-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DgIjuIXg2B/ZX3Qro8BgvTN+C8qh2+0pwZdl/OjogIULSgknFZIyXtjGzUydbp02 n9NJ1ZaDsIOhmNTN1f47tQ== 0000769317-10-000028.txt : 20101110 0000769317-10-000028.hdr.sgml : 20101110 20101110164711 ACCESSION NUMBER: 0000769317-10-000028 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101110 DATE AS OF CHANGE: 20101110 EFFECTIVENESS DATE: 20101110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIT INVESTMENT ASSOCIATES INC CENTRAL INDEX KEY: 0000769317 IRS NUMBER: 411404829 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00180 FILM NUMBER: 101180594 BUSINESS ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123323223 MAIL ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 siaholdings93010.txt
NAME OF ISSUER CLASS CUSIP VALUE SHS/P S/P P/C INV DSC MGRS SOLE SHARED NONE 3M CO COMMON 88579Y101 21899 252560 SH SOLE 1 252560 0 0 ABB LTD - ADR DEP REC 000375204 15955 755445 SH SOLE 1 755445 0 0 ABBOTT LABORATORIES COMMON 002824100 12781 244650 SH SOLE 1 244650 0 0 ACCENTURE PLC COMMON G1151C101 28098 661275 SH SOLE 1 661275 0 0 ACE LTD ORD H0023R105 4459 76550 SH SOLE 1 76550 0 0 ACTIVISION BLIZZARD INC COMMON 00507V109 8946 826800 SH SOLE 1 826800 0 0 ADOBE SYSTEMS INC COMMON 00724F101 14293 546570 SH SOLE 1 546570 0 0 AECOM TECHNOLOGY CORP COMMON 00766T100 1033 42600 SH SOLE 1 42600 0 0 AFFILIATED MANAGERS GRP COMMON 008252108 7658 98170 SH SOLE 1 98170 0 0 AFLAC INC COMMON 001055102 13008 251550 SH SOLE 1 251550 0 0 AGCO CORP COMMON 001084102 3246 83200 SH SOLE 1 83200 0 0 AIRGAS INC COMMON 009363102 1169 17200 SH SOLE 1 17200 0 0 AIXTRON AG-ADR DEP REC 009606104 220 7400 SH SOLE 1 7400 0 0 AKAMAI TECHNOLOGIES INC COMMON 00971T101 1187 23650 SH SOLE 1 23650 0 0 ALBEMARLE CORP COMMON 012653101 2027 43300 SH SOLE 1 43300 0 0 ALBERTO CULVER CO NEW COMMON 013078100 4150 110215 SH SOLE 1 110215 0 0 ALCON INC COM SHS H01301102 1284 7700 SH SOLE 1 7700 0 0 ALEXION PHARMACEUTICALS COMMON 015351109 7765 120645 SH SOLE 1 120645 0 0 ALLEGHENY TECHNOLOGIES COMMON 01741R102 8087 174110 SH SOLE 1 174110 0 0 ALLERGAN INC COMMON 018490102 9021 135600 SH SOLE 1 135600 0 0 ALLIANCEBERNSTEIN HOLDI COMMON 01881G106 185 7000 SH SOLE 1 7000 0 0 ALLIED WRLD ASSUR COM H COMMON G0219G203 6287 111090 SH SOLE 1 111090 0 0 ALLSCRIPTS HEALTHCARE S COMMON 01988P108 4867 263500 SH SOLE 1 263500 0 0 AMAZON COM INC COMMON 023135106 7754 49370 SH SOLE 1 49370 0 0 AMDOCS LTD ORD G02602103 1407 49100 SH SOLE 1 49100 0 0 AMERICA MOVIL ADR DEP REC 02364W105 2488 46650 SH SOLE 1 46650 0 0 AMERICAN TOWER CORP CL A 029912201 1928 37620 SH SOLE 1 37620 0 0 AMERIPRISE FINL INC COMMON 03076C106 3469 73300 SH SOLE 1 73300 0 0 AMETEK INC COMMON 031100100 5858 122635 SH SOLE 1 122635 0 0 AMYLIN PHARMACEUTICALS COMMON 032346108 6064 290825 SH SOLE 1 290825 0 0 ANALOG DEVICES COMMON 032654105 10340 329520 SH SOLE 1 329520 0 0 ANIXTER INTL INC COMMON 035290105 3074 56933 SH SOLE 1 56933 0 0 ANSYS INC COMMON 03662Q105 8588 203275 SH SOLE 1 203275 0 0 APACHE CORP COMMON 037411105 19735 201867 SH SOLE 1 201867 0 0 APOLLO INVT CORP COMMON 03761U106 1227 119900 SH SOLE 1 119900 0 0 APPLE COMPUTER INC COMMON 037833100 41984 147960 SH SOLE 1 147960 0 0 APPLIED MATLS INC COMMON 038222105 20398 1746425 SH SOLE 1 1746425 0 0 ASIAINFO-LINKAGE INC COMMON 04518A104 3327 168630 SH SOLE 1 168630 0 0 ASML HLDG NV DEP REC N07059186 327 11000 SH SOLE 1 11000 0 0 AT&T INC COMMON 00206R102 29 1000 SH SOLE 1 1000 0 0 ATLAS ENERGY INC COMMON 049298102 2798 97700 SH SOLE 1 97700 0 0 ATWOOD OCEANICS INC COMMON 050095108 3005 98690 SH SOLE 1 98690 0 0 AUTODESK INC COMMON 052769106 2128 66550 SH SOLE 1 66550 0 0 AUTOMATIC DATA PROCESSI COMMON 053015103 2017 48000 SH SOLE 1 48000 0 0 AVON PRODS INC COMMON 054303102 755 23500 SH SOLE 1 23500 0 0 BABCOCK & WILCOX CO NEW COMMON 05615F102 4101 192733 SH SOLE 1 192733 0 0 BANCO BILBAO VIZCAYA AR DEP REC 05946K101 263 19500 SH SOLE 1 19500 0 0 BANCO BRADESCO-ADR DEP REC 059460303 2798 137280 SH SOLE 1 137280 0 0 BANCO SANTANDER CENT HI DEP REC 05964H105 555 43800 SH SOLE 1 43800 0 0 BANCO SANTANDER CHILE A DEP REC 05965X109 1422 14725 SH SOLE 1 14725 0 0 BANK OF AMERICA CORP COMMON 060505104 2907 221900 SH SOLE 1 221900 0 0 BANK OF NEW YORK MELLON COMMON 064058100 6897 263941 SH SOLE 1 263941 0 0 BAXTER INTL INC COMMON 071813109 5870 123025 SH SOLE 1 123025 0 0 BECTON DICKINSON & CO COMMON 075887109 3144 42425 SH SOLE 1 42425 0 0 BHP BILLITON ADR DEP REC 088606108 11356 148800 SH SOLE 1 148800 0 0 BJS WHOLESALE CLUB INC COMMON 05548J106 1847 44500 SH SOLE 1 44500 0 0 BMC SOFTWARE INC COMMON 055921100 696 17200 SH SOLE 1 17200 0 0 BOSTON PRIVATE FINL HLD COMMON 101119105 772 118100 SH SOLE 1 118100 0 0 BRIGHAM EXPLORATION CO COMMON 109178103 2094 111675 SH SOLE 1 111675 0 0 BROADCOM CORP CL A 111320107 25718 726700 SH SOLE 1 726700 0 0 BUFFALO WILD WINGS INC COMMON 119848109 3737 78025 SH SOLE 1 78025 0 0 C H ROBINSON WORLDWIDE COMMON 12541W209 1433 20500 SH SOLE 1 20500 0 0 CALPINE CORP COMMON 131347304 3899 313150 SH SOLE 1 313150 0 0 CANADIAN NATL RY CO COMMON 136375102 251 3925 SH SOLE 1 3925 0 0 CANON INC ADR DEP REC 138006309 741 15850 SH SOLE 1 15850 0 0 CAPELLA EDUCATION COMPA COMMON 139594105 3151 40598 SH SOLE 1 40598 0 0 CARBO CERAMICS INC COMMON 140781105 450 5550 SH SOLE 1 5550 0 0 CARRIZO OIL & CO INC COMMON 144577103 354 14800 SH SOLE 1 14800 0 0 CASEYS GEN STORES INC COMMON 147528103 2547 61000 SH SOLE 1 61000 0 0 CATERPILLAR INC COMMON 149123101 1090 13850 SH SOLE 1 13850 0 0 CATO CORP COMMON 149205106 6714 250882 SH SOLE 1 250882 0 0 CELGENE CORP COMMON 151020104 36257 629360 SH SOLE 1 629360 0 0 CENTRAL EUROPEAN DIST C COMMON 153435102 6309 282650 SH SOLE 1 282650 0 0 CF INDS HLDGS INC COMMON 125269100 9836 102995 SH SOLE 1 102995 0 0 CHEVRON CORP COMMON 166764100 29908 369010 SH SOLE 1 369010 0 0 CHINA LIFE INS CO LTD A DEP REC 16939P106 2254 37900 SH SOLE 1 37900 0 0 CHINA UNICOM (HK) - ADR DEP REC 16945R104 1621 111300 SH SOLE 1 111300 0 0 CIENA CORP COMMON 171779309 21504 1381100 SH SOLE 1 1381100 0 0 CISCO SYSTEMS INC COMMON 17275R102 35335 1613479 SH SOLE 1 1613479 0 0 CITIGROUP INC COMMON 172967101 1110 283778 SH SOLE 1 283778 0 0 CITRIX SYSTEMS INC COMMON 177376100 6843 100280 SH SOLE 1 100280 0 0 CME GROUP INC COMMON 12572Q105 7767 29820 SH SOLE 1 29820 0 0 CNOOC LTD ADR DEP REC 126132109 2526 13000 SH SOLE 1 13000 0 0 COACH INC COMMON 189754104 2200 51200 SH SOLE 1 51200 0 0 COCA COLA CO COMMON 191216100 33833 578150 SH SOLE 1 578150 0 0 COCA COLA ENTERPRISES I COMMON 19122T109 1491 48100 SH SOLE 1 48100 0 0 COGNIZANT TECH SOLUTION CL A 192446102 9496 147300 SH SOLE 1 147300 0 0 COLGATE-PALMOLIVE CO COMMON 194162103 23533 306175 SH SOLE 1 306175 0 0 COMP BRASIL-PAO DE ACUC DEP REC 20440T201 1047 15175 SH SOLE 1 15175 0 0 COMPANHIA DE BEBIDAS DA DEP REC 20441W203 1756 14200 SH SOLE 1 14200 0 0 CONCUR TECHNOLOGIES INC COMMON 206708109 7271 147075 SH SOLE 1 147075 0 0 CONOCOPHILLIPS COMMON 20825C104 463 8062 SH SOLE 1 8062 0 0 COOPER INDUSTRIES PLC CL A G24140108 3635 74300 SH SOLE 1 74300 0 0 CORE LABORATORIES N V COMMON N22717107 7506 85257 SH SOLE 1 85257 0 0 CORNING INC COMMON 219350105 1 60 SH SOLE 1 60 0 0 COSTCO WHOLESALE CORP COMMON 22160K105 12407 192386 SH SOLE 1 192386 0 0 COVANCE INC COMMON 222816100 5009 107050 SH SOLE 1 107050 0 0 CREDIT SUISSE GROUP ADR DEP REC 225401108 706 16600 SH SOLE 1 16600 0 0 CSX CORP COMMON 126408103 227 4100 SH SOLE 1 4100 0 0 CUMMINS INC COMMON 231021106 4466 49300 SH SOLE 1 49300 0 0 CVS/CAREMARK CORPORATIO COMMON 126650100 20371 647300 SH SOLE 1 647300 0 0 DANAHER CORP DEL COMMON 235851102 13251 326300 SH SOLE 1 326300 0 0 DEERE & CO COMMON 244199105 22831 327191 SH SOLE 1 327191 0 0 DEVON ENERGY CORP COMMON 25179M103 435 6720 SH SOLE 1 6720 0 0 DEVRY INC COMMON 251893103 2991 60775 SH SOLE 1 60775 0 0 DIAGEO PLC ADR DEP REC 25243Q205 3965 57450 SH SOLE 1 57450 0 0 DICKS SPORTING GOODS IN COMMON 253393102 4564 162750 SH SOLE 1 162750 0 0 DIONEX CORP COMMON 254546104 1943 22475 SH SOLE 1 22475 0 0 DOLBY LABORATORIES INC- COMMON 25659T107 9615 169245 SH SOLE 1 169245 0 0 DU PONT E I DE NEMOURS COMMON 263534109 4261 95500 SH SOLE 1 95500 0 0 E M C CORP MASS COMMON 268648102 5279 259925 SH SOLE 1 259925 0 0 ECOLAB INC COMMON 278865100 17825 351300 SH SOLE 1 351300 0 0 EDWARDS LIFESCIENCES CO COMMON 28176E108 925 13800 SH SOLE 1 13800 0 0 EMBRAER-EMPRESA BRASILE DEP REC 29081M102 730 25708 SH SOLE 1 25708 0 0 EMERSON ELECTRIC CO COMMON 291011104 17900 339910 SH SOLE 1 339910 0 0 ENBRIDGE INC COMMON 29250N105 910 17400 SH SOLE 1 17400 0 0 ENERGY TRANSFER EQUITY COMMON 29273V100 924 24900 SH SOLE 1 24900 0 0 EQT CORPORATION COMMON 26884L109 5120 141975 SH SOLE 1 141975 0 0 ERICSSON L M TEL CO ADR DEP REC 294821608 585 53300 SH SOLE 1 53300 0 0 ESTERLINE TECHNOLOGIES COMMON 297425100 2161 37760 SH SOLE 1 37760 0 0 EXELON CORP COMMON 30161N101 508 11925 SH SOLE 1 11925 0 0 EXPEDITORS INTL WASH IN COMMON 302130109 15672 338995 SH SOLE 1 338995 0 0 EXPRESS SCRIPTS INC COMMON 302182100 1841 37800 SH SOLE 1 37800 0 0 EXXON MOBIL CORP COMMON 30231G102 4689 75887 SH SOLE 1 75887 0 0 F M C CORP COMMON 302491303 725 10600 SH SOLE 1 10600 0 0 F5 NETWORKS INC COMMON 315616102 11687 112580 SH SOLE 1 112580 0 0 FACTSET RESEARCH SYSTEM COMMON 303075105 4353 53655 SH SOLE 1 53655 0 0 FLOWSERVE CORP COMMON 34354P105 5537 50605 SH SOLE 1 50605 0 0 FLUOR CORP NEW COMMON 343412102 39 781 SH SOLE 1 781 0 0 FOSSIL INC COMMON 349882100 3057 56830 SH SOLE 1 56830 0 0 FRANKLIN RESOURCES INC COMMON 354613101 21129 197655 SH SOLE 1 197655 0 0 FREEPORT-MCMORAN COPPER CL B 35671D857 8843 103556 SH SOLE 1 103556 0 0 GAMESTOP CORP COMMON 36467W109 4349 220665 SH SOLE 1 220665 0 0 GENERAL ELECTRIC CO COMMON 369604103 11219 690425 SH SOLE 1 690425 0 0 GENERAL MILLS INC COMMON 370334104 15295 418575 SH SOLE 1 418575 0 0 GEN-PROBE INC COMMON 36866T103 3238 66825 SH SOLE 1 66825 0 0 GENZYME CORP COMMON 372917104 17828 251850 SH SOLE 1 251850 0 0 GILEAD SCIENCES INC COMMON 375558103 17344 487055 SH SOLE 1 487055 0 0 GLAXOSMITHKLINE ADR DEP REC 37733W105 806 20400 SH SOLE 1 20400 0 0 GOLDMAN SACHS GROUP INC COMMON 38141G104 10461 72355 SH SOLE 1 72355 0 0 GOODRICH CORP COMMON 382388106 9574 129850 SH SOLE 1 129850 0 0 GOOGLE INC CL A 38259P508 38606 73425 SH SOLE 1 73425 0 0 GRUPO TELEVISA SA DE CV DEP REC 40049J206 472 24925 SH SOLE 1 24925 0 0 GUESS INC COMMON 401617105 3744 92140 SH SOLE 1 92140 0 0 HAEMONETICS CORP COMMON 405024100 2848 48665 SH SOLE 1 48665 0 0 HALLIBURTON CO COMMON 406216101 2014 60900 SH SOLE 1 60900 0 0 HANOVER INS GROUP INC COMMON 410867105 4456 94800 SH SOLE 1 94800 0 0 HANSEN NATURAL CORP COMMON 411310105 5781 123995 SH SOLE 1 123995 0 0 HARBIN ELECTRIC INC COMMON 41145W109 472 26400 SH SOLE 1 26400 0 0 HARSCO CORP COMMON 415864107 2720 110675 SH SOLE 1 110675 0 0 HAYNES INTERNATIONAL IN COMMON 420877201 4885 139901 SH SOLE 1 139901 0 0 HESS CORP COMMON 42809H107 47 787 SH SOLE 1 787 0 0 HOLLY ENERGY PARTNERS L COMMON 435763107 793 15471 SH SOLE 1 15471 0 0 HOME DEPOT INC COMMON 437076102 10793 340675 SH SOLE 1 340675 0 0 HOME INNS & HOTELS MGMT DEP REC 43713W107 74 1500 SH SOLE 1 1500 0 0 HOMEX ADR DEP REC 25030W100 797 24625 SH SOLE 1 24625 0 0 HONDA MOTOR LTD-ADR DEP REC 438128308 100 2800 SH SOLE 1 2800 0 0 HSBC HLDGS ADR DEP REC 404280406 1594 31513 SH SOLE 1 31513 0 0 HUB GROUP INC COMMON 443320106 2298 78550 SH SOLE 1 78550 0 0 HUTCHISON WHAMPOA LTD A DEP REC 448415208 834 18000 SH SOLE 1 18000 0 0 ICICI BK LTD ADR DEP REC 45104G104 2398 48100 SH SOLE 1 48100 0 0 ICON PUB LTD CO ADR DEP REC 45103T107 2443 113000 SH SOLE 1 113000 0 0 ICONIX BRAND GROUP INC COMMON 451055107 772 44100 SH SOLE 1 44100 0 0 IDEX CORP COMMON 45167R104 4234 119235 SH SOLE 1 119235 0 0 IDEXX LABS INC COMMON 45168D104 827 13400 SH SOLE 1 13400 0 0 ILLUMINA INC COMMON 452327109 34 700 SH SOLE 1 700 0 0 INDIA FUND INC COMMON 454089103 1360 37400 SH SOLE 1 37400 0 0 INDUSTRIAL BK KOREA GDR DEP REC 456036102 185 13494 SH SOLE 1 13494 0 0 INFORMATICA CORP COMMON 45666Q102 12127 315715 SH SOLE 1 315715 0 0 INFOSYS TECHNOLOGIES LT DEP REC 456788108 899 13350 SH SOLE 1 13350 0 0 INTEL CORP COMMON 458140100 36603 1906425 SH SOLE 1 1906425 0 0 INTERCONTINENTALEXCHANG COMMON 45865V100 1602 15300 SH SOLE 1 15300 0 0 INTL BUSINESS MACHINES COMMON 459200101 58753 438000 SH SOLE 1 438000 0 0 INTL GAME TECHNOLOGY COMMON 459902102 876 60600 SH SOLE 1 60600 0 0 INTUITIVE SURGICAL INC COMMON 46120E602 12746 44923 SH SOLE 1 44923 0 0 ISHARES INC MSCI JAPAN COMMON 464286848 974 98500 SH SOLE 1 98500 0 0 ISHARES INC TAIWAN COMMON 464286731 2640 194800 SH SOLE 1 194800 0 0 ITC HLDGS CORP COMMON 465685105 2302 36985 SH SOLE 1 36985 0 0 ITT CORPORATION COMMON 450911102 66 1400 SH SOLE 1 1400 0 0 JACOBS ENGINEERING GROU COMMON 469814107 1502 38800 SH SOLE 1 38800 0 0 JINPAN INTL LTD COMMON G5138L100 557 55300 SH SOLE 1 55300 0 0 JOHNSON & JOHNSON COMMON 478160104 18973 306215 SH SOLE 1 306215 0 0 JPMORGAN CHASE & CO COMMON 46625H100 25237 663090 SH SOLE 1 663090 0 0 JUNIPER NETWORKS INC COMMON 48203R104 1942 64000 SH SOLE 1 64000 0 0 KAYDON CORP COMMON 486587108 2535 73260 SH SOLE 1 73260 0 0 KAYNE ANDERSON MLP INVS COMMON 486606106 3001 114465 SH SOLE 1 114465 0 0 "KB FINANCIAL GROUP, DEP REC 48241A105 1238 28875 SH SOLE 1 28875 0 0 KLA-TENCOR CORP COMMON 482480100 1177 33400 SH SOLE 1 33400 0 0 KOHLS CORP COMMON 500255104 17819 338250 SH SOLE 1 338250 0 0 KONINKLIJKE PHILIPS ELE DEP REC 500472303 379 12100 SH SOLE 1 12100 0 0 KUBOTA CORP ADR DEP REC 501173207 175 3800 SH SOLE 1 3800 0 0 LABORATORY CP OF AMER H COM NEW 50540R409 737 9400 SH SOLE 1 9400 0 0 LANCASTER COLONY CORP COMMON 513847103 1286 27069 SH SOLE 1 27069 0 0 LIFE TECHNOLOGIES CORP COMMON 53217V109 201 4300 SH SOLE 1 4300 0 0 LILLY ELI & CO COMMON 532457108 1319 36100 SH SOLE 1 36100 0 0 LINEAR TECHNOLOGY CORP COMMON 535678106 10222 332650 SH SOLE 1 332650 0 0 LOCKHEED MARTIN CORP COMMON 539830109 6841 95975 SH SOLE 1 95975 0 0 LUFKIN INDUSTRIES INC COMMON 549764108 6454 147019 SH SOLE 1 147019 0 0 M & T BK CORP COMMON 55261F104 1886 23050 SH SOLE 1 23050 0 0 MARATHON OIL CORP COMMON 565849106 3133 94650 SH SOLE 1 94650 0 0 MARRIOTT INTL INC CL A 571903202 1416 39532 SH SOLE 1 39532 0 0 MARSH & MCLENNAN COS IN COMMON 571748102 1100 45600 SH SOLE 1 45600 0 0 MARVELL TECHNOLOGY GROU ORD G5876H105 13217 754800 SH SOLE 1 754800 0 0 MASTERCARD INC COMMON 57636Q104 34 150 SH SOLE 1 150 0 0 MCDERMOTT INTL INC COMMON 580037109 6841 462865 SH SOLE 1 462865 0 0 MCDONALDS CORP COMMON 580135101 40241 540075 SH SOLE 1 540075 0 0 MCKESSON CORP COMMON 58155Q103 8938 144675 SH SOLE 1 144675 0 0 MEDCO HEALTH SOLUTIONS COMMON 58405U102 11703 224795 SH SOLE 1 224795 0 0 MEDTRONIC INC COMMON 585055106 8983 267525 SH SOLE 1 267525 0 0 MERCK & CO INC COMMON 58933Y105 55 1500 SH SOLE 1 1500 0 0 MERIDIAN BIOSCIENCE INC COMMON 589584101 3660 167372 SH SOLE 1 167372 0 0 MERU NETWORKS INC COMMON 59047Q103 2693 156215 SH SOLE 1 156215 0 0 MICROS SYSTEMS INC COMMON 594901100 4648 109800 SH SOLE 1 109800 0 0 MICROSEMI CORP COMMON 595137100 1903 111150 SH SOLE 1 111150 0 0 MICROSOFT CORP COMMON 594918104 32152 1312880 SH SOLE 1 1312880 0 0 MILLICOM INTL CELLULAR COMMON L6388F110 3555 37050 SH SOLE 1 37050 0 0 MOBILE TELESYSTEMS SP A DEP REC 607409109 1680 79125 SH SOLE 1 79125 0 0 MONSANTO CO COMMON 61166W101 2780 58000 SH SOLE 1 58000 0 0 MOSAIC CO COMMON 61945A107 955 16250 SH SOLE 1 16250 0 0 MTS SYS CORP COMMON 553777103 1984 64000 SH SOLE 1 64000 0 0 MURPHY OIL CORP COMMON 626717102 10096 163055 SH SOLE 1 163055 0 0 MYLAN INC COMMON 628530107 56 3000 SH SOLE 1 3000 0 0 NATIONAL OILWELL VARCO COMMON 637071101 7907 177795 SH SOLE 1 177795 0 0 NETAPP INC COMMON 64110D104 2116 42500 SH SOLE 1 42500 0 0 NEW ORIENTAL ED & TECH DEP REC 647581107 2100 21525 SH SOLE 1 21525 0 0 NEXTERA ENERGY INC COMMON 65339F101 2845 52300 SH SOLE 1 52300 0 0 NICE SYS LTD ADR DEP REC 653656108 778 24875 SH SOLE 1 24875 0 0 NIKE INC CL B 654106103 1987 24800 SH SOLE 1 24800 0 0 NORDSTROM INC COMMON 655664100 1440 38700 SH SOLE 1 38700 0 0 NORTHERN OIL & GAS INC COMMON 665531109 2001 118100 SH SOLE 1 118100 0 0 NORTHERN TRUST CORP COMMON 665859104 36 750 SH SOLE 1 750 0 0 NORTHWEST BANCSHARES IN COMMON 667340103 1827 163400 SH SOLE 1 163400 0 0 NUVASIVE INC COMMON 670704105 6053 172254 SH SOLE 1 172254 0 0 OCCIDENTAL PETROLEUM CO COMMON 674599105 32222 411520 SH SOLE 1 411520 0 0 OCEANEERING INTL INC COMMON 675232102 307 5700 SH SOLE 1 5700 0 0 ORACLE CORP COMMON 68389X105 44037 1640129 SH SOLE 1 1640129 0 0 OWENS & MINOR INC COMMON 690732102 1545 54300 SH SOLE 1 54300 0 0 P T TELEKOMUNIKASI INDO DEP REC 715684106 659 15950 SH SOLE 1 15950 0 0 PARKER HANNIFIN CORP COMMON 701094104 5114 73000 SH SOLE 1 73000 0 0 PARTNERRE LTD COMMON G6852T105 10808 134800 SH SOLE 1 134800 0 0 PEARSON PLC ADR DEP REC 705015105 2899 186650 SH SOLE 1 186650 0 0 PENNANTPARK INVT CORP COMMON 708062104 1370 129079 SH SOLE 1 129079 0 0 PEPSICO INC COMMON 713448108 40418 608335 SH SOLE 1 608335 0 0 PERKINELMER INC COMMON 714046109 2244 96975 SH SOLE 1 96975 0 0 PETROCHINA CO LTD ADR DEP REC 71646E100 600 5150 SH SOLE 1 5150 0 0 PETROLEO BRASILEIRO SA DEP REC 71654V408 4106 113200 SH SOLE 1 113200 0 0 PETROQUEST ENERGY INC COMMON 716748108 131 21500 SH SOLE 1 21500 0 0 PFIZER INC COMMON 717081103 309 18000 SH SOLE 1 18000 0 0 PHARMACEUTICAL PROD DEV COMMON 717124101 1197 48300 SH SOLE 1 48300 0 0 PHILIP MORRIS INTL INC COMMON 718172109 26782 478075 SH SOLE 1 478075 0 0 PLATINUM UNDERWRITER HL COMMON G7127P100 61 1400 SH SOLE 1 1400 0 0 POLARIS INDS INC COMMON 731068102 5302 81450 SH SOLE 1 81450 0 0 POSCO ADR DEP REC 693483109 1550 13600 SH SOLE 1 13600 0 0 PRAXAIR INC COMMON 74005P104 13944 154491 SH SOLE 1 154491 0 0 PRECISION CASTPARTS COR COMMON 740189105 10354 81300 SH SOLE 1 81300 0 0 PRICE T ROWE GROUP INC COMMON 74144T108 1357 27100 SH SOLE 1 27100 0 0 PRICELINE COM INC COMMON 741503403 711 2040 SH SOLE 1 2040 0 0 PROCTER & GAMBLE CO COMMON 742718109 31752 529460 SH SOLE 1 529460 0 0 PRUDENTIAL FINANCIAL IN COMMON 744320102 10933 201785 SH SOLE 1 201785 0 0 QUALCOMM INC COMMON 747525103 48061 1064895 SH SOLE 1 1064895 0 0 QUEST SOFTWARE INC COMMON 74834T103 3906 158825 SH SOLE 1 158825 0 0 RANGE RES CORP COMMON 75281A109 21 550 SH SOLE 1 550 0 0 RED ROBIN GOURMET BURGE COMMON 75689M101 1709 87150 SH SOLE 1 87150 0 0 RESEARCH IN MOTION LTD COMMON 760975102 9083 186550 SH SOLE 1 186550 0 0 RIO TINTO PLC ADR DEP REC 767204100 5105 86920 SH SOLE 1 86920 0 0 ROCKWELL COLLINS INC COMMON 774341101 1579 27100 SH SOLE 1 27100 0 0 ROFIN SINAR TECHNOLOGIE COMMON 775043102 3092 121811 SH SOLE 1 121811 0 0 ROGERS COMMUNICATIONS I COMMON 775109200 14337 383025 SH SOLE 1 383025 0 0 ROYAL BANK OF CANADA COMMON 780087102 3223 61825 SH SOLE 1 61825 0 0 ROYAL DUTCH SHELL PLC A DEP REC 780259107 1311 22300 SH SOLE 1 22300 0 0 RPM INTERNATIONAL INC COMMON 749685103 1904 95600 SH SOLE 1 95600 0 0 RTI INTL METALS INC COMMON 74973W107 2413 78800 SH SOLE 1 78800 0 0 RUBICON TECHNOLOGY INC COMMON 78112T107 2962 130550 SH SOLE 1 130550 0 0 SALESFORCE COM INC COMMON 79466L302 2482 22200 SH SOLE 1 22200 0 0 SASOL LTD - ADR DEP REC 803866300 3036 67775 SH SOLE 1 67775 0 0 SBA COMMUNICATIONS CORP COMMON 78388J106 4829 119835 SH SOLE 1 119835 0 0 SCHLUMBERGER LTD COMMON 806857108 24609 399430 SH SOLE 1 399430 0 0 SCOTTS MIRACLE GRO CO COMMON 810186106 4399 85040 SH SOLE 1 85040 0 0 SEADRILL LIMITED COMMON G7945E105 1913 66000 SH SOLE 1 66000 0 0 SEAGATE TECHNOLOGY COMMON G7945M107 7741 657375 SH SOLE 1 657375 0 0 SIEMENS A G - ADR DEP REC 826197501 580 5500 SH SOLE 1 5500 0 0 SILICON LABORATORIES IN COMMON 826919102 2664 72678 SH SOLE 1 72678 0 0 SKYWORKS SOLUTIONS INC COMMON 83088M102 8200 396725 SH SOLE 1 396725 0 0 SNAP ON INC COMMON 833034101 12110 260380 SH SOLE 1 260380 0 0 SOLERA HOLDINGS INC COMMON 83421A104 5817 131725 SH SOLE 1 131725 0 0 SONY CORP ADR DEP REC 835699307 303 9800 SH SOLE 1 9800 0 0 SOUTHERN CO COMMON 842587107 12 325 SH SOLE 1 325 0 0 SOUTHERN COPPER CORP COMMON 84265V105 2163 61600 SH SOLE 1 61600 0 0 SOUTHWESTERN ENERGY CO COMMON 845467109 19075 570414 SH SOLE 1 570414 0 0 SPX CORP COMMON 784635104 2227 35200 SH SOLE 1 35200 0 0 ST JUDE MEDICAL INC COMMON 790849103 6418 163135 SH SOLE 1 163135 0 0 STATE AUTO FINL CORP COMMON 855707105 709 46600 SH SOLE 1 46600 0 0 STERICYCLE INC COMMON 858912108 3194 45975 SH SOLE 1 45975 0 0 STIFEL FINL CORP COMMON 860630102 3284 70940 SH SOLE 1 70940 0 0 STRAYER ED INC COMMON 863236105 593 3400 SH SOLE 1 3400 0 0 STRYKER CORP COMMON 863667101 370 7400 SH SOLE 1 7400 0 0 SUNCOR ENERGY INC COMMON 867224107 8595 264050 SH SOLE 1 264050 0 0 SURMODICS INC COMMON 868873100 154 12900 SH SOLE 1 12900 0 0 SYNAPTICS INC COMMON 87157D109 6567 233355 SH SOLE 1 233355 0 0 SYNTEL INC COMMON 87162H103 5712 128352 SH SOLE 1 128352 0 0 TAIWAN SEMICONDUCTOR AD DEP REC 874039100 1905 187824 SH SOLE 1 187824 0 0 TALISMAN ENERGY INC COMMON 87425E103 98 5600 SH SOLE 1 5600 0 0 TARGET CORP COMMON 87612E106 46301 866414 SH SOLE 1 866414 0 0 TCF FINANCIAL CORP COMMON 872275102 9336 576650 SH SOLE 1 576650 0 0 TECHNE CORP COMMON 878377100 3350 54270 SH SOLE 1 54270 0 0 TELEFLEX INC COMMON 879369106 2127 37455 SH SOLE 1 37455 0 0 TELEFONICA SA ADR DEP REC 879382208 3396 45800 SH SOLE 1 45800 0 0 TENARIS S A ADR DEP REC 88031M109 663 17250 SH SOLE 1 17250 0 0 TEVA PHARMACEUTICAL IND DEP REC 881624209 4695 89000 SH SOLE 1 89000 0 0 THE TRAVELERS COMPANIES COMMON 89417E109 12810 245875 SH SOLE 1 245875 0 0 THERMO FISHER SCIENTIFI COMMON 883556102 16658 347910 SH SOLE 1 347910 0 0 THOMAS & BETTS CORP COMMON 884315102 1895 46190 SH SOLE 1 46190 0 0 THORATEC CORP COMMON 885175307 5206 140775 SH SOLE 1 140775 0 0 TJX COS INC COMMON 872540109 11133 249450 SH SOLE 1 249450 0 0 TORTOISE ENERGY CAP COR COMMON 89147U100 1535 59366 SH SOLE 1 59366 0 0 TOTAL S A ADR DEP REC 89151E109 4128 80000 SH SOLE 1 80000 0 0 TRIMBLE NAVIGATION LTD COMMON 896239100 7223 206126 SH SOLE 1 206126 0 0 TRUE RELIGION APPAREL I COMMON 89784N104 4142 194075 SH SOLE 1 194075 0 0 TUPPERWARE BRANDS CORP COMMON 899896104 11250 245840 SH SOLE 1 245840 0 0 TW TELECOM INC COMMON 87311L104 4717 254000 SH SOLE 1 254000 0 0 TYCO ELECTRONICS LTD COMMON H8912P106 1753 60000 SH SOLE 1 60000 0 0 U S BANCORP COM NEW 902973304 4763 220300 SH SOLE 1 220300 0 0 UGI CORP NEW COMMON 902681105 3201 111890 SH SOLE 1 111890 0 0 ULTA SALON COSMETICS & COMMON 90384S303 8541 292485 SH SOLE 1 292485 0 0 ULTIMATE SOFTWARE GROUP COMMON 90385D107 5116 132400 SH SOLE 1 132400 0 0 ULTRA PETROLEUM CORP COMMON 903914109 13838 329635 SH SOLE 1 329635 0 0 UNION PAC CORP COMMON 907818108 19483 238175 SH SOLE 1 238175 0 0 UNITED PARCEL SERVICE I CL B 911312106 10871 163009 SH SOLE 1 163009 0 0 UNITED TECHNOLOGIES COR COMMON 913017109 26394 370545 SH SOLE 1 370545 0 0 UNITED THERAPEUTICS COR COMMON 91307C102 3008 53700 SH SOLE 1 53700 0 0 URS CORP COMMON 903236107 4123 108550 SH SOLE 1 108550 0 0 V F CORP COMMON 918204108 154 1900 SH SOLE 1 1900 0 0 VALE SA ADR DEP REC 91912E105 4631 148100 SH SOLE 1 148100 0 0 VALERO ENERGY CORP COMMON 91913Y100 26 1500 SH SOLE 1 1500 0 0 VARIAN MED SYS INC COMMON 92220P105 9046 149515 SH SOLE 1 149515 0 0 VARIAN SEMICONDUCTOR EQ COMMON 922207105 2745 95389 SH SOLE 1 95389 0 0 VEECO INSTRS INC DEL COMMON 922417100 14798 424385 SH SOLE 1 424385 0 0 VEOLIA ENVIRONNEMENT AD DEP REC 92334N103 643 24375 SH SOLE 1 24375 0 0 VERIFONE HLDGS INC COMMON 92342Y109 2744 88310 SH SOLE 1 88310 0 0 VERIZON COMMUNICATIONS COMMON 92343V104 27713 850350 SH SOLE 1 850350 0 0 VISA INC COMMON 92826C839 22176 298625 SH SOLE 1 298625 0 0 VIVO PARTICIPACOES ADR DEP REC 92855S200 1394 51300 SH SOLE 1 51300 0 0 VMWARE INC COMMON 928563402 4389 51675 SH SOLE 1 51675 0 0 VODAFONE GROUP ADR DEP REC 92857W209 91 3687 SH SOLE 1 3687 0 0 VOLCANO CORPORATION COMMON 928645100 3849 148155 SH SOLE 1 148155 0 0 VOLTERRA SEMICONDUCTOR COMMON 928708106 3864 179565 SH SOLE 1 179565 0 0 WABTEC CORP COMMON 929740108 2854 59710 SH SOLE 1 59710 0 0 WAL MART STORES INC COMMON 931142103 26561 496275 SH SOLE 1 496275 0 0 WALTER ENERGY INC COMMON 93317Q105 805 9900 SH SOLE 1 9900 0 0 WELLS FARGO & CO COMMON 949746101 14968 595985 SH SOLE 1 595985 0 0 WESTPAC BKG CORP-ADR DEP REC 961214301 741 6600 SH SOLE 1 6600 0 0 WISCONSIN ENERGY CORP COMMON 976657106 11900 205875 SH SOLE 1 205875 0 0 WOODWARD GOVERNOR CO COMMON 980745103 2832 87355 SH SOLE 1 87355 0 0 X5 RETAIL GROUP NV COMMON B07T3T9 1136 28400 SH SOLE 1 28400 0 0 ZIMMER HLDGS INC COMMON 98956P102 251 4800 SH SOLE 1 4800 0 0 ALLIANCEBERNSTEIN INC F COMMON 01881E101 8809 1051214 SH SOLE 1 0 1051214 0 AMERICAN INCOME FUND MR COMMON 02672T109 11234 1249648 SH SOLE 1 0 1249648 0 AMERICAN MUN INCOME POR COMMON 027649102 1727 114400 SH SOLE 1 0 114400 0 AMERICAN SELECT PORT SL COMMON 029570108 31735 2662315 SH SOLE 1 0 2662315 0 AMERICAN STRAT INC 1 AS COMMON 030098107 18656 1426322 SH SOLE 1 0 1426322 0 AMERICAN STRAT INC 2 BS COMMON 030099105 58280 5793270 SH SOLE 1 0 5793270 0 AMERICAN STRAT INC 3 CS COMMON 03009T101 26839 3285070 SH SOLE 1 0 3285070 0 BLACKROCK CALIF MUN INC COMMON 09248E102 323 21726 SH SOLE 1 0 21726 0 BLACKROCK CORE BD TR BH COMMON 09249E101 8244 597363 SH SOLE 1 0 597363 0 BLACKROCK CREDIT ALL IN COMMON 092508100 6218 473608 SH SOLE 1 0 473608 0 BLACKROCK CREDIT ALLOC COMMON 09249V103 6063 538934 SH SOLE 1 0 538934 0 BLACKROCK ENHANCED GOVT COMMON 09255K108 218 13080 SH SOLE 1 0 13080 0 BLACKROCK HIGH INCOME S COMMON 09250E107 1485 700559 SH SOLE 1 0 700559 0 BLACKROCK INCOME OPP BN COMMON 092475102 8607 826795 SH SOLE 1 0 826795 0 BLACKROCK INCOME TR BKT COMMON 09247F100 3279 469750 SH SOLE 1 0 469750 0 BLACKROCK LT MUNI ADVNT COMMON 09250B103 5987 514817 SH SOLE 1 0 514817 0 BLACKROCK MUNI BD TR BB COMMON 09249H104 540 34000 SH SOLE 1 0 34000 0 BLACKROCK MUNI HLD QLTY COMMON 09254P108 3751 256565 SH SOLE 1 0 256565 0 BLACKROCK MUNI INC TR I COMMON 09249N101 685 45200 SH SOLE 1 0 45200 0 BLACKROCK MUNI N Y INTE COMMON 09255F109 205 14600 SH SOLE 1 0 14600 0 BLACKROCK MUNI QLTY FD COMMON 09254E103 2052 144800 SH SOLE 1 0 144800 0 BLACKROCK MUNI YLD MI Q COMMON 09254V105 2010 135179 SH SOLE 1 0 135179 0 BLACKROCK MUNIHLD NY IN COMMON 09255C106 173 11300 SH SOLE 1 0 11300 0 BLACKROCK MUNIHLDGS FD COMMON 09253P109 244 15411 SH SOLE 1 0 15411 0 BLACKROCK MUNIHLDGS INS COMMON 09254C107 860 59500 SH SOLE 1 0 59500 0 BLACKROCK MUNIYIELD NY COMMON 09255E102 82 5900 SH SOLE 1 0 5900 0 BLACKROCK MUNIYIELD PA COMMON 09255G107 836 54700 SH SOLE 1 0 54700 0 BLACKROCK MUNIYLD FL FD COMMON 09254R104 2208 147500 SH SOLE 1 0 147500 0 BLACKROCK MUNIYLD FLA M COMMON 09254T100 312 21837 SH SOLE 1 0 21837 0 BLACKROCK MUNIYLD MI QL COMMON 09254W103 2084 153600 SH SOLE 1 0 153600 0 BLACKROCK MUNIYLD QUAL COMMON 09254G108 377 28100 SH SOLE 1 0 28100 0 BLACKROCK PFD & CORP IN COMMON 09255J101 3061 313298 SH SOLE 1 0 313298 0 BLACKROCK PFD INCM STRA COMMON 09255H105 5680 543062 SH SOLE 1 0 543062 0 CREDIT SUISSE HIGH YLD COMMON 22544F111 148 2156800 SH SOLE 1 0 2156800 0 DREYFUS HI YLD STRAT D COMMON 26200S101 12 2600 SH SOLE 1 0 2600 0 DREYFUS STRATEGIC MUN B COMMON 26202F107 485 55628 SH SOLE 1 0 55628 0 DWS HIGH INCOME TR KHI COMMON 23337C208 899 88922 SH SOLE 1 0 88922 0 DWS MUN INCOME TR KTF COMMON 23338M106 8328 624300 SH SOLE 1 0 624300 0 DWS STRATEGIC MUN INC T COMMON 23338T101 360 26000 SH SOLE 1 0 26000 0 EATON VANCE CA MUN BD E COMMON 27828A100 13 1000 SH SOLE 1 0 1000 0 EATON VANCE CA MUNI II COMMON 27828C106 1083 81700 SH SOLE 1 0 81700 0 EATON VANCE CA MUNI INC COMMON 27826F101 211 15900 SH SOLE 1 0 15900 0 EATON VANCE LTD DUR INC COMMON 27828H105 4052 246787 SH SOLE 1 0 246787 0 EATON VANCE MI MUNI INC COMMON 27826D106 309 23600 SH SOLE 1 0 23600 0 EATON VANCE MI MUNI MIW COMMON 27828M104 16 1100 SH SOLE 1 0 1100 0 EATON VANCE MUNI INCOME COMMON 27826U108 626 48349 SH SOLE 1 0 48349 0 EATON VANCE NJ MUNI INC COMMON 27826V106 66 4500 SH SOLE 1 0 4500 0 EATON VANCE SH TM DR DI COMMON 27828V104 3152 180193 SH SOLE 1 0 180193 0 FEDERATED PREM MUN INC COMMON 31423P108 312 20100 SH SOLE 1 0 20100 0 FIRST AMERN MN MUN INC COMMON 31849P104 665 43192 SH SOLE 1 0 43192 0 FIRST TR FOUR CRNRS SR COMMON 33733Q107 2893 211622 SH SOLE 1 0 211622 0 FIRST TRUST SR FLT RT F COMMON 33733U108 1779 135300 SH SOLE 1 0 135300 0 FIRST TRUST/FIDAC MTG F COMMON 33734E103 12256 563474 SH SOLE 1 0 563474 0 FLAH & CRUM PFD FFC COMMON 338478100 1016 60200 SH SOLE 1 0 60200 0 FLAH & CRUM TOT RET FLC COMMON 338479108 179 10000 SH SOLE 1 0 10000 0 FORT DEARBORN INCOME FD COMMON 347200107 1042 64500 SH SOLE 1 0 64500 0 FRANKLIN TEMPLETON LTD COMMON 35472T101 8092 606129 SH SOLE 1 0 606129 0 HARTFORD INCOME SHS FD COMMON 416537108 5038 845243 SH SOLE 1 0 845243 0 HELIOS HIGH YIELD FD HH COMMON 42328Q109 1000 110000 SH SOLE 1 0 110000 0 HELIOS STRATEGIC MTG HS COMMON 42327M109 8630 1365574 SH SOLE 1 0 1365574 0 HELIOS TOTAL RETURN FD COMMON 42327V109 16232 2798679 SH SOLE 1 0 2798679 0 INVESCO MUNI INC OPP TR COMMON 46132X101 138 20000 SH SOLE 1 0 20000 0 INVESCO MUNI PREM INC P COMMON 46133E102 1135 128815 SH SOLE 1 0 128815 0 INVESCO QUAL MUN INVT I COMMON 46133H105 2314 160665 SH SOLE 1 0 160665 0 INVESCO QUAL MUNI INC I COMMON 46133G107 3175 226781 SH SOLE 1 0 226781 0 INVESCO VAN KAMPEN AD V COMMON 46132E103 3765 293200 SH SOLE 1 0 293200 0 INVESCO VAN KAMPEN OH V COMMON 46131K100 137 8700 SH SOLE 1 0 8700 0 INVESCO VAN KAMPEN PA V COMMON 46132K109 2929 202395 SH SOLE 1 0 202395 0 INVESCO VAN KAMPEN SL V COMMON 46132G108 1486 117000 SH SOLE 1 0 117000 0 INVESCO VAN KAMPEN TR V COMMON 46131M106 2597 172463 SH SOLE 1 0 172463 0 INVESCO VAN KAMPEN TR V COMMON 46131R105 520 30400 SH SOLE 1 0 30400 0 INVESCO VAN KAMPEN TR V COMMON 46131T101 2426 155500 SH SOLE 1 0 155500 0 JOHN HANCOCK INC SECS T COMMON 410123103 9593 637393 SH SOLE 1 0 637393 0 JOHN HANCOCK PFD INC FD COMMON 41013W108 2393 118178 SH SOLE 1 0 118178 0 JOHN HANCOCK PFD INC II COMMON 41013X106 1767 88300 SH SOLE 1 0 88300 0 JOHN HANCOCK PFD INC II COMMON 41021P103 1794 102700 SH SOLE 1 0 102700 0 MANAGED DURATION INVT G COMMON 56165R103 2031 133082 SH SOLE 1 0 133082 0 MFS CHARTER INCOME TR M COMMON 552727109 502 51300 SH SOLE 1 0 51300 0 MFS HIGH INCOME MUN TR COMMON 59318D104 829 159400 SH SOLE 1 0 159400 0 MFS INTERMEDIATE HIGH I COMMON 59318T109 896 301712 SH SOLE 1 0 301712 0 MFS MULTIMKT INC TR MM COMMON 552737108 1829 262805 SH SOLE 1 0 262805 0 MINNESOTA MUN INC PT M COMMON 604062109 1845 116800 SH SOLE 1 0 116800 0 MONTGOMERY ST INCOME MT COMMON 614115103 16128 987636 SH SOLE 1 0 987636 0 MORGAN STANLEY INC ICB COMMON 61745P874 164 9193 SH SOLE 1 0 9193 0 NEUBERGER BERMAN INT N COMMON 64124P101 678 44932 SH SOLE 1 0 44932 0 NEW AMER HIGH INCOME FD COMMON 641876800 355 35038 SH SOLE 1 0 35038 0 NUVEEN BUILD AMER BD FD COMMON 67074C103 103 5000 SH SOLE 1 0 5000 0 NUVEEN CA INV QUAL MUNI COMMON 67062A101 1040 72803 SH SOLE 1 0 72803 0 NUVEEN CAL MUNI MKT OPP COMMON 67062U107 662 46121 SH SOLE 1 0 46121 0 NUVEEN CALIF PERF PLUS COMMON 67062Q106 1331 93800 SH SOLE 1 0 93800 0 NUVEEN CALIF QUALITY IN COMMON 670985100 282 18555 SH SOLE 1 0 18555 0 NUVEEN DIV ADV MUNI FD COMMON 67070X101 652 44100 SH SOLE 1 0 44100 0 NUVEEN DIVD ADV MUNI FD COMMON 67066V101 1023 69200 SH SOLE 1 0 69200 0 NUVEEN INSD DIVID ADV N COMMON 67071L106 310 20500 SH SOLE 1 0 20500 0 NUVEEN INSD NY DIV NKO COMMON 67071N102 109 7400 SH SOLE 1 0 7400 0 NUVEEN MASS PREM INC MU COMMON 67061E104 74 4800 SH SOLE 1 0 4800 0 NUVEEN MICH PREM INC MU COMMON 67101Q109 596 42300 SH SOLE 1 0 42300 0 NUVEEN MTG OPPTY TERM F COMMON 67074R100 1574 64900 SH SOLE 1 0 64900 0 NUVEEN MUN ADVANTAGE FD COMMON 67062H106 1347 88000 SH SOLE 1 0 88000 0 NUVEEN NEW JERSEY DIV A COMMON 67069Y102 186 12600 SH SOLE 1 0 12600 0 NUVEEN NJ INVT QUAL MUN COMMON 670971100 386 26200 SH SOLE 1 0 26200 0 NUVEEN NY PERF PLUS MUN COMMON 67062R104 109 7000 SH SOLE 1 0 7000 0 NUVEEN PA DVD ADV MUNI COMMON 67071W102 152 10100 SH SOLE 1 0 10100 0 NUVEEN PA INV QLTY MUNI COMMON 670972108 715 48500 SH SOLE 1 0 48500 0 NUVEEN PREM INCOME MUN COMMON 67063W102 5115 341921 SH SOLE 1 0 341921 0 NUVEEN PREMIER MUNI INC COMMON 670988104 710 48600 SH SOLE 1 0 48600 0 NUVEEN QUALITY PFD II J COMMON 67072C105 3396 394392 SH SOLE 1 0 394392 0 NUVEEN QUALITY PFD INC COMMON 67072W101 4418 521221 SH SOLE 1 0 521221 0 NUVEEN QUALITY PFD INCO COMMON 67071S101 2943 363800 SH SOLE 1 0 363800 0 PIMCO CA MUNI INC PCQ COMMON 72200N106 314 22000 SH SOLE 1 0 22000 0 PIMCO CALIFORNIA MUNI I COMMON 72200M108 466 47600 SH SOLE 1 0 47600 0 PIMCO INCOME OPTY FD PK COMMON 72202B100 2219 83848 SH SOLE 1 0 83848 0 PIMCO INCOME STRATEGY F COMMON 72201H108 2070 173554 SH SOLE 1 0 173554 0 PIMCO MUN INCOME FD III COMMON 72201A103 185 16200 SH SOLE 1 0 16200 0 PIMCO NY MUNI INC III P COMMON 72201E105 49 5000 SH SOLE 1 0 5000 0 PIMCO STRAT GBL GOV FD COMMON 72200X104 372 35454 SH SOLE 1 0 35454 0 PUTNAM MASTER INT INC T COMMON 746909100 8636 1375112 SH SOLE 1 0 1375112 0 PUTNAM MUNI OPP TR PMO COMMON 746922103 5296 432331 SH SOLE 1 0 432331 0 PUTNAM PREMIER INC PPT COMMON 746853100 14025 2068599 SH SOLE 1 0 2068599 0 RIVUS BD FD COM BDF COMMON 769667106 14479 780985 SH SOLE 1 0 780985 0 TRANSAMERICA INC SHR TA COMMON 893506105 4905 215737 SH SOLE 1 0 215737 0 WA/CLAY US TREAS INFL W COMMON 95766R104 1922 152300 SH SOLE 1 0 152300 0 WELLS FARGO ADV MULTI S COMMON 94987D101 11343 706728 SH SOLE 1 0 706728 0 WESTERN ASSET GLOBAL HI COMMON 95766B109 6688 525800 SH SOLE 1 0 525800 0 WESTERN ASSET INFL MGMT COMMON 95766U107 5152 301207 SH SOLE 1 0 301207 0 WESTERN ASSET INTM MUNI COMMON 958435109 220 22700 SH SOLE 1 0 22700 0 WESTERN ASSET MTG DEF O COMMON 95790B109 495 23300 SH SOLE 1 0 23300 0 WESTERN ASSET VARIABLE COMMON 957667108 19687 1239359 SH SOLE 1 0 1239359 0 WESTERN ASST MNG MUN FD COMMON 95766M105 288 22000 SH SOLE 1 0 22000 0 WESTERN ASST MUNI PART COMMON 95766P108 716 48606 SH SOLE 1 0 48606 0
EX-1 3 sumpg93010.txt FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 485 Form 13F Information Table Value Total: $2,912,880 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all Institutional investment managers with respect to which this report is files, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1. 28-4373 Sit Investment Fixed Income Advisors, Inc. -----END PRIVACY-ENHANCED MESSAGE-----