-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SYw4cafL28zSHd7GEOtf2/9WARko8RFYit0dF1LGeXUKjNS1A0/9dzG9SChgX6vA 4bzMYy4WdylyD3Ej1XDFTQ== 0001085146-10-000811.txt : 20101019 0001085146-10-000811.hdr.sgml : 20101019 20101018212257 ACCESSION NUMBER: 0001085146-10-000811 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101019 DATE AS OF CHANGE: 20101018 EFFECTIVENESS DATE: 20101019 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CONDOR CAPITAL MANAGEMENT CENTRAL INDEX KEY: 0001082491 IRS NUMBER: 222915364 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04075 FILM NUMBER: 101129005 BUSINESS ADDRESS: STREET 1: 1973 WASHINGTON VALLEY ROAD CITY: MARTINSVILLE STATE: NJ ZIP: 08836 BUSINESS PHONE: 732-356-7323 MAIL ADDRESS: STREET 1: 1973 WASHINGTON VALLEY ROAD CITY: MARTINSVILLE STATE: NJ ZIP: 08836 13F-HR 1 cond3q10.txt CONDOR CAPITAL MANAGEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Condor Capital Management Address: 1973 Washington Valley Road Martinsville, NJ 08836 13F File Number: 028-04075 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stephen D. Tipping Title: Vice-President/Chief Compliance Officer Phone: 732-356-7323 Signature, Place, and Date of Signing: /s/ Stephen D. Tipping Martinsville, NJ October 18, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 142 Form 13F Information Table Value Total: $153,819 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABRAXIS BIOSCIENCE INC NEW COM 00383y102 277 3585 SH SOLE 3585 0 0 ADVANSOURCE BIOMATERIALS COR COM 00767t109 8 30000 SH SOLE 30000 0 0 ALBANY MOLECULAR RESH INC COM 012423109 138 21570 SH SOLE 21570 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 205 3185 SH SOLE 3185 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741r102 740 15940 SH SOLE 15940 0 0 AMCOL INTL CORP COM 02341w103 200 7655 SH SOLE 7655 0 0 AMERICAN EXPRESS CO COM 025816109 1032 24551 SH SOLE 24551 0 0 AMERICAN TOWER CORP CL A 029912201 852 16630 SH SOLE 16630 0 0 APPLE INC COM 037833100 3045 10731 SH SOLE 10731 0 0 APPLIED MATLS INC COM 038222105 173 14785 SH SOLE 14785 0 0 BANK OF AMERICA CORPORATION COM 060505104 652 49729 SH SOLE 49729 0 0 BARCLAYS BK PLC DJUBS CMDT ETN36 06738c778 1831 43307 SH SOLE 43307 0 0 BARD C R INC COM 067383109 684 8394 SH SOLE 8394 0 0 BED BATH & BEYOND INC COM 075896100 1588 36589 SH SOLE 36589 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1180 14276 SH SOLE 14276 0 0 BIO-REFERENCE LABS INC COM $.01 NEW 09057g602 708 33930 SH SOLE 33930 0 0 BIOSANTE PHARMACEUTICALS INC COM NEW 09065v203 183 109000 SH SOLE 109000 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253u108 1183 93190 SH SOLE 93190 0 0 BOEING CO COM 097023105 848 12746 SH SOLE 12746 0 0 BP PLC SPONSORED ADR 055622104 737 17895 SH SOLE 17895 0 0 CABOT CORP COM 127055101 254 7797 SH SOLE 7797 0 0 CATALYST HEALTH SOLUTIONS IN COM 14888b103 454 12900 SH SOLE 12900 0 0 CATERPILLAR INC DEL COM 149123101 947 12036 SH SOLE 12036 0 0 CELGENE CORP COM 151020104 1884 32708 SH SOLE 32708 0 0 CHEVRON CORP NEW COM 166764100 1000 12336 SH SOLE 12336 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 1321 7682 SH SOLE 7682 0 0 CISCO SYS INC COM 17275r102 1309 59784 SH SOLE 59784 0 0 CITIGROUP INC COM 172967101 46 11691 SH SOLE 11691 0 0 COACH INC COM 189754104 563 13095 SH SOLE 13095 0 0 COSTCO WHSL CORP NEW COM 22160k105 1074 16651 SH SOLE 16651 0 0 COVANCE INC COM 222816100 408 8715 SH SOLE 8715 0 0 COVIDIEN PLC SHS g2554f105 846 21053 SH SOLE 21053 0 0 DANAHER CORP DEL COM 235851102 793 19521 SH SOLE 19521 0 0 DEERE & CO COM 244199105 618 8850 SH SOLE 8850 0 0 DIREXION SHS ETF TR 10YR BEAR ETF 25459w557 993 24065 SH SOLE 24065 0 0 DISCOVER FINL SVCS COM 254709108 565 33843 SH SOLE 33843 0 0 E M C CORP MASS COM 268648102 1016 50017 SH SOLE 50017 0 0 ELAN PLC ADR 284131208 144 25000 SH SOLE 25000 0 0 ENER1 INC COM NEW 29267a203 168 45675 SH SOLE 45675 0 0 EXXON MOBIL CORP COM 30231g102 557 9019 SH SOLE 9019 0 0 FLAMEL TECHNOLOGIES SA SPONSORED ADR 338488109 168 23140 SH SOLE 23140 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 1028 83989 SH SOLE 83989 0 0 FRONTIER COMMUNICATIONS CORP COM 35906a108 143 17466 SH SOLE 17466 0 0 GENERAL DYNAMICS CORP COM 369550108 636 10126 SH SOLE 10126 0 0 GENERAL ELECTRIC CO COM 369604103 1229 75652 SH SOLE 75652 0 0 GENZYME CORP COM 372917104 1162 16410 SH SOLE 16410 0 0 GOLDMAN SACHS GROUP INC COM 38141g104 691 4780 SH SOLE 4780 0 0 GOOGLE INC CL A 38259p508 970 1844 SH SOLE 1844 0 0 HARRIS & HARRIS GROUP INC COM 413833104 190 44450 SH SOLE 44450 0 0 HESS CORP COM 42809h107 915 15475 SH SOLE 15475 0 0 HOME DEPOT INC COM 437076102 786 24820 SH SOLE 24820 0 0 HUDSON CITY BANCORP COM 443683107 136 11124 SH SOLE 11124 0 0 INTEL CORP COM 458140100 711 37057 SH SOLE 37057 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1429 10656 SH SOLE 10656 0 0 INVESCO MORTGAGE CAPITAL INC COM 46131b100 708 32903 SH SOLE 32903 0 0 ISHARES INC MSCI CDA INDEX 464286509 825 29450 SH SOLE 29450 0 0 ISHARES TR MSCI EAFE IDX 464287465 247 4495 SH SOLE 4495 0 0 ISHARES TR S&P NA MULTIMD 464287531 759 25592 SH SOLE 25592 0 0 ISHARES TR S&P SMLCAP 600 464287804 1202 20346 SH SOLE 20346 0 0 ISHARES TR S&P DEV EX-US 464288422 610 18376 SH SOLE 18376 0 0 ISHARES TR DJ OIL EQUIP 464288844 1784 40407 SH SOLE 40407 0 0 ISHARES TR RSSL MCRCP IDX 464288869 972 23147 SH SOLE 23147 0 0 ISHARES TR MSCI VAL IDX 464288877 3825 78608 SH SOLE 78608 0 0 ISHARES TR MSCI GRW IDX 464288885 4287 75615 SH SOLE 75615 0 0 JOHNSON & JOHNSON COM 478160104 5027 81139 SH SOLE 81139 0 0 JPMORGAN CHASE & CO COM 46625h100 1301 34176 SH SOLE 34176 0 0 LOWES COS INC COM 548661107 913 40975 SH SOLE 40975 0 0 MADDEN STEVEN LTD COM 556269108 584 14212 SH SOLE 14212 0 0 MANNKIND CORP COM 56400p201 72 10605 SH SOLE 10605 0 0 MASTERCARD INC CL A 57636q104 680 3036 SH SOLE 3036 0 0 MONSANTO CO NEW COM 61166w101 462 9635 SH SOLE 9635 0 0 MORGAN STANLEY COM NEW 617446448 608 24626 SH SOLE 24626 0 0 MTS SYS CORP COM 553777103 224 7240 SH SOLE 7240 0 0 NANOSPHERE INC COM 63009f105 156 30920 SH SOLE 30920 0 0 NIKE INC CL B 654106103 1685 21025 SH SOLE 21025 0 0 NORFOLK SOUTHERN CORP COM 655844108 1498 25173 SH SOLE 25173 0 0 NOVARTIS A G SPONSORED ADR 66987v109 1063 18433 SH SOLE 18433 0 0 ORACLE CORP COM 68389x105 1654 61587 SH SOLE 61587 0 0 PEAPACK-GLADSTONE FINL CORP COM 704699107 475 40321 SH SOLE 40321 0 0 PEPSICO INC COM 713448108 1194 17968 SH SOLE 17968 0 0 PERRIGO CO COM 714290103 212 3303 SH SOLE 3303 0 0 PETSMART INC COM 716768106 1187 33925 SH SOLE 33925 0 0 PHARMACEUTICAL PROD DEV INC COM 717124101 475 19145 SH SOLE 19145 0 0 POWERSHARES ETF TRUST DYNAM MIDCP PT 73935x443 1389 61880 SH SOLE 61880 0 0 POWERSHARES ETF TRUST DYN EN EX PROD 73935x658 803 43365 SH SOLE 43365 0 0 POWERSHARES ETF TRUST DYNM LRG CP VL 73935x708 1509 87095 SH SOLE 87095 0 0 PROVIDENT FINL SVCS INC COM 74386t105 142 11488 SH SOLE 11488 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 237 7169 SH SOLE 7169 0 0 QUALCOMM INC COM 747525103 1027 22756 SH SOLE 22756 0 0 QUANTUM FUEL SYS TECH WORLDW COM 74765e109 23 46000 SH SOLE 46000 0 0 RYDEX ETF TRUST S&P500 PUR VAL 78355w304 3873 151720 SH SOLE 151720 0 0 RYDEX ETF TRUST S&P500 PUR GRW 78355w403 2491 65450 SH SOLE 65450 0 0 SCHWAB CHARLES CORP NEW COM 808513105 143 10313 SH SOLE 10313 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369y506 260 4643 SH SOLE 4643 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369y704 309 9874 SH SOLE 9874 0 0 SHENGDA TECH INC COM 823213103 156 29540 SH SOLE 29540 0 0 SKYWORKS SOLUTIONS INC COM 83088m102 790 38220 SH SOLE 38220 0 0 SPDR INDEX SHS FDS S&PINTL MC ETF 78463x764 2669 92105 SH SOLE 92105 0 0 SPDR INDEX SHS FDS S&P INTL SMLCP 78463x871 503 18000 SH SOLE 18000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462f103 6817 59731 SH SOLE 59731 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467y107 1781 12236 SH SOLE 12236 0 0 SPDR SERIES TRUST SPDR KBW BK ETF 78464a797 1452 63250 SH SOLE 63250 0 0 SPDR SERIES TRUST S&P SEMICNDCTR 78464a862 924 20346 SH SOLE 20346 0 0 SPDR SERIES TRUST S&P BIOTECH 78464a870 1722 28999 SH SOLE 28999 0 0 SPECTRA ENERGY CORP COM 847560109 998 44266 SH SOLE 44266 0 0 STARWOOD PPTY TR INC COM 85571b105 673 33860 SH SOLE 33860 0 0 STMICROELECTRONICS N V NY REGISTRY 861012102 178 23370 SH SOLE 23370 0 0 STRYKER CORP COM 863667101 892 17815 SH SOLE 17815 0 0 TARGET CORP COM 87612e106 1492 27919 SH SOLE 27919 0 0 TD AMERITRADE HLDG CORP COM 87236y108 815 50435 SH SOLE 50435 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1285 24365 SH SOLE 24365 0 0 TOLL BROTHERS INC COM 889478103 544 28616 SH SOLE 28616 0 0 TRANSOCEAN LTD REG SHS h8817h100 605 9415 SH SOLE 9415 0 0 TRUE RELIGION APPAREL INC COM 89784n104 552 25885 SH SOLE 25885 0 0 TYCO ELECTRONICS LTD SWITZER SHS h8912p106 521 17826 SH SOLE 17826 0 0 ULTRA PETROLEUM CORP COM 903914109 806 19195 SH SOLE 19195 0 0 ULTRATECH INC COM 904034105 203 11845 SH SOLE 11845 0 0 UNITED TECHNOLOGIES CORP COM 913017109 959 13466 SH SOLE 13466 0 0 UNIVERSAL DISPLAY CORP COM 91347p105 339 14425 SH SOLE 14425 0 0 URS CORP NEW COM 903236107 689 18145 SH SOLE 18145 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 2861 59060 SH SOLE 59060 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1857 34320 SH SOLE 34320 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 384 6435 SH SOLE 6435 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 4932 89716 SH SOLE 89716 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 2250 35468 SH SOLE 35468 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 1105 12043 SH SOLE 12043 0 0 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 4202 92425 SH SOLE 92425 0 0 VANGUARD INTL EQUITY INDEX F EURPEAN ETF 922042874 343 7050 SH SOLE 7050 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 7895 202635 SH SOLE 202635 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204a108 240 4476 SH SOLE 4476 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204a207 1732 24510 SH SOLE 24510 0 0 VANGUARD WORLD FDS INF TECH ETF 92204a702 516 9288 SH SOLE 9288 0 0 VERIZON COMMUNICATIONS INC COM 92343v104 1026 31482 SH SOLE 31482 0 0 VERTEX PHARMACEUTICALS INC COM 92532f100 203 5875 SH SOLE 5875 0 0 VISA INC COM CL A 92826c839 637 8580 SH SOLE 8580 0 0 WELLS FARGO & CO NEW COM 949746101 870 34640 SH SOLE 34640 0 0 WHIRLPOOL CORP COM 963320106 221 2732 SH SOLE 2732 0 0 WISDOMTREE TRUST EMERG MKTS ETF 97717w315 1445 25949 SH SOLE 25949 0 0 WISDOMTREE TRUST INTL SMCAP DIV 97717w760 233 4922 SH SOLE 4922 0 0 WISDOMTREE TRUST INTL LRGCAP DV 97717w794 962 21818 SH SOLE 21818 0 0 WYNDHAM WORLDWIDE CORP COM 98310w108 1587 57775 SH SOLE 57775 0 0 YUM BRANDS INC COM 988498101 1640 35615 SH SOLE 35615 0 0
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