-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A61/x378Z82C/e4RGIrF3FtPNd4pCAe7z23+DRtsFFLotTgqQlIkDV3op3JZqCK6 FVuC8vKa7sFShh6nTKTkug== 0001103882-10-000007.txt : 20101115 0001103882-10-000007.hdr.sgml : 20101115 20101115131450 ACCESSION NUMBER: 0001103882-10-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101115 DATE AS OF CHANGE: 20101115 EFFECTIVENESS DATE: 20101115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SUNRISE PARTNERS LLC /CT CENTRAL INDEX KEY: 0001103882 IRS NUMBER: 061374252 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05431 FILM NUMBER: 101190795 BUSINESS ADDRESS: STREET 1: TWO AMERICAN LANE CITY: GREENWICH STATE: CT ZIP: 06836-2571 BUSINESS PHONE: 2038628000 MAIL ADDRESS: STREET 1: TWO AMERICAN LANE CITY: GREENWICH STATE: CT ZIP: 06836-2571 13F-HR 1 sunlp.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sunrise Partners Limited Partnership Address: Two American Lane Greenwich, CT 06836-2571 13F File Number: 028-05431 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Randall U. Tam Title: Vice President Phone: 203-861-3288 Signature, Place and Date of Signing: Randall U. Tam Greenwich, Connecticut November 15, 2010 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ X ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: No. 13F File Number Name 01 028-12344 MAK Capital One L.L.C. 02 028-13693 Realm Partners L.L.C. 03 028-11799 Xaraf Management L.L.C. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 453 Form 13F Information Table Value Total: $1,302,501 List of Other Included Managers: No. 13F File Number Name 01 028-13822 Luna Capital L.L.C. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 815 9403 SH SHARED 9403 A123 SYSTEMS INC COM 03739T108 4369 487068 SH SHARED 01 487068 A123 SYSTEMS INC COM 03739T108 4369 487100 SH PUT SHARED 01 0 AARON'S INC COM 002535201 608 32952 SH SHARED 32952 ABBOTT LABS COM 002824100 505 9668 SH SHARED 9668 AC MOORE ARTS & CRAFTS INC COM 00086T103 1042 461000 SH SHARED 461000 ACTIVCARD CORP COM 00506P103 57 26332 SH SHARED 26332 ADOBE SYSTEMS INC COM 00724F101 695 26594 SH SHARED 26594 ADVANCED MICRO DEVICES COM 007903107 80 11240 SH SHARED 11240 AEROPOSTAL INC COM 007865108 206 8861 SH SHARED 8861 AGFEED INDUSTRIES INC COM 00846L101 34 13179 SH SHARED 13179 AGILENT TECHNOLOGIES INC COM 00846U101 485 14544 SH SHARED 14544 AIR PRODUCTS & CHEMICALS INC COM 009158106 381 4596 SH SHARED 4596 AIRGAS INC COM 009363102 80181 1180000 SH CALL SHARED 01 0 AIXTRON AG-SPONSORED ADR ADR 009606104 241 8100 SH SHARED 01 8100 AIXTRON AG-SPONSORED ADR ADR 009606104 241 8100 SH PUT SHARED 01 0 AKAMAI TECHNOLOGIES COM 00971T101 384 7652 SH SHARED 7652 ALCOA INC COM 013817101 187 15441 SH SHARED 15441 ALLERGAN INC COM 018490102 379 5704 SH SHARED 5704 ALLIANCE HEALTHCARE SERVICES I COM 018606202 229 50000 SH SHARED 50000 ALPHA NATURAL RES INC COM 02076X102 973 23645 SH SHARED 23645 ALTERA CORP COM 021441100 771 25562 SH SHARED 25562 ALTRIA GROUP INC COM 02209S103 227 9454 SH SHARED 9454 AMAZON.COM INC COM 023135106 478 3041 SH SHARED 3041 AMERICAN EXPRESS COMPANY COM 025816109 20522 488281 SH SHARED 488281 AMERICAN INTL GRP COM 026874784 5017 128300 SH SHARED 01 128300 AMERICAN INTL GRP COM 026874784 1060 27100 SH CALL SHARED 01 0 AMERICAN INTL GRP COM 026874784 5924 151500 SH PUT SHARED 01 0 AMERICAN ORIENTAL BIOENGINEE COM 028731107 64 26668 SH SHARED 26668 AMERICAN SUPERCONDUCTOR CORP COM 030111108 9370 301300 SH SHARED 01 301300 AMERICAN SUPERCONDUCTOR CORP COM 030111108 9349 300600 SH PUT SHARED 01 0 AMERICAN TOWER CORP - CL-A COM 029912201 434 8464 SH SHARED 8464 AMERISOURCEBERGEN CORP COM 03073E105 473 15416 SH SHARED 15416 AMPHENOL CORP-CL A COM 032095101 492 10036 SH SHARED 10036 AMSURG CORP COM 03232P405 216 12335 SH SHARED 12335 ANALOG DEVICES COM 032654105 614 19568 SH SHARED 19568 AON CORP COM 037389103 559 14294 SH SHARED 14294 APPLE INC COM 037833100 1171 4128 SH SHARED 4128 APPLIED MATERIALS INC COM 038222105 537 46016 SH SHARED 46016 ARENA PHARMACEUTICALS INC COM 040047102 409 260300 SH SHARED 01 260300 ARENA PHARMACEUTICALS INC COM 040047102 409 260300 SH PUT SHARED 01 0 ATHENAHEALTH INC COM 04685W103 621 18800 SH SHARED 01 18800 ATHENAHEALTH INC COM 04685W103 621 18800 SH PUT SHARED 01 0 ATP OIL & GAS CORPORATION COM 00208J108 4004 293300 SH SHARED 01 293300 ATP OIL & GAS CORPORATION COM 00208J108 794 58200 SH CALL SHARED 01 0 ATP OIL & GAS CORPORATION COM 00208J108 4798 351500 SH PUT SHARED 01 0 AUTODESK INC COM 052769106 441 13800 SH SHARED 13800 AUTOMATIC DATA PROCESSING COM 053015103 808 19235 SH SHARED 19235 AUTONATION INC COM 05329W102 13 563 SH SHARED 563 AUTONATION INC COM 05329W102 365 15700 SH PUT SHARED 01 0 AUTONATION INC COM 05329W102 365 15700 SH SHARED 01 15700 AUTOZONE COM 053332102 220 961 SH SHARED 961 AVALONBAY COMMUNITIES INC COM 053484101 257 2472 SH SHARED 2472 BAKER HUGHES INC COM 057224107 285 6693 SH SHARED 6693 BARD CR INC COM 067383109 574 7044 SH SHARED 7044 BAXTER INTERNATIONAL COM 071813109 527 11049 SH SHARED 11049 BEAZER HOMES USA 15AUG13 7.25% CVPFD 07556Q501 1272 65400 SH SHARED 01 65400 BECTON DICKINSON & CO COM 075887109 524 7066 SH SHARED 7066 BED BATH AND BEYOND INC COM 075896100 241 5558 SH SHARED 5558 BHP BILLITON PLC-ADR ADR 05545E209 126084 1972521 SH SHARED 1972521 BMC SOFTWARE INC COM 055921100 647 15995 SH SHARED 15995 BOEING CO COM 097023105 6990 105047 SH SHARED 105047 BOSTON SCIENTIFIC CORP COM 101137107 77 12616 SH SHARED 12616 BP PLC - SPONS ADR ADR 055622104 9436 229200 SH SHARED 01 229200 BP PLC - SPONS ADR ADR 055622104 90920 2208400 SH SHARED 2208400 BP PLC - SPONS ADR ADR 055622104 9436 229200 SH PUT SHARED 01 0 BRISTOL MYERS SQUIBB COM 110122108 209 7727 SH SHARED 7727 BROCADE COMMUNICATIONS SYS COM 111621306 292 50000 SH CALL SHARED 01 0 BRONCO DRILLING CO INC COM 112211107 49 12331 SH SHARED 12331 BROWN FORMAN CORP CL-B COM 115637209 902 14629 SH SHARED 14629 BUNGE LIMITED COM G16962105 1935 32700 SH PUT SHARED 0 C.H. 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