-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lj/4G3CAXqB7Npb15Idqhuw1iV2WLrbj4iwk7QaCgYKuFC1YyJpbdQP+II+AF+dr 1Dz1q2JVhPwjebQyZ9s4mQ== 0001006364-10-000006.txt : 20101029 0001006364-10-000006.hdr.sgml : 20101029 20101029153339 ACCESSION NUMBER: 0001006364-10-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101029 DATE AS OF CHANGE: 20101029 EFFECTIVENESS DATE: 20101029 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSTON ASSET MANAGEMENT CORP CENTRAL INDEX KEY: 0001006364 IRS NUMBER: 133257590 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05210 FILM NUMBER: 101151728 BUSINESS ADDRESS: STREET 1: 300 ATLANTIC STREET STREET 2: SUITE 1102 CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033244722 MAIL ADDRESS: STREET 1: 300 ATLANTIC STREET STREET 2: SUITE 1102 CITY: STAMFORD STATE: CT ZIP: 06901 FORMER COMPANY: FORMER CONFORMED NAME: JOHNSTON SCHAGER ASSET MANAGEMENT CORP/CT DATE OF NAME CHANGE: 19990324 13F-HR 1 sec13f3q10.txt FORM 13F COVER PAGE Report for the quarter ended: September 30, 2010 Name: Johnston Asset Management Corp. Address: 1 Landmark Square, 20th Floor Stamford, CT 06901 13F File Number: 28-5210 The institutional investment manager filing this report and the person by whom It is signed hereby Represent that the person signing the report is authorized to submit it, that All information contained herein Is true, correct and complete, and that it is understood that all required Items, statements, schedules, lists, And tables, are considered integral parts of this form. Person signing this report on behalf of reporting Manager: Name: Marc Kramer Phone: 203-324-4722 Signature, place, and date of signing Report type: { } 13F Holdings Report { } 13F Notice { x} 13F Combination Report I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 2 FORM 13F INFORMATION TABLE ENTRY TOTAL: FORM 13F INFORMATION TABLE VALUE TOTAL: List of other included managers: Cassandra Hardman 2 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- BB&T Capital Trust VI ps 05531B201 1918 67060 SH SOLE 66060 1000 ExSAR Corp ps 210 420000 SH SOLE 420000 ExSar Corp Ser D Pfd ps 75 150000 SH SOLE 150000 PharmaStem Therapeutics, Inc P ps 56 56000 SH SOLE 56000 Pharmastem Corp Ser B Conv Pfd ps 0 141188 SH SOLE 141188 Pharmastem Corp Ser C Conv Pfd ps 0 98458 SH SOLE 98458 Pharmastem Corp Ser D Conv Pfd ps 0 261503 SH SOLE 261503 Pharmastem Corp Series A Conv ps 0 1639391 SH SOLE 1639391 Targent, Inc. Series C Pfd. ps 26 32845 SH SOLE 32845 Vela Pharmaceuticals Series C ps 107 71356 SH SOLE 71356 Vela Pharmaceuticals, Inc.SerA ps 325 650000 SH SOLE 650000 Vela Pharmaceuticals, Inc.SerB ps 80 160000 SH SOLE 160000 AT&T, Inc. cs 00206r102 7130 249297 SH SOLE 247154 2143 Abbott Labs cs 002824100 11060 211719 SH SOLE 211719 Adobe Systems, Inc. cs 00724F101 10417 398360 SH SOLE 397660 700 Amgen, Inc. cs 031162100 13358 242385 SH SOLE 241585 800 Automatic Data Proc cs 053015103 15572 370495 SH SOLE 368495 2000 Becton Dickinson cs 075887109 8713 117591 SH SOLE 116100 1491 Boston Scientific Corp. cs 101137107 5179 844892 SH SOLE 844892 Cerner Corp. cs 156782104 10242 121940 SH SOLE 121140 800 Chevron Texaco cs 166764100 272 3350 SH SOLE 3350 Cisco Systems, Inc. cs 17275R102 17054 778700 SH SOLE 777700 1000 Citigroup, Inc cs 172967101 596 152455 SH SOLE 152455 Coca Cola Company cs 191216100 375 6400 SH SOLE 6400 Cognizant Tech Solutions - Cla cs 192446102 23682 367340 SH SOLE 367340 Comcast Corp New Cl A cs 20030N101 12467 689532 SH SOLE 688032 1500 Commonwealth REIT cs 203233101 3655 142788 SH SOLE 142788 EMC Corp. cs 268648102 15850 780405 SH SOLE 777905 2500 Edwards Lifesciences Corp. cs 28176E108 27485 409915 SH SOLE 407315 2600 Energy Transfer Partners LP cs 29273R109 495 10250 SH SOLE 8750 1500 Enterprise Prods Partners LP cs 293792107 5186 130740 SH SOLE 123540 7200 Exact Sciences Corp cs 30063P105 176 24243 SH SOLE 24243 Exsar Corp cs 80 531000 SH SOLE 531000 Exxon Mobil cs 30231g102 2081 33675 SH SOLE 33675 Fulton Financial Comp cs 360271100 206 22758 SH SOLE 22758 General Electric cs 369604103 10733 660464 SH SOLE 657864 2600 Google Inc Cl A cs 38259p508 5731 10900 SH SOLE 10880 20 Highwood Properties Inc cs 431284108 747 23000 SH SOLE 23000 Intel Corporation cs 458140100 16124 839810 SH SOLE 838810 1000 Isis Pharmaceutical, Inc. cs 464330109 6033 718186 SH SOLE 713186 5000 Johnson & Johnson cs 478160104 13124 211820 SH SOLE 210620 1200 KLA-Tencor Corp cs 482480100 11580 328700 SH SOLE 326345 2355 Kinder Morgan Energy Partners cs 494550106 271 3950 SH SOLE 3950 Liberty Property Tr cs 531172104 2049 64243 SH SOLE 62243 2000 M&T Bank cs 55261F104 729 8905 SH SOLE 8905 Marsh & McLennan cs 571748102 14325 593905 SH SOLE 593905 Maxim Integrated Pdts cs 57772k101 13170 711526 SH SOLE 707946 3580 Medtronic, Inc. cs 585055106 12239 364462 SH SOLE 364462 Merck & Company cs 58933Y105 383 10410 SH SOLE 10410 Microsoft Corp cs 594918104 13333 544440 SH SOLE 542440 2000 Monsanto Company cs 61166W101 7759 161890 SH SOLE 161490 400 NetApp, Inc. cs 64110D104 27359 549480 SH SOLE 547680 1800 Occidental Petroleum Corp cs 674599105 6026 76960 SH SOLE 76960 Oneok Partners LP cs 68268N103 902 12040 SH SOLE 11240 800 Pall Corporation cs 696429307 15550 373437 SH SOLE 371437 2000 Pharmastem (formely Biocyte) cs 0 120000 SH SOLE 120000 Pharmos Corp cs 717139307 8 79851 SH SOLE 79851 Procter & Gamble cs 742718109 1265 21100 SH SOLE 21100 Qualcomm, Inc. cs 747525103 17302 383350 SH SOLE 382950 400 Quest Diagnostics, Inc. cs 74834L100 10711 212220 SH SOLE 212220 Schlumberger Ltd cs 806857108 17801 288926 SH SOLE 288326 600 Spectrum Pharmaceuticals Inc cs 84763A108 111 26567 SH SOLE 26567 Spectrum Pharmaceuticals Inc U cs 572 137268 SH SOLE 137268 Targent Inc cs 100 400000 SH SOLE 400000 Union Pacific Corp cs 907818108 262 3200 SH SOLE 3200 Varian Medical Systems, Inc. cs 92220p105 22530 372400 SH SOLE 370400 2000 Vela Pharmaceuticals Inc cs 20 202500 SH SOLE 202500 ABB Ltd. Sponsored ADR 000375204 12550 594208 SH SOLE 594208 ARM Holdings ADR 042068106 11462 610996 SH SOLE 610996 ASML Holding NV NY Reg ADR N07059186 42786 1439151 SH SOLE 1439151 Alcon, Inc. ADR H01301102 40260 241380 SH SOLE 241380 BHP Billiton ADR 05545E209 16480 257828 SH SOLE 257828 China Life Insurance Co ADR 16939P106 26726 449329 SH SOLE 448979 350 Credit Suisse Group Spon ADR 225401108 24067 565484 SH SOLE 565484 Diageo PLC Spon ADR 25243Q205 66072 957428 SH SOLE 956028 1400 Fresenius Medical Care Ag ADR 358029106 45120 730806 SH SOLE 728806 2000 HSBC Holdings PLC ADR 404280406 11531 227934 SH SOLE 227934 ICICI Bank Ltd. ADR 45104G104 66765 1339308 SH SOLE 1339308 Mindray Medical Int'l Ltd-ADR 602675100 26465 895004 SH SOLE 895004 National Australia Bank Spon A 632525408 282 11500 SH SOLE 8230 3270 Nestle SA Spons ADR 641069406 11938 222780 SH SOLE 222780 Orthofix Intl ADR N6748L102 3797 120850 SH SOLE 119250 1600 Qiagen NV ADR N72482107 50154 2827170 SH SOLE 2824170 3000 Reckitt Benckiser ADR 756255105 24300 2202330 SH SOLE 2202330 Roche Hldg ADR 771195104 26132 760932 SH SOLE 760932 SABMiller Sp ADR 78572m105 38327 1194895 SH SOLE 1189294 5601 SAP AG ADR 803054204 13259 268891 SH SOLE 268891 SGS SA ADR 818800104 34343 2112784 SH SOLE 2112784 SK Telecom Co Ltd ADR 78440p108 218 12500 SH SOLE 12500 Telefonica Spon ADR 879382208 15739 212262 SH SOLE 212262 Tencent Holdings Ltd ADR 88032Q109 4835 221307 SH SOLE 221307 Teva Pharmaceutical - ADR 881624209 59667 1131129 SH SOLE 1131129 Veolia Environnement ADR 92334N103 16728 634594 SH SOLE 634594 Vestas Wind Systems ADR 925458101 2288 182073 SH SOLE 182073 Vodafone Group ADR 92857W209 75655 3049382 SH SOLE 3046395 2987 Westpac Banking Corp ADR 961214301 595 5296 SH SOLE 5296 ABB Limited Ordinary Shares (c cs 7108899 29984 1414438 SH SOLE 1414438 Credit Suisse Group Ordinary S cs 7171589 34401 800198 SH SOLE 800198 Nestle SA Ordinary Shares (chf cs 7123870 2307 43060 SH SOLE 43060 Roche Holding Ordinary Shares cs 7110388 33762 245782 SH SOLE 245782 SGS SA Ordinary Shares (chf) cs 4824778 39577 24348 SH SOLE 24348 ASML Holding NV (eur) cs 5949368 12908 431540 SH SOLE 431540 Fresenius Medical Care (eur) cs 5129074 33573 543042 SH SOLE 543042 Qiagen N.V. (eur) cs 5732825 1689 94150 SH SOLE 94150 Veolia Environnement (eur) cs 4031879 18322 694658 SH SOLE 694658 Vestas Wind Systems A/S (dkk) cs 5964651 5303 140531 SH SOLE 140531 ARM Holdings Ordinary Shares ( cs 0059585 22776 3685197 SH SOLE 3685197 Autonomy Corp. PLC Ordinary Sh cs 0118271 21579 755339 SH SOLE 755339 BHP Billiton PLC Ordinary Shar cs 0056650 28857 904339 SH SOLE 904339 Diageo Ordinary Shares (gbp) cs 0237400 2395 138670 SH SOLE 138670 Reckitt Benckiser Ordinary Sha cs B24CGK7 38064 689951 SH SOLE 689951 SABMiller PLC (gbp) cs 0483548 36512 1138333 SH SOLE 1138333 Standard Chartered Plc Ord Sha cs 0408284 35212 1223745 SH SOLE 1223745 China Life (hkd) cs 6718976 30424 7706010 SH SOLE 7706010 Tencent Holdings Ltd (hkd) cs B01CT30 8027 367410 SH SOLE 367410 Hyflux Ltd. Ordinary Shares (s cs 6320058 21361 9034342 SH SOLE 9034342 Johnston Capital Partners Fund jamlp 5377 5376665.610SH SOLE 5376665.610 Johnston International Equity 1724 1724087.770SH SOLE 1724087.770 Norwich Partners Safe Haven Fu norwich 260 260000.000SH SOLE 260000.000 Centocor Partners III 0 50000 SH SOLE 50000 M&T Bank 55261F104 710 8679 SH SOLE 8679 Pharmos Warrants - *RESTRICTED wt 540 6000000 SH SOLE 6000000
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