-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TcSRH+IK601piSUphUPLjsmi9MdDymtSIzqCXgWLFrSywn8AgD2MmPTzhCWcAVDV QlYl/j9mjt6IyWxLu51/Zg== 0001363561-10-000008.txt : 20101014 0001363561-10-000008.hdr.sgml : 20101014 20101014143601 ACCESSION NUMBER: 0001363561-10-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101014 DATE AS OF CHANGE: 20101014 EFFECTIVENESS DATE: 20101014 FILER: COMPANY DATA: COMPANY CONFORMED NAME: REILLY FINANCIAL ADVISORS, LLC CENTRAL INDEX KEY: 0001363561 IRS NUMBER: 330775174 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12139 FILM NUMBER: 101123630 BUSINESS ADDRESS: STREET 1: 7777 ALVARADO ROAD STREET 2: SUITE 116 CITY: LA MESA STATE: CA ZIP: 91941 BUSINESS PHONE: 619-698-0794 MAIL ADDRESS: STREET 1: 7777 ALVARADO ROAD STREET 2: SUITE 116 CITY: LA MESA STATE: CA ZIP: 91941 13F-HR 1 smallreilly13f2010q3.txt TYPE: 13F-CR PERIOD 09/30/2010 FILER CIK 0001363561 CCC adp@gyo7 SUBMISSION - CONTACT NAME Sonja Larimore PHONE 800-682-3237 Attached Documents Page (2) FORM 13F FORM 13F COVER PAGE Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Reilly Financial Advisors, LLC Address: 7777 Alvardo Road, Suite 116 La Mesa, CA 91941 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, list, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Frank Reilly Title: President Phone: 619-698-0794 Report Type (Check only one.): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: NONE (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state ''NONE'' and omit the column headings and list entries.] Form 13 F Information Table COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 NAME TITLE CUSIP VALUE SHRS OR-SH/ INVESTMEMT OTHER VOTING OF ISSUER OF CLASS -PUT/PRN DISCRETION MAN. AUTHORITY AMT-PRN-CALL SOLE/SHARED or NONE - ------------------------------------------------------------------------------------------------------------------------------------ Abbott Labs Common 002824100 61.001 1168SH Sole None 1168 Accenture Ltd Common G1151C101 4427.447 104200SH Sole None 104200 Advanced Photonix Inc Common 00754E107 2.820 3000SH Sole None 3000 Advantage Oil & Gas Ltd Common 00765F101 16.406 2600SH Sole None 2600 Aegon N V 6.375% Pfd Pref. 007924301 173.597 7425SH Sole None 7425 Agco Corp Common AGCO 1394.412 35745SH Sole None 35745 AGCO Corp Common AGCO 894.265 22924SH Sole None 22924 Akzo Nobel N.V. ADR Common 010199305 7.414 120SH Sole None 120 Alabama Power 5.83% Pfd Pref. 010392611 15.174 600SH Sole None 600 Alaska Air Group Inc Common 011659109 10.206 200SH Sole None 200 Alcoa Inc Common 013817101 6.806 562SH Sole None 562 Allegheny Technologies Inc Common 01741R102 5.342 115SH Sole None 115 Alliance Resource Partners LP Common 01877R108 11.668 200SH Sole None 200 Alliancebernstein Holding LP Common 01881G106 2.641 100SH Sole None 100 Allscripts Healthcare Solutions Inc. Common 01988P108 13.853 750SH Sole None 750 Altius Minerals Corp Common 020936100 2.118 200SH Sole None 200 Altria Group Inc Common 02209S103 21.837 909SH Sole None 909 Amazon.com Inc Common 023135106 51.830 330SH Sole None 330 American Capital Ltd Common 02503Y103 15.443 2658SH Sole None 2658 American Electric Power Co Common 025537101 25.361 700SH Sole None 700 American Express Corp Common 025816109 12.609 300SH Sole None 300 Americas Energy Co Common 03063G102 7.800 12000SH Sole None 12000 Ameriprise Financial Common 03076C106 3.408 72SH Sole None 72 Amgen Inc Common 031162100 5.511 100SH Sole None 100 Amphenol Corporation Common 032095101 2414.558 49297SH Sole None 49297 Anadarko Petroleum Corp Common 032511107 34.883 611SH Sole None 611 Annaly Mortgage Management Inc Common 035710409 5.280 300SH Sole None 300 Aon Saturns 6.875% Pfd Pref. 03738Q204 14.838 600SH Sole None 600 Apache Corp Common 037411105 126.306 1292SH Sole None 1292 Apartment Investment & Management Co Common 03748R101 12.315 576SH Sole None 576 Apple Computer Inc Common 037833100 4559.579 16069SH Sole None 16069 Applied Energetics Inc Common 03819M106 1.120 1000SH Sole None 1000 Applied Matls Inc Common 038222105 3.504 300SH Sole None 300 Archer-Daniels-Midland Co Common 039483102 3.192 100SH Sole None 100 Ashland Inc Common 044204105 29.262 600SH Sole None 600 AT&T Inc Common 00206R102 477.706 16703SH Sole None 16703 AU Optronics Corp Common 002255107 10.774 1030SH Sole None 1030 Avon Prods Inc Common 054303102 11.560 360SH Sole None 360 Babcock + Wilcox Co Common 05615F102 789.914 37120SH Sole None 37120 BAC Capital Trust 7% Pfd Pref. 055187207 12.510 500SH Sole None 500 Bank America Corp Common 060505104 133.578 10195SH Sole None 10195 Barclays Bank 7.10% ADR Common BCS+A 34.860 1400SH Sole None 1400 Barrick Gold Corp Common 067901108 33.051 714SH Sole None 714 Baytex Energy Trust Common 073176109 43.596 1200SH Sole None 1200 Becton Dickinson & Co Common 075887109 7.410 100SH Sole None 100 Bed Bath & Beyond Inc Common 075896100 4.341 100SH Sole None 100 Benguet Corp Common 081851206 .005 5000SH Sole None 5000 Berkshire Hathaway Cl B Common 084670702 5240.506 63383SH Sole None 63383 Best Buy Inc Common 086516101 106.158 2600SH Sole None 2600 BHP Billiton Ltd Common 088606108 3580.787 46918SH Sole None 46918 Big Lots Inc Common 089302103 9.975 300SH Sole None 300 Biogen Idec Inc Common 09062X103 7.857 140SH Sole None 140 Blackrock Ca Muni Income Trust Common 09248E102 66.242 4455SH Sole None 4455 Blackrock Core Bond Common 09249E101 27.600 2000SH Sole None 2000 BlackRock Income Opportunity Tr Common BNA 16.656 1600SH Sole None 1600 BlackRock Kelso Capital Corp Common 092533108 3.450 300SH Sole None 300 BlackRock MuniHoldings CA Insd Common MUC 43.254 3016SH Sole None 3016 Blackrock Munivest Fund II Common 09253T101 2.601 166SH Sole None 166 Blackrock Muniyield Calif Fd Inc Common 09254M105 17.459 1188SH Sole None 1188 Blackrock Preferred Opportunity Trust Common 09249V103 163.499 14533SH Sole None 14533 Boeing Co Common 097023105 23.954 360SH Sole None 360 BP PLC Common 055622104 16.180 393SH Sole None 393 BP Prudhoe Bay Royalty Trust Common 055630107 5.168 50SH Sole None 50 Bristol-Myers Squibb Co Common 110122108 3923.895 144740SH Sole None 144740 Broadridge Financial Solutions Common 11133T103 4.734 207SH Sole None 207 Brookfield Asset Management Common 112585104 9.062 319SH Sole None 319 Bsj Bancshares Inc-Restricted Common 05599D107 8.700 100SH Sole None 100 C R Bard Inc Common 067383109 12.215 150SH Sole None 150 Calamos Convertible Opportunities Fund Common 128117108 25.275 1965SH Sole None 1965 Calavo Growers Inc Common CVGW 86.791 4003SH Sole None 4003 Campbell Soup Company Common 134429109 7.150 200SH Sole None 200 Canadian National Railway Company Common 136375102 69.405 1084SH Sole None 1084 Capstone Mining Corp Common 14068G104 2.036 620SH Sole None 620 Caterpillar Inc Common 149123101 87.334 1110SH Sole None 1110 CBS Corp Pfd 6.75% Common 124857400 25.300 1000SH Sole None 1000 CBS Corporation Cl B Common 124857202 5.297 334SH Sole None 334 CBTCS CNA 7.00% Common 21988G122 35.350 1400SH Sole None 1400 CBTCS Boeing 6.05% Common XVG 51.380 2000SH Sole None 2000 CBTCS Goldman Sachs 6.3% Pfd Pref. 21988K834 14.592 600SH Sole None 600 CBTCS Prudential 6.00% Pfd Pref. 21988K701 34.566 1400SH Sole None 1400 Cellcom Israel, Ltd Common M2196U109 30.370 1000SH Sole None 1000 Cenovus Energy Inc Common 15135U109 57.252 1990SH Sole None 1990 CenterPoint Energy Inc Common 15189T107 25.045 1593SH Sole None 1593 Central Fund Of Canada Common 153501101 8.300 500SH Sole None 500 Century Tel Enterprises Common 156686107 11.443 290SH Sole None 290 Chemical & Mining Co of Chile Inc Common 833635105 9.648 200SH Sole None 200 Chesapeake Energy Corp Common 165167107 11.325 500SH Sole None 500 ChevronTexaco Corp Common 166764100 604.974 7464SH Sole None 7464 Chicos Fas Inc Common 168615102 1.052 100SH Sole None 100 China Mobile Hong Kong Ltd Common 16941M109 37.581 735SH Sole None 735 CHS Inc 8% Pfd Pref. 12542R209 11.580 400SH Sole None 400 Chubb Corporation Common 171232101 1.140 20SH Sole None 20 Cirrus Logic Corp Common 172755100 1.784 100SH Sole None 100 Cisco Systems Inc Common 17275R102 3922.202 179096SH Sole None 179096 Citigroup Cap VII Pfd 7.125% Common 17306N203 6.200 250SH Sole None 250 Citigroup Capital VIII Pfd 6.95% Common 17306R204 12.135 500SH Sole None 500 Citigroup Inc Common 172967101 15.282 3908SH Sole None 3908 City National Corp Common CYN 29.189 550SH Sole None 550 Claymore/BNY BRIC Common 18383M100 7.826 175SH Sole None 175 Cliffs Natural Resources Inc Common 18683K101 2087.111 32652SH Sole None 32652 Clorox Co Common 189054109 13.352 200SH Sole None 200 Coca Cola Co Common 191216100 252.745 4319SH Sole None 4319 Cohen & Steers Quality Income Rlty Fd In Common 19247L106 14.723 1873SH Sole None 1873 Cohen & Steers Utility Fund Common 19248A109 36.322 2282SH Sole None 2282 Colgate Palmolive Co Common 194162103 30.744 400SH Sole None 400 Comcast Corp 7% Pfd Pref. 20030N309 10.468 400SH Sole None 400 Comcast Corp-Cl A Common 20030N101 30.103 1665SH Sole None 1665 Companhia Engergetica de Minas Gerais Common 204409601 22.536 1375SH Sole None 1375 ConocoPhillips Common 20825C104 48.695 848SH Sole None 848 Consolidated Edison Inc Common 209115104 23.628 490SH Sole None 490 Corning Inc. Common 219350105 5.484 300SH Sole None 300 Corp High Yield Fund VI Inc Common 09255P107 322.893 27956SH Sole None 27956 Costco Wholesale Corp Common 22160K105 2252.217 34924SH Sole None 34924 Csx Corp Common 126408103 11.285 204SH Sole None 204 Cubic Corp Common 229669106 9.384 230SH Sole None 230 Curtiss-Wright Corp Common 231561101 1.818 60SH Sole None 60 Cypress Semiconductor Corp Common 232806109 12.580 1000SH Sole None 1000 D R Horton Inc Common 23331A109 2.224 200SH Sole None 200 Danaher Corp Common 235851102 14.660 361SH Sole None 361 DaVita Inc Common 23918K108 34.515 500SH Sole None 500 Dean Foods Co Common 242370104 2.124 208SH Sole None 208 Deere & Co Common 244199105 62.803 900SH Sole None 900 Del Monte Foods Co Common 24522P103 3.522 269SH Sole None 269 Devon Energy Corporation Common 25179M103 20.205 312SH Sole None 312 Diageo PLC ADR Common 25243Q205 3642.686 52785SH Sole None 52785 Dionex Corporation Common 254546104 2140.773 24766SH Sole None 24766 Direxion Daily 10 Yr Trsy Bull 3x Common 25459W565 45.553 696SH Sole None 696 Direxion Daily Real Estate Bear 3x Common 25459W334 4.746 200SH Sole None 200 Direxion Shares 3x Bear Etf Common 25459W490 12.043 900SH Sole None 900 Discover Communications Common 25470F104 1.089 25SH Sole None 25 Dish Network Corp Common 25470M109 115.260 6000SH Sole None 6000 Dolby Laboratories Inc Common 25659T107 1880.809 33107SH Sole None 33107 Dominion Resources Inc Common 25746U109 101.728 2330SH Sole None 2330 Dow Chem Co Common 260543103 13.730 500SH Sole None 500 Duff & Phelps Utility & Corp Bond Tr Inc Common 26432K108 13.069 1021SH Sole None 1021 Duke Energy Corporation Common 26441C105 30.125 1701SH Sole None 1701 E I Du Pont De Nemours & Co Common 263534109 51.313 1150SH Sole None 1150 Eaton Vance CA Muni Bond Common 27828A100 21.945 1650SH Sole None 1650 Eaton Vance Tax Mgd Global Common 27829C105 57.227 4450SH Sole None 4450 eBay Inc Common 278642103 3.660 150SH Sole None 150 Echostar Corp Com Common 278768106 30.528 1600SH Sole None 1600 Edison International Common 281020107 255.631 7433SH Sole None 7433 Edwards Lifesciences Corp Common EW 6.705 100SH Sole None 100 Elements Rogers Intl Commodity Common 870297801 1599.934 200493SH Sole None 200493 Emc Corp Common 268648102 2.031 100SH Sole None 100 Emerson Elec Co Common 291011104 2.650 50SH Sole None 50 Enbridge Energy Partners LP Common 29250R106 5.592 100SH Sole None 100 Encana Corp Common 292505104 60.158 1990SH Sole None 1990 Energy Transfer Partners LP Common 29273R109 19.167 397SH Sole None 397 Enerplus Resources Fund Common 29274D604 34.763 1350SH Sole None 1350 Ensco Intl Inc Common 29358Q109 1828.396 40876SH Sole None 40876 Enterprise Products Part Common 293792107 51.254 1292SH Sole None 1292 Entropic Communications Common ENTR 26.880 2800SH Sole None 2800 Exelon Corp Common 30161N101 230.151 5405SH Sole None 5405 Exxon Mobil Corp Common 30231G102 4127.416 66797SH Sole None 66797 Farallon Mining Ltd. Common 30739P109 1.065 2505SH Sole None 2505 Fastenal Company Common 311900104 2666.456 50131SH Sole None 50131 Fedex Corp Common 31428X106 5.130 60SH Sole None 60 First Solar Inc Common 336433107 1.474 10SH Sole None 10 FirstEnergy Corp Common 337932107 35.650 925SH Sole None 925 Flextronics International Common Y2573F102 4.113 681SH Sole None 681 Flowserve Corporation Common 34354P105 2098.725 19180SH Sole None 19180 Ford Motor Pfd 7.5% Common 345370852 10.336 400SH Sole None 400 Ford Mtr Co Common 345370860 35.943 2937SH Sole None 2937 Freeport McMoran Copper & Gold Common 35671D105 40.133 470SH Sole None 470 Fresh Del Monte Produce Inc Common G36738105 2.170 100SH Sole None 100 Fronteer Gold Inc Common 359032109 21.540 3000SH Sole None 3000 Gammon Gold, Inc Common 36467T106 1.290 184SH Sole None 184 Gardner Denver, Inc Common 365558105 2532.008 47169SH Sole None 47169 General Dynamics Common 369550108 25.643 408SH Sole None 408 General Elec Co Common 369604103 24.375 1500SH Sole None 1500 General Electric 6.45% 6/15/46 Common GER 77.250 3000SH Sole None 3000 General Electric Corp 6.10% PFD Common 369622519 64.600 2500SH Sole None 2500 General Mills Inc Common 370334104 29.232 800SH Sole None 800 General Motors Corp 7.375% Callable Common 370442766 3.040 400SH Sole None 400 Genzyme Corporation Common 372917104 1.062 15SH Sole None 15 Glacier Water Trust I-9.0625% Cum Trust Common 376398202 15.657 676SH Sole None 676 Gladstone Capital Corporation Common 376535100 11.270 1000SH Sole None 1000 Goldman Sachs 6.20% Pfd Pref. 38144X500 266.952 10627SH Sole None 10627 Goodrich Corporation Common 382388106 2188.900 29688SH Sole None 29688 Google Inc Common 38259P508 2406.541 4577SH Sole None 4577 Gran Tierra Energy Inc Common 38500T101 10.808 1400SH Sole None 1400 H & Q Life Sciences Investors Common 404053100 1.496 156SH Sole None 156 Harris Corp Common 413875105 26.919 608SH Sole None 608 Hasbro Inc Common 418056107 44.510 1000SH Sole None 1000 Hawaiian Electric Industries Inc Common 419870100 54.096 2400SH Sole None 2400 HCP Inc Common 40414L109 10.974 305SH Sole None 305 Heinz H J Company Common 423074103 26.320 556SH Sole None 556 Helix Energy Solutions Common 42330P107 11.140 1000SH Sole None 1000 Henry Schein Inc Common 806407102 2027.161 34605SH Sole None 34605 Hershey Foods Corporation Common 427866108 21.265 447SH Sole None 447 Hess Corporation Common 42809H107 38.487 651SH Sole None 651 Hewlett-Packard Co Common 428236103 3192.970 75897SH Sole None 75897 Hillman Group Capital 11.60% Common 43162L206 9.149 320SH Sole None 320 Himax Technologies Inc Common 43289P106 66.960 27000SH Sole None 27000 Home Depot Inc Common 437076102 27.012 853SH Sole None 853 Hospitality Porperty Trust 7% PFD Common 44106M508 24.620 1000SH Sole None 1000 Hospitality Pptys Pfd 7% Common 44106M508 68.936 2800SH Sole None 2800 HSBC Finance Corp 6.36% Pfd Pref. 40429C607 157.827 6648SH Sole None 6648 Human Genome Sciences, Inc Common 444903108 5.213 175SH Sole None 175 Iberdrola S A Common 450737101 6.132 200SH Sole None 200 ICON Plc Common 45103T107 43.240 2000SH Sole None 2000 IDEXX Labs Inc Common IDXX 15.430 250SH Sole None 250 ING Clarion Global Real Estate Inc Fund Common 44982G104 3.888 515SH Sole None 515 Ing Groep NV Pfd 6.375% Common 456837608 16.404 732SH Sole None 732 ING Prime Rate Trust Common 44977W106 47.559 8300SH Sole None 8300 Intel Corp Common 458140100 3563.202 185583SH Sole None 185583 International Business Machine Common 459200101 2407.141 17945SH Sole None 17945 International PBX Ventures Common 459959102 1.095 4335SH Sole None 4335 Intuitive Surgical Inc Common 46120E602 9.931 35SH Sole None 35 Invesco Van Kampen Muni Trust Common 920919107 14.410 1000SH Sole None 1000 iPath MSCI India Index Common 06739F291 2095.370 27658SH Sole None 27658 iRobot Corp Common 462726100 3.714 200SH Sole None 200 iShares S&P Europe 350 Common 464287861 10.220 270SH Sole None 270 iShares Barclays 1-3 Year Credit Bd Common 464288646 6.303 60SH Sole None 60 iShares Barclays 3-7 Yr Treasury Bond Common 464288661 159.269 1347SH Sole None 1347 iShares Barclays Interm Govt/Credit Bd Common 464288612 11.061 100SH Sole None 100 iShares Barclays Short Treasury Bond Common 464288679 7.166 65SH Sole None 65 iShares China 25 Index Fund Common 464287184 3349.091 78213SH Sole None 78213 iShares Cohen & Steers Rlty Common 464287564 52.500 848SH Sole None 848 iShares COMEX Gold Trust Common 464285105 19.200 1500SH Sole None 1500 iShares DJ Dividend Index Fund Common 464287168 5.387 115SH Sole None 115 iShares DJ US Consumer Goods Common 464287812 8.892 150SH Sole None 150 iShares DJ US Financial Sector Common 464287788 3.124 60SH Sole None 60 iShares Dow Jones Ind Common 464287754 7.799 135SH Sole None 135 iShares Dow Jones Total Market Common 464287846 59.488 1040SH Sole None 1040 iShares Dow Jones US Healthcare Index Fd Common 464287762 1.898 30SH Sole None 30 iShares Dow Jones US Technology Common IYW 2.893 50SH Sole None 50 iShares Dow Jones US Utilities Common 464287697 22.790 299SH Sole None 299 iShares Global Utilities Common 464288711 3.971 88SH Sole None 88 iShares Goldman Sachs Tech Index Fund Common 464287549 8.044 147SH Sole None 147 iShares GS Natural Resources Common 464287374 17.949 517SH Sole None 517 iShares Lehman 1-3 Year Treasury Bond Common 464287457 295.295 3500SH Sole None 3500 iShares Lehman 20+ Yr Treas Bond Common 464287432 5.909 56SH Sole None 56 iShares Lehman Int Credit Bond Common 464288638 312.221 2880SH Sole None 2880 iShares Lehman TIPS Bond Fund Common 464287176 1521.857 13954SH Sole None 13954 iShares MSCI EAFE Index Fund Common 464287465 610.570 11117SH Sole None 11117 iShares MSCI Emerging Markets Index Common 464287234 4064.898 90795SH Sole None 90795 iShares MSCI Pacific Common 464286665 40.092 905SH Sole None 905 iShares MSCI Singapore Common 464286673 2046.427 154798SH Sole None 154798 iShares MSCI Taiwan Index Common 464286731 5.420 400SH Sole None 400 iShares Mstar Mid Core Index Common 464288208 5.619 75SH Sole None 75 iShares Mstar Small Growth Common 464288604 55.656 770SH Sole None 770 iShares NAS BIO Common 464287556 1.725 20SH Sole None 20 iShares Russell 1000 Growth Common 464287614 452.778 8814SH Sole None 8814 iShares Russell 1000 Index Fund Common 464287622 21.471 340SH Sole None 340 iShares Russell 1000 Value Common 464287598 376.422 6381SH Sole None 6381 iShares Russell 2000 Growth Common 464287648 2338.873 31293SH Sole None 31293 iShares Russell 2000 Value Index Common 464287630 1942.861 31342SH Sole None 31342 iShares Russell 3000 Value Common 464287663 70.193 907SH Sole None 907 iShares Russell Mid Cap Index Common 464287499 162.801 1802SH Sole None 1802 iShares Russell Midcap Growth Index Common 464287481 3.256 65SH Sole None 65 iShares Russell Midcap Value Index Fund Common 464287473 2.839 70SH Sole None 70 iShares S&P 400 Midcap Growth Common 464287606 12.893 146SH Sole None 146 iShares S&P Global Tech Index Fund Common 464287291 5.556 100SH Sole None 100 iShares S&P Mid Cap 400 Common 464287507 27.147 339SH Sole None 339 iShares S&P Midcap 400/Barra Value Common 464287705 5.689 80SH Sole None 80 iShares S&P Small Cap 600 Common 464287879 151.249 2433SH Sole None 2433 iShares S&P SmallCap 600 Index Common 464287804 2.127 36SH Sole None 36 iShares Silver Trust Common 46428Q109 10.655 500SH Sole None 500 iShares Trust 7-10 Yr Treasury Bond Common 464287440 80.792 816SH Sole None 816 iShares Trust Lehman Aggregate Bond Common 464287226 256.088 2357SH Sole None 2357 iShares USD Emg Mrkt Bond Common 464288281 11.131 100SH Sole None 100 ITT Industries Inc Common 450911102 1680.958 35895SH Sole None 35895 ITV Plc Common 45069P107 1.530 170SH Sole None 170 J M Smucker Company Common 832696405 12.106 200SH Sole None 200 J P Morgan Chase & Co Common 46625H100 3449.207 90626SH Sole None 90626 Johnson & Johnson Common 478160104 3737.760 60325SH Sole None 60325 JP Morgan Chase Pfd 6.875% Common 48123W209 24.947 950SH Sole None 950 Kaiser Aluminum Corp Common 483007704 2158.969 50455SH Sole None 50455 Kansas City Southern Common 485170302 18.705 500SH Sole None 500 Kilroy Realty Corp 7.8% Pfd Pref. 49427F405 5.050 200SH Sole None 200 Kimberly Clark Corp Common 494368103 45.535 700SH Sole None 700 Kinder Morgan Energy Partners LP Common 494550106 6.959 102SH Sole None 102 Kinder Morgan Management LLC Common 49455U100 16.629 276SH Sole None 276 Kraft Foods Inc Common 50075N104 5.430 176SH Sole None 176 Lazard World Div & Inc Fund Common 521076109 12.840 1000SH Sole None 1000 Life Technologies Corp Common 53217V109 3.035 65SH Sole None 65 Lifeway Foods Inc Common 531914109 1.052 100SH Sole None 100 Lockheed Martin Corp Common 539830109 7.128 100SH Sole None 100 Loews Corp Common 540424108 46.409 1225SH Sole None 1225 Lowes Cos Inc Common 548661107 4.458 200SH Sole None 200 MabCure Inc Common 554094102 5.000 10000SH Sole None 10000 Macquarie Utilities Div & Inc Fund Common 55607W100 13.250 1000SH Sole None 1000 Magellan Midstream Partners LP Common 559080106 32.516 632SH Sole None 632 Mannatech Inc Common 563771104 1.025 500SH Sole None 500 Market Vectors Nuclear Energy ETF Common 57060U704 4.226 200SH Sole None 200 Massey Energy Corp Common 576206106 6.204 200SH Sole None 200 Mastercard Inc Common 57636Q104 1869.538 8346SH Sole None 8346 McDermott International Inc Common 580037109 1181.666 79957SH Sole None 79957 McDonalds Corp Common 580135101 106.507 1429SH Sole None 1429 MDU Resources Group Inc Common 552690109 62.543 3135SH Sole None 3135 Medco Health Solutions Inc Common 58405U102 7.497 144SH Sole None 144 Medtronic Inc Common 585055106 50.370 1500SH Sole None 1500 Merck & Co Inc Common 58933Y105 22.220 604SH Sole None 604 Merrill Lynch Pfd Cap Tr IV 7.28% Pfd F Common 59021K205 24.750 1000SH Sole None 1000 Mesa Energy Holdings Inc Common 59065A105 1.105 6500SH Sole None 6500 Mesa Royalty Trust Common 590660106 4.625 100SH Sole None 100 Metlife 5.875% Pfd Pref. 59156R405 25.120 1000SH Sole None 1000 MFS Charter Income Trust Common 552727109 4.890 500SH Sole None 500 MFS Multimarket Income Common 552737108 1.628 234SH Sole None 234 MGM Mirage Common 552953101 3.384 300SH Sole None 300 Microsoft Corp Common 594918104 3562.641 145473SH Sole None 145473 Millicom International Cellular S.A. Common L6388F110 4.606 48SH Sole None 48 MNBA Cap Tr 8.10% Common 55270B201 11.295 444SH Sole None 444 ModusLink Global Solutions Inc Common 60786L107 2.540 400SH Sole None 400 Monsanto Company Common 61166W101 33.551 700SH Sole None 700 Montgomery Street Income Securities Inc Common 614115103 32.660 2000SH Sole None 2000 Morgan Stanley 6.25% Pfd Pref. 617460209 114.350 4735SH Sole None 4735 Morgan Stanley Eastern Europe Fd Common 616988101 16.890 1000SH Sole None 1000 Morgan Stanley Emerging Markets Debt Fd Common 61744H105 10.170 900SH Sole None 900 MS India Investment Fund Common 61745C105 2.726 100SH Sole None 100 Navigant Consulting Inc Common 63935N107 11.630 1000SH Sole None 1000 Netapp Inc Common 64110D104 9.958 200SH Sole None 200 Netflix Inc Common 64110L106 81.080 500SH Sole None 500 Newmont Mining Corp Common 651639106 12.562 200SH Sole None 200 Nexen Inc 7.35% Common 65334H508 10.128 400SH Sole None 400 Nextera Energy Inc Common 65339F101 3877.322 71287SH Sole None 71287 Nike Inc Cl B Common 654106103 1920.082 23959SH Sole None 23959 Norfolk Southern Corp Common 655844108 24.031 404SH Sole None 404 Northern Oil And Gas Inc Common 665531109 25.410 1500SH Sole None 1500 Novartis ADR Common 66987V109 3743.840 64918SH Sole None 64918 Nuveen Senior Income Fund Common 67067Y104 42.133 5893SH Sole None 5893 Occidental Pete Corp Common 674599105 152.685 1950SH Sole None 1950 OM Holdings Limited Common G6748X104 3.200 2000SH Sole None 2000 OmniVision Technologies Inc Common 682128103 7.488 325SH Sole None 325 Oracle Systems Corp Common 68389X105 1991.452 74170SH Sole None 74170 Osi Systems Inc Common 671044105 7.264 200SH Sole None 200 Pace Oil And Gas Ltd Common 69374D104 1.842 244SH Sole None 244 Patriot Coal Corporation Common 70336T104 1.027 90SH Sole None 90 Peabody Energy Corporation Common 704549104 24.505 500SH Sole None 500 Penn West Energy Trust Common 707885109 42.228 2104SH Sole None 2104 Pentair Inc Common 709631105 6.726 200SH Sole None 200 Pepco Holdings Inc Common 713291102 57.939 3115SH Sole None 3115 Pepsico Inc Common 713448108 2804.527 42211SH Sole None 42211 PetroChina Co ADR Common 71646E100 11.642 100SH Sole None 100 Petroleo Brasileiro S.A. Common 71654V408 152.334 4200SH Sole None 4200 Pfizer Inc Common 717081103 383.482 22334SH Sole None 22334 Pharmaceutical Product Development Inc Common 717124101 16.609 670SH Sole None 670 Philip Morris Intl Common 718172109 207.435 3703SH Sole None 3703 PICO Holdings Inc Common 693366205 8.958 300SH Sole None 300 PIMCO Corporate Opportunity Common 72201B101 420.551 23949SH Sole None 23949 Pimco Income Opp Fund Common PKO 7.941 300SH Sole None 300 Pimco Muni Inc III Common 72201A103 44.363 3874SH Sole None 3874 Pioneer Natural Resources Co Common 723787107 6.048 93SH Sole None 93 Pitney Bowes Inc Common 724479100 11.368 532SH Sole None 532 Platinum Australia Ltd Common Q7664Y109 5.175 7500SH Sole None 7500 Plum Creek Timber Inc Common 729251108 1.659 47SH Sole None 47 PolyMet Mining Corp Common 731916102 16.160 8000SH Sole None 8000 POSCO Common 693483109 11.398 100SH Sole None 100 Power Oil & Gas Inc Common 73930P106 5.100 10000SH Sole None 10000 Powershares Water Port Common 73935X575 3.310 200SH Sole None 200 PowerShares Clean Energy Fund Common 73935X500 1.877 190SH Sole None 190 PowerShares DB Agriculture Common 73936B408 8.244 300SH Sole None 300 PowerShares Dynamic Mid Cap Growth Common 73935X807 52.868 2850SH Sole None 2850 PowerShares Global Argiculture Common 73936Q702 27.310 1000SH Sole None 1000 PowerShares High Yield Corp Bond Common 73936T557 5.484 300SH Sole None 300 PowerShares QQQ Common 73935A104 20.757 423SH Sole None 423 PPL Capital FDG 6.85% Pfd Pref. 69352P889 26.360 1000SH Sole None 1000 PPLUS Trust Comcast 6.25% Pfd Pref. 73941X775 55.022 2200SH Sole None 2200 PPLUS Trust Liberty Media 7% Pfd Pref. 73941X668 9.648 400SH Sole None 400 Premier Service Bank Common AD8324040 3.510 1560SH Sole None 1560 Price Smart Inc Common 741511109 2.913 100SH Sole None 100 Priceline.Com Common 741503403 2.090 6SH Sole None 6 Pride International Inc Common 74153Q102 17.658 600SH Sole None 600 Procter & Gamble Co Common 742718109 4184.636 69779SH Sole None 69779 Proshares Ultra 7-10 Year Treasury Common 74347R180 91.649 1030SH Sole None 1030 ProShares UltraShort Financials Common 74347R628 7.948 400SH Sole None 400 ProShares UltraShort MSCI Europe Common 74347X807 3.350 200SH Sole None 200 ProShares UltraShort Real Estate Common 74347X583 10.720 500SH Sole None 500 Provident Energy Trust Common 74386K104 14.120 2000SH Sole None 2000 Prudential Financial Inc Common 744320102 5.960 110SH Sole None 110 Public Service Enterprise Group Inc Common 744573106 282.160 8530SH Sole None 8530 Public Storage 6.25% Pfd Pref. PSA+Z 49.582 2000SH Sole None 2000 Public Storage 6.45% Pfd Pref. 74460D380 24.830 1000SH Sole None 1000 Public Storage 7.25% Pfd Pref. 74460D299 34.268 1357SH Sole None 1357 Public Storage Inc Common 74460D109 17.732 183SH Sole None 183 Public Storage Inc 7.125% Common 74460D471 10.116 400SH Sole None 400 Public Storage Pfd Series K Common 74460D273 50.620 2000SH Sole None 2000 QLogic Corp Common 747277101 46.517 2637SH Sole None 2637 Qualcomm Inc Common 747525103 318.521 7057SH Sole None 7057 Quality Systems Inc Common 747582104 2.321 35SH Sole None 35 Qwest Communications Intl Common 749121109 25.908 4132SH Sole None 4132 RAIT Investment Trust Common 749227104 1.650 1000SH Sole None 1000 Rambus Inc Common 750917106 31.260 1500SH Sole None 1500 Ranger Gold Corp Common 75281W101 2.500 10000SH Sole None 10000 Raytheon Company Common 755111507 4.571 100SH Sole None 100 RBS Capital VII 6.08% Pfd Pref. 74928P207 29.678 2061SH Sole None 2061 RBS Captial VI 6.25% Pfd Pref. 74928M204 14.906 1000SH Sole None 1000 Red Branch Technologies Inc Common 756420105 2.240 100000SH Sole None 100000 ResMed Inc Common 761152107 3.281 100SH Sole None 100 Ritchie Bros Auctioneers Inc Common 767744105 12.462 600SH Sole None 600 Ross Stores Inc Common 778296103 2416.020 44201SH Sole None 44201 Rowan Cos Inc Common 779382100 18.216 600SH Sole None 600 Royal Bank Scotland 6.25% Pfd Pref. 780097762 18.540 1200SH Sole None 1200 Royal Bank Scotland Group Common 780097689 14.830 1000SH Sole None 1000 Royal Bank Scotland PLC 6.35% Pfd Pref. 780097770 83.835 5405SH Sole None 5405 Royal Caribbean Cruises Ltd Common V7780T103 3.153 100SH Sole None 100 Royal Dutch Shell CL B Common 780259107 17.049 290SH Sole None 290 Royal Dutch Shell plc Common 780259206 3387.129 56171SH Sole None 56171 Royce Value Trust Inc Common 780910105 4.735 390SH Sole None 390 RPM International Inc Common 749685103 36.115 1813SH Sole None 1813 SAIC Inc Common 78390X101 1.598 100SH Sole None 100 SBA Communications Corp Common 78388J106 7.254 180SH Sole None 180 Schlumberger Limited Common 806857108 15.403 250SH Sole None 250 Seabridge Gold Inc Common 811916105 17.208 600SH Sole None 600 Sempra Energy Common 816851109 135.597 2520SH Sole None 2520 Shaw Group Inc Common 820280105 33.560 1000SH Sole None 1000 Siemens AG Common 826197501 3862.011 36641SH Sole None 36641 Sigma-Aldrich Corporation Common 826552101 21.133 350SH Sole None 350 Silver Standard Resources, Inc Common 82823L106 7.992 400SH Sole None 400 Simon Property Group Inc Common 828806109 41.448 447SH Sole None 447 Skechers USA Inc Common 830566105 2.349 100SH Sole None 100 Sohu.com Inc Common 83408W103 28.810 500SH Sole None 500 Southern CA Ed Pfd 4.78% Common 842400509 22.950 1000SH Sole None 1000 Southern Co Common 842587107 203.491 5464SH Sole None 5464 SPDR Barclays Cap Interm Term Common 78464A672 61.827 1026SH Sole None 1026 SPDR Gold Shares Common 78463V107 12.791 100SH Sole None 100 SPDR S&P Oil & Gas Equip & Services Common XES 2.225 75SH Sole None 75 Spectra Energy Corp Common 847560109 7.757 344SH Sole None 344 Sprint Corp Common 852061100 2.440 527SH Sole None 527 Standard & Poors Depository Receipts Common 78462F103 2.853 25SH Sole None 25 Star Gas Partners LP Common 85512C105 3.318 700SH Sole None 700 Starbuck's Corp Common 855244109 19.265 754SH Sole None 754 Stillwater Mining Co Common 86074Q102 5.052 300SH Sole None 300 Stryker Corp Common 863667101 1947.209 38905SH Sole None 38905 Suncor Energy Inc Common 867224107 8.138 250SH Sole None 250 Swiss Reinsurance Co Common 870887205 3.066 70SH Sole None 70 SXC Health Solutions Corp Common 78505P100 43.764 1200SH Sole None 1200 Synaptics Inc Common 87157D109 5.628 200SH Sole None 200 Syngenta AG ADR Common 87160A100 3308.435 66448SH Sole None 66448 Sysco Corp Common 871829107 2.852 100SH Sole None 100 Target Corporation Common 87612E106 10.688 200SH Sole None 200 Taro Pharmaceutical Inds Ltd Common M8737E108 4.408 400SH Sole None 400 Teekay Offshore Partners LP Common Y8565J101 4.628 200SH Sole None 200 Telecom De Sao Paulo S.A. Common 87929A102 48.860 2000SH Sole None 2000 Teledyne Technologies Inc Common 879360105 11.946 300SH Sole None 300 Telephne & Data 6.625% 3/31/45 Common TDI 5.000 200SH Sole None 200 Templeton Emerging Markets Fund Common 880191101 32.895 1500SH Sole None 1500 Teradata Corp Common 88076W103 1.812 47SH Sole None 47 Terra Nitrogen Company LP Common 881005201 18.134 200SH Sole None 200 The Blackstone Group LP Common 09253U108 11.421 900SH Sole None 900 The Cheesecake Factory Inc Common 163072101 10.588 400SH Sole None 400 The Korea Fund Inc Common 500634209 47.964 1142SH Sole None 1142 The PNC Financial Services Group Inc Common 693475105 5.191 100SH Sole None 100 The Scotts Miracle-Gro Co Common 810186106 10.346 200SH Sole None 200 TheStreet.com Inc Common 88368Q103 2.810 1000SH Sole None 1000 Titanium Metals Corporation Common 888339207 71.355 3575SH Sole None 3575 Tjx Companies Inc Common 872540109 26.778 600SH Sole None 600 TNR Mining Corp Common 87260X109 3.594 20000SH Sole None 20000 TowerStream Corp Common 892000100 42.800 20000SH Sole None 20000 TransCanada Corporation Common 89353D107 18.560 500SH Sole None 500 Transforce Income Fund Common 89366H103 40.458 4000SH Sole None 4000 Transocean Ltd. Common H8817H100 8.101 126SH Sole None 126 Tuesday Morning Corp Common 899035505 1.011 212SH Sole None 212 UDR Inc Common 902653104 3.823 181SH Sole None 181 UIT Nuveen 369 CA Common 67069S642 15.134 200SH Sole None 200 Union Pacific Corporation Common 907818108 16.360 200SH Sole None 200 Unisys Corp Common 909214306 2.790 100SH Sole None 100 United Microelectronics Corp Common 910873405 2.905 1045SH Sole None 1045 United Parcel Service Inc Cl B Common 911312106 1204.221 18057SH Sole None 18057 United Technologies Corp Common 913017109 3945.951 55397SH Sole None 55397 URS Corporation Common 903236107 94.570 2490SH Sole None 2490 Usb Capital VIII 6.35% Common 903307205 37.680 1500SH Sole None 1500 USB Capital XI Pfd 6.6% Callable Common 903300200 12.590 500SH Sole None 500 Vale S.A. Common 91912E105 31.270 1000SH Sole None 1000 Valero Energy Corp Common 91913Y100 1.751 100SH Sole None 100 Vanguard FTSE All World ETF Common 922042775 18.160 400SH Sole None 400 Vanguard Growth EFT Common 922908736 10.995 200SH Sole None 200 Vanguard Mid Cap ETF Common VO 6.631 100SH Sole None 100 Vanguard Mid Cap Value ETF Common 922908512 3.216 66SH Sole None 66 Vanguard REIT Index VIPERS Common 922908553 5.208 100SH Sole None 100 Vanguard Short Term Bond ETF Common BSV 49.050 600SH Sole None 600 Vanguard Sm Cap Growth Common 922908595 3.340 50SH Sole None 50 Vanguard Small Cap ETF Common 922908751 28.929 456SH Sole None 456 Vanguard Small Cap Value Common 922908611 6.567 110SH Sole None 110 Vanguard Total Bond Market ETF Common BND 57.862 700SH Sole None 700 Vanguard Value ETF Common 922908744 9.740 200SH Sole None 200 Varian Medical Systems Inc Common 92220P105 46.283 765SH Sole None 765 Vector Group Ltd Common 92240M108 1.982 106SH Sole None 106 Verizon Communications Common 92343V104 3883.597 119165SH Sole None 119165 Viacom Inc-Cl B Common 92553P201 12.087 334SH Sole None 334 ViroPharma Inc Common 928241108 2.982 200SH Sole None 200 Vodafone Group Common 92857W209 16.565 668SH Sole None 668 W.R. Berkley 6.75% Pfd Pref. 08449Q203 158.445 6300SH Sole None 6300 Wabtec Corp Common 929740108 27.479 575SH Sole None 575 Walgreen Co Common 931422109 47.570 1420SH Sole None 1420 Walmart Stores Inc Common 931142103 106.236 1985SH Sole None 1985 Walt Disney Company Common 254687106 54.661 1651SH Sole None 1651 WD-40 Company Common 929236107 3.803 100SH Sole None 100 Weingarten Realty Investors Common 948741103 21.820 1000SH Sole None 1000 Wells Fargo & Co Common 949746101 16.084 640SH Sole None 640 Westar Energy Inc Common 95709T100 2.423 100SH Sole None 100 Western Asset Global Partners Income Fun Common 95766G108 6.440 500SH Sole None 500 Western Lithium USA Common 95854Q109 5.441 5000SH Sole None 5000 Windstream Corp Common 97381W104 17.104 1392SH Sole None 1392 WisdomTree DEFA Common 97717W703 15.097 334SH Sole None 334 WisdomTree Emg Currency Common 97717W133 1577.454 68824SH Sole None 68824 Xcel Energy Inc Common 98389B100 19.341 842SH Sole None 842 Yahoo Inc Com Common 984332106 1356.041 95698SH Sole None 95698 Yamana Gold Inc Common 98462Y100 5.700 500SH Sole None 500 Yum Brands Inc Common 988498101 11.216 244SH Sole None 244 ZAGG Incorporated Common 98884U108 570.010 119000SH Sole None 119000 TOTAL 171495.532
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