-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BcPLmy0zWl6zZ21mcXge22UkXWvDZWd+2afMqGbnBiotxcYHUtbzdHJMMRjh/WmI JDkJ5rcFveDS0WsdWVLJDw== 0001172661-10-000568.txt : 20101103 0001172661-10-000568.hdr.sgml : 20101103 20101103163428 ACCESSION NUMBER: 0001172661-10-000568 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20101103 DATE AS OF CHANGE: 20101103 EFFECTIVENESS DATE: 20101103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Homrich & Berg CENTRAL INDEX KEY: 0001504744 IRS NUMBER: 581862413 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14008 FILM NUMBER: 101161840 BUSINESS ADDRESS: STREET 1: 3060 PEACHTREE ROAD STREET 2: SUITE 830 CITY: ATLANTA STATE: GA ZIP: 30305 BUSINESS PHONE: 404-264-1400 MAIL ADDRESS: STREET 1: 3060 PEACHTREE ROAD STREET 2: SUITE 830 CITY: ATLANTA STATE: GA ZIP: 30305 13F-HR 1 hom1q10.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Homrich & Berg Address: 3060 Peachtree Road Suite 830 Atlanta, Georgia 30305 13F File Number: 28-14008 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Christopher Casdia Title: Compliance & Operations Manager Phone: (404) 264-1400 Signature, Place, and Date of Signing: /s/ Christopher Casdia Atlanta, GA/USA November 03, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 81 Form13F Information Table Value Total: $254,371 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 1 800 FLOWERS COM CL A 68243q106 41 16500 SH Sole 0 0 16500 3M CO COM 88579y101 237 2836 SH Sole 0 0 2836 AIRTRAN HLDGS INC COM 00949p108 143 28227 SH Sole 0 0 28227 AMGEN INC COM 031162100 281 4690 SH Sole 0 0 4690 AMICAS INC COM 001712108 88 14636 SH Sole 0 0 14636 AMR CORP COM 001765106 118 13000 SH Sole 0 0 13000 APPLE INC COM 037833100 355 1510 SH Sole 0 0 1510 AT&T INC COM 00206r102 12876 498286 SH Sole 0 0 498286 BANK OF AMERICA CORPORATION COM 060505104 209 11695 SH Sole 0 0 11695 BEBE STORES INC COM 075571109 356 40000 SH CALL Sole 0 0 40000 BEBE STORES INC COM 075571109 45 5000 SH Sole 0 0 5000 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 840 10335 SH Sole 0 0 10335 BERKSHIRE HATHAWAY INC DEL CL A 084670108 609 5 SH Sole 0 0 5 BORGWARNER INC COM 099724106 359 9391 SH Sole 0 0 9391 BP PLC SPONSORED ADR 055622104 642 11248 SH Sole 0 0 11248 BRISTOL MYERS SQUIBB CO COM 110122108 245 9183 SH Sole 0 0 9183 CHEVRON CORP NEW COM 166764100 633 8353 SH Sole 0 0 8353 CISCO SYS INC COM 17275r102 497 19093 SH Sole 0 0 19093 CITIGROUP INC COM 172967101 157 38721 SH Sole 0 0 38721 COCA COLA CO COM 191216100 4617 83951 SH Sole 0 0 83951 COMPUTER SCIENCES CORP COM 205363104 272 5000 SH Sole 0 0 5000 CRACKER BARREL OLD CTRY STOR COM 22410j106 209 4500 SH Sole 0 0 4500 DISNEY WALT CO COM DISNEY 254687106 1158 33182 SH Sole 0 0 33182 DOW CHEM CO COM 260543103 282 9530 SH Sole 0 0 9530 DU PONT E I DE NEMOURS & CO COM 263534109 211 5658 SH Sole 0 0 5658 EDGEWATER TECHNOLOGY INC COM 280358102 492 153602 SH Sole 0 0 153602 EQUIFAX INC COM 294429105 1857 51873 SH Sole 0 0 51873 EXXON MOBIL CORP COM 30231g102 2104 31410 SH Sole 0 0 31410 FIDELITY NATL INFORMATION SV COM 31620m106 219 9324 SH Sole 0 0 9324 FLOWERS FOODS INC COM 343498101 394 15943 SH Sole 0 0 15943 GENERAL ELECTRIC CO COM 369604103 1030 56608 SH Sole 0 0 56608 GOLDMAN SACHS GROUP INC COM 38141g104 250 1463 SH Sole 0 0 1463 HOME DEPOT INC COM 437076102 13776 425847 SH Sole 0 0 425847 INTEL CORP COM 458140100 369 16540 SH Sole 0 0 16540 INTERNATIONAL BUSINESS MACHS COM 459200101 930 7252 SH Sole 0 0 7252 ISHARES INC MSCI PAC J IDX 464286665 397 9227 SH Sole 0 0 9227 ISHARES INC MSCI EMU INDEX 464286608 330 9189 SH Sole 0 0 9189 ISHARES INC MSCI JAPAN 464286848 384 36816 SH Sole 0 0 36816 ISHARES TR MSCI GRW IDX 464288885 364 6422 SH Sole 0 0 6422 ISHARES TR INDEX S&P MC 400 GRW 464287606 9772 115185 SH Sole 0 0 115185 ISHARES TR INDEX S&P EURO PLUS 464287861 816 21295 SH Sole 0 0 21295 ISHARES TR INDEX MSCI EAFE IDX 464287465 1451 25912 SH Sole 0 0 25912 ISHARES TR INDEX RUSSELL1000VAL 464287598 2786 45627 SH Sole 0 0 45627 ISHARES TR INDEX RUSL 2000 GROW 464287648 343 4685 SH Sole 0 0 4685 ISHARES TR INDEX RUSSELL MCP GR 464287481 1302 26844 SH Sole 0 0 26844 ISHARES TR INDEX S&P500 GRW 464287309 36526 609590 SH Sole 0 0 609590 ISHARES TR INDEX MSCI EMERG MKT 464287234 790 18742 SH Sole 0 0 18742 ISHARES TR INDEX DJ SEL DIV INX 464287168 339 7357 SH Sole 0 0 7357 ISHARES TR INDEX FTSE XNHUA IDX 464287184 269 6383 SH Sole 0 0 6383 ISHARES TR INDEX RUSSELL1000GRW 464287614 3230 62175 SH Sole 0 0 62175 ISHARES TR INDEX S&P 500 VALUE 464287408 34110 604131 SH Sole 0 0 604131 JOHNSON & JOHNSON COM 478160104 1627 24951 SH Sole 0 0 24951 K SEA TRANSN PARTNERS LP COM 48268y101 1031 114985 SH Sole 0 0 114985 LIFEPOINT HOSPITALS INC COM 53219l109 729 19798 SH Sole 0 0 19798 LILLY ELI & CO COM 532457108 200 5524 SH Sole 0 0 5524 MCDONALDS CORP COM 580135101 249 3728 SH Sole 0 0 3728 MEDTRONIC INC COM 585055106 202 4491 SH Sole 0 0 4491 MERCK & CO INC NEW COM 58933y105 421 11263 SH Sole 0 0 11263 MICROSOFT CORP COM 594918104 639 21828 SH Sole 0 0 21828 PEPSICO INC COM 713448108 471 7122 SH Sole 0 0 7122 PFIZER INC COM 717081103 415 24175 SH Sole 0 0 24175 PROCTER & GAMBLE CO COM 742718109 1866 29489 SH Sole 0 0 29489 REGIONS FINANCIAL CORP NEW COM 7591ep100 496 63245 SH Sole 0 0 63245 REX ENERGY CORPORATION COM 761565100 225 19727 SH Sole 0 0 19727 SONUS NETWORKS INC COM 835916107 263 100000 SH Sole 0 0 100000 SOUTHERN CO COM 842587107 474 14304 SH Sole 0 0 14304 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462f103 994 8498 SH Sole 0 0 8498 SYNOVUS FINL CORP COM 87161c105 54 16523 SH Sole 0 0 16523 TRI VY CORP COM 895735108 40 20000 SH Sole 0 0 20000 UNITED PARCEL SERVICE INC CL B 911312106 228 3537 SH Sole 0 0 3537 US BANCORP DEL COM NEW 902973304 360 13894 SH Sole 0 0 13894 VANGUARD INDEX FDS STK MRK ETF 922908769 56336 945390 SH Sole 0 0 945390 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 10288 231508 SH Sole 0 0 231508 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 568 13465 SH Sole 0 0 13465 VANGUARD INTL EQUITY INDEX F EURPEAN ETF 922042874 271 5630 SH Sole 0 0 5630 VANGUARD INTL EQUITY INDEX F PACIFIC ETF 922042866 225 4119 SH Sole 0 0 4119 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 28646 586661 SH Sole 0 0 586661 VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 5678 164007 SH Sole 0 0 164007 VERIZON COMMUNICATIONS INC COM 92343v104 773 24914 SH Sole 0 0 24914 WAL MART STORES INC COM 931142103 223 4017 SH Sole 0 0 4017 WATSON PHARMACEUTICALS INC COM 942683103 269 6439 SH Sole 0 0 6439
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