-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OkYyMCbOuawHxKn3oxruSCd/WkHdqZgcGd9mJPwhT1MxE/qY1S5hVRFPc7MSxIcl V1kE7a5cYHIvYkAS+xEBYA== 0000732812-10-000065.txt : 20101115 0000732812-10-000065.hdr.sgml : 20101115 20101115170818 ACCESSION NUMBER: 0000732812-10-000065 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101115 DATE AS OF CHANGE: 20101115 EFFECTIVENESS DATE: 20101115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL INTERNATIONAL S A CENTRAL INDEX KEY: 0001065349 STATE OF INCORPORATION: V8 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04461 FILM NUMBER: 101193749 BUSINESS ADDRESS: STREET 1: 333 SOUTH HOPE STREET STREET 2: 55TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 2134869200 MAIL ADDRESS: STREET 1: 333 SOUTH HOPE ST STREET 2: 55TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 13F-HR 1 cisasep.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Capital International Sarl Address: 3 Place des Bergues Geneva, Switzerland 1201 Form 13F File Number: 28-04461 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Nilly Sikorsky Title: Chairman and Senior Vice President Phone: 213/486-9200 Signature, Place, and Date of Signing: Nilly Sikorsky* Los Angeles, California 11/15/10 - -------------------- --------------------------- ---------- *By: /s/ Liliane Corzo ------------------------- Liliane Corzo Attorney-in-fact *Signed pursuant to a Power of Attorney dated March 30, 2009, included as an Exhibit to Schedule 13G filed with the Securities and Exchange Commission by Capital Group International, Inc. on April 9, 2009 with respect to Cerner Corporation. Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 169 Form 13F Information Table Value Total: $1257865 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1 28-00218 The Capital Group Companies, Inc. 2 28-05044 Capital Group International, Inc. FORM 13F INFORMATION TABLE CAPITAL INTERNATIONAL, S.A.# SEP 30, 2010 COLUMN 1 & COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7* COLUMN 8 - -------------------------------------- --------- --------- --------------------- ---------- --------- ------------------------- NAME OF ISSUER/TITLE OF CLASS CUSIP VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER (COMMON UNLESS OTHERWISE INDICATED) (x$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE - -------------------------------------- --------- --------- --------------------- ---------- --------- ------------------------- ACE LTD B3BQMF6 $ 4526 77700 SH DEFINED 1,2 77700 ADVANCED MICRO DEVICES INC CV SR NT 6.0% 007903AL1 942 $953000 PRN DEFINED 1,2 $953000 05-01-15 AGILENT TECHNOLOGIES INC 00846U101 387 11600 SH DEFINED 1,2 11600 AIR PRODUCTS & CHEMICALS INC 009158106 240 2900 SH DEFINED 1,2 2900 AKAMAI TECHNOLOGIES INC 00971T101 2017 40200 SH DEFINED 1,2 40200 ALLEGHENY TECHNOLOGIES INC 01741R102 12556 270302 SH DEFINED 1,2 270302 ALLERGAN INC 018490102 6720 101000 SH DEFINED 1,2 101000 ALLSTATE CORP (THE) 020002101 25139 796800 SH DEFINED 1,2 796800 ALTRIA GROUP INC 02209S103 4317 179720 SH DEFINED 1,2 179720 AMERICA MOVIL SAB DE CV L ADR 02364W105 2603 48800 SH DEFINED 1,2 48800 AMERICAN TOWER CORP CL A 029912201 35175 686200 SH DEFINED 1,2 686200 AMERICAN WATER WORKS CO INC 030420103 209 9000 SH DEFINED 1,2 9000 ANADARKO PETROLEUM CORP 032511107 3829 67120 SH DEFINED 1,2 67120 ANGLOGOLD ASHANTI LTD ADR 035128206 837 18100 SH DEFINED 1,2 18100 AON CORP 037389103 4568 116800 SH DEFINED 1,2 116800 APPLE INC 037833100 14281 50329 SH DEFINED 1,2 50329 ASML HOLDING NV NY (REG) 2242253 360 12100 SH DEFINED 1,2 12100 AVON PRODUCTS INC 054303102 35 1100 SH DEFINED 1,2 1100 BAKER HUGHES INC 057224107 596 14000 SH DEFINED 1,2 14000 BANCO BRADESCO SA PN ADR 059460303 1435 70410 SH DEFINED 1,2 70410 BANCOLOMBIA SA PREF ADR 05968L102 433 6600 SH DEFINED 1,2 6600 BANK OF AMERICA CORP 060505104 11077 844900 SH DEFINED 1,2 844900 BANK OF NEW YORK MELLON CORP 064058100 6091 233100 SH DEFINED 1,2 233100 BARRICK GOLD CORP C$ 067901108 17513 378300 SH DEFINED 1,2 378300 BAXTER INTERNATIONAL INC 071813109 716 15000 SH DEFINED 1,2 15000 BOSTON SCIENTIFIC CORP 101137107 13157 2146400 SH DEFINED 1,2 2146400 BRISTOL-MYERS SQUIBB CO 110122108 9516 351000 SH DEFINED 1,2 351000 BROADCOM CORP CL A 111320107 12960 366200 SH DEFINED 1,2 366200 BUCYRUS INTERNATIONAL INC 118759109 4161 60000 SH DEFINED 1,2 60000 BUNGE LIMITED 2788713 2792 47200 SH DEFINED 1,2 47200 CAMECO CORP C$ 13321L108 7974 286100 SH DEFINED 1,2 286100 CANADIAN NATURAL RESOURCES LTD C$ 136385101 15646 451056 SH DEFINED 1,2 451056 CBS CORP CL B N/V 124857202 1979 124800 SH DEFINED 1,2 124800 CELGENE CORP 151020104 29121 505489 SH DEFINED 1,2 505489 CEMEX SAB DE CV CPO UNIT ADR (2 A SHRS + 151290889 669 78728 SH DEFINED 1,2 78728 1 B SHR) CENOVUS ENERGY INC C$ 15135U109 18847 653550 SH DEFINED 1,2 653550 CENTURYLINK INC 156700106 138 3500 SH DEFINED 1,2 3500 CERNER CORPORATION 156782104 11801 140500 SH DEFINED 1,2 140500 CHANGYOU.COM LIMITED A ADR 15911M107 96 3500 SH DEFINED 1,2 3500 CHEVRON CORP 166764100 10896 134440 SH DEFINED 1,2 134440 CIA ENERGETICA DE MINAS GERAIS PN ADR 204409601 242 14740 SH DEFINED 1,2 14740 (CEMIG) CISCO SYSTEMS INC 17275R102 28305 1292441 SH DEFINED 1,2 1292441 CLIFFS NATURAL RESOURCES INC 18683K101 3503 54800 SH DEFINED 1,2 54800 CME GROUP INC CL A 12572Q105 182 700 SH DEFINED 1,2 700 COACH INC 189754104 10813 251700 SH DEFINED 1,2 251700 COLGATE-PALMOLIVE CO 194162103 4281 55700 SH DEFINED 1,2 55700 CONOCOPHILLIPS 20825C104 16115 280600 SH DEFINED 1,2 280600 CTRIP.COM INTL ADR 22943F100 48 1000 SH DEFINED 1,2 1000 CUMMINS INC 231021106 861 9500 SH DEFINED 1,2 9500 DANAHER CORP 235851102 15716 387000 SH DEFINED 1,2 387000 DAVITA INC 23918K108 2934 42500 SH DEFINED 1,2 42500 DEVELOPERS DIVERSIFIED RLTY CORP CV SR 251591AS2 1769 $1800000 PRN DEFINED 1,2 $1800000 3.0% 03-15-12 DIAMOND OFFSHORE DRILLING INC 25271C102 20 300 SH DEFINED 1,2 300 DISCOVERY COMMUNICATIONS INC CL A 25470F104 8701 199800 SH DEFINED 1,2 199800 DISNEY WALT CO (THE)-DISNEY COMMON 254687106 1086 32800 SH DEFINED 1,2 32800 DREAMWORKS ANIMATION SKG INC CL A 26153C103 8427 264094 SH DEFINED 1,2 264094 EDISON INTERNATIONAL 281020107 662 19250 SH DEFINED 1,2 19250 EMERSON ELECTRIC CO 291011104 15603 296290 SH DEFINED 1,2 296290 ENERSIS ADR 29274F104 146 6200 SH DEFINED 1,2 6200 FEDEX CORP 31428X106 20289 237300 SH DEFINED 1,2 237300 FIRST SOLAR INC 336433107 19650 133359 SH DEFINED 1,2 133359 FOSTER WHEELER AG B4Y5TZ6 10912 446100 SH DEFINED 1,2 446100 FREEPORT-MCMORAN COPPER & GOLD 35671D857 20816 243770 SH DEFINED 1,2 243770 GALLAGHER ARTHUR J 363576109 5675 215200 SH DEFINED 1,2 215200 GENERAL ELECTRIC CO (USD) 369604103 1835 112900 SH DEFINED 1,2 112900 GENERAL MILLS INC 370334104 318 8700 SH DEFINED 1,2 8700 GENPACT LTD B23DBK6 2305 130000 SH DEFINED 1,2 130000 GEORGIA GULF CORP EXTENDED SETTLEMENT 373200302 533 32609 SH DEFINED 1,2 32609 GIANT INTERACTIVE GROUP INC ADR 374511103 207 32300 SH DEFINED 1,2 32300 GOLDMAN SACHS GROUP INC 38141G104 26844 185670 SH DEFINED 1,2 185670 GOOGLE INC CL A 38259P508 45402 86350 SH DEFINED 1,2 86350 HALLIBURTON CO 406216101 2249 68000 SH DEFINED 1,2 68000 HARMONY GOLD MINING ADR 413216300 682 60400 SH DEFINED 1,2 60400 HDFC BANK LTD ADR 40415F101 7994 43360 SH DEFINED 1,2 43360 HEWLETT-PACKARD CO 428236103 8195 194800 SH DEFINED 1,2 194800 HUDSON CITY BANCORP INC 443683107 28 2300 SH DEFINED 1,2 2300 ICICI BANK LTD ADR 45104G104 9073 182000 SH DEFINED 1,2 182000 ILLINOIS TOOL WORKS INC 452308109 9112 193780 SH DEFINED 1,2 193780 INTEL CORP 458140100 38 1950 SH DEFINED 1,2 1950 INTERNATIONAL BUSINESS MACHINES CORP 459200101 23551 175570 SH DEFINED 1,2 175570 IRON MOUNTAIN INC 462846106 4068 182100 SH DEFINED 1,2 182100 ITAU UNIBANCO HOLDING SA PN ADR 465562106 333 13770 SH DEFINED 1,2 13770 IVANHOE MINES LTD C$ 46579N103 2380 101200 SH DEFINED 1,2 101200 JOHNSON & JOHNSON 478160104 6277 101300 SH DEFINED 1,2 101300 JPMORGAN CHASE & CO 46625H100 38595 1013777 SH DEFINED 1,2 1013777 JUNIPER NETWORKS INC 48203R104 35367 1165316 SH DEFINED 1,2 1165316 KLA-TENCOR CORP 482480100 3030 86000 SH DEFINED 1,2 86000 KRAFT FOODS INC CL A 50075N104 9096 294752 SH DEFINED 1,2 294752 LEGGETT & PLATT INC 524660107 192 8430 SH DEFINED 1,2 8430 LOWES COMPANIES INC 548661107 10534 472600 SH DEFINED 1,2 472600 MAXIM INTEGRATED PRODUCTS INC 57772K101 7405 400075 SH DEFINED 1,2 400075 MCDONALDS CORP 580135101 803 10780 SH DEFINED 1,2 10780 MEDTRONIC INC 585055106 5159 153618 SH DEFINED 1,2 153618 MERCK & CO INC 58933Y105 43447 1180302 SH DEFINED 1,2 1180302 MERCURY GENERAL CORP 589400100 240 5870 SH DEFINED 1,2 5870 MICROCHIP TECHNOLOGY INC 595017104 537 17085 SH DEFINED 1,2 17085 MICROSOFT CORP 594918104 5607 228930 SH DEFINED 1,2 228930 MINDRAY MEDICAL INTL LTD CL A ADR 602675100 27 900 SH DEFINED 1,2 900 MONSANTO CO 61166W101 12601 262900 SH DEFINED 1,2 262900 MSCI INC CL A 55354G100 1342 40400 SH DEFINED 1,2 40400 NETAPP INC 64110D104 538 10800 SH DEFINED 1,2 10800 NEW ORIENTAL EDU & TECH GRP INC ADR 647581107 39 400 SH DEFINED 1,2 400 NEWS CORP INC CL A 65248E104 5737 439275 SH DEFINED 1,2 439275 NIKE INC CL B 654106103 2244 28000 SH DEFINED 1,2 28000 NOBLE ENERGY INC 655044105 7975 106200 SH DEFINED 1,2 106200 NORFOLK SOUTHERN CORP 655844108 13539 227500 SH DEFINED 1,2 227500 NOVARTIS AG NAMEN ADR 66987V109 15 265 SH DEFINED 1,2 265 NUCOR CORP 670346105 830 21725 SH DEFINED 1,2 21725 ORACLE CORP 68389X105 961 35800 SH DEFINED 1,2 35800 PARTNER COMMUNICATIONS CO ADR 70211M109 234 12800 SH DEFINED 1,2 12800 PAYCHEX INC 704326107 61 2200 SH DEFINED 1,2 2200 PEPSICO INC 713448108 23755 357534 SH DEFINED 1,2 357534 PERFECT WORLD CO LTD ADR CL B 71372U104 131 5100 SH DEFINED 1,2 5100 PETROLEO BRASILEIRO ON ADR (PETROBRAS) 71654V408 1295 35700 SH DEFINED 1,2 35700 PETROLEO BRASILEIRO PN ADR (PETROBRAS) 71654V101 1329 40500 SH DEFINED 1,2 40500 PFIZER INC 717081103 29 1700 SH DEFINED 1,2 1700 PHILIP MORRIS INTERNATIONAL 718172109 30098 537266 SH DEFINED 1,2 537266 PHILIPPINE LDTEL ADR 718252604 40 660 SH DEFINED 1,2 660 PINNACLE WEST CAPITAL CORP 723484101 74 1800 SH DEFINED 1,2 1800 PITNEY BOWES INC 724479100 124 5800 SH DEFINED 1,2 5800 PLUM CREEK TIMBER CO INC (REIT) 729251108 4695 133000 SH DEFINED 1,2 133000 POTASH CORP OF SASKATCHEWAN INC C$ 73755L107 215 1500 SH DEFINED 1,2 1500 PROCTER & GAMBLE CO 742718109 45185 753464 SH DEFINED 1,2 753464 PROGRESSIVE CORP 743315103 17558 841300 SH DEFINED 1,2 841300 QUALCOMM INC 747525103 24315 538900 SH DEFINED 1,2 538900 QWEST COMMUNICATIONS INTERNATIONAL INC 749121109 5779 921700 SH DEFINED 1,2 921700 RESEARCH IN MOTION LTD C$ 760975102 420 8600 SH DEFINED 1,2 8600 ROGERS COMMUNICATIONS INC CL B N/V C$ 775109200 49 1300 SH DEFINED 1,2 1300 ROYAL DUTCH SHELL CL A ADR 780259206 3984 66066 SH DEFINED 1,2 66066 SAP AG ADR 803054204 5814 117900 SH DEFINED 1,2 117900 SCHLUMBERGER LTD 806857108 22329 362432 SH DEFINED 1,2 362432 SCHWAB CHARLES CORP (THE) 808513105 12238 880400 SH DEFINED 1,2 880400 SCRIPPS NETWORK INTERACTIVE INC CL A 811065101 8750 183900 SH DEFINED 1,2 183900 SEADRILL LTD B09RMQ1 13217 455639 SH DEFINED 1,2 455639 SHANDA GAMES LTD CL A ADR 81941U105 24 4500 SH DEFINED 1,2 4500 SHIRE PLC ADR 82481R106 828 12300 SH DEFINED 1,2 12300 SIGNET JEWELERS LTD B3C9VJ1 6076 191270 SH DEFINED 1,2 191270 SK TELECOM ADR 78440P108 178 10200 SH DEFINED 1,2 10200 SOUTHERN CO 842587107 38 1010 SH DEFINED 1,2 1010 SPIRIT AEROSYSTEMS HLDGS INC CL A 848574109 5381 270000 SH DEFINED 1,2 270000 STRAYER EDUCATION INC 863236105 838 4800 SH DEFINED 1,2 4800 SUNTECH POWER HOLDINGS CO LTD ADR 86800C104 688 71400 SH DEFINED 1,2 71400 TAIWAN SEMICONDUCTOR MFG CO ADR 874039100 3124 308100 SH DEFINED 1,2 308100 TARGET CORP 87612E106 41721 780700 SH DEFINED 1,2 780700 TELE NORTE LESTE PARTICIPACOES PN ADR 879246106 100 7100 SH DEFINED 1,2 7100 TELEFONOS DE MEXICO SAB DE CV L ADR 879403780 988 66150 SH DEFINED 1,2 66150 TELUS CORPORATION N/V C$ 87971M202 1662 39100 SH DEFINED 1,2 39100 TEVA PHARM ADR 881624209 3424 64900 SH DEFINED 1,2 64900 TIFFANY & CO 886547108 6325 134600 SH DEFINED 1,2 134600 TIME WARNER CABLE INC 88732J207 8576 158845 SH DEFINED 1,2 158845 TIME WARNER INC 887317303 12938 422129 SH DEFINED 1,2 422129 TORONTO DOMINION BANK (THE) C$ 891160509 32 440 SH DEFINED 1,2 440 TRANSCANADA CORP C$ 89353D107 26 700 SH DEFINED 1,2 700 TRANSOCEAN LTD B3KFWW1 11890 184940 SH DEFINED 1,2 184940 TRANSOCEAN LTD (SWISS) B5W3ND5 1277 19600 SH DEFINED 1,2 19600 UBS AG NAMEN B18YFJ4 28779 1686001 SH DEFINED 1,2 1686001 UNILEVER NV NY SHRS 904784709 21 700 SH DEFINED 1,2 700 UNITED PARCEL SERVICE INC CL B 911312106 100 1500 SH DEFINED 1,2 1500 UNITED TECHNOLOGIES CORP 913017109 50 700 SH DEFINED 1,2 700 UNIVERSAL HEALTH SERVICES CL B 913903100 3937 101300 SH DEFINED 1,2 101300 URBAN OUTFITTERS INC 917047102 4900 155850 SH DEFINED 1,2 155850 VALE SA PNA ADR 91912E204 352 12700 SH DEFINED 1,2 12700 VERIZON COMMUNICATIONS INC 92343V104 1313 40300 SH DEFINED 1,2 40300 VIACOM INC CL B 92553P201 8928 246700 SH DEFINED 1,2 246700 VISA INC CL A 92826C839 14109 190000 SH DEFINED 1,2 190000 VULCAN MATERIALS CO 929160109 3441 93200 SH DEFINED 1,2 93200 WEATHERFORD INTL LTD B5KL6S7 13276 776380 SH DEFINED 1,2 776380 WELLS FARGO & CO 949746101 422 16800 SH DEFINED 1,2 16800 WINN-DIXIE STORES INC 974280307 1 111 SH DEFINED 1,2 111 ----------------- GRAND $ 1257865 * INVESTMENT DISCRETION IS DISCLAIMED BY THE CAPITAL GROUP COMPANIES, INC AND CAPITAL GROUP INTERNATIONAL, INC FOR ALL PURPOSES OTHER THAN FORM 13F
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