-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DUGX6FunkkGhuzFDQ8mgVpki1epySnJiCwc6LXf7bve+LO/MEC6E3nTXRIWfX5Rr bBVUOEhGG6C4/HweUyPVZQ== 0000902664-10-003194.txt : 20100816 0000902664-10-003194.hdr.sgml : 20100816 20100816104835 ACCESSION NUMBER: 0000902664-10-003194 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100816 DATE AS OF CHANGE: 20100816 EFFECTIVENESS DATE: 20100816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Polar Securities Inc. CENTRAL INDEX KEY: 0001326389 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12489 FILM NUMBER: 101017653 BUSINESS ADDRESS: STREET 1: 372 BAY STREET STREET 2: 21ST FLOOR CITY: TORONTO STATE: A6 ZIP: M5H 2W9 BUSINESS PHONE: 416-367-4364 MAIL ADDRESS: STREET 1: 372 BAY STREET STREET 2: 21ST FLOOR CITY: TORONTO STATE: A6 ZIP: M5H 2W9 13F-HR 1 p10-1523form13fhr.txt POLAR SECURITIES INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 ------------------------ Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Polar Securities Inc. -------------------------------------------------- Address: 372 Bay Street, 21st Floor -------------------------------------------------- Toronto, Ontario M5H 2N9 -------------------------------------------------- Canada -------------------------------------------------- Form 13F File Number: 028-12489 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Robyn Schultz -------------------------------------------------- Title: Chief Compliance Officer -------------------------------------------------- Phone: 416-369-4453 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Robyn Schultz Toronto, Ontario Canada 8/16/10 ------------------------ ------------------------------ ---------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) 2 Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 152 ------------- Form 13F Information Table Value Total: $927,416 ------------- (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE 3
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------ -------------------------- -------- ---------------- --------- -------- ----------------------- ACXIOM CORP COM 005125109 12,773 869,500 SH SOLE 869,500 AEROVIRONMENT INC COM 008073108 5,185 238,600 SH SOLE 238,600 AGILENT TECHNOLOGIES INC COM 00846U101 426 15,000 SH PUT SOLE 15,000 AKAMAI TECHNOLOGIES INC COM 00971T101 1,412 34,800 SH PUT SOLE 34,800 ALBERTO CULVER CO NEW COM 013078100 8,192 302,396 SH SOLE 302,396 ALCOA INC NOTE 5.250% 3/1 013817AT8 11,887 7,000,000 PRN SOLE 7,000,000 ALLIANT TECHSYSTEMS INC COM 018804104 1,552 25,000 SH PUT SOLE 25,000 ALLIANT TECHSYSTEMS INC NOTE 3.000% 8/1 018804AK0 7,950 8,000,000 PRN SOLE 8,000,000 ART TECHNOLOGY GROUP INC COM 04289L107 5,099 1,490,820 SH SOLE 1,490,820 BANK MONTREAL QUE COM 063671101 1,585 29,200 SH PUT SOLE 29,200 BANK MONTREAL QUE COM 063671101 1,086 20,000 SH CALL SOLE 20,000 BANK NOVA SCOTIA HALIFAX COM 064149107 1,611 35,000 SH PUT SOLE 35,000 BANK NOVA SCOTIA HALIFAX COM 064149107 1,381 30,000 SH CALL SOLE 30,000 BANK OF AMERICA CORPORATION COM 060505104 359 25,000 SH CALL SOLE 25,000 BARRICK GOLD CORP COM 067901108 8,746 192,600 SH SOLE 192,600 BCE INC COM NEW 05534B760 3,805 130,000 SH PUT SOLE 130,000 BEACON ROOFING SUPPLY INC COM 073685109 5,478 304,000 SH SOLE 304,000 BED BATH & BEYOND INC COM 075896100 4,827 130,171 SH SOLE 130,171 BIG LOTS INC COM 089302103 6,238 194,400 SH SOLE 194,400 BLACKROCK INC DBCV 2.625% 2/1 09247XAB7 3,645 2,500,000 PRN SOLE 2,500,000 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 8,984 161,400 SH SOLE 161,400 CANADIAN NATL RY CO COM 136375102 1,693 29,500 SH PUT SOLE 29,500 CDN IMPERIAL BK OF COMMERCE COM 136069101 1,307 21,000 SH PUT SOLE 21,000 CELESTICA INC SUB VTG SHS 15101Q108 30,330 3,580,639 SH SOLE 3,580,639 CENTRAL FD CDA LTD CL A 153501101 5,220 346,380 SH SOLE 346,380 CENTRAL GOLDTRUST TR UNIT 153546106 2,572 53,200 SH SOLE 53,200 CEPHALON INC NOTE 2.000% 6/0 156708AP4 14,210 11,000,000 PRN SOLE 11,000,000 CHEESECAKE FACTORY INC COM 163072101 7,600 341,400 SH SOLE 341,400 CIMAREX ENERGY CO COM 171798101 1,790 25,000 SH PUT SOLE 25,000 CITIGROUP INC COM 172967101 79 21,000 SH CALL SOLE 21,000 CLARK HLDGS INC *W EXP 02/15/201 18145M117 1 11,300 SH SOLE 11,300 CLIFFS NATURAL RESOURCES INC COM 18683K101 1,886 40,000 SH CALL SOLE 40,000 COLLECTIVE BRANDS INC COM 19421W100 3,362 212,800 SH SOLE 212,800 COMMUNITY HEALTH SYS INC NEW COM 203668108 849 25,100 SH PUT SOLE 25,100 COMTECH TELECOMMUNICATIONS C COM NEW 205826209 4,196 140,200 SH SOLE 140,200 COTT CORP QUE COM 22163N106 2,799 480,928 SH SOLE 480,928 CROWN HOLDINGS INC COM 228368106 1,878 75,000 SH PUT SOLE 75,000 CROWN HOLDINGS INC COM 228368106 676 27,000 SH SOLE 27,000 DENTSPLY INTL INC NEW COM 249030107 6,344 212,100 SH SOLE 212,100 DOLBY LABORATORIES INC COM 25659T107 1,881 30,000 SH CALL SOLE 30,000 DOLBY LABORATORIES INC COM 25659T107 1,881 30,000 SH PUT SOLE 30,000 E M C CORP MASS NOTE 1.750%12/0 268648AM4 15,168 12,000,000 PRN SOLE 12,000,000 ELDORADO GOLD CORP NEW COM 284902103 239 13,301 SH SOLE 13,301 ENTEGRIS INC COM 29362U104 6,080 1,531,511 SH SOLE 1,531,511 EQUIFAX INC COM 294429105 10,190 363,136 SH SOLE 363,136 EXFO INC SUB VTG SHS 302046107 3,122 626,874 SH SOLE 626,874 FEI CO COM 30241L109 14,610 741,261 SH SOLE 741,261 FINISAR CORP NOTE 5.000%10/1 31787AAK7 794 500,000 PRN SOLE 500,000 FIRSTSERVICE CORP SUB VTG SH 33761N109 5,169 248,158 SH SOLE 248,158 FORD MTR CO DEL NOTE 4.250%11/1 345370CN8 14,903 12,000,000 PRN SOLE 12,000,000 FOSSIL INC COM 349882100 670 19,300 SH PUT SOLE 19,300 GERDAU AMERISTEEL CORP COM 37373P105 1,635 150,000 SH SOLE 150,000 GILDAN ACTIVEWEAR INC COM 375916103 14,994 523,363 SH SOLE 523,363 GOODRICH CORP COM 382388106 1,656 25,000 SH PUT SOLE 25,000 GRAN TIERRA ENERGY INC COM 38500T101 1,558 314,200 SH SOLE 314,200 GROUPE CGI INC CL A SUB VTG 39945C109 26,156 1,751,898 SH SOLE 1,751,898 GSI COMMERCE INC NOTE 2.500% 6/0 36238GAD4 5,677 5,028,000 PRN SOLE 5,028,000 HEARTLAND EXPRESS INC COM 422347104 6,127 421,946 SH SOLE 421,946 HERTZ GLOBAL HOLDINGS INC NOTE 5.250% 6/0 42805TAA3 10,666 8,000,000 PRN SOLE 8,000,000 HEWITT ASSOCS INC COM 42822Q100 13,447 390,218 SH SOLE 390,218 HUDSON HIGHLAND GROUP INC COM 443792106 3,922 891,297 SH SOLE 891,297 HUNT J B TRANS SVCS INC COM 445658107 10,696 327,400 SH SOLE 327,400 HURON CONSULTING GROUP INC COM 447462102 7,436 383,100 SH SOLE 383,100 IAC INTERACTIVECORP COM PAR $.001 44919P508 13,757 626,180 SH SOLE 626,180 ICON PUB LTD CO SPONSORED ADR 45103T107 7,266 251,500 SH SOLE 251,500 IESI BFC LTD COM 44951D108 7,707 383,261 SH SOLE 383,261 IGATE CORP COM 45169U105 3,850 300,326 SH SOLE 300,326 ILLINOIS TOOL WKS INC COM 452308109 12,669 306,900 SH SOLE 306,900 INTERMEC INC COM 458786100 8,528 832,009 SH SOLE 832,009 INTUIT COM 461202103 6,205 178,460 SH SOLE 178,460 INTUITIVE SURGICAL INC COM NEW 46120E602 473 1,500 SH PUT SOLE 1,500 IRON MTN INC COM 462846106 13,402 596,700 SH SOLE 596,700 ISHARES TR INDEX RUSSELL 2000 464287655 61,115 1,000,000 SH PUT SOLE 1,000,000 IVANHOE MINES LTD COM 46579N103 5,054 387,544 SH SOLE 387,544 JABIL CIRCUIT INC COM 466313103 7,396 556,100 SH SOLE 556,100 JDA SOFTWARE GROUP INC COM 46612K108 6,667 303,302 SH SOLE 303,302 JDS UNIPHASE CORP COM PAR $0.001 46612J507 5,618 570,900 SH SOLE 570,900 LAMAR ADVERTISING CO CL A 512815101 5,451 222,300 SH SOLE 222,300 LENNAR CORP CL A 526057104 6,648 477,900 SH SOLE 477,900 LIBERTY ACQUISITION HLDGS CO COM 53015Y107 8,479 853,914 SH SOLE 853,914 LIFE TECHNOLOGIES CORP COM 53217V109 11,926 252,400 SH SOLE 252,400 LIMITED BRANDS INC COM 532716107 6,557 297,100 SH SOLE 297,100 MADISON SQUARE GARDEN INC CL A 55826P100 2,379 120,964 SH SOLE 120,964 MANULIFE FINL CORP COM 56501R106 6,885 472,200 SH PUT SOLE 472,200 MANULIFE FINL CORP COM 56501R106 379 26,000 SH CALL SOLE 26,000 MCAFEE INC COM 579064106 9,840 320,300 SH SOLE 320,300 MDS INC COM 55269P302 3,041 360,767 SH SOLE 360,767 MICRON TECHNOLOGY INC NOTE 1.875% 6/0 595112AH6 8,824 10,000,000 PRN SOLE 10,000,000 MICROSEMI CORP COM 595137100 8,652 591,400 SH SOLE 591,400 MINDSPEED TECHNOLOGIES INC COM NEW 602682205 5,104 681,378 SH SOLE 681,378 MINEFINDERS LTD NOTE 4.500%12/1 602900AB8 2,099 2,100,000 PRN SOLE 2,100,000 MUELLER INDS INC COM 624756102 4,386 178,300 SH SOLE 178,300 MUELLER WTR PRODS INC COM SER A 624758108 2,126 572,989 SH SOLE 572,989 NASDAQ OMX GROUP INC COM 631103108 560 31,500 SH SOLE 31,500 NASDAQ OMX GROUP INC COM 631103108 889 50,000 SH PUT SOLE 50,000 NAVIGANT CONSULTING INC COM 63935N107 3,174 305,758 SH SOLE 305,758 NETAPP INC NOTE 1.750% 6/0 64110DAB0 13,641 10,600,000 PRN SOLE 10,600,000 NEW YORK CMNTY BANCORP INC COM 649445103 764 50,000 SH PUT SOLE 50,000 NEWELL RUBBERMAID INC COM 651229106 5,957 406,900 SH SOLE 406,900 NILE THERAPEUTICS INC COM 654145101 99 300,000 SH SOLE 300,000 NILE THERAPEUTICS INC *W EXP 99/99/999 654145119 19 90,000 SH SOLE 90,000 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 6,417 207,600 SH SOLE 207,600 NORTH ASIA INVESTMENT CORP *W EXP 07/23/201 G66202113 9 150,000 SH SOLE 150,000 O2MICRO INTERNATIONAL LTD SPONS ADR 67107W100 1,326 223,205 SH SOLE 223,205 OFFICEMAX INC DEL COM 67622P101 4,131 316,300 SH SOLE 316,300 OMNICARE INC COM 681904108 9,649 407,133 SH SOLE 407,133 ORION MARINE GROUP INC COM 68628V308 5,762 405,800 SH SOLE 405,800 OVERSEAS SHIPHOLDING GROUP I COM 690368105 2,941 79,400 SH SOLE 79,400 OWENS CORNING NEW COM 690742101 1,795 60,000 SH PUT SOLE 60,000 PALL CORP COM 696429307 7,970 231,900 SH SOLE 231,900 PAYCHEX INC COM 704326107 779 30,000 SH PUT SOLE 30,000 PIER 1 IMPORTS INC COM 720279108 6,872 1,072,063 SH SOLE 1,072,063 PLUM CREEK TIMBER CO INC COM 729251108 1,492 43,200 SH PUT SOLE 43,200 POOL CORPORATION COM 73278L105 7,286 332,400 SH SOLE 332,400 PRECISION DRILLING CORP COM 2010 74022D308 2,535 381,790 SH SOLE 381,790 REGENERX BIOPHARMACEUTICALS COM 75886X108 108 400,000 SH SOLE 400,000 REGIS CORP MINN NOTE 5.000% 7/1 758932AA5 6,721 5,600,000 PRN SOLE 5,600,000 REPUBLIC SVCS INC COM 760759100 13,246 445,547 SH SOLE 445,547 ROYAL BK CDA MONTREAL QUE COM 780087102 8,985 188,000 SH PUT SOLE 188,000 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1,393 100,900 SH CALL SOLE 100,900 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 691 50,000 SH PUT SOLE 50,000 SFN GROUP INC COM 784153108 1,961 359,116 SH SOLE 359,116 SILVER WHEATON CORP COM 828336107 20,422 1,016,011 SH SOLE 1,016,011 SINA CORP ORD G81477104 6,354 180,200 SH SOLE 180,200 SIRONA DENTAL SYSTEMS INC COM 82966C103 484 13,900 SH PUT SOLE 13,900 SKYWORKS SOLUTIONS INC COM 83088M102 1,007 60,000 SH CALL SOLE 60,000 SONIC AUTOMOTIVE INC CL A 83545G102 6,432 751,400 SH SOLE 751,400 SOTHEBYS NOTE 3.125% 6/1 835898AC1 4,855 5,000,000 PRN SOLE 5,000,000 SOUTHWEST AIRLS CO COM 844741108 284 25,600 SH PUT SOLE 25,600 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 235 20,000 SH SOLE 20,000 SUN LIFE FINL INC COM 866796105 4,670 177,500 SH PUT SOLE 177,500 SUN LIFE FINL INC COM 866796105 921 35,000 SH CALL SOLE 35,000 SXC HEALTH SOLUTIONS CORP COM 78505P100 26,824 341,572 SH SOLE 341,572 SYKES ENTERPRISES INC COM 871237103 4,028 283,088 SH SOLE 283,088 SYMANTEC CORP COM 871503108 11,156 803,755 SH SOLE 803,755 SYNOVUS FINL CORP UNIT 99/99/9999 87161C204 7,843 320,000 PRN SOLE 320,000 SYSCO CORP COM 871829107 13,008 455,300 SH SOLE 455,300 TALISMAN ENERGY INC COM 87425E103 1,541 101,500 SH PUT SOLE 101,500 TALISMAN ENERGY INC COM 87425E103 639 42,100 SH SOLE 42,100 THOMAS & BETTS CORP COM 884315102 8,121 234,025 SH SOLE 234,025 THOR INDS INC COM 885160101 5,320 224,000 SH SOLE 224,000 TOMOTHERAPY INC COM 890088107 1,619 509,000 SH SOLE 509,000 TRANSALTA CORP COM 89346D107 934 50,500 SH PUT SOLE 50,500 TYSON FOODS INC CL A 902494103 820 50,000 SH PUT SOLE 50,000 UNION PAC CORP COM 907818108 9,495 136,600 SH SOLE 136,600 UNITED STATES STL CORP NEW COM 912909108 11,565 300,000 SH CALL SOLE 300,000 UNIVERSAL FST PRODS INC COM 913543104 4,327 142,747 SH SOLE 142,747 VOLTERRA SEMICONDUCTOR CORP COM 928708106 7,878 341,632 SH SOLE 341,632 WESTERN UN CO COM 959802109 12,099 811,440 SH SOLE 811,440 WESTWAY GROUP INC *W EXP 05/24/201 96169B118 85 530,000 SH SOLE 530,000 ZEBRA TECHNOLOGIES CORP CL A 989207105 10,749 423,706 SH SOLE 423,706 ZIMMER HLDGS INC COM 98956P102 6,356 117,600 SH SOLE 117,600
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