-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Di+coIY6vqNvjIUcSEdmMGsrKTwgO+Mh9NM6WDAKQVvG+SYoY+gDhPccrQpVWNUK 4MrVGoLVxl5CQ60bT1IMfA== 0000769317-10-000022.txt : 20100802 0000769317-10-000022.hdr.sgml : 20100802 20100802122243 ACCESSION NUMBER: 0000769317-10-000022 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100802 DATE AS OF CHANGE: 20100802 EFFECTIVENESS DATE: 20100802 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIT INVESTMENT ASSOCIATES INC CENTRAL INDEX KEY: 0000769317 IRS NUMBER: 411404829 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00180 FILM NUMBER: 10983373 BUSINESS ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123323223 MAIL ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 siaholdings63010.txt
NAME OF ISSUER CLASS CUSIP VALUE SHS/P S/P P/C INV DSC MGRS SOLE SHARED NONE ABB LTD - ADR DEP REC 000375204 15717 909545 SH SOLE 1 909545 0 0 AFLAC INC COMMON 001055102 9978 233850 SH SOLE 1 233850 0 0 AGCO CORP COMMON 001084102 2328 86300 SH SOLE 1 86300 0 0 ABBOTT LABORATORIES COMMON 002824100 10483 224100 SH SOLE 1 224100 0 0 AFFILIATED MANAGERS GRP COMMON 008252108 6141 101050 SH SOLE 1 101050 0 0 AIRGAS INC COMMON 009363102 2258 36300 SH SOLE 1 36300 0 0 AIXTRON AG-ADR DEP REC 009606104 176 7400 SH SOLE 1 7400 0 0 ALBEMARLE CORP COMMON 012653101 1898 47800 SH SOLE 1 47800 0 0 ALBERTO CULVER CO NEW COMMON 013078100 1555 57400 SH SOLE 1 57400 0 0 ALEXION PHARMACEUTICALS COMMON 015351109 6176 120645 SH SOLE 1 120645 0 0 ALLERGAN INC COMMON 018490102 7510 128900 SH SOLE 1 128900 0 0 AMAZON COM INC COMMON 023135106 546 5000 SH SOLE 1 5000 0 0 AMEDISYS INC COMMON 023436108 2498 56790 SH SOLE 1 56790 0 0 AMERICAN TOWER CORP CL A 029912201 1781 40020 SH SOLE 1 40020 0 0 AMETEK INC COMMON 031100100 5032 125335 SH SOLE 1 125335 0 0 AMGEN INC COMMON 031162100 1436 27300 SH SOLE 1 27300 0 0 AMYLIN PHARMACEUTICALS COMMON 032346108 5548 295125 SH SOLE 1 295125 0 0 ANALOG DEVICES COMMON 032654105 8804 316020 SH SOLE 1 316020 0 0 ANIXTER INTL INC COMMON 035290105 2424 56900 SH SOLE 1 56900 0 0 APACHE CORP COMMON 037411105 9551 113447 SH SOLE 1 113447 0 0 APPLE COMPUTER INC COMMON 037833100 33975 135075 SH SOLE 1 135075 0 0 APPLIED MATLS INC COMMON 038222105 19417 1615425 SH SOLE 1 1615425 0 0 ARENA RESOURCES INC COMMON 040049108 2368 74220 SH SOLE 1 74220 0 0 ATLAS ENERGY INC COMMON 049298102 2060 76100 SH SOLE 1 76100 0 0 ATWOOD OCEANICS INC COMMON 050095108 1502 58875 SH SOLE 1 58875 0 0 AUTODESK INC COMMON 052769106 1748 71750 SH SOLE 1 71750 0 0 AUTOMATIC DATA PROCESSI COMMON 053015103 1699 42200 SH SOLE 1 42200 0 0 AVON PRODS INC COMMON 054303102 689 26000 SH SOLE 1 26000 0 0 BMC SOFTWARE INC COMMON 055921100 655 18900 SH SOLE 1 18900 0 0 BANCO BRADESCO-ADR DEP REC 059460303 1979 124800 SH SOLE 1 124800 0 0 BANK OF AMERICA CORP COMMON 060505104 8370 582460 SH SOLE 1 582460 0 0 BANK OF NEW YORK MELLON COMMON 064058100 6457 261541 SH SOLE 1 261541 0 0 BAXTER INTL INC COMMON 071813109 11115 273500 SH SOLE 1 273500 0 0 BECTON DICKINSON & CO COMMON 075887109 2977 44025 SH SOLE 1 44025 0 0 BEST BUY CO INC COMMON 086516101 9896 292261 SH SOLE 1 292261 0 0 BHP BILLITON ADR DEP REC 088606108 9181 148100 SH SOLE 1 148100 0 0 BOSTON PRIVATE FINL HLD COMMON 101119105 759 118100 SH SOLE 1 118100 0 0 BROADCOM CORP CL A 111320107 22958 696325 SH SOLE 1 696325 0 0 BUFFALO WILD WINGS INC COMMON 119848109 3507 95875 SH SOLE 1 95875 0 0 CF INDS HLDGS INC COMMON 125269100 6427 101295 SH SOLE 1 101295 0 0 CNOOC LTD ADR DEP REC 126132109 2161 12700 SH SOLE 1 12700 0 0 CSX CORP COMMON 126408103 203 4100 SH SOLE 1 4100 0 0 CVS/CAREMARK CORPORATI COMMON 126650100 19266 657100 SH SOLE 1 657100 0 0 CALPINE CORP COMMON 131347304 3772 296550 SH SOLE 1 296550 0 0 CANADIAN NATL RY CO COMMON 136375102 238 4150 SH SOLE 1 4150 0 0 CANON INC ADR DEP REC 138006309 591 15850 SH SOLE 1 15850 0 0 CAPELLA EDUCATION COMP COMMON 139594105 3304 40611 SH SOLE 1 40611 0 0 CARBO CERAMICS INC COMMON 140781105 401 5550 SH SOLE 1 5550 0 0 CARRIZO OIL & CO INC COMMON 144577103 230 14800 SH SOLE 1 14800 0 0 CASEYS GEN STORES INC COMMON 147528103 2129 61000 SH SOLE 1 61000 0 0 CATERPILLAR INC COMMON 149123101 844 14050 SH SOLE 1 14050 0 0 CATO CORP COMMON 149205106 5243 238082 SH SOLE 1 238082 0 0 CELGENE CORP COMMON 151020104 32967 648710 SH SOLE 1 648710 0 0 CENTRAL EUROPEAN DIST COMMON 153435102 4532 211965 SH SOLE 1 211965 0 0 CHEVRON CORP COMMON 166764100 5788 85300 SH SOLE 1 85300 0 0 CIENA CORP COMMON 171779309 16933 1335375 SH SOLE 1 1335375 0 0 CITIGROUP INC COMMON 172967101 1067 283778 SH SOLE 1 283778 0 0 CITRIX SYSTEMS INC COMMON 177376100 5436 128715 SH SOLE 1 128715 0 0 COACH INC COMMON 189754104 1769 48400 SH SOLE 1 48400 0 0 COCA COLA CO COMMON 191216100 27822 555100 SH SOLE 1 555100 0 0 COCA COLA ENTERPRISES COMMON 191219104 1371 53000 SH SOLE 1 53000 0 0 COGNIZANT TECH SOLUTI CL A 192446102 8105 161900 SH SOLE 1 161900 0 0 COLGATE-PALMOLIVE CO COMMON 194162103 22525 286000 SH SOLE 1 286000 0 0 CON-WAY INC. COMMON 205944101 1411 46995 SH SOLE 1 46995 0 0 CONCUR TECHNOLOGIES INC COMMON 206708109 6277 147075 SH SOLE 1 147075 0 0 CORNING INC COMMON 219350105 1 60 SH SOLE 1 60 0 0 COVANCE INC COMMON 222816100 3097 60350 SH SOLE 1 60350 0 0 CREDIT SUISSE GROUP ADR DEP REC 225401108 621 16600 SH SOLE 1 16600 0 0 CUMMINS INC COMMON 231021106 3602 55300 SH SOLE 1 55300 0 0 DANAHER CORP DEL COMMON 235851102 8651 233050 SH SOLE 1 233050 0 0 DEERE & CO COMMON 244199105 16702 299966 SH SOLE 1 299966 0 0 DEVRY INC COMMON 251893103 4971 94700 SH SOLE 1 94700 0 0 DICKS SPORTING GOODS COMMON 253393102 2722 109350 SH SOLE 1 109350 0 0 DIONEX CORP COMMON 254546104 1673 22475 SH SOLE 1 22475 0 0 DU PONT E I DE NEMOURS COMMON 263534109 2795 80800 SH SOLE 1 80800 0 0 E M C CORP MASS COMMON 268648102 5306 289925 SH SOLE 1 289925 0 0 ECOLAB INC COMMON 278865100 14906 331900 SH SOLE 1 331900 0 0 EMERSON ELECTRIC CO COMMON 291011104 11862 271510 SH SOLE 1 271510 0 0 ERICSSON L M TEL CO ADR DEP REC 294821608 678 61500 SH SOLE 1 61500 0 0 ESTERLINE TECHNOLOGIES COMMON 297425100 1792 37760 SH SOLE 1 37760 0 0 EXPEDITORS INTL WASH COMMON 302130109 12251 354995 SH SOLE 1 354995 0 0 EXPRESS SCRIPTS INC COMMON 302182100 1956 41600 SH SOLE 1 41600 0 0 FACTSET RESEARCH SYSTEM COMMON 303075105 3594 53655 SH SOLE 1 53655 0 0 F5 NETWORKS INC COMMON 315616102 9823 143250 SH SOLE 1 143250 0 0 FLUOR CORP NEW COMMON 343412102 33 781 SH SOLE 1 781 0 0 FOSSIL INC COMMON 349882100 2062 59430 SH SOLE 1 59430 0 0 FRANKLIN RESOURCES INC COMMON 354613101 15976 185355 SH SOLE 1 185355 0 0 GENERAL ELECTRIC CO COMMON 369604103 9947 689825 SH SOLE 1 689825 0 0 GENERAL MILLS INC COMMON 370334104 13054 367500 SH SOLE 1 367500 0 0 GENZYME CORP COMMON 372917104 12731 250750 SH SOLE 1 250750 0 0 GILEAD SCIENCES INC COMMON 375558103 17642 514655 SH SOLE 1 514655 0 0 GOODRICH CORP COMMON 382388106 7940 119850 SH SOLE 1 119850 0 0 GUESS INC COMMON 401617105 1979 63340 SH SOLE 1 63340 0 0 HSBC HLDGS ADR DEP REC 404280406 1842 40413 SH SOLE 1 40413 0 0 HAEMONETICS CORP COMMON 405024100 2605 48665 SH SOLE 1 48665 0 0 HALLIBURTON CO COMMON 406216101 1436 58500 SH SOLE 1 58500 0 0 HANOVER INS GROUP INC COMMON 410867105 4124 94800 SH SOLE 1 94800 0 0 HANSEN NATURAL CORP COMMON 411310105 4916 125695 SH SOLE 1 125695 0 0 HARSCO CORP COMMON 415864107 2601 110675 SH SOLE 1 110675 0 0 HAYNES INTERNATIONAL COMMON 420877201 2898 94006 SH SOLE 1 94006 0 0 HEWLETT-PACKARD CO COMMON 428236103 186 4300 SH SOLE 1 4300 0 0 HOLLY ENERGY PARTNERS COMMON 435763107 770 17571 SH SOLE 1 17571 0 0 HOME DEPOT INC COMMON 437076102 8954 318975 SH SOLE 1 318975 0 0 HONDA MOTOR LTD-ADR DEP REC 438128308 81 2800 SH SOLE 1 2800 0 0 HUB GROUP INC COMMON 443320106 2357 78550 SH SOLE 1 78550 0 0 HUTCHISON WHAMPOA LTD DEP REC 448415208 561 18300 SH SOLE 1 18300 0 0 ITT CORPORATION COMMON 450911102 63 1400 SH SOLE 1 1400 0 0 ICONIX BRAND GROUP INC COMMON 451055107 634 44100 SH SOLE 1 44100 0 0 ILLUMINA INC COMMON 452327109 30 700 SH SOLE 1 700 0 0 INDIA FUND INC COMMON 454089103 1343 44388 SH SOLE 1 44388 0 0 INDUSTRIAL BK KOREA GDR DEP REC 456036102 160 13494 SH SOLE 1 13494 0 0 INFOSYS TECHNOLOGIES DEP REC 456788108 800 13350 SH SOLE 1 13350 0 0 INTEL CORP COMMON 458140100 34285 1762725 SH SOLE 1 1762725 0 0 INTL BUSINESS MACHINES COMMON 459200101 51062 413525 SH SOLE 1 413525 0 0 INTL GAME TECHNOLOGY COMMON 459902102 1053 67100 SH SOLE 1 67100 0 0 ISHARES INC TAIWAN COMMON 464286731 2182 194800 SH SOLE 1 194800 0 0 ISHARES INC MSCI JAPAN COMMON 464286848 932 101300 SH SOLE 1 101300 0 0 ITC HLDGS CORP COMMON 465685105 1957 36985 SH SOLE 1 36985 0 0 JACOBS ENGINEERING GRO COMMON 469814107 1552 42600 SH SOLE 1 42600 0 0 JOHNSON & JOHNSON COMMON 478160104 20691 350340 SH SOLE 1 350340 0 0 KLA-TENCOR CORP COMMON 482480100 1012 36300 SH SOLE 1 36300 0 0 KAYNE ANDERSON MLP INV COMMON 486606106 1928 73660 SH SOLE 1 73660 0 0 KOHLS CORP COMMON 500255104 12858 270700 SH SOLE 1 270700 0 0 KONINKLIJKE PHILIPS ELE DEP REC 500472303 283 9500 SH SOLE 1 9500 0 0 KUBOTA CORP ADR DEP REC 501173207 100 2600 SH SOLE 1 2600 0 0 LANCASTER COLONY CORP COMMON 513847103 1364 25569 SH SOLE 1 25569 0 0 LILLY ELI & CO COMMON 532457108 1243 37100 SH SOLE 1 37100 0 0 LINEAR TECHNOLOGY CORP COMMON 535678106 8617 309850 SH SOLE 1 309850 0 0 LOCKHEED MARTIN CORP COMMON 539830109 7009 94075 SH SOLE 1 94075 0 0 LUFKIN INDUSTRIES INC COMMON 549764108 5731 146994 SH SOLE 1 146994 0 0 MTS SYS CORP COMMON 553777103 1856 64000 SH SOLE 1 64000 0 0 MARATHON OIL CORP COMMON 565849106 2865 92150 SH SOLE 1 92150 0 0 MARRIOTT INTL INC CL A 571903202 1301 43464 SH SOLE 1 43464 0 0 MCDERMOTT INTL INC COMMON 580037109 7806 360365 SH SOLE 1 360365 0 0 MCDONALDS CORP COMMON 580135101 36716 557400 SH SOLE 1 557400 0 0 MEDASSETS INC COMMON 584045108 594 25715 SH SOLE 1 25715 0 0 MEDTRONIC INC COMMON 585055106 10092 278250 SH SOLE 1 278250 0 0 MERIDIAN BIOSCIENCE INC COMMON 589584101 2857 168072 SH SOLE 1 168072 0 0 MICROS SYSTEMS INC COMMON 594901100 3499 109775 SH SOLE 1 109775 0 0 MICROSOFT CORP COMMON 594918104 27384 1190080 SH SOLE 1 1190080 0 0 MICRON TECHNOLOGY INC COMMON 595112103 119 14000 SH SOLE 1 14000 0 0 MICROSEMI CORP COMMON 595137100 1626 111150 SH SOLE 1 111150 0 0 MILLIPORE CORP COMMON 601073109 757 7100 SH SOLE 1 7100 0 0 MOBILE TELESYSTEMS SP DEP REC 607409109 1516 79125 SH SOLE 1 79125 0 0 MURPHY OIL CORP COMMON 626717102 7946 160355 SH SOLE 1 160355 0 0 MYLAN INC COMMON 628530107 51 3000 SH SOLE 1 3000 0 0 NATIONAL OILWELL VARCO COMMON 637071101 5400 163295 SH SOLE 1 163295 0 0 NEW ORIENTAL ED & TECH DEP REC 647581107 1754 18825 SH SOLE 1 18825 0 0 NICE SYS LTD ADR DEP REC 653656108 621 24375 SH SOLE 1 24375 0 0 NIKE INC CL B 654106103 1466 21700 SH SOLE 1 21700 0 0 NORDSTROM INC COMMON 655664100 1400 43500 SH SOLE 1 43500 0 0 NORTHERN TRUST CORP COMMON 665859104 3306 70800 SH SOLE 1 70800 0 0 NORTHWEST BANCSHARES COMMON 667340103 1536 133900 SH SOLE 1 133900 0 0 NUVASIVE INC COMMON 670704105 6275 176954 SH SOLE 1 176954 0 0 OCCIDENTAL PETROLEUM COMMON 674599105 28210 365645 SH SOLE 1 365645 0 0 OCEANEERING INTL INC COMMON 675232102 256 5700 SH SOLE 1 5700 0 0 OWENS & MINOR INC COMMON 690732102 1371 48300 SH SOLE 1 48300 0 0 POSCO ADR DEP REC 693483109 1283 13600 SH SOLE 1 13600 0 0 PARKER HANNIFIN CORP COMMON 701094104 4049 73000 SH SOLE 1 73000 0 0 PEARSON PLC ADR DEP REC 705015105 2402 182650 SH SOLE 1 182650 0 0 PENNANTPARK INVT CORP COMMON 708062104 1045 109379 SH SOLE 1 109379 0 0 PEPSICO INC COMMON 713448108 35253 578385 SH SOLE 1 578385 0 0 PERKINELMER INC COMMON 714046109 2004 96975 SH SOLE 1 96975 0 0 P T TELEKOMUNIKASI IND DEP REC 715684106 546 15950 SH SOLE 1 15950 0 0 PETROQUEST ENERGY INC COMMON 716748108 145 21500 SH SOLE 1 21500 0 0 PFIZER INC COMMON 717081103 257 18000 SH SOLE 1 18000 0 0 PHARMACEUTICAL PROD DEV COMMON 717124101 892 35100 SH SOLE 1 35100 0 0 PHILIP MORRIS INTL INC COMMON 718172109 26662 581625 SH SOLE 1 581625 0 0 POLARIS INDS INC COMMON 731068102 4361 79850 SH SOLE 1 79850 0 0 PRECISION CASTPARTS CO COMMON 740189105 8409 81700 SH SOLE 1 81700 0 0 PRICELINE COM INC COMMON 741503403 466 2640 SH SOLE 1 2640 0 0 PROCTER & GAMBLE CO COMMON 742718109 29457 491110 SH SOLE 1 491110 0 0 PRUDENTIAL FINANCIAL I COMMON 744320102 9298 173285 SH SOLE 1 173285 0 0 QUALCOMM INC COMMON 747525103 32122 978145 SH SOLE 1 978145 0 0 RPM INTERNATIONAL INC COMMON 749685103 1274 71400 SH SOLE 1 71400 0 0 RESEARCH IN MOTION LTD COMMON 760975102 15685 318415 SH SOLE 1 318415 0 0 RIO TINTO PLC ADR DEP REC 767204100 3790 86920 SH SOLE 1 86920 0 0 ROCKWELL COLLINS INC COMMON 774341101 1567 29500 SH SOLE 1 29500 0 0 ROFIN SINAR TECHNOLOGI COMMON 775043102 2428 116611 SH SOLE 1 116611 0 0 ROGERS COMMUNICATIONS I COMMON 775109200 12286 375025 SH SOLE 1 375025 0 0 ROYAL BANK OF CANADA COMMON 780087102 2668 55825 SH SOLE 1 55825 0 0 ROYAL DUTCH SHELL PLC DEP REC 780259107 1077 22300 SH SOLE 1 22300 0 0 SPX CORP COMMON 784635104 2015 38150 SH SOLE 1 38150 0 0 ST JUDE MEDICAL INC COMMON 790849103 5310 147135 SH SOLE 1 147135 0 0 SASOL LTD - ADR DEP REC 803866300 2457 69675 SH SOLE 1 69675 0 0 SCHLUMBERGER LTD COMMON 806857108 19902 359630 SH SOLE 1 359630 0 0 SCOTTS MIRACLE GRO CO COMMON 810186106 3985 89740 SH SOLE 1 89740 0 0 SIEMENS A G - ADR DEP REC 826197501 492 5500 SH SOLE 1 5500 0 0 SILICON LABORATORIES COMMON 826919102 2999 73943 SH SOLE 1 73943 0 0 SMITH INTERNATIONAL INC COMMON 832110100 1084 28800 SH SOLE 1 28800 0 0 SNAP ON INC COMMON 833034101 7599 185750 SH SOLE 1 185750 0 0 SONY CORP ADR DEP REC 835699307 159 5950 SH SOLE 1 5950 0 0 SOUTHERN CO COMMON 842587107 11 325 SH SOLE 1 325 0 0 SOUTHWESTERN ENERGY CO COMMON 845467109 29032 751339 SH SOLE 1 751339 0 0 STERICYCLE INC COMMON 858912108 3107 47375 SH SOLE 1 47375 0 0 STIFEL FINL CORP COMMON 860630102 3078 70940 SH SOLE 1 70940 0 0 STRAYER ED INC COMMON 863236105 780 3750 SH SOLE 1 3750 0 0 STRYKER CORP COMMON 863667101 370 7400 SH SOLE 1 7400 0 0 SUNCOR ENERGY INC COMMON 867224107 7944 269850 SH SOLE 1 269850 0 0 SURMODICS INC COMMON 868873100 212 12900 SH SOLE 1 12900 0 0 SYBASE INC COMMON 871130100 10845 167725 SH SOLE 1 167725 0 0 TCF FINANCIAL CORP COMMON 872275102 9810 590600 SH SOLE 1 590600 0 0 TJX COS INC COMMON 872540109 3874 92350 SH SOLE 1 92350 0 0 TAIWAN SEMICONDUCTOR DEP REC 874039100 1833 187824 SH SOLE 1 187824 0 0 TECHNE CORP COMMON 878377100 3118 54270 SH SOLE 1 54270 0 0 TELEFLEX INC COMMON 879369106 2033 37455 SH SOLE 1 37455 0 0 TELEFONICA SA ADR DEP REC 879382208 2543 45800 SH SOLE 1 45800 0 0 TEVA PHARMACEUTICAL IND DEP REC 881624209 4881 93875 SH SOLE 1 93875 0 0 THERMO FISHER SCIENTIF COMMON 883556102 16898 344510 SH SOLE 1 344510 0 0 THORATEC CORP COMMON 885175307 6015 140775 SH SOLE 1 140775 0 0 TRIMBLE NAVIGATION LTD COMMON 896239100 5904 210866 SH SOLE 1 210866 0 0 TUPPERWARE BRANDS CORP COMMON 899896104 8055 202140 SH SOLE 1 202140 0 0 UGI CORP NEW COMMON 902681105 2457 96590 SH SOLE 1 96590 0 0 U S BANCORP COM NE 902973304 6848 306400 SH SOLE 1 306400 0 0 URS CORP COMMON 903236107 4271 108550 SH SOLE 1 108550 0 0 ULTRA PETROLEUM CORP COMMON 903914109 18184 410935 SH SOLE 1 410935 0 0 UNION PAC CORP COMMON 907818108 16180 232775 SH SOLE 1 232775 0 0 UNITED PARCEL SERVICE CL B 911312106 7308 128459 SH SOLE 1 128459 0 0 UNITED TECHNOLOGIES CO COMMON 913017109 20042 308770 SH SOLE 1 308770 0 0 V F CORP COMMON 918204108 256 3600 SH SOLE 1 3600 0 0 VARIAN SEMICONDUCTOR EQ COMMON 922207105 2732 95324 SH SOLE 1 95324 0 0 VEECO INSTRS INC DEL COMMON 922417100 9852 287390 SH SOLE 1 287390 0 0 VMWARE INC COMMON 928563402 325 5200 SH SOLE 1 5200 0 0 VOLCANO CORPORATION COMMON 928645100 3233 148155 SH SOLE 1 148155 0 0 VOLTERRA SEMICONDUCTOR COMMON 928708106 2517 109150 SH SOLE 1 109150 0 0 WABTEC CORP COMMON 929740108 2898 72650 SH SOLE 1 72650 0 0 WAL MART STORES INC COMMON 931142103 21622 449800 SH SOLE 1 449800 0 0 WELLS FARGO & CO COMMON 949746101 15462 603985 SH SOLE 1 603985 0 0 WESTPAC BKG CORP-ADR DEP REC 961214301 558 6300 SH SOLE 1 6300 0 0 WISCONSIN ENERGY CORP COMMON 976657106 10033 197725 SH SOLE 1 197725 0 0 XILINX INC COMMON 983919101 1167 46200 SH SOLE 1 46200 0 0 PETROCHINA CO LTD ADR DEP REC 71646E100 565 5150 SH SOLE 1 5150 0 0 TALISMAN ENERGY INC COMMON 87425E103 85 5600 SH SOLE 1 5600 0 0 VALE SA ADR DEP REC 91912E105 3553 145900 SH SOLE 1 145900 0 0 TARGET CORP COMMON 87612E106 41176 837414 SH SOLE 1 837414 0 0 EDWARDS LIFESCIENCES CO COMMON 28176E108 852 15200 SH SOLE 1 15200 0 0 TOTAL S A ADR DEP REC 89151E109 3652 81800 SH SOLE 1 81800 0 0 THE TRAVELERS COMPANIES COMMON 89417E109 11208 227575 SH SOLE 1 227575 0 0 AT&T INC COMMON 00206R102 24 1000 SH SOLE 1 1000 0 0 ACTIVISION BLIZZARD INC COMMON 00507V109 8263 787700 SH SOLE 1 787700 0 0 ADOBE SYSTEMS INC COMMON 00724F101 13776 521222 SH SOLE 1 521222 0 0 AECOM TECHNOLOGY CORP COMMON 00766T100 1079 46800 SH SOLE 1 46800 0 0 AKAMAI TECHNOLOGIES INC COMMON 00971T101 1061 26150 SH SOLE 1 26150 0 0 ALLEGHENY TECHNOLOGIES COMMON 01741R102 5446 123250 SH SOLE 1 123250 0 0 ALLIANCEBERNSTEIN HOLDI COMMON 01881G106 181 7000 SH SOLE 1 7000 0 0 ALLSCRIPTS HEALTHCARE COMMON 01988P108 4316 268100 SH SOLE 1 268100 0 0 ALPHATEC HOLDINGS INC COMMON 02081G102 1343 289500 SH SOLE 1 289500 0 0 AMERICA MOVIL ADR DEP REC 02364W105 2173 45750 SH SOLE 1 45750 0 0 AMERIPRISE FINL INC COMMON 03076C106 2648 73300 SH SOLE 1 73300 0 0 ANSYS INC COMMON 03662Q105 8446 208175 SH SOLE 1 208175 0 0 APOLLO INVT CORP COMMON 03761U106 919 98500 SH SOLE 1 98500 0 0 ARRIS GROUP INC COMMON 04269Q100 1197 117500 SH SOLE 1 117500 0 0 ASIAINFO HLDGS INC COMMON 04518A104 2445 111850 SH SOLE 1 111850 0 0 BJS WHOLESALE CLUB INC COMMON 05548J106 1727 46650 SH SOLE 1 46650 0 0 BANCO BILBAO VIZCAYA AR DEP REC 05946K101 244 23675 SH SOLE 1 23675 0 0 BANCO SANTANDER CENT DEP REC 05964H105 460 43800 SH SOLE 1 43800 0 0 BANCO SANTANDER CHILE DEP REC 05965X109 1167 17400 SH SOLE 1 17400 0 0 C H ROBINSON WORLDWIDE COMMON 12541W209 1308 23500 SH SOLE 1 23500 0 0 CME GROUP INC COMMON 12572Q105 8807 31280 SH SOLE 1 31280 0 0 CHINA LIFE INS CO LTD DEP REC 16939P106 2445 37500 SH SOLE 1 37500 0 0 CHINA PETE & CHEM CORP DEP REC 16941R108 40 500 SH SOLE 1 500 0 0 CHINA UNICOM (HK) - ADR DEP REC 16945R104 1480 111300 SH SOLE 1 111300 0 0 CISCO SYSTEMS INC COMMON 17275R102 32223 1512099 SH SOLE 1 1512099 0 0 COMP BRASIL-PAO DE ACU DEP REC 20440T201 1138 16375 SH SOLE 1 16375 0 0 COMPANHIA DE BEBIDAS DEP REC 20441W203 1606 15900 SH SOLE 1 15900 0 0 CONOCOPHILLIPS COMMON 20825C104 396 8062 SH SOLE 1 8062 0 0 COSTCO WHOLESALE CORP COMMON 22160K105 9841 179486 SH SOLE 1 179486 0 0 HOMEX ADR DEP REC 25030W100 622 24625 SH SOLE 1 24625 0 0 DEVON ENERGY CORP COMMON 25179M103 409 6720 SH SOLE 1 6720 0 0 DIAGEO PLC ADR DEP REC 25243Q205 3410 54350 SH SOLE 1 54350 0 0 DOLBY LABORATORIES INC- COMMON 25659T107 7168 114345 SH SOLE 1 114345 0 0 EQT CORPORATION COMMON 26884L109 15773 436450 SH SOLE 1 436450 0 0 EV3 INC COMMON 26928A200 3409 152125 SH SOLE 1 152125 0 0 EMBRAER-EMPRESA BRASILE DEP REC 29081M102 539 25708 SH SOLE 1 25708 0 0 ENBRIDGE INC COMMON 29250N105 648 13900 SH SOLE 1 13900 0 0 ENERGY TRANSFER EQUITY COMMON 29273V100 878 26000 SH SOLE 1 26000 0 0 EXELON CORP COMMON 30161N101 453 11925 SH SOLE 1 11925 0 0 EXXON MOBIL CORP COMMON 30231G102 4331 75887 SH SOLE 1 75887 0 0 FLOWSERVE CORP COMMON 34354P105 882 10400 SH SOLE 1 10400 0 0 FREEPORT-MCMORAN COPPER CL B 35671D857 5653 95606 SH SOLE 1 95606 0 0 FRONTIER OIL CORP COMMON 35914P105 1172 87150 SH SOLE 1 87150 0 0 GAMESTOP CORP COMMON 36467W109 4272 227365 SH SOLE 1 227365 0 0 GEN-PROBE INC COMMON 36866T103 3035 66825 SH SOLE 1 66825 0 0 GLAXOSMITHKLINE ADR DEP REC 37733W105 694 20400 SH SOLE 1 20400 0 0 GOLDMAN SACHS GROUP INC COMMON 38141G104 12189 92855 SH SOLE 1 92855 0 0 GOOGLE INC CL A 38259P508 30134 67725 SH SOLE 1 67725 0 0 GRUPO TELEVISA SA DE CV DEP REC 40049J206 434 24925 SH SOLE 1 24925 0 0 HARBIN ELECTRIC INC COMMON 41145W109 440 26400 SH SOLE 1 26400 0 0 HESS CORP COMMON 42809H107 40 787 SH SOLE 1 787 0 0 HOME INNS & HOTELS MGMT DEP REC 43713W107 59 1500 SH SOLE 1 1500 0 0 ICON PUB LTD CO ADR DEP REC 45103T107 3265 113000 SH SOLE 1 113000 0 0 ICICI BK LTD ADR DEP REC 45104G104 1756 48600 SH SOLE 1 48600 0 0 IDEX CORP COMMON 45167R104 2360 82600 SH SOLE 1 82600 0 0 IDEXX LABS INC COMMON 45168D104 901 14800 SH SOLE 1 14800 0 0 INFORMATICA CORP COMMON 45666Q102 7539 315715 SH SOLE 1 315715 0 0 INTERCONTINENTALEXCHAN COMMON 45865V100 1899 16800 SH SOLE 1 16800 0 0 INTERSIL CORP CL A 46069S109 2974 245550 SH SOLE 1 245550 0 0 INTUITIVE SURGICAL INC COMMON 46120E602 13840 43851 SH SOLE 1 43851 0 0 JPMORGAN CHASE & CO COMMON 46625H100 25172 687565 SH SOLE 1 687565 0 0 JUNIPER NETWORKS INC COMMON 48203R104 1577 69100 SH SOLE 1 69100 0 0 "KB FINANCIAL GROUP, DEP REC 48241A105 1094 28875 SH SOLE 1 28875 0 0 LABORATORY CP OF AMER COM NE 50540R409 2095 27800 SH SOLE 1 27800 0 0 LIFE TECHNOLOGIES CORP COMMON 53217V109 359 7600 SH SOLE 1 7600 0 0 M & T BK CORP COMMON 55261F104 2001 23550 SH SOLE 1 23550 0 0 MASTERCARD INC COMMON 57636Q104 30 150 SH SOLE 1 150 0 0 MCKESSON CORP COMMON 58155Q103 8709 129675 SH SOLE 1 129675 0 0 MEDCO HEALTH SOLUTIONS COMMON 58405U102 8613 156370 SH SOLE 1 156370 0 0 MERCK & CO INC COMMON 58933Y105 52 1500 SH SOLE 1 1500 0 0 MERU NETWORKS INC COMMON 59047Q103 1157 97525 SH SOLE 1 97525 0 0 MONSANTO CO COMMON 61166W101 2681 58000 SH SOLE 1 58000 0 0 MOSAIC CO COMMON 61945A107 633 16250 SH SOLE 1 16250 0 0 NETAPP INC COMMON 64110D104 1724 46200 SH SOLE 1 46200 0 0 NEXTERA ENERGY INC COMMON 65339F101 2106 43200 SH SOLE 1 43200 0 0 ORACLE CORP COMMON 68389X105 32231 1501929 SH SOLE 1 1501929 0 0 PETROLEO BRASILEIRO SAP DEP REC 71654V408 3449 100500 SH SOLE 1 100500 0 0 POTASH CORP SASK INC COMMON 73755L107 242 2810 SH SOLE 1 2810 0 0 PRAXAIR INC COMMON 74005P104 10741 141341 SH SOLE 1 141341 0 0 PRICE T ROWE GROUP INC COMMON 74144T108 1327 29900 SH SOLE 1 29900 0 0 QUEST SOFTWARE INC COMMON 74834T103 2865 158825 SH SOLE 1 158825 0 0 RTI INTL METALS INC COMMON 74973W107 2001 83000 SH SOLE 1 83000 0 0 RANGE RES CORP COMMON 75281A109 22 550 SH SOLE 1 550 0 0 RED ROBIN GOURMET BURGE COMMON 75689M101 1495 87150 SH SOLE 1 87150 0 0 SBA COMMUNICATIONS CORP COMMON 78388J106 4076 119835 SH SOLE 1 119835 0 0 SALESFORCE COM INC COMMON 79466L302 2043 23800 SH SOLE 1 23800 0 0 SKYWORKS SOLUTIONS INC COMMON 83088M102 6661 396725 SH SOLE 1 396725 0 0 SOLERA HOLDINGS INC COMMON 83421A104 4768 131725 SH SOLE 1 131725 0 0 SOUTHERN COPPER CORP COMMON 84265V105 1635 61600 SH SOLE 1 61600 0 0 SYNAPTICS INC COMMON 87157D109 6598 239915 SH SOLE 1 239915 0 0 SYNTEL INC COMMON 87162H103 4313 127052 SH SOLE 1 127052 0 0 TW TELECOM INC COMMON 87311L104 4237 254000 SH SOLE 1 254000 0 0 TENARIS S A ADR DEP REC 88031M109 459 13250 SH SOLE 1 13250 0 0 3M CO COMMON 88579Y101 15054 190575 SH SOLE 1 190575 0 0 TORTOISE ENERGY CAP CO COMMON 89147U100 1335 58250 SH SOLE 1 58250 0 0 TRUE RELIGION APPAREL COMMON 89784N104 4283 194075 SH SOLE 1 194075 0 0 ULTA SALON COSMETCS & F COMMON 90384S303 4341 183515 SH SOLE 1 183515 0 0 ULTIMATE SOFTWARE GROUP COMMON 90385D107 4351 132400 SH SOLE 1 132400 0 0 UNITED THERAPEUTICS CO COMMON 91307C102 2621 53700 SH SOLE 1 53700 0 0 VALERO ENERGY CORP COMMON 91913Y100 27 1500 SH SOLE 1 1500 0 0 VARIAN MED SYS INC COMMON 92220P105 7019 134265 SH SOLE 1 134265 0 0 VEOLIA ENVIRONNEMENT DEP REC 92334N103 570 24375 SH SOLE 1 24375 0 0 VERIFONE HLDGS INC COMMON 92342Y109 1672 88310 SH SOLE 1 88310 0 0 VERIZON COMMUNICATIONS COMMON 92343V104 23670 844750 SH SOLE 1 844750 0 0 VISA INC COMMON 92826C839 18772 265325 SH SOLE 1 265325 0 0 VIVO PARTICIPACOES ADR DEP REC 92855S200 889 34300 SH SOLE 1 34300 0 0 VODAFONE GROUP ADR DEP REC 92857W209 76 3687 SH SOLE 1 3687 0 0 WALTER ENERGY INC COMMON 93317Q105 663 10900 SH SOLE 1 10900 0 0 ZIMMER HLDGS INC COMMON 98956P102 259 4800 SH SOLE 1 4800 0 0 X5 RETAIL GROUP NV COMMON B07T3T9 824 24300 SH SOLE 1 24300 0 0 ALLIED WRLD ASSUR COM H COMMON G0219G203 4609 101575 SH SOLE 1 101575 0 0 AMDOCS LTD ORD G02602103 1394 51900 SH SOLE 1 51900 0 0 ACCENTURE PLC COMMON G1151C101 24063 622575 SH SOLE 1 622575 0 0 COOPER INDUSTRIES PLC CL A G24140108 1549 35200 SH SOLE 1 35200 0 0 JINPAN INTL LTD COMMON G5138L100 838 55300 SH SOLE 1 55300 0 0 MARVELL TECHNOLOGY GRO ORD G5876H105 7187 456000 SH SOLE 1 456000 0 0 PARTNERRE LTD COMMON G6852T105 9385 133800 SH SOLE 1 133800 0 0 PLATINUM UNDERWRITER COMMON G7127P100 51 1400 SH SOLE 1 1400 0 0 SEADRILL LIMITED COMMON G7945E105 1075 58800 SH SOLE 1 58800 0 0 SEAGATE TECHNOLOGY COMMON G7945M107 6771 519275 SH SOLE 1 519275 0 0 ACE LTD ORD H0023R105 3889 75550 SH SOLE 1 75550 0 0 ALCON INC COM SH H01301102 3316 22380 SH SOLE 1 22380 0 0 TYCO ELECTRONICS LTD COMMON H8912P106 1566 61700 SH SOLE 1 61700 0 0 MILLICOM INTL CELLULARS COMMON L6388F110 2898 35750 SH SOLE 1 35750 0 0 ASML HLDG NV DEP REC N07059186 302 11000 SH SOLE 1 11000 0 0 CORE LABORATORIES N V COMMON N22717107 7099 48095 SH SOLE 1 48095 0 0 AMERICAN MUN INCOME POR COMMON 027649102 1618 113300 SH SOLE 1 0 113300 0 AMERICAN SELECT PORT COMMON 029570108 38676 3141828 SH SOLE 1 0 3141828 0 AMERICAN STRAT INC 1 COMMON 030098107 22489 1690887 SH SOLE 1 0 1690887 0 AMERICAN STRAT INC 2 COMMON 030099105 63023 6071621 SH SOLE 1 0 6071621 0 BLACKROCK INCOME OPP COMMON 092475102 8700 870900 SH SOLE 1 0 870900 0 FIRST TR ABERDEEN GLB COMMON 337319107 846 52700 SH SOLE 1 0 52700 0 FLAH & CRUM PFD FFC COMMON 338478100 895 57200 SH SOLE 1 0 57200 0 FLAH & CRUM TOT RET FLC COMMON 338479108 110 6600 SH SOLE 1 0 6600 0 FLAHERTY & CRUMRINE PFD COMMON 338480106 15 1300 SH SOLE 1 0 1300 0 FORT DEARBORN INCOME FD COMMON 347200107 914 60300 SH SOLE 1 0 60300 0 JOHN HANCOCK INC SECS T COMMON 410123103 10999 756441 SH SOLE 1 0 756441 0 JN HANCOCK INV TRUST COMMON 410142103 1323 61524 SH SOLE 1 0 61524 0 HARTFORD INCOME SHS FD COMMON 416537108 4069 695601 SH SOLE 1 0 695601 0 MFS CHARTER INCOME TR COMMON 552727109 470 51300 SH SOLE 1 0 51300 0 MFS MULTIMKT INC TR COMMON 552737108 1720 262605 SH SOLE 1 0 262605 0 MINNESOTA MUN INC PT COMMON 604062109 1797 119400 SH SOLE 1 0 119400 0 MONTGOMERY ST INCOME COMMON 614115103 15188 968036 SH SOLE 1 0 968036 0 NEW AMER HIGH INCOME FD COMMON 641876800 347 37538 SH SOLE 1 0 37538 0 NUVEEN NJ INVT QUAL MU COMMON 670971100 360 26200 SH SOLE 1 0 26200 0 NUVEEN PA INV QLTY MUNI COMMON 670972108 678 48500 SH SOLE 1 0 48500 0 NUVEEN CALIF QUALITY I COMMON 670985100 241 16555 SH SOLE 1 0 16555 0 NUVEEN PREMIER MUNI INC COMMON 670988104 661 48600 SH SOLE 1 0 48600 0 PUTNAM PREMIER INC PPT COMMON 746853100 15509 2393380 SH SOLE 1 0 2393380 0 PUTNAM MASTER INT INC COMMON 746909100 9349 1512780 SH SOLE 1 0 1512780 0 PUTNAM MUNI OPP TR PMO COMMON 746922103 4696 409431 SH SOLE 1 0 409431 0 RIVUS BD FD COM BDF COMMON 769667106 12936 739200 SH SOLE 1 0 739200 0 TRANSAMERICA INC SHR COMMON 893506105 6606 290613 SH SOLE 1 0 290613 0 WESTERN ASSET PREMIER W COMMON 957664105 2422 173864 SH SOLE 1 0 173864 0 WESTERN ASSET VARIABLE COMMON 957667108 19028 1245259 SH SOLE 1 0 1245259 0 WESTERN ASSET INTM MUNI COMMON 958435109 218 22700 SH SOLE 1 0 22700 0 ALLIANCEBERNSTEIN INC COMMON 01881E101 8396 1031500 SH SOLE 1 0 1031500 0 BLACKROCK CORE BD TR COMMON 09249E101 9266 705152 SH SOLE 1 0 705152 0 BLACKROCK CALIF MUN INC COMMON 09248E102 303 21726 SH SOLE 1 0 21726 0 BLACKROCK MUNIYIELD NY COMMON 09255E102 77 5900 SH SOLE 1 0 5900 0 INVESCO MUNI PREM INC COMMON 46133E102 1130 139115 SH SOLE 1 0 139115 0 BLACKROCK MUNYIELD INSD COMMON 09254E103 2001 144800 SH SOLE 1 0 144800 0 FIRST TRUST/FIDAC MTG COMMON 33734E103 10397 567496 SH SOLE 1 0 567496 0 INVESCO VAN KAMPEN AD COMMON 46132E103 3330 275200 SH SOLE 1 0 275200 0 NUVEEN MASS PREM INC MU COMMON 67061E104 74 4800 SH SOLE 1 0 4800 0 PIMCO NY MUNI INC III COMMON 72201E105 47 5000 SH SOLE 1 0 5000 0 FLAHERTY & CRUMRINE PFD COMMON 33848E106 80 8500 SH SOLE 1 0 8500 0 BLACKROCK HIGH INCOME COMMON 09250E107 1157 584449 SH SOLE 1 0 584449 0 AMERICAN INCOME FUND M COMMON 02672T109 12397 1486395 SH SOLE 1 0 1486395 0 AMERICAN STRAT INC 3 COMMON 03009T101 46337 5114432 SH SOLE 1 0 5114432 0 BLACKROCK INCOME TR BKT COMMON 09247F100 3401 503150 SH SOLE 1 0 503150 0 BLACKROCK CALIF INVT COMMON 09247U107 11 800 SH SOLE 1 0 800 0 BLACKROCK MUNI BD TR COMMON 09249H104 510 34000 SH SOLE 1 0 34000 0 BLACKROCK MUNI INC TR I COMMON 09249N101 645 45200 SH SOLE 1 0 45200 0 BLACKROCK CREDIT ALLOC COMMON 09249V103 3062 298400 SH SOLE 1 0 298400 0 BLACKROCK LT MUNI ADVN COMMON 09250B103 5570 514817 SH SOLE 1 0 514817 0 BLACKROCK MUNIHLDGS FD COMMON 09253P109 224 15411 SH SOLE 1 0 15411 0 BLACKROCK MUNIHLDGS INS COMMON 09254C107 799 59500 SH SOLE 1 0 59500 0 BLACKROCK MUNIYLD QUAL COMMON 09254G108 353 28100 SH SOLE 1 0 28100 0 BLACKROCK MUNI HLD FL M COMMON 09254P108 3551 256565 SH SOLE 1 0 256565 0 BLACKROCK MUNIYLD FL FD COMMON 09254R104 2037 147500 SH SOLE 1 0 147500 0 BLACKROCK MUNIYLD FLA M COMMON 09254T100 305 21837 SH SOLE 1 0 21837 0 BLACKROCK MUNI YIELD MI COMMON 09254V105 1905 135179 SH SOLE 1 0 135179 0 BLACKROCK MUNIYLD MI MY COMMON 09254W103 1998 153600 SH SOLE 1 0 153600 0 BLACKROCK MUNIHLD NY IN COMMON 09255C106 161 11300 SH SOLE 1 0 11300 0 BLACKROCK MUNI N Y INTE COMMON 09255F109 189 14600 SH SOLE 1 0 14600 0 BLACKROCK MUNIYIELD PA COMMON 09255G107 798 54700 SH SOLE 1 0 54700 0 BLACKROCK PFD INCM STRA COMMON 09255H105 2857 289746 SH SOLE 1 0 289746 0 BLACKROCK PFD & CORP COMMON 09255J101 1096 121500 SH SOLE 1 0 121500 0 BLACKROCK ENHANCED GOVT COMMON 09255K108 219 13080 SH SOLE 1 0 13080 0 DWS HIGH INCOME TR KHI COMMON 23337C208 870 97800 SH SOLE 1 0 97800 0 DWS MUN INCOME TR KTF COMMON 23338M106 7913 626500 SH SOLE 1 0 626500 0 DWS STRATEGIC MUN INC COMMON 23338T101 344 26000 SH SOLE 1 0 26000 0 DELAWARE INV MN MUN INC COMMON 24610V103 142 10900 SH SOLE 1 0 10900 0 DREYFUS HI YLD STRAT COMMON 26200S101 398 94500 SH SOLE 1 0 94500 0 DREYFUS MUNICIPAL INCO COMMON 26201R102 13 1400 SH SOLE 1 0 1400 0 DREYFUS STRATEGIC MUN COMMON 26202F107 456 55628 SH SOLE 1 0 55628 0 EATON VANCE MI MUNI INC COMMON 27826D106 299 23600 SH SOLE 1 0 23600 0 EATON VANCE CA MUNI INC COMMON 27826F101 205 15900 SH SOLE 1 0 15900 0 EATON VANCE MUNI INCOME COMMON 27826U108 595 48349 SH SOLE 1 0 48349 0 EATON VANCE NJ MUNI INC COMMON 27826V106 65 4500 SH SOLE 1 0 4500 0 EATON VANCE CA MUN BD E COMMON 27828A100 13 1000 SH SOLE 1 0 1000 0 EATON VANCE CA MUNI II COMMON 27828C106 1058 84100 SH SOLE 1 0 84100 0 EATON VANCE LTD DUR INC COMMON 27828H105 3989 249287 SH SOLE 1 0 249287 0 EATON VANCE MI MUNI MIW COMMON 27828M104 15 1100 SH SOLE 1 0 1100 0 EATON VANCE SH TM DR DI COMMON 27828V104 2764 165300 SH SOLE 1 0 165300 0 EVERGREEN MGD INC FD COMMON 30024Y104 11424 778700 SH SOLE 1 0 778700 0 FEDERATED PREM MUN INC COMMON 31423P108 291 20100 SH SOLE 1 0 20100 0 FIRST AMERN MN MUN INC COMMON 31849P104 652 43192 SH SOLE 1 0 43192 0 FIRST TR FOUR CRNRS SR COMMON 33733Q107 1681 136422 SH SOLE 1 0 136422 0 FIRST TRUST FOUR CRNRS COMMON 33733U108 1695 135600 SH SOLE 1 0 135600 0 FRANKLIN TEMPLETON LTD COMMON 35472T101 7031 574876 SH SOLE 1 0 574876 0 JOHN HANCOCK PFD INC FD COMMON 41013W108 1547 89200 SH SOLE 1 0 89200 0 JOHN HANCOCK PFD INC II COMMON 41013X106 704 40500 SH SOLE 1 0 40500 0 JOHN HANCOCK PFD INC COMMON 41021P103 782 50700 SH SOLE 1 0 50700 0 HELIOS STRATEGIC MTG COMMON 42327M109 7890 1293505 SH SOLE 1 0 1293505 0 HELIOS TOTAL RETURN FD COMMON 42327V109 15387 2699537 SH SOLE 1 0 2699537 0 HELIOS HIGH YIELD FD COMMON 42328Q109 901 106600 SH SOLE 1 0 106600 0 INVESCO VAN KAMPEN OH COMMON 46131K100 135 8700 SH SOLE 1 0 8700 0 INVESCO VAN KAMPEN TR COMMON 46131M106 2478 172464 SH SOLE 1 0 172464 0 INVESCO VAN KAMPEN TR COMMON 46131R105 507 30400 SH SOLE 1 0 30400 0 INVESCO VAN KAMPEN TR COMMON 46131T101 2289 155500 SH SOLE 1 0 155500 0 INVESCO VAN KAMPEN SL COMMON 46132G108 1420 117000 SH SOLE 1 0 117000 0 INVESCO VAN KAMPEN PA COMMON 46132K109 2771 202395 SH SOLE 1 0 202395 0 INVESCO MUNI INC OPP TR COMMON 46132X101 130 20000 SH SOLE 1 0 20000 0 INVESCO QUAL MUNI INC COMMON 46133G107 2821 222481 SH SOLE 1 0 222481 0 INVESCO QUAL MUN INVT COMMON 46133H105 2231 170065 SH SOLE 1 0 170065 0 MFS INTER INC TRUST MIN COMMON 55273C107 2529 371900 SH SOLE 1 0 371900 0 MANAGED DURATION INVT G COMMON 56165R103 1767 125382 SH SOLE 1 0 125382 0 MFS HIGH INCOME MUN TR COMMON 59318D104 795 159400 SH SOLE 1 0 159400 0 MFS INTERMEDIATE HIGH COMMON 59318T109 828 305507 SH SOLE 1 0 305507 0 MORGAN STANLEY INC ICB COMMON 61745P874 1932 111438 SH SOLE 1 0 111438 0 NEUBERGER BERMAN INT COMMON 64124P101 638 44932 SH SOLE 1 0 44932 0 NUVEEN CA INV QUAL MUNI COMMON 67062A101 997 72803 SH SOLE 1 0 72803 0 NUVEEN MUN ADVANTAGE FD COMMON 67062H106 1295 88000 SH SOLE 1 0 88000 0 NUVEEN CALIF PERF PLUS COMMON 67062Q106 1203 88700 SH SOLE 1 0 88700 0 NUVEEN NY PERF PLUS MU COMMON 67062R104 104 7000 SH SOLE 1 0 7000 0 NUVEEN CAL MUNI MKT OPP COMMON 67062U107 638 46121 SH SOLE 1 0 46121 0 NUVEEN PREM INCOME MUN COMMON 67063W102 4787 341921 SH SOLE 1 0 341921 0 NUVEEN DIVD ADV MUNI FD COMMON 67066V101 960 69200 SH SOLE 1 0 69200 0 NUVEEN NEW JERSEY DIV COMMON 67069Y102 173 12600 SH SOLE 1 0 12600 0 NUVEEN DIV ADV MUNI FD COMMON 67070X101 545 37800 SH SOLE 1 0 37800 0 NUVEEN INSD DIVID ADV N COMMON 67071L106 299 20500 SH SOLE 1 0 20500 0 NUVEEN INSD NY DIV NKO COMMON 67071N102 104 7400 SH SOLE 1 0 7400 0 NUVEEN QUALITY PFD INCO COMMON 67071S101 2719 379800 SH SOLE 1 0 379800 0 NUVEEN PA DVD ADV MUNI COMMON 67071W102 150 10100 SH SOLE 1 0 10100 0 NUVEEN QUALITY PFD II COMMON 67072C105 3373 449100 SH SOLE 1 0 449100 0 NUVEEN QUALITY PFD INC COMMON 67072W101 4132 566821 SH SOLE 1 0 566821 0 NUVEEN MTG OPPTY TERM COMMON 67074R100 200 8600 SH SOLE 1 0 8600 0 NUVEEN MICH PREM INC MU COMMON 67101Q109 555 42300 SH SOLE 1 0 42300 0 PIMCO CALIFORNIA MUNI COMMON 72200M108 436 47600 SH SOLE 1 0 47600 0 PIMCO CA MUNI INC PCQ COMMON 72200N106 300 22000 SH SOLE 1 0 22000 0 PIMCO CORPORATE INCOME COMMON 72200U100 1390 91300 SH SOLE 1 0 91300 0 PIMCO STRAT GBL GOV FD COMMON 72200X104 739 70854 SH SOLE 1 0 70854 0 PIMCO MUN INCOME FD III COMMON 72201A103 178 16200 SH SOLE 1 0 16200 0 PIMCO INCOME STRATEGY COMMON 72201H108 3295 306219 SH SOLE 1 0 306219 0 PIMCO INCOME STRATEGY COMMON 72201J104 3102 313381 SH SOLE 1 0 313381 0 PIMCO INCOME OPTY FD COMMON 72202B100 1253 50584 SH SOLE 1 0 50584 0 WESTERN ASSET GLOBAL HI COMMON 95766B109 5752 509900 SH SOLE 1 0 509900 0 WESTERN ASST MNG MUN FD COMMON 95766M105 287 22000 SH SOLE 1 0 22000 0 WESTERN ASST MUNI PART COMMON 95766P108 685 48606 SH SOLE 1 0 48606 0 WA/CLAY US TREAS INFL COMMON 95766R104 1886 153200 SH SOLE 1 0 153200 0 WESTERN ASSET INFL MGMT COMMON 95766U107 4771 287607 SH SOLE 1 0 287607 0
EX-1 3 sumpg63010.txt FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 501 Form 13F Information Table Value Total: $2,600,188 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all Institutional investment managers with respect to which this report is files, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1. 28-4373 Sit Investment Fixed Income Advisors, Inc. -----END PRIVACY-ENHANCED MESSAGE-----