-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L4o1fOquMQWEWkyEK+APexuEIXcs8sgr3/1rv4EkVImhJUSLIRIT3/HWaU/01qr7 dz3AK7hfTusPvZ1/0n6B+Q== 0001193125-10-258825.txt : 20101112 0001193125-10-258825.hdr.sgml : 20101111 20101112160834 ACCESSION NUMBER: 0001193125-10-258825 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101112 DATE AS OF CHANGE: 20101112 EFFECTIVENESS DATE: 20101112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TUDOR INVESTMENT CORP ET AL CENTRAL INDEX KEY: 0000923093 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04356 FILM NUMBER: 101186632 BUSINESS ADDRESS: STREET 1: 1275 KING STREET STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-2936 MAIL ADDRESS: STREET 1: 1275 KING STREET STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-2936 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or quarter Ended: September 30, 2010 Check here if Amendment [_]; Amendment Number: ---------------- This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tudor Investment Corporation Address: 1275 King Street Greenwich, CT 06831 Form 13F File Number: 28-7762 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Torell Title: Managing Director and Chief Operating Officer Phone: (203) 863-6742 Signature, Place, and Date of Signing: /s/ John Torell Greenwich, CT 06831 November 12, 2010 - --------------------------- ------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13 NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Included Managers: Form 13F File Number Name -------------------- ---- 28-5175 Tudor Proprietary Trading, L.L.C. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers 1. Form 13F Information Table Entry Total 445 Form 13F Information Table Value Total $ 840,140 (Thousands) List of Other Included Managers: No. Form 13F File Number Name - --- -------------------- ---- 1. 28-5175 Tudor Proprietary Trading, L.L.C. TUDOR INVESTMENT CORPORATION QUARTERLY REPORT DETAILING 13F ELIGIBLE SECURITIES AS SEPTEMBER 30, 2010
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- ------------------ ---------------- -------- ----------------- INVESTMENT DISCRETION VOTING AUTHORITY ---------------- ----------------- TITLE OF VALUE SHRS OR SH/ PUT/ SHARED- SHARED MANA- SHA- NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT PRN CALL DEFINED -OTHER GERS SOLE RED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Abovenet Inc COMMON STOCK 00374N107 417 8,000 SH 8,000 0 1 8,000 0 Activision Blizzard Inc COMMON STOCK 00507V109 124 11,500 SH 11,500 0 1 11,500 0 Adobe Systems Incorporated COMMON STOCK 00724F101 377 14,400 SH 14,400 0 1 14,400 0 Advance America Cash Advance COMMON STOCK 00739W107 239 59,200 SH 59,200 0 1 59,200 0 Advanced Battery Technologies COMMON STOCK 00752H102 207 57,600 SH 57,600 0 1 57,600 0 Advanced Energy Industries Incorporated COMMON STOCK 007973100 240 18,400 SH 18,400 0 1 18,400 0 Aecom Technology Corp COMMON STOCK 00766T100 238 9,800 SH 9,800 0 1 9,800 0 Aeropostale COMMON STOCK 007865108 214 9,200 SH 9,200 0 1 9,200 0 Affymax Inc COMMON STOCK 00826A109 217 36,500 SH 36,500 0 1 36,500 0 AGL Resources Incorporated COMMON STOCK 001204106 207 5,400 SH 5,400 0 1 5,400 0 Alere Inc COMMON STOCK 01449J105 247 8,000 SH 8,000 0 1 8,000 0 AMCOL International Corporation COMMON STOCK 02341W103 228 8,700 SH 8,700 0 1 8,700 0 Amdocs Ltd. COMMON STOCK G02602103 404 14,100 SH 14,100 0 1 14,100 0 Amedisys Inc COMMON STOCK 023436108 305 12,800 SH 12,800 0 1 12,800 0 Ameren Corp. COMMON STOCK 023608102 224 7,900 SH 7,900 0 1 7,900 0 Ameresco Inc-cl A COMMON STOCK 02361E108 357 30,000 SH 30,000 0 1 30,000 0 American Capital Agency Corp COMMON STOCK 02503X105 3,986 150,000 SH 150,000 0 1 150,000 0 American Equity Investment Life Holding Co COMMON STOCK 025676206 340 33,200 SH 33,200 0 1 33,200 0 American Medical Sys Hldgs COMMON STOCK 02744M108 345 17,600 SH 17,600 0 1 17,600 0 American Public Education COMMON STOCK 02913V103 207 6,300 SH 6,300 0 1 6,300 0 AMERIGROUP Corp COMMON STOCK 03073T102 272 6,400 SH 6,400 0 1 6,400 0 AMEX Utility Select SPDR Fund COMMON STOCK 81369Y886 3,138 100,000 SH 100,000 0 1 100,000 0 AMEX Utility Select SPDR Fund COMMON STOCK 81369Y886 3,138 100,000 SH CALL 100,000 0 1 100,000 0 Amgen Incorporated COMMON STOCK 031162100 204 3,700 SH 3,700 0 1 3,700 0 AMN Healthcare Services Inc. COMMON STOCK 001744101 104 20,300 SH 20,300 0 1 20,300 0 Amsurg Corp COMMON STOCK 03232P405 358 20,500 SH 20,500 0 1 20,500 0 Angiodynamics Inc COMMON STOCK 03475V101 186 12,200 SH 12,200 0 1 12,200 0 APAC Customer Services, Inc. COMMON STOCK 00185E106 80 14,200 SH 14,200 0 1 14,200 0 Apogee Enterprises Incorporated COMMON STOCK 037598109 181 19,800 SH 19,800 0 1 19,800 0 Apollo Group Incorporated COMMON STOCK 037604105 236 4,600 SH 4,600 0 1 4,600 0 Apple Inc COMMON STOCK 037833100 103,512 364,800 SH 364,800 0 1 364,800 0 Applied Materials Incorporated COMMON STOCK 038222105 159 13,600 SH 13,600 0 1 13,600 0 Arch Chemicals Inc COMMON STOCK 03937R102 214 6,100 SH 6,100 0 1 6,100 0 Arch Coal Incorporated COMMON STOCK 039380100 1,336 50,000 SH CALL 50,000 0 1 50,000 0 Archer-Daniels-Midland Company COMMON STOCK 039483102 271 8,500 SH 8,500 0 1 8,500 0 Arena Pharmaceuticals Inc COMMON STOCK 040047102 31 20,000 SH 20,000 0 1 20,000 0 Arrow Electronics Incorporated COMMON STOCK 042735100 249 9,300 SH 9,300 0 1 9,300 0 Associated Estates Realty Corp. COMMON STOCK 045604105 699 50,000 SH 50,000 0 1 50,000 0 Atheros Communications COMMON STOCK 04743P108 379 14,400 SH 14,400 0 1 14,400 0 Atmos Energy Corporation COMMON STOCK 049560105 205 7,000 SH 7,000 0 1 7,000 0 Avista Corp. COMMON STOCK 05379B107 315 15,100 SH 15,100 0 1 15,100 0 Avnet Incorporated COMMON STOCK 053807103 370 13,700 SH 13,700 0 1 13,700 0 AVX Corporation COMMON STOCK 002444107 510 36,900 SH 36,900 0 1 36,900 0 Baker Hughes Incorporated COMMON STOCK 057224107 209 4,900 SH 4,900 0 1 4,900 0 Bank of America Corporation WARRANT 060505146 195 30,100 SH CALL 30,100 0 1 30,100 0 Bank of America Corporation WARRANT 060505153 58 24,400 SH CALL 24,400 0 1 24,400 0 Basic Energy Services Inc COMMON STOCK 06985P100 105 12,300 SH 12,300 0 1 12,300 0 Beacon Roofing Supply Inc COMMON STOCK 073685109 255 17,500 SH 17,500 0 1 17,500 0 Beckman Coulter Incorporated COMMON STOCK 075811109 332 6,800 SH 6,800 0 1 6,800 0 Benchmark Electronics Incorporated COMMON STOCK 08160H101 310 18,900 SH 18,900 0 1 18,900 0 BGC Partners Inc COMMON STOCK 05541T101 196 32,900 SH 32,900 0 1 32,900 0 Biogen Idec Inc COMMON STOCK 09062X103 275 4,900 SH 4,900 0 1 4,900 0 BioMed Realty Trust Inc COMMON STOCK 09063H107 4,480 250,000 SH 250,000 0 1 250,000 0 Bio-Reference Labs Inc COMMON STOCK 09057G602 284 13,600 SH 13,600 0 1 13,600 0 BioScrip Inc COMMON STOCK 09069N108 239 46,400 SH 46,400 0 1 46,400 0 Black Hills Corporation COMMON STOCK 092113109 231 7,400 SH 7,400 0 1 7,400 0 Block H & R Incorporated COMMON STOCK 093671105 502 38,800 SH 38,800 0 1 38,800 0 Boise Inc COMMON STOCK 09746Y105 258 39,700 SH 39,700 0 1 39,700 0 BOK Financial Corporation COMMON STOCK 05561Q201 343 7,600 SH 7,600 0 1 7,600 0 Boyd Gaming Corporation COMMON STOCK 103304101 183 25,200 SH 25,200 0 1 25,200 0
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- ------------------ ---------------- -------- ----------------- INVESTMENT DISCRETION VOTING AUTHORITY ---------------- ----------------- TITLE OF VALUE SHRS OR SH/ PUT/ SHARED- SHARED MANA- SHA- NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT PRN CALL DEFINED -OTHER GERS SOLE RED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Bridgepoint Education Inc COMMON STOCK 10807M105 326 21,100 SH 21,100 0 1 21,100 0 Briggs & Stratton Corporation COMMON STOCK 109043109 264 13,900 SH 13,900 0 1 13,900 0 Broadsoft Inc COMMON STOCK 11133B409 217 25,000 SH 25,000 0 1 25,000 0 Brookline Bancorp Inc COMMON STOCK 11373M107 300 30,100 SH 30,100 0 1 30,100 0 Brooks Automation Inc COMMON STOCK 114340102 136 20,200 SH 20,200 0 1 20,200 0 Brown Shoe Company Incorporated COMMON STOCK 115736100 227 19,800 SH 19,800 0 1 19,800 0 CA Inc COMMON STOCK 12673P105 203 9,600 SH 9,600 0 1 9,600 0 CACI International Incorporated-CL A COMMON STOCK 127190304 674 14,900 SH 14,900 0 1 14,900 0 Cal Dive International Inc COMMON STOCK 12802T101 299 54,600 SH 54,600 0 1 54,600 0 Calamos Asset Management Inc - CL A COMMON STOCK 12811R104 160 13,900 SH 13,900 0 1 13,900 0 Cantel Medical Corp COMMON STOCK 138098108 191 11,800 SH 11,800 0 1 11,800 0 Capitol Federal Financial COMMON STOCK 14057C106 291 11,800 SH 11,800 0 1 11,800 0 Career Education Corporation COMMON STOCK 141665109 294 13,700 SH 13,700 0 1 13,700 0 Carlisle Companies Incorporated COMMON STOCK 142339100 581 19,400 SH 19,400 0 1 19,400 0 Carter's Inc COMMON STOCK 146229109 274 10,400 SH 10,400 0 1 10,400 0 Casey's General Stores Incorporated COMMON STOCK 147528103 209 5,000 SH 5,000 0 1 5,000 0 Cash America International Incorporated COMMON STOCK 14754D100 298 8,500 SH 8,500 0 1 8,500 0 Catalyst Health Solutions Inc COMMON STOCK 14888B103 553 15,700 SH 15,700 0 1 15,700 0 Cbeyond Inc COMMON STOCK 149847105 132 10,300 SH 10,300 0 1 10,300 0 CBOE Holdings Inc COMMON STOCK 12503M108 404 20,000 SH 20,000 0 1 20,000 0 Celgene Corporation COMMON STOCK 151020104 277 4,800 SH 4,800 0 1 4,800 0 Celldex Therapeutics Inc COMMON STOCK 15117B103 107 26,800 SH 26,800 0 1 26,800 0 Centene Corp COMMON STOCK 15135B101 326 13,800 SH 13,800 0 1 13,800 0 Cephalon Incorporated COMMON STOCK 156708109 425 6,800 SH 6,800 0 1 6,800 0 Chevron Corporation COMMON STOCK 166764100 276 3,400 SH 3,400 0 1 3,400 0 Church & Dwight Company Inc COMMON STOCK 171340102 305 4,700 SH 4,700 0 1 4,700 0 Cincinnati Bell Inc COMMON STOCK 171871106 227 85,000 SH 85,000 0 1 85,000 0 Cinemark Holdings Inc COMMON STOCK 17243V102 346 21,461 SH 21,461 0 1 21,461 0 Cintas Corporation COMMON STOCK 172908105 276 10,000 SH 10,000 0 1 10,000 0 CIT Group, Inc. COMMON STOCK 125581801 208 5,100 SH 5,100 0 1 5,100 0 Citi Trends Inc COMMON STOCK 17306X102 245 10,100 SH 10,100 0 1 10,100 0 CME Group Inc COMMON STOCK 12572Q105 2,266 8,700 SH 8,700 0 1 8,700 0 CNinsure Inc - ADR COMMON STOCK 18976M103 25,442 1,094,756 SH 1,094,756 0 1 1,094,756 0 Coinstar Incorporated COMMON STOCK 19259P300 357 8,300 SH 8,300 0 1 8,300 0 Colgate-Palmolive Company COMMON STOCK 194162103 361 4,700 SH 4,700 0 1 4,700 0 Comcast Corporation-CL A COMMON STOCK 20030N101 423 23,400 SH 23,400 0 1 23,400 0 Community Health Systems Inc COMMON STOCK 203668108 347 11,200 SH 11,200 0 1 11,200 0 Compass Diversified Holdings COMMON STOCK 20451Q104 163 10,100 SH 10,100 0 1 10,100 0 Computer Sciences Corporation COMMON STOCK 205363104 432 9,400 SH 9,400 0 1 9,400 0 Comtech Telecom Corporation COMMON STOCK 205826209 222 8,100 SH 8,100 0 1 8,100 0 CONNS INC COMMON STOCK 208242107 131 28,200 SH 28,200 0 1 28,200 0 Constellation Energy Group COMMON STOCK 210371100 335 10,400 SH 10,400 0 1 10,400 0 Cooper Companies Inc COMMON STOCK 216648402 222 4,800 SH 4,800 0 1 4,800 0 Cooper Industries PLC COMMON STOCK G24140108 274 5,600 SH 5,600 0 1 5,600 0 Corinthian Colleges Inc COMMON STOCK 218868107 287 40,900 SH 40,900 0 1 40,900 0 Coventry Health Care Incorporated COMMON STOCK 222862104 282 13,100 SH 13,100 0 1 13,100 0 Cree Research Incorporated COMMON STOCK 225447101 250 4,600 SH 4,600 0 1 4,600 0 CSG Systems International Incorporated COMMON STOCK 126349109 465 25,500 SH 25,500 0 1 25,500 0 CTS Corporation COMMON STOCK 126501105 114 11,800 SH 11,800 0 1 11,800 0 Curtiss-Wright Corporation COMMON STOCK 231561101 318 10,500 SH 10,500 0 1 10,500 0 CVB Financial Corporation COMMON STOCK 126600105 283 37,700 SH 37,700 0 1 37,700 0 CVR Energy Inc COMMON STOCK 12662P108 147 17,800 SH 17,800 0 1 17,800 0 Cyberonics Incorporated COMMON STOCK 23251P102 299 11,200 SH 11,200 0 1 11,200 0 Cypress Bioscience COMMON STOCK 232674507 61 15,800 SH 15,800 0 1 15,800 0 Dean Foods Company - NEW COMMON STOCK 242370104 262 25,700 SH 25,700 0 1 25,700 0 Del Monte Foods Co.-NEW COMMON STOCK 24522P103 496 37,800 SH 37,800 0 1 37,800 0 Dell Inc COMMON STOCK 24702R101 431 33,200 SH 33,200 0 1 33,200 0 Deluxe Corporation COMMON STOCK 248019101 249 13,000 SH 13,000 0 1 13,000 0 Devry Incorporated COMMON STOCK 251893103 531 10,800 SH 10,800 0 1 10,800 0 DG FastChannel Inc COMMON STOCK 23326R109 233 10,700 SH 10,700 0 1 10,700 0 Diodes Inc COMMON STOCK 254543101 292 17,100 SH 17,100 0 1 17,100 0 Discover Financial Services COMMON STOCK 254709108 277 16,600 SH 16,600 0 1 16,600 0 Dolan Co/The COMMON STOCK 25659P402 125 11,000 SH 11,000 0 1 11,000 0 Dolby Laboratories Inc - Class A COMMON STOCK 25659T107 227 4,000 SH 4,000 0 1 4,000 0 Dollar General Corp COMMON STOCK 256677105 354 12,100 SH 12,100 0 1 12,100 0 DPL Incorporated COMMON STOCK 233293109 300 11,500 SH 11,500 0 1 11,500 0 Dresser-Rand Group Inc COMMON STOCK 261608103 214 5,800 SH 5,800 0 1 5,800 0
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- ------------------ ---------------- -------- ----------------- INVESTMENT DISCRETION VOTING AUTHORITY ---------------- ----------------- TITLE OF VALUE SHRS OR SH/ PUT/ SHARED- SHARED MANA- SHA- NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT PRN CALL DEFINED -OTHER GERS SOLE RED NONE - ------------------------------------------------------------------------------------------------------------------------------------ DST Systems Incorporated COMMON STOCK 233326107 224 5,000 SH 5,000 0 1 5,000 0 DTE Energy Company COMMON STOCK 233331107 400 8,700 SH 8,700 0 1 8,700 0 Earthlink Incorporated COMMON STOCK 270321102 395 43,400 SH 43,400 0 1 43,400 0 East-West Bank COMMON STOCK 27579R104 260 16,000 SH 16,000 0 1 16,000 0 EchoStar Corp COMMON STOCK 278768106 240 12,600 SH 12,600 0 1 12,600 0 Eli Lilly & Company COMMON STOCK 532457108 248 6,800 SH 6,800 0 1 6,800 0 Emdeon Inc-class A COMMON STOCK 29084T104 175 14,400 SH 14,400 0 1 14,400 0 Employers Holdings Inc COMMON STOCK 292218104 224 14,200 SH 14,200 0 1 14,200 0 Endo Pharmaceuticals Holdings Inc COMMON STOCK 29264F205 219 6,600 SH 6,600 0 1 6,600 0 EnergySolutions Inc COMMON STOCK 292756202 332 66,100 SH 66,100 0 1 66,100 0 Entercom Comm Corp COMMON STOCK 293639100 151 19,200 SH 19,200 0 1 19,200 0 Entergy Corporation COMMON STOCK 29364G103 329 4,300 SH 4,300 0 1 4,300 0 Entropic Communications Inc COMMON STOCK 29384R105 720 75,000 SH 75,000 0 1 75,000 0 Envestnet Inc COMMON STOCK 29404K106 209 20,000 SH 20,000 0 1 20,000 0 EPIQ SYS INC COMMON STOCK 26882D109 244 19,900 SH 19,900 0 1 19,900 0 eResearch Technology. Inc COMMON STOCK 29481V108 149 19,900 SH 19,900 0 1 19,900 0 Evercore Partners Inc - cl A COMMON STOCK 29977A105 1,299 45,400 SH 45,400 0 1 45,400 0 Exelon Corporation COMMON STOCK 30161N101 375 8,800 SH 8,800 0 1 8,800 0 Exxon Mobil Corporation COMMON STOCK 30231G102 216 3,500 SH 3,500 0 1 3,500 0 Federal Signal Corporation COMMON STOCK 313855108 213 39,500 SH 39,500 0 1 39,500 0 Fedex Corporation COMMON STOCK 31428X106 205 2,400 SH 2,400 0 1 2,400 0 FEI Company COMMON STOCK 30241L109 196 10,000 SH 10,000 0 1 10,000 0 Fidelity National Information Services COMMON STOCK 31620M106 233 8,600 SH 8,600 0 1 8,600 0 First Financial Bancorp COMMON STOCK 320209109 235 14,100 SH 14,100 0 1 14,100 0 First Niagara Financial Group COMMON STOCK 33582V108 354 30,400 SH 30,400 0 1 30,400 0 FLIR Systems Incorporated COMMON STOCK 302445101 275 10,700 SH 10,700 0 1 10,700 0 FLUSHING FINL CORP COMMON STOCK 343873105 240 20,800 SH 20,800 0 1 20,800 0 Frontier Oil Corporation COMMON STOCK 35914P105 142 10,600 SH 10,600 0 1 10,600 0 Frontline Ltd COMMON STOCK G3682E127 222 7,800 SH 7,800 0 1 7,800 0 Fuelcell Energy Inc. COMMON STOCK 35952H106 28 22,500 SH 22,500 0 1 22,500 0 GameStop Corporation COMMON STOCK 36467W109 343 17,400 SH 17,400 0 1 17,400 0 Gap Inc COMMON STOCK 364760108 218 11,700 SH 11,700 0 1 11,700 0 GARMIN LTD. COMMON STOCK H2906T109 206 6,800 SH 6,800 0 1 6,800 0 Genco Shipping & Trading Ltd COMMON STOCK Y2685T107 179 11,200 SH 11,200 0 1 11,200 0 General Dynamics Corp COMMON STOCK 369550108 502 8,000 SH 8,000 0 1 8,000 0 Genoptix Inc COMMON STOCK 37243V100 400 28,200 SH 28,200 0 1 28,200 0 Genuine Parts Co COMMON STOCK 372460105 330 7,400 SH 7,400 0 1 7,400 0 GFI Group Inc COMMON STOCK 361652209 116 25,100 SH 25,100 0 1 25,100 0 Gilead Sciences Inc COMMON STOCK 375558103 381 10,700 SH 10,700 0 1 10,700 0 Glatfelter Co COMMON STOCK 377316104 488 40,100 SH 40,100 0 1 40,100 0 Gleacher & Co Inc COMMON STOCK 377341102 202 125,700 SH 125,700 0 1 125,700 0 Global Cash Access Inc COMMON STOCK 378967103 335 82,000 SH 82,000 0 1 82,000 0 Global Inds Ltd COMMON STOCK 379336100 66 12,000 SH 12,000 0 1 12,000 0 GMX Resources Inc COMMON STOCK 38011M108 204 41,900 SH 41,900 0 1 41,900 0 Google Inc COMMON STOCK 38259P508 49,319 93,800 SH 93,800 0 1 93,800 0 Grand Canyon Education Inc COMMON STOCK 38526M106 265 12,100 SH 12,100 0 1 12,100 0 Great Lakes Dredge & Dock Co COMMON STOCK 390607109 393 67,700 SH 67,700 0 1 67,700 0 Green Dot Corp-class A COMMON STOCK 39304D102 242 5,000 SH 5,000 0 1 5,000 0 Green Plains Renewable Energ COMMON STOCK 393222104 262 21,500 SH 21,500 0 1 21,500 0 GT Solar International Inc COMMON STOCK 3623E0209 336 40,100 SH 40,100 0 1 40,100 0 Halozyme Therapeutics Inc COMMON STOCK 40637H109 686 89,033 SH 89,033 0 1 89,033 0 Hanger Orthopedic Group Incorporated COMMON STOCK 41043F208 330 22,700 SH 22,700 0 1 22,700 0 Harris Corporation COMMON STOCK 413875105 213 4,800 SH 4,800 0 1 4,800 0 Harte-Hanks Inc. COMMON STOCK 416196103 247 21,200 SH 21,200 0 1 21,200 0 Hawaiian Holdings Inc COMMON STOCK 419879101 316 52,700 SH 52,700 0 1 52,700 0 Healthways Inc COMMON STOCK 422245100 180 15,500 SH 15,500 0 1 15,500 0 Helix Energy Solutions Group I COMMON STOCK 42330P107 131 11,800 SH 11,800 0 1 11,800 0 Henry Schein Incorporated COMMON STOCK 806407102 287 4,900 SH 4,900 0 1 4,900 0 Hercules Offshore Inc COMMON STOCK 427093109 102 38,500 SH 38,500 0 1 38,500 0 Hewlett-Packard Company COMMON STOCK 428236103 484 11,500 SH 11,500 0 1 11,500 0 Hibbett Sports Inc COMMON STOCK 428567101 294 11,800 SH 11,800 0 1 11,800 0 Higher One Holdings Inc COMMON STOCK 42983D104 1,237 75,000 SH 75,000 0 1 75,000 0 Hi-Tech Pharmacal Co, Inc. COMMON STOCK 42840B101 316 15,600 SH 15,600 0 1 15,600 0 Home Bancshares Inc COMMON STOCK 436893200 238 11,700 SH 11,700 0 1 11,700 0 Houston Wire & Cable Co COMMON STOCK 44244K109 160 16,000 SH 16,000 0 1 16,000 0 Hudson Pacific Properties Inc. COMMON STOCK 444097109 819 50,000 SH 50,000 0 1 50,000 0 Humana Inc. COMMON STOCK 444859102 226 4,500 SH 4,500 0 1 4,500 0
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- ------------------ ---------------- -------- ----------------- INVESTMENT DISCRETION VOTING AUTHORITY ---------------- ----------------- TITLE OF VALUE SHRS OR SH/ PUT/ SHARED- SHARED MANA- SHA- NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT PRN CALL DEFINED -OTHER GERS SOLE RED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Huntsman Corp COMMON STOCK 447011107 121 10,500 SH 10,500 0 1 10,500 0 IBERIABANK Corp COMMON STOCK 450828108 330 6,600 SH 6,600 0 1 6,600 0 Illinois Tool Works Incorporated COMMON STOCK 452308109 362 7,700 SH 7,700 0 1 7,700 0 Immunomedics Incorporated COMMON STOCK 452907108 65 20,200 SH 20,200 0 1 20,200 0 Information Services Group WARRANT 45675Y112 1 301,753 SH CALL 301,753 0 1 301,753 0 Infospace Incorporated COMMON STOCK 45678T300 123 14,200 SH 14,200 0 1 14,200 0 Ingram Micro COMMON STOCK 457153104 277 16,400 SH 16,400 0 1 16,400 0 Integrated Device Technology Inc. COMMON STOCK 458118106 111 19,000 SH 19,000 0 1 19,000 0 International Coal Group Inc COMMON STOCK 45928H106 80 15,100 SH 15,100 0 1 15,100 0 International Flavors and Fragrances COMMON STOCK 459506101 267 5,500 SH 5,500 0 1 5,500 0 International Paper Company COMMON STOCK 460146103 374 17,200 SH 17,200 0 1 17,200 0 International Rectifier Corporation COMMON STOCK 460254105 382 18,100 SH 18,100 0 1 18,100 0 International Speedway Corporation COMMON STOCK 460335201 237 9,700 SH 9,700 0 1 9,700 0 Intralinks Holdings Inc COMMON STOCK 46118H104 507 30,000 SH 30,000 0 1 30,000 0 Intuit Incorporated COMMON STOCK 461202103 241 5,500 SH 5,500 0 1 5,500 0 Invacare Corporation COMMON STOCK 461203101 212 8,000 SH 8,000 0 1 8,000 0 Investors Bancorp Inc COMMON STOCK 46146P102 456 38,500 SH 38,500 0 1 38,500 0 Iridium Communications Inc COMMON STOCK 46269C102 124 14,500 SH 14,500 0 1 14,500 0 IROBOT Corp COMMON STOCK 462726100 189 10,200 SH 10,200 0 1 10,200 0 Iron Mountain Inc. COMMON STOCK 462846106 471 21,100 SH 21,100 0 1 21,100 0 IShares FTSE / Xinhua China 25 COMMON STOCK 464287184 53,525 1,250,000 SH CALL 1,250,000 0 1 1,250,000 0 IShares FTSE / Xinhua China 25 COMMON STOCK 464287184 2,141 50,000 SH PUT 50,000 0 1 50,000 0 iShares MSCI Emerging Market Index - ETF COMMON STOCK 464287234 107,448 2,400,000 SH CALL 2,400,000 0 1 2,400,000 0 iShares MSCI Emerging Market Index - ETF COMMON STOCK 464287234 291,601 6,513,319 SH 6,513,319 0 1 6,513,319 0 iShares MSCI Japan Index Fund COMMON STOCK 464286848 2,966 300,000 SH PUT 300,000 0 1 300,000 0 iShares Silver Trust COMMON STOCK 46428Q109 2,131 100,000 SH CALL 100,000 0 1 100,000 0 Isle of Capri Casinos Incorporated COMMON STOCK 464592104 126 17,600 SH 17,600 0 1 17,600 0 ITC Holdings Corp COMMON STOCK 465685105 280 4,500 SH 4,500 0 1 4,500 0 Itron Incorporated COMMON STOCK 465741106 269 4,400 SH 4,400 0 1 4,400 0 ITT Corp COMMON STOCK 450911102 300 6,400 SH 6,400 0 1 6,400 0 ITT Educational Services Incorporated COMMON STOCK 45068B109 394 5,600 SH 5,600 0 1 5,600 0 Jabil Circuit Incorporated COMMON STOCK 466313103 225 15,600 SH 15,600 0 1 15,600 0 Jarden Corp. COMMON STOCK 471109108 237 7,600 SH 7,600 0 1 7,600 0 JDS Uniphase Corporation COMMON STOCK 46612J507 1,239 100,000 SH CALL 100,000 0 1 100,000 0 Jetblue Airways Corp COMMON STOCK 477143101 240 35,800 SH 35,800 0 1 35,800 0 JPMorgan Chase & Co. WARRANT 46634E114 198 17,000 SH CALL 17,000 0 1 17,000 0 Kaiser Aluminum Corp COMMON STOCK 483007704 398 9,300 SH 9,300 0 1 9,300 0 KapStone Paper and Packaging C COMMON STOCK 48562P103 185 15,200 SH 15,200 0 1 15,200 0 Kaydon Corporation COMMON STOCK 486587108 301 8,700 SH 8,700 0 1 8,700 0 Kelly Services Incorporated - Class A COMMON STOCK 488152208 212 18,100 SH 18,100 0 1 18,100 0 Kendle International Incorporated COMMON STOCK 48880L107 258 27,700 SH 27,700 0 1 27,700 0 Kimberly-Clark Corporation COMMON STOCK 494368103 254 3,900 SH 3,900 0 1 3,900 0 KINDRED HEALTHCARE INC COMMON STOCK 494580103 286 22,000 SH 22,000 0 1 22,000 0 Kinetic Concepts Inc COMMON STOCK 49460W208 274 7,500 SH 7,500 0 1 7,500 0 Kopin Corporation COMMON STOCK 500600101 136 38,200 SH 38,200 0 1 38,200 0 Kulicke & Soffa Industries Incorporated COMMON STOCK 501242101 197 31,800 SH 31,800 0 1 31,800 0 L-3 Communications Holdings Incorporated COMMON STOCK 502424104 629 8,700 SH 8,700 0 1 8,700 0 Lancaster Colony Corporation COMMON STOCK 513847103 356 7,500 SH 7,500 0 1 7,500 0 Lattice Semiconductor Corporation COMMON STOCK 518415104 244 51,300 SH 51,300 0 1 51,300 0 La-Z-Boy Incorporated COMMON STOCK 505336107 107 12,700 SH 12,700 0 1 12,700 0 Lear Corp COMMON STOCK 521865204 608 7,700 SH 7,700 0 1 7,700 0 Leggett & Platt Incorporated COMMON STOCK 524660107 203 8,900 SH 8,900 0 1 8,900 0 Lender Processing Services COMMON STOCK 52602E102 203 6,100 SH 6,100 0 1 6,100 0 Level 3 Communications Incorporated COMMON STOCK 52729N100 73 78,300 SH 78,300 0 1 78,300 0 LHC Group Inc COMMON STOCK 50187A107 313 13,500 SH 13,500 0 1 13,500 0 Life Partners Holdings Inc COMMON STOCK 53215T106 198 10,400 SH 10,400 0 1 10,400 0 Lifepoint Hospitals Inc COMMON STOCK 53219L109 316 9,000 SH 9,000 0 1 9,000 0 Lincare Holdings Incorporated COMMON STOCK 532791100 218 8,700 SH 8,700 0 1 8,700 0 Lincoln Educational Services Corp COMMON STOCK 533535100 424 29,400 SH 29,400 0 1 29,400 0 Lockheed Martin Corp COMMON STOCK 539830109 328 4,600 SH 4,600 0 1 4,600 0 LSI Corp COMMON STOCK 502161102 100 22,000 SH 22,000 0 1 22,000 0 LTX Credence Corporation COMMON STOCK 502403207 55 26,500 SH 26,500 0 1 26,500 0 MAKO Surgical Corp. COMMON STOCK 560879108 152 15,900 SH 15,900 0 1 15,900 0 Mantech COMMON STOCK 564563104 420 10,600 SH 10,600 0 1 10,600 0 Marathon Oil Corp COMMON STOCK 565849106 258 7,800 SH 7,800 0 1 7,800 0 MasTec Incorporated COMMON STOCK 576323109 246 23,800 SH 23,800 0 1 23,800 0 Matrix Service Company COMMON STOCK 576853105 271 30,900 SH 30,900 0 1 30,900 0
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- ------------------ ---------------- -------- ----------------- INVESTMENT DISCRETION VOTING AUTHORITY ---------------- ----------------- TITLE OF VALUE SHRS OR SH/ PUT/ SHARED- SHARED MANA- SHA- NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT PRN CALL DEFINED -OTHER GERS SOLE RED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Mattel Inc COMMON STOCK 577081102 251 10,700 SH 10,700 0 1 10,700 0 McKesson Corporation COMMON STOCK 58155Q103 358 5,800 SH 5,800 0 1 5,800 0 Mead Johnson Nutrition Co-A COMMON STOCK 582839106 8,901 156,400 SH 156,400 0 1 156,400 0 Meadowbrook Insurance Group Incorporated COMMON STOCK 58319P108 202 22,500 SH 22,500 0 1 22,500 0 Medassets Inc COMMON STOCK 584045108 330 15,700 SH 15,700 0 1 15,700 0 Medco Health Solutions COMMON STOCK 58405U102 302 5,800 SH 5,800 0 1 5,800 0 Mediamind Technologies Inc COMMON STOCK 58449C100 276 20,000 SH 20,000 0 1 20,000 0 Medtronic Inc COMMON STOCK 585055106 332 9,900 SH 9,900 0 1 9,900 0 Mercury Gen Corp COMMON STOCK 589400100 437 10,700 SH 10,700 0 1 10,700 0 Meredith Corp COMMON STOCK 589433101 293 8,800 SH 8,800 0 1 8,800 0 Metalico Inc COMMON STOCK 591176102 123 32,200 SH 32,200 0 1 32,200 0 Metropcs Communications Inc COMMON STOCK 591708102 200 19,100 SH 19,100 0 1 19,100 0 Micrel, Inc. COMMON STOCK 594793101 110 11,200 SH 11,200 0 1 11,200 0 Micron Technology Incorporated COMMON STOCK 595112103 156 21,600 SH 21,600 0 1 21,600 0 Microsoft Corporation COMMON STOCK 594918104 475 19,400 SH 19,400 0 1 19,400 0 Molex Inc. COMMON STOCK 608554101 366 17,500 SH 17,500 0 1 17,500 0 Molina Healthcare Inc COMMON STOCK 60855R100 516 19,100 SH 19,100 0 1 19,100 0 Molycorp Inc COMMON STOCK 608753109 2,829 100,000 SH 100,000 0 1 100,000 0 Monolithic Power Systems Inc COMMON STOCK 609839105 256 15,700 SH 15,700 0 1 15,700 0 Morningstar Inc COMMON STOCK 617700109 205 4,600 SH 4,600 0 1 4,600 0 Motricity Inc COMMON STOCK 620107102 180 15,000 SH 15,000 0 1 15,000 0 Multi-Fineline Electronix Inc COMMON STOCK 62541B101 367 16,700 SH 16,700 0 1 16,700 0 Mylan Inc. COMMON STOCK 628530107 369 19,600 SH 19,600 0 1 19,600 0 National Cinemedia Inc COMMON STOCK 635309107 209 11,700 SH 11,700 0 1 11,700 0 National Presto Industries Incorporated COMMON STOCK 637215104 202 1,900 SH 1,900 0 1 1,900 0 Natus Medical Inc COMMON STOCK 639050103 190 13,000 SH 13,000 0 1 13,000 0 Navigant Consulting Co. COMMON STOCK 63935N107 126 10,800 SH 10,800 0 1 10,800 0 NCI Inc-class A COMMON STOCK 62886K104 435 23,000 SH 23,000 0 1 23,000 0 Neenah Paper Inc COMMON STOCK 640079109 184 12,100 SH 12,100 0 1 12,100 0 Neutral Tandem Inc COMMON STOCK 64128B108 119 10,000 SH 10,000 0 1 10,000 0 New York Times Company - CL A COMMON STOCK 650111107 233 30,100 SH 30,100 0 1 30,100 0 NewAlliance Bancshares Inc COMMON STOCK 650203102 305 24,200 SH 24,200 0 1 24,200 0 Newell Rubbermaid Inc COMMON STOCK 651229106 187 10,500 SH 10,500 0 1 10,500 0 Newpark Resources Inc. COMMON STOCK 651718504 197 23,400 SH 23,400 0 1 23,400 0 Newport Corp COMMON STOCK 651824104 158 13,900 SH 13,900 0 1 13,900 0 News Corp Inc - CL A COMMON STOCK 65248E104 229 17,500 SH 17,500 0 1 17,500 0 NIKE Inc COMMON STOCK 654106103 313 3,900 SH 3,900 0 1 3,900 0 NiSource Inc COMMON STOCK 65473P105 285 16,400 SH 16,400 0 1 16,400 0 Northern Oil And Gas Inc COMMON STOCK 665531109 312 18,400 SH 18,400 0 1 18,400 0 Northrop Grumman Corp COMMON STOCK 666807102 503 8,300 SH 8,300 0 1 8,300 0 Northwest Bancshares Inc COMMON STOCK 667340103 348 31,100 SH 31,100 0 1 31,100 0 Northwestern Corp - NEW COMMON STOCK 668074305 428 15,000 SH 15,000 0 1 15,000 0 NRG Energy COMMON STOCK 629377508 287 13,800 SH 13,800 0 1 13,800 0 Ntelos Holdings Corp COMMON STOCK 67020Q107 208 12,300 SH 12,300 0 1 12,300 0 Nuance Communications Inc COMMON STOCK 67020Y100 174 11,100 SH 11,100 0 1 11,100 0 Oasis Petroleum Inc COMMON STOCK 674215108 969 50,000 SH 50,000 0 1 50,000 0 OGE Energy Corporation COMMON STOCK 670837103 247 6,200 SH 6,200 0 1 6,200 0 Oil Service Holders Trust COMMON STOCK 678002106 6,789 60,000 SH 60,000 0 1 60,000 0 Old Natl Bancorp COMMON STOCK 680033107 114 10,900 SH 10,900 0 1 10,900 0 Omnicare Inc COMMON STOCK 681904108 265 11,100 SH 11,100 0 1 11,100 0 Omnivision Technologies COMMON STOCK 682128103 210 9,100 SH 9,100 0 1 9,100 0 OneBeacon Insurance Group Ltd. COMMON STOCK G67742109 176 12,300 SH 12,300 0 1 12,300 0 Oracle Corporation COMMON STOCK 68389X105 413 15,400 SH 15,400 0 1 15,400 0 Orbital Sciences Corporation COMMON STOCK 685564106 170 11,100 SH 11,100 0 1 11,100 0 Orion Marine Group Inc COMMON STOCK 68628V308 204 16,400 SH 16,400 0 1 16,400 0 Packaging Corp Of America COMMON STOCK 695156109 283 12,200 SH 12,200 0 1 12,200 0 Par Pharmaceutical Cos Inc COMMON STOCK 69888P106 317 10,900 SH 10,900 0 1 10,900 0 Parker Drilling Company COMMON STOCK 701081101 67 15,300 SH 15,300 0 1 15,300 0 Paychex, Inc. COMMON STOCK 704326107 261 9,500 SH 9,500 0 1 9,500 0 PDL BioPharma Inc COMMON STOCK 69329Y104 174 33,100 SH 33,100 0 1 33,100 0 Peet's Coffee & Tea Inc COMMON STOCK 705560100 329 9,600 SH 9,600 0 1 9,600 0 Pentair Incorporated COMMON STOCK 709631105 219 6,500 SH 6,500 0 1 6,500 0 People's United Financial Inc (Bridgeport, CT) COMMON STOCK 712704105 221 16,900 SH 16,900 0 1 16,900 0 Pep Boys - Manny, Moe & Jack COMMON STOCK 713278109 211 19,900 SH 19,900 0 1 19,900 0 Pfizer Incorporated COMMON STOCK 717081103 9,433 549,400 SH CALL 549,400 0 1 549,400 0 Pharmerica Corp COMMON STOCK 71714F104 440 46,200 SH 46,200 0 1 46,200 0 Phototronics, Inc. COMMON STOCK 719405102 97 18,300 SH 18,300 0 1 18,300 0
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- ------------------ ---------------- -------- ----------------- INVESTMENT DISCRETION VOTING AUTHORITY ---------------- ----------------- TITLE OF VALUE SHRS OR SH/ PUT/ SHARED- SHARED MANA- SHA- NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT PRN CALL DEFINED -OTHER GERS SOLE RED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Pier 1 Imports Inc./Del COMMON STOCK 720279108 124 15,200 SH 15,200 0 1 15,200 0 Pioneer Drilling Co COMMON STOCK 723655106 132 20,700 SH 20,700 0 1 20,700 0 PMC Sierra Incorporated COMMON STOCK 69344F106 111 15,100 SH 15,100 0 1 15,100 0 PNC Financial Services Group COMMON STOCK 693475105 311 6,000 SH 6,000 0 1 6,000 0 PNC Financial Services Group WARRANT 693475121 202 19,000 SH CALL 19,000 0 1 19,000 0 PNM Resources Inc COMMON STOCK 69349H107 300 26,300 SH 26,300 0 1 26,300 0 Pool Corp COMMON STOCK 73278L105 263 13,100 SH 13,100 0 1 13,100 0 Portland General Electric Co COMMON STOCK 736508847 310 15,300 SH 15,300 0 1 15,300 0 PPL Corporation COMMON STOCK 69351T106 242 8,900 SH 8,900 0 1 8,900 0 Premiere Global Services Inc COMMON STOCK 740585104 156 22,000 SH 22,000 0 1 22,000 0 Prestige Brand Holdings Inc COMMON STOCK 74112D101 232 23,500 SH 23,500 0 1 23,500 0 Procter & Gamble Company COMMON STOCK 742718109 228 3,800 SH 3,800 0 1 3,800 0 Progenics Pharmaceuticals Inc. COMMON STOCK 743187106 10,528 2,342,388 SH 1,820,068 522,320 1 1,820,068 522,320 Qlik Technologies Inc COMMON STOCK 74733T105 441 20,000 SH 20,000 0 1 20,000 0 Raytheon Company COMMON STOCK 755111507 448 9,800 SH 9,800 0 1 9,800 0 Reald Inc COMMON STOCK 75604L105 277 15,000 SH 15,000 0 1 15,000 0 Realpage Inc COMMON STOCK 75606N109 1,431 75,000 SH 75,000 0 1 75,000 0 Regal Beloit Corporation COMMON STOCK 758750103 393 6,700 SH 6,700 0 1 6,700 0 Rehabcare Group Incorporated COMMON STOCK 759148109 279 13,800 SH 13,800 0 1 13,800 0 Reinsurance Group Of America COMMON STOCK 759351604 357 7,400 SH 7,400 0 1 7,400 0 Renaissance Re Holdings Limited COMMON STOCK G7496G103 216 3,600 SH 3,600 0 1 3,600 0 Republic Services Incorporated COMMON STOCK 760759100 281 9,200 SH 9,200 0 1 9,200 0 S & T Bancorp Incorporated COMMON STOCK 783859101 181 10,400 SH 10,400 0 1 10,400 0 Sanderson Farms Incorporated COMMON STOCK 800013104 498 11,500 SH 11,500 0 1 11,500 0 Sandisk Corporation COMMON STOCK 80004C101 231 6,300 SH 6,300 0 1 6,300 0 Scholastic Corporation COMMON STOCK 807066105 203 7,300 SH 7,300 0 1 7,300 0 School Specialty Inc COMMON STOCK 807863105 318 24,400 SH 24,400 0 1 24,400 0 Schulman (A.) Incorporated COMMON STOCK 808194104 369 18,300 SH 18,300 0 1 18,300 0 Schwab (Charles) Corporation COMMON STOCK 808513105 157 11,300 SH 11,300 0 1 11,300 0 SciClone Pharmaceuticals Incorporated COMMON STOCK 80862K104 223 84,500 SH 84,500 0 1 84,500 0 Seachange International Incorporated COMMON STOCK 811699107 160 21,600 SH 21,600 0 1 21,600 0 Seagate Technolgy COMMON STOCK G7945M107 195 16,600 SH 16,600 0 1 16,600 0 Select Medical Holdings Corp COMMON STOCK 81619Q105 254 33,000 SH 33,000 0 1 33,000 0 SFN Group Inc COMMON STOCK 784153108 193 32,100 SH 32,100 0 1 32,100 0 Shuffle Master Incorporated COMMON STOCK 825549108 200 23,800 SH 23,800 0 1 23,800 0 Skechers Usa Inc -Cl A COMMON STOCK 830566105 284 12,100 SH 12,100 0 1 12,100 0 Smart Balance Inc COMMON STOCK 83169Y108 153 39,400 SH 39,400 0 1 39,400 0 Smart Modular Technologies COMMON STOCK G82245104 811 134,526 SH 7,400 127,126 1 7,400 127,126 Smith & Wesson Holding Corp COMMON STOCK 831756101 47 13,100 SH 13,100 0 1 13,100 0 Sonic Corporation COMMON STOCK 835451105 137 16,900 SH 16,900 0 1 16,900 0 Spartech Corp COMMON STOCK 847220209 288 35,100 SH 35,100 0 1 35,100 0 SPDR S&P 500 ETF Trust COMMON STOCK 78462F103 17,120 150,000 SH CALL 150,000 0 1 150,000 0 Spirit Aerosystems Hold - Class A COMMON STOCK 848574109 257 12,900 SH 12,900 0 1 12,900 0 SRA INTL INC COMMON STOCK 78464R105 452 22,900 SH 22,900 0 1 22,900 0 St Jude Med Inc (Stj) COMMON STOCK 790849103 201 5,100 SH 5,100 0 1 5,100 0 Stancorp Financial Group COMMON STOCK 852891100 243 6,400 SH 6,400 0 1 6,400 0 Stanley Black & Decker Inc COMMON STOCK 854502101 245 4,000 SH 4,000 0 1 4,000 0 Steelcase Incorporated - CL A COMMON STOCK 858155203 239 28,700 SH 28,700 0 1 28,700 0 Stepan Company COMMON STOCK 858586100 290 4,900 SH 4,900 0 1 4,900 0 Strayer Education Inc COMMON STOCK 863236105 576 3,300 SH 3,300 0 1 3,300 0 Stryker Corporation COMMON STOCK 863667101 275 5,500 SH 5,500 0 1 5,500 0 Sturm Ruger & Company Incorporated COMMON STOCK 864159108 415 30,400 SH 30,400 0 1 30,400 0 Sun Healthcare Group Inc COMMON STOCK 866933401 209 24,700 SH 24,700 0 1 24,700 0 Sunpower Corp - Class A COMMON STOCK 867652109 276 19,200 SH 19,200 0 1 19,200 0 Super Micro Computer Inc COMMON STOCK 86800U104 267 25,700 SH 25,700 0 1 25,700 0 SUPERVALU INCORPORATED COMMON STOCK 868536103 256 22,200 SH 22,200 0 1 22,200 0 Surmodics Inc COMMON STOCK 868873100 341 28,600 SH 28,600 0 1 28,600 0 SWS Group, Inc. COMMON STOCK 78503N107 110 15,300 SH 15,300 0 1 15,300 0 Symmetry Medical Inc COMMON STOCK 871546206 209 21,700 SH 21,700 0 1 21,700 0 Take - Two Interactive Software COMMON STOCK 874054109 172 17,000 SH 17,000 0 1 17,000 0 Tech Data Corp. COMMON STOCK 878237106 492 12,200 SH 12,200 0 1 12,200 0 Tekelec COMMON STOCK 879101103 328 25,300 SH 25,300 0 1 25,300 0 TeleCommunication Systems-CL A COMMON STOCK 87929J103 199 50,900 SH 50,900 0 1 50,900 0 Teleflex Inc. COMMON STOCK 879369106 341 6,000 SH 6,000 0 1 6,000 0 Tellabs, Inc. COMMON STOCK 879664100 139 18,700 SH 18,700 0 1 18,700 0 Tenet Healthcare Corporation COMMON STOCK 88033G100 224 47,400 SH 47,400 0 1 47,400 0 Tesla Motors Inc COMMON STOCK 88160R101 204 10,000 SH 10,000 0 1 10,000 0
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- ------------------ ---------------- -------- ----------------- INVESTMENT DISCRETION VOTING AUTHORITY ---------------- ----------------- TITLE OF VALUE SHRS OR SH/ PUT/ SHARED- SHARED MANA- SHA- NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT PRN CALL DEFINED -OTHER GERS SOLE RED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Tetra Tech Incorporated COMMON STOCK 88162G103 214 10,200 SH 10,200 0 1 10,200 0 Texas Roadhouse Inc - CL A COMMON STOCK 882681109 287 20,400 SH 20,400 0 1 20,400 0 TFS Financial Corp COMMON STOCK 87240R107 230 25,000 SH 25,000 0 1 25,000 0 Time Warner Cable COMMON STOCK 88732J207 443 8,200 SH 8,200 0 1 8,200 0 Total System Services Inc. COMMON STOCK 891906109 273 17,900 SH 17,900 0 1 17,900 0 Tower Group Inc COMMON STOCK 891777104 444 19,000 SH 19,000 0 1 19,000 0 Towers Watson & Co COMMON STOCK 891894107 2,193 44,600 SH 44,600 0 1 44,600 0 Triple-s Management Corp-b COMMON STOCK 896749108 239 14,200 SH 14,200 0 1 14,200 0 Triumph Group, Inc. COMMON STOCK 896818101 291 3,900 SH 3,900 0 1 3,900 0 TTM Technologies COMMON STOCK 87305R109 243 24,800 SH 24,800 0 1 24,800 0 Tyco International Limited COMMON STOCK H89128104 206 5,600 SH 5,600 0 1 5,600 0 Tyson Foods Inc-- Class A COMMON STOCK 902494103 341 21,300 SH 21,300 0 1 21,300 0 United Natural Foods Inc COMMON STOCK 911163103 3,312 100,000 SH 100,000 0 1 100,000 0 United Online Inc. COMMON STOCK 911268100 261 45,700 SH 45,700 0 1 45,700 0 United States Oil Fund LP COMMON STOCK 91232N108 3,871 111,100 SH CALL 111,100 0 1 111,100 0 UNITED STATIONERS INC COMMON STOCK 913004107 268 5,000 SH 5,000 0 1 5,000 0 Unitrin Incorporated COMMON STOCK 913275103 232 9,500 SH 9,500 0 1 9,500 0 Universal American Corp COMMON STOCK 913377107 266 18,000 SH 18,000 0 1 18,000 0 Universal Forest Products COMMON STOCK 913543104 216 7,400 SH 7,400 0 1 7,400 0 Universal Technical Institute COMMON STOCK 913915104 209 10,700 SH 10,700 0 1 10,700 0 URS Corporation COMMON STOCK 903236107 270 7,100 SH 7,100 0 1 7,100 0 Valero Energy Corporation COMMON STOCK 91913Y100 180 10,300 SH 10,300 0 1 10,300 0 Valspar Corporation COMMON STOCK 920355104 220 6,900 SH 6,900 0 1 6,900 0 VCA Antech Inc COMMON STOCK 918194101 386 18,300 SH 18,300 0 1 18,300 0 VF Corporation COMMON STOCK 918204108 259 3,200 SH 3,200 0 1 3,200 0 VICAL INC COMMON STOCK 925602104 284 127,500 SH 127,500 0 1 127,500 0 Viewpoint Financial Group COMMON STOCK 92672A101 193 20,857 SH 20,857 0 1 20,857 0 Visa Inc - Class A Shares COMMON STOCK 92826C839 334 4,500 SH 4,500 0 1 4,500 0 Vitacost.com Inc COMMON STOCK 92847A200 91 15,100 SH 15,100 0 1 15,100 0 Walgreen Company COMMON STOCK 931422109 224 6,700 SH 6,700 0 1 6,700 0 Warner Chilcott PLC - Class A COMMON STOCK G94368100 563 25,100 SH 25,100 0 1 25,100 0 WASHINGTON POST CO (CL B) COMMON STOCK 939640108 359 900 SH 900 0 1 900 0 Watsco Incorporated COMMON STOCK 942622200 239 4,300 SH 4,300 0 1 4,300 0 Wausau Paper Corp COMMON STOCK 943315101 123 14,800 SH 14,800 0 1 14,800 0 Websense Inc. COMMON STOCK 947684106 270 15,200 SH 15,200 0 1 15,200 0 WellPoint Inc COMMON STOCK 94973V107 266 4,700 SH 4,700 0 1 4,700 0 Werner Enterprises Incorporated COMMON STOCK 950755108 281 13,700 SH 13,700 0 1 13,700 0 West Pharmaceutical Services Incorporate COMMON STOCK 955306105 254 7,400 SH 7,400 0 1 7,400 0 Western Digital Corporation COMMON STOCK 958102105 202 7,100 SH 7,100 0 1 7,100 0 Western Union Company COMMON STOCK 959802109 196 11,100 SH 11,100 0 1 11,100 0 Whirlpool Corporation COMMON STOCK 963320106 445 5,500 SH 5,500 0 1 5,500 0 Willbros Group Incorporated COMMON STOCK 969203108 263 28,700 SH 28,700 0 1 28,700 0 Winn-dixie Stores Inc COMMON STOCK 974280307 252 35,300 SH 35,300 0 1 35,300 0 World Fuel Services Corporation COMMON STOCK 981475106 333 12,800 SH 12,800 0 1 12,800 0 World Wrestling Entertainment COMMON STOCK 98156Q108 317 22,800 SH 22,800 0 1 22,800 0 Wright Medical Group COMMON STOCK 98235T107 262 18,200 SH 18,200 0 1 18,200 0 Xilinx Incorporated COMMON STOCK 983919101 325 12,200 SH 12,200 0 1 12,200 0 Yahoo! Incorporated COMMON STOCK 984332106 347 24,500 SH 24,500 0 1 24,500 0 ZEP Incorporated COMMON STOCK 98944B108 188 10,800 SH 10,800 0 1 10,800 0 Zimmer Holdings Inc. COMMON STOCK 98956P102 330 6,300 SH 6,300 0 1 6,300 0 Grand Total 840,140 24,633,793 23,984,347 649,446 23,984,347 649,446
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