-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WR+zVXI+sfWmRLPCgGyWVcawbaUqFTUPSca/xl1S8h6uptomwH0mjg+fzuI7dQya Bl+xv7jORx8S+rpDQaK09Q== 0000902664-10-003268.txt : 20100819 0000902664-10-003268.hdr.sgml : 20100819 20100819155447 ACCESSION NUMBER: 0000902664-10-003268 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100819 DATE AS OF CHANGE: 20100819 EFFECTIVENESS DATE: 20100819 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Empyrean Capital Partners, LP CENTRAL INDEX KEY: 0001317195 IRS NUMBER: 522403815 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-11141 FILM NUMBER: 101027953 BUSINESS ADDRESS: STREET 1: 10250 CONSTELLATION BOULEVARD STREET 2: SUITE 2950 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310)843-9900 MAIL ADDRESS: STREET 1: 10250 CONSTELLATION BOULEVARD STREET 2: SUITE 2950 CITY: LOS ANGELES STATE: CA ZIP: 90067 13F-HR/A 1 p10-1642form13fhra.txt EMPYREAN CAPITAL PARTNERS, LP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 ------------------------ Check here if Amendment [ X ]; Amendment Number: 1 ----- This Amendment (Check only one.): [ X ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Empyrean Capital Partners, LP -------------------------------------------------- Address: 10250 Constellation Boulevard -------------------------------------------------- Suite 2950 -------------------------------------------------- Los Angeles, California 90067 -------------------------------------------------- Form 13F File Number: 028-11141 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Tony Hynes -------------------------------------------------- Title: Chief Financial Officer -------------------------------------------------- Phone: 310-843-3060 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Tony Hynes Los Angeles, California 8/19/2010 - ------------------------ ----------------------- --------------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) 2 Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 61 ------------- Form 13F Information Table Value Total: $1,070,535 ------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE 3
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ACTUANT CORP SDCV 2.000%11/1 00508X AB 0 8,965 8,485,000 PRN SOLE 8,485,000 ALCON INC COM SHS H01301 10 2 40,204 271,300 SH SOLE 271,300 ALLIANT TECHSYSTEMS INC NOTE 2.750% 2/1 018804 AH 7 14,222 15,000,000 PRN SOLE 15,000,000 AMERIGROUP CORP NOTE 2.000% 5/1 03073T AB 8 21,800 21,652,000 PRN SOLE 21,652,000 APACHE CORP COM 037411 10 5 13,883 164,900 SH SOLE 164,900 BANK OF AMERICA CORPORATION COM 060505 10 4 14,370 1,000,000 SH SOLE 1,000,000 BARNES GROUP INC NOTE 3.750% 8/0 067806 AB 5 7,095 7,089,000 PRN SOLE 7,089,000 BHP BILLITON PLC SPONSORED ADR 05545E 20 9 19,892 386,700 SH SOLE 386,700 BORGWARNER INC NOTE 3.500% 4/1 099724 AF 3 4,819 3,725,000 PRN SOLE 3,725,000 BOSTON SCIENTIFIC CORP COM 101137 10 7 23,200 4,000,000 SH SOLE 4,000,000 BUCYRUS INTL INC NEW COM 118759 10 9 11,863 250,000 SH PUT SOLE 250,000 CIENA CORP NOTE 0.250% 5/0 171779 AB 7 4,456 5,500,000 PRN SOLE 5,500,000 CONTINENTAL AIRLS INC NOTE 5.000% 6/1 210795 PJ 3 2,260 2,000,000 PRN SOLE 2,000,000 CORELOGIC INC COM 21871D 10 3 4,273 241,977 SH SOLE 241,977 CORRECTIONS CORP AMER NEW COM NEW 22025Y 40 7 12,202 639,500 SH SOLE 639,500 DAVITA INC COM 23918K 10 8 28,098 450,000 SH SOLE 450,000 DAVITA INC COM 23918K 10 8 12,488 200,000 SH PUT SOLE 200,000 DISCOVERY COMMUNICATNS NEW COM SER C 25470F 30 2 39,126 1,265,000 SH SOLE 1,265,000 E M C CORP MASS NOTE 1.750%12/0 268648 AM 4 6,329 5,000,000 PRN SOLE 5,000,000 FIRST AMERN FINL CORP COM 31847R 10 2 3,068 241,977 SH SOLE 241,977 FORD MTR CO DEL *W EXP 01/01/201 345370 13 4 6,730 2,157,200 SH SOLE 2,157,200 FRONTIER COMMUNICATIONS CORP COM 35906A 10 8 10,665 1,500,000 SH PUT SOLE 1,500,000 GENZYME CORP COM 372917 10 4 19,039 375,000 SH SOLE 375,000 HEALTH CARE REIT INC NOTE 4.750% 7/1 42217K AQ 9 11,747 11,000,000 PRN SOLE 11,000,000 HEALTHSPRING INC COM 42224N 10 1 20,163 1,300,000 SH SOLE 1,300,000 HUMANA INC COM 444859 10 2 16,670 365,000 SH SOLE 365,000 ISHARES TR INDEX RUSSELL 2000 464287 65 5 53,174 870,000 SH PUT SOLE 870,000 JDA SOFTWARE GROUP INC COM 46612K 10 8 10,150 461,800 SH SOLE 461,800 JOY GLOBAL INC COM 481165 10 8 8,766 175,000 SH SOLE 175,000 LIBERTY MEDIA CORP DEB 3.500% 1/1 530715 AN 1 17,030 38,000,000 PRN SOLE 38,000,000 LIBERTY MEDIA CORP NEW CAP COM SER A 53071M 30 2 12,499 298,233 SH SOLE 298,233 MARKET VECTORS ETF TR GOLD MINER ETF 57060U 10 0 25,980 500,000 SH SOLE 500,000 MARKET VECTORS ETF TR GOLD MINER ETF 57060U 10 0 12,988 250,000 SH PUT SOLE 250,000 MEAD JOHNSON NUTRITION CO COM 582839 10 6 14,763 294,562 SH SOLE 294,562 MEDICIS PHARMACEUTICAL CORP NOTE 2.500% 6/0 58470K AA 2 16,771 16,944,000 PRN SOLE 16,944,000 MICRON TECHNOLOGY INC NOTE 1.875% 6/0 595112 AH 6 8,807 10,000,000 PRN SOLE 10,000,000 NETAPP INC NOTE 1.750% 6/0 64110D AB 0 12,869 10,000,000 PRN SOLE 10,000,000 NEWS CORP CL A 65248E 10 4 57,331 4,793,602 SH SOLE 4,793,602 NORTHROP GRUMMAN CORP COM 666807 10 2 38,108 700,000 SH CALL SOLE 700,000 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002 10 6 4,581 48,400 SH SOLE 48,400 ON SEMICONDUCTOR CORP NOTE 1.875%12/1 682189 AD 7 14,406 13,000,000 PRN SOLE 13,000,000 ON SEMICONDUCTOR CORP NOTE 4/1 682189 AE 5 6,085 6,500,000 PRN SOLE 6,500,000 PACTIV CORP COM 695257 10 5 13,925 500,000 SH SOLE 500,000 PACTIV CORP COM 695257 10 5 13,925 500,000 SH PUT SOLE 500,000 PALM INC NEW COM 696643 10 5 7,113 1,250,000 SH SOLE 1,250,000 PALM INC NEW COM 696643 10 5 25,605 4,500,000 SH CALL SOLE 4,500,000 PIER 1 IMPORTS INC NOTE 6.375% 2/1 720279 AH 1 1,021 1,000,000 PRN SOLE 1,000,000 QUESTAR CORP COM 748356 10 2 737 16,200 SH SOLE 16,200 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y 50 6 22,257 448,000 SH SOLE 448,000 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y 60 5 23,477 1,700,000 SH CALL SOLE 1,700,000 SEMPRA ENERGY COM 816851 10 9 51,469 1,100,000 SH SOLE 1,100,000 SPDR GOLD TRUST GOLD SHS 78463V 10 7 44,194 363,200 SH SOLE 363,200 SPDR GOLD TRUST GOLD SHS 78463V 10 7 24,336 200,000 SH PUT SOLE 200,000 UAL CORP NOTE 6.000%10/1 902549 AJ 3 19,880 8,000,000 PRN SOLE 8,000,000 UNITEDHEALTH GROUP INC COM 91324P 10 2 22,720 800,000 SH SOLE 800,000 VECTOR GROUP LTD DBCV 5.750% 6/1 92240M AL 2 10,950 10,000,000 PRN SOLE 10,000,000 VERISIGN INC COM 92343E 10 2 46,463 1,750,000 SH SOLE 1,750,000 VIRGIN MEDIA INC NOTE 6.500%11/1 92769L AB 7 23,323 20,000,000 PRN SOLE 20,000,000 WELLS FARGO & CO NEW COM 949746 10 1 12,800 500,000 SH SOLE 500,000 WESCO INTL INC DBCV 2.625%10/1 95082P AE 5 12,849 12,857,000 PRN SOLE 12,857,000 ZIONS BANCORPORATION *W EXP 05/22/202 989701 11 5 1,556 222,400 SH SOLE 222,400
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