defined -- 701,936 COLUMN TOTALS 74,176
FORM 13F Page 528 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TIM HORTONS INC COMMON STOCK Cmn 88706M903 73 2,000 Sh Call Shared-defined 1 2,000 TIM HORTONS INC COMMON STOCK Cmn 88706M953 106 2,900 Sh Put Shared-defined 1 2,900 TIM HORTONS INC COMMON STOCK Cmn 88706M103 56 1,540 Sh Shared-defined 1 1,540 TIMBERLAND CO -CL A CMN STK Cmn 887100905 252 12,700 Sh Call Shared-defined 1 12,700 TIMBERLAND CO -CL A CMN STK Cmn 887100955 133 6,700 Sh Put Shared-defined 1 6,700 TIMBERLAND CO -CL A CMN STK Cmn 887100105 265 13,371 Sh Shared-defined -- 13,371 TIME WARNER CABLE INC COMMON STOCK Cmn 88732J907 2,451 45,400 Sh Call Shared-defined 1 45,400 TIME WARNER CABLE INC COMMON STOCK Cmn 88732J957 2,689 49,800 Sh Put Shared-defined 1 49,800 TIME WARNER CABLE INC COMMON STOCK Cmn 88732J207 339 6,278 Sh Shared-defined 1 6,278 TIME WARNER CABLE INC COMMON STOCK Cmn 88732J207 21,844 404,590 Sh Shared-defined -- 404,590 TIME WARNER INC CMN STK Cmn 887317303 699 22,815 Sh Shared-defined 1 22,815 TIME WARNER INC CMN STK Cmn 887317303 23,306 760,378 Sh Shared-defined -- 760,378 TIME WARNER INC CMN STK Cmn 887317903 7,595 247,800 Sh Call Shared-defined 1 247,800 TIME WARNER INC CMN STK Cmn 887317953 3,053 99,600 Sh Put Shared-defined 1 99,600 COLUMN TOTALS 62,861
FORM 13F Page 529 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TIME WARNER TELECOM 2.375% CB 4/1/26- REGISTERED Bond 887319AC5 112,411 96,315,000 Prn Shared-defined -- N/A TIMKEN CO Cmn 887389104 459 11,971 Sh Shared-defined 1 11,971 TIMKEN CO Cmn 887389904 503 13,100 Sh Call Shared-defined 1 13,100 TIMKEN CO Cmn 887389954 683 17,800 Sh Put Shared-defined 1 17,800 TITAN INTERNATIONAL INC COMMON STOCK Cmn 88830M102 154 11,349 Sh Shared-defined 1 11,349 TITAN INTERNATIONAL INC COMMON STOCK Cmn 88830M102 372 27,420 Sh Shared-defined -- 27,420 TITAN INTERNATIONAL INC COMMON STOCK Cmn 88830M902 66 4,900 Sh Call Shared-defined 1 4,900 TITAN INTERNATIONAL INC COMMON STOCK Cmn 88830M952 148 10,900 Sh Put Shared-defined 1 10,900 TITAN MACHINERY INC Cmn 88830R101 26 1,615 Sh Shared-defined 1 1,615 TITAN MACHINERY INC Cmn 88830R901 86 5,300 Sh Call Shared-defined 1 5,300 TITAN MACHINERY INC Cmn 88830R951 42 2,600 Sh Put Shared-defined 1 2,600 TITAN MACHINERY INC Cmn 88830R101 228 14,000 Sh Shared-defined -- 14,000 TITANIUM METALS CORP CMN STOCK Cmn 888339907 1,653 82,800 Sh Call Shared-defined 1 82,800 TITANIUM METALS CORP CMN STOCK Cmn 888339957 2,918 146,200 Sh Put Shared-defined 1 146,200 COLUMN TOTALS 119,749
FORM 13F Page 530 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TITANIUM METALS CORP CMN STOCK Cmn 888339207 1,974 98,881 Sh Shared-defined 1 98,881 TITANIUM METALS CORP CMN STOCK Cmn 888339207 128 6,400 Sh Shared-defined -- 6,400 TIVO INC CMN STOCK Cmn 888706908 4,501 496,800 Sh Call Shared-defined 1 496,800 TIVO INC CMN STOCK Cmn 888706958 2,450 270,400 Sh Put Shared-defined 1 270,400 TIVO INC CMN STOCK Cmn 888706108 604 66,626 Sh Shared-defined 1 66,626 TIVO INC CMN STOCK Cmn 888706108 1,933 213,356 Sh Shared-defined -- 213,356 TJX COMPANIES INC Cmn 872540109 143 3,215 Sh Shared-defined 1 3,215 TJX COMPANIES INC Cmn 872540909 2,133 47,800 Sh Call Shared-defined 1 47,800 TJX COMPANIES INC Cmn 872540959 2,459 55,100 Sh Put Shared-defined 1 55,100 TJX COMPANIES INC Cmn 872540109 11,462 256,824 Sh Shared-defined -- 256,824 TLEKOMUNIK INDONESIA SP ADR 1:20 Depository Receipt 715684106 51 1,226 Sh Shared-defined 1 N/A TLEKOMUNIK INDONESIA SP ADR 1:20 Depository Receipt 715684106 2,423 58,694 Sh Shared-defined -- N/A TNS INC COMMON STOCK Cmn 872960109 5 310 Sh Shared-defined 1 310 TNS INC COMMON STOCK Cmn 872960109 490 28,881 Sh Shared-defined -- 28,881 COLUMN TOTALS 30,756
FORM 13F Page 531 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TOLL BROTHERS COMMON STOCK Cmn 889478103 282 14,845 Sh Shared-defined 1 14,845 TOLL BROTHERS COMMON STOCK Cmn 889478103 61,476 3,232,168 Sh Shared-defined -- 3,232,168 TOLL BROTHERS COMMON STOCK Cmn 889478903 2,960 155,600 Sh Call Shared-defined 1 155,600 TOLL BROTHERS COMMON STOCK Cmn 889478953 2,541 133,600 Sh Put Shared-defined 1 133,600 TOOTSIE ROLL INDS INC Cmn 890516107 76 3,054 Sh Shared-defined 1 3,054 TOOTSIE ROLL INDS INC Cmn 890516907 45 1,800 Sh Call Shared-defined 1 1,800 TOOTSIE ROLL INDS INC Cmn 890516957 179 7,200 Sh Put Shared-defined 1 7,200 TOOTSIE ROLL INDS INC Cmn 890516107 150 6,037 Sh Shared-defined -- 6,037 TORCHMARK CORP Cmn 891027104 34 637 Sh Shared-defined 1 637 TORCHMARK CORP Cmn 891027904 957 18,000 Sh Call Shared-defined 1 18,000 TORCHMARK CORP Cmn 891027954 154 2,900 Sh Put Shared-defined 1 2,900 TORCHMARK CORP Cmn 891027104 4,226 79,530 Sh Shared-defined -- 79,530 TOREADOR RESOURCES CORP CMN STK Cmn 891050906 60 5,400 Sh Call Shared-defined 1 5,400 TOREADOR RESOURCES CORP CMN STK Cmn 891050956 177 15,800 Sh Put Shared-defined 1 15,800 COLUMN TOTALS 73,317
FORM 13F Page 532 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TOREADOR RESOURCES CORP CMN STK Cmn 891050106 149 13,351 Sh Shared-defined 1 13,351 TOREADOR RESOURCES CORP CMN STK Cmn 891050106 541 48,404 Sh Shared-defined -- 48,404 TORO CO CMN STK Cmn 891092908 3,874 68,900 Sh Call Shared-defined 1 68,900 TORO CO CMN STK Cmn 891092958 2,401 42,700 Sh Put Shared-defined 1 42,700 TORO CO CMN STK Cmn 891092108 1,280 22,758 Sh Shared-defined -- 22,758 TORONTO-DOMINION BANK COMMON STOCK Cmn 891160909 5,441 75,300 Sh Call Shared-defined 1 75,300 TORONTO-DOMINION BANK COMMON STOCK Cmn 891160959 2,724 37,700 Sh Put Shared-defined 1 37,700 TORONTO-DOMINION BANK COMMON STOCK Cmn 891160509 297 4,110 Sh Shared-defined 1 4,110 TORONTO-DOMINION BANK COMMON STOCK Cmn 891160509 145 2,010 Sh Shared-defined -- 2,010 TOTAL FINA ELF SA - SPONS ADR 1:1 Depository Receipt 89151E109 1,236 23,946 Sh Shared-defined 1 N/A TOTAL SYSTEM SERVICES INC CMN STK Cmn 891906909 32 2,100 Sh Call Shared-defined 1 2,100 TOTAL SYSTEM SERVICES INC CMN STK Cmn 891906959 38 2,500 Sh Put Shared-defined 1 2,500 TOTAL SYSTEM SERVICES INC CMN STK Cmn 891906109 123 8,084 Sh Shared-defined 1 8,084 TOTAL SYSTEM SERVICES INC CMN STK Cmn 891906109 331 21,713 Sh Shared-defined -- 21,713 COLUMN TOTALS 18,612
FORM 13F Page 533 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TOWER GROUP INC COMMON STOCK Cmn 891777904 168 7,200 Sh Call Shared-defined 1 7,200 TOWER GROUP INC COMMON STOCK Cmn 891777954 264 11,300 Sh Put Shared-defined 1 11,300 TOWER GROUP INC COMMON STOCK Cmn 891777104 49 2,081 Sh Shared-defined 1 2,081 TOWERS WATSON & CO Cmn 891894107 396 8,058 Sh Shared-defined -- 8,058 TOYOTA MOTOR ADR 1:2 Depository Receipt 892331307 13,407 187,305 Sh Shared-defined 1 N/A TOYOTA MOTOR ADR 1:2 Depository Receipt 892331307 120 1,671 Sh Shared-defined -- N/A TRACTOR SUPPLY CO CMN STK Cmn 892356906 5,314 134,000 Sh Call Shared-defined 1 134,000 TRACTOR SUPPLY CO CMN STK Cmn 892356956 2,558 64,500 Sh Put Shared-defined 1 64,500 TRACTOR SUPPLY CO CMN STK Cmn 892356106 422 10,653 Sh Shared-defined 1 10,653 TRACTOR SUPPLY CO CMN STK Cmn 892356106 13,142 331,363 Sh Shared-defined -- 331,363 TRADESTATION GROUP INC CMN STOCK Cmn 89267P905 44 6,700 Sh Call Shared-defined 1 6,700 TRADESTATION GROUP INC CMN STOCK Cmn 89267P955 29 4,400 Sh Put Shared-defined 1 4,400 TRADESTATION GROUP INC CMN STOCK Cmn 89267P105 10 1,569 Sh Shared-defined 1 1,569 TRADESTATION GROUP INC CMN STOCK Cmn 89267P105 94 14,271 Sh Shared-defined -- 14,271 COLUMN TOTALS 36,017
FORM 13F Page 534 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TRANSALTA CORP. COMMON STOCK Cmn 89346D107 367 17,147 Sh Shared-defined -- 17,147 TRANSATLANTIC HOLDINGS INC CMN STK Cmn 893521904 437 8,600 Sh Call Shared-defined 1 8,600 TRANSATLANTIC HOLDINGS INC CMN STK Cmn 893521954 97 1,900 Sh Put Shared-defined 1 1,900 TRANSATLANTIC HOLDINGS INC CMN STK Cmn 893521104 56 1,102 Sh Shared-defined 1 1,102 TRANSATLANTIC HOLDINGS INC CMN STK Cmn 893521104 26,829 527,924 Sh Shared-defined -- 527,924 TRANSDIGM GROUP INC CMN STK Cmn 893641900 1,948 31,400 Sh Call Shared-defined 1 31,400 TRANSDIGM GROUP INC CMN STK Cmn 893641950 1,129 18,200 Sh Put Shared-defined 1 18,200 TRANSDIGM GROUP INC CMN STK Cmn 893641100 11,340 182,752 Sh Shared-defined -- 182,752 TRANSGLOBE ENERGY CORP CMN STOCK Cmn 893662906 15 1,600 Sh Call Shared-defined 1 1,600 TRANSGLOBE ENERGY CORP CMN STOCK Cmn 893662956 61 6,400 Sh Put Shared-defined 1 6,400 TRANSGLOBE ENERGY CORP CMN STOCK Cmn 893662106 133 14,053 Sh Shared-defined 1 14,053 TRANSOCEAN 1.5% CB 12/15/37 - SERIES C - REGISTERED Bond 893830AW9 14,863 15,468,000 Prn Shared-defined -- N/A TRANSOCEAN LTD Cmn H8817H900 54,634 849,800 Sh Call Shared-defined 1 849,800 TRANSOCEAN LTD Cmn H8817H950 64,740 1,007,000 Sh Put Shared-defined 1 1,007,000 COLUMN TOTALS 176,649
FORM 13F Page 535 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TRANSOCEAN LTD Cmn H8817H100 52,295 813,416 Sh Shared-defined -- 813,416 TRAVELERS COS INC/THE CMN STK Cmn 89417E109 26,583 510,234 Sh Shared-defined -- 510,234 TRAVELZOO INC COMMON STOCK Cmn 89421Q106 558 21,649 Sh Shared-defined -- 21,649 TREDEGAR INDUSTRIES INC CMN STK Cmn 894650100 2 97 Sh Shared-defined 1 97 TREDEGAR INDUSTRIES INC CMN STK Cmn 894650100 456 24,023 Sh Shared-defined -- 24,023 TREEHOUSE FOODS INC COMMON STOCK Cmn 89469A904 189 4,100 Sh Call Shared-defined 1 4,100 TREEHOUSE FOODS INC COMMON STOCK Cmn 89469A954 572 12,400 Sh Put Shared-defined 1 12,400 TREEHOUSE FOODS INC COMMON STOCK Cmn 89469A104 442 9,592 Sh Shared-defined 1 9,592 TREEHOUSE FOODS INC COMMON STOCK Cmn 89469A104 967 20,977 Sh Shared-defined -- 20,977 TREX INC CMN STOCK Cmn 89531P905 732 38,400 Sh Call Shared-defined 1 38,400 TREX INC CMN STOCK Cmn 89531P955 379 19,900 Sh Put Shared-defined 1 19,900 TREX INC CMN STOCK Cmn 89531P105 46 2,418 Sh Shared-defined -- 2,418 TRIDENT MICROSYSTEMS INC CMN STK Cmn 895919908 30 17,700 Sh Call Shared-defined 1 17,700 TRIDENT MICROSYSTEMS INC CMN STK Cmn 895919958 -- 100 Sh Put Shared-defined 1 100 COLUMN TOTALS 83,251
FORM 13F Page 536 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TRIDENT MICROSYSTEMS INC CMN STK Cmn 895919108 38 22,355 Sh Shared-defined 1 22,355 TRIMAS CORP Cmn 896215209 5 341 Sh Shared-defined 1 341 TRIMAS CORP Cmn 896215209 273 18,352 Sh Shared-defined -- 18,352 TRIMBLE NAVIGATION LTD CMN STK Cmn 896239900 224 6,400 Sh Call Shared-defined 1 6,400 TRIMBLE NAVIGATION LTD CMN STK Cmn 896239950 277 7,900 Sh Put Shared-defined 1 7,900 TRIMBLE NAVIGATION LTD CMN STK Cmn 896239100 174 4,978 Sh Shared-defined 1 4,978 TRIMBLE NAVIGATION LTD CMN STK Cmn 896239100 5,872 167,569 Sh Shared-defined -- 167,569 TRINA SOLAR LTD DEPOSITORY RECEIPT Depository Receipt 89628E104 1,238 41,009 Sh Shared-defined 1 N/A TRINA SOLAR LTD DEPOSITORY RECEIPT Depository Receipt 89628E104 34,551 1,144,841 Sh Shared-defined -- N/A TRINITY INDUSTRIES CMN STK Cmn 896522109 1,190 53,417 Sh Shared-defined 1 53,417 TRINITY INDUSTRIES CMN STK Cmn 896522109 745 33,471 Sh Shared-defined -- 33,471 TRINITY INDUSTRIES CMN STK Cmn 896522909 840 37,700 Sh Call Shared-defined 1 37,700 TRINITY INDUSTRIES CMN STK Cmn 896522959 1,773 79,600 Sh Put Shared-defined 1 79,600 TRIQUINT SEMICONDUCTOR INC CMN STK Cmn 89674K903 215 22,400 Sh Call Shared-defined 1 22,400 COLUMN TOTALS 47,415
FORM 13F Page 537 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TRIQUINT SEMICONDUCTOR INC CMN STK Cmn 89674K953 206 21,500 Sh Put Shared-defined 1 21,500 TRIQUINT SEMICONDUCTOR INC CMN STK Cmn 89674K103 1,074 111,896 Sh Shared-defined 1 111,896 TRIQUINT SEMICONDUCTOR INC CMN STK Cmn 89674K103 17,071 1,778,281 Sh Shared-defined -- 1,778,281 TRIUMPH GROUP INC 2.625% 10/1/2026 - REGISTERED Bond 896818AB7 9,965 7,000,000 Prn Shared-defined -- N/A TRIUMPH GROUP INC NEW CMN STOCK Cmn 896818901 1,216 16,300 Sh Call Shared-defined 1 16,300 TRIUMPH GROUP INC NEW CMN STOCK Cmn 896818951 1,775 23,800 Sh Put Shared-defined 1 23,800 TRIUMPH GROUP INC NEW CMN STOCK Cmn 896818101 496 6,653 Sh Shared-defined 1 6,653 TRIUMPH GROUP INC NEW CMN STOCK Cmn 896818101 1,159 15,544 Sh Shared-defined -- 15,544 TRUE RELIGION APPAREL INC COMMON STOCK Cmn 89784N904 1,950 91,400 Sh Call Shared-defined 1 91,400 TRUE RELIGION APPAREL INC COMMON STOCK Cmn 89784N954 420 19,700 Sh Put Shared-defined 1 19,700 TRUE RELIGION APPAREL INC COMMON STOCK Cmn 89784N104 111 5,187 Sh Shared-defined 1 5,187 TRUE RELIGION APPAREL INC COMMON STOCK Cmn 89784N104 332 15,577 Sh Shared-defined -- 15,577 TRUEBLUE INC Cmn 89785X901 347 25,400 Sh Call Shared-defined 1 25,400 TRUEBLUE INC Cmn 89785X951 83 6,100 Sh Put Shared-defined 1 6,100 COLUMN TOTALS 36,205
FORM 13F Page 538 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TRUEBLUE INC Cmn 89785X101 1 100 Sh Shared-defined -- 100 TRUSTCO BANK CORP/NY CMN STK Cmn 898349105 -- 62 Sh Shared-defined 1 62 TRUSTCO BANK CORP/NY CMN STK Cmn 898349105 124 22,256 Sh Shared-defined -- 22,256 TRUSTMARK CORP CMN STK Cmn 898402102 398 18,301 Sh Shared-defined -- 18,301 TRW AUTOMOTIVE HOLDINGS CORP COMMON STOCK Cmn 87264S906 1,039 25,000 Sh Call Shared-defined 1 25,000 TRW AUTOMOTIVE HOLDINGS CORP COMMON STOCK Cmn 87264S956 2,676 64,400 Sh Put Shared-defined 1 64,400 TRW AUTOMOTIVE HOLDINGS CORP COMMON STOCK Cmn 87264S106 232 5,585 Sh Shared-defined 1 5,585 TRW AUTOMOTIVE HOLDINGS CORP COMMON STOCK Cmn 87264S106 8,721 209,838 Sh Shared-defined -- 209,838 TSAKOS ENERGY NAVIGATION LTD Cmn G9108L108 463 34,769 Sh Shared-defined 1 34,769 TSAKOS ENERGY NAVIGATION LTD Cmn G9108L908 151 11,300 Sh Call Shared-defined 1 11,300 TSAKOS ENERGY NAVIGATION LTD Cmn G9108L958 794 59,600 Sh Put Shared-defined 1 59,600 TTM TECHNOLOGIES Cmn 87305R109 71 7,276 Sh Shared-defined 1 7,276 TTM TECHNOLOGIES Cmn 87305R909 5 500 Sh Call Shared-defined 1 500 TTM TECHNOLOGIES Cmn 87305R959 75 7,700 Sh Put Shared-defined 1 7,700 COLUMN TOTALS 14,750
FORM 13F Page 539 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TTM TECHNOLOGIES Cmn 87305R109 24 2,442 Sh Shared-defined -- 2,442 TTM TECHNOLOGY 3.25% CB 5/15/15 - REGISTERED Bond 87305RAC3 9,625 10,000,000 Prn Shared-defined -- N/A TUESDAY MORNING CORP CMN STK NEW Cmn 899035505 135 28,203 Sh Shared-defined -- 28,203 TUPPERWARE BRANDS CORP CMN STK Cmn 899896904 1,991 43,500 Sh Call Shared-defined 1 43,500 TUPPERWARE BRANDS CORP CMN STK Cmn 899896954 1,460 31,900 Sh Put Shared-defined 1 31,900 TUPPERWARE BRANDS CORP CMN STK Cmn 899896104 475 10,391 Sh Shared-defined 1 10,391 TUPPERWARE BRANDS CORP CMN STK Cmn 899896104 125 2,729 Sh Shared-defined -- 2,729 TURKCELL ILETISIM HIZMET-ADR 1:2500 Depository Receipt 900111204 86 5,152 Sh Shared-defined 1 N/A TURKCELL ILETISIM HIZMET-ADR 1:2500 Depository Receipt 900111204 155 9,278 Sh Shared-defined -- N/A TUTOR PERINI CORP Cmn 901109108 171 8,494 Sh Shared-defined 1 8,494 TUTOR PERINI CORP Cmn 901109908 187 9,300 Sh Call Shared-defined 1 9,300 TUTOR PERINI CORP Cmn 901109958 104 5,200 Sh Put Shared-defined 1 5,200 TUTOR PERINI CORP Cmn 901109108 601 29,919 Sh Shared-defined -- 29,919 TW TELECOM INC CMN STK Cmn 87311L904 362 19,500 Sh Call Shared-defined 1 19,500 COLUMN TOTALS 15,501
FORM 13F Page 540 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TW TELECOM INC CMN STK Cmn 87311L954 206 11,100 Sh Put Shared-defined 1 11,100 TW TELECOM INC CMN STK Cmn 87311L104 32,606 1,755,855 Sh Shared-defined -- 1,755,855 TYCO ELECTRONICS LTD Cmn H8912P106 87 2,973 Sh Shared-defined 1 2,973 TYCO ELECTRONICS LTD Cmn H8912P906 701 24,000 Sh Call Shared-defined 1 24,000 TYCO ELECTRONICS LTD Cmn H8912P956 82 2,800 Sh Put Shared-defined 1 2,800 TYCO ELECTRONICS LTD Cmn H8912P106 17,856 611,094 Sh Shared-defined -- 611,094 TYCO INTERNATIONAL LIMITED COMMON STOCK Cmn H89128104 878 23,905 Sh Shared-defined 1 23,905 TYCO INTERNATIONAL LIMITED COMMON STOCK Cmn H89128104 4,799 130,658 Sh Shared-defined -- 130,658 TYCO INTERNATIONAL LIMITED COMMON STOCK Cmn H89128904 5,172 140,800 Sh Call Shared-defined 1 140,800 TYCO INTERNATIONAL LIMITED COMMON STOCK Cmn H89128954 3,471 94,500 Sh Put Shared-defined 1 94,500 TYSON FOODS, INC. CLASS A COMMON STOCK Cmn 902494903 663 41,400 Sh Call Shared-defined 1 41,400 TYSON FOODS, INC. CLASS A COMMON STOCK Cmn 902494953 1,996 124,600 Sh Put Shared-defined 1 124,600 TYSON FOODS, INC. CLASS A COMMON STOCK Cmn 902494103 753 47,020 Sh Shared-defined 1 47,020 TYSON FOODS, INC. CLASS A COMMON STOCK Cmn 902494103 8,097 505,402 Sh Shared-defined -- 505,402 COLUMN TOTALS 77,367
FORM 13F Page 541 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- U S ENERGY CORP/WY CMN STK Cmn 911805109 15 3,330 Sh Shared-defined 1 3,330 U S ENERGY CORP/WY CMN STK Cmn 911805109 94 20,800 Sh Shared-defined -- 20,800 U S GLOBAL INVS INC CMN STOCK Cmn 902952900 95 15,100 Sh Call Shared-defined 1 15,100 U S GLOBAL INVS INC CMN STOCK Cmn 902952950 31 4,900 Sh Put Shared-defined 1 4,900 U S GLOBAL INVS INC CMN STOCK Cmn 902952100 12 1,951 Sh Shared-defined 1 1,951 UBS AG - REG CMN STK Cmn H89231908 1,945 114,200 Sh Call Shared-defined 1 114,200 UBS AG - REG CMN STK Cmn H89231958 2,631 154,500 Sh Put Shared-defined 1 154,500 UBS AG - REG CMN STK Cmn H89231338 901 52,921 Sh Shared-defined 1 52,921 UBS AG - REG CMN STK Cmn H89231338 977 57,394 Sh Shared-defined -- 57,394 UDR INC CMN STK Cmn 902653104 2,812 133,137 Sh Shared-defined -- 133,137 UGI CORPORATION COMMON STOCK Cmn 902681905 366 12,800 Sh Call Shared-defined 1 12,800 UGI CORPORATION COMMON STOCK Cmn 902681955 9 300 Sh Put Shared-defined 1 300 UGI CORPORATION COMMON STOCK Cmn 902681105 403 14,085 Sh Shared-defined -- 14,085 UIL HOLDINGS CORPORATION CMN STK Cmn 902748102 1,157 41,079 Sh Shared-defined -- 41,079 COLUMN TOTALS 11,448
FORM 13F Page 542 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ULTA SALON COSMETICS & FRAGR Cmn 90384S303 26 900 Sh Shared-defined 1 900 ULTA SALON COSMETICS & FRAGR Cmn 90384S903 397 13,600 Sh Call Shared-defined 1 13,600 ULTA SALON COSMETICS & FRAGR Cmn 90384S953 128 4,400 Sh Put Shared-defined 1 4,400 ULTA SALON COSMETICS & FRAGR Cmn 90384S303 88 3,000 Sh Shared-defined -- 3,000 ULTIMATE SOFTWARE GRP CMN STOCK Cmn 90385D907 151 3,900 Sh Call Shared-defined 1 3,900 ULTIMATE SOFTWARE GRP CMN STOCK Cmn 90385D957 352 9,100 Sh Put Shared-defined 1 9,100 ULTIMATE SOFTWARE GRP CMN STOCK Cmn 90385D107 36 931 Sh Shared-defined 1 931 ULTIMATE SOFTWARE GRP CMN STOCK Cmn 90385D107 312 8,085 Sh Shared-defined -- 8,085 ULTRA PETROLEUM CORP CMN STK Cmn 903914909 7,472 178,000 Sh Call Shared-defined 1 178,000 ULTRA PETROLEUM CORP CMN STK Cmn 903914959 5,944 141,600 Sh Put Shared-defined 1 141,600 ULTRA PETROLEUM CORP CMN STK Cmn 903914959 2,552 60,800 Sh Put Shared-defined -- 60,800 ULTRA PETROLEUM CORP CMN STK Cmn 903914109 1,550 36,931 Sh Shared-defined 1 36,931 ULTRA PETROLEUM CORP CMN STK Cmn 903914109 672 16,010 Sh Shared-defined -- 16,010 ULTRATECH INC CMN STK Cmn 904034905 166 9,700 Sh Call Shared-defined 1 9,700 COLUMN TOTALS 19,846
FORM 13F Page 543 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ULTRATECH INC CMN STK Cmn 904034955 162 9,500 Sh Put Shared-defined 1 9,500 ULTRATECH INC CMN STK Cmn 904034105 209 12,227 Sh Shared-defined 1 12,227 ULURU INC COMMON STOCK Cmn 90403T100 3 30,434 Sh Shared-defined 1 30,434 UMB FINANCIAL CORP CMN STK Cmn 902788108 14,731 414,832 Sh Shared-defined -- 414,832 UMPQUA HOLDINGS CORP CMN STOCK Cmn 904214103 48 4,251 Sh Shared-defined 1 4,251 UMPQUA HOLDINGS CORP CMN STOCK Cmn 904214103 12 1,100 Sh Shared-defined -- 1,100 UNDER ARMOUR INC COMMON STOCK Cmn 904311907 5,990 133,000 Sh Call Shared-defined 1 133,000 UNDER ARMOUR INC COMMON STOCK Cmn 904311957 3,711 82,400 Sh Put Shared-defined 1 82,400 UNDER ARMOUR INC COMMON STOCK Cmn 904311107 664 14,750 Sh Shared-defined -- 14,750 UNILEVER N V 1:1 ADR Depository Receipt 904784709 407 13,610 Sh Shared-defined 1 N/A UNION PAC CORP Cmn 907818108 1,475 18,033 Sh Shared-defined 1 18,033 UNION PAC CORP Cmn 907818908 34,413 420,700 Sh Call Shared-defined 1 420,700 UNION PAC CORP Cmn 907818958 21,865 267,300 Sh Put Shared-defined 1 267,300 UNISYS CMN STOCK Cmn 909214306 394 14,116 Sh Shared-defined 1 14,116 COLUMN TOTALS 84,084
FORM 13F Page 544 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- UNISYS CMN STOCK Cmn 909214306 818 29,310 Sh Shared-defined -- 29,310 UNISYS CMN STOCK Cmn 909214906 2,522 90,400 Sh Call Shared-defined 1 90,400 UNISYS CMN STOCK Cmn 909214956 1,819 65,200 Sh Put Shared-defined 1 65,200 UNIT CORP CMN STOCK Cmn 909218109 5 136 Sh Shared-defined 1 136 UNIT CORP CMN STOCK Cmn 909218109 276 7,397 Sh Shared-defined -- 7,397 UNIT CORP CMN STOCK Cmn 909218909 578 15,500 Sh Call Shared-defined 1 15,500 UNIT CORP CMN STOCK Cmn 909218959 123 3,300 Sh Put Shared-defined 1 3,300 UNITED BANKSHARES INC/WV CMN STK Cmn 909907107 15 607 Sh Shared-defined 1 607 UNITED BANKSHARES INC/WV CMN STK Cmn 909907107 315 12,673 Sh Shared-defined -- 12,673 UNITED COMMUNITY BANKS/GA COMMON STOCK Cmn 90984P105 9 4,120 Sh Shared-defined 1 4,120 UNITED COMMUNITY BANKS/GA COMMON STOCK Cmn 90984P105 76 33,830 Sh Shared-defined -- 33,830 UNITED CONTINENTAL HOLDINGS IN Cmn 902549807 2,203 93,227 Sh Shared-defined -- 93,227 UNITED CONTINENTAL HOLDINGS IN Cmn 902549907 11,479 485,800 Sh Call Shared-defined 1 485,800 UNITED CONTINENTAL HOLDINGS IN Cmn 902549957 11,283 477,500 Sh Put Shared-defined 1 477,500 COLUMN TOTALS 31,521
FORM 13F Page 545 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- UNITED CONTINENTAL HOLDINGS IN Cmn 902549957 4,939 209,000 Sh Put Shared-defined -- 209,000 UNITED FIRE & CAS CO CMN STK Cmn 910331107 8 386 Sh Shared-defined 1 386 UNITED FIRE & CAS CO CMN STK Cmn 910331107 349 16,436 Sh Shared-defined -- 16,436 UNITED MICROELECTRONICS - ADR Depository Receipt 910873405 242 87,037 Sh Shared-defined -- N/A UNITED NAT FOODS INC CMN STOCK Cmn 911163903 819 24,700 Sh Call Shared-defined 1 24,700 UNITED NAT FOODS INC CMN STOCK Cmn 911163953 292 8,800 Sh Put Shared-defined 1 8,800 UNITED NAT FOODS INC CMN STOCK Cmn 911163103 13 393 Sh Shared-defined 1 393 UNITED NAT FOODS INC CMN STOCK Cmn 911163103 141 4,251 Sh Shared-defined -- 4,251 UNITED ONLINE INC CMN STK Cmn 911268900 25 4,400 Sh Call Shared-defined 1 4,400 UNITED ONLINE INC CMN STK Cmn 911268950 6 1,100 Sh Put Shared-defined 1 1,100 UNITED ONLINE INC CMN STK Cmn 911268100 29 5,094 Sh Shared-defined 1 5,094 UNITED ONLINE INC CMN STK Cmn 911268100 317 55,371 Sh Shared-defined -- 55,371 UNITED PARCEL SERVICE CMN STOCK - CLASS B Cmn 911312106 291 4,360 Sh Shared-defined 1 4,360 UNITED PARCEL SERVICE CMN STOCK - CLASS B Cmn 911312106 1,442 21,628 Sh Shared-defined -- 21,628 COLUMN TOTALS 8,913
FORM 13F Page 546 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- UNITED PARCEL SERVICE CMN STOCK - CLASS B Cmn 911312906 51,065 765,700 Sh Call Shared-defined 1 765,700 UNITED PARCEL SERVICE CMN STOCK - CLASS B Cmn 911312956 45,182 677,500 Sh Put Shared-defined 1 677,500 UNITED RENTALS INC 4% CB 11/15/2015- REGISTERED Bond 911363AL3 28,039 18,515,000 Prn Shared-defined -- N/A UNITED RENTALS INC CMN STOCK Cmn 911363109 9,542 642,966 Sh Shared-defined -- 642,966 UNITED RENTALS INC CMN STOCK Cmn 911363909 968 65,200 Sh Call Shared-defined 1 65,200 UNITED RENTALS INC CMN STOCK Cmn 911363959 85 5,700 Sh Put Shared-defined 1 5,700 UNITED STATES STEEL CORPORATION CMN STOCK Cmn 912909908 54,217 1,236,700 Sh Call Shared-defined 1 1,236,700 UNITED STATES STEEL CORPORATION CMN STOCK Cmn 912909958 64,199 1,464,400 Sh Put Shared-defined 1 1,464,400 UNITED STATES STEEL CORPORATION 4% CB 05/15/2014-R Bond 912909AE8 42,555 27,500,000 Prn Shared-defined -- N/A UNITED STATES STEEL CORPORATION CMN STOCK Cmn 912909108 24,013 547,742 Sh Shared-defined 1 547,742 UNITED STATES STEEL CORPORATION CMN STOCK Cmn 912909108 12,205 278,397 Sh Shared-defined -- 278,397 UNITED STATIONERS INC CMN STK Cmn 913004107 321 5,997 Sh Shared-defined -- 5,997 UNITED TECHNOLOGIES CORP Cmn 913017109 219 3,070 Sh Shared-defined -- 3,070 UNITED TECHNOLOGIES CORP Cmn 913017909 21,690 304,500 Sh Call Shared-defined 1 304,500 COLUMN TOTALS 354,300
FORM 13F Page 547 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- UNITED TECHNOLOGIES CORP Cmn 913017959 18,384 258,100 Sh Put Shared-defined 1 258,100 UNITED THERAPEUTICS CORP CMN STK Cmn 91307C902 4,369 78,000 Sh Call Shared-defined 1 78,000 UNITED THERAPEUTICS CORP CMN STK Cmn 91307C952 2,565 45,800 Sh Put Shared-defined 1 45,800 UNITED THERAPEUTICS CORP CMN STK Cmn 91307C102 15 270 Sh Shared-defined 1 270 UNITED THERAPEUTICS CORP CMN STK Cmn 91307C102 14,006 250,066 Sh Shared-defined -- 250,066 UNITEDHEALTH GROUP INC Cmn 91324P102 52 1,475 Sh Shared-defined 1 1,475 UNITEDHEALTH GROUP INC Cmn 91324P902 19,697 561,000 Sh Call Shared-defined 1 561,000 UNITEDHEALTH GROUP INC Cmn 91324P952 12,847 365,900 Sh Put Shared-defined 1 365,900 UNITEDHEALTH GROUP INC Cmn 91324P102 20,971 597,296 Sh Shared-defined -- 597,296 UNITRIN INC CMN STK Cmn 913275103 34 1,387 Sh Shared-defined 1 1,387 UNITRIN INC CMN STK Cmn 913275103 1,094 44,835 Sh Shared-defined -- 44,835 UNIVERSAL CORP VA Cmn 913456109 14 350 Sh Shared-defined 1 350 UNIVERSAL CORP VA Cmn 913456909 609 15,200 Sh Call Shared-defined 1 15,200 UNIVERSAL CORP VA Cmn 913456959 581 14,500 Sh Put Shared-defined 1 14,500 COLUMN TOTALS 95,238
FORM 13F Page 548 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- UNIVERSAL CORP VA Cmn 913456109 369 9,203 Sh Shared-defined -- 9,203 UNIVERSAL DISPLAY CORP CMN STOCK Cmn 91347P905 776 33,000 Sh Call Shared-defined 1 33,000 UNIVERSAL DISPLAY CORP CMN STOCK Cmn 91347P955 1,039 44,200 Sh Put Shared-defined 1 44,200 UNIVERSAL DISPLAY CORP CMN STOCK Cmn 91347P105 113 4,819 Sh Shared-defined 1 4,819 UNIVERSAL DISPLAY CORP CMN STOCK Cmn 91347P105 257 10,921 Sh Shared-defined -- 10,921 UNIVERSAL FOREST PRODS INC CMN STK Cmn 913543104 6 218 Sh Shared-defined 1 218 UNIVERSAL FOREST PRODS INC CMN STK Cmn 913543104 398 13,622 Sh Shared-defined -- 13,622 UNIVERSAL HEALTH SERVICES COMMON STOCK Cmn 913903100 487 12,524 Sh Shared-defined 1 12,524 UNIVERSAL HEALTH SERVICES COMMON STOCK Cmn 913903100 26,451 680,676 Sh Shared-defined -- 680,676 UNIVERSAL HEALTH SERVICES COMMON STOCK Cmn 913903900 766 19,700 Sh Call Shared-defined 1 19,700 UNIVERSAL HEALTH SERVICES COMMON STOCK Cmn 913903950 1,939 49,900 Sh Put Shared-defined 1 49,900 UNIVERSAL TECHNICAL INSTITUTE IN Cmn 913915904 608 31,100 Sh Call Shared-defined 1 31,100 UNIVERSAL TECHNICAL INSTITUTE IN Cmn 913915954 158 8,100 Sh Put Shared-defined 1 8,100 UNIVERSAL TRAVEL GROUP COMMON STOCK Cmn 91388Q902 88 19,900 Sh Call Shared-defined 1 19,900 COLUMN TOTALS 33,455
FORM 13F Page 549 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- UNIVERSAL TRAVEL GROUP COMMON STOCK Cmn 91388Q952 161 36,300 Sh Put Shared-defined 1 36,300 UNIVERSAL TRAVEL GROUP COMMON STOCK Cmn 91388Q202 106 23,870 Sh Shared-defined 1 23,870 UNUM GROUP CMN STK Cmn 91529Y906 782 35,300 Sh Call Shared-defined 1 35,300 UNUM GROUP CMN STK Cmn 91529Y956 988 44,600 Sh Put Shared-defined 1 44,600 UNUM GROUP CMN STK Cmn 91529Y106 339 15,289 Sh Shared-defined 1 15,289 UNUM GROUP CMN STK Cmn 91529Y106 -- 1 Sh Shared-defined -- 1 URBAN OUTFITTERS INC CMN STK Cmn 917047902 5,471 174,000 Sh Call Shared-defined 1 174,000 URBAN OUTFITTERS INC CMN STK Cmn 917047952 2,094 66,600 Sh Put Shared-defined 1 66,600 URBAN OUTFITTERS INC CMN STK Cmn 917047102 411 13,071 Sh Shared-defined 1 13,071 URBAN OUTFITTERS INC CMN STK Cmn 917047102 4,692 149,230 Sh Shared-defined -- 149,230 UROPLASTY INC COMMON STOCK Cmn 917277204 1,554 327,105 Sh Shared-defined -- 327,105 URS CORP CMN STK Cmn 903236107 856 22,550 Sh Shared-defined 1 22,550 URS CORP CMN STK Cmn 903236107 554 14,595 Sh Shared-defined -- 14,595 URS CORP CMN STK Cmn 903236907 273 7,200 Sh Call Shared-defined 1 7,200 COLUMN TOTALS 18,281
FORM 13F Page 550 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- URS CORP CMN STK Cmn 903236957 862 22,700 Sh Put Shared-defined 1 22,700 US AIRWAYS GRP Cmn 90341W908 4,485 484,900 Sh Call Shared-defined 1 484,900 US AIRWAYS GRP Cmn 90341W958 1,548 167,300 Sh Put Shared-defined 1 167,300 US AIRWAYS GRP Cmn 90341W108 144 15,600 Sh Shared-defined -- 15,600 US BANCORP CMN STK Cmn 902973904 10,786 498,900 Sh Call Shared-defined 1 498,900 US BANCORP CMN STK Cmn 902973954 8,116 375,400 Sh Put Shared-defined 1 375,400 US BANCORP CMN STK Cmn 902973304 1,864 86,236 Sh Shared-defined 1 86,236 US BANCORP CMN STK Cmn 902973304 1,256 58,074 Sh Shared-defined -- 58,074 US CELLULAR CORP CMN STK Cmn 911684108 51 1,114 Sh Shared-defined 1 1,114 US CELLULAR CORP CMN STK Cmn 911684108 609 13,239 Sh Shared-defined -- 13,239 US GOLD CORP CMN STK Cmn 912023907 7 1,400 Sh Call Shared-defined 1 1,400 US GOLD CORP CMN STK Cmn 912023957 120 24,100 Sh Put Shared-defined 1 24,100 US GOLD CORP CMN STK Cmn 912023207 213 42,803 Sh Shared-defined 1 42,803 US MOBILITY INC COMMON STOCK Cmn 90341G103 542 33,813 Sh Shared-defined -- 33,813 COLUMN TOTALS 30,603
FORM 13F Page 551 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- USEC INC CMN STOCK Cmn 90333E908 151 29,000 Sh Call Shared-defined 1 29,000 USEC INC CMN STOCK Cmn 90333E958 982 189,300 Sh Put Shared-defined 1 189,300 USEC INC 3% CB 10/1/2014 -REGISTERED Bond 90333EAC2 23,200 29,500,000 Prn Shared-defined -- N/A USEC INC CMN STOCK Cmn 90333E108 1,172 225,734 Sh Shared-defined 1 225,734 USEC INC CMN STOCK Cmn 90333E108 169 32,595 Sh Shared-defined -- 32,595 USG CORPORATION Cmn 903293405 610 46,218 Sh Shared-defined 1 46,218 USG CORPORATION Cmn 903293905 1,414 107,200 Sh Call Shared-defined 1 107,200 USG CORPORATION Cmn 903293955 1,060 80,400 Sh Put Shared-defined 1 80,400 USG CORPORATION Cmn 903293405 797 60,394 Sh Shared-defined -- 60,394 U-STORE-IT TRUST COMMON STOCK Cmn 91274F104 21 2,489 Sh Shared-defined 1 2,489 U-STORE-IT TRUST COMMON STOCK Cmn 91274F104 150 18,006 Sh Shared-defined -- 18,006 UTI WORLDWIDE(IPO) CMN STOCK Cmn G87210903 32 2,000 Sh Call Shared-defined 1 2,000 UTI WORLDWIDE(IPO) CMN STOCK Cmn G87210953 16 1,000 Sh Put Shared-defined 1 1,000 UTI WORLDWIDE(IPO) CMN STOCK Cmn G87210103 49 3,077 Sh Shared-defined 1 3,077 COLUMN TOTALS 29,823
FORM 13F Page 552 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- UTI WORLDWIDE(IPO) CMN STOCK Cmn G87210103 217 13,501 Sh Shared-defined -- 13,501 UTSTARCOM INC CMN STOCK Cmn 918076950 49 22,700 Sh Put Shared-defined 1 22,700 UTSTARCOM INC CMN STOCK Cmn 918076100 48 21,920 Sh Shared-defined 1 21,920 UTSTARCOM INC CMN STOCK Cmn 918076100 218 100,518 Sh Shared-defined -- 100,518 V F CORP Cmn 918204108 1,523 18,801 Sh Shared-defined -- 18,801 V F CORP Cmn 918204908 2,836 35,000 Sh Call Shared-defined 1 35,000 V F CORP Cmn 918204958 2,544 31,400 Sh Put Shared-defined 1 31,400 VAALCO ENERGY INC CMN STK Cmn 91851C901 1 100 Sh Call Shared-defined 1 100 VAALCO ENERGY INC CMN STK Cmn 91851C951 40 7,000 Sh Put Shared-defined 1 7,000 VAALCO ENERGY INC CMN STK Cmn 91851C201 181 31,498 Sh Shared-defined 1 31,498 VAIL RESORTS INC CMN STOCK Cmn 91879Q909 1,174 31,300 Sh Call Shared-defined 1 31,300 VAIL RESORTS INC CMN STOCK Cmn 91879Q959 1,542 41,100 Sh Put Shared-defined 1 41,100 VAIL RESORTS INC CMN STOCK Cmn 91879Q109 9 236 Sh Shared-defined 1 236 VAIL RESORTS INC CMN STOCK Cmn 91879Q109 518 13,797 Sh Shared-defined -- 13,797 COLUMN TOTALS 10,900
FORM 13F Page 553 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- VALASSIS COMMUNICATIONS INC CMN STK Cmn 918866904 2,162 63,800 Sh Call Shared-defined 1 63,800 VALASSIS COMMUNICATIONS INC CMN STK Cmn 918866954 668 19,700 Sh Put Shared-defined 1 19,700 VALASSIS COMMUNICATIONS INC CMN STK Cmn 918866104 954 28,164 Sh Shared-defined -- 28,164 VALERO ENERGY CORP CMN STOCK Cmn 91913Y100 502 28,659 Sh Shared-defined -- 28,659 VALERO ENERGY CORP CMN STOCK Cmn 91913Y900 5,561 317,600 Sh Call Shared-defined 1 317,600 VALERO ENERGY CORP CMN STOCK Cmn 91913Y950 6,130 350,100 Sh Put Shared-defined 1 350,100 VALIDUS HOLDINGS LTD Cmn G9319H102 15,912 603,625 Sh Shared-defined -- 603,625 VALLEY NATIONAL BANCORP CMN STK Cmn 919794907 166 12,885 Sh Call Shared-defined 1 12,885 VALLEY NATIONAL BANCORP CMN STK Cmn 919794957 440 34,075 Sh Put Shared-defined 1 34,075 VALLEY NATIONAL BANCORP CMN STK Cmn 919794107 257 19,917 Sh Shared-defined 1 19,917 VALLEY NATIONAL BANCORP CMN STK Cmn 919794107 629 48,762 Sh Shared-defined -- 48,762 VALLEY NATIONAL BANCORP-CW18 Wt 919794131 -- 200 Shared-defined 1 N/A VALMONT INDUSTRIES CMN STK Cmn 920253901 4,402 60,800 Sh Call Shared-defined 1 60,800 VALMONT INDUSTRIES CMN STK Cmn 920253951 1,600 22,100 Sh Put Shared-defined 1 22,100 COLUMN TOTALS 39,383
FORM 13F Page 554 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- VALMONT INDUSTRIES CMN STK Cmn 920253101 2,150 29,692 Sh Shared-defined -- 29,692 VALSPAR CORP CMN STK Cmn 920355904 825 25,900 Sh Call Shared-defined 1 25,900 VALSPAR CORP CMN STK Cmn 920355954 758 23,800 Sh Put Shared-defined 1 23,800 VALSPAR CORP CMN STK Cmn 920355104 45 1,409 Sh Shared-defined 1 1,409 VALSPAR CORP CMN STK Cmn 920355104 2,903 91,157 Sh Shared-defined -- 91,157 VALUECLICK INC CMN STOCK Cmn 92046N902 900 68,800 Sh Call Shared-defined 1 68,800 VALUECLICK INC CMN STOCK Cmn 92046N952 878 67,100 Sh Put Shared-defined 1 67,100 VALUECLICK INC CMN STOCK Cmn 92046N102 136 10,396 Sh Shared-defined 1 10,396 VALUECLICK INC CMN STOCK Cmn 92046N102 629 48,072 Sh Shared-defined -- 48,072 VANCEINFO TECHNOLOGIES-ADR Depository Receipt 921564100 59 1,809 Sh Shared-defined 1 N/A VANCEINFO TECHNOLOGIES-ADR Depository Receipt 921564100 461 14,253 Sh Shared-defined -- N/A VANDA PHARMACEUTICALS INC COMMON STOCK Cmn 921659908 24 3,600 Sh Call Shared-defined 1 3,600 VANDA PHARMACEUTICALS INC COMMON STOCK Cmn 921659958 39 5,900 Sh Put Shared-defined 1 5,900 VANDA PHARMACEUTICALS INC COMMON STOCK Cmn 921659108 53 7,986 Sh Shared-defined 1 7,986 COLUMN TOTALS 9,860
FORM 13F Page 555 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- VANTAGE DRILLING CO Cmn G93205113 12 7,227 Sh Shared-defined 1 7,227 VANTAGE DRILLING CO-CW11 Wt G93205121 -- 3,123 Shared-defined 1 N/A VARIAN MEDICAL SYSTEMS INC CMN STK Cmn 92220P105 433 7,156 Sh Shared-defined -- 7,156 VARIAN MEDICAL SYSTEMS INC CMN STK Cmn 92220P905 6,449 106,600 Sh Call Shared-defined 1 106,600 VARIAN MEDICAL SYSTEMS INC CMN STK Cmn 92220P955 986 16,300 Sh Put Shared-defined 1 16,300 VARIAN SEMICONDCTR EQUIP INC CMN STOCK Cmn 922207105 296 10,268 Sh Shared-defined 1 10,268 VARIAN SEMICONDCTR EQUIP INC CMN STOCK Cmn 922207105 9,119 316,861 Sh Shared-defined -- 316,861 VARIAN SEMICONDCTR EQUIP INC CMN STOCK Cmn 922207905 751 26,100 Sh Call Shared-defined 1 26,100 VARIAN SEMICONDCTR EQUIP INC CMN STOCK Cmn 922207955 135 4,700 Sh Put Shared-defined 1 4,700 VASCULAR SOLUTIONS INC. Cmn 92231M109 92 7,981 Sh Shared-defined 1 7,981 VASCULAR SOLUTIONS INC. Cmn 92231M909 18 1,600 Sh Call Shared-defined 1 1,600 VASCULAR SOLUTIONS INC. Cmn 92231M959 34 3,000 Sh Put Shared-defined 1 3,000 VCA ANTECH INC Cmn 918194101 339 16,057 Sh Shared-defined 1 16,057 VCA ANTECH INC Cmn 918194901 346 16,400 Sh Call Shared-defined 1 16,400 COLUMN TOTALS 19,010
FORM 13F Page 556 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- VCA ANTECH INC Cmn 918194951 198 9,400 Sh Put Shared-defined 1 9,400 VCA ANTECH INC Cmn 918194101 623 29,518 Sh Shared-defined -- 29,518 VECTOR GROUP LTD CMN STK Cmn 92240M908 128 6,825 Sh Call Shared-defined 1 6,825 VECTOR GROUP LTD CMN STK Cmn 92240M958 310 16,590 Sh Put Shared-defined 1 16,590 VECTOR GROUP LTD CMN STK Cmn 92240M108 143 7,640 Sh Shared-defined 1 7,640 VECTOR GROUP LTD CMN STK Cmn 92240M108 348 18,615 Sh Shared-defined -- 18,615 VECTOR GRP 3.875% CB 6/15/2026-REGISTERED Bond 92240MAL2 2,768 2,300,000 Prn Shared-defined -- N/A VECTREN CORP CMN STOCK Cmn 92240G101 15 566 Sh Shared-defined 1 566 VECTREN CORP CMN STOCK Cmn 92240G101 675 26,098 Sh Shared-defined -- 26,098 VEECO INSTRS INC DEL CMN STOCK Cmn 922417100 128 3,660 Sh Shared-defined 1 3,660 VEECO INSTRS INC DEL CMN STOCK Cmn 922417100 5,565 159,593 Sh Shared-defined -- 159,593 VEECO INSTRS INC DEL CMN STOCK Cmn 922417900 10,831 310,600 Sh Call Shared-defined 1 310,600 VEECO INSTRS INC DEL CMN STOCK Cmn 922417950 6,165 176,800 Sh Put Shared-defined 1 176,800 VENTAS INC CMN STOCK Cmn 92276F900 2,542 49,300 Sh Call Shared-defined 1 49,300 COLUMN TOTALS 30,439
FORM 13F Page 557 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- VENTAS INC CMN STOCK Cmn 92276F950 330 6,400 Sh Put Shared-defined 1 6,400 VENTAS INC CMN STOCK Cmn 92276F100 537 10,411 Sh Shared-defined -- 10,411 VERENIUM CORP Cmn 92340P209 49 14,987 Sh Shared-defined -- 14,987 VERIFONE SYSTEMS INC Cmn 92342Y109 119 3,823 Sh Shared-defined 1 3,823 VERIFONE SYSTEMS INC Cmn 92342Y909 2,514 80,900 Sh Call Shared-defined 1 80,900 VERIFONE SYSTEMS INC Cmn 92342Y959 910 29,300 Sh Put Shared-defined 1 29,300 VERIFONE SYSTEMS INC Cmn 92342Y109 4,082 131,388 Sh Shared-defined -- 131,388 VERIGY LTD CMN STK Cmn Y93691906 26 3,200 Sh Call Shared-defined 1 3,200 VERIGY LTD CMN STK Cmn Y93691956 12 1,500 Sh Put Shared-defined 1 1,500 VERIGY LTD 5.25% CB 07/15/2014 Bond 92345XAB4 25,207 24,239,000 Prn Shared-defined -- N/A VERIGY LTD CMN STK Cmn Y93691106 25 3,080 Sh Shared-defined 1 3,080 VERIGY LTD CMN STK Cmn Y93691106 186 22,845 Sh Shared-defined -- 22,845 VERISIGN INC CMN STOCK Cmn 92343E902 2,841 89,500 Sh Call Shared-defined 1 89,500 VERISIGN INC CMN STOCK Cmn 92343E952 3,577 112,700 Sh Put Shared-defined 1 112,700 COLUMN TOTALS 40,415
FORM 13F Page 558 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- VERISIGN INC 3.25% CB DUE 08/15/2037 - REGISTERED Bond 92343EAD4 141,019 130,300,000 Prn Shared-defined -- N/A VERISIGN INC CMN STOCK Cmn 92343E102 132 4,162 Sh Shared-defined 1 4,162 VERISIGN INC CMN STOCK Cmn 92343E102 56,698 1,786,338 Sh Shared-defined -- 1,786,338 VERISK ANALYTICS INC-CLASS A Cmn 92345Y906 204 7,300 Sh Call Shared-defined 1 7,300 VERISK ANALYTICS INC-CLASS A Cmn 92345Y106 17 590 Sh Shared-defined 1 590 VERISK ANALYTICS INC-CLASS A Cmn 92345Y106 34,647 1,236,963 Sh Shared-defined -- 1,236,963 VERIZON COMMUNICATIONS CMN STK Cmn 92343V104 17,158 526,484 Sh Shared-defined -- 526,484 VERIZON COMMUNICATIONS CMN STK Cmn 92343V904 26,646 817,600 Sh Call Shared-defined 1 817,600 VERIZON COMMUNICATIONS CMN STK Cmn 92343V954 28,239 866,500 Sh Put Shared-defined 1 866,500 VERTEX PHARMACEUTICALS INC CMN STK Cmn 92532F900 2,669 77,200 Sh Call Shared-defined 1 77,200 VERTEX PHARMACEUTICALS INC CMN STK Cmn 92532F950 4,995 144,500 Sh Put Shared-defined 1 144,500 VERTEX PHARMACEUTICALS INC CMN STK Cmn 92532F100 1,726 49,915 Sh Shared-defined 1 49,915 VERTEX PHARMACEUTICALS INC CMN STK Cmn 92532F100 1,069 30,918 Sh Shared-defined -- 30,918 VIACOM INC CMN STK- CLASS B Cmn 92553P201 602 16,623 Sh Shared-defined -- 16,623 COLUMN TOTALS 315,821
FORM 13F Page 559 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- VIACOM INC-CMN STK CLASS A Cmn 92553P902 6,539 163,100 Sh Call Shared-defined 1 163,100 VIACOM INC CMN STK- CLASS B Cmn 92553P901 3,691 102,000 Sh Call Shared-defined 1 102,000 VIACOM INC CMN STK- CLASS B Cmn 92553P951 1,574 43,500 Sh Put Shared-defined 1 43,500 VIACOM INC-CMN STK CLASS A Cmn 92553P952 557 13,900 Sh Put Shared-defined 1 13,900 VIACOM INC-CMN STK CLASS A Cmn 92553P102 13 317 Sh Shared-defined 1 317 VIASAT INC CMN STOCK Cmn 92552V100 43 1,058 Sh Shared-defined 1 1,058 VIASAT INC CMN STOCK Cmn 92552V100 944 22,966 Sh Shared-defined -- 22,966 VICAL INC CMN STK Cmn 925602104 4 1,891 Sh Shared-defined 1 1,891 VICAL INC CMN STK Cmn 925602104 1,387 622,172 Sh Shared-defined -- 622,172 VIRGIN MEDIA INC CMN STK Cmn 92769L901 2,346 101,900 Sh Call Shared-defined 1 101,900 VIRGIN MEDIA INC CMN STK Cmn 92769L951 677 29,400 Sh Put Shared-defined 1 29,400 VIRGIN MEDIA INC CMN STK Cmn 92769L101 3,925 170,507 Sh Shared-defined -- 170,507 VIRGIN MEDIA INC-CW11 Wt 92769L119 -- 77 Shared-defined 1 N/A VIRGINIA COMMERCE BANCORP Cmn 92778Q109 1 204 Sh Shared-defined 1 204 COLUMN TOTALS 21,701
FORM 13F Page 560 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- VIRGINIA COMMERCE BANCORP Cmn 92778Q109 67 13,834 Sh Shared-defined -- 13,834 VIRNETX HOLDING CORP CMN STOCK Cmn 92823T908 279 19,000 Sh Call Shared-defined 1 19,000 VIRNETX HOLDING CORP CMN STOCK Cmn 92823T958 784 53,400 Sh Put Shared-defined 1 53,400 VIRNETX HOLDING CORP CMN STOCK Cmn 92823T108 805 54,819 Sh Shared-defined 1 54,819 VIROPHARMA INC CMN STOCK Cmn 928241908 240 16,100 Sh Call Shared-defined 1 16,100 VIROPHARMA INC CMN STOCK Cmn 928241958 334 22,400 Sh Put Shared-defined 1 22,400 VIROPHARMA INC 2% CB 3/15/2017-REGISTERED Bond 928241AH1 83,866 80,500,000 Prn Shared-defined -- N/A VIROPHARMA INC CMN STOCK Cmn 928241108 33 2,201 Sh Shared-defined 1 2,201 VIROPHARMA INC CMN STOCK Cmn 928241108 300 20,110 Sh Shared-defined -- 20,110 VISA INC-CLASS A SHRS Cmn 92826C839 8,385 112,919 Sh Shared-defined 1 112,919 VISA INC-CLASS A SHRS Cmn 92826C909 25,144 338,600 Sh Call Shared-defined 1 338,600 VISA INC-CLASS A SHRS Cmn 92826C959 37,316 502,500 Sh Put Shared-defined 1 502,500 VISA INC-CLASS A SHRS Cmn 92826C839 49,927 672,326 Sh Shared-defined -- 672,326 VISHAY INTERTECHNOLOGY COMMON STOCK VSH - CLASS A Cmn 928298108 89 9,150 Sh Shared-defined 1 9,150 COLUMN TOTALS 207,569
FORM 13F Page 561 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- VISHAY INTERTECHNOLOGY COMMON STOCK VSH - CLASS A Cmn 928298108 156 16,097 Sh Shared-defined -- 16,097 VISHAY INTERTECHNOLOGY COMMON STOCK VSH - CLASS A Cmn 928298908 51 5,300 Sh Call Shared-defined 1 5,300 VISHAY INTERTECHNOLOGY COMMON STOCK VSH - CLASS A Cmn 928298958 148 15,300 Sh Put Shared-defined 1 15,300 VISIONCHINA MEDIA INC-ADS Depository Receipt 92833U103 50 11,061 Sh Shared-defined 1 N/A VISTA GOLD CORP COMMON STOCK Cmn 927926903 68 26,500 Sh Call Shared-defined 1 26,500 VISTA GOLD CORP COMMON STOCK Cmn 927926953 62 24,100 Sh Put Shared-defined 1 24,100 VISTA GOLD CORP COMMON STOCK Cmn 927926303 -- 53 Sh Shared-defined 1 53 VISTAPRINT NV Cmn N93540107 137 3,534 Sh Shared-defined 1 3,534 VISTAPRINT NV Cmn N93540907 1,793 46,400 Sh Call Shared-defined 1 46,400 VISTAPRINT NV Cmn N93540957 2,168 56,100 Sh Put Shared-defined 1 56,100 VISTAPRINT NV Cmn N93540107 36 919 Sh Shared-defined -- 919 VITACOST.COM INC Cmn 92847A900 46 7,700 Sh Call Shared-defined 1 7,700 VITACOST.COM INC Cmn 92847A950 1 100 Sh Put Shared-defined 1 100 VITACOST.COM INC Cmn 92847A200 5 896 Sh Shared-defined 1 896 COLUMN TOTALS 4,721
FORM 13F Page 562 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- VITACOST.COM INC Cmn 92847A200 44 7,241 Sh Shared-defined -- 7,241 VIVO PARTICIPACOES SA -ADR 1:1 Depository Receipt 92855S200 231 8,497 Sh Shared-defined -- N/A VIVUS INC CMN STK Cmn 928551900 2,061 308,100 Sh Call Shared-defined 1 308,100 VIVUS INC CMN STK Cmn 928551950 1,052 157,300 Sh Put Shared-defined 1 157,300 VIVUS INC CMN STK Cmn 928551900 993 148,500 Sh Call Shared-defined -- 148,500 VIVUS INC CMN STK Cmn 928551100 480 71,805 Sh Shared-defined 1 71,805 VIVUS INC CMN STK Cmn 928551100 14,169 2,117,867 Sh Shared-defined -- 2,117,867 VMWARE INC-CLASS A Cmn 928563902 15,128 178,100 Sh Call Shared-defined 1 178,100 VMWARE INC-CLASS A Cmn 928563952 16,886 198,800 Sh Put Shared-defined 1 198,800 VMWARE INC-CLASS A Cmn 928563402 3,687 43,403 Sh Shared-defined -- 43,403 VODAFONE GROUP PLC - SPON ADR 1:10 Depository Receipt 92857W209 2,384 96,092 Sh Shared-defined -- N/A VOLCANO CORP Cmn 928645100 60 2,291 Sh Shared-defined 1 2,291 VOLCANO CORP Cmn 928645900 374 14,400 Sh Call Shared-defined 1 14,400 VOLCANO CORP Cmn 928645950 57 2,200 Sh Put Shared-defined 1 2,200 COLUMN TOTALS 57,606
FORM 13F Page 563 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- VOLCANO CORP Cmn 928645100 5,567 214,283 Sh Shared-defined -- 214,283 VOLT INFO SCIENCES INC CMN STK Cmn 928703107 83 11,536 Sh Shared-defined -- 11,536 VOLTERRA SEMICONDUCTOR CORP COMMON STOCK Cmn 928708906 568 26,400 Sh Call Shared-defined 1 26,400 VOLTERRA SEMICONDUCTOR CORP COMMON STOCK Cmn 928708956 1,102 51,200 Sh Put Shared-defined 1 51,200 VOLTERRA SEMICONDUCTOR CORP COMMON STOCK Cmn 928708106 222 10,315 Sh Shared-defined 1 10,315 VOLTERRA SEMICONDUCTOR CORP COMMON STOCK Cmn 928708106 941 43,748 Sh Shared-defined -- 43,748 VONAGE HOLDINGS CORP COMMON STOCK Cmn 92886T201 30 11,697 Sh Shared-defined 1 11,697 VORNADO REALTY TRUST CMN STK Cmn 929042909 6,398 74,800 Sh Call Shared-defined 1 74,800 VORNADO REALTY TRUST CMN STK Cmn 929042959 6,440 75,300 Sh Put Shared-defined 1 75,300 VORNADO REALTY TRUST CMN STK Cmn 929042109 207 2,422 Sh Shared-defined -- 2,422 VULCAN MATERIALS CO CMN STK Cmn 929160909 4,881 132,200 Sh Call Shared-defined 1 132,200 VULCAN MATERIALS CO CMN STK Cmn 929160959 5,077 137,500 Sh Put Shared-defined 1 137,500 VULCAN MATERIALS CO CMN STK Cmn 929160109 92 2,484 Sh Shared-defined 1 2,484 VULCAN MATERIALS CO CMN STK Cmn 929160109 1,362 36,891 Sh Shared-defined -- 36,891 COLUMN TOTALS 32,970
FORM 13F Page 564 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- W&T OFFSHORE INC. COMMON STOCK Cmn 92922P906 177 16,700 Sh Call Shared-defined 1 16,700 W&T OFFSHORE INC. COMMON STOCK Cmn 92922P956 276 26,000 Sh Put Shared-defined 1 26,000 W&T OFFSHORE INC. COMMON STOCK Cmn 92922P106 74 7,000 Sh Shared-defined -- 7,000 W.R. GRACE & CO. COMMON STOCK Cmn 38388F108 137 4,890 Sh Shared-defined 1 4,890 W.R. GRACE & CO. COMMON STOCK Cmn 38388F108 7,613 272,459 Sh Shared-defined -- 272,459 WABASH NATIONAL CORP CMN STK Cmn 929566907 148 18,300 Sh Call Shared-defined 1 18,300 WABASH NATIONAL CORP CMN STK Cmn 929566957 7 900 Sh Put Shared-defined 1 900 WABASH NATIONAL CORP CMN STK Cmn 929566107 41 5,076 Sh Shared-defined 1 5,076 WABASH NATIONAL CORP CMN STK Cmn 929566107 4,344 536,974 Sh Shared-defined -- 536,974 WABCO HOLDINGS INC Cmn 92927K102 263 6,268 Sh Shared-defined 1 6,268 WABCO HOLDINGS INC Cmn 92927K902 277 6,600 Sh Call Shared-defined 1 6,600 WABCO HOLDINGS INC Cmn 92927K952 239 5,700 Sh Put Shared-defined 1 5,700 WABCO HOLDINGS INC Cmn 92927K102 37,877 903,120 Sh Shared-defined -- 903,120 WABTEC CMN STOCK Cmn 929740908 937 19,600 Sh Call Shared-defined 1 19,600 COLUMN TOTALS 52,410
FORM 13F Page 565 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WABTEC CMN STOCK Cmn 929740958 550 11,500 Sh Put Shared-defined 1 11,500 WABTEC CMN STOCK Cmn 929740108 38 787 Sh Shared-defined 1 787 WABTEC CMN STOCK Cmn 929740108 132 2,768 Sh Shared-defined -- 2,768 WACHOVIA 7.5% CONV PERF - PERP Pref Stk 949746804 34 34 Sh Shared-defined 1 N/A WADDELL & REED FINL INC CMN STOCK Cmn 930059900 36 1,300 Sh Call Shared-defined 1 1,300 WADDELL & REED FINL INC CMN STOCK Cmn 930059950 358 13,100 Sh Put Shared-defined 1 13,100 WADDELL & REED FINL INC CMN STOCK Cmn 930059100 56 2,057 Sh Shared-defined 1 2,057 WADDELL & REED FINL INC CMN STOCK Cmn 930059100 12,011 438,994 Sh Shared-defined -- 438,994 WAL MART STORES INC Cmn 931142103 1,395 26,060 Sh Shared-defined 1 26,060 WAL MART STORES INC Cmn 931142103 34,938 652,801 Sh Shared-defined -- 652,801 WALGREEN CO Cmn 931422109 224 6,694 Sh Shared-defined -- 6,694 WALGREEN CO Cmn 931422909 21,775 650,000 Sh Call Shared-defined 1 650,000 WALGREEN CO Cmn 931422959 11,045 329,700 Sh Put Shared-defined 1 329,700 WAL MART STORES INC Cmn 931142903 98,263 1,836,000 Sh Call Shared-defined 1 1,836,000 COLUMN TOTALS 180,855
FORM 13F Page 566 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WAL MART STORES INC Cmn 931142953 52,942 989,200 Sh Put Shared-defined 1 989,200 WALTER ENERGY INC Cmn 93317Q105 3,814 46,916 Sh Shared-defined 1 46,916 WALTER ENERGY INC Cmn 93317Q905 12,722 156,500 Sh Call Shared-defined 1 156,500 WALTER ENERGY INC Cmn 93317Q955 13,494 166,000 Sh Put Shared-defined 1 166,000 WALTER ENERGY INC Cmn 93317Q105 9,081 111,707 Sh Shared-defined -- 111,707 WALTER INVESTMENT MANAGEMENT COR Cmn 93317W902 728 41,600 Sh Call Shared-defined 1 41,600 WALTER INVESTMENT MANAGEMENT COR Cmn 93317W952 415 23,700 Sh Put Shared-defined 1 23,700 WARNER CHILCOTT PLC Cmn G94368900 877 39,100 Sh Call Shared-defined 1 39,100 WARNER CHILCOTT PLC Cmn G94368950 1,109 49,400 Sh Put Shared-defined 1 49,400 WARNER CHILCOTT PLC Cmn G94368100 531 23,673 Sh Shared-defined -- 23,673 WARNER MUSIC GROUP CORPORATION COMMON STOCK Cmn 934550104 172 38,227 Sh Shared-defined -- 38,227 WARREN RESOURCES INC. COMMON STOCK Cmn 93564A900 13 3,400 Sh Call Shared-defined 1 3,400 WARREN RESOURCES INC. COMMON STOCK Cmn 93564A950 6 1,600 Sh Put Shared-defined 1 1,600 WARREN RESOURCES INC. COMMON STOCK Cmn 93564A100 50 12,497 Sh Shared-defined 1 12,497 COLUMN TOTALS 95,954
FORM 13F Page 567 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WARREN RESOURCES INC. COMMON STOCK Cmn 93564A100 54 13,700 Sh Shared-defined -- 13,700 WASHINGTON FEDERAL INC-CW18 Wt 938824117 1 160 Shared-defined 1 N/A WASHINGTON FEDERAL S&L ASSC CMN STK Cmn 938824909 229 15,000 Sh Call Shared-defined 1 15,000 WASHINGTON FEDERAL S&L ASSC CMN STK Cmn 938824959 67 4,400 Sh Put Shared-defined 1 4,400 WASHINGTON FEDERAL S&L ASSC CMN STK Cmn 938824109 17 1,110 Sh Shared-defined 1 1,110 WASHINGTON FEDERAL S&L ASSC CMN STK Cmn 938824109 311 20,383 Sh Shared-defined -- 20,383 WASHINGTON POST - CLASS B CMN STK Cmn 939640108 1 2 Sh Shared-defined 1 2 WASHINGTON POST - CLASS B CMN STK Cmn 939640108 2,150 5,383 Sh Shared-defined -- 5,383 WASHINGTON REIT CMN STK Cmn 939653901 428 13,500 Sh Call Shared-defined 1 13,500 WASHINGTON REIT CMN STK Cmn 939653951 216 6,800 Sh Put Shared-defined 1 6,800 WASHINGTON REIT CMN STK Cmn 939653101 571 17,993 Sh Shared-defined -- 17,993 WASTE CONNECTIONS INC CMN STOCK Cmn 941053950 416 10,500 Sh Put Shared-defined 1 10,500 WASTE CONNECTIONS INC CMN STOCK Cmn 941053100 40 1,016 Sh Shared-defined 1 1,016 WASTE CONNECTIONS INC CMN STOCK Cmn 941053100 682 17,205 Sh Shared-defined -- 17,205 COLUMN TOTALS 5,183
FORM 13F Page 568 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WASTE MANAGEMENT CMN STOCK (WAS USA WASTE) Cmn 94106L109 111 3,095 Sh Shared-defined 1 3,095 WASTE MANAGEMENT CMN STOCK (WAS USA WASTE) Cmn 94106L109 1,079 30,187 Sh Shared-defined -- 30,187 WASTE MANAGEMENT CMN STOCK (WAS USA WASTE) Cmn 94106L909 5,808 162,500 Sh Call Shared-defined 1 162,500 WASTE MANAGEMENT CMN STOCK (WAS USA WASTE) Cmn 94106L959 4,310 120,600 Sh Put Shared-defined 1 120,600 WATERS CORP CMN STOCK Cmn 941848903 1,550 21,900 Sh Call Shared-defined 1 21,900 WATERS CORP CMN STOCK Cmn 941848953 1,685 23,800 Sh Put Shared-defined 1 23,800 WATERS CORP CMN STOCK Cmn 941848103 510 7,206 Sh Shared-defined 1 7,206 WATERS CORP CMN STOCK Cmn 941848103 358 5,052 Sh Shared-defined -- 5,052 WATSCO INC CMN STK Cmn 942622900 1,954 35,100 Sh Call Shared-defined 1 35,100 WATSCO INC CMN STK Cmn 942622950 857 15,400 Sh Put Shared-defined 1 15,400 WATSCO INC CMN STK Cmn 942622200 481 8,641 Sh Shared-defined 1 8,641 WATSCO INC CMN STK Cmn 942622200 1,100 19,751 Sh Shared-defined -- 19,751 WATSON PHARMACEUTICALS INC CMN STK Cmn 942683903 2,615 61,800 Sh Call Shared-defined 1 61,800 WATSON PHARMACEUTICALS INC CMN STK Cmn 942683953 385 9,100 Sh Put Shared-defined 1 9,100 COLUMN TOTALS 22,803
FORM 13F Page 569 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WATSON PHARMACEUTICALS INC CMN STK Cmn 942683103 19,397 458,443 Sh Shared-defined -- 458,443 Watts Water Technologies Inc CMN STK Cmn 942749902 501 14,700 Sh Call Shared-defined 1 14,700 Watts Water Technologies Inc CMN STK Cmn 942749952 215 6,300 Sh Put Shared-defined 1 6,300 Watts Water Technologies Inc CMN STK Cmn 942749102 29 847 Sh Shared-defined 1 847 Watts Water Technologies Inc CMN STK Cmn 942749102 369 10,830 Sh Shared-defined -- 10,830 WAUSAU MOSINEE PAPER CORP CMN STK Cmn 943315101 128 15,456 Sh Shared-defined -- 15,456 WEATHERFORD INTL LTD CMN STK Cmn H27013903 11,342 663,300 Sh Call Shared-defined 1 663,300 WEATHERFORD INTL LTD CMN STK Cmn H27013953 8,039 470,100 Sh Put Shared-defined 1 470,100 WEATHERFORD INTL LTD CMN STK Cmn H27013103 672 39,297 Sh Shared-defined 1 39,297 WEATHERFORD INTL LTD CMN STK Cmn H27013103 6,283 367,434 Sh Shared-defined -- 367,434 WEBMD HEALTH A ORDINARY Cmn 94770V102 880 17,644 Sh Shared-defined 1 17,644 WEBMD HEALTH A ORDINARY Cmn 94770V102 1,511 30,301 Sh Shared-defined -- 30,301 WEBMD HEALTH A ORDINARY Cmn 94770V902 20 400 Sh Call Shared-defined 1 400 WEBMD HEALTH A ORDINARY Cmn 94770V952 1,057 21,200 Sh Put Shared-defined 1 21,200 COLUMN TOTALS 50,443
FORM 13F Page 570 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WEBSENSE INC CMN STK Cmn 947684906 200 11,300 Sh Call Shared-defined 1 11,300 WEBSENSE INC CMN STK Cmn 947684956 161 9,100 Sh Put Shared-defined 1 9,100 WEBSENSE INC CMN STK Cmn 947684106 79 4,462 Sh Shared-defined 1 4,462 WEBSENSE INC CMN STK Cmn 947684106 1,394 78,563 Sh Shared-defined -- 78,563 WEIGHT WATCHERS INTERNATIONAL INC Cmn 948626906 178 5,700 Sh Call Shared-defined 1 5,700 WEIGHT WATCHERS INTERNATIONAL INC Cmn 948626956 125 4,000 Sh Put Shared-defined 1 4,000 WEIGHT WATCHERS INTERNATIONAL INC Cmn 948626106 385 12,334 Sh Shared-defined -- 12,334 WEINGARTEN REALTY INVST CMN STK Cmn 948741903 714 32,700 Sh Call Shared-defined 1 32,700 WEINGARTEN REALTY INVST CMN STK Cmn 948741953 266 12,200 Sh Put Shared-defined 1 12,200 WEINGARTEN REALTY INVST CMN STK Cmn 948741103 86 3,946 Sh Shared-defined 1 3,946 WEINGARTEN REALTY INVST CMN STK Cmn 948741103 298 13,655 Sh Shared-defined -- 13,655 WEIS MARKETS INC CMN STK Cmn 948849104 60 1,528 Sh Shared-defined 1 1,528 WEIS MARKETS INC CMN STK Cmn 948849104 668 17,083 Sh Shared-defined -- 17,083 WELLCARE HEALTH PLANS INC COMMON STOCK Cmn 94946T906 1,665 57,500 Sh Call Shared-defined 1 57,500 COLUMN TOTALS 6,279
FORM 13F Page 571 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WELLCARE HEALTH PLANS INC COMMON STOCK Cmn 94946T956 985 34,000 Sh Put Shared-defined 1 34,000 WELLCARE HEALTH PLANS INC COMMON STOCK Cmn 94946T106 49 1,682 Sh Shared-defined 1 1,682 WELLCARE HEALTH PLANS INC COMMON STOCK Cmn 94946T106 9,566 330,319 Sh Shared-defined -- 330,319 WELLPOINT INC Cmn 94973V107 3,056 53,961 Sh Shared-defined 1 53,961 WELLPOINT INC Cmn 94973V907 13,350 235,700 Sh Call Shared-defined 1 235,700 WELLPOINT INC Cmn 94973V957 13,475 237,900 Sh Put Shared-defined 1 237,900 WELLPOINT INC Cmn 94973V107 48,791 861,418 Sh Shared-defined -- 861,418 WELLS FARGO CO COMMON STOCK Cmn 949746901 27,892 1,109,900 Sh Call Shared-defined 1 1,109,900 WELLS FARGO CO COMMON STOCK Cmn 949746951 34,679 1,380,000 Sh Put Shared-defined 1 1,380,000 WELLS FARGO CO COMMON STOCK Cmn 949746101 152,559 6,070,781 Sh Shared-defined -- 6,070,781 WENDY'S/ARBY'S GROUP INC Cmn 950587105 598 131,903 Sh Shared-defined 1 131,903 WENDY'S/ARBY'S GROUP INC Cmn 950587905 41 9,100 Sh Call Shared-defined 1 9,100 WENDY'S/ARBY'S GROUP INC Cmn 950587955 349 77,100 Sh Put Shared-defined 1 77,100 WENDY'S/ARBY'S GROUP INC Cmn 950587105 2,511 554,387 Sh Shared-defined -- 554,387 COLUMN TOTALS 307,901
FORM 13F Page 572 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WERNER ENTERPRISES INC CMN STK Cmn 950755908 561 27,400 Sh Call Shared-defined 1 27,400 WERNER ENTERPRISES INC CMN STK Cmn 950755958 313 15,300 Sh Put Shared-defined 1 15,300 WERNER ENTERPRISES INC CMN STK Cmn 950755108 79 3,839 Sh Shared-defined 1 3,839 WERNER ENTERPRISES INC CMN STK Cmn 950755108 443 21,608 Sh Shared-defined -- 21,608 WESBANCO INC CMN STK Cmn 950810101 5 297 Sh Shared-defined 1 297 WESBANCO INC CMN STK Cmn 950810101 361 22,107 Sh Shared-defined -- 22,107 WESCO INTERNATIONAL 6% CB 9/15/2029- REGISTERED Bond 95082PAH8 59,048 36,640,000 Prn Shared-defined -- N/A WESCO INTL INC CMN STOCK Cmn 95082P905 939 23,900 Sh Call Shared-defined 1 23,900 WESCO INTL INC CMN STOCK Cmn 95082P955 55 1,400 Sh Put Shared-defined 1 1,400 WESCO INTL INC CMN STOCK Cmn 95082P105 86 2,200 Sh Shared-defined 1 2,200 WESCO INTL INC CMN STOCK Cmn 95082P105 502 12,775 Sh Shared-defined -- 12,775 WEST PHARMACEUTICAL SERVICES INC 4% CB 03/15/2047 Bond 955306AA3 33,120 41,000,000 Prn Shared-defined -- N/A WEST PHARMACEUTICAL SERVICES INC CMN STK Cmn 955306105 471 13,715 Sh Shared-defined -- 13,715 WESTAMERICA BANCORPORATION CMN STK Cmn 957090903 311 5,700 Sh Call Shared-defined 1 5,700 COLUMN TOTALS 96,294
FORM 13F Page 573 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WESTAMERICA BANCORPORATION CMN STK Cmn 957090953 316 5,800 Sh Put Shared-defined 1 5,800 WESTAMERICA BANCORPORATION CMN STK Cmn 957090103 30,282 555,736 Sh Shared-defined -- 555,736 WESTAR ENERGY INC CMN STK Cmn 95709T100 1,808 74,637 Sh Shared-defined -- 74,637 WESTERN ALLIANCE BANCORP COMMON STOCK Cmn 957638109 1 188 Sh Shared-defined 1 188 WESTERN ALLIANCE BANCORP COMMON STOCK Cmn 957638109 262 39,037 Sh Shared-defined -- 39,037 WESTERN DIGITAL COMMON STOCK Cmn 958102105 2,641 93,042 Sh Shared-defined 1 93,042 WESTERN DIGITAL COMMON STOCK Cmn 958102105 13 453 Sh Shared-defined -- 453 WESTERN DIGITAL COMMON STOCK Cmn 958102905 10,771 379,400 Sh Call Shared-defined 1 379,400 WESTERN DIGITAL COMMON STOCK Cmn 958102955 9,369 330,000 Sh Put Shared-defined 1 330,000 WESTERN REFINING INC CMN STK Cmn 959319904 820 156,400 Sh Call Shared-defined 1 156,400 WESTERN REFINING INC CMN STK Cmn 959319954 461 87,900 Sh Put Shared-defined 1 87,900 WESTERN REFINING INC CMN STK Cmn 959319104 40,374 7,705,044 Sh Shared-defined -- 7,705,044 WESTERN UNION CO/THE COMMON STOCK Cmn 959802109 55 3,117 Sh Shared-defined 1 3,117 WESTERN UNION CO/THE COMMON STOCK Cmn 959802109 21,270 1,203,723 Sh Shared-defined -- 1,203,723 COLUMN TOTALS 118,443
FORM 13F Page 574 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WESTLAKE CHEMICAL CORP COMMON STOCK Cmn 960413902 497 16,600 Sh Call Shared-defined 1 16,600 WESTLAKE CHEMICAL CORP COMMON STOCK Cmn 960413952 224 7,500 Sh Put Shared-defined 1 7,500 WESTLAKE CHEMICAL CORP COMMON STOCK Cmn 960413102 16,880 563,977 Sh Shared-defined -- 563,977 WESTPORT INNOVATIONS INC Cmn 960908909 375 21,300 Sh Call Shared-defined 1 21,300 WESTPORT INNOVATIONS INC Cmn 960908959 222 12,600 Sh Put Shared-defined 1 12,600 WET SEAL INC -CL A CMN STK Cmn 961840905 1 200 Sh Call Shared-defined 1 200 WET SEAL INC -CL A CMN STK Cmn 961840105 76 22,500 Sh Shared-defined -- 22,500 WEYERHAEUSER CO Cmn 962166104 2,894 183,623 Sh Shared-defined 1 183,623 WEYERHAEUSER CO Cmn 962166104 131 8,343 Sh Shared-defined -- 8,343 WEYERHAEUSER CO Cmn 962166904 810 51,400 Sh Call Shared-defined 1 51,400 WEYERHAEUSER CO Cmn 962166954 2,072 131,500 Sh Put Shared-defined 1 131,500 WGL HOLDINGS INC CMN STK Cmn 92924F106 771 20,403 Sh Shared-defined -- 20,403 WHIRLPOOL CORP. COMMON STOCK Cmn 963320106 6,492 80,187 Sh Shared-defined 1 80,187 WHIRLPOOL CORP. COMMON STOCK Cmn 963320106 11,777 145,467 Sh Shared-defined -- 145,467 COLUMN TOTALS 43,222
FORM 13F Page 575 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WHIRLPOOL CORP. COMMON STOCK Cmn 963320906 13,958 172,400 Sh Call Shared-defined 1 172,400 WHIRLPOOL CORP. COMMON STOCK Cmn 963320956 17,083 211,000 Sh Put Shared-defined 1 211,000 WHITING PETROLEUM 6.25% CNV PREF-PERP-REGISTERED Pref Stk 966387201 196 846 Sh Shared-defined 1 N/A WHITING PETROLEUM CORP COMMON STOCK Cmn 966387902 11,022 115,400 Sh Call Shared-defined 1 115,400 WHITING PETROLEUM CORP COMMON STOCK Cmn 966387952 12,731 133,300 Sh Put Shared-defined 1 133,300 WHITING PETROLEUM CORP COMMON STOCK Cmn 966387102 87 906 Sh Shared-defined 1 906 WHITING PETROLEUM CORP COMMON STOCK Cmn 966387102 43,407 454,473 Sh Shared-defined -- 454,473 WHITNEY HOLDING CORP CMN STK Cmn 966612903 65 7,900 Sh Call Shared-defined 1 7,900 WHITNEY HOLDING CORP CMN STK Cmn 966612953 18 2,200 Sh Put Shared-defined 1 2,200 WHITNEY HOLDING CORP CMN STK Cmn 966612103 35 4,313 Sh Shared-defined 1 4,313 WHITNEY HOLDING CORP CMN STK Cmn 966612103 2,807 343,561 Sh Shared-defined -- 343,561 WHOLE FOODS MARKET INC CMN STK Cmn 966837106 2,497 67,281 Sh Shared-defined 1 67,281 WHOLE FOODS MARKET INC CMN STK Cmn 966837106 21,942 591,263 Sh Shared-defined -- 591,263 WHOLE FOODS MARKET INC CMN STK Cmn 966837906 6,246 168,300 Sh Call Shared-defined 1 168,300 COLUMN TOTALS 132,094
FORM 13F Page 576 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WHOLE FOODS MARKET INC CMN STK Cmn 966837956 12,120 326,600 Sh Put Shared-defined 1 326,600 WILEY (JOHN) & SONS - -CL A CMN STK Cmn 968223206 538 13,178 Sh Shared-defined -- 13,178 WILLBROS GROUP INC Cmn 969203108 114 12,437 Sh Shared-defined 1 12,437 WILLBROS GROUP INC Cmn 969203908 31 3,400 Sh Call Shared-defined 1 3,400 WILLBROS GROUP INC Cmn 969203958 159 17,300 Sh Put Shared-defined 1 17,300 WILLBROS GROUP INC Cmn 969203108 430 46,870 Sh Shared-defined -- 46,870 WILLIAMS COMPANIES COMMON STOCK Cmn 969457100 1,229 64,330 Sh Shared-defined 1 64,330 WILLIAMS COMPANIES COMMON STOCK Cmn 969457100 2,246 117,505 Sh Shared-defined -- 117,505 WILLIAMS PARTNERS LP COMMON STOCK Cmn 96950F904 500 11,800 Sh Call Shared-defined 1 11,800 WILLIAMS PARTNERS LP COMMON STOCK Cmn 96950F954 852 20,100 Sh Put Shared-defined 1 20,100 WILLIAMS PARTNERS LP COMMON STOCK Cmn 96950F104 129 3,032 Sh Shared-defined 1 3,032 WILLIAMS-SONOMA INC CMN STK Cmn 969904901 1,984 62,600 Sh Call Shared-defined 1 62,600 WILLIAMS-SONOMA INC CMN STK Cmn 969904951 961 30,300 Sh Put Shared-defined 1 30,300 WILLIAMS-SONOMA INC CMN STK Cmn 969904101 73,499 2,318,587 Sh Shared-defined -- 2,318,587 COLUMN TOTALS 94,792
FORM 13F Page 577 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WILLIS GROUP HOLDINGS PLC Cmn G96666905 533 17,300 Sh Call Shared-defined 1 17,300 WILLIS GROUP HOLDINGS PLC Cmn G96666955 68 2,200 Sh Put Shared-defined 1 2,200 WILLIS GROUP HOLDINGS PLC Cmn G96666105 7,605 246,753 Sh Shared-defined -- 246,753 WILMINGTON TRUST CORP CMN STK Cmn 971807902 139 15,500 Sh Call Shared-defined 1 15,500 WILMINGTON TRUST CORP CMN STK Cmn 971807952 184 20,500 Sh Put Shared-defined 1 20,500 WILMINGTON TRUST CORP CMN STK Cmn 971807102 29 3,284 Sh Shared-defined -- 3,284 WILSHIRE BANCORP INC COMMON STOCK Cmn 97186T108 77 11,822 Sh Shared-defined -- 11,822 WINDSTREAM CORP COMMON STOCK Cmn 97381W104 531 43,222 Sh Shared-defined 1 43,222 WINDSTREAM CORP COMMON STOCK Cmn 97381W104 461 37,491 Sh Shared-defined -- 37,491 WINDSTREAM CORP COMMON STOCK Cmn 97381W904 972 79,100 Sh Call Shared-defined 1 79,100 WINDSTREAM CORP COMMON STOCK Cmn 97381W954 819 66,600 Sh Put Shared-defined 1 66,600 WINN-DIXIE STORES INC Cmn 974280307 21 2,881 Sh Shared-defined 1 2,881 WINN-DIXIE STORES INC Cmn 974280907 146 20,500 Sh Call Shared-defined 1 20,500 WINN-DIXIE STORES INC Cmn 974280957 9 1,300 Sh Put Shared-defined 1 1,300 COLUMN TOTALS 11,594
FORM 13F Page 578 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WINN-DIXIE STORES INC Cmn 974280307 429 60,226 Sh Shared-defined -- 60,226 WINNEBAGO INDUSTRIES CMN STK Cmn 974637900 86 8,300 Sh Call Shared-defined 1 8,300 WINNEBAGO INDUSTRIES CMN STK Cmn 974637950 11 1,100 Sh Put Shared-defined 1 1,100 WINNEBAGO INDUSTRIES CMN STK Cmn 974637100 121 11,623 Sh Shared-defined 1 11,623 WINNEBAGO INDUSTRIES CMN STK Cmn 974637100 508 48,744 Sh Shared-defined -- 48,744 WINTHROP REALTY TRUST Cmn 976391300 4 341 Sh Shared-defined 1 341 WINTHROP REALTY TRUST Cmn 976391300 133 10,725 Sh Shared-defined -- 10,725 WINTRUST FINANCIAL CMN STOCK Cmn 97650W108 41 1,279 Sh Shared-defined 1 1,279 WINTRUST FINANCIAL CMN STOCK Cmn 97650W108 14,584 449,992 Sh Shared-defined -- 449,992 WIPRO LTD - ADR Depository Receipt 97651M109 310 21,420 Sh Shared-defined 1 N/A WIPRO LTD - ADR Depository Receipt 97651M109 84 5,820 Sh Shared-defined -- N/A WISCONSIN ENERGY CORP CMN STK Cmn 976657106 20 348 Sh Shared-defined 1 348 WISCONSIN ENERGY CORP CMN STK Cmn 976657106 1,858 32,153 Sh Shared-defined -- 32,153 WMS INDUSTRIES COMMON STOCK Cmn 929297909 1,572 41,300 Sh Call Shared-defined 1 41,300 COLUMN TOTALS 19,761
FORM 13F Page 579 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WMS INDUSTRIES COMMON STOCK Cmn 929297959 1,740 45,700 Sh Put Shared-defined 1 45,700 WMS INDUSTRIES COMMON STOCK Cmn 929297109 278 7,299 Sh Shared-defined 1 7,299 WMS INDUSTRIES COMMON STOCK Cmn 929297109 30 779 Sh Shared-defined -- 779 WOLVERINE WORLD WIDE CMN STK Cmn 978097903 1,030 35,500 Sh Call Shared-defined 1 35,500 WOLVERINE WORLD WIDE CMN STK Cmn 978097953 571 19,700 Sh Put Shared-defined 1 19,700 WOLVERINE WORLD WIDE CMN STK Cmn 978097103 64 2,205 Sh Shared-defined 1 2,205 WOLVERINE WORLD WIDE CMN STK Cmn 978097103 107 3,683 Sh Shared-defined -- 3,683 WONDER AUTO TECHNOLOGY INC COMMON STOCK Cmn 978166906 97 11,400 Sh Call Shared-defined 1 11,400 WONDER AUTO TECHNOLOGY INC COMMON STOCK Cmn 978166956 24 2,800 Sh Put Shared-defined 1 2,800 WONDER AUTO TECHNOLOGY INC COMMON STOCK Cmn 978166106 13 1,479 Sh Shared-defined 1 1,479 WONDER AUTO TECHNOLOGY INC COMMON STOCK Cmn 978166106 323 38,001 Sh Shared-defined -- 38,001 WOODWARD GOVERNOR CMN STOCK Cmn 980745903 694 21,400 Sh Call Shared-defined 1 21,400 WOODWARD GOVERNOR CMN STOCK Cmn 980745953 2,055 63,400 Sh Put Shared-defined 1 63,400 WOODWARD GOVERNOR CMN STOCK Cmn 980745103 463 14,280 Sh Shared-defined -- 14,280 COLUMN TOTALS 7,489
FORM 13F Page 580 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WORLD ACCEPTANCE 3.0% CB 10/1/2011- REGISTERED Bond 981417AB4 12,811 12,944,000 Prn Shared-defined -- N/A WORLD ACCEPTANCE CP/DE CMN STK Cmn 981419904 932 21,100 Sh Call Shared-defined 1 21,100 WORLD ACCEPTANCE CP/DE CMN STK Cmn 981419954 2,941 66,600 Sh Put Shared-defined 1 66,600 WORLD ACCEPTANCE CP/DE CMN STK Cmn 981419104 48 1,081 Sh Shared-defined 1 1,081 WORLD FUEL SVCS CORP COMMON STOCK Cmn 981475906 325 12,500 Sh Call Shared-defined 1 12,500 WORLD FUEL SVCS CORP COMMON STOCK Cmn 981475956 242 9,300 Sh Put Shared-defined 1 9,300 WORLD FUEL SVCS CORP COMMON STOCK Cmn 981475106 74 2,835 Sh Shared-defined 1 2,835 WORLD FUEL SVCS CORP COMMON STOCK Cmn 981475106 2,365 90,936 Sh Shared-defined -- 90,936 WORLD WRESTLING ENTERTAINMENT CMN STOCK Cmn 98156Q908 164 11,800 Sh Call Shared-defined 1 11,800 WORLD WRESTLING ENTERTAINMENT CMN STOCK Cmn 98156Q958 198 14,200 Sh Put Shared-defined 1 14,200 WORLD WRESTLING ENTERTAINMENT CMN STOCK Cmn 98156Q108 8 573 Sh Shared-defined 1 573 WORLD WRESTLING ENTERTAINMENT CMN STOCK Cmn 98156Q108 1,226 88,121 Sh Shared-defined -- 88,121 WORTHINGTON INDS INC Cmn 981811102 115 7,629 Sh Shared-defined 1 7,629 WORTHINGTON INDS INC Cmn 981811902 126 8,400 Sh Call Shared-defined 1 8,400 COLUMN TOTALS 21,575
FORM 13F Page 581 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WORTHINGTON INDS INC Cmn 981811952 210 14,000 Sh Put Shared-defined 1 14,000 WORTHINGTON INDS INC Cmn 981811102 1,441 95,870 Sh Shared-defined -- 95,870 WRIGHT EXPRESS CORP. COMMON STOCK Cmn 98233Q105 397 11,104 Sh Shared-defined -- 11,104 WRIGHT MEDICAL 2.625% CB 12/1/2014 - REGISTERED Bond 98235TAA5 30,146 34,000,000 Prn Shared-defined -- N/A WRIGHT MEDICAL GROUP INC Cmn 98235T107 11 780 Sh Shared-defined 1 780 WRIGHT MEDICAL GROUP INC Cmn 98235T907 43 3,000 Sh Call Shared-defined 1 3,000 WRIGHT MEDICAL GROUP INC Cmn 98235T957 59 4,100 Sh Put Shared-defined 1 4,100 WRIGHT MEDICAL GROUP INC Cmn 98235T107 63 4,397 Sh Shared-defined -- 4,397 WYNDHAM WORLDWIDE CORP Cmn 98310W108 40 1,469 Sh Shared-defined 1 1,469 WYNDHAM WORLDWIDE CORP Cmn 98310W908 1,819 66,200 Sh Call Shared-defined 1 66,200 WYNDHAM WORLDWIDE CORP Cmn 98310W958 2,096 76,300 Sh Put Shared-defined 1 76,300 WYNDHAM WORLDWIDE CORP Cmn 98310W108 20,319 739,673 Sh Shared-defined -- 739,673 WYNN RESORTS LTD COMMON STOCK Cmn 983134107 480 5,527 Sh Shared-defined 1 5,527 WYNN RESORTS LTD COMMON STOCK Cmn 983134107 115 1,321 Sh Shared-defined -- 1,321 COLUMN TOTALS 57,239
FORM 13F Page 582 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WYNN RESORTS LTD COMMON STOCK Cmn 983134907 13,224 152,400 Sh Call Shared-defined 1 152,400 WYNN RESORTS LTD COMMON STOCK Cmn 983134957 21,007 242,100 Sh Put Shared-defined 1 242,100 XCEL ENERGY INC Cmn 98389B900 246 10,700 Sh Call Shared-defined 1 10,700 XCEL ENERGY INC Cmn 98389B950 64 2,800 Sh Put Shared-defined 1 2,800 XCEL ENERGY INC Cmn 98389B100 613 26,673 Sh Shared-defined -- 26,673 XENOPORT INC COMMON STOCK Cmn 98411C900 143 20,100 Sh Call Shared-defined 1 20,100 XENOPORT INC COMMON STOCK Cmn 98411C950 8 1,100 Sh Put Shared-defined 1 1,100 XENOPORT INC COMMON STOCK Cmn 98411C100 24 3,442 Sh Shared-defined 1 3,442 XENOPORT INC COMMON STOCK Cmn 98411C100 470 66,042 Sh Shared-defined -- 66,042 XEROX CORP Cmn 984121103 2,466 238,268 Sh Shared-defined 1 238,268 XEROX CORP Cmn 984121103 47,523 4,591,607 Sh Shared-defined -- 4,591,607 XEROX CORP Cmn 984121903 1,630 157,500 Sh Call Shared-defined 1 157,500 XEROX CORP Cmn 984121953 3,130 302,400 Sh Put Shared-defined 1 302,400 XILINX INC CMN STK Cmn 983919901 6,003 225,600 Sh Call Shared-defined 1 225,600 COLUMN TOTALS 96,551
FORM 13F Page 583 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- XILINX INC CMN STK Cmn 983919951 2,605 97,900 Sh Put Shared-defined 1 97,900 XILINX INC 3.125% CB 3/15/2037 -REGISTERED Bond 983919AD3 138,267 141,367,000 Prn Shared-defined -- N/A XILINX INC CMN STK Cmn 983919101 1,974 74,195 Sh Shared-defined -- 74,195 XINYUAN REAL ESTATE CO L-ADR Depository Receipt 98417P105 49 19,881 Sh Shared-defined 1 N/A XL GROUP PLC Cmn G98290102 378 17,472 Sh Shared-defined 1 17,472 XL GROUP PLC Cmn G98290902 11,976 552,900 Sh Call Shared-defined 1 552,900 XL GROUP PLC Cmn G98290952 10,707 494,300 Sh Put Shared-defined 1 494,300 XL GROUP PLC Cmn G98290102 26,107 1,205,307 Sh Shared-defined -- 1,205,307 XYRATEX LTD COMMON STOCK Cmn G98268908 211 14,200 Sh Call Shared-defined 1 14,200 XYRATEX LTD COMMON STOCK Cmn G98268958 922 62,100 Sh Put Shared-defined 1 62,100 XYRATEX LTD COMMON STOCK Cmn G98268108 909 61,277 Sh Shared-defined 1 61,277 YAHOO! INC CMN STOCK Cmn 984332106 6,995 493,638 Sh Shared-defined 1 493,638 YAHOO! INC CMN STOCK Cmn 984332106 1,328 93,689 Sh Shared-defined -- 93,689 YAHOO! INC CMN STOCK Cmn 984332906 6,172 435,600 Sh Call Shared-defined 1 435,600 COLUMN TOTALS 208,600
FORM 13F Page 584 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- YAHOO! INC CMN STOCK Cmn 984332956 12,550 885,700 Sh Put Shared-defined 1 885,700 YAMANA GOLD INC Cmn 98462Y100 7,854 688,941 Sh Shared-defined 1 688,941 YAMANA GOLD INC Cmn 98462Y900 3,262 286,100 Sh Call Shared-defined 1 286,100 YAMANA GOLD INC Cmn 98462Y950 8,783 770,400 Sh Put Shared-defined 1 770,400 YAMANA GOLD INC Cmn 98462Y100 737 64,658 Sh Shared-defined -- 64,658 YINGLI GREEN ENERGY HOLD-ADR Depository Receipt 98584B103 408 29,455 Sh Shared-defined 1 N/A YINGLI GREEN ENERGY HOLD-ADR Depository Receipt 98584B103 11,753 849,229 Sh Shared-defined -- N/A YM BIOSCIENCES INC COMMON STOCK Cmn 984238105 31 18,369 Sh Shared-defined 1 18,369 YONGYE INTERNATIONAL INC Cmn 98607B106 792 112,199 Sh Shared-defined 1 112,199 YONGYE INTERNATIONAL INC Cmn 98607B906 112 15,900 Sh Call Shared-defined 1 15,900 YONGYE INTERNATIONAL INC Cmn 98607B956 606 85,800 Sh Put Shared-defined 1 85,800 YONGYE INTERNATIONAL INC Cmn 98607B106 94 13,307 Sh Shared-defined -- 13,307 YRC WORLDWIDE INC CMN STK Cmn 984249902 17 67,900 Sh Call Shared-defined 1 67,900 YRC WORLDWIDE INC CMN STK Cmn 984249952 42 168,700 Sh Put Shared-defined 1 168,700 COLUMN TOTALS 47,041
FORM 13F Page 585 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- YRC WORLDWIDE INC CMN STK Cmn 984249102 22 89,296 Sh Shared-defined 1 89,296 YUCHENG TECHNOLOGIES LTD COMMON STOCK Cmn G98777908 13 4,100 Sh Call Shared-defined 1 4,100 YUCHENG TECHNOLOGIES LTD COMMON STOCK Cmn G98777958 12 3,800 Sh Put Shared-defined 1 3,800 YUCHENG TECHNOLOGIES LTD COMMON STOCK Cmn G98777108 18 5,616 Sh Shared-defined 1 5,616 YUM! BRANDS INC CMN STOCK Cmn 988498901 17,710 384,500 Sh Call Shared-defined 1 384,500 YUM! BRANDS INC CMN STOCK Cmn 988498951 15,987 347,100 Sh Put Shared-defined 1 347,100 YUM! BRANDS INC CMN STOCK Cmn 988498101 47 1,011 Sh Shared-defined 1 1,011 YUM! BRANDS INC CMN STOCK Cmn 988498101 22,719 493,249 Sh Shared-defined -- 493,249 ZALE CORPORATION COMMON STOCK Cmn 988858906 31 14,600 Sh Call Shared-defined 1 14,600 ZALE CORPORATION COMMON STOCK Cmn 988858956 26 12,400 Sh Put Shared-defined 1 12,400 ZALE CORPORATION COMMON STOCK Cmn 988858106 50 24,038 Sh Shared-defined 1 24,038 ZALE CORPORATION COMMON STOCK Cmn 988858106 7 3,354 Sh Shared-defined -- 3,354 ZEBRA TECHNOLOGIES CP - -CL A CMN STK Cmn 989207905 407 12,100 Sh Call Shared-defined 1 12,100 ZEBRA TECHNOLOGIES CP - -CL A CMN STK Cmn 989207955 124 3,700 Sh Put Shared-defined 1 3,700 COLUMN TOTALS 57,173
FORM 13F Page 586 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ZEBRA TECHNOLOGIES CP - -CL A CMN STK Cmn 989207105 1,386 41,210 Sh Shared-defined -- 41,210 ZEP INC Cmn 98944B108 27 1,520 Sh Shared-defined 1 1,520 ZEP INC Cmn 98944B108 160 9,159 Sh Shared-defined -- 9,159 ZHONGPIN INC Cmn 98952K907 780 47,900 Sh Call Shared-defined 1 47,900 ZHONGPIN INC Cmn 98952K957 116 7,100 Sh Put Shared-defined 1 7,100 ZIMMER HLDGS INC CMN STOCK Cmn 98956P102 38 720 Sh Shared-defined 1 720 ZIMMER HLDGS INC CMN STOCK Cmn 98956P102 7,080 135,300 Sh Shared-defined -- 135,300 ZIMMER HLDGS INC CMN STOCK Cmn 98956P902 1,570 30,000 Sh Call Shared-defined 1 30,000 ZIMMER HLDGS INC CMN STOCK Cmn 98956P952 2,418 46,200 Sh Put Shared-defined 1 46,200 ZIONS BANCORPORATION CMN STK Cmn 989701907 8,025 375,700 Sh Call Shared-defined 1 375,700 ZIONS BANCORPORATION CMN STK Cmn 989701957 8,200 383,900 Sh Put Shared-defined 1 383,900 ZIONS BANCORPORATION - - WARRANTS Wt 989701115 10,013 1,700,000 Shared-defined -- N/A ZIONS BANCORPORATION CMN STK Cmn 989701107 1,686 78,922 Sh Shared-defined -- 78,922 ZIOPHARM ONCOLOGY INC COMMON STOCK Cmn 98973P901 60 16,100 Sh Call Shared-defined 1 16,100 COLUMN TOTALS 41,559
FORM 13F Page 587 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ZIOPHARM ONCOLOGY INC COMMON STOCK Cmn 98973P951 156 41,500 Sh Put Shared-defined 1 41,500 ZIOPHARM ONCOLOGY INC COMMON STOCK Cmn 98973P101 70 18,562 Sh Shared-defined 1 18,562 ZIX CORP CMN STK Cmn 98974P900 2 700 Sh Call Shared-defined 1 700 ZIX CORP CMN STK Cmn 98974P950 49 17,200 Sh Put Shared-defined 1 17,200 ZIX CORP CMN STK Cmn 98974P100 83 29,270 Sh Shared-defined 1 29,270 ZOLTEK COS INC CMN STK Cmn 98975W904 358 36,800 Sh Call Shared-defined 1 36,800 ZOLTEK COS INC CMN STK Cmn 98975W954 103 10,600 Sh Put Shared-defined 1 10,600 ZOLTEK COS INC CMN STK Cmn 98975W104 30 3,104 Sh Shared-defined 1 3,104 ZOLTEK COS INC CMN STK Cmn 98975W104 257 26,400 Sh Shared-defined -- 26,400 ZORAN CORP CMN STOCK Cmn 98975F901 50 6,600 Sh Call Shared-defined 1 6,600 ZORAN CORP CMN STOCK Cmn 98975F951 22 2,900 Sh Put Shared-defined 1 2,900 ZORAN CORP CMN STOCK Cmn 98975F101 83 10,831 Sh Shared-defined 1 10,831 ZORAN CORP CMN STOCK Cmn 98975F101 4,687 613,513 Sh Shared-defined -- 613,513 ZUMIEZ INC COMMON STOCK Cmn 989817901 205 9,700 Sh Call Shared-defined 1 9,700 COLUMN TOTALS 6,155
FORM 13F Page 588 of 588 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ZUMIEZ INC COMMON STOCK Cmn 989817951 102 4,800 Sh Put Shared-defined 1 4,800 ZUMIEZ INC COMMON STOCK Cmn 989817101 1 31 Sh Shared-defined 1 31 ZUMIEZ INC COMMON STOCK Cmn 989817101 85 4,000 Sh Shared-defined -- 4,000 ZYMOGENETICS INC Cmn 98985T109 128 13,138 Sh Shared-defined 1 13,138 ZYMOGENETICS INC Cmn 98985T909 195 20,000 Sh Call Shared-defined 1 20,000 ZYMOGENETICS INC Cmn 98985T959 89 9,100 Sh Put Shared-defined 1 9,100 COLUMN TOTALS 600 LONG MARKET VALUE 36,765,344
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