-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HF/0c4665MwlyAvmhWNXu0jOBNwzkM99tZHR9/gmo5k0c/P+bmOLLuc+l+UvL2Ps +oxXLUYVU2X2qqQKMU4GnQ== 0000313028-10-000087.txt : 20101112 0000313028-10-000087.hdr.sgml : 20101111 20101112104233 ACCESSION NUMBER: 0000313028-10-000087 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101112 DATE AS OF CHANGE: 20101112 EFFECTIVENESS DATE: 20101112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARROW HANLEY MEWHINNEY & STRAUSS LLC CENTRAL INDEX KEY: 0000313028 IRS NUMBER: 752403190 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01006 FILM NUMBER: 101183868 BUSINESS ADDRESS: STREET 1: 2200 ROSS AVENUE STREET 2: 31ST FLOOR CITY: DALLAS STATE: TX ZIP: 75201-2761 BUSINESS PHONE: 2146651900 MAIL ADDRESS: STREET 1: 2200 ROSS AVENUE STREET 2: 31ST FLOOR CITY: DALLAS STATE: TX ZIP: 75201-2761 FORMER COMPANY: FORMER CONFORMED NAME: BARROW HANLEY MEWHINNEY & STRAUSS INC DATE OF NAME CHANGE: 19940228 13F-HR 1 sephold.txt HOLDINGS FOR SEPTEMBER 30, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment[ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Barrow, Hanley, Mewhinney & Strauss, LLC Address: 2200 Ross Ave, Suite 3100 Dallas, TX 75201 Form 13F File Number: 28-1006 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James P. Barrow Title: President Phone: 214-665-1900 Signature, Place, and Date of Signing: James P. Barrow Dallas, TX 11/12/2010 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 252 Form 13F Information Table Value Total: $43,383,188 (thousands) List of Other Included Managers: NO. Form 13F File Number Name 01 028-11931 Old Mutual (US) Holdings Inc. 02 028-11581 Old Mutual Capital, Inc. 03 028-01190 Russell Investment Company FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Parmalat COM IT0003826 76 29478 SH Defined 01 02 29478 Snam Rete Gas S.p.A. COM IT0003153 76 14909 SH Defined 01 02 14909 Unicredit COM IT0000064 84 32946 SH Defined 01 02 32946 BP PLC COM GB0007980 109 16135 SH Defined 01 02 16135 Barclays COM GB0031348 80 16962 SH Defined 01 02 16962 Cable & Wireless W ORD COM GB00B5WB0 77 66207 SH Defined 01 02 66207 Vodafone Group Plc COM GB00B16GW 100 40302 SH Defined 01 02 40302 Amada Co Ltd COM JP3122800 75 11000 SH Defined 01 02 11000 3M Co. COM 88579Y101 75023 865220 SH Defined 01 623220 242000 ALCOA COM 013817101 13531 1117300 SH Defined 01 981200 136100 AT&T Inc. COM 00206R102 571042 19966515 SH Defined 01 7939623 12026892 1296 45314 SH Other 01 02 45314 AXIS Capital Holdings COM G0692U109 56399 1712185 SH Defined 01 380385 1331800 Aaron's Inc. COM 002535201 19486 1056141 SH Defined 01 421592 634549 Administaff Inc. COM 007094105 23070 856664 SH Defined 01 348664 508000 Advance Auto Parts COM 00751Y106 80472 1371365 SH Defined 01 298565 1072800 Alliance Data Systems COM 018581108 26898 412170 SH Defined 01 304370 107800 Allstate Corp COM 020002101 192516 6101947 SH Defined 01 4438614 1663333 Altria Group Inc. COM 02209S103 558749 23261829 SH Defined 01 6580017 16681812 1884 78432 SH Other 01 02 78432 American Axle & Manufacturing COM 024061103 41084 4554811 SH Defined 01 1873611 2681200 American Express COM 025816109 1139103 27102151 SH Defined 01 7424921 19677230 3680 87562 SH Other 01 02 87562 Ameriprise Financial Inc. COM 03076C106 75391 1592890 SH Defined 01 352790 1240100 76 1600 SH Defined 01 02 1600 Ameristar Casinos Inc. COM 03070Q101 14818 849165 SH Defined 01 341165 508000 Annaly Capital Mgmt COM 035710409 61815 3512190 SH Defined 01 783790 2728400 Applied Materials COM 038222105 135694 11617664 SH Defined 01 8711933 2905731 79 6800 SH Defined 01 02 6800 BP PLC ADS COM 055622104 222717 5409702 SH Defined 01 3953108 1456594 1293 31400 SH Other 01 03 31400 Bank of America Corp. COM 060505104 550630 42024816 SH Defined 01 13368426 28656390 107 8135 SH Defined 01 02 8135 1754 133863 SH Other 01 02 133863 Baxter International Inc. COM 071813109 878358 18410350 SH Defined 01 3670662 14739688 3676 77058 SH Other 01 02 77058 Bristol-Myers Squibb Co. COM 110122108 1397705 51556801 SH Defined 01 11741280 39815521 4159 153401 SH Other 01 02 153401 Brooks Automation Inc. COM 114340102 32445 4835247 SH Defined 01 1951647 2883600 Brunswick Corp. COM 117043109 30704 2017337 SH Defined 01 813007 1204330 CBS Corp. New COM 124857202 283486 17874274 SH Defined 01 877600 16996674 1136 71600 SH Other 01 02 71600 CIGNA Corp. COM 125509109 79186 2213130 SH Defined 01 507930 1705200 CVS/Caremark Corp COM 126650100 297310 9447414 SH Defined 01 1261600 8185814 1344 42700 SH Other 01 02 42700 Cabelas, Inc. COM 126804301 53659 2827116 SH Defined 01 1147416 1679700 Capital One Financial Corp. COM 14040H105 855431 21629091 SH Defined 01 6601578 15027513 75 1905 SH Defined 01 02 1905 3209 81140 SH Other 01 02 81140 Cardinal Health Inc. COM 14149Y108 193218 5848005 SH Defined 01 2033105 3814900 2551 77200 SH Other 01 02 77200 Carnival Corp. COM 143658300 731613 19159701 SH Defined 01 7308315 11851386 90 2358 SH Defined 01 02 2358 1721 45058 SH Other 01 02 45058 CenterPoint Energy COM 15189T107 541429 34442078 SH Defined 01 2995365 31446713 2484 158000 SH Other 01 02 158000 Chevron Corp. COM 166764100 45389 560015 SH Defined 01 464525 95490 Chubb Corp. COM 171232101 56024 983055 SH Defined 01 218455 764600 Citigroup Inc. COM 172967101 432016 110489957 SH Defined 01 35800381 74689576 94 24000 SH Defined 01 02 24000 4258 1089100 SH Other 01 02 1089100 Cognex Corp. COM 192422103 58783 2191765 SH Defined 01 878965 1312800 Comfort Systems USA Inc. COM 199908104 23695 2208301 SH Defined 01 894784 1313517 Computer Sciences Corp. COM 205363104 52127 1133190 SH Defined 01 254290 878900 79 1710 SH Defined 01 02 1710 ConocoPhillips COM 20825C104 1236117 21523890 SH Defined 01 5468859 16055031 93 1618 SH Defined 01 02 1618 4158 72395 SH Other 01 02 72395 Consolidated Edison COM 209115104 1114 23100 SH Defined 01 23100 Cooper Industries PLC COM G24140108 618861 12647888 SH Defined 01 168200 12479688 3425 70000 SH Other 01 02 70000 Corning Inc. COM 219350105 14706 804500 SH Defined 01 701000 103500 Coventry Health Care Inc. COM 222862104 99189 4607010 SH Defined 01 1028110 3578900 74 3425 SH Defined 01 02 3425 Diageo PLC ADR COM 25243Q205 806716 11689849 SH Defined 01 2023889 9665960 3449 49972 SH Other 01 02 49972 Diebold Inc. COM 253651103 29720 955936 SH Defined 01 384036 571900 Dominion Resources COM 25746U109 872340 19980308 SH Defined 01 4350514 15629794 66 1515 SH Defined 01 02 1515 3219 73724 SH Other 01 02 73724 Donnelley & Sons COM 257867101 397 23400 SH Defined 01 23400 Dover Corp Com COM 260003108 23886 457500 SH Defined 01 360800 96700 Duke Energy Corp. COM 26441C105 22224 1254874 SH Defined 01 773674 481200 Dun & Bradstreet Corp. COM 26483E100 36774 496005 SH Defined 01 106605 389400 E.I. Du Pont de Nemours & Co. COM 263534109 943056 21135274 SH Defined 01 5778266 15357008 3949 88500 SH Other 01 02 88500 EXCO Resources Inc. COM 269279402 31371 2109678 SH Defined 01 854978 1254700 Eaton Corp. COM 278058102 114461 1387580 SH Defined 01 272480 1115100 El Paso Corporation COM 28336L109 54053 4366125 SH Defined 01 1171025 3195100 Emerson Electric Co. COM 291011104 287556 5460610 SH Defined 01 3991075 1469535 Entergy Corp. COM 29364G103 542039 7082696 SH Defined 01 2522153 4560543 1668 21800 SH Other 01 02 21800 ExxonMobil COM 30231G102 14843 240210 SH Defined 01 225700 14510 FARO Technologies Inc. COM 311642102 14391 659846 SH Defined 01 267346 392500 Family Dollar Stores Inc. COM 307000109 99273 2248035 SH Defined 01 505735 1742300 Fidelity National Financial In COM 31620R105 88801 5652500 SH Defined 01 1253700 4398800 Fifth Third Bancorp COM 316773100 60743 5049275 SH Defined 01 1134175 3915100 77 6400 SH Defined 01 02 6400 Fortune Brands COM 349631101 719 14600 SH Defined 01 14600 Gannett Inc. COM 364730101 19574 1600455 SH Defined 01 1061855 538600 General Electric COM 369604103 757981 46645005 SH Defined 01 9129297 37515708 119 7316 SH Defined 01 02 7316 3016 185630 SH Other 01 02 185630 Gentex Corp. COM 371901109 57240 2931602 SH Defined 01 1160002 1771600 Genuine Parts Co. COM 372460105 4887 109600 SH Defined 01 85800 23800 Gibraltar Industries Inc. COM 374689107 15523 1728599 SH Defined 01 707701 1020898 Goodrich Corp. COM 382388106 114082 1547295 SH Defined 01 339995 1207300 74 1000 SH Defined 01 02 1000 Hanesbrands Inc. COM 410345102 91603 3542280 SH Defined 01 819680 2722600 Healthsouth Corp. COM 421924309 42075 2191412 SH Defined 01 889012 1302400 Hewlett Packard Co. COM 428236103 903146 21467706 SH Defined 01 5658004 15809702 102 2418 SH Defined 01 02 2418 3812 90603 SH Other 01 02 90603 Home Depot, Inc. COM 437076102 214349 6766063 SH Defined 01 4926478 1839585 89 2813 SH Defined 01 02 2813 Honeywell International COM 438516106 849519 19333611 SH Defined 01 6555605 12778006 84 1923 SH Defined 01 02 1923 2779 63238 SH Other 01 02 63238 ITT Corp. COM 450911102 590260 12604308 SH Defined 01 1002806 11601502 75 1601 SH Defined 01 02 1601 2505 53500 SH Other 01 02 53500 Illinois Tool Works Inc. COM 452308109 772945 16438634 SH Defined 01 6242334 10196300 82 1742 SH Defined 01 02 1742 2086 44355 SH Other 01 02 44355 Imperial Tobacco Group PLC ADR COM 453142101 1054426 17636767 SH Defined 01 4270312 13366455 4092 68447 SH Other 01 02 68447 Insituform Technologies Inc. COM 457667103 40891 1689002 SH Defined 01 700802 988200 Intel Corp. COM 458140100 901899 46973883 SH Defined 01 11392586 35581297 104 5400 SH Defined 01 02 5400 3510 182800 SH Other 01 02 182800 International Business Machine COM 459200101 1186280 8843595 SH Defined 01 2183095 6660500 4769 35550 SH Other 01 02 35550 International Game Technology COM 459902102 73399 5079550 SH Defined 01 1134750 3944800 J.C. Penney Co. COM 708160106 35777 1316300 SH Defined 01 908600 407700 J.P. Morgan Chase COM 46625H100 974960 25616396 SH Defined 01 6016269 19600127 111 2921 SH Defined 01 02 2921 3112 81757 SH Other 01 02 81757 Janus Capital Group Inc. COM 47102X105 29991 2738945 SH Defined 01 1110545 1628400 John Wiley & Sons Inc. COM 968223206 19238 470832 SH Defined 01 191132 279700 Johnson & Johnson COM 478160104 517895 8358538 SH Defined 01 3367113 4991425 83 1339 SH Defined 01 02 1339 1314 21200 SH Other 01 02 21200 Korn/Ferry International COM 500643200 38238 2311822 SH Defined 01 951862 1359960 L-3 Communications Holdings COM 502424104 222555 3079496 SH Defined 01 1783141 1296355 Limited Brands Inc. COM 532716107 90168 3366972 SH Defined 01 741272 2625700 76 2847 SH Defined 01 02 2847 Littelfuse Inc. COM 537008104 64271 1470735 SH Defined 01 583535 887200 Loews Corp COM 540424108 898 23700 SH Defined 01 23700 Lorillard Inc. COM 544147101 72484 902555 SH Defined 01 184255 718300 MDU Resources Group Inc. COM 552690109 78939 3956835 SH Defined 01 725135 3231700 Marathon Oil Corp. COM 565849106 290699 8782436 SH Defined 01 6392966 2389470 79 2380 SH Defined 01 02 2380 Maximus Inc. COM 577933104 39443 640509 SH Defined 01 290609 349900 McDonald's Corp. COM 580135101 51914 696740 SH Defined 01 472740 224000 Medtronic, Inc. COM 585055106 141416 4211304 SH Defined 01 3111954 1099350 Mens Wearhouse Inc. COM 587118100 60707 2551766 SH Defined 01 1022351 1529415 Mentor Graphics Corp. COM 587200106 46559 4404820 SH Defined 01 1904280 2500540 Merck & Co. COM 58933Y105 747 20300 SH Defined 01 20300 Mercury Computer Systems Inc. COM 589378108 18663 1551396 SH Defined 01 656163 895233 Methode Electronics COM 591520200 6854 754800 SH Defined 01 754800 Microchip Technology Inc. COM 595017104 25799 820320 SH Defined 01 595520 224800 75 2400 SH Defined 01 02 2400 Microsoft Corp. COM 594918104 1011188 41289843 SH Defined 01 11193758 30096085 120 4900 SH Defined 01 02 4900 3362 137300 SH Other 01 02 137300 Mobile Mini Inc. COM 60740F105 37791 2463570 SH Defined 01 999070 1464500 Molex Inc. COM 608554101 92714 4429705 SH Defined 01 986305 3443400 80 3800 SH Defined 01 02 3800 Murphy Oil Corp. COM 626717102 101144 1633462 SH Defined 01 557462 1076000 NY Community Bancorp COM 649445103 82329 5066415 SH Defined 01 1132815 3933600 Newell Rubbermaid Inc. COM 651229106 89238 5010580 SH Defined 01 476580 4534000 Nokia Corp. ADR COM 654902204 732322 73013147 SH Defined 01 15078524 57934623 2792 278324 SH Other 01 02 278324 Occidental Petroleum Corp. COM 674599105 1178375 15049489 SH Defined 01 4510854 10538635 3713 47422 SH Other 01 02 47422 Omnicare Inc. COM 681904108 85661 3587130 SH Defined 01 793230 2793900 Oshkosh Corp. COM 688239201 30874 1122700 SH Defined 01 461200 661500 PNC Financial Services Group I COM 693475105 1026625 19777027 SH Defined 01 3953100 15823927 77 1484 SH Defined 01 02 1484 3802 73236 SH Other 01 02 73236 Park Electrochemical Corp. COM 700416209 25284 959920 SH Defined 01 521120 438800 Patterson Companies Inc COM 703395103 1871 65300 SH Defined 01 13100 52200 Paychex Inc Com COM 704326107 21366 777245 SH Defined 01 610545 166700 Pfizer Inc. COM 717081103 940027 54748242 SH Defined 01 17924634 36823608 2739 159504 SH Other 01 02 159504 Philip Morris International In COM 718172109 1253478 22375547 SH Defined 01 5475029 16900518 112 2000 SH Defined 01 02 2000 4515 80600 SH Other 01 02 80600 13260 236700 SH Other 01 03 236700 Pinnacle West Capital Inc. COM 723484101 71891 1741967 SH Defined 01 429467 1312500 71 1717 SH Defined 01 02 1717 Pitney Bowes Inc. COM 724479100 32757 1532150 SH Defined 01 912550 619600 Plexus Corp. COM 729132100 47376 1614167 SH Defined 01 680767 933400 PolyOne Corp. COM 73179P106 71493 5913435 SH Defined 01 2388115 3525320 Quest Diagnostics Inc. COM 74834L100 555660 11009717 SH Defined 01 301315 10708402 3187 63144 SH Other 01 02 63144 Raytheon Co. COM 755111507 922780 20187702 SH Defined 01 5325714 14861988 74 1623 SH Defined 01 02 1623 3250 71100 SH Other 01 02 71100 Regal Beloit Corp. COM 758750103 43273 737321 SH Defined 01 297021 440300 Reynolds American Inc. COM 761713106 71251 1199715 SH Defined 01 259915 939800 Royal Caribbean Cruises Ltd. COM V7780T103 77684 2463825 SH Defined 01 550625 1913200 Ryder System Inc. COM 783549108 90584 2117940 SH Defined 01 357240 1760700 SLM Corporation COM 78442P106 576460 49909925 SH Defined 01 16807063 33102862 1390 120388 SH Other 01 02 120388 SPX Corp COM 784635104 52813 834586 SH Defined 01 186186 648400 76 1201 SH Defined 01 02 1201 Seadrill Limited COM G7945E105 41586 1434500 SH Defined 01 296800 1137700 Service Corp. International COM 817565104 229802 26659181 SH Defined 01 1026845 25632336 1339 155300 SH Other 01 02 155300 Simpson Manufacturing Co. COM 829073105 38078 1477023 SH Defined 01 600098 876925 Spectra Energy Corp. COM 847560109 1062487 47116935 SH Defined 01 9341303 37775632 3738 165772 SH Other 01 02 165772 Stanley Black & Decker Inc. COM 854502101 479731 7828511 SH Defined 01 4706281 3122230 79 1296 SH Defined 01 02 1296 State Street Corp. COM 857477103 549716 14596819 SH Defined 01 4632889 9963930 77 2056 SH Defined 01 02 2056 Synovus Financial Corp. COM 87161C105 46846 19043275 SH Defined 01 7726675 11316600 Sysco Corp. COM 871829107 306010 10729674 SH Defined 01 1919265 8810409 1000 35060 SH Other 01 02 35060 Terex Corp. COM 880779103 47848 2087616 SH Defined 01 841056 1246560 Texas Instruments Inc. COM 882508104 155587 5732744 SH Defined 01 4088494 1644250 87 3214 SH Defined 01 02 3214 Time Warner COM 887317303 23113 754110 SH Defined 01 565410 188700 Torchmark Corp. COM 891027104 38984 733605 SH Defined 01 296805 436800 Travelers COM 89417E109 93370 1792137 SH Defined 01 1384391 407746 U.S. Bancorp COM 902973304 2561 118447 SH Defined 01 118447 United Community Banks Inc. COM 90984P105 6663 2974590 SH Defined 01 1204990 1769600 UnitedHealth Group Inc. COM 91324P102 329483 9384306 SH Defined 01 6880116 2504190 Valassis Communications COM 918866104 55537 1638733 SH Defined 01 664733 974000 Verizon Communications Inc. COM 92343V104 563102 17278355 SH Defined 01 7295528 9982827 1299 39858 SH Other 01 02 39858 Vishay Intertechnology Inc. COM 928298108 59544 6151246 SH Defined 01 2508066 3643180 Vishay Precision Group Inc. COM 92835K103 6858 439364 SH Defined 01 179161 260203 Wal Mart Stores Inc. COM 931142103 45539 850870 SH Defined 01 644320 206550 Walgreen Co. COM 931422109 220056 6568824 SH Defined 01 4846788 1722036 WellPoint, Inc. COM 94973V107 736449 13002272 SH Defined 01 5303990 7698282 1989 35112 SH Other 01 02 35112 Wells Fargo & Co. COM 949746101 957667 38131283 SH Defined 01 9336771 28794512 108 4289 SH Defined 01 02 4289 3230 128615 SH Other 01 02 128615 Whirlpool Corp. COM 963320106 53843 665055 SH Defined 01 268055 397000 Willis Group Holdings PLC COM G96666105 96703 3137673 SH Defined 01 690473 2447200 73 2353 SH Defined 01 02 2353 Wyndham Worldwide COM 98310W108 496471 18073218 SH Defined 01 1011400 17061818 2431 88487 SH Other 01 02 88487 XL Group PLC COM G98290102 391314 18066224 SH Defined 01 2271792 15794432 84 3887 SH Defined 01 02 3887 1483 68461 SH Other 01 02 68461 Xcel Energy Inc. COM 98389B100 82915 3609710 SH Defined 01 787010 2822700 Xerox Corp COM 984121103 259329 25055910 SH Defined 01 1489610 23566300 1344 129900 SH Other 01 02 129900
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