-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WgEMWwaSHTWl6dLu49zkGLuKShk1FcSC009B8RR2Ty+GdjTyoknqU62L0tcIVWnd E8KSZ2uWjQMgNXHEm6dqCA== 0001399490-10-000025.txt : 20101112 0001399490-10-000025.hdr.sgml : 20101111 20101112135727 ACCESSION NUMBER: 0001399490-10-000025 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101112 DATE AS OF CHANGE: 20101112 EFFECTIVENESS DATE: 20101112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Whale Rock Capital Management LLC CENTRAL INDEX KEY: 0001387322 IRS NUMBER: 562567478 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12235 FILM NUMBER: 101185323 BUSINESS ADDRESS: STREET 1: ONE POST OFFICE SQUARE, 41ST FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-502-9901 MAIL ADDRESS: STREET 1: ONE POST OFFICE SQUARE, 41ST FLOOR CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 whrq310.txt WHALE ROCK CAPITAL MANAGEMENT, LLC - Q3, 2010 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Whale Rock Capital Management LLC Address: One Post Office Square, 41st floor Boston, MA 02109 13F File Number: 28-12235 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Alex Sacerdote Title: Authorized Person Phone: 617-502-9904 Signature, Place, and Date of Signing: Alex Sacerdote Boston, MA November 11, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 38 Form13F Information Table Value Total: $223,927 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- A H BELO CORP COM CL A 001282102 479 67730 SH SOLE 67730 ACME PACKET INC COM 004764106 4758 125418 SH SOLE 125418 AKAMAI TECHNOLOGIES INC COM 00971T101 6435 128235 SH SOLE 128235 APPLE INC COM 037833100 29224 102993 SH SOLE 102993 BAIDU INC SPON ADR REP A 056752108 4200 40927 SH SOLE 40927 CHECK POINT SOFTWARE TECH LT ORD M22465104 6215 168291 SH SOLE 168291 COMPUWARE CORP COM 205638109 2744 322009 SH SOLE 322009 DILLARDS INC CL A 254067101 2189 92605 SH SOLE 92605 FINISH LINE INC CL A 317923100 6345 456122 SH SOLE 456122 GAYLORD ENTMT CO NEW COM 367905106 2655 87060 SH SOLE 87060 GOOGLE INC CL A 38259P508 17234 32778 SH SOLE 32778 HEWLETT PACKARD CO COM 428236103 5875 139645 SH SOLE 139645 HOME INNS & HOTELS MGMT INC SPON ADR 43713W107 2602 52551 SH SOLE 52551 IMAX CORP COM 45245E109 1289 76478 SH SOLE 76478 JOURNAL COMMUNICATIONS INC CL A 481130102 449 99473 SH SOLE 99473 MATTEL INC COM 577081102 11172 476215 SH SOLE 476215 NETAPP INC COM 64110D104 10764 216179 SH SOLE 216179 NETFLIX INC COM 64110L106 10167 62700 SH SOLE 62700 NETSCOUT SYS INC COM 64115T104 6470 315468 SH SOLE 315468 NOVATEL WIRELESS INC COM NEW 66987M604 615 78034 SH SOLE 78034 OCH ZIFF CAP MGMT GROUP CL A 67551U105 4290 287920 SH SOLE 287920 OPNET TECHNOLOGIES INC COM 683757108 4408 242842 SH SOLE 242842 ORACLE CORP COM 68389X105 19440 724034 SH SOLE 724034 PHILLIPS VAN HEUSEN CORP COM 718592108 4764 79193 SH SOLE 79193 PRICELINE COM INC COM NEW 741503403 8847 25398 SH SOLE 25398 RADIOSHACK CORP COM 750438103 11106 520658 SH SOLE 520658 RADWARE LTD ORD m81873107 6600 192080 SH SOLE 192080 RED HAT INC COM 756577102 10531 256846 SH SOLE 256846 SINA CORP ORD G81477104 4611 91159 SH SOLE 91159 SKYWORKS SOLUTIONS INC COM 83088M102 1409 68176 SH SOLE 68176 SONUS NETWORKS INC COM 835916107 861 244000 SH SOLE 244000 SYCAMORE NETWORKS INC COM NEW 871206405 1286 39669 SH SOLE 39669 TECHTARGET INC COM 87874R100 641 122007 SH SOLE 122007 UNIVERSAL DISPLAY CORP COM 91347P105 1359 57846 SH SOLE 57846 VIASAT INC COM 92552V100 3715 90378 SH SOLE 90378 VIRGIN MEDIA INC COM 92769L101 2879 124840 SH SOLE 124840 WARNACO GROUP INC COM NEW 934390402 4660 91139 SH SOLE 91139 ZIPREALTY INC COM 98974V107 639 220946 SH SOLE 220946
-----END PRIVACY-ENHANCED MESSAGE-----