-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FdrKKJtkgZWVcFuR4GDztN5sTQQ0LsszX/vBiufz06Ij3h3CiDLwscDunq6gbxxN EBJiRLYC+U4O72gYxxtJkw== 0001193125-10-190213.txt : 20100816 0001193125-10-190213.hdr.sgml : 20100816 20100816161639 ACCESSION NUMBER: 0001193125-10-190213 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100816 DATE AS OF CHANGE: 20100816 EFFECTIVENESS DATE: 20100816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CITADEL ADVISORS LLC CENTRAL INDEX KEY: 0001423053 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13183 FILM NUMBER: 101019932 BUSINESS ADDRESS: STREET 1: C/O CITADEL LLC STREET 2: 131 S. DEARBORN ST., 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 312-395-2100 MAIL ADDRESS: STREET 1: C/O CITADEL LLC STREET 2: 131 S. DEARBORN ST., 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: JUNE 30, 2010 Check here if Amendment [_]; Amendment Number: ______________ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CITADEL ADVISORS LLC Address: 131 SOUTH DEARBORN CHICAGO, IL 60603 13F File Number: 28-13183 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: PATRICIA A. STASNY Title: GLOBAL CONTROLLER Phone: (312) 395-4366 Signature, Place, and Date of Signing: /s/ PATRICIA A. STASNY CHICAGO, ILLINOIS 08/16/2010 - ------------------------------ ----------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 9,766 Form 13F Information Table Value Total: $36,206,292 (THOUSANDS) List of Other Included Managers: NO. FORM 13F FILE NUMBER NAME - --- -------------------- -------------------------------------- 1 28-13182 Citadel Holdings I LP
FORM 13F Page 1 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- 3M CO Cmn 88579Y101 764 9,674 Sh Shared-defined -- 9,674 3M CO Cmn 88579Y901 37,433 473,900 Sh Call Shared-defined 1 473,900 3M CO Cmn 88579Y951 23,768 300,900 Sh Put Shared-defined 1 300,900 3M CO Cmn 88579Y901 5,458 69,100 Sh Call Shared-defined -- 69,100 3M CO Cmn 88579Y951 2,393 30,300 Sh Put Shared-defined -- 30,300 3PAR INC Cmn 88580F109 210 22,570 Sh Shared-defined -- 22,570 3PAR INC Cmn 88580F109 153 16,449 Sh Shared-defined 1 16,449 3PAR INC Cmn 88580F959 147 15,800 Sh Put Shared-defined 1 15,800 3PAR INC Cmn 88580F909 87 9,300 Sh Call Shared-defined 1 9,300 8X8 INC CMN STOCK Cmn 282914100 22 17,290 Sh Shared-defined 1 17,290 99 CENTS ONLY STORES CMN STOCK Cmn 65440K956 133 9,000 Sh Put Shared-defined 1 9,000 99 CENTS ONLY STORES CMN STOCK Cmn 65440K906 98 6,600 Sh Call Shared-defined 1 6,600 99 CENTS ONLY STORES CMN STOCK Cmn 65440K106 392 26,491 Sh Shared-defined -- 26,491 A.O. SMITH CORP. COMMON STOCK Cmn 831865209 472 9,793 Sh Shared-defined -- 9,793 COLUMN TOTALS 71,530
FORM 13F Page 2 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- A123 SYSTEMS INC Cmn 03739T108 195 20,713 Sh Shared-defined -- 20,713 A123 SYSTEMS INC Cmn 03739T108 100 10,619 Sh Shared-defined 1 10,619 A123 SYSTEMS INC Cmn 03739T908 1,971 209,000 Sh Call Shared-defined 1 209,000 A123 SYSTEMS INC Cmn 03739T958 805 85,400 Sh Put Shared-defined 1 85,400 A123 SYSTEMS INC Cmn 03739T908 304 32,200 Sh Call Shared-defined -- 32,200 A123 SYSTEMS INC Cmn 03739T958 43 4,600 Sh Put Shared-defined -- 4,600 AAR CORP CMN STK Cmn 000361905 452 27,000 Sh Call Shared-defined 1 27,000 AAR CORP CMN STK Cmn 000361955 203 12,100 Sh Put Shared-defined 1 12,100 AAR CORP 1.75% CB 2/01/26 -REGISTERED Bond 000361AH8 24,764 27,652,000 Prn Shared-defined -- N/A AAR CORP CMN STK Cmn 000361105 184 10,999 Sh Shared-defined -- 10,999 AAR CORP CMN STK Cmn 000361105 7 434 Sh Shared-defined 1 434 AARON'S INC Cmn 002535201 822 48,138 Sh Shared-defined -- 48,138 AARON'S INC Cmn 002535901 568 33,250 Sh Call Shared-defined 1 33,250 AARON'S INC Cmn 002535951 258 15,100 Sh Put Shared-defined 1 15,100 COLUMN TOTALS 30,676
FORM 13F Page 3 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AASTROM BIOSCIENCES INC CMN STOCK Cmn 00253U305 28 18,734 Sh Shared-defined 1 18,734 ABAXIS INC CMN STK Cmn 002567905 2,561 119,500 Sh Call Shared-defined 1 119,500 ABAXIS INC CMN STK Cmn 002567955 2,392 111,600 Sh Put Shared-defined 1 111,600 ABAXIS INC CMN STK Cmn 002567105 704 32,836 Sh Shared-defined 1 32,836 ABAXIS INC CMN STK Cmn 002567105 107 5,006 Sh Shared-defined -- 5,006 ABB LTD - SPONS Depository ADR 1:1 Receipt 000375204 270 15,629 Sh Shared-defined -- N/A ABB LTD - SPONS Depository ADR 1:1 Receipt 000375204 91 5,264 Sh Shared-defined 1 N/A ABBOTT LABS Cmn 002824900 33,733 721,100 Sh Call Shared-defined 1 721,100 ABBOTT LABS Cmn 002824950 22,927 490,100 Sh Put Shared-defined 1 490,100 ABBOTT LABS Cmn 002824900 8,388 179,300 Sh Call Shared-defined -- 179,300 ABBOTT LABS Cmn 002824950 3,284 70,200 Sh Put Shared-defined -- 70,200 ABBOTT LABS Cmn 002824100 981 20,974 Sh Shared-defined -- 20,974 ABBOTT LABS Cmn 002824100 936 20,015 Sh Shared-defined 1 20,015 ABER DIAMOND CORPORATION CMN STOCK Cmn 41587B100 134 10,908 Sh Shared-defined -- 10,908 COLUMN TOTALS 76,536
FORM 13F Page 4 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ABER DIAMOND CORPORATION CMN STOCK Cmn 41587B100 34 2,767 Sh Shared-defined 1 2,767 ABERCROMBIE & FITCH COMMON STOCK Cmn 002896907 9,980 325,200 Sh Call Shared-defined 1 325,200 ABERCROMBIE & FITCH COMMON STOCK Cmn 002896957 8,744 284,900 Sh Put Shared-defined 1 284,900 ABERCROMBIE & FITCH COMMON STOCK Cmn 002896957 1,746 56,900 Sh Put Shared-defined -- 56,900 ABERCROMBIE & FITCH COMMON STOCK Cmn 002896907 743 24,200 Sh Call Shared-defined -- 24,200 ABERCROMBIE & FITCH COMMON STOCK Cmn 002896207 12,188 397,144 Sh Shared-defined -- 397,144 ABERCROMBIE & FITCH COMMON STOCK Cmn 002896207 1,836 59,820 Sh Shared-defined 1 59,820 ABIOMED INC CMN STK Cmn 003654900 193 19,900 Sh Call Shared-defined 1 19,900 ABIOMED INC CMN STK Cmn 003654950 75 7,700 Sh Put Shared-defined 1 7,700 ABIOMED INC CMN STK Cmn 003654100 156 16,078 Sh Shared-defined -- 16,078 ABIOMED INC CMN STK Cmn 003654100 31 3,185 Sh Shared-defined 1 3,185 ABRAXAS PETROLEUM CORP/NV CMN STK Cmn 003830106 31 11,054 Sh Shared-defined 1 11,054 ABRAXAS PETROLEUM CORP/NV CMN STK Cmn 003830106 9 3,300 Sh Shared-defined -- 3,300 ACACIA RESEARCH - ACACIA TECHNOLOGIES COMMON STOCK Cmn 003881307 247 17,377 Sh Shared-defined -- 17,377 COLUMN TOTALS 36,013
FORM 13F Page 5 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ACADIA PHARMACEUTICALS, INC. Cmn 004225958 8 7,600 Sh Put Shared-defined 1 7,600 ACADIA PHARMACEUTICALS, INC. Cmn 004225908 7 6,400 Sh Call Shared-defined 1 6,400 ACADIA PHARMACEUTICALS, INC. Cmn 004225108 11 9,782 Sh Shared-defined -- 9,782 ACADIA PHARMACEUTICALS, INC. Cmn 004225108 4 3,300 Sh Shared-defined 1 3,300 ACCENTURE PLC Cmn G1151C951 8,464 219,000 Sh Put Shared-defined 1 219,000 ACCENTURE PLC Cmn G1151C901 7,386 191,100 Sh Call Shared-defined 1 191,100 ACCENTURE PLC Cmn G1151C901 758 19,600 Sh Call Shared-defined -- 19,600 ACCENTURE PLC Cmn G1151C951 290 7,500 Sh Put Shared-defined -- 7,500 ACCO BRANDS COMMON STOCK Cmn 00081T108 361 72,343 Sh Shared-defined -- 72,343 ACCO BRANDS COMMON STOCK Cmn 00081T108 4 834 Sh Shared-defined 1 834 ACCURAY INC Cmn 004397105 50 7,594 Sh Shared-defined -- 7,594 ACCURAY INC Cmn 004397105 21 3,212 Sh Shared-defined 1 3,212 ACCURAY INC Cmn 004397905 44 6,700 Sh Call Shared-defined 1 6,700 ACCURAY INC Cmn 004397955 23 3,500 Sh Put Shared-defined 1 3,500 COLUMN TOTALS 17,431
FORM 13F Page 6 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ACE LTD CMN STOCK Cmn H0023R955 5,632 109,400 Sh Put Shared-defined 1 109,400 ACE LTD CMN STOCK Cmn H0023R905 3,269 63,500 Sh Call Shared-defined 1 63,500 ACE LTD CMN STOCK Cmn H0023R955 649 12,600 Sh Put Shared-defined -- 12,600 ACE LTD CMN STOCK Cmn H0023R905 149 2,900 Sh Call Shared-defined -- 2,900 ACE LTD CMN STOCK Cmn H0023R105 61,221 1,189,220 Sh Shared-defined -- 1,189,220 ACE LTD CMN STOCK Cmn H0023R105 2,291 44,500 Sh Shared-defined 1 44,500 ACME PACKET INC Cmn 004764106 5,368 199,693 Sh Shared-defined -- 199,693 ACME PACKET INC Cmn 004764106 1,018 37,860 Sh Shared-defined 1 37,860 ACME PACKET INC Cmn 004764956 2,231 83,000 Sh Put Shared-defined 1 83,000 ACME PACKET INC Cmn 004764906 1,355 50,400 Sh Call Shared-defined 1 50,400 ACORDA THERAPEUTICS ORD Cmn 00484M906 6,225 200,100 Sh Call Shared-defined 1 200,100 ACORDA THERAPEUTICS ORD Cmn 00484M956 6,191 199,000 Sh Put Shared-defined 1 199,000 ACORDA THERAPEUTICS ORD Cmn 00484M106 32 1,043 Sh Shared-defined 1 1,043 ACORDA THERAPEUTICS ORD Cmn 00484M106 26 837 Sh Shared-defined -- 837 COLUMN TOTALS 95,657
FORM 13F Page 7 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ACORN INTERNATIONAL INC- Depository ADR Receipt 004854105 109 30,370 Sh Shared-defined 1 N/A ACORN INTERNATIONAL INC- Depository ADR Receipt 004854105 26 7,200 Sh Shared-defined -- N/A ACTEL CORP CMN STK Cmn 004934105 350 27,312 Sh Shared-defined -- 27,312 ACTEL CORP CMN STK Cmn 004934105 18 1,414 Sh Shared-defined 1 1,414 ACTIVE POWER INC Cmn 00504W100 9 11,365 Sh Shared-defined 1 11,365 ACTIVISION BLIZZARD INC Cmn 00507V109 5,011 477,725 Sh Shared-defined -- 477,725 ACTIVISION BLIZZARD INC Cmn 00507V109 4,268 406,836 Sh Shared-defined 1 406,836 ACTIVISION BLIZZARD INC Cmn 00507V959 5,943 566,500 Sh Put Shared-defined 1 566,500 ACTIVISION BLIZZARD INC Cmn 00507V909 1,983 189,000 Sh Call Shared-defined 1 189,000 ACTIVISION BLIZZARD INC Cmn 00507V959 977 93,100 Sh Put Shared-defined -- 93,100 ACTIVISION BLIZZARD INC Cmn 00507V909 128 12,200 Sh Call Shared-defined -- 12,200 ACTUANT CORPORATION -CL A CMN STK Cmn 00508X903 533 28,300 Sh Call Shared-defined 1 28,300 ACTUANT CORPORATION -CL A CMN STK Cmn 00508X953 102 5,400 Sh Put Shared-defined 1 5,400 ACTUANT CORPORATION 2% CB 11/15/23--REGISTERED Bond 00508XAB0 13,209 12,500,000 Prn Shared-defined -- N/A COLUMN TOTALS 32,666
FORM 13F Page 8 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ACTUANT CORPORATION -CL A CMN STK Cmn 00508X203 33 1,753 Sh Shared-defined 1 1,753 ACTUATE CORP CMN STOCK Cmn 00508B102 54 12,044 Sh Shared-defined -- 12,044 ACTUATE CORP CMN STOCK Cmn 00508B102 32 7,142 Sh Shared-defined 1 7,142 ACUITY BRANDS INC CMN STOCK Cmn 00508Y952 717 19,700 Sh Put Shared-defined 1 19,700 ACUITY BRANDS INC CMN STOCK Cmn 00508Y902 317 8,700 Sh Call Shared-defined 1 8,700 ACUITY BRANDS INC CMN STOCK Cmn 00508Y102 632 17,380 Sh Shared-defined -- 17,380 ACUITY BRANDS INC CMN STOCK Cmn 00508Y102 558 15,332 Sh Shared-defined 1 15,332 ACXIOM CORP Cmn 005125909 598 40,700 Sh Call Shared-defined 1 40,700 ACXIOM CORP Cmn 005125959 166 11,300 Sh Put Shared-defined 1 11,300 ADA-ES INC COMMON STOCK Cmn 005208103 1,081 203,500 Sh Shared-defined -- 203,500 ADA-ES INC COMMON STOCK Cmn 005208103 2 404 Sh Shared-defined 1 404 ADC TELECOMMUNICATIONS 3.5% CB 7/15/2017 - REGISTE Bond 000886AF8 14,607 20,150,000 Prn Shared-defined -- N/A ADC TELECOMMUNICATIONS INC CMN STK Cmn 000886959 647 87,300 Sh Put Shared-defined 1 87,300 ADC TELECOMMUNICATIONS INC CMN STK Cmn 000886909 278 37,500 Sh Call Shared-defined 1 37,500 COLUMN TOTALS 19,722
FORM 13F Page 9 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ADC TELECOMMUNICATIONS INC CMN STK Cmn 000886309 262 35,388 Sh Shared-defined 1 35,388 ADC TELECOMMUNICATIONS INC CMN STK Cmn 000886309 41 5,528 Sh Shared-defined -- 5,528 ADMINISTAFF INC CMN STOCK Cmn 007094955 1,409 58,300 Sh Put Shared-defined 1 58,300 ADMINISTAFF INC CMN STOCK Cmn 007094905 478 19,800 Sh Call Shared-defined 1 19,800 ADMINISTAFF INC CMN STOCK Cmn 007094105 399 16,508 Sh Shared-defined 1 16,508 ADMINISTAFF INC CMN STOCK Cmn 007094105 95 3,933 Sh Shared-defined -- 3,933 ADOBE SYSTEMS COMMON STOCK Cmn 00724F101 6,380 241,388 Sh Shared-defined -- 241,388 ADOBE SYSTEMS COMMON STOCK Cmn 00724F101 4,385 165,925 Sh Shared-defined 1 165,925 ADOBE SYSTEMS COMMON STOCK Cmn 00724F951 12,094 457,600 Sh Put Shared-defined 1 457,600 ADOBE SYSTEMS COMMON STOCK Cmn 00724F901 11,391 431,000 Sh Call Shared-defined 1 431,000 ADOBE SYSTEMS COMMON STOCK Cmn 00724F951 3,645 137,900 Sh Put Shared-defined -- 137,900 ADOBE SYSTEMS COMMON STOCK Cmn 00724F901 2,973 112,500 Sh Call Shared-defined -- 112,500 ADOLOR CORP CMN STK Cmn 00724X902 1 1,000 Sh Call Shared-defined 1 1,000 ADOLOR CORP CMN STK Cmn 00724X102 21 19,300 Sh Shared-defined -- 19,300 COLUMN TOTALS 43,574
FORM 13F Page 10 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ADOLOR CORP CMN STK Cmn 00724X102 5 4,830 Sh Shared-defined 1 4,830 ADTRAN INC CMN STOCK Cmn 00738A906 1,440 52,800 Sh Call Shared-defined 1 52,800 ADTRAN INC CMN STOCK Cmn 00738A956 897 32,900 Sh Put Shared-defined 1 32,900 ADTRAN INC CMN STOCK Cmn 00738A106 32,532 1,192,965 Sh Shared-defined -- 1,192,965 ADVANCE AUTO PARTS INC CMN STK Cmn 00751Y906 1,239 24,700 Sh Call Shared-defined 1 24,700 ADVANCE AUTO PARTS INC CMN STK Cmn 00751Y956 958 19,100 Sh Put Shared-defined 1 19,100 ADVANCE AUTO PARTS INC CMN STK Cmn 00751Y106 16,211 323,058 Sh Shared-defined -- 323,058 ADVANCE AUTO PARTS INC CMN STK Cmn 00751Y106 173 3,453 Sh Shared-defined 1 3,453 ADVANCED BATTERY TECHNOLOGIES INC COMMON STOCK Cmn 00752H952 102 31,100 Sh Put Shared-defined 1 31,100 ADVANCED BATTERY TECHNOLOGIES INC COMMON STOCK Cmn 00752H902 26 8,000 Sh Call Shared-defined 1 8,000 ADVANCED BATTERY TECHNOLOGIES INC COMMON STOCK Cmn 00752H102 97 29,544 Sh Shared-defined 1 29,544 ADVANCED BATTERY TECHNOLOGIES INC COMMON STOCK Cmn 00752H102 6 1,800 Sh Shared-defined -- 1,800 ADVANCED ENERGY INDS INC CMN STOCK Cmn 007973100 5,783 470,560 Sh Shared-defined -- 470,560 ADVANCED ENERGY INDS INC CMN STOCK Cmn 007973100 109 8,851 Sh Shared-defined 1 8,851 COLUMN TOTALS 59,578
FORM 13F Page 11 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ADVANCED ENERGY INDS INC CMN STOCK Cmn 007973950 133 10,800 Sh Put Shared-defined 1 10,800 ADVANCED ENERGY INDS INC CMN STOCK Cmn 007973900 16 1,300 Sh Call Shared-defined 1 1,300 ADVANCED MICRO DEVICES NYSE Cmn 007903107 6,045 825,777 Sh Shared-defined -- 825,777 ADVANCED MICRO DEVICES NYSE Cmn 007903107 828 113,113 Sh Shared-defined 1 113,113 ADVANCED MICRO DEVICES NYSE Cmn 007903907 5,994 818,800 Sh Call Shared-defined 1 818,800 ADVANCED MICRO DEVICES NYSE Cmn 007903957 2,264 309,300 Sh Put Shared-defined 1 309,300 ADVANCED MICRO DEVICES NYSE Cmn 007903907 1,103 150,700 Sh Call Shared-defined -- 150,700 ADVANCED MICRO DEVICES NYSE Cmn 007903957 312 42,600 Sh Put Shared-defined -- 42,600 ADVANTAGE ENERGY INCOME FUND COMMON STOCK Cmn 00765F101 106 18,184 Sh Shared-defined 1 18,184 ADVANTAGE ENERGY INCOME FUND COMMON STOCK Cmn 00765F901 138 23,800 Sh Call Shared-defined 1 23,800 ADVANTAGE ENERGY INCOME FUND COMMON STOCK Cmn 00765F951 84 14,500 Sh Put Shared-defined 1 14,500 AECOM TECHNOLOGY CORP Cmn 00766T100 134 5,827 Sh Shared-defined -- 5,827 AECOM TECHNOLOGY CORP Cmn 00766T100 44 1,890 Sh Shared-defined 1 1,890 AECOM TECHNOLOGY CORP Cmn 00766T900 540 23,400 Sh Call Shared-defined 1 23,400 COLUMN TOTALS 17,741
FORM 13F Page 12 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AECOM TECHNOLOGY CORP Cmn 00766T950 445 19,300 Sh Put Shared-defined 1 19,300 AEGEAN MARINE PETROLEUM NETWORK INC CMN STK Cmn Y0017S952 1,329 66,500 Sh Put Shared-defined 1 66,500 AEGEAN MARINE PETROLEUM NETWORK INC CMN STK Cmn Y0017S902 1,093 54,700 Sh Call Shared-defined 1 54,700 AEGEAN MARINE PETROLEUM NETWORK INC CMN STK Cmn Y0017S902 46 2,300 Sh Call Shared-defined -- 2,300 AEGEAN MARINE PETROLEUM NETWORK INC CMN STK Cmn Y0017S952 20 1,000 Sh Put Shared-defined -- 1,000 AEGEAN MARINE PETROLEUM NETWORK INC CMN STK Cmn Y0017S102 2,437 121,990 Sh Shared-defined -- 121,990 AEGEAN MARINE PETROLEUM NETWORK INC CMN STK Cmn Y0017S102 45 2,248 Sh Shared-defined 1 2,248 AEGON NV ADR USD 1:1 Depository Receipt 007924103 65 12,219 Sh Shared-defined -- N/A AEGON NV ADR USD 1:1 Depository Receipt 007924103 33 6,169 Sh Shared-defined 1 N/A AERCAP HOLDINGS NV Cmn N00985106 2,764 266,315 Sh Shared-defined -- 266,315 AERCAP HOLDINGS NV Cmn N00985106 82 7,896 Sh Shared-defined 1 7,896 AERCAP HOLDINGS NV Cmn N00985906 129 12,400 Sh Call Shared-defined 1 12,400 AERCAP HOLDINGS NV Cmn N00985956 36 3,500 Sh Put Shared-defined 1 3,500 AEROPOSTALE INC CMN STK Cmn 007865958 8,118 283,450 Sh Put Shared-defined 1 283,450 COLUMN TOTALS 16,642
FORM 13F Page 13 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AEROPOSTALE INC CMN STK Cmn 007865908 8,023 280,150 Sh Call Shared-defined 1 280,150 AEROPOSTALE INC CMN STK Cmn 007865908 2,788 97,350 Sh Call Shared-defined -- 97,350 AEROPOSTALE INC CMN STK Cmn 007865958 2,542 88,750 Sh Put Shared-defined -- 88,750 AEROPOSTALE INC CMN STK Cmn 007865108 20,425 713,155 Sh Shared-defined -- 713,155 AEROPOSTALE INC CMN STK Cmn 007865108 116 4,046 Sh Shared-defined 1 4,046 AEROVIRONMENT INC Cmn 008073108 119 5,477 Sh Shared-defined -- 5,477 AEROVIRONMENT INC Cmn 008073908 774 35,600 Sh Call Shared-defined 1 35,600 AEROVIRONMENT INC Cmn 008073958 535 24,600 Sh Put Shared-defined 1 24,600 AEROVIRONMENT INC Cmn 008073908 106 4,900 Sh Call Shared-defined -- 4,900 AEROVIRONMENT INC Cmn 008073958 26 1,200 Sh Put Shared-defined -- 1,200 AES CORP COMMON STOCK Cmn 00130H105 835 90,411 Sh Shared-defined 1 90,411 AES CORP COMMON STOCK Cmn 00130H105 260 28,087 Sh Shared-defined -- 28,087 AES CORP COMMON STOCK Cmn 00130H955 443 47,900 Sh Put Shared-defined 1 47,900 AES CORP COMMON STOCK Cmn 00130H905 331 35,800 Sh Call Shared-defined 1 35,800 COLUMN TOTALS 37,323
FORM 13F Page 14 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AES CORP COMMON STOCK Cmn 00130H905 97 10,500 Sh Call Shared-defined -- 10,500 AES CORP COMMON STOCK Cmn 00130H955 25 2,700 Sh Put Shared-defined -- 2,700 AES TRUST III 6.75% PFD 10/15/2029-- REGISTERED Pref Stk 00808N202 3 75 Sh Shared-defined 1 N/A AETNA INC-- NEW Cmn 00817Y108 10,332 391,652 Sh Shared-defined -- 391,652 AETNA INC-- NEW Cmn 00817Y108 2,198 83,302 Sh Shared-defined 1 83,302 AETNA INC-- NEW Cmn 00817Y958 7,600 288,100 Sh Put Shared-defined 1 288,100 AETNA INC-- NEW Cmn 00817Y908 7,495 284,100 Sh Call Shared-defined 1 284,100 AETNA INC-- NEW Cmn 00817Y958 1,461 55,400 Sh Put Shared-defined -- 55,400 AETNA INC-- NEW Cmn 00817Y908 1,372 52,000 Sh Call Shared-defined -- 52,000 AFFILIATED MANAGERS GRP INC CMN STOCK Cmn 008252908 3,889 64,000 Sh Call Shared-defined 1 64,000 AFFILIATED MANAGERS GRP INC CMN STOCK Cmn 008252958 3,816 62,800 Sh Put Shared-defined 1 62,800 AFFILIATED MANAGERS GRP INC CMN STOCK Cmn 008252908 219 3,600 Sh Call Shared-defined -- 3,600 AFFILIATED MANAGERS GRP INC CMN STOCK Cmn 008252958 6 100 Sh Put Shared-defined -- 100 AFFILIATED MANAGERS GRP INC CMN STOCK Cmn 008252108 10,811 177,894 Sh Shared-defined -- 177,894 COLUMN TOTALS 49,324
FORM 13F Page 15 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AFFILIATED MANAGERS GRP INC CMN STOCK Cmn 008252108 110 1,809 Sh Shared-defined 1 1,809 AFFYMAX INC COMMON STOCK Cmn 00826A959 326 54,500 Sh Put Shared-defined 1 54,500 AFFYMAX INC COMMON STOCK Cmn 00826A909 302 50,500 Sh Call Shared-defined 1 50,500 AFFYMAX INC COMMON STOCK Cmn 00826A109 353 59,085 Sh Shared-defined -- 59,085 AFFYMAX INC COMMON STOCK Cmn 00826A109 52 8,644 Sh Shared-defined 1 8,644 AFFYMETRIX INC COM STK Cmn 00826T958 176 29,800 Sh Put Shared-defined 1 29,800 AFFYMETRIX INC COM STK Cmn 00826T908 33 5,600 Sh Call Shared-defined 1 5,600 AFFYMETRIX INC COM STK Cmn 00826T108 159 26,971 Sh Shared-defined -- 26,971 AFFYMETRIX INC COM STK Cmn 00826T108 84 14,268 Sh Shared-defined 1 14,268 AFLAC INC Cmn 001055102 30,080 704,940 Sh Shared-defined -- 704,940 AFLAC INC Cmn 001055102 1,856 43,505 Sh Shared-defined 1 43,505 AFLAC INC Cmn 001055952 19,782 463,600 Sh Put Shared-defined 1 463,600 AFLAC INC Cmn 001055902 11,034 258,600 Sh Call Shared-defined 1 258,600 AFLAC INC Cmn 001055952 1,865 43,700 Sh Put Shared-defined -- 43,700 COLUMN TOTALS 66,212
FORM 13F Page 16 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AFLAC INC Cmn 001055902 1,344 31,500 Sh Call Shared-defined -- 31,500 AGA MEDICAL HOLDINGS INC Cmn 008368102 153 12,093 Sh Shared-defined 1 12,093 AGA MEDICAL HOLDINGS INC AGCO 1.75% CB 12/31/33 Cmn 008368952 761 60,000 Sh Put Shared-defined 1 60,000 SERIES B- REGISTERED Bond 001084AL6 18,254 14,500,000 Prn Shared-defined -- N/A AGCO CORP 1.25% CB 12/15/2036-REGISTERED Bond 001084AM4 25,720 27,102,000 Prn Shared-defined -- N/A AGCO CORP. COMMON STOCK Cmn 001084102 126 4,661 Sh Shared-defined 1 4,661 AGCO CORP. COMMON STOCK Cmn 001084102 43 1,593 Sh Shared-defined -- 1,593 AGCO CORP. COMMON STOCK Cmn 001084952 1,626 60,300 Sh Put Shared-defined 1 60,300 AGCO CORP. COMMON STOCK Cmn 001084902 1,168 43,300 Sh Call Shared-defined 1 43,300 AGFEED INDUSTRIES INC Cmn 00846L101 45 15,371 Sh Shared-defined 1 15,371 AGFEED INDUSTRIES INC Cmn 00846L101 -- 15 Sh Shared-defined -- 15 AGFEED INDUSTRIES INC Cmn 00846L951 115 39,100 Sh Put Shared-defined 1 39,100 AGFEED INDUSTRIES INC Cmn 00846L901 62 21,100 Sh Call Shared-defined 1 21,100 AGILENT TECHNOLOGIES INC CMN STK Cmn 00846U901 5,342 187,900 Sh Call Shared-defined 1 187,900 COLUMN TOTALS 54,759
FORM 13F Page 17 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AGILENT TECHNOLOGIES INC CMN STK Cmn 00846U951 3,164 111,300 Sh Put Shared-defined 1 111,300 AGILENT TECHNOLOGIES INC CMN STK Cmn 00846U901 1,427 50,200 Sh Call Shared-defined -- 50,200 AGILENT TECHNOLOGIES INC CMN STK Cmn 00846U951 139 4,900 Sh Put Shared-defined -- 4,900 AGILENT TECHNOLOGIES INC CMN STK Cmn 00846U101 889 31,283 Sh Shared-defined -- 31,283 AGILENT TECHNOLOGIES INC CMN STK Cmn 00846U101 430 15,130 Sh Shared-defined 1 15,130 AGILYSYS INC Cmn 00847J105 151 22,640 Sh Shared-defined -- 22,640 AGILYSYS INC Cmn 00847J105 8 1,225 Sh Shared-defined 1 1,225 AGL RESOURCES, INC. Cmn 001204106 467 13,042 Sh Shared-defined -- 13,042 AGNICO EAGLE - NYSE CMN STOCK Cmn 008474108 399 6,559 Sh Shared-defined 1 6,559 AGNICO EAGLE - NYSE CMN STOCK Cmn 008474108 235 3,871 Sh Shared-defined -- 3,871 AGNICO EAGLE - NYSE CMN STOCK Cmn 008474958 20,100 330,700 Sh Put Shared-defined 1 330,700 AGNICO EAGLE - NYSE CMN STOCK Cmn 008474908 17,000 279,700 Sh Call Shared-defined 1 279,700 AGNICO EAGLE - NYSE CMN STOCK Cmn 008474908 1,599 26,300 Sh Call Shared-defined -- 26,300 AGNICO EAGLE - NYSE CMN STOCK Cmn 008474958 1,453 23,900 Sh Put Shared-defined -- 23,900 COLUMN TOTALS 47,461
FORM 13F Page 18 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AGRIUM COMMON Cmn 008916108 2,598 53,090 Sh Shared-defined 1 53,090 AGRIUM COMMON Cmn 008916108 1,398 28,559 Sh Shared-defined -- 28,559 AGRIUM COMMON Cmn 008916958 8,437 172,400 Sh Put Shared-defined 1 172,400 AGRIUM COMMON Cmn 008916908 6,533 133,500 Sh Call Shared-defined 1 133,500 AGRIUM COMMON Cmn 008916958 1,889 38,600 Sh Put Shared-defined -- 38,600 AGRIUM COMMON Cmn 008916908 998 20,400 Sh Call Shared-defined -- 20,400 AIR METHODS CORP CMN STK Cmn 009128307 339 11,386 Sh Shared-defined 1 11,386 AIR METHODS CORP CMN STK Cmn 009128307 3 110 Sh Shared-defined -- 110 AIR METHODS CORP CMN STK Cmn 009128957 2,083 70,000 Sh Put Shared-defined 1 70,000 AIR METHODS CORP CMN STK Cmn 009128907 1,297 43,600 Sh Call Shared-defined 1 43,600 AIR PRODS & CHEMS INC Cmn 009158106 2,170 33,484 Sh Shared-defined 1 33,484 AIR PRODS & CHEMS INC Cmn 009158106 1,244 19,192 Sh Shared-defined -- 19,192 AIR PRODS & CHEMS INC Cmn 009158956 3,007 46,400 Sh Put Shared-defined 1 46,400 AIR PRODS & CHEMS INC Cmn 009158906 668 10,300 Sh Call Shared-defined 1 10,300 COLUMN TOTALS 32,664
FORM 13F Page 19 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AIR PRODS & CHEMS INC Cmn 009158906 382 5,900 Sh Call Shared-defined -- 5,900 AIR TRANSPORT SERVICES GROUP I Cmn 00922R105 209 43,915 Sh Shared-defined -- 43,915 AIR TRANSPORT SERVICES GROUP I Cmn 00922R105 6 1,254 Sh Shared-defined 1 1,254 AIRCASTLE COMMON STOCK Cmn G0129K104 56 7,171 Sh Shared-defined 1 7,171 AIRCASTLE COMMON STOCK Cmn G0129K104 13 1,647 Sh Shared-defined -- 1,647 AIRCASTLE COMMON STOCK Cmn G0129K904 177 22,500 Sh Call Shared-defined 1 22,500 AIRCASTLE COMMON STOCK Cmn G0129K954 36 4,600 Sh Put Shared-defined 1 4,600 AIRGAS INC CMN STK Cmn 009363952 1,648 26,500 Sh Put Shared-defined 1 26,500 AIRGAS INC CMN STK Cmn 009363902 187 3,000 Sh Call Shared-defined 1 3,000 AIRGAS INC CMN STK Cmn 009363102 2,156 34,667 Sh Shared-defined 1 34,667 AIRGAS INC CMN STK Cmn 009363102 332 5,342 Sh Shared-defined -- 5,342 AIRTRAN HOLDINGS INC CMN STOCK Cmn 00949P958 383 78,900 Sh Put Shared-defined 1 78,900 AIRTRAN HOLDINGS INC CMN STOCK Cmn 00949P908 91 18,800 Sh Call Shared-defined 1 18,800 AIRTRAN HOLDINGS INC CMN STOCK Cmn 00949P958 91 18,700 Sh Put Shared-defined -- 18,700 COLUMN TOTALS 5,767
FORM 13F Page 20 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AIRTRAN HOLDINGS INC CMN STOCK Cmn 00949P108 419 86,289 Sh Shared-defined -- 86,289 AIRTRAN HOLDINGS INC CMN STOCK Cmn 00949P108 223 46,044 Sh Shared-defined 1 46,044 AIXTRON AG WHEN ISSUED SPON ADR 1:1 Depository COMMON Receipt 009606104 632 26,530 Sh Shared-defined -- N/A AIXTRON AG WHEN ISSUED SPON ADR 1:1 Depository COMMON Receipt 009606104 87 3,637 Sh Shared-defined 1 N/A AK STEEL COMMON STOCK Cmn 001547108 4,860 407,715 Sh Shared-defined 1 407,715 AK STEEL COMMON STOCK Cmn 001547108 464 38,922 Sh Shared-defined -- 38,922 AK STEEL COMMON STOCK Cmn 001547958 6,524 547,300 Sh Put Shared-defined 1 547,300 AK STEEL COMMON STOCK Cmn 001547908 5,637 472,900 Sh Call Shared-defined -- 472,900 AK STEEL COMMON STOCK Cmn 001547908 4,844 406,400 Sh Call Shared-defined 1 406,400 AK STEEL COMMON STOCK Cmn 001547958 321 26,900 Sh Put Shared-defined -- 26,900 AKAMAI TECHNOLOGIES INC CMN STOCK Cmn 00971T901 25,514 628,900 Sh Call Shared-defined 1 628,900 AKAMAI TECHNOLOGIES INC CMN STOCK Cmn 00971T951 14,171 349,300 Sh Put Shared-defined 1 349,300 AKAMAI TECHNOLOGIES INC CMN STOCK Cmn 00971T901 4,000 98,600 Sh Call Shared-defined -- 98,600 AKAMAI TECHNOLOGIES INC CMN STOCK Cmn 00971T951 933 23,000 Sh Put Shared-defined -- 23,000 COLUMN TOTALS 68,629
FORM 13F Page 21 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AKAMAI TECHNOLOGIES INC CMN STOCK Cmn 00971T101 1,060 26,119 Sh Shared-defined -- 26,119 AKAMAI TECHNOLOGIES INC CMN STOCK Cmn 00971T101 998 24,598 Sh Shared-defined 1 24,598 AKEENA SOLAR INC CMN STK Cmn 009720903 7 10,300 Sh Call Shared-defined 1 10,300 AKEENA SOLAR INC CMN STK Cmn 009720953 6 9,500 Sh Put Shared-defined 1 9,500 AKEENA SOLAR INC CMN STK Cmn 009720103 2 3,623 Sh Shared-defined -- 3,623 AKEENA SOLAR INC CMN STK Cmn 009720103 -- 713 Sh Shared-defined 1 713 AKORN INC CMN STK Cmn 009728106 32 10,716 Sh Shared-defined -- 10,716 ALASKA AIR GROUP COMMON STOCK ALK Cmn 011659959 2,841 63,200 Sh Put Shared-defined 1 63,200 ALASKA AIR GROUP COMMON STOCK ALK Cmn 011659909 2,306 51,300 Sh Call Shared-defined 1 51,300 ALASKA AIR GROUP COMMON STOCK ALK Cmn 011659109 77 1,720 Sh Shared-defined 1 1,720 ALASKA AIR GROUP COMMON STOCK ALK Cmn 011659109 28 626 Sh Shared-defined -- 626 ALASKA COMMUNICATIONS SYSTEMS GROUP CMN STK Cmn 01167P101 736 86,690 Sh Shared-defined -- 86,690 ALBANY INTERNATIONAL COMMON STOCK Cmn 012348108 364 22,454 Sh Shared-defined -- 22,454 ALBANY INTERNATIONAL COMMON STOCK Cmn 012348108 1 85 Sh Shared-defined 1 85 COLUMN TOTALS 8,458
FORM 13F Page 22 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ALBEMARLE CORP CMN STK Cmn 012653951 2,101 52,900 Sh Put Shared-defined 1 52,900 ALBEMARLE CORP CMN STK Cmn 012653901 647 16,300 Sh Call Shared-defined 1 16,300 ALBEMARLE CORP CMN STK Cmn 012653101 5,146 129,592 Sh Shared-defined -- 129,592 ALBEMARLE CORP CMN STK Cmn 012653101 1,047 26,367 Sh Shared-defined 1 26,367 ALBERTO CULVER CO Cmn 013078100 19,617 724,133 Sh Shared-defined -- 724,133 ALBERTO CULVER CO Cmn 013078100 6 231 Sh Shared-defined 1 231 ALBERTO CULVER CO Cmn 013078900 33 1,200 Sh Call Shared-defined 1 1,200 ALBERTO CULVER CO Cmn 013078950 27 1,000 Sh Put Shared-defined 1 1,000 Depository ALCATEL - ADR Receipt 013904305 4,397 1,731,232 Sh Shared-defined -- N/A Depository ALCATEL - ADR Receipt 013904305 394 155,012 Sh Shared-defined 1 N/A ALCOA 5.25% CB 3/15/14-REGISTERED Bond 013817AT8 83,295 48,960,000 Prn Shared-defined -- N/A ALCOA INC CMN STOCK Cmn 013817101 13,086 1,300,769 Sh Shared-defined 1 1,300,769 ALCOA INC CMN STOCK Cmn 013817101 4,718 468,979 Sh Shared-defined -- 468,979 ALCOA INC CMN STOCK Cmn 013817951 14,355 1,426,900 Sh Put Shared-defined 1 1,426,900 COLUMN TOTALS 148,869
FORM 13F Page 23 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ALCOA INC CMN STOCK Cmn 013817901 9,123 906,900 Sh Call Shared-defined 1 906,900 ALCOA INC CMN STOCK Cmn 013817951 4,410 438,400 Sh Put Shared-defined -- 438,400 ALCOA INC CMN STOCK Cmn 013817901 44 4,400 Sh Call Shared-defined -- 4,400 ALCON INC Cmn H01301102 4,898 33,050 Sh Shared-defined -- 33,050 ALCON INC Cmn H01301902 55,230 372,700 Sh Call Shared-defined 1 372,700 ALCON INC Cmn H01301952 21,873 147,600 Sh Put Shared-defined 1 147,600 ALDABRA 2 ACQUISITION C-CW11 Wt 09746Y113 -- 20 Shared-defined 1 N/A ALEXANDER & BALDWIN INC CMN STK Cmn 014482953 217 7,300 Sh Put Shared-defined 1 7,300 ALEXANDER & BALDWIN INC CMN STK Cmn 014482903 185 6,200 Sh Call Shared-defined 1 6,200 ALEXANDER & BALDWIN INC CMN STK Cmn 014482103 1,146 38,479 Sh Shared-defined -- 38,479 ALEXANDER & BALDWIN INC CMN STK Cmn 014482103 382 12,840 Sh Shared-defined 1 12,840 ALEXANDRIA RE EQUITIES INC CMN STOCK Cmn 015271959 4,328 68,300 Sh Put Shared-defined 1 68,300 ALEXANDRIA RE EQUITIES INC CMN STOCK Cmn 015271909 3,409 53,800 Sh Call Shared-defined 1 53,800 ALEXANDRIA RE EQUITIES INC CMN STOCK Cmn 015271909 387 6,100 Sh Call Shared-defined -- 6,100 COLUMN TOTALS 105,632
FORM 13F Page 24 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ALEXANDRIA RE EQUITIES INC CMN STOCK Cmn 015271959 32 500 Sh Put Shared-defined -- 500 ALEXANDRIA RE EQUITIES INC CMN STOCK Cmn 015271109 9,055 142,885 Sh Shared-defined -- 142,885 ALEXANDRIA RE EQUITIES INC CMN STOCK Cmn 015271109 50 782 Sh Shared-defined 1 782 ALEXION PHARMACEUTICALS INC CMN STOCK Cmn 015351909 3,624 70,800 Sh Call Shared-defined 1 70,800 ALEXION PHARMACEUTICALS INC CMN STOCK Cmn 015351959 2,124 41,500 Sh Put Shared-defined 1 41,500 ALEXION PHARMACEUTICALS INC CMN STOCK Cmn 015351109 5,379 105,073 Sh Shared-defined -- 105,073 ALIGN TECHNOLOGY INC. Cmn 016255101 101 6,806 Sh Shared-defined -- 6,806 ALIGN TECHNOLOGY INC. Cmn 016255901 375 25,200 Sh Call Shared-defined 1 25,200 ALIGN TECHNOLOGY INC. Cmn 016255951 171 11,500 Sh Put Shared-defined 1 11,500 ALIMERA SCIENCES INC Cmn 016259103 820 110,195 Sh Shared-defined -- 110,195 ALKERMES INC CMN STK Cmn 01642T958 613 49,200 Sh Put Shared-defined 1 49,200 ALKERMES INC CMN STK Cmn 01642T908 208 16,700 Sh Call Shared-defined 1 16,700 ALKERMES INC CMN STK Cmn 01642T108 839 67,353 Sh Shared-defined 1 67,353 ALKERMES INC CMN STK Cmn 01642T108 80 6,416 Sh Shared-defined -- 6,416 COLUMN TOTALS 23,471
FORM 13F Page 25 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ALLEGHENY ENERGY INC CMN STK Cmn 017361106 357 17,286 Sh Shared-defined -- 17,286 ALLEGHENY ENERGY INC CMN STK Cmn 017361106 253 12,220 Sh Shared-defined 1 12,220 ALLEGHENY ENERGY INC CMN STK Cmn 017361906 172 8,300 Sh Call Shared-defined 1 8,300 ALLEGHENY ENERGY INC CMN STK Cmn 017361956 159 7,700 Sh Put Shared-defined 1 7,700 ALLEGHENY TECHNOLOGIES INC 4.25% CB 6/1/2014-REGIS Bond 01741RAD4 22,357 17,500,000 Prn Shared-defined -- N/A ALLEGHENY TECHNOLOGIES INC. CMN STK Cmn 01741R102 1,285 29,083 Sh Shared-defined -- 29,083 ALLEGHENY TECHNOLOGIES INC. CMN STK Cmn 01741R102 365 8,257 Sh Shared-defined 1 8,257 ALLEGHENY TECHNOLOGIES INC. CMN STK Cmn 01741R902 11,131 251,900 Sh Call Shared-defined 1 251,900 ALLEGHENY TECHNOLOGIES INC. CMN STK Cmn 01741R952 6,447 145,900 Sh Put Shared-defined 1 145,900 ALLEGHENY TECHNOLOGIES INC. CMN STK Cmn 01741R902 1,812 41,000 Sh Call Shared-defined -- 41,000 ALLEGHENY TECHNOLOGIES INC. CMN STK Cmn 01741R952 1,074 24,300 Sh Put Shared-defined -- 24,300 ALLEGIANT TRAVEL CO COMMON STOCK Cmn 01748X902 2,382 55,800 Sh Call Shared-defined 1 55,800 ALLEGIANT TRAVEL CO COMMON STOCK Cmn 01748X952 1,725 40,400 Sh Put Shared-defined 1 40,400 ALLEGIANT TRAVEL CO COMMON STOCK Cmn 01748X102 1,008 23,602 Sh Shared-defined 1 23,602 COLUMN TOTALS 50,527
FORM 13F Page 26 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ALLEGIANT TRAVEL CO COMMON STOCK Cmn 01748X102 953 22,328 Sh Shared-defined -- 22,328 ALLERGAN INC Cmn 018490102 6,239 107,096 Sh Shared-defined -- 107,096 ALLERGAN INC Cmn 018490102 1,677 28,787 Sh Shared-defined 1 28,787 ALLERGAN INC Cmn 018490902 7,108 122,000 Sh Call Shared-defined 1 122,000 ALLERGAN INC Cmn 018490952 6,572 112,800 Sh Put Shared-defined 1 112,800 ALLERGAN INC Cmn 018490902 5,616 96,400 Sh Call Shared-defined -- 96,400 ALLERGAN INC Cmn 018490952 2,022 34,700 Sh Put Shared-defined -- 34,700 ALLETE INC CMN STK Cmn 018522300 667 19,490 Sh Shared-defined -- 19,490 ALLIANCE BERNSTEIN HOLDING LP CMN STOCK Cmn 01881G106 13 487 Sh Shared-defined 1 487 ALLIANCE DATA 1.75% CB 8/1/13 - REGISTERED Bond 018581AD0 101,495 105,379,000 Prn Shared-defined -- N/A ALLIANCE DATA SYSTEMS CMN STK Cmn 018581108 1,553 26,100 Sh Shared-defined -- 26,100 ALLIANCE DATA SYSTEMS CMN STK Cmn 018581908 6,535 109,800 Sh Call Shared-defined 1 109,800 ALLIANCE DATA SYSTEMS CMN STK Cmn 018581958 4,762 80,000 Sh Put Shared-defined 1 80,000 ALLIANCE HEALTHCARE SERVICES I Cmn 018606202 45 11,200 Sh Shared-defined -- 11,200 COLUMN TOTALS 145,257
FORM 13F Page 27 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ALLIANCE ONE INTERNATIONAL INC CMN STK Cmn 018772103 105 29,477 Sh Shared-defined -- 29,477 ALLIANCE ONE INTERNATIONAL INC CMN STK Cmn 018772103 4 1,006 Sh Shared-defined 1 1,006 ALLIANCE RESOURCE PARTNERS CMN STOCK Cmn 01877R958 6,826 151,800 Sh Put Shared-defined 1 151,800 ALLIANCE RESOURCE PARTNERS CMN STOCK Cmn 01877R908 1,556 34,600 Sh Call Shared-defined 1 34,600 ALLIANCE RESOURCE PARTNERS CMN STOCK Cmn 01877R108 82 1,821 Sh Shared-defined 1 1,821 ALLIANCE BERNSTEIN HOLDING LP CMN STOCK Cmn 01881G906 3,545 137,200 Sh Call Shared-defined 1 137,200 ALLIANCE BERNSTEIN HOLDING LP CMN STOCK Cmn 01881G956 351 13,600 Sh Put Shared-defined 1 13,600 ALLIANT ENERGY CORP CMN STOCK Cmn 018802108 752 23,704 Sh Shared-defined -- 23,704 ALLIANT TECH SYSTEM 2.75% CB 9/15/2011 - REGISTERE Bond 018804AN4 63,082 64,996,000 Prn Shared-defined -- N/A ALLIANT TECHSYSTEMS 3.0% CB 08/15/2024-REGISTERED Bond 018804AK0 39,331 39,543,000 Prn Shared-defined -- N/A ALLIANT TECHSYSTEMS INC CMN STK Cmn 018804904 1,620 26,100 Sh Call Shared-defined 1 26,100 ALLIANT TECHSYSTEMS INC CMN STK Cmn 018804954 1,229 19,800 Sh Put Shared-defined 1 19,800 ALLIANT TECHSYSTEMS INC CMN STK Cmn 018804104 1,964 31,641 Sh Shared-defined -- 31,641 ALLIANT TECHSYSTEMS INC CMN STK Cmn 018804104 506 8,151 Sh Shared-defined 1 8,151 COLUMN TOTALS 120,953
FORM 13F Page 28 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ALLIED IRISH BANKS-- Depository SPONS ADR (1:2) Receipt 019228402 257 117,773 Sh Shared-defined 1 N/A ALLIED NEVADA GOLD CORP Cmn 019344100 368 18,682 Sh Shared-defined -- 18,682 ALLIED NEVADA GOLD CORP Cmn 019344100 218 11,073 Sh Shared-defined 1 11,073 ALLIED NEVADA GOLD CORP Cmn 019344900 1,061 53,900 Sh Call Shared-defined 1 53,900 ALLIED NEVADA GOLD CORP Cmn 019344950 734 37,300 Sh Put Shared-defined 1 37,300 ALLIED WORLD ASSURANCE HOLDINGS LTD/BERMUDA COMMON Cmn G0219G203 3,351 73,837 Sh Shared-defined -- 73,837 ALLIED WORLD ASSURANCE HOLDINGS LTD/BERMUDA COMMON Cmn G0219G203 46 1,012 Sh Shared-defined 1 1,012 ALLIS-CHALMERS ENERGY INC COMMON STOCK Cmn 019645906 10 4,700 Sh Call Shared-defined 1 4,700 ALLIS-CHALMERS ENERGY INC COMMON STOCK Cmn 019645956 3 1,400 Sh Put Shared-defined 1 1,400 ALLIS-CHALMERS ENERGY INC COMMON STOCK Cmn 019645506 52 25,095 Sh Shared-defined -- 25,095 ALLOS THERAPEUTICS INC CMN STOCK Cmn 019777901 299 48,700 Sh Call Shared-defined 1 48,700 ALLOS THERAPEUTICS INC CMN STOCK Cmn 019777951 108 17,600 Sh Put Shared-defined 1 17,600 ALLOS THERAPEUTICS INC CMN STOCK Cmn 019777101 3,329 543,121 Sh Shared-defined -- 543,121 ALLOS THERAPEUTICS INC CMN STOCK Cmn 019777101 162 26,496 Sh Shared-defined 1 26,496 COLUMN TOTALS 9,998
FORM 13F Page 29 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ALLSCRIPTS-MISYS HEALTHCARE SO Cmn 01988P108 460 28,550 Sh Shared-defined -- 28,550 ALLSCRIPTS-MISYS HEALTHCARE SO Cmn 01988P108 97 6,011 Sh Shared-defined 1 6,011 ALLSCRIPTS-MISYS HEALTHCARE SO Cmn 01988P908 2,268 140,900 Sh Call Shared-defined 1 140,900 ALLSCRIPTS-MISYS HEALTHCARE SO Cmn 01988P958 451 28,000 Sh Put Shared-defined -- 28,000 ALLSCRIPTS-MISYS HEALTHCARE SO Cmn 01988P958 258 16,000 Sh Put Shared-defined 1 16,000 ALLSCRIPTS-MISYS HEALTHCARE SO Cmn 01988P908 3 200 Sh Call Shared-defined -- 200 ALLSTATE CORP CMN STK Cmn 020002101 10,548 367,128 Sh Shared-defined -- 367,128 ALLSTATE CORP CMN STK Cmn 020002101 2,666 92,798 Sh Shared-defined 1 92,798 ALMOST FAMILY INC CMN STK Cmn 020409108 122 3,485 Sh Shared-defined 1 3,485 ALNYLAM PHARMACEUTICALS INC. COMMON STOCK Cmn 02043Q907 11 700 Sh Call Shared-defined 1 700 ALNYLAM PHARMACEUTICALS INC. COMMON STOCK Cmn 02043Q957 8 500 Sh Put Shared-defined 1 500 ALNYLAM PHARMACEUTICALS INC. COMMON STOCK Cmn 02043Q107 105 6,990 Sh Shared-defined 1 6,990 ALNYLAM PHARMACEUTICALS INC. COMMON STOCK Cmn 02043Q107 44 2,946 Sh Shared-defined -- 2,946 ALON USA ENERGY INC COMMON STOCK Cmn 020520902 120 18,800 Sh Call Shared-defined 1 18,800 COLUMN TOTALS 17,161
FORM 13F Page 30 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ALON USA ENERGY INC COMMON STOCK Cmn 020520952 65 10,200 Sh Put Shared-defined 1 10,200 ALON USA ENERGY INC COMMON STOCK Cmn 020520102 125 19,601 Sh Shared-defined -- 19,601 ALPHA & OMEGA SEMICONDUCTOR Cmn G6331P104 690 49,958 Sh Shared-defined -- 49,958 ALPHA NATURAL RESOURCES INC COMMON STOCK Cmn 02076X902 7,492 221,200 Sh Call Shared-defined 1 221,200 ALPHA NATURAL RESOURCES INC COMMON STOCK Cmn 02076X952 6,821 201,400 Sh Put Shared-defined 1 201,400 ALPHA NATURAL RESOURCES INC COMMON STOCK Cmn 02076X902 1,236 36,500 Sh Call Shared-defined -- 36,500 ALPHA NATURAL RESOURCES INC COMMON STOCK Cmn 02076X952 1,047 30,900 Sh Put Shared-defined -- 30,900 ALPHA NATURAL RESOURCES INC COMMON STOCK Cmn 02076X102 5,229 154,394 Sh Shared-defined -- 154,394 ALPHA NATURAL RESOURCES INC COMMON STOCK Cmn 02076X102 4,659 137,544 Sh Shared-defined 1 137,544 ALTERA CORP Cmn 021441900 8,532 343,900 Sh Call Shared-defined 1 343,900 ALTERA CORP Cmn 021441950 3,588 144,600 Sh Put Shared-defined 1 144,600 ALTERA CORP Cmn 021441900 809 32,600 Sh Call Shared-defined -- 32,600 ALTERA CORP Cmn 021441950 598 24,100 Sh Put Shared-defined -- 24,100 ALTERRA CAPITAL HOLDINGS LTD Cmn G0229R108 5,893 313,814 Sh Shared-defined -- 313,814 COLUMN TOTALS 46,784
FORM 13F Page 31 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ALTERRA CAPITAL HOLDINGS LTD Cmn G0229R108 3 159 Sh Shared-defined 1 159 ALTISOURCE PORTFOLIO SOL-W/I Cmn L0175J904 359 14,500 Sh Call Shared-defined 1 14,500 ALTISOURCE PORTFOLIO SOL-W/I Cmn L0175J954 193 7,800 Sh Put Shared-defined 1 7,800 ALTISOURCE PORTFOLIO SOL-W/I Cmn L0175J104 172 6,952 Sh Shared-defined 1 6,952 ALTISOURCE PORTFOLIO SOL-W/I Cmn L0175J104 96 3,885 Sh Shared-defined -- 3,885 ALTRA HOLDINGS INC Cmn 02208R106 401 30,796 Sh Shared-defined -- 30,796 ALTRA HOLDINGS INC Cmn 02208R106 6 463 Sh Shared-defined 1 463 ALTRIA GROUP INC CMN STK Cmn 02209S103 2,965 147,938 Sh Shared-defined -- 147,938 ALTRIA GROUP INC CMN STK Cmn 02209S903 17,649 880,700 Sh Call Shared-defined 1 880,700 ALTRIA GROUP INC CMN STK Cmn 02209S953 5,966 297,700 Sh Put Shared-defined 1 297,700 ALTRIA GROUP INC CMN STK Cmn 02209S903 4,741 236,600 Sh Call Shared-defined -- 236,600 ALTRIA GROUP INC CMN STK Cmn 02209S953 555 27,700 Sh Put Shared-defined -- 27,700 ALUMINA LTD - Depository SPONSORED ADR Receipt 022205108 114 22,653 Sh Shared-defined -- N/A ALUMINA LTD - Depository SPONSORED ADR Receipt 022205108 6 1,162 Sh Shared-defined 1 N/A COLUMN TOTALS 33,226
FORM 13F Page 32 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ALVARION LTD CMN STOCK Cmn M0861T900 80 39,700 Sh Call Shared-defined 1 39,700 ALVARION LTD CMN STOCK Cmn M0861T950 60 29,600 Sh Put Shared-defined 1 29,600 ALVARION LTD CMN STOCK Cmn M0861T100 19 9,590 Sh Shared-defined 1 9,590 ALVARION LTD CMN STOCK Cmn M0861T100 5 2,231 Sh Shared-defined -- 2,231 AMAG PHARMACEUTICALS INC CMN STK Cmn 00163U906 3,803 110,700 Sh Call Shared-defined 1 110,700 AMAG PHARMACEUTICALS INC CMN STK Cmn 00163U956 1,786 52,000 Sh Put Shared-defined 1 52,000 AMAG PHARMACEUTICALS INC CMN STK Cmn 00163U106 151 4,407 Sh Shared-defined -- 4,407 AMAZON COM INC CMN STOCK Cmn 023135956 114,209 1,045,300 Sh Put Shared-defined 1 1,045,300 AMAZON COM INC CMN STOCK Cmn 023135906 111,227 1,018,000 Sh Call Shared-defined 1 1,018,000 AMAZON COM INC CMN STOCK Cmn 023135906 21,918 200,600 Sh Call Shared-defined -- 200,600 AMAZON COM INC CMN STOCK Cmn 023135956 17,930 164,100 Sh Put Shared-defined -- 164,100 AMAZON COM INC CMN STOCK Cmn 023135106 36,030 329,761 Sh Shared-defined -- 329,761 AMB PROPERTY CORP CMN STOCK Cmn 00163T959 581 24,500 Sh Put Shared-defined 1 24,500 AMB PROPERTY CORP CMN STOCK Cmn 00163T909 199 8,400 Sh Call Shared-defined 1 8,400 COLUMN TOTALS 307,998
FORM 13F Page 33 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AMB PROPERTY CORP CMN STOCK Cmn 00163T109 674 28,428 Sh Shared-defined -- 28,428 AMB PROPERTY CORP CMN STOCK Cmn 00163T109 283 11,919 Sh Shared-defined 1 11,919 AMBAC 9.5% MAND 5/17/11 - REGISTERED Bond 023139702 1,819 195,300 Prn Shared-defined -- N/A AMBAC 9.5% MAND 5/17/11 - REGISTERED Bond 023139702 1 80 Prn Shared-defined 1 N/A AMBAC FINANCIAL GROUP INC CMN STK Cmn 023139958 273 407,700 Sh Put Shared-defined 1 407,700 AMBAC FINANCIAL GROUP INC CMN STK Cmn 023139908 200 299,000 Sh Call Shared-defined 1 299,000 AMBAC FINANCIAL GROUP INC CMN STK Cmn 023139108 84 125,216 Sh Shared-defined 1 125,216 AMCOL INTERNATIONAL CORP. CMN STK Cmn 02341W103 210 8,948 Sh Shared-defined -- 8,948 AMDOCS LIMITED CMN STOCK Cmn G02602903 757 28,200 Sh Call Shared-defined 1 28,200 AMDOCS LIMITED CMN STOCK Cmn G02602953 465 17,300 Sh Put Shared-defined 1 17,300 AMDOCS LIMITED CMN STOCK Cmn G02602903 97 3,600 Sh Call Shared-defined -- 3,600 AMDOCS LIMITED CMN STOCK Cmn G02602953 75 2,800 Sh Put Shared-defined -- 2,800 AMDOCS LIMITED CMN STOCK Cmn G02602103 4,978 185,383 Sh Shared-defined -- 185,383 AMEDISYS INC. CMN STK Cmn 023436958 6,960 158,300 Sh Put Shared-defined 1 158,300 COLUMN TOTALS 16,876
FORM 13F Page 34 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AMEDISYS INC. CMN STK Cmn 023436908 6,059 137,800 Sh Call Shared-defined 1 137,800 AMEDISYS INC. CMN STK Cmn 023436108 1,555 35,369 Sh Shared-defined 1 35,369 AMEDISYS INC. CMN STK Cmn 023436108 286 6,507 Sh Shared-defined -- 6,507 AMER ITALIAN PASTA CMN STOCK Cmn 027070951 1,316 24,900 Sh Put Shared-defined 1 24,900 AMER ITALIAN PASTA CMN STOCK Cmn 027070901 682 12,900 Sh Call Shared-defined 1 12,900 AMER ITALIAN PASTA CMN STOCK Cmn 027070101 1,194 22,577 Sh Shared-defined 1 22,577 AMER ITALIAN PASTA CMN STOCK Cmn 027070101 5 100 Sh Shared-defined -- 100 AMEREN CORPORATION Cmn 023608952 922 38,800 Sh Put Shared-defined 1 38,800 AMEREN CORPORATION Cmn 023608902 483 20,300 Sh Call Shared-defined 1 20,300 AMEREN CORPORATION Cmn 023608102 5,392 226,861 Sh Shared-defined -- 226,861 AMEREN CORPORATION Cmn 023608102 732 30,791 Sh Shared-defined 1 30,791 AMERICA MOVIL- Depository SERIES L 1:20 Receipt 02364W105 4,515 95,052 Sh Shared-defined 1 N/A AMERICA MOVIL- Depository SERIES L 1:20 Receipt 02364W105 3,038 63,950 Sh Shared-defined -- N/A AMERICAN APPAREL INC COMMON STOCK Cmn 023850100 25 13,574 Sh Shared-defined -- 13,574 COLUMN TOTALS 26,204
FORM 13F Page 35 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AMERICAN APPAREL INC COMMON STOCK Cmn 023850100 9 4,703 Sh Shared-defined 1 4,703 AMERN AXLE & MFG HLDGS INC CMN STOCK Cmn 024061953 1,111 151,600 Sh Put Shared-defined 1 151,600 AMERN AXLE & MFG HLDGS INC CMN STOCK Cmn 024061903 932 127,100 Sh Call Shared-defined 1 127,100 AMERN AXLE & MFG HLDGS INC CMN STOCK Cmn 024061953 242 33,000 Sh Put Shared-defined -- 33,000 AMERN AXLE & MFG HLDGS INC CMN STOCK Cmn 024061903 141 19,300 Sh Call Shared-defined -- 19,300 AMERICAN CAMPUS COMMUNITIES COMMON STOCK Cmn 024835900 881 32,300 Sh Call Shared-defined 1 32,300 AMERICAN CAMPUS COMMUNITIES COMMON STOCK Cmn 024835950 835 30,600 Sh Put Shared-defined 1 30,600 AMERICAN CAMPUS COMMUNITIES COMMON STOCK Cmn 024835100 1,099 40,255 Sh Shared-defined -- 40,255 AMERICAN CAPITAL AGENCY CORP Cmn 02503X105 239 9,052 Sh Shared-defined -- 9,052 AMERICAN CAPITAL AGENCY CORP Cmn 02503X955 2,129 80,600 Sh Put Shared-defined 1 80,600 AMERICAN CAPITAL AGENCY CORP Cmn 02503X905 1,712 64,800 Sh Call Shared-defined 1 64,800 AMERICAN CAPITAL AGENCY CORP Cmn 02503X905 935 35,400 Sh Call Shared-defined -- 35,400 AMERICAN CAPITAL AGENCY CORP Cmn 02503X955 82 3,100 Sh Put Shared-defined -- 3,100 AMERICAN CAPITAL LTD Cmn 02503Y103 1,635 339,242 Sh Shared-defined 1 339,242 COLUMN TOTALS 11,982
FORM 13F Page 36 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AMERICAN CAPITAL LTD Cmn 02503Y103 180 37,260 Sh Shared-defined -- 37,260 AMERICAN CAPITAL LTD Cmn 02503Y953 2,097 435,100 Sh Put Shared-defined 1 435,100 AMERICAN CAPITAL LTD Cmn 02503Y903 395 81,900 Sh Call Shared-defined 1 81,900 AMERICAN COMMERCIAL LINES INC WHEN ISSUED COMMON S Cmn 025195905 403 17,900 Sh Call Shared-defined 1 17,900 AMERICAN COMMERCIAL LINES INC WHEN ISSUED COMMON S Cmn 025195955 374 16,600 Sh Put Shared-defined 1 16,600 AMERICAN COMMERCIAL LINES INC WHEN ISSUED COMMON S Cmn 025195405 25 1,114 Sh Shared-defined -- 1,114 AMERICAN COMMERCIAL LINES INC WHEN ISSUED COMMON S Cmn 025195405 11 475 Sh Shared-defined 1 475 AMERICAN DAIRY INC COMMON STOCK Cmn 025334953 463 29,000 Sh Put Shared-defined 1 29,000 AMERICAN DAIRY INC COMMON STOCK Cmn 025334903 359 22,500 Sh Call Shared-defined 1 22,500 AMERICAN DAIRY INC COMMON STOCK Cmn 025334103 178 11,173 Sh Shared-defined 1 11,173 AMERICAN DAIRY INC COMMON STOCK Cmn 025334103 101 6,318 Sh Shared-defined -- 6,318 AMERICAN ELEC PWR INC Cmn 025537101 1,299 40,220 Sh Shared-defined 1 40,220 AMERICAN ELEC PWR INC Cmn 025537101 53 1,642 Sh Shared-defined -- 1,642 AMERICAN ELEC PWR INC Cmn 025537901 6,147 190,300 Sh Call Shared-defined 1 190,300 COLUMN TOTALS 12,085
FORM 13F Page 37 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AMERICAN ELEC PWR INC Cmn 025537951 3,918 121,300 Sh Put Shared-defined 1 121,300 AMERICAN ELEC PWR INC Cmn 025537901 1,408 43,600 Sh Call Shared-defined -- 43,600 AMERICAN ELEC PWR INC Cmn 025537951 914 28,300 Sh Put Shared-defined -- 28,300 AMERICAN EQUITY INVT LIFE HL COMMON STOCK Cmn 025676206 21 2,039 Sh Shared-defined -- 2,039 AMERICAN EXPRESS CO. COMMON STOCK Cmn 025816109 38,049 958,409 Sh Shared-defined -- 958,409 AMERICAN EXPRESS CO. COMMON STOCK Cmn 025816109 1,883 47,427 Sh Shared-defined 1 47,427 AMERICAN EXPRESS CO. COMMON STOCK Cmn 025816959 30,605 770,900 Sh Put Shared-defined 1 770,900 AMERICAN EXPRESS CO. COMMON STOCK Cmn 025816909 19,576 493,100 Sh Call Shared-defined 1 493,100 AMERICAN EXPRESS CO. COMMON STOCK Cmn 025816959 5,542 139,600 Sh Put Shared-defined -- 139,600 AMERICAN EXPRESS CO. COMMON STOCK Cmn 025816909 3,740 94,200 Sh Call Shared-defined -- 94,200 AMERICAN FINANCIAL GROUP INC COMMON STOCK Cmn 025932104 3,884 142,185 Sh Shared-defined -- 142,185 AMERICAN FINANCIAL GROUP INC COMMON STOCK Cmn 025932104 44 1,600 Sh Shared-defined 1 1,600 AMERICAN GREETINGS CORP-CL A CMN STK Cmn 026375105 42 2,228 Sh Shared-defined -- 2,228 AMERICAN GREETINGS CORP-CL A CMN STK Cmn 026375105 35 1,849 Sh Shared-defined 1 1,849 COLUMN TOTALS 109,661
FORM 13F Page 38 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AMERICAN GREETINGS CORP-CL A CMN STK Cmn 026375955 704 37,500 Sh Put Shared-defined 1 37,500 AMERICAN GREETINGS CORP-CL A CMN STK Cmn 026375905 505 26,900 Sh Call Shared-defined 1 26,900 AMERICAN INTERNATIONAL GROUP 8.5% MAND 5/15/11 Bond 026874115 36 3,725 Prn Shared-defined 1 N/A AMERICAN INTL GROUP INC Cmn 026874954 44,345 1,287,600 Sh Put Shared-defined 1 1,287,600 AMERICAN INTL GROUP INC Cmn 026874904 32,084 931,600 Sh Call Shared-defined 1 931,600 AMERICAN INTL GROUP INC Cmn 026874784 187 5,434 Sh Shared-defined -- 5,434 AMERICAN INTL GROUP INC Cmn 026874784 64 1,859 Sh Shared-defined 1 1,859 AMERICAN MEDICAL SYSTEMS HOLDINGS Cmn 02744M908 385 17,400 Sh Call Shared-defined 1 17,400 AMERICAN MEDICAL SYSTEMS HOLDINGS Cmn 02744M958 223 10,100 Sh Put Shared-defined 1 10,100 AMERICAN MEDICAL SYSTEMS HOLDINGS Cmn 02744M108 49 2,227 Sh Shared-defined -- 2,227 AMERICAN MEDICAL SYSTEMS HOLDINGS 4% CB 09/15/2041 Bond 02744MAB4 16,153 12,242,000 Prn Shared-defined -- N/A AMERICAN NATIONAL INSURANCE CMN STK Cmn 028591105 548 6,771 Sh Shared-defined -- 6,771 AMERICAN NATIONAL INSURANCE CMN STK Cmn 028591105 10 125 Sh Shared-defined 1 125 AMERICAN ORINTL CMN STK Cmn 028731957 63 25,100 Sh Put Shared-defined 1 25,100 COLUMN TOTALS 95,356
FORM 13F Page 39 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AMERICAN ORINTL CMN STK Cmn 028731907 12 4,900 Sh Call Shared-defined 1 4,900 AMERICAN ORINTL CMN STK Cmn 028731107 69 27,188 Sh Shared-defined 1 27,188 AMERICAN ORINTL CMN STK Cmn 028731107 21 8,166 Sh Shared-defined -- 8,166 AMERICAN PUBLIC EDUCATION Cmn 02913V903 1,101 25,200 Sh Call Shared-defined 1 25,200 AMERICAN PUBLIC EDUCATION Cmn 02913V953 411 9,400 Sh Put Shared-defined 1 9,400 AMERICAN REPROGRAPHICS CO COMMON STOCK Cmn 029263100 93 10,681 Sh Shared-defined -- 10,681 AMERICAN REPROGRAPHICS CO COMMON STOCK Cmn 029263100 -- 48 Sh Shared-defined 1 48 AMERICAN SCIENCE ENGINEERING CMN STK Cmn 029429957 4,123 54,100 Sh Put Shared-defined 1 54,100 AMERICAN SCIENCE ENGINEERING CMN STK Cmn 029429907 1,433 18,800 Sh Call Shared-defined 1 18,800 AMERICAN SCIENCE ENGINEERING CMN STK Cmn 029429907 694 9,100 Sh Call Shared-defined -- 9,100 AMERICAN SCIENCE ENGINEERING CMN STK Cmn 029429957 305 4,000 Sh Put Shared-defined -- 4,000 AMERICAN SCIENCE ENGINEERING CMN STK Cmn 029429107 597 7,833 Sh Shared-defined 1 7,833 AMERICAN SCIENCE ENGINEERING CMN STK Cmn 029429107 46 601 Sh Shared-defined -- 601 AMERICAN SUPERCONDUCTOR CP CMN STK Cmn 030111908 8,293 310,700 Sh Call Shared-defined 1 310,700 COLUMN TOTALS 17,198
FORM 13F Page 40 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AMERICAN SUPERCONDUCTOR CP CMN STK Cmn 030111958 4,591 172,000 Sh Put Shared-defined 1 172,000 AMERICAN SUPERCONDUCTOR CP CMN STK Cmn 030111108 138 5,174 Sh Shared-defined -- 5,174 AMERICAN TOWER CORP - CL A Cmn 029912201 44,184 992,902 Sh Shared-defined -- 992,902 AMERICAN TOWER CORP - CL A Cmn 029912951 5,914 132,900 Sh Put Shared-defined 1 132,900 AMERICAN TOWER CORP - CL A Cmn 029912901 4,868 109,400 Sh Call Shared-defined 1 109,400 AMERICAN TOWER CORP - CL A Cmn 029912901 743 16,700 Sh Call Shared-defined -- 16,700 AMERICAN TOWER CORP - CL A Cmn 029912951 592 13,300 Sh Put Shared-defined -- 13,300 AMERICAN VANGUARD CORP CMN STK Cmn 030371108 92 11,585 Sh Shared-defined -- 11,585 AMERICAN WATER WORKS CO INC Cmn 030420103 4,674 226,889 Sh Shared-defined -- 226,889 AMERICAN WATER WORKS CO INC Cmn 030420103 283 13,748 Sh Shared-defined 1 13,748 AMERICAN WATER WORKS CO INC Cmn 030420903 317 15,400 Sh Call Shared-defined 1 15,400 AMERICAN WATER WORKS CO INC Cmn 030420953 297 14,400 Sh Put Shared-defined 1 14,400 AMERICA'S CAR-MART INC CMN STK Cmn 03062T105 211 9,316 Sh Shared-defined -- 9,316 AMERICREDIT CORP CMN STK Cmn 03060R951 3,163 173,600 Sh Put Shared-defined 1 173,600 COLUMN TOTALS 70,067
FORM 13F Page 41 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AMERICREDIT CORP CMN STK Cmn 03060R901 1,190 65,300 Sh Call Shared-defined 1 65,300 AMERICREDIT CORP 0.75% 9/15/2011- REGISTERED Bond 03060RAP6 16,737 18,000,000 Prn Shared-defined -- N/A AMERICREDIT CORP CMN STK Cmn 03060R101 2,307 126,595 Sh Shared-defined 1 126,595 AMERICREDIT CORP CMN STK Cmn 03060R101 532 29,182 Sh Shared-defined -- 29,182 AMERIGAS PARTNERS LP CMN STK Cmn 030975956 1,270 30,700 Sh Put Shared-defined 1 30,700 AMERIGAS PARTNERS LP CMN STK Cmn 030975906 736 17,800 Sh Call Shared-defined 1 17,800 AMERIGAS PARTNERS LP CMN STK Cmn 030975106 1,012 24,456 Sh Shared-defined 1 24,456 AMERIGON INC -CL A CMN STK Cmn 03070L300 136 18,454 Sh Shared-defined -- 18,454 AMERIGROUP 2.0% CB 5/15/2012 - REGISTERED Bond 03073TAB8 21,668 21,500,000 Prn Shared-defined -- N/A AMERIGROUP CORPORATION Cmn 03073T102 20,125 619,598 Sh Shared-defined -- 619,598 AMERIGROUP CORPORATION Cmn 03073T102 827 25,457 Sh Shared-defined 1 25,457 AMERIGROUP CORPORATION Cmn 03073T902 68 2,100 Sh Call Shared-defined 1 2,100 AMERIGROUP CORPORATION Cmn 03073T952 6 200 Sh Put Shared-defined 1 200 AMERIPRISE FINANCIAL INC COMMON STOCK Cmn 03076C906 1,004 27,800 Sh Call Shared-defined 1 27,800 COLUMN TOTALS 67,618
FORM 13F Page 42 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AMERIPRISE FINANCIAL INC COMMON STOCK Cmn 03076C956 390 10,800 Sh Put Shared-defined 1 10,800 AMERIPRISE FINANCIAL INC COMMON STOCK Cmn 03076C106 399 11,034 Sh Shared-defined -- 11,034 AMERIPRISE FINANCIAL INC COMMON STOCK Cmn 03076C106 331 9,152 Sh Shared-defined 1 9,152 AMERISOURCEBERGEN CORP Cmn 03073E105 2,358 74,280 Sh Shared-defined 1 74,280 AMERISOURCEBERGEN CORP Cmn 03073E955 2,962 93,300 Sh Put Shared-defined 1 93,300 AMERISOURCEBERGEN CORP Cmn 03073E905 365 11,500 Sh Call Shared-defined 1 11,500 AMERISTAR CASINOS INC CMN STK Cmn 03070Q901 256 17,000 Sh Call Shared-defined 1 17,000 AMERISTAR CASINOS INC CMN STK Cmn 03070Q951 71 4,700 Sh Put Shared-defined 1 4,700 AMERISTAR CASINOS INC CMN STK Cmn 03070Q101 798 52,998 Sh Shared-defined -- 52,998 AMERISTAR CASINOS INC CMN STK Cmn 03070Q101 8 518 Sh Shared-defined 1 518 AMERN AXLE & MFG HLDGS INC CMN STOCK Cmn 024061103 190 25,980 Sh Shared-defined 1 25,980 AMERN AXLE & MFG HLDGS INC CMN STOCK Cmn 024061103 133 18,141 Sh Shared-defined -- 18,141 AMERN EAGLE OUTFITTERS INC CMN STK Cmn 02553E956 1,818 154,700 Sh Put Shared-defined 1 154,700 AMERN EAGLE OUTFITTERS INC CMN STK Cmn 02553E906 1,120 95,300 Sh Call Shared-defined 1 95,300 COLUMN TOTALS 11,199
FORM 13F Page 43 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AMERN EAGLE OUTFITTERS INC CMN STK Cmn 02553E956 79 6,700 Sh Put Shared-defined -- 6,700 AMERN EAGLE OUTFITTERS INC CMN STK Cmn 02553E906 40 3,400 Sh Call Shared-defined -- 3,400 AMERN EAGLE OUTFITTERS INC CMN STK Cmn 02553E106 1,659 141,186 Sh Shared-defined -- 141,186 AMERN EAGLE OUTFITTERS INC CMN STK Cmn 02553E106 1,533 130,475 Sh Shared-defined 1 130,475 AMERON INC/DE CMN STK Cmn 030710907 718 11,900 Sh Call Shared-defined 1 11,900 AMERON INC/DE CMN STK Cmn 030710957 308 5,100 Sh Put Shared-defined 1 5,100 AMERON INC/DE CMN STK Cmn 030710107 26 434 Sh Shared-defined 1 434 AMETEK INC CMN STOCK Cmn 031100950 1,357 33,800 Sh Put Shared-defined 1 33,800 AMETEK INC CMN STOCK Cmn 031100900 960 23,900 Sh Call Shared-defined 1 23,900 AMETEK INC CMN STOCK Cmn 031100100 11,030 274,715 Sh Shared-defined -- 274,715 AMETEK INC CMN STOCK Cmn 031100100 16 399 Sh Shared-defined 1 399 AMGEN INC Cmn 031162100 4,620 87,830 Sh Shared-defined 1 87,830 AMGEN INC 0.375% CB 2/1/2013-REGISTERED Bond 031162AQ3 1,978 2,000,000 Prn Shared-defined -- N/A AMGEN INC Cmn 031162900 47,098 895,400 Sh Call Shared-defined 1 895,400 COLUMN TOTALS 71,422
FORM 13F Page 44 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AMGEN INC Cmn 031162950 25,837 491,200 Sh Put Shared-defined 1 491,200 AMGEN INC Cmn 031162900 4,492 85,400 Sh Call Shared-defined -- 85,400 AMGEN INC Cmn 031162950 4,224 80,300 Sh Put Shared-defined -- 80,300 AMKOR TECHNOLOGY, INC. Cmn 031652100 750 136,107 Sh Shared-defined -- 136,107 AMKOR TECHNOLOGY, INC. Cmn 031652100 390 70,707 Sh Shared-defined 1 70,707 AMKOR TECHNOLOGY, INC. Cmn 031652950 348 63,200 Sh Put Shared-defined 1 63,200 AMKOR TECHNOLOGY, INC. Cmn 031652900 39 7,100 Sh Call Shared-defined 1 7,100 AMN HEALTHCARE SERVICES INC Cmn 001744101 130 17,415 Sh Shared-defined -- 17,415 AMN HEALTHCARE SERVICES INC Cmn 001744951 64 8,600 Sh Put Shared-defined 1 8,600 AMN HEALTHCARE SERVICES INC Cmn 001744901 56 7,500 Sh Call Shared-defined 1 7,500 AMPHENOL CORP CMN STK Cmn 032095901 994 25,300 Sh Call Shared-defined 1 25,300 AMPHENOL CORP CMN STK Cmn 032095951 809 20,600 Sh Put Shared-defined 1 20,600 AMPHENOL CORP CMN STK Cmn 032095101 18,300 465,878 Sh Shared-defined -- 465,878 AMR CORP 6.25% CB 10/15/2014-REGISTERED Bond 001765BC9 7,169 7,500,000 Prn Shared-defined -- N/A COLUMN TOTALS 63,602
FORM 13F Page 45 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AMR CORPORATION CMN STOCK Cmn 001765956 4,720 696,200 Sh Put Shared-defined 1 696,200 AMR CORPORATION CMN STOCK Cmn 001765906 3,133 462,100 Sh Call Shared-defined 1 462,100 AMR CORPORATION CMN STOCK Cmn 001765956 954 140,700 Sh Put Shared-defined -- 140,700 AMR CORPORATION CMN STOCK Cmn 001765906 365 53,900 Sh Call Shared-defined -- 53,900 AMR CORPORATION CMN STOCK Cmn 001765106 3,609 532,276 Sh Shared-defined 1 532,276 AMR CORPORATION CMN STOCK Cmn 001765106 782 115,307 Sh Shared-defined -- 115,307 AMTRUST FINANCIAL SERVICES Cmn 032359309 241 19,995 Sh Shared-defined 1 19,995 AMTRUST FINANCIAL SERVICES Cmn 032359309 35 2,900 Sh Shared-defined -- 2,900 AMTRUST FINANCIAL SERVICES Cmn 032359959 268 22,300 Sh Put Shared-defined 1 22,300 AMTRUST FINANCIAL SERVICES Cmn 032359909 45 3,700 Sh Call Shared-defined 1 3,700 AMYLIN PHARMACEUTICALS INC CMN STK Cmn 032346908 4,803 255,500 Sh Call Shared-defined 1 255,500 AMYLIN PHARMACEUTICALS INC CMN STK Cmn 032346958 3,546 188,600 Sh Put Shared-defined 1 188,600 AMYLIN PHARMACEUTICALS INC CMN STK Cmn 032346108 1,166 62,013 Sh Shared-defined 1 62,013 AMYLIN PHARMACEUTICALS INC CMN STK Cmn 032346108 249 13,226 Sh Shared-defined -- 13,226 COLUMN TOTALS 23,916
FORM 13F Page 46 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ANADARKO PETROLEUM COMMON STOCK APC Cmn 032511107 12,372 342,821 Sh Shared-defined 1 342,821 ANADARKO PETROLEUM COMMON STOCK APC Cmn 032511107 7,596 210,470 Sh Shared-defined -- 210,470 ANADARKO PETROLEUM COMMON STOCK APC Cmn 032511907 52,713 1,460,600 Sh Call Shared-defined 1 1,460,600 ANADARKO PETROLEUM COMMON STOCK APC Cmn 032511957 42,828 1,186,700 Sh Put Shared-defined 1 1,186,700 ANADARKO PETROLEUM COMMON STOCK APC Cmn 032511907 7,402 205,100 Sh Call Shared-defined -- 205,100 ANADARKO PETROLEUM COMMON STOCK APC Cmn 032511957 7,171 198,700 Sh Put Shared-defined -- 198,700 ANADIGICS INC CMN STOCK Cmn 032515908 81 18,500 Sh Call Shared-defined 1 18,500 ANADIGICS INC CMN STOCK Cmn 032515958 10 2,300 Sh Put Shared-defined 1 2,300 ANADIGICS INC CMN STOCK Cmn 032515108 37 8,528 Sh Shared-defined -- 8,528 ANADIGICS INC CMN STOCK Cmn 032515108 13 2,914 Sh Shared-defined 1 2,914 ANALOG DEVICES INC Cmn 032654105 6,735 241,736 Sh Shared-defined -- 241,736 ANALOG DEVICES INC Cmn 032654105 84 3,000 Sh Shared-defined 1 3,000 ANALOG DEVICES INC Cmn 032654955 2,538 91,100 Sh Put Shared-defined 1 91,100 ANALOG DEVICES INC Cmn 032654905 2,371 85,100 Sh Call Shared-defined 1 85,100 COLUMN TOTALS 141,951
FORM 13F Page 47 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ANALOG DEVICES INC Cmn 032654955 861 30,900 Sh Put Shared-defined -- 30,900 ANALOG DEVICES INC Cmn 032654905 822 29,500 Sh Call Shared-defined -- 29,500 ANALOGIC CORP CMN STK Cmn 032657207 455 9,991 Sh Shared-defined -- 9,991 ANDERSONS INC CMN STOCK Cmn 034164903 1,496 45,900 Sh Call Shared-defined 1 45,900 ANDERSONS INC CMN STOCK Cmn 034164953 619 19,000 Sh Put Shared-defined 1 19,000 ANDERSONS INC CMN STOCK Cmn 034164103 13 400 Sh Shared-defined -- 400 ANGIOTECH PHARMACEUTICALS INC CMN STK Cmn 034918952 12 15,500 Sh Put Shared-defined 1 15,500 ANGIOTECH PHARMACEUTICALS INC CMN STK Cmn 034918902 3 3,900 Sh Call Shared-defined 1 3,900 ANGIOTECH PHARMACEUTICALS INC CMN STK Cmn 034918102 10 12,831 Sh Shared-defined 1 12,831 ANGIOTECH PHARMACEUTICALS INC CMN STK Cmn 034918102 5 6,210 Sh Shared-defined -- 6,210 ANGLOGOLD LTD -SPON Depository ADR 2:1 Receipt 035128206 290 6,720 Sh Shared-defined -- N/A ANGLOGOLD LTD -SPON Depository ADR 2:1 Receipt 035128206 28 654 Sh Shared-defined 1 N/A ANHEUSER-BUSCH Depository INBEV SPN ADR 1:1 Receipt 03524A108 206 4,299 Sh Shared-defined -- N/A ANHEUSER-BUSCH Depository INBEV SPN ADR 1:1 Receipt 03524A108 93 1,935 Sh Shared-defined 1 N/A COLUMN TOTALS 4,913
FORM 13F Page 48 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ANIXTER INTERNATIONAL INC CMN STK Cmn 035290905 2,104 49,400 Sh Call Shared-defined 1 49,400 ANIXTER INTERNATIONAL INC CMN STK Cmn 035290955 1,563 36,700 Sh Put Shared-defined 1 36,700 ANIXTER INTERNATIONAL INC CMN STK Cmn 035290955 183 4,300 Sh Put Shared-defined -- 4,300 ANIXTER INTERNATIONAL INC CMN STK Cmn 035290905 81 1,900 Sh Call Shared-defined -- 1,900 ANIXTER INTERNATIONAL INC 1% CB DUE 02/15/2013 - - R Bond 035290AJ4 24,864 26,955,000 Prn Shared-defined -- N/A ANIXTER INTERNATIONAL INC CMN STK Cmn 035290105 516 12,122 Sh Shared-defined -- 12,122 ANIXTER INTERNATIONAL INC CMN STK Cmn 035290105 48 1,132 Sh Shared-defined 1 1,132 ANNALY CAPITAL MANAGEMENT INC CMN STOCK Cmn 035710409 5,663 330,231 Sh Shared-defined -- 330,231 ANNALY CAPITAL MANAGEMENT INC CMN STOCK Cmn 035710409 261 15,242 Sh Shared-defined 1 15,242 ANNALY CAPITAL MANAGEMENT INC CMN STOCK Cmn 035710959 20,842 1,215,300 Sh Put Shared-defined 1 1,215,300 ANNALY CAPITAL MANAGEMENT INC CMN STOCK Cmn 035710909 8,680 506,100 Sh Call Shared-defined 1 506,100 ANNALY CAPITAL MANAGEMENT INC CMN STOCK Cmn 035710959 1,252 73,000 Sh Put Shared-defined -- 73,000 ANNALY CAPITAL MANAGEMENT INC CMN STOCK Cmn 035710909 962 56,100 Sh Call Shared-defined -- 56,100 ANNTAYLOR STORES CORP CMN STK Cmn 036115103 26,639 1,637,325 Sh Shared-defined -- 1,637,325 COLUMN TOTALS 93,658
FORM 13F Page 49 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ANNTAYLOR STORES CORP CMN STK Cmn 036115103 280 17,218 Sh Shared-defined 1 17,218 ANNTAYLOR STORES CORP CMN STK Cmn 036115953 1,243 76,400 Sh Put Shared-defined 1 76,400 ANNTAYLOR STORES CORP CMN STK Cmn 036115903 1,145 70,400 Sh Call Shared-defined 1 70,400 ANNTAYLOR STORES CORP CMN STK Cmn 036115953 301 18,500 Sh Put Shared-defined -- 18,500 ANNTAYLOR STORES CORP CMN STK Cmn 036115903 278 17,100 Sh Call Shared-defined -- 17,100 ANOORAQ RESOURCES CORP COMMON STOCK Cmn 03633E108 11 11,131 Sh Shared-defined 1 11,131 ANSYS INC CMN STOCK Cmn 03662Q905 556 13,700 Sh Call Shared-defined 1 13,700 ANSYS INC CMN STOCK Cmn 03662Q955 195 4,800 Sh Put Shared-defined 1 4,800 ANSYS INC CMN STOCK Cmn 03662Q105 841 20,735 Sh Shared-defined -- 20,735 ANTIGENICS INC CMN STOCK Cmn 037032109 18 21,841 Sh Shared-defined 1 21,841 ANTIGENICS INC CMN STOCK Cmn 037032109 -- 132 Sh Shared-defined -- 132 ANWORTH MORTGAGE ASSET CORP CMN STOCK Cmn 037347951 386 54,200 Sh Put Shared-defined 1 54,200 ANWORTH MORTGAGE ASSET CORP CMN STOCK Cmn 037347901 68 9,500 Sh Call Shared-defined 1 9,500 ANWORTH MORTGAGE ASSET CORP CMN STOCK Cmn 037347101 291 40,937 Sh Shared-defined -- 40,937 COLUMN TOTALS 5,613
FORM 13F Page 50 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ANWORTH MORTGAGE ASSET CORP CMN STOCK Cmn 037347101 50 7,073 Sh Shared-defined 1 7,073 AOL INC Cmn 00184X105 33,632 1,617,715 Sh Shared-defined -- 1,617,715 AOL INC Cmn 00184X105 1,231 59,202 Sh Shared-defined 1 59,202 AOL INC Cmn 00184X955 3,607 173,500 Sh Put Shared-defined 1 173,500 AOL INC Cmn 00184X905 2,921 140,500 Sh Call Shared-defined 1 140,500 AOL INC Cmn 00184X905 651 31,300 Sh Call Shared-defined -- 31,300 AOL INC Cmn 00184X955 647 31,100 Sh Put Shared-defined -- 31,100 AON CORPORATION Cmn 037389103 5,953 160,375 Sh Shared-defined -- 160,375 AON CORPORATION Cmn 037389103 2,119 57,092 Sh Shared-defined 1 57,092 AON CORPORATION Cmn 037389953 2,565 69,100 Sh Put Shared-defined 1 69,100 AON CORPORATION Cmn 037389953 1,244 33,500 Sh Put Shared-defined -- 33,500 AON CORPORATION Cmn 037389903 1,110 29,900 Sh Call Shared-defined 1 29,900 APAC CUSTOMER SERVICES INC CMN STOCK Cmn 00185E106 96 16,830 Sh Shared-defined -- 16,830 APAC CUSTOMER SERVICES INC CMN STOCK Cmn 00185E906 64 11,200 Sh Call Shared-defined 1 11,200 COLUMN TOTALS 55,890
FORM 13F Page 51 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- APACHE CORP COMMON APA Cmn 037411105 584 6,939 Sh Shared-defined 1 6,939 APACHE CORP COMMON APA Cmn 037411105 198 2,355 Sh Shared-defined -- 2,355 APACHE CORP COMMON APA Cmn 037411905 16,526 196,300 Sh Call Shared-defined 1 196,300 APACHE CORP COMMON APA Cmn 037411955 10,709 127,200 Sh Put Shared-defined 1 127,200 APACHE CORP COMMON APA Cmn 037411905 6,567 78,000 Sh Call Shared-defined -- 78,000 APACHE CORP COMMON APA Cmn 037411955 2,526 30,000 Sh Put Shared-defined -- 30,000 APARTMENT INVT & MGMT CO Cmn 03748R101 6,295 324,962 Sh Shared-defined -- 324,962 APARTMENT INVT & MGMT CO Cmn 03748R101 96 4,981 Sh Shared-defined 1 4,981 APARTMENT INVT & MGMT CO Cmn 03748R901 1,025 52,900 Sh Call Shared-defined 1 52,900 APARTMENT INVT & MGMT CO Cmn 03748R951 256 13,200 Sh Put Shared-defined 1 13,200 APOGEE ENTERPRISES INC CMN STK Cmn 037598959 123 11,400 Sh Put Shared-defined 1 11,400 APOGEE ENTERPRISES INC CMN STK Cmn 037598909 53 4,900 Sh Call Shared-defined 1 4,900 APOGEE ENTERPRISES INC CMN STK Cmn 037598109 20 1,874 Sh Shared-defined 1 1,874 APOGEE ENTERPRISES INC CMN STK Cmn 037598109 16 1,471 Sh Shared-defined -- 1,471 COLUMN TOTALS 44,994
FORM 13F Page 52 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- APOLLO GROUP INC CMN STOCK Cmn 037604905 8,830 207,900 Sh Call Shared-defined 1 207,900 APOLLO GROUP INC CMN STOCK Cmn 037604955 8,430 198,500 Sh Put Shared-defined 1 198,500 APOLLO GROUP INC CMN STOCK Cmn 037604905 1,227 28,900 Sh Call Shared-defined -- 28,900 APOLLO GROUP INC CMN STOCK Cmn 037604955 718 16,900 Sh Put Shared-defined -- 16,900 APOLLO GROUP INC CMN STOCK Cmn 037604105 15,063 354,679 Sh Shared-defined -- 354,679 APOLLO GROUP INC CMN STOCK Cmn 037604105 528 12,432 Sh Shared-defined 1 12,432 APOLLO INVESTMENT CORP COMMON STOCK Cmn 03761U906 288 30,900 Sh Call Shared-defined 1 30,900 APOLLO INVESTMENT CORP COMMON STOCK Cmn 03761U956 143 15,300 Sh Put Shared-defined 1 15,300 APOLLO INVESTMENT CORP COMMON STOCK Cmn 03761U106 135 14,518 Sh Shared-defined 1 14,518 APOLLO INVESTMENT CORP COMMON STOCK Cmn 03761U106 17 1,800 Sh Shared-defined -- 1,800 APPLE INC Cmn 037833100 531,226 2,111,978 Sh Shared-defined 1 2,111,978 APPLE INC Cmn 037833100 282,285 1,122,271 Sh Shared-defined -- 1,122,271 APPLE INC Cmn 037833950 950,658 3,779,500 Sh Put Shared-defined 1 3,779,500 APPLE INC Cmn 037833900 621,958 2,472,700 Sh Call Shared-defined 1 2,472,700 COLUMN TOTALS 2,421,506
FORM 13F Page 53 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- APPLE INC Cmn 037833950 221,573 880,900 Sh Put Shared-defined -- 880,900 APPLE INC Cmn 037833900 115,880 460,700 Sh Call Shared-defined -- 460,700 APPLIED INDUSTRIAL TECHNOLOGIES CMN STK Cmn 03820C955 876 34,600 Sh Put Shared-defined 1 34,600 APPLIED INDUSTRIAL TECHNOLOGIES CMN STK Cmn 03820C905 595 23,500 Sh Call Shared-defined 1 23,500 APPLIED INDUSTRIAL TECHNOLOGIES CMN STK Cmn 03820C105 461 18,196 Sh Shared-defined -- 18,196 APPLIED MATERIAL CMN STK Cmn 038222105 32,290 2,686,397 Sh Shared-defined -- 2,686,397 APPLIED MATERIAL CMN STK Cmn 038222105 3,539 294,463 Sh Shared-defined 1 294,463 APPLIED MATERIAL CMN STK Cmn 038222905 8,116 675,200 Sh Call Shared-defined 1 675,200 APPLIED MATERIAL CMN STK Cmn 038222955 4,510 375,200 Sh Put Shared-defined 1 375,200 APPLIED MATERIAL CMN STK Cmn 038222955 1,732 144,100 Sh Put Shared-defined -- 144,100 APPLIED MATERIAL CMN STK Cmn 038222905 46 3,800 Sh Call Shared-defined -- 3,800 APPLIED MICRO CIRCUITS CORP CMN STOCK Cmn 03822W906 440 42,000 Sh Call Shared-defined 1 42,000 APPLIED MICRO CIRCUITS CORP CMN STOCK Cmn 03822W956 61 5,800 Sh Put Shared-defined 1 5,800 APPLIED MICRO CIRCUITS CORP CMN STOCK Cmn 03822W406 242 23,057 Sh Shared-defined -- 23,057 COLUMN TOTALS 390,361
FORM 13F Page 54 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- APTARGROUP INC CMN STK Cmn 038336953 367 9,700 Sh Put Shared-defined 1 9,700 APTARGROUP INC CMN STK Cmn 038336903 295 7,800 Sh Call Shared-defined 1 7,800 APTARGROUP INC CMN STK Cmn 038336103 1,240 32,782 Sh Shared-defined -- 32,782 APTARGROUP INC CMN STK Cmn 038336103 2 64 Sh Shared-defined 1 64 AQUA AMERICA INC CMN STK Cmn 03836W903 377 21,300 Sh Call Shared-defined 1 21,300 AQUA AMERICA INC CMN STK Cmn 03836W953 126 7,100 Sh Put Shared-defined 1 7,100 AQUA AMERICA INC CMN STK Cmn 03836W103 2,421 136,946 Sh Shared-defined -- 136,946 AQUA AMERICA INC CMN STK Cmn 03836W103 21 1,181 Sh Shared-defined 1 1,181 ARBITRON INC COMMON STOCK Cmn 03875Q958 118 4,600 Sh Put Shared-defined 1 4,600 ARBITRON INC COMMON STOCK Cmn 03875Q908 5 200 Sh Call Shared-defined 1 200 ARBITRON INC COMMON STOCK Cmn 03875Q108 148 5,781 Sh Shared-defined -- 5,781 ARBITRON INC COMMON STOCK Cmn 03875Q108 3 126 Sh Shared-defined 1 126 ARBOR REALTY TRUST INC COMMON STOCK Cmn 038923108 62 12,034 Sh Shared-defined -- 12,034 ARBOR REALTY TRUST INC COMMON STOCK Cmn 038923108 14 2,668 Sh Shared-defined 1 2,668 COLUMN TOTALS 5,199
FORM 13F Page 55 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ARCELOR MITTAL- CLASS A NY RE Cmn 03938L104 1,001 37,405 Sh Shared-defined -- 37,405 ARCELOR MITTAL- CLASS A NY RE Cmn 03938L104 622 23,236 Sh Shared-defined 1 23,236 ARCELOR MITTAL- CLASS A NY RE Cmn 03938L904 9,131 341,200 Sh Call Shared-defined 1 341,200 ARCELOR MITTAL- CLASS A NY RE Cmn 03938L954 7,659 286,200 Sh Put Shared-defined 1 286,200 ARCELOR MITTAL- CLASS A NY RE Cmn 03938L904 913 34,100 Sh Call Shared-defined -- 34,100 ARCELOR MITTAL- CLASS A NY RE Cmn 03938L954 773 28,900 Sh Put Shared-defined -- 28,900 ARCH CAPITAL GROUP LTD CMN STOCK Cmn G0450A905 1,870 25,100 Sh Call Shared-defined 1 25,100 ARCH CAPITAL GROUP LTD CMN STOCK Cmn G0450A955 1,818 24,400 Sh Put Shared-defined 1 24,400 ARCH CAPITAL GROUP LTD CMN STOCK Cmn G0450A105 1,342 18,007 Sh Shared-defined 1 18,007 ARCH CAPITAL GROUP LTD CMN STOCK Cmn G0450A105 426 5,712 Sh Shared-defined -- 5,712 ARCH CHEMICALS INC CMN STOCK Cmn 03937R102 286 9,307 Sh Shared-defined -- 9,307 ARCH CHEMICALS INC CMN STOCK Cmn 03937R102 10 334 Sh Shared-defined 1 334 ARCH COAL INC CMN STK Cmn 039380900 4,398 222,000 Sh Call Shared-defined 1 222,000 ARCH COAL INC CMN STK Cmn 039380950 2,799 141,300 Sh Put Shared-defined 1 141,300 COLUMN TOTALS 33,048
FORM 13F Page 56 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ARCH COAL INC CMN STK Cmn 039380900 468 23,600 Sh Call Shared-defined -- 23,600 ARCH COAL INC CMN STK Cmn 039380950 436 22,000 Sh Put Shared-defined -- 22,000 ARCH COAL INC CMN STK Cmn 039380100 11,960 603,754 Sh Shared-defined -- 603,754 ARCH COAL INC CMN STK Cmn 039380100 69 3,458 Sh Shared-defined 1 3,458 ARCHER DANIELS MIDLAND CO Cmn 039483102 23,696 917,743 Sh Shared-defined -- 917,743 ARCHER DANIELS MIDLAND CO Cmn 039483102 925 35,832 Sh Shared-defined 1 35,832 ARCHER DANIELS MIDLAND CO Cmn 039483902 7,488 290,000 Sh Call Shared-defined 1 290,000 ARCHER DANIELS MIDLAND CO Cmn 039483952 7,204 279,000 Sh Put Shared-defined 1 279,000 ARCHER DANIELS MIDLAND CO Cmn 039483902 426 16,500 Sh Call Shared-defined -- 16,500 ARCHER DANIELS MIDLAND CO Cmn 039483952 191 7,400 Sh Put Shared-defined -- 7,400 ARCHER-DANIELS- MIDLAND 6.25% MAND 6/1/11 - REGISTE Bond 039483201 4 100 Prn Shared-defined 1 N/A ARCSIGHT INC Cmn 039666102 67 3,000 Sh Shared-defined -- 3,000 ARCSIGHT INC Cmn 039666102 39 1,763 Sh Shared-defined 1 1,763 ARCSIGHT INC Cmn 039666902 739 33,000 Sh Call Shared-defined 1 33,000 COLUMN TOTALS 53,712
FORM 13F Page 57 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ARCSIGHT INC Cmn 039666952 645 28,800 Sh Put Shared-defined 1 28,800 ARCSIGHT INC Cmn 039666952 112 5,000 Sh Put Shared-defined -- 5,000 ARCSIGHT INC Cmn 039666902 81 3,600 Sh Call Shared-defined -- 3,600 ARCTIC CAT INC CMN STK Cmn 039670104 93 10,182 Sh Shared-defined -- 10,182 ARENA PHARMACEUTICALS INC Cmn 040047102 188 61,085 Sh Shared-defined 1 61,085 ARENA PHARMACEUTICALS INC Cmn 040047102 52 16,910 Sh Shared-defined -- 16,910 ARENA PHARMACEUTICALS INC Cmn 040047952 295 96,000 Sh Put Shared-defined 1 96,000 ARENA PHARMACEUTICALS INC Cmn 040047902 286 93,200 Sh Call Shared-defined 1 93,200 ARENA RES INC CMN STOCK Cmn 040049958 1,863 58,400 Sh Put Shared-defined 1 58,400 ARENA RES INC CMN STOCK Cmn 040049908 1,030 32,300 Sh Call Shared-defined 1 32,300 ARENA RES INC CMN STOCK Cmn 040049958 64 2,000 Sh Put Shared-defined -- 2,000 ARENA RES INC CMN STOCK Cmn 040049908 22 700 Sh Call Shared-defined -- 700 ARENA RES INC CMN STOCK Cmn 040049108 595 18,666 Sh Shared-defined 1 18,666 ARENA RES INC CMN STOCK Cmn 040049108 369 11,582 Sh Shared-defined -- 11,582 COLUMN TOTALS 5,695
FORM 13F Page 58 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ARES CAPITAL CORP COMMON STOCK Cmn 04010L903 1,638 130,700 Sh Call Shared-defined 1 130,700 ARES CAPITAL CORP COMMON STOCK Cmn 04010L953 33 2,600 Sh Put Shared-defined 1 2,600 ARES CAPITAL CORP COMMON STOCK Cmn 04010L103 3,149 251,287 Sh Shared-defined -- 251,287 ARIAD PHARMACEUTICALS INC CMN STOCK Cmn 04033A900 131 46,500 Sh Call Shared-defined 1 46,500 ARIAD PHARMACEUTICALS INC CMN STOCK Cmn 04033A950 114 40,400 Sh Put Shared-defined 1 40,400 ARIAD PHARMACEUTICALS INC CMN STOCK Cmn 04033A100 3,057 1,084,200 Sh Shared-defined -- 1,084,200 ARIAD PHARMACEUTICALS INC CMN STOCK Cmn 04033A100 26 9,340 Sh Shared-defined 1 9,340 ARIBA INC Cmn 04033V203 56 3,511 Sh Shared-defined 1 3,511 ARIBA INC Cmn 04033V203 20 1,268 Sh Shared-defined -- 1,268 ARIBA INC Cmn 04033V903 317 19,900 Sh Call Shared-defined 1 19,900 ARIBA INC Cmn 04033V953 68 4,300 Sh Put Shared-defined 1 4,300 ARKANSAS BEST CORP. COMMON STOCK Cmn 040790907 5,495 264,800 Sh Call Shared-defined -- 264,800 ARKANSAS BEST CORP. COMMON STOCK Cmn 040790907 2,270 109,400 Sh Call Shared-defined 1 109,400 ARKANSAS BEST CORP. COMMON STOCK Cmn 040790957 872 42,000 Sh Put Shared-defined 1 42,000 COLUMN TOTALS 17,246
FORM 13F Page 59 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ARKANSAS BEST CORP. COMMON STOCK Cmn 040790957 210 10,100 Sh Put Shared-defined -- 10,100 ARKANSAS BEST CORP. COMMON STOCK Cmn 040790107 3,380 162,915 Sh Shared-defined -- 162,915 ARM HOLDINGS PLC - Depository SPONS ADR 3:1 Receipt 042068106 148 11,942 Sh Shared-defined 1 N/A ARMSTRONG WORLD INDUSTRIES Cmn 04247X102 357 11,824 Sh Shared-defined -- 11,824 ARMSTRONG WORLD INDUSTRIES Cmn 04247X102 11 375 Sh Shared-defined 1 375 ARMSTRONG WORLD INDUSTRIES Cmn 04247X952 513 17,000 Sh Put Shared-defined 1 17,000 ARMSTRONG WORLD INDUSTRIES Cmn 04247X902 112 3,700 Sh Call Shared-defined 1 3,700 ARMSTRONG WORLD INDUSTRIES Cmn 04247X902 3 100 Sh Call Shared-defined -- 100 ARMSTRONG WORLD INDUSTRIES Cmn 04247X952 3 100 Sh Put Shared-defined -- 100 ARQULE INC CMN STOCK Cmn 04269E907 103 23,900 Sh Call Shared-defined 1 23,900 ARQULE INC CMN STOCK Cmn 04269E957 95 22,100 Sh Put Shared-defined 1 22,100 ARQULE INC CMN STOCK Cmn 04269E107 85 19,696 Sh Shared-defined -- 19,696 ARQULE INC CMN STOCK Cmn 04269E107 58 13,531 Sh Shared-defined 1 13,531 ARRIS GROUP INC Cmn 04269Q100 1,346 132,095 Sh Shared-defined -- 132,095 COLUMN TOTALS 6,424
FORM 13F Page 60 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ARRIS GROUP INC Cmn 04269Q900 464 45,500 Sh Call Shared-defined 1 45,500 ARRIS GROUP INC Cmn 04269Q950 69 6,800 Sh Put Shared-defined 1 6,800 ARRIS GROUP INC 2% CB 11/15/2026 - REGISTERED Bond 04269QAC4 82,791 87,550,000 Prn Shared-defined -- N/A ARROW ELEC. COMMON STOCK Cmn 042735100 3,265 146,095 Sh Shared-defined -- 146,095 ARROW ELEC. COMMON STOCK Cmn 042735100 167 7,475 Sh Shared-defined 1 7,475 ARROW ELEC. COMMON STOCK Cmn 042735900 110 4,900 Sh Call Shared-defined 1 4,900 ARROW ELEC. COMMON STOCK Cmn 042735950 25 1,100 Sh Put Shared-defined 1 1,100 ART TECHNOLOGY GROUP INC COM STK Cmn 04289L107 65 19,000 Sh Shared-defined -- 19,000 ART TECHNOLOGY GROUP INC COM STK Cmn 04289L107 28 8,198 Sh Shared-defined 1 8,198 ARTIO GLOBAL INVESTORS INC Cmn 04315B107 181 11,500 Sh Shared-defined -- 11,500 ARTIO GLOBAL INVESTORS INC Cmn 04315B107 26 1,651 Sh Shared-defined 1 1,651 ARUBA NETWORKS INC CMN STK Cmn 043176956 2,026 142,300 Sh Put Shared-defined 1 142,300 ARUBA NETWORKS INC CMN STK Cmn 043176906 1,240 87,100 Sh Call Shared-defined 1 87,100 ARUBA NETWORKS INC CMN STK Cmn 043176956 57 4,000 Sh Put Shared-defined -- 4,000 COLUMN TOTALS 90,514
FORM 13F Page 61 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ARUBA NETWORKS INC CMN STK Cmn 043176106 252 17,665 Sh Shared-defined 1 17,665 ARVINMERITOR 4% CB 2/15/2027-REGISTERED Bond 043353AH4 6,545 8,500,000 Prn Shared-defined -- N/A ARVINMERITOR INC CMN STOCK Cmn 043353101 24,632 1,880,273 Sh Shared-defined -- 1,880,273 ARVINMERITOR INC CMN STOCK Cmn 043353901 2,789 212,900 Sh Call Shared-defined 1 212,900 ARVINMERITOR INC CMN STOCK Cmn 043353901 727 55,500 Sh Call Shared-defined -- 55,500 ARVINMERITOR INC CMN STOCK Cmn 043353951 493 37,600 Sh Put Shared-defined 1 37,600 ARVINMERITOR INC CMN STOCK Cmn 043353951 136 10,400 Sh Put Shared-defined -- 10,400 ASBURY AUTOMOTIVE GROUP Cmn 043436104 400 37,992 Sh Shared-defined -- 37,992 ASBURY AUTOMOTIVE GROUP Cmn 043436104 3 331 Sh Shared-defined 1 331 ASCENT MEDIA CORP Cmn 043632108 502 19,857 Sh Shared-defined -- 19,857 ASCENT MEDIA CORP Cmn 043632108 7 267 Sh Shared-defined 1 267 ASCENT SOLAR TECH CLASS B WARRANT Wt 043635127 692 Shared-defined 1 N/A ASCENT SOLAR TECHNOLOGIES COMMON STOCK Cmn 043635101 8 2,937 Sh Shared-defined 1 2,937 ASCENT SOLAR TECHNOLOGIES COMMON STOCK Cmn 043635901 16 5,800 Sh Call Shared-defined 1 5,800 COLUMN TOTALS 36,510
FORM 13F Page 62 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ASCENT SOLAR TECHNOLOGIES COMMON STOCK Cmn 043635951 16 5,800 Sh Put Shared-defined 1 5,800 ASHFORD HOSPITALITY TRUST COMMON STOCK Cmn 044103109 677 92,311 Sh Shared-defined -- 92,311 ASHFORD HOSPITALITY TRUST COMMON STOCK Cmn 044103109 39 5,303 Sh Shared-defined 1 5,303 ASHLAND INC COMMON STOCK Cmn 044209954 4,442 95,700 Sh Put Shared-defined 1 95,700 ASHLAND INC COMMON STOCK Cmn 044209904 3,825 82,400 Sh Call Shared-defined 1 82,400 ASHLAND INC COMMON STOCK Cmn 044209904 1,221 26,300 Sh Call Shared-defined -- 26,300 ASHLAND INC COMMON STOCK Cmn 044209954 780 16,800 Sh Put Shared-defined -- 16,800 ASHLAND INC COMMON STOCK Cmn 044209104 224 4,835 Sh Shared-defined 1 4,835 ASHLAND INC COMMON STOCK Cmn 044209104 125 2,693 Sh Shared-defined -- 2,693 ASIAINFO HOLDINGS INC CMN STOCK Cmn 04518A954 877 40,100 Sh Put Shared-defined 1 40,100 ASIAINFO HOLDINGS INC CMN STOCK Cmn 04518A904 874 40,000 Sh Call Shared-defined 1 40,000 ASIAINFO HOLDINGS INC CMN STOCK Cmn 04518A904 400 18,300 Sh Call Shared-defined -- 18,300 ASIAINFO HOLDINGS INC CMN STOCK Cmn 04518A954 216 9,900 Sh Put Shared-defined -- 9,900 ASIAINFO HOLDINGS INC CMN STOCK Cmn 04518A104 662 30,284 Sh Shared-defined 1 30,284 COLUMN TOTALS 14,378
FORM 13F Page 63 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ASIAINFO HOLDINGS INC CMN STOCK Cmn 04518A104 480 21,955 Sh Shared-defined -- 21,955 ASM INTERNATIONAL- NY REG SHS Cmn N07045102 199 10,192 Sh Shared-defined -- 10,192 ASM INTERNATIONAL- NY REG SHS Cmn N07045102 11 540 Sh Shared-defined 1 540 ASML HOLDING NV NY- Depository US STOCK Receipt N07059186 15,417 561,224 Sh Shared-defined -- N/A ASML HOLDING NV NY- Depository US STOCK Receipt N07059186 96 3,496 Sh Shared-defined 1 N/A ASPEN INSURANCE 5.625% CNV PREF - PERP-REGISTERED Pref Stk G05384113 6 110 Sh Shared-defined 1 N/A ASPEN INSURANCE HOLDINGS LTD COMMON STOCK Cmn G05384105 1,082 43,719 Sh Shared-defined -- 43,719 ASPEN INSURANCE HOLDINGS LTD COMMON STOCK Cmn G05384105 65 2,646 Sh Shared-defined 1 2,646 ASPEN TECHNOLOGY INC CMN STOCK Cmn 045327103 369 33,854 Sh Shared-defined -- 33,854 ASPEN TECHNOLOGY INC CMN STOCK Cmn 045327103 7 666 Sh Shared-defined 1 666 ASSET ACCEPTANCE CAPITAL COMMON STOCK Cmn 04543P100 112 27,106 Sh Shared-defined -- 27,106 ASSET ACCEPTANCE CAPITAL COMMON STOCK Cmn 04543P100 6 1,346 Sh Shared-defined 1 1,346 ASSOCIATED BANC- CORP CMN STK Cmn 045487905 65 5,300 Sh Call Shared-defined 1 5,300 ASSOCIATED BANC- CORP CMN STK Cmn 045487955 23 1,900 Sh Put Shared-defined 1 1,900 COLUMN TOTALS 17,938
FORM 13F Page 64 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ASSOCIATED BANC- CORP CMN STK Cmn 045487105 11,118 906,859 Sh Shared-defined -- 906,859 ASSOCIATED BANC- CORP CMN STK Cmn 045487105 27 2,226 Sh Shared-defined 1 2,226 ASSOCIATED ESTATES RLTY CORP CMN STK Cmn 045604105 221 17,098 Sh Shared-defined -- 17,098 ASSURANT INC COMMON STOCK Cmn 04621X108 42 1,197 Sh Shared-defined -- 1,197 ASSURANT INC COMMON STOCK Cmn 04621X108 40 1,149 Sh Shared-defined 1 1,149 ASSURANT INC COMMON STOCK Cmn 04621X908 1,492 43,000 Sh Call Shared-defined 1 43,000 ASSURANT INC COMMON STOCK Cmn 04621X958 885 25,500 Sh Put Shared-defined 1 25,500 ASSURED GUARANTY COMMON STOCK Cmn G0585R106 1,465 110,404 Sh Shared-defined -- 110,404 ASSURED GUARANTY COMMON STOCK Cmn G0585R106 577 43,475 Sh Shared-defined 1 43,475 ASSURED GUARANTY COMMON STOCK Cmn G0585R956 4,646 350,100 Sh Put Shared-defined 1 350,100 ASSURED GUARANTY COMMON STOCK Cmn G0585R906 3,950 297,700 Sh Call Shared-defined 1 297,700 ASSURED GUARANTY COMMON STOCK Cmn G0585R956 1,569 118,200 Sh Put Shared-defined -- 118,200 ASSURED GUARANTY COMMON STOCK Cmn G0585R906 1,156 87,100 Sh Call Shared-defined -- 87,100 ASTEC INDUSTRIES INC CMN STK Cmn 046224101 881 31,782 Sh Shared-defined -- 31,782 COLUMN TOTALS 28,069
FORM 13F Page 65 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ASTEC INDUSTRIES INC CMN STK Cmn 046224901 288 10,400 Sh Call Shared-defined 1 10,400 ASTEC INDUSTRIES INC CMN STK Cmn 046224951 114 4,100 Sh Put Shared-defined 1 4,100 ASTORIA FINANCIAL CORP Cmn 046265104 42 3,069 Sh Shared-defined -- 3,069 ASTORIA FINANCIAL CORP Cmn 046265904 304 22,100 Sh Call Shared-defined 1 22,100 ASTRAZENECA GROUP Depository PLC ADR 1:1 Receipt 046353108 502 10,654 Sh Shared-defined 1 N/A ASTRAZENECA GROUP Depository PLC ADR 1:1 Receipt 046353108 24 500 Sh Shared-defined -- N/A AT&T INC COMMON STOCK Cmn 00206R952 48,247 1,994,500 Sh Put Shared-defined 1 1,994,500 AT&T INC COMMON STOCK Cmn 00206R902 24,930 1,030,600 Sh Call Shared-defined 1 1,030,600 AT&T INC COMMON STOCK Cmn 00206R952 4,831 199,700 Sh Put Shared-defined -- 199,700 AT&T INC COMMON STOCK Cmn 00206R902 3,868 159,900 Sh Call Shared-defined -- 159,900 AT&T INC COMMON STOCK Cmn 00206R102 35,209 1,455,501 Sh Shared-defined 1 1,455,501 AT&T INC COMMON STOCK Cmn 00206R102 7,586 313,589 Sh Shared-defined -- 313,589 ATHENAHEALTH INC Cmn 04685W103 633 24,230 Sh Shared-defined -- 24,230 ATHENAHEALTH INC Cmn 04685W903 3,684 141,000 Sh Call Shared-defined 1 141,000 COLUMN TOTALS 130,262
FORM 13F Page 66 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ATHENAHEALTH INC Cmn 04685W953 1,764 67,500 Sh Put Shared-defined -- 67,500 ATHENAHEALTH INC Cmn 04685W953 677 25,900 Sh Put Shared-defined 1 25,900 ATHEROS COMMUNICATIONS COMMON STOCK Cmn 04743P908 8,700 315,900 Sh Call Shared-defined 1 315,900 ATHEROS COMMUNICATIONS COMMON STOCK Cmn 04743P958 3,343 121,400 Sh Put Shared-defined 1 121,400 ATHEROS COMMUNICATIONS COMMON STOCK Cmn 04743P108 52,797 1,917,112 Sh Shared-defined -- 1,917,112 ATHEROS COMMUNICATIONS COMMON STOCK Cmn 04743P108 453 16,466 Sh Shared-defined 1 16,466 ATLAS AIR WORLDWIDE HOLDINGS INC. - WHEN ISSUED CO Cmn 049164955 5,149 108,400 Sh Put Shared-defined 1 108,400 ATLAS AIR WORLDWIDE HOLDINGS INC. - WHEN ISSUED CO Cmn 049164905 1,677 35,300 Sh Call Shared-defined 1 35,300 ATLAS AIR WORLDWIDE HOLDINGS INC. - WHEN ISSUED CO Cmn 049164205 291 6,128 Sh Shared-defined 1 6,128 ATLAS AIR WORLDWIDE HOLDINGS INC. - WHEN ISSUED CO Cmn 049164205 29 600 Sh Shared-defined -- 600 ATLAS ENERGY INC Cmn 049298102 398 14,714 Sh Shared-defined 1 14,714 ATLAS ENERGY INC Cmn 049298102 121 4,454 Sh Shared-defined -- 4,454 ATLAS ENERGY INC Cmn 049298902 2,342 86,500 Sh Call Shared-defined 1 86,500 ATLAS ENERGY INC Cmn 049298952 1,037 38,300 Sh Put Shared-defined 1 38,300 COLUMN TOTALS 78,778
FORM 13F Page 67 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ATLAS PIPELINE PARTNERS LP CMN STOCK Cmn 049392903 965 99,900 Sh Call Shared-defined 1 99,900 ATLAS PIPELINE PARTNERS LP CMN STOCK Cmn 049392953 336 34,800 Sh Put Shared-defined 1 34,800 ATLAS PIPELINE PARTNERS LP CMN STOCK Cmn 049392103 18 1,815 Sh Shared-defined 1 1,815 ATMEL CORP CMN STK Cmn 049513954 48 10,100 Sh Put Shared-defined 1 10,100 ATMEL CORP CMN STK Cmn 049513104 3,534 736,242 Sh Shared-defined -- 736,242 ATMEL CORP CMN STK Cmn 049513104 452 94,067 Sh Shared-defined 1 94,067 ATMI INC CMN STK Cmn 00207R901 651 44,500 Sh Call Shared-defined 1 44,500 ATMI INC CMN STK Cmn 00207R951 447 30,500 Sh Put Shared-defined 1 30,500 ATMI INC CMN STK Cmn 00207R101 383 26,138 Sh Shared-defined -- 26,138 ATMI INC CMN STK Cmn 00207R101 20 1,399 Sh Shared-defined 1 1,399 ATMOS ENERGY CORP CMN STK Cmn 049560105 206 7,606 Sh Shared-defined -- 7,606 ATP OIL & GAS CORP Cmn 00208J108 3,215 303,599 Sh Shared-defined -- 303,599 ATP OIL & GAS CORP Cmn 00208J108 42 3,944 Sh Shared-defined 1 3,944 ATP OIL & GAS CORP Cmn 00208J908 5,998 566,400 Sh Call Shared-defined 1 566,400 COLUMN TOTALS 16,315
FORM 13F Page 68 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ATP OIL & GAS CORP Cmn 00208J958 3,305 312,100 Sh Put Shared-defined 1 312,100 ATP OIL & GAS CORP Cmn 00208J908 642 60,600 Sh Call Shared-defined -- 60,600 ATP OIL & GAS CORP Cmn 00208J958 127 12,000 Sh Put Shared-defined -- 12,000 ATWOOD OCEANICS CMN STK Cmn 050095958 845 33,100 Sh Put Shared-defined 1 33,100 ATWOOD OCEANICS CMN STK Cmn 050095908 288 11,300 Sh Call Shared-defined 1 11,300 ATWOOD OCEANICS CMN STK Cmn 050095908 186 7,300 Sh Call Shared-defined -- 7,300 ATWOOD OCEANICS CMN STK Cmn 050095958 56 2,200 Sh Put Shared-defined -- 2,200 ATWOOD OCEANICS CMN STK Cmn 050095108 709 27,774 Sh Shared-defined 1 27,774 ATWOOD OCEANICS CMN STK Cmn 050095108 503 19,691 Sh Shared-defined -- 19,691 AU OPTRONICS CORP - Depository ADR Receipt 002255107 139 15,670 Sh Shared-defined 1 N/A AUDIOVOX CORP -CL A CMN STK Cmn 050757103 96 13,122 Sh Shared-defined -- 13,122 AUDIOVOX CORP -CL A CMN STK Cmn 050757103 1 111 Sh Shared-defined 1 111 AURIZON MINES LTD COMMON STOCK Cmn 05155P956 39 7,800 Sh Put Shared-defined 1 7,800 AURIZON MINES LTD COMMON STOCK Cmn 05155P906 4 800 Sh Call Shared-defined 1 800 COLUMN TOTALS 6,940
FORM 13F Page 69 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AURIZON MINES LTD COMMON STOCK Cmn 05155P106 158 31,901 Sh Shared-defined 1 31,901 AURIZON MINES LTD COMMON STOCK Cmn 05155P106 137 27,704 Sh Shared-defined -- 27,704 AUTODESK INC Cmn 052769106 18,064 741,530 Sh Shared-defined -- 741,530 AUTODESK INC Cmn 052769106 4 146 Sh Shared-defined 1 146 AUTODESK INC Cmn 052769906 6,438 264,300 Sh Call Shared-defined 1 264,300 AUTODESK INC Cmn 052769956 5,586 229,300 Sh Put Shared-defined 1 229,300 AUTODESK INC Cmn 052769956 3,647 149,700 Sh Put Shared-defined -- 149,700 AUTODESK INC Cmn 052769906 1,934 79,400 Sh Call Shared-defined -- 79,400 AUTOLIV 8% MAND 04/30/2012- REGISTERED Bond 052800208 54 791 Prn Shared-defined 1 N/A AUTOLIV INC CMN STOCK Cmn 052800909 1,732 36,200 Sh Call Shared-defined 1 36,200 AUTOLIV INC CMN STOCK Cmn 052800959 1,019 21,300 Sh Put Shared-defined 1 21,300 AUTOLIV INC CMN STOCK Cmn 052800109 16,889 352,957 Sh Shared-defined -- 352,957 AUTOMATIC DATA PROC. COMMON STOCK Cmn 053015103 17,315 430,084 Sh Shared-defined -- 430,084 AUTOMATIC DATA PROC. COMMON STOCK Cmn 053015103 784 19,463 Sh Shared-defined 1 19,463 COLUMN TOTALS 73,761
FORM 13F Page 70 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AUTOMATIC DATA PROC. COMMON STOCK Cmn 053015903 9,473 235,300 Sh Call Shared-defined 1 235,300 AUTOMATIC DATA PROC. COMMON STOCK Cmn 053015953 5,053 125,500 Sh Put Shared-defined 1 125,500 AUTOMATIC DATA PROC. COMMON STOCK Cmn 053015903 1,321 32,800 Sh Call Shared-defined -- 32,800 AUTOMATIC DATA PROC. COMMON STOCK Cmn 053015953 346 8,600 Sh Put Shared-defined -- 8,600 AUTONATION INC CMN STK Cmn 05329W952 1,773 90,900 Sh Put Shared-defined 1 90,900 AUTONATION INC CMN STK Cmn 05329W902 1,160 59,500 Sh Call Shared-defined 1 59,500 AUTONATION INC CMN STK Cmn 05329W902 72 3,700 Sh Call Shared-defined -- 3,700 AUTONATION INC CMN STK Cmn 05329W952 20 1,000 Sh Put Shared-defined -- 1,000 AUTONATION INC CMN STK Cmn 05329W102 444 22,750 Sh Shared-defined -- 22,750 AUTOZONE INC CMN STK Cmn 053332902 27,399 141,800 Sh Call Shared-defined 1 141,800 AUTOZONE INC CMN STK Cmn 053332952 26,568 137,500 Sh Put Shared-defined 1 137,500 AUTOZONE INC CMN STK Cmn 053332952 3,188 16,500 Sh Put Shared-defined -- 16,500 AUTOZONE INC CMN STK Cmn 053332902 1,971 10,200 Sh Call Shared-defined -- 10,200 AUTOZONE INC CMN STK Cmn 053332102 1,500 7,762 Sh Shared-defined -- 7,762 COLUMN TOTALS 80,288
FORM 13F Page 71 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AUTOZONE INC CMN STK Cmn 053332102 201 1,038 Sh Shared-defined 1 1,038 AUXILIUM PHARMACEUTICALS INC. COMMON STOCK Cmn 05334D957 1,199 51,000 Sh Put Shared-defined 1 51,000 AUXILIUM PHARMACEUTICALS INC. COMMON STOCK Cmn 05334D907 886 37,700 Sh Call Shared-defined 1 37,700 AUXILIUM PHARMACEUTICALS INC. COMMON STOCK Cmn 05334D107 885 37,639 Sh Shared-defined -- 37,639 AUXILIUM PHARMACEUTICALS INC. COMMON STOCK Cmn 05334D107 161 6,838 Sh Shared-defined 1 6,838 AVAGO TECHNOLOGIES LTD Cmn Y0486S954 118 5,600 Sh Put Shared-defined 1 5,600 AVAGO TECHNOLOGIES LTD Cmn Y0486S904 114 5,400 Sh Call Shared-defined 1 5,400 AVAGO TECHNOLOGIES LTD Cmn Y0486S104 10,748 510,337 Sh Shared-defined -- 510,337 AVAGO TECHNOLOGIES LTD Cmn Y0486S104 62 2,951 Sh Shared-defined 1 2,951 AVALONBAY COMMUNITIES INC Cmn 053484101 10,749 115,122 Sh Shared-defined -- 115,122 AVALONBAY COMMUNITIES INC Cmn 053484951 12,614 135,100 Sh Put Shared-defined 1 135,100 AVALONBAY COMMUNITIES INC Cmn 053484901 9,981 106,900 Sh Call Shared-defined 1 106,900 AVALONBAY COMMUNITIES INC Cmn 053484901 2,484 26,600 Sh Call Shared-defined -- 26,600 AVALONBAY COMMUNITIES INC Cmn 053484951 1,457 15,600 Sh Put Shared-defined -- 15,600 COLUMN TOTALS 51,659
FORM 13F Page 72 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AVERY DENNISON CORP Cmn 053611109 2,992 93,117 Sh Shared-defined -- 93,117 AVERY DENNISON CORP Cmn 053611909 382 11,900 Sh Call Shared-defined 1 11,900 AVERY DENNISON CORP Cmn 053611959 235 7,300 Sh Put Shared-defined 1 7,300 AVI BIOPHARM INC CMN STOCK Cmn 002346104 32 19,940 Sh Shared-defined -- 19,940 AVI BIOPHARM INC CMN STOCK Cmn 002346104 19 11,510 Sh Shared-defined 1 11,510 AVIAT NETWORKS INC Cmn 05366Y102 216 59,610 Sh Shared-defined -- 59,610 AVIAT NETWORKS INC Cmn 05366Y102 48 13,326 Sh Shared-defined 1 13,326 AVID TECHNOLOGY INC Cmn 05367P100 169 13,300 Sh Shared-defined -- 13,300 AVID TECHNOLOGY INC Cmn 05367P100 14 1,110 Sh Shared-defined 1 1,110 AVID TECHNOLOGY INC Cmn 05367P950 266 20,900 Sh Put Shared-defined 1 20,900 AVID TECHNOLOGY INC Cmn 05367P900 132 10,400 Sh Call Shared-defined 1 10,400 AVIS BUDGET GROUP INC COMMON STOCK Cmn 053774905 4,848 493,700 Sh Call Shared-defined 1 493,700 AVIS BUDGET GROUP INC COMMON STOCK Cmn 053774955 2,012 204,900 Sh Put Shared-defined 1 204,900 AVIS BUDGET GROUP INC COMMON STOCK Cmn 053774955 2 200 Sh Put Shared-defined -- 200 COLUMN TOTALS 11,367
FORM 13F Page 73 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ------------------------ NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------ AVIS BUDGET GROUP INC COMMON STOCK Cmn 053774105 4,544 462,771 Sh Shared-defined -- 462,771 AVIS BUDGET GROUP INC COMMON STOCK Cmn 053774105 1,151 117,245 Sh Shared-defined 1 117,245 AVISTA CORP CMN STK Cmn 05379B957 61 3,100 Sh Put Shared-defined 1 3,100 AVISTA CORP CMN STK Cmn 05379B907 53 2,700 Sh Call Shared-defined 1 2,700 AVISTA CORP CMN STK Cmn 05379B107 346 17,693 Sh Shared-defined -- 17,693 AVISTA CORP CMN STK Cmn 05379B107 46 2,376 Sh Shared-defined 1 2,376 AVNET, INC. COMMON STOCK Cmn 053807903 210 8,700 Sh Call Shared-defined 1 8,700 AVNET, INC. COMMON STOCK Cmn 053807953 51 2,100 Sh Put Shared-defined 1 2,100 AVNET, INC. COMMON STOCK Cmn 053807103 38,587 1,600,436 Sh Shared-defined -- 1,600,436 AVON PRODS INC Cmn 054303102 1,220 46,022 Sh Shared-defined 1 46,022 AVON PRODS INC Cmn 054303102 533 20,130 Sh Shared-defined -- 20,130 AVON PRODS INC Cmn 054303952 4,073 153,700 Sh Put Shared-defined 1 153,700 AVON PRODS INC Cmn 054303902 2,833 106,900 Sh Call Shared-defined 1 106,900 AVON PRODS INC Cmn 054303902 461 17,400 Sh Call Shared-defined -- 17,400 COLUMN TOTALS 54,169
FORM 13F Page 74 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AVON PRODS INC Cmn 054303952 72 2,700 Sh Put Shared-defined -- 2,700 AVX CORP NEW CMN STOCK Cmn 002444107 518 40,442 Sh Shared-defined -- 40,442 AVX CORP NEW CMN STOCK Cmn 002444107 9 707 Sh Shared-defined 1 707 AXCELIS INC CMN STK Cmn 054540109 13 8,533 Sh Shared-defined 1 8,533 AXCELIS INC CMN STK Cmn 054540109 13 8,240 Sh Shared-defined -- 8,240 AXIS CAPITAL HOLDINGS LTD COMMON STOCK Cmn G0692U959 39 1,300 Sh Put Shared-defined 1 1,300 AXIS CAPITAL HOLDINGS LTD COMMON STOCK Cmn G0692U909 21 700 Sh Call Shared-defined 1 700 AXIS CAPITAL HOLDINGS LTD COMMON STOCK Cmn G0692U109 17,048 573,625 Sh Shared-defined -- 573,625 AXIS CAPITAL HOLDINGS LTD COMMON STOCK Cmn G0692U109 483 16,254 Sh Shared-defined 1 16,254 AXT INC CMN STOCK Cmn 00246W103 44 9,685 Sh Shared-defined -- 9,685 AXT INC CMN STOCK Cmn 00246W103 2 515 Sh Shared-defined 1 515 AZZ INCORPORATED CMN STK Cmn 002474904 3,975 108,100 Sh Call Shared-defined 1 108,100 AZZ INCORPORATED CMN STK Cmn 002474954 2,975 80,900 Sh Put Shared-defined 1 80,900 AZZ INCORPORATED CMN STK Cmn 002474954 121 3,300 Sh Put Shared-defined -- 3,300 COLUMN TOTALS 25,333
FORM 13F Page 75 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AZZ INCORPORATED CMN STK Cmn 002474904 59 1,600 Sh Call Shared-defined -- 1,600 AZZ INCORPORATED CMN STK Cmn 002474104 180 4,885 Sh Shared-defined -- 4,885 AZZ INCORPORATED CMN STK Cmn 002474104 5 130 Sh Shared-defined 1 130 B&G FOODS INC-CLASS A Cmn 05508R106 115 10,644 Sh Shared-defined -- 10,644 B&G FOODS INC-CLASS A Cmn 05508R106 6 576 Sh Shared-defined 1 576 BADGER METER INC CMN STK Cmn 056525908 689 17,800 Sh Call Shared-defined 1 17,800 BADGER METER INC CMN STK Cmn 056525958 658 17,000 Sh Put Shared-defined 1 17,000 BADGER METER INC CMN STK Cmn 056525108 132 3,411 Sh Shared-defined -- 3,411 BADGER METER INC CMN STK Cmn 056525108 1 14 Sh Shared-defined 1 14 BAIDU INC Depository Receipt 056752108 22,642 332,576 Sh Shared-defined -- N/A BAIDU INC Depository Receipt 056752108 12,883 189,240 Sh Shared-defined 1 N/A BAKER HUGHES COMMON STOCK BHI Cmn 057224107 892 21,453 Sh Shared-defined 1 21,453 BAKER HUGHES COMMON STOCK BHI Cmn 057224107 487 11,708 Sh Shared-defined -- 11,708 BAKER HUGHES COMMON STOCK BHI Cmn 057224907 13,697 329,500 Sh Call Shared-defined 1 329,500 COLUMN TOTALS 52,446
FORM 13F Page 76 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BAKER HUGHES COMMON STOCK BHI Cmn 057224957 11,324 272,400 Sh Put Shared-defined 1 272,400 BAKER HUGHES COMMON STOCK BHI Cmn 057224957 2,893 69,600 Sh Put Shared-defined -- 69,600 BAKER HUGHES COMMON STOCK BHI Cmn 057224907 2,236 53,800 Sh Call Shared-defined -- 53,800 BALDOR ELECTRIC CMN STK Cmn 057741100 409 11,340 Sh Shared-defined -- 11,340 BALDOR ELECTRIC CMN STK Cmn 057741100 7 191 Sh Shared-defined 1 191 BALL CORP CMN STK Cmn 058498956 882 16,700 Sh Put Shared-defined 1 16,700 BALL CORP CMN STK Cmn 058498906 629 11,900 Sh Call Shared-defined 1 11,900 BALL CORP CMN STK Cmn 058498106 13,606 257,549 Sh Shared-defined -- 257,549 BALL CORP CMN STK Cmn 058498106 1,050 19,870 Sh Shared-defined 1 19,870 BALLARD PWR SYS INC CMN STOCK Cmn 058586958 19 11,900 Sh Put Shared-defined 1 11,900 BALLARD PWR SYS INC CMN STOCK Cmn 058586908 1 700 Sh Call Shared-defined 1 700 BALLARD PWR SYS INC CMN STOCK Cmn 058586108 3 1,985 Sh Shared-defined -- 1,985 BALLY TECHNOLOGIES INC CMN STK Cmn 05874B957 5,652 174,500 Sh Put Shared-defined 1 174,500 BALLY TECHNOLOGIES INC CMN STK Cmn 05874B907 1,707 52,700 Sh Call Shared-defined 1 52,700 COLUMN TOTALS 40,418
FORM 13F Page 77 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BALLY TECHNOLOGIES INC CMN STK Cmn 05874B107 2,458 75,874 Sh Shared-defined 1 75,874 BALLY TECHNOLOGIES INC CMN STK Cmn 05874B107 169 5,223 Sh Shared-defined -- 5,223 BALTIC TRADING LTD Cmn Y0553W103 19 1,681 Sh Shared-defined 1 1,681 BALTIC TRADING LTD Cmn Y0553W953 206 18,100 Sh Put Shared-defined 1 18,100 BALTIC TRADING LTD Cmn Y0553W903 146 12,800 Sh Call Shared-defined 1 12,800 BANCO BRADESCO-SPON Depository ADR 1:1000 Receipt 059460303 532 33,513 Sh Shared-defined -- N/A BANCO ITAU SA -ADR 1:500 PREF SHARES Depository (ITAU4-BSAA) Receipt 465562106 1,379 76,581 Sh Shared-defined -- N/A BANCO ITAU SA -ADR 1:500 PREF SHARES Depository (ITAU4-BSAA) Receipt 465562106 298 16,572 Sh Shared-defined 1 N/A BANCO SANTANDER Depository BRASIL-ADS Receipt 05967A107 376 36,406 Sh Shared-defined 1 N/A BANCORPSOUTH INC CMN STK Cmn 059692953 470 26,300 Sh Put Shared-defined 1 26,300 BANCORPSOUTH INC CMN STK Cmn 059692903 159 8,900 Sh Call Shared-defined 1 8,900 BANCORPSOUTH INC CMN STK Cmn 059692103 334 18,680 Sh Shared-defined -- 18,680 BANCORPSOUTH INC CMN STK Cmn 059692103 16 904 Sh Shared-defined 1 904 BANK MUTUAL CORPORATION Cmn 063750103 191 33,563 Sh Shared-defined -- 33,563 COLUMN TOTALS 6,753
FORM 13F Page 78 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BANK OF AMERICA CORP-CW19 Wt 060505146 2,332 304,799 Shared-defined -- N/A BANK OF AMERICA CORP-CW19 Wt 060505146 14 1,820 Shared-defined 1 N/A BANK OF AMERICA CORP-CW19 Wt 060505153 24 8,240 Shared-defined 1 N/A BANKAMERICA CORP CMN STOCK Cmn 060505954 60,377 4,201,600 Sh Put Shared-defined 1 4,201,600 BANKAMERICA CORP CMN STOCK Cmn 060505904 23,745 1,652,400 Sh Call Shared-defined 1 1,652,400 BANKAMERICA CORP CMN STOCK Cmn 060505954 7,493 521,400 Sh Put Shared-defined -- 521,400 BANKAMERICA CORP CMN STOCK Cmn 060505904 1,745 121,400 Sh Call Shared-defined -- 121,400 BANK OF HAWAII CORP. CMN STK Cmn 062540909 416 8,600 Sh Call Shared-defined 1 8,600 BANK OF HAWAII CORP. CMN STK Cmn 062540959 406 8,400 Sh Put Shared-defined 1 8,400 BANK OF HAWAII CORP. CMN STK Cmn 062540109 7,914 163,679 Sh Shared-defined -- 163,679 BANK OF IRELAND CMN Depository STK -ADR 1:4 Receipt 46267Q103 31 9,384 Sh Shared-defined -- N/A BANK OF IRELAND CMN Depository STK -ADR 1:4 Receipt 46267Q103 16 5,003 Sh Shared-defined 1 N/A BANK OF MONTREAL Cmn 063671901 2,106 38,800 Sh Call Shared-defined 1 38,800 BANK OF MONTREAL Cmn 063671951 1,303 24,000 Sh Put Shared-defined 1 24,000 COLUMN TOTALS 107,922
FORM 13F Page 79 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- THE BANK OF NEW YORK MELLON CORP Cmn 064058900 16,034 649,400 Sh Call Shared-defined 1 649,400 THE BANK OF NEW YORK MELLON CORP Cmn 064058950 6,444 261,000 Sh Put Shared-defined 1 261,000 THE BANK OF NEW YORK MELLON CORP Cmn 064058900 1,504 60,900 Sh Call Shared-defined -- 60,900 THE BANK OF NEW YORK MELLON CORP Cmn 064058950 47 1,900 Sh Put Shared-defined -- 1,900 BANK OF NOVA SCOTIA COMMON STOCK Cmn 064149907 2,310 50,200 Sh Call Shared-defined 1 50,200 BANK OF NOVA SCOTIA COMMON STOCK Cmn 064149957 1,187 25,800 Sh Put Shared-defined 1 25,800 BANK OF NOVA SCOTIA COMMON STOCK Cmn 064149107 106 2,300 Sh Shared-defined 1 2,300 BANKAMERICA CORP CMN STOCK Cmn 060505104 38,715 2,694,157 Sh Shared-defined 1 2,694,157 BANKAMERICA CORP CMN STOCK Cmn 060505104 4,262 296,588 Sh Shared-defined -- 296,588 BANKATLANTIC BANCORP CMN STK A Cmn 065908600 12 8,293 Sh Shared-defined -- 8,293 BANKATLANTIC BANCORP CMN STK A Cmn 065908600 5 3,223 Sh Shared-defined 1 3,223 BANNER CORPORATION CMN STOCK Cmn 06652V109 183 92,397 Sh Shared-defined -- 92,397 BANNER CORPORATION CMN STOCK Cmn 06652V109 4 2,193 Sh Shared-defined 1 2,193 BARCLAYS PLC- SPONS Depository ADR 4:1 Receipt 06738E204 241 15,193 Sh Shared-defined 1 N/A COLUMN TOTALS 71,054
FORM 13F Page 80 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BARCLAYS PLC- SPONS Depository ADR 4:1 Receipt 06738E204 87 5,502 Sh Shared-defined -- N/A BARD C R INC Cmn 067383109 2,013 25,959 Sh Shared-defined -- 25,959 BARD C R INC Cmn 067383109 239 3,081 Sh Shared-defined 1 3,081 BARD C R INC Cmn 067383959 3,466 44,700 Sh Put Shared-defined 1 44,700 BARD C R INC Cmn 067383909 2,388 30,800 Sh Call Shared-defined 1 30,800 BARNES & NOBLE INC CMN STK Cmn 067774959 1,220 94,600 Sh Put Shared-defined 1 94,600 BARNES & NOBLE INC CMN STK Cmn 067774909 206 16,000 Sh Call Shared-defined 1 16,000 BARNES & NOBLE INC CMN STK Cmn 067774109 795 61,620 Sh Shared-defined -- 61,620 BARNES & NOBLE INC CMN STK Cmn 067774109 720 55,792 Sh Shared-defined 1 55,792 BARNES GROUP 3.75% CB 08/01/2025 - REGISTERED Bond 067806AB5 23,204 23,190,000 Prn Shared-defined -- N/A BARNES GROUP INC CMN STK Cmn 067806909 211 12,900 Sh Call Shared-defined 1 12,900 BARNES GROUP INC CMN STK Cmn 067806959 36 2,200 Sh Put Shared-defined 1 2,200 BARNES GROUP INC CMN STK Cmn 067806109 92 5,598 Sh Shared-defined -- 5,598 BARNES GROUP INC CMN STK Cmn 067806109 16 964 Sh Shared-defined 1 964 COLUMN TOTALS 34,693
FORM 13F Page 81 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BARRICK GOLD CORP Cmn 067901108 1,909 42,047 Sh Shared-defined 1 42,047 BARRICK GOLD CORP Cmn 067901108 149 3,291 Sh Shared-defined -- 3,291 BARRICK GOLD CORP Cmn 067901908 56,853 1,252,000 Sh Call Shared-defined 1 1,252,000 BARRICK GOLD CORP Cmn 067901958 38,430 846,300 Sh Put Shared-defined 1 846,300 BARRICK GOLD CORP Cmn 067901958 7,284 160,400 Sh Put Shared-defined -- 160,400 BARRICK GOLD CORP Cmn 067901908 4,010 88,300 Sh Call Shared-defined -- 88,300 BASIC ENERGY SERVICES INC COMMON STOCK Cmn 06985P100 693 89,990 Sh Shared-defined -- 89,990 BAXTER INTL INC Cmn 071813959 12,863 316,500 Sh Put Shared-defined 1 316,500 BAXTER INTL INC Cmn 071813909 6,738 165,800 Sh Call Shared-defined 1 165,800 BAXTER INTL INC Cmn 071813909 6,311 155,300 Sh Call Shared-defined -- 155,300 BAXTER INTL INC Cmn 071813109 11,679 287,372 Sh Shared-defined -- 287,372 BAXTER INTL INC Cmn 071813109 6,296 154,930 Sh Shared-defined 1 154,930 BAYTEX ENERGY TRUST COMMON STOCK Cmn 073176959 401 13,400 Sh Put Shared-defined 1 13,400 BAYTEX ENERGY TRUST COMMON STOCK Cmn 073176909 96 3,200 Sh Call Shared-defined 1 3,200 COLUMN TOTALS 153,712
FORM 13F Page 82 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BAYTEX ENERGY TRUST COMMON STOCK Cmn 073176109 631 21,084 Sh Shared-defined -- 21,084 BAYTEX ENERGY TRUST COMMON STOCK Cmn 073176109 17 579 Sh Shared-defined 1 579 BB&T CORP. COMMON STOCK Cmn 054937107 5,567 211,581 Sh Shared-defined 1 211,581 BB&T CORP. COMMON STOCK Cmn 054937107 1,910 72,594 Sh Shared-defined -- 72,594 BB&T CORP. COMMON STOCK Cmn 054937957 13,021 494,900 Sh Put Shared-defined 1 494,900 BB&T CORP. COMMON STOCK Cmn 054937907 7,914 300,800 Sh Call Shared-defined 1 300,800 BB&T CORP. COMMON STOCK Cmn 054937957 1,281 48,700 Sh Put Shared-defined -- 48,700 BB&T CORP. COMMON STOCK Cmn 054937907 321 12,200 Sh Call Shared-defined -- 12,200 BCE INC CMN STK Cmn 05534B760 278 9,481 Sh Shared-defined 1 9,481 BCE INC CMN STK Cmn 05534B950 1,030 35,200 Sh Put Shared-defined 1 35,200 BCE INC CMN STK Cmn 05534B900 934 31,900 Sh Call Shared-defined 1 31,900 BE AEROSPACE INC CMN STK Cmn 073302901 1,218 47,900 Sh Call Shared-defined 1 47,900 BE AEROSPACE INC CMN STK Cmn 073302951 654 25,700 Sh Put Shared-defined 1 25,700 BE AEROSPACE INC CMN STK Cmn 073302101 50 1,947 Sh Shared-defined 1 1,947 COLUMN TOTALS 34,826
FORM 13F Page 83 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BE AEROSPACE INC CMN STK Cmn 073302101 27 1,069 Sh Shared-defined -- 1,069 BEACON POWER CORPORATION Cmn 073677106 8 23,464 Sh Shared-defined 1 23,464 BEACON ROOFING SUPPLY INC COMMON STOCK Cmn 073685909 530 29,400 Sh Call Shared-defined 1 29,400 BEACON ROOFING SUPPLY INC COMMON STOCK Cmn 073685959 234 13,000 Sh Put Shared-defined 1 13,000 BEACON ROOFING SUPPLY INC COMMON STOCK Cmn 073685109 156 8,650 Sh Shared-defined -- 8,650 BEACON ROOFING SUPPLY INC COMMON STOCK Cmn 073685109 22 1,213 Sh Shared-defined 1 1,213 BEAZER HOMES USA INC CMN STK Cmn 07556Q955 863 237,800 Sh Put Shared-defined 1 237,800 BEAZER HOMES USA INC CMN STK Cmn 07556Q905 72 19,900 Sh Call Shared-defined 1 19,900 BEAZER HOMES USA INC CMN STK Cmn 07556Q105 5,601 1,542,911 Sh Shared-defined -- 1,542,911 BEAZER HOMES USA INC CMN STK Cmn 07556Q105 671 184,830 Sh Shared-defined 1 184,830 BEBE STORES INC CMN STOCK Cmn 075571959 386 60,300 Sh Put Shared-defined 1 60,300 BEBE STORES INC CMN STOCK Cmn 075571909 355 55,500 Sh Call Shared-defined 1 55,500 BEBE STORES INC CMN STOCK Cmn 075571959 6 900 Sh Put Shared-defined -- 900 BEBE STORES INC CMN STOCK Cmn 075571909 4 700 Sh Call Shared-defined -- 700 COLUMN TOTALS 8,935
FORM 13F Page 84 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BEBE STORES INC CMN STOCK Cmn 075571109 5,871 917,366 Sh Shared-defined -- 917,366 BEBE STORES INC CMN STOCK Cmn 075571109 119 18,631 Sh Shared-defined 1 18,631 BECKMAN COULTER INC CMN STK Cmn 075811909 1,284 21,300 Sh Call Shared-defined 1 21,300 BECKMAN COULTER INC CMN STK Cmn 075811959 1,152 19,100 Sh Put Shared-defined 1 19,100 BECKMAN COULTER INC CMN STK Cmn 075811109 217 3,599 Sh Shared-defined 1 3,599 BECKMAN COULTER INC CMN STK Cmn 075811109 69 1,150 Sh Shared-defined -- 1,150 BECTON DICKINSON & CO Cmn 075887109 2,118 31,320 Sh Shared-defined 1 31,320 BECTON DICKINSON & CO Cmn 075887109 1,124 16,616 Sh Shared-defined -- 16,616 BECTON DICKINSON & CO Cmn 075887959 6,235 92,200 Sh Put Shared-defined 1 92,200 BECTON DICKINSON & CO Cmn 075887959 2,495 36,900 Sh Put Shared-defined -- 36,900 BECTON DICKINSON & CO Cmn 075887909 2,123 31,400 Sh Call Shared-defined 1 31,400 BECTON DICKINSON & CO Cmn 075887909 724 10,700 Sh Call Shared-defined -- 10,700 BED BATH & BEYOND INC CMN STK Cmn 075896950 8,688 234,300 Sh Put Shared-defined 1 234,300 BED BATH & BEYOND INC CMN STK Cmn 075896900 6,274 169,200 Sh Call Shared-defined 1 169,200 COLUMN TOTALS 38,493
FORM 13F Page 85 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BED BATH & BEYOND INC CMN STK Cmn 075896900 4,123 111,200 Sh Call Shared-defined -- 111,200 BED BATH & BEYOND INC CMN STK Cmn 075896950 2,347 63,300 Sh Put Shared-defined -- 63,300 BED BATH & BEYOND INC CMN STK Cmn 075896100 4,698 126,692 Sh Shared-defined -- 126,692 BED BATH & BEYOND INC CMN STK Cmn 075896100 1,721 46,406 Sh Shared-defined 1 46,406 BELDEN INC CMN STK Cmn 077454906 860 39,100 Sh Call Shared-defined 1 39,100 BELDEN INC CMN STK Cmn 077454956 279 12,700 Sh Put Shared-defined 1 12,700 BELDEN INC CMN STK Cmn 077454106 80 3,659 Sh Shared-defined -- 3,659 BELDEN INC CMN STK Cmn 077454106 10 463 Sh Shared-defined 1 463 BELO CORP CMN STK Cmn 080555105 1,788 314,280 Sh Shared-defined -- 314,280 BEMIS INC Cmn 081437905 824 30,500 Sh Call Shared-defined 1 30,500 BEMIS INC Cmn 081437955 556 20,600 Sh Put Shared-defined 1 20,600 BEMIS INC Cmn 081437105 3,477 128,761 Sh Shared-defined -- 128,761 BENCHMARK ELECTRONICS INC CMN STK Cmn 08160H901 431 27,200 Sh Call Shared-defined 1 27,200 BENCHMARK ELECTRONICS INC CMN STK Cmn 08160H951 120 7,600 Sh Put Shared-defined 1 7,600 COLUMN TOTALS 21,314
FORM 13F Page 86 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BENCHMARK ELECTRONICS INC CMN STK Cmn 08160H101 909 57,323 Sh Shared-defined -- 57,323 BENEFICIAL MUTUAL BANCORP IN Cmn 08173R104 101 10,232 Sh Shared-defined -- 10,232 BERKLEY (W R) CORP CMN STK Cmn 084423102 60 2,283 Sh Shared-defined 1 2,283 BERKLEY (W R) CORP CMN STK Cmn 084423952 1,188 44,900 Sh Put Shared-defined 1 44,900 BERKLEY (W R) CORP CMN STK Cmn 084423902 204 7,700 Sh Call Shared-defined 1 7,700 BERKSHIRE HATHAWAY INC. Cmn 084670902 64,987 815,500 Sh Call Shared-defined 1 815,500 BERKSHIRE HATHAWAY INC. Cmn 084670952 20,855 261,700 Sh Put Shared-defined 1 261,700 BERKSHIRE HATHAWAY INC. Cmn 084670902 16,257 204,000 Sh Call Shared-defined -- 204,000 BERKSHIRE HATHAWAY INC. Cmn 084670952 3,235 40,600 Sh Put Shared-defined -- 40,600 BERRY PETROLEUM -CL A CMN STK Cmn 085789905 916 35,600 Sh Call Shared-defined 1 35,600 BERRY PETROLEUM -CL A CMN STK Cmn 085789955 725 28,200 Sh Put Shared-defined 1 28,200 BERRY PETROLEUM -CL A CMN STK Cmn 085789105 555 21,574 Sh Shared-defined -- 21,574 BERRY PETROLEUM -CL A CMN STK Cmn 085789105 107 4,169 Sh Shared-defined 1 4,169 BEST BUY CO. COMMON STOCK Cmn 086516101 9,006 265,963 Sh Shared-defined 1 265,963 COLUMN TOTALS 119,105
FORM 13F Page 87 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BEST BUY CO. COMMON STOCK Cmn 086516101 6,708 198,114 Sh Shared-defined -- 198,114 BEST BUY CO. COMMON STOCK Cmn 086516901 28,632 845,600 Sh Call Shared-defined 1 845,600 BEST BUY CO. COMMON STOCK Cmn 086516951 26,814 791,900 Sh Put Shared-defined 1 791,900 BEST BUY CO. COMMON STOCK Cmn 086516951 5,959 176,000 Sh Put Shared-defined -- 176,000 BEST BUY CO. COMMON STOCK Cmn 086516901 1,243 36,700 Sh Call Shared-defined -- 36,700 BGC PARTNERS INC CMN STOCK Cmn 05541T901 34 6,700 Sh Call Shared-defined 1 6,700 BGC PARTNERS INC CMN STOCK Cmn 05541T101 535 104,771 Sh Shared-defined -- 104,771 BGC PARTNERS INC CMN STOCK Cmn 05541T101 6 1,224 Sh Shared-defined 1 1,224 BHP BILLITON LTD - Depository ADR Receipt 088606108 959 15,477 Sh Shared-defined 1 N/A BHP BILLITON PLC Depository - -ADR Receipt 05545E209 513 9,982 Sh Shared-defined 1 N/A BHP BILLITON PLC Depository - -ADR Receipt 05545E209 169 3,293 Sh Shared-defined -- N/A BIG LOTS INC CMN STK Cmn 089302953 1,438 44,800 Sh Put Shared-defined 1 44,800 BIG LOTS INC CMN STK Cmn 089302903 1,191 37,100 Sh Call Shared-defined 1 37,100 BIG LOTS INC CMN STK Cmn 089302953 770 24,000 Sh Put Shared-defined -- 24,000 COLUMN TOTALS 74,971
FORM 13F Page 88 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BIG LOTS INC CMN STK Cmn 089302903 225 7,000 Sh Call Shared-defined -- 7,000 BIG LOTS INC CMN STK Cmn 089302103 8,342 259,947 Sh Shared-defined -- 259,947 BIG LOTS INC CMN STK Cmn 089302103 549 17,093 Sh Shared-defined 1 17,093 BIGBAND NETWORKS INC Cmn 089750509 47 15,536 Sh Shared-defined -- 15,536 BIGBAND NETWORKS INC Cmn 089750909 16 5,400 Sh Call Shared-defined 1 5,400 BIGBAND NETWORKS INC Cmn 089750959 9 3,100 Sh Put Shared-defined 1 3,100 BILL BARRETT CORP COMMON STOCK Cmn 06846N904 1,323 43,000 Sh Call Shared-defined 1 43,000 BILL BARRETT CORP COMMON STOCK Cmn 06846N954 742 24,100 Sh Put Shared-defined 1 24,100 BILL BARRETT CORP COMMON STOCK Cmn 06846N104 6,341 206,090 Sh Shared-defined -- 206,090 BILL BARRETT CORP COMMON STOCK Cmn 06846N104 114 3,704 Sh Shared-defined 1 3,704 BILL BARRETT CORPORATION 5% CB 3/15/28 - REGISTERE Bond 06846NAA2 16,954 17,089,000 Prn Shared-defined -- N/A BIOCRYST PHARMACEUTICALS INC CMN STK Cmn 09058V903 370 62,600 Sh Call Shared-defined 1 62,600 BIOCRYST PHARMACEUTICALS INC CMN STK Cmn 09058V953 262 44,300 Sh Put Shared-defined 1 44,300 BIOCRYST PHARMACEUTICALS INC CMN STK Cmn 09058V103 183 30,986 Sh Shared-defined -- 30,986 COLUMN TOTALS 35,477
FORM 13F Page 89 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BIOCRYST PHARMACEUTICALS INC CMN STK Cmn 09058V103 109 18,494 Sh Shared-defined 1 18,494 BIOGEN IDEC INC CMN STK Cmn 09062X903 6,752 142,300 Sh Call Shared-defined 1 142,300 BIOGEN IDEC INC CMN STK Cmn 09062X953 5,424 114,300 Sh Put Shared-defined 1 114,300 BIOGEN IDEC INC CMN STK Cmn 09062X953 2,149 45,300 Sh Put Shared-defined -- 45,300 BIOGEN IDEC INC CMN STK Cmn 09062X903 527 11,100 Sh Call Shared-defined -- 11,100 BIOGEN IDEC INC CMN STK Cmn 09062X103 1,841 38,808 Sh Shared-defined 1 38,808 BIOGEN IDEC INC CMN STK Cmn 09062X103 1,621 34,162 Sh Shared-defined -- 34,162 BIOMARIN 1.875% CB 4/23/2017-REGISTERED Bond 09061GAD3 83,087 77,000,000 Prn Shared-defined -- N/A BIOMARIN 2.5% CB 04/01/2013-REGISTERED Bond 09061GAC5 78,192 62,200,000 Prn Shared-defined -- N/A BIOMARIN PHARMACEUTICAL INC CMN STOCK Cmn 09061G901 571 30,100 Sh Call Shared-defined 1 30,100 BIOMARIN PHARMACEUTICAL INC CMN STOCK Cmn 09061G951 303 16,000 Sh Put Shared-defined 1 16,000 BIOMARIN PHARMACEUTICAL INC CMN STOCK Cmn 09061G101 5,319 280,533 Sh Shared-defined -- 280,533 BIOMARIN PHARMACEUTICAL INC CMN STOCK Cmn 09061G101 123 6,495 Sh Shared-defined 1 6,495 BIOMED REALTY TRUST COMMON STOCK Cmn 09063H907 150 9,300 Sh Call Shared-defined 1 9,300 COLUMN TOTALS 186,168
FORM 13F Page 90 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BIOMED REALTY TRUST COMMON STOCK Cmn 09063H957 140 8,700 Sh Put Shared-defined 1 8,700 BIOMED REALTY TRUST COMMON STOCK Cmn 09063H107 1,091 67,797 Sh Shared-defined -- 67,797 BIOMED REALTY TRUST COMMON STOCK Cmn 09063H107 23 1,458 Sh Shared-defined 1 1,458 BIOMIMETIC THERAPEUTICS INC Cmn 09064X101 52 4,703 Sh Shared-defined -- 4,703 BIOMIMETIC THERAPEUTICS INC Cmn 09064X101 8 701 Sh Shared-defined 1 701 BIOMIMETIC THERAPEUTICS INC Cmn 09064X901 1,061 95,400 Sh Call Shared-defined 1 95,400 BIOMIMETIC THERAPEUTICS INC Cmn 09064X951 152 13,700 Sh Put Shared-defined 1 13,700 BIOMIRA INC CMN STOCK Cmn 682324908 88 26,500 Sh Call Shared-defined 1 26,500 BIOMIRA INC CMN STOCK Cmn 682324958 7 2,100 Sh Put Shared-defined 1 2,100 BIOMIRA INC CMN STOCK Cmn 682324108 6 1,917 Sh Shared-defined 1 1,917 BIOMIRA INC CMN STOCK Cmn 682324108 5 1,468 Sh Shared-defined -- 1,468 BIO-RAD LABS -CL A CMN STK Cmn 090572207 367 4,239 Sh Shared-defined -- 4,239 BIO-REFERENCE LABORATORIES COMMON STOCK Cmn 09057G602 334 15,051 Sh Shared-defined -- 15,051 BIO-REFERENCE LABORATORIES COMMON STOCK Cmn 09057G602 23 1,017 Sh Shared-defined 1 1,017 COLUMN TOTALS 3,357
FORM 13F Page 91 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BIOSCRIP INC COMMON STOCK Cmn 09069N108 264 50,337 Sh Shared-defined -- 50,337 BIOVAIL CORP CMN STK Cmn 09067J109 1,509 78,406 Sh Shared-defined -- 78,406 BIOVAIL CORP CMN STK Cmn 09067J959 1,201 62,400 Sh Put Shared-defined 1 62,400 BIOVAIL CORP CMN STK Cmn 09067J909 1,016 52,800 Sh Call Shared-defined 1 52,800 BIOVAIL CORP CMN STK Cmn 09067J909 339 17,600 Sh Call Shared-defined -- 17,600 BIOVAIL CORP CMN STK Cmn 09067J959 123 6,400 Sh Put Shared-defined -- 6,400 BJ'S RESTAURANTS INC CMN STOCK Cmn 09180C956 430 18,200 Sh Put Shared-defined 1 18,200 BJ'S RESTAURANTS INC CMN STOCK Cmn 09180C906 408 17,300 Sh Call Shared-defined 1 17,300 BJ'S RESTAURANTS INC CMN STOCK Cmn 09180C106 47 1,981 Sh Shared-defined 1 1,981 BJS WHOLESALE CLUB INC CMN STOCK Cmn 05548J956 955 25,800 Sh Put Shared-defined 1 25,800 BJS WHOLESALE CLUB INC CMN STOCK Cmn 05548J906 152 4,100 Sh Call Shared-defined 1 4,100 BJS WHOLESALE CLUB INC CMN STOCK Cmn 05548J106 160 4,318 Sh Shared-defined -- 4,318 BLACK BOX CORP CMN STK Cmn 091826907 602 21,600 Sh Call Shared-defined 1 21,600 BLACK BOX CORP CMN STK Cmn 091826957 293 10,500 Sh Put Shared-defined 1 10,500 COLUMN TOTALS 7,499
FORM 13F Page 92 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BLACK BOX CORP CMN STK Cmn 091826107 495 17,739 Sh Shared-defined -- 17,739 BLACK BOX CORP CMN STK Cmn 091826107 7 258 Sh Shared-defined 1 258 BLACK HILLS CORP CMN STK Cmn 092113109 2,711 95,221 Sh Shared-defined -- 95,221 BLACKBAUD INC COMMON STOCK Cmn 09227Q100 255 11,697 Sh Shared-defined -- 11,697 BLACKBOARD INC COMMON STOCK Cmn 091935952 1,702 45,600 Sh Put Shared-defined 1 45,600 BLACKBOARD INC COMMON STOCK Cmn 091935902 1,019 27,300 Sh Call Shared-defined 1 27,300 BLACKBOARD INC COMMON STOCK Cmn 091935502 691 18,513 Sh Shared-defined -- 18,513 BLACKROCK INC - COMMON STOCK Cmn 09247X101 21,296 148,506 Sh Shared-defined -- 148,506 BLACKROCK INC - COMMON STOCK Cmn 09247X101 5 36 Sh Shared-defined 1 36 BLACKROCK INC - COMMON STOCK Cmn 09247X951 9,593 66,900 Sh Put Shared-defined 1 66,900 BLACKROCK INC - COMMON STOCK Cmn 09247X901 5,392 37,600 Sh Call Shared-defined 1 37,600 BLACKROCK INC - COMMON STOCK Cmn 09247X901 1,649 11,500 Sh Call Shared-defined -- 11,500 BLACKROCK INC - COMMON STOCK Cmn 09247X951 1,606 11,200 Sh Put Shared-defined -- 11,200 BLACKSTONE GROUP LP Cmn 09253U108 7,998 836,642 Sh Shared-defined 1 836,642 COLUMN TOTALS 54,419
FORM 13F Page 93 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BLACKSTONE GROUP LP Cmn 09253U958 9,222 964,600 Sh Put Shared-defined 1 964,600 BLACKSTONE GROUP LP Cmn 09253U908 814 85,100 Sh Call Shared-defined 1 85,100 BLOCK H & R INC Cmn 093671105 1,064 67,819 Sh Shared-defined -- 67,819 BLOCK H & R INC Cmn 093671105 399 25,452 Sh Shared-defined 1 25,452 BLOUNT INTERNATIONAL INC CMN STOCK Cmn 095180955 75 7,300 Sh Put Shared-defined 1 7,300 BLOUNT INTERNATIONAL INC CMN STOCK Cmn 095180905 10 1,000 Sh Call Shared-defined 1 1,000 BLOUNT INTERNATIONAL INC CMN STOCK Cmn 095180105 860 83,718 Sh Shared-defined -- 83,718 BLOUNT INTERNATIONAL INC CMN STOCK Cmn 095180105 113 10,956 Sh Shared-defined 1 10,956 BLUE COAT SYSTEMS INC CMN STK Cmn 09534T908 2,985 146,100 Sh Call Shared-defined 1 146,100 BLUE COAT SYSTEMS INC CMN STK Cmn 09534T958 2,008 98,300 Sh Put Shared-defined 1 98,300 BLUE COAT SYSTEMS INC CMN STK Cmn 09534T508 178 8,733 Sh Shared-defined 1 8,733 BLUE COAT SYSTEMS INC CMN STK Cmn 09534T508 41 1,990 Sh Shared-defined -- 1,990 BLUE NILE INC. COMMON STOCK Cmn 09578R953 885 18,800 Sh Put Shared-defined 1 18,800 BLUE NILE INC. COMMON STOCK Cmn 09578R903 734 15,600 Sh Call Shared-defined 1 15,600 COLUMN TOTALS 19,388
FORM 13F Page 94 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BLUE NILE INC. COMMON STOCK Cmn 09578R103 97 2,059 Sh Shared-defined 1 2,059 BLUE NILE INC. COMMON STOCK Cmn 09578R103 13 274 Sh Shared-defined -- 274 BLUEGREEN CORP (N/C was PATTEN) CMN STOCK Cmn 096231105 33 10,819 Sh Shared-defined -- 10,819 BLUEGREEN CORP (N/C was PATTEN) CMN STOCK Cmn 096231105 7 2,196 Sh Shared-defined 1 2,196 BMC SOFTWARE INC CMN STK Cmn 055921950 6,123 176,800 Sh Put Shared-defined 1 176,800 BMC SOFTWARE INC CMN STK Cmn 055921900 3,044 87,900 Sh Call Shared-defined 1 87,900 BMC SOFTWARE INC CMN STK Cmn 055921950 256 7,400 Sh Put Shared-defined -- 7,400 BMC SOFTWARE INC CMN STK Cmn 055921900 7 200 Sh Call Shared-defined -- 200 BMC SOFTWARE INC CMN STK Cmn 055921100 7,001 202,160 Sh Shared-defined -- 202,160 BMC SOFTWARE INC CMN STK Cmn 055921100 3,844 111,004 Sh Shared-defined 1 111,004 BOARDWALK PIPELINE PARTNERS UNT Cmn 096627954 578 19,200 Sh Put Shared-defined 1 19,200 BOARDWALK PIPELINE PARTNERS UNT Cmn 096627904 132 4,400 Sh Call Shared-defined 1 4,400 BOARDWALK PIPELINE PARTNERS UNT Cmn 096627104 25 832 Sh Shared-defined 1 832 BOB EVANS FARMS CMN STK Cmn 096761101 380 15,446 Sh Shared-defined -- 15,446 COLUMN TOTALS 21,540
FORM 13F Page 95 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BOB EVANS FARMS CMN STK Cmn 096761101 27 1,107 Sh Shared-defined 1 1,107 BOISE INC Cmn 09746Y105 167 30,367 Sh Shared-defined 1 30,367 BOISE INC Cmn 09746Y955 208 37,900 Sh Put Shared-defined 1 37,900 BOISE INC Cmn 09746Y905 63 11,500 Sh Call Shared-defined 1 11,500 BON-TON STORES INC CMN STK Cmn 09776J951 598 61,300 Sh Put Shared-defined 1 61,300 BON-TON STORES INC CMN STK Cmn 09776J901 312 32,000 Sh Call Shared-defined 1 32,000 BON-TON STORES INC CMN STK Cmn 09776J101 375 38,495 Sh Shared-defined 1 38,495 BON-TON STORES INC CMN STK Cmn 09776J101 17 1,759 Sh Shared-defined -- 1,759 BORDERS GROUP INC CMN STOCK Cmn 099709957 24 18,200 Sh Put Shared-defined 1 18,200 BORDERS GROUP INC CMN STOCK Cmn 099709907 12 8,700 Sh Call Shared-defined 1 8,700 BORDERS GROUP INC CMN STOCK Cmn 099709107 28 21,093 Sh Shared-defined -- 21,093 BORG WARNER INC CMN STK Cmn 099724106 4,629 123,978 Sh Shared-defined -- 123,978 BORGWARNER 3.5% CB 04/15/2012-REGISTERED Bond 099724AF3 7,732 5,970,000 Prn Shared-defined -- N/A BORG WARNER INC CMN STK Cmn 099724956 3,790 101,500 Sh Put Shared-defined 1 101,500 COLUMN TOTALS 17,982
FORM 13F Page 96 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BORG WARNER INC CMN STK Cmn 099724906 2,356 63,100 Sh Call Shared-defined 1 63,100 BOSTON BEER CO INC - -CL A CMN STOCK Cmn 100557107 249 3,687 Sh Shared-defined -- 3,687 BOSTON BEER CO INC - -CL A CMN STOCK Cmn 100557107 82 1,218 Sh Shared-defined 1 1,218 BOSTON PRIVATE FINL HOLDING CMN STK Cmn 101119105 3,366 523,419 Sh Shared-defined -- 523,419 BOSTON PROPERTIES INC CMN STOCK Cmn 101121951 9,667 135,500 Sh Put Shared-defined 1 135,500 BOSTON PROPERTIES INC CMN STOCK Cmn 101121901 7,469 104,700 Sh Call Shared-defined 1 104,700 BOSTON PROPERTIES INC CMN STOCK Cmn 101121951 4,074 57,100 Sh Put Shared-defined -- 57,100 BOSTON PROPERTIES INC CMN STOCK Cmn 101121901 699 9,800 Sh Call Shared-defined -- 9,800 BOSTON PROPERTIES INC CMN STOCK Cmn 101121101 762 10,688 Sh Shared-defined 1 10,688 BOSTON PROPERTIES INC CMN STOCK Cmn 101121101 716 10,036 Sh Shared-defined -- 10,036 BOSTON SCIENTIFIC CORP Cmn 101137107 5,968 1,028,940 Sh Shared-defined 1 1,028,940 BOSTON SCIENTIFIC CORP Cmn 101137107 345 59,551 Sh Shared-defined -- 59,551 BOSTON SCIENTIFIC CORP Cmn 101137957 5,861 1,010,600 Sh Put Shared-defined 1 1,010,600 BOSTON SCIENTIFIC CORP Cmn 101137907 885 152,600 Sh Call Shared-defined 1 152,600 COLUMN TOTALS 42,499
FORM 13F Page 97 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BOSTON SCIENTIFIC CORP Cmn 101137957 235 40,500 Sh Put Shared-defined -- 40,500 BOSTON SCIENTIFIC CORP Cmn 101137907 12 2,100 Sh Call Shared-defined -- 2,100 BOTTOMLINE TECHNOLOGIES INC CMN STOCK Cmn 101388906 336 25,800 Sh Call Shared-defined 1 25,800 BOTTOMLINE TECHNOLOGIES INC CMN STOCK Cmn 101388956 5 400 Sh Put Shared-defined 1 400 BOTTOMLINE TECHNOLOGIES INC CMN STOCK Cmn 101388106 877 67,328 Sh Shared-defined -- 67,328 BOTTOMLINE TECHNOLOGIES INC CMN STOCK Cmn 101388106 3 215 Sh Shared-defined 1 215 BOYD GAMING CORP CMN STK Cmn 103304101 354 41,749 Sh Shared-defined -- 41,749 BOYD GAMING CORP CMN STK Cmn 103304901 647 76,200 Sh Call Shared-defined 1 76,200 BOYD GAMING CORP CMN STK Cmn 103304951 417 49,100 Sh Put Shared-defined 1 49,100 BOYD GAMING CORP CMN STK Cmn 103304951 105 12,400 Sh Put Shared-defined -- 12,400 BOYD GAMING CORP CMN STK Cmn 103304901 28 3,300 Sh Call Shared-defined -- 3,300 BP PLC - SPONS ADR Depository 1:6 Receipt 055622104 18,248 631,842 Sh Shared-defined -- N/A BP PLC - SPONS ADR Depository 1:6 Receipt 055622104 13,344 462,045 Sh Shared-defined 1 N/A BP PRUDHOE BAY ROYALTY TRUST CMN STK Cmn 055630907 8,862 99,400 Sh Call Shared-defined 1 99,400 COLUMN TOTALS 43,473
FORM 13F Page 98 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BP PRUDHOE BAY ROYALTY TRUST CMN STK Cmn 055630957 7,899 88,600 Sh Put Shared-defined 1 88,600 BP PRUDHOE BAY ROYALTY TRUST CMN STK Cmn 055630107 2,738 30,717 Sh Shared-defined 1 30,717 BP PRUDHOE BAY ROYALTY TRUST CMN STK Cmn 055630107 903 10,127 Sh Shared-defined -- 10,127 BPZ RESOURCES INC CMN STOCK Cmn 055639958 132 31,700 Sh Put Shared-defined 1 31,700 BPZ RESOURCES INC CMN STOCK Cmn 055639908 30 7,300 Sh Call Shared-defined 1 7,300 BPZ RESOURCES INC CMN STOCK Cmn 055639908 29 7,000 Sh Call Shared-defined -- 7,000 BPZ RESOURCES INC CMN STOCK Cmn 055639958 29 7,000 Sh Put Shared-defined -- 7,000 BPZ RESOURCES INC CMN STOCK Cmn 055639108 114 27,450 Sh Shared-defined 1 27,450 BPZ RESOURCES INC CMN STOCK Cmn 055639108 13 3,084 Sh Shared-defined -- 3,084 BRADY CORP - CL A CMN STK Cmn 104674106 226 9,070 Sh Shared-defined -- 9,070 BRANDYWINE REALTY TRUST CMN STK Cmn 105368903 535 49,800 Sh Call Shared-defined 1 49,800 BRANDYWINE REALTY TRUST CMN STK Cmn 105368953 183 17,000 Sh Put Shared-defined 1 17,000 BRANDYWINE REALTY TRUST CMN STK Cmn 105368203 274 25,518 Sh Shared-defined -- 25,518 BRANDYWINE REALTY TRUST CMN STK Cmn 105368203 51 4,782 Sh Shared-defined 1 4,782 COLUMN TOTALS 13,156
FORM 13F Page 99 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BRE PROPERTIES -CL A CMN STK Cmn 05564E106 2,989 80,939 Sh Shared-defined -- 80,939 BRE PROPERTIES -CL A CMN STK Cmn 05564E106 10 272 Sh Shared-defined 1 272 BRE PROPERTIES -CL A CMN STK Cmn 05564E956 1,123 30,400 Sh Put Shared-defined 1 30,400 BRE PROPERTIES -CL A CMN STK Cmn 05564E906 33 900 Sh Call Shared-defined 1 900 BRIDGEPOINT EDUCATION INC Cmn 10807M105 778 49,217 Sh Shared-defined -- 49,217 BRIDGEPOINT EDUCATION INC Cmn 10807M105 59 3,737 Sh Shared-defined 1 3,737 BRIDGEPOINT EDUCATION INC Cmn 10807M905 1,802 114,000 Sh Call Shared-defined 1 114,000 BRIDGEPOINT EDUCATION INC Cmn 10807M955 949 60,000 Sh Put Shared-defined 1 60,000 BRIGGS & STRATTON CORP Cmn 109043109 1,109 65,148 Sh Shared-defined -- 65,148 BRIGGS & STRATTON CORP Cmn 109043109 3 202 Sh Shared-defined 1 202 BRIGGS & STRATTON CORP Cmn 109043909 332 19,500 Sh Call Shared-defined 1 19,500 BRIGGS & STRATTON CORP Cmn 109043959 109 6,400 Sh Put Shared-defined 1 6,400 BRIGHAM EXPLORATION CO CMN STOCK Cmn 109178903 1,823 118,500 Sh Call Shared-defined 1 118,500 BRIGHAM EXPLORATION CO CMN STOCK Cmn 109178953 1,323 86,000 Sh Put Shared-defined 1 86,000 COLUMN TOTALS 12,442
FORM 13F Page 100 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BRIGHAM EXPLORATION CO CMN STOCK Cmn 109178903 217 14,100 Sh Call Shared-defined -- 14,100 BRIGHAM EXPLORATION CO CMN STOCK Cmn 109178953 69 4,500 Sh Put Shared-defined -- 4,500 BRIGHAM EXPLORATION CO CMN STOCK Cmn 109178103 488 31,711 Sh Shared-defined 1 31,711 BRIGHAM EXPLORATION CO CMN STOCK Cmn 109178103 18 1,162 Sh Shared-defined -- 1,162 BRIGHTPOINT INC CMN STK Cmn 109473905 50 7,200 Sh Call Shared-defined 1 7,200 BRIGHTPOINT INC CMN STK Cmn 109473955 27 3,900 Sh Put Shared-defined 1 3,900 BRIGHTPOINT INC CMN STK Cmn 109473405 461 65,846 Sh Shared-defined -- 65,846 BRIGHTPOINT INC CMN STK Cmn 109473405 29 4,168 Sh Shared-defined 1 4,168 BRINKER INTL INC CMN STK Cmn 109641900 194 13,400 Sh Call Shared-defined 1 13,400 BRINKER INTL INC CMN STK Cmn 109641950 143 9,900 Sh Put Shared-defined 1 9,900 BRINKER INTL INC CMN STK Cmn 109641900 136 9,400 Sh Call Shared-defined -- 9,400 BRINKER INTL INC CMN STK Cmn 109641100 445 30,776 Sh Shared-defined -- 30,776 BRINK'S CO/THE CMN STOCK Cmn 109696954 143 7,500 Sh Put Shared-defined 1 7,500 BRINK'S CO/THE CMN STOCK Cmn 109696904 137 7,200 Sh Call Shared-defined 1 7,200 COLUMN TOTALS 2,557
FORM 13F Page 101 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BRINK'S CO/THE CMN STOCK Cmn 109696104 418 21,945 Sh Shared-defined 1 21,945 BRINK'S CO/THE CMN STOCK Cmn 109696104 260 13,655 Sh Shared-defined -- 13,655 BRISTOL MYERS SQUIBB CO Cmn 110122108 6,115 245,197 Sh Shared-defined -- 245,197 BRISTOL MYERS SQUIBB CO Cmn 110122108 1,783 71,481 Sh Shared-defined 1 71,481 BRISTOL MYERS SQUIBB CO Cmn 110122958 25,279 1,013,600 Sh Put Shared-defined 1 1,013,600 BRISTOL MYERS SQUIBB CO Cmn 110122908 24,429 979,500 Sh Call Shared-defined 1 979,500 BRISTOL MYERS SQUIBB CO Cmn 110122958 2,447 98,100 Sh Put Shared-defined -- 98,100 BRISTOL MYERS SQUIBB CO Cmn 110122908 2,367 94,900 Sh Call Shared-defined -- 94,900 BRITISH AMERICAN TOBACCO -SPONS ADR Depository 2:1 Receipt 110448107 165 2,608 Sh Shared-defined -- N/A BRITISH AMERICAN TOBACCO -SPONS ADR Depository 2:1 Receipt 110448107 39 610 Sh Shared-defined 1 N/A BROADCOM CORP CMN STK Cmn 111320907 10,880 330,000 Sh Call Shared-defined 1 330,000 BROADCOM CORP CMN STK Cmn 111320957 7,791 236,300 Sh Put Shared-defined 1 236,300 BROADCOM CORP CMN STK Cmn 111320907 3,722 112,900 Sh Call Shared-defined -- 112,900 BROADCOM CORP CMN STK Cmn 111320957 455 13,800 Sh Put Shared-defined -- 13,800 COLUMN TOTALS 86,150
FORM 13F Page 102 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BROADCOM CORP CMN STK Cmn 111320107 11,886 360,518 Sh Shared-defined -- 360,518 BROADRIDGE FINANCIAL SOLUTIONS CMN STK Cmn 11133T103 2,658 139,519 Sh Shared-defined -- 139,519 BROADRIDGE FINANCIAL SOLUTIONS CMN STK Cmn 11133T103 795 41,718 Sh Shared-defined 1 41,718 BROADRIDGE FINANCIAL SOLUTIONS CMN STK Cmn 11133T953 1,055 55,400 Sh Put Shared-defined 1 55,400 BROADRIDGE FINANCIAL SOLUTIONS CMN STK Cmn 11133T903 271 14,200 Sh Call Shared-defined 1 14,200 BROCADE COMMUNICATIONS SYS CMN Cmn 111621306 27,715 5,371,116 Sh Shared-defined -- 5,371,116 BROCADE COMMUNICATIONS SYS CMN Cmn 111621306 7,303 1,415,379 Sh Shared-defined 1 1,415,379 BROCADE COMMUNICATIONS SYS CMN Cmn 111621956 8,760 1,697,700 Sh Put Shared-defined 1 1,697,700 BROCADE COMMUNICATIONS SYS CMN Cmn 111621906 835 161,800 Sh Call Shared-defined 1 161,800 BRONCO DRILLING CO INC COMMON STOCK Cmn 112211957 1 400 Sh Put Shared-defined 1 400 BRONCO DRILLING CO INC COMMON STOCK Cmn 112211907 1 200 Sh Call Shared-defined 1 200 BRONCO DRILLING CO INC COMMON STOCK Cmn 112211107 119 35,400 Sh Shared-defined -- 35,400 BRONCO DRILLING CO INC COMMON STOCK Cmn 112211107 5 1,598 Sh Shared-defined 1 1,598 BROOKDALE SENIOR LIVING INC COMMON STOCK Cmn 112463904 222 14,800 Sh Call Shared-defined 1 14,800 COLUMN TOTALS 61,626
FORM 13F Page 103 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BROOKDALE SENIOR LIVING INC COMMON STOCK Cmn 112463954 107 7,100 Sh Put Shared-defined 1 7,100 BROOKDALE SENIOR LIVING INC COMMON STOCK Cmn 112463104 318 21,207 Sh Shared-defined -- 21,207 BROOKFIELD ASSET MANAGEMENT INC Cmn 112585104 491 21,713 Sh Shared-defined 1 21,713 BROOKFIELD ASSET MANAGEMENT INC Cmn 112585104 20 900 Sh Shared-defined -- 900 BROOKFIELD ASSET MANAGEMENT INC Cmn 112585954 1,898 83,900 Sh Put Shared-defined 1 83,900 BROOKFIELD ASSET MANAGEMENT INC Cmn 112585904 405 17,900 Sh Call Shared-defined 1 17,900 BROOKFIELD INFRASTRUCTURE Cmn G16252101 159 10,022 Sh Shared-defined 1 10,022 BROOKFIELD INFRASTRUCTURE Cmn G16252951 56 3,500 Sh Put Shared-defined 1 3,500 BROOKFIELD INFRASTRUCTURE Cmn G16252901 24 1,500 Sh Call Shared-defined 1 1,500 BROOKFIELD PPTYS CORP CMN STOCK Cmn 112900105 5,354 381,330 Sh Shared-defined -- 381,330 BROOKLINE BANCORP INC CMN STOCK Cmn 11373M107 211 23,785 Sh Shared-defined -- 23,785 BROOKS AUTOMATION INC CMN STOCK Cmn 114340102 648 83,792 Sh Shared-defined -- 83,792 BROOKS AUTOMATION INC CMN STOCK Cmn 114340102 21 2,658 Sh Shared-defined 1 2,658 BROOKS AUTOMATION INC CMN STOCK Cmn 114340902 124 16,100 Sh Call Shared-defined 1 16,100 COLUMN TOTALS 9,836
FORM 13F Page 104 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BROOKS AUTOMATION INC CMN STOCK Cmn 114340952 105 13,600 Sh Put Shared-defined 1 13,600 BROWN & BROWN INC CMN STK Cmn 115236901 19 1,000 Sh Call Shared-defined 1 1,000 BROWN & BROWN INC CMN STK Cmn 115236951 17 900 Sh Put Shared-defined 1 900 BROWN & BROWN INC CMN STK Cmn 115236101 2,831 147,936 Sh Shared-defined -- 147,936 BROWN & BROWN INC CMN STK Cmn 115236101 412 21,544 Sh Shared-defined 1 21,544 BROWN SHOE CO INC CMN STK Cmn 115736100 393 25,875 Sh Shared-defined -- 25,875 BROWN SHOE CO INC CMN STK Cmn 115736100 8 535 Sh Shared-defined 1 535 BROWN-FORMAN -CL B CMN STK Cmn 115637209 1,066 18,620 Sh Shared-defined -- 18,620 BROWN-FORMAN -CL B CMN STK Cmn 115637209 47 818 Sh Shared-defined 1 818 BRUKER CORP Cmn 116794108 426 35,005 Sh Shared-defined -- 35,005 BRUKER CORP Cmn 116794108 18 1,448 Sh Shared-defined 1 1,448 BRUNSWICK CORP Cmn 117043109 8 616 Sh Shared-defined -- 616 BRUNSWICK CORP Cmn 117043909 1,763 141,800 Sh Call Shared-defined 1 141,800 BRUNSWICK CORP Cmn 117043959 443 35,600 Sh Put Shared-defined 1 35,600 COLUMN TOTALS 7,556
FORM 13F Page 105 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BRUNSWICK CORP Cmn 117043959 277 22,300 Sh Put Shared-defined -- 22,300 BRUNSWICK CORP Cmn 117043909 254 20,400 Sh Call Shared-defined -- 20,400 BRUSH ENGINEERED MATERIALS INC CMN STK Cmn 117421957 695 34,800 Sh Put Shared-defined 1 34,800 BRUSH ENGINEERED MATERIALS INC CMN STK Cmn 117421907 468 23,400 Sh Call Shared-defined 1 23,400 BRUSH ENGINEERED MATERIALS INC CMN STK Cmn 117421107 109 5,463 Sh Shared-defined -- 5,463 BRUSH ENGINEERED MATERIALS INC CMN STK Cmn 117421107 17 874 Sh Shared-defined 1 874 BUCKEYE PARTNERS - -LP CMN STK Cmn 118230951 3,613 61,200 Sh Put Shared-defined 1 61,200 BUCKEYE PARTNERS - -LP CMN STK Cmn 118230901 3,064 51,900 Sh Call Shared-defined 1 51,900 BUCKEYE PARTNERS - -LP CMN STK Cmn 118230101 - 8 Sh Shared-defined 1 8 BUCKLE INC CMN STK Cmn 118440906 1,935 59,700 Sh Call Shared-defined 1 59,700 BUCKLE INC CMN STK Cmn 118440956 1,371 42,300 Sh Put Shared-defined 1 42,300 BUCKLE INC CMN STK Cmn 118440106 863 26,606 Sh Shared-defined -- 26,606 BUCKLE INC CMN STK Cmn 118440106 43 1,333 Sh Shared-defined 1 1,333 BUCYRUS INTERNATIONAL INC COMMON STOCK Cmn 118759109 5,316 112,034 Sh Shared-defined -- 112,034 COLUMN TOTALS 18,025
FORM 13F Page 106 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BUCYRUS INTERNATIONAL INC COMMON STOCK Cmn 118759109 2,120 44,687 Sh Shared-defined 1 44,687 BUCYRUS INTERNATIONAL INC COMMON STOCK Cmn 118759959 13,666 288,000 Sh Put Shared-defined 1 288,000 BUCYRUS INTERNATIONAL INC COMMON STOCK Cmn 118759909 7,497 158,000 Sh Call Shared-defined 1 158,000 BUCYRUS INTERNATIONAL INC COMMON STOCK Cmn 118759959 2,377 50,100 Sh Put Shared-defined -- 50,100 BUCYRUS INTERNATIONAL INC COMMON STOCK Cmn 118759909 1,300 27,400 Sh Call Shared-defined -- 27,400 BUFFALO WILD WINGS INC COMMON STOCK Cmn 119848909 1,986 54,300 Sh Call Shared-defined 1 54,300 BUFFALO WILD WINGS INC COMMON STOCK Cmn 119848959 1,463 40,000 Sh Put Shared-defined 1 40,000 BUFFALO WILD WINGS INC COMMON STOCK Cmn 119848909 311 8,500 Sh Call Shared-defined -- 8,500 BUFFALO WILD WINGS INC COMMON STOCK Cmn 119848959 146 4,000 Sh Put Shared-defined -- 4,000 BUFFALO WILD WINGS INC COMMON STOCK Cmn 119848109 538 14,703 Sh Shared-defined 1 14,703 BUFFALO WILD WINGS INC COMMON STOCK Cmn 119848109 7 200 Sh Shared-defined -- 200 BUILD-A-BEAR WORKSHOP INC. COMMON STOCK Cmn 120076954 62 9,100 Sh Put Shared-defined 1 9,100 BUILD-A-BEAR WORKSHOP INC. COMMON STOCK Cmn 120076904 27 4,000 Sh Call Shared-defined 1 4,000 BUILD-A-BEAR WORKSHOP INC. COMMON STOCK Cmn 120076104 120 17,688 Sh Shared-defined -- 17,688 COLUMN TOTALS 31,620
FORM 13F Page 107 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BUILD-A-BEAR WORKSHOP INC. COMMON STOCK Cmn 120076104 93 13,720 Sh Shared-defined 1 13,720 BUNGE LIMITED Cmn G16962105 3,016 61,317 Sh Shared-defined 1 61,317 BUNGE LIMITED Cmn G16962105 395 8,029 Sh Shared-defined -- 8,029 BUNGE LIMITED Cmn G16962955 6,203 126,100 Sh Put Shared-defined 1 126,100 BUNGE LIMITED Cmn G16962905 2,430 49,400 Sh Call Shared-defined 1 49,400 BUNGE LIMITED Cmn G16962955 713 14,500 Sh Put Shared-defined -- 14,500 BUNGE LIMITED Cmn G16962905 197 4,000 Sh Call Shared-defined -- 4,000 BURGER KING HOLDINGS INC CMN STK Cmn 121208951 1,177 69,900 Sh Put Shared-defined 1 69,900 BURGER KING HOLDINGS INC CMN STK Cmn 121208951 908 53,900 Sh Put Shared-defined -- 53,900 BURGER KING HOLDINGS INC CMN STK Cmn 121208901 264 15,700 Sh Call Shared-defined 1 15,700 BURGER KING HOLDINGS INC CMN STK Cmn 121208901 84 5,000 Sh Call Shared-defined -- 5,000 BURGER KING HOLDINGS INC CMN STK Cmn 121208201 1,009 59,919 Sh Shared-defined 1 59,919 BURGER KING HOLDINGS INC CMN STK Cmn 121208201 876 52,016 Sh Shared-defined -- 52,016 C H ROBINSON WORLDWIDE INC CMN STOCK Cmn 12541W909 11,805 212,100 Sh Call Shared-defined 1 212,100 COLUMN TOTALS 29,170
FORM 13F Page 108 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- C H ROBINSON WORLDWIDE INC CMN STOCK Cmn 12541W959 3,117 56,000 Sh Put Shared-defined 1 56,000 C H ROBINSON WORLDWIDE INC CMN STOCK Cmn 12541W909 807 14,500 Sh Call Shared-defined -- 14,500 C H ROBINSON WORLDWIDE INC CMN STOCK Cmn 12541W959 562 10,100 Sh Put Shared-defined -- 10,100 C H ROBINSON WORLDWIDE INC CMN STOCK Cmn 12541W209 152 2,722 Sh Shared-defined -- 2,722 CA, INC. Cmn 12673P105 1,588 86,311 Sh Shared-defined -- 86,311 CA, INC. Cmn 12673P105 1,419 77,127 Sh Shared-defined 1 77,127 CA, INC. Cmn 12673P955 2,456 133,500 Sh Put Shared-defined 1 133,500 CA, INC. Cmn 12673P905 995 54,100 Sh Call Shared-defined 1 54,100 CA, INC. Cmn 12673P955 282 15,300 Sh Put Shared-defined -- 15,300 CA, INC. Cmn 12673P905 61 3,300 Sh Call Shared-defined -- 3,300 CABELA'S INC COMMON STOCK Cmn 126804901 321 22,700 Sh Call Shared-defined 1 22,700 CABELA'S INC COMMON STOCK Cmn 126804951 38 2,700 Sh Put Shared-defined 1 2,700 CABELA'S INC COMMON STOCK Cmn 126804301 82 5,820 Sh Shared-defined -- 5,820 CABELA'S INC COMMON STOCK Cmn 126804301 13 907 Sh Shared-defined 1 907 COLUMN TOTALS 11,893
FORM 13F Page 109 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CABLEVISION SYSTEMS - -CL A CMN STK Cmn 12686C109 57,760 2,405,653 Sh Shared-defined -- 2,405,653 CABLEVISION SYSTEMS - -CL A CMN STK Cmn 12686C909 437 18,200 Sh Call Shared-defined 1 18,200 CABLEVISION SYSTEMS - -CL A CMN STK Cmn 12686C959 423 17,600 Sh Put Shared-defined 1 17,600 CABLEVISION SYSTEMS - -CL A CMN STK Cmn 12686C909 115 4,800 Sh Call Shared-defined -- 4,800 CABLEVISION SYSTEMS - -CL A CMN STK Cmn 12686C959 89 3,700 Sh Put Shared-defined -- 3,700 CABOT CORP Cmn 127055101 790 32,749 Sh Shared-defined -- 32,749 CABOT CORP Cmn 127055101 242 10,017 Sh Shared-defined 1 10,017 CABOT CORP Cmn 127055951 362 15,000 Sh Put Shared-defined 1 15,000 CABOT MICROELECTRONICS CORP Cmn 12709P103 369 10,678 Sh Shared-defined -- 10,678 CABOT MICROELECTRONICS CORP Cmn 12709P103 2 49 Sh Shared-defined 1 49 CABOT MICROELECTRONICS CORP Cmn 12709P903 623 18,000 Sh Call Shared-defined 1 18,000 CABOT MICROELECTRONICS CORP Cmn 12709P953 118 3,400 Sh Put Shared-defined 1 3,400 CABOT OIL & GAS CORP - -CL A CMN STK Cmn 127097103 2,470 78,866 Sh Shared-defined -- 78,866 CABOT OIL & GAS CORP - -CL A CMN STK Cmn 127097103 263 8,405 Sh Shared-defined 1 8,405 COLUMN TOTALS 64,063
FORM 13F Page 110 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CABOT OIL & GAS CORP - -CL A CMN STK Cmn 127097953 1,951 62,300 Sh Put Shared-defined 1 62,300 CABOT OIL & GAS CORP - -CL A CMN STK Cmn 127097903 1,657 52,900 Sh Call Shared-defined 1 52,900 CACI INTL INC 2.125% CB 05/01/2014 - - REGISTERED Bond 127190AD8 32,431 33,433,000 Prn Shared-defined -- N/A CACI INTL INC - -CL A CMN STK Cmn 127190904 1,725 40,600 Sh Call Shared-defined 1 40,600 CACI INTL INC - -CL A CMN STK Cmn 127190954 518 12,200 Sh Put Shared-defined 1 12,200 CACI INTL INC - -CL A CMN STK Cmn 127190304 -- 1 Sh Shared-defined -- 1 CADENCE DESIGN SYS INC CMN STK Cmn 127387108 773 133,588 Sh Shared-defined -- 133,588 CADENCE DESIGN SYS INC CMN STK Cmn 127387908 155 26,700 Sh Call Shared-defined 1 26,700 CADENCE DESIGN SYS INC CMN STK Cmn 127387958 12 2,000 Sh Put Shared-defined 1 2,000 CADENCE PHARMACEUTICALS INC Cmn 12738T100 25 3,536 Sh Shared-defined -- 3,536 CADENCE PHARMACEUTICALS INC Cmn 12738T900 93 13,300 Sh Call Shared-defined 1 13,300 CADENCE PHARMACEUTICALS INC Cmn 12738T950 83 11,800 Sh Put Shared-defined 1 11,800 CAL DIVE INTERNATIONAL INC COMMON STOCK Cmn 12802T951 18 3,100 Sh Put Shared-defined 1 3,100 CAL DIVE INTERNATIONAL INC COMMON STOCK Cmn 12802T101 213 36,408 Sh Shared-defined 1 36,408 COLUMN TOTALS 39,654
FORM 13F Page 111 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CAL DIVE INTERNATIONAL INC COMMON STOCK Cmn 12802T101 4 719 Sh Shared-defined -- 719 CAL MAINE FOODS INC CMN STOCK Cmn 128030902 2,612 81,800 Sh Call Shared-defined 1 81,800 CAL MAINE FOODS INC CMN STOCK Cmn 128030952 1,015 31,800 Sh Put Shared-defined 1 31,800 CAL MAINE FOODS INC CMN STOCK Cmn 128030202 110 3,435 Sh Shared-defined -- 3,435 CAL MAINE FOODS INC CMN STOCK Cmn 128030202 3 100 Sh Shared-defined 1 100 CALAMOS ASSET MANAGEMENT-A COMMON STOCK Cmn 12811R104 102 11,037 Sh Shared-defined -- 11,037 CALGON CARBON CORP CMN STK Cmn 129603906 538 40,600 Sh Call Shared-defined 1 40,600 CALGON CARBON CORP CMN STK Cmn 129603956 29 2,200 Sh Put Shared-defined 1 2,200 CALGON CARBON CORP CMN STK Cmn 129603106 340 25,668 Sh Shared-defined -- 25,668 CALIFORNIA PIZZA KITCHEN Cmn 13054D109 162 10,662 Sh Shared-defined -- 10,662 CALIFORNIA PIZZA KITCHEN Cmn 13054D909 591 39,000 Sh Call Shared-defined 1 39,000 CALIFORNIA PIZZA KITCHEN Cmn 13054D959 192 12,700 Sh Put Shared-defined 1 12,700 CALIFORNIA WATER SERVICE GRP CMN STK Cmn 130788952 375 10,500 Sh Put Shared-defined 1 10,500 CALIFORNIA WATER SERVICE GRP CMN STK Cmn 130788902 111 3,100 Sh Call Shared-defined 1 3,100 COLUMN TOTALS 6,184
FORM 13F Page 112 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CALIFORNIA WATER SERVICE GRP CMN STK Cmn 130788102 313 8,773 Sh Shared-defined -- 8,773 CALIFORNIA WATER SERVICE GRP CMN STK Cmn 130788102 14 389 Sh Shared-defined 1 389 CALLAWAY GOLF CO CMN STK Cmn 131193954 116 19,200 Sh Put Shared-defined 1 19,200 CALLAWAY GOLF CO CMN STK Cmn 131193904 7 1,100 Sh Call Shared-defined 1 1,100 CALLAWAY GOLF CO CMN STK Cmn 131193104 426 70,450 Sh Shared-defined -- 70,450 CALLAWAY GOLF CO CMN STK Cmn 131193104 33 5,424 Sh Shared-defined 1 5,424 CALLON PETE CO DEL CMN STOCK Cmn 13123X102 30 4,738 Sh Shared-defined 1 4,738 CALLON PETE CO DEL CMN STOCK Cmn 13123X902 57 9,100 Sh Call Shared-defined 1 9,100 CALLON PETE CO DEL CMN STOCK Cmn 13123X952 10 1,600 Sh Put Shared-defined 1 1,600 CALPINE CORP Cmn 131347304 1,255 98,654 Sh Shared-defined -- 98,654 CALPINE CORP Cmn 131347304 540 42,454 Sh Shared-defined 1 42,454 CALPINE CORP Cmn 131347954 861 67,700 Sh Put Shared-defined 1 67,700 CALPINE CORP Cmn 131347904 176 13,800 Sh Call Shared-defined 1 13,800 CAMAC ENERGY INC Cmn 131745101 2 500 Sh Shared-defined -- 500 COLUMN TOTALS 3,840
FORM 13F Page 113 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CAMAC ENERGY INC Cmn 131745901 528 141,600 Sh Call Shared-defined 1 141,600 CAMAC ENERGY INC Cmn 131745951 52 14,000 Sh Put Shared-defined 1 14,000 CAMDEN PROPERTY TRUST COMMON STOCK Cmn 133131902 1,368 33,500 Sh Call Shared-defined 1 33,500 CAMDEN PROPERTY TRUST COMMON STOCK Cmn 133131952 821 20,100 Sh Put Shared-defined 1 20,100 CAMDEN PROPERTY TRUST COMMON STOCK Cmn 133131102 5,889 144,163 Sh Shared-defined -- 144,163 CAMDEN PROPERTY TRUST COMMON STOCK Cmn 133131102 32 794 Sh Shared-defined 1 794 CAMECO CORP CMN STK Cmn 13321L108 3,919 184,177 Sh Shared-defined 1 184,177 CAMECO CORP CMN STK Cmn 13321L108 217 10,215 Sh Shared-defined -- 10,215 CAMECO CORP CMN STK Cmn 13321L958 5,597 263,000 Sh Put Shared-defined 1 263,000 CAMECO CORP CMN STK Cmn 13321L908 1,473 69,200 Sh Call Shared-defined 1 69,200 CAMECO CORP CMN STK Cmn 13321L958 709 33,300 Sh Put Shared-defined -- 33,300 CAMECO CORP CMN STK Cmn 13321L908 447 21,000 Sh Call Shared-defined -- 21,000 CAMERON INTERNATIONAL CORP CMN STOCK Cmn 13342B955 9,639 296,400 Sh Put Shared-defined 1 296,400 CAMERON INTERNATIONAL CORP CMN STOCK Cmn 13342B905 8,654 266,100 Sh Call Shared-defined 1 266,100 COLUMN TOTALS 39,345
FORM 13F Page 114 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CAMERON INTERNATIONAL CORP CMN STOCK Cmn 13342B905 2,546 78,300 Sh Call Shared-defined -- 78,300 CAMERON INTERNATIONAL CORP CMN STOCK Cmn 13342B955 1,844 56,700 Sh Put Shared-defined -- 56,700 CAMERON INTERNATIONAL CORP CMN STOCK Cmn 13342B105 30,811 947,453 Sh Shared-defined -- 947,453 CAMERON INTERNATIONAL CORP CMN STOCK Cmn 13342B105 1,064 32,733 Sh Shared-defined 1 32,733 CAMPBELL SOUP CO Cmn 134429109 14 400 Sh Shared-defined -- 400 CAMPBELL SOUP CO Cmn 134429909 1,953 54,500 Sh Call Shared-defined 1 54,500 CAMPBELL SOUP CO Cmn 134429959 720 20,100 Sh Put Shared-defined 1 20,100 CANADIAN IMPERIAL BANK OF COMMERCE CMN STK Cmn 136069101 1,418 22,793 Sh Shared-defined -- 22,793 CANADIAN IMPERIAL BANK OF COMMERCE CMN STK Cmn 136069101 106 1,705 Sh Shared-defined 1 1,705 CANADIAN NATL RY CO CMN STOCK Cmn 136375902 4,504 78,500 Sh Call Shared-defined 1 78,500 CANADIAN NATL RY CO CMN STOCK Cmn 136375952 3,265 56,900 Sh Put Shared-defined 1 56,900 CANADIAN NATL RY CO CMN STOCK Cmn 136375952 683 11,900 Sh Put Shared-defined -- 11,900 CANADIAN NATL RY CO CMN STOCK Cmn 136375902 436 7,600 Sh Call Shared-defined -- 7,600 CANADIAN NATL RY CO CMN STOCK Cmn 136375102 33 581 Sh Shared-defined 1 581 COLUMN TOTALS 49,397
FORM 13F Page 115 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CANADIAN NATURAL RESOURCES Cmn 136385101 1,367 41,139 Sh Shared-defined -- 41,139 CANADIAN NATURAL RESOURCES Cmn 136385101 80 2,401 Sh Shared-defined 1 2,401 CANADIAN NATURAL RESOURCES Cmn 136385901 7,979 240,100 Sh Call Shared-defined 1 240,100 CANADIAN NATURAL RESOURCES Cmn 136385951 5,882 177,000 Sh Put Shared-defined 1 177,000 CANADIAN NATURAL RESOURCES Cmn 136385901 1,140 34,300 Sh Call Shared-defined -- 34,300 CANADIAN NATURAL RESOURCES Cmn 136385951 286 8,600 Sh Put Shared-defined -- 8,600 CANADIAN PAC RY LTD CMN STOCK Cmn 13645T100 162 3,025 Sh Shared-defined 1 3,025 CANADIAN PAC RY LTD CMN STOCK Cmn 13645T950 1,217 22,700 Sh Put Shared-defined 1 22,700 CANADIAN PAC RY LTD CMN STOCK Cmn 13645T900 745 13,900 Sh Call Shared-defined 1 13,900 CANADIAN SOLAR INC Cmn 136635109 1,667 170,500 Sh Shared-defined 1 170,500 CANADIAN SOLAR INC Cmn 136635109 108 11,021 Sh Shared-defined -- 11,021 CANADIAN SOLAR INC Cmn 136635959 2,768 283,000 Sh Put Shared-defined 1 283,000 CANADIAN SOLAR INC Cmn 136635909 1,925 196,800 Sh Call Shared-defined 1 196,800 CANADIAN SOLAR INC Cmn 136635959 10 1,000 Sh Put Shared-defined -- 1,000 COLUMN TOTALS 25,336
FORM 13F Page 116 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CANTEL MEDICAL CORP CMN STK Cmn 138098908 149 8,900 Sh Call Shared-defined 1 8,900 CANTEL MEDICAL CORP CMN STK Cmn 138098958 68 4,100 Sh Put Shared-defined 1 4,100 CANTEL MEDICAL CORP CMN STK Cmn 138098108 38 2,300 Sh Shared-defined -- 2,300 CANTEL MEDICAL CORP CMN STK Cmn 138098108 2 119 Sh Shared-defined 1 119 CAPELLA EDUCATION CO Cmn 139594105 455 5,587 Sh Shared-defined -- 5,587 CAPELLA EDUCATION CO Cmn 139594955 3,856 47,400 Sh Put Shared-defined 1 47,400 CAPELLA EDUCATION CO Cmn 139594905 1,302 16,000 Sh Call Shared-defined 1 16,000 CAPITAL ONE FINANCIAL CORPORATIO Cmn 14040H955 21,230 526,800 Sh Put Shared-defined 1 526,800 CAPITAL ONE FINANCIAL CORPORATIO Cmn 14040H905 16,100 399,500 Sh Call Shared-defined 1 399,500 CAPITAL ONE FINANCIAL CORPORATIO Cmn 14040H905 3,353 83,200 Sh Call Shared-defined -- 83,200 CAPITAL ONE FINANCIAL CORPORATIO Cmn 14040H955 725 18,000 Sh Put Shared-defined -- 18,000 CAPITAL ONE FINANCIAL SERVICES CORPORATION TARP WA Wt 14040H139 15 1,000 Shared-defined 1 N/A CAPITALSOURCE INC COMMON STOCK Cmn 14055X952 343 72,100 Sh Put Shared-defined 1 72,100 CAPITALSOURCE INC COMMON STOCK Cmn 14055X902 159 33,400 Sh Call Shared-defined 1 33,400 COLUMN TOTALS 47,795
FORM 13F Page 117 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CAPITALSOURCE INC COMMON STOCK Cmn 14055X102 312 65,606 Sh Shared-defined 1 65,606 CAPITALSOURCE INC COMMON STOCK Cmn 14055X102 46 9,733 Sh Shared-defined -- 9,733 CAPLEASE INC CMN STK Cmn 140288101 76 16,497 Sh Shared-defined -- 16,497 CAPLEASE INC CMN STK Cmn 140288101 19 4,189 Sh Shared-defined 1 4,189 CAPSTEAD MORTGAGE CORP CMN STK Cmn 14067E506 301 27,238 Sh Shared-defined 1 27,238 CAPSTEAD MORTGAGE CORP CMN STK Cmn 14067E506 77 6,942 Sh Shared-defined -- 6,942 CAPSTEAD MORTGAGE CORP CMN STK Cmn 14067E956 353 31,900 Sh Put Shared-defined 1 31,900 CAPSTEAD MORTGAGE CORP CMN STK Cmn 14067E906 263 23,800 Sh Call Shared-defined 1 23,800 CARBO CERAMICS INC CMN STOCK Cmn 140781905 2,815 39,000 Sh Call Shared-defined 1 39,000 CARBO CERAMICS INC CMN STOCK Cmn 140781955 1,631 22,600 Sh Put Shared-defined 1 22,600 CARBO CERAMICS INC CMN STOCK Cmn 140781955 325 4,500 Sh Put Shared-defined -- 4,500 CARBO CERAMICS INC CMN STOCK Cmn 140781905 87 1,200 Sh Call Shared-defined -- 1,200 CARBO CERAMICS INC CMN STOCK Cmn 140781105 5,191 71,903 Sh Shared-defined -- 71,903 CARDINAL HEALTH, INC. COMMON STOCK Cmn 14149Y908 1,237 36,800 Sh Call Shared-defined 1 36,800 COLUMN TOTALS 12,733
FORM 13F Page 118 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CARDINAL HEALTH, INC. COMMON STOCK Cmn 14149Y958 1,079 32,100 Sh Put Shared-defined 1 32,100 CARDINAL HEALTH, INC. COMMON STOCK Cmn 14149Y958 131 3,900 Sh Put Shared-defined -- 3,900 CARDINAL HEALTH, INC. COMMON STOCK Cmn 14149Y108 42,737 1,271,567 Sh Shared-defined -- 1,271,567 CARDINAL HEALTH, INC. COMMON STOCK Cmn 14149Y108 431 12,812 Sh Shared-defined 1 12,812 CARDIOMA PHARMA CORP Cmn 14159U202 455 55,884 Sh Shared-defined -- 55,884 CARDIOMA PHARMA CORP Cmn 14159U202 2 298 Sh Shared-defined 1 298 CARDIOMA PHARMA CORP Cmn 14159U902 19 2,300 Sh Call Shared-defined 1 2,300 CARDIOMA PHARMA CORP Cmn 14159U952 17 2,100 Sh Put Shared-defined 1 2,100 CARDIONET INC Cmn 14159L103 278 50,768 Sh Shared-defined -- 50,768 CARDIONET INC Cmn 14159L103 7 1,269 Sh Shared-defined 1 1,269 CARDIONET INC Cmn 14159L903 309 56,400 Sh Call Shared-defined 1 56,400 CARDIONET INC Cmn 14159L953 50 9,200 Sh Put Shared-defined 1 9,200 CARDTRONICS INC Cmn 14161H108 424 32,725 Sh Shared-defined -- 32,725 CARDTRONICS INC Cmn 14161H108 14 1,080 Sh Shared-defined 1 1,080 COLUMN TOTALS 45,953
FORM 13F Page 119 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CAREER EDUCATION CORPORATION Cmn 141665109 234 10,146 Sh Shared-defined 1 10,146 CAREER EDUCATION CORPORATION Cmn 141665109 110 4,777 Sh Shared-defined -- 4,777 CAREER EDUCATION CORPORATION Cmn 141665909 4,220 183,300 Sh Call Shared-defined 1 183,300 CAREER EDUCATION CORPORATION Cmn 141665959 1,703 74,000 Sh Put Shared-defined 1 74,000 CAREER EDUCATION CORPORATION Cmn 141665959 504 21,900 Sh Put Shared-defined -- 21,900 CAREER EDUCATION CORPORATION Cmn 141665909 276 12,000 Sh Call Shared-defined -- 12,000 CAREFUSION CORP Cmn 14170T101 176 7,748 Sh Shared-defined -- 7,748 CAREFUSION CORP Cmn 14170T101 161 7,083 Sh Shared-defined 1 7,083 CAREFUSION CORP Cmn 14170T901 1,096 48,300 Sh Call Shared-defined 1 48,300 CAREFUSION CORP Cmn 14170T951 833 36,700 Sh Put Shared-defined 1 36,700 ALMOST FAMILY INC CMN STK Cmn 020409908 1,317 37,700 Sh Call Shared-defined 1 37,700 ALMOST FAMILY INC CMN STK Cmn 020409958 800 22,900 Sh Put Shared-defined 1 22,900 CARLISLE COS INC CMN STK Cmn 142339100 5,832 161,407 Sh Shared-defined -- 161,407 CARMAX INC CMN STK Cmn 143130952 1,546 77,700 Sh Put Shared-defined 1 77,700 COLUMN TOTALS 18,808
FORM 13F Page 120 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CARMAX INC CMN STK Cmn 143130902 1,333 67,000 Sh Call Shared-defined 1 67,000 CARMAX INC CMN STK Cmn 143130952 84 4,200 Sh Put Shared-defined -- 4,200 CARMAX INC CMN STK Cmn 143130102 1,148 57,673 Sh Shared-defined 1 57,673 CARMAX INC CMN STK Cmn 143130102 576 28,964 Sh Shared-defined -- 28,964 CARNIVAL CORPORATION Cmn 143658900 7,914 261,700 Sh Call Shared-defined 1 261,700 CARNIVAL CORPORATION Cmn 143658950 7,004 231,600 Sh Put Shared-defined 1 231,600 CARNIVAL CORPORATION Cmn 143658900 3,239 107,100 Sh Call Shared-defined -- 107,100 CARNIVAL CORPORATION Cmn 143658950 1,331 44,000 Sh Put Shared-defined -- 44,000 CARPENTER TECHNOLOGY CMN STK Cmn 144285103 945 28,799 Sh Shared-defined -- 28,799 CARPENTER TECHNOLOGY CMN STK Cmn 144285103 84 2,564 Sh Shared-defined 1 2,564 CARPENTER TECHNOLOGY CMN STK Cmn 144285953 883 26,900 Sh Put Shared-defined 1 26,900 CARPENTER TECHNOLOGY CMN STK Cmn 144285903 827 25,200 Sh Call Shared-defined 1 25,200 CARRIZO OIL & GAS INC CMN STOCK Cmn 144577953 239 15,400 Sh Put Shared-defined 1 15,400 CARRIZO OIL & GAS INC CMN STOCK Cmn 144577903 202 13,000 Sh Call Shared-defined 1 13,000 COLUMN TOTALS 25,809
FORM 13F Page 121 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CARRIZO OIL & GAS INC CMN STOCK Cmn 144577953 61 3,900 Sh Put Shared-defined -- 3,900 CARRIZO OIL & GAS INC CMN STOCK Cmn 144577903 28 1,800 Sh Call Shared-defined -- 1,800 CARRIZO OIL & GAS INC CMN STOCK Cmn 144577103 19 1,193 Sh Shared-defined 1 1,193 CARROLS RESTAURANT GROUP INC Cmn 14574X104 53 11,600 Sh Shared-defined -- 11,600 CARROLS RESTAURANT GROUP INC Cmn 14574X104 1 250 Sh Shared-defined 1 250 Carter Holdings Inc COMMON STOCK Cmn 146229109 350 13,344 Sh Shared-defined -- 13,344 Carter Holdings Inc COMMON STOCK Cmn 146229109 21 799 Sh Shared-defined 1 799 Carter Holdings Inc COMMON STOCK Cmn 146229909 1,591 60,600 Sh Call Shared-defined 1 60,600 Carter Holdings Inc COMMON STOCK Cmn 146229959 417 15,900 Sh Put Shared-defined 1 15,900 Carter Holdings Inc COMMON STOCK Cmn 146229959 97 3,700 Sh Put Shared-defined -- 3,700 Carter Holdings Inc COMMON STOCK Cmn 146229909 53 2,000 Sh Call Shared-defined -- 2,000 CASCADE CORP CMN STK Cmn 147195101 271 7,607 Sh Shared-defined -- 7,607 CASCADE CORP CMN STK Cmn 147195101 8 232 Sh Shared-defined 1 232 CASEY GENERAL STORES COMMON STOCK Cmn 147528103 282 8,071 Sh Shared-defined 1 8,071 COLUMN TOTALS 3,252
FORM 13F Page 122 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CASH AMERICA INTL INC CMN STK Cmn 14754D950 2,001 58,400 Sh Put Shared-defined 1 58,400 CASH AMERICA INTL INC CMN STK Cmn 14754D900 802 23,400 Sh Call Shared-defined 1 23,400 CASH AMERICA INTL INC CMN STK Cmn 14754D100 818 23,871 Sh Shared-defined 1 23,871 CASH AMERICA INTL INC CMN STK Cmn 14754D100 228 6,650 Sh Shared-defined -- 6,650 CASTLE (A M) & CO CMN STK Cmn 148411101 6,013 432,910 Sh Shared-defined -- 432,910 CATALYST HEALTH SOLUTIONS INC Cmn 14888B103 273 7,924 Sh Shared-defined 1 7,924 CATALYST HEALTH SOLUTIONS INC Cmn 14888B953 1,159 33,600 Sh Put Shared-defined 1 33,600 CATALYST HEALTH SOLUTIONS INC Cmn 14888B903 1,049 30,400 Sh Call Shared-defined 1 30,400 CATERPILLAR INC Cmn 149123101 24 400 Sh Shared-defined -- 400 CATERPILLAR INC Cmn 149123951 56,454 939,800 Sh Put Shared-defined 1 939,800 CATERPILLAR INC Cmn 149123901 31,453 523,600 Sh Call Shared-defined 1 523,600 CATERPILLAR INC Cmn 149123951 5,827 97,000 Sh Put Shared-defined -- 97,000 CATERPILLAR INC Cmn 149123901 5,130 85,400 Sh Call Shared-defined -- 85,400 Cathay General Bancorp CMN STK Cmn 149150104 16,732 1,619,715 Sh Shared-defined -- 1,619,715 COLUMN TOTALS 127,963
FORM 13F Page 123 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CATO CORP -CL A CMN STK Cmn 149205106 453 20,574 Sh Shared-defined -- 20,574 CATO CORP -CL A CMN STK Cmn 149205106 8 343 Sh Shared-defined 1 343 CAVIUM NETWORKS INC Cmn 14965A101 355 13,549 Sh Shared-defined -- 13,549 CAVIUM NETWORKS INC Cmn 14965A101 113 4,329 Sh Shared-defined 1 4,329 CAVIUM NETWORKS INC Cmn 14965A901 4,025 153,700 Sh Call Shared-defined 1 153,700 CAVIUM NETWORKS INC Cmn 14965A901 898 34,300 Sh Call Shared-defined -- 34,300 CAVIUM NETWORKS INC Cmn 14965A951 623 23,800 Sh Put Shared-defined 1 23,800 CB RICHARD ELLIS GROUP INC. COMMON STOCK Cmn 12497T951 702 51,600 Sh Put Shared-defined 1 51,600 CB RICHARD ELLIS GROUP INC. COMMON STOCK Cmn 12497T901 276 20,300 Sh Call Shared-defined 1 20,300 CB RICHARD ELLIS GROUP INC. COMMON STOCK Cmn 12497T101 283 20,804 Sh Shared-defined 1 20,804 CB RICHARD ELLIS GROUP INC. COMMON STOCK Cmn 12497T101 4 300 Sh Shared-defined -- 300 CBEYOND INC Cmn 149847105 187 14,941 Sh Shared-defined -- 14,941 CBIZ INC 3.125% CB 6/1/2026-REGISTERED Bond 124805AB8 32,350 33,350,000 Prn Shared-defined -- N/A CBIZ INC CMN STOCK Cmn 124805102 42 6,588 Sh Shared-defined -- 6,588 COLUMN TOTALS 40,319
FORM 13F Page 124 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CBIZ INC CMN STOCK Cmn 124805102 16 2,442 Sh Shared-defined 1 2,442 CBL & ASSOCIATES PPTYS INC CMN STK Cmn 124830900 703 56,500 Sh Call Shared-defined 1 56,500 CBL & ASSOCIATES PPTYS INC CMN STK Cmn 124830950 92 7,400 Sh Put Shared-defined 1 7,400 CBL & ASSOCIATES PPTYS INC CMN STK Cmn 124830100 159 12,816 Sh Shared-defined -- 12,816 CBOE HOLDINGS INC Cmn 12503M108 1,426 43,804 Sh Shared-defined 1 43,804 CBOE HOLDINGS INC Cmn 12503M108 1,295 39,776 Sh Shared-defined -- 39,776 CBS CORP COMMON STOCK Cmn 124857202 970 75,032 Sh Shared-defined -- 75,032 CBS CORP COMMON STOCK Cmn 124857202 102 7,926 Sh Shared-defined 1 7,926 CBS CORP COMMON STOCK Cmn 124857952 1,821 140,800 Sh Put Shared-defined 1 140,800 CBS CORP COMMON STOCK Cmn 124857902 1,788 138,300 Sh Call Shared-defined 1 138,300 CBS CORP COMMON STOCK Cmn 124857902 843 65,200 Sh Call Shared-defined -- 65,200 CBS CORP COMMON STOCK Cmn 124857952 812 62,800 Sh Put Shared-defined -- 62,800 CDC CORP - CL A CMN STOCK Cmn G2022L956 86 41,500 Sh Put Shared-defined 1 41,500 CDC CORP - CL A CMN STOCK Cmn G2022L906 29 13,800 Sh Call Shared-defined 1 13,800 COLUMN TOTALS 10,142
FORM 13F Page 125 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CDC CORP - CL A CMN STOCK Cmn G2022L106 70 33,886 Sh Shared-defined 1 33,886 CDC CORP - CL A CMN STOCK Cmn G2022L106 55 26,565 Sh Shared-defined -- 26,565 CEC ENTERTAINMENT INC CMN STK Cmn 125137909 1,259 35,700 Sh Call Shared-defined 1 35,700 CEC ENTERTAINMENT INC CMN STK Cmn 125137959 1,044 29,600 Sh Put Shared-defined 1 29,600 CEC ENTERTAINMENT INC CMN STK Cmn 125137109 4,988 141,468 Sh Shared-defined -- 141,468 CEDAR FAIR -LP CMN STK Cmn 150185956 599 48,600 Sh Put Shared-defined 1 48,600 CEDAR FAIR -LP CMN STK Cmn 150185906 60 4,900 Sh Call Shared-defined 1 4,900 CEDAR FAIR -LP CMN STK Cmn 150185106 414 33,594 Sh Shared-defined 1 33,594 CEDAR SHOPPING CENTERS INC CMN STK Cmn 150602209 212 35,271 Sh Shared-defined -- 35,271 CEDAR SHOPPING CENTERS INC CMN STK Cmn 150602209 13 2,172 Sh Shared-defined 1 2,172 CELADON GROUP INC CMN STK Cmn 150838100 1,658 117,254 Sh Shared-defined -- 117,254 CELANESE CORP COMMON STOCK CLS A Cmn 150870103 8,311 333,653 Sh Shared-defined -- 333,653 CELANESE CORP COMMON STOCK CLS A Cmn 150870103 158 6,356 Sh Shared-defined 1 6,356 CELANESE CORP COMMON STOCK CLS A Cmn 150870903 1,425 57,200 Sh Call Shared-defined 1 57,200 COLUMN TOTALS 20,266
FORM 13F Page 126 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CELANESE CORP COMMON STOCK CLS A Cmn 150870953 949 38,100 Sh Put Shared-defined 1 38,100 CELERA CORP Cmn 15100E106 117 17,790 Sh Shared-defined -- 17,790 CELERA CORP Cmn 15100E106 64 9,742 Sh Shared-defined 1 9,742 CELERA CORP Cmn 15100E956 5 800 Sh Put Shared-defined 1 800 CELESTICA INC CMN STOCK Cmn 15101Q108 251 31,099 Sh Shared-defined -- 31,099 CELESTICA INC CMN STOCK Cmn 15101Q108 64 7,967 Sh Shared-defined 1 7,967 CELESTICA INC CMN STOCK Cmn 15101Q908 252 31,300 Sh Call Shared-defined 1 31,300 CELESTICA INC CMN STOCK Cmn 15101Q958 57 7,100 Sh Put Shared-defined 1 7,100 CELGENE CORP CMN STK Cmn 151020104 6,741 132,642 Sh Shared-defined 1 132,642 CELGENE CORP CMN STK Cmn 151020104 2,167 42,644 Sh Shared-defined -- 42,644 CELGENE CORP CMN STK Cmn 151020954 23,494 462,300 Sh Put Shared-defined 1 462,300 CELGENE CORP CMN STK Cmn 151020904 19,185 377,500 Sh Call Shared-defined 1 377,500 CELGENE CORP CMN STK Cmn 151020904 2,007 39,500 Sh Call Shared-defined -- 39,500 CELGENE CORP CMN STK Cmn 151020954 1,702 33,500 Sh Put Shared-defined -- 33,500 COLUMN TOTALS 57,055
FORM 13F Page 127 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CELL THERAPEUTICS CMN STOCK Cmn 150934503 11 28,002 Sh Shared-defined 1 28,002 CELLCOM ISRAEL LTD Cmn M2196U109 340 13,581 Sh Shared-defined -- 13,581 CELLDEX THERAPEUTICS INC Cmn 15117B103 150 32,804 Sh Shared-defined -- 32,804 CELLDEX THERAPEUTICS INC Cmn 15117B903 359 78,700 Sh Call Shared-defined 1 78,700 CELLDEX THERAPEUTICS INC Cmn 15117B953 104 22,900 Sh Put Shared-defined 1 22,900 CELLU TISSUE HOLDINGS INC Cmn 151169109 113 14,501 Sh Shared-defined -- 14,501 CEL-SCI 95 COMMON STOCK Cmn 150837409 24 49,623 Sh Shared-defined 1 49,623 CEMEX SA SPONS ADR Depository PART CER 1:5 Receipt 151290889 5,767 596,408 Sh Shared-defined 1 N/A CEMEX SA SPONS ADR Depository PART CER 1:5 Receipt 151290889 921 95,225 Sh Shared-defined -- N/A CENOVUS ENERGY INC Cmn 15135U109 10 384 Sh Shared-defined 1 384 CENOVUS ENERGY INC Cmn 15135U109 -- 1 Sh Shared-defined -- 1 CENOVUS ENERGY INC Cmn 15135U959 874 33,900 Sh Put Shared-defined 1 33,900 CENOVUS ENERGY INC Cmn 15135U909 573 22,200 Sh Call Shared-defined 1 22,200 CENTENE CORP COMMON STOCK Cmn 15135B901 1,348 62,700 Sh Call Shared-defined 1 62,700 COLUMN TOTALS 10,594
FORM 13F Page 128 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CENTENE CORP COMMON STOCK Cmn 15135B951 112 5,200 Sh Put Shared-defined 1 5,200 CENTENE CORP COMMON STOCK Cmn 15135B101 309 14,364 Sh Shared-defined -- 14,364 CENTENE CORP COMMON STOCK Cmn 15135B101 12 567 Sh Shared-defined 1 567 CENTER FINL CORP CALIF CMN STOCK Cmn 15146E102 107 20,739 Sh Shared-defined -- 20,739 CENTER FINL CORP CALIF CMN STOCK Cmn 15146E102 1 262 Sh Shared-defined 1 262 CENTERPOINT ENERGY CMN STK Cmn 15189T107 609 46,246 Sh Shared-defined 1 46,246 CENTERPOINT ENERGY CMN STK Cmn 15189T107 477 36,224 Sh Shared-defined -- 36,224 CENTERPOINT ENERGY CMN STK Cmn 15189T957 501 38,100 Sh Put Shared-defined 1 38,100 CENTERPOINT ENERGY CMN STK Cmn 15189T907 359 27,300 Sh Call Shared-defined 1 27,300 CENTRAL EUROPEAN DSTR CORP CMN STOCK Cmn 153435902 673 31,500 Sh Call Shared-defined 1 31,500 CENTRAL EUROPEAN DSTR CORP CMN STOCK Cmn 153435952 257 12,000 Sh Put Shared-defined 1 12,000 CENTRAL EUROPEAN DSTR CORP CMN STOCK Cmn 153435102 67 3,151 Sh Shared-defined -- 3,151 CENTRAL EUROPEAN DSTR CORP CMN STOCK Cmn 153435102 16 755 Sh Shared-defined 1 755 CENTRAL EUROPEAN MEDIA ENTERPRIS Cmn G20045902 513 25,800 Sh Call Shared-defined 1 25,800 COLUMN TOTALS 4,013
FORM 13F Page 129 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CENTRAL EUROPEAN MEDIA ENTERPRIS Cmn G20045952 107 5,400 Sh Put Shared-defined 1 5,400 CENTRAL GARDEN & PET CO CMN STK Cmn 153527106 106 11,167 Sh Shared-defined -- 11,167 CENTRAL GARDEN & PET CO CMN STK Cmn 153527106 -- 7 Sh Shared-defined 1 7 CENTRAL PACIFIC FINANCIAL CO CMN STK Cmn 154760102 27 17,928 Sh Shared-defined -- 17,928 CENTURY ALUM CO CMN STOCK Cmn 156431108 232 26,324 Sh Shared-defined 1 26,324 CENTURY ALUM CO CMN STOCK Cmn 156431908 1,724 195,300 Sh Call Shared-defined 1 195,300 CENTURY ALUM CO CMN STOCK Cmn 156431958 1,383 156,600 Sh Put Shared-defined 1 156,600 CENTURY ALUM CO CMN STOCK Cmn 156431908 228 25,800 Sh Call Shared-defined -- 25,800 CENTURY ALUM CO CMN STOCK Cmn 156431958 51 5,800 Sh Put Shared-defined -- 5,800 CENTURYLINK INC CMN STOCK Cmn 156700106 1,075 32,276 Sh Shared-defined -- 32,276 CENTURYLINK INC CMN STOCK Cmn 156700906 2,582 77,500 Sh Call Shared-defined 1 77,500 CENTURYLINK INC CMN STOCK Cmn 156700956 1,795 53,900 Sh Put Shared-defined 1 53,900 CENVEO INC CMN STOCK Cmn 15670S105 2,081 379,767 Sh Shared-defined -- 379,767 CEPHALON 2% CB 06/01/15-- REGISTERED Bond 156708AP4 149,428 115,631,000 Prn Shared-defined -- N/A COLUMN TOTALS 160,819
FORM 13F Page 130 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CEPHALON INC CMN STK Cmn 156708909 6,958 122,600 Sh Call Shared-defined 1 122,600 CEPHALON INC CMN STK Cmn 156708959 5,312 93,600 Sh Put Shared-defined 1 93,600 CEPHALON INC CMN STK Cmn 156708909 1,487 26,200 Sh Call Shared-defined -- 26,200 CEPHALON INC CMN STK Cmn 156708959 28 500 Sh Put Shared-defined -- 500 CEPHALON INC CMN STK Cmn 156708109 1,780 31,361 Sh Shared-defined -- 31,361 CEPHEID INC Cmn 15670R107 102 6,360 Sh Shared-defined 1 6,360 CEPHEID INC Cmn 15670R107 8 500 Sh Shared-defined -- 500 CEPHEID INC Cmn 15670R907 497 31,000 Sh Call Shared-defined 1 31,000 CEPHEID INC Cmn 15670R957 130 8,100 Sh Put Shared-defined 1 8,100 CERADYNE INC CMN STK Cmn 156710955 2,131 99,700 Sh Put Shared-defined 1 99,700 CERADYNE INC CMN STK Cmn 156710905 303 14,200 Sh Call Shared-defined 1 14,200 CERADYNE INC CMN STK Cmn 156710105 740 34,616 Sh Shared-defined 1 34,616 CERADYNE INC CMN STK Cmn 156710105 172 8,045 Sh Shared-defined -- 8,045 CERAGON NETWORKS LTD Cmn M22013102 55 7,442 Sh Shared-defined 1 7,442 COLUMN TOTALS 19,703
FORM 13F Page 131 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CERAGON NETWORKS LTD Cmn M22013952 63 8,500 Sh Put Shared-defined 1 8,500 CERAGON NETWORKS LTD Cmn M22013902 29 3,900 Sh Call Shared-defined 1 3,900 CERNER CORP CMN STK Cmn 156782904 14,578 192,100 Sh Call Shared-defined 1 192,100 CERNER CORP CMN STK Cmn 156782954 9,198 121,200 Sh Put Shared-defined 1 121,200 CERNER CORP CMN STK Cmn 156782904 1,138 15,000 Sh Call Shared-defined -- 15,000 CERNER CORP CMN STK Cmn 156782954 228 3,000 Sh Put Shared-defined -- 3,000 CERNER CORP CMN STK Cmn 156782104 1,229 16,200 Sh Shared-defined 1 16,200 CERNER CORP CMN STK Cmn 156782104 166 2,188 Sh Shared-defined -- 2,188 Ceva Inc COMMON STOCK Cmn 157210105 171 13,600 Sh Shared-defined -- 13,600 CF INDUSTRIES HOLDINGS, INC. COMMON STOCK Cmn 125269950 12,601 198,600 Sh Put Shared-defined 1 198,600 CF INDUSTRIES HOLDINGS, INC. COMMON STOCK Cmn 125269900 8,985 141,600 Sh Call Shared-defined 1 141,600 CF INDUSTRIES HOLDINGS, INC. COMMON STOCK Cmn 125269100 6,104 96,203 Sh Shared-defined 1 96,203 CF INDUSTRIES HOLDINGS, INC. COMMON STOCK Cmn 125269100 4,240 66,817 Sh Shared-defined -- 66,817 CH ENERGY GROUP INC CMN STK Cmn 12541M102 619 15,770 Sh Shared-defined -- 15,770 COLUMN TOTALS 59,349
FORM 13F Page 132 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CH ENERGY GROUP INC CMN STK Cmn 12541M102 1 31 Sh Shared-defined 1 31 CHANGYOU.COM LTD-ADR Depository Receipt 15911M107 1,670 64,564 Sh Shared-defined 1 N/A CHANGYOU.COM LTD-ADR Depository Receipt 15911M107 8 300 Sh Shared-defined -- N/A CHARDAN SOUTH CHINA ACQUISITION CORP COMMON STOCK Cmn G04136950 770 108,100 Sh Put Shared-defined 1 108,100 CHARDAN SOUTH CHINA ACQUISITION CORP COMMON STOCK Cmn G04136900 728 102,300 Sh Call Shared-defined 1 102,300 CHARDAN SOUTH CHINA ACQUISITION CORP COMMON STOCK Cmn G04136100 637 89,437 Sh Shared-defined 1 89,437 CHARDAN SOUTH CHINA ACQUISITION CORP COMMON STOCK Cmn G04136100 65 9,175 Sh Shared-defined -- 9,175 CHARLES RIVER LABORATORIES Cmn 159864107 17,824 521,031 Sh Shared-defined -- 521,031 CHARLES RIVER LABORATORIES Cmn 159864107 441 12,895 Sh Shared-defined 1 12,895 CHARLES RIVER LABORATORIES Cmn 159864957 729 21,300 Sh Put Shared-defined 1 21,300 CHARLES RIVER LABORATORIES Cmn 159864907 270 7,900 Sh Call Shared-defined 1 7,900 CHARLES RIVER LABORATORIES 2.25 6/15/2013 - REGIST Bond 159864AB3 88,769 92,826,000 Prn Shared-defined -- N/A CHARMING SHOPPES INC Cmn 161133103 57 15,200 Sh Shared-defined -- 15,200 CHARMING SHOPPES INC Cmn 161133103 34 9,117 Sh Shared-defined 1 9,117 COLUMN TOTALS 112,003
FORM 13F Page 133 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CHARMING SHOPPES INC Cmn 161133953 78 20,900 Sh Put Shared-defined 1 20,900 CHARMING SHOPPES INC Cmn 161133903 13 3,500 Sh Call Shared-defined 1 3,500 CHECK POINT SOFTWARE TECHNOLOGIES LTD Cmn M22465954 6,094 206,700 Sh Put Shared-defined 1 206,700 CHECK POINT SOFTWARE TECHNOLOGIES LTD Cmn M22465904 3,207 108,800 Sh Call Shared-defined 1 108,800 CHECK POINT SOFTWARE TECHNOLOGIES LTD Cmn M22465904 439 14,900 Sh Call Shared-defined -- 14,900 CHECK POINT SOFTWARE TECHNOLOGIES LTD Cmn M22465954 156 5,300 Sh Put Shared-defined -- 5,300 CHECK POINT SOFTWARE TECHNOLOGIES LTD Cmn M22465104 6,245 211,848 Sh Shared-defined -- 211,848 CHECK POINT SOFTWARE TECHNOLOGIES LTD Cmn M22465104 309 10,488 Sh Shared-defined 1 10,488 CHECKPOINT SYSTEMS INC CMN STK Cmn 162825103 177 10,206 Sh Shared-defined -- 10,206 CHECKPOINT SYSTEMS INC CMN STK Cmn 162825103 13 743 Sh Shared-defined 1 743 CHEESECAKE FACTORY INC CMN STK Cmn 163072951 5,057 227,200 Sh Put Shared-defined 1 227,200 CHEESECAKE FACTORY INC CMN STK Cmn 163072901 3,920 176,100 Sh Call Shared-defined 1 176,100 CHEESECAKE FACTORY INC CMN STK Cmn 163072901 1,567 70,400 Sh Call Shared-defined -- 70,400 CHEESECAKE FACTORY INC CMN STK Cmn 163072951 1,037 46,600 Sh Put Shared-defined -- 46,600 COLUMN TOTALS 28,312
FORM 13F Page 134 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CHEESECAKE FACTORY INC CMN STK Cmn 163072101 358 16,088 Sh Shared-defined -- 16,088 CHELSEA THERAPEUTICS INTERNA Cmn 163428105 138 47,250 Sh Shared-defined -- 47,250 CHELSEA THERAPEUTICS INTERNA Cmn 163428105 17 5,652 Sh Shared-defined 1 5,652 CHEMED CORP 1.875% CB 5/15/2014 - REGISTERED Bond 16359RAC7 37,018 40,350,000 Prn Shared-defined -- N/A CHEMED CORP CMN STK Cmn 16359R103 305 5,589 Sh Shared-defined -- 5,589 CHEMICAL FINANCIAL CORP CMN STK Cmn 163731102 693 31,830 Sh Shared-defined -- 31,830 CHEMICAL FINANCIAL CORP CMN STK Cmn 163731102 3 127 Sh Shared-defined 1 127 CHENIERE ENERGY INC CMN STOCK Cmn 16411R958 36 12,800 Sh Put Shared-defined 1 12,800 CHENIERE ENERGY INC CMN STOCK Cmn 16411R908 2 600 Sh Call Shared-defined 1 600 CHENIERE ENERGY INC CMN STOCK Cmn 16411R208 126 44,623 Sh Shared-defined 1 44,623 CHENIERE ENERGY INC CMN STOCK Cmn 16411R208 44 15,574 Sh Shared-defined -- 15,574 CHENIERE ENERGY PARTNERS LP Cmn 16411Q101 361 21,164 Sh Shared-defined 1 21,164 CHENIERE ENERGY PARTNERS LP Cmn 16411Q901 676 39,600 Sh Call Shared-defined 1 39,600 CHENIERE ENERGY PARTNERS LP Cmn 16411Q951 640 37,500 Sh Put Shared-defined 1 37,500 COLUMN TOTALS 40,417
FORM 13F Page 135 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CHESAPEAKE ENERGY 4.5% CNVT PREF - - PERP-REGISTERED Pref Stk 165167842 11 130 Sh Shared-defined 1 N/A CHESAPEAKE ENERGY CORP CMN STK Cmn 165167957 21,570 1,029,600 Sh Put Shared-defined 1 1,029,600 CHESAPEAKE ENERGY CORP CMN STK Cmn 165167907 17,361 828,700 Sh Call Shared-defined 1 828,700 CHESAPEAKE ENERGY CORP CMN STK Cmn 165167957 10,255 489,500 Sh Put Shared-defined -- 489,500 CHESAPEAKE ENERGY CORP CMN STK Cmn 165167907 1,588 75,800 Sh Call Shared-defined -- 75,800 CHESAPEAKE ENERGY CORP CMN STK Cmn 165167107 2,449 116,894 Sh Shared-defined 1 116,894 CHESAPEAKE ENERGY CORP CMN STK Cmn 165167107 1,822 86,966 Sh Shared-defined -- 86,966 CHEVRON CORP CMN STOCK Cmn 166764900 51,709 762,000 Sh Call Shared-defined 1 762,000 CHEVRON CORP CMN STOCK Cmn 166764950 33,557 494,500 Sh Put Shared-defined 1 494,500 CHEVRON CORP CMN STOCK Cmn 166764900 3,617 53,300 Sh Call Shared-defined -- 53,300 CHEVRON CORP CMN STOCK Cmn 166764950 2,674 39,400 Sh Put Shared-defined -- 39,400 CHEVRON CORP CMN STOCK Cmn 166764100 5,441 80,180 Sh Shared-defined 1 80,180 CHEVRON CORP CMN STOCK Cmn 166764100 1,370 20,194 Sh Shared-defined -- 20,194 CHICAGO BRIDGE & IRON - NY SHR Cmn 167250909 1,196 63,600 Sh Call Shared-defined 1 63,600 COLUMN TOTALS 154,620
FORM 13F Page 136 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CHICAGO BRIDGE & IRON - NY SHR Cmn 167250959 653 34,700 Sh Put Shared-defined 1 34,700 CHICAGO BRIDGE & IRON - NY SHR Cmn 167250959 278 14,800 Sh Put Shared-defined -- 14,800 CHICAGO BRIDGE & IRON - NY SHR Cmn 167250909 77 4,100 Sh Call Shared-defined -- 4,100 CHICAGO BRIDGE & IRON - NY SHR Cmn 167250109 83 4,438 Sh Shared-defined -- 4,438 CHICAGO BRIDGE & IRON - NY SHR Cmn 167250109 32 1,714 Sh Shared-defined 1 1,714 CHICOS FAS INC CMN STK Cmn 168615902 464 47,000 Sh Call Shared-defined 1 47,000 CHICOS FAS INC CMN STK Cmn 168615952 189 19,100 Sh Put Shared-defined 1 19,100 CHICOS FAS INC CMN STK Cmn 168615902 95 9,600 Sh Call Shared-defined -- 9,600 CHICOS FAS INC CMN STK Cmn 168615952 10 1,000 Sh Put Shared-defined -- 1,000 CHICOS FAS INC CMN STK Cmn 168615102 404 40,936 Sh Shared-defined -- 40,936 CHICOS FAS INC CMN STK Cmn 168615102 236 23,891 Sh Shared-defined 1 23,891 CHILDRENS PL RETAIL STRS INC CMN STOCK Cmn 168905907 3,376 76,700 Sh Call Shared-defined 1 76,700 CHILDRENS PL RETAIL STRS INC CMN STOCK Cmn 168905957 2,830 64,300 Sh Put Shared-defined 1 64,300 CHILDRENS PL RETAIL STRS INC CMN STOCK Cmn 168905907 106 2,400 Sh Call Shared-defined -- 2,400 COLUMN TOTALS 8,833
FORM 13F Page 137 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CHILDRENS PL RETAIL STRS INC CMN STOCK Cmn 168905957 84 1,900 Sh Put Shared-defined -- 1,900 CHILDRENS PL RETAIL STRS INC CMN STOCK Cmn 168905107 6,106 138,704 Sh Shared-defined -- 138,704 CHILDRENS PL RETAIL STRS INC CMN STOCK Cmn 168905107 281 6,388 Sh Shared-defined 1 6,388 CHIMERA INVESTMENT CORP Cmn 16934Q109 7,181 1,989,182 Sh Shared-defined -- 1,989,182 CHINA AGRITECH INC Cmn 16937A900 369 36,400 Sh Call Shared-defined 1 36,400 CHINA AGRITECH INC Cmn 16937A950 265 26,100 Sh Put Shared-defined 1 26,100 CHINA ARCHITECTURAL ENGINEERING Cmn 16937S102 9 10,975 Sh Shared-defined 1 10,975 CHINA ARCHITECTURAL ENGINEERING Cmn 16937S102 8 9,335 Sh Shared-defined -- 9,335 CHINA ARCHITECTURAL ENGINEERING Cmn 16937S952 6 7,400 Sh Put Shared-defined 1 7,400 CHINA ARCHITECTURAL ENGINEERING Cmn 16937S902 5 6,400 Sh Call Shared-defined 1 6,400 CHINA AUTOMOTIVE SYSTEMS INC COMMON STOCK Cmn 16936R955 231 13,100 Sh Put Shared-defined 1 13,100 CHINA AUTOMOTIVE SYSTEMS INC COMMON STOCK Cmn 16936R905 181 10,300 Sh Call Shared-defined 1 10,300 CHINA AUTOMOTIVE SYSTEMS INC COMMON STOCK Cmn 16936R105 209 11,879 Sh Shared-defined -- 11,879 CHINA AUTOMOTIVE SYSTEMS INC COMMON STOCK Cmn 16936R105 103 5,865 Sh Shared-defined 1 5,865 COLUMN TOTALS 15,038
FORM 13F Page 138 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EQUITY CHINA BAK BATTERY INC COMMON STOCK Cmn 16936Y900 39 22,600 Sh Call Shared-defined 1 22,600 EQUITY CHINA BAK BATTERY INC COMMON STOCK Cmn 16936Y950 33 18,800 Sh Put Shared-defined 1 18,800 CHINA DIRECT INDUSTRIES INC Cmn 169384203 3 3,000 Sh Shared-defined -- 3,000 CHINA DIRECT INDUSTRIES INC Cmn 169384203 2 2,132 Sh Shared-defined 1 2,132 CHINA DIRECT INDUSTRIES INC Cmn 169384903 26 22,800 Sh Call Shared-defined 1 22,800 CHINA DIRECT INDUSTRIES INC Cmn 169384953 8 6,700 Sh Put Shared-defined 1 6,700 CHINA EDUCATION ALLIANCE INC COMMON STOCK Cmn 16938Y957 12 3,000 Sh Put Shared-defined 1 3,000 CHINA EDUCATION ALLIANCE INC COMMON STOCK Cmn 16938Y207 31 7,365 Sh Shared-defined 1 7,365 CHINA FIRE & SECURITY GROUP COMMON STOCK Cmn 16938R903 277 30,200 Sh Call Shared-defined 1 30,200 CHINA FIRE & SECURITY GROUP COMMON STOCK Cmn 16938R953 6 600 Sh Put Shared-defined 1 600 CHINA FIRE & SECURITY GROUP COMMON STOCK Cmn 16938R103 112 12,235 Sh Shared-defined -- 12,235 CHINA GERUI ADVANCED MATERIA Cmn G21101103 18 3,460 Sh Shared-defined 1 3,460 CHINA GERUI ADVANCED MATERIA Cmn G21101903 193 37,200 Sh Call Shared-defined 1 37,200 CHINA GERUI ADVANCED MATERIA Cmn G21101953 8 1,500 Sh Put Shared-defined 1 1,500 COLUMN TOTALS 768
FORM 13F Page 139 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CHINA GREEN AGRICULTURE INC Cmn 16943W105 96 10,687 Sh Shared-defined -- 10,687 CHINA GREEN AGRICULTURE INC Cmn 16943W105 51 5,648 Sh Shared-defined 1 5,648 CHINA GREEN AGRICULTURE INC Cmn 16943W905 406 45,200 Sh Call Shared-defined 1 45,200 CHINA GREEN AGRICULTURE INC Cmn 16943W955 91 10,100 Sh Put Shared-defined 1 10,100 CHINA HOUSING & LAND DEVELOP Cmn 16939V103 22 9,411 Sh Shared-defined 1 9,411 CHINA HOUSING & LAND DEVELOP Cmn 16939V903 19 8,200 Sh Call Shared-defined 1 8,200 CHINA HOUSING & LAND DEVELOP Cmn 16939V953 9 4,000 Sh Put Shared-defined 1 4,000 CHINA INFORMATION SECURITY TEC CMN STK Cmn 16944F951 201 38,600 Sh Put Shared-defined 1 38,600 CHINA INFORMATION SECURITY TEC CMN STK Cmn 16944F901 50 9,700 Sh Call Shared-defined 1 9,700 CHINA INFORMATION SECURITY TEC CMN STK Cmn 16944F101 116 22,319 Sh Shared-defined -- 22,319 CHINA INFORMATION SECURITY TEC CMN STK Cmn 16944F101 11 2,030 Sh Shared-defined 1 2,030 CHINA INTEGRATED ENERGY INC Cmn 16948P105 41 4,969 Sh Shared-defined 1 4,969 CHINA INTEGRATED ENERGY INC Cmn 16948P955 97 11,700 Sh Put Shared-defined 1 11,700 CHINA INTEGRATED ENERGY INC Cmn 16948P905 62 7,500 Sh Call Shared-defined 1 7,500 COLUMN TOTALS 1,272
FORM 13F Page 140 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CHINA LIFE INSURANCE Depository CO LTD ADR Receipt 16939P106 2,199 33,733 Sh Shared-defined 1 N/A CHINA LIFE INSURANCE Depository CO LTD ADR Receipt 16939P106 107 1,638 Sh Shared-defined -- N/A CHINA MEDICAL TECH Depository ADR 1:10 COMMON Receipt 169483104 216 20,591 Sh Shared-defined 1 N/A CHINA MEDICAL TECH Depository ADR 1:10 COMMON Receipt 169483104 26 2,521 Sh Shared-defined -- N/A CHINA MOBILE LTD - Depository ADR 1:20 Receipt 16941M109 281 5,695 Sh Shared-defined -- N/A CHINA MOBILE LTD - Depository ADR 1:20 Receipt 16941M109 76 1,543 Sh Shared-defined 1 N/A CHINA NATURAL GAS INC Cmn 168910206 17 2,008 Sh Shared-defined 1 2,008 CHINA NATURAL GAS INC Cmn 168910906 241 29,000 Sh Call Shared-defined 1 29,000 CHINA NATURAL GAS INC Cmn 168910956 66 7,900 Sh Put Shared-defined 1 7,900 CHINA NEPSTAR CHAIN Depository DRUG-ADR Receipt 16943C109 247 77,784 Sh Shared-defined -- N/A CHINA NORTH EAST PETROLEUM HOLDINGS LTD COMMON ST Cmn 16941G952 374 70,700 Sh Put Shared-defined 1 70,700 CHINA NORTH EAST PETROLEUM HOLDINGS LTD COMMON ST Cmn 16941G902 230 43,400 Sh Call Shared-defined 1 43,400 CHINA NORTH EAST PETROLEUM HOLDINGS LTD COMMON ST Cmn 16941G902 129 24,300 Sh Call Shared-defined -- 24,300 CHINA NORTH EAST PETROLEUM HOLDINGS LTD COMMON ST Cmn 16941G102 477 90,097 Sh Shared-defined 1 90,097 COLUMN TOTALS 4,686
FORM 13F Page 141 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CHINA PRECISION STEEL INC CMN STOCK Cmn 16941J956 9 6,200 Sh Put Shared-defined 1 6,200 CHINA PRECISION STEEL INC CMN STOCK Cmn 16941J906 1 900 Sh Call Shared-defined 1 900 CHINA PRECISION STEEL INC CMN STOCK Cmn 16941J106 13 9,636 Sh Shared-defined 1 9,636 CHINA PRECISION STEEL INC CMN STOCK Cmn 16941J106 3 2,419 Sh Shared-defined -- 2,419 CHINA SECURITY & SURVEILLANCE TECHNOLOGY INC COMM Cmn 16942J955 267 57,900 Sh Put Shared-defined 1 57,900 CHINA SECURITY & SURVEILLANCE TECHNOLOGY INC COMM Cmn 16942J105 500 108,286 Sh Shared-defined 1 108,286 CHINA SECURITY & SURVEILLANCE TECHNOLOGY INC COMM Cmn 16942J105 - 100 Sh Shared-defined -- 100 CHINA SKY ONE MEDICAL INC Cmn 16941P102 64 5,714 Sh Shared-defined 1 5,714 CHINA SKY ONE MEDICAL INC Cmn 16941P952 83 7,400 Sh Put Shared-defined 1 7,400 CHINA SKY ONE MEDICAL INC Cmn 16941P902 52 4,600 Sh Call Shared-defined 1 4,600 CHINA TECHFAITH Depository WIRELESS-ADR 1:15 Receipt 169424108 32 12,090 Sh Shared-defined 1 N/A CHINA TECHFAITH Depository WIRELESS-ADR 1:15 Receipt 169424108 5 1,922 Sh Shared-defined -- N/A CHINA TELECOM Depository CORP LTD Receipt 169426103 793 16,550 Sh Shared-defined 1 N/A CHINA TELECOM Depository CORP LTD Receipt 169426103 211 4,406 Sh Shared-defined -- N/A COLUMN TOTALS 2,033
FORM 13F Page 142 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- China TransInfo Technology Cor Cmn 169453107 25 4,617 Sh Shared-defined 1 4,617 China TransInfo Technology Cor Cmn 169453907 20 3,700 Sh Call Shared-defined 1 3,700 China TransInfo Technology Cor Cmn 169453957 9 1,700 Sh Put Shared-defined 1 1,700 CHINA YUCHAI INTERNATIONAL LIMITED COMMON STOCK Cmn G21082955 693 45,000 Sh Put Shared-defined 1 45,000 CHINA YUCHAI INTERNATIONAL LIMITED COMMON STOCK Cmn G21082905 356 23,100 Sh Call Shared-defined 1 23,100 CHINA YUCHAI INTERNATIONAL LIMITED COMMON STOCK Cmn G21082105 601 39,028 Sh Shared-defined 1 39,028 CHINA YUCHAI INTERNATIONAL LIMITED COMMON STOCK Cmn G21082105 59 3,852 Sh Shared-defined -- 3,852 CHINA-BIOTICS INC COMMON STOCK Cmn 16937B959 381 29,300 Sh Put Shared-defined 1 29,300 CHINA-BIOTICS INC COMMON STOCK Cmn 16937B909 251 19,300 Sh Call Shared-defined 1 19,300 CHINA-BIOTICS INC COMMON STOCK Cmn 16937B109 198 15,205 Sh Shared-defined 1 15,205 CHINA-BIOTICS INC COMMON STOCK Cmn 16937B109 161 12,354 Sh Shared-defined -- 12,354 CHIPOTLE MEXICAN GRILL INC COMMON STOCK Cmn 169656105 11,575 84,608 Sh Shared-defined -- 84,608 CHIPOTLE MEXICAN GRILL INC COMMON STOCK Cmn 169656105 2,289 16,734 Sh Shared-defined 1 16,734 CHIPOTLE MEXICAN GRILL INC COMMON STOCK Cmn 169656955 28,279 206,700 Sh Put Shared-defined 1 206,700 COLUMN TOTALS 44,897
FORM 13F Page 143 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CHIPOTLE MEXICAN GRILL INC COMMON STOCK Cmn 169656905 20,015 146,300 Sh Call Shared-defined 1 146,300 CHIQUITA BRANDS INTERNATIONAL INC / NEW Cmn 170032909 2,096 172,500 Sh Call Shared-defined 1 172,500 CHIQUITA BRANDS INTERNATIONAL INC / NEW Cmn 170032959 1,329 109,400 Sh Put Shared-defined 1 109,400 CHIQUITA BRANDS INTERNATIONAL INC / NEW Cmn 170032809 267 21,938 Sh Shared-defined -- 21,938 CHIQUITA BRANDS INTERNATIONAL INC / NEW Cmn 170032809 211 17,363 Sh Shared-defined 1 17,363 CHOICE HOTELS INTL INC CMN STOCK Cmn 169905906 918 30,400 Sh Call Shared-defined 1 30,400 CHOICE HOTELS INTL INC CMN STOCK Cmn 169905956 734 24,300 Sh Put Shared-defined 1 24,300 CHOICE HOTELS INTL INC CMN STOCK Cmn 169905106 732 24,241 Sh Shared-defined -- 24,241 CHOICE HOTELS INTL INC CMN STOCK Cmn 169905106 65 2,166 Sh Shared-defined 1 2,166 CHOPW US (GOLDEN GREEN ENTERPRISE-CW11) Wt G21101111 7 7,009 Shared-defined 1 N/A CHRISTOPHER & BANKS CORP CMN STK Cmn 171046905 26 4,200 Sh Call Shared-defined 1 4,200 CHRISTOPHER & BANKS CORP CMN STK Cmn 171046955 1 100 Sh Put Shared-defined 1 100 CHRISTOPHER & BANKS CORP CMN STK Cmn 171046105 210 33,908 Sh Shared-defined -- 33,908 CHRISTOPHER & BANKS CORP CMN STK Cmn 171046105 28 4,539 Sh Shared-defined 1 4,539 COLUMN TOTALS 26,639
FORM 13F Page 144 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CHUBB CORP. COMMON STOCK Cmn 171232101 1,768 35,353 Sh Shared-defined 1 35,353 CHUBB CORP. COMMON STOCK Cmn 171232101 174 3,484 Sh Shared-defined -- 3,484 CHUBB CORP. COMMON STOCK Cmn 171232951 5,901 118,000 Sh Put Shared-defined 1 118,000 CHUBB CORP. COMMON STOCK Cmn 171232901 2,851 57,000 Sh Call Shared-defined 1 57,000 CHUBB CORP. COMMON STOCK Cmn 171232951 715 14,300 Sh Put Shared-defined -- 14,300 CHUBB CORP. COMMON STOCK Cmn 171232901 140 2,800 Sh Call Shared-defined -- 2,800 CHURCH & DWIGHT INC CMN STK Cmn 171340102 1,794 28,605 Sh Shared-defined -- 28,605 CIA PARANAENSE DE ENERGIA-COPEL-SPON Depository ADR 1:1000 Receipt 20441B407 720 34,889 Sh Shared-defined -- N/A CIA PARANAENSE DE ENERGIA-COPEL-SPON Depository ADR 1:1000 Receipt 20441B407 3 123 Sh Shared-defined 1 N/A CIA VALE DO RIO Depository DOCE - ADR 1:1 Receipt 91912E105 1,787 73,391 Sh Shared-defined -- N/A CIA VALE DO RIO Depository DOCE - ADR 1:1 Receipt 91912E105 1,001 41,092 Sh Shared-defined 1 N/A CIE GENERALE DE GEIOGTSUQYE -SP Depository ADR 5:1 Receipt 204386106 207 11,624 Sh Shared-defined -- N/A CIE GENERALE DE GEIOGTSUQYE -SP Depository ADR 5:1 Receipt 204386106 11 636 Sh Shared-defined 1 N/A CIENA CORP 0.875% CB 6/15/2017 - - REGISTERED Bond 171779AE1 6,171 9,958,000 Prn Shared-defined -- N/A COLUMN TOTALS 23,243
FORM 13F Page 145 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CIENA CORP CMN STOCK Cmn 171779309 7,455 587,918 Sh Shared-defined 1 587,918 CIENA CORP CMN STOCK Cmn 171779309 2,858 225,430 Sh Shared-defined -- 225,430 CIENA CORP CMN STOCK Cmn 171779959 13,286 1,047,800 Sh Put Shared-defined 1 1,047,800 CIENA CORP CMN STOCK Cmn 171779909 3,834 302,400 Sh Call Shared-defined 1 302,400 CIENA CORP CMN STOCK Cmn 171779959 2,757 217,400 Sh Put Shared-defined -- 217,400 CIENA CORP CMN STOCK Cmn 171779909 204 16,100 Sh Call Shared-defined -- 16,100 CIGNA CORP. COMMON STOCK Cmn 125509109 5,989 192,822 Sh Shared-defined -- 192,822 CIGNA CORP. COMMON STOCK Cmn 125509109 2,537 81,677 Sh Shared-defined 1 81,677 CIGNA CORP. COMMON STOCK Cmn 125509909 8,427 271,300 Sh Call Shared-defined 1 271,300 CIGNA CORP. COMMON STOCK Cmn 125509959 5,544 178,500 Sh Put Shared-defined 1 178,500 CIGNA CORP. COMMON STOCK Cmn 125509909 2,016 64,900 Sh Call Shared-defined -- 64,900 CIGNA CORP. COMMON STOCK Cmn 125509959 910 29,300 Sh Put Shared-defined -- 29,300 CIMAREX ENERGY CO CMN STK Cmn 171798901 7,394 103,300 Sh Call Shared-defined 1 103,300 CIMAREX ENERGY CO CMN STK Cmn 171798951 5,769 80,600 Sh Put Shared-defined 1 80,600 COLUMN TOTALS 68,980
FORM 13F Page 146 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CIMAREX ENERGY CO CMN STK Cmn 171798901 2,019 28,200 Sh Call Shared-defined -- 28,200 CIMAREX ENERGY CO CMN STK Cmn 171798951 1,145 16,000 Sh Put Shared-defined -- 16,000 CIMAREX ENERGY CO CMN STK Cmn 171798101 431 6,018 Sh Shared-defined -- 6,018 CINCINNATI BELL INC CMN STK Cmn 171871106 215 71,377 Sh Shared-defined -- 71,377 CINCINNATI BELL INC CMN STK Cmn 171871106 6 2,120 Sh Shared-defined 1 2,120 CINCINNATI FINANCIAL COMMON STOCK Cmn 172062101 502 19,423 Sh Shared-defined -- 19,423 CINCINNATI FINANCIAL COMMON STOCK Cmn 172062101 351 13,571 Sh Shared-defined 1 13,571 CINEMARK HOLDINGS INC Cmn 17243V102 601 45,670 Sh Shared-defined -- 45,670 CINEMARK HOLDINGS INC Cmn 17243V102 273 20,746 Sh Shared-defined 1 20,746 CINEMARK HOLDINGS INC Cmn 17243V952 473 36,000 Sh Put Shared-defined 1 36,000 CINEMARK HOLDINGS INC Cmn 17243V902 213 16,200 Sh Call Shared-defined 1 16,200 CINTAS CORP CMN STK Cmn 172908105 959 40,002 Sh Shared-defined -- 40,002 CINTAS CORP CMN STK Cmn 172908955 1,182 49,300 Sh Put Shared-defined 1 49,300 CINTAS CORP CMN STK Cmn 172908905 369 15,400 Sh Call Shared-defined 1 15,400 COLUMN TOTALS 8,739
FORM 13F Page 147 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CIRRUS LOGIC INC CMN STK Cmn 172755900 1,053 66,600 Sh Call Shared-defined 1 66,600 CIRRUS LOGIC INC CMN STK Cmn 172755950 964 61,000 Sh Put Shared-defined 1 61,000 CIRRUS LOGIC INC CMN STK Cmn 172755100 876 55,431 Sh Shared-defined 1 55,431 CISCO SYS INC CMN STK Cmn 17275R102 52,884 2,481,669 Sh Shared-defined -- 2,481,669 CISCO SYS INC CMN STK Cmn 17275R102 15,961 748,971 Sh Shared-defined 1 748,971 CISCO SYS INC CMN STK Cmn 17275R952 57,418 2,694,400 Sh Put Shared-defined 1 2,694,400 CISCO SYS INC CMN STK Cmn 17275R902 23,727 1,113,400 Sh Call Shared-defined 1 1,113,400 CISCO SYS INC CMN STK Cmn 17275R952 8,490 398,400 Sh Put Shared-defined -- 398,400 CISCO SYS INC CMN STK Cmn 17275R902 757 35,500 Sh Call Shared-defined -- 35,500 CIT GROUP INC Cmn 125581801 12,263 362,177 Sh Shared-defined -- 362,177 CIT GROUP INC Cmn 125581801 5,223 154,266 Sh Shared-defined 1 154,266 CIT GROUP INC Cmn 125581951 17,495 516,700 Sh Put Shared-defined 1 516,700 CIT GROUP INC Cmn 125581901 16,104 475,600 Sh Call Shared-defined 1 475,600 CIT GROUP INC Cmn 125581951 3,620 106,900 Sh Put Shared-defined -- 106,900 COLUMN TOTALS 216,835
FORM 13F Page 148 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CIT GROUP INC Cmn 125581901 3,440 101,600 Sh Call Shared-defined -- 101,600 CITIGROUP INC 7.5% MAND 12/15/2012- REGISTERED Bond 172967416 39,514 350,000 Prn Shared-defined -- N/A CITIGROUP INC 7.5% MAND 12/15/2012- REGISTERED Bond 172967416 41 361 Prn Shared-defined 1 N/A CITIGROUP INC. COMMON STOCK (WAS TRV) Cmn 172967951 32,137 8,547,200 Sh Put Shared-defined 1 8,547,200 CITIGROUP INC. COMMON STOCK (WAS TRV) Cmn 172967901 15,564 4,139,300 Sh Call Shared-defined 1 4,139,300 CITIGROUP INC. COMMON STOCK (WAS TRV) Cmn 172967901 80 21,200 Sh Call Shared-defined -- 21,200 CITIGROUP INC. COMMON STOCK (WAS TRV) Cmn 172967951 75 20,000 Sh Put Shared-defined -- 20,000 CITIGROUP INC. COMMON STOCK (WAS TRV) Cmn 172967101 21,481 5,713,008 Sh Shared-defined 1 5,713,008 CITIGROUP INC. COMMON STOCK (WAS TRV) Cmn 172967101 3,902 1,037,833 Sh Shared-defined -- 1,037,833 CITIZENS REPUBLIC BANCORP CORP CMN STK Cmn 174420109 17 20,000 Sh Shared-defined -- 20,000 CITRIX SYS INC CMN STOCK Cmn 177376900 4,793 113,500 Sh Call Shared-defined 1 113,500 CITRIX SYS INC CMN STOCK Cmn 177376950 2,914 69,000 Sh Put Shared-defined 1 69,000 CITRIX SYS INC CMN STOCK Cmn 177376900 241 5,700 Sh Call Shared-defined -- 5,700 CITRIX SYS INC CMN STOCK Cmn 177376950 122 2,900 Sh Put Shared-defined -- 2,900 COLUMN TOTALS 124,321
FORM 13F Page 149 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CITRIX SYS INC CMN STOCK Cmn 177376100 3,593 85,093 Sh Shared-defined -- 85,093 CITRIX SYS INC CMN STOCK Cmn 177376100 380 9,009 Sh Shared-defined 1 9,009 CITY NATIONAL CORP CMN STK Cmn 178566905 912 17,800 Sh Call Shared-defined 1 17,800 CITY NATIONAL CORP CMN STK Cmn 178566955 348 6,800 Sh Put Shared-defined 1 6,800 CITY NATIONAL CORP CMN STK Cmn 178566105 246 4,798 Sh Shared-defined -- 4,798 CITY NATIONAL CORP CMN STK Cmn 178566105 31 610 Sh Shared-defined 1 610 CKX INC CMN STK Cmn 12562M106 52 10,480 Sh Shared-defined -- 10,480 CKX INC CMN STK Cmn 12562M106 7 1,313 Sh Shared-defined 1 1,313 CLARCOR INC CMN STK Cmn 179895107 1,084 30,515 Sh Shared-defined -- 30,515 CLEAN ENERGY FUELS CORP Cmn 184499101 745 49,878 Sh Shared-defined -- 49,878 CLEAN ENERGY FUELS CORP Cmn 184499901 2,616 175,100 Sh Call Shared-defined 1 175,100 CLEAN ENERGY FUELS CORP Cmn 184499951 1,206 80,700 Sh Put Shared-defined 1 80,700 CLEAN ENERGY FUELS CORP Cmn 184499901 347 23,200 Sh Call Shared-defined -- 23,200 CLEAN ENERGY FUELS CORP Cmn 184499951 330 22,100 Sh Put Shared-defined -- 22,100 COLUMN TOTALS 11,897
FORM 13F Page 150 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CLEAN HARBORS INC CMN STK Cmn 184496957 6,893 103,800 Sh Put Shared-defined 1 103,800 CLEAN HARBORS INC CMN STK Cmn 184496907 4,416 66,500 Sh Call Shared-defined 1 66,500 CLEAN HARBORS INC CMN STK Cmn 184496107 3,088 46,492 Sh Shared-defined -- 46,492 CLEAR CHANNEL OUTDOOR HOLDINGS INC Cmn 18451C109 175 20,108 Sh Shared-defined -- 20,108 CLEARWATER PAPER CORP Cmn 18538R103 107 1,947 Sh Shared-defined -- 1,947 CLEARWATER PAPER CORP Cmn 18538R103 22 408 Sh Shared-defined 1 408 CLEARWATER PAPER CORP Cmn 18538R903 3,269 59,700 Sh Call Shared-defined 1 59,700 CLEARWATER PAPER CORP Cmn 18538R953 1,073 19,600 Sh Put Shared-defined 1 19,600 CLEARWIRE CORP Cmn 18538Q105 20,276 2,785,229 Sh Shared-defined -- 2,785,229 CLEARWIRE CORP Cmn 18538Q905 724 99,400 Sh Call Shared-defined 1 99,400 CLEARWIRE CORP Cmn 18538Q955 36 4,900 Sh Put Shared-defined 1 4,900 CLECO CORPORATION CMN STK Cmn 12561W105 499 18,913 Sh Shared-defined -- 18,913 CLEVELAND BIOLABS INC Cmn 185860903 50 13,400 Sh Call Shared-defined 1 13,400 CLEVELAND BIOLABS INC Cmn 185860953 18 4,800 Sh Put Shared-defined 1 4,800 COLUMN TOTALS 40,646
FORM 13F Page 151 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CLICKSOFTWARE TECHNOLOGIES CMN STK Cmn M25082904 22 4,100 Sh Call Shared-defined 1 4,100 CLICKSOFTWARE TECHNOLOGIES CMN STK Cmn M25082954 2 400 Sh Put Shared-defined 1 400 CLICKSOFTWARE TECHNOLOGIES CMN STK Cmn M25082104 33 6,177 Sh Shared-defined 1 6,177 CLIFFS NATURAL RESOURCES INC Cmn 18683K101 5,578 118,279 Sh Shared-defined 1 118,279 CLIFFS NATURAL RESOURCES INC Cmn 18683K101 5,537 117,419 Sh Shared-defined -- 117,419 CLIFFS NATURAL RESOURCES INC Cmn 18683K951 26,226 556,100 Sh Put Shared-defined 1 556,100 CLIFFS NATURAL RESOURCES INC Cmn 18683K901 18,812 398,900 Sh Call Shared-defined 1 398,900 CLIFFS NATURAL RESOURCES INC Cmn 18683K951 6,456 136,900 Sh Put Shared-defined -- 136,900 CLIFFS NATURAL RESOURCES INC Cmn 18683K901 3,122 66,200 Sh Call Shared-defined -- 66,200 Clinical Data Inc CMN STK Cmn 18725U109 153 12,303 Sh Shared-defined -- 12,303 Clinical Data Inc CMN STK Cmn 18725U109 - 20 Sh Shared-defined 1 20 CLOROX CO Cmn 189054109 26,246 422,236 Sh Shared-defined -- 422,236 CLOROX CO Cmn 189054109 31 505 Sh Shared-defined 1 505 CLOROX CO Cmn 189054909 4,009 64,500 Sh Call Shared-defined 1 64,500 COLUMN TOTALS 96,227
FORM 13F Page 152 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CLOROX CO Cmn 189054959 3,773 60,700 Sh Put Shared-defined 1 60,700 CLOUD PEAK ENERGY INC Cmn 18911Q102 115 8,700 Sh Shared-defined -- 8,700 CLOUD PEAK ENERGY INC Cmn 18911Q102 16 1,211 Sh Shared-defined 1 1,211 CLOUD PEAK ENERGY INC Cmn 18911Q952 69 5,200 Sh Put Shared-defined 1 5,200 CLOUD PEAK ENERGY INC Cmn 18911Q902 60 4,500 Sh Call Shared-defined 1 4,500 CMA/WS US (COMERICA INC-CW18) Wt 200340115 3,838 301,000 Shared-defined -- N/A CME GROUP INC CMN STK Cmn 12572Q955 43,105 153,100 Sh Put Shared-defined 1 153,100 CME GROUP INC CMN STK Cmn 12572Q905 31,900 113,300 Sh Call Shared-defined 1 113,300 CME GROUP INC CMN STK Cmn 12572Q955 9,713 34,500 Sh Put Shared-defined -- 34,500 CME GROUP INC CMN STK Cmn 12572Q905 3,097 11,000 Sh Call Shared-defined -- 11,000 CME GROUP INC CMN STK Cmn 12572Q105 43,803 155,578 Sh Shared-defined -- 155,578 CME GROUP INC CMN STK Cmn 12572Q105 9,639 34,237 Sh Shared-defined 1 34,237 CMO 1.6000% 01/01/9999 Pref Stk 14067E209 19 865 Sh Shared-defined 1 N/A CMS ENERGY CORP 2.875% CB 12/01/24 - - REGISTERED Bond 125896AW0 23,248 20,000,000 Prn Shared-defined -- N/A COLUMN TOTALS 172,395
FORM 13F Page 153 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CMS ENERGY CORP 5.5% CB 06/15/2029 - -REGISTERED Bond 125896BD1 8,126 7,000,000 Prn Shared-defined -- N/A CMS ENERGY CORP CMN STK Cmn 125896100 1,168 79,706 Sh Shared-defined -- 79,706 CMS ENERGY CORP CMN STK Cmn 125896900 179 12,200 Sh Call Shared-defined 1 12,200 CMS ENERGY CORP CMN STK Cmn 125896950 66 4,500 Sh Put Shared-defined 1 4,500 CNA FINL CORP Cmn 126117950 360 14,100 Sh Put Shared-defined 1 14,100 CNA FINL CORP Cmn 126117900 89 3,500 Sh Call Shared-defined 1 3,500 CNA FINL CORP Cmn 126117100 3,079 120,478 Sh Shared-defined -- 120,478 CNA FINL CORP Cmn 126117100 4 146 Sh Shared-defined 1 146 CNH GLOBAL N.V. COMMON STOCK Cmn N20935956 956 42,200 Sh Put Shared-defined 1 42,200 CNH GLOBAL N.V. COMMON STOCK Cmn N20935906 170 7,500 Sh Call Shared-defined 1 7,500 CNH GLOBAL N.V. COMMON STOCK Cmn N20935206 806 35,570 Sh Shared-defined 1 35,570 CNH GLOBAL N.V. COMMON STOCK Cmn N20935206 539 23,811 Sh Shared-defined -- 23,811 CNINSURE INC Depository - -ADR Receipt 18976M103 1,327 51,165 Sh Shared-defined 1 N/A CNINSURE INC Depository - -ADR Receipt 18976M103 390 15,016 Sh Shared-defined -- N/A COLUMN TOTALS 17,259
FORM 13F Page 154 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CNO FINANCIAL GROUP INC Cmn 12621E103 3,141 634,582 Sh Shared-defined -- 634,582 CNO FINANCIAL GROUP INC Cmn 12621E103 249 50,402 Sh Shared-defined 1 50,402 CNO FINANCIAL GROUP INC Cmn 12621E903 594 120,000 Sh Call Shared-defined 1 120,000 CNO FINANCIAL GROUP INC Cmn 12621E953 235 47,400 Sh Put Shared-defined 1 47,400 CNO FINANCIAL GROUP INC Cmn 12621E903 105 21,300 Sh Call Shared-defined -- 21,300 CNO FINANCIAL GROUP INC Cmn 12621E953 15 3,000 Sh Put Shared-defined -- 3,000 CNOOC LTD Depository - - ADR Receipt 126132109 204 1,200 Sh Shared-defined -- N/A CNOOC LTD Depository - - ADR Receipt 126132109 199 1,169 Sh Shared-defined 1 N/A COACH INC Cmn 189754104 1,400 38,306 Sh Shared-defined -- 38,306 COACH INC Cmn 189754904 9,971 272,800 Sh Call Shared-defined 1 272,800 COACH INC Cmn 189754954 6,155 168,400 Sh Put Shared-defined 1 168,400 COACH INC Cmn 189754904 1,952 53,400 Sh Call Shared-defined -- 53,400 COACH INC Cmn 189754954 1,696 46,400 Sh Put Shared-defined -- 46,400 COBALT INTERNATIONAL ENERGY Cmn 19075F106 5,502 738,500 Sh Shared-defined -- 738,500 COLUMN TOTALS 31,418
FORM 13F Page 155 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COBALT INTERNATIONAL ENERGY Cmn 19075F106 16 2,103 Sh Shared-defined 1 2,103 COBIZ FINANCIAL INC CMN STOCK Cmn 190897108 3,295 500,072 Sh Shared-defined -- 500,072 COCA COLA CO Cmn 191216100 11,496 229,371 Sh Shared-defined -- 229,371 COCA COLA CO Cmn 191216100 2,561 51,094 Sh Shared-defined 1 51,094 COCA COLA ENTERPRISES INC Cmn 191219104 -- 1 Sh Shared-defined -- 1 COCA COLA ENTERPRISES INC Cmn 191219954 1,908 73,800 Sh Put Shared-defined 1 73,800 COCA COLA ENTERPRISES INC Cmn 191219904 1,381 53,400 Sh Call Shared-defined 1 53,400 COEUR D' ALENE MINES CORP CMN STOCK Cmn 192108504 3,097 196,255 Sh Shared-defined 1 196,255 COEUR D' ALENE MINES CORP CMN STOCK Cmn 192108504 290 18,382 Sh Shared-defined -- 18,382 COEUR D' ALENE MINES CORP CMN STOCK Cmn 192108954 3,948 250,200 Sh Put Shared-defined 1 250,200 COEUR D' ALENE MINES CORP CMN STOCK Cmn 192108904 3,170 200,900 Sh Call Shared-defined 1 200,900 COEUR D' ALENE MINES CORP CMN STOCK Cmn 192108904 401 25,400 Sh Call Shared-defined -- 25,400 COEUR D' ALENE MINES CORP CMN STOCK Cmn 192108954 123 7,800 Sh Put Shared-defined -- 7,800 COGENT COMMUNICATIONS GROUP Cmn 19239V302 368 48,507 Sh Shared-defined -- 48,507 COLUMN TOTALS 32,054
FORM 13F Page 156 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COGENT COMMUNICATIONS GROUP Cmn 19239V302 74 9,699 Sh Shared-defined 1 9,699 COGENT COMMUNICATIONS GROUP Cmn 19239V952 171 22,600 Sh Put Shared-defined 1 22,600 COGENT COMMUNICATIONS GROUP Cmn 19239V902 77 10,100 Sh Call Shared-defined 1 10,100 COGENT INC COMMON STOCK Cmn 19239Y958 224 24,900 Sh Put Shared-defined 1 24,900 COGENT INC COMMON STOCK Cmn 19239Y908 13 1,400 Sh Call Shared-defined 1 1,400 COGENT INC COMMON STOCK Cmn 19239Y108 1,105 122,680 Sh Shared-defined -- 122,680 COGENT INC COMMON STOCK Cmn 19239Y108 140 15,491 Sh Shared-defined 1 15,491 COGNEX CORP CMN STK Cmn 192422903 253 14,400 Sh Call Shared-defined 1 14,400 COGNEX CORP CMN STK Cmn 192422953 227 12,900 Sh Put Shared-defined 1 12,900 COGNEX CORP CMN STK Cmn 192422103 871 49,542 Sh Shared-defined -- 49,542 COGNEX CORP CMN STK Cmn 192422103 31 1,745 Sh Shared-defined 1 1,745 COGNIZANT TECH SOLUTIONS CMN STOCK - A Cmn 192446902 10,803 215,800 Sh Call Shared-defined 1 215,800 COGNIZANT TECH SOLUTIONS CMN STOCK - A Cmn 192446952 6,498 129,800 Sh Put Shared-defined 1 129,800 COGNIZANT TECH SOLUTIONS CMN STOCK - A Cmn 192446902 1,562 31,200 Sh Call Shared-defined -- 31,200 COLUMN TOTALS 22,049
FORM 13F Page 157 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COGNIZANT TECH SOLUTIONS CMN STOCK - A Cmn 192446952 320 6,400 Sh Put Shared-defined -- 6,400 COGNIZANT TECH SOLUTIONS CMN STOCK - A Cmn 192446102 4,594 91,771 Sh Shared-defined -- 91,771 COGO GROUP INC CMN STK Cmn 192448908 2 300 Sh Call Shared-defined 1 300 COGO GROUP INC CMN STK Cmn 192448958 1 100 Sh Put Shared-defined 1 100 COGO GROUP INC CMN STK Cmn 192448108 106 17,020 Sh Shared-defined -- 17,020 COGO GROUP INC CMN STK Cmn 192448108 12 1,991 Sh Shared-defined 1 1,991 COHERENT INC CMN STK Cmn 192479103 252 7,350 Sh Shared-defined -- 7,350 COHERENT INC CMN STK Cmn 192479103 13 369 Sh Shared-defined 1 369 COHU INC CMN STK Cmn 192576906 149 12,300 Sh Call Shared-defined 1 12,300 COHU INC CMN STK Cmn 192576956 103 8,500 Sh Put Shared-defined 1 8,500 COHU INC CMN STK Cmn 192576106 142 11,705 Sh Shared-defined -- 11,705 COHU INC CMN STK Cmn 192576106 10 790 Sh Shared-defined 1 790 COINSTAR INC CMN STOCK Cmn 19259P950 2,020 47,000 Sh Put Shared-defined 1 47,000 COINSTAR INC CMN STOCK Cmn 19259P900 1,865 43,400 Sh Call Shared-defined 1 43,400 COLUMN TOTALS 9,589
FORM 13F Page 158 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COINSTAR INC CMN STOCK Cmn 19259P950 554 12,900 Sh Put Shared-defined -- 12,900 COINSTAR INC CMN STOCK Cmn 19259P900 477 11,100 Sh Call Shared-defined -- 11,100 COINSTAR INC 4% CB 09/01/2014 - -REGISTERED Bond 19259PAF9 19,699 15,468,000 Prn Shared-defined -- N/A COINSTAR INC CMN STOCK Cmn 19259P300 490 11,395 Sh Shared-defined -- 11,395 COLDWATER CREEK CMN STOCK Cmn 193068903 55 16,300 Sh Call Shared-defined 1 16,300 COLDWATER CREEK CMN STOCK Cmn 193068953 41 12,200 Sh Put Shared-defined 1 12,200 COLDWATER CREEK CMN STOCK Cmn 193068103 97 28,824 Sh Shared-defined -- 28,824 COLDWATER CREEK CMN STOCK Cmn 193068103 29 8,658 Sh Shared-defined 1 8,658 COLE KENNETH PRODTNS INC CMN STOCK Cmn 193294105 138 12,530 Sh Shared-defined -- 12,530 COLFAX CORP Cmn 194014106 24 2,346 Sh Shared-defined -- 2,346 COLFAX CORP Cmn 194014106 8 772 Sh Shared-defined 1 772 COLFAX CORP Cmn 194014956 146 14,000 Sh Put Shared-defined 1 14,000 COLFAX CORP Cmn 194014906 133 12,800 Sh Call Shared-defined 1 12,800 COLGATE PALMOLIVE CO Cmn 194162103 12,723 161,537 Sh Shared-defined -- 161,537 COLUMN TOTALS 34,614
FORM 13F Page 159 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COLGATE PALMOLIVE CO Cmn 194162103 2,651 33,657 Sh Shared-defined 1 33,657 COLGATE PALMOLIVE CO Cmn 194162953 12,444 158,000 Sh Put Shared-defined 1 158,000 COLGATE PALMOLIVE CO Cmn 194162903 7,695 97,700 Sh Call Shared-defined 1 97,700 COLGATE PALMOLIVE CO Cmn 194162953 1,142 14,500 Sh Put Shared-defined -- 14,500 COLGATE PALMOLIVE CO Cmn 194162903 1,016 12,900 Sh Call Shared-defined -- 12,900 COLLECTIVE BRANDS INC CMN STK Cmn 19421W950 1,394 88,200 Sh Put Shared-defined 1 88,200 COLLECTIVE BRANDS INC CMN STK Cmn 19421W900 722 45,700 Sh Call Shared-defined 1 45,700 COLLECTIVE BRANDS INC CMN STK Cmn 19421W950 288 18,200 Sh Put Shared-defined -- 18,200 COLLECTIVE BRANDS INC CMN STK Cmn 19421W100 927 58,692 Sh Shared-defined -- 58,692 COLLECTIVE BRANDS INC CMN STK Cmn 19421W100 681 43,080 Sh Shared-defined 1 43,080 COLONIAL PROPERTIES TRUST CMN STK Cmn 195872906 475 32,700 Sh Call Shared-defined 1 32,700 COLONIAL PROPERTIES TRUST CMN STK Cmn 195872956 224 15,400 Sh Put Shared-defined 1 15,400 COLONIAL PROPERTIES TRUST CMN STK Cmn 195872106 928 63,896 Sh Shared-defined -- 63,896 COLUMBIA SPORTSWEAR CO CMN STOCK Cmn 198516956 2,632 56,400 Sh Put Shared-defined 1 56,400 COLUMN TOTALS 33,219
FORM 13F Page 160 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COLUMBIA SPORTSWEAR CO CMN STOCK Cmn 198516906 1,409 30,200 Sh Call Shared-defined 1 30,200 COLUMBIA SPORTSWEAR CO CMN STOCK Cmn 198516106 1,163 24,918 Sh Shared-defined -- 24,918 COLUMBIA SPORTSWEAR CO CMN STOCK Cmn 198516106 346 7,422 Sh Shared-defined 1 7,422 COLUMBUS MCKINNON CORP COMMON Cmn 199333105 396 28,369 Sh Shared-defined -- 28,369 COMBINATORX INC. COMMON STOCK Cmn 20010A103 15 10,601 Sh Shared-defined 1 10,601 COMCAST CORP - CL A CMN SHRS Cmn 20030N101 32,052 1,845,234 Sh Shared-defined -- 1,845,234 COMCAST CORP - SPECIAL CL A CMN Cmn 20030N200 10,698 651,138 Sh Shared-defined -- 651,138 COMCAST CORP - CL A CMN SHRS Cmn 20030N901 8,779 505,400 Sh Call Shared-defined 1 505,400 COMCAST CORP - CL A CMN SHRS Cmn 20030N951 8,720 502,000 Sh Put Shared-defined 1 502,000 COMCAST CORP - SPECIAL CL A CMN Cmn 20030N900 7,366 448,300 Sh Call Shared-defined 1 448,300 COMCAST CORP - SPECIAL CL A CMN Cmn 20030N950 2,251 137,000 Sh Put Shared-defined 1 137,000 COMCAST CORP - SPECIAL CL A CMN Cmn 20030N900 1,710 104,100 Sh Call Shared-defined -- 104,100 COMCAST CORP - CL A CMN SHRS Cmn 20030N901 905 52,100 Sh Call Shared-defined -- 52,100 COMCAST CORP - SPECIAL CL A CMN Cmn 20030N950 200 12,200 Sh Put Shared-defined -- 12,200 COLUMN TOTALS 76,010
FORM 13F Page 161 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COMCAST CORP - CL A CMN SHRS Cmn 20030N951 73 4,200 Sh Put Shared-defined -- 4,200 COMERICA INC CMN STK Cmn 200340107 69,980 1,900,092 Sh Shared-defined -- 1,900,092 COMERICA INC CMN STK Cmn 200340107 291 7,908 Sh Shared-defined 1 7,908 COMERICA INC CMN STK Cmn 200340907 8,445 229,300 Sh Call Shared-defined 1 229,300 COMERICA INC CMN STK Cmn 200340957 5,455 148,100 Sh Put Shared-defined 1 148,100 COMERICA INC CMN STK Cmn 200340957 1,319 35,800 Sh Put Shared-defined -- 35,800 COMERICA INC CMN STK Cmn 200340907 530 14,400 Sh Call Shared-defined -- 14,400 COMFORT SYSTEMS USA INC CMN STOCK Cmn 199908104 197 20,436 Sh Shared-defined -- 20,436 COMFORT SYSTEMS USA INC CMN STOCK Cmn 199908104 11 1,152 Sh Shared-defined 1 1,152 COMMERCE BANCSHARES INC CMN STK Cmn 200525103 11,847 329,175 Sh Shared-defined -- 329,175 COMMERCE BANCSHARES INC CMN STK Cmn 200525103 257 7,142 Sh Shared-defined 1 7,142 COMMERCIAL METALS CMN STK Cmn 201723103 1,741 131,696 Sh Shared-defined -- 131,696 COMMERCIAL METALS CMN STK Cmn 201723103 946 71,589 Sh Shared-defined 1 71,589 COMMERCIAL METALS CMN STK Cmn 201723953 1,125 85,100 Sh Put Shared-defined 1 85,100 COLUMN TOTALS 102,217
FORM 13F Page 162 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COMMERCIAL METALS CMN STK Cmn 201723903 650 49,200 Sh Call Shared-defined 1 49,200 COMMERCIAL VEHICLE GROUP, INC. COMMON STOCK Cmn 202608105 6,131 600,537 Sh Shared-defined -- 600,537 COMMONWEALTH REIT Cmn 40426W101 148 23,787 Sh Shared-defined -- 23,787 COMMONWEALTH REIT Cmn 40426W951 52 8,400 Sh Put Shared-defined 1 8,400 COMMONWEALTH REIT Cmn 40426W901 32 5,200 Sh Call Shared-defined 1 5,200 COMMSCOPE INC CMN STOCK Cmn 203372907 601 25,300 Sh Call Shared-defined 1 25,300 COMMSCOPE INC CMN STOCK Cmn 203372957 597 25,100 Sh Put Shared-defined 1 25,100 COMMSCOPE INC CMN STOCK Cmn 203372907 216 9,100 Sh Call Shared-defined -- 9,100 COMMSCOPE INC CMN STOCK Cmn 203372957 69 2,900 Sh Put Shared-defined -- 2,900 COMMSCOPE INC CMN STOCK Cmn 203372107 80,775 3,398,171 Sh Shared-defined -- 3,398,171 COMMSCOPE INC CMN STOCK Cmn 203372107 114 4,803 Sh Shared-defined 1 4,803 COMMUNITY HEALTH SYSTEMS Cmn 203668108 10,696 316,342 Sh Shared-defined -- 316,342 COMMUNITY HEALTH SYSTEMS Cmn 203668958 8,622 255,000 Sh Put Shared-defined -- 255,000 COMMUNITY HEALTH SYSTEMS Cmn 203668908 690 20,400 Sh Call Shared-defined 1 20,400 COLUMN TOTALS 109,393
FORM 13F Page 163 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COMMUNITY HEALTH SYSTEMS Cmn 203668958 669 19,800 Sh Put Shared-defined 1 19,800 COMMVAULT SYSTEMS INC Cmn 204166102 3,546 157,599 Sh Shared-defined -- 157,599 COMMVAULT SYSTEMS INC Cmn 204166102 708 31,474 Sh Shared-defined 1 31,474 COMMVAULT SYSTEMS INC Cmn 204166952 686 30,500 Sh Put Shared-defined 1 30,500 COMMVAULT SYSTEMS INC Cmn 204166902 317 14,100 Sh Call Shared-defined 1 14,100 COMPANHIA DE BEBIDAS Depository (AMBEV)- ADR Receipt 20441W203 3,798 37,601 Sh Shared-defined -- N/A COMPANHIA VALE DO RIO Depository DOCE-SP ADR 1:1 Receipt 91912E204 516 24,544 Sh Shared-defined 1 N/A COMPANHIA VALE DO RIO Depository DOCE-SP ADR 1:1 Receipt 91912E204 43 2,028 Sh Shared-defined -- N/A COMPASS INT'L INC COMMON STOCK Cmn 20451N101 2,228 31,705 Sh Shared-defined -- 31,705 COMPASS INT'L INC COMMON STOCK Cmn 20451N101 143 2,028 Sh Shared-defined 1 2,028 COMPASS INT'L INC COMMON STOCK Cmn 20451N951 2,853 40,600 Sh Put Shared-defined 1 40,600 COMPASS INT'L INC COMMON STOCK Cmn 20451N901 2,523 35,900 Sh Call Shared-defined 1 35,900 COMPASS INT'L INC COMMON STOCK Cmn 20451N901 415 5,900 Sh Call Shared-defined -- 5,900 COMPASS INT'L INC COMMON STOCK Cmn 20451N951 302 4,300 Sh Put Shared-defined -- 4,300 COLUMN TOTALS 18,747
FORM 13F Page 164 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COMPELLENT TECHNOLOGIES INC Cmn 20452A108 58 4,803 Sh Shared-defined -- 4,803 COMPELLENT TECHNOLOGIES INC Cmn 20452A908 252 20,800 Sh Call Shared-defined 1 20,800 COMPELLENT TECHNOLOGIES INC Cmn 20452A958 7 600 Sh Put Shared-defined 1 600 COMPLETE PRODUCTION SERVICES Cmn 20453E109 46,803 3,272,970 Sh Shared-defined -- 3,272,970 COMPLETE PRODUCTION SERVICES Cmn 20453E109 13 921 Sh Shared-defined 1 921 COMPLETE PRODUCTION SERVICES Cmn 20453E909 263 18,400 Sh Call Shared-defined 1 18,400 COMPLETE PRODUCTION SERVICES Cmn 20453E959 139 9,700 Sh Put Shared-defined 1 9,700 COMPUCREDIT HOLDINGS CORP Cmn 20478T107 3,305 834,561 Sh Shared-defined -- 834,561 COMPUCREDIT HOLDINGS CORP Cmn 20478T107 22 5,479 Sh Shared-defined 1 5,479 COMPUCREDIT HOLDINGS CORP Cmn 20478T907 174 43,900 Sh Call Shared-defined 1 43,900 COMPUCREDIT HOLDINGS CORP Cmn 20478T957 118 29,900 Sh Put Shared-defined 1 29,900 COMPUTER PROGRAMS AND SYSTEMS INC CMN STK Cmn 205306103 438 10,693 Sh Shared-defined -- 10,693 COMPUTER SCIENCES CORP Cmn 205363104 409 9,045 Sh Shared-defined 1 9,045 COMPUTER SCIENCES CORP Cmn 205363954 1,584 35,000 Sh Put Shared-defined 1 35,000 COLUMN TOTALS 53,585
FORM 13F Page 165 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COMPUTER SCIENCES CORP Cmn 205363904 1,249 27,600 Sh Call Shared-defined 1 27,600 COMPUTER SCIENCES CORP Cmn 205363904 127 2,800 Sh Call Shared-defined -- 2,800 COMPUTER SCIENCES CORP Cmn 205363954 41 900 Sh Put Shared-defined -- 900 COMPUTER TASK GROUP INC CMN STK Cmn 205477102 61 9,400 Sh Shared-defined -- 9,400 COMPUTER TASK GROUP INC CMN STK Cmn 205477102 7 1,056 Sh Shared-defined 1 1,056 COMPUWARE CORP CMN STK Cmn 205638909 65 8,100 Sh Call Shared-defined 1 8,100 COMPUWARE CORP CMN STK Cmn 205638109 23,448 2,938,358 Sh Shared-defined -- 2,938,358 COMPUWARE CORP CMN STK Cmn 205638109 92 11,551 Sh Shared-defined 1 11,551 COMSTOCK RESOURCES INC CMN STK Cmn 205768953 834 30,100 Sh Put Shared-defined 1 30,100 COMSTOCK RESOURCES INC CMN STK Cmn 205768903 413 14,900 Sh Call Shared-defined 1 14,900 COMSTOCK RESOURCES INC CMN STK Cmn 205768203 226 8,160 Sh Shared-defined -- 8,160 COMSTOCK RESOURCES INC CMN STK Cmn 205768203 20 709 Sh Shared-defined 1 709 COMTECH TELECOMMUN CMN STK Cmn 205826209 309 10,332 Sh Shared-defined -- 10,332 COMTECH TELECOMMUN CMN STK Cmn 205826209 89 2,977 Sh Shared-defined 1 2,977 COLUMN TOTALS 26,981
FORM 13F Page 166 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COMTECH TELECOMMUN CMN STK Cmn 205826959 664 22,200 Sh Put Shared-defined 1 22,200 COMTECH TELECOMMUN CMN STK Cmn 205826909 266 8,900 Sh Call Shared-defined 1 8,900 COMVERGE INC Cmn 205859101 137 15,281 Sh Shared-defined -- 15,281 COMVERGE INC Cmn 205859101 - 11 Sh Shared-defined 1 11 COMVERGE INC Cmn 205859901 49 5,500 Sh Call Shared-defined 1 5,500 COMVERGE INC Cmn 205859951 1 100 Sh Put Shared-defined 1 100 CONAGRA FOODS INC CMN STK Cmn 205887902 2,267 97,200 Sh Call Shared-defined 1 97,200 CONAGRA FOODS INC CMN STK Cmn 205887952 278 11,900 Sh Put Shared-defined 1 11,900 CONAGRA FOODS INC CMN STK Cmn 205887902 247 10,600 Sh Call Shared-defined -- 10,600 CONAGRA FOODS INC CMN STK Cmn 205887952 212 9,100 Sh Put Shared-defined -- 9,100 CONAGRA FOODS INC CMN STK Cmn 205887102 2,699 115,725 Sh Shared-defined -- 115,725 CONAGRA FOODS INC CMN STK Cmn 205887102 628 26,928 Sh Shared-defined 1 26,928 CONCEPTUS 2.25% CB 2/15/2027-REGISTERED Bond 206016AA5 13,038 14,079,000 Prn Shared-defined -- N/A CONCEPTUS INC CMN STOCK Cmn 206016907 902 57,900 Sh Call Shared-defined 1 57,900 COLUMN TOTALS 21,388
FORM 13F Page 167 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CONCEPTUS INC CMN STOCK Cmn 206016957 502 32,200 Sh Put Shared-defined 1 32,200 CONCEPTUS INC CMN STOCK Cmn 206016107 468 30,008 Sh Shared-defined -- 30,008 CONCEPTUS INC CMN STOCK Cmn 206016107 62 3,990 Sh Shared-defined 1 3,990 CONCHO RESOURCES INC Cmn 20605P101 63 1,143 Sh Shared-defined 1 1,143 CONCHO RESOURCES INC Cmn 20605P101 6 100 Sh Shared-defined -- 100 CONCHO RESOURCES INC Cmn 20605P901 6,822 123,300 Sh Call Shared-defined 1 123,300 CONCHO RESOURCES INC Cmn 20605P951 3,375 61,000 Sh Put Shared-defined 1 61,000 CONCUR TECHNOLOGIES INC CMN STOCK Cmn 206708909 2,770 64,900 Sh Call Shared-defined 1 64,900 CONCUR TECHNOLOGIES INC CMN STOCK Cmn 206708959 1,165 27,300 Sh Put Shared-defined 1 27,300 CONCUR TECHNOLOGIES INC CMN STOCK Cmn 206708109 198 4,641 Sh Shared-defined -- 4,641 CONCUR TECHNOLOGIES INC CMN STOCK Cmn 206708109 92 2,160 Sh Shared-defined 1 2,160 CONEXANT SYS INC CMN STOCK Cmn 207142308 127 56,571 Sh Shared-defined 1 56,571 CONN'S INC COMMON STOCK Cmn 208242957 85 14,400 Sh Put Shared-defined 1 14,400 CONN'S INC COMMON STOCK Cmn 208242907 44 7,400 Sh Call Shared-defined 1 7,400 COLUMN TOTALS 15,779
FORM 13F Page 168 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CONN'S INC COMMON STOCK Cmn 208242107 53 9,032 Sh Shared-defined -- 9,032 CONN'S INC COMMON STOCK Cmn 208242107 50 8,559 Sh Shared-defined 1 8,559 CONOCOPHILLIPS CMN STK Cmn 20825C904 37,559 765,100 Sh Call Shared-defined 1 765,100 CONOCOPHILLIPS CMN STK Cmn 20825C954 33,440 681,200 Sh Put Shared-defined 1 681,200 CONOCOPHILLIPS CMN STK Cmn 20825C954 8,154 166,100 Sh Put Shared-defined -- 166,100 CONOCOPHILLIPS CMN STK Cmn 20825C904 4,786 97,500 Sh Call Shared-defined -- 97,500 CONOCOPHILLIPS CMN STK Cmn 20825C104 8,416 171,442 Sh Shared-defined 1 171,442 CONOCOPHILLIPS CMN STK Cmn 20825C104 1,411 28,744 Sh Shared-defined -- 28,744 CONSOL ENERGY INC Cmn 20854P109 10,521 311,649 Sh Shared-defined -- 311,649 CONSOL ENERGY INC Cmn 20854P109 880 26,073 Sh Shared-defined 1 26,073 CONSOL ENERGY INC Cmn 20854P909 9,679 286,700 Sh Call Shared-defined 1 286,700 CONSOL ENERGY INC Cmn 20854P959 7,265 215,200 Sh Put Shared-defined 1 215,200 CONSOL ENERGY INC Cmn 20854P909 2,556 75,700 Sh Call Shared-defined -- 75,700 CONSOL ENERGY INC Cmn 20854P959 743 22,000 Sh Put Shared-defined -- 22,000 COLUMN TOTALS 125,513
FORM 13F Page 169 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CONSOLIDATED COMM ILLINOIS HOLDINGS, INC. COMMON S Cmn 209034957 88 5,200 Sh Put Shared-defined 1 5,200 CONSOLIDATED COMM ILLINOIS HOLDINGS, INC. COMMON S Cmn 209034907 27 1,600 Sh Call Shared-defined 1 1,600 CONSOLIDATED COMM ILLINOIS HOLDINGS, INC. COMMON S Cmn 209034107 325 19,095 Sh Shared-defined -- 19,095 CONSOLIDATED COMM ILLINOIS HOLDINGS, INC. COMMON S Cmn 209034107 77 4,528 Sh Shared-defined 1 4,528 CONSOLIDATED EDISON INC. Cmn 209115104 4,157 96,455 Sh Shared-defined -- 96,455 CONSOLIDATED EDISON INC. Cmn 209115104 292 6,782 Sh Shared-defined 1 6,782 CONSOLIDATED EDISON INC. Cmn 209115954 3,616 83,900 Sh Put Shared-defined 1 83,900 CONSOLIDATED EDISON INC. Cmn 209115904 2,237 51,900 Sh Call Shared-defined 1 51,900 CONSOLIDATED EDISON INC. Cmn 209115904 1,396 32,400 Sh Call Shared-defined -- 32,400 CONSOLIDATED EDISON INC. Cmn 209115954 13 300 Sh Put Shared-defined -- 300 CONSTANT CONTACT INC Cmn 210313102 201 9,407 Sh Shared-defined -- 9,407 CONSTANT CONTACT INC Cmn 210313102 46 2,179 Sh Shared-defined 1 2,179 CONSTANT CONTACT INC Cmn 210313902 314 14,700 Sh Call Shared-defined 1 14,700 CONSTANT CONTACT INC Cmn 210313952 49 2,300 Sh Put Shared-defined 1 2,300 COLUMN TOTALS 12,838
FORM 13F Page 170 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CONSTELLATION BRANDS INC -CL A CMN STK Cmn 21036P908 297 19,000 Sh Call Shared-defined 1 19,000 CONSTELLATION BRANDS INC -CL A CMN STK Cmn 21036P958 155 9,900 Sh Put Shared-defined 1 9,900 CONSTELLATION BRANDS INC -CL A CMN STK Cmn 21036P108 31 1,970 Sh Shared-defined -- 1,970 CONSTELLATION ENERGY GROUP INC Cmn 210371100 796 24,680 Sh Shared-defined 1 24,680 CONSTELLATION ENERGY GROUP INC Cmn 210371100 292 9,066 Sh Shared-defined -- 9,066 CONSTELLATION ENERGY GROUP INC Cmn 210371900 1,503 46,600 Sh Call Shared-defined 1 46,600 CONSTELLATION ENERGY GROUP INC Cmn 210371950 1,267 39,300 Sh Put Shared-defined 1 39,300 CONSTELLATION ENERGY GROUP INC Cmn 210371900 29 900 Sh Call Shared-defined -- 900 CONSTELLATION ENERGY GROUP INC Cmn 210371950 29 900 Sh Put Shared-defined -- 900 CONTANGO OIL & GAS COMPANY COMMON STOCK Cmn 21075N904 2,851 63,700 Sh Call Shared-defined 1 63,700 CONTANGO OIL & GAS COMPANY COMMON STOCK Cmn 21075N954 2,090 46,700 Sh Put Shared-defined 1 46,700 CONTANGO OIL & GAS COMPANY COMMON STOCK Cmn 21075N954 76 1,700 Sh Put Shared-defined -- 1,700 CONTANGO OIL & GAS COMPANY COMMON STOCK Cmn 21075N904 63 1,400 Sh Call Shared-defined -- 1,400 CONTANGO OIL & GAS COMPANY COMMON STOCK Cmn 21075N204 92 2,061 Sh Shared-defined -- 2,061 COLUMN TOTALS 9,571
FORM 13F Page 171 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CONTANGO OIL & GAS COMPANY COMMON STOCK Cmn 21075N204 22 492 Sh Shared-defined 1 492 CONTINENTAL AIRLS INC - -CL B CMN STK Cmn 210795958 8,690 395,000 Sh Put Shared-defined 1 395,000 CONTINENTAL AIRLS INC - -CL B CMN STK Cmn 210795908 5,766 262,100 Sh Call Shared-defined 1 262,100 CONTINENTAL AIRLS INC - -CL B CMN STK Cmn 210795958 1,311 59,600 Sh Put Shared-defined -- 59,600 CONTINENTAL AIRLS INC - -CL B CMN STK Cmn 210795908 816 37,100 Sh Call Shared-defined -- 37,100 CONTINENTAL AIRLS INC - -CL B CMN STK Cmn 210795308 24 1,104 Sh Shared-defined -- 1,104 CONTINENTAL RESOURCES INC/OK Cmn 212015901 2,119 47,500 Sh Call Shared-defined 1 47,500 CONTINENTAL RESOURCES INC/OK Cmn 212015951 1,281 28,700 Sh Put Shared-defined 1 28,700 CONTINENTAL RESOURCES INC/OK Cmn 212015901 156 3,500 Sh Call Shared-defined -- 3,500 CONTINENTAL RESOURCES INC/OK Cmn 212015951 103 2,300 Sh Put Shared-defined -- 2,300 CONTINENTAL RESOURCES INC/OK Cmn 212015101 14,781 331,265 Sh Shared-defined -- 331,265 CONVERGYS CORP CMN STOCK Cmn 212485906 23 2,300 Sh Call Shared-defined 1 2,300 CONVERGYS CORP CMN STOCK Cmn 212485956 13 1,300 Sh Put Shared-defined 1 1,300 CONVERGYS CORP 5.75% CB 09/15/2029 - -REGISTERED Bond 212485AE6 24,806 22,400,000 Prn Shared-defined -- N/A COLUMN TOTALS 59,911
FORM 13F Page 172 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CONVERGYS CORP CMN STOCK Cmn 212485106 93 9,477 Sh Shared-defined 1 9,477 CONVERGYS CORP CMN STOCK Cmn 212485106 58 5,913 Sh Shared-defined -- 5,913 CONVIO INC Cmn 21257W105 299 40,726 Sh Shared-defined -- 40,726 CON-WAY INC COMMON STOCK Cmn 205944901 1,483 49,400 Sh Call Shared-defined 1 49,400 CON-WAY INC COMMON STOCK Cmn 205944951 1,333 44,400 Sh Put Shared-defined 1 44,400 CON-WAY INC COMMON STOCK Cmn 205944901 174 5,800 Sh Call Shared-defined -- 5,800 CON-WAY INC COMMON STOCK Cmn 205944951 90 3,000 Sh Put Shared-defined -- 3,000 CON-WAY INC COMMON STOCK Cmn 205944101 280 9,311 Sh Shared-defined -- 9,311 CON-WAY INC COMMON STOCK Cmn 205944101 148 4,938 Sh Shared-defined 1 4,938 COOPER COMPANIES COMMON STOCK Cmn 216648902 891 22,400 Sh Call Shared-defined 1 22,400 COOPER COMPANIES COMMON STOCK Cmn 216648952 358 9,000 Sh Put Shared-defined 1 9,000 COOPER COMPANIES COMMON STOCK Cmn 216648402 2,671 67,126 Sh Shared-defined -- 67,126 COOPER COMPANIES COMMON STOCK Cmn 216648402 87 2,177 Sh Shared-defined 1 2,177 COOPER INDUSTRIES PLC Cmn G24140108 600 13,630 Sh Shared-defined 1 13,630 COLUMN TOTALS 8,565
FORM 13F Page 173 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COOPER INDUSTRIES PLC Cmn G24140108 553 12,576 Sh Shared-defined -- 12,576 COOPER INDUSTRIES PLC Cmn G24140908 638 14,500 Sh Call Shared-defined 1 14,500 COOPER INDUSTRIES PLC Cmn G24140958 334 7,600 Sh Put Shared-defined 1 7,600 COOPER TIRE & RUBR CO Cmn 216831907 546 28,000 Sh Call Shared-defined 1 28,000 COOPER TIRE & RUBR CO Cmn 216831957 349 17,900 Sh Put Shared-defined 1 17,900 COOPER TIRE & RUBR CO Cmn 216831907 174 8,900 Sh Call Shared-defined -- 8,900 COOPER TIRE & RUBR CO Cmn 216831957 23 1,200 Sh Put Shared-defined - 1,200 COOPER TIRE & RUBR CO Cmn 216831107 34 1,733 Sh Shared-defined 1 1,733 COOPER TIRE & RUBR CO Cmn 216831107 -- 4 Sh Shared-defined -- 4 COPA HOLDINGS SA CMN STK - CL A Cmn P31076905 1,720 38,900 Sh Call Shared-defined 1 38,900 COPA HOLDINGS SA CMN STK - CL A Cmn P31076955 805 18,200 Sh Put Shared-defined 1 18,200 COPA HOLDINGS SA CMN STK - CL A Cmn P31076105 779 17,617 Sh Shared-defined -- 17,617 COPA HOLDINGS SA CMN STK - CL A Cmn P31076105 425 9,614 Sh Shared-defined 1 9,614 COPANO ENERGY LLC COMMON STOCK Cmn 217202900 1,330 48,400 Sh Call Shared-defined 1 48,400 COLUMN TOTALS 7,710
FORM 13F Page 174 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COPANO ENERGY LLC COMMON STOCK Cmn 217202950 374 13,600 Sh Put Shared-defined 1 13,600 COPANO ENERGY LLC COMMON STOCK Cmn 217202100 10 362 Sh Shared-defined 1 362 COPART INC CMN STK Cmn 217204956 734 20,500 Sh Put Shared-defined 1 20,500 COPART INC CMN STK Cmn 217204906 587 16,400 Sh Call Shared-defined 1 16,400 COPART INC CMN STK Cmn 217204106 334 9,332 Sh Shared-defined -- 9,332 COPART INC CMN STK Cmn 217204106 79 2,199 Sh Shared-defined 1 2,199 CORE LABORATORIES N.V.Cmn N22717107 262 1,776 Sh Shared-defined -- 1,776 CORE LABORATORIES N.V.Cmn N22717957 24,931 168,900 Sh Put Shared-defined 1 168,900 CORE LABORATORIES N.V.Cmn N22717907 11,661 79,000 Sh Call Shared-defined 1 79,000 CORE LABORATORIES N.V.Cmn N22717907 709 4,800 Sh Call Shared-defined -- 4,800 CORE LABORATORIES N.V.Cmn N22717957 162 1,100 Sh Put Shared-defined -- 1,100 CORE LABORATORIES N.V. CB 0.25% 10/31/2011 - - REGIS Bond 21868FAB9 29,693 18,482,000 Prn Shared-defined -- N/A CORELOGIC INC Cmn 21871D103 4,745 268,687 Sh Shared-defined -- 268,687 CORELOGIC INC Cmn 21871D103 2,276 128,887 Sh Shared-defined 1 128,887 COLUMN TOTALS 76,557
FORM 13F Page 175 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CORELOGIC INC Cmn 21871D903 9 500 Sh Call Shared-defined 1 500 CORE-MARK HOLDING CO INC COMMON STOCK Cmn 218681104 365 13,312 Sh Shared-defined -- 13,312 CORE-MARK HOLDING CO INC COMMON STOCK Cmn 218681104 9 317 Sh Shared-defined 1 317 CORINTHIAN COLLEGES INC CMN STOCK Cmn 218868907 1,883 191,200 Sh Call Shared-defined 1 191,200 CORINTHIAN COLLEGES INC CMN STOCK Cmn 218868957 1,142 115,900 Sh Put Shared-defined 1 115,900 CORINTHIAN COLLEGES INC CMN STOCK Cmn 218868907 353 35,800 Sh Call Shared-defined -- 35,800 CORINTHIAN COLLEGES INC CMN STOCK Cmn 218868957 221 22,400 Sh Put Shared-defined -- 22,400 CORINTHIAN COLLEGES INC CMN STOCK Cmn 218868107 541 54,923 Sh Shared-defined 1 54,923 CORINTHIAN COLLEGES INC CMN STOCK Cmn 218868107 115 11,710 Sh Shared-defined -- 11,710 CORN PRODUCTS INTL INC CMN STOCK Cmn 219023958 606 20,000 Sh Put Shared-defined 1 20,000 CORN PRODUCTS INTL INC CMN STOCK Cmn 219023908 412 13,600 Sh Call Shared-defined 1 13,600 CORN PRODUCTS INTL INC CMN STOCK Cmn 219023108 129 4,242 Sh Shared-defined 1 4,242 CORN PRODUCTS INTL INC CMN STOCK Cmn 219023108 89 2,931 Sh Shared-defined -- 2,931 CORNELL COMPANIES INC Cmn 219141108 228 8,500 Sh Shared-defined -- 8,500 COLUMN TOTALS 6,102
FORM 13F Page 176 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CORNING INC Cmn 219350105 7,699 476,715 Sh Shared-defined - 476,715 CORNING INC Cmn 219350105 1,062 65,753 Sh Shared-defined 1 65,753 CORNING INC Cmn 219350905 7,783 481,900 Sh Call Shared-defined 1 481,900 CORNING INC Cmn 219350955 3,245 200,900 Sh Put Shared-defined 1 200,900 CORNING INC Cmn 219350905 2,011 124,500 Sh Call Shared-defined -- 124,500 CORNING INC Cmn 219350955 1,071 66,300 Sh Put Shared-defined -- 66,300 CORPORATE EXECUTIVE BRD CO CMN STOCK Cmn 21988R952 497 18,900 Sh Put Shared-defined 1 18,900 CORPORATE EXECUTIVE BRD CO CMN STOCK Cmn 21988R902 152 5,800 Sh Call Shared-defined 1 5,800 CORPORATE EXECUTIVE BRD CO CMN STOCK Cmn 21988R102 1,378 52,448 Sh Shared-defined -- 52,448 CORPORATE EXECUTIVE BRD CO CMN STOCK Cmn 21988R102 61 2,328 Sh Shared-defined 1 2,328 CORPORATE OFFICE PPTYS TR INC CMN STK Cmn 22002T908 1,020 27,000 Sh Call Shared-defined 1 27,000 CORPORATE OFFICE PPTYS TR INC CMN STK Cmn 22002T958 623 16,500 Sh Put Shared-defined 1 16,500 CORPORATE OFFICE PPTYS TR INC CMN STK Cmn 22002T108 1,160 30,713 Sh Shared-defined -- 30,713 CORPORATE OFFICE PPTYS TR INC CMN STK Cmn 22002T108 89 2,364 Sh Shared-defined 1 2,364 COLUMN TOTALS 27,851
FORM 13F Page 177 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CORRECTIONS CORP OF AMERICA Cmn 22025Y407 357 18,700 Sh Shared-defined -- 18,700 CORRECTIONS CORP OF AMERICA Cmn 22025Y407 298 15,604 Sh Shared-defined 1 15,604 CORRECTIONS CORP OF AMERICA Cmn 22025Y907 250 13,100 Sh Call Shared-defined 1 13,100 CORRECTIONS CORP OF AMERICA Cmn 22025Y957 195 10,200 Sh Put Shared-defined 1 10,200 COSAN LTD-CDL A SHRS Cmn G25343907 2,664 285,200 Sh Call Shared-defined 1 285,200 COSAN LTD-CDL A SHRS Cmn G25343957 287 30,700 Sh Put Shared-defined 1 30,700 COST PLUS INC CALIF CMN STOCK Cmn 221485905 16 4,500 Sh Call Shared-defined 1 4,500 COST PLUS INC CALIF CMN STOCK Cmn 221485955 1 400 Sh Put Shared-defined 1 400 COST PLUS INC CALIF CMN STOCK Cmn 221485105 63 17,752 Sh Shared-defined -- 17,752 COST PLUS INC CALIF CMN STOCK Cmn 221485105 8 2,209 Sh Shared-defined 1 2,209 COSTAR GRP INC CMN STOCK Cmn 22160N109 2,309 59,501 Sh Shared-defined -- 59,501 COSTAR GRP INC CMN STOCK Cmn 22160N109 10 270 Sh Shared-defined 1 270 COSTCO WHOLESALE CORP COMMON STOCK Cmn 22160K105 16,325 297,737 Sh Shared-defined -- 297,737 COSTCO WHOLESALE CORP COMMON STOCK Cmn 22160K105 1,245 22,715 Sh Shared-defined 1 22,715 COLUMN TOTALS 24,028
FORM 13F Page 178 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COSTCO WHOLESALE CORP COMMON STOCK Cmn 22160K955 14,020 255,700 Sh Put Shared-defined 1 255,700 COSTCO WHOLESALE CORP COMMON STOCK Cmn 22160K905 10,401 189,700 Sh Call Shared-defined 1 189,700 COSTCO WHOLESALE CORP COMMON STOCK Cmn 22160K955 2,067 37,700 Sh Put Shared-defined -- 37,700 COSTCO WHOLESALE CORP COMMON STOCK Cmn 22160K905 411 7,500 Sh Call Shared-defined -- 7,500 COTT CORPORATION COMMON STOCK Cmn 22163N906 210 36,100 Sh Call Shared-defined 1 36,100 COTT CORPORATION COMMON STOCK Cmn 22163N956 44 7,600 Sh Put Shared-defined 1 7,600 COTT CORPORATION COMMON STOCK Cmn 22163N106 446 76,639 Sh Shared-defined -- 76,639 COTT CORPORATION COMMON STOCK Cmn 22163N106 20 3,381 Sh Shared-defined 1 3,381 COUER DALENE MINES CORPORATION 3.25% CB 3/15/28 - Bond 192108AR9 10,431 11,300,000 Prn Shared-defined -- N/A COUSINS PROPERTIES INC CMN STK Cmn 222795906 134 19,900 Sh Call Shared-defined 1 19,900 COUSINS PROPERTIES INC CMN STK Cmn 222795956 43 6,400 Sh Put Shared-defined 1 6,400 COUSINS PROPERTIES INC CMN STK Cmn 222795106 410 60,780 Sh Shared-defined -- 60,780 COVANCE INC CMN STOCK Cmn 222816950 5,050 98,400 Sh Put Shared-defined 1 98,400 COVANCE INC CMN STOCK Cmn 222816900 3,675 71,600 Sh Call Shared-defined 1 71,600 COLUMN TOTALS 47,362
FORM 13F Page 179 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COVANCE INC CMN STOCK Cmn 222816900 87 1,700 Sh Call Shared-defined -- 1,700 COVANCE INC CMN STOCK Cmn 222816950 62 1,200 Sh Put Shared-defined -- 1,200 COVANCE INC CMN STOCK Cmn 222816100 448 8,726 Sh Shared-defined 1 8,726 COVANCE INC CMN STOCK Cmn 222816100 193 3,768 Sh Shared-defined -- 3,768 COVANTA HOLDING CORP CMN STK Cmn 22282E952 8,295 500,000 Sh Put Shared-defined -- 500,000 COVANTA HOLDING CORP CMN STK Cmn 22282E952 436 26,300 Sh Put Shared-defined 1 26,300 COVANTA HOLDING CORP CMN STK Cmn 22282E902 154 9,300 Sh Call Shared-defined 1 9,300 COVANTA HOLDING CORP CMN STK Cmn 22282E102 179 10,786 Sh Shared-defined -- 10,786 COVENTRY CORPORATION CMN STK Cmn 222862104 1,053 59,584 Sh Shared-defined -- 59,584 COVENTRY CORPORATION CMN STK Cmn 222862104 281 15,883 Sh Shared-defined 1 15,883 COVENTRY CORPORATION CMN STK Cmn 222862954 560 31,700 Sh Put Shared-defined 1 31,700 COVENTRY CORPORATION CMN STK Cmn 222862904 341 19,300 Sh Call Shared-defined 1 19,300 COVIDIEN PLC Cmn G2554F105 38,558 959,642 Sh Shared-defined -- 959,642 COVIDIEN PLC Cmn G2554F105 2,934 73,019 Sh Shared-defined 1 73,019 COLUMN TOTALS 53,581
FORM 13F Page 180 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COVIDIEN PLC Cmn G2554F905 6,766 168,400 Sh Call Shared-defined 1 168,400 COVIDIEN PLC Cmn G2554F955 5,284 131,500 Sh Put Shared-defined 1 131,500 COVIDIEN PLC Cmn G2554F955 2,085 51,900 Sh Put Shared-defined -- 51,900 COVIDIEN PLC Cmn G2554F905 542 13,500 Sh Call Shared-defined -- 13,500 CPI CORP CMN STK Cmn 125902106 282 12,564 Sh Shared-defined -- 12,564 CRACKER BARREL OLD COUNTRY STO Cmn 22410J106 10 220 Sh Shared-defined 1 220 CRACKER BARREL OLD COUNTRY STO Cmn 22410J906 3,916 84,100 Sh Call Shared-defined 1 84,100 CRACKER BARREL OLD COUNTRY STO Cmn 22410J956 1,010 21,700 Sh Put Shared-defined 1 21,700 CRANE CO Cmn 224399105 108 3,567 Sh Shared-defined -- 3,567 CRANE CO Cmn 224399105 16 528 Sh Shared-defined 1 528 CRANE CO Cmn 224399955 305 10,100 Sh Put Shared-defined 1 10,100 CRANE CO Cmn 224399905 245 8,100 Sh Call Shared-defined 1 8,100 CRAY INC CMN STOCK Cmn 225223304 209 37,486 Sh Shared-defined -- 37,486 CRAY INC CMN STOCK Cmn 225223304 1 171 Sh Shared-defined 1 171 COLUMN TOTALS 20,779
FORM 13F Page 181 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CRAY INC CMN STOCK Cmn 225223904 109 19,500 Sh Call Shared-defined 1 19,500 CRAY INC CMN STOCK Cmn 225223954 79 14,100 Sh Put Shared-defined 1 14,100 CREE INC CMN STK Cmn 225447951 11,244 187,300 Sh Put Shared-defined 1 187,300 CREE INC CMN STK Cmn 225447901 10,463 174,300 Sh Call Shared-defined 1 174,300 CREE INC CMN STK Cmn 225447101 2,506 41,744 Sh Shared-defined 1 41,744 CROCS INC Cmn 227046909 904 85,400 Sh Call Shared-defined 1 85,400 CROCS INC Cmn 227046959 755 71,400 Sh Put Shared-defined 1 71,400 CROCS INC Cmn 227046959 270 25,500 Sh Put Shared-defined -- 25,500 CROCS INC Cmn 227046909 58 5,500 Sh Call Shared-defined -- 5,500 CROWN CASTLE INTL CMN STOCK Cmn 228227954 1,632 43,800 Sh Put Shared-defined 1 43,800 CROWN CASTLE INTL CMN STOCK Cmn 228227904 1,237 33,200 Sh Call Shared-defined 1 33,200 CROWN CASTLE INTL CMN STOCK Cmn 228227104 9,603 257,722 Sh Shared-defined -- 257,722 CROWN CASTLE INTL CMN STOCK Cmn 228227104 175 4,690 Sh Shared-defined 1 4,690 CROWN ENTERTAINMENT Depository LTD Receipt 585464100 1,112 297,449 Sh Shared-defined 1 N/A COLUMN TOTALS 40,147
FORM 13F Page 182 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CROWN ENTERTAINMENT Depository LTD Receipt 585464100 14 3,776 Sh Shared-defined -- N/A CROWN HOLDINGS INC CMN STK Cmn 228368956 1,127 45,000 Sh Put Shared-defined 1 45,000 CROWN HOLDINGS INC CMN STK Cmn 228368906 679 27,100 Sh Call Shared-defined 1 27,100 CROWN HOLDINGS INC CMN STK Cmn 228368106 474 18,915 Sh Shared-defined 1 18,915 CROWN HOLDINGS INC CMN STK Cmn 228368106 83 3,300 Sh Shared-defined -- 3,300 CRUCELL Depository - - ADR Receipt 228769105 236 12,908 Sh Shared-defined -- N/A CRUCELL Depository - - ADR Receipt 228769105 37 2,000 Sh Shared-defined 1 N/A CSG SYS INTL INC 2.5% CB 06/15/2024 - -REGISTERED Bond 126349AB5 14,959 15,136,000 Prn Shared-defined -- N/A CSX CORP Cmn 126408103 69 1,400 Sh Shared-defined -- 1,400 CSX CORP Cmn 126408953 11,986 241,500 Sh Put Shared-defined 1 241,500 CSX CORP Cmn 126408903 9,459 190,600 Sh Call Shared-defined 1 190,600 CSX CORP Cmn 126408953 2,303 46,400 Sh Put Shared-defined -- 46,400 CSX CORP Cmn 126408903 1,653 33,300 Sh Call Shared-defined -- 33,300 CTC MEDIA INC Cmn 12642X106 650 45,007 Sh Shared-defined 1 45,007 COLUMN TOTALS 43,729
FORM 13F Page 183 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CTC MEDIA INC Cmn 12642X106 107 7,434 Sh Shared-defined -- 7,434 CTC MEDIA INC Cmn 12642X956 1,522 105,400 Sh Put Shared-defined 1 105,400 CTC MEDIA INC Cmn 12642X906 338 23,400 Sh Call Shared-defined 1 23,400 CTRIP.COM Depository INTERNATIONAL-ADR 1:2 Receipt 22943F100 4,892 130,252 Sh Shared-defined 1 N/A CTRIP.COM Depository INTERNATIONAL-ADR 1:2 Receipt 22943F100 711 18,929 Sh Shared-defined - N/A CUBIC CORP CMN STK Cmn 229669956 480 13,200 Sh Put Shared-defined 1 13,200 CUBIC CORP CMN STK Cmn 229669906 258 7,100 Sh Call Shared-defined 1 7,100 CUBIC CORP CMN STK Cmn 229669106 179 4,919 Sh Shared-defined 1 4,919 CUBIC CORP CMN STK Cmn 229669106 115 3,148 Sh Shared-defined -- 3,148 CUBIST PHARMACE 2.25% CB 6/15/2013 - -REGISTERED Bond 229678AC1 70,148 74,384,000 Prn Shared-defined -- N/A CUBIST PHARMACEUTICALS INC CMN STOCK Cmn 229678107 5,853 284,142 Sh Shared-defined -- 284,142 CUBIST PHARMACEUTICALS INC CMN STOCK Cmn 229678907 1,032 50,100 Sh Call Shared-defined 1 50,100 CUBIST PHARMACEUTICALS INC CMN STOCK Cmn 229678957 558 27,100 Sh Put Shared-defined 1 27,100 CUBIST PHARMACEUTICALS INC CMN STOCK Cmn 229678907 89 4,300 Sh Call Shared-defined -- 4,300 COLUMN TOTALS 86,282
FORM 13F Page 184 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CUBIST PHARMACEUTICALS INC CMN STOCK Cmn 229678957 2 100 Sh Put Shared-defined -- 100 CULLEN/FROST BANKERS INC CMN STK Cmn 229899909 2,277 44,300 Sh Call Shared-defined 1 44,300 CULLEN/FROST BANKERS INC CMN STK Cmn 229899959 1,280 24,900 Sh Put Shared-defined 1 24,900 CULLEN/FROST BANKERS INC CMN STK Cmn 229899109 2,632 51,204 Sh Shared-defined -- 51,204 CULLEN/FROST BANKERS INC CMN STK Cmn 229899109 82 1,592 Sh Shared-defined 1 1,592 CUMMINS INC Cmn 231021106 10,878 167,020 Sh Shared-defined -- 167,020 CUMMINS INC Cmn 231021956 10,453 160,500 Sh Put Shared-defined 1 160,500 CUMMINS INC Cmn 231021906 7,933 121,800 Sh Call Shared-defined 1 121,800 CUMMINS INC Cmn 231021956 1,915 29,400 Sh Put Shared-defined -- 29,400 CUMMINS INC Cmn 231021906 1,648 25,300 Sh Call Shared-defined -- 25,300 CUMULUS MEDIA CMN STOCK Cmn 231082108 105 39,284 Sh Shared-defined -- 39,284 CURTISS-WRIGHT CORP CMN STK Cmn 231561901 2,698 92,900 Sh Call Shared-defined 1 92,900 CURTISS-WRIGHT CORP CMN STK Cmn 231561951 206 7,100 Sh Put Shared-defined 1 7,100 CURTISS-WRIGHT CORP CMN STK Cmn 231561101 131 4,508 Sh Shared-defined -- 4,508 COLUMN TOTALS 42,240
FORM 13F Page 185 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CURTISS-WRIGHT CORP CMN STK Cmn 231561101 29 1,001 Sh Shared-defined 1 1,001 CUTERA INC COMMON STOCK Cmn 232109908 77 8,400 Sh Call Shared-defined 1 8,400 CUTERA INC COMMON STOCK Cmn 232109958 11 1,200 Sh Put Shared-defined 1 1,200 CUTERA INC COMMON STOCK Cmn 232109108 55 6,015 Sh Shared-defined -- 6,015 CVB FINANCIAL CORP CMN STK Cmn 126600905 145 15,300 Sh Call Shared-defined 1 15,300 CVB FINANCIAL CORP CMN STK Cmn 126600955 74 7,800 Sh Put Shared-defined 1 7,800 CVB FINANCIAL CORP CMN STK Cmn 126600105 8,425 886,894 Sh Shared-defined -- 886,894 CVS CAREMARK CORP CMN STK Cmn 126650100 1,403 47,868 Sh Shared-defined -- 47,868 CVS CAREMARK CORP CMN STK Cmn 126650100 898 30,644 Sh Shared-defined 1 30,644 CVS CAREMARK CORP CMN STK Cmn 126650900 25,429 867,300 Sh Call Shared-defined 1 867,300 CVS CAREMARK CORP CMN STK Cmn 126650950 19,521 665,800 Sh Put Shared-defined 1 665,800 CVS CAREMARK CORP CMN STK Cmn 126650900 4,785 163,200 Sh Call Shared-defined -- 163,200 CVS CAREMARK CORP CMN STK Cmn 126650950 1,528 52,100 Sh Put Shared-defined -- 52,100 CYBERONICS INC CMN STK Cmn 23251P952 952 40,200 Sh Put Shared-defined 1 40,200 COLUMN TOTALS 63,332
FORM 13F Page 186 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CYBERONICS INC CMN STK Cmn 23251P902 741 31,300 Sh Call Shared-defined 1 31,300 CYBERONICS INC CMN STK Cmn 23251P102 440 18,578 Sh Shared-defined -- 18,578 CYBERSOURCE CORP DEL Cmn 23251J906 669 26,200 Sh Call Shared-defined 1 26,200 CYBERSOURCE CORP DEL Cmn 23251J956 408 16,000 Sh Put Shared-defined 1 16,000 CYMER INC CMN STOCK Cmn 232572907 763 25,400 Sh Call Shared-defined 1 25,400 CYMER INC CMN STOCK Cmn 232572957 442 14,700 Sh Put Shared-defined 1 14,700 CYMER INC CMN STOCK Cmn 232572107 543 18,075 Sh Shared-defined -- 18,075 CYMER INC CMN STOCK Cmn 232572107 30 993 Sh Shared-defined 1 993 CYPRESS BIOSCIENCES INC Cmn 232674507 154 67,127 Sh Shared-defined -- 67,127 CYPRESS BIOSCIENCES INC Cmn 232674507 34 14,730 Sh Shared-defined 1 14,730 CYPRESS BIOSCIENCES INC Cmn 232674957 30 13,100 Sh Put Shared-defined 1 13,100 CYPRESS BIOSCIENCES INC Cmn 232674907 22 9,700 Sh Call Shared-defined 1 9,700 CYPRESS SEMICONDUCTOR COMMON STOCK Cmn 232806909 1,089 108,500 Sh Call Shared-defined 1 108,500 CYPRESS SEMICONDUCTOR COMMON STOCK Cmn 232806959 944 94,000 Sh Put Shared-defined 1 94,000 COLUMN TOTALS 6,309
FORM 13F Page 187 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CYPRESS SEMICONDUCTOR COMMON STOCK Cmn 232806909 135 13,400 Sh Call Shared-defined -- 13,400 CYPRESS SEMICONDUCTOR COMMON STOCK Cmn 232806959 50 5,000 Sh Put Shared-defined -- 5,000 CYPRESS SEMICONDUCTOR COMMON STOCK Cmn 232806109 5,562 553,976 Sh Shared-defined -- 553,976 CYPRESS SEMICONDUCTOR COMMON STOCK Cmn 232806109 780 77,675 Sh Shared-defined 1 77,675 CYPRESS SHARPRIDGE INVESTMENT Cmn 23281A307 729 57,582 Sh Shared-defined -- 57,582 CYTEC INDUSTRIES INC CMN STK Cmn 232820900 756 18,900 Sh Call Shared-defined 1 18,900 CYTEC INDUSTRIES INC CMN STK Cmn 232820950 356 8,900 Sh Put Shared-defined 1 8,900 CYTEC INDUSTRIES INC CMN STK Cmn 232820100 44 1,109 Sh Shared-defined 1 1,109 CYTOKINETICS INC COMMON STOCK Cmn 23282W950 56 23,500 Sh Put Shared-defined 1 23,500 CYTOKINETICS INC COMMON STOCK Cmn 23282W900 12 4,900 Sh Call Shared-defined 1 4,900 CYTOKINETICS INC COMMON STOCK Cmn 23282W100 36 15,000 Sh Shared-defined -- 15,000 CYTOKINETICS INC COMMON STOCK Cmn 23282W100 8 3,284 Sh Shared-defined 1 3,284 CYTORI THERAPEUTICS INC COMMON STOCK Cmn 23283K955 338 97,000 Sh Put Shared-defined 1 97,000 CYTORI THERAPEUTICS INC COMMON STOCK Cmn 23283K905 111 31,800 Sh Call Shared-defined 1 31,800 COLUMN TOTALS 8,973
FORM 13F Page 188 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CYTORI THERAPEUTICS INC COMMON STOCK Cmn 23283K105 293 84,252 Sh Shared-defined 1 84,252 D R HORTON INC CMN STK Cmn 23331A959 3,751 381,600 Sh Put Shared-defined 1 381,600 D R HORTON INC CMN STK Cmn 23331A909 1,662 169,100 Sh Call Shared-defined 1 169,100 D R HORTON INC CMN STK Cmn 23331A959 667 67,900 Sh Put Shared-defined -- 67,900 D R HORTON INC CMN STK Cmn 23331A909 93 9,500 Sh Call Shared-defined -- 9,500 D R HORTON INC CMN STK Cmn 23331A109 1,297 131,902 Sh Shared-defined 1 131,902 D R HORTON INC CMN STK Cmn 23331A109 254 25,835 Sh Shared-defined -- 25,835 DANA HOLDING CORP Cmn 235825205 15,058 1,505,751 Sh Shared-defined -- 1,505,751 DANA HOLDING CORP Cmn 235825205 388 38,807 Sh Shared-defined 1 38,807 DANA HOLDING CORP Cmn 235825905 808 80,800 Sh Call Shared-defined 1 80,800 DANA HOLDING CORP Cmn 235825955 393 39,300 Sh Put Shared-defined 1 39,300 DANAHER CORP CMN STK Cmn 235851902 7,372 198,600 Sh Call Shared-defined 1 198,600 DANAHER CORP CMN STK Cmn 235851952 5,056 136,200 Sh Put Shared-defined 1 136,200 DANAHER CORP CMN STK Cmn 235851902 1,333 35,900 Sh Call Shared-defined -- 35,900 COLUMN TOTALS 38,425
FORM 13F Page 189 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DANAHER CORP CMN STK Cmn 235851952 37 1,000 Sh Put Shared-defined -- 1,000 DANAHER CORP CMN STK Cmn 235851102 16,555 445,977 Sh Shared-defined -- 445,977 DANAHER CORP CMN STK Cmn 235851102 294 7,925 Sh Shared-defined 1 7,925 DARDEN RESTAURANTS, INC. COMMON STOCK NYSE Cmn 237194905 6,449 166,000 Sh Call Shared-defined 1 166,000 DARDEN RESTAURANTS, INC. COMMON STOCK NYSE Cmn 237194955 6,119 157,500 Sh Put Shared-defined 1 157,500 DARDEN RESTAURANTS, INC. COMMON STOCK NYSE Cmn 237194905 3,240 83,400 Sh Call Shared-defined -- 83,400 DARDEN RESTAURANTS, INC. COMMON STOCK NYSE Cmn 237194955 1,453 37,400 Sh Put Shared-defined -- 37,400 DARDEN RESTAURANTS, INC. COMMON STOCK NYSE Cmn 237194105 4,570 117,620 Sh Shared-defined -- 117,620 DARDEN RESTAURANTS, INC. COMMON STOCK NYSE Cmn 237194105 94 2,423 Sh Shared-defined 1 2,423 DAVITA INC CMN STOCK Cmn 23918K958 1,536 24,600 Sh Put Shared-defined 1 24,600 DAVITA INC CMN STOCK Cmn 23918K908 599 9,600 Sh Call Shared-defined 1 9,600 DAVITA INC CMN STOCK Cmn 23918K108 11,910 190,739 Sh Shared-defined -- 190,739 DAVITA INC CMN STOCK Cmn 23918K108 242 3,880 Sh Shared-defined 1 3,880 DCP MIDSTREAM PARTNERS LP CMN UNITS Cmn 23311P900 431 13,500 Sh Call Shared-defined 1 13,500 COLUMN TOTALS 53,529
FORM 13F Page 190 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DCP MIDSTREAM PARTNERS LP CMN UNITS Cmn 23311P950 61 1,900 Sh Put Shared-defined 1 1,900 DCP MIDSTREAM PARTNERS LP CMN UNITS Cmn 23311P100 32 992 Sh Shared-defined 1 992 DCT INDUSTRIAL TRUST INC Cmn 233153105 1,586 350,994 Sh Shared-defined -- 350,994 DCT INDUSTRIAL TRUST INC Cmn 233153105 11 2,504 Sh Shared-defined 1 2,504 DDI CORP COMMON STOCK Cmn 233162502 89 11,786 Sh Shared-defined -- 11,786 DDI CORP COMMON STOCK Cmn 233162502 8 1,093 Sh Shared-defined 1 1,093 DEALERTRACK HOLDINGS INC COMMONSTOCK Cmn 242309102 14,349 872,276 Sh Shared-defined -- 872,276 DEALERTRACK HOLDINGS INC COMMONSTOCK Cmn 242309102 18 1,076 Sh Shared-defined 1 1,076 DEAN FOODS CO CMN STOCK Cmn 242370954 3,021 300,000 Sh Put Shared-defined -- 300,000 DEAN FOODS CO CMN STOCK Cmn 242370954 2,681 266,200 Sh Put Shared-defined 1 266,200 DEAN FOODS CO CMN STOCK Cmn 242370904 654 64,900 Sh Call Shared-defined 1 64,900 DEAN FOODS CO CMN STOCK Cmn 242370104 1,969 195,504 Sh Shared-defined 1 195,504 DEAN FOODS CO CMN STOCK Cmn 242370104 373 37,065 Sh Shared-defined -- 37,065 DECKERS OUTDOOR CORP CMN STK Cmn 243537957 21,945 153,600 Sh Put Shared-defined 1 153,600 COLUMN TOTALS 46,797
FORM 13F Page 191 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DECKERS OUTDOOR CORP CMN STK Cmn 243537907 14,587 102,100 Sh Call Shared-defined 1 102,100 DECKERS OUTDOOR CORP CMN STK Cmn 243537957 1,386 9,700 Sh Put Shared-defined -- 9,700 DECKERS OUTDOOR CORP CMN STK Cmn 243537907 400 2,800 Sh Call Shared-defined -- 2,800 DECKERS OUTDOOR CORP CMN STK Cmn 243537107 1,268 8,873 Sh Shared-defined 1 8,873 DECKERS OUTDOOR CORP CMN STK Cmn 243537107 634 4,436 Sh Shared-defined -- 4,436 DEERE & COMPANY COMMON STOCK Cmn 244199905 22,194 398,600 Sh Call Shared-defined 1 398,600 DEERE & COMPANY COMMON STOCK Cmn 244199955 16,086 288,900 Sh Put Shared-defined 1 288,900 DEERE & COMPANY COMMON STOCK Cmn 244199905 2,366 42,500 Sh Call Shared-defined -- 42,500 DEERE & COMPANY COMMON STOCK Cmn 244199955 1,052 18,900 Sh Put Shared-defined -- 18,900 DEERE & COMPANY COMMON STOCK Cmn 244199105 9,941 178,541 Sh Shared-defined -- 178,541 DEL MONTE FOODS CMN STOCK Cmn 24522P103 103 7,164 Sh Shared-defined -- 7,164 DEL MONTE FOODS CMN STOCK Cmn 24522P953 358 24,900 Sh Put Shared-defined 1 24,900 DEL MONTE FOODS CMN STOCK Cmn 24522P903 210 14,600 Sh Call Shared-defined 1 14,600 DELCATH SYSTEMS INC Cmn 24661P104 455 71,697 Sh Shared-defined -- 71,697 COLUMN TOTALS 71,040
FORM 13F Page 192 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DELCATH SYSTEMS INC Cmn 24661P104 137 21,591 Sh Shared-defined 1 21,591 DELCATH SYSTEMS INC Cmn 24661P904 1,368 215,700 Sh Call Shared-defined 1 215,700 DELCATH SYSTEMS INC Cmn 24661P954 968 152,700 Sh Put Shared-defined 1 152,700 DELL INC CMN STOCK Cmn 24702R951 12,581 1,043,200 Sh Put Shared-defined 1 1,043,200 DELL INC CMN STOCK Cmn 24702R901 9,374 777,300 Sh Call Shared-defined 1 777,300 DELL INC CMN STOCK Cmn 24702R951 883 73,200 Sh Put Shared-defined -- 73,200 DELL INC CMN STOCK Cmn 24702R901 661 54,800 Sh Call Shared-defined -- 54,800 DELL INC CMN STOCK Cmn 24702R101 4,705 390,117 Sh Shared-defined -- 390,117 DELL INC CMN STOCK Cmn 24702R101 2,434 201,819 Sh Shared-defined 1 201,819 DELPHI FINANCIAL GRP -CL A CMN STK Cmn 247131905 644 26,400 Sh Call Shared-defined 1 26,400 DELPHI FINANCIAL GRP -CL A CMN STK Cmn 247131955 373 15,300 Sh Put Shared-defined 1 15,300 DELPHI FINANCIAL GRP -CL A CMN STK Cmn 247131105 627 25,687 Sh Shared-defined -- 25,687 DELTA AIR LINES INC CMN STK Cmn 247361902 6,567 558,900 Sh Call Shared-defined 1 558,900 DELTA AIR LINES INC CMN STK Cmn 247361952 3,729 317,400 Sh Put Shared-defined 1 317,400 COLUMN TOTALS 45,051
FORM 13F Page 193 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DELTA AIR LINES INC CMN STK Cmn 247361902 644 54,800 Sh Call Shared-defined -- 54,800 DELTA AIR LINES INC CMN STK Cmn 247361952 95 8,100 Sh Put Shared-defined -- 8,100 DELTA AIR LINES INC CMN STK Cmn 247361702 717 60,981 Sh Shared-defined -- 60,981 DELTA AIR LINES INC CMN STK Cmn 247361702 21 1,827 Sh Shared-defined 1 1,827 DELTA PETROLEUM CORP CMN STK Cmn 247907957 73 84,800 Sh Put Shared-defined 1 84,800 DELTA PETROLEUM CORP CMN STK Cmn 247907907 30 34,400 Sh Call Shared-defined 1 34,400 DELTA PETROLEUM CORP CMN STK Cmn 247907207 38 44,557 Sh Shared-defined 1 44,557 DELTA PETROLEUM CORP CMN STK Cmn 247907207 18 21,019 Sh Shared-defined -- 21,019 DELTIC TIMBER CORP CMN STOCK Cmn 247850100 211 5,047 Sh Shared-defined -- 5,047 DELUXE CORP Cmn 248019101 55 2,912 Sh Shared-defined -- 2,912 DELUXE CORP Cmn 248019901 690 36,800 Sh Call Shared-defined 1 36,800 DELUXE CORP Cmn 248019951 148 7,900 Sh Put Shared-defined 1 7,900 DENBURY RES INC CMN STOCK Cmn 247916908 2,079 142,000 Sh Call Shared-defined 1 142,000 DENBURY RES INC CMN STOCK Cmn 247916958 400 27,300 Sh Put Shared-defined 1 27,300 COLUMN TOTALS 5,219
FORM 13F Page 194 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DENBURY RES INC CMN STOCK Cmn 247916958 158 10,800 Sh Put Shared-defined -- 10,800 DENBURY RES INC CMN STOCK Cmn 247916908 28 1,900 Sh Call Shared-defined -- 1,900 DENBURY RES INC CMN STOCK Cmn 247916208 729 49,771 Sh Shared-defined 1 49,771 DENBURY RES INC CMN STOCK Cmn 247916208 262 17,908 Sh Shared-defined -- 17,908 DENDREON CORP Cmn 24823Q107 5,980 184,954 Sh Shared-defined -- 184,954 DENDREON CORP Cmn 24823Q907 21,208 656,000 Sh Call Shared-defined 1 656,000 DENDREON CORP Cmn 24823Q957 16,634 514,500 Sh Put Shared-defined 1 514,500 DENDREON CORP Cmn 24823Q907 8,128 251,400 Sh Call Shared-defined -- 251,400 DENISON MINES CORP COMMON STOCK Cmn 248356957 3 2,700 Sh Put Shared-defined 1 2,700 DENISON MINES CORP COMMON STOCK Cmn 248356107 12 9,985 Sh Shared-defined 1 9,985 DENTSPLY INTERNATL INC CMN STK Cmn 249030957 425 14,200 Sh Put Shared-defined 1 14,200 DENTSPLY INTERNATL INC CMN STK Cmn 249030907 266 8,900 Sh Call Shared-defined 1 8,900 DENTSPLY INTERNATL INC CMN STK Cmn 249030107 699 23,372 Sh Shared-defined 1 23,372 DENTSPLY INTERNATL INC CMN STK Cmn 249030107 678 22,665 Sh Shared-defined -- 22,665 COLUMN TOTALS 55,210
FORM 13F Page 195 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DEPOMED INC CMN STOCK Cmn 249908904 28 10,000 Sh Call Shared-defined 1 10,000 DEPOMED INC CMN STOCK Cmn 249908104 14 5,000 Sh Shared-defined -- 5,000 DEUTSCHE BANK Cmn D18190898 1,085 19,311 Sh Shared-defined -- 19,311 DEUTSCHE BANK Cmn D18190898 804 14,311 Sh Shared-defined 1 14,311 DEUTSCHE BANK Cmn D18190908 9,306 165,700 Sh Call Shared-defined 1 165,700 DEUTSCHE BANK Cmn D18190958 6,020 107,200 Sh Put Shared-defined 1 107,200 DEUTSCHE BANK Cmn D18190908 870 15,500 Sh Call Shared-defined -- 15,500 DEUTSCHE BANK Cmn D18190958 680 12,100 Sh Put Shared-defined -- 12,100 DEVELOPERS DIVERSIFIED REALTY COMMON STOCK Cmn 251591903 364 36,800 Sh Call Shared-defined 1 36,800 DEVELOPERS DIVERSIFIED REALTY COMMON STOCK Cmn 251591953 254 25,700 Sh Put Shared-defined 1 25,700 DEVELOPERS DIVERSIFIED REALTY COMMON STOCK Cmn 251591103 3,190 322,263 Sh Shared-defined -- 322,263 DEVELOPERS DIVERSIFIED REALTY COMMON STOCK Cmn 251591103 49 4,956 Sh Shared-defined 1 4,956 DEVON ENERGY CORP CMN STOCK (NEW) Cmn 25179M103 16,946 278,171 Sh Shared-defined -- 278,171 DEVON ENERGY CORP CMN STOCK (NEW) Cmn 25179M103 4,066 66,750 Sh Shared-defined 1 66,750 COLUMN TOTALS 43,676
FORM 13F Page 196 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DEVON ENERGY CORP CMN STOCK (NEW) Cmn 25179M903 18,702 307,000 Sh Call Shared-defined 1 307,000 DEVON ENERGY CORP CMN STOCK (NEW) Cmn 25179M953 14,511 238,200 Sh Put Shared-defined 1 238,200 DEVON ENERGY CORP CMN STOCK (NEW) Cmn 25179M903 4,386 72,000 Sh Call Shared-defined -- 72,000 DEVON ENERGY CORP CMN STOCK (NEW) Cmn 25179M953 2,150 35,300 Sh Put Shared-defined -- 35,300 DEVRY INC CMN STK Cmn 251893903 3,743 71,300 Sh Call Shared-defined 1 71,300 DEVRY INC CMN STK Cmn 251893953 3,737 71,200 Sh Put Shared-defined 1 71,200 DEVRY INC CMN STK Cmn 251893903 572 10,900 Sh Call Shared-defined -- 10,900 DEVRY INC CMN STK Cmn 251893953 546 10,400 Sh Put Shared-defined -- 10,400 DEVRY INC CMN STK Cmn 251893103 2,748 52,347 Sh Shared-defined -- 52,347 DEX ONE CORP Cmn 25212W100 5,087 267,760 Sh Shared-defined -- 267,760 DEXCOM INC COMMON STOCK Cmn 252131907 91 7,900 Sh Call Shared-defined 1 7,900 DEXCOM INC COMMON STOCK Cmn 252131957 13 1,100 Sh Put Shared-defined 1 1,100 DEXCOM INC COMMON STOCK Cmn 252131107 198 17,144 Sh Shared-defined -- 17,144 DEXCOM INC COMMON STOCK Cmn 252131107 123 10,599 Sh Shared-defined 1 10,599 COLUMN TOTALS 56,607
FORM 13F Page 197 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DG FASTCHANNEL INC CMN STOCK Cmn 23326R909 4,294 131,800 Sh Call Shared-defined 1 131,800 DG FASTCHANNEL INC CMN STOCK Cmn 23326R959 2,720 83,500 Sh Put Shared-defined 1 83,500 DG FASTCHANNEL INC CMN STOCK Cmn 23326R109 52 1,600 Sh Shared-defined -- 1,600 DHT HOLDINGS INC Cmn Y2065G105 92 23,882 Sh Shared-defined -- 23,882 DHT HOLDINGS INC Cmn Y2065G105 53 13,741 Sh Shared-defined 1 13,741 DHT HOLDINGS INC Cmn Y2065G905 55 14,400 Sh Call Shared-defined 1 14,400 DHT HOLDINGS INC Cmn Y2065G955 51 13,200 Sh Put Shared-defined 1 13,200 DIAGEO PLC -SPONS Depository ADR 4:1 Receipt 25243Q205 2,096 33,405 Sh Shared-defined -- N/A DIAGEO PLC -SPONS Depository ADR 4:1 Receipt 25243Q205 226 3,602 Sh Shared-defined 1 N/A DIAMOND FOODS INC COMMON STOCK Cmn 252603905 1,340 32,600 Sh Call Shared-defined 1 32,600 DIAMOND FOODS INC COMMON STOCK Cmn 252603955 485 11,800 Sh Put Shared-defined 1 11,800 DIAMOND FOODS INC COMMON STOCK Cmn 252603105 55 1,336 Sh Shared-defined 1 1,336 DIAMOND FOODS INC COMMON STOCK Cmn 252603105 53 1,300 Sh Shared-defined -- 1,300 DIAMOND MANAGEMENT & TECHNOLOGY CMN STOCK Cmn 25269L106 101 9,842 Sh Shared-defined -- 9,842 COLUMN TOTALS 11,673
FORM 13F Page 198 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DIAMOND MANAGEMENT & TECHNOLOGY CMN STOCK Cmn 25269L106 11 1,078 Sh Shared-defined 1 1,078 DIAMOND OFFSHORE DRILLING COMMON Cmn 25271C102 536 8,613 Sh Shared-defined 1 8,613 DIAMOND OFFSHORE DRILLING COMMON Cmn 25271C102 286 4,600 Sh Shared-defined -- 4,600 DIAMOND OFFSHORE DRILLING COMMON Cmn 25271C952 22,519 362,100 Sh Put Shared-defined 1 362,100 DIAMOND OFFSHORE DRILLING COMMON Cmn 25271C902 19,223 309,100 Sh Call Shared-defined 1 309,100 DIAMOND OFFSHORE DRILLING COMMON Cmn 25271C952 5,249 84,400 Sh Put Shared-defined -- 84,400 DIAMOND OFFSHORE DRILLING COMMON Cmn 25271C902 1,922 30,900 Sh Call Shared-defined -- 30,900 DIAMONDROCK HOSPITALITY CO COMMON STOCK Cmn 252784301 132 16,078 Sh Shared-defined -- 16,078 DIAMONDROCK HOSPITALITY CO COMMON STOCK Cmn 252784301 43 5,211 Sh Shared-defined 1 5,211 DIANA SHIPPING INC COMMON STOCK Cmn Y2066G954 553 49,100 Sh Put Shared-defined 1 49,100 DIANA SHIPPING INC COMMON STOCK Cmn Y2066G904 305 27,100 Sh Call Shared-defined 1 27,100 DIANA SHIPPING INC COMMON STOCK Cmn Y2066G954 61 5,400 Sh Put Shared-defined -- 5,400 DIANA SHIPPING INC COMMON STOCK Cmn Y2066G104 699 62,073 Sh Shared-defined -- 62,073 DIANA SHIPPING INC COMMON STOCK Cmn Y2066G104 501 44,462 Sh Shared-defined 1 44,462 COLUMN TOTALS 52,040
FORM 13F Page 199 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DICE HOLDINGS INC Cmn 253017107 152 21,992 Sh Shared-defined -- 21,992 DICK'S SPORTING GOODS INC COMMON STOCK Cmn 253393952 2,472 99,300 Sh Put Shared-defined 1 99,300 DICK'S SPORTING GOODS INC COMMON STOCK Cmn 253393902 2,233 89,700 Sh Call Shared-defined 1 89,700 DICK'S SPORTING GOODS INC COMMON STOCK Cmn 253393952 162 6,500 Sh Put Shared-defined -- 6,500 DICK'S SPORTING GOODS INC COMMON STOCK Cmn 253393902 27 1,100 Sh Call Shared-defined -- 1,100 DICK'S SPORTING GOODS INC COMMON STOCK Cmn 253393102 40,672 1,634,075 Sh Shared-defined -- 1,634,075 DICK'S SPORTING GOODS INC COMMON STOCK Cmn 253393102 269 10,819 Sh Shared-defined 1 10,819 DIEBOLD INC CMN STK Cmn 253651903 428 15,700 Sh Call Shared-defined 1 15,700 DIEBOLD INC CMN STK Cmn 253651953 395 14,500 Sh Put Shared-defined 1 14,500 DIEBOLD INC CMN STK Cmn 253651103 736 27,015 Sh Shared-defined -- 27,015 DIGI INTERNATIONAL INC CMN STK Cmn 253798102 94 11,363 Sh Shared-defined -- 11,363 DIGITAL REALTY TRUST INC COMMON STOCK Cmn 253868953 7,210 125,000 Sh Put Shared-defined 1 125,000 DIGITAL REALTY TRUST INC COMMON STOCK Cmn 253868903 2,261 39,200 Sh Call Shared-defined 1 39,200 DIGITAL REALTY TRUST INC COMMON STOCK Cmn 253868103 690 11,959 Sh Shared-defined -- 11,959 COLUMN TOTALS 57,801
FORM 13F Page 200 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DIGITAL RIVER INC CMN STOCK Cmn 25388B904 1,437 60,100 Sh Call Shared-defined 1 60,100 DIGITAL RIVER INC CMN STOCK Cmn 25388B954 1,109 46,400 Sh Put Shared-defined 1 46,400 DIGITAL RIVER INC CMN STOCK Cmn 25388B904 7 300 Sh Call Shared-defined -- 300 DIGITAL RIVER INC CMN STOCK Cmn 25388B104 898 37,562 Sh Shared-defined -- 37,562 DIGITALGLOBE INC Cmn 25389M877 - 17 Sh Shared-defined -- 17 DIGITALGLOBE INC Cmn 25389M907 1,168 44,400 Sh Call Shared-defined 1 44,400 DIGITALGLOBE INC Cmn 25389M957 347 13,200 Sh Put Shared-defined 1 13,200 DILLARD'S INC - CL A CMN STK Cmn 254067101 902 41,936 Sh Shared-defined 1 41,936 DILLARD'S INC - CL A CMN STK Cmn 254067101 140 6,517 Sh Shared-defined -- 6,517 DILLARD'S INC - CL A CMN STK Cmn 254067951 2,124 98,800 Sh Put Shared-defined 1 98,800 DILLARD'S INC - CL A CMN STK Cmn 254067901 1,486 69,100 Sh Call Shared-defined 1 69,100 DILLARD'S INC - CL A CMN STK Cmn 254067951 499 23,200 Sh Put Shared-defined -- 23,200 DILLARD'S INC - CL A CMN STK Cmn 254067901 161 7,500 Sh Call Shared-defined -- 7,500 DINEQUITY INC Cmn 254423956 1,173 42,000 Sh Put Shared-defined 1 42,000 COLUMN TOTALS 11,451
FORM 13F Page 201 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DINEQUITY INC Cmn 254423906 1,145 41,000 Sh Call Shared-defined 1 41,000 DIODES INC CMN STK Cmn 254543951 165 10,400 Sh Put Shared-defined 1 10,400 DIODES INC CMN STK Cmn 254543901 63 4,000 Sh Call Shared-defined 1 4,000 DIODES INC CMN STK Cmn 254543101 142 8,971 Sh Shared-defined 1 8,971 DIODES INC CMN STK Cmn 254543101 13 834 Sh Shared-defined -- 834 DIONEX CORP CMN STK Cmn 254546104 489 6,570 Sh Shared-defined -- 6,570 DIRECTV Cmn 25490A101 18,866 556,203 Sh Shared-defined -- 556,203 DIRECTV Cmn 25490A901 17,845 526,100 Sh Call Shared-defined 1 526,100 DIRECTV Cmn 25490A951 4,433 130,700 Sh Put Shared-defined 1 130,700 DIRECTV Cmn 25490A901 3,480 102,600 Sh Call Shared-defined -- 102,600 DIRECTV Cmn 25490A951 258 7,600 Sh Put Shared-defined -- 7,600 DISCOVER FINANCIAL AT NEW YORK Cmn 254709108 37,941 2,713,949 Sh Shared-defined -- 2,713,949 DISCOVER FINANCIAL AT NEW YORK Cmn 254709958 1,471 105,200 Sh Put Shared-defined 1 105,200 DISCOVER FINANCIAL AT NEW YORK Cmn 254709908 893 63,900 Sh Call Shared-defined 1 63,900 COLUMN TOTALS 87,204
FORM 13F Page 202 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DISCOVER FINANCIAL AT NEW YORK Cmn 254709908 768 54,900 Sh Call Shared-defined -- 54,900 DISCOVER FINANCIAL AT NEW YORK Cmn 254709958 277 19,800 Sh Put Shared-defined -- 19,800 DISCOVERY COMMUNICATIONS INC Cmn 25470F104 756 21,168 Sh Shared-defined -- 21,168 DISCOVERY COMMUNICATIONS INC Cmn 25470F904 1,471 41,200 Sh Call Shared-defined 1 41,200 DISCOVERY COMMUNICATIONS INC Cmn 25470F954 686 19,200 Sh Put Shared-defined 1 19,200 DISCOVERY COMMUNICATIONS-C Cmn 25470F302 12,307 397,894 Sh Shared-defined -- 397,894 DISCOVERY COMMUNICATIONS-C Cmn 25470F302 41 1,312 Sh Shared-defined 1 1,312 DISH NETWORK CORP COMMON STOCK Cmn 25470M909 1,617 89,100 Sh Call Shared-defined 1 89,100 DISH NETWORK CORP COMMON STOCK Cmn 25470M959 592 32,600 Sh Put Shared-defined 1 32,600 DISH NETWORK CORP COMMON STOCK Cmn 25470M909 96 5,300 Sh Call Shared-defined -- 5,300 DISH NETWORK CORP COMMON STOCK Cmn 25470M959 20 1,100 Sh Put Shared-defined -- 1,100 DISH NETWORK CORP COMMON STOCK Cmn 25470M109 49,772 2,742,233 Sh Shared-defined -- 2,742,233 DISH NETWORK CORP COMMON STOCK Cmn 25470M109 187 10,324 Sh Shared-defined 1 10,324 DISNEY WALT CO Cmn 254687106 2,423 76,917 Sh Shared-defined -- 76,917 COLUMN TOTALS 71,013
FORM 13F Page 203 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DISNEY WALT CO Cmn 254687106 367 11,640 Sh Shared-defined 1 11,640 DIVX INC Cmn 255413106 67 8,732 Sh Shared-defined -- 8,732 DIVX INC Cmn 255413106 23 2,951 Sh Shared-defined 1 2,951 DIVX INC Cmn 255413906 217 28,300 Sh Call Shared-defined 1 28,300 DIVX INC Cmn 255413956 68 8,900 Sh Put Shared-defined 1 8,900 DOLBY LABORATORIES INC. COMMON STOCK Cmn 25659T957 6,219 99,200 Sh Put Shared-defined 1 99,200 DOLBY LABORATORIES INC. COMMON STOCK Cmn 25659T907 3,316 52,900 Sh Call Shared-defined 1 52,900 DOLBY LABORATORIES INC. COMMON STOCK Cmn 25659T957 715 11,400 Sh Put Shared-defined -- 11,400 DOLBY LABORATORIES INC. COMMON STOCK Cmn 25659T907 514 8,200 Sh Call Shared-defined -- 8,200 DOLBY LABORATORIES INC. COMMON STOCK Cmn 25659T107 565 9,014 Sh Shared-defined 1 9,014 DOLBY LABORATORIES INC. COMMON STOCK Cmn 25659T107 270 4,305 Sh Shared-defined -- 4,305 DOLE FOOD CO INC Cmn 256603101 1,056 101,250 Sh Shared-defined -- 101,250 DOLE FOOD CO INC Cmn 256603101 129 12,338 Sh Shared-defined 1 12,338 DOLE FOOD CO INC Cmn 256603901 4,381 420,000 Sh Call Shared-defined -- 420,000 COLUMN TOTALS 17,907
FORM 13F Page 204 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DOLE FOOD CO INC Cmn 256603951 237 22,700 Sh Put Shared-defined 1 22,700 DOLE FOOD CO INC Cmn 256603901 41 3,900 Sh Call Shared-defined 1 3,900 DOLLAR FINANCIAL CORP 2.875% CB 6/30/2027 - REGIST Bond 256664AB9 5,792 6,450,000 Prn Shared-defined -- N/A DOLLAR FINANCIAL CORP 3% CB 04/01/2028- REGISTERED Bond 256664AC7 28,411 30,738,000 Prn Shared-defined -- N/A DOLLAR FINANCIAL CORP COMMON STOCK Cmn 256664103 48 2,436 Sh Shared-defined -- 2,436 DOLLAR FINANCIAL CORP COMMON STOCK Cmn 256664103 12 621 Sh Shared-defined 1 621 DOLLAR GENERAL CORP Cmn 256677105 98 3,569 Sh Shared-defined 1 3,569 DOLLAR GENERAL CORP Cmn 256677105 2 61 Sh Shared-defined -- 61 DOLLAR GENERAL CORP Cmn 256677905 3,174 115,200 Sh Call Shared-defined 1 115,200 DOLLAR GENERAL CORP Cmn 256677955 1,413 51,300 Sh Put Shared-defined 1 51,300 DOLLAR THRIFTY AUTO GRP CMN STOCK Cmn 256743905 5,024 117,900 Sh Call Shared-defined 1 117,900 DOLLAR THRIFTY AUTO GRP CMN STOCK Cmn 256743955 3,630 85,200 Sh Put Shared-defined 1 85,200 DOLLAR THRIFTY AUTO GRP CMN STOCK Cmn 256743955 205 4,800 Sh Put Shared-defined -- 4,800 DOLLAR THRIFTY AUTO GRP CMN STOCK Cmn 256743105 - 5 Sh Shared-defined -- 5 COLUMN TOTALS 48,087
FORM 13F Page 205 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DOLLAR TREE STORES INC CMN STOCK Cmn 256746908 4,985 119,750 Sh Call Shared-defined 1 119,750 DOLLAR TREE STORES INC CMN STOCK Cmn 256746958 1,730 41,550 Sh Put Shared-defined 1 41,550 DOLLAR TREE STORES INC CMN STOCK Cmn 256746958 868 20,850 Sh Put Shared-defined -- 20,850 DOLLAR TREE STORES INC CMN STOCK Cmn 256746908 781 18,750 Sh Call Shared-defined -- 18,750 DOLLAR TREE STORES INC CMN STOCK Cmn 256746108 493 11,839 Sh Shared-defined -- 11,839 DOLLAR TREE STORES INC CMN STOCK Cmn 256746108 9 221 Sh Shared-defined 1 221 DOMINION RES INC VA Cmn 25746U109 1,246 32,172 Sh Shared-defined -- 32,172 DOMINION RES INC VA Cmn 25746U109 403 10,391 Sh Shared-defined 1 10,391 DOMINION RES INC VA Cmn 25746U909 4,312 111,300 Sh Call Shared-defined 1 111,300 DOMINION RES INC VA Cmn 25746U959 500 12,900 Sh Put Shared-defined 1 12,900 DOMINION RES INC VA Cmn 25746U959 364 9,400 Sh Put Shared-defined -- 9,400 DOMINO'S PIZZA, INC. COMMON STOCK Cmn 25754A901 205 18,100 Sh Call Shared-defined 1 18,100 DOMINO'S PIZZA, INC. COMMON STOCK Cmn 25754A951 71 6,300 Sh Put Shared-defined 1 6,300 DOMINO'S PIZZA, INC. COMMON STOCK Cmn 25754A201 174 15,418 Sh Shared-defined -- 15,418 COLUMN TOTALS 16,141
FORM 13F Page 206 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DOMINO'S PIZZA, INC. COMMON STOCK Cmn 25754A201 43 3,762 Sh Shared-defined 1 3,762 DOMTAR CORP CMN STK Cmn 257559203 98 1,995 Sh Shared-defined -- 1,995 DOMTAR CORP CMN STK Cmn 257559203 14 295 Sh Shared-defined 1 295 DOMTAR CORP CMN STK Cmn 257559953 4,502 91,600 Sh Put Shared-defined 1 91,600 DOMTAR CORP CMN STK Cmn 257559903 2,988 60,800 Sh Call Shared-defined 1 60,800 DOMTAR CORP CMN STK Cmn 257559903 1,150 23,400 Sh Call Shared-defined -- 23,400 DONALDSON CO INC CMN STK Cmn 257651909 2,107 49,400 Sh Call Shared-defined 1 49,400 DONALDSON CO INC CMN STK Cmn 257651959 836 19,600 Sh Put Shared-defined 1 19,600 DONALDSON CO INC CMN STK Cmn 257651109 9,728 228,088 Sh Shared-defined -- 228,088 DONALDSON CO INC CMN STK Cmn 257651109 14 331 Sh Shared-defined 1 331 DONNELLEY R R & SONS CO Cmn 257867101 959 58,598 Sh Shared-defined -- 58,598 DONNELLEY R R & SONS CO Cmn 257867101 56 3,395 Sh Shared-defined 1 3,395 DORAL FINANCIAL CORP CMN STK Cmn 25811P886 22 9,201 Sh Shared-defined -- 9,201 DORAL FINANCIAL CORP CMN STK Cmn 25811P886 9 3,823 Sh Shared-defined 1 3,823 COLUMN TOTALS 22,526
FORM 13F Page 207 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DOUGLAS EMMETT INC Cmn 25960P109 104 7,300 Sh Shared-defined -- 7,300 DOUGLAS EMMETT INC Cmn 25960P959 300 21,100 Sh Put Shared-defined 1 21,100 DOUGLAS EMMETT INC Cmn 25960P909 193 13,600 Sh Call Shared-defined 1 13,600 DOVER CORP Cmn 260003108 193 4,614 Sh Shared-defined -- 4,614 DOVER CORP Cmn 260003908 531 12,700 Sh Call Shared-defined 1 12,700 DOVER CORP Cmn 260003958 364 8,700 Sh Put Shared-defined 1 8,700 DOW CHEMICAL COMPANY COMMON STOCK Cmn 260543103 2,510 105,821 Sh Shared-defined 1 105,821 DOW CHEMICAL COMPANY COMMON STOCK Cmn 260543103 511 21,558 Sh Shared-defined -- 21,558 DPL INC CMN STK Cmn 233293109 1,789 74,862 Sh Shared-defined -- 74,862 DR PEPPER SNAPPLE GROUP INC Cmn 26138E109 14,941 399,603 Sh Shared-defined -- 399,603 DR PEPPER SNAPPLE GROUP INC Cmn 26138E909 909 24,300 Sh Call Shared-defined 1 24,300 DR PEPPER SNAPPLE GROUP INC Cmn 26138E959 606 16,200 Sh Put Shared-defined 1 16,200 DR PEPPER SNAPPLE GROUP INC Cmn 26138E959 22 600 Sh Put Shared-defined -- 600 DREAMWORKS ANIMATION SKG, INC. COMMON STOCK Cmn 26153C903 537 18,800 Sh Call Shared-defined 1 18,800 COLUMN TOTALS 23,510
FORM 13F Page 208 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DREAMWORKS ANIMATION SKG, INC. COMMON STOCK Cmn 26153C953 263 9,200 Sh Put Shared-defined 1 9,200 DREAMWORKS ANIMATION SKG, INC. COMMON STOCK Cmn 26153C103 13,761 481,980 Sh Shared-defined -- 481,980 DREAMWORKS ANIMATION SKG, INC. COMMON STOCK Cmn 26153C103 75 2,613 Sh Shared-defined 1 2,613 DRESS BARN INC Cmn 261570105 521 21,897 Sh Shared-defined 1 21,897 DRESS BARN INC Cmn 261570955 1,286 54,000 Sh Put Shared-defined 1 54,000 DRESS BARN INC Cmn 261570905 1,005 42,200 Sh Call Shared-defined 1 42,200 DRESSER-RAND GROUP INC. COMMON STOCK Cmn 261608903 394 12,500 Sh Call Shared-defined 1 12,500 DRESSER-RAND GROUP INC. COMMON STOCK Cmn 261608953 114 3,600 Sh Put Shared-defined 1 3,600 DRESSER-RAND GROUP INC. COMMON STOCK Cmn 261608103 625 19,814 Sh Shared-defined -- 19,814 DRESSER-RAND GROUP INC. COMMON STOCK Cmn 261608103 3 91 Sh Shared-defined 1 91 DRIL-QUIP INC CMN STOCK Cmn 262037904 2,183 49,600 Sh Call Shared-defined 1 49,600 DRIL-QUIP INC CMN STOCK Cmn 262037954 762 17,300 Sh Put Shared-defined 1 17,300 DRIL-QUIP INC CMN STOCK Cmn 262037104 5,056 114,859 Sh Shared-defined -- 114,859 DRYSHIPS INC COMMON STOCK Cmn Y2109Q951 4,908 1,374,900 Sh Put Shared-defined 1 1,374,900 COLUMN TOTALS 30,956
FORM 13F Page 209 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DRYSHIPS INC COMMON STOCK Cmn Y2109Q901 1,021 285,900 Sh Call Shared-defined 1 285,900 DRYSHIPS INC COMMON STOCK Cmn Y2109Q101 4,655 1,303,932 Sh Shared-defined 1 1,303,932 DRYSHIPS INC COMMON STOCK Cmn Y2109Q101 11 3,057 Sh Shared-defined -- 3,057 DST SYS INC DEL CMN STOCK Cmn 233326107 1,301 35,990 Sh Shared-defined -- 35,990 DST SYS INC DEL CMN STOCK Cmn 233326107 310 8,566 Sh Shared-defined 1 8,566 DST SYS INC DEL CMN STOCK Cmn 233326957 647 17,900 Sh Put Shared-defined 1 17,900 DST SYS INC DEL CMN STOCK Cmn 233326907 220 6,100 Sh Call Shared-defined 1 6,100 DSW INC COMMON STOCK Cmn 23334L952 1,029 45,800 Sh Put Shared-defined 1 45,800 DSW INC COMMON STOCK Cmn 23334L902 211 9,400 Sh Call Shared-defined 1 9,400 DSW INC COMMON STOCK Cmn 23334L102 4,487 199,773 Sh Shared-defined -- 199,773 DSW INC COMMON STOCK Cmn 23334L102 381 16,975 Sh Shared-defined 1 16,975 DTE ENERGY CO CMN SHRS Cmn 233331957 570 12,500 Sh Put Shared-defined 1 12,500 DTE ENERGY CO CMN SHRS Cmn 233331907 561 12,300 Sh Call Shared-defined 1 12,300 DTE ENERGY CO CMN SHRS Cmn 233331107 242 5,307 Sh Shared-defined -- 5,307 COLUMN TOTALS 15,646
FORM 13F Page 210 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DTS INC COMMON STOCK Cmn 23335C101 1,120 34,079 Sh Shared-defined -- 34,079 DTS INC COMMON STOCK Cmn 23335C101 2 56 Sh Shared-defined 1 56 DU PONT DE NEMOURS & CO. COMMON STOCK Cmn 263534109 2,086 60,313 Sh Shared-defined -- 60,313 DU PONT DE NEMOURS & CO. COMMON STOCK Cmn 263534109 352 10,176 Sh Shared-defined 1 10,176 DUFF & PHELPS CORP-CLASS A Cmn 26433B107 177 14,015 Sh Shared-defined -- 14,015 DUKE ENERGY COMMON STOCK Cmn 26441C105 5,035 314,665 Sh Shared-defined -- 314,665 DUKE ENERGY COMMON STOCK Cmn 26441C105 323 20,204 Sh Shared-defined 1 20,204 DUKE ENERGY COMMON STOCK Cmn 26441C905 2,379 148,700 Sh Call Shared-defined 1 148,700 DUKE ENERGY COMMON STOCK Cmn 26441C955 1,936 121,000 Sh Put Shared-defined 1 121,000 DUKE ENERGY COMMON STOCK Cmn 26441C905 174 10,900 Sh Call Shared-defined -- 10,900 DUKE ENERGY COMMON STOCK Cmn 26441C955 26 1,600 Sh Put Shared-defined -- 1,600 DUKE REALTY CORP CMN STK Cmn 264411505 412 36,318 Sh Shared-defined -- 36,318 DUKE REALTY CORP CMN STK Cmn 264411905 620 54,600 Sh Call Shared-defined 1 54,600 DUKE REALTY CORP CMN STK Cmn 264411955 150 13,200 Sh Put Shared-defined 1 13,200 COLUMN TOTALS 14,792
FORM 13F Page 211 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DUN & BRADSTREET CORP NEW Cmn 26483E100 2,763 41,172 Sh Shared-defined -- 41,172 DUN & BRADSTREET CORP NEW Cmn 26483E100 23 348 Sh Shared-defined 1 348 DUOYUAN GLOBAL WATER Depository INC-ADR Receipt 266043108 3,489 198,261 Sh Shared-defined -- N/A DUOYUAN GLOBAL WATER Depository INC-ADR Receipt 266043108 26 1,467 Sh Shared-defined 1 N/A DXP ENTERPRISES INC NEW CMN STOCK Cmn 233377407 290 18,506 Sh Shared-defined -- 18,506 DYCOM INDUSTRIES INC CMN STK Cmn 267475901 57 6,700 Sh Call Shared-defined 1 6,700 DYCOM INDUSTRIES INC CMN STK Cmn 267475951 32 3,700 Sh Put Shared-defined 1 3,700 DYCOM INDUSTRIES INC CMN STK Cmn 267475101 50 5,893 Sh Shared-defined -- 5,893 DYCOM INDUSTRIES INC CMN STK Cmn 267475101 19 2,239 Sh Shared-defined 1 2,239 DYNAMIC MATERIALS CORP CMN STK Cmn 267888905 420 26,200 Sh Call Shared-defined 1 26,200 DYNAMIC MATERIALS CORP CMN STK Cmn 267888955 209 13,000 Sh Put Shared-defined 1 13,000 DYNAMIC MATERIALS CORP CMN STK Cmn 267888105 53 3,298 Sh Shared-defined 1 3,298 DYNAMIC MATERIALS CORP CMN STK Cmn 267888105 12 751 Sh Shared-defined -- 751 DYNCORP INTERNATIONAL INC COMMON STOCK Cmn 26817C101 121 6,905 Sh Shared-defined -- 6,905 COLUMN TOTALS 7,564
FORM 13F Page 212 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DYNCORP INTERNATIONAL INC COMMON STOCK Cmn 26817C901 219 12,500 Sh Call Shared-defined 1 12,500 DYNCORP INTERNATIONAL INC COMMON STOCK Cmn 26817C951 159 9,100 Sh Put Shared-defined 1 9,100 DYNEGY INC CMN STOCK Cmn 26817G950 36 9,400 Sh Put Shared-defined 1 9,400 DYNEGY INC CMN STOCK Cmn 26817G900 11 2,900 Sh Call Shared-defined 1 2,900 DYNEGY INC CMN STOCK Cmn 26817G300 147 38,228 Sh Shared-defined 1 38,228 DYNEGY INC CMN STOCK Cmn 26817G300 54 14,045 Sh Shared-defined -- 14,045 E*TRADE FINANCIAL CORP COMMON STOCK Cmn 269246401 256,934 21,737,246 Sh Shared-defined -- 21,737,246 E*TRADE FINANCIAL CORP COMMON STOCK Cmn 269246401 293 24,754 Sh Shared-defined 1 24,754 DU PONT DE NEMOURS & CO. COMMON STOCK Cmn 263534909 19,685 569,100 Sh Call Shared-defined 1 569,100 DU PONT DE NEMOURS & CO. COMMON STOCK Cmn 263534959 9,983 288,600 Sh Put Shared-defined 1 288,600 DU PONT DE NEMOURS & CO. COMMON STOCK Cmn 263534909 5,752 166,300 Sh Call Shared-defined -- 166,300 DU PONT DE NEMOURS & CO. COMMON STOCK Cmn 263534959 2,760 79,800 Sh Put Shared-defined -- 79,800 EAGLE BULK SHIPPING INC COMMON STOCK Cmn Y2187A951 676 160,100 Sh Put Shared-defined 1 160,100 EAGLE BULK SHIPPING INC COMMON STOCK Cmn Y2187A901 76 18,100 Sh Call Shared-defined 1 18,100 COLUMN TOTALS 296,785
FORM 13F Page 213 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EAGLE BULK SHIPPING INC COMMON STOCK Cmn Y2187A101 576 136,505 Sh Shared-defined 1 136,505 EAGLE BULK SHIPPING INC COMMON STOCK Cmn Y2187A101 60 14,204 Sh Shared-defined -- 14,204 EAGLE MATERIALS INC CMN STK Cmn 26969P908 1,035 39,900 Sh Call Shared-defined 1 39,900 EAGLE MATERIALS INC CMN STK Cmn 26969P958 928 35,800 Sh Put Shared-defined 1 35,800 EAGLE MATERIALS INC CMN STK Cmn 26969P108 408 15,735 Sh Shared-defined -- 15,735 EAGLE MATERIALS INC CMN STK Cmn 26969P108 9 335 Sh Shared-defined 1 335 EARTHLINK INC CMN STOCK Cmn 270321952 290 36,400 Sh Put Shared-defined 1 36,400 EARTHLINK INC CMN STOCK Cmn 270321902 163 20,500 Sh Call Shared-defined 1 20,500 EARTHLINK INC 3.25% CB 11/15/2026 - REGISTERED Bond 270321AA0 30,023 28,000,000 Prn Shared-defined -- N/A EARTHLINK INC CMN STOCK Cmn 270321102 1,190 149,487 Sh Shared-defined -- 149,487 EAST WEST BANCORP INC CMN STOCK Cmn 27579R904 278 18,200 Sh Call Shared-defined 1 18,200 EAST WEST BANCORP INC CMN STOCK Cmn 27579R954 85 5,600 Sh Put Shared-defined 1 5,600 EAST WEST BANCORP INC CMN STOCK Cmn 27579R104 2,102 137,809 Sh Shared-defined -- 137,809 EASTGROUP PROPERTIES CMN STK Cmn 277276101 704 19,789 Sh Shared-defined -- 19,789 COLUMN TOTALS 37,851
FORM 13F Page 214 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EASTGROUP PROPERTIES CMN STK Cmn 277276101 3 97 Sh Shared-defined 1 97 EASTMAN CHEMICAL CO CMN STOCK Cmn 277432100 1,271 23,828 Sh Shared-defined -- 23,828 EASTMAN CHEMICAL CO CMN STOCK Cmn 277432100 896 16,793 Sh Shared-defined 1 16,793 EASTMAN CHEMICAL CO CMN STOCK Cmn 277432950 2,022 37,900 Sh Put Shared-defined 1 37,900 EASTMAN CHEMICAL CO CMN STOCK Cmn 277432900 1,329 24,900 Sh Call Shared-defined 1 24,900 EASTMAN CHEMICAL CO CMN STOCK Cmn 277432900 123 2,300 Sh Call Shared-defined -- 2,300 EASTMAN CHEMICAL CO CMN STOCK Cmn 277432950 16 300 Sh Put Shared-defined -- 300 EASTMAN KODAK COMMON STOCK Cmn 277461109 854 196,720 Sh Shared-defined -- 196,720 EASTMAN KODAK COMMON STOCK Cmn 277461109 231 53,137 Sh Shared-defined 1 53,137 EASTMAN KODAK COMMON STOCK Cmn 277461909 2,287 527,000 Sh Call Shared-defined 1 527,000 EASTMAN KODAK COMMON STOCK Cmn 277461959 1,563 360,100 Sh Put Shared-defined 1 360,100 EASTMAN KODAK COMMON STOCK Cmn 277461959 419 96,500 Sh Put Shared-defined -- 96,500 EASTMAN KODAK COMMON STOCK Cmn 277461909 408 93,900 Sh Call Shared-defined -- 93,900 EATON CORP Cmn 278058102 8,897 135,961 Sh Shared-defined -- 135,961 COLUMN TOTALS 20,319
FORM 13F Page 215 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EATON CORP Cmn 278058102 199 3,040 Sh Shared-defined 1 3,040 EATON CORP Cmn 278058952 5,307 81,100 Sh Put Shared-defined 1 81,100 EATON CORP Cmn 278058902 4,686 71,600 Sh Call Shared-defined 1 71,600 EATON CORP Cmn 278058902 1,741 26,600 Sh Call Shared-defined -- 26,600 EATON CORP Cmn 278058952 1,014 15,500 Sh Put Shared-defined -- 15,500 EATON VANCE CORP CMN STK Cmn 278265903 472 17,100 Sh Call Shared-defined 1 17,100 EATON VANCE CORP CMN STK Cmn 278265953 55 2,000 Sh Put Shared-defined 1 2,000 EATON VANCE CORP CMN STK Cmn 278265103 1,815 65,735 Sh Shared-defined -- 65,735 EATON VANCE CORP CMN STK Cmn 278265103 63 2,293 Sh Shared-defined 1 2,293 EBAY INC COM STK Cmn 278642903 18,669 952,000 Sh Call Shared-defined 1 952,000 EBAY INC COM STK Cmn 278642953 11,742 598,800 Sh Put Shared-defined 1 598,800 EBAY INC COM STK Cmn 278642903 3,185 162,400 Sh Call Shared-defined -- 162,400 EBAY INC COM STK Cmn 278642953 1,812 92,400 Sh Put Shared-defined -- 92,400 EBAY INC COM STK Cmn 278642103 314 16,001 Sh Shared-defined 1 16,001 COLUMN TOTALS 51,074
FORM 13F Page 216 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EBAY INC COM STK Cmn 278642103 100 5,074 Sh Shared-defined -- 5,074 EBIX INC CMN STK Cmn 278715906 1,786 113,900 Sh Call Shared-defined 1 113,900 EBIX INC CMN STK Cmn 278715956 677 43,200 Sh Put Shared-defined 1 43,200 EBIX INC CMN STK Cmn 278715206 901 57,471 Sh Shared-defined 1 57,471 EBIX INC CMN STK Cmn 278715206 70 4,464 Sh Shared-defined -- 4,464 ECHELON CORP CMN STOCK Cmn 27874N955 191 26,000 Sh Put Shared-defined 1 26,000 ECHELON CORP CMN STOCK Cmn 27874N905 34 4,700 Sh Call Shared-defined 1 4,700 ECHELON CORP CMN STOCK Cmn 27874N105 75 10,197 Sh Shared-defined -- 10,197 ECHELON CORP CMN STOCK Cmn 27874N105 22 2,940 Sh Shared-defined 1 2,940 ECHO GLOBAL LOGISTICS INC Cmn 27875T101 2,503 204,979 Sh Shared-defined -- 204,979 ECHO GLOBAL LOGISTICS INC Cmn 27875T101 10 789 Sh Shared-defined 1 789 ECHOSTAR CORP Cmn 278768106 286 15,000 Sh Shared-defined -- 15,000 ECHOSTAR CORP Cmn 278768906 632 33,100 Sh Call Shared-defined 1 33,100 ECHOSTAR CORP Cmn 278768956 269 14,100 Sh Put Shared-defined 1 14,100 COLUMN TOTALS 7,556
FORM 13F Page 217 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ECLIPSYS CORP CMN STOCK Cmn 278856959 487 27,300 Sh Put Shared-defined 1 27,300 ECLIPSYS CORP CMN STOCK Cmn 278856909 248 13,900 Sh Call Shared-defined 1 13,900 ECLIPSYS CORP CMN STOCK Cmn 278856109 373 20,912 Sh Shared-defined 1 20,912 ECLIPSYS CORP CMN STOCK Cmn 278856109 161 9,043 Sh Shared-defined -- 9,043 ECOLAB INC Cmn 278865100 938 20,882 Sh Shared-defined -- 20,882 ECOLAB INC Cmn 278865900 1,743 38,800 Sh Call Shared-defined 1 38,800 ECOLAB INC Cmn 278865950 1,123 25,000 Sh Put Shared-defined 1 25,000 ECOLOGY INC Cmn 91732J102 183 12,526 Sh Shared-defined -- 12,526 EDISON INTERNATIONAL Cmn 281020107 2,424 76,430 Sh Shared-defined 1 76,430 EDISON INTERNATIONAL Cmn 281020107 117 3,682 Sh Shared-defined -- 3,682 EDISON INTERNATIONAL Cmn 281020957 3,226 101,700 Sh Put Shared-defined 1 101,700 EDISON INTERNATIONAL Cmn 281020907 888 28,000 Sh Call Shared-defined 1 28,000 EDUCATION MGMT CORP CMN STOCK Cmn 28140M953 20 1,300 Sh Put Shared-defined 1 1,300 EDUCATION MGMT CORP CMN STOCK Cmn 28140M103 804 52,735 Sh Shared-defined -- 52,735 COLUMN TOTALS 12,735
FORM 13F Page 218 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EDUCATION MGMT CORP CMN STOCK Cmn 28140M103 88 5,800 Sh Shared-defined 1 5,800 EDUCATION REALTY TRUST INC COMMON STOCK Cmn 28140H104 129 21,363 Sh Shared-defined -- 21,363 EDUCATION REALTY TRUST INC COMMON STOCK Cmn 28140H104 22 3,613 Sh Shared-defined 1 3,613 EDWARDS LIFESCIENCES CP CMN STOCK Cmn 28176E958 13,445 240,000 Sh Put Shared-defined 1 240,000 EDWARDS LIFESCIENCES CP CMN STOCK Cmn 28176E908 5,837 104,200 Sh Call Shared-defined 1 104,200 EDWARDS LIFESCIENCES CP CMN STOCK Cmn 28176E108 159 2,836 Sh Shared-defined -- 2,836 EHEALTH INC Cmn 28238P109 9 800 Sh Shared-defined -- 800 EHEALTH INC Cmn 28238P909 107 9,400 Sh Call Shared-defined 1 9,400 EHEALTH INC Cmn 28238P959 3 300 Sh Put Shared-defined 1 300 E-HOUSE CHINA Depository HOLDINGS-ADS Receipt 26852W103 324 21,851 Sh Shared-defined -- N/A E-HOUSE CHINA Depository HOLDINGS-ADS Receipt 26852W103 82 5,561 Sh Shared-defined 1 N/A EL PASO CORP CMN STK Cmn 28336L109 5,331 479,837 Sh Shared-defined -- 479,837 EL PASO CORP CMN STK Cmn 28336L109 940 84,586 Sh Shared-defined 1 84,586 EL PASO CORP CMN STK Cmn 28336L959 1,620 145,800 Sh Put Shared-defined 1 145,800 COLUMN TOTALS 28,096
FORM 13F Page 219 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EL PASO CORP CMN STK Cmn 28336L909 1,142 102,800 Sh Call Shared-defined 1 102,800 EL PASO CORP CMN STK Cmn 28336L909 347 31,200 Sh Call Shared-defined -- 31,200 EL PASO CORP CMN STK Cmn 28336L959 200 18,000 Sh Put Shared-defined -- 18,000 EL PASO ELEC CO CMN STOCK Cmn 283677854 239 12,341 Sh Shared-defined -- 12,341 ELAN PLC Depository ADR 1:1 Receipt 284131208 772 171,568 Sh Shared-defined 1 N/A ELAN PLC Depository ADR 1:1 Receipt 284131208 -- 3 Sh Shared-defined -- N/A ELDORADO GOLD COMMON STOCK Cmn 284902953 3,858 214,800 Sh Put Shared-defined 1 214,800 ELDORADO GOLD COMMON STOCK Cmn 284902903 3,068 170,800 Sh Call Shared-defined 1 170,800 ELDORADO GOLD COMMON STOCK Cmn 284902953 641 35,700 Sh Put Shared-defined -- 35,700 ELDORADO GOLD COMMON STOCK Cmn 284902903 115 6,400 Sh Call Shared-defined -- 6,400 ELDORADO GOLD COMMON STOCK Cmn 284902103 3,212 178,856 Sh Shared-defined 1 178,856 ELDORADO GOLD COMMON STOCK Cmn 284902103 43 2,408 Sh Shared-defined -- 2,408 ELECTRO SCIENTIFIC INDS INC CMN STK Cmn 285229900 73 5,500 Sh Call Shared-defined 1 5,500 ELECTRO SCIENTIFIC INDS INC CMN STK Cmn 285229950 41 3,100 Sh Put Shared-defined 1 3,100 COLUMN TOTALS 13,751
FORM 13F Page 220 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ELECTRO SCIENTIFIC INDS INC CMN STK Cmn 285229100 283 21,170 Sh Shared-defined - 21,170 ELECTRO SCIENTIFIC INDS INC CMN STK Cmn 285229100 8 596 Sh Shared-defined 1 596 ELECTRONIC ARTS INC CMN STK Cmn 285512909 4,902 340,400 Sh Call Shared-defined 1 340,400 ELECTRONIC ARTS INC CMN STK Cmn 285512959 2,580 179,200 Sh Put Shared-defined 1 179,200 ELECTRONIC ARTS INC CMN STK Cmn 285512959 361 25,100 Sh Put Shared-defined -- 25,100 ELECTRONIC ARTS INC CMN STK Cmn 285512909 219 15,200 Sh Call Shared-defined -- 15,200 ELECTRONIC ARTS INC CMN STK Cmn 285512109 2,469 171,487 Sh Shared-defined -- 171,487 ELECTRONIC ARTS INC CMN STK Cmn 285512109 10 681 Sh Shared-defined 1 681 ELECTRONICS FOR IMAGING INC CMN STK Cmn 286082102 555 56,931 Sh Shared-defined -- 56,931 ELECTRONICS FOR IMAGING INC CMN STK Cmn 286082102 73 7,438 Sh Shared-defined 1 7,438 ELECTRONICS FOR IMAGING INC CMN STK Cmn 286082952 38 3,900 Sh Put Shared-defined 1 3,900 ELECTRONICS FOR IMAGING INC CMN STK Cmn 286082902 14 1,400 Sh Call Shared-defined 1 1,400 ELI LILLY COMMON STOCK Cmn 532457908 19,738 589,200 Sh Call Shared-defined 1 589,200 ELI LILLY COMMON STOCK Cmn 532457958 14,117 421,400 Sh Put Shared-defined 1 421,400 COLUMN TOTALS 45,367
FORM 13F Page 221 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ELI LILLY COMMON STOCK Cmn 532457908 5,035 150,300 Sh Call Shared-defined - 150,300 ELI LILLY COMMON STOCK Cmn 532457958 224 6,700 Sh Put Shared-defined -- 6,700 ELI LILLY COMMON STOCK Cmn 532457108 5,532 165,128 Sh Shared-defined -- 165,128 ELIXIR GAMING TECHNOLOGIES INC COMMON STOCK Cmn 28661G105 6 24,253 Sh Shared-defined 1 24,253 EMBRAER AIRCRAFT Depository CORP--ADR 1:4 Receipt 29081M102 626 29,890 Sh Shared-defined -- N/A EMC CORPORATION COMMON STOCK Cmn 268648952 10,160 555,200 Sh Put Shared-defined 1 555,200 EMC CORPORATION COMMON STOCK Cmn 268648902 7,620 416,400 Sh Call Shared-defined 1 416,400 EMC CORPORATION COMMON STOCK Cmn 268648952 2,626 143,500 Sh Put Shared-defined -- 143,500 EMC CORPORATION COMMON STOCK Cmn 268648902 1,085 59,300 Sh Call Shared-defined -- 59,300 EMC CORPORATION COMMON STOCK Cmn 268648102 35,163 1,921,490 Sh Shared-defined -- 1,921,490 EMC CORPORATION COMMON STOCK Cmn 268648102 5,628 307,544 Sh Shared-defined 1 307,544 EMCOR GROUP INC COMMON STOCK Cmn 29084Q900 1,161 50,100 Sh Call Shared-defined 1 50,100 EMCOR GROUP INC COMMON STOCK Cmn 29084Q950 433 18,700 Sh Put Shared-defined 1 18,700 EMCOR GROUP INC COMMON STOCK Cmn 29084Q100 34 1,464 Sh Shared-defined 1 1,464 COLUMN TOTALS 75,333
FORM 13F Page 222 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EMCORE CORP CMN STOCK Cmn 290846104 47 52,800 Sh Shared-defined - 52,800 EMCORE CORP CMN STOCK Cmn 290846104 6 7,187 Sh Shared-defined 1 7,187 EMCORE CORP CMN STOCK Cmn 290846904 3 3,200 Sh Call Shared-defined 1 3,200 EMCORE CORP CMN STOCK Cmn 290846954 2 2,100 Sh Put Shared-defined 1 2,100 EMDEON INC-CLASS A Cmn 29084T904 75 6,000 Sh Call Shared-defined 1 6,000 EMDEON INC-CLASS A Cmn 29084T954 13 1,000 Sh Put Shared-defined 1 1,000 EMDEON INC-CLASS A Cmn 29084T104 333 26,614 Sh Shared-defined -- 26,614 EMDEON INC-CLASS A Cmn 29084T104 104 8,315 Sh Shared-defined 1 8,315 EMERGENCY MEDICAL SERVICES-A CMN STK Cmn 29100P952 113 2,300 Sh Put Shared-defined 1 2,300 EMERGENCY MEDICAL SERVICES-A CMN STK Cmn 29100P902 98 2,000 Sh Call Shared-defined 1 2,000 EMERGENCY MEDICAL SERVICES-A CMN STK Cmn 29100P102 609 12,417 Sh Shared-defined -- 12,417 EMERGENT BIOSOLUTIONS INC Cmn 29089Q105 91 5,590 Sh Shared-defined -- 5,590 EMERGENT BIOSOLUTIONS INC Cmn 29089Q105 11 653 Sh Shared-defined 1 653 EMERGENT BIOSOLUTIONS INC Cmn 29089Q905 418 25,600 Sh Call Shared-defined 1 25,600 COLUMN TOTALS 1,923
FORM 13F Page 223 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EMERGENT BIOSOLUTIONS INC Cmn 29089Q955 208 12,700 Sh Put Shared-defined 1 12,700 EMERSON ELECTRIC CO COMMON STOCK Cmn 291011104 962 22,023 Sh Shared-defined -- 22,023 EMERSON ELECTRIC CO COMMON STOCK Cmn 291011904 10,189 233,200 Sh Call Shared-defined 1 233,200 EMERSON ELECTRIC CO COMMON STOCK Cmn 291011954 5,343 122,300 Sh Put Shared-defined 1 122,300 EMERSON ELECTRIC CO COMMON STOCK Cmn 291011904 2,106 48,200 Sh Call Shared-defined -- 48,200 EMERSON ELECTRIC CO COMMON STOCK Cmn 291011954 599 13,700 Sh Put Shared-defined -- 13,700 EMPIRE DISTRICT ELECTRIC CO CMN STK Cmn 291641108 567 30,194 Sh Shared-defined -- 30,194 EMPLOYERS HOLDINGS INC Cmn 292218104 418 28,400 Sh Shared-defined -- 28,400 EMPRESAS ICA Depository ADR Receipt 292448206 471 50,226 Sh Shared-defined -- N/A EMULEX CORP CMN STK Cmn 292475209 641 69,835 Sh Shared-defined -- 69,835 EMULEX CORP CMN STK Cmn 292475209 441 48,038 Sh Shared-defined 1 48,038 EMULEX CORP CMN STK Cmn 292475959 1,055 114,900 Sh Put Shared-defined 1 114,900 EMULEX CORP CMN STK Cmn 292475909 129 14,100 Sh Call Shared-defined 1 14,100 EMULEX CORP CMN STK Cmn 292475909 23 2,500 Sh Call Shared-defined -- 2,500 COLUMN TOTALS 23,152
FORM 13F Page 224 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ENBRIDGE ENERGY MANAGEMENT LLC COMMON STOCK Cmn 29250X103 313 6,128 Sh Shared-defined -- 6,128 ENBRIDGE ENERGY PARTNERS L.P. Cmn 29250R906 4,414 84,200 Sh Call Shared-defined 1 84,200 ENBRIDGE ENERGY PARTNERS L.P. Cmn 29250R956 980 18,700 Sh Put Shared-defined 1 18,700 ENCANA CORP CMN STOCK Cmn 292505954 5,798 191,100 Sh Put Shared-defined 1 191,100 ENCANA CORP CMN STOCK Cmn 292505904 4,860 160,200 Sh Call Shared-defined 1 160,200 ENCANA CORP CMN STOCK Cmn 292505954 1,387 45,700 Sh Put Shared-defined -- 45,700 ENCANA CORP CMN STOCK Cmn 292505904 1,007 33,200 Sh Call Shared-defined -- 33,200 ENCANA CORP CMN STOCK Cmn 292505104 1,321 43,532 Sh Shared-defined -- 43,532 ENCANA CORP CMN STOCK Cmn 292505104 609 20,067 Sh Shared-defined 1 20,067 ENCORE CAPITAL GROUP INC Cmn 292554102 284 13,782 Sh Shared-defined -- 13,782 ENCORE CAPITAL GROUP INC Cmn 292554102 46 2,241 Sh Shared-defined 1 2,241 ENCORE ENERGY PARTNERS-LP Cmn 29257A106 232 13,524 Sh Shared-defined 1 13,524 ENCORE ENERGY PARTNERS-LP Cmn 29257A956 499 29,100 Sh Put Shared-defined 1 29,100 ENCORE ENERGY PARTNERS-LP Cmn 29257A906 214 12,500 Sh Call Shared-defined 1 12,500 COLUMN TOTALS 21,964
FORM 13F Page 225 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ENCORE WIRE CORP CMN STK Cmn 292562905 815 44,800 Sh Call Shared-defined 1 44,800 ENCORE WIRE CORP CMN STK Cmn 292562955 302 16,600 Sh Put Shared-defined 1 16,600 ENCORE WIRE CORP CMN STK Cmn 292562105 106 5,847 Sh Shared-defined -- 5,847 ENCORE WIRE CORP CMN STK Cmn 292562105 2 124 Sh Shared-defined 1 124 ENDEAVOR INTERNATIONAL CORP COMMON STOCK Cmn 29259G101 36 33,700 Sh Shared-defined -- 33,700 ENDEAVOR INTERNATIONAL CORP COMMON STOCK Cmn 29259G101 9 8,517 Sh Shared-defined 1 8,517 ENDO PHARMACEUTICALS HLDGS INC Cmn 29264F205 109 5,009 Sh Shared-defined -- 5,009 ENDO PHARMACEUTICALS HLDGS INC Cmn 29264F905 515 23,600 Sh Call Shared-defined 1 23,600 ENDO PHARMACEUTICALS HLDGS INC Cmn 29264F955 484 22,200 Sh Put Shared-defined 1 22,200 ENDURANCE SPECIALTY HOLDINGS LTD COMMON STOCK Cmn G30397906 1,494 39,800 Sh Call Shared-defined 1 39,800 ENDURANCE SPECIALTY HOLDINGS LTD COMMON STOCK Cmn G30397956 428 11,400 Sh Put Shared-defined 1 11,400 ENDURANCE SPECIALTY HOLDINGS LTD COMMON STOCK Cmn G30397106 32,358 862,186 Sh Shared-defined -- 862,186 ENDURANCE SPECIALTY HOLDINGS LTD COMMON STOCK Cmn G30397106 9 245 Sh Shared-defined 1 245 ENER1 INC CMN STK Cmn 29267A953 14 4,200 Sh Put Shared-defined 1 4,200 COLUMN TOTALS 36,681
FORM 13F Page 226 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ENER1 INC CMN STK Cmn 29267A903 3 900 Sh Call Shared-defined 1 900 ENER1 INC CMN STK Cmn 29267A203 55 16,300 Sh Shared-defined -- 16,300 ENER1 INC CMN STK Cmn 29267A203 19 5,479 Sh Shared-defined 1 5,479 ENERGEN CORP CMN STK Cmn 29265N908 2,070 46,700 Sh Call Shared-defined 1 46,700 ENERGEN CORP CMN STK Cmn 29265N958 1,467 33,100 Sh Put Shared-defined 1 33,100 ENERGEN CORP CMN STK Cmn 29265N108 427 9,640 Sh Shared-defined -- 9,640 ENERGIZER HLDGS INC CMN STOCK Cmn 29266R108 5,069 100,809 Sh Shared-defined -- 100,809 ENERGIZER HLDGS INC CMN STOCK Cmn 29266R108 308 6,117 Sh Shared-defined 1 6,117 ENERGIZER HLDGS INC CMN STOCK Cmn 29266R908 1,086 21,600 Sh Call Shared-defined 1 21,600 ENERGIZER HLDGS INC CMN STOCK Cmn 29266R958 1,066 21,200 Sh Put Shared-defined 1 21,200 ENERGIZER HLDGS INC CMN STOCK Cmn 29266R958 196 3,900 Sh Put Shared-defined -- 3,900 ENERGIZER HLDGS INC CMN STOCK Cmn 29266R908 151 3,000 Sh Call Shared-defined -- 3,000 ENERGY CONVERSION DEV CMN STK Cmn 292659109 380 92,729 Sh Shared-defined -- 92,729 ENERGY CONVERSION DEV CMN STK Cmn 292659109 29 6,977 Sh Shared-defined 1 6,977 COLUMN TOTALS 12,326
FORM 13F Page 227 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ENERGY CONVERSION DEV CMN STK Cmn 292659909 870 212,300 Sh Call Shared-defined 1 212,300 ENERGY CONVERSION DEV CMN STK Cmn 292659959 169 41,300 Sh Put Shared-defined 1 41,300 ENERGY RECOVERY INC Cmn 29270J100 38 9,563 Sh Shared-defined 1 9,563 ENERGY RECOVERY INC Cmn 29270J100 9 2,141 Sh Shared-defined -- 2,141 ENERGY RECOVERY INC Cmn 29270J900 36 9,100 Sh Call Shared-defined 1 9,100 ENERGY RECOVERY INC Cmn 29270J950 24 6,100 Sh Put Shared-defined 1 6,100 ENERGY TRANSFER EQUITY LP Cmn 29273V100 718 21,275 Sh Shared-defined 1 21,275 ENERGY TRANSFER EQUITY LP Cmn 29273V950 1,303 38,600 Sh Put Shared-defined 1 38,600 ENERGY TRANSFER EQUITY LP Cmn 29273V900 483 14,300 Sh Call Shared-defined 1 14,300 ENERGY TRANSFER PARTNERS LP Cmn 29273R109 264 5,697 Sh Shared-defined 1 5,697 ENERGY TRANSFER PARTNERS LP Cmn 29273R909 2,677 57,700 Sh Call Shared-defined 1 57,700 ENERGY TRANSFER PARTNERS LP Cmn 29273R959 2,663 57,400 Sh Put Shared-defined 1 57,400 ENERGY XXI BERMUDA Cmn G10082140 90 5,694 Sh Shared-defined 1 5,694 ENERGY XXI BERMUDA Cmn G10082140 2 100 Sh Shared-defined -- 100 COLUMN TOTALS 9,346
FORM 13F Page 228 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ENERGY XXI BERMUDA Cmn G10082900 527 33,400 Sh Call Shared-defined 1 33,400 ENERGY XXI BERMUDA Cmn G10082950 66 4,200 Sh Put Shared-defined 1 4,200 ENERGYSOLUTIONS INC Cmn 292756202 376 73,790 Sh Shared-defined -- 73,790 ENERGYSOLUTIONS INC Cmn 292756202 92 18,012 Sh Shared-defined 1 18,012 ENERGYSOLUTIONS INC Cmn 292756952 62 12,100 Sh Put Shared-defined 1 12,100 ENERGYSOLUTIONS INC Cmn 292756902 7 1,300 Sh Call Shared-defined 1 1,300 ENERNOC INC Cmn 292764907 965 30,700 Sh Call Shared-defined 1 30,700 ENERNOC INC Cmn 292764957 239 7,600 Sh Put Shared-defined 1 7,600 ENERPLUS RESOURCES FUND COMMON STOCK Cmn 29274D904 1,197 55,500 Sh Call Shared-defined 1 55,500 ENERPLUS RESOURCES FUND COMMON STOCK Cmn 29274D954 923 42,800 Sh Put Shared-defined 1 42,800 ENERPLUS RESOURCES FUND COMMON STOCK Cmn 29274D604 14 652 Sh Shared-defined 1 652 ENERSYS INC COMMON STOCK Cmn 29275Y952 553 25,900 Sh Put Shared-defined 1 25,900 ENERSYS INC COMMON STOCK Cmn 29275Y902 350 16,400 Sh Call Shared-defined 1 16,400 ENERSYS 3.375% CB 6/1/38--REGISTERED Bond 29275YAA0 33,458 37,000,000 Prn Shared-defined -- N/A COLUMN TOTALS 38,829
FORM 13F Page 229 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ENERSYS INC COMMON STOCK Cmn 29275Y102 117 5,459 Sh Shared-defined 1 5,459 ENPRO 3.9375% CB 10/15/2015-REGISTERED Bond 29355XAB3 48,303 46,355,000 Prn Shared-defined -- N/A ENPRO INDUSTRIES INC CMN STOCK Cmn 29355X107 637 22,613 Sh Shared-defined -- 22,613 ENPRO INDUSTRIES INC CMN STOCK Cmn 29355X107 9 322 Sh Shared-defined 1 322 ENSCO Depository PLC Receipt 29358Q109 26,288 669,241 Sh Shared-defined -- N/A ENTEGRIS INC Cmn 29362U104 258 64,891 Sh Shared-defined -- 64,891 ENTERCOM COMM CORP COM STK Cmn 293639100 298 33,747 Sh Shared-defined -- 33,747 ENTERCOM COMM CORP COM STK Cmn 293639100 3 300 Sh Shared-defined 1 300 ENTERGY CORP NEW Cmn 29364G103 2,906 40,572 Sh Shared-defined 1 40,572 ENTERGY CORP NEW Cmn 29364G103 1,086 15,162 Sh Shared-defined -- 15,162 ENTERGY CORP NEW Cmn 29364G953 4,892 68,300 Sh Put Shared-defined 1 68,300 ENTERGY CORP NEW Cmn 29364G903 1,776 24,800 Sh Call Shared-defined 1 24,800 ENTERGY CORP NEW Cmn 29364G903 115 1,600 Sh Call Shared-defined -- 1,600 ENTERGY CORP NEW Cmn 29364G953 86 1,200 Sh Put Shared-defined -- 1,200 COLUMN TOTALS 86,774
FORM 13F Page 230 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ENTERPRISE GP HOLDINGS LP COMMON STOCK Cmn 293716906 858 18,100 Sh Call Shared-defined 1 18,100 ENTERPRISE GP HOLDINGS LP COMMON STOCK Cmn 293716956 474 10,000 Sh Put Shared-defined 1 10,000 ENTERPRISE GP HOLDINGS LP COMMON STOCK Cmn 293716106 23 487 Sh Shared-defined 1 487 ENTERPRISE PRODUCTS PARTNERS L.P. CMN STOCK Cmn 293792107 282 7,966 Sh Shared-defined 1 7,966 ENTERPRISE PRODUCTS PARTNERS L.P. CMN STOCK Cmn 293792907 4,174 118,000 Sh Call Shared-defined 1 118,000 ENTERPRISE PRODUCTS PARTNERS L.P. CMN STOCK Cmn 293792957 1,708 48,300 Sh Put Shared-defined 1 48,300 ENTERTAINMENT PROPERTIES TR CMN STOCK Cmn 29380T105 292 7,658 Sh Shared-defined -- 7,658 ENTERTAINMENT PROPERTIES TR CMN STOCK Cmn 29380T955 2,787 73,200 Sh Put Shared-defined 1 73,200 ENTERTAINMENT PROPERTIES TR CMN STOCK Cmn 29380T905 2,566 67,400 Sh Call Shared-defined 1 67,400 ENTERTAINMENT PROPERTIES TRUST 9% CONV PREF-- PERP Pref Stk 29380T600 4 150 Sh Shared-defined 1 N/A ENTITLEMENTS OWENS CORNING INC NAKED AMERICAN Wt 690742127 -- 23 Shared-defined 1 N/A ENTROPIC COMMUNICATIONS INC Cmn 29384R105 49 7,700 Sh Shared-defined -- 7,700 ENTROPIC COMMUNICATIONS INC Cmn 29384R105 16 2,454 Sh Shared-defined 1 2,454 ENZO BIOCHEM INC CMN STK Cmn 294100102 62 15,330 Sh Shared-defined 1 15,330 COLUMN TOTALS 13,295
FORM 13F Page 231 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ENZO BIOCHEM INC CMN STK Cmn 294100102 23 5,622 Sh Shared-defined -- 5,622 ENZO BIOCHEM INC CMN STK Cmn 294100952 26 6,300 Sh Put Shared-defined 1 6,300 ENZO BIOCHEM INC CMN STK Cmn 294100902 4 1,000 Sh Call Shared-defined 1 1,000 ENZON PHARMACEUTICALS INC CMN STOCK Cmn 293904908 203 19,100 Sh Call Shared-defined 1 19,100 ENZON PHARMACEUTICALS INC CMN STOCK Cmn 293904958 121 11,400 Sh Put Shared-defined 1 11,400 ENZON PHARMACEUTICALS INC CMN STOCK Cmn 293904108 417 39,137 Sh Shared-defined -- 39,137 ENZON PHARMACEUTICALS INC CMN STOCK Cmn 293904108 142 13,355 Sh Shared-defined 1 13,355 EOG RESOURCES INC CMN STOCK Cmn 26875P101 3,564 36,231 Sh Shared-defined 1 36,231 EOG RESOURCES INC CMN STOCK Cmn 26875P101 3,291 33,453 Sh Shared-defined -- 33,453 EOG RESOURCES INC CMN STOCK Cmn 26875P951 41,276 419,600 Sh Put Shared-defined 1 419,600 EOG RESOURCES INC CMN STOCK Cmn 26875P901 23,481 238,700 Sh Call Shared-defined 1 238,700 EOG RESOURCES INC CMN STOCK Cmn 26875P951 6,699 68,100 Sh Put Shared-defined -- 68,100 EOG RESOURCES INC CMN STOCK Cmn 26875P901 1,338 13,600 Sh Call Shared-defined -- 13,600 EPICOR SOFTWARE CORP CMN STK Cmn 29426L108 304 38,025 Sh Shared-defined -- 38,025 COLUMN TOTALS 80,889
FORM 13F Page 232 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EPIQ SYSTEMS INC CMN STOCK Cmn 26882D909 379 29,300 Sh Call Shared-defined 1 29,300 EPIQ SYSTEMS INC CMN STOCK Cmn 26882D959 279 21,600 Sh Put Shared-defined 1 21,600 EPIQ SYSTEMS INC CMN STOCK Cmn 26882D109 408 31,555 Sh Shared-defined -- 31,555 EPIQ SYSTEMS INC CMN STOCK Cmn 26882D109 18 1,407 Sh Shared-defined 1 1,407 EQT CORPORATION Cmn 26884L109 1,352 37,408 Sh Shared-defined -- 37,408 EQT CORPORATION Cmn 26884L109 192 5,307 Sh Shared-defined 1 5,307 EQT CORPORATION Cmn 26884L959 1,247 34,500 Sh Put Shared-defined 1 34,500 EQT CORPORATION Cmn 26884L909 1,193 33,000 Sh Call Shared-defined 1 33,000 EQUIFAX INC CMN STK Cmn 294429905 446 15,900 Sh Call Shared-defined 1 15,900 EQUIFAX INC CMN STK Cmn 294429955 140 5,000 Sh Put Shared-defined 1 5,000 EQUIFAX INC CMN STK Cmn 294429105 476 16,975 Sh Shared-defined -- 16,975 EQUINIX INC CMN STOCK Cmn 29444U952 7,229 89,000 Sh Put Shared-defined 1 89,000 EQUINIX INC CMN STOCK Cmn 29444U902 6,920 85,200 Sh Call Shared-defined 1 85,200 EQUINIX INC 2.5% 4/15/2012 - REGISTERED Bond 29444UAF3 4,041 4,000,000 Prn Shared-defined -- N/A COLUMN TOTALS 24,320
FORM 13F Page 233 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EQUINIX INC 3% CB 10/15/2014 - REGISTERED Bond 29444UAG1 111,577 119,591,000 Prn Shared-defined -- N/A EQUINIX INC 4.75% CB 06/15/2016-REGISTERED Bond 29444UAH9 2,369 2,000,000 Prn Shared-defined -- N/A EQUINIX INC CMN STOCK Cmn 29444U502 65,868 810,979 Sh Shared-defined -- 810,979 EQUINIX INC CMN STOCK Cmn 29444U502 2,386 29,375 Sh Shared-defined 1 29,375 EQUITY CHINA BAK BATTERY INC COMMON STOCK Cmn 16936Y100 5 3,090 Sh Shared-defined 1 3,090 EQUITY CHINA BAK BATTERY INC COMMON STOCK Cmn 16936Y100 5 2,612 Sh Shared-defined -- 2,612 EQUITY HERTZ GLOBAL HOLDINGS INC COMMON STOCK Cmn 42805T105 26,627 2,814,684 Sh Shared-defined -- 2,814,684 EQUITY HERTZ GLOBAL HOLDINGS INC COMMON STOCK Cmn 42805T105 379 40,082 Sh Shared-defined 1 40,082 EQUITY LIFESTYLE PROPERTIES INC CMN STK Cmn 29472R108 620 12,860 Sh Shared-defined -- 12,860 EQUITY LIFESTYLE PROPERTIES INC CMN STK Cmn 29472R108 31 646 Sh Shared-defined 1 646 EQUITY ONE INC CMN STOCK Cmn 294752950 719 46,100 Sh Put Shared-defined 1 46,100 EQUITY ONE INC CMN STOCK Cmn 294752900 111 7,100 Sh Call Shared-defined 1 7,100 EQUITY ONE INC CMN STOCK Cmn 294752100 466 29,882 Sh Shared-defined -- 29,882 EQUITY ONE INC CMN STOCK Cmn 294752100 431 27,630 Sh Shared-defined 1 27,630 COLUMN TOTALS 211,594
FORM 13F Page 234 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EQUITY RESIDENTIAL EXCH 3.85% CB 8/15/2026-REGISTE Bond 26884AAV5 5,050 5,000,000 Prn Shared-defined -- N/A EQUITY RESIDENTIAL TR CMN STK Cmn 29476L907 3,340 80,200 Sh Call Shared-defined 1 80,200 EQUITY RESIDENTIAL TR CMN STK Cmn 29476L907 1,799 43,200 Sh Call Shared-defined -- 43,200 EQUITY RESIDENTIAL TR CMN STK Cmn 29476L957 824 19,800 Sh Put Shared-defined 1 19,800 EQUITY RESIDENTIAL TR CMN STK Cmn 29476L957 425 10,200 Sh Put Shared-defined -- 10,200 EQUITY RESIDENTIAL TR CMN STK Cmn 29476L107 10,690 256,714 Sh Shared-defined -- 256,714 EQUITY RESIDENTIAL TR CMN STK Cmn 29476L107 416 9,987 Sh Shared-defined 1 9,987 EQUITY SALLY BEAUTY CO INC COMMON STOCK Cmn 79546E104 457 55,683 Sh Shared-defined -- 55,683 EQUITY SALLY BEAUTY CO INC COMMON STOCK Cmn 79546E104 283 34,566 Sh Shared-defined 1 34,566 ERESEARCH TECHNOLOGY INC CMN STOCK Cmn 29481V908 69 8,700 Sh Call Shared-defined 1 8,700 ERESEARCH TECHNOLOGY INC CMN STOCK Cmn 29481V958 24 3,100 Sh Put Shared-defined 1 3,100 ERESEARCH TECHNOLOGY INC CMN STOCK Cmn 29481V108 208 26,406 Sh Shared-defined -- 26,406 ERESEARCH TECHNOLOGY INC CMN STOCK Cmn 29481V108 17 2,162 Sh Shared-defined 1 2,162 ERICSSON 'B FREE' ADR Depository 1:2 Receipt 294821608 1,865 169,249 Sh Shared-defined -- N/A COLUMN TOTALS 25,467
FORM 13F Page 235 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ERICSSON 'B FREE' ADR Depository 1:2 Receipt 294821608 1,447 131,332 Sh Shared-defined 1 N/A ERIE INDTY CO CMN STOCK Cmn 29530P102 541 11,884 Sh Shared-defined -- 11,884 ERIE INDTY CO CMN STOCK Cmn 29530P102 76 1,661 Sh Shared-defined 1 1,661 ESSEX PPTY TR CMN STOCK Cmn 297178955 8,525 87,400 Sh Put Shared-defined 1 87,400 ESSEX PPTY TR CMN STOCK Cmn 297178905 2,029 20,800 Sh Call Shared-defined 1 20,800 ESSEX PPTY TR CMN STOCK Cmn 297178955 946 9,700 Sh Put Shared-defined -- 9,700 ESSEX PPTY TR CMN STOCK Cmn 297178905 644 6,600 Sh Call Shared-defined -- 6,600 ESSEX PPTY TR CMN STOCK Cmn 297178105 1,266 12,975 Sh Shared-defined -- 12,975 ESSEX PPTY TR CMN STOCK Cmn 297178105 126 1,295 Sh Shared-defined 1 1,295 ESTEE-LAUDER COMPANIES CLASS A COMMON STOCK Cmn 518439904 4,347 78,000 Sh Call Shared-defined 1 78,000 ESTEE-LAUDER COMPANIES CLASS A COMMON STOCK Cmn 518439954 1,014 18,200 Sh Put Shared-defined 1 18,200 ESTEE-LAUDER COMPANIES CLASS A COMMON STOCK Cmn 518439954 39 700 Sh Put Shared-defined -- 700 ESTEE-LAUDER COMPANIES CLASS A COMMON STOCK Cmn 518439104 131 2,354 Sh Shared-defined -- 2,354 ETFC ZERO 08/31/2019 Bond 269246AZ7 263,200 230,245,000 Prn Shared-defined -- N/A COLUMN TOTALS 284,331
FORM 13F Page 236 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ETHAN ALLEN INTERIORS INC CMN STK Cmn 297602904 776 55,500 Sh Call Shared-defined 1 55,500 ETHAN ALLEN INTERIORS INC CMN STK Cmn 297602954 164 11,700 Sh Put Shared-defined 1 11,700 ETHAN ALLEN INTERIORS INC CMN STK Cmn 297602104 147 10,525 Sh Shared-defined -- 10,525 ETHAN ALLEN INTERIORS INC CMN STK Cmn 297602104 2 172 Sh Shared-defined 1 172 EURONET WORLDWIDE 3.5% CB 09/28/25 - -REGISTERED Bond 298736AF6 13,128 14,078,000 Prn Shared-defined -- N/A EURONET WORLDWIDE INC CMN STOCK Cmn 298736109 97 7,610 Sh Shared-defined -- 7,610 EUROSEAS LTD Cmn Y23592200 3 946 Sh Shared-defined 1 946 EUROSEAS LTD Cmn Y23592900 23 6,600 Sh Call Shared-defined 1 6,600 EUROSEAS LTD Cmn Y23592950 12 3,300 Sh Put Shared-defined 1 3,300 EV ENERGY PARTNER LP LTD PARTNERSHIP Cmn 26926V907 602 19,300 Sh Call Shared-defined 1 19,300 EV ENERGY PARTNER LP LTD PARTNERSHIP Cmn 26926V957 284 9,100 Sh Put Shared-defined 1 9,100 EV ENERGY PARTNER LP LTD PARTNERSHIP Cmn 26926V107 11 348 Sh Shared-defined 1 348 EV3 INC COMMON STOCK Cmn 26928A900 592 26,400 Sh Call Shared-defined 1 26,400 EV3 INC COMMON STOCK Cmn 26928A950 206 9,200 Sh Put Shared-defined 1 9,200 COLUMN TOTALS 16,047
FORM 13F Page 237 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EV3 INC COMMON STOCK Cmn 26928A200 91 4,079 Sh Shared-defined 1 4,079 EV3 INC COMMON STOCK Cmn 26928A200 8 340 Sh Shared-defined -- 340 EVERCORE PARTNERS INC CL A Cmn 29977A105 442 18,917 Sh Shared-defined -- 18,917 EVERCORE PARTNERS INC CL A Cmn 29977A105 7 288 Sh Shared-defined 1 288 EVEREST RE GROUP LTD CMN STOCK Cmn G3223R908 2,206 31,200 Sh Call Shared-defined 1 31,200 EVEREST RE GROUP LTD CMN STOCK Cmn G3223R958 1,231 17,400 Sh Put Shared-defined 1 17,400 EVEREST RE GROUP LTD CMN STOCK Cmn G3223R908 424 6,000 Sh Call Shared-defined -- 6,000 EVEREST RE GROUP LTD CMN STOCK Cmn G3223R958 198 2,800 Sh Put Shared-defined -- 2,800 EVEREST RE GROUP LTD CMN STOCK Cmn G3223R108 37,144 525,221 Sh Shared-defined -- 525,221 EVEREST RE GROUP LTD CMN STOCK Cmn G3223R108 791 11,192 Sh Shared-defined 1 11,192 EVERGREEN SOLAR INC Cmn 30033R108 23 34,008 Sh Shared-defined 1 34,008 EVERGREEN SOLAR INC Cmn 30033R108 9 13,096 Sh Shared-defined -- 13,096 EVERGREEN SOLAR INC Cmn 30033R908 33 48,800 Sh Call Shared-defined 1 48,800 EVERGREEN SOLAR INC Cmn 30033R958 25 37,300 Sh Put Shared-defined 1 37,300 COLUMN TOTALS 42,632
FORM 13F Page 238 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EXAR CORP CMN STK Cmn 300645108 81 11,727 Sh Shared-defined -- 11,727 EXAR CORP CMN STK Cmn 300645108 2 239 Sh Shared-defined 1 239 EXCEL MARITIME CARRIERS LTD CMN STOCK Cmn V3267N957 453 88,400 Sh Put Shared-defined 1 88,400 EXCEL MARITIME CARRIERS LTD CMN STOCK Cmn V3267N907 277 54,100 Sh Call Shared-defined 1 54,100 EXCEL MARITIME CARRIERS LTD CMN STOCK Cmn V3267N107 326 63,709 Sh Shared-defined 1 63,709 EXCEL MARITIME CARRIERS LTD CMN STOCK Cmn V3267N107 15 3,000 Sh Shared-defined -- 3,000 EXCO RESOURCES INC CMN STK Cmn 269279902 1,870 128,000 Sh Call Shared-defined 1 128,000 EXCO RESOURCES INC CMN STK Cmn 269279952 858 58,700 Sh Put Shared-defined 1 58,700 EXCO RESOURCES INC CMN STK Cmn 269279902 693 47,400 Sh Call Shared-defined -- 47,400 EXCO RESOURCES INC CMN STK Cmn 269279952 45 3,100 Sh Put Shared-defined -- 3,100 EXCO RESOURCES INC CMN STK Cmn 269279402 22,600 1,546,911 Sh Shared-defined -- 1,546,911 EXCO RESOURCES INC CMN STK Cmn 269279402 147 10,028 Sh Shared-defined 1 10,028 EXDT 32.11 STRIKE 04/21/2011 Wt 302051123 -- 1 Shared-defined 1 N/A EXELIXIS INC CMN STK Cmn 30161Q954 206 59,400 Sh Put Shared-defined 1 59,400 COLUMN TOTALS 27,573
FORM 13F Page 239 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EXELIXIS INC CMN STK Cmn 30161Q904 59 17,000 Sh Call Shared-defined 1 17,000 EXELIXIS INC CMN STK Cmn 30161Q104 232 66,872 Sh Shared-defined 1 66,872 EXELIXIS INC CMN STK Cmn 30161Q104 191 55,127 Sh Shared-defined -- 55,127 EXELON CORP Cmn 30161N101 5,806 152,903 Sh Shared-defined 1 152,903 EXELON CORP Cmn 30161N101 1,027 27,053 Sh Shared-defined -- 27,053 EXELON CORP Cmn 30161N951 8,555 225,300 Sh Put Shared-defined 1 225,300 EXELON CORP Cmn 30161N901 5,304 139,700 Sh Call Shared-defined 1 139,700 EXELON CORP Cmn 30161N901 1,325 34,900 Sh Call Shared-defined -- 34,900 EXELON CORP Cmn 30161N951 251 6,600 Sh Put Shared-defined -- 6,600 EXETER RESOURCE CORP Cmn 301835104 40 6,391 Sh Shared-defined 1 6,391 EXETER RESOURCE CORP Cmn 301835104 4 566 Sh Shared-defined -- 566 EXETER RESOURCE CORP Cmn 301835904 25 4,000 Sh Call Shared-defined 1 4,000 EXIDE TECHNOLOGIES COMMON STOCK Cmn 302051956 50 9,600 Sh Put Shared-defined 1 9,600 EXIDE TECHNOLOGIES COMMON STOCK Cmn 302051906 39 7,500 Sh Call Shared-defined 1 7,500 COLUMN TOTALS 22,908
FORM 13F Page 240 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EXIDE TECHNOLOGIES COMMON STOCK Cmn 302051206 125 24,011 Sh Shared-defined 1 24,011 EXIDE TECHNOLOGIES COMMON STOCK Cmn 302051206 106 20,373 Sh Shared-defined -- 20,373 EXLSERVICE HOLDINGS INC Cmn 302081104 10,438 607,892 Sh Shared-defined -- 607,892 EXLSERVICE HOLDINGS INC Cmn 302081104 13 773 Sh Shared-defined 1 773 EXPEDIA INC COMMON STOCK Cmn 30212P905 2,982 158,800 Sh Call Shared-defined 1 158,800 EXPEDIA INC COMMON STOCK Cmn 30212P905 1,472 78,400 Sh Call Shared-defined -- 78,400 EXPEDIA INC COMMON STOCK Cmn 30212P955 928 49,400 Sh Put Shared-defined 1 49,400 EXPEDIA INC COMMON STOCK Cmn 30212P955 2 100 Sh Put Shared-defined -- 100 EXPEDIA INC COMMON STOCK Cmn 30212P105 710 37,790 Sh Shared-defined 1 37,790 EXPEDITORS INTL WASH INC CMN STK Cmn 302130959 3,020 87,500 Sh Put Shared-defined 1 87,500 EXPEDITORS INTL WASH INC CMN STK Cmn 302130909 2,295 66,500 Sh Call Shared-defined 1 66,500 EXPEDITORS INTL WASH INC CMN STK Cmn 302130959 255 7,400 Sh Put Shared-defined -- 7,400 EXPEDITORS INTL WASH INC CMN STK Cmn 302130109 430 12,466 Sh Shared-defined 1 12,466 EXPEDITORS INTL WASH INC CMN STK Cmn 302130109 424 12,296 Sh Shared-defined -- 12,296 COLUMN TOTALS 23,200
FORM 13F Page 241 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EXPRESS INC Cmn 30219E103 2,439 148,966 Sh Shared-defined -- 148,966 EXPRESS INC Cmn 30219E103 86 5,246 Sh Shared-defined 1 5,246 EXPRESS INC Cmn 30219E953 33 2,000 Sh Put Shared-defined 1 2,000 EXPRESS INC Cmn 30219E903 2 100 Sh Call Shared-defined 1 100 EXPRESS SCRIPTS INC - -CL A CMN STK Cmn 302182950 13,034 277,200 Sh Put Shared-defined 1 277,200 EXPRESS SCRIPTS INC - -CL A CMN STK Cmn 302182900 11,929 253,700 Sh Call Shared-defined 1 253,700 EXPRESS SCRIPTS INC - -CL A CMN STK Cmn 302182900 2,092 44,500 Sh Call Shared-defined -- 44,500 EXPRESS SCRIPTS INC - -CL A CMN STK Cmn 302182950 696 14,800 Sh Put Shared-defined -- 14,800 EXPRESS SCRIPTS INC - -CL A CMN STK Cmn 302182100 22,713 483,049 Sh Shared-defined -- 483,049 EXPRESS SCRIPTS INC - -CL A CMN STK Cmn 302182100 1,445 30,723 Sh Shared-defined 1 30,723 EXTERRAN HOLDINGS 4.25% CB 06/15/2014- REGISTERED Bond 30225XAA1 3,868 3,000,000 Prn Shared-defined -- N/A EXTERRAN HOLDINGS INC Cmn 30225X103 1,281 49,651 Sh Shared-defined -- 49,651 EXTERRAN HOLDINGS INC Cmn 30225X103 23 903 Sh Shared-defined 1 903 EXTERRAN HOLDINGS INC Cmn 30225X953 684 26,500 Sh Put Shared-defined 1 26,500 COLUMN TOTALS 60,325
FORM 13F Page 242 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EXTERRAN HOLDINGS INC Cmn 30225X903 341 13,200 Sh Call Shared-defined 1 13,200 EXTRA SPACE STORAGE INC. COMMON STOCK Cmn 30225T102 3,224 231,977 Sh Shared-defined -- 231,977 EXTRA SPACE STORAGE INC. COMMON STOCK Cmn 30225T102 99 7,133 Sh Shared-defined 1 7,133 EXTREME NETWORKS INC CMN Cmn 30226D956 173 64,000 Sh Put Shared-defined 1 64,000 EXTREME NETWORKS INC CMN Cmn 30226D906 8 2,900 Sh Call Shared-defined 1 2,900 EXTREME NETWORKS INC CMN Cmn 30226D106 35 12,884 Sh Shared-defined -- 12,884 EXTREME NETWORKS INC CMN Cmn 30226D106 23 8,639 Sh Shared-defined 1 8,639 EXXON MOBIL CORP COMMON STOCK Cmn 30231G102 70,861 1,241,645 Sh Shared-defined 1 1,241,645 EXXON MOBIL CORP COMMON STOCK Cmn 30231G102 36,597 641,261 Sh Shared-defined -- 641,261 EXXON MOBIL CORP COMMON STOCK Cmn 30231G952 135,581 2,375,700 Sh Put Shared-defined 1 2,375,700 EXXON MOBIL CORP COMMON STOCK Cmn 30231G902 99,593 1,745,100 Sh Call Shared-defined 1 1,745,100 EXXON MOBIL CORP COMMON STOCK Cmn 30231G952 37,718 660,900 Sh Put Shared-defined -- 660,900 EXXON MOBIL CORP COMMON STOCK Cmn 30231G902 9,297 162,900 Sh Call Shared-defined -- 162,900 LANOPTICS LTD CMN STOCK Cmn M4146Y958 2,909 166,200 Sh Put Shared-defined 1 166,200 COLUMN TOTALS 396,459
FORM 13F Page 243 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LANOPTICS LTD CMN STOCK Cmn M4146Y908 744 42,500 Sh Call Shared-defined 1 42,500 EZCORP INC -CL A CMN STK Cmn 302301956 382 20,600 Sh Put Shared-defined 1 20,600 EZCORP INC--CL A CMN STK Cmn 302301906 182 9,800 Sh Call Shared-defined 1 9,800 EZCORP INC--CL A CMN STK Cmn 302301106 293 15,779 Sh Shared-defined 1 15,779 EZCORP INC--CL A CMN STK Cmn 302301106 19 1,021 Sh Shared-defined -- 1,021 F N B CORP/PA CMN STK Cmn 302520101 4,812 599,293 Sh Shared-defined -- 599,293 F5 NETWORKS INC CMN STOCK Cmn 315616952 13,117 191,300 Sh Put Shared-defined 1 191,300 F5 NETWORKS INC CMN STOCK Cmn 315616902 8,174 119,200 Sh Call Shared-defined 1 119,200 F5 NETWORKS INC CMN STOCK Cmn 315616952 5,842 85,200 Sh Put Shared-defined -- 85,200 F5 NETWORKS INC CMN STOCK Cmn 315616902 3,141 45,800 Sh Call Shared-defined -- 45,800 F5 NETWORKS INC CMN STOCK Cmn 315616102 34 502 Sh Shared-defined -- 502 FACTSET RESH SYS INC CMN STOCK Cmn 303075905 2,385 35,600 Sh Call Shared-defined 1 35,600 FACTSET RESH SYS INC CMN STOCK Cmn 303075955 1,842 27,500 Sh Put Shared-defined 1 27,500 FACTSET RESH SYS INC CMN STOCK Cmn 303075105 7,043 105,131 Sh Shared-defined -- 105,131 COLUMN TOTALS 48,010
FORM 13F Page 244 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FACTSET RESH SYS INC CMN STOCK Cmn 303075105 10 144 Sh Shared-defined 1 144 FAIR ISAAC CORPORATION CMN STK Cmn 303250954 1,704 78,200 Sh Put Shared-defined 1 78,200 FAIR ISAAC CORPORATION CMN STK Cmn 303250904 641 29,400 Sh Call Shared-defined 1 29,400 FAIR ISAAC CORPORATION CMN STK Cmn 303250104 422 19,363 Sh Shared-defined 1 19,363 FAIRCHILD SEMICONDUCTOR CORP-- CL A CMN STK Cmn 303726103 11,079 1,317,313 Sh Shared-defined -- 1,317,313 FAIRCHILD SEMICONDUCTOR CORP-- CL A CMN STK Cmn 303726103 64 7,561 Sh Shared-defined 1 7,561 FAIRCHILD SEMICONDUCTOR CORP-- CL A CMN STK Cmn 303726953 35 4,200 Sh Put Shared-defined 1 4,200 FAIRCHILD SEMICONDUCTOR CORP-- CL A CMN STK Cmn 303726903 17 2,000 Sh Call Shared-defined 1 2,000 FALCONSTOR SOFTWARE INC CMN STK Cmn 306137900 -- 100 Sh Call Shared-defined 1 100 FALCONSTOR SOFTWARE INC CMN STK Cmn 306137100 37 13,951 Sh Shared-defined 1 13,951 FALCONSTOR SOFTWARE INC CMN STK Cmn 306137100 23 8,838 Sh Shared-defined -- 8,838 FAMILY DOLLAR STORES CMN STK Cmn 307000909 6,954 184,500 Sh Call Shared-defined 1 184,500 FAMILY DOLLAR STORES CMN STK Cmn 307000959 5,262 139,600 Sh Put Shared-defined 1 139,600 FAMILY DOLLAR STORES CMN STK Cmn 307000909 2,733 72,500 Sh Call Shared-defined -- 72,500 COLUMN TOTALS 28,981
FORM 13F Page 245 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FAMILY DOLLAR STORES CMN STK Cmn 307000959 268 7,100 Sh Put Shared-defined -- 7,100 FAMILY DOLLAR STORES CMN STK Cmn 307000109 45,698 1,212,470 Sh Shared-defined -- 1,212,470 FANNIE MAE 8.75% MAND 5/13/11 - REGISTERED Bond 313586745 -- 800 Prn Shared-defined 1 N/A FANNIE MAE CMN STOCK Cmn 313586109 158 462,598 Sh Shared-defined 1 462,598 FANNIE MAE CMN STOCK Cmn 313586109 6 18,388 Sh Shared-defined -- 18,388 FARO TECHNOLOGIES INC CMN STOCK Cmn 311642952 1,405 75,100 Sh Put Shared-defined 1 75,100 FARO TECHNOLOGIES INC CMN STOCK Cmn 311642902 1,289 68,900 Sh Call Shared-defined 1 68,900 FARO TECHNOLOGIES INC CMN STOCK Cmn 311642102 643 34,341 Sh Shared-defined 1 34,341 FARO TECHNOLOGIES INC CMN STOCK Cmn 311642102 173 9,239 Sh Shared-defined -- 9,239 FASTENAL CO CMN STK Cmn 311900904 9,998 199,200 Sh Call Shared-defined 1 199,200 FASTENAL CO CMN STK Cmn 311900954 6,510 129,700 Sh Put Shared-defined 1 129,700 FASTENAL CO CMN STK Cmn 311900954 10 200 Sh Put Shared-defined -- 200 FASTENAL CO CMN STK Cmn 311900104 4,812 95,872 Sh Shared-defined 1 95,872 FASTENAL CO CMN STK Cmn 311900104 4,650 92,639 Sh Shared-defined -- 92,639 COLUMN TOTALS 75,620
FORM 13F Page 246 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FEDERAL AGRIC MTG CORP CMN STOCK Cmn 313148306 340 24,241 Sh Shared-defined 1 24,241 FEDERAL AGRIC MTG CORP CMN STOCK Cmn 313148306 189 13,473 Sh Shared-defined -- 13,473 FEDERAL AGRIC MTG CORP CMN STOCK Cmn 313148906 631 45,000 Sh Call Shared-defined 1 45,000 FEDERAL AGRIC MTG CORP CMN STOCK Cmn 313148956 344 24,500 Sh Put Shared-defined 1 24,500 FEDERAL HOME LN MTG CORP Cmn 313400301 195 472,576 Sh Shared-defined 1 472,576 FEDERAL HOME LN MTG CORP Cmn 313400301 1 1,245 Sh Shared-defined -- 1,245 FEDERAL HOME LN MTG CORP Cmn 313400951 28 68,800 Sh Put Shared-defined 1 68,800 FEDERAL HOME LN MTG CORP Cmn 313400901 19 45,800 Sh Call Shared-defined 1 45,800 FANNIE MAE CMN STOCK Cmn 313586959 64 187,800 Sh Put Shared-defined 1 187,800 FANNIE MAE CMN STOCK Cmn 313586909 12 35,600 Sh Call Shared-defined 1 35,600 FEDERAL REALTY INVESTORS TRUST COMMON STOCK Cmn 313747956 9,023 128,400 Sh Put Shared-defined 1 128,400 FEDERAL REALTY INVESTORS TRUST COMMON STOCK Cmn 313747906 2,452 34,900 Sh Call Shared-defined 1 34,900 FEDERAL REALTY INVESTORS TRUST COMMON STOCK Cmn 313747956 590 8,400 Sh Put Shared-defined -- 8,400 FEDERAL REALTY INVESTORS TRUST COMMON STOCK Cmn 313747906 344 4,900 Sh Call Shared-defined -- 4,900 COLUMN TOTALS 14,232
FORM 13F Page 247 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FEDERAL REALTY INVESTORS TRUST COMMON STOCK Cmn 313747206 1,356 19,304 Sh Shared-defined -- 19,304 FEDERAL REALTY INVESTORS TRUST COMMON STOCK Cmn 313747206 1,219 17,348 Sh Shared-defined 1 17,348 FEDERAL SIGNAL CORP CMN STK Cmn 313855108 537 88,852 Sh Shared-defined -- 88,852 FEDERATED INVESTORS INC-CL B Cmn 314211103 1,652 79,757 Sh Shared-defined -- 79,757 FEDERATED INVESTORS INC-CL B Cmn 314211103 89 4,317 Sh Shared-defined 1 4,317 FEDERATED INVESTORS INC-CL B Cmn 314211903 650 31,400 Sh Call Shared-defined 1 31,400 FEDERATED INVESTORS INC-CL B Cmn 314211953 296 14,300 Sh Put Shared-defined 1 14,300 FEDEX CORPORATION CMN STOCK Cmn 31428X956 29,432 419,800 Sh Put Shared-defined 1 419,800 FEDEX CORPORATION CMN STOCK Cmn 31428X906 16,875 240,700 Sh Call Shared-defined 1 240,700 FEDEX CORPORATION CMN STOCK Cmn 31428X906 4,732 67,500 Sh Call Shared-defined -- 67,500 FEDEX CORPORATION CMN STOCK Cmn 31428X956 2,727 38,900 Sh Put Shared-defined -- 38,900 FEDEX CORPORATION CMN STOCK Cmn 31428X106 6,658 94,958 Sh Shared-defined -- 94,958 FEDEX CORPORATION CMN STOCK Cmn 31428X106 857 12,227 Sh Shared-defined 1 12,227 FEI CO CMN STOCK Cmn 30241L109 49 2,477 Sh Shared-defined 1 2,477 COLUMN TOTALS 67,129
FORM 13F Page 248 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FEI CO CMN STOCK Cmn 30241L909 406 20,600 Sh Call Shared-defined 1 20,600 FEI CO CMN STOCK Cmn 30241L959 124 6,300 Sh Put Shared-defined 1 6,300 FEI COMPANY 2.875% CB 06/01/2013-- REGISTERED Bond 30241LAF6 43,797 44,178,000 Prn Shared-defined -- N/A FELCOR LODGING 7.8% CNV PREF-PERP- REGISTERED Pref Stk 31430F200 2 120 Sh Shared-defined 1 N/A FELCOR LODGING TRUST INC CMN STOCK Cmn 31430F951 119 23,900 Sh Put Shared-defined 1 23,900 FELCOR LODGING TRUST INC CMN STOCK Cmn 31430F901 24 4,800 Sh Call Shared-defined 1 4,800 FELCOR LODGING TRUST INC CMN STOCK Cmn 31430F101 656 131,394 Sh Shared-defined -- 131,394 FELCOR LODGING TRUST INC CMN STOCK Cmn 31430F101 29 5,816 Sh Shared-defined 1 5,816 FERRO CORP Cmn 315405100 9 1,204 Sh Shared-defined -- 1,204 FERRO CORP Cmn 315405900 212 28,800 Sh Call Shared-defined 1 28,800 FERRO CORP Cmn 315405900 59 8,000 Sh Call Shared-defined -- 8,000 FERRO CORP Cmn 315405950 6 800 Sh Put Shared-defined 1 800 FIBERTOWER CORP Cmn 31567R209 50 10,638 Sh Shared-defined -- 10,638 FIDELITY NATIONAL FINANCIAL INC COMMON STOCK Cmn 31620R105 2,619 201,612 Sh Shared-defined -- 201,612 COLUMN TOTALS 48,112
FORM 13F Page 249 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FIDELITY NATIONAL FINANCIAL INC COMMON STOCK Cmn 31620R105 346 26,618 Sh Shared-defined 1 26,618 FIDELITY NATIONAL FINANCIAL INC COMMON STOCK Cmn 31620R955 191 14,700 Sh Put Shared-defined 1 14,700 FIDELITY NATIONAL FINANCIAL INC COMMON STOCK Cmn 31620R905 82 6,300 Sh Call Shared-defined 1 6,300 FIDELITY NATIONAL INFORMATION CMN STK Cmn 31620M106 8,530 318,057 Sh Shared-defined -- 318,057 FIDELITY NATIONAL INFORMATION CMN STK Cmn 31620M956 3,760 140,200 Sh Put Shared-defined 1 140,200 FIDELITY NATIONAL INFORMATION CMN STK Cmn 31620M906 966 36,000 Sh Call Shared-defined 1 36,000 FIFTH STREET FINANCE CORP Cmn 31678A103 591 53,577 Sh Shared-defined -- 53,577 FIFTH STREET FINANCE CORP Cmn 31678A103 19 1,729 Sh Shared-defined 1 1,729 FIFTH THIRD 8.5% CONV PREF - PERP - REGISTERED Pref Stk 316773209 60 477 Sh Shared-defined 1 N/A FIFTH THIRD BANCORP CMN STOCK Cmn 316773950 7,808 635,300 Sh Put Shared-defined 1 635,300 FIFTH THIRD BANCORP CMN STOCK Cmn 316773900 6,489 528,000 Sh Call Shared-defined 1 528,000 FIFTH THIRD BANCORP CMN STOCK Cmn 316773900 522 42,500 Sh Call Shared-defined -- 42,500 FIFTH THIRD BANCORP CMN STOCK Cmn 316773950 383 31,200 Sh Put Shared-defined -- 31,200 FIFTH THIRD BANCORP CMN STOCK Cmn 316773100 22,803 1,855,431 Sh Shared-defined -- 1,855,431 COLUMN TOTALS 52,550
FORM 13F Page 250 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FIFTH THIRD BANCORP CMN STOCK Cmn 316773100 702 57,152 Sh Shared-defined 1 57,152 FINISAR CORCMN STOCK Cmn 31787A507 10 697 Sh Shared-defined -- 697 FINISAR CORCMN STOCK Cmn 31787A907 2,286 153,400 Sh Call Shared-defined 1 153,400 FINISAR CORCMN STOCK Cmn 31787A957 1,115 74,800 Sh Put Shared-defined 1 74,800 FINISAR CORP 5% CB 10/15/2029- REGISTERED Bond 31787AAK7 8,728 5,500,000 Prn Shared-defined -- N/A FINISH LINE INC -CL A CMN STK Cmn 317923900 376 27,000 Sh Call Shared-defined 1 27,000 FINISH LINE INC -CL A CMN STK Cmn 317923950 64 4,600 Sh Put Shared-defined 1 4,600 FINISH LINE INC -CL A CMN STK Cmn 317923100 484 34,751 Sh Shared-defined 1 34,751 FINISH LINE INC -CL A CMN STK Cmn 317923100 1 106 Sh Shared-defined -- 106 FIRST ACCEPTANCE CORP CMN STK Cmn 318457108 53 31,079 Sh Shared-defined -- 31,079 FIRST AMERICAN FINANCIAL Cmn 31847R102 1,249 98,476 Sh Shared-defined 1 98,476 FIRST AMERICAN FINANCIAL Cmn 31847R102 71 5,573 Sh Shared-defined -- 5,573 FIRST AMERICAN FINANCIAL Cmn 31847R902 378 29,800 Sh Call Shared-defined 1 29,800 FIRST AMERICAN FINANCIAL Cmn 31847R952 195 15,400 Sh Put Shared-defined 1 15,400 COLUMN TOTALS 15,712
FORM 13F Page 251 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FIRST BUSEY CORP CMN STOCK Cmn 319383105 99 21,781 Sh Shared-defined -- 21,781 FIRST CASH FINL SVCS INC COMMON STOCK Cmn 31942D107 279 12,777 Sh Shared-defined -- 12,777 FIRST CASH FINL SVCS INC COMMON STOCK Cmn 31942D107 93 4,247 Sh Shared-defined 1 4,247 FIRST CASH FINL SVCS INC COMMON STOCK Cmn 31942D957 491 22,500 Sh Put Shared-defined 1 22,500 FIRST CASH FINL SVCS INC COMMON STOCK Cmn 31942D907 423 19,400 Sh Call Shared-defined 1 19,400 FIRST COMMONWLTH FINL CP/PA CMN STK Cmn 319829107 125 23,882 Sh Shared-defined -- 23,882 FIRST COMMONWLTH FINL CP/PA CMN STK Cmn 319829107 13 2,566 Sh Shared-defined 1 2,566 FIRST HORIZON NATIONAL CORP CMN STK Cmn 320517905 804 70,200 Sh Call Shared-defined 1 70,200 FIRST HORIZON NATIONAL CORP CMN STK Cmn 320517955 461 40,300 Sh Put Shared-defined 1 40,300 FIRST HORIZON NATIONAL CORP CMN STK Cmn 320517905 42 3,700 Sh Call Shared-defined -- 3,700 FIRST HORIZON NATIONAL CORP CMN STK Cmn 320517955 34 3,000 Sh Put Shared-defined -- 3,000 FIRST HORIZON NATIONAL CORP CMN STK Cmn 320517105 1,035 90,358 Sh Shared-defined -- 90,358 FIRST HORIZON NATIONAL CORP CMN STK Cmn 320517105 63 5,505 Sh Shared-defined 1 5,505 FIRST INDL REALTY TRUST INC CMN STK Cmn 32054K903 134 27,800 Sh Call Shared-defined 1 27,800 COLUMN TOTALS 4,096
FORM 13F Page 252 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FIRST INDL REALTY TRUST INC CMN STK Cmn 32054K953 14 3,000 Sh Put Shared-defined 1 3,000 FIRST INDL REALTY TRUST INC CMN STK Cmn 32054K103 55 11,366 Sh Shared-defined -- 11,366 FIRST MARBLEHEAD CORP COMMON STOCK Cmn 320771958 16 6,900 Sh Put Shared-defined 1 6,900 FIRST MARBLEHEAD CORP COMMON STOCK Cmn 320771908 2 800 Sh Call Shared-defined 1 800 FIRST MARBLEHEAD CORP COMMON STOCK Cmn 320771108 35 14,980 Sh Shared-defined -- 14,980 FIRST MARBLEHEAD CORP COMMON STOCK Cmn 320771108 10 4,200 Sh Shared-defined 1 4,200 FIRST MERCURY FINANCIAL CORP COMMON STOCK Cmn 320841109 249 23,532 Sh Shared-defined -- 23,532 FIRST MERCURY FINANCIAL CORP COMMON STOCK Cmn 320841109 6 553 Sh Shared-defined 1 553 FIRST NIAGARA FINANCIAL GROUP INC CMN STOCK Cmn 33582V958 252 20,100 Sh Put Shared-defined 1 20,100 FIRST NIAGARA FINANCIAL GROUP INC CMN STOCK Cmn 33582V908 93 7,400 Sh Call Shared-defined 1 7,400 FIRST NIAGARA FINANCIAL GROUP INC CMN STOCK Cmn 33582V108 5,363 428,023 Sh Shared-defined -- 428,023 FIRST NIAGARA FINANCIAL GROUP INC CMN STOCK Cmn 33582V108 307 24,464 Sh Shared-defined 1 24,464 FIRST SOLAR INC Cmn 336433107 7,950 69,839 Sh Shared-defined -- 69,839 FIRST SOLAR INC Cmn 336433107 1,116 9,806 Sh Shared-defined 1 9,806 COLUMN TOTALS 15,468
FORM 13F Page 253 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FIRST SOLAR INC Cmn 336433957 74,297 652,700 Sh Put Shared-defined 1 652,700 FIRST SOLAR INC Cmn 336433907 41,582 365,300 Sh Call Shared-defined 1 365,300 FIRST SOLAR INC Cmn 336433907 7,809 68,600 Sh Call Shared-defined -- 68,600 FIRST SOLAR INC Cmn 336433957 5,828 51,200 Sh Put Shared-defined -- 51,200 FIRSTBANK BANCORP/ PUERTO RICO CMN STK Cmn 318672952 7 12,500 Sh Put Shared-defined 1 12,500 FIRSTBANK BANCORP/ PUERTO RICO CMN STK Cmn 318672902 5 10,000 Sh Call Shared-defined 1 10,000 FIRSTBANK BANCORP/ PUERTO RICO CMN STK Cmn 318672102 16 30,631 Sh Shared-defined -- 30,631 FIRSTENERGY CORP COMMON STOCK Cmn 337932907 2,043 58,000 Sh Call Shared-defined 1 58,000 FIRSTENERGY CORP COMMON STOCK Cmn 337932957 867 24,600 Sh Put Shared-defined 1 24,600 FIRSTENERGY CORP COMMON STOCK Cmn 337932907 366 10,400 Sh Call Shared-defined -- 10,400 FIRSTENERGY CORP COMMON STOCK Cmn 337932107 1,031 29,262 Sh Shared-defined 1 29,262 FIRSTENERGY CORP COMMON STOCK Cmn 337932107 238 6,746 Sh Shared-defined -- 6,746 FIRSTMERIT CORP CMN STK (WAS FIRST BANCORP INC) Cmn 337915902 65 3,800 Sh Call Shared-defined 1 3,800 FIRSTMERIT CORP CMN STK (WAS FIRST BANCORP INC) Cmn 337915952 60 3,500 Sh Put Shared-defined 1 3,500 COLUMN TOTALS 134,214
FORM 13F Page 254 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FIRSTMERIT CORP CMN STK (WAS FIRST BANCORP INC) Cmn 337915102 15,796 922,127 Sh Shared-defined -- 922,127 FISERV INC CMN STK Cmn 337738908 1,265 27,700 Sh Call Shared-defined 1 27,700 FISERV INC CMN STK Cmn 337738958 676 14,800 Sh Put Shared-defined 1 14,800 FISERV INC CMN STK Cmn 337738108 352 7,700 Sh Shared-defined -- 7,700 FISERV INC CMN STK Cmn 337738108 198 4,347 Sh Shared-defined 1 4,347 FLAGSTONE REINSURANCE HOLDINGS Cmn L3466T104 326 30,141 Sh Shared-defined -- 30,141 FLEXTRONICS INTERNATIONAL LTD CMN STK Cmn Y2573F952 204 36,500 Sh Put Shared-defined 1 36,500 FLEXTRONICS INTERNATIONAL LTD CMN STK Cmn Y2573F902 76 13,600 Sh Call Shared-defined 1 13,600 FLEXTRONICS INTERNATIONAL LTD CMN STK Cmn Y2573F102 1,123 200,612 Sh Shared-defined -- 200,612 FLEXTRONICS INTERNATIONAL LTD CMN STK Cmn Y2573F102 71 12,618 Sh Shared-defined 1 12,618 FLIR SYSTEMS INC CMN STK Cmn 302445951 1,684 57,900 Sh Put Shared-defined 1 57,900 FLIR SYSTEMS INC CMN STK Cmn 302445901 361 12,400 Sh Call Shared-defined 1 12,400 FLIR SYSTEMS INC CMN STK Cmn 302445101 1,392 47,847 Sh Shared-defined 1 47,847 FLIR SYSTEMS INC CMN STK Cmn 302445101 147 5,056 Sh Shared-defined -- 5,056 COLUMN TOTALS 23,671
FORM 13F Page 255 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FLOTEK INDUSTRIES INC COMMON STOCK Cmn 343389952 1 1,000 Sh Put Shared-defined 1 1,000 FLOTEK INDUSTRIES INC COMMON STOCK Cmn 343389102 9 7,572 Sh Shared-defined 1 7,572 FLOTEK INDUSTRIES INC COMMON STOCK Cmn 343389102 4 3,257 Sh Shared-defined -- 3,257 FLOW INTL CORP CMN STK Cmn 343468954 13 5,700 Sh Put Shared-defined 1 5,700 FLOW INTL CORP CMN STK Cmn 343468904 4 1,900 Sh Call Shared-defined 1 1,900 FLOW INTL CORP CMN STK Cmn 343468104 6 2,500 Sh Shared-defined -- 2,500 FLOW INTL CORP CMN STK Cmn 343468104 2 892 Sh Shared-defined 1 892 FLOWERS FOODS INC Cmn 343498101 10,392 425,388 Sh Shared-defined -- 425,388 FLOWERS FOODS INC Cmn 343498901 520 21,300 Sh Call Shared-defined 1 21,300 FLOWERS FOODS INC Cmn 343498951 44 1,800 Sh Put Shared-defined 1 1,800 FLOWSERVE CORP CMN STK Cmn 34354P105 224 2,644 Sh Shared-defined 1 2,644 FLOWSERVE CORP CMN STK Cmn 34354P105 18 210 Sh Shared-defined -- 210 FLOWSERVE CORP CMN STK Cmn 34354P905 9,896 116,700 Sh Call Shared-defined 1 116,700 FLOWSERVE CORP CMN STK Cmn 34354P955 6,886 81,200 Sh Put Shared-defined 1 81,200 COLUMN TOTALS 28,019
FORM 13F Page 256 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FLOWSERVE CORP CMN STK Cmn 34354P905 1,840 21,700 Sh Call Shared-defined -- 21,700 FLOWSERVE CORP CMN STK Cmn 34354P955 1,450 17,100 Sh Put Shared-defined -- 17,100 FLUOR CORP (NEW) Cmn 343412102 1,842 43,349 Sh Shared-defined -- 43,349 FLUOR CORP (NEW) Cmn 343412102 443 10,415 Sh Shared-defined 1 10,415 FLUOR CORP (NEW) Cmn 343412902 7,620 179,300 Sh Call Shared-defined 1 179,300 FLUOR CORP (NEW) Cmn 343412952 4,722 111,100 Sh Put Shared-defined 1 111,100 FLUOR CORP (NEW) Cmn 343412952 3,829 90,100 Sh Put Shared-defined -- 90,100 FLUOR CORP (NEW) Cmn 343412902 1,649 38,800 Sh Call Shared-defined -- 38,800 FMC CORP COMMON STOCK Cmn 302491303 8,689 151,292 Sh Shared-defined -- 151,292 FMC CORP COMMON STOCK Cmn 302491303 79 1,380 Sh Shared-defined 1 1,380 FMC CORP COMMON STOCK Cmn 302491903 4,704 81,900 Sh Call Shared-defined 1 81,900 FMC CORP COMMON STOCK Cmn 302491953 2,177 37,900 Sh Put Shared-defined 1 37,900 FMC CORP COMMON STOCK Cmn 302491953 942 16,400 Sh Put Shared-defined -- 16,400 FMC CORP COMMON STOCK Cmn 302491903 207 3,600 Sh Call Shared-defined -- 3,600 COLUMN TOTALS 40,193
FORM 13F Page 257 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FMC TECHNOLOGIES, INC Cmn 30249U101 31,689 601,775 Sh Shared-defined -- 601,775 FMC TECHNOLOGIES, INC Cmn 30249U101 67 1,270 Sh Shared-defined 1 1,270 FMC TECHNOLOGIES, INC Cmn 30249U901 5,966 113,300 Sh Call Shared-defined 1 113,300 FMC TECHNOLOGIES, INC Cmn 30249U951 4,113 78,100 Sh Put Shared-defined 1 78,100 FO 2.6700% DUE 12/31/49 Pref Stk 349631200 3 12 Sh Shared-defined 1 N/A FOCUS MEDIA Depository HOLDING-ADR Receipt 34415V109 1,630 104,951 Sh Shared-defined 1 N/A FOCUS MEDIA Depository HOLDING-ADR Receipt 34415V109 888 57,178 Sh Shared-defined -- N/A FOOT LOCKER INC CMN STOCK Cmn 344849904 803 63,600 Sh Call Shared-defined 1 63,600 FOOT LOCKER INC CMN STOCK Cmn 344849954 399 31,600 Sh Put Shared-defined 1 31,600 FOOT LOCKER INC CMN STOCK Cmn 344849904 69 5,500 Sh Call Shared-defined -- 5,500 FOOT LOCKER INC CMN STOCK Cmn 344849104 47,527 3,765,982 Sh Shared-defined -- 3,765,982 FOOT LOCKER INC CMN STOCK Cmn 344849104 432 34,234 Sh Shared-defined 1 34,234 FORCE PROTECTION INC Cmn 345203202 154 37,483 Sh Shared-defined 1 37,483 FORCE PROTECTION INC Cmn 345203202 27 6,694 Sh Shared-defined -- 6,694 COLUMN TOTALS 93,767
FORM 13F Page 258 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FORCE PROTECTION INC Cmn 345203952 223 54,400 Sh Put Shared-defined 1 54,400 FORCE PROTECTION INC Cmn 345203902 68 16,700 Sh Call Shared-defined 1 16,700 FORCE PROTECTION INC Cmn 345203902 18 4,500 Sh Call Shared-defined -- 4,500 FORCE PROTECTION INC Cmn 345203952 4 900 Sh Put Shared-defined -- 900 FORD MOTOR 6.5% DUE 1/15/32 -REG Pref Stk 345395206 -- 4 Sh Shared-defined 1 N/A FORD MOTOR CO-CW13 Wt 345370134 10,369 3,323,500 Shared-defined -- N/A FORD MOTOR COMPANY Cmn 345370860 4,826 478,800 Sh Shared-defined 1 478,800 FORD MOTOR COMPANY Cmn 345370860 2,929 290,583 Sh Shared-defined -- 290,583 FORD MOTOR COMPANY Cmn 345370900 24,402 2,420,800 Sh Call Shared-defined 1 2,420,800 FORD MOTOR COMPANY Cmn 345370950 21,662 2,149,000 Sh Put Shared-defined 1 2,149,000 FORD MOTOR COMPANY Cmn 345370950 3,285 325,900 Sh Put Shared-defined -- 325,900 FORD MOTOR COMPANY Cmn 345370900 828 82,100 Sh Call Shared-defined -- 82,100 FOREST LABORATORIES - -CL A CMN STK Cmn 345838106 3,846 140,225 Sh Shared-defined -- 140,225 FOREST LABORATORIES - -CL A CMN STK Cmn 345838106 2,553 93,078 Sh Shared-defined 1 93,078 COLUMN TOTALS 75,013
FORM 13F Page 259 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FOREST LABORATORIES - -CL A CMN STK Cmn 345838956 5,020 183,000 Sh Put Shared-defined 1 183,000 FOREST LABORATORIES - -CL A CMN STK Cmn 345838906 1,558 56,800 Sh Call Shared-defined 1 56,800 FOREST LABORATORIES - -CL A CMN STK Cmn 345838956 239 8,700 Sh Put Shared-defined -- 8,700 FOREST LABORATORIES - -CL A CMN STK Cmn 345838906 58 2,100 Sh Call Shared-defined -- 2,100 FOREST OIL CORP COMMON STOCK Cmn 346091705 15,611 570,585 Sh Shared-defined -- 570,585 FOREST OIL CORP COMMON STOCK Cmn 346091905 4,867 177,900 Sh Call Shared-defined 1 177,900 FOREST OIL CORP COMMON STOCK Cmn 346091955 3,083 112,700 Sh Put Shared-defined 1 112,700 FOREST OIL CORP COMMON STOCK Cmn 346091905 681 24,900 Sh Call Shared-defined -- 24,900 FOREST OIL CORP COMMON STOCK Cmn 346091955 386 14,100 Sh Put Shared-defined -- 14,100 FORESTAR GROUP INC Cmn 346233109 19 1,056 Sh Shared-defined 1 1,056 FORESTAR GROUP INC Cmn 346233109 -- 1 Sh Shared-defined -- 1 FORESTAR GROUP INC Cmn 346233909 426 23,700 Sh Call Shared-defined 1 23,700 FORESTAR GROUP INC Cmn 346233959 154 8,600 Sh Put Shared-defined 1 8,600 FORMFACTOR INC CMN STK Cmn 346375958 315 29,200 Sh Put Shared-defined 1 29,200 COLUMN TOTALS 32,417
FORM 13F Page 260 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FORMFACTOR INC CMN STK Cmn 346375908 150 13,900 Sh Call Shared-defined 1 13,900 FORMFACTOR INC CMN STK Cmn 346375108 697 64,556 Sh Shared-defined -- 64,556 FORMFACTOR INC CMN STK Cmn 346375108 115 10,675 Sh Shared-defined 1 10,675 FORRESTER RESEARCH INC. COMMON Cmn 346563109 233 7,701 Sh Shared-defined -- 7,701 FORRESTER RESEARCH INC. COMMON Cmn 346563109 2 77 Sh Shared-defined 1 77 FORTINET INC Cmn 34959E109 48 2,897 Sh Shared-defined 1 2,897 FORTINET INC Cmn 34959E909 2,068 125,800 Sh Call Shared-defined 1 125,800 FORTINET INC Cmn 34959E959 150 9,100 Sh Put Shared-defined 1 9,100 FORTRESS INVESTMENT GROUP LLC CL-A Cmn 34958B106 169 59,047 Sh Shared-defined 1 59,047 FORTRESS INVESTMENT GROUP LLC CL-A Cmn 34958B906 199 69,200 Sh Call Shared-defined 1 69,200 FORTRESS INVESTMENT GROUP LLC CL-A Cmn 34958B956 174 60,600 Sh Put Shared-defined 1 60,600 FORTUNE BRANDS INC. COMMON NEW YORK Cmn 349631901 1,215 31,000 Sh Call Shared-defined 1 31,000 FORTUNE BRANDS INC. COMMON NEW YORK Cmn 349631951 737 18,800 Sh Put Shared-defined 1 18,800 FORTUNE BRANDS INC. COMMON NEW YORK Cmn 349631901 407 10,400 Sh Call Shared-defined -- 10,400 COLUMN TOTALS 6,364
FORM 13F Page 261 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FORTUNE BRANDS INC. COMMON NEW YORK Cmn 349631951 161 4,100 Sh Put Shared-defined -- 4,100 FORTUNE BRANDS INC. COMMON NEW YORK Cmn 349631101 849 21,669 Sh Shared-defined -- 21,669 FORTUNE BRANDS INC. COMMON NEW YORK Cmn 349631101 217 5,533 Sh Shared-defined 1 5,533 FORWARD AIR CORPORATION CMN STK Cmn 349853951 25 900 Sh Put Shared-defined 1 900 FORWARD AIR CORPORATION CMN STK Cmn 349853901 5 200 Sh Call Shared-defined 1 200 FORWARD AIR CORPORATION CMN STK Cmn 349853101 191 7,026 Sh Shared-defined -- 7,026 FORWARD AIR CORPORATION CMN STK Cmn 349853101 40 1,457 Sh Shared-defined 1 1,457 FOSSIL INC CMN STK Cmn 349882900 888 25,600 Sh Call Shared-defined 1 25,600 FOSSIL INC CMN STK Cmn 349882950 205 5,900 Sh Put Shared-defined 1 5,900 FOSSIL INC CMN STK Cmn 349882100 42 1,214 Sh Shared-defined -- 1,214 FOSTER (LB) CO-CL A CMN STK Cmn 350060959 1,550 59,800 Sh Put Shared-defined 1 59,800 FOSTER (LB) CO-CL A CMN STK Cmn 350060909 835 32,200 Sh Call Shared-defined 1 32,200 FOSTER (LB) CO-CL A CMN STK Cmn 350060109 265 10,228 Sh Shared-defined 1 10,228 FOSTER (LB) CO-CL A CMN STK Cmn 350060109 147 5,685 Sh Shared-defined -- 5,685 COLUMN TOTALS 5,420
FORM 13F Page 262 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FOSTER WHEELER AG Cmn H27178104 1,252 59,435 Sh Shared-defined -- 59,435 FOSTER WHEELER AG Cmn H27178104 129 6,122 Sh Shared-defined 1 6,122 FOSTER WHEELER AG Cmn H27178904 4,901 232,700 Sh Call Shared-defined 1 232,700 FOSTER WHEELER AG Cmn H27178954 3,635 172,600 Sh Put Shared-defined 1 172,600 FOSTER WHEELER AG Cmn H27178904 1,624 77,100 Sh Call Shared-defined -- 77,100 FOSTER WHEELER AG Cmn H27178954 693 32,900 Sh Put Shared-defined -- 32,900 FRANKLIN RESOURCES INC CMN STK Cmn 354613901 11,351 131,700 Sh Call Shared-defined 1 131,700 FRANKLIN RESOURCES INC CMN STK Cmn 354613951 9,852 114,300 Sh Put Shared-defined 1 114,300 FRANKLIN RESOURCES INC CMN STK Cmn 354613901 1,724 20,000 Sh Call Shared-defined -- 20,000 FRANKLIN RESOURCES INC CMN STK Cmn 354613951 1,577 18,300 Sh Put Shared-defined -- 18,300 FRANKLIN RESOURCES INC CMN STK Cmn 354613101 21,185 245,797 Sh Shared-defined -- 245,797 FRANKLIN RESOURCES INC CMN STK Cmn 354613101 434 5,030 Sh Shared-defined 1 5,030 FRANKLIN STREET PROPERTIES CORP COMMON STOCK Cmn 35471R906 355 30,100 Sh Call Shared-defined 1 30,100 FRANKLIN STREET PROPERTIES CORP COMMON STOCK Cmn 35471R956 91 7,700 Sh Put Shared-defined 1 7,700 COLUMN TOTALS 58,803
FORM 13F Page 263 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FRANKLIN STREET PROPERTIES CORP COMMON STOCK Cmn 35471R106 1,136 96,151 Sh Shared-defined -- 96,151 FRANKLIN STREET PROPERTIES CORP COMMON STOCK Cmn 35471R106 2 138 Sh Shared-defined 1 138 FREDS INC CMN STK Cmn 356108900 178 16,100 Sh Call Shared-defined 1 16,100 FREDS INC CMN STK Cmn 356108950 38 3,400 Sh Put Shared-defined 1 3,400 FREDS INC CMN STK Cmn 356108100 482 43,580 Sh Shared-defined -- 43,580 FREDS INC CMN STK Cmn 356108100 39 3,540 Sh Shared-defined 1 3,540 FREEPORT-MCMORAN COPPER CMN STK Cmn 35671D957 56,262 951,500 Sh Put Shared-defined 1 951,500 FREEPORT-MCMORAN COPPER CMN STK Cmn 35671D907 41,574 703,100 Sh Call Shared-defined 1 703,100 FREEPORT-MCMORAN COPPER CMN STK Cmn 35671D957 5,115 86,500 Sh Put Shared-defined -- 86,500 FREEPORT-MCMORAN COPPER CMN STK Cmn 35671D907 4,896 82,800 Sh Call Shared-defined -- 82,800 FREEPORT-MCMORAN COPPER CMN STK Cmn 35671D857 23,107 390,790 Sh Shared-defined 1 390,790 FREEPORT-MCMORAN COPPER CMN STK Cmn 35671D857 14,597 246,869 Sh Shared-defined -- 246,869 FREIGHTCAR AMERICA INC. COMMON STOCK Cmn 357023950 979 43,300 Sh Put Shared-defined 1 43,300 FREIGHTCAR AMERICA INC. COMMON STOCK Cmn 357023900 247 10,900 Sh Call Shared-defined 1 10,900 COLUMN TOTALS 148,652
FORM 13F Page 264 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FREIGHTCAR AMERICA INC. COMMON STOCK Cmn 357023100 289 12,774 Sh Shared-defined 1 12,774 FREIGHTCAR AMERICA INC. COMMON STOCK Cmn 357023100 109 4,800 Sh Shared-defined -- 4,800 FRESENIUS KABI PHARMA-CVR Wt 35802M115 3 20,962 Shared-defined 1 N/A FRESENIUS KABI PHARMA-CVR Wt 35802M115 -- 162 Shared-defined -- N/A FRESH DEL MONTE PRODUCE INC CMN STOCK Cmn G36738955 1,057 52,200 Sh Put Shared-defined 1 52,200 FRESH DEL MONTE PRODUCE INC CMN STOCK Cmn G36738905 957 47,300 Sh Call Shared-defined 1 47,300 FRESH DEL MONTE PRODUCE INC CMN STOCK Cmn G36738105 676 33,417 Sh Shared-defined -- 33,417 FRESH DEL MONTE PRODUCE INC CMN STOCK Cmn G36738105 105 5,201 Sh Shared-defined 1 5,201 FRONTEER DEVELOPMENT GROUP INC COMMON STOCK Cmn 359032109 95 15,883 Sh Shared-defined 1 15,883 FRONTEER DEVELOPMENT GROUP INC COMMON STOCK Cmn 359032109 4 600 Sh Shared-defined -- 600 FRONTEER DEVELOPMENT GROUP INC COMMON STOCK Cmn 359032909 114 19,100 Sh Call Shared-defined 1 19,100 FRONTEER DEVELOPMENT GROUP INC COMMON STOCK Cmn 359032959 32 5,400 Sh Put Shared-defined 1 5,400 FRONTIER COMMUNICATIONS CORP Cmn 35906A108 425 59,766 Sh Shared-defined -- 59,766 FRONTIER COMMUNICATIONS CORP Cmn 35906A908 544 76,500 Sh Call Shared-defined 1 76,500 COLUMN TOTALS 4,410
FORM 13F Page 265 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FRONTIER COMMUNICATIONS CORP Cmn 35906A958 38 5,300 Sh Put Shared-defined 1 5,300 FRONTIER OIL CORP COMMON STOCK Cmn 35914P105 20,064 1,491,741 Sh Shared-defined -- 1,491,741 FRONTIER OIL CORP COMMON STOCK Cmn 35914P105 443 32,901 Sh Shared-defined 1 32,901 FRONTIER OIL CORP COMMON STOCK Cmn 35914P955 1,204 89,500 Sh Put Shared-defined 1 89,500 FRONTIER OIL CORP COMMON STOCK Cmn 35914P905 430 32,000 Sh Call Shared-defined 1 32,000 FRONTIER OIL CORP COMMON STOCK Cmn 35914P955 31 2,300 Sh Put Shared-defined -- 2,300 FRONTLINE LIMITED COMMON STOCK Cmn G3682E127 2,337 81,880 Sh Shared-defined 1 81,880 FRONTLINE LIMITED COMMON STOCK Cmn G3682E127 869 30,431 Sh Shared-defined -- 30,431 FRONTLINE LIMITED COMMON STOCK Cmn G3682E957 4,492 157,400 Sh Put Shared-defined 1 157,400 FRONTLINE LIMITED COMMON STOCK Cmn G3682E907 1,978 69,300 Sh Call Shared-defined 1 69,300 FSI INTL INC CMN STK Cmn 302633102 71 17,000 Sh Shared-defined -- 17,000 FTI CONSULTING 3.75% CB 07/15/12 - -REGISTERED Bond 302941AB5 9,592 6,500,000 Prn Shared-defined -- N/A FTI CONSULTING INC CMN STOCK Cmn 302941909 2,193 50,300 Sh Call Shared-defined 1 50,300 FTI CONSULTING INC CMN STOCK Cmn 302941959 1,513 34,700 Sh Put Shared-defined 1 34,700 COLUMN TOTALS 45,255
FORM 13F Page 266 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FTI CONSULTING INC CMN STOCK Cmn 302941959 105 2,400 Sh Put Shared-defined -- 2,400 FTI CONSULTING INC CMN STOCK Cmn 302941909 22 500 Sh Call Shared-defined -- 500 FTI CONSULTING INC CMN STOCK Cmn 302941109 512 11,745 Sh Shared-defined -- 11,745 FTI CONSULTING INC CMN STOCK Cmn 302941109 29 674 Sh Shared-defined 1 674 FUEL SYSTEMS SOLUTIONS INC COMMON STOCK Cmn 35952W953 6,926 266,900 Sh Put Shared-defined 1 266,900 FUEL SYSTEMS SOLUTIONS INC COMMON STOCK Cmn 35952W903 3,773 145,400 Sh Call Shared-defined 1 145,400 FUEL SYSTEMS SOLUTIONS INC COMMON STOCK Cmn 35952W103 79 3,047 Sh Shared-defined -- 3,047 FUEL SYSTEMS SOLUTIONS INC COMMON STOCK Cmn 35952W103 54 2,066 Sh Shared-defined 1 2,066 FUEL TECH INC CMN STOCK Cmn 359523957 142 22,400 Sh Put Shared-defined 1 22,400 FUEL TECH INC CMN STOCK Cmn 359523907 21 3,300 Sh Call Shared-defined 1 3,300 FUEL TECH INC CMN STOCK Cmn 359523107 144 22,768 Sh Shared-defined 1 22,768 FUEL TECH INC CMN STOCK Cmn 359523107 8 1,280 Sh Shared-defined -- 1,280 FUELCELL ENERGY INC. CMN STK Cmn 35952H106 66 55,978 Sh Shared-defined -- 55,978 FUELCELL ENERGY INC. CMN STK Cmn 35952H956 7 5,600 Sh Put Shared-defined 1 5,600 COLUMN TOTALS 11,888
FORM 13F Page 267 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FUELCELL ENERGY INC. CMN STK Cmn 35952H906 1 800 Sh Call Shared-defined 1 800 FULTON FINANCIAL CORP Cmn 360271100 17,994 1,864,653 Sh Shared-defined -- 1,864,653 FULTON FINANCIAL CORP Cmn 360271100 71 7,316 Sh Shared-defined 1 7,316 FULTON FINANCIAL CORP Cmn 360271900 79 8,200 Sh Call Shared-defined 1 8,200 FULTON FINANCIAL CORP Cmn 360271950 5 500 Sh Put Shared-defined 1 500 FUQI INTERNATIONAL INC Cmn 36102A207 652 95,871 Sh Shared-defined 1 95,871 FUQI INTERNATIONAL INC Cmn 36102A207 194 28,581 Sh Shared-defined -- 28,581 FUQI INTERNATIONAL INC Cmn 36102A957 731 107,500 Sh Put Shared-defined 1 107,500 FUQI INTERNATIONAL INC Cmn 36102A907 398 58,600 Sh Call Shared-defined 1 58,600 FURNITURE BRANDS INTL COMMON STOCK (WAS INTERCO) Cmn 360921950 12 2,300 Sh Put Shared-defined 1 2,300 FURNITURE BRANDS INTL COMMON STOCK (WAS INTERCO) Cmn 360921900 6 1,100 Sh Call Shared-defined 1 1,100 FURNITURE BRANDS INTL COMMON STOCK (WAS INTERCO) Cmn 360921100 72 13,822 Sh Shared-defined -- 13,822 FURNITURE BRANDS INTL COMMON STOCK (WAS INTERCO) Cmn 360921100 22 4,263 Sh Shared-defined 1 4,263 FUSHI INTERNATIONAL INC CMN STK Cmn 36113E957 110 13,500 Sh Put Shared-defined 1 13,500 COLUMN TOTALS 20,347
FORM 13F Page 268 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FUSHI INTERNATIONAL INC CMN STK Cmn 36113E907 51 6,200 Sh Call Shared-defined 1 6,200 FUSHI INTERNATIONAL INC CMN STK Cmn 36113E107 53 6,453 Sh Shared-defined 1 6,453 FX ENERGY INC CMN STOCK Cmn 302695901 83 23,000 Sh Call Shared-defined 1 23,000 FX ENERGY INC CMN STOCK Cmn 302695951 43 11,900 Sh Put Shared-defined 1 11,900 FX ENERGY INC CMN STOCK Cmn 302695101 14 3,768 Sh Shared-defined -- 3,768 GAFISA Depository SA-ADR Receipt 362607301 579 47,801 Sh Shared-defined 1 N/A GAFISA Depository SA-ADR Receipt 362607301 398 32,900 Sh Shared-defined -- N/A GAIAM INC CMN STOCK Cmn 36268Q103 155 25,522 Sh Shared-defined -- 25,522 GAIAM INC CMN STOCK Cmn 36268Q103 13 2,213 Sh Shared-defined 1 2,213 GALLAGHER (ARTHUR J.) & CO CMN STK Cmn 363576959 151 6,200 Sh Put Shared-defined 1 6,200 GALLAGHER (ARTHUR J.) & CO CMN STK Cmn 363576909 44 1,800 Sh Call Shared-defined 1 1,800 GALLAGHER (ARTHUR J.) & CO CMN STK Cmn 363576109 27,374 1,122,793 Sh Shared-defined -- 1,122,793 GALLAGHER (ARTHUR J.) & CO CMN STK Cmn 363576109 121 4,957 Sh Shared-defined 1 4,957 GAMESTOP CORP Cmn 36467W109 2,442 129,939 Sh Shared-defined -- 129,939 COLUMN TOTALS 31,521
FORM 13F Page 269 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GAMESTOP CORP Cmn 36467W909 5,107 271,800 Sh Call Shared-defined 1 271,800 GAMESTOP CORP Cmn 36467W959 3,728 198,400 Sh Put Shared-defined 1 198,400 GAMESTOP CORP Cmn 36467W909 145 7,700 Sh Call Shared-defined -- 7,700 GAMESTOP CORP Cmn 36467W959 141 7,500 Sh Put Shared-defined -- 7,500 GAMMON GOLD INC COMMON STOCK Cmn 36467T956 242 44,400 Sh Put Shared-defined 1 44,400 GAMMON GOLD INC COMMON STOCK Cmn 36467T906 66 12,000 Sh Call Shared-defined 1 12,000 GAMMON GOLD INC COMMON STOCK Cmn 36467T106 360 65,977 Sh Shared-defined 1 65,977 GAMMON GOLD INC COMMON STOCK Cmn 36467T106 176 32,200 Sh Shared-defined -- 32,200 GANNETT INC Cmn 364730951 3,362 249,800 Sh Put Shared-defined 1 249,800 GANNETT INC Cmn 364730901 1,642 122,000 Sh Call Shared-defined 1 122,000 GANNETT INC Cmn 364730951 385 28,600 Sh Put Shared-defined -- 28,600 GANNETT INC Cmn 364730901 287 21,300 Sh Call Shared-defined -- 21,300 GANNETT INC Cmn 364730101 2,538 188,575 Sh Shared-defined 1 188,575 GANNETT INC Cmn 364730101 206 15,281 Sh Shared-defined -- 15,281 COLUMN TOTALS 18,385
FORM 13F Page 270 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GAP INC Cmn 364760108 832 42,739 Sh Shared-defined - 42,739 GAP INC Cmn 364760108 122 6,247 Sh Shared-defined 1 6,247 GARDNER DENVER INC CMN STK Cmn 365558955 673 15,100 Sh Put Shared-defined 1 15,100 GARDNER DENVER INC CMN STK Cmn 365558905 419 9,400 Sh Call Shared-defined 1 9,400 GARDNER DENVER INC CMN STK Cmn 365558105 392 8,799 Sh Shared-defined 1 8,799 GATX CORPORATION COMMON STOCK Cmn 361448953 147 5,500 Sh Put Shared-defined 1 5,500 GATX CORPORATION COMMON STOCK Cmn 361448903 131 4,900 Sh Call Shared-defined 1 4,900 GATX CORPORATION COMMON STOCK Cmn 361448103 1,032 38,665 Sh Shared-defined - 38,665 GATX CORPORATION COMMON STOCK Cmn 361448103 267 10,007 Sh Shared-defined 1 10,007 GAYLORD ENTERTAINMENT - -CLASS A CMN STOCK Cmn 367905906 528 23,900 Sh Call Shared-defined 1 23,900 GAYLORD ENTERTAINMENT - -CLASS A CMN STOCK Cmn 367905956 512 23,200 Sh Put Shared-defined 1 23,200 GAYLORD ENTERTAINMENT - -CLASS A CMN STOCK Cmn 367905106 323 14,608 Sh Shared-defined - 14,608 GAYLORD ENTERTAINMENT - -CLASS A CMN STOCK Cmn 367905106 103 4,650 Sh Shared-defined 1 4,650 GENCO SHIPPING & TRADING LTD COMMON STOCK Cmn Y2685T957 3,503 233,700 Sh Put Shared-defined 1 233,700 COLUMN TOTALS 8,984
FORM 13F Page 271 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GENCO SHIPPING & TRADING LTD COMMON STOCK Cmn Y2685T907 1,319 88,000 Sh Call Shared-defined 1 88,000 GENCO SHIPPING & TRADING LTD COMMON STOCK Cmn Y2685T107 2,443 162,958 Sh Shared-defined 1 162,958 GENCO SHIPPING & TRADING LTD COMMON STOCK Cmn Y2685T107 515 34,325 Sh Shared-defined -- 34,325 GENERAC HOLDINGS INC Cmn 368736104 279 19,895 Sh Shared-defined -- 19,895 GENERAC HOLDINGS INC Cmn 368736104 7 469 Sh Shared-defined 1 469 GENERAL CABLE 0.875% CB 11/15/2013- REGISTERED Bond 369300AD0 5,226 6,000,000 Prn Shared-defined -- N/A GENERAL CABLE CORP 4.5% CB 11/15/2029- REGISTERED Bond 369300AL2 5,158 5,500,000 Prn Shared-defined -- N/A GENERAL CABLE CORP DEL NEW CMN STOCK Cmn 369300908 1,519 57,000 Sh Call Shared-defined 1 57,000 GENERAL CABLE CORP DEL NEW CMN STOCK Cmn 369300958 1,055 39,600 Sh Put Shared-defined 1 39,600 GENERAL CABLE CORP DEL NEW CMN STOCK Cmn 369300958 184 6,900 Sh Put Shared-defined -- 6,900 GENERAL CABLE CORP DEL NEW CMN STOCK Cmn 369300908 112 4,200 Sh Call Shared-defined -- 4,200 GENERAL CABLE CORP DEL NEW CMN STOCK Cmn 369300108 1,057 39,664 Sh Shared-defined 1 39,664 GENERAL CABLE CORP DEL NEW CMN STOCK Cmn 369300108 210 7,869 Sh Shared-defined -- 7,869 GENERAL DYNAMICS CORP Cmn 369550108 1,513 25,835 Sh Shared-defined -- 25,835 COLUMN TOTALS 20,597
FORM 13F Page 272 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GENERAL DYNAMICS CORP Cmn 369550108 620 10,583 Sh Shared-defined 1 10,583 GENERAL DYNAMICS CORP Cmn 369550958 5,891 100,600 Sh Put Shared-defined 1 100,600 GENERAL DYNAMICS CORP Cmn 369550908 5,850 99,900 Sh Call Shared-defined 1 99,900 GENERAL DYNAMICS CORP Cmn 369550958 1,154 19,700 Sh Put Shared-defined -- 19,700 GENERAL DYNAMICS CORP Cmn 369550908 240 4,100 Sh Call Shared-defined -- 4,100 GENERAL ELECTRIC CORP Cmn 369604953 43,894 3,044,000 Sh Put Shared-defined 1 3,044,000 GENERAL ELECTRIC CORP Cmn 369604903 35,720 2,477,100 Sh Call Shared-defined 1 2,477,100 GENERAL ELECTRIC CORP Cmn 369604953 7,135 494,800 Sh Put Shared-defined -- 494,800 GENERAL ELECTRIC CORP Cmn 369604903 2,053 142,400 Sh Call Shared-defined -- 142,400 GENERAL ELECTRIC CORP Cmn 369604103 15,542 1,077,795 Sh Shared-defined 1 1,077,795 GENERAL ELECTRIC CORP Cmn 369604103 5,323 369,149 Sh Shared-defined -- 369,149 GENERAL GROWTH PROPERTIES INC Cmn 370021907 2,531 190,900 Sh Call Shared-defined 1 190,900 GENERAL GROWTH PROPERTIES INC Cmn 370021957 1,439 108,500 Sh Put Shared-defined 1 108,500 GENERAL MARITIME CORP Cmn Y2693R101 10,842 1,795,039 Sh Shared-defined -- 1,795,039 COLUMN TOTALS 138,234
FORM 13F Page 273 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GENERAL MARITIME CORP Cmn Y2693R101 307 50,830 Sh Shared-defined 1 50,830 GENERAL MARITIME CORP Cmn Y2693R951 228 37,800 Sh Put Shared-defined 1 37,800 GENERAL MARITIME CORP Cmn Y2693R901 25 4,100 Sh Call Shared-defined 1 4,100 GENERAL MLS INC Cmn 370334954 12,830 361,200 Sh Put Shared-defined 1 361,200 GENERAL MLS INC Cmn 370334904 8,312 234,000 Sh Call Shared-defined 1 234,000 GENERAL MLS INC Cmn 370334954 1,069 30,100 Sh Put Shared-defined -- 30,100 GENERAL MLS INC Cmn 370334904 714 20,100 Sh Call Shared-defined -- 20,100 GENERAL MLS INC Cmn 370334104 2,358 66,385 Sh Shared-defined 1 66,385 GENERAL MLS INC Cmn 370334104 1,051 29,580 Sh Shared-defined -- 29,580 GENERAL MOLY INC COMMON STOCK Cmn 370373902 83 27,100 Sh Call Shared-defined 1 27,100 GENERAL MOLY INC COMMON STOCK Cmn 370373952 6 2,000 Sh Put Shared-defined 1 2,000 GENERAL MOLY INC COMMON STOCK Cmn 370373102 79 25,579 Sh Shared-defined 1 25,579 GENERAL STEEL HOLDINGS INC CMN STK Cmn 370853903 62 26,300 Sh Call Shared-defined 1 26,300 GENERAL STEEL HOLDINGS INC CMN STK Cmn 370853953 11 4,700 Sh Put Shared-defined 1 4,700 COLUMN TOTALS 27,135
FORM 13F Page 274 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GENERAL STEEL HOLDINGS INC CMN STK Cmn 370853103 26 11,168 Sh Shared-defined -- 11,168 GENERAL STEEL HOLDINGS INC CMN STK Cmn 370853103 17 7,346 Sh Shared-defined 1 7,346 GENEREX BIOTECHNOLOGY CRP DE CMN STOCK Cmn 371485103 6 18,190 Sh Shared-defined 1 18,190 GENESCO INC Cmn 371532102 153 5,805 Sh Shared-defined 1 5,805 GENESCO INC Cmn 371532102 107 4,080 Sh Shared-defined -- 4,080 GENESCO INC Cmn 371532952 226 8,600 Sh Put Shared-defined 1 8,600 GENESCO INC Cmn 371532902 5 200 Sh Call Shared-defined 1 200 GENESEE & WYO INC CMN STOCK Cmn 371559955 895 24,000 Sh Put Shared-defined 1 24,000 GENESEE & WYO INC CMN STOCK Cmn 371559905 780 20,900 Sh Call Shared-defined 1 20,900 GENESEE & WYO INC CMN STOCK Cmn 371559105 179 4,786 Sh Shared-defined -- 4,786 GENESEE & WYO INC CMN STOCK Cmn 371559105 40 1,079 Sh Shared-defined 1 1,079 GENOMIC HEALTH INC COMMON STOCK Cmn 37244C901 348 26,900 Sh Call Shared-defined 1 26,900 GENOMIC HEALTH INC COMMON STOCK Cmn 37244C951 81 6,300 Sh Put Shared-defined 1 6,300 GENOMIC HEALTH INC COMMON STOCK Cmn 37244C101 13 1,000 Sh Shared-defined -- 1,000 COLUMN TOTALS 2,876
FORM 13F Page 275 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GENOMIC HEALTH INC COMMON STOCK Cmn 37244C101 7 514 Sh Shared-defined 1 514 GENOPTIX INC Cmn 37243V100 9 500 Sh Shared-defined -- 500 GENOPTIX INC Cmn 37243V900 1,027 59,700 Sh Call Shared-defined 1 59,700 GENOPTIX INC Cmn 37243V950 206 12,000 Sh Put Shared-defined 1 12,000 GENPACT LTD Cmn G3922B107 308 19,822 Sh Shared-defined -- 19,822 GENPACT LTD Cmn G3922B107 4 233 Sh Shared-defined 1 233 GEN-PROBE INC COMMON STOCK Cmn 36866T953 695 15,300 Sh Put Shared-defined 1 15,300 GEN-PROBE INC COMMON STOCK Cmn 36866T903 409 9,000 Sh Call Shared-defined 1 9,000 GEN-PROBE INC COMMON STOCK Cmn 36866T103 1,078 23,737 Sh Shared-defined -- 23,737 GEN-PROBE INC COMMON STOCK Cmn 36866T103 296 6,515 Sh Shared-defined 1 6,515 GENTEX CORP CMN STK Cmn 371901909 248 13,800 Sh Call Shared-defined 1 13,800 GENTEX CORP CMN STK Cmn 371901959 70 3,900 Sh Put Shared-defined 1 3,900 GENTEX CORP CMN STK Cmn 371901109 1,279 71,129 Sh Shared-defined -- 71,129 GENTEX CORP CMN STK Cmn 371901109 103 5,713 Sh Shared-defined 1 5,713 COLUMN TOTALS 5,739
FORM 13F Page 276 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GENTIVA HEALTH SERVICES CMN STOCK Cmn 37247A102 1,097 40,600 Sh Shared-defined -- 40,600 GENTIVA HEALTH SERVICES CMN STOCK Cmn 37247A102 12 442 Sh Shared-defined 1 442 GENUINE PARTS CO Cmn 372460105 5,283 133,906 Sh Shared-defined -- 133,906 GENUINE PARTS CO Cmn 372460105 93 2,360 Sh Shared-defined 1 2,360 GENUINE PARTS CO Cmn 372460905 1,834 46,500 Sh Call Shared-defined 1 46,500 GENVEC INC Cmn 37246C109 5 11,627 Sh Shared-defined 1 11,627 GENVEC INC Cmn 37246C109 5 9,800 Sh Shared-defined -- 9,800 GENWORTH FINANCIAL INC COMMON STOCK Cmn 37247D956 5,793 443,200 Sh Put Shared-defined 1 443,200 GENWORTH FINANCIAL INC COMMON STOCK Cmn 37247D906 4,641 355,100 Sh Call Shared-defined 1 355,100 GENWORTH FINANCIAL INC COMMON STOCK Cmn 37247D906 634 48,500 Sh Call Shared-defined -- 48,500 GENWORTH FINANCIAL INC COMMON STOCK Cmn 37247D956 358 27,400 Sh Put Shared-defined -- 27,400 GENWORTH FINANCIAL INC COMMON STOCK Cmn 37247D106 620 47,423 Sh Shared-defined 1 47,423 GENZYME CORP- GENL DIVISION COMMON STOCK Cmn 372917104 23,378 460,476 Sh Shared-defined -- 460,476 GENZYME CORP- GENL DIVISION COMMON STOCK Cmn 372917104 489 9,633 Sh Shared-defined 1 9,633 COLUMN TOTALS 44,242
FORM 13F Page 277 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GENZYME CORP- GENL DIVISION COMMON STOCK Cmn 372917954 14,165 279,000 Sh Put Shared-defined 1 279,000 GENZYME CORP- GENL DIVISION COMMON STOCK Cmn 372917904 9,616 189,400 Sh Call Shared-defined 1 189,400 GENZYME CORP- GENL DIVISION COMMON STOCK Cmn 372917904 4,513 88,900 Sh Call Shared-defined -- 88,900 GENZYME CORP- GENL DIVISION COMMON STOCK Cmn 372917954 1,137 22,400 Sh Put Shared-defined -- 22,400 GEO GROUP INC/THE CMN STOCK Cmn 36159R103 622 29,997 Sh Shared-defined -- 29,997 GEOEYE INC COMMON STOCK Cmn 37250W908 2,202 70,700 Sh Call Shared-defined 1 70,700 GEOEYE INC COMMON STOCK Cmn 37250W958 1,267 40,700 Sh Put Shared-defined 1 40,700 GEOEYE INC COMMON STOCK Cmn 37250W108 30 964 Sh Shared-defined -- 964 GEORGIA GULF CORP CMN STK Cmn 373200952 247 18,500 Sh Put Shared-defined 1 18,500 GEORGIA GULF CORP CMN STK Cmn 373200902 59 4,400 Sh Call Shared-defined 1 4,400 GEORGIA GULF CORP CMN STK Cmn 373200302 198 14,851 Sh Shared-defined 1 14,851 GEORGIA GULF CORP CMN STK Cmn 373200302 9 665 Sh Shared-defined -- 665 GERBER SCIENTIFIC INC CMN STK Cmn 373730100 55 10,288 Sh Shared-defined -- 10,288 GERDAU SA - SPONS ADR Depository 1:1 PREF SHRS Receipt 373737105 171 13,000 Sh Shared-defined -- N/A COLUMN TOTALS 34,291
FORM 13F Page 278 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GERON CORP CMN STOCK Cmn 374163953 504 100,400 Sh Put Shared-defined 1 100,400 GERON CORP CMN STOCK Cmn 374163903 101 20,200 Sh Call Shared-defined 1 20,200 GERON CORP CMN STOCK Cmn 374163103 785 156,331 Sh Shared-defined -- 156,331 GERON CORP CMN STOCK Cmn 374163103 530 105,593 Sh Shared-defined 1 105,593 GETTY REALTY CMN STK Cmn 374297109 527 23,500 Sh Shared-defined -- 23,500 GETTY REALTY CMN STK Cmn 374297109 67 2,969 Sh Shared-defined 1 2,969 GFI GROUP INC COMMON STOCK Cmn 361652209 66 11,876 Sh Shared-defined 1 11,876 GFI GROUP INC COMMON STOCK Cmn 361652909 81 14,600 Sh Call Shared-defined 1 14,600 GIANT INTERACTIVE Depository GROUP-ADR Receipt 374511103 4,842 703,773 Sh Shared-defined -- N/A GIANT INTERACTIVE Depository GROUP-ADR Receipt 374511103 370 53,789 Sh Shared-defined 1 N/A GIGAMEDIA LIMITED COM STK Cmn Y2711Y954 110 46,200 Sh Put Shared-defined 1 46,200 GIGAMEDIA LIMITED COM STK Cmn Y2711Y904 91 38,400 Sh Call Shared-defined 1 38,400 GIGAMEDIA LIMITED COM STK Cmn Y2711Y104 121 51,040 Sh Shared-defined 1 51,040 GILDAN ACTIVEWEAR INC - -CL A CMN STOCK Cmn 375916903 997 34,800 Sh Call Shared-defined 1 34,800 COLUMN TOTALS 9,192
FORM 13F Page 279 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GILDAN ACTIVEWEAR INC - -CL A CMN STOCK Cmn 375916953 530 18,500 Sh Put Shared-defined 1 18,500 GILDAN ACTIVEWEAR INC - -CL A CMN STOCK Cmn 375916103 550 19,204 Sh Shared-defined -- 19,204 GILEAD SCIENCES INC CMN STK Cmn 375558903 28,781 839,600 Sh Call Shared-defined 1 839,600 GILEAD SCIENCES INC CMN STK Cmn 375558953 25,614 747,200 Sh Put Shared-defined 1 747,200 GILEAD SCIENCES INC CMN STK Cmn 375558953 9,876 288,100 Sh Put Shared-defined -- 288,100 GILEAD SCIENCES INC CMN STK Cmn 375558903 6,945 202,600 Sh Call Shared-defined -- 202,600 GILEAD SCIENCES INC CMN STK Cmn 375558103 10,131 295,548 Sh Shared-defined 1 295,548 GILEAD SCIENCES INC CMN STK Cmn 375558103 9,850 287,327 Sh Shared-defined -- 287,327 GIVEN IMAGING LTD Cmn M52020100 67 4,271 Sh Shared-defined -- 4,271 GIVEN IMAGING LTD Cmn M52020100 49 3,163 Sh Shared-defined 1 3,163 GIVEN IMAGING LTD Cmn M52020900 303 19,400 Sh Call Shared-defined 1 19,400 GIVEN IMAGING LTD Cmn M52020950 286 18,300 Sh Put Shared-defined 1 18,300 GLACIER BANCORP INC CMN STK Cmn 37637Q105 366 24,925 Sh Shared-defined -- 24,925 GLATFELTER CMN STK Cmn 377316104 251 23,161 Sh Shared-defined -- 23,161 COLUMN TOTALS 93,599
FORM 13F Page 280 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GLAXOSMITHKLINE PLC-- Depository ADR 1:2 Receipt 37733W105 552 16,237 Sh Shared-defined -- N/A GLEACHER & CO INC Cmn 377341102 1,009 395,644 Sh Shared-defined -- 395,644 GLG PARTNERS INC Cmn 37929X107 44 10,153 Sh Shared-defined 1 10,153 GLG PARTNERS INC Cmn 37929X107 3 728 Sh Shared-defined -- 728 GLG PARTNERS INC-CW11 Wt 37929X115 1 10,000 Shared-defined 1 N/A GLIMCHER REALTY TRUST CMN STK Cmn 379302102 227 38,038 Sh Shared-defined -- 38,038 GLIMCHER REALTY TRUST CMN STK Cmn 379302102 18 2,949 Sh Shared-defined 1 2,949 GLOBAL CROSSING LTD-- CMN STK Cmn G3921A955 64 6,100 Sh Put Shared-defined 1 6,100 GLOBAL CROSSING LTD-- CMN STK Cmn G3921A905 58 5,500 Sh Call Shared-defined 1 5,500 GLOBAL CROSSING LTD-- CMN STK Cmn G3921A175 1,198 113,343 Sh Shared-defined -- 113,343 GLOBAL CROSSING LTD-- CMN STK Cmn G3921A175 20 1,871 Sh Shared-defined 1 1,871 GLOBAL GEOPHYSICAL SERVICES Cmn 37946S107 881 126,348 Sh Shared-defined -- 126,348 GLOBAL GEOPHYSICAL SERVICES Cmn 37946S107 1 154 Sh Shared-defined 1 154 GLOBAL INDEMNITY PLC Cmn 90933T109 303 41,132 Sh Shared-defined -- 41,132 COLUMN TOTALS 4,379
FORM 13F Page 281 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GLOBAL INDEMNITY PLC Cmn 90933T109 3 340 Sh Shared-defined 1 340 GLOBAL INDUSTRIES LTD CMN STK Cmn 379336950 10 2,200 Sh Put Shared-defined 1 2,200 GLOBAL INDUSTRIES LTD CMN STK Cmn 379336900 5 1,200 Sh Call Shared-defined 1 1,200 GLOBAL INDUSTRIES LTD CMN STK Cmn 379336100 137 30,447 Sh Shared-defined -- 30,447 GLOBAL INDUSTRIES LTD CMN STK Cmn 379336100 9 1,997 Sh Shared-defined 1 1,997 GLOBAL LOGISTICS ACQUISITION CMN STK Cmn 18145M109 -- 225 Sh Shared-defined 1 225 GLOBAL LOGISTICS ACQUISTION WARRANT Wt 18145M117 1 45,200 Shared-defined 1 N/A GLOBAL PAYMENTS INC Cmn 37940X102 754 20,627 Sh Shared-defined -- 20,627 GLOBAL PAYMENTS INC Cmn 37940X102 391 10,697 Sh Shared-defined 1 10,697 GLOBAL PAYMENTS INC Cmn 37940X952 877 24,000 Sh Put Shared-defined -- 24,000 GLOBAL PAYMENTS INC Cmn 37940X952 851 23,300 Sh Put Shared-defined 1 23,300 GLOBAL PAYMENTS INC Cmn 37940X902 515 14,100 Sh Call Shared-defined 1 14,100 GLOBAL PAYMENTS INC Cmn 37940X902 22 600 Sh Call Shared-defined -- 600 GLOBAL SOURCES LIMITED Cmn G39300101 218 27,808 Sh Shared-defined -- 27,808 COLUMN TOTALS 3,793
FORM 13F Page 282 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GLOBALSTAR INC COMMON STOCK Cmn 378973408 1,172 761,220 Sh Shared-defined -- 761,220 GLOBALSTAR INC COMMON STOCK Cmn 378973408 9 6,034 Sh Shared-defined 1 6,034 GMX RESOURCES INC- UNITS Cmn 38011M908 317 48,800 Sh Call Shared-defined 1 48,800 GMX RESOURCES INC- UNITS Cmn 38011M958 60 9,200 Sh Put Shared-defined 1 9,200 GMX RESOURCES INC- UNITS Cmn 38011M908 50 7,700 Sh Call Shared-defined -- 7,700 GMX RESOURCES INC- UNITS Cmn 38011M958 11 1,700 Sh Put Shared-defined -- 1,700 GMX RESOURCES INC- UNITS Cmn 38011M108 40 6,189 Sh Shared-defined -- 6,189 GMX RESOURCES INC- UNITS Cmn 38011M108 -- 42 Sh Shared-defined 1 42 GOL LINHAS AEREAS INTELIGENTES S.A.- Depository ADR Receipt 38045R107 323 26,629 Sh Shared-defined -- N/A GOL LINHAS AEREAS INTELIGENTES S.A.- Depository ADR Receipt 38045R107 257 21,172 Sh Shared-defined 1 N/A GOLAR LNG LTD COMMON STOCK Cmn G9456A900 293 29,700 Sh Call Shared-defined 1 29,700 GOLAR LNG LTD COMMON STOCK Cmn G9456A950 47 4,800 Sh Put Shared-defined 1 4,800 GOLAR LNG LTD COMMON STOCK Cmn G9456A100 262 26,517 Sh Shared-defined -- 26,517 GOLD FIELDS LTD Depository - -SPONS ADR 1:1 Receipt 38059T106 617 46,124 Sh Shared-defined -- N/A COLUMN TOTALS 3,458
FORM 13F Page 283 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GOLD FIELDS LTD Depository - -SPONS ADR 1:1 Receipt 38059T106 88 6,611 Sh Shared-defined 1 N/A GOLDCORP INC NEW CMN STOCK Cmn 380956959 31,296 713,700 Sh Put Shared-defined 1 713,700 GOLDCORP INC NEW CMN STOCK Cmn 380956909 22,587 515,100 Sh Call Shared-defined 1 515,100 GOLDCORP INC NEW CMN STOCK Cmn 380956959 4,951 112,900 Sh Put Shared-defined -- 112,900 GOLDCORP INC NEW CMN STOCK Cmn 380956909 4,639 105,800 Sh Call Shared-defined -- 105,800 GOLDCORP INC NEW CMN STOCK Cmn 380956409 9,900 225,761 Sh Shared-defined -- 225,761 GOLDCORP INC NEW CMN STOCK Cmn 380956409 5,760 131,357 Sh Shared-defined 1 131,357 GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK Cmn 38119T954 105 23,900 Sh Put Shared-defined 1 23,900 GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK Cmn 38119T904 99 22,600 Sh Call Shared-defined 1 22,600 GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK Cmn 38119T954 2 500 Sh Put Shared-defined -- 500 GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK Cmn 38119T904 -- 100 Sh Call Shared-defined -- 100 GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK Cmn 38119T104 455 103,826 Sh Shared-defined 1 103,826 GOODRICH (B.F.) CO. COMMON STOCK Cmn 382388106 516 7,792 Sh Shared-defined -- 7,792 GOODRICH (B.F.) CO. COMMON STOCK Cmn 382388106 170 2,572 Sh Shared-defined 1 2,572 COLUMN TOTALS 80,568
FORM 13F Page 284 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GOODRICH (B.F.) CO. COMMON STOCK Cmn 382388906 3,677 55,500 Sh Call Shared-defined 1 55,500 GOODRICH (B.F.) CO. COMMON STOCK Cmn 382388956 2,663 40,200 Sh Put Shared-defined 1 40,200 GOODRICH (B.F.) CO. COMMON STOCK Cmn 382388906 272 4,100 Sh Call Shared-defined -- 4,100 GOODRICH (B.F.) CO. COMMON STOCK Cmn 382388956 113 1,700 Sh Put Shared-defined -- 1,700 GOODRICH PETE CORP CMN STK Cmn 382410905 362 30,200 Sh Call Shared-defined 1 30,200 GOODRICH PETE CORP CMN STK Cmn 382410955 354 29,500 Sh Put Shared-defined 1 29,500 GOODRICH PETE CORP CMN STK Cmn 382410955 22 1,800 Sh Put Shared-defined -- 1,800 GOODRICH PETE CORP CMN STK Cmn 382410905 14 1,200 Sh Call Shared-defined -- 1,200 GOODRICH PETE CORP CMN STK Cmn 382410405 8,680 723,311 Sh Shared-defined -- 723,311 GOODRICH PETE CORP CMN STK Cmn 382410405 5 398 Sh Shared-defined 1 398 GOODRICH PETROLEUM 5% CB 10/01/2029- REGISTERED Bond 382410AC2 17,594 22,206,000 Prn Shared-defined -- N/A THE GOODYEAR TIRE COMMON STOCK Cmn 382550951 1,451 146,000 Sh Put Shared-defined 1 146,000 THE GOODYEAR TIRE COMMON STOCK Cmn 382550901 1,012 101,800 Sh Call Shared-defined 1 101,800 THE GOODYEAR TIRE COMMON STOCK Cmn 382550951 171 17,200 Sh Put Shared-defined -- 17,200 COLUMN TOTALS 36,390
FORM 13F Page 285 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- THE GOODYEAR TIRE COMMON STOCK Cmn 382550901 88 8,900 Sh Call Shared-defined -- 8,900 GOOGLE INC COMMON STOCK-- CLASS A Cmn 38259P908 343,902 772,900 Sh Call Shared-defined 1 772,900 GOOGLE INC COMMON STOCK-- CLASS A Cmn 38259P958 288,239 647,800 Sh Put Shared-defined 1 647,800 GOOGLE INC COMMON STOCK-- CLASS A Cmn 38259P958 76,487 171,900 Sh Put Shared-defined -- 171,900 GOOGLE INC COMMON STOCK-- CLASS A Cmn 38259P908 47,120 105,900 Sh Call Shared-defined -- 105,900 GOOGLE INC COMMON STOCK-- CLASS A Cmn 38259P508 86,770 195,010 Sh Shared-defined 1 195,010 GOOGLE INC COMMON STOCK-- CLASS A Cmn 38259P508 85,432 192,004 Sh Shared-defined -- 192,004 GORMAN-RUPP CO CMN STK Cmn 383082104 193 7,711 Sh Shared-defined -- 7,711 GORMAN-RUPP CO CMN STK Cmn 383082104 11 453 Sh Shared-defined 1 453 GRACO INC CMN STK Cmn 384109104 2,469 87,572 Sh Shared-defined -- 87,572 GRAFTECH INTERNATIONAL LIMITED Cmn 384313902 589 40,300 Sh Call Shared-defined 1 40,300 GRAFTECH INTERNATIONAL LIMITED Cmn 384313952 241 16,500 Sh Put Shared-defined 1 16,500 GRAFTECH INTERNATIONAL LIMITED Cmn 384313902 175 12,000 Sh Call Shared-defined -- 12,000 GRAFTECH INTERNATIONAL LIMITED Cmn 384313952 23 1,600 Sh Put Shared-defined -- 1,600 COLUMN TOTALS 931,739
FORM 13F Page 286 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GRAHAM PACKAGING CO INC Cmn 384701108 12,299 1,027,523 Sh Shared-defined -- 1,027,523 GRAHAM PACKAGING CO INC Cmn 384701108 2 203 Sh Shared-defined 1 203 GRAINGER W W INC Cmn 384802104 364 3,665 Sh Shared-defined -- 3,665 GRAINGER W W INC Cmn 384802904 3,550 35,700 Sh Call Shared-defined 1 35,700 GRAINGER W W INC Cmn 384802954 3,411 34,300 Sh Put Shared-defined 1 34,300 GRAINGER W W INC Cmn 384802904 845 8,500 Sh Call Shared-defined -- 8,500 GRAINGER W W INC Cmn 384802954 308 3,100 Sh Put Shared-defined -- 3,100 GRAN TIERRA ENERGY INC COMMON STOCK Cmn 38500T951 246 49,500 Sh Put Shared-defined 1 49,500 GRAN TIERRA ENERGY INC COMMON STOCK Cmn 38500T901 102 20,500 Sh Call Shared-defined 1 20,500 GRAN TIERRA ENERGY INC COMMON STOCK Cmn 38500T101 229 46,225 Sh Shared-defined 1 46,225 GRAN TIERRA ENERGY INC COMMON STOCK Cmn 38500T101 10 2,029 Sh Shared-defined -- 2,029 GRAND CANYON EDUCATION INC Cmn 38526M106 31 1,313 Sh Shared-defined -- 1,313 GRAND CANYON EDUCATION INC Cmn 38526M906 590 25,200 Sh Call Shared-defined 1 25,200 GRAND CANYON EDUCATION INC Cmn 38526M956 103 4,400 Sh Put Shared-defined 1 4,400 COLUMN TOTALS 22,090
FORM 13F Page 287 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GRANITE CONSTRUCTION INC CMN STK Cmn 387328957 389 16,500 Sh Put Shared-defined 1 16,500 GRANITE CONSTRUCTION INC CMN STK Cmn 387328907 125 5,300 Sh Call Shared-defined 1 5,300 GRANITE CONSTRUCTION INC CMN STK Cmn 387328107 1,295 54,917 Sh Shared-defined -- 54,917 GRANITE CONSTRUCTION INC CMN STK Cmn 387328107 258 10,929 Sh Shared-defined 1 10,929 GREAT ATLANTIC & PAC TEA INC Cmn 390064103 82 21,147 Sh Shared-defined -- 21,147 GREAT ATLANTIC & PAC TEA INC Cmn 390064103 13 3,232 Sh Shared-defined 1 3,232 GREAT ATLANTIC & PAC TEA INC Cmn 390064903 356 91,400 Sh Call Shared-defined 1 91,400 GREAT ATLANTIC & PAC TEA INC Cmn 390064953 61 15,700 Sh Put Shared-defined 1 15,700 GREAT ATLANTIC & PAC TEA INC Cmn 390064903 2 500 Sh Call Shared-defined -- 500 GREAT LAKES DREDGE AND DOCK Cmn 390607109 381 63,467 Sh Shared-defined -- 63,467 GREAT PLAINS ENERGY INC CMN STK Cmn 391164900 245 14,400 Sh Call Shared-defined 1 14,400 GREAT PLAINS ENERGY INC CMN STK Cmn 391164950 192 11,300 Sh Put Shared-defined 1 11,300 GREAT PLAINS ENERGY INC 12% MAND 06/15/2012-REGIST Bond 391164803 30 506 Prn Shared-defined 1 N/A GREAT PLAINS ENERGY INC CMN STK Cmn 391164100 1,390 81,680 Sh Shared-defined -- 81,680 COLUMN TOTALS 4,819
FORM 13F Page 288 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GREAT PLAINS ENERGY INC CMN STK Cmn 391164100 97 5,702 Sh Shared-defined 1 5,702 GREATBATCH INC Cmn 39153L106 458 20,530 Sh Shared-defined -- 20,530 GREATBATCH INC Cmn 39153L106 60 2,697 Sh Shared-defined 1 2,697 GREATBATCH INC Cmn 39153L956 892 40,000 Sh Put Shared-defined 1 40,000 GREATBATCH INC Cmn 39153L906 471 21,100 Sh Call Shared-defined 1 21,100 GREEN MTN COFFEE ROASTE INC CMN STK Cmn 393122956 12,575 489,300 Sh Put Shared-defined 1 489,300 GREEN MTN COFFEE ROASTE INC CMN STK Cmn 393122906 11,981 466,200 Sh Call Shared-defined 1 466,200 GREEN MTN COFFEE ROASTE INC CMN STK Cmn 393122106 3,612 140,535 Sh Shared-defined 1 140,535 GREEN MTN COFFEE ROASTE INC CMN STK Cmn 393122106 80 3,100 Sh Shared-defined -- 3,100 GREENBRIER COS INC CMN STOCK Cmn 393657101 1,382 123,374 Sh Shared-defined -- 123,374 GREENBRIER COS INC CMN STOCK Cmn 393657101 11 952 Sh Shared-defined 1 952 GREENHILL & CO INC COMMON STOCK Cmn 395259904 1,394 22,800 Sh Call Shared-defined 1 22,800 GREENHILL & CO INC COMMON STOCK Cmn 395259954 807 13,200 Sh Put Shared-defined 1 13,200 GREENHILL & CO INC COMMON STOCK Cmn 395259104 1,048 17,150 Sh Shared-defined -- 17,150 COLUMN TOTALS 34,868
FORM 13F Page 289 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GREENHILL & CO INC COMMON STOCK Cmn 395259104 47 764 Sh Shared-defined 1 764 GREIF INC CMN STK Cmn 397624907 878 15,800 Sh Call Shared-defined 1 15,800 GREIF INC CMN STK Cmn 397624957 683 12,300 Sh Put Shared-defined 1 12,300 GREIF INC CMN STK Cmn 397624107 873 15,720 Sh Shared-defined -- 15,720 GREIF INC CMN STK Cmn 397624107 146 2,631 Sh Shared-defined 1 2,631 GROUP 1 AUTOMOTIVE INC Cmn 398905109 8,891 377,879 Sh Shared-defined -- 377,879 GROUP 1 AUTOMOTIVE INC Cmn 398905109 1,225 52,043 Sh Shared-defined 1 52,043 GROUP 1 AUTOMOTIVE INC Cmn 398905959 2,209 93,900 Sh Put Shared-defined 1 93,900 GROUP 1 AUTOMOTIVE INC Cmn 398905909 2,028 86,200 Sh Call Shared-defined 1 86,200 GRUPO AEROPORTUARIO DEL SURESTE SA DE CV Depository - - ADR 1:1 Receipt 40051E202 337 7,403 Sh Shared-defined -- N/A GRUPO AEROPORTUARIO DEL SURESTE SA DE CV Depository - - ADR 1:1 Receipt 40051E202 11 243 Sh Shared-defined 1 N/A GRUPO FINANCIERO Depository GALICIA-ADR 1:10 Receipt 399909100 57 10,074 Sh Shared-defined -- N/A GRUPO FINANCIERO Depository GALICIA-ADR 1:10 Receipt 399909100 5 796 Sh Shared-defined 1 N/A GRUPO TELEVISA SPONS Depository ADR 1:5 Receipt 40049J206 738 42,370 Sh Shared-defined -- N/A COLUMN TOTALS 18,128
FORM 13F Page 290 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GRUPO TELEVISA SPONS Depository ADR 1:5 Receipt 40049J206 182 10,459 Sh Shared-defined 1 N/A GSI COMMERCE INC CMN STK Cmn 36238G952 1,466 50,900 Sh Put Shared-defined 1 50,900 GSI COMMERCE INC CMN STK Cmn 36238G902 1,100 38,200 Sh Call Shared-defined 1 38,200 GSI COMMERCE INC CMN STK Cmn 36238G952 1,057 36,700 Sh Put Shared-defined -- 36,700 GSI COMMERCE INC CMN STK Cmn 36238G902 688 23,900 Sh Call Shared-defined -- 23,900 GSI COMMERCE INC 2.5% CB 6/1/2027-- REGISTERED Bond 36238GAD4 5,543 4,911,000 Prn Shared-defined -- N/A GSI COMMERCE INC CMN STK Cmn 36238G102 25,325 879,342 Sh Shared-defined -- 879,342 GT SOLAR INTERNATIONAL INC Cmn 3623E0209 28 4,917 Sh Shared-defined 1 4,917 GT SOLAR INTERNATIONAL INC Cmn 3623E0959 169 30,200 Sh Put Shared-defined 1 30,200 GT SOLAR INTERNATIONAL INC Cmn 3623E0909 51 9,100 Sh Call Shared-defined 1 9,100 GTX INC COMMON STOCK Cmn 40052B908 228 74,600 Sh Call Shared-defined 1 74,600 GTX INC COMMON STOCK Cmn 40052B958 49 16,200 Sh Put Shared-defined 1 16,200 GTX INC COMMON STOCK Cmn 40052B108 7 2,317 Sh Shared-defined -- 2,317 GUESS INC CMN STK Cmn 401617955 1,097 35,100 Sh Put Shared-defined 1 35,100 COLUMN TOTALS 36,990
FORM 13F Page 291 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GUESS INC CMN STK Cmn 401617905 278 8,900 Sh Call Shared-defined 1 8,900 GUESS INC CMN STK Cmn 401617905 209 6,700 Sh Call Shared-defined -- 6,700 GUESS INC CMN STK Cmn 401617955 12 400 Sh Put Shared-defined -- 400 GUESS INC CMN STK Cmn 401617105 652 20,878 Sh Shared-defined -- 20,878 GUESS INC CMN STK Cmn 401617105 579 18,534 Sh Shared-defined 1 18,534 GULF RESOURCES INC COMMON STOCK Cmn 40251W909 120 14,000 Sh Call Shared-defined 1 14,000 GULF RESOURCES INC COMMON STOCK Cmn 40251W959 21 2,500 Sh Put Shared-defined 1 2,500 GULF RESOURCES INC COMMON STOCK Cmn 40251W309 5 588 Sh Shared-defined 1 588 GULFMARK OFFSHORE CMN STOCK Cmn 402629908 2,345 89,500 Sh Call Shared-defined 1 89,500 GULFMARK OFFSHORE CMN STOCK Cmn 402629958 870 33,200 Sh Put Shared-defined 1 33,200 GULFMARK OFFSHORE CMN STOCK Cmn 402629208 3 108 Sh Shared-defined -- 108 GULFPORT ENERGY CORP COMMON STOCK Cmn 402635304 300 25,336 Sh Shared-defined -- 25,336 GUSHAN ENVIRONMENTAL Depository ENE-ADR Receipt 40330W106 10 10,666 Sh Shared-defined 1 N/A GUSHAN ENVIRONMENTAL Depository ENE-ADR Receipt 40330W106 6 5,958 Sh Shared-defined -- N/A COLUMN TOTALS 5,410
FORM 13F Page 292 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GYMBOREE CORP CMN STK Cmn 403777955 3,178 74,400 Sh Put Shared-defined 1 74,400 GYMBOREE CORP CMN STK Cmn 403777905 1,392 32,600 Sh Call Shared-defined 1 32,600 GYMBOREE CORP CMN STK Cmn 403777955 299 7,000 Sh Put Shared-defined -- 7,000 GYMBOREE CORP CMN STK Cmn 403777905 103 2,400 Sh Call Shared-defined -- 2,400 GYMBOREE CORP CMN STK Cmn 403777105 231 5,397 Sh Shared-defined 1 5,397 GYMBOREE CORP CMN STK Cmn 403777105 146 3,422 Sh Shared-defined -- 3,422 BLOCK H & R INC Cmn 093671955 2,135 136,100 Sh Put Shared-defined 1 136,100 BLOCK H & R INC Cmn 093671905 1,641 104,600 Sh Call Shared-defined 1 104,600 BLOCK H & R INC Cmn 093671955 833 53,100 Sh Put Shared-defined -- 53,100 BLOCK H & R INC Cmn 093671905 817 52,100 Sh Call Shared-defined -- 52,100 H&E EQUIPMENT SERVICES INC COMMON STOCK Cmn 404030108 184 24,572 Sh Shared-defined -- 24,572 HEINZ (H.J.) CO. COMMON STOCK Cmn 423074903 6,172 142,800 Sh Call Shared-defined 1 142,800 HEINZ (H.J.) CO. COMMON STOCK Cmn 423074953 4,357 100,800 Sh Put Shared-defined 1 100,800 HEINZ (H.J.) CO. COMMON STOCK Cmn 423074903 259 6,000 Sh Call Shared-defined -- 6,000 COLUMN TOTALS 21,747
FORM 13F Page 293 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HEINZ (H.J.) CO. COMMON STOCK Cmn 423074953 95 2,200 Sh Put Shared-defined -- 2,200 HAEMONETICS CORPORATION CMN STK Cmn 405024100 733 13,688 Sh Shared-defined -- 13,688 HAEMONETICS CORPORATION CMN STK Cmn 405024100 5 100 Sh Shared-defined 1 100 HAIN CELESTIAL GROUP INC CMN STK Cmn 405217900 601 29,800 Sh Call Shared-defined 1 29,800 HAIN CELESTIAL GROUP INC CMN STK Cmn 405217950 387 19,200 Sh Put Shared-defined 1 19,200 HAIN CELESTIAL GROUP INC CMN STK Cmn 405217100 612 30,352 Sh Shared-defined -- 30,352 HAIN CELESTIAL GROUP INC CMN STK Cmn 405217100 269 13,348 Sh Shared-defined 1 13,348 HALLIBURTON CO COMMON Cmn 406216101 51,855 2,112,230 Sh Shared-defined -- 2,112,230 HALLIBURTON CO COMMON Cmn 406216101 2,188 89,124 Sh Shared-defined 1 89,124 HALLIBURTON CO COMMON Cmn 406216951 24,673 1,005,000 Sh Put Shared-defined 1 1,005,000 HALLIBURTON CO COMMON Cmn 406216901 24,388 993,400 Sh Call Shared-defined 1 993,400 HALLIBURTON CO COMMON Cmn 406216951 6,881 280,300 Sh Put Shared-defined -- 280,300 HALLIBURTON CO COMMON Cmn 406216901 3,427 139,600 Sh Call Shared-defined -- 139,600 HALOZYME THERAPEUTICS INC COMMON STOCK Cmn 40637H909 70 10,000 Sh Call Shared-defined 1 10,000 COLUMN TOTALS 116,184
FORM 13F Page 294 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HALOZYME THERAPEUTICS INC COMMON STOCK Cmn 40637H959 12 1,700 Sh Put Shared-defined 1 1,700 HALOZYME THERAPEUTICS INC COMMON STOCK Cmn 40637H109 85 12,136 Sh Shared-defined 1 12,136 HALOZYME THERAPEUTICS INC COMMON STOCK Cmn 40637H109 11 1,592 Sh Shared-defined -- 1,592 HANESBRANDS INC COMMON STOCK Cmn 410345902 970 40,300 Sh Call Shared-defined 1 40,300 HANESBRANDS INC COMMON STOCK Cmn 410345952 296 12,300 Sh Put Shared-defined 1 12,300 HANESBRANDS INC COMMON STOCK Cmn 410345902 103 4,300 Sh Call Shared-defined -- 4,300 HANESBRANDS INC COMMON STOCK Cmn 410345102 9,447 392,625 Sh Shared-defined -- 392,625 HANGER ORTHOPEDIC GRP CMN STK Cmn 41043F208 254 14,140 Sh Shared-defined -- 14,140 HANGER ORTHOPEDIC GRP CMN STK Cmn 41043F208 19 1,035 Sh Shared-defined 1 1,035 HANOVER INSURANCE GROUP INC/TH CMN STOCK Cmn 410867105 535 12,300 Sh Shared-defined -- 12,300 HANOVER INSURANCE GROUP INC/TH CMN STOCK Cmn 410867105 35 807 Sh Shared-defined 1 807 HANSEN MEDICAL INC Cmn 411307101 25 11,946 Sh Shared-defined 1 11,946 HANSEN MEDICAL INC Cmn 411307101 3 1,460 Sh Shared-defined -- 1,460 HANSEN MEDICAL INC Cmn 411307951 63 29,400 Sh Put Shared-defined 1 29,400 COLUMN TOTALS 11,858
FORM 13F Page 295 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HANSEN NATURAL COMMON STOCK Cmn 411310105 20,661 528,274 Sh Shared-defined -- 528,274 HANSEN NATURAL COMMON STOCK Cmn 411310105 3 81 Sh Shared-defined 1 81 HANSEN NATURAL COMMON STOCK Cmn 411310905 6,793 173,700 Sh Call Shared-defined 1 173,700 HANSEN NATURAL COMMON STOCK Cmn 411310955 2,225 56,900 Sh Put Shared-defined 1 56,900 HANSEN NATURAL COMMON STOCK Cmn 411310905 1,087 27,800 Sh Call Shared-defined -- 27,800 HANSEN NATURAL COMMON STOCK Cmn 411310955 454 11,600 Sh Put Shared-defined -- 11,600 HARBIN ELECTRIC INC COMMON STOCK Cmn 41145W909 1,946 116,900 Sh Call Shared-defined 1 116,900 HARBIN ELECTRIC INC COMMON STOCK Cmn 41145W959 296 17,800 Sh Put Shared-defined 1 17,800 HARBIN ELECTRIC INC COMMON STOCK Cmn 41145W109 190 11,388 Sh Shared-defined 1 11,388 HARBIN ELECTRIC INC COMMON STOCK Cmn 41145W109 106 6,385 Sh Shared-defined -- 6,385 HARLEY-DAVIDSON INC CMN STK Cmn 412822908 17,057 767,300 Sh Call Shared-defined 1 767,300 HARLEY-DAVIDSON INC CMN STK Cmn 412822958 12,622 567,800 Sh Put Shared-defined 1 567,800 HARLEY-DAVIDSON INC CMN STK Cmn 412822958 2,723 122,500 Sh Put Shared-defined -- 122,500 HARLEY-DAVIDSON INC CMN STK Cmn 412822908 2,405 108,200 Sh Call Shared-defined -- 108,200 COLUMN TOTALS 68,568
FORM 13F Page 296 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HARLEY-DAVIDSON INC CMN STK Cmn 412822108 2,805 126,187 Sh Shared-defined -- 126,187 HARLEY-DAVIDSON INC CMN STK Cmn 412822108 1,663 74,822 Sh Shared-defined 1 74,822 HARMAN INTERNATIONAL INDS CMN STK Cmn 413086909 2,012 67,300 Sh Call Shared-defined 1 67,300 HARMAN INTERNATIONAL INDS CMN STK Cmn 413086959 1,967 65,800 Sh Put Shared-defined 1 65,800 HARMAN INTERNATIONAL INDS CMN STK Cmn 413086109 174 5,821 Sh Shared-defined 1 5,821 HARMAN INTERNATIONAL INDS CMN STK Cmn 413086109 12 400 Sh Shared-defined -- 400 HARMONIC LIGHTWAVES INC CMN STOCK Cmn 413160902 53 9,800 Sh Call Shared-defined 1 9,800 HARMONIC LIGHTWAVES INC CMN STOCK Cmn 413160952 10 1,900 Sh Put Shared-defined 1 1,900 HARMONIC LIGHTWAVES INC CMN STOCK Cmn 413160102 21 3,900 Sh Shared-defined 1 3,900 HARMONIC LIGHTWAVES INC CMN STOCK Cmn 413160102 3 591 Sh Shared-defined -- 591 HARRIS CORP DEL Cmn 413875105 1,426 34,240 Sh Shared-defined -- 34,240 HARRIS CORP DEL Cmn 413875105 1,366 32,794 Sh Shared-defined 1 32,794 HARRIS CORP DEL Cmn 413875955 5,952 142,900 Sh Put Shared-defined 1 142,900 HARRIS CORP DEL Cmn 413875905 1,849 44,400 Sh Call Shared-defined 1 44,400 COLUMN TOTALS 19,313
FORM 13F Page 297 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HARRIS CORP DEL Cmn 413875905 317 7,600 Sh Call Shared-defined -- 7,600 HARRIS CORP DEL Cmn 413875955 46 1,100 Sh Put Shared-defined -- 1,100 HARSCO CORP Cmn 415864107 3,045 129,554 Sh Shared-defined -- 129,554 HARSCO CORP Cmn 415864107 323 13,752 Sh Shared-defined 1 13,752 HARSCO CORP Cmn 415864957 524 22,300 Sh Put Shared-defined 1 22,300 HARSCO CORP Cmn 415864907 35 1,500 Sh Call Shared-defined 1 1,500 HARTE HANKS INC CMN STK Cmn 416196953 51 4,900 Sh Put Shared-defined 1 4,900 HARTE HANKS INC CMN STK Cmn 416196903 46 4,400 Sh Call Shared-defined 1 4,400 HARTE HANKS INC CMN STK Cmn 416196103 358 34,302 Sh Shared-defined -- 34,302 HARTFORD FINANCIAL SVCS GRP CMN STOCK Cmn 416515904 8,921 403,100 Sh Call Shared-defined 1 403,100 HARTFORD FINANCIAL SVCS GRP CMN STOCK Cmn 416515954 7,380 333,500 Sh Put Shared-defined 1 333,500 HARTFORD FINANCIAL SVCS GRP CMN STOCK Cmn 416515904 485 21,900 Sh Call Shared-defined -- 21,900 HARTFORD FINANCIAL SVCS GRP CMN STOCK Cmn 416515954 363 16,400 Sh Put Shared-defined -- 16,400 HARTFORD FINANCIAL SVCS GRP CMN STOCK Cmn 416515104 20,035 905,319 Sh Shared-defined -- 905,319 COLUMN TOTALS 41,929
FORM 13F Page 298 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HARVEST NATURAL RESOURCES INC COMMON STOCK Cmn 41754V903 91 12,300 Sh Call Shared-defined 1 12,300 HARVEST NATURAL RESOURCES INC COMMON STOCK Cmn 41754V953 38 5,100 Sh Put Shared-defined 1 5,100 HARVEST NATURAL RESOURCES INC COMMON STOCK Cmn 41754V103 82 11,161 Sh Shared-defined 1 11,161 HARVEST NATURAL RESOURCES INC COMMON STOCK Cmn 41754V103 20 2,707 Sh Shared-defined -- 2,707 HASBRO 94 CMN STOCK Cmn 418056107 616 14,977 Sh Shared-defined 1 14,977 HASBRO 94 CMN STOCK Cmn 418056107 355 8,626 Sh Shared-defined -- 8,626 HASBRO 94 CMN STOCK Cmn 418056957 3,304 80,400 Sh Put Shared-defined 1 80,400 HASBRO 94 CMN STOCK Cmn 418056907 1,693 41,200 Sh Call Shared-defined 1 41,200 HASBRO 94 CMN STOCK Cmn 418056907 226 5,500 Sh Call Shared-defined -- 5,500 HASBRO 94 CMN STOCK Cmn 418056957 152 3,700 Sh Put Shared-defined -- 3,700 HATTERAS FINANCIAL CORP Cmn 41902R103 623 22,391 Sh Shared-defined -- 22,391 HATTERAS FINANCIAL CORP Cmn 41902R903 1,908 68,600 Sh Call Shared-defined 1 68,600 HATTERAS FINANCIAL CORP Cmn 41902R953 506 18,200 Sh Put Shared-defined 1 18,200 HATTERAS FINANCIAL CORP Cmn 41902R903 415 14,900 Sh Call Shared-defined -- 14,900 COLUMN TOTALS 10,029
FORM 13F Page 299 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HAVERTY FURNITURE CMN STK Cmn 419596101 219 17,788 Sh Shared-defined -- 17,788 HAWAIIAN ELECTRIC INDS CMN STK Cmn 419870100 4,353 191,103 Sh Shared-defined -- 191,103 HAWAIIAN HOLDINGS INC Cmn 419879101 276 53,299 Sh Shared-defined -- 53,299 HAWAIIAN HOLDINGS INC Cmn 419879901 113 21,900 Sh Call Shared-defined 1 21,900 HCC INS HLDGS INC CMN STK Cmn 404132102 20,038 809,301 Sh Shared-defined -- 809,301 HCC INS HLDGS INC CMN STK Cmn 404132102 56 2,255 Sh Shared-defined 1 2,255 HCN 7.5000% 01/01/9999 Pref Stk 42217K502 3 100 Sh Shared-defined 1 N/A HCP INC COMMON STOCK Cmn 40414L109 553 17,144 Sh Shared-defined -- 17,144 HCP INC COMMON STOCK Cmn 40414L109 324 10,050 Sh Shared-defined 1 10,050 HCP INC COMMON STOCK Cmn 40414L909 1,148 35,600 Sh Call Shared-defined 1 35,600 HCP INC COMMON STOCK Cmn 40414L959 929 28,800 Sh Put Shared-defined 1 28,800 HCP INC COMMON STOCK Cmn 40414L959 777 24,100 Sh Put Shared-defined -- 24,100 HCP INC COMMON STOCK Cmn 40414L909 219 6,800 Sh Call Shared-defined -- 6,800 HEADWATERS INC CMN STOCK Cmn 42210P952 44 15,400 Sh Put Shared-defined 1 15,400 COLUMN TOTALS 29,052
FORM 13F Page 300 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HEADWATERS INC CMN STOCK Cmn 42210P902 6 2,100 Sh Call Shared-defined 1 2,100 HEADWATERS INC CMN STOCK Cmn 42210P102 148 52,103 Sh Shared-defined -- 52,103 HEADWATERS INC CMN STOCK Cmn 42210P102 30 10,587 Sh Shared-defined 1 10,587 HEALTH CARE REIT 3% CB 12/01/2029- REGISTERED Bond 42217KAR7 12,785 12,831,000 Prn Shared-defined -- N/A HEALTH CARE REIT INC CMN STK Cmn 42217K906 3,294 78,200 Sh Call Shared-defined 1 78,200 HEALTH CARE REIT INC CMN STK Cmn 42217K956 762 18,100 Sh Put Shared-defined 1 18,100 HEALTH CARE REIT INC CMN STK Cmn 42217K106 1,953 46,364 Sh Shared-defined -- 46,364 HEALTH CARE REIT INC CMN STK Cmn 42217K106 121 2,883 Sh Shared-defined 1 2,883 HEALTH MANAGEMNT ASSC CMN STK Cmn 421933952 183 23,600 Sh Put Shared-defined 1 23,600 HEALTH MANAGEMNT ASSC CMN STK Cmn 421933902 25 3,200 Sh Call Shared-defined 1 3,200 HEALTH MANAGEMNT ASSC CMN STK Cmn 421933102 1,057 136,100 Sh Shared-defined -- 136,100 HEALTH MANAGEMNT ASSC CMN STK Cmn 421933102 188 24,211 Sh Shared-defined 1 24,211 HEALTH NET INC CMN STK Cmn 42222G908 1,143 46,900 Sh Call Shared-defined 1 46,900 HEALTH NET INC CMN STK Cmn 42222G958 273 11,200 Sh Put Shared-defined 1 11,200 COLUMN TOTALS 21,968
FORM 13F Page 301 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HEALTH NET INC CMN STK Cmn 42222G108 95 3,882 Sh Shared-defined -- 3,882 HEALTHCARE REALTY TRUST CMN STK Cmn 421946954 277 12,600 Sh Put Shared-defined 1 12,600 HEALTHCARE REALTY TRUST CMN STK Cmn 421946904 130 5,900 Sh Call Shared-defined 1 5,900 HEALTHCARE REALTY TRUST CMN STK Cmn 421946104 2,976 135,461 Sh Shared-defined -- 135,461 HEALTHCARE SERVICES GROUP CMN STK Cmn 421906108 880 46,418 Sh Shared-defined -- 46,418 HEALTHSOUTH CORP COMMON STOCK Cmn 421924309 2,258 120,697 Sh Shared-defined -- 120,697 HEALTHSOUTH CORP COMMON STOCK Cmn 421924909 967 51,700 Sh Call Shared-defined 1 51,700 HEALTHSOUTH CORP COMMON STOCK Cmn 421924959 208 11,100 Sh Put Shared-defined 1 11,100 HEALTHSPRING INC CMN STK Cmn 42224N951 76 4,900 Sh Put Shared-defined 1 4,900 HEALTHSPRING INC CMN STK Cmn 42224N901 25 1,600 Sh Call Shared-defined 1 1,600 HEALTHSPRING INC CMN STK Cmn 42224N101 67 4,343 Sh Shared-defined 1 4,343 HEALTHSPRING INC CMN STK Cmn 42224N101 -- 18 Sh Shared-defined -- 18 HEALTHWAYS INC CMN STK Cmn 422245950 49 4,100 Sh Put Shared-defined 1 4,100 HEALTHWAYS INC CMN STK Cmn 422245900 43 3,600 Sh Call Shared-defined 1 3,600 COLUMN TOTALS 8,051
FORM 13F Page 302 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HEALTHWAYS INC CMN STK Cmn 422245100 48 4,032 Sh Shared-defined -- 4,032 HEARTLAND EXPRESS INC CMN STK Cmn 422347104 646 44,456 Sh Shared-defined -- 44,456 HEARTLAND PAYMENT SYSTEMS INC COMMON STOCK Cmn 42235N908 91 6,100 Sh Call Shared-defined 1 6,100 HEARTLAND PAYMENT SYSTEMS INC COMMON STOCK Cmn 42235N958 91 6,100 Sh Put Shared-defined 1 6,100 HEARTLAND PAYMENT SYSTEMS INC COMMON STOCK Cmn 42235N108 351 23,682 Sh Shared-defined -- 23,682 HECKMANN CORP Cmn 422680108 101 21,800 Sh Shared-defined -- 21,800 HECKMANN CORP Cmn 422680108 18 3,887 Sh Shared-defined 1 3,887 HECKMANN CORP-CW11 Wt 422680116 -- 100 Shared-defined 1 N/A HECKMANN CORP Cmn 422680908 48 10,300 Sh Call Shared-defined 1 10,300 HECKMANN CORP Cmn 422680958 15 3,300 Sh Put Shared-defined 1 3,300 HECLA MINING 6.5% MAND 1/1/2011 - REGISTERED Bond 422704304 8 149 Prn Shared-defined 1 N/A HECLA MINING 7% CV PR Pref Stk 422704205 4 80 Sh Shared-defined 1 N/A HECLA MINING COMMON STOCK HL Cmn 422704106 932 178,631 Sh Shared-defined 1 178,631 HECLA MINING COMMON STOCK HL Cmn 422704106 2 311 Sh Shared-defined -- 311 COLUMN TOTALS 2,355
FORM 13F Page 303 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HECLA MINING COMMON STOCK HL Cmn 422704906 2,723 521,600 Sh Call Shared-defined 1 521,600 HECLA MINING COMMON STOCK HL Cmn 422704956 2,444 468,200 Sh Put Shared-defined 1 468,200 HECLA MINING COMMON STOCK HL Cmn 422704956 107 20,500 Sh Put Shared-defined -- 20,500 HECLA MINING COMMON STOCK HL Cmn 422704906 23 4,400 Sh Call Shared-defined -- 4,400 HEIDRICK & STRUGGLS INTL INC CMN STOCK Cmn 422819102 1,770 77,559 Sh Shared-defined -- 77,559 HEIDRICK & STRUGGLS INTL INC CMN STOCK Cmn 422819102 3 126 Sh Shared-defined 1 126 HEINZ (H.J.) CO. COMMON STOCK Cmn 423074103 1,628 37,668 Sh Shared-defined -- 37,668 HELEN OF TROY CORP CMN STOCK Cmn G4388N106 207 9,373 Sh Shared-defined -- 9,373 HELEN OF TROY CORP CMN STOCK Cmn G4388N956 113 5,100 Sh Put Shared-defined 1 5,100 HELEN OF TROY CORP CMN STOCK Cmn G4388N906 46 2,100 Sh Call Shared-defined 1 2,100 HELEN OF TROY CORP CMN STOCK Cmn G4388N906 4 200 Sh Call Shared-defined -- 200 HELIX ENERGY SOLUTIONS GROUP 1 CMN STOCK Cmn 42330P957 1,530 142,100 Sh Put Shared-defined 1 142,100 HELIX ENERGY SOLUTIONS GROUP 1 CMN STOCK Cmn 42330P907 353 32,800 Sh Call Shared-defined 1 32,800 HELIX ENERGY SOLUTIONS GROUP 1 CMN STOCK Cmn 42330P907 57 5,300 Sh Call Shared-defined -- 5,300 COLUMN TOTALS 11,008
FORM 13F Page 304 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HELIX ENERGY SOLUTIONS GROUP 1 CMN STOCK Cmn 42330P957 4 400 Sh Put Shared-defined -- 400 HELIX ENERGY SOLUTIONS GROUP 1 CMN STOCK Cmn 42330P107 1,271 117,999 Sh Shared-defined 1 117,999 HELIX ENERGY SOLUTIONS GROUP 1 CMN STOCK Cmn 42330P107 161 14,934 Sh Shared-defined -- 14,934 HELMERICH & PAYNE INC Cmn 423452101 21 569 Sh Shared-defined -- 569 HELMERICH & PAYNE INC Cmn 423452951 2,852 78,100 Sh Put Shared-defined 1 78,100 HELMERICH & PAYNE INC Cmn 423452901 1,410 38,600 Sh Call Shared-defined 1 38,600 HELMERICH & PAYNE INC Cmn 423452951 727 19,900 Sh Put Shared-defined -- 19,900 HELMERICH & PAYNE INC Cmn 423452901 387 10,600 Sh Call Shared-defined -- 10,600 HENRY (JACK) & ASSOCIATES CMN STK Cmn 426281101 550 23,028 Sh Shared-defined -- 23,028 SCHEIN HENRY INC CMN STOCK Cmn 806407952 3,865 70,400 Sh Put Shared-defined 1 70,400 SCHEIN HENRY INC CMN STOCK Cmn 806407902 1,268 23,100 Sh Call Shared-defined 1 23,100 HERBALIFE LTD COMMON STOCK Cmn G4412G951 2,629 57,100 Sh Put Shared-defined 1 57,100 HERBALIFE LTD COMMON STOCK Cmn G4412G901 1,234 26,800 Sh Call Shared-defined 1 26,800 HERBALIFE LTD COMMON STOCK Cmn G4412G101 551 11,957 Sh Shared-defined 1 11,957 COLUMN TOTALS 16,930
FORM 13F Page 305 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HERBALIFE LTD COMMON STOCK Cmn G4412G101 402 8,719 Sh Shared-defined -- 8,719 HERCULES OFFSHORE INC Cmn 427093109 35 14,383 Sh Shared-defined 1 14,383 HERCULES OFFSHORE INC Cmn 427093959 58 24,000 Sh Put Shared-defined 1 24,000 HERCULES OFFSHORE INC Cmn 427093909 51 20,900 Sh Call Shared-defined 1 20,900 EQUITY HERTZ GLOBAL HOLDINGS INC COMMON STOCK Cmn 42805T955 522 55,200 Sh Put Shared-defined 1 55,200 EQUITY HERTZ GLOBAL HOLDINGS INC COMMON STOCK Cmn 42805T905 498 52,600 Sh Call Shared-defined 1 52,600 EQUITY HERTZ GLOBAL HOLDINGS INC COMMON STOCK Cmn 42805T905 100 10,600 Sh Call Shared-defined -- 10,600 EQUITY HERTZ GLOBAL HOLDINGS INC COMMON STOCK Cmn 42805T955 57 6,000 Sh Put Shared-defined -- 6,000 HESS CORP COMMON STOCK Cmn 42809H107 2,840 56,407 Sh Shared-defined 1 56,407 HESS CORP COMMON STOCK Cmn 42809H107 794 15,767 Sh Shared-defined -- 15,767 HESS CORP COMMON STOCK Cmn 42809H907 8,890 176,600 Sh Call Shared-defined 1 176,600 HESS CORP COMMON STOCK Cmn 42809H957 6,403 127,200 Sh Put Shared-defined 1 127,200 HESS CORP COMMON STOCK Cmn 42809H907 2,180 43,300 Sh Call Shared-defined -- 43,300 HESS CORP COMMON STOCK Cmn 42809H957 1,259 25,000 Sh Put Shared-defined -- 25,000 COLUMN TOTALS 24,089
FORM 13F Page 306 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HEWITT ASSOCIATES INC CMN STK Cmn 42822Q100 3,972 115,258 Sh Shared-defined -- 115,258 HEWITT ASSOCIATES INC CMN STK Cmn 42822Q100 124 3,609 Sh Shared-defined 1 3,609 HEWLETT PACKARD CO Cmn 428236103 13,302 307,355 Sh Shared-defined -- 307,355 HEWLETT PACKARD CO Cmn 428236103 2,002 46,250 Sh Shared-defined 1 46,250 HEWLETT PACKARD CO Cmn 428236903 41,995 970,300 Sh Call Shared-defined 1 970,300 HEWLETT PACKARD CO Cmn 428236953 27,137 627,000 Sh Put Shared-defined 1 627,000 HEWLETT PACKARD CO Cmn 428236903 5,683 131,300 Sh Call Shared-defined -- 131,300 HEWLETT PACKARD CO Cmn 428236953 2,649 61,200 Sh Put Shared-defined -- 61,200 HEXCEL CORP. COMMON STOCK Cmn 428291108 208 13,422 Sh Shared-defined 1 13,422 HEXCEL CORP. COMMON STOCK Cmn 428291108 66 4,273 Sh Shared-defined -- 4,273 HEXCEL CORP. COMMON STOCK Cmn 428291908 244 15,700 Sh Call Shared-defined 1 15,700 HEXCEL CORP. COMMON STOCK Cmn 428291958 143 9,200 Sh Put Shared-defined 1 9,200 HHGREGG INC Cmn 42833L108 666 28,580 Sh Shared-defined 1 28,580 HHGREGG INC Cmn 42833L108 138 5,899 Sh Shared-defined -- 5,899 COLUMN TOTALS 98,329
FORM 13F Page 307 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HHGREGG INC Cmn 42833L958 1,024 43,900 Sh Put Shared-defined 1 43,900 HHGREGG INC Cmn 42833L908 413 17,700 Sh Call Shared-defined 1 17,700 HHGREGG INC Cmn 42833L958 93 4,000 Sh Put Shared-defined -- 4,000 HHGREGG INC Cmn 42833L908 86 3,700 Sh Call Shared-defined -- 3,700 HI TECH PHARMACAL CO INC CMN STK Cmn 42840B951 928 40,500 Sh Put Shared-defined 1 40,500 HI TECH PHARMACAL CO INC CMN STK Cmn 42840B901 772 33,700 Sh Call Shared-defined 1 33,700 HI TECH PHARMACAL CO INC CMN STK Cmn 42840B951 174 7,600 Sh Put Shared-defined -- 7,600 HI TECH PHARMACAL CO INC CMN STK Cmn 42840B901 87 3,800 Sh Call Shared-defined -- 3,800 HI TECH PHARMACAL CO INC CMN STK Cmn 42840B101 298 13,004 Sh Shared-defined -- 13,004 HI TECH PHARMACAL CO INC CMN STK Cmn 42840B101 104 4,539 Sh Shared-defined 1 4,539 HIBBETT SPORTS INC CMN STOCK Cmn 428567951 1,902 79,400 Sh Put Shared-defined 1 79,400 HIBBETT SPORTS INC CMN STOCK Cmn 428567901 774 32,300 Sh Call Shared-defined 1 32,300 HIBBETT SPORTS INC CMN STOCK Cmn 428567101 246 10,257 Sh Shared-defined 1 10,257 HIBBETT SPORTS INC CMN STOCK Cmn 428567101 98 4,101 Sh Shared-defined -- 4,101 COLUMN TOTALS 6,999
FORM 13F Page 308 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HIGHWOODS PROPERTIES INC CMN STK Cmn 431284958 3,775 136,000 Sh Put Shared-defined 1 136,000 HIGHWOODS PROPERTIES INC CMN STK Cmn 431284908 3,042 109,600 Sh Call Shared-defined 1 109,600 HIGHWOODS PROPERTIES INC CMN STK Cmn 431284108 906 32,624 Sh Shared-defined 1 32,624 HIGHWOODS PROPERTIES INC CMN STK Cmn 431284108 717 25,814 Sh Shared-defined -- 25,814 HILL INTERNATIONAL INC COMMON STOCK Cmn 431466101 98 24,038 Sh Shared-defined -- 24,038 HILL INTERNATIONAL INC COMMON STOCK Cmn 431466101 7 1,774 Sh Shared-defined 1 1,774 HILLENBRAND INC Cmn 431571108 300 14,021 Sh Shared-defined -- 14,021 HILL-ROM HOLDINGS INC CMN STK Cmn 431475102 715 23,491 Sh Shared-defined -- 23,491 HILLTOP HOLDINGS INC 7.5% CB 08/15/25 - REGISTERED Bond 00828UAB9 16,614 16,000,000 Prn Shared-defined -- N/A HILLTOP HOLDINGS INC CMN STK Cmn 432748101 4,472 446,734 Sh Shared-defined -- 446,734 HITTITE MICROWAVE CORPORATION COMMON STOCK Cmn 43365Y104 215 4,795 Sh Shared-defined -- 4,795 HITTITE MICROWAVE CORPORATION COMMON STOCK Cmn 43365Y104 27 610 Sh Shared-defined 1 610 HMS HOLDINGS CORP CMN STK Cmn 40425J951 1,914 35,300 Sh Put Shared-defined 1 35,300 HMS HOLDINGS CORP CMN STK Cmn 40425J901 900 16,600 Sh Call Shared-defined 1 16,600 COLUMN TOTALS 33,702
FORM 13F Page 309 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HMS HOLDINGS CORP CMN STK Cmn 40425J951 136 2,500 Sh Put Shared-defined -- 2,500 HMS HOLDINGS CORP CMN STK Cmn 40425J901 16 300 Sh Call Shared-defined -- 300 HMS HOLDINGS CORP CMN STK Cmn 40425J101 218 4,028 Sh Shared-defined -- 4,028 HNI CORP CMN STK Cmn 404251100 493 17,881 Sh Shared-defined -- 17,881 HNI CORP CMN STK Cmn 404251100 12 444 Sh Shared-defined 1 444 HOKU CORP Cmn 434711107 5 1,602 Sh Shared-defined -- 1,602 HOKU CORP Cmn 434711107 4 1,301 Sh Shared-defined 1 1,301 HOKU CORP Cmn 434711907 38 11,300 Sh Call Shared-defined 1 11,300 HOKU CORP Cmn 434711957 26 7,800 Sh Put Shared-defined 1 7,800 HOLLY CORP CMN STK Cmn 435758955 231 8,700 Sh Put Shared-defined 1 8,700 HOLLY CORP CMN STK Cmn 435758905 197 7,400 Sh Call Shared-defined 1 7,400 HOLLY CORP CMN STK Cmn 435758305 16,794 631,841 Sh Shared-defined -- 631,841 HOLLY ENERGY PARTNERS, L.P. COMMON STOCK Cmn 435763957 429 9,800 Sh Put Shared-defined 1 9,800 HOLLY ENERGY PARTNERS, L.P. COMMON STOCK Cmn 435763907 259 5,900 Sh Call Shared-defined 1 5,900 COLUMN TOTALS 18,858
FORM 13F Page 310 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HOLLY ENERGY PARTNERS, L.P. COMMON STOCK Cmn 435763107 265 6,055 Sh Shared-defined 1 6,055 HOLLYSYS AUTOMATION TECHNOLOGIES Cmn G45667105 455 50,521 Sh Shared-defined -- 50,521 HOLOGIC 2% CB 12/15/37 - REGISTERED Bond 436440AA9 82,051 96,680,000 Prn Shared-defined -- N/A HOLOGIC INC CMN STK Cmn 436440901 1,407 101,000 Sh Call Shared-defined 1 101,000 HOLOGIC INC CMN STK Cmn 436440951 1,057 75,900 Sh Put Shared-defined 1 75,900 HOLOGIC INC CMN STK Cmn 436440901 31 2,200 Sh Call Shared-defined -- 2,200 HOLOGIC INC CMN STK Cmn 436440101 1,791 128,548 Sh Shared-defined -- 128,548 HOLOGIC INC CMN STK Cmn 436440101 773 55,498 Sh Shared-defined 1 55,498 HOME DEPOT COMMON HD Cmn 437076102 4,622 164,661 Sh Shared-defined 1 164,661 HOME DEPOT COMMON HD Cmn 437076102 2,070 73,740 Sh Shared-defined -- 73,740 HOME DEPOT COMMON HD Cmn 437076902 35,259 1,256,100 Sh Call Shared-defined 1 1,256,100 HOME DEPOT COMMON HD Cmn 437076952 23,688 843,900 Sh Put Shared-defined 1 843,900 HOME DEPOT COMMON HD Cmn 437076902 4,789 170,600 Sh Call Shared-defined -- 170,600 HOME DEPOT COMMON HD Cmn 437076952 3,315 118,100 Sh Put Shared-defined -- 118,100 COLUMN TOTALS 161,573
FORM 13F Page 311 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- Home Properties Inc CMN STK Cmn 437306903 1,722 38,200 Sh Call Shared-defined 1 38,200 Home Properties Inc CMN STK Cmn 437306953 654 14,500 Sh Put Shared-defined 1 14,500 Home Properties Inc CMN STK Cmn 437306103 1,871 41,519 Sh Shared-defined -- 41,519 Home Properties Inc CMN STK Cmn 437306103 17 373 Sh Shared-defined 1 373 HONEYWELL INTERNATIONAL INC CMN STK Cmn 438516906 15,620 400,200 Sh Call Shared-defined 1 400,200 HONEYWELL INTERNATIONAL INC CMN STK Cmn 438516956 15,062 385,900 Sh Put Shared-defined 1 385,900 HONEYWELL INTERNATIONAL INC CMN STK Cmn 438516906 1,920 49,200 Sh Call Shared-defined -- 49,200 HONEYWELL INTERNATIONAL INC CMN STK Cmn 438516956 984 25,200 Sh Put Shared-defined -- 25,200 HONEYWELL INTERNATIONAL INC CMN STK Cmn 438516106 900 23,057 Sh Shared-defined 1 23,057 HONEYWELL INTERNATIONAL INC CMN STK Cmn 438516106 208 5,317 Sh Shared-defined -- 5,317 HORACE MANN EDUCATORS COMMON Cmn 440327104 245 15,998 Sh Shared-defined -- 15,998 HORACE MANN EDUCATORS COMMON Cmn 440327104 9 565 Sh Shared-defined 1 565 HORIZON LINES INC COMMON STOCK Cmn 44044K101 3 600 Sh Shared-defined -- 600 HORIZON LINES INC COMMON STOCK Cmn 44044K101 2 366 Sh Shared-defined 1 366 COLUMN TOTALS 39,217
FORM 13F Page 312 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HORIZON LINES INC COMMON STOCK Cmn 44044K901 63 15,000 Sh Call Shared-defined 1 15,000 HORMEL GEO A & CO Cmn 440452100 5,537 136,785 Sh Shared-defined -- 136,785 HORMEL GEO A & CO Cmn 440452100 159 3,924 Sh Shared-defined 1 3,924 HORMEL GEO A & CO Cmn 440452900 822 20,300 Sh Call Shared-defined 1 20,300 HORMEL GEO A & CO Cmn 440452950 45 1,100 Sh Put Shared-defined 1 1,100 HORNBECK OFFSHORE SERVICES COMMON STOCK Cmn 440543106 210 14,403 Sh Shared-defined 1 14,403 HORNBECK OFFSHORE SERVICES COMMON STOCK Cmn 440543106 13 901 Sh Shared-defined -- 901 HORNBECK OFFSHORE SERVICES COMMON STOCK Cmn 440543956 496 34,000 Sh Put Shared-defined 1 34,000 HORNBECK OFFSHORE SERVICES COMMON STOCK Cmn 440543906 299 20,500 Sh Call Shared-defined 1 20,500 HORSEHEAD HOLDING CORP Cmn 440694305 236 31,182 Sh Shared-defined -- 31,182 HORSEHEAD HOLDING CORP Cmn 440694305 19 2,486 Sh Shared-defined 1 2,486 HORSEHEAD HOLDING CORP Cmn 440694905 45 5,900 Sh Call Shared-defined 1 5,900 HORSEHEAD HOLDING CORP Cmn 440694955 28 3,700 Sh Put Shared-defined 1 3,700 HOSPIRA INC COMMON STOCK Cmn 441060900 701 12,200 Sh Call Shared-defined 1 12,200 COLUMN TOTALS 8,673
FORM 13F Page 313 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HOSPIRA INC COMMON STOCK Cmn 441060950 529 9,200 Sh Put Shared-defined 1 9,200 HOSPIRA INC COMMON STOCK Cmn 441060100 1,086 18,905 Sh Shared-defined -- 18,905 HOSPITALITY PROPERTIES TRUST Cmn 44106M102 133 6,326 Sh Shared-defined 1 6,326 HOSPITALITY PROPERTIES TRUST Cmn 44106M102 109 5,175 Sh Shared-defined -- 5,175 HOSPITALITY PROPERTIES TRUST Cmn 44106M952 479 22,700 Sh Put Shared-defined 1 22,700 HOSPITALITY PROPERTIES TRUST Cmn 44106M902 222 10,500 Sh Call Shared-defined 1 10,500 HOST HOTELS & RESORTS INC COMMON STOCK REIT Cmn 44107P904 2,116 157,000 Sh Call Shared-defined 1 157,000 HOST HOTELS & RESORTS INC COMMON STOCK REIT Cmn 44107P954 1,026 76,100 Sh Put Shared-defined 1 76,100 HOST HOTELS & RESORTS INC COMMON STOCK REIT Cmn 44107P954 163 12,100 Sh Put Shared-defined -- 12,100 HOST HOTELS & RESORTS INC COMMON STOCK REIT Cmn 44107P904 105 7,800 Sh Call Shared-defined -- 7,800 HOST HOTELS & RESORTS INC COMMON STOCK REIT Cmn 44107P104 5,442 403,696 Sh Shared-defined -- 403,696 HOST HOTELS & RESORTS INC COMMON STOCK REIT Cmn 44107P104 393 29,190 Sh Shared-defined 1 29,190 HOT TOPIC INC CMN STOCK Cmn 441339908 311 61,200 Sh Call Shared-defined 1 61,200 HOT TOPIC INC CMN STOCK Cmn 441339958 101 19,900 Sh Put Shared-defined 1 19,900 COLUMN TOTALS 12,215
FORM 13F Page 314 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HOT TOPIC INC CMN STOCK Cmn 441339108 569 111,955 Sh Shared-defined -- 111,955 HOT TOPIC INC CMN STOCK Cmn 441339108 90 17,657 Sh Shared-defined 1 17,657 HOUSTON WIRE & CABLE CO CMN STK Cmn 44244K909 25 2,300 Sh Call Shared-defined 1 2,300 HOUSTON WIRE & CABLE CO CMN STK Cmn 44244K959 24 2,200 Sh Put Shared-defined 1 2,200 HOUSTON WIRE & CABLE CO CMN STK Cmn 44244K109 65 5,959 Sh Shared-defined -- 5,959 HOUSTON WIRE & CABLE CO CMN STK Cmn 44244K109 38 3,482 Sh Shared-defined 1 3,482 HOVNANIAN ENTRPRS INC -CL A CMN STK Cmn 442487953 1,084 294,500 Sh Put Shared-defined 1 294,500 HOVNANIAN ENTRPRS INC -CL A CMN STK Cmn 442487903 138 37,400 Sh Call Shared-defined 1 37,400 HOVNANIAN ENTRPRS INC -CL A CMN STK Cmn 442487203 1,072 291,412 Sh Shared-defined 1 291,412 HOVNANIAN ENTRPRS INC -CL A CMN STK Cmn 442487203 6 1,500 Sh Shared-defined -- 1,500 HSN INC-WHEN ISSUED Cmn 404303959 1,073 44,700 Sh Put Shared-defined 1 44,700 HSN INC-WHEN ISSUED Cmn 404303909 857 35,700 Sh Call Shared-defined 1 35,700 HSN INC-WHEN ISSUED Cmn 404303109 8,010 333,732 Sh Shared-defined -- 333,732 HSN INC-WHEN ISSUED Cmn 404303109 345 14,376 Sh Shared-defined 1 14,376 COLUMN TOTALS 13,396
FORM 13F Page 315 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HUB GROUP INC CMN STOCK Cmn 443320106 7,062 235,328 Sh Shared-defined -- 235,328 HUBBELL INC -CL B CMN STK Cmn 443510201 1,980 49,884 Sh Shared-defined -- 49,884 HUBBELL INC -CL B CMN STK Cmn 443510201 8 206 Sh Shared-defined 1 206 HUDSON CITY BANCORP CMN STK Cmn 443683107 1,715 140,092 Sh Shared-defined -- 140,092 HUDSON CITY BANCORP CMN STK Cmn 443683107 386 31,554 Sh Shared-defined 1 31,554 HUDSON CITY BANCORP CMN STK Cmn 443683957 1,034 84,500 Sh Put Shared-defined 1 84,500 HUDSON CITY BANCORP CMN STK Cmn 443683907 93 7,600 Sh Call Shared-defined 1 7,600 HUDSON CITY BANCORP CMN STK Cmn 443683957 39 3,200 Sh Put Shared-defined -- 3,200 HUDSON HIGHLAND GROUP COMMON STOCK Cmn 443792106 74 16,850 Sh Shared-defined -- 16,850 HUGOTON ROYALTY TRUST COM SHS Cmn 444717902 755 39,800 Sh Call Shared-defined 1 39,800 HUGOTON ROYALTY TRUST COM SHS Cmn 444717952 431 22,700 Sh Put Shared-defined 1 22,700 HUGOTON ROYALTY TRUST COM SHS Cmn 444717102 193 10,170 Sh Shared-defined -- 10,170 HUMAN GENOME 2.25% CB 10/15/11-REGISTERED Bond 444903AK4 24,472 15,427,000 Prn Shared-defined -- N/A HUMAN GENOME SCIENCES INC CMN STK Cmn 444903908 7,924 349,700 Sh Call Shared-defined 1 349,700 COLUMN TOTALS 46,166
FORM 13F Page 316 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HUMAN GENOME SCIENCES INC CMN STK Cmn 444903958 7,204 317,900 Sh Put Shared-defined 1 317,900 HUMAN GENOME SCIENCES INC CMN STK Cmn 444903108 17,482 771,488 Sh Shared-defined -- 771,488 HUMAN GENOME SCIENCES INC CMN STK Cmn 444903108 1,700 75,028 Sh Shared-defined 1 75,028 HUMANA INCORPORATED COMMON Cmn 444859102 21,223 464,707 Sh Shared-defined -- 464,707 HUMANA INCORPORATED COMMON Cmn 444859902 5,563 121,800 Sh Call Shared-defined 1 121,800 HUMANA INCORPORATED COMMON Cmn 444859952 5,453 119,400 Sh Put Shared-defined 1 119,400 HUMANA INCORPORATED COMMON Cmn 444859902 1,772 38,800 Sh Call Shared-defined -- 38,800 HUMANA INCORPORATED COMMON Cmn 444859952 658 14,400 Sh Put Shared-defined -- 14,400 HUNT J B TRANS SVCS INC Cmn 445658107 3,563 109,073 Sh Shared-defined -- 109,073 HUNT J B TRANS SVCS INC Cmn 445658107 510 15,614 Sh Shared-defined 1 15,614 HUNT J B TRANS SVCS INC Cmn 445658907 657 20,100 Sh Call Shared-defined 1 20,100 HUNT J B TRANS SVCS INC Cmn 445658957 598 18,300 Sh Put Shared-defined 1 18,300 HUNT J B TRANS SVCS INC Cmn 445658907 163 5,000 Sh Call Shared-defined -- 5,000 HUNT J B TRANS SVCS INC Cmn 445658957 62 1,900 Sh Put Shared-defined -- 1,900 COLUMN TOTALS 66,608
FORM 13F Page 317 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HUNTINGTON BANCSHARES CMN STK Cmn 446150954 930 167,800 Sh Put Shared-defined 1 167,800 HUNTINGTON BANCSHARES CMN STK Cmn 446150904 878 158,400 Sh Call Shared-defined 1 158,400 HUNTINGTON BANCSHARES CMN STK Cmn 446150904 268 48,400 Sh Call Shared-defined -- 48,400 HUNTINGTON BANCSHARES CMN STK Cmn 446150954 81 14,600 Sh Put Shared-defined -- 14,600 HUNTINGTON BANCSHARES CMN STK Cmn 446150104 20,165 3,639,858 Sh Shared-defined -- 3,639,858 HUNTINGTON BANCSHARES CMN STK Cmn 446150104 1,157 208,927 Sh Shared-defined 1 208,927 HUNTSMAN COS/THE COMMON STOCK Cmn 447011907 771 88,900 Sh Call Shared-defined 1 88,900 HUNTSMAN COS/THE COMMON STOCK Cmn 447011957 686 79,100 Sh Put Shared-defined 1 79,100 HUNTSMAN COS/THE COMMON STOCK Cmn 447011907 178 20,500 Sh Call Shared-defined -- 20,500 HUNTSMAN COS/THE COMMON STOCK Cmn 447011957 58 6,700 Sh Put Shared-defined -- 6,700 HUNTSMAN COS/THE COMMON STOCK Cmn 447011107 6,379 735,812 Sh Shared-defined -- 735,812 HUNTSMAN COS/THE COMMON STOCK Cmn 447011107 646 74,536 Sh Shared-defined 1 74,536 HURON CONSULTING GROUP INC COMMON STOCK Cmn 447462952 118 6,100 Sh Put Shared-defined 1 6,100 HURON CONSULTING GROUP INC COMMON STOCK Cmn 447462902 2 100 Sh Call Shared-defined 1 100 COLUMN TOTALS 32,317
FORM 13F Page 318 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HURON CONSULTING GROUP INC COMMON STOCK Cmn 447462102 9,319 480,100 Sh Shared-defined -- 480,100 HURON CONSULTING GROUP INC COMMON STOCK Cmn 447462102 9 475 Sh Shared-defined 1 475 HYATT HOTELS CORP - CL A Cmn 448579952 1,869 50,400 Sh Put Shared-defined 1 50,400 HYATT HOTELS CORP - CL A Cmn 448579902 957 25,800 Sh Call Shared-defined 1 25,800 HYATT HOTELS CORP - CL A Cmn 448579102 1,190 32,096 Sh Shared-defined -- 32,096 HYATT HOTELS CORP - CL A Cmn 448579102 38 1,023 Sh Shared-defined 1 1,023 HYPERCOM CORP CMN STOCK Cmn 44913M105 259 55,827 Sh Shared-defined -- 55,827 HYPERCOM CORP CMN STOCK Cmn 44913M105 37 7,965 Sh Shared-defined 1 7,965 IAC INTERACTIVECORP CMN STOCK Cmn 44919P508 61 2,788 Sh Shared-defined 1 2,788 IAC INTERACTIVECORP CMN STOCK Cmn 44919P908 1,657 75,400 Sh Call Shared-defined 1 75,400 IAC INTERACTIVECORP CMN STOCK Cmn 44919P958 497 22,600 Sh Put Shared-defined 1 22,600 IAMGOLD CORPORATION COMMON STOCK Cmn 450913958 2,479 140,200 Sh Put Shared-defined 1 140,200 IAMGOLD CORPORATION COMMON STOCK Cmn 450913908 1,252 70,800 Sh Call Shared-defined 1 70,800 IAMGOLD CORPORATION COMMON STOCK Cmn 450913958 122 6,900 Sh Put Shared-defined -- 6,900 COLUMN TOTALS 19,746
FORM 13F Page 319 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- IAMGOLD CORPORATION COMMON STOCK Cmn 450913908 88 5,000 Sh Call Shared-defined -- 5,000 IAMGOLD CORPORATION COMMON STOCK Cmn 450913108 843 47,667 Sh Shared-defined 1 47,667 IBERIABANK CORP CMN STOCK Cmn 450828108 654 12,704 Sh Shared-defined -- 12,704 IBM COMMON STOCK Cmn 459200101 6,946 56,251 Sh Shared-defined 1 56,251 IBM COMMON STOCK Cmn 459200101 2,608 21,121 Sh Shared-defined -- 21,121 ICICI BANK LTD Depository - -SPON ADR 1:2 Receipt 45104G104 370 10,239 Sh Shared-defined 1 N/A ICICI BANK LTD Depository - -SPON ADR 1:2 Receipt 45104G104 297 8,205 Sh Shared-defined -- N/A ICO GLOBAL COM HLDG LTD-NEW Cmn 44930K108 19 11,500 Sh Shared-defined -- 11,500 ICON PLC SPONS ADR Depository 1:1 Receipt 45103T107 2,013 69,664 Sh Shared-defined -- N/A ICONIX BRAND GROUP INC COMMON STOCK Cmn 451055957 425 29,600 Sh Put Shared-defined 1 29,600 ICONIX BRAND GROUP INC COMMON STOCK Cmn 451055907 365 25,400 Sh Call Shared-defined 1 25,400 ICONIX BRAND GROUP INC COMMON STOCK Cmn 451055107 81 5,632 Sh Shared-defined 1 5,632 ICONIX BRAND GROUP INC COMMON STOCK Cmn 451055107 53 3,707 Sh Shared-defined -- 3,707 ICX TECHNOLOGIES INC Cmn 44934T905 85 11,700 Sh Call Shared-defined 1 11,700 COLUMN TOTALS 14,847
FORM 13F Page 320 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ICX TECHNOLOGIES INC Cmn 44934T955 41 5,600 Sh Put Shared-defined 1 5,600 IDACORP INC CMN STK Cmn 451107106 507 15,253 Sh Shared-defined -- 15,253 IDENIX PHARMACEUTICALS INC COMMON STOCK Cmn 45166R904 53 10,500 Sh Call Shared-defined 1 10,500 IDENIX PHARMACEUTICALS INC COMMON STOCK Cmn 45166R954 47 9,400 Sh Put Shared-defined 1 9,400 IDENIX PHARMACEUTICALS INC COMMON STOCK Cmn 45166R204 28 5,636 Sh Shared-defined -- 5,636 IDENIX PHARMACEUTICALS INC COMMON STOCK Cmn 45166R204 18 3,514 Sh Shared-defined 1 3,514 IDEX CORP CMN STK Cmn 45167R104 680 23,796 Sh Shared-defined -- 23,796 IDEX CORP CMN STK Cmn 45167R104 20 688 Sh Shared-defined 1 688 IDT CORP - CL B Cmn 448947507 195 15,297 Sh Shared-defined -- 15,297 IFM INVESTMENTS Depository LTD-ADS Receipt 45172L100 4,825 922,539 Sh Shared-defined -- N/A IGATE CORP CMN STOCK Cmn 45169U105 192 15,013 Sh Shared-defined -- 15,013 IGATE CORP CMN STOCK Cmn 45169U105 75 5,864 Sh Shared-defined 1 5,864 IINVERNESS MEDICAL INNOVATION CMN STOCK Cmn 46126P106 521 19,558 Sh Shared-defined -- 19,558 II-VI INC CMN STK Cmn 902104958 1,200 40,500 Sh Put Shared-defined 1 40,500 COLUMN TOTALS 8,402
FORM 13F Page 321 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- II-VI INC CMN STK Cmn 902104908 1,084 36,600 Sh Call Shared-defined 1 36,600 II-VI INC CMN STK Cmn 902104108 55 1,854 Sh Shared-defined 1 1,854 ILLINOIS TOOL WKS INC Cmn 452308109 14,790 358,296 Sh Shared-defined -- 358,296 ILLINOIS TOOL WKS INC Cmn 452308109 375 9,089 Sh Shared-defined 1 9,089 ILLINOIS TOOL WKS INC Cmn 452308909 4,557 110,400 Sh Call Shared-defined 1 110,400 ILLINOIS TOOL WKS INC Cmn 452308959 3,418 82,800 Sh Put Shared-defined 1 82,800 ILLUMINA INC. Cmn 452327109 1,563 35,904 Sh Shared-defined 1 35,904 ILLUMINA INC. Cmn 452327109 1,398 32,122 Sh Shared-defined -- 32,122 ILLUMINA INC. Cmn 452327959 3,900 89,600 Sh Put Shared-defined 1 89,600 ILLUMINA INC. Cmn 452327909 1,650 37,900 Sh Call Shared-defined 1 37,900 ILLUMINA INC. 0.625% CB DUE 02/15/2014 - REGISTERE Bond 452327AB5 240,858 120,500,000 Prn Shared-defined -- N/A IMAX CORP CMN STOCK Cmn 45245E909 1,828 125,200 Sh Call Shared-defined 1 125,200 IMAX CORP CMN STOCK Cmn 45245E959 780 53,400 Sh Put Shared-defined 1 53,400 IMAX CORP CMN STOCK Cmn 45245E109 71 4,875 Sh Shared-defined 1 4,875 COLUMN TOTALS 276,327
FORM 13F Page 322 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- IMAX CORP CMN STOCK Cmn 45245E109 24 1,666 Sh Shared-defined - 1,666 IMERGENT INC CMN STK Cmn 45247Q950 89 24,700 Sh Put Shared-defined 1 24,700 IMERGENT INC CMN STK Cmn 45247Q900 4 1,100 Sh Call Shared-defined 1 1,100 IMERGENT INC CMN STK Cmn 45247Q100 71 19,632 Sh Shared-defined 1 19,632 IMERGENT INC CMN STK Cmn 45247Q100 1 299 Sh Shared-defined - 299 IMMERSION CORP CMN STOCK Cmn 452521907 41 8,200 Sh Call Shared-defined 1 8,200 IMMERSION CORP CMN STOCK Cmn 452521957 35 6,900 Sh Put Shared-defined 1 6,900 IMMERSION CORP CMN STOCK Cmn 452521107 62 12,345 Sh Shared-defined 1 12,345 IMMERSION CORP CMN STOCK Cmn 452521107 43 8,466 Sh Shared-defined - 8,466 IMMUCOR INC CMN STK Cmn 452526956 484 25,400 Sh Put Shared-defined 1 25,400 IMMUCOR INC CMN STK Cmn 452526906 200 10,500 Sh Call Shared-defined 1 10,500 IMMUCOR INC CMN STK Cmn 452526106 250 13,134 Sh Shared-defined - 13,134 IMMUCOR INC CMN STK Cmn 452526106 195 10,234 Sh Shared-defined 1 10,234 IMMUNOGEN INC CMN STK Cmn 45253H951 334 36,000 Sh Put Shared-defined 1 36,000 COLUMN TOTALS 1,833
FORM 13F Page 323 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- IMMUNOGEN INC CMN STK Cmn 45253H901 245 26,400 Sh Call Shared-defined 1 26,400 IMMUNOGEN INC CMN STK Cmn 45253H101 245 26,450 Sh Shared-defined 1 26,450 IMMUNOMEDICS INC CMN STK Cmn 452907958 58 18,800 Sh Put Shared-defined 1 18,800 IMMUNOMEDICS INC CMN STK Cmn 452907958 5 1,600 Sh Put Shared-defined - 1,600 IMMUNOMEDICS INC CMN STK Cmn 452907908 4 1,200 Sh Call Shared-defined - 1,200 IMMUNOMEDICS INC CMN STK Cmn 452907108 227 73,583 Sh Shared-defined 1 73,583 IMPAX LABORATORIES INC CMN STOCK Cmn 45256B101 659 34,551 Sh Shared-defined 1 34,551 IMPAX LABORATORIES INC CMN STOCK Cmn 45256B101 4 200 Sh Shared-defined - 200 IMPAX LABORATORIES INC CMN STOCK Cmn 45256B951 757 39,700 Sh Put Shared-defined 1 39,700 IMPAX LABORATORIES INC CMN STOCK Cmn 45256B901 185 9,700 Sh Call Shared-defined 1 9,700 IMPERIAL OIL LTD CMN STOCK Cmn 453038908 641 17,600 Sh Call Shared-defined 1 17,600 IMPERIAL OIL LTD CMN STOCK Cmn 453038958 524 14,400 Sh Put Shared-defined 1 14,400 IMPERIAL OIL LTD CMN STOCK Cmn 453038408 266 7,306 Sh Shared-defined - 7,306 IMPERIAL SUGAR CO NEW CMN STOCK Cmn 453096958 169 16,700 Sh Put Shared-defined 1 16,700 COLUMN TOTALS 3,989
FORM 13F Page 324 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- IMPERIAL SUGAR CO NEW CMN STOCK Cmn 453096908 67 6,600 Sh Call Shared-defined 1 6,600 IMPERIAL SUGAR CO NEW CMN STOCK Cmn 453096208 270 26,773 Sh Shared-defined 1 26,773 IMPERIAL SUGAR CO NEW CMN STOCK Cmn 453096208 16 1,621 Sh Shared-defined - 1,621 INCONTACT INC Cmn 45336E109 29 11,900 Sh Shared-defined - 11,900 INCYTE CORP CMN STK Cmn 45337C902 1,364 123,200 Sh Call Shared-defined 1 123,200 INCYTE CORP CMN STK Cmn 45337C952 325 29,400 Sh Put Shared-defined 1 29,400 INCYTE CORP CMN STK Cmn 45337C902 39 3,500 Sh Call Shared-defined - 3,500 INCYTE CORP CMN STK Cmn 45337C952 25 2,300 Sh Put Shared-defined - 2,300 INCYTE CORP CMN STK Cmn 45337C102 5,864 529,752 Sh Shared-defined - 529,752 INDIA FUND INC Cmn 454089103 136 4,502 Sh Shared-defined 1 4,502 INDIA FUND INC Cmn 454089953 466 15,400 Sh Put Shared-defined 1 15,400 INDIA FUND INC Cmn 454089903 191 6,300 Sh Call Shared-defined 1 6,300 INERGY LP Cmn 456615103 54 1,369 Sh Shared-defined 1 1,369 INERGY LP Cmn 456615903 1,670 42,200 Sh Call Shared-defined 1 42,200 COLUMN TOTALS 10,516
FORM 13F Page 325 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- INERGY LP Cmn 456615953 245 6,200 Sh Put Shared-defined 1 6,200 INFINERA CORP Cmn 45667G103 2,795 434,668 Sh Shared-defined - 434,668 INFINERA CORP Cmn 45667G103 657 102,107 Sh Shared-defined 1 102,107 INFINERA CORP Cmn 45667G953 757 117,700 Sh Put Shared-defined 1 117,700 INFINERA CORP Cmn 45667G903 160 24,900 Sh Call Shared-defined 1 24,900 INFOGROUP INC Cmn 45670G108 535 67,053 Sh Shared-defined - 67,053 INFORMATICA CORP CMN STOCK Cmn 45666Q952 879 36,800 Sh Put Shared-defined 1 36,800 INFORMATICA CORP CMN STOCK Cmn 45666Q902 416 17,400 Sh Call Shared-defined 1 17,400 INFORMATICA CORP CMN STOCK Cmn 45666Q102 940 39,382 Sh Shared-defined - 39,382 INFORMATICA CORP CMN STOCK Cmn 45666Q102 355 14,878 Sh Shared-defined 1 14,878 INFOSPACE INC CMN STOCK Cmn 45678T950 387 51,400 Sh Put Shared-defined 1 51,400 INFOSPACE INC CMN STOCK Cmn 45678T900 43 5,700 Sh Call Shared-defined 1 5,700 INFOSPACE INC CMN STOCK Cmn 45678T900 2 300 Sh Call Shared-defined - 300 INFOSPACE INC CMN STOCK Cmn 45678T300 90 12,031 Sh Shared-defined 1 12,031 COLUMN TOTALS 8,261
FORM 13F Page 326 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- INFOSPACE INC CMN STOCK Cmn 45678T300 25 3,304 Sh Shared-defined - 3,304 INFOSYS y TECHNOLOGIES LTD - Depositor SPONS ADR 1:1 Receipt 456788108 2,535 42,314 Sh Shared-defined 1 N/A INFOSYS y TECHNOLOGIES LTD - Depositor SPONS ADR 1:1 Receipt 456788108 27 452 Sh Shared-defined - N/A INGERSOLL-RAND PLC Cmn G47791101 1,423 41,257 Sh Shared-defined - 41,257 INGERSOLL-RAND PLC Cmn G47791901 5,484 159,000 Sh Call Shared-defined 1 159,000 INGERSOLL-RAND PLC Cmn G47791951 1,797 52,100 Sh Put Shared-defined 1 52,100 INGERSOLL-RAND PLC Cmn G47791901 938 27,200 Sh Call Shared-defined - 27,200 INGERSOLL-RAND PLC Cmn G47791951 121 3,500 Sh Put Shared-defined - 3,500 INGRAM MICRO INC - CL A Cmn 457153954 159 10,500 Sh Put Shared-defined 1 10,500 INGRAM MICRO INC - CL A Cmn 457153904 146 9,600 Sh Call Shared-defined 1 9,600 INGRAM MICRO INC - CL A Cmn 457153104 4,113 270,763 Sh Shared-defined - 270,763 INGRAM MICRO INC - CL A Cmn 457153104 230 15,171 Sh Shared-defined 1 15,171 INLAND REAL ESTATE CORP COMMON STOCK Cmn 457461200 793 100,109 Sh Shared-defined - 100,109 INLAND REAL ESTATE CORP COMMON STOCK Cmn 457461200 65 8,183 Sh Shared-defined 1 8,183 COLUMN TOTALS 17,856
FORM 13F Page 327 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- INNOPHOS HOLDINGS INC Cmn 45774N108 119 4,551 Sh Shared-defined 1 4,551 INNOPHOS HOLDINGS INC Cmn 45774N108 32 1,236 Sh Shared-defined - 1,236 INNOPHOS HOLDINGS INC Cmn 45774N908 647 24,800 Sh Call Shared-defined 1 24,800 INNOPHOS HOLDINGS INC Cmn 45774N958 308 11,800 Sh Put Shared-defined 1 11,800 INNOVATIVE SOLUTIONS & SUPPORT Cmn 45769N105 27 6,089 Sh Shared-defined 1 6,089 INNOVATIVE SOLUTIONS & SUPPORT Cmn 45769N905 48 10,800 Sh Call Shared-defined 1 10,800 INNOVATIVE SOLUTIONS & SUPPORT Cmn 45769N955 16 3,600 Sh Put Shared-defined 1 3,600 INSMED INC CMN STK Cmn 457669208 14 20,298 Sh Shared-defined 1 20,298 INSPIRE PHARMACEUTICALS INC. Cmn 457733103 200 40,118 Sh Shared-defined - 40,118 INSPIRE PHARMACEUTICALS INC. Cmn 457733103 4 850 Sh Shared-defined 1 850 INSPIRE PHARMACEUTICALS INC. Cmn 457733903 38 7,700 Sh Call Shared-defined 1 7,700 INSPIRE PHARMACEUTICALS INC. Cmn 457733953 16 3,200 Sh Put Shared-defined 1 3,200 INSTEEL INDUSTRIES NYSE Cmn 45774W108 157 13,487 Sh Shared-defined - 13,487 INSTEEL INDUSTRIES NYSE Cmn 45774W108 7 625 Sh Shared-defined 1 625 COLUMN TOTALS 1,633
FORM 13F Page 328 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- INSTEEL INDUSTRIES NYSE Cmn 45774W908 436 37,500 Sh Call Shared-defined 1 37,500 INSTEEL INDUSTRIES NYSE Cmn 45774W958 347 29,900 Sh Put Shared-defined 1 29,900 INSULET CORP Cmn 45784P101 272 18,050 Sh Shared-defined - 18,050 INSULET CORP Cmn 45784P101 59 3,911 Sh Shared-defined 1 3,911 INSULET CORP Cmn 45784P901 12 800 Sh Call Shared-defined 1 800 INSULET CORP Cmn 45784P951 12 800 Sh Put Shared-defined 1 800 INSULET CORP 5.375 CB 6/15/13 - REGISTERED Bond 45784PAA9 16,218 16,343,000 Prn Shared-defined - N/A INTEGRA LIFESCIENCES HOLDINGS CMN STOCK Cmn 457985958 226 6,100 Sh Put Shared-defined 1 6,100 INTEGRA LIFESCIENCES HOLDINGS CMN STOCK Cmn 457985908 133 3,600 Sh Call Shared-defined 1 3,600 INTEGRA LIFESCIENCES HOLDINGS CMN STOCK Cmn 457985908 59 1,600 Sh Call Shared-defined - 1,600 INTEGRA LIFESCIENCES HOLDINGS CMN STOCK Cmn 457985208 117 3,165 Sh Shared-defined - 3,165 INTEGRA LIFESCIENCES HOLDINGS CMN STOCK Cmn 457985208 107 2,885 Sh Shared-defined 1 2,885 INTEGRAL SYSTEMS INC/MD CMN STK Cmn 45810H107 92 14,488 Sh Shared-defined - 14,488 INTEGRAL SYSTEMS INC/MD CMN STK Cmn 45810H107 1 229 Sh Shared-defined 1 229 COLUMN TOTALS 18,091
FORM 13F Page 329 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- INTEGRATED DEVICE TECH INC CMN STK Cmn 458118956 217 43,800 Sh Put Shared-defined 1 43,800 INTEGRATED DEVICE TECH INC CMN STK Cmn 458118906 16 3,300 Sh Call Shared-defined 1 3,300 INTEGRATED DEVICE TECH INC CMN STK Cmn 458118106 388 78,285 Sh Shared-defined 1 78,285 INTEGRATED DEVICE TECH INC CMN STK Cmn 458118106 24 4,843 Sh Shared-defined - 4,843 INTEGRATED SILICON SOLUTION CMN STOCK Cmn 45812P907 78 10,300 Sh Call Shared-defined 1 10,300 INTEGRATED SILICON SOLUTION CMN STOCK Cmn 45812P957 2 300 Sh Put Shared-defined 1 300 INTEGRATED SILICON SOLUTION CMN STOCK Cmn 45812P107 35 4,700 Sh Shared-defined - 4,700 INTEGRATED SILICON SOLUTION CMN STOCK Cmn 45812P107 24 3,178 Sh Shared-defined 1 3,178 INTEGRYS ENERGY GROUP INC CMN STK Cmn 45822P955 1,233 28,200 Sh Put Shared-defined 1 28,200 INTEGRYS ENERGY GROUP INC CMN STK Cmn 45822P905 940 21,500 Sh Call Shared-defined 1 21,500 INTEGRYS ENERGY GROUP INC CMN STK Cmn 45822P105 2,303 52,646 Sh Shared-defined - 52,646 INTEL CMN STOCK Cmn 458140100 16,089 827,183 Sh Shared-defined 1 827,183 INTEL CMN STOCK Cmn 458140100 1,945 99,979 Sh Shared-defined - 99,979 INTEL CMN STOCK Cmn 458140950 36,858 1,895,000 Sh Put Shared-defined 1 1,895,000 COLUMN TOTALS 60,152
FORM 13F Page 330 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- INTEL CMN STOCK Cmn 458140900 25,909 1,332,100 Sh Call Shared-defined 1 1,332,100 INTEL CMN STOCK Cmn 458140950 8,912 458,200 Sh Put Shared-defined - 458,200 INTEL CMN STOCK Cmn 458140900 4,820 247,800 Sh Call Shared-defined - 247,800 INTER PARFUMS INC CMN STK Cmn 458334109 157 11,007 Sh Shared-defined - 11,007 INTER PARFUMS INC CMN STK Cmn 458334109 7 504 Sh Shared-defined 1 504 INTERACTIVE BROKERS GROUP INC Cmn 45841N107 4,324 260,511 Sh Shared-defined - 260,511 INTERACTIVE BROKERS GROUP INC Cmn 45841N107 189 11,396 Sh Shared-defined 1 11,396 INTERACTIVE BROKERS GROUP INC Cmn 45841N957 2,047 123,300 Sh Put Shared-defined 1 123,300 INTERACTIVE BROKERS GROUP INC Cmn 45841N907 573 34,500 Sh Call Shared-defined 1 34,500 INTERACTIVE BROKERS GROUP INC Cmn 45841N907 131 7,900 Sh Call Shared-defined - 7,900 INTERACTIVE BROKERS GROUP INC Cmn 45841N957 86 5,200 Sh Put Shared-defined - 5,200 INTERCONTINENTALEXCHAN INC COMMON STOCK Cmn 45865V950 30,269 267,800 Sh Put Shared-defined 1 267,800 INTERCONTINENTALEXCHAN INC COMMON STOCK Cmn 45865V900 27,568 243,900 Sh Call Shared-defined 1 243,900 INTERCONTINENTALEXCHAN INC COMMON STOCK Cmn 45865V950 1,922 17,000 Sh Put Shared-defined - 17,000 COLUMN TOTALS 106,914
FORM 13F Page 331 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- INTERCONTINENTALEXCHAN INC COMMON STOCK Cmn 45865V900 1,741 15,400 Sh Call Shared-defined - 15,400 INTERCONTINENTALEXCHAN INC COMMON STOCK Cmn 45865V100 1,713 15,153 Sh Shared-defined 1 15,153 INTERCONTINENTALEXCHAN INC COMMON STOCK Cmn 45865V100 865 7,651 Sh Shared-defined - 7,651 INTERDIGITAL INC Cmn 45867G101 365 14,766 Sh Shared-defined 1 14,766 INTERDIGITAL INC Cmn 45867G101 124 5,037 Sh Shared-defined - 5,037 INTERDIGITAL INC Cmn 45867G951 4,190 169,700 Sh Put Shared-defined 1 169,700 INTERDIGITAL INC Cmn 45867G901 4,099 166,000 Sh Call Shared-defined 1 166,000 INTERDIGITAL INC Cmn 45867G901 884 35,800 Sh Call Shared-defined - 35,800 INTERDIGITAL INC Cmn 45867G951 57 2,300 Sh Put Shared-defined - 2,300 INTERFACE COMMON STOCK Cmn 458665106 97 9,017 Sh Shared-defined - 9,017 INTERFACE COMMON STOCK Cmn 458665106 30 2,794 Sh Shared-defined 1 2,794 INTERLINE BRANDS INC. COMMON STOCK Cmn 458743101 437 25,303 Sh Shared-defined - 25,303 INTERLINE BRANDS INC. COMMON STOCK Cmn 458743101 2 133 Sh Shared-defined 1 133 INTERMEC INC COMMON STOCK Cmn 458786900 15 1,500 Sh Call Shared-defined 1 1,500 COLUMN TOTALS 14,619
FORM 13F Page 332 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- INTERMEC INC COMMON STOCK Cmn 458786950 4 400 Sh Put Shared-defined 1 400 INTERMEC INC COMMON STOCK Cmn 458786100 444 43,270 Sh Shared-defined - 43,270 INTERMEC INC COMMON STOCK Cmn 458786100 25 2,458 Sh Shared-defined 1 2,458 INTERMUNE INC CMN STOCK Cmn 45884X903 2,409 257,600 Sh Call Shared-defined 1 257,600 INTERMUNE INC CMN STOCK Cmn 45884X953 1,106 118,300 Sh Put Shared-defined 1 118,300 INTERMUNE INC CMN STOCK Cmn 45884X103 128 13,739 Sh Shared-defined - 13,739 INTERNAP NETWORK SERV COM STK Cmn 45885A300 73 17,407 Sh Shared-defined - 17,407 INTERNAP NETWORK SERV COM STK Cmn 45885A300 29 6,860 Sh Shared-defined 1 6,860 INTERNAP NETWORK SERV COM STK Cmn 45885A900 73 17,600 Sh Call Shared-defined 1 17,600 INTERNAP NETWORK SERV COM STK Cmn 45885A950 73 17,600 Sh Put Shared-defined 1 17,600 IBM COMMON STOCK Cmn 459200951 84,905 687,600 Sh Put Shared-defined 1 687,600 IBM COMMON STOCK Cmn 459200901 63,296 512,600 Sh Call Shared-defined 1 512,600 IBM COMMON STOCK Cmn 459200951 15,978 129,400 Sh Put Shared-defined - 129,400 IBM COMMON STOCK Cmn 459200901 9,644 78,100 Sh Call Shared-defined - 78,100 COLUMN TOTALS 178,187
FORM 13F Page 333 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- INTERNATIONAL COAL GROUP INC Cmn 45928H906 140 36,300 Sh Call Shared-defined 1 36,300 INTERNATIONAL COAL Cmn 45928H956 37 9,500 Sh Put Shared-defined 1 9,500 GROUP INC INTERNATIONAL COAL Bond 45928HAG1 9,490 10,500,000 Prn Shared-defined -- N/A GROUP INC 4% CB 04/01/2017-REGI INTERNATIONAL GAME Cmn TECHNOLOGY COMMON NEW YORK 459902952 4,049 257,900 Sh Put Shared-defined 1 257,900 INTERNATIONAL GAME Cmn TECHNOLOGY COMMON NEW YORK 459902902 1,451 92,400 Sh Call Shared-defined 1 92,400 INTERNATIONAL GAME Cmn TECHNOLOGY COMMON NEW YORK 459902952 1,262 80,400 Sh Put Shared-defined -- 80,400 INTERNATIONAL GAME Cmn TECHNOLOGY COMMON NEW YORK 459902902 554 35,300 Sh Call Shared-defined -- 35,300 INTERNATIONAL GAME Cmn TECHNOLOGY COMMON NEW YORK 459902102 1,216 77,445 Sh Shared-defined -- 77,445 INTERNATIONAL GAME Cmn TECHNOLOGY COMMON NEW YORK 459902102 1,036 66,018 Sh Shared-defined 1 66,018 INTERNATIONAL PAPER Cmn CO. COMMON STOCK 460146103 5,239 231,506 Sh Shared-defined -- 231,506 INTERNATIONAL PAPER Cmn CO. COMMON STOCK 460146103 2,047 90,437 Sh Shared-defined 1 90,437 INTERNATIONAL PAPER Cmn CO. COMMON STOCK 460146953 9,663 427,000 Sh Put Shared-defined 1 427,000 INTERNATIONAL PAPER Cmn CO. COMMON STOCK 460146903 8,495 375,400 Sh Call Shared-defined 1 375,400 INTERNATIONAL PAPER Cmn CO. COMMON STOCK 460146953 2,161 95,500 Sh Put Shared-defined -- 95,500 COLUMN TOTALS 46,840
FORM 13F Page 334 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- INTERNATIONAL PAPER Cmn CO. COMMON STOCK 460146903 1,251 55,300 Sh Call Shared-defined -- 55,300 INTERNATIONAL Cmn RECTIFIER COMMON NEW YORK 460254105 573 30,802 Sh Shared-defined -- 30,802 INTERNATIONAL Cmn RECTIFIER COMMON NEW YORK 460254105 13 691 Sh Shared-defined 1 691 INTERNATIONAL Cmn RECTIFIER COMMON NEW YORK 460254905 620 33,300 Sh Call Shared-defined 1 33,300 INTERNATIONAL Cmn RECTIFIER COMMON NEW YORK 460254955 307 16,500 Sh Put Shared-defined 1 16,500 INTL SPEEDWAY CORP Cmn CL A CMN STOCK 460335951 211 8,200 Sh Put Shared-defined 1 8,200 INTL SPEEDWAY CORP Cmn CL A CMN STOCK 460335901 103 4,000 Sh Call Shared-defined 1 4,000 INTERNET BRANDS Cmn INC-CL A 460608102 122 11,766 Sh Shared-defined -- 11,766 INTERNET BRANDS Cmn INC-CL A 460608102 9 884 Sh Shared-defined 1 884 INTEROIL CORP Cmn COMMON STOCK 460951956 11,991 270,000 Sh Put Shared-defined 1 270,000 INTEROIL CORP Cmn COMMON STOCK 460951906 8,247 185,700 Sh Call Shared-defined 1 185,700 INTEROIL CORP Cmn COMMON STOCK 460951106 6,421 144,585 Sh Shared-defined 1 144,585 INTEROIL CORP Cmn COMMON STOCK 460951106 24 536 Sh Shared-defined -- 536 INTERSIL Cmn CORPORATION CMN STOCK 46069S959 837 69,100 Sh Put Shared-defined 1 69,100 COLUMN TOTALS 30,729
FORM 13F Page 335 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- INTERSIL Cmn CORPORATION CMN STOCK 46069S909 624 51,500 Sh Call Shared-defined 1 51,500 INTERSIL Cmn CORPORATION CMN STOCK 46069S109 9,005 743,597 Sh Shared-defined -- 743,597 INTERSIL Cmn CORPORATION CMN STOCK 46069S109 926 76,487 Sh Shared-defined 1 76,487 INTERVAL LEISURE Cmn GROUP-W/I 46113M908 303 24,300 Sh Call Shared-defined 1 24,300 INTERVAL LEISURE Cmn GROUP-W/I 46113M958 81 6,500 Sh Put Shared-defined 1 6,500 INTERVAL LEISURE Cmn GROUP-W/I 46113M108 19 1,522 Sh Shared-defined -- 1,522 INTERVAL LEISURE Cmn GROUP-W/I 46113M108 17 1,354 Sh Shared-defined 1 1,354 INTEVAC INC CMN Cmn STOCK 461148958 1,045 97,900 Sh Put Shared-defined 1 97,900 INTEVAC INC CMN Cmn STOCK 461148908 36 3,400 Sh Call Shared-defined 1 3,400 INTEVAC INC CMN Cmn STOCK 461148108 761 71,286 Sh Shared-defined 1 71,286 INTEVAC INC CMN Cmn STOCK 461148108 107 10,062 Sh Shared-defined -- 10,062 INTL FLAVORS & Cmn FRAGRANCES 459506101 617 14,541 Sh Shared-defined -- 14,541 INTL FLAVORS & Cmn FRAGRANCES 459506901 624 14,700 Sh Call Shared-defined 1 14,700 INTL FLAVORS & Cmn FRAGRANCES 459506951 187 4,400 Sh Put Shared-defined 1 4,400 COLUMN TOTALS 14,352
FORM 13F Page 336 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- INTL SPEEDWAY CORP Cmn CL A CMN STOCK 460335201 999 38,765 Sh Shared-defined -- 38,765 INTL SPEEDWAY CORP Cmn CL A CMN STOCK 460335201 4 163 Sh Shared-defined 1 163 INTREPID POTASH INC Cmn 46121Y102 565 28,881 Sh Shared-defined -- 28,881 INTREPID POTASH INC Cmn 46121Y102 229 11,687 Sh Shared-defined 1 11,687 Cmn INTREPID POTASH INC 46121Y902 2,863 146,300 Sh Call Shared-defined 1 146,300 INTREPID POTASH INC Cmn 46121Y952 2,229 113,900 Sh Put Shared-defined 1 113,900 INTUIT INC Cmn 461202103 6,677 192,038 Sh Shared-defined -- 192,038 INTUIT INC Cmn 461202103 304 8,735 Sh Shared-defined 1 8,735 Cmn INTUIT INC 461202903 6,158 177,100 Sh Call Shared-defined 1 177,100 INTUIT INC Cmn 461202953 3,032 87,200 Sh Put Shared-defined 1 87,200 Cmn INTUIT INC 461202903 1,036 29,800 Sh Call Shared-defined -- 29,800 INTUIT INC Cmn 461202953 459 13,200 Sh Put Shared-defined -- 13,200 INTUITIVE SURGICAL Cmn INC CMN STK 46120E952 64,955 205,800 Sh Put Shared-defined 1 205,800 INTUITIVE SURGICAL Cmn INC CMN STK 46120E902 54,255 171,900 Sh Call Shared-defined 1 171,900 COLUMN TOTALS 143,765
FORM 13F Page 337 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- INTUITIVE SURGICAL Cmn INC CMN STK 46120E952 12,751 40,400 Sh Put Shared-defined -- 40,400 INTUITIVE SURGICAL Cmn INC CMN STK 46120E902 8,175 25,900 Sh Call Shared-defined -- 25,900 INTUITIVE SURGICAL Cmn INC CMN STK 46120E602 6,667 21,124 Sh Shared-defined 1 21,124 INTUITIVE SURGICAL Cmn INC CMN STK 46120E602 4,859 15,395 Sh Shared-defined -- 15,395 INVACARE CORP Bond 4.125% CB 2/1/2027 - - REGISTERED 461203AD3 20,480 20,000,000 Prn Shared-defined -- N/A INVACARE CORP CMN Cmn STK 461203101 198 9,560 Sh Shared-defined -- 9,560 INVACARE CORP CMN Cmn STK 461203101 1 42 Sh Shared-defined 1 42 INVENTIV HEALTH INC Cmn HEALTH INC 46122E955 714 27,900 Sh Put Shared-defined 1 27,900 INVENTIV HEALTH INC Cmn HEALTH INC 46122E905 494 19,300 Sh Call Shared-defined 1 19,300 INVENTIV HEALTH INC Cmn HEALTH INC 46122E105 23 900 Sh Shared-defined -- 900 INVENTIV HEALTH INC Cmn HEALTH INC 46122E105 10 404 Sh Shared-defined 1 404 INVERNESS MEDIAL Pref Stk INNOVATIONS .75% CONV PREF - PERP 46126P304 53 271 Sh Shared-defined 1 N/A IINVERNESS MEDICAL Cmn INNOVATION CMN STOCK 46126P906 3,418 128,200 Sh Call Shared-defined 1 128,200 IINVERNESS MEDICAL Cmn INNOVATION CMN STOCK 46126P956 957 35,900 Sh Put Shared-defined 1 35,900 COLUMN TOTALS 58,800
FORM 13F Page 338 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- IINVERNESS MEDICAL Cmn INNOVATION CMN STOCK 46126P906 328 12,300 Sh Call Shared-defined -- 12,300 IINVERNESS MEDICAL Cmn INNOVATION CMN STOCK 46126P956 224 8,400 Sh Put Shared-defined -- 8,400 INVESCO PLC COMMON Cmn STOCK G491BT908 983 58,400 Sh Call Shared-defined 1 58,400 INVESCO PLC COMMON Cmn STOCK G491BT958 535 31,800 Sh Put Shared-defined 1 31,800 INVESCO PLC COMMON Cmn STOCK G491BT958 136 8,100 Sh Put Shared-defined -- 8,100 INVESCO PLC COMMON Cmn STOCK G491BT908 64 3,800 Sh Call Shared-defined -- 3,800 INVESCO PLC COMMON Cmn STOCK G491BT108 6,503 386,420 Sh Shared-defined -- 386,420 INVESCO PLC COMMON Cmn STOCK G491BT108 83 4,947 Sh Shared-defined 1 4,947 INVESTMENT TCHNLGY Cmn GRP INC CMN STOCK 46145F905 843 52,500 Sh Call Shared-defined 1 52,500 INVESTMENT TCHNLGY Cmn GRP INC CMN STOCK 46145F955 715 44,500 Sh Put Shared-defined 1 44,500 INVESTMENT TCHNLGY Cmn GRP INC CMN STOCK 46145F105 177 11,030 Sh Shared-defined 1 11,030 INVESTMENT TCHNLGY Cmn GRP INC CMN STOCK 46145F105 62 3,882 Sh Shared-defined -- 3,882 INVESTORS BANCORP Cmn INC COMMON STOCK 46146P102 7,473 569,587 Sh Shared-defined -- 569,587 INVESTORS REAL Cmn ESTATE TRUST 461730103 610 69,085 Sh Shared-defined -- 69,085 COLUMN TOTALS 18,736
FORM 13F Page 339 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- INVESTORS REAL Cmn ESTATE TRUST 461730103 21 2,326 Sh Shared-defined 1 2,326 ION GEOPHYSICAL Cmn CORP CMN STK 462044958 213 61,100 Sh Put Shared-defined 1 61,100 ION GEOPHYSICAL Cmn CORP CMN STK 462044908 31 8,900 Sh Call Shared-defined 1 8,900 ION GEOPHYSICAL Cmn CORP CMN STK 462044108 239 68,698 Sh Shared-defined 1 68,698 ION GEOPHYSICAL Cmn CORP CMN STK 462044108 147 42,303 Sh Shared-defined -- 42,303 IPASS INC COMMON Cmn STOCK 46261V108 13 11,875 Sh Shared-defined -- 11,875 IRIS INTERNATIONAL Cmn INC CMN STK 46270W905 230 22,700 Sh Call Shared-defined 1 22,700 IRIS INTERNATIONAL Cmn INC CMN STK 46270W955 176 17,400 Sh Put Shared-defined 1 17,400 IRIS INTERNATIONAL Cmn INC CMN STK 46270W105 139 13,726 Sh Shared-defined -- 13,726 IROBOT CORP COMMON Cmn STOCK 462726950 1,533 81,600 Sh Put Shared-defined 1 81,600 IROBOT CORP COMMON Cmn STOCK 462726900 611 32,500 Sh Call Shared-defined 1 32,500 IROBOT CORP COMMON Cmn STOCK 462726100 295 15,716 Sh Shared-defined 1 15,716 IROBOT CORP COMMON Cmn STOCK 462726100 24 1,282 Sh Shared-defined -- 1,282 IRON MOUNTAIN INC Cmn DEL CMN STOCK 462846106 22,677 1,009,655 Sh Shared-defined -- 1,009,655 COLUMN TOTALS 26,349
FORM 13F Page 340 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- IRON MOUNTAIN INC Cmn DEL CMN STOCK 462846106 2,163 96,305 Sh Shared-defined 1 96,305 IRON MOUNTAIN INC Cmn DEL CMN STOCK 462846956 2,578 114,800 Sh Put Shared-defined 1 114,800 IRON MOUNTAIN INC Cmn DEL CMN STOCK 462846906 326 14,500 Sh Call Shared-defined 1 14,500 ISIS Bond PHARMACEUTICALS 2.625% CB 2/15/2027-REGISTERE 464337AE4 48,360 51,135,000 Prn Shared-defined -- N/A ISIS Cmn PHARMACEUTICALS INC CMN STK 464330959 1,021 106,700 Sh Put Shared-defined 1 106,700 ISIS Cmn PHARMACEUTICALS INC CMN STK 464330909 652 68,100 Sh Call Shared-defined 1 68,100 ISIS Cmn PHARMACEUTICALS INC CMN STK 464330109 1,010 105,531 Sh Shared-defined 1 105,531 ISIS Cmn PHARMACEUTICALS INC CMN STK 464330109 96 10,065 Sh Shared-defined -- 10,065 ISLE OF CAPRI Cmn CASINOS, INC. 464592904 206 22,200 Sh Call Shared-defined 1 22,200 ISLE OF CAPRI Cmn CASINOS, INC. 464592954 116 12,500 Sh Put Shared-defined 1 12,500 ISTA PHARMACEUTICALS Cmn 45031X204 36 16,259 Sh Shared-defined -- 16,259 ISTAR FINANCIAL INC Cmn CMN STK 45031U901 912 204,500 Sh Call Shared-defined 1 204,500 ISTAR FINANCIAL INC Cmn CMN STK 45031U951 747 167,600 Sh Put Shared-defined 1 167,600 ISTAR FINANCIAL INC Cmn CMN STK 45031U101 684 153,358 Sh Shared-defined -- 153,358 COLUMN TOTALS 58,907
FORM 13F Page 341 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ISTAR FINANCIAL INC Cmn CMN STK 45031U101 417 93,565 Sh Shared-defined 1 93,565 ITC HOLDINGS CORP. Cmn COMMON STOCK 465685105 828 15,658 Sh Shared-defined -- 15,658 ITC HOLDINGS CORP. Cmn COMMON STOCK 465685105 46 875 Sh Shared-defined 1 875 Cmn ITRON INC CMN STK 465741906 3,938 63,700 Sh Call Shared-defined 1 63,700 ITRON INC CMN STK Cmn 465741956 3,518 56,900 Sh Put Shared-defined 1 56,900 ITRON INC CMN STK Cmn 465741956 488 7,900 Sh Put Shared-defined -- 7,900 Cmn ITRON INC CMN STK 465741906 445 7,200 Sh Call Shared-defined -- 7,200 ITRON INC CMN STK Cmn 465741106 7,301 118,108 Sh Shared-defined -- 118,108 ITT CORP CMN STOCK Cmn 450911102 1,128 25,120 Sh Shared-defined -- 25,120 ITT CORP CMN STOCK Cmn 450911102 643 14,306 Sh Shared-defined 1 14,306 Cmn ITT CORP CMN STOCK 450911902 975 21,700 Sh Call Shared-defined 1 21,700 ITT CORP CMN STOCK Cmn 450911952 885 19,700 Sh Put Shared-defined 1 19,700 ITT CORP CMN STOCK Cmn 450911952 377 8,400 Sh Put Shared-defined -- 8,400 Cmn ITT CORP CMN STOCK 450911902 9 200 Sh Call Shared-defined -- 200 COLUMN TOTALS 20,998
FORM 13F Page 342 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ITT EDUCATIONAL Cmn SVCS INC CMN STOCK 45068B909 23,735 285,900 Sh Call Shared-defined 1 285,900 ITT EDUCATIONAL Cmn SVCS INC CMN STOCK 45068B959 21,178 255,100 Sh Put Shared-defined 1 255,100 ITT EDUCATIONAL Cmn SVCS INC CMN STOCK 45068B909 6,310 76,000 Sh Call Shared-defined -- 76,000 ITT EDUCATIONAL Cmn SVCS INC CMN STOCK 45068B959 3,919 47,200 Sh Put Shared-defined -- 47,200 ITT EDUCATIONAL Cmn SVCS INC CMN STOCK 45068B109 680 8,188 Sh Shared-defined -- 8,188 ITT EDUCATIONAL Cmn SVCS INC CMN STOCK 45068B109 272 3,278 Sh Shared-defined 1 3,278 IVANHOE ENERGY INC Cmn 465790103 35 18,657 Sh Shared-defined 1 18,657 IVANHOE ENERGY INC Cmn 465790103 12 6,493 Sh Shared-defined -- 6,493 IVANHOE MINES LTD Cmn COMMON STOCK 46579N903 2,209 169,400 Sh Call Shared-defined 1 169,400 IVANHOE MINES LTD Cmn COMMON STOCK 46579N953 715 54,800 Sh Put Shared-defined 1 54,800 IVANHOE MINES LTD Cmn COMMON STOCK 46579N903 206 15,800 Sh Call Shared-defined -- 15,800 IVANHOE MINES LTD Cmn COMMON STOCK 46579N953 29 2,200 Sh Put Shared-defined -- 2,200 IVANHOE MINES LTD Cmn COMMON STOCK 46579N103 158 12,134 Sh Shared-defined -- 12,134 IXIA Cmn 45071R109 153 17,848 Sh Shared-defined -- 17,848 COLUMN TOTALS 59,611
FORM 13F Page 343 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- IXIA Cmn 45071R109 64 7,456 Sh Shared-defined 1 7,456 Cmn IXIA 45071R909 20 2,300 Sh Call Shared-defined 1 2,300 J CREW GROUP INC Cmn COMMON STOCK 46612H952 5,801 157,600 Sh Put Shared-defined 1 157,600 J CREW GROUP INC Cmn COMMON STOCK 46612H902 3,191 86,700 Sh Call Shared-defined 1 86,700 J CREW GROUP INC Cmn COMMON STOCK 46612H902 626 17,000 Sh Call Shared-defined -- 17,000 J CREW GROUP INC Cmn COMMON STOCK 46612H952 556 15,100 Sh Put Shared-defined -- 15,100 J CREW GROUP INC Cmn COMMON STOCK 46612H402 1,531 41,582 Sh Shared-defined 1 41,582 J CREW GROUP INC Cmn COMMON STOCK 46612H402 835 22,678 Sh Shared-defined -- 22,678 J. C. PENNEY Cmn COMPANY, INC 708160106 4,180 194,605 Sh Shared-defined -- 194,605 J. C. PENNEY Cmn COMPANY, INC 708160106 2,377 110,666 Sh Shared-defined 1 110,666 J. C. PENNEY Cmn COMPANY, INC 708160956 9,183 427,500 Sh Put Shared-defined 1 427,500 J. C. PENNEY Cmn COMPANY, INC 708160906 6,070 282,600 Sh Call Shared-defined 1 282,600 J. C. PENNEY Cmn COMPANY, INC 708160906 1,016 47,300 Sh Call Shared-defined -- 47,300 J. C. PENNEY Cmn COMPANY, INC 708160956 664 30,900 Sh Put Shared-defined -- 30,900 COLUMN TOTALS 36,114
FORM 13F Page 344 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- J2 GLOBAL Cmn COMMUNICATIONS INC. CMN STOCK 46626E905 487 22,300 Sh Call Shared-defined 1 22,300 J2 GLOBAL Cmn COMMUNICATIONS INC. CMN STOCK 46626E955 188 8,600 Sh Put Shared-defined 1 8,600 J2 GLOBAL Cmn COMMUNICATIONS INC. CMN STOCK 46626E205 197 9,002 Sh Shared-defined -- 9,002 J2 GLOBAL Cmn COMMUNICATIONS INC. CMN STOCK 46626E205 16 715 Sh Shared-defined 1 715 JA SOLAR HOLDINGS Depository CO LTD-ADR Receipt 466090107 700 150,478 Sh Shared-defined 1 N/A JA SOLAR HOLDINGS Depository CO LTD-ADR Receipt 466090107 92 19,787 Sh Shared-defined -- N/A JABIL CIRCUIT INC Cmn CMN STK 466313953 1,636 123,000 Sh Put Shared-defined 1 123,000 JABIL CIRCUIT INC Cmn CMN STK 466313903 588 44,200 Sh Call Shared-defined 1 44,200 JABIL CIRCUIT INC CMN STK Cmn 466313953 250 18,800 Sh Put Shared-defined -- 18,800 JABIL CIRCUIT INC CMN STK Cmn 466313903 166 12,500 Sh Call Shared-defined -- 12,500 JABIL CIRCUIT INC CMN STK Cmn 466313103 19,193 1,443,092 Sh Shared-defined -- 1,443,092 JABIL CIRCUIT INC CMN STK Cmn 466313103 1,129 84,910 Sh Shared-defined 1 84,910 JACK IN THE BOX INC. CMN STK Cmn 466367909 480 24,700 Sh Call Shared-defined 1 24,700 JACK IN THE BOX INC. CMN STK Cmn 466367959 358 18,400 Sh Put Shared-defined 1 18,400 COLUMN TOTALS 25,480
FORM 13F Page 345 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- JACK IN THE BOX INC. CMN STK Cmn 466367109 1,195 61,433 Sh Shared-defined -- 61,433 JACK IN THE BOX INC. CMN STK Cmn 466367109 32 1,669 Sh Shared-defined 1 1,669 JACKSON HEWITT TAX SERVICE INC. COMMON STOCK Cmn 468202906 119 105,500 Sh Call Shared-defined 1 105,500 JACKSON HEWITT TAX SERVICE INC. COMMON STOCK Cmn 468202906 21 18,600 Sh Call Shared-defined -- 18,600 JACKSON HEWITT TAX SERVICE INC. COMMON STOCK Cmn 468202956 13 11,800 Sh Put Shared-defined 1 11,800 JACKSON HEWITT TAX SERVICE INC. COMMON STOCK Cmn 468202106 15 13,537 Sh Shared-defined 1 13,537 JACOBS ENGINEERING GROUP INC CMN STK Cmn 469814907 10,852 297,800 Sh Call Shared-defined 1 297,800 JACOBS ENGINEERING GROUP INC CMN STK Cmn 469814957 5,448 149,500 Sh Put Shared-defined 1 149,500 JACOBS ENGINEERING GROUP INC CMN STK Cmn 469814907 353 9,700 Sh Call Shared-defined -- 9,700 JACOBS ENGINEERING GROUP INC CMN STK Cmn 469814957 84 2,300 Sh Put Shared-defined -- 2,300 JACOBS ENGINEERING GROUP INC CMN STK Cmn 469814107 7,990 219,261 Sh Shared-defined -- 219,261 JAGUAR MINING INC COMMON STOCK Cmn 47009M953 355 40,200 Sh Put Shared-defined 1 40,200 JAGUAR MINING INC COMMON STOCK Cmn 47009M903 62 7,000 Sh Call Shared-defined 1 7,000 JAGUAR MINING INC COMMON STOCK Cmn 47009M103 698 79,064 Sh Shared-defined -- 79,064 COLUMN TOTALS 27,237
FORM 13F Page 346 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- JAGUAR MINING INC COMMON STOCK Cmn 47009M103 392 44,346 Sh Shared-defined 1 44,346 JAKKS PAC INC CMN STOCK Cmn 47012E106 620 43,113 Sh Shared-defined -- 43,113 JAKKS PAC INC CMN STOCK Cmn 47012E956 482 33,500 Sh Put Shared-defined 1 33,500 JAKKS PAC INC CMN STOCK Cmn 47012E906 187 13,000 Sh Call Shared-defined 1 13,000 JAMBA INC COMMON STO Cmn 47023A951 12 5,600 Sh Put Shared-defined 1 5,600 JAMBA INC COMMON STO Cmn 47023A901 9 4,400 Sh Call Shared-defined 1 4,400 JAMBA INC COMMON STO Cmn 47023A101 44 20,482 Sh Shared-defined 1 20,482 JAMES RIVER COAL CO COMMON STOCK Cmn 470355907 712 44,700 Sh Call Shared-defined 1 44,700 JAMES RIVER COAL CO COMMON STOCK Cmn 470355957 419 26,300 Sh Put Shared-defined 1 26,300 JAMES RIVER COAL CO COMMON STOCK Cmn 470355907 86 5,400 Sh Call Shared-defined -- 5,400 JAMES RIVER COAL CO COMMON STOCK Cmn 470355957 11 700 Sh Put Shared-defined -- 700 JAMES RIVER COAL CO COMMON STOCK Cmn 470355207 181 11,350 Sh Shared-defined 1 11,350 JAMES RIVER COAL CO COMMON STOCK Cmn 470355207 50 3,124 Sh Shared-defined -- 3,124 JANUS CAPITAL GROUP INC CMN STK Cmn 47102X955 133 15,000 Sh Put Shared-defined 1 15,000 COLUMN TOTALS 3,338
FORM 13F Page 347 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- JANUS CAPITAL GROUP INC CMN STK Cmn 47102X905 28 3,200 Sh Call Shared-defined 1 3,200 JANUS CAPITAL GROUP INC CMN STK Cmn 47102X105 5,724 644,645 Sh Shared-defined -- 644,645 JANUS CAPITAL GROUP INC CMN STK Cmn 47102X105 216 24,315 Sh Shared-defined 1 24,315 JARDEN CORP CMN STK Cmn 471109908 967 36,000 Sh Call Shared-defined 1 36,000 JARDEN CORP CMN STK Cmn 471109958 924 34,400 Sh Put Shared-defined 1 34,400 JARDEN CORP CMN STK Cmn 471109108 9,250 344,247 Sh Shared-defined -- 344,247 JARDEN CORP CMN STK Cmn 471109108 239 8,890 Sh Shared-defined 1 8,890 JAVELIN PHARMACEUTICALS INC COMMON STOCK Cmn 471894105 48 21,818 Sh Shared-defined 1 21,818 JAZZ PHARMACEUTICALS INC Cmn 472147107 525 67,067 Sh Shared-defined 1 67,067 JAZZ PHARMACEUTICALS INC Cmn 472147107 2 200 Sh Shared-defined -- 200 JAZZ PHARMACEUTICALS INC Cmn 472147957 824 105,300 Sh Put Shared-defined 1 105,300 JAZZ PHARMACEUTICALS INC Cmn 472147907 161 20,600 Sh Call Shared-defined 1 20,600 JDA SOFTWARE GROUP INC CMN STOCK Cmn 46612K908 717 32,600 Sh Call Shared-defined 1 32,600 JDA SOFTWARE GROUP INC CMN STOCK Cmn 46612K958 495 22,500 Sh Put Shared-defined 1 22,500 COLUMN TOTALS 20,120
FORM 13F Page 348 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- JDA SOFTWARE GROUP INC CMN STOCK Cmn 46612K108 79 3,600 Sh Shared-defined 1 3,600 JDS UNIPHASE 1% CB 05/15/2026 - REGISTERED Bond 46612JAD3 17,873 20,309,000 Prn Shared-defined -- N/A JDS UNIPHASE CORPORATION CMN STK Cmn 46612J907 2,046 207,900 Sh Call Shared-defined 1 207,900 JDS UNIPHASE CORPORATION CMN STK Cmn 46612J957 1,720 174,800 Sh Put Shared-defined 1 174,800 JDS UNIPHASE CORPORATION CMN STK Cmn 46612J907 271 27,500 Sh Call Shared-defined -- 27,500 JDS UNIPHASE CORPORATION CMN STK Cmn 46612J957 108 11,000 Sh Put Shared-defined -- 11,000 JDS UNIPHASE CORPORATION CMN STK Cmn 46612J507 1,434 145,772 Sh Shared-defined 1 145,772 JEFFERIES GROUP INC COMMON STOCK Cmn 472319952 1,815 86,100 Sh Put Shared-defined 1 86,100 JEFFERIES GROUP INC COMMON STOCK Cmn 472319902 769 36,500 Sh Call Shared-defined 1 36,500 JEFFERIES GROUP INC COMMON STOCK Cmn 472319952 447 21,200 Sh Put Shared-defined -- 21,200 JEFFERIES GROUP INC COMMON STOCK Cmn 472319902 8 400 Sh Call Shared-defined -- 400 JEFFERIES GROUP INC COMMON STOCK Cmn 472319102 263 12,487 Sh Shared-defined -- 12,487 JESUP & LAMONT INC Cmn 477046106 16 364,202 Sh Shared-defined 1 364,202 JETBLUE AIRWAYS CORP Cmn 477143101 5,932 1,080,536 Sh Shared-defined -- 1,080,536 COLUMN TOTALS 32,781
FORM 13F Page 349 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- JETBLUE AIRWAYS CORP Cmn 477143101 232 42,288 Sh Shared-defined 1 42,288 JETBLUE AIRWAYS CORP Cmn 477143901 893 162,700 Sh Call Shared-defined 1 162,700 JETBLUE AIRWAYS CORP Cmn 477143951 191 34,700 Sh Put Shared-defined 1 34,700 JETBLUE AIRWAYS CORP Cmn 477143951 76 13,800 Sh Put Shared-defined -- 13,800 JETBLUE AIRWAYS CORP Cmn 477143901 33 6,000 Sh Call Shared-defined -- 6,000 JM SMUCKER CO -NEW COMMON SHARES Cmn 832696405 13,187 218,984 Sh Shared-defined -- 218,984 JO-ANN STORES INC. COMMON STOCK Cmn 47758P907 1,519 40,500 Sh Call Shared-defined 1 40,500 JO-ANN STORES INC. COMMON STOCK Cmn 47758P957 1,414 37,700 Sh Put Shared-defined 1 37,700 JO-ANN STORES INC. COMMON STOCK Cmn 47758P307 416 11,079 Sh Shared-defined -- 11,079 JO-ANN STORES INC. COMMON STOCK Cmn 47758P307 394 10,496 Sh Shared-defined 1 10,496 JOHN BEAN TECHNOLOGIES Cmn 477839104 243 15,905 Sh Shared-defined -- 15,905 JOHN BEAN TECHNOLOGIES Cmn 477839904 169 11,100 Sh Call Shared-defined 1 11,100 JOHN BEAN TECHNOLOGIES Cmn 477839954 32 2,100 Sh Put Shared-defined 1 2,100 JOHNSON & JOHNSON Cmn 478160104 24 400 Sh Shared-defined -- 400 COLUMN TOTALS 18,823
FORM 13F Page 350 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- JOHNSON & JOHNSON Cmn 478160904 90,994 1,540,700 Sh Call Shared-defined 1 1,540,700 JOHNSON & JOHNSON Cmn 478160954 25,230 427,200 Sh Put Shared-defined 1 427,200 JOHNSON & JOHNSON Cmn 478160904 10,158 172,000 Sh Call Shared-defined -- 172,000 JOHNSON & JOHNSON Cmn 478160954 4,365 73,900 Sh Put Shared-defined -- 73,900 JOHNSON CONTROLS 11.5% MAND 03/31/12-REGISTERED Bond 478366602 36 190 Prn Shared-defined 1 N/A JOHNSON CTLS INC Cmn 478366907 7,825 291,200 Sh Call Shared-defined 1 291,200 JOHNSON CTLS INC Cmn 478366907 2,977 110,800 Sh Call Shared-defined -- 110,800 JOHNSON CTLS INC Cmn 478366957 2,545 94,700 Sh Put Shared-defined 1 94,700 JOHNSON CTLS INC Cmn 478366957 760 28,300 Sh Put Shared-defined -- 28,300 JOHNSON CTLS INC Cmn 478366107 5,272 196,208 Sh Shared-defined -- 196,208 JOHNSON CTLS INC Cmn 478366107 196 7,289 Sh Shared-defined 1 7,289 JONES APPAREL GROUP INC CMN STK Cmn 480074953 1,181 74,500 Sh Put Shared-defined 1 74,500 JONES APPAREL GROUP INC CMN STK Cmn 480074903 636 40,100 Sh Call Shared-defined 1 40,100 JONES APPAREL GROUP INC CMN STK Cmn 480074903 208 13,100 Sh Call Shared-defined -- 13,100 COLUMN TOTALS 152,383
FORM 13F Page 351 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- JONES APPAREL GROUP INC CMN STK Cmn 480074953 98 6,200 Sh Put Shared-defined -- 6,200 JONES APPAREL GROUP INC CMN STK Cmn 480074103 3,174 200,240 Sh Shared-defined -- 200,240 JONES APPAREL GROUP INC CMN STK Cmn 480074103 275 17,373 Sh Shared-defined 1 17,373 JONES LANG LASALLE INC CMN STOCK Cmn 48020Q107 481 7,324 Sh Shared-defined -- 7,324 JONES LANG LASALLE INC CMN STOCK Cmn 48020Q107 295 4,500 Sh Shared-defined 1 4,500 JOS A BANK CLOTHIERS INC CMN STOCK Cmn 480838951 4,200 77,800 Sh Put Shared-defined 1 77,800 JOS A BANK CLOTHIERS INC CMN STOCK Cmn 480838901 4,152 76,900 Sh Call Shared-defined 1 76,900 JOS A BANK CLOTHIERS INC CMN STOCK Cmn 480838951 853 15,800 Sh Put Shared-defined -- 15,800 JOS A BANK CLOTHIERS INC CMN STOCK Cmn 480838901 443 8,200 Sh Call Shared-defined -- 8,200 JOS A BANK CLOTHIERS INC CMN STOCK Cmn 480838101 475 8,791 Sh Shared-defined 1 8,791 JOS A BANK CLOTHIERS INC CMN STOCK Cmn 480838101 325 6,021 Sh Shared-defined -- 6,021 JOURNAL COMMUNICATIONS INC COMMON STOCK Cmn 481130102 93 23,305 Sh Shared-defined -- 23,305 JOURNAL COMMUNICATIONS INC COMMON STOCK Cmn 481130102 10 2,478 Sh Shared-defined 1 2,478 JOY GLOBAL INC CMN STK Cmn 481165958 15,753 314,500 Sh Put Shared-defined 1 314,500 COLUMN TOTALS 30,627
FORM 13F Page 352 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- JOY GLOBAL INC CMN STK Cmn 481165908 10,849 216,600 Sh Call Shared-defined 1 216,600 JOY GLOBAL INC CMN STK Cmn 481165908 3,101 61,900 Sh Call Shared-defined -- 61,900 JOY GLOBAL INC CMN STK Cmn 481165958 1,523 30,400 Sh Put Shared-defined -- 30,400 JOY GLOBAL INC CMN STK Cmn 481165108 1,789 35,711 Sh Shared-defined 1 35,711 JOY GLOBAL INC CMN STK Cmn 481165108 790 15,774 Sh Shared-defined -- 15,774 JPMORGAN CHASE & CO CMN STK Cmn 46625H100 68,116 1,860,590 Sh Shared-defined -- 1,860,590 JPMORGAN CHASE & CO CMN STK Cmn 46625H100 7,629 208,391 Sh Shared-defined 1 208,391 JPMORGAN CHASE & CO. TARP WARRANT Wt 46634E114 11 900 Shared-defined 1 N/A JPMORGAN CHASE & CO CMN STK Cmn 46625H950 86,568 2,364,600 Sh Put Shared-defined 1 2,364,600 JPMORGAN CHASE & CO CMN STK Cmn 46625H900 55,409 1,513,500 Sh Call Shared-defined 1 1,513,500 JPMORGAN CHASE & CO CMN STK Cmn 46625H950 5,799 158,400 Sh Put Shared-defined -- 158,400 JPMORGAN CHASE & CO CMN STK Cmn 46625H900 3,661 100,000 Sh Call Shared-defined -- 100,000 JUNIPER NETWORKS INC Cmn 48203R104 712 31,221 Sh Shared-defined -- 31,221 JUNIPER NETWORKS INC Cmn 48203R104 112 4,928 Sh Shared-defined 1 4,928 COLUMN TOTALS 246,069
FORM 13F Page 353 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- JUNIPER NETWORKS INC Cmn 48203R904 13,941 610,900 Sh Call Shared-defined 1 610,900 JUNIPER NETWORKS INC Cmn 48203R954 7,556 331,100 Sh Put Shared-defined 1 331,100 JUNIPER NETWORKS INC Cmn 48203R904 1,798 78,800 Sh Call Shared-defined -- 78,800 JUNIPER NETWORKS INC Cmn 48203R954 566 24,800 Sh Put Shared-defined -- 24,800 KAISER ALUMINUM CORP CMN STK Cmn 483007954 3,401 98,100 Sh Put Shared-defined 1 98,100 KAISER ALUMINUM CORP CMN STK Cmn 483007904 1,255 36,200 Sh Call Shared-defined 1 36,200 KAISER ALUMINUM CORP CMN STK Cmn 483007704 358 10,312 Sh Shared-defined -- 10,312 KAISER ALUMINUM CORP CMN STK Cmn 483007704 2 68 Sh Shared-defined 1 68 KAMAN CORP COMMON STOCK Cmn 483548103 383 17,312 Sh Shared-defined -- 17,312 KANSAS CITY SOUTHERN INC CMN STK Cmn 485170902 1,585 43,600 Sh Call Shared-defined 1 43,600 KANSAS CITY SOUTHERN INC CMN STK Cmn 485170952 1,116 30,700 Sh Put Shared-defined 1 30,700 KANSAS CITY SOUTHERN INC CMN STK Cmn 485170302 299 8,233 Sh Shared-defined -- 8,233 KANSAS CITY SOUTHERN INC CMN STK Cmn 485170302 91 2,493 Sh Shared-defined 1 2,493 KAPSTONE PAPER AND PACKAGING CO CMN STK Cmn 48562P103 130 11,690 Sh Shared-defined -- 11,690 COLUMN TOTALS 32,481
FORM 13F Page 354 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- KAR AUCTION SERVICES INC Cmn 48238T109 3,484 281,681 Sh Shared-defined -- 281,681 KAR AUCTION SERVICES INC Cmn 48238T109 10 779 Sh Shared-defined 1 779 KAYDON CORP CMN STK Cmn 486587908 148 4,500 Sh Call Shared-defined 1 4,500 KAYDON CORP CMN STK Cmn 486587958 92 2,800 Sh Put Shared-defined 1 2,800 KAYDON CORP CMN STK Cmn 486587108 732 22,283 Sh Shared-defined -- 22,283 KB HOME COM SHS Cmn 48666K959 1,372 124,700 Sh Put Shared-defined 1 124,700 KB HOME COM SHS Cmn 48666K909 1,179 107,200 Sh Call Shared-defined 1 107,200 KB HOME COM SHS Cmn 48666K909 271 24,600 Sh Call Shared-defined -- 24,600 KB HOME COM SHS Cmn 48666K959 107 9,700 Sh Put Shared-defined -- 9,700 KB HOME COM SHS Cmn 48666K109 517 47,030 Sh Shared-defined -- 47,030 KBR INC Cmn 48242W106 243 11,924 Sh Shared-defined -- 11,924 KBR INC Cmn 48242W906 2,760 135,700 Sh Call Shared-defined 1 135,700 KBR INC Cmn 48242W906 315 15,500 Sh Call Shared-defined -- 15,500 KBR INC Cmn 48242W956 177 8,700 Sh Put Shared-defined 1 8,700 COLUMN TOTALS 11,407
FORM 13F Page 355 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- KBR INC Cmn 48242W956 28 1,400 Sh Put Shared-defined -- 1,400 KELLOGG CO Cmn 487836108 320 6,358 Sh Shared-defined 1 6,358 KELLOGG CO Cmn 487836908 3,778 75,100 Sh Call Shared-defined 1 75,100 KELLOGG CO Cmn 487836958 1,237 24,600 Sh Put Shared-defined 1 24,600 KELLOGG CO Cmn 487836908 287 5,700 Sh Call Shared-defined -- 5,700 KENDLE INTL INC CMN STOCK Cmn 48880L957 94 8,200 Sh Put Shared-defined 1 8,200 KENDLE INTL INC CMN STOCK Cmn 48880L907 32 2,800 Sh Call Shared-defined 1 2,800 KENDLE INTL INC CMN STOCK Cmn 48880L107 51 4,453 Sh Shared-defined 1 4,453 KENDLE INTL INC CMN STOCK Cmn 48880L107 41 3,542 Sh Shared-defined -- 3,542 KENEXA CORPORATION COMMON STOCK Cmn 488879107 316 26,346 Sh Shared-defined -- 26,346 KENEXA CORPORATION COMMON STOCK Cmn 488879107 2 161 Sh Shared-defined 1 161 KENNAMETAL INC CMN STK Cmn 489170100 673 26,464 Sh Shared-defined -- 26,464 KENNAMETAL INC CMN STK Cmn 489170100 16 624 Sh Shared-defined 1 624 KERYX BIOPHARMACEUTICALS INC CMN STK Cmn 492515951 224 61,200 Sh Put Shared-defined 1 61,200 COLUMN TOTALS 7,099
FORM 13F Page 356 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- KERYX BIOPHARMACEUTICALS INC CMN STK Cmn 492515901 52 14,200 Sh Call Shared-defined 1 14,200 KERYX BIOPHARMACEUTICALS INC CMN STK Cmn 492515101 165 45,057 Sh Shared-defined 1 45,057 KERYX BIOPHARMACEUTICALS INC CMN STK Cmn 492515101 106 28,864 Sh Shared-defined -- 28,864 KEY ENERGY GROUP INC CMN STK Cmn 492914106 136 14,802 Sh Shared-defined -- 14,802 KEY ENERGY GROUP INC CMN STK Cmn 492914906 392 42,700 Sh Call Shared-defined 1 42,700 KEY ENERGY GROUP INC CMN STK Cmn 492914956 216 23,500 Sh Put Shared-defined 1 23,500 KEYCORP 7.75% CONV PREF - PERP Pref Stk 493267405 8 80 Sh Shared-defined 1 N/A KEYCORP COMMON STOCK Cmn 493267108 52,281 6,798,586 Sh Shared-defined -- 6,798,586 KEYCORP COMMON STOCK Cmn 493267108 816 106,176 Sh Shared-defined 1 106,176 KEYCORP COMMON STOCK Cmn 493267908 2,289 297,600 Sh Call Shared-defined 1 297,600 KEYCORP COMMON STOCK Cmn 493267958 825 107,300 Sh Put Shared-defined 1 107,300 KEYCORP COMMON STOCK Cmn 493267908 284 36,900 Sh Call Shared-defined -- 36,900 KEYCORP COMMON STOCK Cmn 493267958 161 21,000 Sh Put Shared-defined -- 21,000 TERRA NOVA ROYALTY CORP Cmn 88102D903 268 32,200 Sh Call Shared-defined 1 32,200 COLUMN TOTALS 57,999
FORM 13F Page 357 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TERRA NOVA ROYALTY CORP Cmn 88102D953 83 10,000 Sh Put Shared-defined 1 10,000 KID BRANDS INC Cmn 49375T100 342 48,638 Sh Shared-defined -- 48,638 KILROY REALTY CMN STOCK Cmn 49427F958 1,026 34,500 Sh Put Shared-defined 1 34,500 KILROY REALTY CMN STOCK Cmn 49427F908 719 24,200 Sh Call Shared-defined 1 24,200 KILROY REALTY CMN STOCK Cmn 49427F108 989 33,277 Sh Shared-defined -- 33,277 KIMBALL INTERNATIONAL - -CL B CMN STK Cmn 494274103 228 41,201 Sh Shared-defined -- 41,201 KIMBERLY CLARK CORP Cmn 494368103 16,897 278,694 Sh Shared-defined -- 278,694 KIMBERLY CLARK CORP Cmn 494368103 54 883 Sh Shared-defined 1 883 KIMBERLY CLARK CORP Cmn 494368903 11,538 190,300 Sh Call Shared-defined 1 190,300 KIMBERLY CLARK CORP Cmn 494368953 5,917 97,600 Sh Put Shared-defined 1 97,600 KIMBERLY CLARK CORP Cmn 494368903 2,759 45,500 Sh Call Shared-defined -- 45,500 KIMBERLY CLARK CORP Cmn 494368953 782 12,900 Sh Put Shared-defined -- 12,900 KIMCO REALTY CORP CMN STK Cmn 49446R959 414 30,800 Sh Put Shared-defined 1 30,800 KIMCO REALTY CORP CMN STK Cmn 49446R909 133 9,900 Sh Call Shared-defined 1 9,900 COLUMN TOTALS 41,881
FORM 13F Page 358 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- KIMCO REALTY CORP CMN STK Cmn 49446R959 82 6,100 Sh Put Shared-defined -- 6,100 KIMCO REALTY CORP CMN STK Cmn 49446R909 75 5,600 Sh Call Shared-defined - 5,600 KIMCO REALTY CORP CMN STK Cmn 49446R109 10,509 781,927 Sh Shared-defined -- 781,927 KIMCO REALTY CORP CMN STK Cmn 49446R109 180 13,371 Sh Shared-defined 1 13,371 KINDER MORGAN ENERGY PTNRS LP CMN STK Cmn 494550906 7,853 120,700 Sh Call Shared-defined 1 120,700 KINDER MORGAN ENERGY PTNRS LP CMN STK Cmn 494550956 3,943 60,600 Sh Put Shared-defined 1 60,600 KINDER MORGAN ENERGY PTNRS LP CMN STK Cmn 494550106 134 2,054 Sh Shared-defined 1 2,054 KINDER MORGAN MANAGEMENT LLC Cmn 49455U100 2,863 50,596 Sh Shared-defined -- 50,596 KINDER MORGAN MANAGEMENT LLC Cmn 49455U100 107 1,894 Sh Shared-defined 1 1,894 KINETIC CONCEPTS INC COMMON STOCK Cmn 49460W958 1,179 32,300 Sh Put Shared-defined 1 32,300 KINETIC CONCEPTS INC COMMON STOCK Cmn 49460W908 1,015 27,800 Sh Call Shared-defined 1 27,800 KINETIC CONCEPTS INC COMMON STOCK Cmn 49460W208 1,098 30,066 Sh Shared-defined -- 30,066 KINETIC CONCEPTS INC COMMON STOCK Cmn 49460W208 73 1,991 Sh Shared-defined 1 1,991 KING PHARMACE 1.25% CB 4/1/2026-- REGISTERED Bond 495582AJ7 41,348 47,500,000 Prn Shared-defined -- N/A COLUMN TOTALS 70,459
FORM 13F Page 359 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- KING PHARMACEUTICALS INC CMN STOCK Cmn 495582958 245 32,300 Sh Put Shared-defined 1 32,300 KING PHARMACEUTICALS INC CMN STOCK Cmn 495582908 142 18,700 Sh Call Shared-defined 1 18,700 KING PHARMACEUTICALS INC CMN STOCK Cmn 495582108 4,665 614,592 Sh Shared-defined -- 614,592 KING PHARMACEUTICALS INC CMN STOCK Cmn 495582108 21 2,730 Sh Shared-defined 1 2,730 KINROSS GOLD CORP Cmn 496902954 7,352 430,200 Sh Put Shared-defined 1 430,200 KINROSS GOLD CORP Cmn 496902904 3,519 205,900 Sh Call Shared-defined 1 205,900 KINROSS GOLD CORP Cmn 496902954 1,152 67,400 Sh Put Shared-defined -- 67,400 KINROSS GOLD CORP Cmn 496902904 361 21,100 Sh Call Shared-defined -- 21,100 KINROSS GOLD CORP Cmn 496902404 3,930 229,941 Sh Shared-defined 1 229,941 KINROSS GOLD CORP Cmn 496902404 955 55,861 Sh Shared-defined -- 55,861 KIRKLAND'S INC CMN STK Cmn 497498905 857 50,800 Sh Call Shared-defined 1 50,800 KIRKLAND'S INC CMN STK Cmn 497498955 415 24,600 Sh Put Shared-defined 1 24,600 KIRKLAND'S INC CMN STK Cmn 497498105 390 23,139 Sh Shared-defined -- 23,139 KITE REALTY GROUP COMMON STOCK Cmn 49803T102 34 8,084 Sh Shared-defined -- 8,084 COLUMN TOTALS 24,038
FORM 13F Page 360 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- KITE REALTY GROUP COMMON STOCK Cmn 49803T102 11 2,637 Sh Shared-defined 1 2,637 KKR FINANCIAL HOLDINGS LLC COMMON STOCK Cmn 48248A906 1,207 161,800 Sh Call Shared-defined 1 161,800 KKR FINANCIAL HOLDINGS LLC COMMON STOCK Cmn 48248A956 816 109,400 Sh Put Shared-defined 1 109,400 KKR FINANCIAL HOLDINGS LLC COMMON STOCK Cmn 48248A306 375 50,267 Sh Shared-defined 1 50,267 KLA-TENCOR INSTRUMENTS CORP CMN STK Cmn 482480900 3,231 115,900 Sh Call Shared-defined 1 115,900 KLA-TENCOR INSTRUMENTS CORP CMN STK Cmn 482480950 3,042 109,100 Sh Put Shared-defined 1 109,100 KLA-TENCOR INSTRUMENTS CORP CMN STK Cmn 482480950 560 20,100 Sh Put Shared-defined -- 20,100 KLA-TENCOR INSTRUMENTS CORP CMN STK Cmn 482480900 290 10,400 Sh Call Shared-defined -- 10,400 KLA-TENCOR INSTRUMENTS CORP CMN STK Cmn 482480100 82,841 2,971,324 Sh Shared-defined -- 2,971,324 KLA-TENCOR INSTRUMENTS CORP CMN STK Cmn 482480100 1,351 48,442 Sh Shared-defined 1 48,442 KNIGHT CAPITAL GROUP INC - A CMN Cmn 499005906 2,172 157,500 Sh Call Shared-defined 1 157,500 KNIGHT CAPITAL GROUP INC - A CMN Cmn 499005906 538 39,000 Sh Call Shared-defined -- 39,000 KNIGHT CAPITAL GROUP INC - A CMN Cmn 499005956 459 33,300 Sh Put Shared-defined 1 33,300 KNIGHT CAPITAL GROUP INC - A CMN Cmn 499005106 14,675 1,064,175 Sh Shared-defined -- 1,064,175 COLUMN TOTALS 111,568
FORM 13F Page 361 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- KNIGHT TRANSN INC CMN STOCK Cmn 499064903 362 17,900 Sh Call Shared-defined 1 17,900 KNIGHT TRANSN INC CMN STOCK Cmn 499064953 320 15,800 Sh Put Shared-defined 1 15,800 KNIGHT TRANSN INC CMN STOCK Cmn 499064103 881 43,509 Sh Shared-defined -- 43,509 KNIGHT TRANSN INC CMN STOCK Cmn 499064103 188 9,289 Sh Shared-defined 1 9,289 KNIGHTSBRIDGE TANKERS Cmn G5299G906 765 43,500 Sh Call Shared-defined 1 43,500 KNIGHTSBRIDGE TANKERS Cmn G5299G956 267 15,200 Sh Put Shared-defined 1 15,200 KNOLL INC COMMON STOCK Cmn 498904200 335 25,205 Sh Shared-defined -- 25,205 KODIAK OIL & GAS CORP COMMON STOCK Cmn 50015Q900 32 10,000 Sh Call Shared-defined 1 10,000 KODIAK OIL & GAS CORP COMMON STOCK Cmn 50015Q950 24 7,400 Sh Put Shared-defined 1 7,400 KODIAK OIL & GAS CORP COMMON STOCK Cmn 50015Q100 31 9,700 Sh Shared-defined 1 9,700 KOHLS CORP CMN STK Cmn 500255104 31,184 656,499 Sh Shared-defined -- 656,499 KOHLS CORP CMN STK Cmn 500255954 13,751 289,500 Sh Put Shared-defined 1 289,500 KOHLS CORP CMN STK Cmn 500255904 12,507 263,300 Sh Call Shared-defined 1 263,300 KOHLS CORP CMN STK Cmn 500255904 2,508 52,800 Sh Call Shared-defined -- 52,800 COLUMN TOTALS 63,155
FORM 13F Page 362 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- KOHLS CORP CMN STK Cmn 500255954 1,829 38,500 Sh Put Shared-defined -- 38,500 KOPPERS HOLDINGS INC COMMON STOCK Cmn 50060P906 360 16,000 Sh Call Shared-defined 1 16,000 KOPPERS HOLDINGS INC COMMON STOCK Cmn 50060P956 99 4,400 Sh Put Shared-defined 1 4,400 KOPPERS HOLDINGS INC COMMON STOCK Cmn 50060P106 178 7,933 Sh Shared-defined -- 7,933 KOPPERS HOLDINGS INC COMMON STOCK Cmn 50060P106 6 277 Sh Shared-defined 1 277 KOREA ELECTRIC POWER Depository - -SP ADR 1:2 Receipt 500631106 240 18,624 Sh Shared-defined -- N/A KOREA TELECOM Depository ADR 1:0.5 Receipt 48268K101 14,571 760,069 Sh Shared-defined -- N/A KORN FERRY INTL CMN STOCK Cmn 500643900 33 2,400 Sh Call Shared-defined 1 2,400 KORN FERRY INTL CMN STOCK Cmn 500643950 15 1,100 Sh Put Shared-defined 1 1,100 KORN FERRY INTL CMN STOCK Cmn 500643200 52 3,733 Sh Shared-defined 1 3,733 KORN FERRY INTL CMN STOCK Cmn 500643200 43 3,111 Sh Shared-defined -- 3,111 KRAFT FOODS INC CL A CMN STK Cmn 50075N104 16,952 605,411 Sh Shared-defined -- 605,411 KRAFT FOODS INC CL A CMN STK Cmn 50075N104 1,529 54,611 Sh Shared-defined 1 54,611 KRAFT FOODS INC CL A CMN STK Cmn 50075N904 13,667 488,100 Sh Call Shared-defined 1 488,100 COLUMN TOTALS 49,574
FORM 13F Page 363 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- KRAFT FOODS INC CL A CMN STK Cmn 50075N954 9,747 348,100 Sh Put Shared-defined 1 348,100 KRAFT FOODS INC CL A CMN STK Cmn 50075N954 1,621 57,900 Sh Put Shared-defined -- 57,900 KRAFT FOODS INC CL A CMN STK Cmn 50075N904 1,050 37,500 Sh Call Shared-defined -- 37,500 KRISPY KREME DOUGHNUTS INC CMN STK Cmn 501014954 33 9,700 Sh Put Shared-defined 1 9,700 KRISPY KREME DOUGHNUTS INC CMN STK Cmn 501014104 61 17,985 Sh Shared-defined 1 17,985 K-SWISS INC -CL A CMN STK Cmn 482686952 392 34,900 Sh Put Shared-defined 1 34,900 K-SWISS INC -CL A CMN STK Cmn 482686902 214 19,100 Sh Call Shared-defined 1 19,100 K-SWISS INC -CL A CMN STK Cmn 482686102 465 41,413 Sh Shared-defined -- 41,413 K-SWISS INC -CL A CMN STK Cmn 482686102 28 2,481 Sh Shared-defined 1 2,481 KULICKE AND SOFFA IND. COMMON STOCK Cmn 501242101 75 10,657 Sh Shared-defined 1 10,657 KULICKE AND SOFFA IND. COMMON STOCK Cmn 501242101 67 9,476 Sh Shared-defined -- 9,476 KULICKE AND SOFFA IND. COMMON STOCK Cmn 501242951 471 67,100 Sh Put Shared-defined 1 67,100 KULICKE AND SOFFA IND. COMMON STOCK Cmn 501242901 291 41,500 Sh Call Shared-defined 1 41,500 KVH INDS INC CMN STOCK Cmn 482738101 136 10,915 Sh Shared-defined -- 10,915 COLUMN TOTALS 14,651
FORM 13F Page 364 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- KVH INDS INC CMN STOCK Cmn 482738101 20 1,591 Sh Shared-defined 1 1,591 L-1 IDENTITY SOLUTIONS INC Cmn 50212A106 1,405 171,542 Sh Shared-defined 1 171,542 L-1 IDENTITY SOLUTIONS INC Cmn 50212A106 1,335 163,013 Sh Shared-defined -- 163,013 L-1 IDENTITY SOLUTIONS INC Cmn 50212A956 735 89,800 Sh Put Shared-defined 1 89,800 L-1 IDENTITY SOLUTIONS INC Cmn 50212A906 371 45,300 Sh Call Shared-defined 1 45,300 L-1 IDENTITY SOLUTIONS INC Cmn 50212A906 288 35,200 Sh Call Shared-defined -- 35,200 L-1 IDENTITY SOLUTIONS INC Cmn 50212A956 42 5,100 Sh Put Shared-defined -- 5,100 L-3 COMMUNICATIONS HLDGS INC CMN STOCK Cmn 502424104 2,011 28,391 Sh Shared-defined -- 28,391 L-3 COMMUNICATIONS HLDGS INC CMN STOCK Cmn 502424104 398 5,619 Sh Shared-defined 1 5,619 L-3 COMMUNICATIONS HLDGS INC CMN STOCK Cmn 502424954 8,954 126,400 Sh Put Shared-defined 1 126,400 L-3 COMMUNICATIONS HLDGS INC CMN STOCK Cmn 502424904 7,027 99,200 Sh Call Shared-defined 1 99,200 L-3 COMMUNICATIONS HLDGS INC CMN STOCK Cmn 502424954 687 9,700 Sh Put Shared-defined -- 9,700 L-3 COMMUNICATIONS HLDGS INC CMN STOCK Cmn 502424904 191 2,700 Sh Call Shared-defined -- 2,700 LA BARGE INC CMN STK Cmn 502470107 110 9,680 Sh Shared-defined -- 9,680 COLUMN TOTALS 23,574
FORM 13F Page 365 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LA BARGE INC CMN STK Cmn 502470107 13 1,175 Sh Shared-defined 1 1,175 LABOPHARM INC COMMON STOCK Cmn 504905100 11 11,935 Sh Shared-defined 1 11,935 LABORATORY CORP. OF AMER. HLDGS COMMON STOCK Cmn 50540R409 57,677 765,454 Sh Shared-defined -- 765,454 LABORATORY CORP. OF AMER. HLDGS COMMON STOCK Cmn 50540R909 2,155 28,600 Sh Call Shared-defined 1 28,600 LABORATORY CORP. OF AMER. HLDGS COMMON STOCK Cmn 50540R959 1,168 15,500 Sh Put Shared-defined 1 15,500 LABORATORY CORP. OF AMER. HLDGS COMMON STOCK Cmn 50540R909 919 12,200 Sh Call Shared-defined -- 12,200 LABORATORY CORP. OF AMER. HLDGS COMMON STOCK Cmn 50540R959 105 1,400 Sh Put Shared-defined -- 1,400 LABRANCHE & COMPANY CMN Cmn 505447102 61 14,278 Sh Shared-defined -- 14,278 LABRANCHE & COMPANY CMN Cmn 505447102 19 4,428 Sh Shared-defined 1 4,428 LAKES ENTERTAINMENT INC CMN STOCK Cmn 51206P109 12 8,072 Sh Shared-defined -- 8,072 LAKES ENTERTAINMENT INC CMN STOCK Cmn 51206P109 3 2,103 Sh Shared-defined 1 2,103 LAM RESEARCH COMMON STOCK Cmn 512807108 6,051 158,998 Sh Shared-defined -- 158,998 LAM RESEARCH COMMON STOCK Cmn 512807108 130 3,411 Sh Shared-defined 1 3,411 LAM RESEARCH COMMON STOCK Cmn 512807958 3,014 79,200 Sh Put Shared-defined 1 79,200 COLUMN TOTALS 71,338
FORM 13F Page 366 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LAM RESEARCH COMMON STOCK Cmn 512807908 2,074 54,500 Sh Call Shared-defined 1 54,500 LAM RESEARCH COMMON STOCK Cmn 512807908 468 12,300 Sh Call Shared-defined -- 12,300 LAM RESEARCH COMMON STOCK Cmn 512807958 76 2,000 Sh Put Shared-defined -- 2,000 LAMAR ADVERTISING - - CL A Cmn 512815101 4,006 163,366 Sh Shared-defined -- 163,366 LAMAR ADVERTISING - - CL A Cmn 512815101 741 30,236 Sh Shared-defined 1 30,236 LAMAR ADVERTISING - - CL A Cmn 512815951 1,508 61,500 Sh Put Shared-defined 1 61,500 LAMAR ADVERTISING - - CL A Cmn 512815901 1,182 48,200 Sh Call Shared-defined 1 48,200 LANCASTER COLONY CORP CMN STK Cmn 513847903 1,073 20,100 Sh Call Shared-defined 1 20,100 LANCASTER COLONY CORP CMN STK Cmn 513847953 107 2,000 Sh Put Shared-defined 1 2,000 LANCASTER COLONY CORP CMN STK Cmn 513847103 167 3,132 Sh Shared-defined -- 3,132 LANCE INC Cmn 514606102 184 11,154 Sh Shared-defined -- 11,154 LANCE INC Cmn 514606102 5 294 Sh Shared-defined 1 294 LANDAUER INC CMN STK Cmn 51476K103 246 4,044 Sh Shared-defined -- 4,044 LANDSTAR SYSTEM INC CMN STK Cmn 515098951 912 23,400 Sh Put Shared-defined 1 23,400 COLUMN TOTALS 12,749
FORM 13F Page 367 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LANDSTAR SYSTEM INC CMN STK Cmn 515098901 246 6,300 Sh Call Shared-defined 1 6,300 LANDSTAR SYSTEM INC CMN STK Cmn 515098101 764 19,604 Sh Shared-defined -- 19,604 LANDSTAR SYSTEM INC CMN STK Cmn 515098101 699 17,925 Sh Shared-defined 1 17,925 LANOPTICS LTD CMN STOCK Cmn M4146Y108 996 56,938 Sh Shared-defined 1 56,938 LANOPTICS LTD CMN STOCK Cmn M4146Y108 81 4,642 Sh Shared-defined -- 4,642 LAS VEGAS SANDS, INC. COMMON STOCK Cmn 517834957 25,840 1,167,100 Sh Put Shared-defined 1 1,167,100 LAS VEGAS SANDS, INC. COMMON STOCK Cmn 517834907 21,770 983,300 Sh Call Shared-defined 1 983,300 LAS VEGAS SANDS, INC. COMMON STOCK Cmn 517834957 9,314 420,700 Sh Put Shared-defined -- 420,700 LAS VEGAS SANDS, INC. COMMON STOCK Cmn 517834907 1,574 71,100 Sh Call Shared-defined -- 71,100 LAS VEGAS SANDS, INC. COMMON STOCK Cmn 517834107 25,770 1,163,963 Sh Shared-defined -- 1,163,963 LAS VEGAS SANDS, INC. COMMON STOCK Cmn 517834107 14,287 645,301 Sh Shared-defined 1 645,301 LASALLE HOTEL PROPERTIES CMN STOCK Cmn 517942908 376 18,300 Sh Call Shared-defined 1 18,300 LASALLE HOTEL PROPERTIES CMN STOCK Cmn 517942958 214 10,400 Sh Put Shared-defined 1 10,400 LASALLE HOTEL PROPERTIES CMN STOCK Cmn 517942108 110 5,340 Sh Shared-defined -- 5,340 COLUMN TOTALS 102,041
FORM 13F Page 368 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- JONES LANG LASALLE INC CMN STOCK Cmn 48020Q957 4,050 61,700 Sh Put Shared-defined 1 61,700 JONES LANG LASALLE INC CMN STOCK Cmn 48020Q907 2,055 31,300 Sh Call Shared-defined 1 31,300 JONES LANG LASALLE INC CMN STOCK Cmn 48020Q907 230 3,500 Sh Call Shared-defined -- 3,500 JONES LANG LASALLE INC CMN STOCK Cmn 48020Q957 151 2,300 Sh Put Shared-defined -- 2,300 LASERCARD CORP COMMON Cmn 51807U951 32 7,100 Sh Put Shared-defined 1 7,100 LASERCARD CORP COMMON Cmn 51807U901 28 6,200 Sh Call Shared-defined 1 6,200 LASERCARD CORP COMMON Cmn 51807U101 13 2,808 Sh Shared-defined 1 2,808 LATTICE SEMICONDUCTOR CORP CMN STK Cmn 518415104 1,912 440,596 Sh Shared-defined -- 440,596 LAWSON SOFTWARE Cmn 52078P102 300 41,062 Sh Shared-defined 1 41,062 LAWSON SOFTWARE Cmn 52078P102 1 200 Sh Shared-defined -- 200 LAWSON SOFTWARE Cmn 52078P952 509 69,700 Sh Put Shared-defined 1 69,700 LAWSON SOFTWARE Cmn 52078P902 32 4,400 Sh Call Shared-defined 1 4,400 LAZARD LTD COMMON STOCK Cmn G54050902 3,101 116,100 Sh Call Shared-defined 1 116,100 LAZARD LTD COMMON STOCK Cmn G54050952 1,253 46,900 Sh Put Shared-defined 1 46,900 COLUMN TOTALS 13,667
FORM 13F Page 369 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LAZARD LTD COMMON STOCK Cmn G54050102 534 19,999 Sh Shared-defined 1 19,999 LA-Z-BOY CHAIR CO CMN STK Cmn 505336907 94 12,700 Sh Call Shared-defined 1 12,700 LA-Z-BOY CHAIR CO CMN STK Cmn 505336957 51 6,800 Sh Put Shared-defined 1 6,800 LA-Z-BOY CHAIR CO CMN STK Cmn 505336107 123 16,556 Sh Shared-defined 1 16,556 LA-Z-BOY CHAIR CO CMN STK Cmn 505336107 4 565 Sh Shared-defined -- 565 LDK SOLAR CO LTD -ADR Depository Receipt 50183L107 2,866 554,442 Sh Shared-defined -- N/A LDK SOLAR CO LTD -ADR Depository Receipt 50183L107 961 185,874 Sh Shared-defined 1 N/A LEAP WIRELESS INTERNATIONAL INC COMMON STOCK Cmn 521863908 2,352 181,200 Sh Call Shared-defined 1 181,200 LEAP WIRELESS INTERNATIONAL INC COMMON STOCK Cmn 521863958 1,445 111,300 Sh Put Shared-defined 1 111,300 LEAP WIRELESS INTERNATIONAL INC COMMON STOCK Cmn 521863958 106 8,200 Sh Put Shared-defined -- 8,200 LEAP WIRELESS INTERNATIONAL INC COMMON STOCK Cmn 521863308 22,279 1,716,421 Sh Shared-defined -- 1,716,421 LEAP WIRELESS INTERNATIONAL INC COMMON STOCK Cmn 521863308 103 7,899 Sh Shared-defined 1 7,899 LEAPFROG ENTERPRISES INC CMN STK Cmn 52186N906 154 38,200 Sh Call Shared-defined 1 38,200 LEAPFROG ENTERPRISES INC CMN STK Cmn 52186N956 62 15,500 Sh Put Shared-defined 1 15,500 COLUMN TOTALS 31,134
FORM 13F Page 370 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LEAPFROG ENTERPRISES INC CMN STK Cmn 52186N106 72 17,800 Sh Shared-defined - 17,800 LEAPFROG ENTERPRISES INC CMN STK Cmn 52186N106 4 905 Sh Shared-defined 1 905 LEAR CORP Cmn 521865204 1,787 26,998 Sh Shared-defined 1 26,998 LEAR CORP Cmn 521865204 24 362 Sh Shared-defined -- 362 LEAR CORP Cmn 521865904 9,089 137,300 Sh Call Shared-defined 1 137,300 LEAR CORP Cmn 521865954 4,753 71,800 Sh Put Shared-defined 1 71,800 LECG CORP COMMON STOCK Cmn 523234102 34 13,182 Sh Shared-defined -- 13,182 LEGG MASON 7% MAND 6/30/11- REGISTERED Bond 524901303 8 293 Prn Shared-defined 1 N/A LEGG MASON COMMON STOCK Cmn 524901105 3,213 114,614 Sh Shared-defined 1 114,614 LEGG MASON COMMON STOCK Cmn 524901105 392 13,997 Sh Shared-defined -- 13,997 LEGG MASON COMMON STOCK Cmn 524901955 8,530 304,300 Sh Put Shared-defined 1 304,300 LEGG MASON COMMON STOCK Cmn 524901905 3,708 132,300 Sh Call Shared-defined 1 132,300 LEGG MASON COMMON STOCK Cmn 524901955 793 28,300 Sh Put Shared-defined -- 28,300 LEGG MASON COMMON STOCK Cmn 524901905 704 25,100 Sh Call Shared-defined -- 25,100 COLUMN TOTALS 33,111
FORM 13F Page 371 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LEGGETT & PLATT INC COMMON LEG Cmn 524660907 508 25,300 Sh Call Shared-defined 1 25,300 LEGGETT & PLATT INC COMMON LEG Cmn 524660957 10 500 Sh Put Shared-defined 1 500 LEGGETT & PLATT INC COMMON LEG Cmn 524660107 2,870 143,092 Sh Shared-defined -- 143,092 LEGGETT & PLATT INC COMMON LEG Cmn 524660107 284 14,172 Sh Shared-defined 1 14,172 LENDER PROCESSING SERV Cmn 52602E102 502 16,047 Sh Shared-defined -- 16,047 LENDER PROCESSING SERV Cmn 52602E102 385 12,297 Sh Shared-defined 1 12,297 LENDER PROCESSING SERV Cmn 52602E902 1,810 57,800 Sh Call Shared-defined 1 57,800 LENDER PROCESSING SERV Cmn 52602E952 1,112 35,500 Sh Put Shared-defined 1 35,500 LENNAR CORP CMN STK Cmn 526057104 32,657 2,347,725 Sh Shared-defined -- 2,347,725 LENNAR CORP CMN STK Cmn 526057904 6,358 457,100 Sh Call Shared-defined 1 457,100 LENNAR CORP CMN STK Cmn 526057954 5,557 399,500 Sh Put Shared-defined 1 399,500 LENNAR CORP CMN STK Cmn 526057904 1,205 86,600 Sh Call Shared-defined -- 86,600 LENNAR CORP CMN STK Cmn 526057954 632 45,400 Sh Put Shared-defined -- 45,400 LENNOX INTL INC CMN STOCK Cmn 526107107 571 13,736 Sh Shared-defined -- 13,736 COLUMN TOTALS 54,461
FORM 13F Page 372 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LEUCADIA NATIONAL COMMON STOCK Cmn 527288104 119 6,100 Sh Shared-defined - 6,100 LEUCADIA NATIONAL COMMON STOCK Cmn 527288104 46 2,379 Sh Shared-defined 1 2,379 LEUCADIA NATIONAL COMMON STOCK Cmn 527288904 724 37,100 Sh Call Shared-defined 1 37,100 LEUCADIA NATIONAL COMMON STOCK Cmn 527288954 267 13,700 Sh Put Shared-defined 1 13,700 LEVEL 3 COMMUNICATIONS INC CMN STOCK Cmn 52729N950 56 51,700 Sh Put Shared-defined 1 51,700 LEVEL 3 COMMUNICATIONS INC CMN STOCK Cmn 52729N100 56 51,227 Sh Shared-defined -- 51,227 LEVEL 3 COMMUNICATIONS INC CMN STOCK Cmn 52729N100 30 27,961 Sh Shared-defined 1 27,961 LEXINGTON CORP PROPERTIES TRUST 6.5% PERP CONV PRE Pref Stk 529043309 -- 8 Sh Shared-defined 1 N/A LEXINGTON REALTY TRUST CMN STK Cmn 529043101 266 44,229 Sh Shared-defined -- 44,229 LEXMARK INTERNATIONAL INC CLASS-A COMMON STOCK Cmn 529771907 5,123 155,100 Sh Call Shared-defined 1 155,100 LEXMARK INTERNATIONAL INC CLASS-A COMMON STOCK Cmn 529771957 2,626 79,500 Sh Put Shared-defined 1 79,500 LEXMARK INTERNATIONAL INC CLASS-A COMMON STOCK Cmn 529771907 482 14,600 Sh Call Shared-defined -- 14,600 LEXMARK INTERNATIONAL INC CLASS-A COMMON STOCK Cmn 529771957 416 12,600 Sh Put Shared-defined -- 12,600 LEXMARK INTERNATIONAL INC CLASS-A COMMON STOCK Cmn 529771107 475 14,388 Sh Shared-defined -- 14,388 COLUMN TOTALS 10,686
FORM 13F Page 373 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LEXMARK INTERNATIONAL INC CLASS-A COMMON STOCK Cmn 529771107 194 5,862 Sh Shared-defined 1 5,862 LG.PHILIPS LCD CO Depository LTD-ADR 1:0.5 COMMON Receipt 50186V102 484 30,066 Sh Shared-defined -- N/A LG.PHILIPS LCD CO Depository LTD-ADR 1:0.5 COMMON Receipt 50186V102 15 954 Sh Shared-defined 1 N/A LIBBEY INC CMN STK Cmn 529898108 109 8,392 Sh Shared-defined -- 8,392 LIBBEY INC CMN STK Cmn 529898108 36 2,741 Sh Shared-defined 1 2,741 LIBERTY GLOBAL INC-A COMMON STOCK Cmn 530555901 1,637 63,000 Sh Call Shared-defined 1 63,000 LIBERTY GLOBAL INC-A COMMON STOCK Cmn 530555951 938 36,100 Sh Put Shared-defined 1 36,100 LIBERTY GLOBAL INC-A COMMON STOCK Cmn 530555951 247 9,500 Sh Put Shared-defined -- 9,500 LIBERTY GLOBAL INC-A COMMON STOCK Cmn 530555901 5 200 Sh Call Shared-defined -- 200 LIBERTY GLOBAL INC-A COMMON STOCK Cmn 530555101 6,628 255,023 Sh Shared-defined -- 255,023 LIBERTY MEDIA HOLDING CORP - CAPITAL A COMMON STOC Cmn 53071M952 1,873 44,700 Sh Put Shared-defined 1 44,700 LIBERTY MEDIA HOLDING CORP - INTERACTIVE A COMMON Cmn 53071M904 1,777 169,200 Sh Call Shared-defined 1 169,200 LIBERTY MEDIA HOLDING CORP - CAPITAL A COMMON STOC Cmn 53071M902 708 16,900 Sh Call Shared-defined 1 16,900 LIBERTY MEDIA HOLDING CORP - INTERACTIVE A COMMON Cmn 53071M954 483 46,000 Sh Put Shared-defined 1 46,000 COLUMN TOTALS 15,134
FORM 13F Page 374 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LIBERTY MEDIA-STARZ SR A-W/I Cmn 53071M958 1,716 33,100 Sh Put Shared-defined 1 33,100 LIBERTY MEDIA HOLDING CORP - CAPITAL A COMMON STOC Cmn 53071M302 13,802 329,332 Sh Shared-defined -- 329,332 LIBERTY MEDIA HOLDING CORP - CAPITAL A COMMON STOC Cmn 53071M302 1,044 24,903 Sh Shared-defined 1 24,903 LIBERTY MEDIA HOLDING CORP - INTERACTIVE A COMMON Cmn 53071M104 445 42,419 Sh Shared-defined -- 42,419 LIBERTY MEDIA HOLDING CORP - INTERACTIVE A COMMON Cmn 53071M104 370 35,216 Sh Shared-defined 1 35,216 LIBERTY MEDIA INTO MOT 3.5%EXCH 1/15/31-REGISTERED Bond 530715AN1 2,182 4,883,000 Prn Shared-defined -- N/A LIBERTY MEDIA INTO S 4% EXCH 11/15/29 - REGISTERED Bond 530715AG6 67,862 133,062,000 Prn Shared-defined -- N/A LIBERTY MEDIA INTO TWX 3.125% EXCH 3/30/23 -REGIST Bond 530718AF2 24,116 23,295,000 Prn Shared-defined -- N/A LIBERTY MEDIA-STARZ SR A-W/I Cmn 53071M708 1,265 24,410 Sh Shared-defined 1 24,410 LIBERTY MEDIA-STARZ SR A-W/I Cmn 53071M708 29 559 Sh Shared-defined -- 559 LIBERTY PROPERTY TRUST CMN STK Cmn 531172954 2,011 69,700 Sh Put Shared-defined 1 69,700 LIBERTY PROPERTY TRUST CMN STK Cmn 531172904 941 32,600 Sh Call Shared-defined 1 32,600 LIBERTY PROPERTY TRUST CMN STK Cmn 531172104 1,326 45,961 Sh Shared-defined -- 45,961 LIBERTY PROPERTY TRUST CMN STK Cmn 531172104 69 2,404 Sh Shared-defined 1 2,404 COLUMN TOTALS 117,178
FORM 13F Page 375 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LIFE PARTNERS HOLDINGS INC COMMON STOCK Cmn 53215T906 589 28,800 Sh Call Shared-defined 1 28,800 LIFE PARTNERS HOLDINGS INC COMMON STOCK Cmn 53215T956 225 11,000 Sh Put Shared-defined 1 11,000 LIFE PARTNERS HOLDINGS INC COMMON STOCK Cmn 53215T106 280 13,662 Sh Shared-defined -- 13,662 LIFE PARTNERS HOLDINGS INC COMMON STOCK Cmn 53215T106 38 1,866 Sh Shared-defined 1 1,866 LIFE TECHNOLOGIES CORP Cmn 53217V109 839 17,748 Sh Shared-defined -- 17,748 LIFE TECHNOLOGIES CORP Cmn 53217V109 187 3,950 Sh Shared-defined 1 3,950 LIFE TECHNOLOGIES CORP Cmn 53217V909 12,625 267,200 Sh Call Shared-defined 1 267,200 LIFE TECHNOLOGIES CORP Cmn 53217V959 3,308 70,000 Sh Put Shared-defined 1 70,000 LIFE TECHNOLOGIES CORP Cmn 53217V909 43 900 Sh Call Shared-defined -- 900 LIFE TIME FITNESS, INC. COMMON STOCK Cmn 53217R957 1,459 45,900 Sh Put Shared-defined 1 45,900 LIFE TIME FITNESS, INC. COMMON STOCK Cmn 53217R907 1,421 44,700 Sh Call Shared-defined 1 44,700 LIFE TIME FITNESS, INC. COMMON STOCK Cmn 53217R207 135 4,261 Sh Shared-defined -- 4,261 LIFE TIME FITNESS, INC. COMMON STOCK Cmn 53217R207 58 1,827 Sh Shared-defined 1 1,827 LIFEPOINT HOSPS INC CMN STOCK Cmn 53219L959 198 6,300 Sh Put Shared-defined 1 6,300 COLUMN TOTALS 21,405
FORM 13F Page 376 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LIFEPOINT HOSPS INC CMN STOCK Cmn 53219L909 170 5,400 Sh Call Shared-defined 1 5,400 LIFEPOINT HOSPITALS INC 3.5% CB 5/15/2014 - - REGIST Bond 53219LAH2 34,212 37,000,000 Prn Shared-defined -- N/A LIFEPOINT HOSPS INC CMN STOCK Cmn 53219L109 31 988 Sh Shared-defined -- 988 LIFETIME BRANDS INC CMN STK Cmn 53222Q103 163 11,132 Sh Shared-defined -- 11,132 LIFETIME BRANDS INC CMN STK Cmn 53222Q103 11 772 Sh Shared-defined 1 772 LIHIR GOLD LTD Depository - -ADR 1:10 Receipt 532349107 1,777 49,361 Sh Shared-defined 1 N/A LIHIR GOLD LTD Depository - -ADR 1:10 Receipt 532349107 40 1,110 Sh Shared-defined -- N/A LIHUA INTERNATIONAL INC Cmn 532352101 28 3,317 Sh Shared-defined 1 3,317 LIHUA INTERNATIONAL INC Cmn 532352901 244 28,700 Sh Call Shared-defined 1 28,700 LIHUA INTERNATIONAL INC Cmn 532352951 7 800 Sh Put Shared-defined 1 800 LIMELIGHT NETWORKS INC Cmn 53261M104 109 24,827 Sh Shared-defined -- 24,827 LIMELIGHT NETWORKS INC Cmn 53261M104 31 7,042 Sh Shared-defined 1 7,042 LIMELIGHT NETWORKS INC Cmn 53261M954 223 50,800 Sh Put Shared-defined 1 50,800 LIMELIGHT NETWORKS INC Cmn 53261M904 97 22,000 Sh Call Shared-defined 1 22,000 COLUMN TOTALS 37,143
FORM 13F Page 377 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LIMITED BRANDS INC CMN STK Cmn 532716107 31,198 1,413,574 Sh Shared-defined -- 1,413,574 LIMITED BRANDS INC CMN STK Cmn 532716107 134 6,062 Sh Shared-defined 1 6,062 LIMITED BRANDS INC CMN STK Cmn 532716907 4,222 191,300 Sh Call Shared-defined 1 191,300 LIMITED BRANDS INC CMN STK Cmn 532716957 2,240 101,500 Sh Put Shared-defined 1 101,500 LIMITED BRANDS INC CMN STK Cmn 532716907 742 33,600 Sh Call Shared-defined -- 33,600 LIMITED BRANDS INC CMN STK Cmn 532716957 230 10,400 Sh Put Shared-defined -- 10,400 LINCARE HOLDINGS INC CMN STK Cmn 532791950 4,859 149,450 Sh Put Shared-defined 1 149,450 LINCARE HOLDINGS INC CMN STK Cmn 532791900 4,051 124,600 Sh Call Shared-defined 1 124,600 LINCARE HOLDINGS INC CMN STK Cmn 532791950 2,194 67,500 Sh Put Shared-defined -- 67,500 LINCARE HOLDINGS INC CMN STK Cmn 532791100 4,151 127,685 Sh Shared-defined -- 127,685 LINCARE HOLDINGS INC CMN STK Cmn 532791100 87 2,666 Sh Shared-defined 1 2,666 LINCOLN EDUCATIONAL SERVICES COMMON STOCK Cmn 533535100 7,798 378,738 Sh Shared-defined -- 378,738 LINCOLN ELECTRIC HOLDINGS INC CMN STOCK Cmn 533900956 612 12,000 Sh Put Shared-defined 1 12,000 LINCOLN ELECTRIC HOLDINGS INC CMN STOCK Cmn 533900906 240 4,700 Sh Call Shared-defined 1 4,700 COLUMN TOTALS 62,758
FORM 13F Page 378 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LINCOLN ELECTRIC HOLDINGS INC CMN STOCK Cmn 533900106 530 10,401 Sh Shared-defined -- 10,401 LINCOLN ELECTRIC HOLDINGS INC CMN STOCK Cmn 533900106 36 699 Sh Shared-defined 1 699 LINCOLN NATL CORP IND Cmn 534187909 5,985 246,400 Sh Call Shared-defined 1 246,400 LINCOLN NATL CORP IND Cmn 534187909 1,535 63,200 Sh Call Shared-defined -- 63,200 LINCOLN NATL CORP IND Cmn 534187959 1,057 43,500 Sh Put Shared-defined 1 43,500 LINCOLN NATL CORP IND Cmn 534187959 114 4,700 Sh Put Shared-defined -- 4,700 LINCOLN NATL CORP IND Cmn 534187109 248 10,210 Sh Shared-defined -- 10,210 LINCOLN NATL CORP IND Cmn 534187109 226 9,286 Sh Shared-defined 1 9,286 LINDSAY CORP CMN STK Cmn 535555956 1,337 42,200 Sh Put Shared-defined 1 42,200 LINDSAY CORP CMN STK Cmn 535555906 1,160 36,600 Sh Call Shared-defined 1 36,600 LINDSAY CORP CMN STK Cmn 535555106 712 22,464 Sh Shared-defined -- 22,464 LINDSAY CORP CMN STK Cmn 535555106 274 8,647 Sh Shared-defined 1 8,647 LINEAR TECHNOLOGY CORP CMN STK Cmn 535678906 6,613 237,800 Sh Call Shared-defined 1 237,800 LINEAR TECHNOLOGY CORP CMN STK Cmn 535678956 6,307 226,800 Sh Put Shared-defined 1 226,800 COLUMN TOTALS 26,134
FORM 13F Page 379 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LINEAR TECHNOLOGY CORP CMN STK Cmn 535678906 478 17,200 Sh Call Shared-defined -- 17,200 LINEAR TECHNOLOGY CORP CMN STK Cmn 535678956 33 1,200 Sh Put Shared-defined -- 1,200 LINEAR TECHNOLOGY CORP 3% CB 5/1/2027 TRANCHE A - Bond 535678AC0 149,726 152,690,000 Prn Shared-defined -- N/A LINEAR TECHNOLOGY CORP CMN STK Cmn 535678106 7,230 259,987 Sh Shared-defined -- 259,987 LINN ENERGY LLC Cmn 536020900 4,187 157,700 Sh Call Shared-defined 1 157,700 LINN ENERGY LLC Cmn 536020950 1,394 52,500 Sh Put Shared-defined 1 52,500 LIONBRIDGE TECHNOLOGIES INC CMN STOCK Cmn 536252109 79 17,243 Sh Shared-defined -- 17,243 LIONBRIDGE TECHNOLOGIES INC CMN STOCK Cmn 536252109 38 8,277 Sh Shared-defined 1 8,277 LIONS GATE ENTERTAINMENT 3.625% CB 03/15/2025- REGISTERED Bond 53626YAA6 22,536 21,484,000 Prn Shared-defined -- N/A LIONS GATE ENTERTAINMENT CORP COMMON STOCK Cmn 535919903 378 54,100 Sh Call Shared-defined 1 54,100 LIONS GATE ENTERTAINMENT CORP COMMON STOCK Cmn 535919953 131 18,800 Sh Put Shared-defined 1 18,800 LIONS GATE ENTERTAINMENT CORP COMMON STOCK Cmn 535919203 61 8,784 Sh Shared-defined -- 8,784 LIQUIDITY SERVICES INC CMN STK Cmn 53635B107 231 17,791 Sh Shared-defined -- 17,791 LIQUIDITY SERVICES INC CMN STK Cmn 53635B107 4 308 Sh Shared-defined 1 308 COLUMN TOTALS 186,506
FORM 13F Page 380 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LITHIA MOTORS CMN STOCK Cmn 536797103 47 7,564 Sh Shared-defined -- 7,564 LITHIA MOTORS CMN STOCK Cmn 536797103 34 5,488 Sh Shared-defined 1 5,488 LITHIA MOTORS CMN STOCK Cmn 536797903 7 1,200 Sh Call Shared-defined 1 1,200 LITTLEFUSE CMN STOCK - - NASDAQ Cmn 537008104 390 12,338 Sh Shared-defined -- 12,338 LITTLEFUSE CMN STOCK - - NASDAQ Cmn 537008104 288 9,111 Sh Shared-defined 1 9,111 LITTLEFUSE CMN STOCK - - NASDAQ Cmn 537008904 1,242 39,300 Sh Call Shared-defined 1 39,300 LITTLEFUSE CMN STOCK - - NASDAQ Cmn 537008954 544 17,200 Sh Put Shared-defined 1 17,200 LIVE NATION 2.875% CB 7/15/2027 - - REGISTERED Bond 538034AB5 4,128 5,000,000 Prn Shared-defined -- N/A LIVE NATION ENTERTAINMENT INC Cmn 538034109 1,442 137,945 Sh Shared-defined -- 137,945 LIVE NATION ENTERTAINMENT INC Cmn 538034909 401 38,400 Sh Call Shared-defined 1 38,400 LIVE NATION ENTERTAINMENT INC Cmn 538034959 43 4,100 Sh Put Shared-defined 1 4,100 LIZ CLAIBORNE INC Cmn 539320101 946 224,272 Sh Shared-defined -- 224,272 LIZ CLAIBORNE INC Cmn 539320101 206 48,883 Sh Shared-defined 1 48,883 LIZ CLAIBORNE INC Cmn 539320951 137 32,400 Sh Put Shared-defined 1 32,400 COLUMN TOTALS 9,855
FORM 13F Page 381 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LIZ CLAIBORNE INC Cmn 539320951 102 24,100 Sh Put Shared-defined -- 24,100 LIZ CLAIBORNE INC Cmn 539320901 10 2,400 Sh Call Shared-defined 1 2,400 LJ INTL INC CMN STOCK Cmn G55312955 16 6,200 Sh Put Shared-defined 1 6,200 LJ INTL INC CMN STOCK Cmn G55312905 - 100 Sh Call Shared-defined 1 100 LJ INTL INC CMN STOCK Cmn G55312105 31 11,784 Sh Shared-defined 1 11,784 LKQ CORP CMN STOCK Cmn 501889908 1,373 71,200 Sh Call Shared-defined 1 71,200 LKQ CORP CMN STOCK Cmn 501889958 1,111 57,600 Sh Put Shared-defined 1 57,600 LKQ CORP CMN STOCK Cmn 501889208 132 6,852 Sh Shared-defined 1 6,852 LLOYDS TSB GROUP Depository PLC - SP ADR 1:4 Receipt 539439109 612 193,635 Sh Shared-defined 1 N/A LNC 3.0000% 01/01/9999 Pref Stk 534187208 5 6 Sh Shared-defined 1 N/A LOCAL.COM COMMON STOCK Cmn 53954R105 166 24,259 Sh Shared-defined -- 24,259 LOCAL.COM COMMON STOCK Cmn 53954R105 2 279 Sh Shared-defined 1 279 LOCKHEED MARTIN CORPORATION COMMON STOCK Cmn 539830959 7,003 94,000 Sh Put Shared-defined 1 94,000 LOCKHEED MARTIN CORPORATION COMMON STOCK Cmn 539830909 6,280 84,300 Sh Call Shared-defined 1 84,300 COLUMN TOTALS 16,843
FORM 13F Page 382 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LOCKHEED MARTIN CORPORATION COMMON STOCK Cmn 539830909 469 6,300 Sh Call Shared-defined -- 6,300 LOCKHEED MARTIN CORPORATION COMMON STOCK Cmn 539830959 261 3,500 Sh Put Shared-defined -- 3,500 LOCKHEED MARTIN CORPORATION COMMON STOCK Cmn 539830109 2,247 30,158 Sh Shared-defined -- 30,158 LOCKHEED MARTIN CORPORATION COMMON STOCK Cmn 539830109 218 2,929 Sh Shared-defined 1 2,929 LODGENET INTERACTIVE CORP CMN STK Cmn 540211909 13 3,600 Sh Call Shared-defined 1 3,600 LODGENET INTERACTIVE CORP CMN STK Cmn 540211959 10 2,700 Sh Put Shared-defined 1 2,700 LODGENET INTERACTIVE CORP CMN STK Cmn 540211109 39 10,602 Sh Shared-defined -- 10,602 LOEWS CORP. COMMON STOCK LTR Cmn 540424108 1,120 33,617 Sh Shared-defined -- 33,617 LOEWS CORP. COMMON STOCK LTR Cmn 540424108 491 14,754 Sh Shared-defined 1 14,754 LOEWS CORP. COMMON STOCK LTR Cmn 540424958 1,026 30,800 Sh Put Shared-defined 1 30,800 LOEWS CORP. COMMON STOCK LTR Cmn 540424908 316 9,500 Sh Call Shared-defined 1 9,500 LOGITECH INTERNATIONAL-REG Cmn H50430902 220 16,400 Sh Call Shared-defined 1 16,400 LOGITECH INTERNATIONAL-REG Cmn H50430952 170 12,700 Sh Put Shared-defined 1 12,700 LOGITECH INTERNATIONAL-REG Cmn H50430232 162 12,080 Sh Shared-defined -- 12,080 COLUMN TOTALS 6,762
FORM 13F Page 383 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LOGMEIN INC Cmn 54142L109 297 11,321 Sh Shared-defined -- 11,321 LOGMEIN INC Cmn 54142L909 228 8,700 Sh Call Shared-defined 1 8,700 LOGMEIN INC Cmn 54142L959 42 1,600 Sh Put Shared-defined 1 1,600 LONGTOP FINANCIAL Depository - -SPON ADR Receipt 54318P108 776 23,943 Sh Shared-defined 1 N/A LONGTOP FINANCIAL Depository - -SPON ADR Receipt 54318P108 228 7,034 Sh Shared-defined -- N/A LOOPNET INC Cmn 543524300 899 72,923 Sh Shared-defined -- 72,923 LOOPNET INC Cmn 543524300 26 2,112 Sh Shared-defined 1 2,112 LORILLARD INC Cmn 544147101 2,186 30,370 Sh Shared-defined - 30,370 LORILLARD INC Cmn 544147101 171 2,376 Sh Shared-defined 1 2,376 LORILLARD INC Cmn 544147951 12,093 168,000 Sh Put Shared-defined 1 168,000 LORILLARD INC Cmn 544147901 10,466 145,400 Sh Call Shared-defined 1 145,400 LORILLARD INC Cmn 544147901 2,440 33,900 Sh Call Shared-defined -- 33,900 LORILLARD INC Cmn 544147951 417 5,800 Sh Put Shared-defined -- 5,800 LOUISIANA-PACIFIC CORP Cmn 546347905 1,806 270,000 Sh Call Shared-defined -- 270,000 COLUMN TOTALS 32,075
FORM 13F Page 384 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LOUISIANA-PACIFIC CORP Cmn 546347955 1,103 164,900 Sh Put Shared-defined 1 164,900 LOUISIANA-PACIFIC CORP Cmn 546347905 188 28,100 Sh Call Shared-defined 1 28,100 LOUISIANA-PACIFIC CORP Cmn 546347105 6,635 991,729 Sh Shared-defined -- 991,729 LOUISIANA-PACIFIC CORP Cmn 546347105 753 112,563 Sh Shared-defined 1 112,563 LOWE'S COMPANIES COMMON STOCK Cmn 548661107 6,168 302,079 Sh Shared-defined -- 302,079 LOWE'S COMPANIES COMMON STOCK Cmn 548661107 3,437 168,295 Sh Shared-defined 1 168,295 LOWE'S COMPANIES COMMON STOCK Cmn 548661907 8,897 435,700 Sh Call Shared-defined 1 435,700 LOWE'S COMPANIES COMMON STOCK Cmn 548661957 8,207 401,900 Sh Put Shared-defined 1 401,900 LOWE'S COMPANIES COMMON STOCK Cmn 548661907 2,477 121,300 Sh Call Shared-defined -- 121,300 LOWE'S COMPANIES COMMON STOCK Cmn 548661957 439 21,500 Sh Put Shared-defined -- 21,500 LSB INDUSTRIES COMMON STOCK Cmn 502160904 57 4,300 Sh Call Shared-defined 1 4,300 LSB INDUSTRIES COMMON STOCK Cmn 502160954 5 400 Sh Put Shared-defined 1 400 LSB INDUSTRIES COMMON STOCK Cmn 502160104 474 35,630 Sh Shared-defined -- 35,630 LSI CORP COMMON STOCK Cmn 502161102 4,157 903,650 Sh Shared-defined -- 903,650 COLUMN TOTALS 42,997
FORM 13F Page 385 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LSI CORP COMMON STOCK Cmn 502161102 335 72,839 Sh Shared-defined 1 72,839 LSI CORP COMMON STOCK Cmn 502161952 462 100,500 Sh Put Shared-defined 1 100,500 LSI CORP COMMON STOCK Cmn 502161902 150 32,700 Sh Call Shared-defined -- 32,700 LSI CORP COMMON STOCK Cmn 502161902 100 21,800 Sh Call Shared-defined 1 21,800 LSI CORP COMMON STOCK Cmn 502161952 44 9,600 Sh Put Shared-defined -- 9,600 LTC 8.5000% //NA Pref Stk 502175508 4 80 Sh Shared-defined 1 N/A LTC PROPERTIES COMMON STOCK Cmn 502175102 459 18,931 Sh Shared-defined -- 18,931 LTC PROPERTIES COMMON STOCK Cmn 502175102 26 1,060 Sh Shared-defined 1 1,060 LTX-CREDENCE CORP Cmn 502403108 45 15,900 Sh Shared-defined -- 15,900 LUBRIZOL CORP Cmn 549271104 675 8,405 Sh Shared-defined -- 8,405 LUBRIZOL CORP Cmn 549271954 4,971 61,900 Sh Put Shared-defined 1 61,900 LUBRIZOL CORP Cmn 549271904 3,750 46,700 Sh Call Shared-defined 1 46,700 LUBRIZOL CORP Cmn 549271904 803 10,000 Sh Call Shared-defined -- 10,000 LUBRIZOL CORP Cmn 549271954 96 1,200 Sh Put Shared-defined -- 1,200 COLUMN TOTALS 11,920
FORM 13F Page 386 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LUFKIN INDUSTRIES INC CMN STK Cmn 549764958 3,217 82,500 Sh Put Shared-defined 1 82,500 LUFKIN INDUSTRIES INC CMN STK Cmn 549764908 3,022 77,500 Sh Call Shared-defined 1 77,500 LUFKIN INDUSTRIES INC CMN STK Cmn 549764108 379 9,728 Sh Shared-defined -- 9,728 LUFKIN INDUSTRIES INC CMN STK Cmn 549764108 12 296 Sh Shared-defined 1 296 LULULEMON ATHLETICA INC Cmn 550021109 159 4,266 Sh Shared-defined -- 4,266 LULULEMON ATHLETICA INC Cmn 550021909 7,649 205,500 Sh Call Shared-defined 1 205,500 LULULEMON ATHLETICA INC Cmn 550021959 4,772 128,200 Sh Put Shared-defined 1 128,200 LUMBER LIQUIDATORS HOLDINGS IN Cmn 55003T107 5,673 243,146 Sh Shared-defined -- 243,146 LUMBER LIQUIDATORS HOLDINGS IN Cmn 55003T107 12 500 Sh Shared-defined 1 500 LUMBER LIQUIDATORS HOLDINGS IN Cmn 55003T957 75 3,200 Sh Put Shared-defined 1 3,200 LUMBER LIQUIDATORS HOLDINGS IN Cmn 55003T907 23 1,000 Sh Call Shared-defined 1 1,000 M & T BANK CORPORATION CMN STOCK Cmn 55261F954 12,386 145,800 Sh Put Shared-defined 1 145,800 M & T BANK CORPORATION CMN STOCK Cmn 55261F904 10,916 128,500 Sh Call Shared-defined 1 128,500 M & T BANK CORPORATION CMN STOCK Cmn 55261F104 2,137 25,153 Sh Shared-defined 1 25,153 COLUMN TOTALS 50,432
FORM 13F Page 387 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- M & T BANK CORPORATION CMN STOCK Cmn 55261F104 370 4,351 Sh Shared-defined -- 4,351 MACERICH CO CMN STK Cmn 554382951 1,396 37,400 Sh Put Shared-defined 1 37,400 MACERICH CO CMN STK Cmn 554382901 1,224 32,800 Sh Call Shared-defined 1 32,800 MACERICH CO CMN STK Cmn 554382951 485 13,000 Sh Put Shared-defined -- 13,000 MACERICH CO CMN STK Cmn 554382901 276 7,400 Sh Call Shared-defined -- 7,400 MACERICH CO CMN STK Cmn 554382101 453 12,144 Sh Shared-defined -- 12,144 MACERICH CO CMN STK Cmn 554382101 199 5,325 Sh Shared-defined 1 5,325 MACK-CALI REALTY CORP CMN STOCK Cmn 554489954 2,563 86,200 Sh Put Shared-defined 1 86,200 MACK-CALI REALTY CORP CMN STOCK Cmn 554489904 770 25,900 Sh Call Shared-defined 1 25,900 MACK-CALI REALTY CORP CMN STOCK Cmn 554489104 1,585 53,322 Sh Shared-defined -- 53,322 MACK-CALI REALTY CORP CMN STOCK Cmn 554489104 110 3,700 Sh Shared-defined 1 3,700 MACQUARIE INFRASTRUCTURE COMPANY LLC CMN STK Cmn 55608B905 710 55,500 Sh Call Shared-defined 1 55,500 MACQUARIE INFRASTRUCTURE COMPANY LLC CMN STK Cmn 55608B955 322 25,200 Sh Put Shared-defined 1 25,200 MACQUARIE INFRASTRUCTURE COMPANY LLC CMN STK Cmn 55608B105 294 22,998 Sh Shared-defined -- 22,998 COLUMN TOTALS 10,757
FORM 13F Page 388 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MACY'S INC CMN STOCK Cmn 55616P904 10,343 577,800 Sh Call Shared-defined 1 577,800 MACY'S INC CMN STOCK Cmn 55616P954 9,652 539,200 Sh Put Shared-defined 1 539,200 MACY'S INC CMN STOCK Cmn 55616P904 1,552 86,700 Sh Call Shared-defined -- 86,700 MACY'S INC CMN STOCK Cmn 55616P954 353 19,700 Sh Put Shared-defined -- 19,700 MACY'S INC CMN STOCK Cmn 55616P104 76,039 4,247,969 Sh Shared-defined -- 4,247,969 MACY'S INC CMN STOCK Cmn 55616P104 453 25,308 Sh Shared-defined 1 25,308 MADDEN STEVEN LTD CMN STK Cmn 556269958 1,396 44,300 Sh Put Shared-defined 1 44,300 MADDEN STEVEN LTD CMN STK Cmn 556269908 835 26,500 Sh Call Shared-defined 1 26,500 MADDEN STEVEN LTD CMN STK Cmn 556269108 256 8,107 Sh Shared-defined 1 8,107 MADDEN STEVEN LTD CMN STK Cmn 556269108 129 4,100 Sh Shared-defined -- 4,100 MADISON SQUARE GAR INC-A Cmn 55826P100 1,239 63,008 Sh Shared-defined 1 63,008 MADISON SQUARE GAR INC-A Cmn 55826P100 70 3,542 Sh Shared-defined -- 3,542 MADISON SQUARE GAR INC-A Cmn 55826P950 2,244 114,100 Sh Put Shared-defined 1 114,100 MADISON SQUARE GAR INC-A Cmn 55826P900 700 35,600 Sh Call Shared-defined 1 35,600 COLUMN TOTALS 105,261
FORM 13F Page 389 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MAG SILVER CORP COMMON STOCK Cmn 55903Q104 195 32,084 Sh Shared-defined -- 32,084 MAG SILVER CORP COMMON STOCK Cmn 55903Q104 9 1,558 Sh Shared-defined 1 1,558 MAGELLAN HEALTH SERVICES INC COMMON STOCK Cmn 559079907 189 5,200 Sh Call Shared-defined 1 5,200 MAGELLAN HEALTH SERVICES INC COMMON STOCK Cmn 559079957 84 2,300 Sh Put Shared-defined 1 2,300 MAGELLAN HEALTH SERVICES INC COMMON STOCK Cmn 559079207 1,381 38,016 Sh Shared-defined -- 38,016 MAGELLAN HEALTH SERVICES INC COMMON STOCK Cmn 559079207 8 234 Sh Shared-defined 1 234 MAGELLAN MIDSTREAM PARTNERS CMN STK Cmn 559080956 4,642 99,300 Sh Put Shared-defined 1 99,300 MAGELLAN MIDSTREAM PARTNERS CMN STK Cmn 559080906 785 16,800 Sh Call Shared-defined 1 16,800 MAGELLAN MIDSTREAM PARTNERS CMN STK Cmn 559080106 1,336 28,577 Sh Shared-defined 1 28,577 MAGMA DESIGN AUTOMATION Cmn 559181102 30 10,393 Sh Shared-defined -- 10,393 MAGMA DESIGN AUTOMATION Cmn 559181102 3 1,054 Sh Shared-defined 1 1,054 MAGMA DESIGN AUTOMATION Cmn 559181952 49 17,100 Sh Put Shared-defined 1 17,100 MAGMA DESIGN AUTOMATION Cmn 559181902 6 2,200 Sh Call Shared-defined 1 2,200 MAGNA INTERNATIONAL INC - CL A COMMON STOCK Cmn 559222401 6,325 95,889 Sh Shared-defined -- 95,889 COLUMN TOTALS 15,042
FORM 13F Page 390 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MAGNA INTERNATIONAL INC - CL A COMMON STOCK Cmn 559222401 76 1,149 Sh Shared-defined 1 1,149 MAGNA INTERNATIONAL INC - CL A COMMON STOCK Cmn 559222901 5,679 86,100 Sh Call Shared-defined -- 86,100 MAGNA INTERNATIONAL INC - CL A COMMON STOCK Cmn 559222951 5,184 78,600 Sh Put Shared-defined 1 78,600 MAGNA INTERNATIONAL INC - CL A COMMON STOCK Cmn 559222901 3,971 60,200 Sh Call Shared-defined 1 60,200 MAGNA INTERNATIONAL INC - CL A COMMON STOCK Cmn 559222951 435 6,600 Sh Put Shared-defined -- 6,600 MAIDEN HOLDINGS LTD Cmn G5753U112 89 13,557 Sh Shared-defined -- 13,557 MAIDENFORM BRANDS, INC. COMMON STOCK Cmn 560305104 149 7,334 Sh Shared-defined -- 7,334 MAIDENFORM BRANDS, INC. COMMON STOCK Cmn 560305104 75 3,685 Sh Shared-defined 1 3,685 MAKO SURGICAL CORP Cmn 560879108 900 72,249 Sh Shared-defined -- 72,249 MAKO SURGICAL CORP Cmn 560879108 14 1,120 Sh Shared-defined 1 1,120 MANHATTAN ASSOCIATES INC CMN STOCK Cmn 562750959 557 20,200 Sh Put Shared-defined 1 20,200 MANHATTAN ASSOCIATES INC CMN STOCK Cmn 562750909 540 19,600 Sh Call Shared-defined 1 19,600 MANHATTAN ASSOCIATES INC CMN STOCK Cmn 562750109 116 4,223 Sh Shared-defined -- 4,223 MANHATTAN ASSOCIATES INC CMN STOCK Cmn 562750109 9 329 Sh Shared-defined 1 329 COLUMN TOTALS 17,794
FORM 13F Page 391 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MANITOWOC COMPANY, INC. COMMON STOCK Cmn 563571908 1,668 182,500 Sh Call Shared-defined 1 182,500 MANITOWOC COMPANY, INC. COMMON STOCK Cmn 563571958 1,323 144,700 Sh Put Shared-defined 1 144,700 MANITOWOC COMPANY, INC. COMMON STOCK Cmn 563571908 83 9,100 Sh Call Shared-defined -- 9,100 MANITOWOC COMPANY, INC. COMMON STOCK Cmn 563571958 54 5,900 Sh Put Shared-defined -- 5,900 MANITOWOC COMPANY, INC. COMMON STOCK Cmn 563571108 449 49,133 Sh Shared-defined 1 49,133 MANITOWOC COMPANY, INC. COMMON STOCK Cmn 563571108 206 22,524 Sh Shared-defined -- 22,524 MANNATECH INC CMN STOCK Cmn 563771954 4 2,200 Sh Put Shared-defined 1 2,200 MANNATECH INC CMN STOCK Cmn 563771904 2 1,200 Sh Call Shared-defined 1 1,200 MANNATECH INC CMN STOCK Cmn 563771104 76 38,079 Sh Shared-defined -- 38,079 MANNATECH INC CMN STOCK Cmn 563771104 5 2,402 Sh Shared-defined 1 2,402 MANNKIND CORP COMMON STOCK Cmn 56400P901 1,003 157,000 Sh Call Shared-defined 1 157,000 MANNKIND CORP COMMON STOCK Cmn 56400P951 940 147,100 Sh Put Shared-defined 1 147,100 MANNKIND CORP COMMON STOCK Cmn 56400P201 333 52,104 Sh Shared-defined 1 52,104 MANNKIND CORP COMMON STOCK Cmn 56400P201 255 39,844 Sh Shared-defined -- 39,844 COLUMN TOTALS 6,401
FORM 13F Page 392 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MANPOWER, INC. COMMON STOCK Cmn 56418H950 1,611 37,300 Sh Put Shared-defined 1 37,300 MANPOWER, INC. COMMON STOCK Cmn 56418H950 1,023 23,700 Sh Put Shared-defined -- 23,700 MANPOWER, INC. COMMON STOCK Cmn 56418H900 721 16,700 Sh Call Shared-defined 1 16,700 MANPOWER, INC. COMMON STOCK Cmn 56418H900 410 9,500 Sh Call Shared-defined -- 9,500 MANPOWER, INC. COMMON STOCK Cmn 56418H100 1,845 42,736 Sh Shared-defined -- 42,736 MANTECH INTERNATIONAL CORP Cmn 564563104 632 14,848 Sh Shared-defined 1 14,848 MANTECH INTERNATIONAL CORP Cmn 564563104 430 10,112 Sh Shared-defined -- 10,112 MANTECH INTERNATIONAL CORP Cmn 564563904 4,981 117,000 Sh Call Shared-defined 1 117,000 MANTECH INTERNATIONAL CORP Cmn 564563954 2,707 63,600 Sh Put Shared-defined 1 63,600 MANULIFE FINANCIAL CORPORATION Cmn 56501R106 625 42,841 Sh Shared-defined 1 42,841 MANULIFE FINANCIAL CORPORATION Cmn 56501R106 437 29,962 Sh Shared-defined -- 29,962 MANULIFE FINANCIAL CORPORATION Cmn 56501R956 663 45,500 Sh Put Shared-defined 1 45,500 MANULIFE FINANCIAL CORPORATION Cmn 56501R906 308 21,100 Sh Call Shared-defined 1 21,100 MANULIFE FINANCIAL CORPORATION Cmn 56501R956 36 2,500 Sh Put Shared-defined -- 2,500 COLUMN TOTALS 16,429
FORM 13F Page 393 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MAP PHARMACEUTICALS INC Cmn 56509R108 230 17,514 Sh Shared-defined -- 17,514 MAP PHARMACEUTICALS INC Cmn 56509R108 9 690 Sh Shared-defined 1 690 MARATHON OIL CORP COMMON STOCK Cmn 565849906 10,832 348,400 Sh Call Shared-defined 1 348,400 MARATHON OIL CORP COMMON STOCK Cmn 565849956 5,304 170,600 Sh Put Shared-defined 1 170,600 MARATHON OIL CORP COMMON STOCK Cmn 565849956 3,261 104,900 Sh Put Shared-defined -- 104,900 MARATHON OIL CORP COMMON STOCK Cmn 565849906 1,710 55,000 Sh Call Shared-defined -- 55,000 MARATHON OIL CORP COMMON STOCK Cmn 565849106 14,105 453,685 Sh Shared-defined -- 453,685 MARATHON OIL CORP COMMON STOCK Cmn 565849106 849 27,299 Sh Shared-defined 1 27,299 MARCUS CORP CMN STK Cmn 566330106 138 14,550 Sh Shared-defined -- 14,550 MARINE PRODUCTS CORP Cmn 568427108 63 11,166 Sh Shared-defined -- 11,166 MARINEMAX INC CMN STOCK Cmn 567908908 559 80,500 Sh Call Shared-defined 1 80,500 MARINEMAX INC CMN STOCK Cmn 567908958 180 26,000 Sh Put Shared-defined 1 26,000 MARINEMAX INC CMN STOCK Cmn 567908108 444 63,991 Sh Shared-defined -- 63,991 MARINEMAX INC CMN STOCK Cmn 567908108 10 1,418 Sh Shared-defined 1 1,418 COLUMN TOTALS 37,694
FORM 13F Page 394 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MARINER ENERGY INC COMMON STOCK Cmn 56845T905 436 20,300 Sh Call Shared-defined 1 20,300 MARINER ENERGY INC COMMON STOCK Cmn 56845T955 172 8,000 Sh Put Shared-defined 1 8,000 MARINER ENERGY INC COMMON STOCK Cmn 56845T305 -- 1 Sh Shared-defined -- 1 MARKEL CORP CMN STK Cmn 570535104 636 1,871 Sh Shared-defined -- 1,871 MARKEL CORP CMN STK Cmn 570535104 87 256 Sh Shared-defined 1 256 MARKETAXESS HOLDINGS INC COMMON STOCK Cmn 57060D108 155 11,234 Sh Shared-defined -- 11,234 MARKETAXESS HOLDINGS INC COMMON STOCK Cmn 57060D108 6 412 Sh Shared-defined 1 412 MARKWEST ENERGY PARTNERS, LP COMMON STOCK Cmn 570759900 1,499 45,800 Sh Call Shared-defined 1 45,800 MARKWEST ENERGY PARTNERS, LP COMMON STOCK Cmn 570759950 1,240 37,900 Sh Put Shared-defined 1 37,900 MARKWEST ENERGY PARTNERS, LP COMMON STOCK Cmn 570759100 22 670 Sh Shared-defined 1 670 MARRIOTT INTL INC Cmn 571903202 6,676 222,976 Sh Shared-defined -- 222,976 MARRIOTT INTL INC Cmn 571903202 358 11,959 Sh Shared-defined 1 11,959 MARRIOTT INTL INC Cmn 571903902 7,871 262,900 Sh Call Shared-defined 1 262,900 MARRIOTT INTL INC Cmn 571903952 5,626 187,900 Sh Put Shared-defined 1 187,900 COLUMN TOTALS 24,784
FORM 13F Page 395 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MARRIOTT INTL INC Cmn 571903902 1,374 45,900 Sh Call Shared-defined -- 45,900 MARRIOTT INTL INC Cmn 571903952 916 30,600 Sh Put Shared-defined -- 30,600 MARSH & MCLENNAN COS INC Cmn 571748952 2,487 110,300 Sh Put Shared-defined 1 110,300 MARSH & MCLENNAN COS INC Cmn 571748902 313 13,900 Sh Call Shared-defined 1 13,900 MARSH & MCLENNAN COS INC Cmn 571748102 18,033 799,708 Sh Shared-defined -- 799,708 MARSH & MCLENNAN COS INC Cmn 571748102 2,107 93,445 Sh Shared-defined 1 93,445 MARSHALL & ILSLEY CORP CMN STK Cmn 571837953 750 104,500 Sh Put Shared-defined 1 104,500 MARSHALL & ILSLEY CORP CMN STK Cmn 571837903 229 31,900 Sh Call Shared-defined 1 31,900 MARSHALL & ILSLEY CORP CMN STK Cmn 571837103 9,107 1,268,401 Sh Shared-defined -- 1,268,401 MARSHALL & ILSLEY CORP CMN STK Cmn 571837103 733 102,032 Sh Shared-defined 1 102,032 MARTEK BIOSCIENCES CORP CMN STK Cmn 572901106 471 19,856 Sh Shared-defined -- 19,856 MARTEK BIOSCIENCES CORP CMN STK Cmn 572901906 631 26,600 Sh Call Shared-defined 1 26,600 MARTEK BIOSCIENCES CORP CMN STK Cmn 572901956 579 24,400 Sh Put Shared-defined 1 24,400 MARTHA STEWART LIVING CMN STOCK Cmn 573083902 47 9,600 Sh Call Shared-defined 1 9,600 COLUMN TOTALS 37,777
FORM 13F Page 396 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MARTHA STEWART LIVING CMN STOCK Cmn 573083952 38 7,800 Sh Put Shared-defined 1 7,800 MARTHA STEWART LIVING CMN STOCK Cmn 573083102 40 8,137 Sh Shared-defined -- 8,137 MARTHA STEWART LIVING CMN STOCK Cmn 573083102 35 7,140 Sh Shared-defined 1 7,140 MARTIN MARIETTA MATERIALS CMN STK Cmn 573284956 13,544 159,700 Sh Put Shared-defined 1 159,700 MARTIN MARIETTA MATERIALS CMN STK Cmn 573284906 3,562 42,000 Sh Call Shared-defined 1 42,000 MARTIN MARIETTA MATERIALS CMN STK Cmn 573284956 1,264 14,900 Sh Put Shared-defined -- 14,900 MARTIN MARIETTA MATERIALS CMN STK Cmn 573284906 102 1,200 Sh Call Shared-defined -- 1,200 MARTIN MARIETTA MATERIALS CMN STK Cmn 573284106 7,630 89,963 Sh Shared-defined 1 89,963 MARTIN MARIETTA MATERIALS CMN STK Cmn 573284106 1,463 17,256 Sh Shared-defined -- 17,256 MARVELL TECHNOLOGY GROUP LTD Cmn G5876H105 71,159 4,515,182 Sh Shared-defined -- 4,515,182 MARVELL TECHNOLOGY GROUP LTD Cmn G5876H105 812 51,527 Sh Shared-defined 1 51,527 MARVELL TECHNOLOGY GROUP LTD Cmn G5876H905 7,885 500,300 Sh Call Shared-defined 1 500,300 MARVELL TECHNOLOGY GROUP LTD Cmn G5876H955 4,673 296,500 Sh Put Shared-defined 1 296,500 MARVELL TECHNOLOGY GROUP LTD Cmn G5876H905 1,521 96,500 Sh Call Shared-defined -- 96,500 COLUMN TOTALS 113,728
FORM 13F Page 397 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MARVELL TECHNOLOGY GROUP LTD Cmn G5876H955 1,247 79,100 Sh Put Shared-defined -- 79,100 MASCO CORP COMMON STOCK Cmn 574599106 18,499 1,719,271 Sh Shared-defined -- 1,719,271 MASCO CORP COMMON STOCK Cmn 574599106 427 39,722 Sh Shared-defined 1 39,722 MASCO CORP COMMON STOCK Cmn 574599956 832 77,300 Sh Put Shared-defined 1 77,300 MASCO CORP COMMON STOCK Cmn 574599906 210 19,500 Sh Call Shared-defined 1 19,500 MASCO CORP COMMON STOCK Cmn 574599956 43 4,000 Sh Put Shared-defined -- 4,000 MASCO CORP COMMON STOCK Cmn 574599906 12 1,100 Sh Call Shared-defined -- 1,100 MASIMO CORPORATION Cmn 574795100 830 34,864 Sh Shared-defined -- 34,864 MASSEY ENERGY COMPANY Cmn 576206106 593 21,679 Sh Shared-defined -- 21,679 MASSEY ENERGY COMPANY Cmn 576206106 442 16,143 Sh Shared-defined 1 16,143 MASSEY ENERGY COMPANY Cmn 576206906 16,049 586,800 Sh Call Shared-defined -- 586,800 MASSEY ENERGY COMPANY Cmn 576206956 9,570 349,900 Sh Put Shared-defined 1 349,900 MASSEY ENERGY COMPANY Cmn 576206906 7,967 291,300 Sh Call Shared-defined 1 291,300 MASSEY ENERGY COMPANY Cmn 576206956 1,477 54,000 Sh Put Shared-defined -- 54,000 COLUMN TOTALS 58,198
FORM 13F Page 398 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MASTEC INC 4% CB 06/15/2014- REGISTERED Bond 576323AG4 16,173 17,956,000 Prn Shared-defined -- N/A MASTEC, INC. COMMON STOCK Cmn 576323909 133 14,200 Sh Call Shared-defined 1 14,200 MASTEC, INC. COMMON STOCK Cmn 576323959 70 7,400 Sh Put Shared-defined 1 7,400 MASTEC, INC. COMMON STOCK Cmn 576323109 199 21,127 Sh Shared-defined -- 21,127 MASTEC, INC. COMMON STOCK Cmn 576323109 23 2,475 Sh Shared-defined 1 2,475 MASTERCARD INC - -CLASS A Cmn 57636Q954 72,569 363,700 Sh Put Shared-defined 1 363,700 MASTERCARD INC - -CLASS A Cmn 57636Q904 54,033 270,800 Sh Call Shared-defined 1 270,800 MASTERCARD INC - -CLASS A Cmn 57636Q954 11,952 59,900 Sh Put Shared-defined -- 59,900 MASTERCARD INC - -CLASS A Cmn 57636Q904 2,434 12,200 Sh Call Shared-defined -- 12,200 MASTERCARD INC - -CLASS A Cmn 57636Q104 5,784 28,987 Sh Shared-defined 1 28,987 MASTERCARD INC - -CLASS A Cmn 57636Q104 5,428 27,204 Sh Shared-defined -- 27,204 MATRIXX INITIATIVES INC CMN STOCK Cmn 57685L905 24 5,200 Sh Call Shared-defined 1 5,200 MATRIXX INITIATIVES INC CMN STOCK Cmn 57685L955 9 1,900 Sh Put Shared-defined 1 1,900 MATRIXX INITIATIVES INC CMN STOCK Cmn 57685L105 27 5,830 Sh Shared-defined 1 5,830 COLUMN TOTALS 168,858
FORM 13F Page 399 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MATSUSHITA ELECTRIC INDUSTRIAL CO LTD Depository - - SPONS ADR Receipt 69832A205 265 21,111 Sh Shared-defined -- N/A MATSUSHITA ELECTRIC INDUSTRIAL CO LTD Depository - - SPONS ADR Receipt 69832A205 98 7,823 Sh Shared-defined 1 N/A MATTEL INC Cmn 577081102 6,079 287,302 Sh Shared-defined -- 287,302 MATTEL INC Cmn 577081902 6,405 302,700 Sh Call Shared-defined 1 302,700 MATTEL INC Cmn 577081952 1,881 88,900 Sh Put Shared-defined 1 88,900 MATTEL INC Cmn 577081902 863 40,800 Sh Call Shared-defined -- 40,800 MATTEL INC Cmn 577081952 80 3,800 Sh Put Shared-defined -- 3,800 MATTHEWS INTL CORP CMN STOCK Cmn 577128101 530 18,105 Sh Shared-defined -- 18,105 MATTSON TECHNOLOGY INC CMN STOCK Cmn 577223100 84 22,228 Sh Shared-defined -- 22,228 MATTSON TECHNOLOGY INC CMN STOCK Cmn 577223100 21 5,519 Sh Shared-defined 1 5,519 MAXIM INTEGRATED PRODUCTS CMN STK Cmn 57772K901 3,734 223,200 Sh Call Shared-defined 1 223,200 MAXIM INTEGRATED PRODUCTS CMN STK Cmn 57772K951 673 40,200 Sh Put Shared-defined 1 40,200 MAXIM INTEGRATED PRODUCTS CMN STK Cmn 57772K901 144 8,600 Sh Call Shared-defined -- 8,600 MAXIM INTEGRATED PRODUCTS CMN STK Cmn 57772K951 122 7,300 Sh Put Shared-defined -- 7,300 COLUMN TOTALS 20,979
FORM 13F Page 400 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MAXIM INTEGRATED PRODUCTS CMN STK Cmn 57772K101 520 31,070 Sh Shared-defined -- 31,070 MAXIMUS INC CMN STOCK Cmn 577933104 252 4,359 Sh Shared-defined -- 4,359 MAXIMUS INC CMN STOCK Cmn 577933104 6 100 Sh Shared-defined 1 100 MAXWELL TECHNOLOGIES INC CMN STK Cmn 577767106 121 10,626 Sh Shared-defined -- 10,626 MAXWELL TECHNOLOGIES INC CMN STK Cmn 577767106 38 3,353 Sh Shared-defined 1 3,353 MB FINANCIAL INC CMN STOCK Cmn 55264U108 251 13,635 Sh Shared-defined -- 13,635 MB FINANCIAL INC CMN STOCK Cmn 55264U108 20 1,065 Sh Shared-defined 1 1,065 MBIA INC CMN STK Cmn 55262C950 691 123,200 Sh Put Shared-defined 1 123,200 MBIA INC CMN STK Cmn 55262C900 617 109,900 Sh Call Shared-defined 1 109,900 MBIA INC CMN STK Cmn 55262C100 931 165,867 Sh Shared-defined 1 165,867 MBIA INC CMN STK Cmn 55262C100 372 66,264 Sh Shared-defined -- 66,264 MCAFEE INC CMN STK Cmn 579064906 811 26,400 Sh Call Shared-defined 1 26,400 MCAFEE INC CMN STK Cmn 579064956 636 20,700 Sh Put Shared-defined 1 20,700 MCAFEE INC CMN STK Cmn 579064106 1,501 48,871 Sh Shared-defined -- 48,871 COLUMN TOTALS 6,767
FORM 13F Page 401 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MCAFEE INC CMN STK Cmn 579064106 32 1,030 Sh Shared-defined 1 1,030 MCCLATCHY COMPANY - -CL A CMN STK Cmn 579489905 267 73,400 Sh Call Shared-defined 1 73,400 MCCLATCHY COMPANY - -CL A CMN STK Cmn 579489955 46 12,500 Sh Put Shared-defined 1 12,500 MCCLATCHY COMPANY - -CL A CMN STK Cmn 579489105 18 5,000 Sh Shared-defined -- 5,000 MCCORMICK & CO. COMMON STOCK Cmn 579780206 1,602 42,202 Sh Shared-defined -- 42,202 MCCORMICK & CO. COMMON STOCK Cmn 579780206 54 1,413 Sh Shared-defined 1 1,413 MCCORMICK & SCHMICK'S SEAFOOD RESTAURANTS, INC. CO Cmn 579793100 120 16,019 Sh Shared-defined -- 16,019 MCCORMICK & SCHMICK'S SEAFOOD RESTAURANTS, INC. CO Cmn 579793100 1 188 Sh Shared-defined 1 188 MCDERMOTT INC COMMON STOCK Cmn 580037109 605 27,925 Sh Shared-defined -- 27,925 MCDERMOTT INC COMMON STOCK Cmn 580037109 499 23,054 Sh Shared-defined 1 23,054 MCDERMOTT INC COMMON STOCK Cmn 580037909 4,533 209,300 Sh Call Shared-defined 1 209,300 MCDERMOTT INC COMMON STOCK Cmn 580037959 3,026 139,700 Sh Put Shared-defined 1 139,700 MCDERMOTT INC COMMON STOCK Cmn 580037959 897 41,400 Sh Put Shared-defined -- 41,400 MCDERMOTT INC COMMON STOCK Cmn 580037909 518 23,900 Sh Call Shared-defined -- 23,900 COLUMN TOTALS 12,218
FORM 13F Page 402 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MCDONALDS CORP Cmn 580135101 9,430 143,156 Sh Shared-defined -- 143,156 MCDONALDS CORP Cmn 580135101 3,832 58,172 Sh Shared-defined 1 58,172 MCDONALDS CORP Cmn 580135901 30,412 461,700 Sh Call Shared-defined 1 461,700 MCDONALDS CORP Cmn 580135951 20,584 312,500 Sh Put Shared-defined 1 312,500 MCDONALDS CORP Cmn 580135901 3,597 54,600 Sh Call Shared-defined -- 54,600 MCDONALDS CORP Cmn 580135951 2,365 35,900 Sh Put Shared-defined -- 35,900 MCG CAPITAL CORP CMN STOCK Cmn 58047P957 109 22,500 Sh Put Shared-defined 1 22,500 MCG CAPITAL CORP CMN STOCK Cmn 58047P907 5 1,000 Sh Call Shared-defined 1 1,000 MCG CAPITAL CORP CMN STOCK Cmn 58047P107 10 2,042 Sh Shared-defined 1 2,042 MCGRATH RENTCORP CMN STK Cmn 580589109 431 18,939 Sh Shared-defined -- 18,939 MCGRAW-HILL, INC. COMMON STOCK Cmn 580645909 2,074 73,700 Sh Call Shared-defined 1 73,700 MCGRAW-HILL, INC. COMMON STOCK Cmn 580645959 1,562 55,500 Sh Put Shared-defined 1 55,500 MCGRAW-HILL, INC. COMMON STOCK Cmn 580645109 1,353 48,071 Sh Shared-defined -- 48,071 MCKESSON CORP Cmn 58155Q103 79,854 1,189,007 Sh Shared-defined -- 1,189,007 COLUMN TOTALS 155,618
FORM 13F Page 403 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MCKESSON CORP Cmn 58155Q103 2,308 34,363 Sh Shared-defined 1 34,363 MCKESSON CORP Cmn 58155Q903 9,423 140,300 Sh Call Shared-defined 1 140,300 MCKESSON CORP Cmn 58155Q953 8,026 119,500 Sh Put Shared-defined 1 119,500 MCKESSON CORP Cmn 58155Q903 3,264 48,600 Sh Call Shared-defined -- 48,600 MCKESSON CORP Cmn 58155Q953 255 3,800 Sh Put Shared-defined -- 3,800 MCMORAN EXPLORATION CO CMN STOCK Cmn 582411904 3,570 321,300 Sh Call Shared-defined 1 321,300 MCMORAN EXPLORATION CO CMN STOCK Cmn 582411954 2,140 192,600 Sh Put Shared-defined 1 192,600 MCMORAN EXPLORATION CO CMN STOCK Cmn 582411954 351 31,600 Sh Put Shared-defined -- 31,600 MCMORAN EXPLORATION CO CMN STOCK Cmn 582411904 296 26,600 Sh Call Shared-defined -- 26,600 MCMORAN EXPLORATION CO 6.75% MAND PREF 11/15/2010 Bond 582411500 5 60 Prn Shared-defined 1 N/A MCMORAN EXPLORATION CO CMN STOCK Cmn 582411104 968 87,124 Sh Shared-defined 1 87,124 MCMORAN EXPLORATION CO CMN STOCK Cmn 582411104 337 30,357 Sh Shared-defined -- 30,357 MDC HOLDINGS INC CMN STK Cmn 552676108 822 30,511 Sh Shared-defined -- 30,511 MDC HOLDINGS INC CMN STK Cmn 552676108 310 11,489 Sh Shared-defined 1 11,489 COLUMN TOTALS 32,075
FORM 13F Page 404 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MDC HOLDINGS INC CMN STK Cmn 552676958 2,563 95,100 Sh Put Shared-defined 1 95,100 MDC HOLDINGS INC CMN STK Cmn 552676908 1,081 40,100 Sh Call Shared-defined 1 40,100 MDC HOLDINGS INC CMN STK Cmn 552676958 73 2,700 Sh Put Shared-defined -- 2,700 MDRNA INC Cmn 55276N100 24 27,155 Sh Shared-defined 1 27,155 MDRNA INC Cmn 55276N100 - 100 Sh Shared-defined -- 100 MDRNA INC Cmn 55276N950 2 2,600 Sh Put Shared-defined 1 2,600 MDRNA INC Cmn 55276N900 - 100 Sh Call Shared-defined 1 100 MDU RESOURCES GROUP INC CMN STK Cmn 552690109 428 23,757 Sh Shared-defined -- 23,757 MEAD JOHNSON NUTRITION CO Cmn 582839106 5,847 116,662 Sh Shared-defined 1 116,662 MEAD JOHNSON NUTRITION CO Cmn 582839106 787 15,708 Sh Shared-defined -- 15,708 MEAD JOHNSON NUTRITION CO Cmn 582839956 8,109 161,800 Sh Put Shared-defined 1 161,800 MEAD JOHNSON NUTRITION CO Cmn 582839906 3,483 69,500 Sh Call Shared-defined 1 69,500 MEADOWBROOK INS GROUP INC CMN STOCK Cmn 58319P108 223 25,882 Sh Shared-defined -- 25,882 MEADWESTVACO CORP COMMON STK Cmn 583334107 1,830 82,415 Sh Shared-defined -- 82,415 COLUMN TOTALS 24,450
FORM 13F Page 405 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MEADWESTVACO CORP COMMON STK Cmn 583334107 110 4,951 Sh Shared-defined 1 4,951 MEADWESTVACO CORP COMMON STK Cmn 583334907 22 1,000 Sh Call Shared-defined 1 1,000 MEDALLION FINL CORP CMN STOCK Cmn 583928956 170 25,700 Sh Put Shared-defined 1 25,700 MEDALLION FINL CORP CMN STOCK Cmn 583928906 15 2,300 Sh Call Shared-defined 1 2,300 MEDALLION FINL CORP CMN STOCK Cmn 583928106 133 20,111 Sh Shared-defined 1 20,111 MEDALLION FINL CORP CMN STOCK Cmn 583928106 3 424 Sh Shared-defined -- 424 MEDASSETS INC Cmn 584045108 120 5,212 Sh Shared-defined -- 5,212 MEDASSETS INC Cmn 584045108 77 3,321 Sh Shared-defined 1 3,321 MEDASSETS INC Cmn 584045908 238 10,300 Sh Call Shared-defined 1 10,300 MEDASSETS INC Cmn 584045958 127 5,500 Sh Put Shared-defined 1 5,500 MEDCO HEALTH SOLUTIONS INC CMN STK Cmn 58405U902 7,105 129,000 Sh Call Shared-defined 1 129,000 MEDCO HEALTH SOLUTIONS INC CMN STK Cmn 58405U952 5,822 105,700 Sh Put Shared-defined 1 105,700 MEDCO HEALTH SOLUTIONS INC CMN STK Cmn 58405U902 5,029 91,300 Sh Call Shared-defined -- 91,300 MEDCO HEALTH SOLUTIONS INC CMN STK Cmn 58405U952 1,691 30,700 Sh Put Shared-defined -- 30,700 COLUMN TOTALS 20,662
FORM 13F Page 406 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MEDCO HEALTH SOLUTIONS INC CMN STK Cmn 58405U102 40,130 728,568 Sh Shared-defined -- 728,568 MEDCO HEALTH SOLUTIONS INC CMN STK Cmn 58405U102 483 8,770 Sh Shared-defined 1 8,770 MEDIA GENERAL - CLASS A COMMON STOCK Cmn 584404107 165 16,911 Sh Shared-defined -- 16,911 MEDICAL ACTION IND INC CMN STK Cmn 58449L100 122 10,206 Sh Shared-defined -- 10,206 MEDICAL PROPERTIES TRUST INC COMMON STOCK Cmn 58463J304 142 15,059 Sh Shared-defined -- 15,059 MEDICAL PROPERTIES TRUST INC COMMON STOCK Cmn 58463J304 47 4,941 Sh Shared-defined 1 4,941 MEDICINES COMPANY Cmn 584688105 492 64,634 Sh Shared-defined 1 64,634 MEDICINES COMPANY Cmn 584688105 4 475 Sh Shared-defined -- 475 MEDICINES COMPANY Cmn 584688955 418 54,900 Sh Put Shared-defined 1 54,900 MEDICINES COMPANY Cmn 584688905 287 37,700 Sh Call Shared-defined 1 37,700 MEDICIS PHARMACEUTICAL-CL 'A' COMMON STOCK Cmn 584690909 606 27,700 Sh Call Shared-defined 1 27,700 MEDICIS PHARMACEUTICAL-CL 'A' COMMON STOCK Cmn 584690959 567 25,900 Sh Put Shared-defined 1 25,900 MEDICIS PHARMACEUTICAL-CL 'A' COMMON STOCK Cmn 584690959 70 3,200 Sh Put Shared-defined -- 3,200 MEDICIS PHARMACEUTICAL-CL 'A' COMMON STOCK Cmn 584690309 460 21,034 Sh Shared-defined -- 21,034 COLUMN TOTALS 43,993
FORM 13F Page 407 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MEDICIS PHARMACEUTICAL-CL 'A' COMMON STOCK Cmn 584690309 370 16,900 Sh Shared-defined 1 16,900 MEDIDATA SOLUTIONS INC Cmn 58471A105 5,836 376,758 Sh Shared-defined -- 376,758 MEDIFAST INC CMN STOCK Cmn 58470H901 2,288 88,300 Sh Call Shared-defined 1 88,300 MEDIFAST INC CMN STOCK Cmn 58470H951 2,171 83,800 Sh Put Shared-defined 1 83,800 MEDIFAST INC CMN STOCK Cmn 58470H101 172 6,643 Sh Shared-defined -- 6,643 MEDIFAST INC CMN STOCK Cmn 58470H101 13 500 Sh Shared-defined 1 500 MEDIVATION INC Cmn 58501N101 14 1,549 Sh Shared-defined -- 1,549 MEDIVATION INC Cmn 58501N901 1,206 136,400 Sh Call Shared-defined 1 136,400 MEDIVATION INC Cmn 58501N951 360 40,700 Sh Put Shared-defined 1 40,700 MEDNAX INC Cmn 58502B106 25,243 453,933 Sh Shared-defined -- 453,933 MEDNAX INC Cmn 58502B106 14 253 Sh Shared-defined 1 253 MEDTRONIC INC Cmn 585055106 19,664 542,169 Sh Shared-defined -- 542,169 MEDTRONIC INC Cmn 585055106 2,106 58,061 Sh Shared-defined 1 58,061 MEDTRONIC INC Cmn 585055956 12,869 354,800 Sh Put Shared-defined 1 354,800 COLUMN TOTALS 72,326
FORM 13F Page 408 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MEDTRONIC INC Cmn 585055906 10,565 291,300 Sh Call Shared-defined 1 291,300 MEDTRONIC INC Cmn 585055906 1,944 53,600 Sh Call Shared-defined -- 53,600 MEDTRONIC INC Cmn 585055956 664 18,300 Sh Put Shared-defined -- 18,300 MELA SCIENCES INC Cmn 55277R100 51 6,908 Sh Shared-defined 1 6,908 MELA SCIENCES INC Cmn 55277R100 17 2,300 Sh Shared-defined -- 2,300 MELA SCIENCES INC Cmn 55277R900 742 99,700 Sh Call Shared-defined 1 99,700 MELA SCIENCES INC Cmn 55277R950 159 21,400 Sh Put Shared-defined 1 21,400 MELLANOX TECHNOLOGIES LTD Cmn M51363113 2,819 128,717 Sh Shared-defined -- 128,717 MELLANOX TECHNOLOGIES LTD Cmn M51363113 7 334 Sh Shared-defined 1 334 MELLANOX TECHNOLOGIES LTD Cmn M51363903 580 26,500 Sh Call Shared-defined 1 26,500 MELLANOX TECHNOLOGIES LTD Cmn M51363953 195 8,900 Sh Put Shared-defined 1 8,900 MEMC ELECTRONIC MATERIALS COMMON STOCK Cmn 552715904 3,671 371,600 Sh Call Shared-defined 1 371,600 MEMC ELECTRONIC MATERIALS COMMON STOCK Cmn 552715954 3,036 307,300 Sh Put Shared-defined 1 307,300 MEMC ELECTRONIC MATERIALS COMMON STOCK Cmn 552715954 483 48,900 Sh Put Shared-defined -- 48,900 COLUMN TOTALS 24,933
FORM 13F Page 409 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MEMC ELECTRONIC MATERIALS COMMON STOCK Cmn 552715904 298 30,200 Sh Call Shared-defined -- 30,200 MEMC ELECTRONIC MATERIALS COMMON STOCK Cmn 552715104 2,784 281,794 Sh Shared-defined -- 281,794 MEMC ELECTRONIC MATERIALS COMMON STOCK Cmn 552715104 773 78,246 Sh Shared-defined 1 78,246 MEMSIC INC Cmn 586264103 39 17,054 Sh Shared-defined -- 17,054 MEMSIC INC Cmn 586264103 -- 6 Sh Shared-defined 1 6 MENS WEARHOUSE INC CMN STK Cmn 587118900 1,065 58,000 Sh Call Shared-defined 1 58,000 MENS WEARHOUSE INC CMN STK Cmn 587118950 646 35,200 Sh Put Shared-defined 1 35,200 MENS WEARHOUSE INC CMN STK Cmn 587118100 1,401 76,323 Sh Shared-defined -- 76,323 MENS WEARHOUSE INC CMN STK Cmn 587118100 290 15,803 Sh Shared-defined 1 15,803 MERCADOLIBRE INC Cmn 58733R102 371 7,066 Sh Shared-defined -- 7,066 MERCADOLIBRE INC Cmn 58733R902 5,838 111,100 Sh Call Shared-defined 1 111,100 MERCADOLIBRE INC Cmn 58733R952 2,696 51,300 Sh Put Shared-defined 1 51,300 MERCADOLIBRE INC Cmn 58733R902 1,072 20,400 Sh Call Shared-defined -- 20,400 MERCADOLIBRE INC Cmn 58733R952 704 13,400 Sh Put Shared-defined -- 13,400 COLUMN TOTALS 17,977
FORM 13F Page 410 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MERCER INTL INC -SBI CMN STK Cmn 588056101 78 19,665 Sh Shared-defined -- 19,665 MERCER INTL INC -SBI CMN STK Cmn 588056101 1 149 Sh Shared-defined 1 149 MERCK & CO Cmn 58933Y105 1,675 47,910 Sh Shared-defined 1 47,910 MERCK & CO Cmn 58933Y105 28 800 Sh Shared-defined -- 800 MERCK & CO Cmn 58933Y905 46,650 1,334,000 Sh Call Shared-defined 1 1,334,000 MERCK & CO Cmn 58933Y955 24,101 689,200 Sh Put Shared-defined 1 689,200 MERCK & CO Cmn 58933Y905 6,721 192,200 Sh Call Shared-defined -- 192,200 MERCK & CO Cmn 58933Y955 2,930 83,800 Sh Put Shared-defined -- 83,800 MERCURY COMPUTER SYSTEMS INC Cmn 589378108 216 18,385 Sh Shared-defined -- 18,385 MERCURY COMPUTER SYSTEMS INC Cmn 589378108 3 244 Sh Shared-defined 1 244 MERCURY GENERAL CORP CMN STK Cmn 589400900 912 22,000 Sh Call Shared-defined 1 22,000 MERCURY GENERAL CORP CMN STK Cmn 589400950 307 7,400 Sh Put Shared-defined 1 7,400 MERCURY GENERAL CORP CMN STK Cmn 589400100 388 9,368 Sh Shared-defined -- 9,368 MERCURY GENERAL CORP CMN STK Cmn 589400100 18 441 Sh Shared-defined 1 441 COLUMN TOTALS 84,028
FORM 13F Page 411 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MEREDITH CORP Cmn 589433101 1,181 37,935 Sh Shared-defined -- 37,935 MEREDITH CORP Cmn 589433101 31 991 Sh Shared-defined 1 991 MERIDIAN BIOSCIENCE INC CMN STK Cmn 589584901 303 17,800 Sh Call Shared-defined 1 17,800 MERIDIAN BIOSCIENCE INC CMN STK Cmn 589584951 128 7,500 Sh Put Shared-defined 1 7,500 MERIDIAN BIOSCIENCE INC CMN STK Cmn 589584101 77 4,534 Sh Shared-defined -- 4,534 MERIT MEDICAL SYSTEMS INC CMN STK Cmn 589889954 289 18,000 Sh Put Shared-defined 1 18,000 MERIT MEDICAL SYSTEMS INC CMN STK Cmn 589889904 214 13,300 Sh Call Shared-defined 1 13,300 MERIT MEDICAL SYSTEMS INC CMN STK Cmn 589889104 4 280 Sh Shared-defined -- 280 MERITAGE HOMES CORPORATION CMN STK Cmn 59001A952 825 50,700 Sh Put Shared-defined 1 50,700 MERITAGE HOMES CORPORATION CMN STK Cmn 59001A902 311 19,100 Sh Call Shared-defined 1 19,100 MERITAGE HOMES CORPORATION CMN STK Cmn 59001A902 143 8,800 Sh Call Shared-defined -- 8,800 MERITAGE HOMES CORPORATION CMN STK Cmn 59001A952 7 400 Sh Put Shared-defined -- 400 MERITAGE HOMES CORPORATION CMN STK Cmn 59001A102 81 4,998 Sh Shared-defined 1 4,998 MERITAGE HOMES CORPORATION CMN STK Cmn 59001A102 25 1,535 Sh Shared-defined -- 1,535 COLUMN TOTALS 3,619
FORM 13F Page 412 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- METABOLIX INC COMMON STOCK Cmn 591018809 117 8,173 Sh Shared-defined -- 8,173 METABOLIX INC COMMON STOCK Cmn 591018809 46 3,194 Sh Shared-defined 1 3,194 METALICO INC COMMON STOCK Cmn 591176952 85 21,300 Sh Put Shared-defined 1 21,300 METALICO INC COMMON STOCK Cmn 591176902 2 400 Sh Call Shared-defined 1 400 METALICO INC COMMON STOCK Cmn 591176102 71 17,753 Sh Shared-defined 1 17,753 METALICO INC COMMON STOCK Cmn 591176102 15 3,752 Sh Shared-defined -- 3,752 METALS USA HOLDINGS CORP Cmn 59132A104 1,272 85,056 Sh Shared-defined -- 85,056 METALS USA HOLDINGS CORP Cmn 59132A104 2 151 Sh Shared-defined 1 151 METALS USA HOLDINGS CORP Cmn 59132A904 111 7,400 Sh Call Shared-defined 1 7,400 METALS USA HOLDINGS CORP Cmn 59132A954 102 6,800 Sh Put Shared-defined 1 6,800 METHANEX CORP Cmn 59151K108 24 1,200 Sh Shared-defined -- 1,200 METHANEX CORP Cmn 59151K908 364 18,500 Sh Call Shared-defined 1 18,500 METHANEX CORP Cmn 59151K958 87 4,400 Sh Put Shared-defined 1 4,400 METLIFE INC CMN STK Cmn 59156R958 18,937 501,500 Sh Put Shared-defined 1 501,500 COLUMN TOTALS 21,235
FORM 13F Page 413 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- METLIFE INC CMN STK Cmn 59156R908 18,861 499,500 Sh Call Shared-defined 1 499,500 METLIFE INC CMN STK Cmn 59156R908 1,684 44,600 Sh Call Shared-defined -- 44,600 METLIFE INC CMN STK Cmn 59156R958 993 26,300 Sh Put Shared-defined -- 26,300 METLIFE INC CMN STK Cmn 59156R108 26,971 714,266 Sh Shared-defined -- 714,266 METLIFE INC CMN STK Cmn 59156R108 1,863 49,327 Sh Shared-defined 1 49,327 METROPCS COMMUNICATIONS INC Cmn 591708102 179 21,862 Sh Shared-defined 1 21,862 METROPCS COMMUNICATIONS INC Cmn 591708102 57 6,900 Sh Shared-defined -- 6,900 METROPCS COMMUNICATIONS INC Cmn 591708902 2,191 267,500 Sh Call Shared-defined 1 267,500 METROPCS COMMUNICATIONS INC Cmn 591708952 479 58,500 Sh Put Shared-defined 1 58,500 METROPCS COMMUNICATIONS INC Cmn 591708902 477 58,200 Sh Call Shared-defined -- 58,200 METROPCS COMMUNICATIONS INC Cmn 591708952 183 22,300 Sh Put Shared-defined -- 22,300 METTLER TOLEDO INTL INC CMN STOCK Cmn 592688105 397 3,560 Sh Shared-defined -- 3,560 METTLER TOLEDO INTL INC CMN STOCK Cmn 592688105 74 659 Sh Shared-defined 1 659 MF GLOBAL HOLDINGS LTD Cmn 55277J108 1,888 330,589 Sh Shared-defined -- 330,589 COLUMN TOTALS 56,297
FORM 13F Page 414 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MF GLOBAL HOLDINGS LTD Cmn 55277J108 439 76,922 Sh Shared-defined 1 76,922 MF GLOBAL HOLDINGS LTD Cmn 55277J958 418 73,200 Sh Put Shared-defined 1 73,200 MF GLOBAL HOLDINGS LTD Cmn 55277J908 56 9,800 Sh Call Shared-defined 1 9,800 MFA FINANCIAL INC Cmn 55272X102 585 79,078 Sh Shared-defined -- 79,078 MFA FINANCIAL INC Cmn 55272X102 190 25,643 Sh Shared-defined 1 25,643 MFA FINANCIAL INC Cmn 55272X952 246 33,300 Sh Put Shared-defined 1 33,300 MFA FINANCIAL INC Cmn 55272X902 37 5,000 Sh Call Shared-defined 1 5,000 MGE ENERGY INC CMN STK Cmn 55277P104 255 7,084 Sh Shared-defined -- 7,084 MGIC INV CORP CMN STOCK Cmn 552848103 53 7,718 Sh Shared-defined 1 7,718 MGIC INV CORP CMN STOCK Cmn 552848103 30 4,301 Sh Shared-defined -- 4,301 MGIC INVESTMENT CORP 5% CB 05/01/2017-REGISTERED Bond 552848AD5 6,293 7,000,000 Prn Shared-defined -- N/A MGIC INV CORP CMN STOCK Cmn 552848903 1,889 274,200 Sh Call Shared-defined 1 274,200 MGIC INV CORP CMN STOCK Cmn 552848953 625 90,700 Sh Put Shared-defined 1 90,700 MGM RESORTS INTERNATIONAL Cmn 552953101 2,093 217,067 Sh Shared-defined 1 217,067 COLUMN TOTALS 13,209
FORM 13F Page 415 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MGM RESORTS INTERNATIONAL Cmn 552953101 344 35,646 Sh Shared-defined -- 35,646 MGM RESORTS INTERNATIONAL Cmn 552953901 7,727 801,600 Sh Call Shared-defined 1 801,600 MGM RESORTS INTERNATIONAL Cmn 552953951 7,672 795,800 Sh Put Shared-defined 1 795,800 MGM RESORTS INTERNATIONAL Cmn 552953951 902 93,600 Sh Put Shared-defined -- 93,600 MGM RESORTS INTERNATIONAL Cmn 552953901 269 27,900 Sh Call Shared-defined -- 27,900 MGP INGREDIENTS INC CMN STK Cmn 55302G953 149 22,500 Sh Put Shared-defined 1 22,500 MGP INGREDIENTS INC CMN STK Cmn 55302G903 74 11,200 Sh Call Shared-defined 1 11,200 MGP INGREDIENTS INC CMN STK Cmn 55302G103 41 6,134 Sh Shared-defined 1 6,134 MGP INGREDIENTS INC CMN STK Cmn 55302G103 10 1,499 Sh Shared-defined -- 1,499 MICREL INC CMN STOCK Cmn 594793951 266 26,100 Sh Put Shared-defined 1 26,100 MICREL INC CMN STOCK Cmn 594793101 124 12,223 Sh Shared-defined 1 12,223 MICROCHIP TECHNOLOGY 2.125% CB 12/15/37 - - REGISTER Bond 595017AB0 105,456 108,149,000 Prn Shared-defined -- N/A MICROCHIP TECHNOLOGY INC CMN STK Cmn 595017904 3,259 117,500 Sh Call Shared-defined 1 117,500 MICROCHIP TECHNOLOGY INC CMN STK Cmn 595017954 1,592 57,400 Sh Put Shared-defined 1 57,400 COLUMN TOTALS 127,885
FORM 13F Page 416 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MICROCHIP TECHNOLOGY INC CMN STK Cmn 595017904 546 19,700 Sh Call Shared-defined -- 19,700 MICROCHIP TECHNOLOGY INC CMN STK Cmn 595017954 139 5,000 Sh Put Shared-defined -- 5,000 MICROCHIP TECHNOLOGY INC CMN STK Cmn 595017104 1,319 47,533 Sh Shared-defined -- 47,533 MICROCHIP TECHNOLOGY INC CMN STK Cmn 595017104 161 5,794 Sh Shared-defined 1 5,794 MICROMET, INC COMMON STOCK Cmn 59509C955 250 40,100 Sh Put Shared-defined 1 40,100 MICROMET, INC COMMON STOCK Cmn 59509C905 82 13,200 Sh Call Shared-defined 1 13,200 MICROMET, INC COMMON STOCK Cmn 59509C105 2,942 471,429 Sh Shared-defined -- 471,429 MICROMET, INC COMMON STOCK Cmn 59509C105 205 32,831 Sh Shared-defined 1 32,831 MICRON TECHNOLOGY INC Cmn 595112103 2,698 317,802 Sh Shared-defined -- 317,802 MICRON TECHNOLOGY INC Cmn 595112103 2,304 271,407 Sh Shared-defined 1 271,407 MICRON TECHNOLOGY INC Cmn 595112903 16,793 1,978,000 Sh Call Shared-defined 1 1,978,000 MICRON TECHNOLOGY INC Cmn 595112953 12,006 1,414,100 Sh Put Shared-defined 1 1,414,100 MICRON TECHNOLOGY INC Cmn 595112953 2,444 287,900 Sh Put Shared-defined -- 287,900 MICRON TECHNOLOGY INC Cmn 595112903 1,249 147,100 Sh Call Shared-defined -- 147,100 COLUMN TOTALS 43,138
FORM 13F Page 417 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MICROS SYSTEMS INC CMN STK Cmn 594901900 335 10,500 Sh Call Shared-defined 1 10,500 MICROS SYSTEMS INC CMN STK Cmn 594901950 226 7,100 Sh Put Shared-defined 1 7,100 MICROS SYSTEMS INC CMN STK Cmn 594901100 250 7,858 Sh Shared-defined -- 7,858 MICROS SYSTEMS INC CMN STK Cmn 594901100 24 758 Sh Shared-defined 1 758 MICROSEMI CORPORATION COMMON STOCK Cmn 595137900 749 51,200 Sh Call Shared-defined 1 51,200 MICROSEMI CORPORATION COMMON STOCK Cmn 595137950 496 33,900 Sh Put Shared-defined 1 33,900 MICROSEMI CORPORATION COMMON STOCK Cmn 595137100 398 27,184 Sh Shared-defined -- 27,184 MICROSEMI CORPORATION COMMON STOCK Cmn 595137100 43 2,939 Sh Shared-defined 1 2,939 MICROSOFT Cmn 594918104 48,977 2,128,502 Sh Shared-defined 1 2,128,502 MICROSOFT Cmn 594918104 45,607 1,982,067 Sh Shared-defined -- 1,982,067 MICROSOFT Cmn 594918954 82,401 3,581,100 Sh Put Shared-defined 1 3,581,100 MICROSOFT Cmn 594918904 53,215 2,312,700 Sh Call Shared-defined 1 2,312,700 MICROSOFT Cmn 594918954 20,704 899,800 Sh Put Shared-defined -- 899,800 MICROSOFT Cmn 594918904 122 5,300 Sh Call Shared-defined -- 5,300 COLUMN TOTALS 253,547
FORM 13F Page 418 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MICROSTRATEGY INC CMN STK Cmn 594972908 46,361 617,400 Sh Call Shared-defined -- 617,400 MICROSTRATEGY INC CMN STK Cmn 594972908 5,151 68,600 Sh Call Shared-defined 1 68,600 MICROSTRATEGY INC CMN STK Cmn 594972958 2,343 31,200 Sh Put Shared-defined 1 31,200 MICROSTRATEGY INC CMN STK Cmn 594972958 796 10,600 Sh Put Shared-defined -- 10,600 MICROSTRATEGY INC CMN STK Cmn 594972408 1,946 25,919 Sh Shared-defined -- 25,919 MICROVISION INC CMN STOCK Cmn 594960106 50 16,850 Sh Shared-defined -- 16,850 MICROVISION INC CMN STOCK Cmn 594960106 2 711 Sh Shared-defined 1 711 MICRUS ENDOVASCULAR CORP COMMON STOCK Cmn 59518V102 279 13,428 Sh Shared-defined -- 13,428 MICRUS ENDOVASCULAR CORP COMMON STOCK Cmn 59518V102 12 595 Sh Shared-defined 1 595 MID-AMERICA APT CMNTYS INC CMN STK Cmn 59522J953 3,016 58,600 Sh Put Shared-defined 1 58,600 MID-AMERICA APT CMNTYS INC CMN STK Cmn 59522J903 2,692 52,300 Sh Call Shared-defined 1 52,300 MID-AMERICA APT CMNTYS INC CMN STK Cmn 59522J103 1,290 25,054 Sh Shared-defined -- 25,054 MID-AMERICA APT CMNTYS INC CMN STK Cmn 59522J103 35 675 Sh Shared-defined 1 675 MIDAS INC CMN STOCK Cmn 595626102 126 16,449 Sh Shared-defined -- 16,449 COLUMN TOTALS 64,099
FORM 13F Page 419 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MIDAS INC CMN STOCK Cmn 595626102 2 262 Sh Shared-defined 1 262 MIDDLEBY CORP Cmn 596278951 5,585 105,000 Sh Put Shared-defined 1 105,000 MIDDLEBY CORP Cmn 596278901 2,303 43,300 Sh Call Shared-defined 1 43,300 MILLER (HERMAN) INC CMN STK Cmn 600544100 353 18,686 Sh Shared-defined -- 18,686 MILLER (HERMAN) INC CMN STK Cmn 600544100 46 2,463 Sh Shared-defined 1 2,463 MILLICOM INTERNATIONAL CELLULAR SA CMN STK Cmn L6388F950 29,437 363,100 Sh Put Shared-defined 1 363,100 MILLICOM INTERNATIONAL CELLULAR SA CMN STK Cmn L6388F900 18,281 225,500 Sh Call Shared-defined 1 225,500 MILLICOM INTERNATIONAL CELLULAR SA CMN STK Cmn L6388F950 430 5,300 Sh Put Shared-defined -- 5,300 MILLICOM INTERNATIONAL CELLULAR SA CMN STK Cmn L6388F900 316 3,900 Sh Call Shared-defined -- 3,900 MILLICOM INTERNATIONAL CELLULAR SA CMN STK Cmn L6388F110 10,693 131,899 Sh Shared-defined -- 131,899 MILLICOM INTERNATIONAL CELLULAR SA CMN STK Cmn L6388F110 121 1,496 Sh Shared-defined 1 1,496 MILLIPORE CORP Cmn 601073109 623 5,844 Sh Shared-defined -- 5,844 MILLIPORE CORP Cmn 601073909 3,935 36,900 Sh Call Shared-defined 1 36,900 MILLIPORE CORP Cmn 601073959 1,376 12,900 Sh Put Shared-defined 1 12,900 COLUMN TOTALS 73,501
FORM 13F Page 420 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MINDRAY MEDICAL INTL Depository LTD-ADR Receipt 602675100 1,150 36,585 Sh Shared-defined 1 N/A MINDRAY MEDICAL INTL Depository LTD-ADR Receipt 602675100 92 2,931 Sh Shared-defined -- N/A MINE SAFETY APPLIANCES CO CMN STK Cmn 602720904 845 34,100 Sh Call Shared-defined 1 34,100 MINE SAFETY APPLIANCES CO CMN STK Cmn 602720954 672 27,100 Sh Put Shared-defined 1 27,100 MINE SAFETY APPLIANCES CO CMN STK Cmn 602720104 641 25,854 Sh Shared-defined -- 25,854 MINE SAFETY APPLIANCES CO CMN STK Cmn 602720104 7 264 Sh Shared-defined 1 264 MINEFINDERS LT 4.5% CB 12/15/2011 - -REGISTERED Bond 602900AB8 2,906 2,859,000 Prn Shared-defined -- N/A MINEFINDERS LTD COMMON STOCK Cmn 602900902 390 43,800 Sh Call Shared-defined 1 43,800 MINEFINDERS LTD COMMON STOCK Cmn 602900952 290 32,600 Sh Put Shared-defined 1 32,600 MINEFINDERS LTD COMMON STOCK Cmn 602900102 336 37,727 Sh Shared-defined -- 37,727 MINEFINDERS LTD COMMON STOCK Cmn 602900102 195 21,935 Sh Shared-defined 1 21,935 MINERALS TECHNOLOGIES INC CMN STK Cmn 603158106 868 18,257 Sh Shared-defined -- 18,257 MINERALS TECHNOLOGIES INC CMN STK Cmn 603158106 3 66 Sh Shared-defined 1 66 MIPS TECHNOLOGIES INC CMN STOCK -CL A Cmn 604567107 99 19,400 Sh Shared-defined -- 19,400 COLUMN TOTALS 8,494
FORM 13F Page 421 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MIRANT CORP Cmn 60467R100 856 81,056 Sh Shared-defined -- 81,056 MIRANT CORP Cmn 60467R100 41 3,847 Sh Shared-defined 1 3,847 MIRANT CORP Cmn 60467R900 5,280 500,000 Sh Call Shared-defined -- 500,000 MIRANT CORP Cmn 60467R950 5,280 500,000 Sh Put Shared-defined -- 500,000 MIRANT CORP Cmn 60467R950 665 63,000 Sh Put Shared-defined 1 63,000 MIRANT CORP Cmn 60467R900 518 49,100 Sh Call Shared-defined 1 49,100 MIRANT CORP-W/I-CW11 Wt 60467R126 -- 404 Shared-defined 1 N/A MIRANT EQUITY WARRANT SERIES A Wt 60467R118 2 30,004 Shared-defined 1 N/A MITEL NETWORKS CORP Cmn 60671Q104 16,710 1,862,840 Sh Shared-defined -- 1,862,840 MITEL NETWORKS CORP Cmn 60671Q104 9 1,003 Sh Shared-defined 1 1,003 MITSUBISHI TOKYO FINANCIAL GROUP Depository INC - ADR 1:1 Receipt 606822104 82 17,917 Sh Shared-defined 1 N/A MITSUBISHI TOKYO FINANCIAL GROUP Depository INC - ADR 1:1 Receipt 606822104 6 1,310 Sh Shared-defined -- N/A MIZUHO FINANCIAL Depository GROUP-ADR Receipt 60687Y109 33 10,260 Sh Shared-defined 1 N/A MKS INSTRUMENTS INC CMN STOCK Cmn 55306N104 291 15,568 Sh Shared-defined -- 15,568 COLUMN TOTALS 29,773
FORM 13F Page 422 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MOBILE MINI COMMON STOCK Cmn 60740F105 464 28,520 Sh Shared-defined -- 28,520 MOBILE MINI COMMON STOCK Cmn 60740F105 20 1,212 Sh Shared-defined 1 1,212 MODINE MFG CO CMN STK Cmn 607828100 431 56,076 Sh Shared-defined -- 56,076 MODUSLINK GLOBAL SOLUTIONS INC Cmn 60786L107 122 20,278 Sh Shared-defined -- 20,278 MODUSLINK GLOBAL SOLUTIONS INC Cmn 60786L107 12 1,945 Sh Shared-defined 1 1,945 MOHAWK INDUSTRIES INC CMN STK Cmn 608190904 2,810 61,400 Sh Call Shared-defined 1 61,400 MOHAWK INDUSTRIES INC CMN STK Cmn 608190954 1,872 40,900 Sh Put Shared-defined 1 40,900 MOHAWK INDUSTRIES INC CMN STK Cmn 608190904 1,162 25,400 Sh Call Shared-defined -- 25,400 MOHAWK INDUSTRIES INC CMN STK Cmn 608190954 110 2,400 Sh Put Shared-defined -- 2,400 MOHAWK INDUSTRIES INC CMN STK Cmn 608190104 6,129 133,948 Sh Shared-defined -- 133,948 MOLEX INC CMN STK Cmn 608554951 1,000 54,800 Sh Put Shared-defined 1 54,800 MOLEX INC CMN STK Cmn 608554901 275 15,100 Sh Call Shared-defined 1 15,100 MOLEX INC CMN STK Cmn 608554101 1,093 59,899 Sh Shared-defined -- 59,899 MOLEX INC CMN STK Cmn 608554101 578 31,709 Sh Shared-defined 1 31,709 COLUMN TOTALS 16,078
FORM 13F Page 423 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MOLINA HEALTHCARE INC COMMON STOCK Cmn 60855R950 271 9,400 Sh Put Shared-defined 1 9,400 MOLINA HEALTHCARE INC COMMON STOCK Cmn 60855R900 216 7,500 Sh Call Shared-defined 1 7,500 MOLINA HEALTHCARE INC 3.75% CB 10/1/2014 - - REGISTE Bond 60855RAA8 38,046 40,500,000 Prn Shared-defined -- N/A MOLINA HEALTHCARE INC COMMON STOCK Cmn 60855R100 6 200 Sh Shared-defined -- 200 MOLINA HEALTHCARE INC COMMON STOCK Cmn 60855R100 4 139 Sh Shared-defined 1 139 MOLSON COORS BREWING COMPANY COMMON STOCK CLASS B Cmn 60871R959 1,944 45,900 Sh Put Shared-defined 1 45,900 MOLSON COORS BREWING COMPANY COMMON STOCK CLASS B Cmn 60871R909 1,131 26,700 Sh Call Shared-defined 1 26,700 MOLSON COORS BREWING COMPANY COMMON STOCK CLASS B Cmn 60871R959 530 12,500 Sh Put Shared-defined -- 12,500 MOLSON COORS BREWING COMPANY COMMON STOCK CLASS B Cmn 60871R909 402 9,500 Sh Call Shared-defined -- 9,500 MOLSON COORS BREWING COMPANY COMMON STOCK CLASS B Cmn 60871R209 1,351 31,890 Sh Shared-defined -- 31,890 MOLSON COORS BREWING COMPANY COMMON STOCK CLASS B Cmn 60871R209 398 9,394 Sh Shared-defined 1 9,394 MOMENTA PHARMACEUTICALS INC. Cmn 60877T900 1,433 116,900 Sh Call Shared-defined 1 116,900 MOMENTA PHARMACEUTICALS INC. Cmn 60877T900 414 33,800 Sh Call Shared-defined -- 33,800 MOMENTA PHARMACEUTICALS INC. Cmn 60877T950 394 32,100 Sh Put Shared-defined 1 32,100 COLUMN TOTALS 46,540
FORM 13F Page 424 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MONARCH CASINO & RESORT INC CMN STK Cmn 609027957 157 15,500 Sh Put Shared-defined 1 15,500 MONARCH CASINO & RESORT INC CMN STK Cmn 609027907 72 7,100 Sh Call Shared-defined 1 7,100 MONARCH CASINO & RESORT INC CMN STK Cmn 609027107 10 950 Sh Shared-defined -- 950 MONMOUTH RE INVEST CP -CL A CMN STK Cmn 609720107 75 10,205 Sh Shared-defined -- 10,205 MONMOUTH RE INVEST CP -CL A CMN STK Cmn 609720107 7 968 Sh Shared-defined 1 968 MONOLITHIC POWER SYSTEMS, INC. COMMON STOCK Cmn 609839955 100 5,600 Sh Put Shared-defined 1 5,600 MONOLITHIC POWER SYSTEMS, INC. COMMON STOCK Cmn 609839905 96 5,400 Sh Call Shared-defined 1 5,400 MONOLITHIC POWER SYSTEMS, INC. COMMON STOCK Cmn 609839105 195 10,944 Sh Shared-defined -- 10,944 MONOLITHIC POWER SYSTEMS, INC. COMMON STOCK Cmn 609839105 40 2,251 Sh Shared-defined 1 2,251 MONOTYPE IMAGING HOLDINGS IN Cmn 61022P100 98 10,911 Sh Shared-defined -- 10,911 MONRO MUFFLER BRAKE INC CMN STK Cmn 610236101 333 8,413 Sh Shared-defined 1 8,413 MONSANTO COMPANY - - NEW Cmn 61166W951 52,548 1,136,900 Sh Put Shared-defined 1 1,136,900 MONSANTO COMPANY - - NEW Cmn 61166W901 29,960 648,200 Sh Call Shared-defined 1 648,200 MONSANTO COMPANY - - NEW Cmn 61166W951 7,404 160,200 Sh Put Shared-defined -- 160,200 COLUMN TOTALS 91,095
FORM 13F Page 425 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MONSANTO COMPANY - - NEW Cmn 61166W901 1,724 37,300 Sh Call Shared-defined -- 37,300 MONSANTO COMPANY - - NEW Cmn 61166W101 9,954 215,366 Sh Shared-defined -- 215,366 MONSANTO COMPANY - - NEW Cmn 61166W101 9,461 204,687 Sh Shared-defined 1 204,687 MONSTER WORLDWIDE INC CMN STK Cmn 611742907 414 35,500 Sh Call Shared-defined 1 35,500 MONSTER WORLDWIDE INC CMN STK Cmn 611742957 346 29,700 Sh Put Shared-defined 1 29,700 MONSTER WORLDWIDE INC CMN STK Cmn 611742107 741 63,578 Sh Shared-defined -- 63,578 MONSTER WORLDWIDE INC CMN STK Cmn 611742107 94 8,110 Sh Shared-defined 1 8,110 MONTPELIER RE HOLDINGS LTD COMMON STOCK Cmn G62185906 164 11,000 Sh Call Shared-defined 1 11,000 MONTPELIER RE HOLDINGS LTD COMMON STOCK Cmn G62185956 121 8,100 Sh Put Shared-defined 1 8,100 MONTPELIER RE HOLDINGS LTD COMMON STOCK Cmn G62185106 285 19,082 Sh Shared-defined -- 19,082 MOODY'S CORP Cmn 615369105 4,126 207,113 Sh Shared-defined -- 207,113 MOODY'S CORP Cmn 615369105 41 2,064 Sh Shared-defined 1 2,064 MOODY'S CORP Cmn 615369955 7,231 363,000 Sh Put Shared-defined 1 363,000 MOODY'S CORP Cmn 615369905 4,211 211,400 Sh Call Shared-defined 1 211,400 COLUMN TOTALS 38,913
FORM 13F Page 426 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MORGAN STANLEY COMMON STOCK Cmn 617446958 17,630 759,600 Sh Put Shared-defined 1 759,600 MORGAN STANLEY COMMON STOCK Cmn 617446908 13,239 570,400 Sh Call Shared-defined 1 570,400 MORGAN STANLEY COMMON STOCK Cmn 617446908 3,860 166,300 Sh Call Shared-defined -- 166,300 MORGAN STANLEY COMMON STOCK Cmn 617446958 1,987 85,600 Sh Put Shared-defined -- 85,600 MORGAN STANLEY COMMON STOCK Cmn 617446448 9,812 422,766 Sh Shared-defined -- 422,766 MORGAN STANLEY COMMON STOCK Cmn 617446448 571 24,596 Sh Shared-defined 1 24,596 MORNINGSTAR INC COMMON STOCK Cmn 617700909 3,300 77,600 Sh Call Shared-defined 1 77,600 MORNINGSTAR INC COMMON STOCK Cmn 617700959 2,564 60,300 Sh Put Shared-defined 1 60,300 MORNINGSTAR INC COMMON STOCK Cmn 617700109 684 16,086 Sh Shared-defined 1 16,086 MORNINGSTAR INC COMMON STOCK Cmn 617700109 126 2,970 Sh Shared-defined -- 2,970 MOSAIC CO/THE COMMON STOCK Cmn 61945A107 9,142 234,531 Sh Shared-defined 1 234,531 MOSAIC CO/THE COMMON STOCK Cmn 61945A107 2,554 65,516 Sh Shared-defined -- 65,516 MOTOROLA COMMON STOCK MOT Cmn 620076109 48,795 7,483,972 Sh Shared-defined -- 7,483,972 MOTOROLA COMMON STOCK MOT Cmn 620076109 5,954 913,201 Sh Shared-defined 1 913,201 COLUMN TOTALS 120,218
FORM 13F Page 427 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MOTOROLA COMMON STOCK MOT Cmn 620076959 7,487 1,148,300 Sh Put Shared-defined 1 1,148,300 MOTOROLA COMMON STOCK MOT Cmn 620076909 3,828 587,100 Sh Call Shared-defined 1 587,100 MOTOROLA COMMON STOCK MOT Cmn 620076909 1,159 177,700 Sh Call Shared-defined -- 177,700 MOTOROLA COMMON STOCK MOT Cmn 620076959 831 127,500 Sh Put Shared-defined -- 127,500 MPG OFFICE TRUST INC Cmn 553274101 136 46,491 Sh Shared-defined 1 46,491 MPG OFFICE TRUST INC Cmn 553274101 29 9,891 Sh Shared-defined -- 9,891 MPG OFFICE TRUST INC Cmn 553274951 75 25,700 Sh Put Shared-defined 1 25,700 MPG OFFICE TRUST INC Cmn 553274901 - 100 Sh Call Shared-defined 1 100 MSC INDUSTRIAL DIRECT CO CMN STK Cmn 553530106 6,895 136,097 Sh Shared-defined -- 136,097 MSC INDUSTRIAL DIRECT CO CMN STK Cmn 553530106 309 6,108 Sh Shared-defined 1 6,108 MSC INDUSTRIAL DIRECT CO CMN STK Cmn 553530956 3,318 65,500 Sh Put Shared-defined 1 65,500 MSC INDUSTRIAL DIRECT CO CMN STK Cmn 553530906 2,761 54,500 Sh Call Shared-defined 1 54,500 MSCI INC-A Cmn 55354G100 10,114 369,117 Sh Shared-defined -- 369,117 MSCI INC-A Cmn 55354G100 205 7,468 Sh Shared-defined 1 7,468 COLUMN TOTALS 37,147
FORM 13F Page 428 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MSCI INC-A Cmn 55354G900 2,074 75,700 Sh Call Shared-defined 1 75,700 MSCI INC-A Cmn 55354G950 1,206 44,000 Sh Put Shared-defined 1 44,000 MUELLER INDUSTRIES CMN STK Cmn 624756952 103 4,200 Sh Put Shared-defined 1 4,200 MUELLER INDUSTRIES CMN STK Cmn 624756902 7 300 Sh Call Shared-defined 1 300 MUELLER INDUSTRIES CMN STK Cmn 624756102 1,356 55,133 Sh Shared-defined -- 55,133 MUELLER INDUSTRIES CMN STK Cmn 624756102 123 4,983 Sh Shared-defined 1 4,983 MUELLER WATER PRODUCTS INC CMN STK Cmn 624758908 69 18,700 Sh Call Shared-defined 1 18,700 MUELLER WATER PRODUCTS INC CMN STK Cmn 624758958 60 16,100 Sh Put Shared-defined 1 16,100 MUELLER WATER PRODUCTS INC CMN STK Cmn 624758108 4 1,174 Sh Shared-defined 1 1,174 MUELLER WATER PRODUCTS INC CMN STK Cmn 624758108 1 300 Sh Shared-defined -- 300 MULTI-FINELINE ELECTRONIX, INC. COMMON STOCK Cmn 62541B901 394 15,800 Sh Call Shared-defined 1 15,800 MULTI-FINELINE ELECTRONIX, INC. COMMON STOCK Cmn 62541B951 180 7,200 Sh Put Shared-defined 1 7,200 MULTI-FINELINE ELECTRONIX, INC. COMMON STOCK Cmn 62541B101 286 11,455 Sh Shared-defined -- 11,455 MULTI-FINELINE ELECTRONIX, INC. COMMON STOCK Cmn 62541B101 78 3,126 Sh Shared-defined 1 3,126 COLUMN TOTALS 5,941
FORM 13F Page 429 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MULTIMEDIA GAMES INC CMN STOCK Cmn 625453955 30 6,700 Sh Put Shared-defined 1 6,700 MULTIMEDIA GAMES INC CMN STOCK Cmn 625453905 21 4,700 Sh Call Shared-defined 1 4,700 MULTIMEDIA GAMES INC CMN STOCK Cmn 625453105 15 3,418 Sh Shared-defined 1 3,418 MURPHY OIL CORP CMN STK Cmn 626717952 4,336 87,500 Sh Put Shared-defined 1 87,500 MURPHY OIL CORP CMN STK Cmn 626717902 3,731 75,300 Sh Call Shared-defined 1 75,300 MURPHY OIL CORP CMN STK Cmn 626717902 1,204 24,300 Sh Call Shared-defined -- 24,300 MURPHY OIL CORP CMN STK Cmn 626717952 327 6,600 Sh Put Shared-defined -- 6,600 MURPHY OIL CORP CMN STK Cmn 626717102 43,193 871,711 Sh Shared-defined -- 871,711 MURPHY OIL CORP CMN STK Cmn 626717102 843 17,008 Sh Shared-defined 1 17,008 MVSN 2.6250% 08/15/2011 Bond 555904AB7 17,373 12,509,000 Prn Shared-defined -- N/A MYERS INDUSTRIES INC CMN STK Cmn 628464109 142 17,577 Sh Shared-defined -- 17,577 MYLAN INC CMN STOCK Cmn 628530957 8,094 475,000 Sh Put Shared-defined 1 475,000 MYLAN INC CMN STOCK Cmn 628530907 3,943 231,400 Sh Call Shared-defined 1 231,400 MYLAN INC CMN STOCK Cmn 628530957 697 40,900 Sh Put Shared-defined -- 40,900 COLUMN TOTALS 83,949
FORM 13F Page 430 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MYLAN INC CMN STOCK Cmn 628530907 435 25,500 Sh Call Shared-defined -- 25,500 MYLAN INC CMN STOCK Cmn 628530107 191 11,180 Sh Shared-defined -- 11,180 MYR GROUP ORD Cmn 55405W104 187 11,200 Sh Shared-defined -- 11,200 MYR GROUP ORD Cmn 55405W104 14 815 Sh Shared-defined 1 815 MYRIAD GENETICS INC CMN STOCK Cmn 62855J904 1,396 93,400 Sh Call Shared-defined 1 93,400 MYRIAD GENETICS INC CMN STOCK Cmn 62855J954 810 54,200 Sh Put Shared-defined 1 54,200 MYRIAD GENETICS INC CMN STOCK Cmn 62855J104 557 37,263 Sh Shared-defined -- 37,263 MYRIAD GENETICS INC CMN STOCK Cmn 62855J104 394 26,336 Sh Shared-defined 1 26,336 NABORS INDUSTRIES COMMON STOCK NBR Cmn G6359F103 541 30,723 Sh Shared-defined -- 30,723 NABORS INDUSTRIES COMMON STOCK NBR Cmn G6359F103 99 5,599 Sh Shared-defined 1 5,599 NABORS INDUSTRIES COMMON STOCK NBR Cmn G6359F953 2,676 151,900 Sh Put Shared-defined 1 151,900 NABORS INDUSTRIES COMMON STOCK NBR Cmn G6359F903 2,465 139,900 Sh Call Shared-defined 1 139,900 NABORS INDUSTRIES COMMON STOCK NBR Cmn G6359F903 317 18,000 Sh Call Shared-defined -- 18,000 NABORS INDUSTRIES COMMON STOCK NBR Cmn G6359F953 282 16,000 Sh Put Shared-defined -- 16,000 COLUMN TOTALS 10,364
FORM 13F Page 431 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NACCO INDS INC Cmn 629579103 613 6,909 Sh Shared-defined -- 6,909 NALCO COMPANY COMMON STOCK Cmn 62985Q101 589 28,780 Sh Shared-defined 1 28,780 NALCO COMPANY COMMON STOCK Cmn 62985Q951 1,440 70,400 Sh Put Shared-defined 1 70,400 NALCO COMPANY COMMON STOCK Cmn 62985Q901 25 1,200 Sh Call Shared-defined 1 1,200 NANOMETRICS INC CMN STK Cmn 630077905 312 30,900 Sh Call Shared-defined 1 30,900 NANOMETRICS INC CMN STK Cmn 630077955 213 21,100 Sh Put Shared-defined 1 21,100 NANOMETRICS INC CMN STK Cmn 630077105 85 8,404 Sh Shared-defined 1 8,404 NASH FINCH CO CMN STK Cmn 631158102 109 3,187 Sh Shared-defined -- 3,187 NASH FINCH STEP CB 03/15/2035-REGISTERED Bond 631158AD4 4,493 10,450,000 Prn Shared-defined -- N/A NATIONAL CINEMEDIA INC COMMON STOCK Cmn 635309907 40 2,400 Sh Call Shared-defined 1 2,400 NATIONAL CINEMEDIA INC COMMON STOCK Cmn 635309957 35 2,100 Sh Put Shared-defined 1 2,100 NATIONAL CINEMEDIA INC COMMON STOCK Cmn 635309107 133 8,000 Sh Shared-defined -- 8,000 NATIONAL CINEMEDIA INC COMMON STOCK Cmn 635309107 16 963 Sh Shared-defined 1 963 NATIONAL FINANCIAL PARTNERS COMMON STOCK Cmn 63607P958 119 12,200 Sh Put Shared-defined 1 12,200 COLUMN TOTALS 8,222
FORM 13F Page 432 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NATIONAL FINANCIAL PARTNERS COMMON STOCK Cmn 63607P908 56 5,700 Sh Call Shared-defined 1 5,700 NATIONAL FINANCIAL PARTNERS COMMON STOCK Cmn 63607P208 2,791 285,644 Sh Shared-defined -- 285,644 NATIONAL FINANCIAL PARTNERS COMMON STOCK Cmn 63607P208 10 1,061 Sh Shared-defined 1 1,061 NATIONAL FUEL GAS CO CMN STK Cmn 636180901 1,340 29,200 Sh Call Shared-defined 1 29,200 NATIONAL FUEL GAS CO CMN STK Cmn 636180951 362 7,900 Sh Put Shared-defined 1 7,900 NATIONAL FUEL GAS CO CMN STK Cmn 636180101 128 2,800 Sh Shared-defined -- 2,800 NATIONAL GRID GROUP Depository - -SPONS ADR 5:1 Receipt 636274300 564 15,306 Sh Shared-defined -- N/A NATIONAL GRID GROUP Depository - -SPONS ADR 5:1 Receipt 636274300 36 978 Sh Shared-defined 1 N/A NATIONAL HEALTH INV. COMMON STOCK Cmn 63633D104 348 9,021 Sh Shared-defined -- 9,021 NATIONAL HEALTH INV. COMMON STOCK Cmn 63633D104 44 1,151 Sh Shared-defined 1 1,151 NATIONAL HEALTHCORP - -LP CMN STK Cmn 635906100 180 5,210 Sh Shared-defined -- 5,210 NATIONAL HEALTHCORP - -LP CMN STK Cmn 635906100 19 546 Sh Shared-defined 1 546 NATIONAL INSTRS CORP CMN STOCK Cmn 636518102 1,526 48,020 Sh Shared-defined -- 48,020 NATIONAL PENN BANCSHARES INC CMN STK Cmn 637138108 739 122,945 Sh Shared-defined -- 122,945 COLUMN TOTALS 8,143
FORM 13F Page 433 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NATIONAL RETAIL PROP 3.95% CB 9/15/2026 - -REGISTERED Bond 637417AA4 24,097 23,077,000 Prn Shared-defined -- N/A NATIONAL RETAIL PROPERTIES Cmn 637417106 2,198 102,503 Sh Shared-defined -- 102,503 NATIONAL RETAIL PROPERTIES Cmn 637417106 2 101 Sh Shared-defined 1 101 NATIONAL RETAIL PROPERTIES 5.125% CB 6/15/28 - REG Bond 637417AC0 30,589 29,354,000 Prn Shared-defined -- N/A NATIONAL RETAIL PROPERTIES Cmn 637417906 422 19,700 Sh Call Shared-defined 1 19,700 NATIONAL RETAIL PROPERTIES Cmn 637417956 199 9,300 Sh Put Shared-defined 1 9,300 NATIONAL SEMICONDUCTOR CMN STOCK Cmn 637640103 74,757 5,554,006 Sh Shared-defined -- 5,554,006 NATIONAL SEMICONDUCTOR CMN STOCK Cmn 637640103 1,630 121,063 Sh Shared-defined 1 121,063 NATIONAL SEMICONDUCTOR CMN STOCK Cmn 637640953 2,478 184,100 Sh Put Shared-defined 1 184,100 NATIONAL SEMICONDUCTOR CMN STOCK Cmn 637640903 1,237 91,900 Sh Call Shared-defined 1 91,900 NATIONAL SEMICONDUCTOR CMN STOCK Cmn 637640953 337 25,000 Sh Put Shared-defined -- 25,000 NATIONAL SEMICONDUCTOR CMN STOCK Cmn 637640903 28 2,100 Sh Call Shared-defined -- 2,100 NATIONAL-OILWELL VARCO INC CMN STOCK Cmn 637071951 8,158 246,700 Sh Put Shared-defined 1 246,700 NATIONAL-OILWELL VARCO INC CMN STOCK Cmn 637071901 7,550 228,300 Sh Call Shared-defined 1 228,300 COLUMN TOTALS 153,682
FORM 13F Page 434 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NATIONAL-OILWELL VARCO INC CMN STOCK Cmn 637071951 1,888 57,100 Sh Put Shared-defined -- 57,100 NATIONAL-OILWELL VARCO INC CMN STOCK Cmn 637071901 847 25,600 Sh Call Shared-defined -- 25,600 NATIONAL-OILWELL VARCO INC CMN STOCK Cmn 637071101 50,248 1,519,432 Sh Shared-defined -- 1,519,432 NATIONAL-OILWELL VARCO INC CMN STOCK Cmn 637071101 498 15,053 Sh Shared-defined 1 15,053 NATIONWIDE HEALTH PROPERTIES COMMON STOCK Cmn 638620954 1,459 40,800 Sh Put Shared-defined 1 40,800 NATIONWIDE HEALTH PROPERTIES COMMON STOCK Cmn 638620904 340 9,500 Sh Call Shared-defined 1 9,500 NATIONWIDE HEALTH PROPERTIES COMMON STOCK Cmn 638620104 1,028 28,727 Sh Shared-defined -- 28,727 NATIONWIDE HEALTH PROPERTIES COMMON STOCK Cmn 638620104 7 191 Sh Shared-defined 1 191 NATL BANK OF Depository GREECE -ADR 5:1 Receipt 633643408 274 126,300 Sh Shared-defined -- N/A NATL BANK OF Depository GREECE -ADR 5:1 Receipt 633643408 87 39,975 Sh Shared-defined 1 N/A NAUTILUS INC CMN STOCK Cmn 63910B952 8 5,200 Sh Put Shared-defined 1 5,200 NAUTILUS INC CMN STOCK Cmn 63910B902 7 4,300 Sh Call Shared-defined 1 4,300 NAUTILUS INC CMN STOCK Cmn 63910B102 7 4,781 Sh Shared-defined -- 4,781 NAUTILUS INC CMN STOCK Cmn 63910B102 7 4,303 Sh Shared-defined 1 4,303 COLUMN TOTALS 56,705
FORM 13F Page 435 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NAV FRN 01/01/9999 Pref Stk 638901306 2 100 Sh Shared-defined 1 N/A NAVIGANT CONSULTING INC CMN STOCK Cmn 63935N957 147 14,200 Sh Put Shared-defined 1 14,200 NAVIGANT CONSULTING INC CMN STOCK Cmn 63935N907 18 1,700 Sh Call Shared-defined 1 1,700 NAVIGANT CONSULTING INC CMN STOCK Cmn 63935N107 5,956 573,816 Sh Shared-defined -- 573,816 NAVIGANT CONSULTING INC CMN STOCK Cmn 63935N107 129 12,422 Sh Shared-defined 1 12,422 NAVIOS MARITIME HOLDINGS INC COMMON STOCK Cmn Y62196903 96 20,600 Sh Call Shared-defined 1 20,600 NAVIOS MARITIME HOLDINGS INC COMMON STOCK Cmn Y62196953 73 15,700 Sh Put Shared-defined 1 15,700 NAVIOS MARITIME HOLDINGS INC COMMON STOCK Cmn Y62196103 198 42,312 Sh Shared-defined 1 42,312 NAVIOS MARITIME HOLDINGS INC COMMON STOCK Cmn Y62196103 73 15,647 Sh Shared-defined -- 15,647 NAVISTAR INTERNATIONAL CORP COMMON STOCK Cmn 63934E108 1,171 23,792 Sh Shared-defined -- 23,792 NAVISTAR INTERNATIONAL CORP COMMON STOCK Cmn 63934E108 709 14,410 Sh Shared-defined 1 14,410 NAVISTAR INTERNATIONAL CORP COMMON STOCK Cmn 63934E958 5,225 106,200 Sh Put Shared-defined 1 106,200 NAVISTAR INTERNATIONAL CORP COMMON STOCK Cmn 63934E908 3,488 70,900 Sh Call Shared-defined 1 70,900 NAVISTAR INTERNATIONAL CORP COMMON STOCK Cmn 63934E958 1,358 27,600 Sh Put Shared-defined -- 27,600 COLUMN TOTALS 18,643
FORM 13F Page 436 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NAVISTAR INTERNATIONAL CORP COMMON STOCK Cmn 63934E908 551 11,200 Sh Call Shared-defined -- 11,200 NBTY INC CMN STK Cmn 628782954 1,013 29,800 Sh Put Shared-defined 1 29,800 NBTY INC CMN STK Cmn 628782904 412 12,100 Sh Call Shared-defined 1 12,100 NBTY INC CMN STK Cmn 628782104 619 18,193 Sh Shared-defined 1 18,193 NBTY INC CMN STK Cmn 628782104 30 883 Sh Shared-defined -- 883 NCR CORP NEW CMN STOCK Cmn 62886E908 485 40,000 Sh Call Shared-defined 1 40,000 NCR CORP NEW CMN STOCK Cmn 62886E958 161 13,300 Sh Put Shared-defined 1 13,300 NCR CORP NEW CMN STOCK Cmn 62886E958 24 2,000 Sh Put Shared-defined -- 2,000 NCR CORP NEW CMN STOCK Cmn 62886E108 582 48,056 Sh Shared-defined -- 48,056 NCR CORP NEW CMN STOCK Cmn 62886E108 459 37,880 Sh Shared-defined 1 37,880 NEKTAR THERAPEUTICS CMN STK Cmn 640268908 248 20,500 Sh Call Shared-defined 1 20,500 NEKTAR THERAPEUTICS CMN STK Cmn 640268958 206 17,000 Sh Put Shared-defined 1 17,000 NEKTAR THERAPEUTICS CMN STK Cmn 640268108 361 29,794 Sh Shared-defined -- 29,794 NEKTAR THERAPEUTICS CMN STK Cmn 640268108 56 4,661 Sh Shared-defined 1 4,661 COLUMN TOTALS 5,207
FORM 13F Page 437 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NEOGEN CORP CMN STK Cmn 640491106 173 6,627 Sh Shared-defined -- 6,627 NEOGEN CORP CMN STK Cmn 640491106 36 1,376 Sh Shared-defined 1 1,376 NESS TECHNOLOGIES INC. COMMON STOCK Cmn 64104X108 95 21,974 Sh Shared-defined -- 21,974 NET 1 UEPS TECHNOLOGIES INC COMMON STOCK Cmn 64107N956 373 27,800 Sh Put Shared-defined 1 27,800 NET 1 UEPS TECHNOLOGIES INC COMMON STOCK Cmn 64107N906 292 21,800 Sh Call Shared-defined 1 21,800 NET 1 UEPS TECHNOLOGIES INC COMMON STOCK Cmn 64107N206 169 12,572 Sh Shared-defined -- 12,572 NET 1 UEPS TECHNOLOGIES INC COMMON STOCK Cmn 64107N206 148 11,033 Sh Shared-defined 1 11,033 NET SERVICOS DE COMUNICACAO SA Depository - SPONS ADR 1:10 Receipt 64109T201 107 11,373 Sh Shared-defined -- N/A NET SERVICOS DE COMUNICACAO SA Depository - - SPONS ADR 1:10 Receipt 64109T201 10 1,013 Sh Shared-defined 1 N/A NET-APP 1.75% CB 6/1/13 - REGISTERED Bond 64110DAB0 112,626 87,500,000 Prn Shared-defined -- N/A NETAPP INC CMN STOCK Cmn 64110D904 17,222 461,600 Sh Call Shared-defined 1 461,600 NETAPP INC CMN STOCK Cmn 64110D954 13,771 369,100 Sh Put Shared-defined 1 369,100 NETAPP INC CMN STOCK Cmn 64110D954 2,548 68,300 Sh Put Shared-defined -- 68,300 NETAPP INC CMN STOCK Cmn 64110D904 1,216 32,600 Sh Call Shared-defined -- 32,600 COLUMN TOTALS 148,786
FORM 13F Page 438 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NETAPP INC CMN STOCK Cmn 64110D104 1,287 34,494 Sh Shared-defined 1 34,494 NETAPP INC CMN STOCK Cmn 64110D104 206 5,529 Sh Shared-defined -- 5,529 NETEASE.COM INC Depository - - ADR Receipt 64110W102 5,479 172,779 Sh Shared-defined -- N/A NETEASE.COM INC Depository - - ADR Receipt 64110W102 1,010 31,847 Sh Shared-defined 1 N/A NETEZZA CORP Cmn 64111N101 168 12,289 Sh Shared-defined -- 12,289 NETEZZA CORP Cmn 64111N101 131 9,570 Sh Shared-defined 1 9,570 NETEZZA CORP Cmn 64111N951 83 6,100 Sh Put Shared-defined 1 6,100 NETEZZA CORP Cmn 64111N901 51 3,700 Sh Call Shared-defined 1 3,700 NETFLIX.COM INC COMMON STK Cmn 64110L956 60,757 559,200 Sh Put Shared-defined 1 559,200 NETFLIX.COM INC COMMON STK Cmn 64110L906 30,770 283,200 Sh Call Shared-defined 1 283,200 NETFLIX.COM INC COMMON STK Cmn 64110L106 6,528 60,084 Sh Shared-defined 1 60,084 NETFLIX.COM INC COMMON STK Cmn 64110L106 82 751 Sh Shared-defined -- 751 NETGEAR INC COMMON STOCK Cmn 64111Q954 235 13,200 Sh Put Shared-defined 1 13,200 NETGEAR INC COMMON STOCK Cmn 64111Q904 134 7,500 Sh Call Shared-defined 1 7,500 COLUMN TOTALS 106,921
FORM 13F Page 439 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NETGEAR INC COMMON STOCK Cmn 64111Q104 4,293 240,619 Sh Shared-defined -- 240,619 NETGEAR INC COMMON STOCK Cmn 64111Q104 7 372 Sh Shared-defined 1 372 NETLOGIC MICROSYSTEMS INC. COMMON STOCK Cmn 64118B950 9,221 339,000 Sh Put Shared-defined 1 339,000 NETLOGIC MICROSYSTEMS INC. COMMON STOCK Cmn 64118B900 7,834 288,000 Sh Call Shared-defined 1 288,000 NETLOGIC MICROSYSTEMS INC. COMMON STOCK Cmn 64118B900 3,125 114,900 Sh Call Shared-defined -- 114,900 NETLOGIC MICROSYSTEMS INC. COMMON STOCK Cmn 64118B950 1,077 39,600 Sh Put Shared-defined -- 39,600 NETLOGIC MICROSYSTEMS INC. COMMON STOCK Cmn 64118B100 238 8,757 Sh Shared-defined -- 8,757 NETLOGIC MICROSYSTEMS INC. COMMON STOCK Cmn 64118B100 83 3,037 Sh Shared-defined 1 3,037 NETSUITE INC Cmn 64118Q107 224 17,752 Sh Shared-defined -- 17,752 NETSUITE INC Cmn 64118Q907 533 42,200 Sh Call Shared-defined 1 42,200 NETSUITE INC Cmn 64118Q957 104 8,200 Sh Put Shared-defined 1 8,200 NETWORK ENGINES INC Cmn 64121A107 29 10,790 Sh Shared-defined 1 10,790 NEUROCRINE BIOSCIENCES INC CMN STOCK Cmn 64125C959 92 16,500 Sh Put Shared-defined 1 16,500 NEUROCRINE BIOSCIENCES INC CMN STOCK Cmn 64125C909 83 14,800 Sh Call Shared-defined 1 14,800 COLUMN TOTALS 26,943
FORM 13F Page 440 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NEUROCRINE BIOSCIENCES INC CMN STOCK Cmn 64125C109 107 19,152 Sh Shared-defined 1 19,152 NEUROCRINE BIOSCIENCES INC CMN STOCK Cmn 64125C109 3 585 Sh Shared-defined -- 585 NEUSTAR INC-CLASS A COMMON STOCK Cmn 64126X201 1,174 56,913 Sh Shared-defined -- 56,913 NEUTRAL TANDEM INC Cmn 64128B108 298 26,506 Sh Shared-defined -- 26,506 NEUTRAL TANDEM INC Cmn 64128B108 242 21,505 Sh Shared-defined 1 21,505 NEUTRAL TANDEM INC Cmn 64128B908 358 31,800 Sh Call Shared-defined 1 31,800 NEUTRAL TANDEM INC Cmn 64128B958 210 18,700 Sh Put Shared-defined 1 18,700 NEW GOLD INC COMMON STOCK Cmn 644535956 251 40,500 Sh Put Shared-defined 1 40,500 NEW GOLD INC COMMON STOCK Cmn 644535106 323 52,237 Sh Shared-defined 1 52,237 NEW GOLD INC COMMON STOCK Cmn 644535106 4 700 Sh Shared-defined -- 700 NEW JERSEY RESOURCES CMN STK Cmn 646025106 798 22,658 Sh Shared-defined -- 22,658 NEW ORIENTAL Depository EDUCATIO-SP ADR Receipt 647581107 460 4,934 Sh Shared-defined -- N/A NEW STAR CORP Cmn 65251F105 200 31,410 Sh Shared-defined -- 31,410 NEW STAR CORP Cmn 65251F105 13 2,081 Sh Shared-defined 1 2,081 COLUMN TOTALS 4,441
FORM 13F Page 441 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NEW YORK & CO COMMON STOCK Cmn 649295102 143 62,578 Sh Shared-defined -- 62,578 NEW YORK & CO COMMON STOCK Cmn 649295102 -- 15 Sh Shared-defined 1 15 NEW YORK COMMUNITY BANCORP INC CMN STK Cmn 649445903 2,729 178,700 Sh Call Shared-defined 1 178,700 NEW YORK COMMUNITY BANCORP INC CMN STK Cmn 649445953 1,893 124,000 Sh Put Shared-defined 1 124,000 NEW YORK COMMUNITY BANCORP INC CMN STK Cmn 649445953 873 57,200 Sh Put Shared-defined -- 57,200 NEW YORK COMMUNITY BANCORP INC CMN STK Cmn 649445903 208 13,600 Sh Call Shared-defined -- 13,600 NEW YORK COMMUNITY BANCORP INC CMN STK Cmn 649445103 16,470 1,078,616 Sh Shared-defined -- 1,078,616 NEW YORK TIMES COMPANY CLASS A COMMON STOCK Cmn 650111957 538 62,200 Sh Put Shared-defined 1 62,200 NEW YORK TIMES COMPANY CLASS A COMMON STOCK Cmn 650111907 467 54,000 Sh Call Shared-defined 1 54,000 NEW YORK TIMES COMPANY CLASS A COMMON STOCK Cmn 650111107 269 31,150 Sh Shared-defined 1 31,150 NEW YORK TIMES COMPANY CLASS A COMMON STOCK Cmn 650111107 214 24,691 Sh Shared-defined -- 24,691 NEWALLIANCE BANCSHARES INC COMMON STOCK Cmn 650203902 81 7,200 Sh Call Shared-defined 1 7,200 NEWALLIANCE BANCSHARES INC COMMON STOCK Cmn 650203952 19 1,700 Sh Put Shared-defined 1 1,700 NEWALLIANCE BANCSHARES INC COMMON STOCK Cmn 650203102 5,825 519,635 Sh Shared-defined -- 519,635 COLUMN TOTALS 29,729
FORM 13F Page 442 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NEWCASTLE INVESTMENT CORP COMMON STOCK Cmn 65105M908 39 14,700 Sh Call Shared-defined 1 14,700 NEWCASTLE INVESTMENT CORP COMMON STOCK Cmn 65105M958 34 12,600 Sh Put Shared-defined 1 12,600 NEWCASTLE INVESTMENT CORP COMMON STOCK Cmn 65105M108 38 14,285 Sh Shared-defined 1 14,285 NEWCASTLE INVESTMENT CORP COMMON STOCK Cmn 65105M108 10 3,588 Sh Shared-defined -- 3,588 NEWELL RUBBERMAID INC CMN STOCK Cmn 651229906 536 36,600 Sh Call Shared-defined 1 36,600 NEWELL RUBBERMAID INC CMN STOCK Cmn 651229956 56 3,800 Sh Put Shared-defined 1 3,800 NEWELL RUBBERMAID INC CMN STOCK Cmn 651229106 6,234 425,825 Sh Shared-defined -- 425,825 NEWELL RUBBERMAID INC CMN STOCK Cmn 651229106 183 12,468 Sh Shared-defined 1 12,468 NEWFIELD EXPLORATION CO CMN STK Cmn 651290108 14,977 306,519 Sh Shared-defined -- 306,519 NEWFIELD EXPLORATION CO CMN STK Cmn 651290908 4,339 88,800 Sh Call Shared-defined 1 88,800 NEWFIELD EXPLORATION CO CMN STK Cmn 651290958 1,607 32,900 Sh Put Shared-defined 1 32,900 NEWFIELD EXPLORATION CO CMN STK Cmn 651290908 54 1,100 Sh Call Shared-defined -- 1,100 NEWFIELD EXPLORATION CO CMN STK Cmn 651290958 54 1,100 Sh Put Shared-defined -- 1,100 NEWMARKET CORP Cmn 651587107 1,327 15,194 Sh Shared-defined 1 15,194 COLUMN TOTALS 29,488
FORM 13F Page 443 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NEWMARKET CORP Cmn 651587107 107 1,223 Sh Shared-defined -- 1,223 NEWMARKET CORP Cmn 651587957 5,554 63,600 Sh Put Shared-defined 1 63,600 NEWMARKET CORP Cmn 651587907 3,606 41,300 Sh Call Shared-defined 1 41,300 NEWMARKET CORP Cmn 651587957 341 3,900 Sh Put Shared-defined -- 3,900 NEWMARKET CORP Cmn 651587907 157 1,800 Sh Call Shared-defined -- 1,800 NEWMONT MINING CORP CMN STOCK Cmn 651639106 1,948 31,554 Sh Shared-defined 1 31,554 NEWMONT MINING CORP CMN STOCK Cmn 651639106 1,210 19,602 Sh Shared-defined -- 19,602 NEWMONT MINING CORP CMN STOCK Cmn 651639906 64,592 1,046,200 Sh Call Shared-defined 1 1,046,200 NEWMONT MINING CORP CMN STOCK Cmn 651639956 29,950 485,100 Sh Put Shared-defined 1 485,100 NEWMONT MINING CORP CMN STOCK Cmn 651639906 4,297 69,600 Sh Call Shared-defined -- 69,600 NEWMONT MINING CORP CMN STOCK Cmn 651639956 982 15,900 Sh Put Shared-defined -- 15,900 NEWPARK RESOURCES CMN STK Cmn 651718504 343 56,756 Sh Shared-defined -- 56,756 NEWPARK RESOURCES CMN STK Cmn 651718504 32 5,309 Sh Shared-defined 1 5,309 NEWPORT CORP CMN STK Cmn 651824904 16 1,800 Sh Call Shared-defined 1 1,800 COLUMN TOTALS 113,135
FORM 13F Page 444 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NEWPORT CORP CMN STK Cmn 651824104 207 22,878 Sh Shared-defined -- 22,878 NEWS CORPORATION LIMITED (THE) CLASS B COMMON ST Cmn 65248E953 3,223 232,700 Sh Put Shared-defined 1 232,700 NEWS CORPORATION LIMITED (THE) CLASS B COMMON ST Cmn 65248E903 2,190 158,100 Sh Call Shared-defined 1 158,100 NEWS CORPORATION LIMITED (THE) CLASS B COMMON ST Cmn 65248E953 1,645 118,800 Sh Put Shared-defined -- 118,800 NEWS CORPORATION LIMITED (THE) COMMON STOCK Cmn 65248E904 995 83,200 Sh Call Shared-defined 1 83,200 NEWS CORPORATION LIMITED (THE) COMMON STOCK Cmn 65248E954 793 66,300 Sh Put Shared-defined 1 66,300 NEWS CORPORATION LIMITED (THE) CLASS B COMMON ST Cmn 65248E903 105 7,600 Sh Call Shared-defined -- 7,600 NEWS CORPORATION LIMITED (THE) CLASS B COMMON ST Cmn 65248E203 7,339 529,861 Sh Shared-defined -- 529,861 NEWS CORPORATION LIMITED (THE) CLASS B COMMON ST Cmn 65248E203 1,670 120,606 Sh Shared-defined 1 120,606 NEWS CORPORATION LIMITED (THE) COMMON STOCK Cmn 65248E104 3,781 316,111 Sh Shared-defined -- 316,111 NEWS CORPORATION LIMITED (THE) COMMON STOCK Cmn 65248E104 511 42,716 Sh Shared-defined 1 42,716 NEXEN INC COMMON STOCK Cmn 65334H902 3,558 180,900 Sh Call Shared-defined 1 180,900 NEXEN INC COMMON STOCK Cmn 65334H952 3,126 158,900 Sh Put Shared-defined 1 158,900 NEXEN INC COMMON STOCK Cmn 65334H102 1,301 66,160 Sh Shared-defined -- 66,160 COLUMN TOTALS 30,444
FORM 13F Page 445 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NEXEN INC COMMON STOCK Cmn 65334H102 1,179 59,956 Sh Shared-defined 1 59,956 NEXSTAR BROADCASTING GROUP COMMON STOCK Cmn 65336K103 44 10,066 Sh Shared-defined -- 10,066 NEXSTAR BROADCASTING GROUP COMMON STOCK Cmn 65336K103 4 978 Sh Shared-defined 1 978 NEXTERA ENERGY INC Cmn 65339F101 1,526 31,301 Sh Shared-defined -- 31,301 NEXTERA ENERGY INC Cmn 65339F901 6,807 139,600 Sh Call Shared-defined 1 139,600 NEXTERA ENERGY INC Cmn 65339F951 1,312 26,900 Sh Put Shared-defined 1 26,900 NEXTERA ENERGY INC Cmn 65339F901 478 9,800 Sh Call Shared-defined -- 9,800 NEXTERA ENERGY INC Cmn 65339F951 317 6,500 Sh Put Shared-defined -- 6,500 NICE SYSTEMS LIMITED Depository - -SPONS ADR 1:1 Receipt 653656108 648 25,429 Sh Shared-defined -- N/A NICE SYSTEMS LIMITED Depository - -SPONS ADR 1:1 Receipt 653656108 184 7,202 Sh Shared-defined 1 N/A NICOR INC Cmn 654086107 1,487 36,716 Sh Shared-defined -- 36,716 NICOR INC Cmn 654086107 385 9,515 Sh Shared-defined 1 9,515 NICOR INC Cmn 654086957 3,325 82,100 Sh Put Shared-defined 1 82,100 NICOR INC Cmn 654086907 1,337 33,000 Sh Call Shared-defined 1 33,000 COLUMN TOTALS 19,033
FORM 13F Page 446 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NIGHTHAWK RADIOLOGY HOLDINGS Cmn 65411N105 40 15,295 Sh Shared-defined - 15,295 NIGHTHAWK RADIOLOGY HOLDINGS Cmn 65411N105 2 775 Sh Shared-defined 1 775 NII HOLDINGS INC COMMON STOCK Cmn 62913F951 2,107 64,800 Sh Put Shared-defined 1 64,800 NII HOLDINGS INC COMMON STOCK Cmn 62913F901 1,405 43,200 Sh Call Shared-defined 1 43,200 NII HOLDINGS INC COMMON STOCK Cmn 62913F951 46 1,400 Sh Put Shared-defined -- 1,400 NII HOLDINGS INC COMMON STOCK Cmn 62913F901 36 1,100 Sh Call Shared-defined -- 1,100 NII HOLDINGS INC COMMON STOCK Cmn 62913F201 8,620 265,066 Sh Shared-defined -- 265,066 NII HOLDINGS INC COMMON STOCK Cmn 62913F201 350 10,770 Sh Shared-defined 1 10,770 NIKE INC CLASS B SHARES Cmn 654106953 15,962 236,300 Sh Put Shared-defined 1 236,300 NIKE INC CLASS B SHARES Cmn 654106903 15,084 223,300 Sh Call Shared-defined 1 223,300 NIKE INC CLASS B SHARES Cmn 654106953 2,567 38,000 Sh Put Shared-defined -- 38,000 NIKE INC CLASS B SHARES Cmn 654106903 1,662 24,600 Sh Call Shared-defined -- 24,600 NIKE INC CLASS B SHARES Cmn 654106103 1,407 20,833 Sh Shared-defined 1 20,833 NIKE INC CLASS B SHARES Cmn 654106103 970 14,365 Sh Shared-defined -- 14,365 COLUMN TOTALS 50,258
FORM 13F Page 447 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NISOURCE INC CMN STK Cmn 65473P105 4,014 276,822 Sh Shared-defined -- 276,822 NISOURCE INC CMN STK Cmn 65473P105 95 6,522 Sh Shared-defined 1 6,522 NISOURCE INC CMN STK Cmn 65473P905 136 9,400 Sh Call Shared-defined 1 9,400 NISOURCE INC CMN STK Cmn 65473P955 103 7,100 Sh Put Shared-defined 1 7,100 NOBLE CORP CMN STK Cmn H5833N953 13,001 420,600 Sh Put Shared-defined 1 420,600 NOBLE CORP CMN STK Cmn H5833N903 6,599 213,500 Sh Call Shared-defined 1 213,500 NOBLE CORP CMN STK Cmn H5833N903 1,481 47,900 Sh Call Shared-defined -- 47,900 NOBLE CORP CMN STK Cmn H5833N953 1,128 36,500 Sh Put Shared-defined -- 36,500 NOBLE CORP CMN STK Cmn H5833N103 21,990 711,421 Sh Shared-defined -- 711,421 NOBLE CORP CMN STK Cmn H5833N103 3,647 117,980 Sh Shared-defined 1 117,980 NOBLE ENERGY INC COMMON STOCK Cmn 655044105 5,049 83,696 Sh Shared-defined -- 83,696 NOBLE ENERGY INC COMMON STOCK Cmn 655044105 559 9,259 Sh Shared-defined 1 9,259 NOBLE ENERGY INC COMMON STOCK Cmn 655044905 7,366 122,100 Sh Call Shared-defined 1 122,100 NOBLE ENERGY INC COMMON STOCK Cmn 655044955 3,873 64,200 Sh Put Shared-defined 1 64,200 COLUMN TOTALS 69,041
FORM 13F Page 448 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NOBLE ENERGY INC COMMON STOCK Cmn 655044905 549 9,100 Sh Call Shared-defined -- 9,100 NOBLE ENERGY INC COMMON STOCK Cmn 655044955 271 4,500 Sh Put Shared-defined -- 4,500 NOKIA CORP. ADR FOR Depository ORD SHARE 1:1 Receipt 654902204 181 22,262 Sh Shared-defined 1 N/A NOMURA HOLDINGS Depository INC-ADR Receipt 65535H208 276 50,718 Sh Shared-defined -- N/A NOMURA HOLDINGS Depository INC-ADR Receipt 65535H208 14 2,490 Sh Shared-defined 1 N/A NORANDA ALUMINUM HOLDING COR Cmn 65542W107 3,699 575,300 Sh Shared-defined -- 575,300 NORANDA ALUMINUM HOLDING COR Cmn 65542W107 6 939 Sh Shared-defined 1 939 NORDIC AMER TANKER SHIPPING CMN STK Cmn G65773906 2,933 104,400 Sh Call Shared-defined 1 104,400 NORDIC AMER TANKER SHIPPING CMN STK Cmn G65773956 1,834 65,300 Sh Put Shared-defined 1 65,300 NORDIC AMER TANKER SHIPPING CMN STK Cmn G65773106 1,124 40,023 Sh Shared-defined -- 40,023 NORDSON CORP CMN STK Cmn 655663952 1,419 25,300 Sh Put Shared-defined 1 25,300 NORDSON CORP CMN STK Cmn 655663902 1,133 20,200 Sh Call Shared-defined 1 20,200 NORDSON CORP CMN STK Cmn 655663102 918 16,378 Sh Shared-defined -- 16,378 NORDSON CORP CMN STK Cmn 655663102 377 6,718 Sh Shared-defined 1 6,718 COLUMN TOTALS 14,734
FORM 13F Page 449 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NORDSTROM INC Cmn 655664100 36,859 1,145,057 Sh Shared-defined -- 1,145,057 NORDSTROM INC Cmn 655664100 5,349 166,166 Sh Shared-defined 1 166,166 NORDSTROM INC Cmn 655664950 11,923 370,400 Sh Put Shared-defined 1 370,400 NORDSTROM INC Cmn 655664900 4,829 150,000 Sh Call Shared-defined 1 150,000 NORDSTROM INC Cmn 655664950 2,720 84,500 Sh Put Shared-defined -- 84,500 NORDSTROM INC Cmn 655664900 1,027 31,900 Sh Call Shared-defined -- 31,900 NORFOLK SOUTHN CORP Cmn 655844908 7,284 137,300 Sh Call Shared-defined 1 137,300 NORFOLK SOUTHN CORP Cmn 655844958 5,862 110,500 Sh Put Shared-defined 1 110,500 NORFOLK SOUTHN CORP Cmn 655844958 1,241 23,400 Sh Put Shared-defined -- 23,400 NORFOLK SOUTHN CORP Cmn 655844908 944 17,800 Sh Call Shared-defined -- 17,800 NORFOLK SOUTHN CORP Cmn 655844108 2,534 47,764 Sh Shared-defined -- 47,764 NORFOLK SOUTHN CORP Cmn 655844108 423 7,981 Sh Shared-defined 1 7,981 NORTH AMERICAN PALLADIUM LTD CMN STOCK Cmn 656912952 89 28,600 Sh Put Shared-defined 1 28,600 NORTH AMERICAN PALLADIUM LTD CMN STOCK Cmn 656912902 67 21,600 Sh Call Shared-defined 1 21,600 COLUMN TOTALS 81,151
FORM 13F Page 450 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NORTH AMERICAN PALLADIUM LTD CMN STOCK Cmn 656912102 305 98,109 Sh Shared-defined 1 98,109 NORTH AMERICAN PALLADIUM LTD CMN STOCK Cmn 656912102 12 3,818 Sh Shared-defined -- 3,818 NORTHEAST UTIL. CMN STOCK Cmn 664397106 557 21,842 Sh Shared-defined -- 21,842 NORTHEAST UTIL. CMN STOCK Cmn 664397106 142 5,582 Sh Shared-defined 1 5,582 NORTHERN DYNASTY MINERALS LTD. COMMON STOCK Cmn 66510M904 239 36,900 Sh Call Shared-defined 1 36,900 NORTHERN DYNASTY MINERALS LTD. COMMON STOCK Cmn 66510M954 198 30,600 Sh Put Shared-defined 1 30,600 NORTHERN DYNASTY MINERALS LTD. COMMON STOCK Cmn 66510M204 195 30,101 Sh Shared-defined -- 30,101 NORTHERN DYNASTY MINERALS LTD. COMMON STOCK Cmn 66510M204 162 24,984 Sh Shared-defined 1 24,984 NORTHERN OIL AND GAS INC Cmn 665531109 15 1,140 Sh Shared-defined -- 1,140 NORTHERN OIL AND GAS INC Cmn 665531909 286 22,300 Sh Call Shared-defined 1 22,300 NORTHERN OIL AND GAS INC Cmn 665531959 119 9,300 Sh Put Shared-defined 1 9,300 NORTHERN TRUST CMN STOCK Cmn 665859104 6,787 145,339 Sh Shared-defined -- 145,339 NORTHERN TRUST CMN STOCK Cmn 665859104 108 2,309 Sh Shared-defined 1 2,309 NORTHERN TRUST CMN STOCK Cmn 665859954 3,339 71,500 Sh Put Shared-defined 1 71,500 COLUMN TOTALS 12,464
FORM 13F Page 451 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NORTHERN TRUST CMN STOCK Cmn 665859904 3,194 68,400 Sh Call Shared-defined 1 68,400 NORTHERN TRUST CMN STOCK Cmn 665859954 112 2,400 Sh Put Shared-defined -- 2,400 NORTHERN TRUST CMN STOCK Cmn 665859904 19 400 Sh Call Shared-defined -- 400 NORTHGATE EXPLORATION LTD COMMON STOCK Cmn 666416102 64 21,245 Sh Shared-defined 1 21,245 NORTHGATE EXPLORATION LTD COMMON STOCK Cmn 666416102 4 1,259 Sh Shared-defined -- 1,259 NORTHROP GRUMMAN CORP Cmn 666807102 4,361 80,111 Sh Shared-defined -- 80,111 NORTHROP GRUMMAN CORP Cmn 666807102 358 6,584 Sh Shared-defined 1 6,584 NORTHROP GRUMMAN CORP Cmn 666807902 5,134 94,300 Sh Call Shared-defined 1 94,300 NORTHROP GRUMMAN CORP Cmn 666807952 2,722 50,000 Sh Put Shared-defined 1 50,000 NORTHROP GRUMMAN CORP Cmn 666807902 795 14,600 Sh Call Shared-defined -- 14,600 NORTHROP GRUMMAN CORP Cmn 666807952 76 1,400 Sh Put Shared-defined -- 1,400 NORTHSTAR REALTY FINANCE CORP COMMON STOCK Cmn 66704R100 64 23,913 Sh Shared-defined -- 23,913 NORTHWEST BANCSHARES INC Cmn 667340103 5,791 504,912 Sh Shared-defined -- 504,912 NORTHWEST NATURAL GAS CO COMMON STOCK Cmn 667655104 219 5,020 Sh Shared-defined -- 5,020 COLUMN TOTALS 22,913
FORM 13F Page 452 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NORTHWEST NATURAL GAS CO COMMON STOCK Cmn 667655104 11 257 Sh Shared-defined 1 257 NORTHWEST PIPE CO Cmn 667746901 181 9,500 Sh Call Shared-defined 1 9,500 NORTHWEST PIPE CO Cmn 667746951 125 6,600 Sh Put Shared-defined 1 6,600 NOVAGOLD RESOURCES 5.5% CB 5/1/15 - REGISTERED Bond 66987EAA5 14,536 14,653,000 Prn Shared-defined -- N/A NovaGold Resources Inc. COMMON STOCK Cmn 66987E956 391 56,000 Sh Put Shared-defined 1 56,000 NovaGold Resources Inc. COMMON STOCK Cmn 66987E906 372 53,300 Sh Call Shared-defined 1 53,300 NovaGold Resources Inc. COMMON STOCK Cmn 66987E206 91 13,023 Sh Shared-defined -- 13,023 NovaGold Resources Inc. COMMON STOCK Cmn 66987E206 40 5,790 Sh Shared-defined 1 5,790 NOVARTIS AG Depository - -ADR 1:1 Receipt 66987V109 11,416 236,250 Sh Shared-defined -- N/A NOVARTIS AG Depository - -ADR 1:1 Receipt 66987V109 2,018 41,760 Sh Shared-defined 1 N/A NOVATEL WIRELESS INC Cmn 66987M604 213 37,158 Sh Shared-defined -- 37,158 NOVATEL WIRELESS INC Cmn 66987M604 75 13,014 Sh Shared-defined 1 13,014 NOVATEL WIRELESS INC Cmn 66987M954 493 85,900 Sh Put Shared-defined 1 85,900 NOVATEL WIRELESS INC Cmn 66987M904 88 15,300 Sh Call Shared-defined 1 15,300 COLUMN TOTALS 30,050
FORM 13F Page 453 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NOVATEL WIRELESS INC Cmn 66987M954 14 2,400 Sh Put Shared-defined -- 2,400 NOVAVAX INC CMN STOCK Cmn 670002904 22 10,300 Sh Call Shared-defined 1 10,300 NOVAVAX INC CMN STOCK Cmn 670002954 13 5,800 Sh Put Shared-defined 1 5,800 NOVAVAX INC CMN STOCK Cmn 670002104 81 37,429 Sh Shared-defined 1 37,429 NOVAVAX INC CMN STOCK Cmn 670002104 38 17,376 Sh Shared-defined -- 17,376 NOVELL INC Cmn 670006105 381 67,106 Sh Shared-defined 1 67,106 NOVELL INC Cmn 670006105 6 1,090 Sh Shared-defined -- 1,090 NOVELL INC Cmn 670006905 294 51,800 Sh Call Shared-defined 1 51,800 NOVELL INC Cmn 670006955 182 32,100 Sh Put Shared-defined 1 32,100 NOVELLUS SYSTEMS INC CMN STK Cmn 670008951 3,069 121,000 Sh Put Shared-defined 1 121,000 NOVELLUS SYSTEMS INC CMN STK Cmn 670008901 2,769 109,200 Sh Call Shared-defined 1 109,200 NOVELLUS SYSTEMS INC CMN STK Cmn 670008901 355 14,000 Sh Call Shared-defined -- 14,000 NOVELLUS SYSTEMS INC CMN STK Cmn 670008951 266 10,500 Sh Put Shared-defined -- 10,500 NOVELLUS SYSTEMS INC CMN STK Cmn 670008101 38 1,500 Sh Shared-defined -- 1,500 COLUMN TOTALS 7,528
FORM 13F Page 454 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NOVELLUS SYSTEMS INC CMN STK Cmn 670008101 18 712 Sh Shared-defined 1 712 NPS PHARMACEUTICALS INC CMN STOCK Cmn 62936P903 85 13,200 Sh Call Shared-defined 1 13,200 NPS PHARMACEUTICALS INC CMN STOCK Cmn 62936P953 52 8,000 Sh Put Shared-defined 1 8,000 NPS PHARMACEUTICALS INC CMN STOCK Cmn 62936P103 2 249 Sh Shared-defined -- 249 NRG ENERGY INC COMMON STOCK Cmn 629377908 884 41,700 Sh Call Shared-defined 1 41,700 NRG ENERGY INC COMMON STOCK Cmn 629377958 590 27,800 Sh Put Shared-defined 1 27,800 NRG ENERGY INC COMMON STOCK Cmn 629377508 6,568 309,673 Sh Shared-defined -- 309,673 NRG ENERGY INC COMMON STOCK Cmn 629377508 144 6,794 Sh Shared-defined 1 6,794 NSTAR CMN STOCK Cmn 67019E107 1,045 29,858 Sh Shared-defined -- 29,858 NTT DOCOMO INC Depository - - SPON ADR 100:1 Receipt 62942M201 222 14,707 Sh Shared-defined -- N/A NTT DOCOMO INC Depository - - SPON ADR 100:1 Receipt 62942M201 13 888 Sh Shared-defined 1 N/A NU SKIN ENTERPRISES INC CMN STOCK Cmn 67018T905 1,055 42,300 Sh Call Shared-defined 1 42,300 NU SKIN ENTERPRISES INC CMN STOCK Cmn 67018T955 536 21,500 Sh Put Shared-defined 1 21,500 NU SKIN ENTERPRISES INC CMN STOCK Cmn 67018T105 2,307 92,544 Sh Shared-defined -- 92,544 COLUMN TOTALS 13,521
FORM 13F Page 455 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NU SKIN ENTERPRISES INC CMN STOCK Cmn 67018T105 17 692 Sh Shared-defined 1 692 NUANCE COMMUNICATIONS INC CMN STOCK Cmn 67020Y900 707 47,300 Sh Call Shared-defined 1 47,300 NUANCE COMMUNICATIONS INC CMN STOCK Cmn 67020Y950 411 27,500 Sh Put Shared-defined 1 27,500 NUANCE COMMUNICATIONS INC CMN STOCK Cmn 67020Y950 94 6,300 Sh Put Shared-defined -- 6,300 NUANCE COMMUNICATIONS INC 2.75% CB 8/15/2027 - REGISTERED Bond 67020YAB6 24,755 24,000,000 Prn Shared-defined -- N/A NUANCE COMMUNICATIONS INC CMN STOCK Cmn 67020Y100 1,470 98,314 Sh Shared-defined -- 98,314 NUANCE COMMUNICATIONS INC CMN STOCK Cmn 67020Y100 356 23,833 Sh Shared-defined 1 23,833 NUCOR CORP Cmn 670346105 7,798 203,702 Sh Shared-defined -- 203,702 NUCOR CORP Cmn 670346105 3,696 96,556 Sh Shared-defined 1 96,556 NUCOR CORP Cmn 670346905 26,007 679,400 Sh Call Shared-defined 1 679,400 NUCOR CORP Cmn 670346955 13,838 361,500 Sh Put Shared-defined 1 361,500 NUCOR CORP Cmn 670346905 3,277 85,600 Sh Call Shared-defined -- 85,600 NUCOR CORP Cmn 670346955 2,308 60,300 Sh Put Shared-defined -- 60,300 NUSTAR ENERGY LP CMN STK Cmn 67058H952 5,464 95,200 Sh Put Shared-defined 1 95,200 COLUMN TOTALS 90,198
FORM 13F Page 456 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NUSTAR ENERGY LP CMN STK Cmn 67058H902 1,343 23,400 Sh Call Shared-defined 1 23,400 NUSTAR ENERGY LP CMN STK Cmn 67058H102 2,675 46,605 Sh Shared-defined 1 46,605 NUSTAR GP HOLDINGS LLC Cmn 67059L902 443 14,400 Sh Call Shared-defined 1 14,400 NUSTAR GP HOLDINGS LLC Cmn 67059L952 360 11,700 Sh Put Shared-defined 1 11,700 NUTRI/SYSTEM INC CMN STOCK Cmn 67069D908 7,274 317,100 Sh Call Shared-defined 1 317,100 NUTRI/SYSTEM INC CMN STOCK Cmn 67069D958 1,287 56,100 Sh Put Shared-defined 1 56,100 NUTRI/SYSTEM INC CMN STOCK Cmn 67069D108 54 2,339 Sh Shared-defined 1 2,339 NUVASIVE 2.25 CB 3/15/13 - REGISTERED Bond 670704AB1 49,229 47,000,000 Prn Shared-defined -- N/A NUVASIVE INC COMMON STOCK Cmn 670704955 1,904 53,700 Sh Put Shared-defined 1 53,700 NUVASIVE INC COMMON STOCK Cmn 670704905 1,691 47,700 Sh Call Shared-defined 1 47,700 NUVASIVE INC COMMON STOCK Cmn 670704105 1,086 30,633 Sh Shared-defined 1 30,633 NUVASIVE INC COMMON STOCK Cmn 670704105 84 2,373 Sh Shared-defined -- 2,373 NV ENERGY INC Cmn 67073Y106 138 11,707 Sh Shared-defined 1 11,707 NV ENERGY INC Cmn 67073Y106 14 1,202 Sh Shared-defined -- 1,202 COLUMN TOTALS 67,582
FORM 13F Page 457 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NVIDIA CORP CMN STOCK Cmn 67066G904 8,587 841,000 Sh Call Shared-defined 1 841,000 NVIDIA CORP CMN STOCK Cmn 67066G954 5,685 556,800 Sh Put Shared-defined 1 556,800 NVIDIA CORP CMN STOCK Cmn 67066G904 1,101 107,800 Sh Call Shared-defined -- 107,800 NVIDIA CORP CMN STOCK Cmn 67066G954 642 62,900 Sh Put Shared-defined -- 62,900 NVIDIA CORP CMN STOCK Cmn 67066G104 2,369 232,069 Sh Shared-defined 1 232,069 NVIDIA CORP CMN STOCK Cmn 67066G104 234 22,954 Sh Shared-defined -- 22,954 NVR L.P. COMMON STOCK Cmn 62944T105 31,768 48,499 Sh Shared-defined -- 48,499 NXSTAGE MEDICAL INC CMN STK Cmn 67072V103 1,402 94,490 Sh Shared-defined -- 94,490 NXSTAGE MEDICAL INC CMN STK Cmn 67072V103 28 1,890 Sh Shared-defined 1 1,890 NYB 6 11/01/51 Pref Stk 64944P307 4 89 Sh Shared-defined 1 N/A NYSE EURONEXT COMMON STOCK Cmn 629491951 10,580 382,900 Sh Put Shared-defined 1 382,900 NYSE EURONEXT COMMON STOCK Cmn 629491901 9,209 333,300 Sh Call Shared-defined 1 333,300 NYSE EURONEXT COMMON STOCK Cmn 629491951 307 11,100 Sh Put Shared-defined -- 11,100 NYSE EURONEXT COMMON STOCK Cmn 629491901 72 2,600 Sh Call Shared-defined -- 2,600 COLUMN TOTALS 71,988
FORM 13F Page 458 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NYSE EURONEXT COMMON STOCK Cmn 629491101 4,940 178,809 Sh Shared-defined -- 178,809 NYSE EURONEXT COMMON STOCK Cmn 629491101 1,357 49,117 Sh Shared-defined 1 49,117 OCCIDENTAL PETROLEUM CMN STOCK Cmn 674599105 12,549 162,657 Sh Shared-defined -- 162,657 OCCIDENTAL PETROLEUM CMN STOCK Cmn 674599105 621 8,046 Sh Shared-defined 1 8,046 OCCIDENTAL PETROLEUM CMN STOCK Cmn 674599955 37,179 481,900 Sh Put Shared-defined 1 481,900 OCCIDENTAL PETROLEUM CMN STOCK Cmn 674599905 29,070 376,800 Sh Call Shared-defined 1 376,800 OCCIDENTAL PETROLEUM CMN STOCK Cmn 674599955 7,160 92,800 Sh Put Shared-defined -- 92,800 OCCIDENTAL PETROLEUM CMN STOCK Cmn 674599905 5,632 73,000 Sh Call Shared-defined -- 73,000 OCEANEERING INTERNATIONAL CMN STK Cmn 675232902 2,654 59,100 Sh Call Shared-defined 1 59,100 OCEANEERING INTERNATIONAL CMN STK Cmn 675232952 705 15,700 Sh Put Shared-defined 1 15,700 OCEANEERING INTERNATIONAL CMN STK Cmn 675232102 33 731 Sh Shared-defined -- 731 OCH-ZIFF CAPITAL MANAGEMEN-A Cmn 67551U105 167 13,298 Sh Shared-defined 1 13,298 OCH-ZIFF CAPITAL MANAGEMEN-A Cmn 67551U955 179 14,200 Sh Put Shared-defined 1 14,200 OCH-ZIFF CAPITAL MANAGEMEN-A Cmn 67551U905 108 8,600 Sh Call Shared-defined 1 8,600 COLUMN TOTALS 102,354
FORM 13F Page 459 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- OCR 4.0000% 06/15/2033 - MIPS SRS B Pref Stk 68214Q200 9 246 Sh Shared-defined 1 N/A OCWEN FINL CORP CMN STOCK Cmn 675746309 115 11,304 Sh Shared-defined -- 11,304 OCWEN FINL CORP CMN STOCK Cmn 675746309 1 100 Sh Shared-defined 1 100 ODYSSEY HEALTHCARE INC Cmn 67611V101 107 4,005 Sh Shared-defined 1 4,005 ODYSSEY HEALTHCARE INC Cmn 67611V951 374 14,000 Sh Put Shared-defined 1 14,000 ODYSSEY HEALTHCARE INC Cmn 67611V901 96 3,600 Sh Call Shared-defined 1 3,600 OFFICE DEPOT CMN STOCK Cmn 676220106 9,745 2,412,184 Sh Shared-defined -- 2,412,184 OFFICE DEPOT CMN STOCK Cmn 676220106 654 161,846 Sh Shared-defined 1 161,846 OFFICE DEPOT CMN STOCK Cmn 676220956 431 106,800 Sh Put Shared-defined 1 106,800 OFFICE DEPOT CMN STOCK Cmn 676220906 208 51,500 Sh Call Shared-defined 1 51,500 OFFICE DEPOT CMN STOCK Cmn 676220956 120 29,600 Sh Put Shared-defined -- 29,600 OFFICE DEPOT CMN STOCK Cmn 676220906 35 8,600 Sh Call Shared-defined -- 8,600 OFFICEMAX INC COMMON STOCK Cmn 67622P901 547 41,900 Sh Call Shared-defined 1 41,900 OFFICEMAX INC COMMON STOCK Cmn 67622P951 195 14,900 Sh Put Shared-defined 1 14,900 COLUMN TOTALS 12,637
FORM 13F Page 460 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- OFFICEMAX INC COMMON STOCK Cmn 67622P101 8,742 669,399 Sh Shared-defined -- 669,399 OFFICEMAX INC COMMON STOCK Cmn 67622P101 382 29,252 Sh Shared-defined 1 29,252 OIL STATES INTERNATIONAL, INC. Cmn 678026105 10,830 273,612 Sh Shared-defined -- 273,612 OIL STATES INTERNATIONAL, INC. Cmn 678026905 1,532 38,700 Sh Call Shared-defined 1 38,700 OIL STATES INTERNATIONAL, INC. Cmn 678026955 879 22,200 Sh Put Shared-defined 1 22,200 OILSANDS QUEST INC Cmn 678046103 4 6,996 Sh Shared-defined -- 6,996 OILSANDS QUEST INC Cmn 678046903 18 30,300 Sh Call Shared-defined 1 30,300 OILSANDS QUEST INC Cmn 678046953 4 7,000 Sh Put Shared-defined 1 7,000 OILSANDS QUEST INC WARRANT 5/12/11 Wt 678046129 -- 3,749 Shared-defined 1 N/A OLD DOMINION FREIGHT CMN STK Cmn 679580900 527 15,000 Sh Call Shared-defined 1 15,000 OLD DOMINION FREIGHT CMN STK Cmn 679580950 460 13,100 Sh Put Shared-defined 1 13,100 OLD DOMINION FREIGHT CMN STK Cmn 679580100 9,445 268,770 Sh Shared-defined -- 268,770 OLD DOMINION FREIGHT CMN STK Cmn 679580100 2 68 Sh Shared-defined 1 68 OLD NATIONAL BANCORP COMMON STOCK Cmn 680033107 562 54,218 Sh Shared-defined -- 54,218 COLUMN TOTALS 33,387
FORM 13F Page 461 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- OLD REPUBLIC INTERNATIONAL CMN STOCK Cmn 680223904 176 14,500 Sh Call Shared-defined 1 14,500 OLD REPUBLIC INTERNATIONAL CMN STOCK Cmn 680223954 96 7,900 Sh Put Shared-defined 1 7,900 OLD REPUBLIC INTERNATIONAL 8% CB 05/15/2012-REGIST Bond 680223AF1 37,642 31,500,000 Prn Shared-defined -- N/A OLD REPUBLIC INTERNATIONAL CMN STOCK Cmn 680223104 5,917 487,768 Sh Shared-defined -- 487,768 OLD REPUBLIC INTERNATIONAL CMN STOCK Cmn 680223104 149 12,262 Sh Shared-defined 1 12,262 OLIN CORP Cmn 680665205 1,231 68,049 Sh Shared-defined -- 68,049 OLIN CORP Cmn 680665205 17 950 Sh Shared-defined 1 950 OLIN CORP Cmn 680665905 1,847 102,100 Sh Call Shared-defined 1 102,100 OLIN CORP Cmn 680665955 921 50,900 Sh Put Shared-defined 1 50,900 OLIN CORP Cmn 680665905 141 7,800 Sh Call Shared-defined -- 7,800 OLIN CORP Cmn 680665955 25 1,400 Sh Put Shared-defined -- 1,400 OLYMPIC STEEL INC CMN STK Cmn 68162K956 1,505 65,500 Sh Put Shared-defined 1 65,500 OLYMPIC STEEL INC CMN STK Cmn 68162K906 949 41,300 Sh Call Shared-defined 1 41,300 OLYMPIC STEEL INC CMN STK Cmn 68162K906 23 1,000 Sh Call Shared-defined -- 1,000 COLUMN TOTALS 50,639
FORM 13F Page 462 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- OLYMPIC STEEL INC CMN STK Cmn 68162K956 21 900 Sh Put Shared-defined -- 900 OLYMPIC STEEL INC CMN STK Cmn 68162K106 108 4,721 Sh Shared-defined 1 4,721 OLYMPIC STEEL INC CMN STK Cmn 68162K106 103 4,502 Sh Shared-defined -- 4,502 OM GROUP INC CMN STK Cmn 670872900 468 19,600 Sh Call Shared-defined 1 19,600 OM GROUP INC CMN STK Cmn 670872950 420 17,600 Sh Put Shared-defined 1 17,600 OM GROUP INC CMN STK Cmn 670872100 152 6,372 Sh Shared-defined -- 6,372 OM GROUP INC CMN STK Cmn 670872100 11 468 Sh Shared-defined 1 468 OMEGA HEALTHCARE INVS INC CMN STK Cmn 681936900 140 7,000 Sh Call Shared-defined 1 7,000 OMEGA HEALTHCARE INVS INC CMN STK Cmn 681936950 92 4,600 Sh Put Shared-defined 1 4,600 OMEGA HEALTHCARE INVS INC CMN STK Cmn 681936100 871 43,686 Sh Shared-defined -- 43,686 OMEGA HEALTHCARE INVS INC CMN STK Cmn 681936100 104 5,228 Sh Shared-defined 1 5,228 OMNICARE 4% MIPS DUE 6/15/33 REG Pref Stk 68214L201 2 50 Sh Shared-defined 1 N/A OMNICARE INC. COMMON STOCK Cmn 681904108 421 17,754 Sh Shared-defined - 17,754 OMNICARE INC. COMMON STOCK Cmn 681904908 514 21,700 Sh Call Shared-defined 1 21,700 COLUMN TOTALS 3,427
FORM 13F Page 463 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- OMNICARE INC. COMMON STOCK Cmn 681904958 239 10,100 Sh Put Shared-defined 1 10,100 OMNICELL INC Cmn 68213N109 43 3,664 Sh Shared-defined -- 3,664 OMNICELL INC Cmn 68213N909 148 12,700 Sh Call Shared-defined 1 12,700 OMNICELL INC Cmn 68213N959 29 2,500 Sh Put Shared-defined 1 2,500 OMNICOM GROUP COMMON STOCK Cmn 681919106 51 1,500 Sh Shared-defined -- 1,500 OMNICOM GROUP COMMON STOCK Cmn 681919906 2,641 77,000 Sh Call Shared-defined 1 77,000 OMNICOM GROUP COMMON STOCK Cmn 681919956 2,099 61,200 Sh Put Shared-defined 1 61,200 OMNIVISION TECHNOLOGIES Cmn 682128103 571 26,638 Sh Shared-defined -- 26,638 OMNIVISION TECHNOLOGIES Cmn 682128103 287 13,378 Sh Shared-defined 1 13,378 OMNIVISION TECHNOLOGIES Cmn 682128903 1,143 53,300 Sh Call Shared-defined 1 53,300 OMNIVISION TECHNOLOGIES Cmn 682128953 946 44,100 Sh Put Shared-defined 1 44,100 OMNOVA SOLUTIONS INC CMN STOCK Cmn 682129101 145 18,593 Sh Shared-defined -- 18,593 OMNOVA SOLUTIONS INC CMN STOCK Cmn 682129101 8 1,021 Sh Shared-defined 1 1,021 ON SEMICONDUCTOR CORP 1.875% CB 12/15/2025 - -REGIST Bond 682189AD7 37,327 33,795,000 Prn Shared-defined -- N/A COLUMN TOTALS 45,677
FORM 13F Page 464 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ON SEMICONDUCTOR CORP 2.625% 12/15/2026 - - REGISTER Bond 682189AG0 29,458 31,500,000 Prn Shared-defined -- N/A ON SEMICONDUCTOR CORP CMN STK Cmn 682189105 18,295 2,867,485 Sh Shared-defined -- 2,867,485 ON SEMICONDUCTOR CORP CMN STK Cmn 682189905 657 103,000 Sh Call Shared-defined 1 103,000 ON SEMICONDUCTOR CORP CMN STK Cmn 682189955 459 72,000 Sh Put Shared-defined 1 72,000 ON SEMICONDUCTOR CORP CMN STK Cmn 682189905 411 64,400 Sh Call Shared-defined -- 64,400 ON SEMICONDUCTOR CORP CMN STK Cmn 682189955 77 12,100 Sh Put Shared-defined -- 12,100 ONEBEACON INSURANCE GROUP-A Cmn G67742109 230 16,044 Sh Shared-defined -- 16,044 ONEOK INC Cmn 682680103 550 12,712 Sh Shared-defined 1 12,712 ONEOK INC Cmn 682680103 523 12,085 Sh Shared-defined -- 12,085 ONEOK INC Cmn 682680953 5,640 130,400 Sh Put Shared-defined 1 130,400 ONEOK INC Cmn 682680903 3,157 73,000 Sh Call Shared-defined 1 73,000 ONEOK PARTNERS, L.P. CMN STOCK Cmn 68268N953 3,568 55,500 Sh Put Shared-defined 1 55,500 ONEOK PARTNERS, L.P. CMN STOCK Cmn 68268N903 456 7,100 Sh Call Shared-defined 1 7,100 ONEOK PARTNERS, L.P. CMN STOCK Cmn 68268N103 516 8,019 Sh Shared-defined 1 8,019 COLUMN TOTALS 63,997
FORM 13F Page 465 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ONSTREAM MEDIA CORP CMN STOCK Cmn 682875208 11 10,597 Sh Shared-defined 1 10,597 ONYX PHARMACEUTICALS 4% CB 08/15/2016 Bond 683399AB5 95,230 102,585,000 Prn Shared-defined -- N/A ONYX PHARMACEUTICALS INC CMN STOCK Cmn 683399909 5,024 232,700 Sh Call Shared-defined 1 232,700 ONYX PHARMACEUTICALS INC CMN STOCK Cmn 683399959 924 42,800 Sh Put Shared-defined 1 42,800 ONYX PHARMACEUTICALS INC CMN STOCK Cmn 683399109 5,519 255,611 Sh Shared-defined -- 255,611 ONYX PHARMACEUTICALS INC CMN STOCK Cmn 683399109 191 8,847 Sh Shared-defined 1 8,847 OPEN TEXT CORP CMN STOCK Cmn 683715906 893 23,800 Sh Call Shared-defined 1 23,800 OPEN TEXT CORP CMN STOCK Cmn 683715956 683 18,200 Sh Put Shared-defined 1 18,200 OPEN TEXT CORP CMN STOCK Cmn 683715106 643 17,126 Sh Shared-defined -- 17,126 OPEN TEXT CORP CMN STOCK Cmn 683715106 11 300 Sh Shared-defined 1 300 OPENTABLE INC Cmn 68372A104 5,400 130,216 Sh Shared-defined -- 130,216 OPENTABLE INC Cmn 68372A104 39 930 Sh Shared-defined 1 930 OPENTABLE INC Cmn 68372A904 1,543 37,200 Sh Call Shared-defined 1 37,200 OPENTABLE INC Cmn 68372A954 568 13,700 Sh Put Shared-defined 1 13,700 COLUMN TOTALS 116,679
FORM 13F Page 466 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- OPTRONICS INTERNATIONAL CORP COMMON STOCK Cmn 68401H954 103 11,100 Sh Put Shared-defined 1 11,100 OPTRONICS INTERNATIONAL CORP COMMON STOCK Cmn 68401H904 70 7,600 Sh Call Shared-defined 1 7,600 OPTIONSXPRESS, INC. COMMON STOCK Cmn 684010901 1,009 64,100 Sh Call Shared-defined 1 64,100 OPTIONSXPRESS, INC. COMMON STOCK Cmn 684010951 661 42,000 Sh Put Shared-defined 1 42,000 OPTIONSXPRESS, INC. COMMON STOCK Cmn 684010101 17 1,091 Sh Shared-defined 1 1,091 OPTIONSXPRESS, INC. COMMON STOCK Cmn 684010101 7 414 Sh Shared-defined -- 414 OPTRONICS INTERNATIONAL CORP COMMON STOCK Cmn 68401H104 73 7,874 Sh Shared-defined 1 7,874 OPTRONICS INTERNATIONAL CORP COMMON STOCK Cmn 68401H104 35 3,782 Sh Shared-defined -- 3,782 ORACLE SYS CORP Cmn 68389X955 27,495 1,281,200 Sh Put Shared-defined 1 1,281,200 ORACLE SYS CORP Cmn 68389X905 14,093 656,700 Sh Call Shared-defined 1 656,700 ORACLE SYS CORP Cmn 68389X955 3,526 164,300 Sh Put Shared-defined -- 164,300 ORACLE SYS CORP Cmn 68389X905 2,240 104,400 Sh Call Shared-defined -- 104,400 ORACLE SYS CORP Cmn 68389X105 20,355 948,529 Sh Shared-defined -- 948,529 ORACLE SYS CORP Cmn 68389X105 4,892 227,959 Sh Shared-defined 1 227,959 COLUMN TOTALS 74,576
FORM 13F Page 467 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ORASURE TECHNOLOGIES INC CMN STK Cmn 68554V908 62 13,300 Sh Call Shared-defined 1 13,300 ORASURE TECHNOLOGIES INC CMN STK Cmn 68554V958 48 10,400 Sh Put Shared-defined 1 10,400 ORASURE TECHNOLOGIES INC CMN STK Cmn 68554V108 27 5,762 Sh Shared-defined 1 5,762 ORASURE TECHNOLOGIES INC CMN STK Cmn 68554V108 4 769 Sh Shared-defined -- 769 ORBITAL SCIENCES 2.4375% CB 1/15/2027 - -REGISTERED Bond 685564AN6 43,301 45,006,000 Prn Shared-defined -- N/A ORBITAL SCIENCES COMMON STOCK Cmn 685564106 62 3,912 Sh Shared-defined -- 3,912 ORBITAL SCIENCES COMMON STOCK Cmn 685564106 9 559 Sh Shared-defined 1 559 ORBITAL SCIENCES COMMON STOCK Cmn 685564906 366 23,200 Sh Call Shared-defined 1 23,200 ORBITAL SCIENCES COMMON STOCK Cmn 685564956 44 2,800 Sh Put Shared-defined 1 2,800 ORBITZ WORLDWIDE INC Cmn 68557K109 165 43,178 Sh Shared-defined -- 43,178 ORBITZ WORLDWIDE INC Cmn 68557K109 24 6,322 Sh Shared-defined 1 6,322 ORBITZ WORLDWIDE INC Cmn 68557K909 31 8,100 Sh Call Shared-defined 1 8,100 ORBITZ WORLDWIDE INC Cmn 68557K959 10 2,600 Sh Put Shared-defined 1 2,600 ORCKIT COMMUNICATIONS INC CMN STK Cmn M7531S206 20 7,289 Sh Shared-defined 1 7,289 COLUMN TOTALS 44,173
FORM 13F Page 468 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ORCKIT COMMUNICATIONS INC CMN STK Cmn M7531S206 4 1,317 Sh Shared-defined -- 1,317 ORCKIT COMMUNICATIONS INC CMN STK Cmn M7531S906 195 69,600 Sh Call Shared-defined 1 69,600 ORCKIT COMMUNICATIONS INC CMN STK Cmn M7531S956 112 39,900 Sh Put Shared-defined 1 39,900 OREILY AUTOMOTIVE INC CMN STK Cmn 686091909 2,568 54,000 Sh Call Shared-defined 1 54,000 OREILY AUTOMOTIVE INC CMN STK Cmn 686091959 1,441 30,300 Sh Put Shared-defined 1 30,300 OREILY AUTOMOTIVE INC CMN STK Cmn 686091959 233 4,900 Sh Put Shared-defined -- 4,900 OREILY AUTOMOTIVE INC CMN STK Cmn 686091909 90 1,900 Sh Call Shared-defined -- 1,900 OREILY AUTOMOTIVE INC CMN STK Cmn 686091109 801 16,840 Sh Shared-defined -- 16,840 OREILY AUTOMOTIVE INC CMN STK Cmn 686091109 336 7,056 Sh Shared-defined 1 7,056 OREXIGEN THERAPEUTICS INC Cmn 686164104 160 38,016 Sh Shared-defined -- 38,016 OREXIGEN THERAPEUTICS INC Cmn 686164104 52 12,413 Sh Shared-defined 1 12,413 OREXIGEN THERAPEUTICS INC Cmn 686164904 193 45,900 Sh Call Shared-defined 1 45,900 OREXIGEN THERAPEUTICS INC Cmn 686164954 135 32,200 Sh Put Shared-defined 1 32,200 ORIENT EXPRESS HOTELS LTD -A Cmn G67743907 43 5,800 Sh Call Shared-defined 1 5,800 COLUMN TOTALS 6,363
FORM 13F Page 469 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ORIENT EXPRESS HOTELS LTD -A Cmn G67743957 32 4,300 Sh Put Shared-defined 1 4,300 ORIENT EXPRESS HOTELS LTD -A Cmn G67743107 207 27,929 Sh Shared-defined -- 27,929 ORIENT EXPRESS HOTELS LTD -A Cmn G67743107 38 5,170 Sh Shared-defined 1 5,170 ORIENTAL FINL GROUP CMN STK Cmn 68618W950 80 6,300 Sh Put Shared-defined 1 6,300 ORIENTAL FINL GROUP CMN STK Cmn 68618W900 75 5,900 Sh Call Shared-defined 1 5,900 ORIENTAL FINL GROUP CMN STK Cmn 68618W100 28 2,243 Sh Shared-defined 1 2,243 ORIENTAL FINL GROUP CMN STK Cmn 68618W100 - 2 Sh Shared-defined -- 2 ORIGIN AGRITECH LTD COMMON STOCK Cmn G67828956 505 68,800 Sh Put Shared-defined 1 68,800 ORIGIN AGRITECH LTD COMMON STOCK Cmn G67828906 433 59,000 Sh Call Shared-defined 1 59,000 ORIGIN AGRITECH LTD COMMON STOCK Cmn G67828106 240 32,645 Sh Shared-defined 1 32,645 ORIGIN AGRITECH LTD COMMON STOCK Cmn G67828106 14 1,900 Sh Shared-defined -- 1,900 ORION ENERGY SYSTEMS INC Cmn 686275108 80 25,351 Sh Shared-defined -- 25,351 ORION ENERGY SYSTEMS INC Cmn 686275108 3 963 Sh Shared-defined 1 963 ORION MARNE GROUP ORD Cmn 68628V908 321 22,600 Sh Call Shared-defined 1 22,600 COLUMN TOTALS 2,056
FORM 13F Page 470 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ORION MARNE GROUP ORD Cmn 68628V958 62 4,400 Sh Put Shared-defined 1 4,400 ORION MARNE GROUP ORD Cmn 68628V308 73 5,169 Sh Shared-defined -- 5,169 ORION MARNE GROUP ORD Cmn 68628V308 5 368 Sh Shared-defined 1 368 ORMAT TECHNOLOGIES INC COMMON STOCK Cmn 686688102 273 9,659 Sh Shared-defined -- 9,659 ORMAT TECHNOLOGIES INC COMMON STOCK Cmn 686688102 27 964 Sh Shared-defined 1 964 ORTHOVITA INC Cmn 68750U102 73 36,140 Sh Shared-defined -- 36,140 OSHKOSH CORP Cmn 688239201 554 17,783 Sh Shared-defined -- 17,783 OSHKOSH CORP Cmn 688239201 83 2,660 Sh Shared-defined 1 2,660 OSHKOSH CORP Cmn 688239901 2,823 90,600 Sh Call Shared-defined 1 90,600 OSHKOSH CORP Cmn 688239951 2,378 76,300 Sh Put Shared-defined 1 76,300 OSHKOSH CORP Cmn 688239901 692 22,200 Sh Call Shared-defined -- 22,200 OSHKOSH CORP Cmn 688239951 59 1,900 Sh Put Shared-defined -- 1,900 OSI SYSTEMS INC CMN STOCK Cmn 671044905 475 17,100 Sh Call Shared-defined 1 17,100 OSI SYSTEMS INC CMN STOCK Cmn 671044905 208 7,500 Sh Call Shared-defined -- 7,500 COLUMN TOTALS 7,785
FORM 13F Page 471 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- OSI SYSTEMS INC CMN STOCK Cmn 671044955 6 200 Sh Put Shared-defined 1 200 OSI SYSTEMS INC CMN STOCK Cmn 671044105 435 15,669 Sh Shared-defined -- 15,669 OSIRIS THERAPEUTICS COMMON STOCK Cmn 68827R108 17 2,914 Sh Shared-defined 1 2,914 OSIRIS THERAPEUTICS COMMON STOCK Cmn 68827R108 1 185 Sh Shared-defined -- 185 OSIRIS THERAPEUTICS COMMON STOCK Cmn 68827R958 37 6,300 Sh Put Shared-defined 1 6,300 OSIRIS THERAPEUTICS COMMON STOCK Cmn 68827R908 24 4,200 Sh Call Shared-defined 1 4,200 OTTER TAIL CORPORATION CMN STK Cmn 689648903 375 19,400 Sh Call Shared-defined 1 19,400 OTTER TAIL CORPORATION CMN STK Cmn 689648953 195 10,100 Sh Put Shared-defined 1 10,100 OTTER TAIL CORPORATION CMN STK Cmn 689648103 613 31,726 Sh Shared-defined -- 31,726 OVERSEAS SHIPHOLDING GROUP CMN STK Cmn 690368105 568 15,345 Sh Shared-defined -- 15,345 OVERSEAS SHIPHOLDING GROUP CMN STK Cmn 690368905 3,178 85,800 Sh Call Shared-defined 1 85,800 OVERSEAS SHIPHOLDING GROUP CMN STK Cmn 690368955 1,078 29,100 Sh Put Shared-defined 1 29,100 OVERSEAS SHIPHOLDING GROUP CMN STK Cmn 690368955 300 8,100 Sh Put Shared-defined -- 8,100 OVERSEAS SHIPHOLDING GROUP CMN STK Cmn 690368905 111 3,000 Sh Call Shared-defined -- 3,000 COLUMN TOTALS 6,938
FORM 13F Page 472 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- OVERSTOCK.COM INC CMN STK Cmn 690370101 174 9,606 Sh Shared-defined 1 9,606 OVERSTOCK.COM INC CMN STK Cmn 690370101 63 3,490 Sh Shared-defined -- 3,490 OVERSTOCK.COM INC CMN STK Cmn 690370901 1,052 58,200 Sh Call Shared-defined 1 58,200 OVERSTOCK.COM INC CMN STK Cmn 690370951 734 40,600 Sh Put Shared-defined 1 40,600 OWENS & MINOR INC CMN STK Cmn 690732102 734 25,864 Sh Shared-defined -- 25,864 OWENS CORNING INC Cmn 690742101 10,093 337,452 Sh Shared-defined -- 337,452 OWENS CORNING INC Cmn 690742901 5,958 199,200 Sh Call Shared-defined 1 199,200 OWENS CORNING INC Cmn 690742951 3,927 131,300 Sh Put Shared-defined 1 131,300 OWENS CORNING INC Cmn 690742901 1,660 55,500 Sh Call Shared-defined -- 55,500 OWENS CORNING INC Cmn 690742951 625 20,900 Sh Put Shared-defined -- 20,900 OWENS-ILLINOIS INC CMN STK Cmn 690768403 1,476 55,810 Sh Shared-defined -- 55,810 OWENS-ILLINOIS INC CMN STK Cmn 690768403 1 31 Sh Shared-defined 1 31 OWENS-ILLINOIS INC CMN STK Cmn 690768903 2,177 82,300 Sh Call Shared-defined 1 82,300 OWENS-ILLINOIS INC CMN STK Cmn 690768953 942 35,600 Sh Put Shared-defined 1 35,600 COLUMN TOTALS 29,616
FORM 13F Page 473 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- OWENS-ILLINOIS INC CMN STK Cmn 690768903 265 10,000 Sh Call Shared-defined -- 10,000 OWENS-ILLINOIS INC CMN STK Cmn 690768953 183 6,900 Sh Put Shared-defined -- 6,900 OXFORD INDUSTRIES INC CMN STK Cmn 691497909 894 42,700 Sh Call Shared-defined 1 42,700 OXFORD INDUSTRIES INC CMN STK Cmn 691497959 640 30,600 Sh Put Shared-defined 1 30,600 OXFORD INDUSTRIES INC CMN STK Cmn 691497309 89 4,259 Sh Shared-defined 1 4,259 P & O PRINCESS Depository CRUISES - ADR Receipt 14365C103 459 14,170 Sh Shared-defined -- N/A P F CHANGS CHINA BISTRO INC CMN STOCK Cmn 69333Y958 1,154 29,100 Sh Put Shared-defined 1 29,100 P F CHANGS CHINA BISTRO INC CMN STOCK Cmn 69333Y908 1,118 28,200 Sh Call Shared-defined 1 28,200 P F CHANGS CHINA BISTRO INC CMN STOCK Cmn 69333Y958 210 5,300 Sh Put Shared-defined -- 5,300 P F CHANGS CHINA BISTRO INC CMN STOCK Cmn 69333Y908 24 600 Sh Call Shared-defined -- 600 P F CHANGS CHINA BISTRO INC CMN STOCK Cmn 69333Y108 19,644 495,428 Sh Shared-defined -- 495,428 PACCAR INC Cmn 693718108 31,701 795,102 Sh Shared-defined -- 795,102 PACCAR INC Cmn 693718108 434 10,896 Sh Shared-defined 1 10,896 PACCAR INC Cmn 693718908 10,406 261,000 Sh Call Shared-defined 1 261,000 COLUMN TOTALS 67,221
FORM 13F Page 474 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PACCAR INC Cmn 693718958 7,966 199,800 Sh Put Shared-defined 1 199,800 PACCAR INC Cmn 693718908 1,029 25,800 Sh Call Shared-defined -- 25,800 PACCAR INC Cmn 693718958 698 17,500 Sh Put Shared-defined -- 17,500 PACER INTERNATIONAL INC CMN STK Cmn 69373H956 130 18,600 Sh Put Shared-defined 1 18,600 PACER INTERNATIONAL INC CMN STK Cmn 69373H906 71 10,100 Sh Call Shared-defined 1 10,100 PACER INTERNATIONAL INC CMN STK Cmn 69373H106 32 4,600 Sh Shared-defined -- 4,600 PACER INTERNATIONAL INC CMN STK Cmn 69373H106 10 1,458 Sh Shared-defined 1 1,458 PACIFIC AIRPORT Depository ADR 1:10 Receipt 400506101 213 7,345 Sh Shared-defined -- N/A PACKAGING CORP OF AMERICA CMN STOCK Cmn 695156909 1,171 53,200 Sh Call Shared-defined 1 53,200 PACKAGING CORP OF AMERICA CMN STOCK Cmn 695156959 647 29,400 Sh Put Shared-defined 1 29,400 PACKAGING CORP OF AMERICA CMN STOCK Cmn 695156109 408 18,537 Sh Shared-defined -- 18,537 PACKAGING CORP OF AMERICA CMN STOCK Cmn 695156109 17 787 Sh Shared-defined 1 787 PACTIV CORPORATION Cmn 695257955 1,846 66,300 Sh Put Shared-defined 1 66,300 PACTIV CORPORATION Cmn 695257905 1,161 41,700 Sh Call Shared-defined 1 41,700 COLUMN TOTALS 15,399
FORM 13F Page 475 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PACTIV CORPORATION Cmn 695257105 3,206 115,122 Sh Shared-defined - 115,122 PACTIV CORPORATION Cmn 695257105 659 23,677 Sh Shared-defined 1 23,677 PACWEST BANCORP Cmn 695263103 35 1,888 Sh Shared-defined -- 1,888 PACWEST BANCORP Cmn 695263903 276 15,100 Sh Call Shared-defined 1 15,100 PAETEC HOLDING CORP COMMON STOCK Cmn 695459107 88 25,700 Sh Shared-defined -- 25,700 PAETEC HOLDING CORP COMMON STOCK Cmn 695459107 19 5,494 Sh Shared-defined 1 5,494 PAETEC HOLDING CORP COMMON STOCK Cmn 695459957 23 6,600 Sh Put Shared-defined 1 6,600 PAETEC HOLDING CORP COMMON STOCK Cmn 695459907 16 4,800 Sh Call Shared-defined 1 4,800 PAIN THERAPEUTICS INC Cmn 69562K100 109 19,560 Sh Shared-defined 1 19,560 PAIN THERAPEUTICS INC Cmn 69562K100 78 14,066 Sh Shared-defined -- 14,066 PAIN THERAPEUTICS INC Cmn 69562K900 6 1,000 Sh Call Shared-defined 1 1,000 PAIN THERAPEUTICS INC Cmn 69562K950 3 600 Sh Put Shared-defined 1 600 PALL CORP Cmn 696429307 3,079 89,594 Sh Shared-defined -- 89,594 PALL CORP Cmn 696429307 57 1,671 Sh Shared-defined 1 1,671 COLUMN TOTALS 7,654
FORM 13F Page 476 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PALL CORP Cmn 696429907 1,155 33,600 Sh Call Shared-defined 1 33,600 PALL CORP Cmn 696429957 526 15,300 Sh Put Shared-defined 1 15,300 PALM INC COM STK Cmn 696643905 3,858 678,100 Sh Call Shared-defined 1 678,100 PALM INC COM STK Cmn 696643955 1,571 276,100 Sh Put Shared-defined 1 276,100 PALM INC COM STK Cmn 696643105 315 55,433 Sh Shared-defined 1 55,433 PALM INC COM STK Cmn 696643105 4 718 Sh Shared-defined -- 718 PALOMAR MED TECHNOLOGIES INC CMN STK Cmn 697529903 261 23,300 Sh Call Shared-defined 1 23,300 PALOMAR MED TECHNOLOGIES INC CMN STK Cmn 697529953 60 5,400 Sh Put Shared-defined 1 5,400 PALOMAR MED TECHNOLOGIES INC CMN STK Cmn 697529303 28 2,500 Sh Shared-defined -- 2,500 PALOMAR MED TECHNOLOGIES INC CMN STK Cmn 697529303 5 456 Sh Shared-defined 1 456 PAN AMERICAN SILVER CORP CMN STOCK Cmn 697900908 5,655 223,700 Sh Call Shared-defined 1 223,700 PAN AMERICAN SILVER CORP CMN STOCK Cmn 697900958 4,743 187,600 Sh Put Shared-defined 1 187,600 PAN AMERICAN SILVER CORP CMN STOCK Cmn 697900908 1,191 47,100 Sh Call Shared-defined -- 47,100 PAN AMERICAN SILVER CORP CMN STOCK Cmn 697900958 521 20,600 Sh Put Shared-defined -- 20,600 COLUMN TOTALS 19,893
FORM 13F Page 477 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PAN AMERICAN SILVER CORP CMN STOCK Cmn 697900108 835 33,016 Sh Shared-defined -- 33,016 PAN AMERICAN SILVER CORP CMN STOCK Cmn 697900108 416 16,467 Sh Shared-defined 1 16,467 PANERA BREAD CO - CL A CMN STK Cmn 69840W108 11,302 150,113 Sh Shared-defined -- 150,113 PANERA BREAD CO - CL A CMN STK Cmn 69840W108 1,604 21,307 Sh Shared-defined 1 21,307 PANERA BREAD CO - CL A CMN STK Cmn 69840W958 8,990 119,400 Sh Put Shared-defined 1 119,400 PANERA BREAD CO - CL A CMN STK Cmn 69840W908 7,077 94,000 Sh Call Shared-defined 1 94,000 PANERA BREAD CO - CL A CMN STK Cmn 69840W958 1,559 20,700 Sh Put Shared-defined -- 20,700 PANERA BREAD CO - CL A CMN STK Cmn 69840W908 527 7,000 Sh Call Shared-defined -- 7,000 PANTRY INC CMN STOCK Cmn 698657903 40 2,800 Sh Call Shared-defined 1 2,800 PANTRY INC CMN STOCK Cmn 698657953 28 2,000 Sh Put Shared-defined 1 2,000 PANTRY INC CMN STOCK Cmn 698657103 150 10,666 Sh Shared-defined -- 10,666 PANTRY INC CMN STOCK Cmn 698657103 115 8,165 Sh Shared-defined 1 8,165 PAPA JOHNS INTERNATIONAL INC CMN STK Cmn 698813952 1,073 46,400 Sh Put Shared-defined 1 46,400 PAPA JOHNS INTERNATIONAL INC CMN STK Cmn 698813902 922 39,900 Sh Call Shared-defined 1 39,900 COLUMN TOTALS 34,638
FORM 13F Page 478 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PAPA JOHNS INTERNATIONAL INC CMN STK Cmn 698813102 182 7,861 Sh Shared-defined 1 7,861 PAR PHARMACEUTICAL COS INC CMN STK Cmn 69888P906 1,965 75,700 Sh Call Shared-defined 1 75,700 PAR PHARMACEUTICAL COS INC CMN STK Cmn 69888P956 73 2,800 Sh Put Shared-defined 1 2,800 PAR PHARMACEUTICAL COS INC CMN STK Cmn 69888P106 337 12,965 Sh Shared-defined -- 12,965 PAR PHARMACEUTICAL COS INC CMN STK Cmn 69888P106 24 934 Sh Shared-defined 1 934 PAR TECHNOLOGY CORP CMN STK Cmn 698884103 101 19,700 Sh Shared-defined -- 19,700 PARAGON SHIPPING INC-CLASS A Cmn 69913R909 253 70,800 Sh Call Shared-defined 1 70,800 PARAGON SHIPPING INC-CLASS A Cmn 69913R959 10 2,700 Sh Put Shared-defined 1 2,700 PARAGON SHIPPING INC-CLASS A Cmn 69913R309 11 3,007 Sh Shared-defined 1 3,007 PARAGON SHIPPING INC-CLASS A Cmn 69913R309 8 2,195 Sh Shared-defined -- 2,195 PARAMETRIC TECHNOLOGY CORP CMN STK Cmn 699173209 185 11,805 Sh Shared-defined -- 11,805 PARAMETRIC TECHNOLOGY CORP CMN STK Cmn 699173209 58 3,725 Sh Shared-defined 1 3,725 PAREXEL INTL CORP CMN STOCK Cmn 699462107 1,379 63,619 Sh Shared-defined -- 63,619 PARK NATIONAL CORP CMN STK Cmn 700658107 221 3,391 Sh Shared-defined -- 3,391 COLUMN TOTALS 4,807
FORM 13F Page 479 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PARK NATIONAL CORP CMN STK Cmn 700658107 45 696 Sh Shared-defined 1 696 PARK PETROCHEMICAL CORP COMMON STOCK Cmn 700416209 264 10,825 Sh Shared-defined -- 10,825 PARK PETROCHEMICAL CORP COMMON STOCK Cmn 700416209 1 26 Sh Shared-defined 1 26 PARKER DRILLING CO CMN STK Cmn 701081101 174 44,072 Sh Shared-defined -- 44,072 PARKER DRILLING CO CMN STK Cmn 701081101 28 6,981 Sh Shared-defined 1 6,981 PARKER DRILLING CO CMN STK Cmn 701081901 37 9,400 Sh Call Shared-defined 1 9,400 PARKER HANNIFIN CORP Cmn 701094954 3,139 56,600 Sh Put Shared-defined 1 56,600 PARKER HANNIFIN CORP Cmn 701094904 1,936 34,900 Sh Call Shared-defined 1 34,900 PARKER HANNIFIN CORP Cmn 701094904 593 10,700 Sh Call Shared-defined -- 10,700 PARKER HANNIFIN CORP Cmn 701094954 366 6,600 Sh Put Shared-defined -- 6,600 PARKER HANNIFIN CORP Cmn 701094104 22 400 Sh Shared-defined -- 400 PARTNER COMMUNICATIONS CO Depository LTD ADR 1:1 Receipt 70211M109 252 16,543 Sh Shared-defined -- N/A PARTNER COMMUNICATIONS CO Depository LTD ADR 1:1 Receipt 70211M109 37 2,445 Sh Shared-defined 1 N/A PARTNERRE LTD CMN STOCK Cmn G6852T955 940 13,400 Sh Put Shared-defined 1 13,400 COLUMN TOTALS 7,834
FORM 13F Page 480 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PARTNERRE LTD CMN STOCK Cmn G6852T905 694 9,900 Sh Call Shared-defined 1 9,900 PARTNERRE LTD CMN STOCK Cmn G6852T105 19,801 282,305 Sh Shared-defined -- 282,305 PARTNERRE LTD CMN STOCK Cmn G6852T105 228 3,248 Sh Shared-defined 1 3,248 PATNI COMPUTER SYSTEMS LTD ADR FOR Depository ORD SHARE 1:2 Receipt 703248203 287 12,567 Sh Shared-defined 1 N/A PATNI COMPUTER SYSTEMS LTD ADR FOR Depository ORD SHARE 1:2 Receipt 703248203 103 4,492 Sh Shared-defined -- N/A PATRIOT COAL CORP COMMON STOCK Cmn 70336T904 4,027 342,700 Sh Call Shared-defined 1 342,700 PATRIOT COAL CORP COMMON STOCK Cmn 70336T954 2,167 184,400 Sh Put Shared-defined 1 184,400 PATRIOT COAL CORP COMMON STOCK Cmn 70336T954 528 44,900 Sh Put Shared-defined -- 44,900 PATRIOT COAL CORP COMMON STOCK Cmn 70336T904 246 20,900 Sh Call Shared-defined -- 20,900 PATRIOT COAL CORP COMMON STOCK Cmn 70336T104 83 7,070 Sh Shared-defined -- 7,070 PATTERSON COS INC CMN STK Cmn 703395903 1,481 51,900 Sh Call Shared-defined 1 51,900 PATTERSON COS INC CMN STK Cmn 703395953 183 6,400 Sh Put Shared-defined -- 6,400 PATTERSON COS INC CMN STK Cmn 703395953 123 4,300 Sh Put Shared-defined 1 4,300 PATTERSON COS INC CMN STK Cmn 703395103 157 5,498 Sh Shared-defined 1 5,498 COLUMN TOTALS 30,108
FORM 13F Page 481 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PATTERSON COS INC CMN STK Cmn 703395103 117 4,111 Sh Shared-defined -- 4,111 PATTERSON-UTI ENERGY COMMON STOCK Cmn 703481101 14,358 1,115,635 Sh Shared-defined -- 1,115,635 PATTERSON-UTI ENERGY COMMON STOCK Cmn 703481101 70 5,416 Sh Shared-defined 1 5,416 PATTERSON-UTI ENERGY COMMON STOCK Cmn 703481901 480 37,300 Sh Call Shared-defined 1 37,300 PATTERSON-UTI ENERGY COMMON STOCK Cmn 703481951 311 24,200 Sh Put Shared-defined 1 24,200 PATTERSON-UTI ENERGY COMMON STOCK Cmn 703481951 42 3,300 Sh Put Shared-defined -- 3,300 PATTERSON-UTI ENERGY COMMON STOCK Cmn 703481901 8 600 Sh Call Shared-defined -- 600 PAYCHEX INC CMN STK Cmn 704326957 2,314 89,100 Sh Put Shared-defined 1 89,100 PAYCHEX INC CMN STK Cmn 704326907 1,958 75,400 Sh Call Shared-defined 1 75,400 PAYCHEX INC CMN STK Cmn 704326907 429 16,500 Sh Call Shared-defined -- 16,500 PAYCHEX INC CMN STK Cmn 704326957 397 15,300 Sh Put Shared-defined -- 15,300 PAYCHEX INC CMN STK Cmn 704326107 1,873 72,139 Sh Shared-defined -- 72,139 PAYCHEX INC CMN STK Cmn 704326107 1,486 57,217 Sh Shared-defined 1 57,217 PC-TEL INC CMN STOCK Cmn 69325Q105 58 11,475 Sh Shared-defined -- 11,475 COLUMN TOTALS 23,901
FORM 13F Page 482 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PDF SOLUTIONS INC Cmn 693282105 75 15,653 Sh Shared-defined -- 15,653 PDL BIOPHARMA INC CMN STK Cmn 69329Y954 114 20,200 Sh Put Shared-defined 1 20,200 PDL BIOPHARMA INC CMN STK Cmn 69329Y904 64 11,400 Sh Call Shared-defined 1 11,400 PDL BIOPHARMA INC CMN STK Cmn 69329Y104 127 22,598 Sh Shared-defined -- 22,598 PDL BIOPHARMA INC CMN STK Cmn 69329Y104 65 11,592 Sh Shared-defined 1 11,592 PEABODY ENERGY CORP 4.75% 12/15/2066 - - REGISTERED Bond 704549AG9 2,745 2,800,000 Prn Shared-defined -- N/A PEABODY ENERGY CORP COM SHS Cmn 704549104 634 16,201 Sh Shared-defined 1 16,201 PEABODY ENERGY CORP COM SHS Cmn 704549904 21,271 543,600 Sh Call Shared-defined 1 543,600 PEABODY ENERGY CORP COM SHS Cmn 704549954 10,866 277,700 Sh Put Shared-defined 1 277,700 PEABODY ENERGY CORP COM SHS Cmn 704549904 5,177 132,300 Sh Call Shared-defined -- 132,300 PEABODY ENERGY CORP COM SHS Cmn 704549954 657 16,800 Sh Put Shared-defined -- 16,800 PEET'S COFFEE & TEA, INC. Cmn 705560100 338 8,602 Sh Shared-defined 1 8,602 PEET'S COFFEE & TEA, INC. Cmn 705560100 70 1,774 Sh Shared-defined -- 1,774 PEET'S COFFEE & TEA, INC. Cmn 705560950 1,551 39,500 Sh Put Shared-defined 1 39,500 COLUMN TOTALS 43,754
FORM 13F Page 483 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PEET'S COFFEE & TEA, INC. Cmn 705560900 346 8,800 Sh Call Shared-defined 1 8,800 PEET'S COFFEE & TEA, INC. Cmn 705560950 47 1,200 Sh Put Shared-defined -- 1,200 PEET'S COFFEE & TEA, INC. Cmn 705560900 39 1,000 Sh Call Shared-defined -- 1,000 PEGASYSTEMS INC CMN STOCK Cmn 705573903 308 9,600 Sh Call Shared-defined 1 9,600 PEGASYSTEMS INC CMN STOCK Cmn 705573953 222 6,900 Sh Put Shared-defined 1 6,900 PEGASYSTEMS INC CMN STOCK Cmn 705573103 112 3,500 Sh Shared-defined -- 3,500 PEGASYSTEMS INC CMN STOCK Cmn 705573103 108 3,354 Sh Shared-defined 1 3,354 PENGROWTH ENERGY TRUST -A COMMON STOCK Cmn 706902909 431 47,000 Sh Call Shared-defined 1 47,000 PENGROWTH ENERGY TRUST -A COMMON STOCK Cmn 706902959 49 5,400 Sh Put Shared-defined 1 5,400 PENGROWTH ENERGY TRUST -A COMMON STOCK Cmn 706902509 117 12,826 Sh Shared-defined -- 12,826 PENGROWTH ENERGY TRUST -A COMMON STOCK Cmn 706902509 45 4,943 Sh Shared-defined 1 4,943 PENN NATIONAL GAMING INC CMN STOCK Cmn 707569909 2,622 113,500 Sh Call Shared-defined 1 113,500 PENN NATIONAL GAMING INC CMN STOCK Cmn 707569959 379 16,400 Sh Put Shared-defined 1 16,400 PENN NATIONAL GAMING INC CMN STOCK Cmn 707569909 182 7,900 Sh Call Shared-defined -- 7,900 COLUMN TOTALS 5,007
FORM 13F Page 484 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PENN NATIONAL GAMING INC CMN STOCK Cmn 707569959 55 2,400 Sh Put Shared-defined - 2,400 PENN NATIONAL GAMING INC CMN STOCK Cmn 707569109 6,609 286,108 Sh Shared-defined -- 286,108 PENN VIRGINIA CORP CMN STK Cmn 707882906 1,100 54,700 Sh Call Shared-defined 1 54,700 PENN VIRGINIA CORP CMN STK Cmn 707882956 609 30,300 Sh Put Shared-defined 1 30,300 PENN VIRGINIA CORP CMN STK Cmn 707882106 5,935 295,117 Sh Shared-defined -- 295,117 PENN VIRGINIA CORP CMN STK Cmn 707882106 92 4,551 Sh Shared-defined 1 4,551 PENN WEST ENERGY TRUST UNIT Cmn 707885909 1,662 87,400 Sh Call Shared-defined 1 87,400 PENN WEST ENERGY TRUST UNIT Cmn 707885959 1,482 77,900 Sh Put Shared-defined 1 77,900 PENN WEST ENERGY TRUST UNIT Cmn 707885959 230 12,100 Sh Put Shared-defined -- 12,100 PENN WEST ENERGY TRUST UNIT Cmn 707885909 6 300 Sh Call Shared-defined -- 300 PENN WEST ENERGY TRUST UNIT Cmn 707885109 1,313 69,022 Sh Shared-defined 1 69,022 PENN WEST ENERGY TRUST UNIT Cmn 707885109 199 10,485 Sh Shared-defined -- 10,485 PENNSYLVANIA RE INVS TRUST CMN STK Cmn 709102107 426 34,892 Sh Shared-defined 1 34,892 PENNSYLVANIA RE INVS TRUST CMN STK Cmn 709102107 78 6,352 Sh Shared-defined -- 6,352 COLUMN TOTALS 19,796
FORM 13F Page 485 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PENNSYLVANIA RE INVS TRUST CMN STK Cmn 709102957 737 60,300 Sh Put Shared-defined 1 60,300 PENNSYLVANIA RE INVS TRUST CMN STK Cmn 709102907 419 34,300 Sh Call Shared-defined 1 34,300 PENSKE AUTO GROUP CMN STOCK Cmn 70959W903 273 24,000 Sh Call Shared-defined 1 24,000 PENSKE AUTO GROUP CMN STOCK Cmn 70959W953 127 11,200 Sh Put Shared-defined 1 11,200 PENSKE AUTO GROUP CMN STOCK Cmn 70959W103 8,372 736,967 Sh Shared-defined -- 736,967 PENSON WORLDWIDE INC CMN STK Cmn 709600100 172 30,416 Sh Shared-defined -- 30,416 PENTAIR INC COMMON NASDAQ Cmn 709631105 1,327 41,216 Sh Shared-defined -- 41,216 PENTAIR INC COMMON NASDAQ Cmn 709631105 4 110 Sh Shared-defined 1 110 PENTAIR INC COMMON NASDAQ Cmn 709631905 1,993 61,900 Sh Call Shared-defined 1 61,900 PENTAIR INC COMMON NASDAQ Cmn 709631955 1,327 41,200 Sh Put Shared-defined 1 41,200 PENWEST PHARMACEUTICALS CO CMN STOCK Cmn 709754955 255 77,400 Sh Put Shared-defined 1 77,400 PENWEST PHARMACEUTICALS CO CMN STOCK Cmn 709754105 16 4,738 Sh Shared-defined 1 4,738 PENWEST PHARMACEUTICALS CO CMN STOCK Cmn 709754105 2 611 Sh Shared-defined -- 611 PEOPLE'S UNITED FINANCIAL INC CMN STOCK Cmn 712704955 734 54,400 Sh Put Shared-defined 1 54,400 COLUMN TOTALS 15,758
FORM 13F Page 486 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PEOPLE'S UNITED FINANCIAL INC CMN STOCK Cmn 712704905 262 19,400 Sh Call Shared-defined 1 19,400 PEOPLE'S UNITED FINANCIAL INC CMN STOCK Cmn 712704105 21,307 1,578,299 Sh Shared-defined -- 1,578,299 PEOPLE'S UNITED FINANCIAL INC CMN STOCK Cmn 712704105 964 71,410 Sh Shared-defined 1 71,410 PEP BOYS COMMON STOCK PBY Cmn 713278109 572 64,565 Sh Shared-defined -- 64,565 PEP BOYS COMMON STOCK PBY Cmn 713278109 10 1,180 Sh Shared-defined 1 1,180 PEPCO HOLDINGS INC CMN STK Cmn 713291902 94 6,000 Sh Call Shared-defined 1 6,000 PEPCO HOLDINGS INC CMN STK Cmn 713291952 11 700 Sh Put Shared-defined 1 700 PEPCO HOLDINGS INC CMN STK Cmn 713291102 2,219 141,501 Sh Shared-defined -- 141,501 PEPCO HOLDINGS INC CMN STK Cmn 713291102 135 8,594 Sh Shared-defined 1 8,594 PEPSICO INC Cmn 713448108 18,001 295,337 Sh Shared-defined -- 295,337 PEPSICO INC Cmn 713448908 34,181 560,800 Sh Call Shared-defined 1 560,800 PEPSICO INC Cmn 713448958 21,247 348,600 Sh Put Shared-defined 1 348,600 PEPSICO INC Cmn 713448908 3,980 65,300 Sh Call Shared-defined -- 65,300 PEPSICO INC Cmn 713448958 1,371 22,500 Sh Put Shared-defined -- 22,500 COLUMN TOTALS 104,354
FORM 13F Page 487 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PERFECT WORLD Depository CO-SPON ADR Receipt 71372U104 789 35,844 Sh Shared-defined 1 N/A PERFICIENT INC Cmn 71375U101 421 47,213 Sh Shared-defined -- 47,213 PERFICIENT INC Cmn 71375U101 17 1,854 Sh Shared-defined 1 1,854 PERKINELMER INC Cmn 714046109 421 20,349 Sh Shared-defined -- 20,349 PERKINELMER INC Cmn 714046109 193 9,347 Sh Shared-defined 1 9,347 PERMIAN BASIN ROYALTY TRUST CMN STK Cmn 714236956 90 4,900 Sh Put Shared-defined 1 4,900 PERMIAN BASIN ROYALTY TRUST CMN STK Cmn 714236906 51 2,800 Sh Call Shared-defined 1 2,800 PERMIAN BASIN ROYALTY TRUST CMN STK Cmn 714236106 120 6,540 Sh Shared-defined -- 6,540 PERMIAN BASIN ROYALTY TRUST CMN STK Cmn 714236106 85 4,663 Sh Shared-defined 1 4,663 PERRIGO COMPANY CMN STK Cmn 714290903 3,987 67,500 Sh Call Shared-defined -- 67,500 PERRIGO COMPANY CMN STK Cmn 714290903 1,831 31,000 Sh Call Shared-defined 1 31,000 PERRIGO COMPANY CMN STK Cmn 714290953 597 10,100 Sh Put Shared-defined 1 10,100 PERRIGO COMPANY CMN STK Cmn 714290103 1,517 25,676 Sh Shared-defined -- 25,676 PERRIGO COMPANY CMN STK Cmn 714290103 1,265 21,421 Sh Shared-defined 1 21,421 COLUMN TOTALS 11,384
FORM 13F Page 488 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PERVASIVE SOFTWARE INC CMN STOCK Cmn 715710109 112 22,491 Sh Shared-defined -- 22,491 PETMED EXPRESS INC COMMON STOCK Cmn 716382956 543 30,500 Sh Put Shared-defined 1 30,500 PETMED EXPRESS INC COMMON STOCK Cmn 716382906 69 3,900 Sh Call Shared-defined 1 3,900 PETMED EXPRESS INC COMMON STOCK Cmn 716382106 345 19,377 Sh Shared-defined -- 19,377 PETMED EXPRESS INC COMMON STOCK Cmn 716382106 24 1,362 Sh Shared-defined 1 1,362 PETROBRAS ENERGIA Depository SA-ADR Receipt 71646J109 248 17,244 Sh Shared-defined -- N/A PETROBRAS ENERGIA Depository SA-ADR Receipt 71646J109 5 379 Sh Shared-defined 1 N/A PETROCHINA CO LTD Depository - -ADS 1:100 H SHRS Receipt 71646E100 399 3,635 Sh Shared-defined -- N/A PETROCHINA CO LTD Depository - -ADS 1:100 H SHRS Receipt 71646E100 264 2,409 Sh Shared-defined 1 N/A PETROHAWK ENERGY CORP COMMON STOCK Cmn 716495956 6,722 396,100 Sh Put Shared-defined 1 396,100 PETROHAWK ENERGY CORP COMMON STOCK Cmn 716495906 6,026 355,100 Sh Call Shared-defined 1 355,100 PETROHAWK ENERGY CORP COMMON STOCK Cmn 716495956 1,201 70,800 Sh Put Shared-defined -- 70,800 PETROHAWK ENERGY CORP COMMON STOCK Cmn 716495906 1,125 66,300 Sh Call Shared-defined -- 66,300 PETROHAWK ENERGY CORP COMMON STOCK Cmn 716495106 44,753 2,637,210 Sh Shared-defined -- 2,637,210 COLUMN TOTALS 61,836
FORM 13F Page 489 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PETROHAWK ENERGY CORP COMMON STOCK Cmn 716495106 3,558 209,648 Sh Shared-defined 1 209,648 PETROLEO BRASILEIRO Depository S.A. -ADR 1:1 Receipt 71654V408 4,400 128,205 Sh Shared-defined 1 N/A PETROLEO BRASILEIRO Depository S.A. -ADR 1:1 Receipt 71654V408 1,219 35,507 Sh Shared-defined -- N/A PETROLEUM DEVELOPMENT CORP CMN STK Cmn 716578909 477 18,600 Sh Call Shared-defined 1 18,600 PETROLEUM DEVELOPMENT CORP CMN STK Cmn 716578959 320 12,500 Sh Put Shared-defined 1 12,500 PETROLEUM DEVELOPMENT CORP CMN STK Cmn 716578109 183 7,155 Sh Shared-defined 1 7,155 PETROQUEST ENERGY INC CMN STOCK Cmn 716748908 246 36,400 Sh Call Shared-defined 1 36,400 PETROQUEST ENERGY INC CMN STOCK Cmn 716748958 106 15,700 Sh Put Shared-defined 1 15,700 PETROQUEST ENERGY INC CMN STOCK Cmn 716748108 22 3,216 Sh Shared-defined 1 3,216 PETSMART INC CMN STK Cmn 716768906 1,370 45,400 Sh Call Shared-defined 1 45,400 PETSMART INC CMN STK Cmn 716768956 1,110 36,800 Sh Put Shared-defined 1 36,800 PETSMART INC CMN STK Cmn 716768106 18,088 599,527 Sh Shared-defined -- 599,527 PFIZER INC Cmn 717081103 27,869 1,954,342 Sh Shared-defined 1 1,954,342 PFIZER INC Cmn 717081103 21,087 1,478,741 Sh Shared-defined -- 1,478,741 COLUMN TOTALS 80,055
FORM 13F Page 490 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PFIZER INC Cmn 717081953 40,702 2,854,300 Sh Put Shared-defined 1 2,854,300 PFIZER INC Cmn 717081903 16,582 1,162,800 Sh Call Shared-defined 1 1,162,800 PFIZER INC Cmn 717081953 10,659 747,500 Sh Put Shared-defined -- 747,500 PFIZER INC Cmn 717081903 389 27,300 Sh Call Shared-defined -- 27,300 PG&E CORP Cmn 69331C108 437 10,641 Sh Shared-defined 1 10,641 PG&E CORP Cmn 69331C108 255 6,200 Sh Shared-defined -- 6,200 PG&E CORP Cmn 69331C908 1,237 30,100 Sh Call Shared-defined 1 30,100 PG&E CORP Cmn 69331C958 329 8,000 Sh Put Shared-defined 1 8,000 PHARMACEUTICAL PRODUCT DEVELOPMENT INC Cmn 717124901 20 800 Sh Call Shared-defined 1 800 PHARMACEUTICAL PRODUCT DEVELOPMENT INC Cmn 717124101 1,519 59,796 Sh Shared-defined -- 59,796 PHARMACEUTICAL PRODUCT DEVELOPMENT INC Cmn 717124101 11 443 Sh Shared-defined 1 443 PHARMACYCLICS INC CMN STOCK Cmn 716933906 3,005 451,200 Sh Call Shared-defined 1 451,200 PHARMACYCLICS INC CMN STOCK Cmn 716933106 132 19,855 Sh Shared-defined -- 19,855 PHARMASSET INC Cmn 71715N106 9,209 336,839 Sh Shared-defined -- 336,839 COLUMN TOTALS 84,486
FORM 13F Page 491 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PHARMERICA CORP Cmn 71714F104 186 12,695 Sh Shared-defined -- 12,695 PHARMERICA CORP Cmn 71714F104 24 1,657 Sh Shared-defined 1 1,657 PHARMERICA CORP Cmn 71714F904 104 7,100 Sh Call Shared-defined 1 7,100 PHARMERICA CORP Cmn 71714F954 65 4,400 Sh Put Shared-defined 1 4,400 PHH CORPORATION WHEN ISSUED COMMON STOCK Cmn 693320902 177 9,300 Sh Call Shared-defined 1 9,300 PHH CORPORATION WHEN ISSUED COMMON STOCK Cmn 693320952 65 3,400 Sh Put Shared-defined 1 3,400 PHH CORPORATION 4% CB 4/15/2012 - REGISTERED Bond 693320AH6 20,185 18,500,000 Prn Shared-defined -- N/A PHH CORPORATION WHEN ISSUED COMMON STOCK Cmn 693320202 84 4,428 Sh Shared-defined -- 4,428 PHH CORPORATION WHEN ISSUED COMMON STOCK Cmn 693320202 2 90 Sh Shared-defined 1 90 PHILIP MORRIS INTERNATIONAL Cmn 718172109 4,046 88,272 Sh Shared-defined -- 88,272 PHILIP MORRIS INTERNATIONAL Cmn 718172909 36,901 805,000 Sh Call Shared-defined 1 805,000 PHILIP MORRIS INTERNATIONAL Cmn 718172959 23,296 508,200 Sh Put Shared-defined 1 508,200 PHILIP MORRIS INTERNATIONAL Cmn 718172909 5,249 114,500 Sh Call Shared-defined -- 114,500 PHILIP MORRIS INTERNATIONAL Cmn 718172959 1,141 24,900 Sh Put Shared-defined -- 24,900 COLUMN TOTALS 91,525
FORM 13F Page 492 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PHILLIPS-VAN HEUSEN CMN STK Cmn 718592958 1,814 39,200 Sh Put Shared-defined 1 39,200 PHILLIPS-VAN HEUSEN CMN STK Cmn 718592908 1,203 26,000 Sh Call Shared-defined 1 26,000 PHILLIPS-VAN HEUSEN CMN STK Cmn 718592108 15,208 328,689 Sh Shared-defined -- 328,689 PHILLIPS-VAN HEUSEN CMN STK Cmn 718592108 42 897 Sh Shared-defined 1 897 PHOENIX TECHNOLOGIES LTD CMN STK Cmn 719153108 107 37,000 Sh Shared-defined -- 37,000 PHOTRONICS INC CMN STK Cmn 719405902 9 2,100 Sh Call Shared-defined 1 2,100 PHOTRONICS INC CMN STK Cmn 719405952 3 600 Sh Put Shared-defined 1 600 PHOTRONICS INC 5.5% CB 10/01/2014- REGISTERED Bond 719405AF9 17,116 14,943,000 Prn Shared-defined -- N/A PHOTRONICS INC CMN STK Cmn 719405102 74 16,428 Sh Shared-defined 1 16,428 PICO HLDGS INC CMN STK Cmn 693366205 285 9,503 Sh Shared-defined -- 9,503 PIEDMONT NATURAL GAS CO CMN STK Cmn 720186105 745 29,445 Sh Shared-defined -- 29,445 PIEDMONT NATURAL GAS CO CMN STK Cmn 720186105 5 203 Sh Shared-defined 1 203 PIER 1 IMPORTS COMMON STOCK Cmn 720279108 87 13,512 Sh Shared-defined -- 13,512 PIER 1 IMPORTS COMMON STOCK Cmn 720279108 56 8,684 Sh Shared-defined 1 8,684 COLUMN TOTALS 36,754
FORM 13F Page 493 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PIER 1 IMPORTS COMMON STOCK Cmn 720279958 116 18,100 Sh Put Shared-defined 1 18,100 PIER 1 IMPORTS COMMON STOCK Cmn 720279908 15 2,300 Sh Call Shared-defined 1 2,300 PIKE ELECTRIC CORP COMMON STOCK Cmn 721283909 93 9,900 Sh Call Shared-defined 1 9,900 PIKE ELECTRIC CORP COMMON STOCK Cmn 721283959 29 3,100 Sh Put Shared-defined 1 3,100 PIKE ELECTRIC CORP COMMON STOCK Cmn 721283109 7 760 Sh Shared-defined 1 760 PIKE ELECTRIC CORP COMMON STOCK Cmn 721283109 2 161 Sh Shared-defined -- 161 PILGRIM'S PRIDE CORP Cmn 72147K108 27 4,114 Sh Shared-defined 1 4,114 PILGRIM'S PRIDE CORP Cmn 72147K108 5 747 Sh Shared-defined - 747 PILGRIM'S PRIDE CORP Cmn 72147K958 41 6,200 Sh Put Shared-defined 1 6,200 PILGRIM'S PRIDE CORP Cmn 72147K908 38 5,800 Sh Call Shared-defined 1 5,800 PINNACLE AIRLINES CORPORATION COMMON STOCK Cmn 723443107 83 15,348 Sh Shared-defined -- 15,348 PINNACLE AIRLINES CORPORATION COMMON STOCK Cmn 723443107 8 1,540 Sh Shared-defined 1 1,540 PINNACLE ENTMT COMMON STOCK Cmn 723456909 245 25,900 Sh Call Shared-defined 1 25,900 PINNACLE ENTMT COMMON STOCK Cmn 723456959 133 14,100 Sh Put Shared-defined 1 14,100 COLUMN TOTALS 842
FORM 13F Page 494 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PINNACLE ENTMT COMMON STOCK Cmn 723456109 308 32,586 Sh Shared-defined -- 32,586 PINNACLE ENTMT COMMON STOCK Cmn 723456109 28 2,912 Sh Shared-defined 1 2,912 PINNACLE WEST COMMON STOCK Cmn 723484901 247 6,800 Sh Call Shared-defined 1 6,800 PINNACLE WEST COMMON STOCK Cmn 723484951 215 5,900 Sh Put Shared-defined 1 5,900 PINNACLE WEST COMMON STOCK Cmn 723484101 4,193 115,330 Sh Shared-defined -- 115,330 PINNACLE WEST COMMON STOCK Cmn 723484101 94 2,588 Sh Shared-defined 1 2,588 PIONEER DRILLING COMPANY COMMON STOCK Cmn 723655956 1,160 204,500 Sh Put Shared-defined 1 204,500 PIONEER DRILLING COMPANY COMMON STOCK Cmn 723655106 993 175,068 Sh Shared-defined 1 175,068 PIONEER DRILLING COMPANY COMMON STOCK Cmn 723655106 117 20,700 Sh Shared-defined -- 20,700 PIONEER NATURAL RESOURCES CO Cmn 723787107 19,884 334,459 Sh Shared-defined -- 334,459 PIONEER NATURAL RESOURCES CO Cmn 723787907 7,164 120,500 Sh Call Shared-defined 1 120,500 PIONEER NATURAL RESOURCES CO Cmn 723787957 6,647 111,800 Sh Put Shared-defined 1 111,800 PIONEER NATURAL RESOURCES CO Cmn 723787957 398 6,700 Sh Put Shared-defined -- 6,700 PIONEER NATURAL RESOURCES CO Cmn 723787907 42 700 Sh Call Shared-defined -- 700 COLUMN TOTALS 41,490
FORM 13F Page 495 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PIPER JAFFRAY COS INC COMMON STOCK Cmn 724078950 2,445 75,900 Sh Put Shared-defined 1 75,900 PIPER JAFFRAY COS INC COMMON STOCK Cmn 724078900 2,139 66,400 Sh Call Shared-defined 1 66,400 PIPER JAFFRAY COS INC COMMON STOCK Cmn 724078100 6,074 188,516 Sh Shared-defined -- 188,516 PIPER JAFFRAY COS INC COMMON STOCK Cmn 724078100 550 17,077 Sh Shared-defined 1 17,077 PITNEY BOWES INC Cmn 724479100 1,272 57,902 Sh Shared-defined -- 57,902 PITNEY BOWES INC Cmn 724479100 307 13,982 Sh Shared-defined 1 13,982 PITNEY BOWES INC Cmn 724479950 1,026 46,700 Sh Put Shared-defined 1 46,700 PITNEY BOWES INC Cmn 724479900 288 13,100 Sh Call Shared-defined 1 13,100 PLAINS ALL AMERICAN PIPELINE LP Cmn 726503105 1,556 26,503 Sh Shared-defined 1 26,503 PLAINS ALL AMERICAN PIPELINE LP Cmn 726503955 5,160 87,900 Sh Put Shared-defined 1 87,900 PLAINS ALL AMERICAN PIPELINE LP Cmn 726503905 3,358 57,200 Sh Call Shared-defined 1 57,200 PLAINS EXPLORATION & PRODUCT COMMON STOCK Cmn 726505100 6,414 311,208 Sh Shared-defined -- 311,208 PLAINS EXPLORATION & PRODUCT COMMON STOCK Cmn 726505100 77 3,714 Sh Shared-defined 1 3,714 PLAINS EXPLORATION & PRODUCT COMMON STOCK Cmn 726505900 2,620 127,100 Sh Call Shared-defined 1 127,100 COLUMN TOTALS 33,286
FORM 13F Page 496 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ------------------------ NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PLATINUM UNDERWRITERS HOLDINGS LTD CMN STK Cmn G7127P100 14 395 Sh Shared-defined 1 395 PLEXUS CORP CMN STK Cmn 729132900 1,495 55,900 Sh Call Shared-defined 1 55,900 PLEXUS CORP CMN STK Cmn 729132950 770 28,800 Sh Put Shared-defined 1 28,800 PLEXUS CORP CMN STK Cmn 729132100 501 18,722 Sh Shared-defined -- 18,722 PLEXUS CORP CMN STK Cmn 729132100 38 1,423 Sh Shared-defined 1 1,423 PLUG POWER INC CMN STOCK Cmn 72919P103 6 13,251 Sh Shared-defined 1 13,251 PLUM CREEK TIMBER INC - -LP CMN STK Cmn 729251908 3,733 108,100 Sh Call Shared-defined 1 108,100 COLUMN TOTALS 10,377
FORM 13F Page 497 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PLUM CREEK TIMBER INC - -LP CMN STK Cmn 729251958 2,579 74,700 Sh Put Shared-defined 1 74,700 PLUM CREEK TIMBER INC - -LP CMN STK Cmn 729251908 791 22,900 Sh Call Shared-defined -- 22,900 PLUM CREEK TIMBER INC - -LP CMN STK Cmn 729251958 511 14,800 Sh Put Shared-defined -- 14,800 PLUM CREEK TIMBER INC - -LP CMN STK Cmn 729251108 1,251 36,239 Sh Shared-defined -- 36,239 PLUM CREEK TIMBER INC - -LP CMN STK Cmn 729251108 196 5,683 Sh Shared-defined 1 5,683 PMA CAP CORP CMN STOCK Cmn 693419202 160 24,500 Sh Shared-defined -- 24,500 PMA CAP CORP CMN STOCK Cmn 693419202 2 268 Sh Shared-defined 1 268 PMC - SIERRA INC CMN STK Cmn 69344F906 1,412 187,800 Sh Call Shared-defined 1 187,800 PMC - SIERRA INC CMN STK Cmn 69344F956 232 30,900 Sh Put Shared-defined 1 30,900 PMC - SIERRA INC CMN STK Cmn 69344F906 106 14,100 Sh Call Shared-defined -- 14,100 PMC - SIERRA INC CMN STK Cmn 69344F956 7 900 Sh Put Shared-defined -- 900 PMC - SIERRA INC CMN STK Cmn 69344F106 89,604 11,915,450 Sh Shared-defined -- 11,915,450 PMI GROUP INC 4.5% CB 05/01/2020-REGISTERED Bond 69344MAK7 688 1,000,000 Prn Shared-defined -- N/A PMI GROUP INC CMN STOCK Cmn 69344M101 1,400 484,308 Sh Shared-defined -- 484,308 COLUMN TOTALS 98,939
FORM 13F Page 498 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PMI GROUP INC CMN STOCK Cmn 69344M101 61 20,978 Sh Shared-defined 1 20,978 PNC 1.8000% 01/01/9999 Pref Stk 693475501 6 58 Sh Shared-defined 1 N/A PNC FINANCIAL SERVICES GROUP Cmn 693475105 3,166 56,040 Sh Shared-defined 1 56,040 PNC FINANCIAL SERVICES GROUP Cmn 693475105 1,891 33,474 Sh Shared-defined -- 33,474 PNC FINANCIAL SERVICES GROUP Cmn 693475905 24,651 436,300 Sh Call Shared-defined 1 436,300 PNC FINANCIAL SERVICES GROUP Cmn 693475955 24,611 435,600 Sh Put Shared-defined 1 435,600 PNC FINANCIAL SERVICES GROUP Cmn 693475905 3,870 68,500 Sh Call Shared-defined -- 68,500 PNC FINANCIAL SERVICES GROUP Cmn 693475955 3,277 58,000 Sh Put Shared-defined -- 58,000 PNM RESOURCES INC CMN STK Cmn 69349H907 580 51,900 Sh Call Shared-defined 1 51,900 PNM RESOURCES INC CMN STK Cmn 69349H957 264 23,600 Sh Put Shared-defined 1 23,600 PNM RESOURCES INC CMN STK Cmn 69349H107 1,314 117,533 Sh Shared-defined -- 117,533 POLARIS INDS INC CMN STK Cmn 731068952 2,813 51,500 Sh Put Shared-defined 1 51,500 POLARIS INDS INC CMN STK Cmn 731068902 1,174 21,500 Sh Call Shared-defined 1 21,500 POLARIS INDS INC CMN STK Cmn 731068102 217 3,971 Sh Shared-defined -- 3,971 COLUMN TOTALS 67,895
FORM 13F Page 499 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- POLO RALPH LAUREN CORP CMN STK-CLASS A Cmn 731572903 12,002 164,500 Sh Call Shared-defined 1 164,500 POLO RALPH LAUREN CORP CMN STK-CLASS A Cmn 731572953 8,142 111,600 Sh Put Shared-defined 1 111,600 POLO RALPH LAUREN CORP CMN STK-CLASS A Cmn 731572903 1,226 16,800 Sh Call Shared-defined -- 16,800 POLO RALPH LAUREN CORP CMN STK-CLASS A Cmn 731572953 489 6,700 Sh Put Shared-defined -- 6,700 POLO RALPH LAUREN CORP CMN STK-CLASS A Cmn 731572103 643 8,815 Sh Shared-defined 1 8,815 POLO RALPH LAUREN CORP CMN STK-CLASS A Cmn 731572103 529 7,251 Sh Shared-defined -- 7,251 POLYCOM INC CMN STOCK Cmn 73172K904 3,179 106,700 Sh Call Shared-defined 1 106,700 POLYCOM INC CMN STOCK Cmn 73172K954 497 16,700 Sh Put Shared-defined 1 16,700 POLYCOM INC CMN STOCK Cmn 73172K904 12 400 Sh Call Shared-defined -- 400 POLYCOM INC CMN STOCK Cmn 73172K104 34,450 1,156,412 Sh Shared-defined -- 1,156,412 PONIARD PHARMACEUTICALS INCCOMMON STOCK Cmn 732449951 27 44,900 Sh Put Shared-defined 1 44,900 PONIARD PHARMACEUTICALS INCCOMMON STOCK Cmn 732449901 25 42,000 Sh Call Shared-defined 1 42,000 PONIARD PHARMACEUTICALS INCCOMMON STOCK Cmn 732449301 33 55,245 Sh Shared-defined 1 55,245 PONIARD PHARMACEUTICALS INCCOMMON STOCK Cmn 732449301 11 17,800 Sh Shared-defined -- 17,800 COLUMN TOTALS 61,265
FORM 13F Page 500 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- POOL CORP CMN STOCK Cmn 73278L955 614 28,000 Sh Put Shared-defined 1 28,000 POOL CORP CMN STOCK Cmn 73278L905 235 10,700 Sh Call Shared-defined 1 10,700 POOL CORP CMN STOCK Cmn 73278L105 724 33,026 Sh Shared-defined -- 33,026 POOL CORP CMN STOCK Cmn 73278L105 174 7,935 Sh Shared-defined 1 7,935 POPULAR INC CMN STK Cmn 733174106 14,629 5,458,459 Sh Shared-defined -- 5,458,459 POPULAR INC CMN STK Cmn 733174106 12 4,484 Sh Shared-defined 1 4,484 POPULAR INC CMN STK Cmn 733174906 1,111 414,700 Sh Call Shared-defined 1 414,700 POPULAR INC CMN STK Cmn 733174956 400 149,200 Sh Put Shared-defined 1 149,200 PORTFOLIO RECOVERY ASSOCIATES INC COMMON STOCK Cmn 73640Q905 2,858 42,800 Sh Call Shared-defined 1 42,800 PORTFOLIO RECOVERY ASSOCIATES INC COMMON STOCK Cmn 73640Q955 2,110 31,600 Sh Put Shared-defined 1 31,600 PORTFOLIO RECOVERY ASSOCIATES INC COMMON STOCK Cmn 73640Q105 399 5,969 Sh Shared-defined -- 5,969 PORTLAND GENERAL ELECTRIC CO Cmn 736508907 302 16,500 Sh Call Shared-defined 1 16,500 PORTLAND GENERAL ELECTRIC CO Cmn 736508957 44 2,400 Sh Put Shared-defined 1 2,400 PORTLAND GENERAL ELECTRIC CO Cmn 736508847 2,197 119,867 Sh Shared-defined -- 119,867 COLUMN TOTALS 25,809
FORM 13F Page 501 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- POSCO ADR 1:.25 Depository Receipt 693483109 2,209 23,421 Sh Shared-defined 1 N/A POSCO ADR 1:.25 Depository Receipt 693483109 399 4,226 Sh Shared-defined -- N/A POST PROPERTIES INC CMN STK Cmn 737464957 243 10,700 Sh Put Shared-defined 1 10,700 POST PROPERTIES INC CMN STK Cmn 737464907 225 9,900 Sh Call Shared-defined 1 9,900 POST PROPERTIES INC CMN STK Cmn 737464107 680 29,899 Sh Shared-defined -- 29,899 POST PROPERTIES INC CMN STK Cmn 737464107 3 113 Sh Shared-defined 1 113 POTASH CORP OF SASKATCHEWAN-NYSE CMN STOCK Cmn 73755L107 17,246 199,974 Sh Shared-defined 1 199,974 POTASH CORP OF SASKATCHEWAN-NYSE CMN STOCK Cmn 73755L107 10,040 116,415 Sh Shared-defined -- 116,415 POTASH CORP OF SASKATCHEWAN-NYSE CMN STOCK Cmn 73755L907 82,178 952,900 Sh Call Shared-defined 1 952,900 POTASH CORP OF SASKATCHEWAN-NYSE CMN STOCK Cmn 73755L957 56,289 652,700 Sh Put Shared-defined 1 652,700 POTASH CORP OF SASKATCHEWAN-NYSE CMN STOCK Cmn 73755L957 8,098 93,900 Sh Put Shared-defined -- 93,900 POTASH CORP OF SASKATCHEWAN-NYSE CMN STOCK Cmn 73755L907 3,820 44,300 Sh Call Shared-defined -- 44,300 POTLATCH CORP Cmn 737630103 507 14,177 Sh Shared-defined -- 14,177 POTLATCH CORP Cmn 737630903 1,372 38,400 Sh Call Shared-defined 1 38,400 COLUMN TOTALS 183,309
FORM 13F Page 502 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- POTLATCH CORP Cmn 737630953 386 10,800 Sh Put Shared-defined 1 10,800 POWER INTEGRATIONS INC CMN STOCK Cmn 739276903 2,022 62,800 Sh Call Shared-defined 1 62,800 POWER INTEGRATIONS INC CMN STOCK Cmn 739276953 808 25,100 Sh Put Shared-defined 1 25,100 POWER INTEGRATIONS INC CMN STOCK Cmn 739276103 6,720 208,715 Sh Shared-defined -- 208,715 POWER-ONE INC CMN STOCK Cmn 73930R102 232 34,361 Sh Shared-defined -- 34,361 POWER-ONE INC CMN STOCK Cmn 73930R102 21 3,080 Sh Shared-defined 1 3,080 POWERWAVE TECHNOLOGIES INC CMN STOCK Cmn 739363959 10 6,400 Sh Put Shared-defined 1 6,400 POWERWAVE TECHNOLOGIES INC CMN STOCK Cmn 739363909 3 2,200 Sh Call Shared-defined 1 2,200 POWERWAVE TECHNOLOGIES INC CMN STOCK Cmn 739363109 537 348,856 Sh Shared-defined -- 348,856 POWERWAVE TECHNOLOGIES INC CMN STOCK Cmn 739363109 9 5,568 Sh Shared-defined 1 5,568 POZEN INC Cmn 73941U102 219 31,259 Sh Shared-defined -- 31,259 POZEN INC Cmn 73941U102 36 5,108 Sh Shared-defined 1 5,108 POZEN INC Cmn 73941U902 163 23,200 Sh Call Shared-defined 1 23,200 POZEN INC Cmn 73941U952 95 13,500 Sh Put Shared-defined 1 13,500 COLUMN TOTALS 11,261
FORM 13F Page 503 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PPG INDS INC Cmn 693506107 3,641 60,273 Sh Shared-defined -- 60,273 PPG INDS INC Cmn 693506957 5,358 88,700 Sh Put Shared-defined 1 88,700 PPG INDS INC Cmn 693506957 846 14,000 Sh Put Shared-defined -- 14,000 PPG INDS INC Cmn 693506907 816 13,500 Sh Call Shared-defined 1 13,500 PPG INDS INC Cmn 693506907 236 3,900 Sh Call Shared-defined -- 3,900 PPL CORPORATION CMN STK Cmn 69351T906 3,179 127,400 Sh Call Shared-defined 1 127,400 PPL CORPORATION CMN STK Cmn 69351T956 2,153 86,300 Sh Put Shared-defined 1 86,300 PPL CORPORATION CMN STK Cmn 69351T106 699 28,023 Sh Shared-defined -- 28,023 PRAXAIR INC Cmn 74005P104 1,467 19,306 Sh Shared-defined 1 19,306 PRAXAIR INC Cmn 74005P104 1,087 14,308 Sh Shared-defined -- 14,308 PRAXAIR INC Cmn 74005P954 8,450 111,200 Sh Put Shared-defined 1 111,200 PRAXAIR INC Cmn 74005P904 3,921 51,600 Sh Call Shared-defined 1 51,600 PRAXAIR INC Cmn 74005P954 357 4,700 Sh Put Shared-defined -- 4,700 PRAXAIR INC Cmn 74005P904 30 400 Sh Call Shared-defined -- 400 COLUMN TOTALS 32,240
FORM 13F Page 504 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PRECISION CASTPARTS CORP CMN STK Cmn 740189905 12,103 117,600 Sh Call Shared-defined 1 117,600 PRECISION CASTPARTS CORP CMN STK Cmn 740189955 6,083 59,100 Sh Put Shared-defined 1 59,100 PRECISION CASTPARTS CORP CMN STK Cmn 740189905 31 300 Sh Call Shared-defined -- 300 PRECISION CASTPARTS CORP CMN STK Cmn 740189105 962 9,347 Sh Shared-defined -- 9,347 PRECISION DRILLING TRUST Cmn 74022D958 195 29,300 Sh Put Shared-defined 1 29,300 PRECISION DRILLING TRUST Cmn 74022D908 120 18,000 Sh Call Shared-defined 1 18,000 PRECISION DRILLING TRUST Cmn 74022D308 100 15,054 Sh Shared-defined 1 15,054 PRECISION DRILLING TRUST Cmn 74022D308 24 3,653 Sh Shared-defined -- 3,653 PREMIER EXHIBITIONS INC COMMON STOCK Cmn 74051E902 12 9,600 Sh Call Shared-defined 1 9,600 PREMIER EXHIBITIONS INC COMMON STOCK Cmn 74051E102 5 3,763 Sh Shared-defined 1 3,763 PREPAID LEGAL SERVICES INC CMN STK Cmn 740065957 3,084 67,800 Sh Put Shared-defined 1 67,800 PREPAID LEGAL SERVICES INC CMN STK Cmn 740065907 2,270 49,900 Sh Call Shared-defined 1 49,900 PREPAID LEGAL SERVICES INC CMN STK Cmn 740065107 122 2,684 Sh Shared-defined -- 2,684 PRESIDENTIAL LIFE CORP CMN STK Cmn 740884101 153 16,763 Sh Shared-defined -- 16,763 COLUMN TOTALS 25,264
FORM 13F Page 505 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PRESSTEK INC CMN STK Cmn 741113904 33 9,400 Sh Call Shared-defined 1 9,400 PRESSTEK INC CMN STK Cmn 741113954 28 8,000 Sh Put Shared-defined 1 8,000 PRESSTEK INC CMN STK Cmn 741113104 12 3,437 Sh Shared-defined 1 3,437 PRESSTEK INC CMN STK Cmn 741113104 4 1,093 Sh Shared-defined -- 1,093 PRESTIGE BRANDS HOLDINGS INC COMMON STOCK Cmn 74112D101 291 41,141 Sh Shared-defined -- 41,141 PRICE (T. ROWE) GROUP CMN STK Cmn 74144T908 3,902 87,900 Sh Call Shared-defined 1 87,900 PRICE (T. ROWE) GROUP CMN STK Cmn 74144T958 843 19,000 Sh Put Shared-defined 1 19,000 PRICE (T. ROWE) GROUP CMN STK Cmn 74144T908 506 11,400 Sh Call Shared-defined -- 11,400 PRICE (T. ROWE) GROUP CMN STK Cmn 74144T958 111 2,500 Sh Put Shared-defined -- 2,500 PRICE (T. ROWE) GROUP CMN STK Cmn 74144T108 622 14,002 Sh Shared-defined -- 14,002 PRICE (T. ROWE) GROUP CMN STK Cmn 74144T108 255 5,736 Sh Shared-defined 1 5,736 PRICELINE.COM INC 0.75% CB 9/30/2013- REGISTERED Bond 741503AL0 134,817 30,870,000 Prn Shared-defined -- N/A PRICELINE.COM INC. CMN Cmn 741503403 1,151 6,518 Sh Shared-defined 1 6,518 PRICELINE.COM INC. CMN Cmn 741503403 842 4,769 Sh Shared-defined -- 4,769 COLUMN TOTALS 143,417
FORM 13F Page 506 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PRICELINE.COM INC. CMN Cmn 741503903 57,940 328,200 Sh Call Shared-defined 1 328,200 PRICELINE.COM INC. CMN Cmn 741503953 41,257 233,700 Sh Put Shared-defined 1 233,700 PRICELINE.COM INC. CMN Cmn 741503953 8,597 48,700 Sh Put Shared-defined -- 48,700 PRICELINE.COM INC. CMN Cmn 741503903 7,997 45,300 Sh Call Shared-defined -- 45,300 PRIDE INTERNATIONAL, INC. CMN STK Cmn 74153Q952 1,499 67,100 Sh Put Shared-defined 1 67,100 PRIDE INTERNATIONAL, INC. CMN STK Cmn 74153Q902 900 40,300 Sh Call Shared-defined 1 40,300 PRIDE INTERNATIONAL, INC. CMN STK Cmn 74153Q102 948 42,430 Sh Shared-defined 1 42,430 PRIDE INTERNATIONAL, INC. CMN STK Cmn 74153Q102 -- 6 Sh Shared-defined -- 6 PRIMEDIA INC CMN STOCK Cmn 74157K846 64 21,868 Sh Shared-defined -- 21,868 PRIMEDIA INC CMN STOCK Cmn 74157K846 5 1,641 Sh Shared-defined 1 1,641 PRIMERICA INC Cmn 74164M108 3,912 182,479 Sh Shared-defined -- 182,479 PRIMERICA INC Cmn 74164M108 29 1,333 Sh Shared-defined 1 1,333 PRIMERICA INC Cmn 74164M908 810 37,800 Sh Call Shared-defined 1 37,800 PRIMERICA INC Cmn 74164M958 281 13,100 Sh Put Shared-defined 1 13,100 COLUMN TOTALS 124,239
FORM 13F Page 507 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PRINCIPAL FINANCIAL GROUP Cmn 74251V102 313 13,368 Sh Shared-defined -- 13,368 PRINCIPAL FINANCIAL GROUP Cmn 74251V102 54 2,304 Sh Shared-defined 1 2,304 PRINCIPAL FINANCIAL GROUP Cmn 74251V902 6,514 277,900 Sh Call Shared-defined 1 277,900 PRINCIPAL FINANCIAL GROUP Cmn 74251V902 1,819 77,600 Sh Call Shared-defined -- 77,600 PRINCIPAL FINANCIAL GROUP Cmn 74251V952 982 41,900 Sh Put Shared-defined 1 41,900 PRINCIPAL FINANCIAL GROUP Cmn 74251V952 457 19,500 Sh Put Shared-defined -- 19,500 PRIVATEBANCORP INC (IPO) CMN STOCK Cmn 742962953 942 85,000 Sh Put Shared-defined 1 85,000 PRIVATEBANCORP INC (IPO) CMN STOCK Cmn 742962903 59 5,300 Sh Call Shared-defined 1 5,300 PRIVATEBANCORP INC (IPO) CMN STOCK Cmn 742962953 41 3,700 Sh Put Shared-defined -- 3,700 PRIVATEBANCORP INC (IPO) CMN STOCK Cmn 742962103 571 51,501 Sh Shared-defined 1 51,501 PRIVATEBANCORP INC (IPO) CMN STOCK Cmn 742962103 66 5,927 Sh Shared-defined -- 5,927 PROCTER & GAMBLE CO Cmn 742718109 3,244 54,083 Sh Shared-defined -- 54,083 PROGENICS PHARMACEUTICAL INC CMN STOCK Cmn 743187956 233 42,600 Sh Put Shared-defined 1 42,600 PROGENICS PHARMACEUTICAL INC CMN STOCK Cmn 743187906 206 37,500 Sh Call Shared-defined 1 37,500 COLUMN TOTALS 15,501
FORM 13F Page 508 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PROGENICS PHARMACEUTICAL INC CMN STOCK Cmn 743187106 24 4,462 Sh Shared-defined 1 4,462 PROGENICS PHARMACEUTICAL INC CMN STOCK Cmn 743187106 18 3,266 Sh Shared-defined -- 3,266 PROGRESS ENERGY INC Cmn 743263105 4,520 115,251 Sh Shared-defined -- 115,251 PROGRESS ENERGY INC Cmn 743263905 718 18,300 Sh Call Shared-defined 1 18,300 PROGRESS ENERGY INC Cmn 743263955 573 14,600 Sh Put Shared-defined 1 14,600 PROGRESS ENERGY INC Cmn 743263905 157 4,000 Sh Call Shared-defined -- 4,000 PROGRESS SOFTWARE CORP CMN STK Cmn 743312100 484 16,128 Sh Shared-defined -- 16,128 PROGRESS SOFTWARE CORP CMN STK Cmn 743312100 48 1,606 Sh Shared-defined 1 1,606 PROGRESSIVE CORP-OHIO CMN STK Cmn 743315103 49,870 2,663,985 Sh Shared-defined -- 2,663,985 PROGRESSIVE CORP-OHIO CMN STK Cmn 743315103 939 50,175 Sh Shared-defined 1 50,175 PROGRESSIVE CORP-OHIO CMN STK Cmn 743315953 2,529 135,100 Sh Put Shared-defined 1 135,100 PROGRESSIVE CORP-OHIO CMN STK Cmn 743315903 1,926 102,900 Sh Call Shared-defined 1 102,900 PROGRESSIVE CORP-OHIO CMN STK Cmn 743315903 365 19,500 Sh Call Shared-defined -- 19,500 PROLOGIS CMN STOCK Cmn 743410902 1,533 151,300 Sh Call Shared-defined 1 151,300 COLUMN TOTALS 63,704
FORM 13F Page 509 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PROLOGIS CMN STOCK Cmn 743410952 1,334 131,700 Sh Put Shared-defined 1 131,700 PROLOGIS CMN STOCK Cmn 743410902 160 15,800 Sh Call Shared-defined -- 15,800 PROLOGIS CMN STOCK Cmn 743410952 111 11,000 Sh Put Shared-defined -- 11,000 PROLOGIS CMN STOCK Cmn 743410102 663 65,465 Sh Shared-defined 1 65,465 PROLOGIS CMN STOCK Cmn 743410102 422 41,706 Sh Shared-defined -- 41,706 PROS HOLDINGS INC Cmn 74346Y103 105 16,176 Sh Shared-defined -- 16,176 PROSPECT CAPITAL CORP COMMON STOCK Cmn 74348T952 154 16,000 Sh Put Shared-defined 1 16,000 PROSPECT CAPITAL CORP COMMON STOCK Cmn 74348T902 32 3,300 Sh Call Shared-defined 1 3,300 PROSPECT CAPITAL CORP COMMON STOCK Cmn 74348T102 205 21,203 Sh Shared-defined 1 21,203 PROSPECT CAPITAL CORP COMMON STOCK Cmn 74348T102 82 8,469 Sh Shared-defined -- 8,469 PROSPERITY BANCSHARES INC CMN STOCK Cmn 743606105 10,411 299,592 Sh Shared-defined -- 299,592 PROTALIX BIOTHERAPEUTICS INC CMN STOCK Cmn 74365A951 10 1,600 Sh Put Shared-defined 1 1,600 PROTALIX BIOTHERAPEUTICS INC CMN STOCK Cmn 74365A901 9 1,500 Sh Call Shared-defined 1 1,500 PROTALIX BIOTHERAPEUTICS INC CMN STOCK Cmn 74365A101 147 24,040 Sh Shared-defined -- 24,040 COLUMN TOTALS 13,845
FORM 13F Page 510 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PROTECTIVE LIFE CORP CMN STK Cmn 743674903 1,104 51,600 Sh Call Shared-defined 1 51,600 PROTECTIVE LIFE CORP CMN STK Cmn 743674953 496 23,200 Sh Put Shared-defined 1 23,200 PROTECTIVE LIFE CORP CMN STK Cmn 743674903 203 9,500 Sh Call Shared-defined -- 9,500 PROTECTIVE LIFE CORP CMN STK Cmn 743674103 3,493 163,313 Sh Shared-defined -- 163,313 PROTECTIVE LIFE CORP CMN STK Cmn 743674103 5 228 Sh Shared-defined 1 228 PROVIDENT ENERGY TRUST COMMON STOCK Cmn 74386K904 315 45,800 Sh Call Shared-defined 1 45,800 PROVIDENT ENERGY TRUST COMMON STOCK Cmn 74386K954 96 14,000 Sh Put Shared-defined 1 14,000 PROVIDENT ENERGY TRUST COMMON STOCK Cmn 74386K104 48 6,984 Sh Shared-defined -- 6,984 PROVIDENT FINANCIAL SERVICES INC COMMON STOCK Cmn 74386T105 526 44,975 Sh Shared-defined -- 44,975 PROVIDENT FINANCIAL SERVICES INC COMMON STOCK Cmn 74386T105 8 685 Sh Shared-defined 1 685 PRUDENTIAL FINANCIAL INC Cmn 744320102 32,501 605,688 Sh Shared-defined -- 605,688 PRUDENTIAL FINANCIAL INC Cmn 744320102 4,696 87,513 Sh Shared-defined 1 87,513 PRUDENTIAL FINANCIAL INC Cmn 744320952 17,992 335,300 Sh Put Shared-defined 1 335,300 PRUDENTIAL FINANCIAL INC Cmn 744320902 12,181 227,000 Sh Call Shared-defined 1 227,000 COLUMN TOTALS 73,664
FORM 13F Page 511 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PRUDENTIAL FINANCIAL INC Cmn 744320952 3,568 66,500 Sh Put Shared-defined -- 66,500 PRUDENTIAL FINANCIAL INC Cmn 744320902 225 4,200 Sh Call Shared-defined -- 4,200 PSS WORLD MEDICAL INC CMN STK Cmn 69366A100 460 21,751 Sh Shared-defined 1 21,751 PSS WORLD MEDICAL INC CMN STK Cmn 69366A100 379 17,928 Sh Shared-defined -- 17,928 PSS WORLD MEDICAL INC CMN STK Cmn 69366A950 1,648 77,900 Sh Put Shared-defined 1 77,900 PSS WORLD MEDICAL INC CMN STK Cmn 69366A900 1,406 66,500 Sh Call Shared-defined 1 66,500 PSYCHIATRIC SOLUTIONS INC Cmn 74439H108 13 404 Sh Shared-defined -- 404 PSYCHIATRIC SOLUTIONS INC Cmn 74439H908 3,985 121,800 Sh Call Shared-defined 1 121,800 PSYCHIATRIC SOLUTIONS INC Cmn 74439H958 880 26,900 Sh Put Shared-defined 1 26,900 PUBLIC SVC ENTERPRISES Cmn 744573956 2,547 81,300 Sh Put Shared-defined 1 81,300 PUBLIC SVC ENTERPRISES Cmn 744573906 674 21,500 Sh Call Shared-defined 1 21,500 PUBLIC STORAGE COMMON STOCK Cmn 74460D909 4,554 51,800 Sh Call Shared-defined 1 51,800 PUBLIC STORAGE COMMON STOCK Cmn 74460D959 2,629 29,900 Sh Put Shared-defined 1 29,900 PUBLIC STORAGE COMMON STOCK Cmn 74460D959 492 5,600 Sh Put Shared-defined -- 5,600 COLUMN TOTALS 23,460
FORM 13F Page 512 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PUBLIC STORAGE COMMON STOCK Cmn 74460D909 466 5,300 Sh Call Shared-defined -- 5,300 PUBLIC STORAGE COMMON STOCK Cmn 74460D109 5,863 66,691 Sh Shared-defined -- 66,691 PUBLIC SVC ENTERPRISES Cmn 744573106 3,192 101,880 Sh Shared-defined -- 101,880 PUBLIC SVC ENTERPRISES Cmn 744573106 1,502 47,953 Sh Shared-defined 1 47,953 PUDA COAL INC COMMON STOCK Cmn 744674950 252 34,400 Sh Put Shared-defined 1 34,400 PUDA COAL INC COMMON STOCK Cmn 744674900 188 25,700 Sh Call Shared-defined 1 25,700 PUDA COAL INC COMMON STOCK Cmn 744674300 48 6,552 Sh Shared-defined 1 6,552 PULTE GROUP INC Cmn 745867101 1,325 160,015 Sh Shared-defined 1 160,015 PULTE GROUP INC Cmn 745867101 241 29,057 Sh Shared-defined -- 29,057 PULTE GROUP INC Cmn 745867951 1,774 214,300 Sh Put Shared-defined 1 214,300 PULTE GROUP INC Cmn 745867901 1,017 122,800 Sh Call Shared-defined 1 122,800 PULTE GROUP INC Cmn 745867951 542 65,400 Sh Put Shared-defined -- 65,400 PULTE GROUP INC Cmn 745867901 33 4,000 Sh Call Shared-defined -- 4,000 PUTNAM MANAGED MUNICIPAL INCOME TRUST CMN STOCK Cmn 746823103 187 25,756 Sh Shared-defined 1 25,756 COLUMN TOTALS 16,630
FORM 13F Page 513 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- QIAGEN NV CMN STOCK Cmn N72482957 194 10,100 Sh Put Shared-defined 1 10,100 QIAGEN NV CMN STOCK Cmn N72482907 190 9,900 Sh Call Shared-defined 1 9,900 QIAGEN NV CMN STOCK Cmn N72482107 814 42,342 Sh Shared-defined -- 42,342 QIAGEN NV CMN STOCK Cmn N72482107 151 7,852 Sh Shared-defined 1 7,852 QIAO XING MOBILE COMMUNICATI Cmn G73031109 34 13,077 Sh Shared-defined 1 13,077 QIAO XING MOBILE COMMUNICATI Cmn G73031109 10 4,000 Sh Shared-defined -- 4,000 QIAO XING MOBILE COMMUNICATI Cmn G73031959 13 5,000 Sh Put Shared-defined 1 5,000 QIAO XING MOBILE COMMUNICATI Cmn G73031909 7 2,800 Sh Call Shared-defined 1 2,800 QIAO XING UNIVERSAL RESOURCES Cmn G7303A109 47 30,517 Sh Shared-defined 1 30,517 QIAO XING UNIVERSAL RESOURCES Cmn G7303A109 17 10,983 Sh Shared-defined -- 10,983 QIAO XING UNIVERSAL RESOURCES Cmn G7303A959 7 4,600 Sh Put Shared-defined 1 4,600 QIAO XING UNIVERSAL RESOURCES Cmn G7303A909 1 700 Sh Call Shared-defined 1 700 QLOGIC CORP CMN STOCK Cmn 747277101 11,929 717,765 Sh Shared-defined -- 717,765 QLOGIC CORP CMN STOCK Cmn 747277101 85 5,144 Sh Shared-defined 1 5,144 COLUMN TOTALS 13,499
FORM 13F Page 514 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- QLOGIC CORP CMN STOCK Cmn 747277901 625 37,600 Sh Call Shared-defined 1 37,600 QLOGIC CORP CMN STOCK Cmn 747277951 116 7,000 Sh Put Shared-defined 1 7,000 QLOGIC CORP CMN STOCK Cmn 747277901 8 500 Sh Call Shared-defined -- 500 QLT INC CMN STOCK Cmn 746927102 124 21,538 Sh Shared-defined -- 21,538 QLT INC CMN STOCK Cmn 746927102 44 7,620 Sh Shared-defined 1 7,620 QLT INC CMN STOCK Cmn 746927952 45 7,900 Sh Put Shared-defined 1 7,900 QUALCOMM INC CMN STK Cmn 747525953 60,386 1,838,800 Sh Put Shared-defined 1 1,838,800 QUALCOMM INC CMN STK Cmn 747525903 47,240 1,438,500 Sh Call Shared-defined 1 1,438,500 QUALCOMM INC CMN STK Cmn 747525953 8,325 253,500 Sh Put Shared-defined -- 253,500 QUALCOMM INC CMN STK Cmn 747525903 6,446 196,300 Sh Call Shared-defined -- 196,300 QUALCOMM INC CMN STK Cmn 747525103 6,067 184,752 Sh Shared-defined -- 184,752 QUALCOMM INC CMN STK Cmn 747525103 2,535 77,186 Sh Shared-defined 1 77,186 Quality Distribution Inc COMMON STOCK Cmn 74756M102 98 18,903 Sh Shared-defined -- 18,903 Quality Distribution Inc COMMON STOCK Cmn 74756M102 8 1,499 Sh Shared-defined 1 1,499 COLUMN TOTALS 132,067
FORM 13F Page 515 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- QUALITY SYSTEMS INC CMN STK Cmn 747582954 1,490 25,700 Sh Put Shared-defined 1 25,700 QUALITY SYSTEMS INC CMN STK Cmn 747582904 545 9,400 Sh Call Shared-defined 1 9,400 QUALITY SYSTEMS INC CMN STK Cmn 747582104 2,212 38,136 Sh Shared-defined -- 38,136 QUALITY SYSTEMS INC CMN STK Cmn 747582104 53 921 Sh Shared-defined 1 921 QUANEX BUILDING PRODUCTS Cmn 747619104 362 20,956 Sh Shared-defined -- 20,956 QUANEX BUILDING PRODUCTS Cmn 747619104 16 920 Sh Shared-defined 1 920 QUANTA SERVICE INC COM STK Cmn 74762E102 103 4,976 Sh Shared-defined 1 4,976 QUANTA SERVICE INC COM STK Cmn 74762E102 34 1,631 Sh Shared-defined -- 1,631 QUANTA SERVICE INC COM STK Cmn 74762E902 929 45,000 Sh Call Shared-defined 1 45,000 QUANTA SERVICE INC COM STK Cmn 74762E952 814 39,400 Sh Put Shared-defined 1 39,400 QUANTA SERVICE INC COM STK Cmn 74762E902 225 10,900 Sh Call Shared-defined -- 10,900 QUANTA SERVICE INC COM STK Cmn 74762E952 142 6,900 Sh Put Shared-defined -- 6,900 QUANTUM CORP -DLT & STORAGE CMN STOCK Cmn 747906204 145 76,900 Sh Shared-defined -- 76,900 QUANTUM FUEL SYS TECH WRLD Cmn 74765E109 12 22,998 Sh Shared-defined 1 22,998 COLUMN TOTALS 7,082
FORM 13F Page 516 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- QUANTUM FUEL SYS TECH WRLD Cmn 74765E109 -- 827 Sh Shared-defined -- 827 QUEST DIAGNOSTICS CMN STOCK Cmn 74834L100 12,097 243,066 Sh Shared-defined -- 243,066 QUEST DIAGNOSTICS CMN STOCK Cmn 74834L100 1,843 37,039 Sh Shared-defined 1 37,039 QUEST DIAGNOSTICS CMN STOCK Cmn 74834L900 3,997 80,300 Sh Call Shared-defined -- 80,300 QUEST DIAGNOSTICS CMN STOCK Cmn 74834L950 2,877 57,800 Sh Put Shared-defined 1 57,800 QUEST DIAGNOSTICS CMN STOCK Cmn 74834L900 1,563 31,400 Sh Call Shared-defined 1 31,400 QUEST DIAGNOSTICS CMN STOCK Cmn 74834L950 821 16,500 Sh Put Shared-defined -- 16,500 QUEST SOFTWARE INC CMN STOCK Cmn 74834T903 1,142 63,300 Sh Call Shared-defined 1 63,300 QUEST SOFTWARE INC CMN STOCK Cmn 74834T953 325 18,000 Sh Put Shared-defined 1 18,000 QUEST SOFTWARE INC CMN STOCK Cmn 74834T103 1,933 107,129 Sh Shared-defined -- 107,129 QUEST SOFTWARE INC CMN STOCK Cmn 74834T103 16 890 Sh Shared-defined 1 890 QUESTAR CORP CMN STK Cmn 748356952 6,455 141,900 Sh Put Shared-defined 1 141,900 QUESTAR CORP CMN STK Cmn 748356902 1,870 41,100 Sh Call Shared-defined 1 41,100 QUESTAR CORP CMN STK Cmn 748356952 296 6,500 Sh Put Shared-defined -- 6,500 COLUMN TOTALS 35,235
FORM 13F Page 517 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- QUESTAR CORP CMN STK Cmn 748356902 173 3,800 Sh Call Shared-defined -- 3,800 QUESTAR CORP CMN STK Cmn 748356102 2,260 49,691 Sh Shared-defined -- 49,691 QUESTAR CORP CMN STK Cmn 748356102 1,686 37,071 Sh Shared-defined 1 37,071 QUESTCOR PHARMACEUTICALS COMMON STOCK Cmn 74835Y101 241 23,598 Sh Shared-defined 1 23,598 QUESTCOR PHARMACEUTICALS COMMON STOCK Cmn 74835Y101 16 1,539 Sh Shared-defined -- 1,539 QUESTCOR PHARMACEUTICALS COMMON STOCK Cmn 74835Y901 228 22,300 Sh Call Shared-defined 1 22,300 QUESTCOR PHARMACEUTICALS COMMON STOCK Cmn 74835Y951 157 15,400 Sh Put Shared-defined 1 15,400 QUICKSILVER RES INC CMN STOCK Cmn 74837R104 1,221 110,975 Sh Shared-defined -- 110,975 QUICKSILVER RES INC CMN STOCK Cmn 74837R104 381 34,607 Sh Shared-defined 1 34,607 QUICKSILVER RES INC CMN STOCK Cmn 74837R904 1,284 116,700 Sh Call Shared-defined 1 116,700 QUICKSILVER RES INC CMN STOCK Cmn 74837R954 1,205 109,500 Sh Put Shared-defined 1 109,500 QUICKSILVER RES INC CMN STOCK Cmn 74837R954 36 3,300 Sh Put Shared-defined -- 3,300 QUICKSILVER RES INC CMN STOCK Cmn 74837R904 12 1,100 Sh Call Shared-defined -- 1,100 QUIDEL CORP CMN STK Cmn 74838J951 753 59,300 Sh Put Shared-defined 1 59,300 COLUMN TOTALS 9,653
FORM 13F Page 518 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- QUIDEL CORP CMN STK Cmn 74838J901 284 22,400 Sh Call Shared-defined 1 22,400 QUIDEL CORP CMN STK Cmn 74838J101 285 22,472 Sh Shared-defined 1 22,472 QUIKSILVER INC CMN STK Cmn 74838C906 170 45,900 Sh Call Shared-defined 1 45,900 QUIKSILVER INC CMN STK Cmn 74838C956 51 13,800 Sh Put Shared-defined 1 13,800 QUIKSILVER INC CMN STK Cmn 74838C106 102 27,613 Sh Shared-defined -- 27,613 QUIKSILVER INC CMN STK Cmn 74838C106 30 8,146 Sh Shared-defined 1 8,146 QUIMICA Y MINERA CHIL-SP ADR Depository Receipt 833635105 352 10,783 Sh Shared-defined -- N/A QUIMICA Y MINERA CHIL-SP ADR Depository Receipt 833635105 300 9,197 Sh Shared-defined 1 N/A QUINSTREET INC Cmn 74874Q100 933 81,094 Sh Shared-defined -- 81,094 QUINSTREET INC Cmn 74874Q100 20 1,753 Sh Shared-defined 1 1,753 QWEST 3.5% CB 11/15/2025-REGISTERED Bond 749121BY4 117,506 106,185,000 Prn Shared-defined -- N/A QWEST COMMUNICATIONS CMN STOCK Cmn 749121109 5,671 1,080,101 Sh Shared-defined -- 1,080,101 QWEST COMMUNICATIONS CMN STOCK Cmn 749121109 113 21,443 Sh Shared-defined 1 21,443 QWEST COMMUNICATIONS CMN STOCK Cmn 749121959 1,308 249,100 Sh Put Shared-defined 1 249,100 COLUMN TOTALS 127,125
FORM 13F Page 519 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- QWEST COMMUNICATIONS CMN STOCK Cmn 749121909 932 177,600 Sh Call Shared-defined 1 177,600 QWEST COMMUNICATIONS CMN STOCK Cmn 749121909 524 99,900 Sh Call Shared-defined -- 99,900 RACKSPACE HOSTING INC Cmn 750086100 334 18,212 Sh Shared-defined -- 18,212 RACKSPACE HOSTING INC Cmn 750086900 1,773 96,700 Sh Call Shared-defined 1 96,700 RACKSPACE HOSTING INC Cmn 750086950 917 50,000 Sh Put Shared-defined 1 50,000 RACKSPACE HOSTING INC Cmn 750086900 218 11,900 Sh Call Shared-defined -- 11,900 RACKSPACE HOSTING INC Cmn 750086950 79 4,300 Sh Put Shared-defined -- 4,300 RADIAN GROUP INC CMN STK Cmn 750236101 106 14,625 Sh Shared-defined -- 14,625 RADIAN GROUP INC CMN STK Cmn 750236101 51 6,987 Sh Shared-defined 1 6,987 RADIAN GROUP INC CMN STK Cmn 750236951 449 62,000 Sh Put Shared-defined 1 62,000 RADIAN GROUP INC CMN STK Cmn 750236901 287 39,600 Sh Call Shared-defined 1 39,600 RADIAN GROUP INC CMN STK Cmn 750236901 110 15,200 Sh Call Shared-defined -- 15,200 RADIAN GROUP INC CMN STK Cmn 750236951 59 8,100 Sh Put Shared-defined -- 8,100 RADIANT SYSTEMS INC CMN STOCK Cmn 75025N102 570 39,427 Sh Shared-defined -- 39,427 COLUMN TOTALS 6,409
FORM 13F Page 520 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- RADIANT SYSTEMS INC CMN STOCK Cmn 75025N102 12 862 Sh Shared-defined 1 862 RADIO ONE INC - CL D CMN STK Cmn 75040P405 66 51,948 Sh Shared-defined -- 51,948 RADIO ONE INC - CL D CMN STK Cmn 75040P405 -- 160 Sh Shared-defined 1 160 RADIOSHACK CORP Cmn 750438103 41,943 2,149,830 Sh Shared-defined -- 2,149,830 RADIOSHACK CORP Cmn 750438103 4,293 220,022 Sh Shared-defined 1 220,022 RADIOSHACK CORP Cmn 750438953 5,549 284,400 Sh Put Shared-defined 1 284,400 RADIOSHACK CORP Cmn 750438903 3,149 161,400 Sh Call Shared-defined 1 161,400 RADIOSHACK CORP Cmn 750438953 339 17,400 Sh Put Shared-defined -- 17,400 RADVISION LTD CMN STOCK Cmn M81869955 144 23,600 Sh Put Shared-defined 1 23,600 RADVISION LTD CMN STOCK Cmn M81869905 127 20,900 Sh Call Shared-defined 1 20,900 RADVISION LTD CMN STOCK Cmn M81869105 8 1,256 Sh Shared-defined 1 1,256 RADVISION LTD CMN STOCK Cmn M81869105 5 823 Sh Shared-defined -- 823 RADWARE LTD CMN STOCK Cmn M81873957 538 26,300 Sh Put Shared-defined 1 26,300 RADWARE LTD CMN STOCK Cmn M81873907 55 2,700 Sh Call Shared-defined 1 2,700 COLUMN TOTALS 56,228
FORM 13F Page 521 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- RADWARE LTD CMN STOCK Cmn M81873107 483 23,597 Sh Shared-defined 1 23,597 RADWARE LTD CMN STOCK Cmn M81873107 2 100 Sh Shared-defined -- 100 RAILAMERICA INC Cmn 750753402 6,553 660,612 Sh Shared-defined -- 660,612 RAIT INVESTMENT TRUST CMN STOCK Cmn 749227954 212 113,300 Sh Put Shared-defined 1 113,300 RAIT INVESTMENT TRUST CMN STOCK Cmn 749227904 25 13,300 Sh Call Shared-defined 1 13,300 RAIT INVESTMENT TRUST CMN STOCK Cmn 749227104 285 152,366 Sh Shared-defined 1 152,366 RAIT INVESTMENT TRUST CMN STOCK Cmn 749227104 26 14,045 Sh Shared-defined -- 14,045 RALCORP HOLDINGS INC CMN STK Cmn 751028901 4,828 88,100 Sh Call Shared-defined 1 88,100 RALCORP HOLDINGS INC CMN STK Cmn 751028951 2,165 39,500 Sh Put Shared-defined 1 39,500 RALCORP HOLDINGS INC CMN STK Cmn 751028951 33 600 Sh Put Shared-defined -- 600 RALCORP HOLDINGS INC CMN STK Cmn 751028101 1,210 22,073 Sh Shared-defined -- 22,073 RALCORP HOLDINGS INC CMN STK Cmn 751028101 424 7,743 Sh Shared-defined 1 7,743 RAMBUS INC DEL CMN STOCK Cmn 750917906 14,887 849,700 Sh Call Shared-defined 1 849,700 RAMBUS INC DEL CMN STOCK Cmn 750917956 5,508 314,400 Sh Put Shared-defined 1 314,400 COLUMN TOTALS 36,641
FORM 13F Page 522 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- RAMBUS INC DEL CMN STOCK Cmn 750917106 104 5,946 Sh Shared-defined 1 5,946 RAMBUS INC DEL CMN STOCK Cmn 750917106 19 1,100 Sh Shared-defined -- 1,100 RAMCO-GERSHENSON PROP CMN STK (N/C RPS REALTY) Cmn 751452202 555 54,901 Sh Shared-defined -- 54,901 RAMCO-GERSHENSON PROP CMN STK (N/C RPS REALTY) Cmn 751452202 17 1,658 Sh Shared-defined 1 1,658 Randgold Resources Limited Depository Receipt 752344309 4,113 43,409 Sh Shared-defined 1 N/A Randgold Resources Limited Depository Receipt 752344309 1,356 14,315 Sh Shared-defined -- N/A RANGE RESOURCES CORP CMN STOCK Cmn 75281A109 1,132 28,191 Sh Shared-defined -- 28,191 RANGE RESOURCES CORP CMN STOCK Cmn 75281A109 69 1,727 Sh Shared-defined 1 1,727 RANGE RESOURCES CORP CMN STOCK Cmn 75281A909 7,347 183,000 Sh Call Shared-defined 1 183,000 RANGE RESOURCES CORP CMN STOCK Cmn 75281A959 2,481 61,800 Sh Put Shared-defined 1 61,800 RANGE RESOURCES CORP CMN STOCK Cmn 75281A909 931 23,200 Sh Call Shared-defined -- 23,200 RANGE RESOURCES CORP CMN STOCK Cmn 75281A959 783 19,500 Sh Put Shared-defined -- 19,500 RASER TECHNOLOGIES INC COMMON STOCK Cmn 754055901 35 59,800 Sh Call Shared-defined 1 59,800 RASER TECHNOLOGIES INC COMMON STOCK Cmn 754055951 25 43,500 Sh Put Shared-defined 1 43,500 COLUMN TOTALS 18,967
FORM 13F Page 523 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- RASER TECHNOLOGIES INC COMMON STOCK Cmn 754055101 11 19,491 Sh Shared-defined 1 19,491 RASER TECHNOLOGIES INC COMMON STOCK Cmn 754055101 10 16,730 Sh Shared-defined -- 16,730 RAYMOND JAMES FINANCIAL, INC. CORP CMN STK Cmn 754730959 504 20,400 Sh Put Shared-defined 1 20,400 RAYMOND JAMES FINANCIAL, INC. CORP CMN STK Cmn 754730909 383 15,500 Sh Call Shared-defined 1 15,500 RAYMOND JAMES FINANCIAL, INC. CORP CMN STK Cmn 754730109 12,787 517,902 Sh Shared-defined -- 517,902 RAYMOND JAMES FINANCIAL, INC. CORP CMN STK Cmn 754730109 2 100 Sh Shared-defined 1 100 RAYONIER INC Cmn 754907103 1,334 30,314 Sh Shared-defined -- 30,314 RAYONIER INC Cmn 754907103 53 1,210 Sh Shared-defined 1 1,210 RAYONIER INC Cmn 754907903 2,456 55,800 Sh Call Shared-defined 1 55,800 RAYONIER INC Cmn 754907953 612 13,900 Sh Put Shared-defined 1 13,900 RAYTHEON COMPANY Cmn 755111507 5,156 106,541 Sh Shared-defined -- 106,541 RAYTHEON COMPANY Cmn 755111507 719 14,851 Sh Shared-defined 1 14,851 RAYTHEON COMPANY Cmn 755111907 10,510 217,200 Sh Call Shared-defined 1 217,200 RAYTHEON COMPANY Cmn 755111957 5,942 122,800 Sh Put Shared-defined 1 122,800 COLUMN TOTALS 40,479
FORM 13F Page 524 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- RAYTHEON COMPANY Cmn 755111907 895 18,500 Sh Call Shared-defined -- 18,500 RAYTHEON COMPANY Cmn 755111957 223 4,600 Sh Put Shared-defined -- 4,600 RAYTHEON COMPANY-CW11 Wt 755111119 1 72 Shared-defined 1 N/A RBC BEARINGS INC COMMON STOCK Cmn 75524B104 222 7,671 Sh Shared-defined -- 7,671 RBC BEARINGS INC COMMON STOCK Cmn 75524B104 6 199 Sh Shared-defined 1 199 RC2 CORP CMN STOCK Cmn 749388104 189 11,702 Sh Shared-defined -- 11,702 REALNETWORKS INC CMN STOCK Cmn 75605L104 146 44,100 Sh Shared-defined -- 44,100 REALNETWORKS INC CMN STOCK Cmn 75605L104 36 10,882 Sh Shared-defined 1 10,882 REALTY INCOME CORP CMN STOCK Cmn 756109954 946 31,200 Sh Put Shared-defined 1 31,200 REALTY INCOME CORP CMN STOCK Cmn 756109904 764 25,200 Sh Call Shared-defined 1 25,200 REALTY INCOME CORP CMN STOCK Cmn 756109104 828 27,295 Sh Shared-defined -- 27,295 RED HAT INC CMN STOCK Cmn 756577102 1,292 44,646 Sh Shared-defined 1 44,646 RED HAT INC CMN STOCK Cmn 756577102 150 5,191 Sh Shared-defined -- 5,191 RED HAT INC CMN STOCK Cmn 756577952 4,208 145,400 Sh Put Shared-defined 1 145,400 COLUMN TOTALS 9,906
FORM 13F Page 525 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- RED HAT INC CMN STOCK Cmn 756577902 2,388 82,500 Sh Call Shared-defined 1 82,500 RED HAT INC CMN STOCK Cmn 756577952 923 31,900 Sh Put Shared-defined -- 31,900 RED HAT INC CMN STOCK Cmn 756577902 805 27,800 Sh Call Shared-defined -- 27,800 RED ROBIN GOURMET BURGERS CMN STK Cmn 75689M901 366 21,300 Sh Call Shared-defined 1 21,300 RED ROBIN GOURMET BURGERS CMN STK Cmn 75689M951 235 13,700 Sh Put Shared-defined 1 13,700 RED ROBIN GOURMET BURGERS CMN STK Cmn 75689M101 197 11,505 Sh Shared-defined 1 11,505 REDWOOD TR INC CMN STOCK Cmn 758075952 493 33,700 Sh Put Shared-defined 1 33,700 REDWOOD TR INC CMN STOCK Cmn 758075902 445 30,400 Sh Call Shared-defined 1 30,400 REDWOOD TR INC CMN STOCK Cmn 758075402 733 50,074 Sh Shared-defined -- 50,074 REDWOOD TR INC CMN STOCK Cmn 758075402 189 12,911 Sh Shared-defined 1 12,911 REGAL BELOIT CMN STK Cmn 758750103 755 13,537 Sh Shared-defined -- 13,537 REGAL BELOIT CMN STK Cmn 758750103 11 200 Sh Shared-defined 1 200 REGAL ENTERTAINMENT GROUP CMN STK Cmn 758766909 383 29,400 Sh Call Shared-defined 1 29,400 REGAL ENTERTAINMENT GROUP CMN STK Cmn 758766959 104 8,000 Sh Put Shared-defined 1 8,000 COLUMN TOTALS 8,027
FORM 13F Page 526 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- REGAL ENTERTAINMENT GROUP CMN STK Cmn 758766109 897 68,754 Sh Shared-defined -- 68,754 REGAL ENTERTAINMENT GROUP CMN STK Cmn 758766109 21 1,609 Sh Shared-defined 1 1,609 REGENCY CENTERS CORP CMN STK Cmn 758849953 777 22,600 Sh Put Shared-defined 1 22,600 REGENCY CENTERS CORP CMN STK Cmn 758849903 502 14,600 Sh Call Shared-defined 1 14,600 REGENCY CENTERS CORP CMN STK Cmn 758849903 62 1,800 Sh Call Shared-defined -- 1,800 REGENCY CENTERS CORP CMN STK Cmn 758849103 4,243 123,354 Sh Shared-defined -- 123,354 REGENCY CENTERS CORP CMN STK Cmn 758849103 19 560 Sh Shared-defined 1 560 REGENERON PHARMACEUT CMN STK Cmn 75886F107 213 9,544 Sh Shared-defined -- 9,544 REGENERON PHARMACEUT CMN STK Cmn 75886F957 1,473 66,000 Sh Put Shared-defined 1 66,000 REGENERON PHARMACEUT CMN STK Cmn 75886F907 1,214 54,400 Sh Call Shared-defined 1 54,400 REGIONS FINANCIAL CORP. COMMON STOCK Cmn 7591EP900 2,962 450,100 Sh Call Shared-defined 1 450,100 REGIONS FINANCIAL CORP. COMMON STOCK Cmn 7591EP950 1,621 246,400 Sh Put Shared-defined 1 246,400 REGIONS FINANCIAL CORP. COMMON STOCK Cmn 7591EP900 176 26,700 Sh Call Shared-defined -- 26,700 REGIONS FINANCIAL CORP. COMMON STOCK Cmn 7591EP950 49 7,400 Sh Put Shared-defined -- 7,400 COLUMN TOTALS 14,229
FORM 13F Page 527 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- REGIONS FINANCIAL CORP. COMMON STOCK Cmn 7591EP100 627 95,219 Sh Shared-defined 1 95,219 REGIONS FINANCIAL CORP. COMMON STOCK Cmn 7591EP100 215 32,665 Sh Shared-defined -- 32,665 REGIS CORP/MN CMN STK Cmn 758932907 202 13,000 Sh Call Shared-defined 1 13,000 REGIS CORP/MN CMN STK Cmn 758932957 48 3,100 Sh Put Shared-defined 1 3,100 REGIS CORP/MN CMN STK Cmn 758932107 677 43,452 Sh Shared-defined -- 43,452 REHABCARE CORP CMN STK Cmn 759148109 1,038 47,680 Sh Shared-defined -- 47,680 REHABCARE CORP CMN STK Cmn 759148109 6 264 Sh Shared-defined 1 264 REHABCARE CORP CMN STK Cmn 759148959 200 9,200 Sh Put Shared-defined 1 9,200 REHABCARE CORP CMN STK Cmn 759148909 131 6,000 Sh Call Shared-defined 1 6,000 REINSURANCE GROUP AMER INC CMN STK Cmn 759351954 2,633 57,600 Sh Put Shared-defined 1 57,600 REINSURANCE GROUP AMER INC CMN STK Cmn 759351904 1,275 27,900 Sh Call Shared-defined 1 27,900 REINSURANCE GROUP AMER INC CMN STK Cmn 759351604 6,640 145,269 Sh Shared-defined -- 145,269 REINSURANCE GROUP AMER INC CMN STK Cmn 759351604 624 13,646 Sh Shared-defined 1 13,646 REINSURANCE GROUP OF AMERICA 5.75% CONV PREF DUE 1 Pref Stk 759351307 201 3,372 Sh Shared-defined 1 N/A COLUMN TOTALS 14,517
FORM 13F Page 528 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- RELIANCE STL & ALUM CO CMN STOCK Cmn 759509902 1,052 29,100 Sh Call Shared-defined 1 29,100 RELIANCE STL & ALUM CO CMN STOCK Cmn 759509952 452 12,500 Sh Put Shared-defined 1 12,500 RELIANCE STL & ALUM CO CMN STOCK Cmn 759509952 228 6,300 Sh Put Shared-defined -- 6,300 RELIANCE STL & ALUM CO CMN STOCK Cmn 759509902 221 6,100 Sh Call Shared-defined -- 6,100 RELIANCE STL & ALUM CO CMN STOCK Cmn 759509102 1,051 29,077 Sh Shared-defined -- 29,077 RELIANCE STL & ALUM CO CMN STOCK Cmn 759509102 244 6,741 Sh Shared-defined 1 6,741 RENAISSANCERE HOLDINGS LTD Cmn G7496G103 175 3,104 Sh Shared-defined -- 3,104 RENAISSANCERE HOLDINGS LTD Cmn G7496G953 3,404 60,500 Sh Put Shared-defined 1 60,500 RENAISSANCERE HOLDINGS LTD Cmn G7496G903 2,476 44,000 Sh Call Shared-defined 1 44,000 RENESOLA LTD-ADR Depository Receipt 75971T103 117 19,611 Sh Shared-defined 1 N/A RENESOLA LTD-ADR Depository Receipt 75971T103 2 369 Sh Shared-defined -- N/A RENT-A-CENTER INC CMN STOCK Cmn 76009N100 273 13,464 Sh Shared-defined 1 13,464 RENT-A-CENTER INC CMN STOCK Cmn 76009N100 7 355 Sh Shared-defined -- 355 RENTECH INC CMN STK Cmn 760112102 14 14,256 Sh Shared-defined 1 14,256 COLUMN TOTALS 9,716
FORM 13F Page 529 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- RENT-A-CENTER INC CMN STOCK Cmn 76009N950 152 7,500 Sh Put Shared-defined 1 7,500 RENT-A-CENTER INC CMN STOCK Cmn 76009N900 146 7,200 Sh Call Shared-defined 1 7,200 RENTRAK CORP CMN STK Cmn 760174102 311 12,763 Sh Shared-defined -- 12,763 RENTRAK CORP CMN STK Cmn 760174102 14 588 Sh Shared-defined 1 588 REPROS THERAPEUTICS CMN STK Cmn 76028H100 10 27,476 Sh Shared-defined 1 27,476 REPUBLIC AIRWAYS HOLDINGS INC COMMON STOCK Cmn 760276905 23 3,800 Sh Call Shared-defined 1 3,800 REPUBLIC AIRWAYS HOLDINGS INC COMMON STOCK Cmn 760276955 16 2,700 Sh Put Shared-defined 1 2,700 REPUBLIC AIRWAYS HOLDINGS INC COMMON STOCK Cmn 760276105 4,625 756,959 Sh Shared-defined -- 756,959 REPUBLIC AIRWAYS HOLDINGS INC COMMON STOCK Cmn 760276105 21 3,500 Sh Shared-defined 1 3,500 REPUBLIC FIRST BANCORP INC CMN STK Cmn 760416107 44 22,500 Sh Shared-defined -- 22,500 REPUBLIC FIRST BANCORP INC CMN STK Cmn 760416107 -- 26 Sh Shared-defined 1 26 REPUBLIC SERVICES CMN STOCK Cmn 760759100 652 21,918 Sh Shared-defined -- 21,918 REPUBLIC SERVICES CMN STOCK Cmn 760759100 75 2,519 Sh Shared-defined 1 2,519 REPUBLIC SERVICES CMN STOCK Cmn 760759900 169 5,700 Sh Call Shared-defined 1 5,700 COLUMN TOTALS 6,258
FORM 13F Page 530 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- REPUBLIC SERVICES CMN STOCK Cmn 760759950 48 1,600 Sh Put Shared-defined 1 1,600 RESEARCH IN MOTION LTD CMN STOCK Cmn 760975952 64,851 1,316,500 Sh Put Shared-defined 1 1,316,500 RESEARCH IN MOTION LTD CMN STOCK Cmn 760975902 49,442 1,003,700 Sh Call Shared-defined 1 1,003,700 RESEARCH IN MOTION LTD CMN STOCK Cmn 760975952 19,876 403,500 Sh Put Shared-defined -- 403,500 RESEARCH IN MOTION LTD CMN STOCK Cmn 760975902 4,143 84,100 Sh Call Shared-defined -- 84,100 RESEARCH IN MOTION LTD CMN STOCK Cmn 760975102 29,586 600,601 Sh Shared-defined 1 600,601 RESEARCH IN MOTION LTD CMN STOCK Cmn 760975102 17,856 362,479 Sh Shared-defined -- 362,479 RESMED INC CMN STOCK Cmn 761152907 693 11,400 Sh Call Shared-defined 1 11,400 RESMED INC CMN STOCK Cmn 761152957 675 11,100 Sh Put Shared-defined 1 11,100 RESMED INC CMN STOCK Cmn 761152107 12 200 Sh Shared-defined -- 200 RESOURCE CAPITAL CORP COMMON STOCK Cmn 76120W302 303 53,317 Sh Shared-defined -- 53,317 RESOURCE CAPITAL CORP COMMON STOCK Cmn 76120W302 20 3,580 Sh Shared-defined 1 3,580 RESOURCES GLOBAL PROFESSIONALS Cmn 76122Q105 15,166 1,115,131 Sh Shared-defined -- 1,115,131 RESOURCES GLOBAL PROFESSIONALS Cmn 76122Q105 2 133 Sh Shared-defined 1 133 COLUMN TOTALS 202,673
FORM 13F Page 531 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- RESOURCES GLOBAL PROFESSIONALS Cmn 76122Q955 64 4,700 Sh Put Shared-defined 1 4,700 RESOURCES GLOBAL PROFESSIONALS Cmn 76122Q905 42 3,100 Sh Call Shared-defined 1 3,100 Retail Ventures Inc CMN STK Cmn 76128Y102 142 18,188 Sh Shared-defined -- 18,188 REVLON INC. - CL A CMN STOCK Cmn 761525909 180 16,100 Sh Call Shared-defined 1 16,100 REVLON INC. - CL A CMN STOCK Cmn 761525959 88 7,900 Sh Put Shared-defined 1 7,900 REVLON INC. - CL A CMN STOCK Cmn 761525609 171 15,355 Sh Shared-defined -- 15,355 REVLON INC. - CL A CMN STOCK Cmn 761525609 14 1,261 Sh Shared-defined 1 1,261 REX ENERGY CORP Cmn 761565100 16 1,562 Sh Shared-defined -- 1,562 REX ENERGY CORP Cmn 761565900 222 22,000 Sh Call Shared-defined 1 22,000 REX ENERGY CORP Cmn 761565950 201 19,900 Sh Put Shared-defined 1 19,900 REYNOLDS AMERICAN INC CMN STOCK Cmn 761713956 2,893 55,500 Sh Put Shared-defined 1 55,500 REYNOLDS AMERICAN INC CMN STOCK Cmn 761713906 2,809 53,900 Sh Call Shared-defined 1 53,900 REYNOLDS AMERICAN INC CMN STOCK Cmn 761713906 907 17,400 Sh Call Shared-defined -- 17,400 REYNOLDS AMERICAN INC CMN STOCK Cmn 761713956 297 5,700 Sh Put Shared-defined -- 5,700 COLUMN TOTALS 8,046
FORM 13F Page 532 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- REYNOLDS AMERICAN INC CMN STOCK Cmn 761713106 4,591 88,092 Sh Shared-defined -- 88,092 REYNOLDS AMERICAN INC CMN STOCK Cmn 761713106 26 505 Sh Shared-defined 1 505 RF MICRO DEVICES INC CMN STOCK Cmn 749941950 652 166,800 Sh Put Shared-defined 1 166,800 RF MICRO DEVICES INC CMN STOCK Cmn 749941900 54 13,700 Sh Call Shared-defined -- 13,700 RF MICRO DEVICES INC CMN STOCK Cmn 749941950 45 11,400 Sh Put Shared-defined -- 11,400 RF MICRO DEVICES INC CMN STOCK Cmn 749941900 12 3,000 Sh Call Shared-defined 1 3,000 RF MICRO DEVICES INC CMN STOCK Cmn 749941100 644 164,680 Sh Shared-defined 1 164,680 RF MICRO DEVICES INC CMN STOCK Cmn 749941100 138 35,376 Sh Shared-defined -- 35,376 RICKS CABARET INTL INC CMN STOCK Cmn 765641903 134 17,000 Sh Call Shared-defined 1 17,000 RICKS CABARET INTL INC CMN STOCK Cmn 765641953 70 8,900 Sh Put Shared-defined 1 8,900 RICKS CABARET INTL INC CMN STOCK Cmn 765641303 74 9,396 Sh Shared-defined 1 9,396 RIGEL PHARMACEUTICALS INC Cmn 766559603 19 2,700 Sh Shared-defined -- 2,700 RIGEL PHARMACEUTICALS INC Cmn 766559903 351 48,800 Sh Call Shared-defined 1 48,800 RIGEL PHARMACEUTICALS INC Cmn 766559953 83 11,500 Sh Put Shared-defined 1 11,500 COLUMN TOTALS 6,893
FORM 13F Page 533 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- RIGHTNOW TECHNOLOGIES COMMON STOCK Cmn 76657R106 288 18,383 Sh Shared-defined -- 18,383 RIGHTNOW TECHNOLOGIES COMMON STOCK Cmn 76657R106 6 411 Sh Shared-defined 1 411 RINO INTERNATIONAL CORP CMN STK Cmn 766883902 911 72,800 Sh Call Shared-defined 1 72,800 RINO INTERNATIONAL CORP CMN STK Cmn 766883952 689 55,100 Sh Put Shared-defined 1 55,100 RINO INTERNATIONAL CORP CMN STK Cmn 766883102 273 21,831 Sh Shared-defined -- 21,831 RINO INTERNATIONAL CORP CMN STK Cmn 766883102 124 9,885 Sh Shared-defined 1 9,885 RIO TINTO PLC-SPON ADR 4:1 Depository Receipt 767204100 1,676 38,443 Sh Shared-defined -- N/A RITCHIE BROS AUCTIONEERS INC CMN STOCK Cmn 767744955 483 26,500 Sh Put Shared-defined 1 26,500 RITCHIE BROS AUCTIONEERS INC CMN STOCK Cmn 767744905 113 6,200 Sh Call Shared-defined 1 6,200 RITCHIE BROS AUCTIONEERS INC CMN STOCK Cmn 767744105 963 52,868 Sh Shared-defined -- 52,868 RITCHIE BROS AUCTIONEERS INC CMN STOCK Cmn 767744105 296 16,270 Sh Shared-defined 1 16,270 RITE AID CORP NEW YORK Cmn 767754104 4 4,482 Sh Shared-defined 1 4,482 RITE AID CORP NEW YORK Cmn 767754954 4 3,700 Sh Put Shared-defined 1 3,700 RITE AID CORP NEW YORK Cmn 767754904 3 3,300 Sh Call Shared-defined 1 3,300 COLUMN TOTALS 5,833
FORM 13F Page 534 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- RIVERBED TECHNOLGOY INC Cmn 768573107 836 30,261 Sh Shared-defined 1 30,261 RIVERBED TECHNOLGOY INC Cmn 768573107 582 21,055 Sh Shared-defined -- 21,055 RIVERBED TECHNOLGOY INC Cmn 768573957 2,897 104,900 Sh Put Shared-defined 1 104,900 RIVERBED TECHNOLGOY INC Cmn 768573907 423 15,300 Sh Call Shared-defined 1 15,300 RIVERBED TECHNOLGOY INC Cmn 768573907 135 4,900 Sh Call Shared-defined -- 4,900 RLI CORP CMN STOCK Cmn 749607107 618 11,766 Sh Shared-defined -- 11,766 ROADRUNNER TRANSPORTATION SYSTEMS Cmn 76973Q105 8,569 603,046 Sh Shared-defined -- 603,046 ROBBINS & MYERS INC CMN STK Cmn 770196953 426 19,600 Sh Put Shared-defined 1 19,600 ROBBINS & MYERS INC CMN STK Cmn 770196903 270 12,400 Sh Call Shared-defined 1 12,400 ROBBINS & MYERS INC CMN STK Cmn 770196103 190 8,742 Sh Shared-defined 1 8,742 ROBBINS & MYERS INC CMN STK Cmn 770196103 3 138 Sh Shared-defined -- 138 ROBERT HALF INTL INC CMN STK Cmn 770323903 151 6,400 Sh Call Shared-defined 1 6,400 ROBERT HALF INTL INC CMN STK Cmn 770323953 35 1,500 Sh Put Shared-defined 1 1,500 ROBERT HALF INTL INC CMN STK Cmn 770323103 4,739 201,248 Sh Shared-defined -- 201,248 COLUMN TOTALS 19,874
FORM 13F Page 535 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ROBERT HALF INTL INC CMN STK Cmn 770323103 155 6,576 Sh Shared-defined 1 6,576 ROCK-TENN COMPANY CMN STK Cmn 772739207 535 10,764 Sh Shared-defined -- 10,764 ROCKWELL AUTOMATION INC Cmn 773903109 120 2,443 Sh Shared-defined -- 2,443 ROCKWELL AUTOMATION INC Cmn 773903909 1,429 29,100 Sh Call Shared-defined 1 29,100 ROCKWELL AUTOMATION INC Cmn 773903959 1,335 27,200 Sh Put Shared-defined 1 27,200 ROCKWELL COLLINS COMMON STK Cmn 774341101 816 15,357 Sh Shared-defined -- 15,357 ROCKWELL COLLINS COMMON STK Cmn 774341101 189 3,554 Sh Shared-defined 1 3,554 ROCKWELL COLLINS COMMON STK Cmn 774341901 1,716 32,300 Sh Call Shared-defined 1 32,300 ROCKWELL COLLINS COMMON STK Cmn 774341951 845 15,900 Sh Put Shared-defined 1 15,900 ROCKWOOD HOLDINGS INC COMMON STOCK Cmn 774415903 830 36,600 Sh Call Shared-defined 1 36,600 ROCKWOOD HOLDINGS INC COMMON STOCK Cmn 774415953 259 11,400 Sh Put Shared-defined 1 11,400 ROCKWOOD HOLDINGS INC COMMON STOCK Cmn 774415103 32 1,400 Sh Shared-defined 1 1,400 RODMAN & RENSHAW CAPITAL GRP Cmn 77487R100 28 9,900 Sh Shared-defined -- 9,900 RODMAN & RENSHAW CAPITAL GRP Cmn 77487R100 2 627 Sh Shared-defined 1 627 COLUMN TOTALS 8,291
FORM 13F Page 536 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ROFIN SINAR TECHNOLOGIES INC CMN STOCK Cmn 775043902 598 28,700 Sh Call Shared-defined 1 28,700 ROFIN SINAR TECHNOLOGIES INC CMN STOCK Cmn 775043952 50 2,400 Sh Put Shared-defined 1 2,400 ROFIN SINAR TECHNOLOGIES INC CMN STOCK Cmn 775043102 259 12,460 Sh Shared-defined -- 12,460 ROFIN SINAR TECHNOLOGIES INC CMN STOCK Cmn 775043102 19 909 Sh Shared-defined 1 909 ROGERS COMM - CL B COM STK Cmn 775109200 1,056 32,243 Sh Shared-defined -- 32,243 ROGERS CORP CMN STK Cmn 775133901 1,280 46,100 Sh Call Shared-defined 1 46,100 ROGERS CORP CMN STK Cmn 775133951 369 13,300 Sh Put Shared-defined 1 13,300 ROGERS CORP CMN STK Cmn 775133101 159 5,728 Sh Shared-defined -- 5,728 ROGERS CORP CMN STK Cmn 775133101 10 358 Sh Shared-defined 1 358 ROLLINS INC CMN STK Cmn 775711104 466 22,538 Sh Shared-defined -- 22,538 ROLLINS INC CMN STK Cmn 775711104 30 1,453 Sh Shared-defined 1 1,453 ROPER INDUSTRIES INC/ DE CMN STK Cmn 776696906 1,276 22,800 Sh Call Shared-defined 1 22,800 ROPER INDUSTRIES INC/ DE CMN STK Cmn 776696956 34 600 Sh Put Shared-defined 1 600 ROPER INDUSTRIES INC/ DE CMN STK Cmn 776696106 1,346 24,044 Sh Shared-defined -- 24,044 COLUMN TOTALS 6,952
FORM 13F Page 537 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ROSETTA RESOURCES INC Cmn 777779307 75 3,802 Sh Shared-defined -- 3,802 ROSETTA RESOURCES INC Cmn 777779907 767 38,700 Sh Call Shared-defined 1 38,700 ROSETTA RESOURCES INC Cmn 777779957 402 20,300 Sh Put Shared-defined 1 20,300 ROSETTA STONE INC Cmn 777780107 139 6,061 Sh Shared-defined 1 6,061 ROSETTA STONE INC Cmn 777780107 52 2,252 Sh Shared-defined -- 2,252 ROSETTA STONE INC Cmn 777780907 1,740 75,800 Sh Call Shared-defined 1 75,800 ROSETTA STONE INC Cmn 777780957 907 39,500 Sh Put Shared-defined 1 39,500 ROSS STORES INC CMN STK Cmn 778296903 3,565 66,900 Sh Call Shared-defined 1 66,900 ROSS STORES INC CMN STK Cmn 778296953 3,320 62,300 Sh Put Shared-defined 1 62,300 ROSS STORES INC CMN STK Cmn 778296903 965 18,100 Sh Call Shared-defined -- 18,100 ROSS STORES INC CMN STK Cmn 778296953 570 10,700 Sh Put Shared-defined -- 10,700 ROSS STORES INC CMN STK Cmn 778296103 95,078 1,784,159 Sh Shared-defined -- 1,784,159 ROSS STORES INC CMN STK Cmn 778296103 1,305 24,489 Sh Shared-defined 1 24,489 ROVI CORP Cmn 779376102 24,107 635,891 Sh Shared-defined -- 635,891 COLUMN TOTALS 132,992
FORM 13F Page 538 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ROVI CORP Cmn 779376102 17 440 Sh Shared-defined 1 440 ROVI CORP Cmn 779376952 9,478 250,000 Sh Put Shared-defined -- 250,000 ROVI CORP Cmn 779376952 1,069 28,200 Sh Put Shared-defined 1 28,200 ROVI CORP Cmn 779376902 883 23,300 Sh Call Shared-defined 1 23,300 ROWAN COS INC Cmn 779382900 3,846 175,300 Sh Call Shared-defined 1 175,300 ROWAN COS INC Cmn 779382950 2,420 110,300 Sh Put Shared-defined 1 110,300 ROWAN COS INC Cmn 779382900 781 35,600 Sh Call Shared-defined -- 35,600 ROWAN COS INC Cmn 779382950 685 31,200 Sh Put Shared-defined -- 31,200 ROWAN COS INC Cmn 779382100 7,522 342,854 Sh Shared-defined -- 342,854 ROWAN COS INC Cmn 779382100 203 9,234 Sh Shared-defined 1 9,234 ROYAL BK CDA MONTREAL QUE CMN STOCK Cmn 780087952 2,399 50,200 Sh Put Shared-defined 1 50,200 ROYAL BK CDA MONTREAL QUE CMN STOCK Cmn 780087902 2,022 42,300 Sh Call Shared-defined 1 42,300 ROYAL BANK OF SCOT-SPON ADR Depository Receipt 780097689 250 20,632 Sh Shared-defined 1 N/A ROYAL BANK OF SCOT-SPON ADR Depository Receipt 780097689 12 1,018 Sh Shared-defined -- N/A COLUMN TOTALS 31,587
FORM 13F Page 539 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ROYAL BK CDA MONTREAL QUE CMN STOCK Cmn 780087102 301 6,297 Sh Shared-defined 1 6,297 ROYAL BK CDA MONTREAL QUE CMN STOCK Cmn 780087102 24 503 Sh Shared-defined -- 503 ROYAL CARIBBEAN CRUISES LTD CMN STOCK Cmn V7780T953 6,371 279,800 Sh Put Shared-defined 1 279,800 ROYAL CARIBBEAN CRUISES LTD CMN STOCK Cmn V7780T903 6,148 270,000 Sh Call Shared-defined 1 270,000 ROYAL CARIBBEAN CRUISES LTD CMN STOCK Cmn V7780T903 1,066 46,800 Sh Call Shared-defined -- 46,800 ROYAL CARIBBEAN CRUISES LTD CMN STOCK Cmn V7780T953 990 43,500 Sh Put Shared-defined -- 43,500 ROYAL CARIBBEAN CRUISES LTD CMN STOCK Cmn V7780T103 2,197 96,491 Sh Shared-defined 1 96,491 ROYAL CARIBBEAN CRUISES LTD CMN STOCK Cmn V7780T103 884 38,814 Sh Shared-defined -- 38,814 ROYAL GOLD INC CMN STK Cmn 780287958 5,659 117,900 Sh Put Shared-defined 1 117,900 ROYAL GOLD INC CMN STK Cmn 780287908 3,197 66,600 Sh Call Shared-defined 1 66,600 ROYAL GOLD INC CMN STK Cmn 780287958 811 16,900 Sh Put Shared-defined -- 16,900 ROYAL GOLD INC CMN STK Cmn 780287908 197 4,100 Sh Call Shared-defined -- 4,100 ROYAL GOLD INC CMN STK Cmn 780287108 3,530 73,539 Sh Shared-defined -- 73,539 ROYAL GOLD INC CMN STK Cmn 780287108 1,361 28,356 Sh Shared-defined 1 28,356 COLUMN TOTALS 32,736
FORM 13F Page 540 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- RPC ENERGY SERVICES INC CMN STK Cmn 749660906 89 6,500 Sh Call Shared-defined 1 6,500 RPC ENERGY SERVICES INC CMN STK Cmn 749660956 18 1,300 Sh Put Shared-defined 1 1,300 RPC ENERGY SERVICES INC CMN STK Cmn 749660106 4,052 296,866 Sh Shared-defined -- 296,866 RPC ENERGY SERVICES INC CMN STK Cmn 749660106 6 458 Sh Shared-defined 1 458 RPM INTL INC COMMON STOCK Cmn 749685103 571 32,016 Sh Shared-defined -- 32,016 DONNELLEY R R & SONS CO Cmn 257867901 945 57,700 Sh Call Shared-defined 1 57,700 DONNELLEY R R & SONS CO Cmn 257867951 342 20,900 Sh Put Shared-defined 1 20,900 RRI ENERGY INC Cmn 74971X107 1,073 282,996 Sh Shared-defined -- 282,996 RRI ENERGY INC Cmn 74971X107 115 30,433 Sh Shared-defined 1 30,433 RRI ENERGY INC Cmn 74971X907 337 88,900 Sh Call Shared-defined 1 88,900 RRI ENERGY INC Cmn 74971X957 238 62,900 Sh Put Shared-defined 1 62,900 RSC HOLDINGS INC Cmn 74972L102 94 15,217 Sh Shared-defined -- 15,217 RTI BIOLOGICS INC Cmn 74975N105 31 10,500 Sh Shared-defined -- 10,500 RTI BIOLOGICS INC Cmn 74975N105 -- 106 Sh Shared-defined 1 106 COLUMN TOTALS 7,911
FORM 13F Page 541 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- RTI INTERNATIONAL METALS CMN STK Cmn 74973W907 581 24,100 Sh Call Shared-defined 1 24,100 RTI INTERNATIONAL METALS CMN STK Cmn 74973W957 181 7,500 Sh Put Shared-defined 1 7,500 RTI INTERNATIONAL METALS CMN STK Cmn 74973W107 409 16,946 Sh Shared-defined -- 16,946 RTI INTERNATIONAL METALS CMN STK Cmn 74973W107 5 197 Sh Shared-defined 1 197 RUBICON MINERALS CORP COMMON STOCK Cmn 780911903 50 14,800 Sh Call Shared-defined 1 14,800 RUBICON MINERALS CORP COMMON STOCK Cmn 780911953 49 14,400 Sh Put Shared-defined 1 14,400 RUBICON MINERALS CORP COMMON STOCK Cmn 780911103 195 57,189 Sh Shared-defined 1 57,189 RUBICON TECHNOLOGY INC Cmn 78112T107 7,117 238,900 Sh Shared-defined -- 238,900 RUBICON TECHNOLOGY INC Cmn 78112T907 834 28,000 Sh Call Shared-defined 1 28,000 RUBICON TECHNOLOGY INC Cmn 78112T957 265 8,900 Sh Put Shared-defined 1 8,900 RUBY TUESDAY INC CMN STK Cmn 781182900 491 57,800 Sh Call Shared-defined 1 57,800 RUBY TUESDAY INC CMN STK Cmn 781182950 251 29,500 Sh Put Shared-defined 1 29,500 RUBY TUESDAY INC CMN STK Cmn 781182100 209 24,592 Sh Shared-defined -- 24,592 RUDDICK CORP CMN STK Cmn 781258108 717 23,126 Sh Shared-defined -- 23,126 COLUMN TOTALS 11,354
FORM 13F Page 542 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- RUDDICK CORP CMN STK Cmn 781258108 22 708 Sh Shared-defined 1 708 RUDOLPH TECHNOLOGIES INC CMN STOCK Cmn 781270903 73 9,700 Sh Call Shared-defined 1 9,700 RUDOLPH TECHNOLOGIES INC CMN STOCK Cmn 781270953 47 6,200 Sh Put Shared-defined 1 6,200 RUDOLPH TECHNOLOGIES INC CMN STOCK Cmn 781270103 85 11,300 Sh Shared-defined -- 11,300 RUDOLPH TECHNOLOGIES INC CMN STOCK Cmn 781270103 6 794 Sh Shared-defined 1 794 RUE21 INC Cmn 781295100 411 13,545 Sh Shared-defined 1 13,545 RUE21 INC Cmn 781295900 355 11,700 Sh Call Shared-defined 1 11,700 RUE21 INC Cmn 781295950 191 6,300 Sh Put Shared-defined 1 6,300 RUTH'S HOSPITALITY GROUP INC Cmn 783332109 26 6,224 Sh Shared-defined -- 6,224 RUTH'S HOSPITALITY GROUP INC Cmn 783332909 147 35,200 Sh Call Shared-defined 1 35,200 RUTH'S HOSPITALITY GROUP INC Cmn 783332959 53 12,600 Sh Put Shared-defined 1 12,600 RUTH'S HOSPITALITY GROUP INC Cmn 783332909 35 8,300 Sh Call Shared-defined -- 8,300 RUTH'S HOSPITALITY GROUP INC Cmn 783332959 23 5,500 Sh Put Shared-defined -- 5,500 RYDER SYS INC Cmn 783549108 295 7,333 Sh Shared-defined 1 7,333 COLUMN TOTALS 1,769
FORM 13F Page 543 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- RYDER SYS INC Cmn 783549108 132 3,272 Sh Shared-defined -- 3,272 RYDER SYS INC Cmn 783549908 3,930 97,700 Sh Call Shared-defined 1 97,700 RYDER SYS INC Cmn 783549958 1,661 41,300 Sh Put Shared-defined 1 41,300 RYLAND GROUP INC CMN STK Cmn 783764103 1,348 85,230 Sh Shared-defined -- 85,230 S1 CORPORATION CMN STOCK Cmn 78463B901 16 2,700 Sh Call Shared-defined 1 2,700 S1 CORPORATION CMN STOCK Cmn 78463B951 13 2,200 Sh Put Shared-defined 1 2,200 S1 CORPORATION CMN STOCK Cmn 78463B101 275 45,750 Sh Shared-defined -- 45,750 SABA SOFTWARE INC CMN STK Cmn 784932600 54 10,514 Sh Shared-defined -- 10,514 SABA SOFTWARE INC CMN STK Cmn 784932600 -- 12 Sh Shared-defined 1 12 SAFEGUARD SCIENTIFICS INC CMN STK Cmn 786449957 25 2,400 Sh Put Shared-defined 1 2,400 SAFEGUARD SCIENTIFICS INC CMN STK Cmn 786449207 119 11,250 Sh Shared-defined -- 11,250 SAFEGUARD SCIENTIFICS INC CMN STK Cmn 786449207 26 2,500 Sh Shared-defined 1 2,500 SAFEWAY INC CMN STOCK Cmn 786514958 1,634 83,100 Sh Put Shared-defined 1 83,100 SAFEWAY INC CMN STOCK Cmn 786514908 1,266 64,400 Sh Call Shared-defined 1 64,400 COLUMN TOTALS 10,499
FORM 13F Page 544 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SAFEWAY INC CMN STOCK Cmn 786514958 226 11,500 Sh Put Shared-defined -- 11,500 SAFEWAY INC CMN STOCK Cmn 786514908 45 2,300 Sh Call Shared-defined -- 2,300 SAFEWAY INC CMN STOCK Cmn 786514208 831 42,278 Sh Shared-defined -- 42,278 SAFEWAY INC CMN STOCK Cmn 786514208 314 15,952 Sh Shared-defined 1 15,952 SAIC INC Cmn 78390X101 855 51,085 Sh Shared-defined 1 51,085 SAIC INC Cmn 78390X101 721 43,073 Sh Shared-defined -- 43,073 SAIC INC Cmn 78390X951 1,321 78,900 Sh Put Shared-defined 1 78,900 SAIC INC Cmn 78390X901 524 31,300 Sh Call Shared-defined 1 31,300 SAKS INCORPORATED COMMON STOCK Cmn 79377W958 1,546 203,700 Sh Put Shared-defined 1 203,700 SAKS INCORPORATED COMMON STOCK Cmn 79377W908 278 36,600 Sh Call Shared-defined 1 36,600 SAKS INCORPORATED COMMON STOCK Cmn 79377W108 670 88,227 Sh Shared-defined 1 88,227 SAKS INCORPORATED COMMON STOCK Cmn 79377W108 28 3,669 Sh Shared-defined -- 3,669 SALESFORCE.COM INC COMMON STOCK Cmn 79466L952 23,043 268,500 Sh Put Shared-defined 1 268,500 SALESFORCE.COM INC COMMON STOCK Cmn 79466L902 17,550 204,500 Sh Call Shared-defined 1 204,500 COLUMN TOTALS 47,952
FORM 13F Page 545 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SALESFORCE.COM INC COMMON STOCK Cmn 79466L952 9,303 108,400 Sh Put Shared-defined -- 108,400 SALESFORCE.COM INC COMMON STOCK Cmn 79466L902 4,754 55,400 Sh Call Shared-defined -- 55,400 SALESFORCE.COM INC COMMON STOCK Cmn 79466L302 1,248 14,544 Sh Shared-defined -- 14,544 SALIX PHARMACEUTICALS 2.75% CB 05/15/2015- REGISTERED Bond 795435AC0 54,123 50,000,000 Prn Shared-defined -- N/A SALIX PHARMACEUTICALS LTD Cmn 795435106 34,568 885,674 Sh Shared-defined -- 885,674 SALIX PHARMACEUTICALS LTD Cmn 795435106 41 1,052 Sh Shared-defined 1 1,052 SALIX PHARMACEUTICALS LTD Cmn 795435906 4,313 110,500 Sh Call Shared-defined 1 110,500 SALIX PHARMACEUTICALS LTD Cmn 795435956 1,788 45,800 Sh Put Shared-defined 1 45,800 SAN JUAN BASIN ROYALTY TR CMN STK Cmn 798241905 3,669 150,300 Sh Call Shared-defined 1 150,300 SAN JUAN BASIN ROYALTY TR CMN STK Cmn 798241955 967 39,600 Sh Put Shared-defined 1 39,600 SAN JUAN BASIN ROYALTY TR CMN STK Cmn 798241105 215 8,822 Sh Shared-defined -- 8,822 SANDERSON FARMS INC CMN STK Cmn 800013954 5,394 106,300 Sh Put Shared-defined 1 106,300 SANDERSON FARMS INC CMN STK Cmn 800013904 2,836 55,900 Sh Call Shared-defined 1 55,900 SANDERSON FARMS INC CMN STK Cmn 800013104 291 5,736 Sh Shared-defined 1 5,736 COLUMN TOTALS 123,510
FORM 13F Page 546 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SANDERSON FARMS INC CMN STK Cmn 800013104 25 491 Sh Shared-defined -- 491 SANDISK 1% CB 5/15/2013-REGISTERED Bond 80004CAC5 59,143 66,149,000 Prn Shared-defined -- N/A SANDISK CORP CMN STOCK Cmn 80004C951 56,605 1,345,500 Sh Put Shared-defined 1 1,345,500 SANDISK CORP CMN STOCK Cmn 80004C901 13,538 321,800 Sh Call Shared-defined 1 321,800 SANDISK CORP CMN STOCK Cmn 80004C951 9,983 237,300 Sh Put Shared-defined -- 237,300 SANDISK CORP CMN STOCK Cmn 80004C901 2,650 63,000 Sh Call Shared-defined -- 63,000 SANDISK CORP CMN STOCK Cmn 80004C101 13,469 320,159 Sh Shared-defined 1 320,159 SANDISK CORP CMN STOCK Cmn 80004C101 5,049 120,020 Sh Shared-defined -- 120,020 SANDRIDGE ENERGY INC Cmn 80007P307 883 151,395 Sh Shared-defined -- 151,395 SANDRIDGE ENERGY INC Cmn 80007P307 45 7,681 Sh Shared-defined 1 7,681 SANDRIDGE ENERGY INC Cmn 80007P907 4,774 818,900 Sh Call Shared-defined 1 818,900 SANDRIDGE ENERGY INC Cmn 80007P957 2,568 440,500 Sh Put Shared-defined 1 440,500 SANDRIDGE ENERGY INC Cmn 80007P957 539 92,400 Sh Put Shared-defined -- 92,400 SANDY SPRING BANCORP INC CMN STK Cmn 800363103 2,300 164,182 Sh Shared-defined -- 164,182 COLUMN TOTALS 171,571
FORM 13F Page 547 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SANDY SPRING BANCORP INC CMN STK Cmn 800363103 5 380 Sh Shared-defined 1 380 SANGAMO BIOSCIENCES INC CMN STK Cmn 800677906 168 45,400 Sh Call Shared-defined 1 45,400 SANGAMO BIOSCIENCES INC CMN STK Cmn 800677956 100 26,900 Sh Put Shared-defined 1 26,900 SANGAMO BIOSCIENCES INC CMN STK Cmn 800677106 36 9,574 Sh Shared-defined 1 9,574 SANGAMO BIOSCIENCES INC CMN STK Cmn 800677106 12 3,172 Sh Shared-defined -- 3,172 SANMINA-SCI CORP CMN STK Cmn 800907906 1,072 78,800 Sh Call Shared-defined 1 78,800 SANMINA-SCI CORP CMN STK Cmn 800907956 391 28,700 Sh Put Shared-defined 1 28,700 SANMINA-SCI CORP CMN STK Cmn 800907206 46 3,366 Sh Shared-defined -- 3,366 SANMINA-SCI CORP CMN STK Cmn 800907206 45 3,300 Sh Shared-defined 1 3,300 SANOFI-AVENTIS SA-ADR 1:0.5 Depository Receipt 80105N105 346 11,513 Sh Shared-defined -- N/A SANOFI-AVENTIS SA-ADR 1:0.5 Depository Receipt 80105N105 223 7,414 Sh Shared-defined 1 N/A SANSATA TECHNOLOGIES HOLDING BV Cmn N7902X106 4,763 297,878 Sh Shared-defined -- 297,878 SANSATA TECHNOLOGIES HOLDING BV Cmn N7902X106 48 2,993 Sh Shared-defined 1 2,993 SANTARUS INC COMMON STOCK Cmn 802817304 29 11,836 Sh Shared-defined 1 11,836 COLUMN TOTALS 7,284
FORM 13F Page 548 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SAP AG - SPONS ADR 4:1 Depository Receipt 803054204 2,870 64,777 Sh Shared-defined 1 N/A SAPIENT CORP CMN STOCK Cmn 803062108 12,459 1,228,679 Sh Shared-defined -- 1,228,679 SAPIENT CORP CMN STOCK Cmn 803062958 47 4,600 Sh Put Shared-defined 1 4,600 SAPIENT CORP CMN STOCK Cmn 803062908 41 4,000 Sh Call Shared-defined 1 4,000 SARA LEE CORP Cmn 803111103 276 19,560 Sh Shared-defined -- 19,560 SARA LEE CORP Cmn 803111103 235 16,659 Sh Shared-defined 1 16,659 SARA LEE CORP Cmn 803111903 1,771 125,600 Sh Call Shared-defined 1 125,600 SARA LEE CORP Cmn 803111953 164 11,600 Sh Put Shared-defined -- 11,600 SARA LEE CORP Cmn 803111953 23 1,600 Sh Put Shared-defined 1 1,600 Satyam Computer Services Ltd Depository Receipt 804098101 976 189,974 Sh Shared-defined 1 N/A Satyam Computer Services Ltd Depository Receipt 804098101 322 62,724 Sh Shared-defined -- N/A SAVIENT PHARMACEUTICALS INC COMMON STOCK Cmn 80517Q900 6,025 478,200 Sh Call Shared-defined 1 478,200 SAVIENT PHARMACEUTICALS INC COMMON STOCK Cmn 80517Q950 420 33,300 Sh Put Shared-defined 1 33,300 SAVIENT PHARMACEUTICALS INC COMMON STOCK Cmn 80517Q100 3,904 309,866 Sh Shared-defined -- 309,866 COLUMN TOTALS 29,533
FORM 13F Page 549 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SAVIENT PHARMACEUTICALS INC COMMON STOCK Cmn 80517Q100 88 7,019 Sh Shared-defined 1 7,019 SAVVIS INC CMN STK Cmn 805423908 839 56,900 Sh Call Shared-defined 1 56,900 SAVVIS INC CMN STK Cmn 805423958 329 22,300 Sh Put Shared-defined 1 22,300 SAVVIS INC CMN STK Cmn 805423308 26 1,730 Sh Shared-defined -- 1,730 SBA COMMUNICATIONS 1.875% CB 5/1/13 - REGISTERED Bond 78388JAN6 34,346 34,100,000 Prn Shared-defined -- N/A SBA COMMUNICATIONS 4% CB 10/15/2014- REGISTERED Bond 78388JAM8 52,041 40,661,000 Prn Shared-defined -- N/A SBA COMMUNICATIONS CORP CMN STK Cmn 78388J956 1,639 48,200 Sh Put Shared-defined 1 48,200 SBA COMMUNICATIONS CORP CMN STK Cmn 78388J906 1,449 42,600 Sh Call Shared-defined 1 42,600 SBA COMMUNICATIONS CORP CMN STK Cmn 78388J956 78 2,300 Sh Put Shared-defined -- 2,300 SBA COMMUNICATIONS CORP CMN STK Cmn 78388J106 4,563 134,152 Sh Shared-defined -- 134,152 SBA COMMUNICATIONS CORP CMN STK Cmn 78388J106 335 9,839 Sh Shared-defined 1 9,839 SCANA CORP CMN STK Cmn 80589M102 517 14,452 Sh Shared-defined -- 14,452 SCANA CORP CMN STK Cmn 80589M102 58 1,627 Sh Shared-defined 1 1,627 SCHEIN HENRY INC CMN STOCK Cmn 806407102 563 10,249 Sh Shared-defined -- 10,249 COLUMN TOTALS 96,871
FORM 13F Page 550 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SCHEIN HENRY INC CMN STOCK Cmn 806407102 422 7,679 Sh Shared-defined 1 7,679 SCHERING-PLOUGH CORP 6% CB 8/13/2010 - REGISTERED Bond 58933Y204 10 41 Prn Shared-defined 1 N/A SCHLUMBERGER LTD Cmn 806857108 819 14,799 Sh Shared-defined -- 14,799 SCHLUMBERGER LTD Cmn 806857108 49 887 Sh Shared-defined 1 887 SCHLUMBERGER LTD Cmn 806857908 35,373 639,200 Sh Call Shared-defined 1 639,200 SCHLUMBERGER LTD Cmn 806857958 30,625 553,400 Sh Put Shared-defined 1 553,400 SCHLUMBERGER LTD Cmn 806857908 6,635 119,900 Sh Call Shared-defined -- 119,900 SCHLUMBERGER LTD Cmn 806857958 5,174 93,500 Sh Put Shared-defined -- 93,500 SCHNITZER STEEL INDS - -CL A CMN STK Cmn 806882906 3,112 79,400 Sh Call Shared-defined 1 79,400 SCHNITZER STEEL INDS - -CL A CMN STK Cmn 806882956 2,454 62,600 Sh Put Shared-defined 1 62,600 SCHNITZER STEEL INDS - -CL A CMN STK Cmn 806882956 517 13,200 Sh Put Shared-defined -- 13,200 SCHNITZER STEEL INDS - -CL A CMN STK Cmn 806882906 447 11,400 Sh Call Shared-defined -- 11,400 SCHNITZER STEEL INDS - -CL A CMN STK Cmn 806882106 464 11,824 Sh Shared-defined -- 11,824 SCHOOL SPECIALTY 3.75% CB 11/30/2026- REGISTERED Bond 807863AL9 23,308 24,532,000 Prn Shared-defined -- N/A COLUMN TOTALS 109,409
FORM 13F Page 551 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SCHOOL SPECIALTY INC CMN STOCK Cmn 807863955 210 11,600 Sh Put Shared-defined 1 11,600 SCHOOL SPECIALTY INC CMN STOCK Cmn 807863905 11 600 Sh Call Shared-defined 1 600 SCHOOL SPECIALTY INC CMN STOCK Cmn 807863105 74 4,069 Sh Shared-defined 1 4,069 SCHULMAN (A.) INC CMN STK Cmn 808194954 121 6,400 Sh Put Shared-defined 1 6,400 SCHULMAN (A.) INC CMN STK Cmn 808194904 2 100 Sh Call Shared-defined 1 100 SCHULMAN (A.) INC CMN STK Cmn 808194104 88 4,654 Sh Shared-defined 1 4,654 SCHULMAN (A.) INC CMN STK Cmn 808194104 8 446 Sh Shared-defined -- 446 SCHWAB CHARLES CORP NEW Cmn 808513105 13,687 965,226 Sh Shared-defined -- 965,226 SCHWAB CHARLES CORP NEW Cmn 808513955 1,453 102,500 Sh Put Shared-defined 1 102,500 SCHWAB CHARLES CORP NEW Cmn 808513905 1,435 101,200 Sh Call Shared-defined 1 101,200 SCHWAB CHARLES CORP NEW Cmn 808513905 355 25,000 Sh Call Shared-defined -- 25,000 SCHWAB CHARLES CORP NEW Cmn 808513955 133 9,400 Sh Put Shared-defined -- 9,400 SCHWEITZER-MAUDUIT INTL INC Cmn 808541956 1,660 32,900 Sh Put Shared-defined 1 32,900 SCHWEITZER-MAUDUIT INTL INC Cmn 808541906 1,488 29,500 Sh Call Shared-defined 1 29,500 COLUMN TOTALS 20,725
FORM 13F Page 552 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SCHWEITZER-MAUDUIT INTL INC Cmn 808541106 1,023 20,287 Sh Shared-defined 1 20,287 SCHWEITZER-MAUDUIT INTL INC Cmn 808541106 146 2,894 Sh Shared-defined -- 2,894 SCICLONE PHARMACEUTICALS INC CMN STK Cmn 80862K104 114 42,815 Sh Shared-defined -- 42,815 SCICLONE PHARMACEUTICALS INC CMN STK Cmn 80862K104 2 600 Sh Shared-defined 1 600 SCIENTIFIC GAMES CORP CMN STK Cmn 80874P909 114 12,400 Sh Call Shared-defined 1 12,400 SCIENTIFIC GAMES CORP CMN STK Cmn 80874P959 75 8,100 Sh Put Shared-defined 1 8,100 SCIENTIFIC GAMES CORP CMN STK Cmn 80874P909 5 500 Sh Call Shared-defined -- 500 SCIENTIFIC GAMES CORP CMN STK Cmn 80874P109 398 43,271 Sh Shared-defined -- 43,271 SCIENTIFIC GAMES CORP CMN STK Cmn 80874P109 23 2,506 Sh Shared-defined 1 2,506 SCOTTS MIRACLE-GRO CO/THE CMN STK Cmn 810186906 528 11,900 Sh Call Shared-defined 1 11,900 SCOTTS MIRACLE-GRO CO/THE CMN STK Cmn 810186956 475 10,700 Sh Put Shared-defined 1 10,700 SCOTTS MIRACLE-GRO CO/THE CMN STK Cmn 810186106 340 7,661 Sh Shared-defined -- 7,661 SCOTTS MIRACLE-GRO CO/THE CMN STK Cmn 810186106 152 3,418 Sh Shared-defined 1 3,418 SCRIPPS CO (EW) -CL A CMN STK Cmn 811054902 324 43,600 Sh Call Shared-defined 1 43,600 COLUMN TOTALS 3,719
FORM 13F Page 553 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SCRIPPS CO (EW) -CL A CMN STK Cmn 811054952 97 13,100 Sh Put Shared-defined 1 13,100 SCRIPPS CO (EW) -CL A CMN STK Cmn 811054402 360 48,420 Sh Shared-defined -- 48,420 SCRIPPS NETWORKS INTERACTIVE Cmn 811065101 34,467 854,402 Sh Shared-defined -- 854,402 SCRIPPS NETWORKS INTERACTIVE Cmn 811065101 448 11,110 Sh Shared-defined 1 11,110 SCRIPPS NETWORKS INTERACTIVE Cmn 811065951 875 21,700 Sh Put Shared-defined 1 21,700 SCRIPPS NETWORKS INTERACTIVE Cmn 811065901 867 21,500 Sh Call Shared-defined 1 21,500 SEABRIDGE GOLD INC COMMON STOCK Cmn 811916955 3,324 107,400 Sh Put Shared-defined 1 107,400 SEABRIDGE GOLD INC COMMON STOCK Cmn 811916905 2,522 81,500 Sh Call Shared-defined 1 81,500 SEABRIDGE GOLD INC COMMON STOCK Cmn 811916105 1,707 55,145 Sh Shared-defined 1 55,145 SEABRIDGE GOLD INC COMMON STOCK Cmn 811916105 134 4,328 Sh Shared-defined -- 4,328 SEABRIGHT HOLDINGS INC Cmn 811656107 229 24,200 Sh Shared-defined -- 24,200 SEABRIGHT HOLDINGS INC Cmn 811656107 1 158 Sh Shared-defined 1 158 SEACHANGE INTL INC CMN STOCK Cmn 811699957 239 29,100 Sh Put Shared-defined 1 29,100 SEACHANGE INTL INC CMN STOCK Cmn 811699907 151 18,300 Sh Call Shared-defined 1 18,300 COLUMN TOTALS 45,421
FORM 13F Page 554 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SEACHANGE INTL INC CMN STOCK Cmn 811699107 31 3,800 Sh Shared-defined -- 3,800 SEACHANGE INTL INC CMN STOCK Cmn 811699107 29 3,574 Sh Shared-defined 1 3,574 SEACOR HOLDINGS INC CMN STK Cmn 811904101 12,161 172,111 Sh Shared-defined -- 172,111 SEADRILL LTD Cmn G7945E105 1,158 63,322 Sh Shared-defined -- 63,322 SEAGATE TECHNOLOGY COMMON STOCK Cmn G7945J904 7,348 563,500 Sh Call Shared-defined 1 563,500 SEAGATE TECHNOLOGY COMMON STOCK Cmn G7945J954 7,143 547,800 Sh Put Shared-defined 1 547,800 SEAGATE TECHNOLOGY COMMON STOCK Cmn G7945J904 1,312 100,600 Sh Call Shared-defined -- 100,600 SEAGATE TECHNOLOGY COMMON STOCK Cmn G7945J954 636 48,800 Sh Put Shared-defined -- 48,800 SEAGATE TECHNOLOGY COMMON STOCK Cmn G7945J104 4,364 334,660 Sh Shared-defined -- 334,660 SEAGATE TECHNOLOGY COMMON STOCK Cmn G7945J104 3,398 260,571 Sh Shared-defined 1 260,571 SEAHAWK DRILLING INC-W/I Cmn 81201R907 70 7,200 Sh Call Shared-defined 1 7,200 SEAHAWK DRILLING INC-W/I Cmn 81201R957 35 3,600 Sh Put Shared-defined 1 3,600 SEAHAWK DRILLING INC-W/I Cmn 81201R107 36 3,753 Sh Shared-defined -- 3,753 SEAHAWK DRILLING INC-W/I Cmn 81201R107 17 1,754 Sh Shared-defined 1 1,754 COLUMN TOTALS 37,738
FORM 13F Page 555 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SEALED AIR CORP CMN STK Cmn 81211K100 5,195 263,416 Sh Shared-defined -- 263,416 SEALED AIR CORP CMN STK Cmn 81211K100 52 2,638 Sh Shared-defined 1 2,638 SEALED AIR CORP CMN STK Cmn 81211K900 467 23,700 Sh Call Shared-defined 1 23,700 SEALED AIR CORP CMN STK Cmn 81211K950 442 22,400 Sh Put Shared-defined 1 22,400 SEALY CORP COMMON STOCK Cmn 812139301 71 26,619 Sh Shared-defined -- 26,619 SEALY CORP COMMON STOCK Cmn 812139301 17 6,485 Sh Shared-defined 1 6,485 SEALY CORPORATION 8% CNV PREF 06/01/2016- REGISTERED Pref Stk 812139400 79 1,010 Sh Shared-defined 1 N/A SEARS HOLDINGS CORP COMMON STOCK Cmn 812350956 23,106 357,400 Sh Put Shared-defined 1 357,400 SEARS HOLDINGS CORP COMMON STOCK Cmn 812350906 22,556 348,900 Sh Call Shared-defined 1 348,900 SEARS HOLDINGS CORP COMMON STOCK Cmn 812350106 4,215 65,193 Sh Shared-defined 1 65,193 SEARS HOLDINGS CORP COMMON STOCK Cmn 812350106 428 6,616 Sh Shared-defined -- 6,616 SEASPAN CORP COMMON STOCK Cmn Y75638959 515 51,500 Sh Put Shared-defined 1 51,500 SEASPAN CORP COMMON STOCK Cmn Y75638909 267 26,700 Sh Call Shared-defined 1 26,700 SEASPAN CORP COMMON STOCK Cmn Y75638109 342 34,247 Sh Shared-defined 1 34,247 COLUMN TOTALS 57,752
FORM 13F Page 556 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SEASPAN CORP COMMON STOCK Cmn Y75638109 22 2,188 Sh Shared-defined -- 2,188 SEATTLE GENETICS, INC. Cmn 812578102 6,155 513,340 Sh Shared-defined -- 513,340 SEATTLE GENETICS, INC. Cmn 812578102 219 18,226 Sh Shared-defined 1 18,226 SEATTLE GENETICS, INC. Cmn 812578952 362 30,200 Sh Put Shared-defined 1 30,200 SEATTLE GENETICS, INC. Cmn 812578902 218 18,200 Sh Call Shared-defined 1 18,200 SEI CORP CMN STK Cmn 784117103 366 17,974 Sh Shared-defined -- 17,974 SEI CORP CMN STK Cmn 784117103 61 3,010 Sh Shared-defined 1 3,010 SEI CORP CMN STK Cmn 784117903 1,374 67,500 Sh Call Shared-defined 1 67,500 SEI CORP CMN STK Cmn 784117953 759 37,300 Sh Put Shared-defined 1 37,300 SELECT COMFORT CMN STOCK Cmn 81616X903 430 49,100 Sh Call Shared-defined 1 49,100 SELECT COMFORT CMN STOCK Cmn 81616X953 63 7,200 Sh Put Shared-defined 1 7,200 SELECT COMFORT CMN STOCK Cmn 81616X903 2 200 Sh Call Shared-defined -- 200 SELECT COMFORT CMN STOCK Cmn 81616X103 34 3,890 Sh Shared-defined -- 3,890 SELECT MEDICAL HOLDINGS CORP Cmn 81619Q105 150 22,187 Sh Shared-defined -- 22,187 COLUMN TOTALS 10,215
FORM 13F Page 557 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SELECT MEDICAL HOLDINGS CORP Cmn 81619Q105 -- 43 Sh Shared-defined 1 43 SELECTIVE INSURANCE GROUP COMMON STOCK Cmn 816300107 2,629 176,933 Sh Shared-defined -- 176,933 SEMPRA ENERGY CMN STOCK Cmn 816851909 1,993 42,600 Sh Call Shared-defined 1 42,600 SEMPRA ENERGY CMN STOCK Cmn 816851959 758 16,200 Sh Put Shared-defined 1 16,200 SEMPRA ENERGY CMN STOCK Cmn 816851109 33 700 Sh Shared-defined -- 700 SEMPRA ENERGY CMN STOCK Cmn 816851109 18 382 Sh Shared-defined 1 382 SEMTECH CORP CMN STK Cmn 816850901 445 27,200 Sh Call Shared-defined 1 27,200 SEMTECH CORP CMN STK Cmn 816850951 118 7,200 Sh Put Shared-defined 1 7,200 SEMTECH CORP CMN STK Cmn 816850101 732 44,712 Sh Shared-defined -- 44,712 SEMTECH CORP CMN STK Cmn 816850101 29 1,788 Sh Shared-defined 1 1,788 SENECA FOODS CORP CMN STOCK Cmn 817070501 1,508 46,735 Sh Shared-defined -- 46,735 SENIOR HIGH INCOME PTFL INC CMN STOCK Cmn 09255T109 42 11,076 Sh Shared-defined 1 11,076 SENIOR HOUSING PROP TRUST CMN STK Cmn 81721M109 1,106 54,976 Sh Shared-defined -- 54,976 SENIOR HOUSING PROP TRUST CMN STK Cmn 81721M909 712 35,400 Sh Call Shared-defined 1 35,400 COLUMN TOTALS 10,123
FORM 13F Page 558 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SENIOR HOUSING PROP TRUST CMN STK Cmn 81721M959 324 16,100 Sh Put Shared-defined 1 16,100 SENOMYX, INC Cmn 81724Q107 756 199,350 Sh Shared-defined -- 199,350 SENSIENT TECHNOLOGIES CORP Cmn 81725T100 865 33,377 Sh Shared-defined -- 33,377 SENSIENT TECHNOLOGIES CORP Cmn 81725T100 45 1,747 Sh Shared-defined 1 1,747 SENSIENT TECHNOLOGIES CORP Cmn 81725T900 70 2,700 Sh Call Shared-defined 1 2,700 SENSIENT TECHNOLOGIES CORP Cmn 81725T950 67 2,600 Sh Put Shared-defined 1 2,600 SEQUENOM INC CMN STOCK Cmn 817337905 1,074 181,800 Sh Call Shared-defined 1 181,800 SEQUENOM INC CMN STOCK Cmn 817337955 751 127,100 Sh Put Shared-defined 1 127,100 SEQUENOM INC CMN STOCK Cmn 817337405 292 49,351 Sh Shared-defined -- 49,351 SERVICE CORPORATION COMMON STOCK Cmn 817565104 293 39,586 Sh Shared-defined -- 39,586 SERVICE CORPORATION COMMON STOCK Cmn 817565104 11 1,512 Sh Shared-defined 1 1,512 SFN GROUP INC Cmn 784153108 321 58,795 Sh Shared-defined -- 58,795 SHANDA GAMES LTD-SPONS ADR Depository Receipt 81941U105 9,578 1,648,470 Sh Shared-defined -- N/A SHANDA GAMES LTD-SPONS ADR Depository Receipt 81941U105 328 56,518 Sh Shared-defined 1 N/A COLUMN TOTALS 14,775
FORM 13F Page 559 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SHANDA INTERACTIVE ENTER-ADR COMMON STOCK Depository Receipt 81941Q203 1,152 29,044 Sh Shared-defined -- N/A SHANDA INTERACTIVE ENTER-ADR COMMON STOCK Depository Receipt 81941Q203 94 2,362 Sh Shared-defined 1 N/A SHAW COMMUNICATIONS INC CMN STOCK Cmn 82028K200 204 11,287 Sh Shared-defined -- 11,287 SHAW COMMUNICATIONS INC CMN STOCK Cmn 82028K200 14 799 Sh Shared-defined 1 799 SHAW GROUP INC Cmn 820280905 4,274 124,900 Sh Call Shared-defined 1 124,900 SHAW GROUP INC Cmn 820280955 3,145 91,900 Sh Put Shared-defined 1 91,900 SHAW GROUP INC Cmn 820280905 1,222 35,700 Sh Call Shared-defined -- 35,700 SHAW GROUP INC Cmn 820280955 719 21,000 Sh Put Shared-defined -- 21,000 SHENGDATECH INC Cmn 823213103 19 4,115 Sh Shared-defined -- 4,115 SHENGDATECH INC Cmn 823213103 2 372 Sh Shared-defined 1 372 SHENGDATECH INC Cmn 823213953 57 12,100 Sh Put Shared-defined 1 12,100 SHENGDATECH INC Cmn 823213903 42 8,900 Sh Call Shared-defined 1 8,900 SHERWIN-WILLIAMS COMMON STOCK Cmn 824348106 1,763 25,486 Sh Shared-defined -- 25,486 SHIP FINANCE INTL COMMON STOCK Cmn G81075906 1,033 57,800 Sh Call Shared-defined 1 57,800 COLUMN TOTALS 13,740
FORM 13F Page 560 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SHIP FINANCE INTL COMMON STOCK Cmn G81075956 245 13,700 Sh Put Shared-defined 1 13,700 SHIP FINANCE INTL COMMON STOCK Cmn G81075106 49 2,735 Sh Shared-defined 1 2,735 SHIP FINANCE INTL COMMON STOCK Cmn G81075106 17 970 Sh Shared-defined -- 970 SHIRE ACQUISITION INC - -SP ADR 1:3 Depository Receipt 82481R106 4,029 65,642 Sh Shared-defined -- N/A SHIRE ACQUISITION INC - -SP ADR 1:3 Depository Receipt 82481R106 57 930 Sh Shared-defined 1 N/A SHORETEL INC Cmn 825211105 55 11,761 Sh Shared-defined -- 11,761 SHORETEL INC Cmn 825211105 -- 11 Sh Shared-defined 1 11 SHUFFLE MASTER INC CMN STK Cmn 825549908 177 22,100 Sh Call Shared-defined 1 22,100 SHUFFLE MASTER INC CMN STK Cmn 825549958 27 3,400 Sh Put Shared-defined 1 3,400 SHUFFLE MASTER INC CMN STK Cmn 825549108 38 4,800 Sh Shared-defined -- 4,800 SHUFFLE MASTER INC CMN STK Cmn 825549108 33 4,125 Sh Shared-defined 1 4,125 SHUTTERFLY INC Cmn 82568P304 48 2,022 Sh Shared-defined 1 2,022 SHUTTERFLY INC Cmn 82568P304 31 1,300 Sh Shared-defined -- 1,300 SHUTTERFLY INC Cmn 82568P904 640 26,700 Sh Call Shared-defined 1 26,700 COLUMN TOTALS 5,446
FORM 13F Page 561 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SHUTTERFLY INC Cmn 82568P954 38 1,600 Sh Put Shared-defined 1 1,600 SIERRA SEMICON 2.25% CB 10/31/2025- REGISTERED Bond 69344FAD8 6,569 6,085,000 Prn Shared-defined -- N/A SIERRA WIRELESS INC COMMON STOCK Cmn 826516956 168 25,200 Sh Put Shared-defined 1 25,200 SIERRA WIRELESS INC COMMON STOCK Cmn 826516906 35 5,300 Sh Call Shared-defined 1 5,300 SIERRA WIRELESS INC COMMON STOCK Cmn 826516106 157 23,534 Sh Shared-defined 1 23,534 SIERRA WIRELESS INC COMMON STOCK Cmn 826516106 10 1,530 Sh Shared-defined -- 1,530 SIGA TECHNOLOGIES INC CMN STOCK Cmn 826917906 716 93,000 Sh Call Shared-defined 1 93,000 SIGA TECHNOLOGIES INC CMN STOCK Cmn 826917956 420 54,500 Sh Put Shared-defined 1 54,500 SIGA TECHNOLOGIES INC CMN STOCK Cmn 826917106 85 10,978 Sh Shared-defined -- 10,978 SIGA TECHNOLOGIES INC CMN STOCK Cmn 826917106 58 7,597 Sh Shared-defined 1 7,597 SIGMA ALDRICH CORP Cmn 826552101 142 2,847 Sh Shared-defined -- 2,847 SIGMA ALDRICH CORP Cmn 826552901 2,168 43,500 Sh Call Shared-defined 1 43,500 SIGMA ALDRICH CORP Cmn 826552951 279 5,600 Sh Put Shared-defined 1 5,600 SIGMA DESIGNS INC CMN STK Cmn 826565953 578 57,700 Sh Put Shared-defined 1 57,700 COLUMN TOTALS 11,423
FORM 13F Page 562 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SIGMA DESIGNS INC CMN STK Cmn 826565903 418 41,800 Sh Call Shared-defined 1 41,800 SIGMA DESIGNS INC CMN STK Cmn 826565103 269 26,860 Sh Shared-defined -- 26,860 SIGMA DESIGNS INC CMN STK Cmn 826565103 181 18,105 Sh Shared-defined 1 18,105 SIGNATURE BANK COMMON STOCK Cmn 82669G104 478 12,574 Sh Shared-defined -- 12,574 SIGNATURE BANK COMMON STOCK Cmn 82669G104 70 1,829 Sh Shared-defined 1 1,829 SIGNET JEWELERS LTD Cmn G81276100 776 28,227 Sh Shared-defined -- 28,227 SIGNET JEWELERS LTD Cmn G81276100 20 741 Sh Shared-defined 1 741 SILGAN HOLDINGS CMN STOCK Cmn 827048109 1,207 42,536 Sh Shared-defined -- 42,536 SILGAN HOLDINGS CMN STOCK Cmn 827048109 37 1,296 Sh Shared-defined 1 1,296 SILGAN HOLDINGS CMN STOCK Cmn 827048959 216 7,600 Sh Put Shared-defined 1 7,600 SILGAN HOLDINGS CMN STOCK Cmn 827048909 139 4,900 Sh Call Shared-defined 1 4,900 SILICON GRAPHICS INTERNATIONAL CORP Cmn 82706L958 68 9,600 Sh Put Shared-defined 1 9,600 SILICON GRAPHICS INTERNATIONAL CORP Cmn 82706L908 63 8,900 Sh Call Shared-defined 1 8,900 SILICON GRAPHICS INTERNATIONAL CORP Cmn 82706L108 17 2,400 Sh Shared-defined -- 2,400 COLUMN TOTALS 3,959
FORM 13F Page 563 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SILICON IMAGE INC. CMN STOCK Cmn 82705T102 80 22,931 Sh Shared-defined 1 22,931 SILICON IMAGE INC. CMN STOCK Cmn 82705T902 27 7,600 Sh Call Shared-defined 1 7,600 SILICON IMAGE INC. CMN STOCK Cmn 82705T952 9 2,500 Sh Put Shared-defined 1 2,500 SILICON LABORATORIES INC CMN STOCK Cmn 826919902 5,532 136,400 Sh Call Shared-defined 1 136,400 SILICON LABORATORIES INC CMN STOCK Cmn 826919952 2,604 64,200 Sh Put Shared-defined 1 64,200 SILICON LABORATORIES INC CMN STOCK Cmn 826919902 1,671 41,200 Sh Call Shared-defined -- 41,200 SILICON LABORATORIES INC CMN STOCK Cmn 826919102 1,892 46,635 Sh Shared-defined -- 46,635 SILICON LABORATORIES INC CMN STOCK Cmn 826919102 46 1,134 Sh Shared-defined 1 1,134 SILVER STD RES INC CMN STOCK Cmn 82823L956 2,417 135,400 Sh Put Shared-defined 1 135,400 SILVER STD RES INC CMN STOCK Cmn 82823L906 1,665 93,300 Sh Call Shared-defined 1 93,300 SILVER STD RES INC CMN STOCK Cmn 82823L906 182 10,200 Sh Call Shared-defined -- 10,200 SILVER STD RES INC CMN STOCK Cmn 82823L956 37 2,100 Sh Put Shared-defined -- 2,100 SILVER STD RES INC CMN STOCK Cmn 82823L106 1,585 88,811 Sh Shared-defined 1 88,811 SILVER STD RES INC CMN STOCK Cmn 82823L106 125 6,997 Sh Shared-defined -- 6,997 COLUMN TOTALS 17,872
FORM 13F Page 564 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SILVER WHEATON CORP. COMMON STOCK Cmn 828336957 9,162 455,800 Sh Put Shared-defined 1 455,800 SILVER WHEATON CORP. COMMON STOCK Cmn 828336907 4,973 247,400 Sh Call Shared-defined 1 247,400 SILVER WHEATON CORP. COMMON STOCK Cmn 828336957 1,015 50,500 Sh Put Shared-defined -- 50,500 SILVER WHEATON CORP. COMMON STOCK Cmn 828336907 330 16,400 Sh Call Shared-defined -- 16,400 SILVER WHEATON CORP. COMMON STOCK Cmn 828336107 7,995 397,743 Sh Shared-defined 1 397,743 SILVER WHEATON CORP. COMMON STOCK Cmn 828336107 67 3,341 Sh Shared-defined -- 3,341 SILVERCORP METALS INC Cmn 82835P103 1,444 218,072 Sh Shared-defined 1 218,072 SILVERCORP METALS INC Cmn 82835P103 2 250 Sh Shared-defined -- 250 SILVERCORP METALS INC Cmn 82835P953 1,284 194,000 Sh Put Shared-defined 1 194,000 SILVERCORP METALS INC Cmn 82835P903 510 77,000 Sh Call Shared-defined 1 77,000 SIMON PROPERTY GROUP INC CMN STK Cmn 828806109 739 9,148 Sh Shared-defined 1 9,148 SIMON PROPERTY GROUP INC CMN STK Cmn 828806109 510 6,315 Sh Shared-defined -- 6,315 SIMON PROPERTY GROUP INC CMN STK Cmn 828806959 24,718 306,100 Sh Put Shared-defined 1 306,100 SIMON PROPERTY GROUP INC CMN STK Cmn 828806909 15,181 188,000 Sh Call Shared-defined 1 188,000 COLUMN TOTALS 67,930
FORM 13F Page 565 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SIMON PROPERTY GROUP INC CMN STK Cmn 828806909 2,229 27,600 Sh Call Shared-defined -- 27,600 SIMON PROPERTY GROUP INC CMN STK Cmn 828806959 1,163 14,400 Sh Put Shared-defined -- 14,400 SIMPSON MANUFACTURING INC CMN STK Cmn 829073905 447 18,200 Sh Call Shared-defined 1 18,200 SIMPSON MANUFACTURING INC CMN STK Cmn 829073955 329 13,400 Sh Put Shared-defined 1 13,400 SIMPSON MANUFACTURING INC CMN STK Cmn 829073105 617 25,133 Sh Shared-defined -- 25,133 SIMS METAL MANAG-SPON ADR Depository 829160100 160 11,334 Sh Shared-defined -- N/A Receipt SIMS METAL MANAG-SPON ADR Depository 829160100 11 746 Sh Shared-defined 1 N/A Receipt SINA CORP CMN STK Cmn G81477904 4,182 118,600 Sh Call Shared-defined 1 118,600 SINA CORP CMN STK Cmn G81477954 4,013 113,800 Sh Put Shared-defined 1 113,800 SINA CORP CMN STK Cmn G81477904 441 12,500 Sh Call Shared-defined -- 12,500 SINA CORP CMN STK Cmn G81477954 116 3,300 Sh Put Shared-defined -- 3,300 SINA CORP CMN STK Cmn G81477104 23,331 661,683 Sh Shared-defined -- 661,683 SINA CORP CMN STK Cmn G81477104 344 9,761 Sh Shared-defined 1 9,761 SINCLAIR BROADCASTING GROUP COMMON STOCK Cmn 829226109 134 22,940 Sh Shared-defined -- 22,940 COLUMN TOTALS 37,517
FORM 13F Page 566 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SINCLAIR BROADCASTING GROUP COMMON STOCK Cmn 829226109 11 1,810 Sh Shared-defined 1 1,810 SINOCOKING COAL AND COKE CHEMI Cmn 829357102 7 577 Sh Shared-defined 1 577 SINOCOKING COAL AND COKE CHEMI Cmn 829357902 268 21,800 Sh Call Shared-defined 1 21,800 SINOCOKING COAL AND COKE CHEMI Cmn 829357952 109 8,900 Sh Put Shared-defined 1 8,900 SINOVAC BIOTECH LTD. COMMON STOCK Cmn P8696W954 141 30,400 Sh Put Shared-defined 1 30,400 SINOVAC BIOTECH LTD. COMMON STOCK Cmn P8696W904 17 3,600 Sh Call Shared-defined 1 3,600 SINOVAC BIOTECH LTD. COMMON STOCK Cmn P8696W104 200 43,121 Sh Shared-defined 1 43,121 SINOVAC BIOTECH LTD. COMMON STOCK Cmn P8696W104 3 587 Sh Shared-defined -- 587 SIRIUS SATELLITE RADIO INC 3.25% CB DUE 10/15/2011 Bond 82966UAD5 8,259 8,558,000 Prn Shared-defined -- N/A SIRIUS XM RADIO INC Cmn 82967N108 863 908,431 Sh Shared-defined 1 908,431 SIRIUS XM RADIO INC Cmn 82967N108 7 7,828 Sh Shared-defined -- 7,828 SIRIUS XM RADIO INC Cmn 82967N958 779 820,800 Sh Put Shared-defined 1 820,800 SIRIUS XM RADIO INC Cmn 82967N908 76 80,300 Sh Call Shared-defined 1 80,300 SIRONA DENTAL SYSTEMS INC Cmn 82966C103 253 7,265 Sh Shared-defined -- 7,265 COLUMN TOTALS 10,993
FORM 13F Page 567 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SIRONA DENTAL SYSTEMS INC Cmn 82966C103 25 727 Sh Shared-defined 1 727 SIRONA DENTAL SYSTEMS INC Cmn 82966C903 808 23,200 Sh Call Shared-defined 1 23,200 SIRONA DENTAL SYSTEMS INC Cmn 82966C953 338 9,700 Sh Put Shared-defined 1 9,700 SKECHERS U S A INC CMN STOCK Cmn 830566105 939 25,715 Sh Shared-defined -- 25,715 SKECHERS U S A INC CMN STOCK Cmn 830566105 743 20,338 Sh Shared-defined 1 20,338 SKECHERS U S A INC CMN STOCK Cmn 830566955 3,480 95,300 Sh Put Shared-defined 1 95,300 SKECHERS U S A INC CMN STOCK Cmn 830566905 3,327 91,100 Sh Call Shared-defined 1 91,100 SKECHERS U S A INC CMN STOCK Cmn 830566905 548 15,000 Sh Call Shared-defined -- 15,000 SKECHERS U S A INC CMN STOCK Cmn 830566955 208 5,700 Sh Put Shared-defined -- 5,700 SKYWEST INC CMN STK Cmn 830879952 249 20,400 Sh Put Shared-defined 1 20,400 SKYWEST INC CMN STK Cmn 830879902 186 15,200 Sh Call Shared-defined 1 15,200 SKYWEST INC CMN STK Cmn 830879102 785 64,237 Sh Shared-defined -- 64,237 SKYWEST INC CMN STK Cmn 830879102 96 7,875 Sh Shared-defined 1 7,875 SKYWORKS SOLUTIONS INC Cmn 83088M902 2,932 174,600 Sh Call Shared-defined 1 174,600 COLUMN TOTALS 14,664
FORM 13F Page 568 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SKYWORKS SOLUTIONS INC Cmn 83088M952 1,608 95,800 Sh Put Shared-defined 1 95,800 SKYWORKS SOLUTIONS INC Cmn 83088M952 751 44,700 Sh Put Shared-defined -- 44,700 SKYWORKS SOLUTIONS INC Cmn 83088M902 395 23,500 Sh Call Shared-defined -- 23,500 SL GREEN REALTY CORP CMN STOCK Cmn 78440X901 5,922 107,600 Sh Call Shared-defined 1 107,600 SL GREEN REALTY CORP CMN STOCK Cmn 78440X951 4,167 75,700 Sh Put Shared-defined 1 75,700 SL GREEN REALTY CORP CMN STOCK Cmn 78440X901 1,150 20,900 Sh Call Shared-defined -- 20,900 SL GREEN REALTY CORP CMN STOCK Cmn 78440X951 187 3,400 Sh Put Shared-defined -- 3,400 SL GREEN REALTY CORP CMN STOCK Cmn 78440X101 185 3,368 Sh Shared-defined -- 3,368 SL GREEN REALTY CORP CMN STOCK Cmn 78440X101 26 480 Sh Shared-defined 1 480 SLM CORP CMN STK Cmn 78442P906 4,272 411,200 Sh Call Shared-defined 1 411,200 SLM CORP CMN STK Cmn 78442P956 2,531 243,600 Sh Put Shared-defined 1 243,600 SLM CORP CMN STK Cmn 78442P906 646 62,200 Sh Call Shared-defined -- 62,200 SLM CORP CMN STK Cmn 78442P956 417 40,100 Sh Put Shared-defined -- 40,100 SLM CORP CMN STK Cmn 78442P106 3,325 320,021 Sh Shared-defined -- 320,021 COLUMN TOTALS 25,582
FORM 13F Page 569 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SLM CORP CMN STK Cmn 78442P106 242 23,255 Sh Shared-defined 1 23,255 SM ENERGY CO Cmn 78454L100 6,502 161,913 Sh Shared-defined -- 161,913 SM ENERGY CO Cmn 78454L900 871 21,700 Sh Call Shared-defined 1 21,700 SM ENERGY CO Cmn 78454L950 357 8,900 Sh Put Shared-defined 1 8,900 SMART BALANCE INC CMN STK Cmn 83169Y108 207 50,603 Sh Shared-defined -- 50,603 SMART BALANCE INC CMN STK Cmn 83169Y108 29 7,089 Sh Shared-defined 1 7,089 SMART MODULAR TECHNOLOGIES WWH INC CMN STK Cmn G82245104 174 29,700 Sh Shared-defined -- 29,700 SMART MODULAR TECHNOLOGIES WWH INC CMN STK Cmn G82245104 5 886 Sh Shared-defined 1 886 SMARTHEAT INC Cmn 83172F104 12 2,164 Sh Shared-defined 1 2,164 SMARTHEAT INC Cmn 83172F104 3 500 Sh Shared-defined -- 500 SMARTHEAT INC Cmn 83172F904 225 39,400 Sh Call Shared-defined 1 39,400 SMARTHEAT INC Cmn 83172F954 155 27,100 Sh Put Shared-defined 1 27,100 SMITH & NEPHEW PLC - SPON ADR 1:10 Depository Receipt 83175M205 273 5,800 Sh Shared-defined -- N/A SMITH & NEPHEW PLC - SPON ADR 1:10 Depository Receipt 83175M205 54 1,144 Sh Shared-defined 1 N/A COLUMN TOTALS 9,109
FORM 13F Page 570 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SMITH & WESSON HLDG CORP CMN STOCK Cmn 831756901 79 19,300 Sh Call Shared-defined 1 19,300 SMITH & WESSON HLDG CORP CMN STOCK Cmn 831756951 38 9,200 Sh Put Shared-defined -- 9,200 SMITH & WESSON HLDG CORP CMN STOCK Cmn 831756951 27 6,700 Sh Put Shared-defined 1 6,700 SMITH & WESSON HLDG CORP CMN STOCK Cmn 831756101 285 69,569 Sh Shared-defined -- 69,569 SMITH & WESSON HLDG CORP CMN STOCK Cmn 831756101 234 57,232 Sh Shared-defined 1 57,232 SMITH INTERNATIONAL COMMON STOCK Cmn 832110100 279 7,411 Sh Shared-defined -- 7,411 SMITH INTERNATIONAL COMMON STOCK Cmn 832110900 5,512 146,400 Sh Call Shared-defined 1 146,400 SMITH INTERNATIONAL COMMON STOCK Cmn 832110950 2,507 66,600 Sh Put Shared-defined 1 66,600 SMITH INTERNATIONAL COMMON STOCK Cmn 832110950 768 20,400 Sh Put Shared-defined -- 20,400 SMITH INTERNATIONAL COMMON STOCK Cmn 832110900 83 2,200 Sh Call Shared-defined -- 2,200 SMITH MICRO SOFTWARE INC CMN STOCK Cmn 832154908 124 13,000 Sh Call Shared-defined 1 13,000 SMITH MICRO SOFTWARE INC CMN STOCK Cmn 832154958 75 7,900 Sh Put Shared-defined 1 7,900 SMITH MICRO SOFTWARE INC CMN STOCK Cmn 832154108 330 34,734 Sh Shared-defined -- 34,734 SMITHFIELD FOODS 4% CB 6/30/13 - REGISTERED Bond 832248AR9 4,824 5,000,000 Prn Shared-defined -- N/A COLUMN TOTALS 15,165
FORM 13F Page 571 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SMITHFIELD FOODS INC CMN STK Cmn 832248958 3,931 263,800 Sh Put Shared-defined -- 263,800 SMITHFIELD FOODS INC CMN STK Cmn 832248908 2,204 147,900 Sh Call Shared-defined 1 147,900 SMITHFIELD FOODS INC CMN STK Cmn 832248958 1,500 100,700 Sh Put Shared-defined 1 100,700 SMITHFIELD FOODS INC CMN STK Cmn 832248908 161 10,800 Sh Call Shared-defined -- 10,800 SMITHFIELD FOODS INC CMN STK Cmn 832248108 930 62,448 Sh Shared-defined -- 62,448 SMITHFIELD FOODS INC CMN STK Cmn 832248108 264 17,739 Sh Shared-defined 1 17,739 JM SMUCKER CO -NEW COMMON SHARES Cmn 832696905 2,264 37,600 Sh Call Shared-defined 1 37,600 JM SMUCKER CO -NEW COMMON SHARES Cmn 832696955 1,084 18,000 Sh Put Shared-defined 1 18,000 SNAP ON INC Cmn 833034101 636 15,550 Sh Shared-defined -- 15,550 SNAP ON INC Cmn 833034101 18 447 Sh Shared-defined 1 447 SNAP ON INC Cmn 833034951 3,862 94,400 Sh Put Shared-defined 1 94,400 SNAP ON INC Cmn 833034901 2,745 67,100 Sh Call Shared-defined 1 67,100 SOHU.COM INC Cmn 83408W103 6,642 161,657 Sh Shared-defined 1 161,657 SOHU.COM INC Cmn 83408W103 746 18,145 Sh Shared-defined -- 18,145 COLUMN TOTALS 26,987
FORM 13F Page 572 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SOHU.COM INC Cmn 83408W953 19,752 480,700 Sh Put Shared-defined 1 480,700 SOHU.COM INC Cmn 83408W903 2,490 60,600 Sh Call Shared-defined 1 60,600 SOHU.COM INC Cmn 83408W903 468 11,400 Sh Call Shared-defined -- 11,400 SOHU.COM INC Cmn 83408W953 374 9,100 Sh Put Shared-defined -- 9,100 SOLARFUN POWER HOLDINGS-ADR Depository Receipt 83415U108 3,314 489,569 Sh Shared-defined -- N/A SOLARFUN POWER HOLDINGS-ADR Depository Receipt 83415U108 9 1,363 Sh Shared-defined 1 N/A SOLARWINDS INC Cmn 83416B109 8,429 525,524 Sh Shared-defined -- 525,524 SOLARWINDS INC Cmn 83416B109 79 4,937 Sh Shared-defined 1 4,937 SOLARWINDS INC Cmn 83416B959 366 22,800 Sh Put Shared-defined 1 22,800 SOLARWINDS INC Cmn 83416B909 273 17,000 Sh Call Shared-defined 1 17,000 SOLERA HOLDINGS INC Cmn 83421A104 751 20,747 Sh Shared-defined -- 20,747 SOLERA HOLDINGS INC Cmn 83421A104 32 885 Sh Shared-defined 1 885 SOLUTIA INC Cmn 834376501 10,373 791,811 Sh Shared-defined -- 791,811 SOLUTIA INC Cmn 834376501 49 3,745 Sh Shared-defined 1 3,745 COLUMN TOTALS 46,759
FORM 13F Page 573 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SOLUTIA INC Cmn 834376901 267 20,400 Sh Call Shared-defined 1 20,400 SOLUTIA INC Cmn 834376951 63 4,800 Sh Put Shared-defined 1 4,800 SOMAXON PHARMACEUTICALS INC COMMON STOCK Cmn 834453952 239 66,500 Sh Put Shared-defined 1 66,500 SOMAXON PHARMACEUTICALS INC COMMON STOCK Cmn 834453902 30 8,400 Sh Call Shared-defined 1 8,400 SOMAXON PHARMACEUTICALS INC COMMON STOCK Cmn 834453102 407 113,152 Sh Shared-defined -- 113,152 SOMAXON PHARMACEUTICALS INC COMMON STOCK Cmn 834453102 318 88,225 Sh Shared-defined 1 88,225 SONIC AUTOMOTIVE INC. CMN STOCK Cmn 83545G952 275 32,100 Sh Put Shared-defined 1 32,100 SONIC AUTOMOTIVE INC. CMN STOCK Cmn 83545G902 114 13,300 Sh Call Shared-defined 1 13,300 SONIC AUTOMOTIVE INC. CMN STOCK Cmn 83545G102 23 2,652 Sh Shared-defined 1 2,652 SONIC AUTOMOTIVE INC. CMN STOCK Cmn 83545G102 10 1,188 Sh Shared-defined -- 1,188 SONIC CORP CMN STK Cmn 835451955 31 4,000 Sh Put Shared-defined 1 4,000 SONIC CORP CMN STK Cmn 835451905 29 3,700 Sh Call Shared-defined 1 3,700 SONIC CORP CMN STK Cmn 835451105 316 40,743 Sh Shared-defined -- 40,743 SONIC CORP CMN STK Cmn 835451105 89 11,509 Sh Shared-defined 1 11,509 COLUMN TOTALS 2,211
FORM 13F Page 574 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SONIC SOLUTIONS CMN STK Cmn 835460906 347 41,600 Sh Call Shared-defined 1 41,600 SONIC SOLUTIONS CMN STK Cmn 835460956 128 15,300 Sh Put Shared-defined 1 15,300 SONIC SOLUTIONS CMN STK Cmn 835460106 48 5,802 Sh Shared-defined -- 5,802 SONIC SOLUTIONS CMN STK Cmn 835460106 31 3,665 Sh Shared-defined 1 3,665 SONOCO PRODUCTS COMMON STOCK Cmn 835495102 1,886 61,892 Sh Shared-defined -- 61,892 SONOCO PRODUCTS COMMON STOCK Cmn 835495902 530 17,400 Sh Call Shared-defined 1 17,400 SONOCO PRODUCTS COMMON STOCK Cmn 835495952 347 11,400 Sh Put Shared-defined 1 11,400 SONOSITE INC CMN STOCK Cmn 83568G954 1,261 46,500 Sh Put Shared-defined 1 46,500 SONOSITE INC CMN STOCK Cmn 83568G904 648 23,900 Sh Call Shared-defined 1 23,900 SONOSITE INC 3.75% CB 7/15/2014 - REGISTERED Bond 83568GAA2 30,388 30,537,000 Prn Shared-defined -- N/A SONOSITE INC CMN STOCK Cmn 83568G104 376 13,884 Sh Shared-defined 1 13,884 SONUS NETWORKS INC Cmn 835916107 217 79,932 Sh Shared-defined -- 79,932 SONUS NETWORKS INC Cmn 835916107 48 17,573 Sh Shared-defined 1 17,573 SONUS NETWORKS INC Cmn 835916907 292 107,800 Sh Call Shared-defined 1 107,800 COLUMN TOTALS 36,547
FORM 13F Page 575 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SONUS NETWORKS INC Cmn 835916957 73 26,900 Sh Put Shared-defined 1 26,900 SONY CORP. - NYSE ADR Depository Receipt 835699307 249 9,343 Sh Shared-defined 1 N/A SORL AUTO PARTS INC COMMON STOCK Cmn 78461U951 39 4,700 Sh Put Shared-defined 1 4,700 SORL AUTO PARTS INC COMMON STOCK Cmn 78461U901 16 1,900 Sh Call Shared-defined 1 1,900 SORL AUTO PARTS INC COMMON STOCK Cmn 78461U101 33 3,927 Sh Shared-defined 1 3,927 SOTHEBY'S -CL A CMN STK Cmn 835898907 2,266 99,100 Sh Call Shared-defined 1 99,100 SOTHEBY'S -CL A CMN STK Cmn 835898957 1,569 68,600 Sh Put Shared-defined 1 68,600 SOTHEBY'S -CL A CMN STK Cmn 835898107 2 71 Sh Shared-defined -- 71 SOTHEBY'S 3.125% CONV 6/15/13 - REGISTERED Bond 835898AC1 14,856 15,300,000 Prn Shared-defined -- N/A SOURCEFIRE INC COMMON STOCK Cmn 83616T908 255 13,400 Sh Call Shared-defined 1 13,400 SOURCEFIRE INC COMMON STOCK Cmn 83616T958 55 2,900 Sh Put Shared-defined 1 2,900 SOURCEFIRE INC COMMON STOCK Cmn 83616T108 346 18,200 Sh Shared-defined -- 18,200 SOUTH FINANCIAL GROUP INC COMMON STOCK Cmn 837841105 8 31,126 Sh Shared-defined 1 31,126 SOUTH FINANCIAL GROUP INC COMMON STOCK Cmn 837841105 -- 131 Sh Shared-defined -- 131 COLUMN TOTALS 19,767
FORM 13F Page 576 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SOUTH JERSEY INDUSTRIES CMN STK Cmn 838518108 505 11,753 Sh Shared-defined -- 11,753 SOUTH JERSEY INDUSTRIES CMN STK Cmn 838518108 28 646 Sh Shared-defined 1 646 UMPQUA HOLDINGS CORP CMN STOCK Cmn 904214953 82 7,100 Sh Put Shared-defined 1 7,100 UMPQUA HOLDINGS CORP CMN STOCK Cmn 904214903 16 1,400 Sh Call Shared-defined 1 1,400 SOUTHERN CO CMN STK Cmn 842587107 1,112 33,424 Sh Shared-defined -- 33,424 SOUTHERN COPPER CORP CMN STOCK Cmn 84265V905 4,631 174,500 Sh Call Shared-defined 1 174,500 SOUTHERN COPPER CORP CMN STOCK Cmn 84265V955 1,656 62,400 Sh Put Shared-defined 1 62,400 SOUTHERN COPPER CORP CMN STOCK Cmn 84265V955 395 14,900 Sh Put Shared-defined -- 14,900 SOUTHERN COPPER CORP CMN STOCK Cmn 84265V905 167 6,300 Sh Call Shared-defined -- 6,300 SOUTHERN COPPER CORP CMN STOCK Cmn 84265V105 464 17,469 Sh Shared-defined -- 17,469 SOUTHERN COPPER CORP CMN STOCK Cmn 84265V105 56 2,108 Sh Shared-defined 1 2,108 SOUTHWEST AIRLINES COMMON NEW YORK Cmn 844741108 261 23,453 Sh Shared-defined -- 23,453 SOUTHWEST AIRLINES COMMON NEW YORK Cmn 844741908 1,171 105,400 Sh Call Shared-defined 1 105,400 SOUTHWEST AIRLINES COMMON NEW YORK Cmn 844741958 931 83,800 Sh Put Shared-defined 1 83,800 COLUMN TOTALS 11,475
FORM 13F Page 577 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SOUTHWEST AIRLINES COMMON NEW YORK Cmn 844741958 92 8,300 Sh Put Shared-defined -- 8,300 SOUTHWEST AIRLINES COMMON NEW YORK Cmn 844741908 68 6,100 Sh Call Shared-defined -- 6,100 SOUTHWESTERN ENERGY CO CMN STK Cmn 845467909 9,985 258,400 Sh Call Shared-defined 1 258,400 SOUTHWESTERN ENERGY CO CMN STK Cmn 845467959 7,496 194,000 Sh Put Shared-defined 1 194,000 SOUTHWESTERN ENERGY CO CMN STK Cmn 845467909 1,692 43,800 Sh Call Shared-defined -- 43,800 SOUTHWESTERN ENERGY CO CMN STK Cmn 845467959 429 11,100 Sh Put Shared-defined -- 11,100 SOUTHWESTERN ENERGY CO CMN STK Cmn 845467109 23,957 620,011 Sh Shared-defined -- 620,011 SOVRAN SELF STORAGE INC CMN STOCK Cmn 84610H108 906 26,311 Sh Shared-defined -- 26,311 SOVRAN SELF STORAGE INC CMN STOCK Cmn 84610H108 45 1,317 Sh Shared-defined 1 1,317 SPARTAN STORES INC Cmn 846822104 -- 1 Sh Shared-defined -- 1 SPARTAN STORES INC 3.375% CB 5/15/2027- REGISTERED Bond 846822AE4 14,825 17,140,000 Prn Shared-defined -- N/A SPARTECH CORP COMMON STOCK Cmn 847220209 367 35,761 Sh Shared-defined -- 35,761 SPECTRA ENERGY CORP COMMON STOCK Cmn 847560909 610 30,400 Sh Call Shared-defined 1 30,400 SPECTRA ENERGY CORP COMMON STOCK Cmn 847560959 233 11,600 Sh Put Shared-defined 1 11,600 COLUMN TOTALS 60,705
FORM 13F Page 578 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SPECTRA ENERGY CORP COMMON STOCK Cmn 847560109 585 29,159 Sh Shared-defined 1 29,159 SPECTRA ENERGY CORP COMMON STOCK Cmn 847560109 405 20,157 Sh Shared-defined -- 20,157 SPECTRA ENERGY PARTNERS LP Cmn 84756N109 141 4,145 Sh Shared-defined 1 4,145 SPECTRA ENERGY PARTNERS LP Cmn 84756N909 92 2,700 Sh Call Shared-defined 1 2,700 SPECTRA ENERGY PARTNERS LP Cmn 84756N959 3 100 Sh Put Shared-defined 1 100 SPECTRUM PHARMACEUTICALS INC CMN STOCK Cmn 84763A958 212 54,100 Sh Put Shared-defined 1 54,100 SPECTRUM PHARMACEUTICALS INC CMN STOCK Cmn 84763A908 77 19,700 Sh Call Shared-defined 1 19,700 SPECTRUM PHARMACEUTICALS INC CMN STOCK Cmn 84763A108 358 91,329 Sh Shared-defined 1 91,329 SPECTRUM PHARMACEUTICALS INC CMN STOCK Cmn 84763A108 10 2,630 Sh Shared-defined -- 2,630 SPEEDWAY MOTORSPORTS INC CMN STOCK Cmn 847788106 300 22,101 Sh Shared-defined -- 22,101 SPEEDWAY MOTORSPORTS INC CMN STOCK Cmn 847788106 4 296 Sh Shared-defined 1 296 SPIRIT AEROSYSTEMS HOLD-CL A Cmn 848574109 590 30,940 Sh Shared-defined 1 30,940 SPIRIT AEROSYSTEMS HOLD-CL A Cmn 848574109 29 1,500 Sh Shared-defined -- 1,500 SPIRIT AEROSYSTEMS HOLD-CL A Cmn 848574959 823 43,200 Sh Put Shared-defined 1 43,200 COLUMN TOTALS 3,629
FORM 13F Page 579 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SPIRIT AEROSYSTEMS HOLD-CL A Cmn 848574909 438 23,000 Sh Call Shared-defined 1 23,000 SPREADTRUM COMMUNICATIONS-ADR Depository Receipt 849415203 189 22,917 Sh Shared-defined -- N/A SPRINT NEXTEL CORP Cmn 852061100 11,938 2,815,643 Sh Shared-defined 1 2,815,643 SPRINT NEXTEL CORP Cmn 852061100 1,674 394,789 Sh Shared-defined -- 394,789 SPRINT NEXTEL CORP Cmn 852061950 7,911 1,865,900 Sh Put Shared-defined 1 1,865,900 SPRINT NEXTEL CORP Cmn 852061900 1,670 393,800 Sh Call Shared-defined 1 393,800 SPRINT NEXTEL CORP Cmn 852061950 1,478 348,600 Sh Put Shared-defined -- 348,600 SPRINT NEXTEL CORP Cmn 852061900 7 1,700 Sh Call Shared-defined -- 1,700 SPX CORP Cmn 784635104 1,035 19,596 Sh Shared-defined -- 19,596 SPX CORP Cmn 784635104 792 14,995 Sh Shared-defined 1 14,995 SPX CORP Cmn 784635954 3,232 61,200 Sh Put Shared-defined 1 61,200 SPX CORP Cmn 784635904 1,653 31,300 Sh Call Shared-defined 1 31,300 SPX CORP Cmn 784635954 90 1,700 Sh Put Shared-defined -- 1,700 SPX CORP Cmn 784635904 79 1,500 Sh Call Shared-defined -- 1,500 COLUMN TOTALS 32,186
FORM 13F Page 580 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SRA INTERNATIONAL, INC - CL A Cmn 78464R105 215 10,947 Sh Shared-defined -- 10,947 SRA INTERNATIONAL, INC - CL A Cmn 78464R105 6 282 Sh Shared-defined 1 282 SRS LABS INC CMN STOCK Cmn 78464M106 167 18,212 Sh Shared-defined -- 18,212 SRS LABS INC CMN STOCK Cmn 78464M106 1 120 Sh Shared-defined 1 120 SS&C TECHNOLOGIES HOLDINGS Cmn 78467J100 1,738 108,420 Sh Shared-defined -- 108,420 SS&C TECHNOLOGIES HOLDINGS Cmn 78467J100 8 514 Sh Shared-defined 1 514 ST JUDE MED INC Cmn 790849103 7,655 212,113 Sh Shared-defined -- 212,113 ST JUDE MED INC Cmn 790849103 177 4,907 Sh Shared-defined 1 4,907 ST JUDE MED INC Cmn 790849903 3,807 105,500 Sh Call Shared-defined 1 105,500 ST JUDE MED INC Cmn 790849953 2,126 58,900 Sh Put Shared-defined 1 58,900 ST JUDE MED INC Cmn 790849903 1,090 30,200 Sh Call Shared-defined -- 30,200 ST JUDE MED INC Cmn 790849953 469 13,000 Sh Put Shared-defined -- 13,000 STAAR SURGICAL CO CMN STK Cmn 852312305 157 27,496 Sh Shared-defined -- 27,496 STAAR SURGICAL CO CMN STK Cmn 852312305 12 2,139 Sh Shared-defined 1 2,139 COLUMN TOTALS 17,628
FORM 13F Page 581 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- STAGE STORES INC CMN STOCK Cmn 85254C305 404 37,858 Sh Shared-defined -- 37,858 STAGE STORES INC CMN STOCK Cmn 85254C305 3 238 Sh Shared-defined 1 238 STALNAYA GRUPPA MECHEL-ADR 1:3 COMMON Depository Receipt 583840103 2,030 111,899 Sh Shared-defined 1 N/A STALNAYA GRUPPA MECHEL-ADR 1:3 COMMON Depository Receipt 583840103 76 4,187 Sh Shared-defined -- N/A STAMPS.COM INC CMN STK Cmn 852857950 57 5,600 Sh Put Shared-defined 1 5,600 STAMPS.COM INC CMN STK Cmn 852857900 47 4,600 Sh Call Shared-defined 1 4,600 STAMPS.COM INC CMN STK Cmn 852857200 46 4,443 Sh Shared-defined 1 4,443 STANCORP FINL GROUP INC CMN STOCK Cmn 852891900 361 8,900 Sh Call Shared-defined 1 8,900 STANCORP FINL GROUP INC CMN STOCK Cmn 852891950 150 3,700 Sh Put Shared-defined 1 3,700 STANCORP FINL GROUP INC CMN STOCK Cmn 852891100 593 14,622 Sh Shared-defined -- 14,622 STANDARD MICROSYSTEMS CORP CMN STK Cmn 853626959 170 7,300 Sh Put Shared-defined 1 7,300 STANDARD MICROSYSTEMS CORP CMN STK Cmn 853626909 151 6,500 Sh Call Shared-defined 1 6,500 STANDARD MICROSYSTEMS CORP CMN STK Cmn 853626109 73 3,116 Sh Shared-defined -- 3,116 STANDARD MICROSYSTEMS CORP CMN STK Cmn 853626109 12 536 Sh Shared-defined 1 536 COLUMN TOTALS 4,173
FORM 13F Page 582 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- STANDARD MOTOR PRODS CMN STK Cmn 853666105 141 17,534 Sh Shared-defined -- 17,534 STANDARD PACIFIC CP CMN STK Cmn 85375C951 245 73,600 Sh Put Shared-defined 1 73,600 STANDARD PACIFIC CP CMN STK Cmn 85375C901 218 65,500 Sh Call Shared-defined 1 65,500 STANDARD PACIFIC CP CMN STK Cmn 85375C101 4,254 1,277,580 Sh Shared-defined -- 1,277,580 STANDARD PACIFIC CP CMN STK Cmn 85375C101 175 52,514 Sh Shared-defined 1 52,514 STANLEY BLACK & DECKER INC Cmn 854502101 11,273 223,138 Sh Shared-defined -- 223,138 STANLEY BLACK & DECKER INC Cmn 854502101 156 3,082 Sh Shared-defined 1 3,082 STANLEY BLACK & DECKER INC Cmn 854502951 5,224 103,400 Sh Put Shared-defined 1 103,400 STANLEY BLACK & DECKER INC Cmn 854502901 3,173 62,800 Sh Call Shared-defined 1 62,800 STANLEY BLACK & DECKER INC Cmn 854502901 970 19,200 Sh Call Shared-defined -- 19,200 STANLEY BLACK & DECKER INC Cmn 854502951 359 7,100 Sh Put Shared-defined -- 7,100 STANLEY INC Cmn 854532108 597 15,981 Sh Shared-defined -- 15,981 STAPLES COMMON STOCK SPLS Cmn 855030102 16,774 880,550 Sh Shared-defined -- 880,550 STAPLES COMMON STOCK SPLS Cmn 855030102 823 43,225 Sh Shared-defined 1 43,225 COLUMN TOTALS 44,382
FORM 13F Page 583 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- STAPLES COMMON STOCK SPLS Cmn 855030952 2,021 106,100 Sh Put Shared-defined 1 106,100 STAPLES COMMON STOCK SPLS Cmn 855030902 1,844 96,800 Sh Call Shared-defined 1 96,800 STAPLES COMMON STOCK SPLS Cmn 855030902 133 7,000 Sh Call Shared-defined -- 7,000 STAPLES COMMON STOCK SPLS Cmn 855030952 36 1,900 Sh Put Shared-defined -- 1,900 STAR BULK CARRIERS CORP Cmn Y8162K105 16 6,525 Sh Shared-defined -- 6,525 STAR BULK CARRIERS CORP Cmn Y8162K105 15 6,238 Sh Shared-defined 1 6,238 STAR BULK CARRIERS CORP Cmn Y8162K905 55 22,900 Sh Call Shared-defined 1 22,900 STAR BULK CARRIERS CORP Cmn Y8162K955 31 12,700 Sh Put Shared-defined 1 12,700 STAR SCIENTIFIC INC CMN STK Cmn 85517P901 179 109,200 Sh Call Shared-defined 1 109,200 STAR SCIENTIFIC INC CMN STK Cmn 85517P951 112 68,500 Sh Put Shared-defined 1 68,500 STAR SCIENTIFIC INC CMN STK Cmn 85517P101 64 38,791 Sh Shared-defined 1 38,791 STAR SCIENTIFIC INC CMN STK Cmn 85517P101 5 3,322 Sh Shared-defined -- 3,322 STARBUCKS CMN STOCK Cmn 855244109 56,020 2,305,345 Sh Shared-defined -- 2,305,345 STARBUCKS CMN STOCK Cmn 855244109 1,325 54,535 Sh Shared-defined 1 54,535 COLUMN TOTALS 61,856
FORM 13F Page 584 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- STARBUCKS CMN STOCK Cmn 855244909 17,802 732,600 Sh Call Shared-defined 1 732,600 STARBUCKS CMN STOCK Cmn 855244959 11,224 461,900 Sh Put Shared-defined 1 461,900 STARBUCKS CMN STOCK Cmn 855244909 5,169 212,700 Sh Call Shared-defined -- 212,700 STARBUCKS CMN STOCK Cmn 855244959 272 11,200 Sh Put Shared-defined -- 11,200 STARWOOD HOTELS & RESORT NEW Cmn 85590A401 403 9,716 Sh Shared-defined 1 9,716 STARWOOD HOTELS & RESORT NEW Cmn 85590A401 338 8,161 Sh Shared-defined -- 8,161 STARWOOD HOTELS & RESORT NEW Cmn 85590A951 9,922 239,500 Sh Put Shared-defined 1 239,500 STARWOOD HOTELS & RESORT NEW Cmn 85590A901 7,727 186,500 Sh Call Shared-defined 1 186,500 STARWOOD HOTELS & RESORT NEW Cmn 85590A901 4,247 102,500 Sh Call Shared-defined -- 102,500 STARWOOD HOTELS & RESORT NEW Cmn 85590A951 2,838 68,500 Sh Put Shared-defined -- 68,500 STARWOOD PROPERTY TRUST INC Cmn 85571B105 8,989 530,311 Sh Shared-defined -- 530,311 STATE STREET CORP CMN STK Cmn 857477103 5,717 169,041 Sh Shared-defined -- 169,041 STATE STREET CORP CMN STK Cmn 857477903 8,418 248,900 Sh Call Shared-defined 1 248,900 STATE STREET CORP CMN STK Cmn 857477953 8,391 248,100 Sh Put Shared-defined 1 248,100 COLUMN TOTALS 91,457
FORM 13F Page 585 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- STATE STREET CORP CMN STK Cmn 857477903 1,092 32,300 Sh Call Shared-defined -- 32,300 STATE STREET CORP CMN STK Cmn 857477953 737 21,800 Sh Put Shared-defined -- 21,800 STATOIL ASA - SPONS ADR 1:1 Depository Receipt 85771P102 550 28,740 Sh Shared-defined -- N/A STEC INC CMN STK Cmn 784774951 3,247 258,500 Sh Put Shared-defined 1 258,500 STEC INC CMN STK Cmn 784774901 2,970 236,500 Sh Call Shared-defined 1 236,500 STEC INC CMN STK Cmn 784774901 171 13,600 Sh Call Shared-defined -- 13,600 STEC INC CMN STK Cmn 784774951 78 6,200 Sh Put Shared-defined -- 6,200 STEC INC CMN STK Cmn 784774101 7,374 587,091 Sh Shared-defined -- 587,091 STEC INC CMN STK Cmn 784774101 106 8,470 Sh Shared-defined 1 8,470 STEEL DYNAMICS INC CMN STOCK Cmn 858119950 3,348 253,800 Sh Put Shared-defined 1 253,800 STEEL DYNAMICS INC CMN STOCK Cmn 858119900 1,675 127,000 Sh Call Shared-defined 1 127,000 STEEL DYNAMICS INC CMN STOCK Cmn 858119900 289 21,900 Sh Call Shared-defined -- 21,900 STEEL DYNAMICS INC CMN STOCK Cmn 858119950 40 3,000 Sh Put Shared-defined -- 3,000 STEEL DYNAMICS INC CMN STOCK Cmn 858119100 1,074 81,402 Sh Shared-defined 1 81,402 COLUMN TOTALS 22,751
FORM 13F Page 586 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- STEEL DYNAMICS INC CMN STOCK Cmn 858119100 182 13,805 Sh Shared-defined -- 13,805 STEELCASE INC CMN STOCK Cmn 858155203 510 65,800 Sh Shared-defined -- 65,800 STEIN MART INC CMN STK Cmn 858375958 115 18,400 Sh Put Shared-defined 1 18,400 STEIN MART INC CMN STK Cmn 858375908 90 14,500 Sh Call Shared-defined 1 14,500 STEIN MART INC CMN STK Cmn 858375108 116 18,640 Sh Shared-defined -- 18,640 STEIN MART INC CMN STK Cmn 858375108 4 622 Sh Shared-defined 1 622 STEMCELLS INC CMN STK Cmn 85857R105 15 15,539 Sh Shared-defined 1 15,539 STEREOTAXIS INC COMMON STOCK Cmn 85916J902 22 6,500 Sh Call Shared-defined 1 6,500 STEREOTAXIS INC COMMON STOCK Cmn 85916J952 16 4,800 Sh Put Shared-defined 1 4,800 STEREOTAXIS INC COMMON STOCK Cmn 85916J102 25 7,614 Sh Shared-defined 1 7,614 STEREOTAXIS INC COMMON STOCK Cmn 85916J102 5 1,400 Sh Shared-defined -- 1,400 STERICYCLE INC CMN STOCK Cmn 858912908 1,482 22,600 Sh Call Shared-defined 1 22,600 STERICYCLE INC CMN STOCK Cmn 858912958 859 13,100 Sh Put Shared-defined 1 13,100 STERICYCLE INC CMN STOCK Cmn 858912908 203 3,100 Sh Call Shared-defined -- 3,100 COLUMN TOTALS 3,644
FORM 13F Page 587 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- STERICYCLE INC CMN STOCK Cmn 858912958 197 3,000 Sh Put Shared-defined -- 3,000 STERICYCLE INC CMN STOCK Cmn 858912108 619 9,436 Sh Shared-defined -- 9,436 STERIS CORP CMN STK Cmn 859152950 398 12,800 Sh Put Shared-defined 1 12,800 STERIS CORP CMN STK Cmn 859152900 71 2,300 Sh Call Shared-defined 1 2,300 STERIS CORP CMN STK Cmn 859152100 764 24,592 Sh Shared-defined -- 24,592 STERIS CORP CMN STK Cmn 859152100 76 2,435 Sh Shared-defined 1 2,435 STERLITE INDUSTRIES INDI-ADR Depository Receipt 859737207 147 10,335 Sh Shared-defined -- N/A STERLITE INDUSTRIES INDI-ADR Depository Receipt 859737207 63 4,437 Sh Shared-defined 1 N/A STEWART ENTERPR STEI 3 3/8 07/16 - REGISTERED Bond 860370AK1 6,112 6,936,000 Prn Shared-defined -- N/A STEWART INFO SVCS CMN STK Cmn 860372101 -- 21 Sh Shared-defined 1 21 STIFEL FINANCIAL CORP CMN STK Cmn 860630952 3,189 73,500 Sh Put Shared-defined 1 73,500 STIFEL FINANCIAL CORP CMN STK Cmn 860630902 2,230 51,400 Sh Call Shared-defined 1 51,400 STIFEL FINANCIAL CORP CMN STK Cmn 860630102 6,489 149,543 Sh Shared-defined -- 149,543 STIFEL FINANCIAL CORP CMN STK Cmn 860630102 1,374 31,655 Sh Shared-defined 1 31,655 COLUMN TOTALS 21,729
FORM 13F Page 588 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- STILLWATER MINING CO. COMMON STOCK Cmn 86074Q102 911 78,384 Sh Shared-defined 1 78,384 STILLWATER MINING CO. COMMON STOCK Cmn 86074Q102 11 925 Sh Shared-defined -- 925 STILLWATER MINING CO. COMMON STOCK Cmn 86074Q902 1,894 163,000 Sh Call Shared-defined 1 163,000 STILLWATER MINING CO. COMMON STOCK Cmn 86074Q952 1,826 157,100 Sh Put Shared-defined 1 157,100 STILLWATER MINING CO. COMMON STOCK Cmn 86074Q902 473 40,700 Sh Call Shared-defined -- 40,700 STILLWATER MINING CO. COMMON STOCK Cmn 86074Q952 145 12,500 Sh Put Shared-defined -- 12,500 STILLWATER MINING COMPANY 1.875% CB 3/15/28 - REGISTERED Bond 86074QAF9 10,561 11,800,000 Prn Shared-defined -- N/A STMICROELECTRONICS NV-NY SHS CMN STOCK Depository Receipt 861012102 6,233 787,983 Sh Shared-defined -- N/A STMICROELECTRONICS NV-NY SHS CMN STOCK Depository Receipt 861012102 15 1,849 Sh Shared-defined 1 N/A STONE ENERGY CORP CMN STK Cmn 861642956 287 25,700 Sh Put Shared-defined 1 25,700 STONE ENERGY CORP CMN STK Cmn 861642906 169 15,100 Sh Call Shared-defined 1 15,100 STONE ENERGY CORP CMN STK Cmn 861642106 102 9,143 Sh Shared-defined 1 9,143 STONE ENERGY CORP CMN STK Cmn 861642106 72 6,441 Sh Shared-defined -- 6,441 STONERIDGE INC COM SHS Cmn 86183P102 156 20,506 Sh Shared-defined -- 20,506 COLUMN TOTALS 22,855
FORM 13F Page 589 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- STONERIDGE INC COM SHS Cmn 86183P102 3 348 Sh Shared-defined 1 348 STRATASYS INC CMN STOCK Cmn 862685954 926 37,700 Sh Put Shared-defined 1 37,700 STRATASYS INC CMN STOCK Cmn 862685904 61 2,500 Sh Call Shared-defined 1 2,500 STRATASYS INC CMN STOCK Cmn 862685104 88 3,591 Sh Shared-defined 1 3,591 STRATEGIC HOTELS & RESORTS INC. COMMON STOCK Cmn 86272T106 73 16,594 Sh Shared-defined 1 16,594 STRATEGIC HOTELS & RESORTS INC. COMMON STOCK Cmn 86272T106 11 2,600 Sh Shared-defined -- 2,600 STRAYER ED INC CMN STOCK Cmn 863236105 16,076 77,327 Sh Shared-defined -- 77,327 STRAYER ED INC CMN STOCK Cmn 863236105 161 774 Sh Shared-defined 1 774 STRAYER ED INC CMN STOCK Cmn 863236905 4,802 23,100 Sh Call Shared-defined 1 23,100 STRAYER ED INC CMN STOCK Cmn 863236955 2,308 11,100 Sh Put Shared-defined 1 11,100 STRYKER CORP CMN STK Cmn 863667901 3,124 62,400 Sh Call Shared-defined 1 62,400 STRYKER CORP CMN STK Cmn 863667951 2,768 55,300 Sh Put Shared-defined 1 55,300 STRYKER CORP CMN STK Cmn 863667901 591 11,800 Sh Call Shared-defined -- 11,800 STRYKER CORP CMN STK Cmn 863667951 100 2,000 Sh Put Shared-defined -- 2,000 COLUMN TOTALS 31,092
FORM 13F Page 590 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- STRYKER CORP CMN STK Cmn 863667101 11 221 Sh Shared-defined -- 221 STUDENT LOAN CORP CMN STK Cmn 863902102 221 9,196 Sh Shared-defined -- 9,196 STURM RUGER & CO INC CMN STK Cmn 864159908 122 8,500 Sh Call Shared-defined 1 8,500 STURM RUGER & CO INC CMN STK Cmn 864159958 89 6,200 Sh Put Shared-defined 1 6,200 STURM RUGER & CO INC CMN STK Cmn 864159108 498 34,724 Sh Shared-defined 1 34,724 STURM RUGER & CO INC CMN STK Cmn 864159108 134 9,317 Sh Shared-defined -- 9,317 SUBURBAN PROPANE PARTNERS LP Cmn 864482904 1,114 23,800 Sh Call Shared-defined 1 23,800 SUBURBAN PROPANE PARTNERS LP Cmn 864482954 768 16,400 Sh Put Shared-defined 1 16,400 SUCCESSFACTORS INC Cmn 864596101 361 17,345 Sh Shared-defined -- 17,345 SUCCESSFACTORS INC Cmn 864596101 62 2,981 Sh Shared-defined 1 2,981 SUCCESSFACTORS INC Cmn 864596951 632 30,400 Sh Put Shared-defined 1 30,400 SUCCESSFACTORS INC Cmn 864596901 474 22,800 Sh Call Shared-defined 1 22,800 SUN COMMUNITIES INC CMN STK Cmn 866674104 738 28,438 Sh Shared-defined -- 28,438 SUN COMMUNITIES INC CMN STK Cmn 866674104 17 642 Sh Shared-defined 1 642 COLUMN TOTALS 5,241
FORM 13F Page 591 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SUN HYDRAULICS CMN STOCK Cmn 866942105 203 8,673 Sh Shared-defined -- 8,673 SUN HYDRAULICS CMN STOCK Cmn 866942105 17 738 Sh Shared-defined 1 738 SUN LIFE FINL SVCS OF CANADA CMN STOCK Cmn 866796105 781 29,668 Sh Shared-defined -- 29,668 SUN LIFE FINL SVCS OF CANADA CMN STOCK Cmn 866796105 22 820 Sh Shared-defined 1 820 SUNCOR ENERGY COMMON STK - NYSE Cmn 867224107 15,570 528,886 Sh Shared-defined -- 528,886 SUNCOR ENERGY COMMON STK - NYSE Cmn 867224107 6,444 218,884 Sh Shared-defined 1 218,884 SUNCOR ENERGY COMMON STK - NYSE Cmn 867224907 14,108 479,200 Sh Call Shared-defined 1 479,200 SUNCOR ENERGY COMMON STK - NYSE Cmn 867224957 12,677 430,600 Sh Put Shared-defined 1 430,600 SUNCOR ENERGY COMMON STK - NYSE Cmn 867224957 1,466 49,800 Sh Put Shared-defined -- 49,800 SUNCOR ENERGY COMMON STK - NYSE Cmn 867224907 521 17,700 Sh Call Shared-defined -- 17,700 SUNOCO INC COMMON STOCK Cmn 86764P959 12,921 371,600 Sh Put Shared-defined 1 371,600 SUNOCO INC COMMON STOCK Cmn 86764P909 12,701 365,300 Sh Call Shared-defined 1 365,300 SUNOCO INC COMMON STOCK Cmn 86764P959 8,188 235,500 Sh Put Shared-defined -- 235,500 SUNOCO INC COMMON STOCK Cmn 86764P909 1,419 40,800 Sh Call Shared-defined -- 40,800 COLUMN TOTALS 87,038
FORM 13F Page 592 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SUNOCO INC COMMON STOCK Cmn 86764P109 33,470 962,618 Sh Shared-defined -- 962,618 SUNOCO INC COMMON STOCK Cmn 86764P109 5,235 150,561 Sh Shared-defined 1 150,561 SUNOPTA INC Cmn 8676EP108 173 39,518 Sh Shared-defined -- 39,518 SUNOPTA INC Cmn 8676EP108 4 893 Sh Shared-defined 1 893 SUNOPTA INC Cmn 8676EP908 76 17,300 Sh Call Shared-defined 1 17,300 SUNOPTA INC Cmn 8676EP958 67 15,200 Sh Put Shared-defined 1 15,200 SUNPOWER CORP COMMON STOCK Cmn 867652909 3,766 311,200 Sh Call Shared-defined 1 311,200 SUNPOWER CORP COMMON STOCK Cmn 867652959 3,010 248,800 Sh Put Shared-defined 1 248,800 SUNPOWER CORP-CLASS B Cmn 867652957 874 80,900 Sh Put Shared-defined 1 80,900 SUNPOWER CORP-CLASS B Cmn 867652907 153 14,200 Sh Call Shared-defined 1 14,200 SUNPOWER CORP-CLASS B Cmn 867652907 32 3,000 Sh Call Shared-defined -- 3,000 SUNPOWER CORP-CLASS B Cmn 867652957 9 800 Sh Put Shared-defined -- 800 SUNPOWER CORP COMMON STOCK Cmn 867652109 615 50,788 Sh Shared-defined -- 50,788 SUNPOWER CORP-CLASS B Cmn 867652307 481 44,532 Sh Shared-defined 1 44,532 COLUMN TOTALS 47,965
FORM 13F Page 593 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SUNRISE SENIOR LIVING INC CMN STOCK Cmn 86768K956 3 1,200 Sh Put Shared-defined 1 1,200 SUNRISE SENIOR LIVING INC CMN STOCK Cmn 86768K906 1 500 Sh Call Shared-defined 1 500 SUNRISE SENIOR LIVING INC CMN STOCK Cmn 86768K106 22 7,882 Sh Shared-defined 1 7,882 SUNRISE SENIOR LIVING INC CMN STOCK Cmn 86768K106 4 1,308 Sh Shared-defined -- 1,308 SUNSTONE HOTEL INVESTORS INC COMMON STOCK Cmn 867892901 631 63,500 Sh Call Shared-defined 1 63,500 SUNSTONE HOTEL INVESTORS INC COMMON STOCK Cmn 867892951 273 27,500 Sh Put Shared-defined 1 27,500 SUNSTONE HOTEL INVESTORS INC COMMON STOCK Cmn 867892101 24 2,408 Sh Shared-defined -- 2,408 SUNTECH POWER HOLDINGS CO LTD 1:1 ADR Depository Receipt 86800C104 1,136 123,920 Sh Shared-defined 1 N/A SUNTECH POWER HOLDINGS CO LTD 1:1 ADR Depository Receipt 86800C104 310 33,796 Sh Shared-defined -- N/A SUNTRUST BKS INC Cmn 867914103 30,054 1,289,870 Sh Shared-defined -- 1,289,870 SUNTRUST BKS INC Cmn 867914103 526 22,589 Sh Shared-defined 1 22,589 SUNTRUST BKS INC Cmn 867914903 7,563 324,600 Sh Call Shared-defined 1 324,600 SUNTRUST BKS INC Cmn 867914953 6,792 291,500 Sh Put Shared-defined 1 291,500 SUNTRUST BKS INC Cmn 867914903 2,703 116,000 Sh Call Shared-defined -- 116,000 COLUMN TOTALS 50,042
FORM 13F Page 594 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SUNTRUST BKS INC Cmn 867914953 890 38,200 Sh Put Shared-defined -- 38,200 SUPERGEN INC CMN STOCK Cmn 868059956 6 3,000 Sh Put Shared-defined 1 3,000 SUPERGEN INC CMN STOCK Cmn 868059106 32 15,765 Sh Shared-defined 1 15,765 SUPERIOR ENERGY 1.5% CB 12/15/2026 - REGISTERED Bond 78412FAH7 34,919 37,997,000 Prn Shared-defined -- N/A SUPERIOR ENERGY SVCS INC CMN STK Cmn 868157908 414 22,200 Sh Call Shared-defined 1 22,200 SUPERIOR ENERGY SVCS INC CMN STK Cmn 868157958 166 8,900 Sh Put Shared-defined 1 8,900 SUPERIOR ENERGY SVCS INC CMN STK Cmn 868157108 13,928 746,020 Sh Shared-defined -- 746,020 SUPERIOR INDUSTRIES INT'L COMMON STOCK Cmn 868168905 184 13,700 Sh Call Shared-defined 1 13,700 SUPERIOR INDUSTRIES INT'L COMMON STOCK Cmn 868168955 52 3,900 Sh Put Shared-defined 1 3,900 SUPERIOR INDUSTRIES INT'L COMMON STOCK Cmn 868168105 599 44,553 Sh Shared-defined -- 44,553 SUPERIOR INDUSTRIES INT'L COMMON STOCK Cmn 868168105 5 380 Sh Shared-defined 1 380 SUPERIOR WELL SERVICES INC COMMON STOCK Cmn 86837X105 171 10,200 Sh Shared-defined -- 10,200 SUPERIOR WELL SERVICES INC COMMON STOCK Cmn 86837X105 1 35 Sh Shared-defined 1 35 SUPERMEDIA INC Cmn 868447103 5,717 312,590 Sh Shared-defined -- 312,590 COLUMN TOTALS 57,084
FORM 13F Page 595 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SUPERTEX INC CMN STK Cmn 868532952 175 7,100 Sh Put Shared-defined 1 7,100 SUPERTEX INC CMN STK Cmn 868532902 138 5,600 Sh Call Shared-defined 1 5,600 SUPERTEX INC CMN STK Cmn 868532902 5 200 Sh Call Shared-defined -- 200 SUPERTEX INC CMN STK Cmn 868532102 135 5,470 Sh Shared-defined -- 5,470 SUPERTEX INC CMN STK Cmn 868532102 101 4,080 Sh Shared-defined 1 4,080 SUPERVALU INC Cmn 868536103 1,395 128,647 Sh Shared-defined -- 128,647 SUPERVALU INC Cmn 868536103 721 66,490 Sh Shared-defined 1 66,490 SUPERVALU INC Cmn 868536953 799 73,700 Sh Put Shared-defined 1 73,700 SUPERVALU INC Cmn 868536903 534 49,300 Sh Call Shared-defined 1 49,300 SURMODICS INC CMN STOCK Cmn 868873900 143 8,700 Sh Call Shared-defined 1 8,700 SURMODICS INC CMN STOCK Cmn 868873950 74 4,500 Sh Put Shared-defined 1 4,500 SURMODICS INC CMN STOCK Cmn 868873100 24 1,462 Sh Shared-defined -- 1,462 SURMODICS INC CMN STOCK Cmn 868873100 3 153 Sh Shared-defined 1 153 SUSQUEHANNA BANCSHARES INC CMN STK Cmn 869099101 1,660 199,237 Sh Shared-defined -- 199,237 COLUMN TOTALS 5,907
FORM 13F Page 596 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SVB FINANCIAL GROUP CMN STK Cmn 78486Q901 2,029 49,200 Sh Call Shared-defined 1 49,200 SVB FINANCIAL GROUP CMN STK Cmn 78486Q951 1,406 34,100 Sh Put Shared-defined 1 34,100 SVB FINANCIAL GROUP CMN STK Cmn 78486Q101 10,219 247,863 Sh Shared-defined -- 247,863 SVB FINANCIAL GROUP CMN STK Cmn 78486Q101 162 3,939 Sh Shared-defined 1 3,939 SWIFT ENERGY COMMON STOCK Cmn 870738101 703 26,130 Sh Shared-defined -- 26,130 SWIFT ENERGY COMMON STOCK Cmn 870738101 253 9,387 Sh Shared-defined 1 9,387 SWIFT ENERGY COMMON STOCK Cmn 870738901 2,096 77,900 Sh Call Shared-defined 1 77,900 SWIFT ENERGY COMMON STOCK Cmn 870738951 253 9,400 Sh Put Shared-defined 1 9,400 SWS GROUP INC CMN STK Cmn 78503N107 96 10,068 Sh Shared-defined 1 10,068 SYSTEMS XCELLENCE INC COMMON STOCK Cmn 78505P900 2,703 36,900 Sh Call Shared-defined 1 36,900 SYSTEMS XCELLENCE INC COMMON STOCK Cmn 78505P950 1,150 15,700 Sh Put Shared-defined 1 15,700 SYBASE INC Cmn 871130100 576 8,910 Sh Shared-defined 1 8,910 SYBASE INC Cmn 871130100 113 1,746 Sh Shared-defined -- 1,746 SYBASE INC Cmn 871130900 4,106 63,500 Sh Call Shared-defined 1 63,500 COLUMN TOTALS 25,865
FORM 13F Page 597 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SYBASE INC Cmn 871130950 1,177 18,200 Sh Put Shared-defined 1 18,200 SYCAMORE NETWORKS INC CMN STOCK Cmn 871206405 538 32,374 Sh Shared-defined -- 32,374 SYCAMORE NETWORKS INC CMN STOCK Cmn 871206405 24 1,454 Sh Shared-defined 1 1,454 SYMANTEC CORP CMN STK Cmn 871503108 3,576 257,648 Sh Shared-defined 1 257,648 SYMANTEC CORP CMN STK Cmn 871503108 1,169 84,192 Sh Shared-defined -- 84,192 SYMANTEC CORP CMN STK Cmn 871503908 37,133 2,675,300 Sh Call Shared-defined -- 2,675,300 SYMANTEC CORP CMN STK Cmn 871503958 7,666 552,300 Sh Put Shared-defined 1 552,300 SYMANTEC CORP CMN STK Cmn 871503908 4,972 358,200 Sh Call Shared-defined 1 358,200 SYMANTEC CORP CMN STK Cmn 871503958 1,284 92,500 Sh Put Shared-defined -- 92,500 SYMMETRICOM INC CMN STK Cmn 871543104 103 20,275 Sh Shared-defined -- 20,275 SYMMETRY MEDICAL INC COMMON STOCK Cmn 871546206 263 24,923 Sh Shared-defined -- 24,923 SYNAPTICS INCORPORATED Cmn 87157D109 949 34,520 Sh Shared-defined -- 34,520 SYNAPTICS INCORPORATED Cmn 87157D909 5,027 182,800 Sh Call Shared-defined 1 182,800 SYNAPTICS INCORPORATED Cmn 87157D959 2,965 107,800 Sh Put Shared-defined 1 107,800 COLUMN TOTALS 66,846
FORM 13F Page 598 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SYNCHRONOSS TECHNOLOGIES INC COMMON STOCK Cmn 87157B953 1,400 73,800 Sh Put Shared-defined 1 73,800 SYNCHRONOSS TECHNOLOGIES INC COMMON STOCK Cmn 87157B903 489 25,800 Sh Call Shared-defined 1 25,800 SYNCHRONOSS TECHNOLOGIES INC COMMON STOCK Cmn 87157B103 227 11,961 Sh Shared-defined -- 11,961 SYNCHRONOSS TECHNOLOGIES INC COMMON STOCK Cmn 87157B103 113 5,970 Sh Shared-defined 1 5,970 SYNNEX CORP COMMON STOCK Cmn 87162W950 28 1,100 Sh Put Shared-defined 1 1,100 SYNNEX CORP COMMON STOCK Cmn 87162W900 26 1,000 Sh Call Shared-defined 1 1,000 SYNNEX CORP COMMON STOCK Cmn 87162W100 6,973 272,157 Sh Shared-defined -- 272,157 SYNOPSYS INC CMN STK Cmn 871607907 503 24,100 Sh Call Shared-defined 1 24,100 SYNOPSYS INC CMN STK Cmn 871607957 42 2,000 Sh Put Shared-defined 1 2,000 SYNOPSYS INC CMN STK Cmn 871607107 3,350 160,529 Sh Shared-defined -- 160,529 SYNOPSYS INC CMN STK Cmn 871607107 90 4,307 Sh Shared-defined 1 4,307 SYNOVIS LIFE TECHNOLOGIES INC CMN STK Cmn 87162G105 155 10,147 Sh Shared-defined -- 10,147 SYNOVIS LIFE TECHNOLOGIES INC CMN STK Cmn 87162G105 14 912 Sh Shared-defined 1 912 SYNOVUS FINANCIAL CORP COMMON STOCK Cmn 87161C955 1,027 404,400 Sh Put Shared-defined 1 404,400 COLUMN TOTALS 14,437
FORM 13F Page 599 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SYNOVUS FINANCIAL CORP COMMON STOCK Cmn 87161C905 29 11,600 Sh Call Shared-defined 1 11,600 SYNOVUS FINANCIAL CORP COMMON STOCK Cmn 87161C955 1 500 Sh Put Shared-defined -- 500 SYNOVUS FINANCIAL CORP COMMON STOCK Cmn 87161C105 962 378,577 Sh Shared-defined 1 378,577 SYNOVUS FINANCIAL CORP COMMON STOCK Cmn 87161C105 122 47,929 Sh Shared-defined -- 47,929 SYNTA PHARMACEUTICALS CORP Cmn 87162T206 40 14,958 Sh Shared-defined 1 14,958 SYNTA PHARMACEUTICALS CORP Cmn 87162T206 2 785 Sh Shared-defined -- 785 SYNTA PHARMACEUTICALS CORP Cmn 87162T906 19 7,000 Sh Call Shared-defined 1 7,000 SYNTA PHARMACEUTICALS CORP Cmn 87162T956 8 2,800 Sh Put Shared-defined 1 2,800 SYNTROLEUM CORP CMN STOCK Cmn 871630109 104 63,651 Sh Shared-defined -- 63,651 SYNTROLEUM CORP CMN STOCK Cmn 871630109 24 14,407 Sh Shared-defined 1 14,407 SYSCO CORP COMMON STOCK SYY Cmn 871829107 1,228 42,992 Sh Shared-defined -- 42,992 SYSCO CORP COMMON STOCK SYY Cmn 871829107 120 4,203 Sh Shared-defined 1 4,203 SYSCO CORP COMMON STOCK SYY Cmn 871829907 4,591 160,700 Sh Call Shared-defined 1 160,700 SYSCO CORP COMMON STOCK SYY Cmn 871829957 1,851 64,800 Sh Put Shared-defined 1 64,800 COLUMN TOTALS 9,101
FORM 13F Page 600 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SYSCO CORP COMMON STOCK SYY Cmn 871829907 634 22,200 Sh Call Shared-defined -- 22,200 SYSCO CORP COMMON STOCK SYY Cmn 871829957 143 5,000 Sh Put Shared-defined -- 5,000 SYSTEMAX INC CMN STK Cmn 871851951 265 17,600 Sh Put Shared-defined 1 17,600 SYSTEMAX INC CMN STK Cmn 871851901 27 1,800 Sh Call Shared-defined 1 1,800 SYSTEMAX INC CMN STK Cmn 871851101 438 29,077 Sh Shared-defined 1 29,077 SYSTEMAX INC CMN STK Cmn 871851101 157 10,436 Sh Shared-defined -- 10,436 SYSTEMS XCELLENCE INC COMMON STOCK Cmn 78505P100 182 2,487 Sh Shared-defined 1 2,487 TAIWAN SEMICONDUCTOR - -SPONS ADR Depository Receipt 874039100 1,219 124,862 Sh Shared-defined 1 N/A TAIWAN SEMICONDUCTOR - -SPONS ADR Depository Receipt 874039100 250 25,619 Sh Shared-defined -- N/A TAKE-TWO INTERACTIVE SFT CMN STOCK Cmn 874054959 4,567 507,400 Sh Put Shared-defined -- 507,400 TAKE-TWO INTERACTIVE SFT CMN STOCK Cmn 874054959 383 42,600 Sh Put Shared-defined 1 42,600 TAKE-TWO INTERACTIVE SFT CMN STOCK Cmn 874054909 379 42,100 Sh Call Shared-defined 1 42,100 TAKE-TWO INTERACTIVE SFT CMN STOCK Cmn 874054909 50 5,500 Sh Call Shared-defined -- 5,500 TAKE-TWO INTERACTIVE SFT CMN STOCK Cmn 874054109 589 65,497 Sh Shared-defined 1 65,497 COLUMN TOTALS 9,283
FORM 13F Page 601 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TAKE-TWO INTERACTIVE SFT CMN STOCK Cmn 874054109 499 55,429 Sh Shared-defined -- 55,429 TAKE-TWO INTERACTIVE SOFTWARE 4.375% CB 06/01/2014 Bond 874054AA7 20,609 19,089,000 Prn Shared-defined -- N/A TALBOTS INC CMN STK Cmn 874161902 4,344 421,300 Sh Call Shared-defined 1 421,300 TALBOTS INC CMN STK Cmn 874161902 2,506 243,100 Sh Call Shared-defined -- 243,100 TALBOTS INC CMN STK Cmn 874161952 2,072 201,000 Sh Put Shared-defined 1 201,000 TALBOTS INC CMN STK Cmn 874161102 9,990 968,974 Sh Shared-defined -- 968,974 TALBOTS INC CMN STK Cmn 874161102 2,262 219,383 Sh Shared-defined 1 219,383 TALISMAN ENERGY INC CMN STOCK Cmn 87425E953 1,403 92,400 Sh Put Shared-defined 1 92,400 TALISMAN ENERGY INC CMN STOCK Cmn 87425E903 496 32,700 Sh Call Shared-defined 1 32,700 TALISMAN ENERGY INC CMN STOCK Cmn 87425E903 164 10,800 Sh Call Shared-defined -- 10,800 TALISMAN ENERGY INC CMN STOCK Cmn 87425E953 12 800 Sh Put Shared-defined -- 800 TALISMAN ENERGY INC CMN STOCK Cmn 87425E103 11,919 785,183 Sh Shared-defined -- 785,183 TALISMAN ENERGY INC CMN STOCK Cmn 87425E103 467 30,789 Sh Shared-defined 1 30,789 TANGER FACTORY OUTLET CENTERS COMMON STOCK Cmn 875465106 997 24,088 Sh Shared-defined -- 24,088 COLUMN TOTALS 57,740
FORM 13F Page 602 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TANGER FACTORY OUTLET CENTERS COMMON STOCK Cmn 875465106 159 3,852 Sh Shared-defined 1 3,852 TANGER FACTORY OUTLET CENTERS COMMON STOCK Cmn 875465956 865 20,900 Sh Put Shared-defined 1 20,900 TANGER FACTORY OUTLET CENTERS COMMON STOCK Cmn 875465906 679 16,400 Sh Call Shared-defined 1 16,400 TANZANIAN ROYALTY EXPLORATION CORP CMN STK Cmn 87600U954 519 104,300 Sh Put Shared-defined 1 104,300 TANZANIAN ROYALTY EXPLORATION CORP CMN STK Cmn 87600U904 160 32,200 Sh Call Shared-defined 1 32,200 TANZANIAN ROYALTY EXPLORATION CORP CMN STK Cmn 87600U104 515 103,350 Sh Shared-defined 1 103,350 TARGA RESOURCES PARTNERS LP Cmn 87611X105 1,051 41,008 Sh Shared-defined 1 41,008 TARGA RESOURCES PARTNERS LP Cmn 87611X955 828 32,300 Sh Put Shared-defined 1 32,300 TARGA RESOURCES PARTNERS LP Cmn 87611X905 700 27,300 Sh Call Shared-defined 1 27,300 TARGACEPT INC COMMON STOCK Cmn 87611R306 1,070 55,360 Sh Shared-defined -- 55,360 TARGET CORP CMN STK Cmn 87612E106 12,150 247,094 Sh Shared-defined -- 247,094 TARGET CORP CMN STK Cmn 87612E956 27,393 557,100 Sh Put Shared-defined 1 557,100 TARGET CORP CMN STK Cmn 87612E906 25,809 524,900 Sh Call Shared-defined 1 524,900 TARGET CORP CMN STK Cmn 87612E906 6,043 122,900 Sh Call Shared-defined -- 122,900 COLUMN TOTALS 77,941
FORM 13F Page 603 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TARGET CORP CMN STK Cmn 87612E956 949 19,300 Sh Put Shared-defined -- 19,300 TASEKO MINES LTD CMN STOCK Cmn 876511956 506 118,300 Sh Put Shared-defined 1 118,300 TASEKO MINES LTD CMN STOCK Cmn 876511906 241 56,300 Sh Call Shared-defined 1 56,300 TASEKO MINES LTD CMN STOCK Cmn 876511106 640 149,431 Sh Shared-defined 1 149,431 TASEKO MINES LTD CMN STOCK Cmn 876511106 609 142,341 Sh Shared-defined -- 142,341 TASER INTL INC CMN STOCK Cmn 87651B954 114 29,200 Sh Put Shared-defined 1 29,200 TASER INTL INC CMN STOCK Cmn 87651B904 54 13,900 Sh Call Shared-defined 1 13,900 TASER INTL INC CMN STOCK Cmn 87651B904 39 10,000 Sh Call Shared-defined -- 10,000 TASER INTL INC CMN STOCK Cmn 87651B104 101 26,014 Sh Shared-defined 1 26,014 TATA MOTORS LTD ADR 1:1 COMMON Depository Receipt 876568502 640 37,250 Sh Shared-defined 1 N/A TATA MOTORS LTD ADR 1:1 COMMON Depository Receipt 876568502 230 13,407 Sh Shared-defined -- N/A TAUBMAN CTRS INC CMN STK Cmn 876664903 1,185 31,500 Sh Call Shared-defined 1 31,500 TAUBMAN CTRS INC CMN STK Cmn 876664953 1,061 28,200 Sh Put Shared-defined 1 28,200 TAUBMAN CTRS INC CMN STK Cmn 876664103 165 4,395 Sh Shared-defined -- 4,395 COLUMN TOTALS 6,534
FORM 13F Page 604 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TAUBMAN CTRS INC CMN STK Cmn 876664103 19 515 Sh Shared-defined 1 515 TBS INTERNATIONAL PLC Cmn G8657Q104 10 1,602 Sh Shared-defined -- 1,602 TBS INTERNATIONAL PLC Cmn G8657Q104 5 738 Sh Shared-defined 1 738 TBS INTERNATIONAL PLC Cmn G8657Q904 340 55,400 Sh Call Shared-defined 1 55,400 TBS INTERNATIONAL PLC Cmn G8657Q954 107 17,500 Sh Put Shared-defined 1 17,500 TCB/WS US (TCF FINANCIAL CORP-CW18) Wt 872275128 3 500 Shared-defined 1 N/A TCF FINANCIAL CORP COMMON Cmn 872275952 610 36,700 Sh Put Shared-defined 1 36,700 TCF FINANCIAL CORP COMMON Cmn 872275902 367 22,100 Sh Call Shared-defined 1 22,100 TCF FINANCIAL CORP COMMON Cmn 872275102 560 33,711 Sh Shared-defined 1 33,711 TCF FINANCIAL CORP COMMON Cmn 872275102 39 2,349 Sh Shared-defined -- 2,349 TD AMERITRADE HOLDING CORP CMN STK Cmn 87236Y908 1,977 129,200 Sh Call Shared-defined 1 129,200 TD AMERITRADE HOLDING CORP CMN STK Cmn 87236Y958 1,371 89,600 Sh Put Shared-defined 1 89,600 TD AMERITRADE HOLDING CORP CMN STK Cmn 87236Y958 5 300 Sh Put Shared-defined -- 300 TD AMERITRADE HOLDING CORP CMN STK Cmn 87236Y108 17,429 1,139,174 Sh Shared-defined -- 1,139,174 COLUMN TOTALS 22,842
FORM 13F Page 605 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TEAM HEALTH HOLDINGS INC Cmn 87817A107 1,729 133,833 Sh Shared-defined -- 133,833 TEAM HEALTH HOLDINGS INC Cmn 87817A107 -- 25 Sh Shared-defined 1 25 TECH DATA CORP CMN STK Cmn 878237956 324 9,100 Sh Put Shared-defined 1 9,100 TECH DATA CORP CMN STK Cmn 878237906 289 8,100 Sh Call Shared-defined 1 8,100 TECH DATA CORP CMN STK Cmn 878237106 6,543 183,702 Sh Shared-defined -- 183,702 TECH DATA CORP CMN STK Cmn 878237106 52 1,450 Sh Shared-defined 1 1,450 TECHNE CORP CMN STK Cmn 878377900 264 4,600 Sh Call Shared-defined 1 4,600 TECHNE CORP CMN STK Cmn 878377950 69 1,200 Sh Put Shared-defined 1 1,200 TECHNE CORP CMN STK Cmn 878377100 1,935 33,673 Sh Shared-defined -- 33,673 TECHNE CORP CMN STK Cmn 878377100 41 712 Sh Shared-defined 1 712 TECK COMINCO LIMITED - - CL B CMN STK Cmn 878742204 1,073 36,270 Sh Shared-defined 1 36,270 TECK COMINCO LIMITED - CL B CMN STK Cmn 878742204 276 9,326 Sh Shared-defined -- 9,326 TECK COMINCO LIMITED - - CL B CMN STK Cmn 878742954 10,128 342,400 Sh Put Shared-defined 1 342,400 TECK COMINCO LIMITED - CL B CMN STK Cmn 878742904 7,188 243,000 Sh Call Shared-defined 1 243,000 COLUMN TOTALS 29,911
FORM 13F Page 606 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TECK COMINCO LIMITED - - CL B CMN STK Cmn 878742904 3,366 113,800 Sh Call Shared-defined -- 113,800 TECK COMINCO LIMITED - - CL B CMN STK Cmn 878742954 2,535 85,700 Sh Put Shared-defined -- 85,700 TECO ENERGY INC CMN STK Cmn 872375900 235 15,600 Sh Call Shared-defined 1 15,600 TECO ENERGY INC CMN STK Cmn 872375950 151 10,000 Sh Put Shared-defined 1 10,000 TECO ENERGY INC CMN STK Cmn 872375100 404 26,809 Sh Shared-defined -- 26,809 TECO ENERGY INC CMN STK Cmn 872375100 68 4,523 Sh Shared-defined 1 4,523 TEEKAY CORP CMN STOCK Cmn Y8564W953 827 31,600 Sh Put Shared-defined 1 31,600 TEEKAY CORP CMN STOCK Cmn Y8564W903 793 30,300 Sh Call Shared-defined 1 30,300 TEEKAY CORP CMN STOCK Cmn Y8564W103 199 7,600 Sh Shared-defined 1 7,600 TEEKAY CORP CMN STOCK Cmn Y8564W103 37 1,396 Sh Shared-defined -- 1,396 TEEKAY LNG PARTNERS LP COMMON STOCK Cmn Y8564M905 232 7,800 Sh Call Shared-defined 1 7,800 TEEKAY LNG PARTNERS LP COMMON STOCK Cmn Y8564M955 202 6,800 Sh Put Shared-defined 1 6,800 TEEKAY LNG PARTNERS LP COMMON STOCK Cmn Y8564M105 34 1,151 Sh Shared-defined 1 1,151 TEEKAY TANKERS LTD-CLASS A Cmn Y8565N952 384 34,500 Sh Put Shared-defined 1 34,500 COLUMN TOTALS 9,467
FORM 13F Page 607 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TEEKAY TANKERS LTD-CLASS A Cmn Y8565N902 56 5,000 Sh Call Shared-defined 1 5,000 TEEKAY TANKERS LTD-CLASS A Cmn Y8565N102 340 30,529 Sh Shared-defined -- 30,529 TEEKAY TANKERS LTD-CLASS A Cmn Y8565N102 252 22,639 Sh Shared-defined 1 22,639 TEJON RANCH CO CMN STK Cmn 879080109 930 40,288 Sh Shared-defined -- 40,288 TEKELEC CMN STK Cmn 879101903 470 35,500 Sh Call Shared-defined 1 35,500 TEKELEC CMN STK Cmn 879101953 28 2,100 Sh Put Shared-defined 1 2,100 TEKELEC CMN STK Cmn 879101103 497 37,507 Sh Shared-defined -- 37,507 TELE NORTE LESTE PART ADR 1:1000 Depository Receipt 879246106 276 18,479 Sh Shared-defined -- N/A TELECOMMUNICATION SYSTEMS-A Cmn 87929J103 35 8,431 Sh Shared-defined 1 8,431 TELECOMMUNICATION SYSTEMS-A Cmn 87929J903 53 12,800 Sh Call Shared-defined 1 12,800 TELECOMMUNICATION SYSTEMS-A Cmn 87929J953 25 6,100 Sh Put Shared-defined 1 6,100 TELEFLEX INC CMN STK Cmn 879369106 1,262 23,244 Sh Shared-defined -- 23,244 TELEFLEX INC CMN STK Cmn 879369106 26 480 Sh Shared-defined 1 480 TELEFONOS DE MEXICO SPONS ADR L 1:20 Depository Receipt 879403780 633 44,833 Sh Shared-defined 1 N/A COLUMN TOTALS 4,883
FORM 13F Page 608 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TELEFONOS DE MEXICO SPONS ADR L 1:20 Depository Receipt 879403780 -- 1 Sh Shared-defined -- N/A TELEPHONE & DATA CMN STK Cmn 879433100 1,355 44,595 Sh Shared-defined -- 44,595 TELEPHONE & DATA CMN STK Cmn 879433100 -- 7 Sh Shared-defined 1 7 TELEPHONE & DATA CMN STK Cmn 879433900 583 19,200 Sh Call Shared-defined 1 19,200 TELEPHONE & DATA CMN STK Cmn 879433950 477 15,700 Sh Put Shared-defined 1 15,700 TELETECH HLDGS INC CMN STOCK Cmn 879939906 237 18,400 Sh Call Shared-defined 1 18,400 TELETECH HLDGS INC CMN STOCK Cmn 879939956 226 17,500 Sh Put Shared-defined 1 17,500 TELETECH HLDGS INC CMN STOCK Cmn 879939106 44 3,394 Sh Shared-defined 1 3,394 TELETECH HLDGS INC CMN STOCK Cmn 879939106 43 3,303 Sh Shared-defined -- 3,303 TELLABS INC CMN STK Cmn 879664950 832 130,200 Sh Put Shared-defined 1 130,200 TELLABS INC CMN STK Cmn 879664900 493 77,100 Sh Call Shared-defined 1 77,100 TELLABS INC CMN STK Cmn 879664950 138 21,600 Sh Put Shared-defined -- 21,600 TELLABS INC CMN STK Cmn 879664900 26 4,000 Sh Call Shared-defined -- 4,000 TELLABS INC CMN STK Cmn 879664100 1,189 186,123 Sh Shared-defined -- 186,123 COLUMN TOTALS 5,643
FORM 13F Page 609 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TELLABS INC CMN STK Cmn 879664100 255 39,963 Sh Shared-defined 1 39,963 TELUS CORP - NON-VOTING SHRS Cmn 87971M202 335 9,263 Sh Shared-defined -- 9,263 TELVENT GIT SA COMMON STOCK Cmn E90215109 475 28,431 Sh Shared-defined -- 28,431 TELVENT GIT SA COMMON STOCK Cmn E90215109 -- 1 Sh Shared-defined 1 1 TEMPLE INLAND INC Cmn 879868107 3,371 163,085 Sh Shared-defined -- 163,085 TEMPLE INLAND INC Cmn 879868107 210 10,176 Sh Shared-defined 1 10,176 TEMPLE INLAND INC Cmn 879868907 620 30,000 Sh Call Shared-defined 1 30,000 TEMPLE INLAND INC Cmn 879868957 424 20,500 Sh Put Shared-defined 1 20,500 TEMPLE INLAND INC Cmn 879868907 19 900 Sh Call Shared-defined -- 900 TEMPLE INLAND INC Cmn 879868957 2 100 Sh Put Shared-defined -- 100 TEMPUR-PEDIC INTERNATIONAL COMMON STOCK Cmn 88023U901 1,704 55,400 Sh Call Shared-defined 1 55,400 TEMPUR-PEDIC INTERNATIONAL COMMON STOCK Cmn 88023U951 1,375 44,700 Sh Put Shared-defined 1 44,700 TEMPUR-PEDIC INTERNATIONAL COMMON STOCK Cmn 88023U901 252 8,200 Sh Call Shared-defined -- 8,200 TEMPUR-PEDIC INTERNATIONAL COMMON STOCK Cmn 88023U951 40 1,300 Sh Put Shared-defined -- 1,300 COLUMN TOTALS 9,082
FORM 13F Page 610 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TEMPUR-PEDIC INTERNATIONAL COMMON STOCK Cmn 88023U101 18 590 Sh Shared-defined -- 590 TENARIS SA - ADR 1:10 Depository Receipt 88031M109 388 11,201 Sh Shared-defined 1 N/A TENARIS SA - ADR 1:10 Depository Receipt 88031M109 12 342 Sh Shared-defined -- N/A TENET HEALTHCARE CORPORATION CMN STK Cmn 88033G950 959 221,000 Sh Put Shared-defined 1 221,000 TENET HEALTHCARE CORPORATION CMN STK Cmn 88033G900 915 210,900 Sh Call Shared-defined 1 210,900 TENET HEALTHCARE CORPORATION CMN STK Cmn 88033G950 123 28,400 Sh Put Shared-defined -- 28,400 TENET HEALTHCARE CORPORATION CMN STK Cmn 88033G900 70 16,100 Sh Call Shared-defined -- 16,100 TENET HEALTHCARE CORPORATION CMN STK Cmn 88033G100 986 227,291 Sh Shared-defined 1 227,291 TENNANT CO CMN STK Cmn 880345103 615 18,198 Sh Shared-defined -- 18,198 TENNECO INC COMMON STOCK Cmn 880349905 1,348 64,000 Sh Call Shared-defined 1 64,000 TENNECO INC COMMON STOCK Cmn 880349955 529 25,100 Sh Put Shared-defined 1 25,100 TENNECO INC COMMON STOCK Cmn 880349955 126 6,000 Sh Put Shared-defined -- 6,000 TENNECO INC COMMON STOCK Cmn 880349905 112 5,300 Sh Call Shared-defined -- 5,300 TENNECO INC COMMON STOCK Cmn 880349105 13,973 663,486 Sh Shared-defined -- 663,486 COLUMN TOTALS 20,174
FORM 13F Page 611 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TERADATA CORP Cmn 88076W103 5,386 176,719 Sh Shared-defined -- 176,719 TERADATA CORP Cmn 88076W103 112 3,670 Sh Shared-defined 1 3,670 TERADATA CORP Cmn 88076W903 335 11,000 Sh Call Shared-defined 1 11,000 TERADATA CORP Cmn 88076W953 70 2,300 Sh Put Shared-defined 1 2,300 TERADYNE INC CMN STK Cmn 880770902 1,159 118,900 Sh Call Shared-defined 1 118,900 TERADYNE INC CMN STK Cmn 880770952 151 15,500 Sh Put Shared-defined 1 15,500 TERADYNE INC CMN STK Cmn 880770952 101 10,400 Sh Put Shared-defined -- 10,400 TERADYNE INC CMN STK Cmn 880770902 19 1,900 Sh Call Shared-defined -- 1,900 TERADYNE 4.5% CB 3/15/2014-REGISTERED Bond 880770AE2 57,282 30,160,000 Prn Shared-defined -- N/A TERADYNE INC CMN STK Cmn 880770102 780 80,051 Sh Shared-defined 1 80,051 TERADYNE INC CMN STK Cmn 880770102 293 30,032 Sh Shared-defined -- 30,032 TEREX CORP CMN STOCK Cmn 880779103 10,544 562,648 Sh Shared-defined -- 562,648 TEREX CORP CMN STOCK Cmn 880779903 3,038 162,100 Sh Call Shared-defined 1 162,100 TEREX CORP CMN STOCK Cmn 880779953 2,071 110,500 Sh Put Shared-defined 1 110,500 COLUMN TOTALS 81,341
FORM 13F Page 612 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TEREX CORP CMN STOCK Cmn 880779903 620 33,100 Sh Call Shared-defined -- 33,100 TEREX CORP CMN STOCK Cmn 880779953 373 19,900 Sh Put Shared-defined -- 19,900 TERRA NOVA ROYALTY CORP Cmn 88102D103 117 14,070 Sh Shared-defined 1 14,070 TERREMARK WORLDWIDE INC CMN STOCK Cmn 881448203 635 81,290 Sh Shared-defined -- 81,290 TERRESTAR CORP CMN STK Cmn 881451108 5 10,427 Sh Shared-defined 1 10,427 TESORO CORP CMN STK Cmn 881609101 6,976 597,763 Sh Shared-defined -- 597,763 TESORO CORP CMN STK Cmn 881609101 1,185 101,570 Sh Shared-defined 1 101,570 TESORO CORP CMN STK Cmn 881609951 1,999 171,300 Sh Put Shared-defined 1 171,300 TESORO CORP CMN STK Cmn 881609901 1,347 115,400 Sh Call Shared-defined 1 115,400 TESORO CORP CMN STK Cmn 881609901 598 51,200 Sh Call Shared-defined -- 51,200 TESORO CORP CMN STK Cmn 881609951 103 8,800 Sh Put Shared-defined -- 8,800 TESSERA TECHNOLOGIES INC COMMON STOCK Cmn 88164L950 730 45,500 Sh Put Shared-defined 1 45,500 TESSERA TECHNOLOGIES INC COMMON STOCK Cmn 88164L900 706 44,000 Sh Call Shared-defined 1 44,000 TESSERA TECHNOLOGIES INC COMMON STOCK Cmn 88164L100 384 23,951 Sh Shared-defined 1 23,951 COLUMN TOTALS 15,778
FORM 13F Page 613 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TESSERA TECHNOLOGIES INC COMMON STOCK Cmn 88164L100 302 18,817 Sh Shared-defined -- 18,817 TETRA TECH INC CMN STK Cmn 88162G903 345 17,600 Sh Call Shared-defined 1 17,600 TETRA TECH INC CMN STK Cmn 88162G953 73 3,700 Sh Put Shared-defined 1 3,700 TETRA TECH INC CMN STK Cmn 88162G103 696 35,507 Sh Shared-defined -- 35,507 TETRA TECH INC CMN STK Cmn 88162G103 50 2,542 Sh Shared-defined 1 2,542 TETRA TECHNOLOGIES INC/DE CMN STK Cmn 88162F905 155 17,100 Sh Call Shared-defined 1 17,100 TETRA TECHNOLOGIES INC/DE CMN STK Cmn 88162F955 46 5,100 Sh Put Shared-defined 1 5,100 TETRA TECHNOLOGIES INC/DE CMN STK Cmn 88162F105 312 34,361 Sh Shared-defined -- 34,361 TEVA PHARMACEUTICAL INDUSTRIES - ADR 1:1 Depository Receipt 881624209 9,732 187,190 Sh Shared-defined -- N/A TEVA PHARMACEUTICAL INDUSTRIES - ADR 1:1 Depository Receipt 881624209 7,310 140,613 Sh Shared-defined 1 N/A TEXAS CAPITAL BANCSHARES INC COMMON STOCK Cmn 88224Q107 10,504 640,517 Sh Shared-defined -- 640,517 TEXAS INDUSTRIES INC CMN STK Cmn 882491953 2,626 88,900 Sh Put Shared-defined 1 88,900 TEXAS INDUSTRIES INC CMN STK Cmn 882491903 567 19,200 Sh Call Shared-defined 1 19,200 TEXAS INDUSTRIES INC CMN STK Cmn 882491103 1,977 66,926 Sh Shared-defined 1 66,926 COLUMN TOTALS 34,695
FORM 13F Page 614 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TEXAS INDUSTRIES INC CMN STK Cmn 882491103 885 29,946 Sh Shared-defined -- 29,946 TEXAS INSTRUMENTS COMMON STOCK Cmn 882508104 203 8,709 Sh Shared-defined -- 8,709 TEXAS INSTRUMENTS COMMON STOCK Cmn 882508904 14,473 621,700 Sh Call Shared-defined 1 621,700 TEXAS INSTRUMENTS COMMON STOCK Cmn 882508904 4,963 213,200 Sh Call Shared-defined -- 213,200 TEXAS INSTRUMENTS COMMON STOCK Cmn 882508954 4,426 190,100 Sh Put Shared-defined 1 190,100 TEXAS INSTRUMENTS COMMON STOCK Cmn 882508954 519 22,300 Sh Put Shared-defined -- 22,300 TEXAS ROADHOUSE INC COMMON STOCK Cmn 882681909 740 58,600 Sh Call Shared-defined 1 58,600 TEXAS ROADHOUSE INC COMMON STOCK Cmn 882681959 596 47,200 Sh Put Shared-defined 1 47,200 TEXAS ROADHOUSE INC COMMON STOCK Cmn 882681109 7,628 604,460 Sh Shared-defined -- 604,460 TEXAS ROADHOUSE INC COMMON STOCK Cmn 882681109 122 9,631 Sh Shared-defined 1 9,631 TEXTRON INC Cmn 883203101 1,684 99,260 Sh Shared-defined -- 99,260 TEXTRON INC 4.5% CB 5/01/2013-REGISTERED Bond 883203BN0 63,489 43,567,000 Prn Shared-defined -- N/A TEXTRON INC Cmn 883203951 2,372 139,800 Sh Put Shared-defined 1 139,800 TEXTRON INC Cmn 883203901 2,338 137,800 Sh Call Shared-defined 1 137,800 COLUMN TOTALS 104,438
FORM 13F Page 615 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TEXTRON INC Cmn 883203901 171 10,100 Sh Call Shared-defined -- 10,100 TEXTRON INC Cmn 883203951 39 2,300 Sh Put Shared-defined -- 2,300 TFS FINANCIAL COR Cmn 87240R107 6,091 490,809 Sh Shared-defined -- 490,809 TFS FINANCIAL COR Cmn 87240R107 8 605 Sh Shared-defined 1 605 ALLSTATE CORP CMN STK Cmn 020002951 8,906 310,000 Sh Put Shared-defined 1 310,000 ALLSTATE CORP CMN STK Cmn 020002901 3,827 133,200 Sh Call Shared-defined 1 133,200 ALLSTATE CORP CMN STK Cmn 020002951 1,247 43,400 Sh Put Shared-defined -- 43,400 ALLSTATE CORP CMN STK Cmn 020002901 1,011 35,200 Sh Call Shared-defined -- 35,200 THE BANK OF NEW YORK MELLON CORP Cmn 064058100 31,254 1,265,847 Sh Shared-defined -- 1,265,847 THE BANK OF NEW YORK MELLON CORP Cmn 064058100 795 32,216 Sh Shared-defined 1 32,216 THE BOEING COMPANY. COMMON STOCK Cmn 097023955 39,940 636,500 Sh Put Shared-defined 1 636,500 THE BOEING COMPANY. COMMON STOCK Cmn 097023905 29,135 464,300 Sh Call Shared-defined 1 464,300 THE BOEING COMPANY. COMMON STOCK Cmn 097023905 5,786 92,200 Sh Call Shared-defined -- 92,200 THE BOEING COMPANY. COMMON STOCK Cmn 097023955 3,589 57,200 Sh Put Shared-defined -- 57,200 COLUMN TOTALS 131,799
FORM 13F Page 616 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- THE BOEING COMPANY. COMMON STOCK Cmn 097023105 2,117 33,733 Sh Shared-defined 1 33,733 THE BOEING COMPANY. COMMON STOCK Cmn 097023105 886 14,122 Sh Shared-defined -- 14,122 COCA COLA CO Cmn 191216900 51,664 1,030,800 Sh Call Shared-defined 1 1,030,800 COCA COLA CO Cmn 191216950 31,019 618,900 Sh Put Shared-defined 1 618,900 COCA COLA CO Cmn 191216900 3,042 60,700 Sh Call Shared-defined -- 60,700 COCA COLA CO Cmn 191216950 3,002 59,900 Sh Put Shared-defined -- 59,900 DOW CHEMICAL COMPANY COMMON STOCK Cmn 260543953 16,493 695,300 Sh Put Shared-defined 1 695,300 DOW CHEMICAL COMPANY COMMON STOCK Cmn 260543903 10,724 452,100 Sh Call Shared-defined 1 452,100 DOW CHEMICAL COMPANY COMMON STOCK Cmn 260543903 1,845 77,800 Sh Call Shared-defined -- 77,800 DOW CHEMICAL COMPANY COMMON STOCK Cmn 260543953 1,471 62,000 Sh Put Shared-defined -- 62,000 GAP INC Cmn 364760958 1,783 91,600 Sh Put Shared-defined 1 91,600 GAP INC Cmn 364760908 1,565 80,400 Sh Call Shared-defined 1 80,400 GAP INC Cmn 364760908 187 9,600 Sh Call Shared-defined -- 9,600 GAP INC Cmn 364760958 54 2,800 Sh Put Shared-defined -- 2,800 COLUMN TOTALS 125,852
FORM 13F Page 617 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- THE GOLDMAN SACHS GROUP INC CMN STOCK Cmn 38141G104 93,659 713,483 Sh Shared-defined 1 713,483 THE GOLDMAN SACHS GROUP INC CMN STOCK Cmn 38141G104 46,278 352,540 Sh Shared-defined -- 352,540 THE GOLDMAN SACHS GROUP INC CMN STOCK Cmn 38141G954 217,383 1,656,000 Sh Put Shared-defined 1 1,656,000 THE GOLDMAN SACHS GROUP INC CMN STOCK Cmn 38141G904 117,198 892,800 Sh Call Shared-defined 1 892,800 THE GOLDMAN SACHS GROUP INC CMN STOCK Cmn 38141G954 30,192 230,000 Sh Put Shared-defined -- 230,000 THE GOLDMAN SACHS GROUP INC CMN STOCK Cmn 38141G904 16,842 128,300 Sh Call Shared-defined -- 128,300 THE GOODYEAR TIRE COMMON STOCK Cmn 382550101 999 100,468 Sh Shared-defined -- 100,468 THE GOODYEAR TIRE COMMON STOCK Cmn 382550101 851 85,593 Sh Shared-defined 1 85,593 THE HERSHEY CO Cmn 427866108 32,325 674,421 Sh Shared-defined -- 674,421 THE HERSHEY CO Cmn 427866108 4,283 89,352 Sh Shared-defined 1 89,352 THE HERSHEY CO Cmn 427866958 10,516 219,400 Sh Put Shared-defined 1 219,400 THE HERSHEY CO Cmn 427866908 9,107 190,000 Sh Call Shared-defined 1 190,000 THE HERSHEY CO Cmn 427866958 1,078 22,500 Sh Put Shared-defined -- 22,500 THE HERSHEY CO Cmn 427866908 570 11,900 Sh Call Shared-defined -- 11,900 COLUMN TOTALS 581,281
FORM 13F Page 618 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- THE INTERPUBLIC GROUP OF COMPANIES, INC. CMN STOCK Cmn 460690900 408 57,200 Sh Call Shared-defined 1 57,200 THE INTERPUBLIC GROUP OF COMPANIES, INC. CMN STOCK Cmn 460690950 243 34,100 Sh Put Shared-defined 1 34,100 THE INTERPUBLIC GROUP OF COMPANIES, INC. CMN STOCK Cmn 460690900 38 5,300 Sh Call Shared-defined -- 5,300 THE INTERPUBLIC GROUP OF COMPANIES, INC. CMN STOCK Cmn 460690950 4 500 Sh Put Shared-defined -- 500 THE INTERPUBLIC GROUP OF COMPANIES, INC. CMN STOCK Cmn 460690100 9,538 1,337,751 Sh Shared-defined -- 1,337,751 THE INTERPUBLIC GROUP OF COMPANIES, INC. CMN STOCK Cmn 460690100 106 14,846 Sh Shared-defined 1 14,846 THE KNOT INC CMN STK Cmn 499184959 254 32,600 Sh Put Shared-defined 1 32,600 THE KNOT INC CMN STK Cmn 499184909 32 4,100 Sh Call Shared-defined 1 4,100 THE KNOT INC CMN STK Cmn 499184109 327 42,075 Sh Shared-defined -- 42,075 THE KNOT INC CMN STK Cmn 499184109 107 13,801 Sh Shared-defined 1 13,801 THE KROGER CO. COMMON STOCK KR Cmn 501044101 9,800 497,703 Sh Shared-defined -- 497,703 THE KROGER CO. COMMON STOCK KR Cmn 501044101 2,873 145,929 Sh Shared-defined 1 145,929 THE KROGER CO. COMMON STOCK KR Cmn 501044951 3,637 184,700 Sh Put Shared-defined 1 184,700 THE KROGER CO. COMMON STOCK KR Cmn 501044901 1,731 87,900 Sh Call Shared-defined 1 87,900 COLUMN TOTALS 29,098
FORM 13F Page 619 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- THE KROGER CO. COMMON STOCK KR Cmn 501044901 475 24,100 Sh Call Shared-defined -- 24,100 THE KROGER CO. COMMON STOCK KR Cmn 501044951 339 17,200 Sh Put Shared-defined -- 17,200 MOSAIC CO/THE COMMON STOCK Cmn 61945A957 13,869 355,800 Sh Put Shared-defined 1 355,800 MOSAIC CO/THE COMMON STOCK Cmn 61945A907 7,278 186,700 Sh Call Shared-defined 1 186,700 MOSAIC CO/THE COMMON STOCK Cmn 61945A957 2,393 61,400 Sh Put Shared-defined -- 61,400 THE NASDAQ OMX GROUP COMMON STOCK Cmn 631103108 24,694 1,388,838 Sh Shared-defined -- 1,388,838 THE NASDAQ OMX GROUP COMMON STOCK Cmn 631103108 1,201 67,563 Sh Shared-defined 1 67,563 THE NASDAQ OMX GROUP COMMON STOCK Cmn 631103958 1,422 80,000 Sh Put Shared-defined 1 80,000 THE NASDAQ OMX GROUP COMMON STOCK Cmn 631103908 1,031 58,000 Sh Call Shared-defined 1 58,000 THE NASDAQ OMX GROUP COMMON STOCK Cmn 631103958 84 4,700 Sh Put Shared-defined -- 4,700 THE NASDAQ OMX GROUP COMMON STOCK Cmn 631103908 37 2,100 Sh Call Shared-defined -- 2,100 PEP BOYS COMMON STOCK PBY Cmn 713278909 252 28,400 Sh Call Shared-defined 1 28,400 PEP BOYS COMMON STOCK PBY Cmn 713278959 44 5,000 Sh Put Shared-defined 1 5,000 PMI GROUP INC CMN STOCK Cmn 69344M901 321 111,200 Sh Call Shared-defined 1 111,200 COLUMN TOTALS 53,440
FORM 13F Page 620 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PMI GROUP INC CMN STOCK Cmn 69344M951 218 75,600 Sh Put Shared-defined 1 75,600 PROCTER & GAMBLE CO Cmn 742718909 50,725 845,700 Sh Call Shared-defined 1 845,700 PROCTER & GAMBLE CO Cmn 742718959 40,223 670,600 Sh Put Shared-defined 1 670,600 PROCTER & GAMBLE CO Cmn 742718909 6,112 101,900 Sh Call Shared-defined -- 101,900 PROCTER & GAMBLE CO Cmn 742718959 1,769 29,500 Sh Put Shared-defined -- 29,500 RYLAND GROUP INC CMN STK Cmn 783764903 2,121 134,100 Sh Call Shared-defined 1 134,100 RYLAND GROUP INC CMN STK Cmn 783764953 1,615 102,100 Sh Put Shared-defined 1 102,100 RYLAND GROUP INC CMN STK Cmn 783764953 226 14,300 Sh Put Shared-defined -- 14,300 RYLAND GROUP INC CMN STK Cmn 783764903 199 12,600 Sh Call Shared-defined -- 12,600 SHERWIN-WILLIAMS COMMON STOCK Cmn 824348956 5,999 86,700 Sh Put Shared-defined 1 86,700 SHERWIN-WILLIAMS COMMON STOCK Cmn 824348906 5,162 74,600 Sh Call Shared-defined 1 74,600 SHERWIN-WILLIAMS COMMON STOCK Cmn 824348906 962 13,900 Sh Call Shared-defined -- 13,900 SHERWIN-WILLIAMS COMMON STOCK Cmn 824348956 484 7,000 Sh Put Shared-defined -- 7,000 SOUTHERN CO CMN STK Cmn 842587907 10,004 300,600 Sh Call Shared-defined 1 300,600 COLUMN TOTALS 125,819
FORM 13F Page 621 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SOUTHERN CO CMN STK Cmn 842587957 5,381 161,700 Sh Put Shared-defined 1 161,700 SOUTHERN CO CMN STK Cmn 842587907 1,055 31,700 Sh Call Shared-defined -- 31,700 SOUTHERN CO CMN STK Cmn 842587957 90 2,700 Sh Put Shared-defined -- 2,700 THE ST JOE CO CMN STK Cmn 790148100 835 36,049 Sh Shared-defined 1 36,049 THE ST JOE CO CMN STK Cmn 790148100 407 17,553 Sh Shared-defined -- 17,553 THE ST JOE CO CMN STK Cmn 790148950 1,607 69,400 Sh Put Shared-defined 1 69,400 THE ST JOE CO CMN STK Cmn 790148900 604 26,100 Sh Call Shared-defined 1 26,100 TRAVELERS COS INC/THE CMN STK Cmn 89417E959 10,343 210,000 Sh Put Shared-defined 1 210,000 TRAVELERS COS INC/THE CMN STK Cmn 89417E909 6,013 122,100 Sh Call Shared-defined 1 122,100 TRAVELERS COS INC/THE CMN STK Cmn 89417E909 1,241 25,200 Sh Call Shared-defined -- 25,200 TRAVELERS COS INC/THE CMN STK Cmn 89417E959 734 14,900 Sh Put Shared-defined -- 14,900 DISNEY WALT CO Cmn 254687906 23,663 751,200 Sh Call Shared-defined 1 751,200 DISNEY WALT CO Cmn 254687956 10,134 321,700 Sh Put Shared-defined 1 321,700 DISNEY WALT CO Cmn 254687906 5,109 162,200 Sh Call Shared-defined -- 162,200 COLUMN TOTALS 67,216
FORM 13F Page 622 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DISNEY WALT CO Cmn 254687956 1,692 53,700 Sh Put Shared-defined -- 53,700 THE WARNACO GROUP INC COMMON STOCK Cmn 934390902 1,876 51,900 Sh Call Shared-defined 1 51,900 THE WARNACO GROUP INC COMMON STOCK Cmn 934390952 1,854 51,300 Sh Put Shared-defined 1 51,300 THE WARNACO GROUP INC COMMON STOCK Cmn 934390402 16,186 447,879 Sh Shared-defined -- 447,879 WESTERN UNION CO/THE COMMON STOCK Cmn 959802909 2,596 174,100 Sh Call Shared-defined 1 174,100 WESTERN UNION CO/THE COMMON STOCK Cmn 959802959 1,412 94,700 Sh Put Shared-defined 1 94,700 WILLIAMS COMPANIES COMMON STOCK Cmn 969457950 2,069 113,200 Sh Put Shared-defined 1 113,200 WILLIAMS COMPANIES COMMON STOCK Cmn 969457900 894 48,900 Sh Call Shared-defined 1 48,900 WILLIAMS COMPANIES COMMON STOCK Cmn 969457950 97 5,300 Sh Put Shared-defined -- 5,300 WILLIAMS COMPANIES COMMON STOCK Cmn 969457900 15 800 Sh Call Shared-defined -- 800 THE9 LTD-ADR 1:1 COMMON Depository Receipt 88337K104 70 17,663 Sh Shared-defined -- N/A THE9 LTD-ADR 1:1 COMMON Depository Receipt 88337K104 56 14,190 Sh Shared-defined 1 N/A THERAVANCE INC 3% CB 1/15/15 - REGISTERED Bond 88338TAA2 25,435 30,000,000 Prn Shared-defined -- N/A THERAVANCE, INC. COMMON STOCK Cmn 88338T954 13 1,000 Sh Put Shared-defined 1 1,000 COLUMN TOTALS 54,265
FORM 13F Page 623 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- THERAVANCE, INC. COMMON STOCK Cmn 88338T104 551 43,800 Sh Shared-defined -- 43,800 THERAVANCE, INC. COMMON STOCK Cmn 88338T104 127 10,126 Sh Shared-defined 1 10,126 THERMO FISHER SCIENTIFIC INC CMN STK Cmn 883556902 9,849 200,800 Sh Call Shared-defined 1 200,800 THERMO FISHER SCIENTIFIC INC CMN STK Cmn 883556952 1,398 28,500 Sh Put Shared-defined 1 28,500 THERMO FISHER SCIENTIFIC INC CMN STK Cmn 883556102 9,070 184,917 Sh Shared-defined -- 184,917 THERMOGENESIS CORP Cmn 883623209 7 14,727 Sh Shared-defined 1 14,727 THOMAS & BETTS CORP Cmn 884315102 479 13,806 Sh Shared-defined -- 13,806 THOMAS & BETTS CORP Cmn 884315102 21 609 Sh Shared-defined 1 609 THOMAS & BETTS CORP Cmn 884315952 291 8,400 Sh Put Shared-defined 1 8,400 THOMAS & BETTS CORP Cmn 884315902 198 5,700 Sh Call Shared-defined 1 5,700 THOMAS GROUP INC CMN STK Cmn 884402108 7 10,260 Sh Shared-defined 1 10,260 THOMPSON CREEK METALS CO INC CMN STK Cmn 884768102 556 64,029 Sh Shared-defined 1 64,029 THOMPSON CREEK METALS CO INC CMN STK Cmn 884768102 62 7,126 Sh Shared-defined -- 7,126 THOMPSON CREEK METALS CO INC CMN STK Cmn 884768952 661 76,200 Sh Put Shared-defined 1 76,200 COLUMN TOTALS 23,277
FORM 13F Page 624 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- THOMPSON CREEK METALS CO INC CMN STK Cmn 884768902 212 24,400 Sh Call Shared-defined 1 24,400 THOMPSON CREEK METALS CO INC CMN STK Cmn 884768952 10 1,200 Sh Put Shared-defined -- 1,200 THOMPSON CREEK METALS CO INC CMN STK Cmn 884768902 7 800 Sh Call Shared-defined -- 800 THOMSON CORP Cmn 884903105 504 14,066 Sh Shared-defined -- 14,066 THOMSON CORP Cmn 884903105 308 8,585 Sh Shared-defined 1 8,585 THOR INDUSTRIES INC CMN STK Cmn 885160901 677 28,500 Sh Call Shared-defined 1 28,500 THOR INDUSTRIES INC CMN STK Cmn 885160951 430 18,100 Sh Put Shared-defined 1 18,100 THOR INDUSTRIES INC CMN STK Cmn 885160101 11,301 475,821 Sh Shared-defined -- 475,821 THORATEC CORP Cmn 885175307 16,624 389,050 Sh Shared-defined -- 389,050 THORATEC CORP Cmn 885175307 30 703 Sh Shared-defined 1 703 THORATEC CORP 1.38% CB DUE 05/16/2034 REGISTERED Bond 885175AB5 23,807 18,850,000 Prn Shared-defined -- N/A THORATEC CORP Cmn 885175957 2,948 69,000 Sh Put Shared-defined 1 69,000 THORATEC CORP Cmn 885175907 2,376 55,600 Sh Call Shared-defined 1 55,600 THORATEC CORP Cmn 885175907 26 600 Sh Call Shared-defined -- 600 COLUMN TOTALS 59,260
FORM 13F Page 625 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- THQ INC CMN STK Cmn 872443903 105 24,200 Sh Call Shared-defined 1 24,200 THQ INC CMN STK Cmn 872443953 5 1,200 Sh Put Shared-defined 1 1,200 THQ INC CMN STK Cmn 872443403 347 80,288 Sh Shared-defined -- 80,288 THQ INC CMN STK Cmn 872443403 20 4,696 Sh Shared-defined 1 4,696 TIBCO SOFTWARE INC CMN STK Cmn 88632Q953 118 9,800 Sh Put Shared-defined 1 9,800 TIBCO SOFTWARE INC CMN STK Cmn 88632Q903 95 7,900 Sh Call Shared-defined 1 7,900 TIBCO SOFTWARE INC CMN STK Cmn 88632Q103 20 1,643 Sh Shared-defined -- 1,643 TIDEWATER COMMON STOCK TDW Cmn 886423102 211 5,461 Sh Shared-defined -- 5,461 TIDEWATER COMMON STOCK TDW Cmn 886423102 44 1,128 Sh Shared-defined 1 1,128 TIDEWATER COMMON STOCK TDW Cmn 886423902 863 22,300 Sh Call Shared-defined 1 22,300 TIDEWATER COMMON STOCK TDW Cmn 886423952 836 21,600 Sh Put Shared-defined 1 21,600 TIDEWATER COMMON STOCK TDW Cmn 886423952 232 6,000 Sh Put Shared-defined -- 6,000 TIDEWATER COMMON STOCK TDW Cmn 886423902 143 3,700 Sh Call Shared-defined -- 3,700 TIFFANY COMMON STOCK TIF Cmn 886547958 8,776 231,500 Sh Put Shared-defined 1 231,500 COLUMN TOTALS 11,815
FORM 13F Page 626 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TIFFANY COMMON STOCK TIF Cmn 886547908 6,088 160,600 Sh Call Shared-defined 1 160,600 TIFFANY COMMON STOCK TIF Cmn 886547908 986 26,000 Sh Call Shared-defined -- 26,000 TIFFANY COMMON STOCK TIF Cmn 886547958 978 25,800 Sh Put Shared-defined -- 25,800 TIFFANY COMMON STOCK TIF Cmn 886547108 421 11,107 Sh Shared-defined -- 11,107 TIFFANY COMMON STOCK TIF Cmn 886547108 356 9,388 Sh Shared-defined 1 9,388 TIM HORTONS INC COMMON STOCK Cmn 88706M903 198 6,200 Sh Call Shared-defined 1 6,200 TIM HORTONS INC COMMON STOCK Cmn 88706M953 118 3,700 Sh Put Shared-defined 1 3,700 TIM HORTONS INC COMMON STOCK Cmn 88706M103 158 4,947 Sh Shared-defined -- 4,947 TIM HORTONS INC COMMON STOCK Cmn 88706M103 38 1,188 Sh Shared-defined 1 1,188 TIMBERLAND BANCORP CMN STOCK Cmn 887098101 64 19,627 Sh Shared-defined 1 19,627 TIMBERLAND CO -CL A CMN STK Cmn 887100905 459 28,400 Sh Call Shared-defined 1 28,400 TIMBERLAND CO -CL A CMN STK Cmn 887100955 449 27,800 Sh Put Shared-defined 1 27,800 TIMBERLAND CO -CL A CMN STK Cmn 887100105 525 32,538 Sh Shared-defined -- 32,538 TIME WARNER CABLE INC COMMON STOCK Cmn 88732J907 11,640 223,500 Sh Call Shared-defined 1 223,500 COLUMN TOTALS 22,478
FORM 13F Page 627 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TIME WARNER CABLE INC COMMON STOCK Cmn 88732J957 3,682 70,700 Sh Put Shared-defined 1 70,700 TIME WARNER CABLE INC COMMON STOCK Cmn 88732J907 385 7,400 Sh Call Shared-defined -- 7,400 TIME WARNER CABLE INC COMMON STOCK Cmn 88732J957 125 2,400 Sh Put Shared-defined -- 2,400 TIME WARNER CABLE INC COMMON STOCK Cmn 88732J207 21,500 412,834 Sh Shared-defined -- 412,834 TIME WARNER INC CMN STK Cmn 887317303 18,748 648,497 Sh Shared-defined -- 648,497 TIME WARNER INC CMN STK Cmn 887317303 538 18,618 Sh Shared-defined 1 18,618 TIME WARNER INC CMN STK Cmn 887317903 6,080 210,300 Sh Call Shared-defined 1 210,300 TIME WARNER INC CMN STK Cmn 887317953 3,267 113,000 Sh Put Shared-defined 1 113,000 TIME WARNER INC CMN STK Cmn 887317903 2,232 77,200 Sh Call Shared-defined -- 77,200 TIME WARNER INC CMN STK Cmn 887317953 283 9,800 Sh Put Shared-defined -- 9,800 TIME WARNER TELECOM 2.375% CB 4/1/26- REGISTERED Bond 887319AC5 109,432 101,315,000 Prn Shared-defined -- N/A TIMKEN CO Cmn 887389104 22 852 Sh Shared-defined -- 852 TIMKEN CO Cmn 887389104 -- 13 Sh Shared-defined 1 13 TIMKEN CO Cmn 887389904 468 18,000 Sh Call Shared-defined 1 18,000 COLUMN TOTALS 166,762
FORM 13F Page 628 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TIMKEN CO Cmn 887389954 224 8,600 Sh Put Shared-defined 1 8,600 TITAN INTERNATIONAL INC COMMON STOCK Cmn 88830M102 217 21,791 Sh Shared-defined -- 21,791 TITAN INTERNATIONAL INC COMMON STOCK Cmn 88830M902 311 31,200 Sh Call Shared-defined 1 31,200 TITAN INTERNATIONAL INC COMMON STOCK Cmn 88830M952 63 6,300 Sh Put Shared-defined 1 6,300 TITANIUM METALS CORP CMN STOCK Cmn 888339907 2,320 131,900 Sh Call Shared-defined 1 131,900 TITANIUM METALS CORP CMN STOCK Cmn 888339957 2,310 131,300 Sh Put Shared-defined 1 131,300 TITANIUM METALS CORP CMN STOCK Cmn 888339907 943 53,600 Sh Call Shared-defined -- 53,600 TITANIUM METALS CORP CMN STOCK Cmn 888339957 165 9,400 Sh Put Shared-defined -- 9,400 TITANIUM METALS CORP CMN STOCK Cmn 888339207 2,116 120,317 Sh Shared-defined 1 120,317 TITANIUM METALS CORP CMN STOCK Cmn 888339207 -- 2 Sh Shared-defined -- 2 TIVO INC CMN STOCK Cmn 888706908 4,089 554,100 Sh Call Shared-defined 1 554,100 TIVO INC CMN STOCK Cmn 888706958 3,179 430,700 Sh Put Shared-defined 1 430,700 TIVO INC CMN STOCK Cmn 888706908 201 27,300 Sh Call Shared-defined -- 27,300 TIVO INC CMN STOCK Cmn 888706958 56 7,600 Sh Put Shared-defined -- 7,600 COLUMN TOTALS 16,194
FORM 13F Page 629 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TIVO INC CMN STOCK Cmn 888706108 1,258 170,488 Sh Shared-defined 1 170,488 TIVO INC CMN STOCK Cmn 888706108 54 7,308 Sh Shared-defined -- 7,308 TJX COMPANIES INC Cmn 872540109 13,243 315,696 Sh Shared-defined -- 315,696 TJX COMPANIES INC Cmn 872540109 515 12,276 Sh Shared-defined 1 12,276 TJX COMPANIES INC Cmn 872540959 2,018 48,100 Sh Put Shared-defined 1 48,100 TJX COMPANIES INC Cmn 872540909 793 18,900 Sh Call Shared-defined 1 18,900 TJX COMPANIES INC Cmn 872540909 336 8,000 Sh Call Shared-defined -- 8,000 TJX COMPANIES INC Cmn 872540959 126 3,000 Sh Put Shared-defined -- 3,000 TNS INC COMMON STOCK Cmn 872960109 352 20,200 Sh Shared-defined -- 20,200 TNS INC COMMON STOCK Cmn 872960109 2 97 Sh Shared-defined 1 97 TOLL BROTHERS COMMON STOCK Cmn 889478103 19,576 1,196,550 Sh Shared-defined -- 1,196,550 TOLL BROTHERS COMMON STOCK Cmn 889478103 2,198 134,345 Sh Shared-defined 1 134,345 TOLL BROTHERS COMMON STOCK Cmn 889478953 5,402 330,200 Sh Put Shared-defined 1 330,200 TOLL BROTHERS COMMON STOCK Cmn 889478903 3,144 192,200 Sh Call Shared-defined 1 192,200 COLUMN TOTALS 49,017
FORM 13F Page 630 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TOLL BROTHERS COMMON STOCK Cmn 889478903 455 27,800 Sh Call Shared-defined -- 27,800 TOLL BROTHERS COMMON STOCK Cmn 889478953 157 9,600 Sh Put Shared-defined -- 9,600 TOMKINS PLC-SPONS ADR 4:1 Depository Receipt 890030208 121 9,114 Sh Shared-defined -- N/A TOMKINS PLC-SPONS ADR 4:1 Depository Receipt 890030208 35 2,650 Sh Shared-defined 1 N/A TOOTSIE ROLL INDS INC Cmn 890516107 444 18,782 Sh Shared-defined -- 18,782 TOOTSIE ROLL INDS INC Cmn 890516957 106 4,500 Sh Put Shared-defined 1 4,500 TOOTSIE ROLL INDS INC Cmn 890516907 71 3,000 Sh Call Shared-defined 1 3,000 TORCHMARK CORP Cmn 891027104 26,133 527,827 Sh Shared-defined -- 527,827 TORCHMARK CORP Cmn 891027904 1,688 34,100 Sh Call Shared-defined 1 34,100 TORCHMARK CORP Cmn 891027954 366 7,400 Sh Put Shared-defined 1 7,400 TORCHMARK CORP Cmn 891027904 64 1,300 Sh Call Shared-defined -- 1,300 TOREADOR RESOURCES CORP CMN STK Cmn 891050956 155 28,200 Sh Put Shared-defined 1 28,200 TOREADOR RESOURCES CORP CMN STK Cmn 891050906 87 15,800 Sh Call Shared-defined 1 15,800 TOREADOR RESOURCES CORP CMN STK Cmn 891050106 170 30,997 Sh Shared-defined -- 30,997 COLUMN TOTALS 30,052
FORM 13F Page 631 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TOREADOR RESOURCES CORP CMN STK Cmn 891050106 78 14,247 Sh Shared-defined 1 14,247 TORO CO CMN STK Cmn 891092908 3,266 66,500 Sh Call Shared-defined 1 66,500 TORO CO CMN STK Cmn 891092958 2,255 45,900 Sh Put Shared-defined 1 45,900 TORO CO CMN STK Cmn 891092108 865 17,615 Sh Shared-defined -- 17,615 TORO CO CMN STK Cmn 891092108 8 155 Sh Shared-defined 1 155 TORONTO-DOMINION BANK COMMON STOCK Cmn 891160909 4,329 66,700 Sh Call Shared-defined 1 66,700 TORONTO-DOMINION BANK COMMON STOCK Cmn 891160909 1,986 30,600 Sh Call Shared-defined -- 30,600 TORONTO-DOMINION BANK COMMON STOCK Cmn 891160959 1,396 21,500 Sh Put Shared-defined 1 21,500 TORONTO-DOMINION BANK COMMON STOCK Cmn 891160959 169 2,600 Sh Put Shared-defined -- 2,600 TORONTO-DOMINION BANK COMMON STOCK Cmn 891160509 293 4,519 Sh Shared-defined 1 4,519 TOTAL FINA ELF SA - SPONS ADR 1:1 Depository Receipt 89151E109 2,649 59,351 Sh Shared-defined 1 N/A TOTAL FINA ELF SA - SPONS ADR 1:1 Depository Receipt 89151E109 336 7,535 Sh Shared-defined -- N/A TOTAL SYSTEM SERVICES INC CMN STK Cmn 891906909 88 6,500 Sh Call Shared-defined 1 6,500 TOTAL SYSTEM SERVICES INC CMN STK Cmn 891906959 12 900 Sh Put Shared-defined 1 900 COLUMN TOTALS 17,730
FORM 13F Page 632 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TOTAL SYSTEM SERVICES INC CMN STK Cmn 891906109 619 45,487 Sh Shared-defined -- 45,487 TOTAL SYSTEM SERVICES INC CMN STK Cmn 891906109 9 645 Sh Shared-defined 1 645 TOWER GROUP INC COMMON STOCK Cmn 891777954 465 21,600 Sh Put Shared-defined 1 21,600 TOWER GROUP INC COMMON STOCK Cmn 891777904 416 19,300 Sh Call Shared-defined 1 19,300 TOWER GROUP INC COMMON STOCK Cmn 891777104 86 3,984 Sh Shared-defined -- 3,984 TOWER GROUP INC COMMON STOCK Cmn 891777104 78 3,620 Sh Shared-defined 1 3,620 TOWERS WATSON & CO Cmn 891894107 326 8,386 Sh Shared-defined -- 8,386 TOWERS WATSON & CO Cmn 891894107 66 1,709 Sh Shared-defined 1 1,709 TOWN SPORTS INTERNATIONAL HOLDINGS INC COMMON STOC Cmn 89214A102 104 45,000 Sh Shared-defined -- 45,000 TOYOTA MOTOR ADR 1:2 Depository Receipt 892331307 6,683 97,460 Sh Shared-defined 1 N/A TOYOTA MOTOR ADR 1:2 Depository Receipt 892331307 606 8,843 Sh Shared-defined -- N/A TRACTOR SUPPLY CO CMN STK Cmn 892356906 4,207 69,000 Sh Call Shared-defined 1 69,000 TRACTOR SUPPLY CO CMN STK Cmn 892356956 3,036 49,800 Sh Put Shared-defined 1 49,800 TRACTOR SUPPLY CO CMN STK Cmn 892356106 532 8,728 Sh Shared-defined 1 8,728 COLUMN TOTALS 17,233
FORM 13F Page 633 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TRACTOR SUPPLY CO CMN STK Cmn 892356106 398 6,520 Sh Shared-defined -- 6,520 TRADESTATION GROUP INC CMN STOCK Cmn 89267P905 352 52,100 Sh Call Shared-defined 1 52,100 TRADESTATION GROUP INC CMN STOCK Cmn 89267P955 27 4,000 Sh Put Shared-defined 1 4,000 TRADESTATION GROUP INC CMN STOCK Cmn 89267P105 53 7,800 Sh Shared-defined -- 7,800 TRANSALTA CORP. COMMON STOCK Cmn 89346D107 321 17,358 Sh Shared-defined -- 17,358 TRANSATLANTIC HOLDINGS INC CMN STK Cmn 893521954 269 5,600 Sh Put Shared-defined 1 5,600 TRANSATLANTIC HOLDINGS INC CMN STK Cmn 893521904 14 300 Sh Call Shared-defined 1 300 TRANSATLANTIC HOLDINGS INC CMN STK Cmn 893521104 46,421 967,907 Sh Shared-defined -- 967,907 TRANSATLANTIC HOLDINGS INC CMN STK Cmn 893521104 261 5,436 Sh Shared-defined 1 5,436 TRANSCANADA PIPELINES LTD CMN STOCK Cmn 89353D107 499 14,936 Sh Shared-defined -- 14,936 TRANSCANADA PIPELINES LTD CMN STOCK Cmn 89353D107 24 709 Sh Shared-defined 1 709 TRANSDIGM GROUP INC CMN STK Cmn 893641950 2,863 56,100 Sh Put Shared-defined 1 56,100 TRANSDIGM GROUP INC CMN STK Cmn 893641900 2,725 53,400 Sh Call Shared-defined 1 53,400 TRANSDIGM GROUP INC CMN STK Cmn 893641100 8,026 157,273 Sh Shared-defined -- 157,273 COLUMN TOTALS 62,253
FORM 13F Page 634 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TRANSDIGM GROUP INC CMN STK Cmn 893641100 9 180 Sh Shared-defined 1 180 TRANSGLOBE ENERGY CORP CMN STOCK Cmn 893662906 108 14,800 Sh Call Shared-defined 1 14,800 TRANSGLOBE ENERGY CORP CMN STOCK Cmn 893662956 18 2,400 Sh Put Shared-defined 1 2,400 TRANSGLOBE ENERGY CORP CMN STOCK Cmn 893662106 160 21,903 Sh Shared-defined 1 21,903 TRANSGLOBE ENERGY CORP CMN STOCK Cmn 893662106 96 13,150 Sh Shared-defined -- 13,150 TRANSOCEAN 1.5% CB 12/15/37 - SERIES C - REGISTERE Bond 893830AW9 21,197 25,468,000 Prn Shared-defined -- N/A TRANSOCEAN 1.625% CB 12/15/37 - SERIES A - REGISTE Bond 893830AU3 6,744 7,000,000 Prn Shared-defined -- N/A TRANSOCEAN LTD Cmn H8817H900 65,719 1,418,500 Sh Call Shared-defined 1 1,418,500 TRANSOCEAN LTD Cmn H8817H950 58,121 1,254,500 Sh Put Shared-defined 1 1,254,500 TRANSOCEAN LTD Cmn H8817H900 8,923 192,600 Sh Call Shared-defined -- 192,600 TRANSOCEAN LTD Cmn H8817H950 7,922 171,000 Sh Put Shared-defined -- 171,000 TRAVELERS COS INC/THE CMN STK Cmn 89417E109 27,252 553,343 Sh Shared-defined -- 553,343 TRAVELERS COS INC/THE CMN STK Cmn 89417E109 1,714 34,809 Sh Shared-defined 1 34,809 TREDEGAR INDUSTRIES INC CMN STK Cmn 894650100 434 26,617 Sh Shared-defined -- 26,617 COLUMN TOTALS 198,417
FORM 13F Page 635 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TREDEGAR INDUSTRIES INC CMN STK Cmn 894650100 1 68 Sh Shared-defined 1 68 TREE.COM INC Cmn 894675107 85 13,387 Sh Shared-defined -- 13,387 TREE.COM INC Cmn 894675107 8 1,195 Sh Shared-defined 1 1,195 TREE.COM INC Cmn 894675957 63 10,000 Sh Put Shared-defined 1 10,000 TREE.COM INC Cmn 894675907 49 7,800 Sh Call Shared-defined 1 7,800 TREEHOUSE FOODS INC COMMON STOCK Cmn 89469A904 872 19,100 Sh Call Shared-defined 1 19,100 TREEHOUSE FOODS INC COMMON STOCK Cmn 89469A954 228 5,000 Sh Put Shared-defined 1 5,000 TREEHOUSE FOODS INC COMMON STOCK Cmn 89469A104 255 5,583 Sh Shared-defined -- 5,583 TREEHOUSE FOODS INC COMMON STOCK Cmn 89469A104 99 2,162 Sh Shared-defined 1 2,162 TREX INC CMN STOCK Cmn 89531P955 697 34,700 Sh Put Shared-defined 1 34,700 TREX INC CMN STOCK Cmn 89531P905 191 9,500 Sh Call Shared-defined 1 9,500 TREX INC CMN STOCK Cmn 89531P105 29 1,447 Sh Shared-defined -- 1,447 TREX INC CMN STOCK Cmn 89531P105 7 343 Sh Shared-defined 1 343 TRICO MARINE SERVICES INC COMMON STOCK Cmn 896106900 10 20,500 Sh Call Shared-defined 1 20,500 COLUMN TOTALS 2,594
FORM 13F Page 636 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TRICO MARINE SERVICES INC COMMON STOCK Cmn 896106950 5 10,600 Sh Put Shared-defined 1 10,600 TRICO MARINE SERVICES INC COMMON STOCK Cmn 896106200 11 22,123 Sh Shared-defined 1 22,123 TRICO MARINE SERVICES INC COMMON STOCK Cmn 896106200 6 12,460 Sh Shared-defined -- 12,460 TRIDENT MICROSYSTEMS INC CMN STK Cmn 895919908 21 14,800 Sh Call Shared-defined 1 14,800 TRIDENT MICROSYSTEMS INC CMN STK Cmn 895919958 7 5,100 Sh Put Shared-defined 1 5,100 TRIDENT MICROSYSTEMS INC CMN STK Cmn 895919108 33 23,455 Sh Shared-defined -- 23,455 TRIDENT MICROSYSTEMS INC CMN STK Cmn 895919108 4 3,042 Sh Shared-defined 1 3,042 TRIMAS CORP Cmn 896215209 282 24,911 Sh Shared-defined -- 24,911 TRIMAS CORP Cmn 896215209 14 1,227 Sh Shared-defined 1 1,227 TRIMBLE NAVIGATION LTD CMN STK Cmn 896239900 580 20,700 Sh Call Shared-defined 1 20,700 TRIMBLE NAVIGATION LTD CMN STK Cmn 896239950 577 20,600 Sh Put Shared-defined 1 20,600 TRIMBLE NAVIGATION LTD CMN STK Cmn 896239100 216 7,727 Sh Shared-defined -- 7,727 TRIMBLE NAVIGATION LTD CMN STK Cmn 896239100 25 882 Sh Shared-defined 1 882 TRINA SOLAR LTD DEPOSITORY RECEIPT Depository Receipt 89628E104 20,466 1,184,364 Sh Shared-defined -- N/A COLUMN TOTALS 22,247
FORM 13F Page 637 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TRINA SOLAR LTD DEPOSITORY RECEIPT Depository Receipt 89628E104 1,644 95,165 Sh Shared-defined 1 N/A TRINITY INDUSTRIES CMN STK Cmn 896522109 471 26,604 Sh Shared-defined -- 26,604 TRINITY INDUSTRIES CMN STK Cmn 896522109 403 22,742 Sh Shared-defined 1 22,742 TRINITY INDUSTRIES CMN STK Cmn 896522959 3,167 178,700 Sh Put Shared-defined 1 178,700 TRINITY INDUSTRIES CMN STK Cmn 896522909 820 46,300 Sh Call Shared-defined 1 46,300 TRINITY INDUSTRIES CMN STK Cmn 896522959 370 20,900 Sh Put Shared-defined -- 20,900 TRINITY INDUSTRIES CMN STK Cmn 896522909 27 1,500 Sh Call Shared-defined -- 1,500 TRIQUINT SEMICONDUCTOR INC CMN STK Cmn 89674K953 426 69,800 Sh Put Shared-defined 1 69,800 TRIQUINT SEMICONDUCTOR INC CMN STK Cmn 89674K903 106 17,300 Sh Call Shared-defined -- 17,300 TRIQUINT SEMICONDUCTOR INC CMN STK Cmn 89674K903 71 11,600 Sh Call Shared-defined 1 11,600 TRIQUINT SEMICONDUCTOR INC CMN STK Cmn 89674K953 5 800 Sh Put Shared-defined -- 800 TRIQUINT SEMICONDUCTOR INC CMN STK Cmn 89674K103 12,667 2,073,236 Sh Shared-defined -- 2,073,236 TRIQUINT SEMICONDUCTOR INC CMN STK Cmn 89674K103 693 113,398 Sh Shared-defined 1 113,398 TRIUMPH GROUP INC 2.625% 10/1/2026 - REGISTERED Bond 896818AB7 15,615 12,000,000 Prn Shared-defined -- N/A COLUMN TOTALS 36,485
FORM 13F Page 638 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TRIUMPH GROUP INC NEW CMN STOCK Cmn 896818951 1,586 23,800 Sh Put Shared-defined 1 23,800 TRIUMPH GROUP INC NEW CMN STOCK Cmn 896818901 766 11,500 Sh Call Shared-defined 1 11,500 TRIUMPH GROUP INC NEW CMN STOCK Cmn 896818101 376 5,648 Sh Shared-defined 1 5,648 TRIUMPH GROUP INC NEW CMN STOCK Cmn 896818101 42 637 Sh Shared-defined -- 637 TRUE RELIGION APPAREL INC COMMON STOCK Cmn 89784N904 2,222 100,700 Sh Call Shared-defined 1 100,700 TRUE RELIGION APPAREL INC COMMON STOCK Cmn 89784N904 380 17,200 Sh Call Shared-defined -- 17,200 TRUE RELIGION APPAREL INC COMMON STOCK Cmn 89784N954 194 8,800 Sh Put Shared-defined 1 8,800 TRUE RELIGION APPAREL INC COMMON STOCK Cmn 89784N954 60 2,700 Sh Put Shared-defined -- 2,700 TRUE RELIGION APPAREL INC COMMON STOCK Cmn 89784N104 133 6,045 Sh Shared-defined -- 6,045 TRUEBLUE INC Cmn 89785X101 538 48,040 Sh Shared-defined -- 48,040 TRUEBLUE INC Cmn 89785X101 23 2,061 Sh Shared-defined 1 2,061 TRUEBLUE INC Cmn 89785X901 152 13,600 Sh Call Shared-defined 1 13,600 TRUEBLUE INC Cmn 89785X951 104 9,300 Sh Put Shared-defined 1 9,300 TRUSTCO BANK CORP/NY CMN STK Cmn 898349105 57 10,099 Sh Shared-defined -- 10,099 COLUMN TOTALS 6,633
FORM 13F Page 639 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TRUSTMARK CORP CMN STK Cmn 898402102 534 25,639 Sh Shared-defined -- 25,639 TRUSTMARK CORP CMN STK Cmn 898402102 5 259 Sh Shared-defined 1 259 TRW AUTOMOTIVE HOLDINGS CORP COMMON STOCK Cmn 87264S956 1,784 64,700 Sh Put Shared-defined 1 64,700 TRW AUTOMOTIVE HOLDINGS CORP COMMON STOCK Cmn 87264S906 1,139 41,300 Sh Call Shared-defined 1 41,300 TRW AUTOMOTIVE HOLDINGS CORP COMMON STOCK Cmn 87264S906 218 7,900 Sh Call Shared-defined -- 7,900 TRW AUTOMOTIVE HOLDINGS CORP COMMON STOCK Cmn 87264S956 160 5,800 Sh Put Shared-defined -- 5,800 TRW AUTOMOTIVE HOLDINGS CORP COMMON STOCK Cmn 87264S106 99 3,584 Sh Shared-defined 1 3,584 TSAKOS ENERGY NAVIGATION LTD Cmn G9108L108 248 17,531 Sh Shared-defined 1 17,531 TSAKOS ENERGY NAVIGATION LTD Cmn G9108L958 529 37,300 Sh Put Shared-defined 1 37,300 TSAKOS ENERGY NAVIGATION LTD Cmn G9108L908 194 13,700 Sh Call Shared-defined 1 13,700 TTM TECHNOLOGIES Cmn 87305R109 30 3,107 Sh Shared-defined -- 3,107 TTM TECHNOLOGIES Cmn 87305R109 3 314 Sh Shared-defined 1 314 TTM TECHNOLOGY 3.25% CB 5/15/15 - REGISTERED Bond 87305RAC3 8,922 10,000,000 Prn Shared-defined -- N/A TUCOWS INC COMMON STOCK Cmn 898697107 27 42,350 Sh Shared-defined 1 42,350 COLUMN TOTALS 13,892
FORM 13F Page 640 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TUPPERWARE BRANDS CORP CMN STK Cmn 899896904 2,921 73,300 Sh Call Shared-defined 1 73,300 TUPPERWARE BRANDS CORP CMN STK Cmn 899896954 1,104 27,700 Sh Put Shared-defined 1 27,700 TUPPERWARE BRANDS CORP CMN STK Cmn 899896904 737 18,500 Sh Call Shared-defined -- 18,500 TUPPERWARE BRANDS CORP CMN STK Cmn 899896954 677 17,000 Sh Put Shared-defined -- 17,000 TUPPERWARE BRANDS CORP CMN STK Cmn 899896104 585 14,683 Sh Shared-defined -- 14,683 TUPPERWARE BRANDS CORP CMN STK Cmn 899896104 36 915 Sh Shared-defined 1 915 TUTOR PERINI CORP Cmn 901109108 271 16,448 Sh Shared-defined -- 16,448 TUTOR PERINI CORP Cmn 901109108 44 2,672 Sh Shared-defined 1 2,672 TUTOR PERINI CORP Cmn 901109958 199 12,100 Sh Put Shared-defined 1 12,100 TUTOR PERINI CORP Cmn 901109908 162 9,800 Sh Call Shared-defined 1 9,800 TW TELECOM INC CMN STK Cmn 87311L904 230 13,800 Sh Call Shared-defined 1 13,800 TW TELECOM INC CMN STK Cmn 87311L954 195 11,700 Sh Put Shared-defined 1 11,700 TW TELECOM INC CMN STK Cmn 87311L104 49,601 2,973,676 Sh Shared-defined -- 2,973,676 TYCO ELECTRONICS LTD Cmn H8912P106 3,565 140,451 Sh Shared-defined -- 140,451 COLUMN TOTALS 60,327
FORM 13F Page 641 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TYCO ELECTRONICS LTD Cmn H8912P106 363 14,300 Sh Shared-defined 1 14,300 TYCO ELECTRONICS LTD Cmn H8912P906 622 24,500 Sh Call Shared-defined 1 24,500 TYCO ELECTRONICS LTD Cmn H8912P956 228 9,000 Sh Put Shared-defined 1 9,000 TYCO INTERNATIONAL LIMITED COMMON STOCK Cmn H89128104 3,393 96,313 Sh Shared-defined -- 96,313 TYCO INTERNATIONAL LIMITED COMMON STOCK Cmn H89128104 2,328 66,092 Sh Shared-defined 1 66,092 TYCO INTERNATIONAL LIMITED COMMON STOCK Cmn H89128954 8,103 230,000 Sh Put Shared-defined 1 230,000 TYCO INTERNATIONAL LIMITED COMMON STOCK Cmn H89128954 4,432 125,800 Sh Put Shared-defined -- 125,800 TYCO INTERNATIONAL LIMITED COMMON STOCK Cmn H89128904 4,168 118,300 Sh Call Shared-defined 1 118,300 TYCO INTERNATIONAL LIMITED COMMON STOCK Cmn H89128904 631 17,900 Sh Call Shared-defined -- 17,900 TYLER TECHNOLOGIES INC CMN STK Cmn 902252105 563 36,287 Sh Shared-defined -- 36,287 TYLER TECHNOLOGIES INC CMN STK Cmn 902252105 4 269 Sh Shared-defined 1 269 TYSON FOODS 3.25% CB 10/15/13 - REGISTERED Bond 902494AP8 28,192 24,153,000 Prn Shared-defined -- N/A TYSON FOODS INC Cmn 902494903 1,396 85,200 Sh Call Shared-defined 1 85,200 TYSON FOODS INC Cmn 902494953 1,349 82,300 Sh Put Shared-defined 1 82,300 COLUMN TOTALS 55,772
FORM 13F Page 642 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TYSON FOODS INC Cmn 902494903 490 29,900 Sh Call Shared-defined -- 29,900 TYSON FOODS INC Cmn 902494953 218 13,300 Sh Put Shared-defined -- 13,300 U S GLOBAL INVS INC CMN STOCK Cmn 902952900 138 24,900 Sh Call Shared-defined 1 24,900 U S GLOBAL INVS INC CMN STOCK Cmn 902952950 44 8,000 Sh Put Shared-defined 1 8,000 U S GLOBAL INVS INC CMN STOCK Cmn 902952100 17 2,985 Sh Shared-defined 1 2,985 U S GLOBAL INVS INC CMN STOCK Cmn 902952100 5 829 Sh Shared-defined -- 829 UAL CORP COMMON STOCK Cmn 902549807 107 5,215 Sh Shared-defined -- 5,215 UAL CORP COMMON STOCK Cmn 902549957 17,998 875,400 Sh Put Shared-defined 1 875,400 UAL CORP COMMON STOCK Cmn 902549907 15,147 736,700 Sh Call Shared-defined 1 736,700 UAL CORP COMMON STOCK Cmn 902549957 4,739 230,500 Sh Put Shared-defined -- 230,500 UAL CORP COMMON STOCK Cmn 902549907 1,320 64,200 Sh Call Shared-defined -- 64,200 UBS AG - REG CMN STK Cmn H89231958 3,146 238,000 Sh Put Shared-defined 1 238,000 UBS AG - REG CMN STK Cmn H89231908 1,300 98,300 Sh Call Shared-defined 1 98,300 UBS AG - REG CMN STK Cmn H89231958 489 37,000 Sh Put Shared-defined -- 37,000 COLUMN TOTALS 45,158
FORM 13F Page 643 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- UBS AG - REG CMN STK Cmn H89231908 223 16,900 Sh Call Shared-defined -- 16,900 UBS AG - REG CMN STK Cmn H89231338 1,728 130,736 Sh Shared-defined 1 130,736 UDR INC CMN STK Cmn 902653104 1,003 52,407 Sh Shared-defined -- 52,407 UDR INC CMN STK Cmn 902653104 103 5,388 Sh Shared-defined 1 5,388 UGI CORPORATION COMMON STOCK Cmn 902681905 722 28,400 Sh Call Shared-defined 1 28,400 UGI CORPORATION COMMON STOCK Cmn 902681955 293 11,500 Sh Put Shared-defined 1 11,500 UGI CORPORATION COMMON STOCK Cmn 902681105 31 1,227 Sh Shared-defined 1 1,227 ULTA SALON COSMETICS & FRAGR Cmn 90384S303 215 9,087 Sh Shared-defined -- 9,087 ULTA SALON COSMETICS & FRAGR Cmn 90384S903 159 6,700 Sh Call Shared-defined 1 6,700 ULTA SALON COSMETICS & FRAGR Cmn 90384S953 78 3,300 Sh Put Shared-defined 1 3,300 ULTIMATE SOFTWARE GRP CMN STOCK Cmn 90385D957 181 5,500 Sh Put Shared-defined 1 5,500 ULTIMATE SOFTWARE GRP CMN STOCK Cmn 90385D907 30 900 Sh Call Shared-defined 1 900 ULTIMATE SOFTWARE GRP CMN STOCK Cmn 90385D107 173 5,278 Sh Shared-defined -- 5,278 ULTIMATE SOFTWARE GRP CMN STOCK Cmn 90385D107 21 639 Sh Shared-defined 1 639 COLUMN TOTALS 4,960
FORM 13F Page 644 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ULTRA PETROLEUM CORP CMN STK Cmn 903914909 7,230 163,400 Sh Call Shared-defined 1 163,400 ULTRA PETROLEUM CORP CMN STK Cmn 903914959 4,872 110,100 Sh Put Shared-defined 1 110,100 ULTRA PETROLEUM CORP CMN STK Cmn 903914909 1,735 39,200 Sh Call Shared-defined -- 39,200 ULTRA PETROLEUM CORP CMN STK Cmn 903914959 407 9,200 Sh Put Shared-defined -- 9,200 ULTRA PETROLEUM CORP CMN STK Cmn 903914109 680 15,356 Sh Shared-defined 1 15,356 ULTRATECH INC CMN STK Cmn 904034905 210 12,900 Sh Call Shared-defined 1 12,900 ULTRATECH INC CMN STK Cmn 904034955 192 11,800 Sh Put Shared-defined 1 11,800 ULTRATECH INC CMN STK Cmn 904034105 99 6,100 Sh Shared-defined -- 6,100 ULTRATECH INC CMN STK Cmn 904034105 38 2,347 Sh Shared-defined 1 2,347 UMB FINANCIAL CORP CMN STK Cmn 902788108 10,997 309,246 Sh Shared-defined -- 309,246 UMB FINANCIAL CORP CMN STK Cmn 902788108 45 1,266 Sh Shared-defined 1 1,266 UMPQUA HOLDINGS CORP CMN STOCK Cmn 904214103 105 9,181 Sh Shared-defined -- 9,181 UMPQUA HOLDINGS CORP CMN STOCK Cmn 904214103 13 1,155 Sh Shared-defined 1 1,155 UNDER ARMOUR INC COMMON STOCK Cmn 904311907 4,429 133,700 Sh Call Shared-defined 1 133,700 COLUMN TOTALS 31,052
FORM 13F Page 645 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- UNDER ARMOUR INC COMMON STOCK Cmn 904311957 1,998 60,300 Sh Put Shared-defined 1 60,300 UNDER ARMOUR INC COMMON STOCK Cmn 904311957 1,428 43,100 Sh Put Shared-defined -- 43,100 UNDER ARMOUR INC COMMON STOCK Cmn 904311907 537 16,200 Sh Call Shared-defined -- 16,200 UNDER ARMOUR INC COMMON STOCK Cmn 904311107 1,711 51,649 Sh Shared-defined -- 51,649 UNDER ARMOUR INC COMMON STOCK Cmn 904311107 86 2,595 Sh Shared-defined 1 2,595 UNILEVER N V 1:1 ADR Depository Receipt 904784709 1,343 49,140 Sh Shared-defined -- N/A UNILEVER N V 1:1 ADR Depository Receipt 904784709 229 8,392 Sh Shared-defined 1 N/A UNION PAC CORP Cmn 907818108 5,039 72,499 Sh Shared-defined 1 72,499 UNION PAC CORP Cmn 907818108 334 4,801 Sh Shared-defined -- 4,801 UNION PAC CORP Cmn 907818908 27,755 399,300 Sh Call Shared-defined 1 399,300 UNION PAC CORP Cmn 907818958 26,796 385,500 Sh Put Shared-defined 1 385,500 UNION PAC CORP Cmn 907818908 3,608 51,900 Sh Call Shared-defined -- 51,900 UNION PAC CORP Cmn 907818958 2,940 42,300 Sh Put Shared-defined -- 42,300 UNISOURCE ENERGY CORP. CMN STOCK Cmn 909205106 722 23,907 Sh Shared-defined -- 23,907 COLUMN TOTALS 74,526
FORM 13F Page 646 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- UNISYS CMN STOCK Cmn 909214306 194 10,502 Sh Shared-defined -- 10,502 UNISYS CMN STOCK Cmn 909214906 1,185 64,100 Sh Call Shared-defined 1 64,100 UNISYS CMN STOCK Cmn 909214956 841 45,500 Sh Put Shared-defined 1 45,500 UNISYS CMN STOCK Cmn 909214956 52 2,800 Sh Put Shared-defined -- 2,800 UNISYS CMN STOCK Cmn 909214906 33 1,800 Sh Call Shared-defined -- 1,800 UNIT CORP CMN STOCK Cmn 909218109 214 5,279 Sh Shared-defined -- 5,279 UNIT CORP CMN STOCK Cmn 909218959 467 11,500 Sh Put Shared-defined 1 11,500 UNIT CORP CMN STOCK Cmn 909218909 142 3,500 Sh Call Shared-defined 1 3,500 UNIT CORP CMN STOCK Cmn 909218909 28 700 Sh Call Shared-defined -- 700 UNITED BANKSHARES INC/WV CMN STK Cmn 909907107 320 13,361 Sh Shared-defined -- 13,361 UNITED BANKSHARES INC/WV CMN STK Cmn 909907107 18 761 Sh Shared-defined 1 761 UNITED FIRE & CAS CO CMN STK Cmn 910331107 285 14,355 Sh Shared-defined -- 14,355 UNITED MICROELECTRONICS - ADR Depository Receipt 910873405 38 12,982 Sh Shared-defined -- N/A UNITED NAT FOODS INC CMN STOCK Cmn 911163903 604 20,200 Sh Call Shared-defined 1 20,200 COLUMN TOTALS 4,421
FORM 13F Page 647 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- UNITED NAT FOODS INC CMN STOCK Cmn 911163953 577 19,300 Sh Put Shared-defined 1 19,300 UNITED NAT FOODS INC CMN STOCK Cmn 911163103 66 2,200 Sh Shared-defined -- 2,200 UNITED ONLINE INC CMN STK Cmn 911268900 26 4,600 Sh Call Shared-defined 1 4,600 UNITED ONLINE INC CMN STK Cmn 911268950 25 4,400 Sh Put Shared-defined 1 4,400 UNITED ONLINE INC CMN STK Cmn 911268100 57 9,879 Sh Shared-defined -- 9,879 UNITED ONLINE INC CMN STK Cmn 911268100 6 1,040 Sh Shared-defined 1 1,040 UNITED PARCEL SERVICE CMN STOCK - CLASS B Cmn 911312106 10,560 185,623 Sh Shared-defined 1 185,623 UNITED PARCEL SERVICE CMN STOCK - CLASS B Cmn 911312106 1,004 17,652 Sh Shared-defined -- 17,652 UNITED PARCEL SERVICE CMN STOCK - CLASS B Cmn 911312956 53,619 942,500 Sh Put Shared-defined 1 942,500 UNITED PARCEL SERVICE CMN STOCK - CLASS B Cmn 911312906 27,393 481,500 Sh Call Shared-defined 1 481,500 UNITED PARCEL SERVICE CMN STOCK - CLASS B Cmn 911312906 7,259 127,600 Sh Call Shared-defined -- 127,600 UNITED PARCEL SERVICE CMN STOCK - CLASS B Cmn 911312956 3,083 54,200 Sh Put Shared-defined -- 54,200 UNITED RENTALS INC 4% CB 11/15/2015- REGISTERED Bond 911363AL3 18,025 16,900,000 Prn Shared-defined -- N/A UNITED RENTALS INC CMN STOCK Cmn 911363109 2,690 288,674 Sh Shared-defined -- 288,674 COLUMN TOTALS 124,390
FORM 13F Page 648 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- UNITED RENTALS INC CMN STOCK Cmn 911363109 101 10,838 Sh Shared-defined 1 10,838 UNITED RENTALS INC CMN STOCK Cmn 911363959 70 7,500 Sh Put Shared-defined 1 7,500 UNITED RENTALS INC CMN STOCK Cmn 911363909 44 4,700 Sh Call Shared-defined 1 4,700 UNITED STATES STEEL CORPORATION CMN STOCK Cmn 912909958 49,325 1,279,500 Sh Put Shared-defined 1 1,279,500 UNITED STATES STEEL CORPORATION CMN STOCK Cmn 912909908 43,014 1,115,800 Sh Call Shared-defined 1 1,115,800 UNITED STATES STEEL CORPORATION CMN STOCK Cmn 912909958 10,073 261,300 Sh Put Shared-defined -- 261,300 UNITED STATES STEEL CORPORATION CMN STOCK Cmn 912909908 6,511 168,900 Sh Call Shared-defined -- 168,900 UNITED STATES STEEL CORPORATION 4% CB 05/15/2014-R Bond 912909AE8 38,433 27,500,000 Prn Shared-defined -- N/A UNITED STATES STEEL CORPORATION CMN STOCK Cmn 912909108 11,431 296,520 Sh Shared-defined 1 296,520 UNITED STATES STEEL CORPORATION CMN STOCK Cmn 912909108 5,078 131,722 Sh Shared-defined -- 131,722 UNITED TECHNOLOGIES CORP Cmn 913017109 109 1,679 Sh Shared-defined -- 1,679 UNITED TECHNOLOGIES CORP Cmn 913017959 20,051 308,900 Sh Put Shared-defined 1 308,900 UNITED TECHNOLOGIES CORP Cmn 913017909 16,026 246,900 Sh Call Shared-defined 1 246,900 UNITED TECHNOLOGIES CORP Cmn 913017909 3,207 49,400 Sh Call Shared-defined -- 49,400 COLUMN TOTALS 203,473
FORM 13F Page 649 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- UNITED TECHNOLOGIES CORP Cmn 913017959 2,051 31,600 Sh Put Shared-defined -- 31,600 UNITED THERAPEUTICS CORP CMN STK Cmn 91307C902 3,788 77,600 Sh Call Shared-defined 1 77,600 UNITED THERAPEUTICS CORP CMN STK Cmn 91307C952 2,367 48,500 Sh Put Shared-defined 1 48,500 UNITED THERAPEUTICS CORP 0.5% 10/15/2011 - - REGISTE Bond 91307CAD4 36,606 27,500,000 Prn Shared-defined -- N/A UNITED THERAPEUTICS CORP CMN STK Cmn 91307C102 896 18,359 Sh Shared-defined -- 18,359 UNITED THERAPEUTICS CORP CMN STK Cmn 91307C102 55 1,120 Sh Shared-defined 1 1,120 UNITEDHEALTH GROUP INC Cmn 91324P102 12,928 455,224 Sh Shared-defined -- 455,224 UNITEDHEALTH GROUP INC Cmn 91324P102 1,299 45,735 Sh Shared-defined 1 45,735 UNITEDHEALTH GROUP INC Cmn 91324P902 16,049 565,100 Sh Call Shared-defined 1 565,100 UNITEDHEALTH GROUP INC Cmn 91324P952 12,675 446,300 Sh Put Shared-defined 1 446,300 UNITEDHEALTH GROUP INC Cmn 91324P952 1,176 41,400 Sh Put Shared-defined -- 41,400 UNITEDHEALTH GROUP INC Cmn 91324P902 659 23,200 Sh Call Shared-defined -- 23,200 UNITRIN INC CMN STK Cmn 913275103 890 34,781 Sh Shared-defined -- 34,781 UNITRIN INC CMN STK Cmn 913275103 39 1,535 Sh Shared-defined 1 1,535 COLUMN TOTALS 91,478
FORM 13F Page 650 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- UNIVERSAL AMERICAN FINANCIAL CORP. COMMON STOCK Cmn 913377107 162 11,270 Sh Shared-defined -- 11,270 UNIVERSAL AMERICAN FINANCIAL CORP. COMMON STOCK Cmn 913377107 2 122 Sh Shared-defined 1 122 UNIVERSAL CORP VA Cmn 913456109 554 13,965 Sh Shared-defined 1 13,965 UNIVERSAL CORP VA Cmn 913456109 73 1,840 Sh Shared-defined -- 1,840 UNIVERSAL CORP VA Cmn 913456909 2,063 52,000 Sh Call Shared-defined 1 52,000 UNIVERSAL CORP VA Cmn 913456959 1,190 30,000 Sh Put Shared-defined 1 30,000 UNIVERSAL DISPLAY CORP CMN STOCK Cmn 91347P955 939 52,200 Sh Put Shared-defined 1 52,200 UNIVERSAL DISPLAY CORP CMN STOCK Cmn 91347P905 931 51,800 Sh Call Shared-defined 1 51,800 UNIVERSAL DISPLAY CORP CMN STOCK Cmn 91347P105 459 25,513 Sh Shared-defined -- 25,513 UNIVERSAL ELECTRONICS INC CMN STK Cmn 913483103 210 12,642 Sh Shared-defined -- 12,642 UNIVERSAL FOREST PRODS INC CMN STK Cmn 913543104 283 9,342 Sh Shared-defined -- 9,342 UNIVERSAL HEALTH RLTY INCOME CMN STK Cmn 91359E105 379 11,806 Sh Shared-defined -- 11,806 UNIVERSAL HEALTH RLTY INCOME CMN STK Cmn 91359E105 32 992 Sh Shared-defined 1 992 UNIVERSAL HEALTH SERVICES COMMON STOCK Cmn 913903100 29,065 761,853 Sh Shared-defined -- 761,853 COLUMN TOTALS 36,342
FORM 13F Page 651 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- UNIVERSAL HEALTH SERVICES COMMON STOCK Cmn 913903100 705 18,491 Sh Shared-defined 1 18,491 UNIVERSAL HEALTH SERVICES COMMON STOCK Cmn 913903950 1,240 32,500 Sh Put Shared-defined 1 32,500 UNIVERSAL HEALTH SERVICES COMMON STOCK Cmn 913903900 919 24,100 Sh Call Shared-defined 1 24,100 UNIVERSAL TECHNICAL INSTITUTE COMMON STOCK Cmn 913915104 2 84 Sh Shared-defined 1 84 UNIVERSAL TECHNICAL INSTITUTE COMMON STOCK Cmn 913915904 577 24,400 Sh Call Shared-defined 1 24,400 UNIVERSAL TECHNICAL INSTITUTE COMMON STOCK Cmn 913915954 90 3,800 Sh Put Shared-defined 1 3,800 UNIVERSAL TRAVEL GROUP COMMON STOCK Cmn 91388Q952 340 57,800 Sh Put Shared-defined 1 57,800 UNIVERSAL TRAVEL GROUP COMMON STOCK Cmn 91388Q902 83 14,100 Sh Call Shared-defined 1 14,100 UNIVERSAL TRAVEL GROUP COMMON STOCK Cmn 91388Q202 236 40,157 Sh Shared-defined 1 40,157 UNUM GROUP CMN STK Cmn 91529Y906 647 29,800 Sh Call Shared-defined 1 29,800 UNUM GROUP CMN STK Cmn 91529Y956 647 29,800 Sh Put Shared-defined 1 29,800 UNUM GROUP CMN STK Cmn 91529Y906 15 700 Sh Call Shared-defined -- 700 UNUM GROUP CMN STK Cmn 91529Y106 38,368 1,768,133 Sh Shared-defined -- 1,768,133 UNUM GROUP CMN STK Cmn 91529Y106 783 36,096 Sh Shared-defined 1 36,096 COLUMN TOTALS 44,652
FORM 13F Page 652 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- URBAN OUTFITTERS INC CMN STK Cmn 917047902 5,306 154,300 Sh Call Shared-defined 1 154,300 URBAN OUTFITTERS INC CMN STK Cmn 917047952 4,818 140,100 Sh Put Shared-defined 1 140,100 URBAN OUTFITTERS INC CMN STK Cmn 917047902 454 13,200 Sh Call Shared-defined -- 13,200 URBAN OUTFITTERS INC CMN STK Cmn 917047952 413 12,000 Sh Put Shared-defined -- 12,000 URBAN OUTFITTERS INC CMN STK Cmn 917047102 55 1,600 Sh Shared-defined -- 1,600 URS CORP CMN STK Cmn 903236107 243 6,179 Sh Shared-defined 1 6,179 URS CORP CMN STK Cmn 903236107 240 6,106 Sh Shared-defined -- 6,106 URS CORP CMN STK Cmn 903236907 1,330 33,800 Sh Call Shared-defined 1 33,800 URS CORP CMN STK Cmn 903236957 1,031 26,200 Sh Put Shared-defined 1 26,200 US AIRWAYS GROUP INC Cmn 90341W908 7,287 846,300 Sh Call Shared-defined 1 846,300 US AIRWAYS GROUP INC Cmn 90341W958 1,876 217,900 Sh Put Shared-defined 1 217,900 US AIRWAYS GROUP INC Cmn 90341W908 1,837 213,300 Sh Call Shared-defined -- 213,300 US AIRWAYS GROUP INC Cmn 90341W958 397 46,100 Sh Put Shared-defined -- 46,100 US AUTO PARTS NETWORK INC Cmn 90343C100 97 16,100 Sh Shared-defined -- 16,100 COLUMN TOTALS 25,384
FORM 13F Page 653 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- US AUTO PARTS NETWORK INC Cmn 90343C100 6 974 Sh Shared-defined 1 974 US BANCORP CMN STK Cmn 902973904 17,060 763,300 Sh Call Shared-defined 1 763,300 US BANCORP CMN STK Cmn 902973954 10,940 489,500 Sh Put Shared-defined 1 489,500 US BANCORP CMN STK Cmn 902973904 1,475 66,000 Sh Call Shared-defined -- 66,000 US BANCORP CMN STK Cmn 902973954 121 5,400 Sh Put Shared-defined -- 5,400 US BANCORP CMN STK Cmn 902973304 68,545 3,066,883 Sh Shared-defined -- 3,066,883 US CELLULAR CORP CMN STK Cmn 911684108 687 16,686 Sh Shared-defined -- 16,686 US CELLULAR CORP CMN STK Cmn 911684108 10 234 Sh Shared-defined 1 234 US MOBILITY INC COMMON STOCK Cmn 90341G103 685 53,025 Sh Shared-defined -- 53,025 US MOBILITY INC COMMON STOCK Cmn 90341G103 2 183 Sh Shared-defined 1 183 USEC INC CMN STOCK Cmn 90333E958 1,256 263,900 Sh Put Shared-defined 1 263,900 USEC INC CMN STOCK Cmn 90333E908 214 44,900 Sh Call Shared-defined 1 44,900 USEC INC CMN STOCK Cmn 90333E958 115 24,200 Sh Put Shared-defined -- 24,200 USEC INC 3% CB 10/1/2014 -REGISTERED Bond 90333EAC2 21,351 29,500,000 Prn Shared-defined -- N/A COLUMN TOTALS 122,467
FORM 13F Page 654 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- USEC INC CMN STOCK Cmn 90333E108 1,055 221,705 Sh Shared-defined 1 221,705 USEC INC CMN STOCK Cmn 90333E108 437 91,755 Sh Shared-defined -- 91,755 USG CORPORATION Cmn 903293405 349 28,876 Sh Shared-defined -- 28,876 USG CORPORATION Cmn 903293405 32 2,615 Sh Shared-defined 1 2,615 USG CORPORATION Cmn 903293905 1,805 149,400 Sh Call Shared-defined -- 149,400 USG CORPORATION Cmn 903293905 1,504 124,500 Sh Call Shared-defined 1 124,500 USG CORPORATION Cmn 903293955 1,017 84,200 Sh Put Shared-defined 1 84,200 USG CORPORATION Cmn 903293955 123 10,200 Sh Put Shared-defined -- 10,200 U-STORE-IT TRUST COMMON STOCK Cmn 91274F104 170 22,800 Sh Shared-defined -- 22,800 U-STORE-IT TRUST COMMON STOCK Cmn 91274F104 29 3,928 Sh Shared-defined 1 3,928 UTI WORLDWIDE(IPO) CMN STOCK Cmn G87210953 219 17,700 Sh Put Shared-defined 1 17,700 UTI WORLDWIDE(IPO) CMN STOCK Cmn G87210903 56 4,500 Sh Call Shared-defined 1 4,500 UTI WORLDWIDE(IPO) CMN STOCK Cmn G87210103 444 35,902 Sh Shared-defined -- 35,902 UTI WORLDWIDE(IPO) CMN STOCK Cmn G87210103 147 11,848 Sh Shared-defined 1 11,848 COLUMN TOTALS 7,387
FORM 13F Page 655 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- UTSTARCOM INC CMN STOCK Cmn 918076950 21 11,300 Sh Put Shared-defined 1 11,300 UTSTARCOM INC CMN STOCK Cmn 918076100 169 91,938 Sh Shared-defined -- 91,938 UTSTARCOM INC CMN STOCK Cmn 918076100 29 15,961 Sh Shared-defined 1 15,961 V F CORP Cmn 918204108 1,148 16,131 Sh Shared-defined -- 16,131 V F CORP Cmn 918204108 99 1,396 Sh Shared-defined 1 1,396 V F CORP Cmn 918204908 3,815 53,600 Sh Call Shared-defined 1 53,600 V F CORP Cmn 918204958 3,075 43,200 Sh Put Shared-defined 1 43,200 V F CORP Cmn 918204908 584 8,200 Sh Call Shared-defined -- 8,200 V F CORP Cmn 918204958 149 2,100 Sh Put Shared-defined -- 2,100 VAALCO ENERGY INC CMN STK Cmn 91851C951 45 8,100 Sh Put Shared-defined 1 8,100 VAALCO ENERGY INC CMN STK Cmn 91851C901 1 100 Sh Call Shared-defined 1 100 VAALCO ENERGY INC CMN STK Cmn 91851C201 199 35,518 Sh Shared-defined 1 35,518 VAALCO ENERGY INC CMN STK Cmn 91851C201 137 24,425 Sh Shared-defined -- 24,425 VAIL RESORTS INC CMN STOCK Cmn 91879Q959 915 26,200 Sh Put Shared-defined 1 26,200 COLUMN TOTALS 10,386
FORM 13F Page 656 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- VAIL RESORTS INC CMN STOCK Cmn 91879Q909 485 13,900 Sh Call Shared-defined 1 13,900 VAIL RESORTS INC CMN STOCK Cmn 91879Q109 346 9,917 Sh Shared-defined -- 9,917 VALASSIS COMMUNICATIONS INC CMN STK Cmn 918866904 2,309 72,800 Sh Call Shared-defined 1 72,800 VALASSIS COMMUNICATIONS INC CMN STK Cmn 918866954 672 21,200 Sh Put Shared-defined 1 21,200 VALASSIS COMMUNICATIONS INC CMN STK Cmn 918866104 19 600 Sh Shared-defined -- 600 VALEANT PHARMACEUTICALS Cmn 91911X904 6,552 125,300 Sh Call Shared-defined 1 125,300 VALEANT PHARMACEUTICALS Cmn 91911X954 5,318 101,700 Sh Put Shared-defined 1 101,700 VALEANT PHARMACEUTICALS Cmn 91911X904 47 900 Sh Call Shared-defined -- 900 VALEANT PHARMACEUTICALS Cmn 91911X954 47 900 Sh Put Shared-defined -- 900 VALERO ENERGY CORP CMN STOCK Cmn 91913Y100 664 36,955 Sh Shared-defined -- 36,955 VALERO ENERGY CORP CMN STOCK Cmn 91913Y100 194 10,768 Sh Shared-defined 1 10,768 VALERO ENERGY CORP CMN STOCK Cmn 91913Y900 14,925 830,100 Sh Call Shared-defined 1 830,100 VALERO ENERGY CORP CMN STOCK Cmn 91913Y950 6,552 364,400 Sh Put Shared-defined 1 364,400 VALERO ENERGY CORP CMN STOCK Cmn 91913Y900 867 48,200 Sh Call Shared-defined -- 48,200 COLUMN TOTALS 38,997
FORM 13F Page 657 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- VALERO ENERGY CORP CMN STOCK Cmn 91913Y950 832 46,300 Sh Put Shared-defined -- 46,300 VALIDUS HOLDINGS LTD Cmn G9319H102 17,053 698,320 Sh Shared-defined -- 698,320 VALIDUS HOLDINGS LTD Cmn G9319H102 35 1,451 Sh Shared-defined 1 1,451 VALLEY NATIONAL BANCORP CMN STK Cmn 919794907 221 16,245 Sh Call Shared-defined 1 16,245 VALLEY NATIONAL BANCORP CMN STK Cmn 919794957 135 9,920 Sh Put Shared-defined 1 9,920 VALLEY NATIONAL BANCORP CMN STK Cmn 919794107 895 65,747 Sh Shared-defined -- 65,747 VALLEY NATIONAL BANCORP CMN STK Cmn 919794107 38 2,818 Sh Shared-defined 1 2,818 VALLEY NATIONAL BANCORP-CW15 Wt 919794123 -- 105 Shared-defined 1 N/A VALMONT INDUSTRIES CMN STK Cmn 920253901 4,098 56,400 Sh Call Shared-defined 1 56,400 VALMONT INDUSTRIES CMN STK Cmn 920253951 1,562 21,500 Sh Put Shared-defined 1 21,500 VALMONT INDUSTRIES CMN STK Cmn 920253951 153 2,100 Sh Put Shared-defined -- 2,100 VALMONT INDUSTRIES CMN STK Cmn 920253901 44 600 Sh Call Shared-defined -- 600 VALMONT INDUSTRIES CMN STK Cmn 920253101 929 12,789 Sh Shared-defined -- 12,789 VALMONT INDUSTRIES CMN STK Cmn 920253101 15 208 Sh Shared-defined 1 208 COLUMN TOTALS 26,010
FORM 13F Page 658 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- VALSPAR CORP CMN STK Cmn 920355904 1,768 58,700 Sh Call Shared-defined 1 58,700 VALSPAR CORP CMN STK Cmn 920355954 569 18,900 Sh Put Shared-defined 1 18,900 VALSPAR CORP CMN STK Cmn 920355104 2,130 70,720 Sh Shared-defined -- 70,720 VALSPAR CORP CMN STK Cmn 920355104 33 1,100 Sh Shared-defined 1 1,100 VALUECLICK INC CMN STOCK Cmn 92046N952 1,293 121,000 Sh Put Shared-defined 1 121,000 VALUECLICK INC CMN STOCK Cmn 92046N902 221 20,700 Sh Call Shared-defined 1 20,700 VALUECLICK INC CMN STOCK Cmn 92046N902 40 3,700 Sh Call Shared-defined -- 3,700 VALUECLICK INC CMN STOCK Cmn 92046N102 776 72,626 Sh Shared-defined -- 72,626 VALUECLICK INC CMN STOCK Cmn 92046N102 392 36,715 Sh Shared-defined 1 36,715 VANCEINFO TECHNOLOGIES-ADR Depository Receipt 921564100 1,028 44,159 Sh Shared-defined 1 N/A VANCEINFO TECHNOLOGIES-ADR Depository Receipt 921564100 447 19,207 Sh Shared-defined -- N/A VANDA PHARMACEUTICALS INC COMMON STOCK Cmn 921659908 520 78,700 Sh Call Shared-defined 1 78,700 VANDA PHARMACEUTICALS INC COMMON STOCK Cmn 921659958 99 15,000 Sh Put Shared-defined 1 15,000 VANDA PHARMACEUTICALS INC COMMON STOCK Cmn 921659108 19 2,861 Sh Shared-defined -- 2,861 COLUMN TOTALS 9,335
FORM 13F Page 659 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- VANDA PHARMACEUTICALS INC COMMON STOCK Cmn 921659108 4 581 Sh Shared-defined 1 581 VARIAN MEDICAL SYSTEMS INC CMN STK Cmn 92220P105 30 575 Sh Shared-defined 1 575 VARIAN MEDICAL SYSTEMS INC CMN STK Cmn 92220P105 -- 8 Sh Shared-defined -- 8 VARIAN MEDICAL SYSTEMS INC CMN STK Cmn 92220P905 2,123 40,600 Sh Call Shared-defined 1 40,600 VARIAN MEDICAL SYSTEMS INC CMN STK Cmn 92220P955 810 15,500 Sh Put Shared-defined 1 15,500 VARIAN MEDICAL SYSTEMS INC CMN STK Cmn 92220P955 481 9,200 Sh Put Shared-defined -- 9,200 VARIAN MEDICAL SYSTEMS INC CMN STK Cmn 92220P905 204 3,900 Sh Call Shared-defined -- 3,900 VARIAN SEMICONDCTR EQUIP INC CMN STOCK Cmn 922207105 4,863 169,677 Sh Shared-defined -- 169,677 VARIAN SEMICONDCTR EQUIP INC CMN STOCK Cmn 922207105 32 1,124 Sh Shared-defined 1 1,124 VARIAN SEMICONDCTR EQUIP INC CMN STOCK Cmn 922207905 1,258 43,900 Sh Call Shared-defined 1 43,900 VARIAN SEMICONDCTR EQUIP INC CMN STOCK Cmn 922207955 995 34,700 Sh Put Shared-defined 1 34,700 VARIAN SEMICONDCTR EQUIP INC CMN STOCK Cmn 922207955 86 3,000 Sh Put Shared-defined -- 3,000 VARIAN SEMICONDCTR EQUIP INC CMN STOCK Cmn 922207905 77 2,700 Sh Call Shared-defined -- 2,700 VASCO DATA SEC INTL INC CMN STOCK Cmn 92230Y954 15 2,500 Sh Put Shared-defined 1 2,500 COLUMN TOTALS 10,978
FORM 13F Page 660 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- VASCO DATA SEC INTL INC CMN STOCK Cmn 92230Y904 10 1,600 Sh Call Shared-defined 1 1,600 VASCO DATA SEC INTL INC CMN STOCK Cmn 92230Y104 88 14,240 Sh Shared-defined -- 14,240 VASCULAR SOLUTIONS INC. Cmn 92231M109 75 6,037 Sh Shared-defined 1 6,037 VASCULAR SOLUTIONS INC. Cmn 92231M109 63 5,041 Sh Shared-defined -- 5,041 VASCULAR SOLUTIONS INC. Cmn 92231M959 84 6,700 Sh Put Shared-defined 1 6,700 VASCULAR SOLUTIONS INC. Cmn 92231M909 49 3,900 Sh Call Shared-defined 1 3,900 VCA ANTECH INC Cmn 918194101 328 13,258 Sh Shared-defined -- 13,258 VCA ANTECH INC Cmn 918194101 62 2,504 Sh Shared-defined 1 2,504 VCA ANTECH INC Cmn 918194901 2 100 Sh Call Shared-defined 1 100 VECTOR GROUP LTD CMN STK Cmn 92240M108 213 12,650 Sh Shared-defined -- 12,650 VECTOR GRP 3.875% CB 6/15/2026-REGISTERED Bond 92240MAL2 2,498 2,300,000 Prn Shared-defined -- N/A VECTREN CORP CMN STOCK Cmn 92240G101 786 33,217 Sh Shared-defined -- 33,217 VEECO INSTRS INC DEL CMN STOCK Cmn 922417100 296 8,640 Sh Shared-defined 1 8,640 VEECO INSTRS INC DEL CMN STOCK Cmn 922417100 27 800 Sh Shared-defined -- 800 COLUMN TOTALS 4,581
FORM 13F Page 661 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- VEECO INSTRS INC DEL CMN STOCK Cmn 922417900 5,454 159,100 Sh Call Shared-defined 1 159,100 VEECO INSTRS INC DEL CMN STOCK Cmn 922417950 4,463 130,200 Sh Put Shared-defined 1 130,200 VEECO INSTRS INC DEL CMN STOCK Cmn 922417900 2,873 83,800 Sh Call Shared-defined -- 83,800 VEECO INSTRS INC DEL CMN STOCK Cmn 922417950 216 6,300 Sh Put Shared-defined -- 6,300 VENTAS INC CMN STOCK Cmn 92276F900 3,329 70,900 Sh Call Shared-defined 1 70,900 VENTAS INC CMN STOCK Cmn 92276F900 765 16,300 Sh Call Shared-defined -- 16,300 VENTAS INC CMN STOCK Cmn 92276F950 751 16,000 Sh Put Shared-defined 1 16,000 VENTAS INC CMN STOCK Cmn 92276F950 14 300 Sh Put Shared-defined -- 300 VENTAS INC CMN STOCK Cmn 92276F100 306 6,525 Sh Shared-defined 1 6,525 VENTAS INC CMN STOCK Cmn 92276F100 39 828 Sh Shared-defined -- 828 VEOLIA ENVIRONMENT - ADR 1:1 Depository 92334N103 809 34,597 Sh Shared-defined -- N/A Receipt VEOLIA ENVIRONMENT - ADR 1:1 Depository 92334N103 22 957 Sh Shared-defined 1 N/A Receipt VERIFONE SYSTEMS INC Cmn 92342Y109 5 268 Sh Shared-defined -- 268 VERIFONE SYSTEMS INC Cmn 92342Y909 1,054 55,700 Sh Call Shared-defined 1 55,700 COLUMN TOTALS 20,100
FORM 13F Page 662 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- VERIFONE SYSTEMS INC Cmn 92342Y959 572 30,200 Sh Put Shared-defined 1 30,200 VERIGY LTD CMN STK Cmn Y93691956 79 9,100 Sh Put Shared-defined 1 9,100 VERIGY LTD CMN STK Cmn Y93691106 567 65,232 Sh Shared-defined -- 65,232 VERIGY LTD CMN STK Cmn Y93691106 105 12,058 Sh Shared-defined 1 12,058 VERISIGN INC CMN STOCK Cmn 92343E902 6,006 226,200 Sh Call Shared-defined 1 226,200 VERISIGN INC CMN STOCK Cmn 92343E952 3,794 142,900 Sh Put Shared-defined 1 142,900 VERISIGN INC 3.25% CB DUE 08/15/2037 - REGISTERED Bond 92343EAD4 105,645 117,800,000 Prn Shared-defined -- N/A VERISIGN INC CMN STOCK Cmn 92343E102 36,639 1,380,012 Sh Shared-defined -- 1,380,012 VERISIGN INC CMN STOCK Cmn 92343E102 226 8,519 Sh Shared-defined 1 8,519 VERISK ANALYTICS INC-CLASS A Cmn 92345Y956 332 11,100 Sh Put Shared-defined 1 11,100 VERISK ANALYTICS INC-CLASS A Cmn 92345Y906 126 4,200 Sh Call Shared-defined 1 4,200 VERISK ANALYTICS INC-CLASS A Cmn 92345Y106 6,415 214,550 Sh Shared-defined -- 214,550 VERISK ANALYTICS INC-CLASS A Cmn 92345Y106 731 24,434 Sh Shared-defined 1 24,434 VERIZON COMMUNICATIONS CMN STK Cmn 92343V104 36,035 1,286,037 Sh Shared-defined 1 1,286,037 COLUMN TOTALS 197,272
FORM 13F Page 663 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- VERIZON COMMUNICATIONS CMN STK Cmn 92343V104 7,082 252,753 Sh Shared-defined -- 252,753 VERIZON COMMUNICATIONS CMN STK Cmn 92343V954 61,039 2,178,400 Sh Put Shared-defined 1 2,178,400 VERIZON COMMUNICATIONS CMN STK Cmn 92343V904 23,683 845,200 Sh Call Shared-defined 1 845,200 VERIZON COMMUNICATIONS CMN STK Cmn 92343V954 9,325 332,800 Sh Put Shared-defined -- 332,800 VERIZON COMMUNICATIONS CMN STK Cmn 92343V904 2,511 89,600 Sh Call Shared-defined -- 89,600 VERTEX PHARMACEUTICALS INC CMN STK Cmn 92532F950 6,886 209,300 Sh Put Shared-defined 1 209,300 VERTEX PHARMACEUTICALS INC CMN STK Cmn 92532F900 4,580 139,200 Sh Call Shared-defined 1 139,200 VERTEX PHARMACEUTICALS INC CMN STK Cmn 92532F100 1,985 60,323 Sh Shared-defined 1 60,323 VERTEX PHARMACEUTICALS INC CMN STK Cmn 92532F100 538 16,361 Sh Shared-defined -- 16,361 VIACOM INC CMN STK-CLASS B Cmn 92553P201 18,814 599,741 Sh Shared-defined -- 599,741 VIACOM INC-CMN STK CLASS A Cmn 92553P902 5,577 156,400 Sh Call Shared-defined 1 156,400 VIACOM INC CMN STK-CLASS B Cmn 92553P901 1,349 43,000 Sh Call Shared-defined 1 43,000 VIACOM INC CMN STK-CLASS B Cmn 92553P951 1,292 41,200 Sh Put Shared-defined 1 41,200 VIACOM INC-CMN STK CLASS A Cmn 92553P952 292 8,200 Sh Put Shared-defined 1 8,200 COLUMN TOTALS 144,953
FORM 13F Page 664 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- VIACOM INC CMN STK-CLASS B Cmn 92553P901 173 5,500 Sh Call Shared-defined -- 5,500 VIACOM INC-CMN STK CLASS A Cmn 92553P102 13 364 Sh Shared-defined 1 364 VIAD CORP Cmn 92552R406 453 25,668 Sh Shared-defined -- 25,668 VIAD CORP Cmn 92552R406 7 381 Sh Shared-defined 1 381 VIASAT INC CMN STOCK Cmn 92552V100 349 10,704 Sh Shared-defined -- 10,704 VIASAT INC CMN STOCK Cmn 92552V100 4 121 Sh Shared-defined 1 121 VICAL INC CMN STK Cmn 925602104 29 9,400 Sh Shared-defined -- 9,400 VICAL INC CMN STK Cmn 925602104 27 8,736 Sh Shared-defined 1 8,736 VIRAGE LOGIC CORPORATION Cmn 92763R104 146 12,300 Sh Shared-defined -- 12,300 VIRAGE LOGIC CORPORATION Cmn 92763R104 24 1,990 Sh Shared-defined 1 1,990 VIRGIN MEDIA 6.5% CB 11/15/16 - REGISTERED Bond 92769LAB7 5,829 5,000,000 Prn Shared-defined -- N/A VIRGIN MEDIA INC CMN STK Cmn 92769L901 2,891 173,200 Sh Call Shared-defined 1 173,200 VIRGIN MEDIA INC CMN STK Cmn 92769L951 1,739 104,200 Sh Put Shared-defined 1 104,200 VIRGIN MEDIA INC CMN STK Cmn 92769L901 127 7,600 Sh Call Shared-defined -- 7,600 COLUMN TOTALS 11,811
FORM 13F Page 665 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- VIRGIN MEDIA INC CMN STK Cmn 92769L101 57 3,404 Sh Shared-defined -- 3,404 VIRGIN MEDIA INC-CW11 Wt 92769L119 -- 102 Shared-defined 1 N/A VIRNETX HOLDING CORP CMN STOCK Cmn 92823T958 91 15,300 Sh Put Shared-defined 1 15,300 VIRNETX HOLDING CORP CMN STOCK Cmn 92823T908 50 8,500 Sh Call Shared-defined 1 8,500 VIRNETX HOLDING CORP CMN STOCK Cmn 92823T108 166 28,031 Sh Shared-defined 1 28,031 VIROPHARMA INC CMN STOCK Cmn 928241958 287 25,600 Sh Put Shared-defined 1 25,600 VIROPHARMA INC CMN STOCK Cmn 928241908 133 11,900 Sh Call Shared-defined 1 11,900 VIROPHARMA INC 2% CB 3/15/2017- REGISTERED Bond 928241AH1 71,746 83,000,000 Prn Shared-defined -- N/A VIROPHARMA INC CMN STOCK Cmn 928241108 353 31,450 Sh Shared-defined -- 31,450 VISA INC-CLASS A SHRS Cmn 92826C839 30,845 435,977 Sh Shared-defined -- 435,977 VISA INC-CLASS A SHRS Cmn 92826C839 14,885 210,387 Sh Shared-defined 1 210,387 VISA INC-CLASS A SHRS Cmn 92826C959 51,258 724,500 Sh Put Shared-defined 1 724,500 VISA INC-CLASS A SHRS Cmn 92826C909 21,664 306,200 Sh Call Shared-defined 1 306,200 VISA INC-CLASS A SHRS Cmn 92826C959 10,662 150,700 Sh Put Shared-defined -- 150,700 COLUMN TOTALS 202,197
FORM 13F Page 666 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- VISA INC-CLASS A SHRS Cmn 92826C909 3,460 48,900 Sh Call Shared-defined -- 48,900 VISHAY INTERTECHNOLOGY COMMON STOCK VSH - CLASS A Cmn 928298108 316 40,798 Sh Shared-defined -- 40,798 VISHAY INTERTECHNOLOGY COMMON STOCK VSH - CLASS A Cmn 928298108 28 3,660 Sh Shared-defined 1 3,660 VISHAY INTERTECHNOLOGY COMMON STOCK VSH - CLASS A Cmn 928298958 60 7,800 Sh Put Shared-defined 1 7,800 VISHAY INTERTECHNOLOGY COMMON STOCK VSH - CLASS A Cmn 928298908 9 1,100 Sh Call Shared-defined 1 1,100 VISIONCHINA MEDIA INC - -ADS Depository Receipt 92833U103 127 42,401 Sh Shared-defined 1 N/A VISIONCHINA MEDIA INC - -ADS Depository Receipt 92833U103 7 2,200 Sh Shared-defined -- N/A VISTA GOLD CORP COMMON STOCK Cmn 927926903 9 5,500 Sh Call Shared-defined 1 5,500 VISTA GOLD CORP COMMON STOCK Cmn 927926953 6 3,500 Sh Put Shared-defined 1 3,500 VISTA GOLD CORP COMMON STOCK Cmn 927926303 6 3,468 Sh Shared-defined 1 3,468 VISTA GOLD CORP COMMON STOCK Cmn 927926303 3 1,494 Sh Shared-defined -- 1,494 VISTAPRINT NV Cmn N93540107 1,330 27,998 Sh Shared-defined 1 27,998 VISTAPRINT NV Cmn N93540107 563 11,856 Sh Shared-defined -- 11,856 VISTAPRINT NV Cmn N93540957 2,631 55,400 Sh Put Shared-defined 1 55,400 COLUMN TOTALS 8,555
FORM 13F Page 667 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- VISTAPRINT NV Cmn N93540907 2,393 50,400 Sh Call Shared-defined 1 50,400 VISTAPRINT NV Cmn N93540957 1,282 27,000 Sh Put Shared-defined -- 27,000 VISTAPRINT NV Cmn N93540907 242 5,100 Sh Call Shared-defined -- 5,100 VITACOST.COM INC Cmn 92847A900 34 3,800 Sh Call Shared-defined 1 3,800 VITACOST.COM INC Cmn 92847A950 9 1,000 Sh Put Shared-defined 1 1,000 VITACOST.COM INC Cmn 92847A200 88 9,781 Sh Shared-defined -- 9,781 VITACOST.COM INC Cmn 92847A200 9 1,010 Sh Shared-defined 1 1,010 VIVUS INC CMN STK Cmn 928551900 4,682 487,700 Sh Call Shared-defined 1 487,700 VIVUS INC CMN STK Cmn 928551950 1,145 119,300 Sh Put Shared-defined 1 119,300 VIVUS INC CMN STK Cmn 928551100 2 200 Sh Shared-defined -- 200 VMWARE INC Cmn 928563952 14,978 239,300 Sh Put Shared-defined 1 239,300 VMWARE INC Cmn 928563902 13,926 222,500 Sh Call Shared-defined 1 222,500 VMWARE INC Cmn 928563952 3,449 55,100 Sh Put Shared-defined -- 55,100 VMWARE INC Cmn 928563902 2,879 46,000 Sh Call Shared-defined -- 46,000 COLUMN TOTALS 45,118
FORM 13F Page 668 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- VODAFONE GROUP PLC - SPON ADR 1:10 Depository Receipt 92857W209 13,401 648,310 Sh Shared-defined -- N/A VODAFONE GROUP PLC - SPON ADR 1:10 Depository Receipt 92857W209 35 1,682 Sh Shared-defined 1 N/A VOLCANO CORP Cmn 928645900 312 14,300 Sh Call Shared-defined 1 14,300 VOLCANO CORP Cmn 928645950 98 4,500 Sh Put Shared-defined 1 4,500 VOLT INFO SCIENCES INC CMN STK Cmn 928703107 94 11,133 Sh Shared-defined -- 11,133 VOLTERRA SEMICONDUCTOR CORP COMMON STOCK Cmn 928708906 1,171 50,800 Sh Call Shared-defined 1 50,800 VOLTERRA SEMICONDUCTOR CORP COMMON STOCK Cmn 928708956 590 25,600 Sh Put Shared-defined 1 25,600 VOLTERRA SEMICONDUCTOR CORP COMMON STOCK Cmn 928708106 73 3,177 Sh Shared-defined -- 3,177 VORNADO REALTY TRUST CMN STK Cmn 929042909 9,578 131,300 Sh Call Shared-defined 1 131,300 VORNADO REALTY TRUST CMN STK Cmn 929042959 7,507 102,900 Sh Put Shared-defined 1 102,900 VORNADO REALTY TRUST CMN STK Cmn 929042909 2,349 32,200 Sh Call Shared-defined -- 32,200 VORNADO REALTY TRUST CMN STK Cmn 929042959 1,481 20,300 Sh Put Shared-defined -- 20,300 VORNADO REALTY TRUST CMN STK Cmn 929042109 1,424 19,527 Sh Shared-defined 1 19,527 VORNADO REALTY TRUST CMN STK Cmn 929042109 70 955 Sh Shared-defined -- 955 COLUMN TOTALS 38,183
FORM 13F Page 669 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- VULCAN MATERIALS CO CMN STK Cmn 929160959 6,408 146,200 Sh Put Shared-defined 1 146,200 VULCAN MATERIALS CO CMN STK Cmn 929160909 5,549 126,600 Sh Call Shared-defined 1 126,600 VULCAN MATERIALS CO CMN STK Cmn 929160909 1,385 31,600 Sh Call Shared-defined -- 31,600 VULCAN MATERIALS CO CMN STK Cmn 929160959 622 14,200 Sh Put Shared-defined -- 14,200 VULCAN MATERIALS CO CMN STK Cmn 929160109 1,132 25,834 Sh Shared-defined -- 25,834 W&T OFFSHORE INC. Cmn 92922P906 164 17,300 Sh Call Shared-defined 1 17,300 W&T OFFSHORE INC. Cmn 92922P956 27 2,900 Sh Put Shared-defined 1 2,900 W.R. GRACE & CO. COMMON STOCK Cmn 38388F108 8,038 382,024 Sh Shared-defined -- 382,024 W.R. GRACE & CO. COMMON STOCK Cmn 38388F108 72 3,408 Sh Shared-defined 1 3,408 WABASH NATIONAL CORP CMN STK Cmn 929566107 2,230 313,705 Sh Shared-defined -- 313,705 WABCO HOLDINGS INC Cmn 92927K102 20,375 647,229 Sh Shared-defined -- 647,229 WABCO HOLDINGS INC Cmn 92927K102 81 2,575 Sh Shared-defined 1 2,575 WABCO HOLDINGS INC Cmn 92927K902 4,256 135,200 Sh Call Shared-defined -- 135,200 WABCO HOLDINGS INC Cmn 92927K952 3,954 125,600 Sh Put Shared-defined -- 125,600 COLUMN TOTALS 54,293
FORM 13F Page 670 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WABCO HOLDINGS INC Cmn 92927K952 164 5,200 Sh Put Shared-defined 1 5,200 WABCO HOLDINGS INC Cmn 92927K902 120 3,800 Sh Call Shared-defined 1 3,800 WABTEC CMN STOCK Cmn 929740908 989 24,800 Sh Call Shared-defined 1 24,800 WABTEC CMN STOCK Cmn 929740958 710 17,800 Sh Put Shared-defined 1 17,800 WABTEC CMN STOCK Cmn 929740108 293 7,339 Sh Shared-defined -- 7,339 WACHOVIA 7.5% CONV PERF - PERP Pref Stk 949746804 142 152 Sh Shared-defined 1 N/A WADDELL & REED FINL INC CMN STOCK Cmn 930059100 8,976 410,223 Sh Shared-defined -- 410,223 WADDELL & REED FINL INC CMN STOCK Cmn 930059100 64 2,920 Sh Shared-defined 1 2,920 WAL MART STORES INC Cmn 931142103 17,621 366,560 Sh Shared-defined 1 366,560 WAL MART STORES INC Cmn 931142103 5,938 123,523 Sh Shared-defined -- 123,523 WALGREEN CO Cmn 931422109 1,458 54,595 Sh Shared-defined -- 54,595 WALGREEN CO Cmn 931422109 1,313 49,165 Sh Shared-defined 1 49,165 WALGREEN CO Cmn 931422909 16,434 615,500 Sh Call Shared-defined 1 615,500 WALGREEN CO Cmn 931422959 11,857 444,100 Sh Put Shared-defined 1 444,100 COLUMN TOTALS 66,079
FORM 13F Page 671 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WALGREEN CO Cmn 931422909 11,334 424,500 Sh Call Shared-defined -- 424,500 WALGREEN CO Cmn 931422959 1,917 71,800 Sh Put Shared-defined -- 71,800 WAL MART STORES INC Cmn 931142903 62,693 1,304,200 Sh Call Shared-defined 1 1,304,200 WAL MART STORES INC Cmn 931142953 56,742 1,180,400 Sh Put Shared-defined 1 1,180,400 WAL MART STORES INC Cmn 931142953 8,369 174,100 Sh Put Shared-defined -- 174,100 WAL MART STORES INC Cmn 931142903 1,822 37,900 Sh Call Shared-defined -- 37,900 WALTER ENERGY INC Cmn 93317Q105 5,081 83,493 Sh Shared-defined -- 83,493 WALTER ENERGY INC Cmn 93317Q105 2,143 35,221 Sh Shared-defined 1 35,221 WALTER ENERGY INC Cmn 93317Q905 7,685 126,300 Sh Call Shared-defined 1 126,300 WALTER ENERGY INC Cmn 93317Q955 6,000 98,600 Sh Put Shared-defined 1 98,600 WALTER ENERGY INC Cmn 93317Q905 2,038 33,500 Sh Call Shared-defined -- 33,500 WALTER ENERGY INC Cmn 93317Q955 1,187 19,500 Sh Put Shared-defined -- 19,500 WALTER INVESTMENT MANAGEMENT CORP Cmn 93317W952 880 53,800 Sh Put Shared-defined 1 53,800 WALTER INVESTMENT MANAGEMENT CORP Cmn 93317W902 716 43,800 Sh Call Shared-defined 1 43,800 COLUMN TOTALS 168,607
FORM 13F Page 672 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WALTER INVESTMENT MANAGEMENT CORP Cmn 93317W902 29 1,800 Sh Call Shared-defined -- 1,800 WALTER INVESTMENT MANAGEMENT CORP Cmn 93317W102 55 3,368 Sh Shared-defined 1 3,368 WALTER INVESTMENT MANAGEMENT CORP Cmn 93317W102 52 3,165 Sh Shared-defined -- 3,165 WARNER CHILCOTT PLC Cmn G94368100 7,877 344,732 Sh Shared-defined -- 344,732 WARNER CHILCOTT PLC Cmn G94368100 1,599 69,973 Sh Shared-defined 1 69,973 WARNER CHILCOTT PLC Cmn G94368950 2,116 92,600 Sh Put Shared-defined 1 92,600 WARNER CHILCOTT PLC Cmn G94368900 491 21,500 Sh Call Shared-defined 1 21,500 WARNER CHILCOTT PLC Cmn G94368950 322 14,100 Sh Put Shared-defined -- 14,100 WARREN RESOURCES INC. COMMON STOCK Cmn 93564A950 6 2,100 Sh Put Shared-defined 1 2,100 WARREN RESOURCES INC. COMMON STOCK Cmn 93564A900 3 1,200 Sh Call Shared-defined 1 1,200 WARREN RESOURCES INC. COMMON STOCK Cmn 93564A100 24 8,242 Sh Shared-defined 1 8,242 WASHINGTON FEDERAL S&L ASSC CMN STK Cmn 938824909 286 17,700 Sh Call Shared-defined 1 17,700 WASHINGTON FEDERAL S&L ASSC CMN STK Cmn 938824959 47 2,900 Sh Put Shared-defined 1 2,900 WASHINGTON FEDERAL S&L ASSC CMN STK Cmn 938824109 62 3,849 Sh Shared-defined 1 3,849 COLUMN TOTALS 12,969
FORM 13F Page 673 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WASHINGTON FEDERAL S&L ASSC CMN STK Cmn 938824109 58 3,580 Sh Shared-defined -- 3,580 WASHINGTON POST - CLASS B CMN STK Cmn 939640108 3,931 9,576 Sh Shared-defined -- 9,576 WASHINGTON POST - CLASS B CMN STK Cmn 939640108 25 62 Sh Shared-defined 1 62 WASHINGTON REIT CMN STK Cmn 939653901 891 32,300 Sh Call Shared-defined 1 32,300 WASHINGTON REIT CMN STK Cmn 939653951 651 23,600 Sh Put Shared-defined 1 23,600 WASHINGTON REIT CMN STK Cmn 939653101 1,364 49,445 Sh Shared-defined -- 49,445 WASHINGTON REIT CMN STK Cmn 939653101 -- 6 Sh Shared-defined 1 6 WASTE CONNECTIONS INC CMN STOCK Cmn 941053100 358 10,252 Sh Shared-defined -- 10,252 WASTE CONNECTIONS INC CMN STOCK Cmn 941053100 15 432 Sh Shared-defined 1 432 WASTE MANAGEMENT CMN STOCK (WAS USA WASTE) Cmn 94106L109 4,115 131,504 Sh Shared-defined -- 131,504 WASTE MANAGEMENT CMN STOCK (WAS USA WASTE) Cmn 94106L109 1,570 50,162 Sh Shared-defined 1 50,162 WASTE MANAGEMENT CMN STOCK (WAS USA WASTE) Cmn 94106L909 3,038 97,100 Sh Call Shared-defined 1 97,100 WASTE MANAGEMENT CMN STOCK (WAS USA WASTE) Cmn 94106L959 2,663 85,100 Sh Put Shared-defined 1 85,100 WASTE MANAGEMENT CMN STOCK (WAS USA WASTE) Cmn 94106L959 354 11,300 Sh Put Shared-defined -- 11,300 COLUMN TOTALS 19,033
FORM 13F Page 674 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WASTE MANAGEMENT CMN STOCK (WAS USA WASTE) Cmn 94106L909 200 6,400 Sh Call Shared-defined -- 6,400 WATERS CORP CMN STOCK Cmn 941848953 8,735 135,000 Sh Put Shared-defined -- 135,000 WATERS CORP CMN STOCK Cmn 941848953 1,527 23,600 Sh Put Shared-defined 1 23,600 WATERS CORP CMN STOCK Cmn 941848903 1,365 21,100 Sh Call Shared-defined 1 21,100 WATERS CORP CMN STOCK Cmn 941848103 427 6,604 Sh Shared-defined -- 6,604 WATSCO INC CMN STK Cmn 942622950 1,367 23,600 Sh Put Shared-defined 1 23,600 WATSCO INC CMN STK Cmn 942622900 1,292 22,300 Sh Call Shared-defined 1 22,300 WATSCO INC CMN STK Cmn 942622200 995 17,181 Sh Shared-defined -- 17,181 WATSON PHARMACEUTICALS INC CMN STK Cmn 942683903 1,566 38,600 Sh Call Shared-defined 1 38,600 WATSON PHARMACEUTICALS INC CMN STK Cmn 942683953 527 13,000 Sh Put Shared-defined 1 13,000 WATSON PHARMACEUTICALS INC CMN STK Cmn 942683103 42,038 1,036,193 Sh Shared-defined -- 1,036,193 WATSON PHARMACEUTICALS INC CMN STK Cmn 942683103 30 751 Sh Shared-defined 1 751 Watts Water Technologies Inc CMN STK Cmn 942749902 699 24,400 Sh Call Shared-defined 1 24,400 Watts Water Technologies Inc CMN STK Cmn 942749952 648 22,600 Sh Put Shared-defined 1 22,600 COLUMN TOTALS 61,416
FORM 13F Page 675 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- Watts Water Technologies Inc CMN STK Cmn 942749102 653 22,789 Sh Shared-defined -- 22,789 Watts Water Technologies Inc CMN STK Cmn 942749102 4 153 Sh Shared-defined 1 153 WAUSAU MOSINEE PAPER CORP CMN STK Cmn 943315101 301 44,474 Sh Shared-defined -- 44,474 WAUSAU MOSINEE PAPER CORP CMN STK Cmn 943315101 7 1,059 Sh Shared-defined 1 1,059 WEATHERFORD INTL LTD CMN STK Cmn H27013903 16,066 1,222,700 Sh Call Shared-defined 1 1,222,700 WEATHERFORD INTL LTD CMN STK Cmn H27013953 11,840 901,100 Sh Put Shared-defined 1 901,100 WEATHERFORD INTL LTD CMN STK Cmn H27013953 4,072 309,900 Sh Put Shared-defined -- 309,900 WEATHERFORD INTL LTD CMN STK Cmn H27013903 3,225 245,400 Sh Call Shared-defined -- 245,400 WEATHERFORD INTL LTD CMN STK Cmn H27013103 30,371 2,311,348 Sh Shared-defined -- 2,311,348 WEATHERFORD INTL LTD CMN STK Cmn H27013103 5,839 444,354 Sh Shared-defined 1 444,354 WEBMD HEALTH A ORDINARY Cmn 94770V102 268 5,776 Sh Shared-defined -- 5,776 WEBMD HEALTH A ORDINARY Cmn 94770V102 58 1,241 Sh Shared-defined 1 1,241 WEBMD HEALTH A ORDINARY Cmn 94770V902 1,894 40,800 Sh Call Shared-defined 1 40,800 WEBMD HEALTH A ORDINARY Cmn 94770V952 1,546 33,300 Sh Put Shared-defined 1 33,300 COLUMN TOTALS 76,144
FORM 13F Page 676 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WEBSENSE INC CMN STK Cmn 947684906 610 32,300 Sh Call Shared-defined 1 32,300 WEBSENSE INC CMN STK Cmn 947684956 193 10,200 Sh Put Shared-defined 1 10,200 WEBSENSE INC CMN STK Cmn 947684106 784 41,479 Sh Shared-defined -- 41,479 WEBSENSE INC CMN STK Cmn 947684106 17 904 Sh Shared-defined 1 904 WEIGHT WATCHERS INTERNATIONAL INC Cmn 948626956 355 13,800 Sh Put Shared-defined 1 13,800 WEIGHT WATCHERS INTERNATIONAL INC Cmn 948626906 5 200 Sh Call Shared-defined 1 200 WEIGHT WATCHERS INTERNATIONAL INC Cmn 948626106 262 10,192 Sh Shared-defined -- 10,192 WEIGHT WATCHERS INTERNATIONAL INC Cmn 948626106 155 6,039 Sh Shared-defined 1 6,039 WEINGARTEN REALTY INVST CMN STK Cmn 948741903 888 46,600 Sh Call Shared-defined 1 46,600 WEINGARTEN REALTY INVST CMN STK Cmn 948741953 585 30,700 Sh Put Shared-defined 1 30,700 WEINGARTEN REALTY INVST CMN STK Cmn 948741103 616 32,337 Sh Shared-defined -- 32,337 WEINGARTEN REALTY INVST CMN STK Cmn 948741103 27 1,418 Sh Shared-defined 1 1,418 WEIS MARKETS INC CMN STK Cmn 948849104 564 17,128 Sh Shared-defined -- 17,128 WELLCARE HEALTH PLANS INC COMMON STOCK Cmn 94946T956 2,346 98,800 Sh Put Shared-defined 1 98,800 COLUMN TOTALS 7,407
FORM 13F Page 677 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WELLCARE HEALTH PLANS INC COMMON STOCK Cmn 94946T906 1,211 51,000 Sh Call Shared-defined 1 51,000 WELLCARE HEALTH PLANS INC COMMON STOCK Cmn 94946T106 953 40,138 Sh Shared-defined -- 40,138 WELLCARE HEALTH PLANS INC COMMON STOCK Cmn 94946T106 135 5,698 Sh Shared-defined 1 5,698 WELLPOINT INC Cmn 94973V107 23,412 478,475 Sh Shared-defined -- 478,475 WELLPOINT INC Cmn 94973V107 5,871 119,997 Sh Shared-defined 1 119,997 WELLPOINT INC Cmn 94973V957 11,249 229,900 Sh Put Shared-defined 1 229,900 WELLPOINT INC Cmn 94973V907 8,274 169,100 Sh Call Shared-defined 1 169,100 WELLPOINT INC Cmn 94973V957 729 14,900 Sh Put Shared-defined -- 14,900 WELLPOINT INC Cmn 94973V907 245 5,000 Sh Call Shared-defined -- 5,000 WELLS FARGO CO COMMON STOCK Cmn 949746951 41,324 1,614,200 Sh Put Shared-defined 1 1,614,200 WELLS FARGO CO COMMON STOCK Cmn 949746901 38,682 1,511,000 Sh Call Shared-defined 1 1,511,000 WELLS FARGO CO COMMON STOCK Cmn 949746901 7,212 281,700 Sh Call Shared-defined -- 281,700 WELLS FARGO CO COMMON STOCK Cmn 949746951 2,565 100,200 Sh Put Shared-defined -- 100,200 WELLS FARGO CO COMMON STOCK Cmn 949746101 26,315 1,027,939 Sh Shared-defined -- 1,027,939 COLUMN TOTALS 168,177
FORM 13F Page 678 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WELLS FARGO CO COMMON STOCK Cmn 949746101 5,314 207,570 Sh Shared-defined 1 207,570 WENDY'S/ARBY'S GROUP INC Cmn 950587105 3,178 794,529 Sh Shared-defined -- 794,529 WENDY'S/ARBY'S GROUP INC Cmn 950587105 269 67,146 Sh Shared-defined 1 67,146 WENDY'S/ARBY'S GROUP INC Cmn 950587955 138 34,500 Sh Put Shared-defined 1 34,500 WENDY'S/ARBY'S GROUP INC Cmn 950587905 14 3,600 Sh Call Shared-defined 1 3,600 WENDY'S/ARBY'S GROUP INC Cmn 950587955 11 2,700 Sh Put Shared-defined -- 2,700 WERNER ENTERPRISES INC CMN STK Cmn 950755908 722 33,000 Sh Call Shared-defined 1 33,000 WERNER ENTERPRISES INC CMN STK Cmn 950755958 328 15,000 Sh Put Shared-defined 1 15,000 WERNER ENTERPRISES INC CMN STK Cmn 950755108 1,908 87,143 Sh Shared-defined -- 87,143 WERNER ENTERPRISES INC CMN STK Cmn 950755108 80 3,641 Sh Shared-defined 1 3,641 WESBANCO INC CMN STK Cmn 950810101 369 21,924 Sh Shared-defined -- 21,924 WESCO INTERNATIONAL 6% CB 9/15/2029- REGISTERED Bond 95082PAH8 51,499 36,640,000 Prn Shared-defined -- N/A WESCO INTL INC CMN STOCK Cmn 95082P955 855 25,400 Sh Put Shared-defined 1 25,400 WESCO INTL INC CMN STOCK Cmn 95082P905 650 19,300 Sh Call Shared-defined 1 19,300 COLUMN TOTALS 65,335
FORM 13F Page 679 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WESCO INTL INC CMN STOCK Cmn 95082P105 291 8,645 Sh Shared-defined -- 8,645 WESCO INTL INC CMN STOCK Cmn 95082P105 3 81 Sh Shared-defined 1 81 WEST PHARMACEUTICAL SERVICES INC 4% CB 03/15/2047 Bond 955306AA3 31,226 38,500,000 Prn Shared-defined -- N/A WEST PHARMACEUTICAL SERVICES INC CMN STK Cmn 955306105 376 10,303 Sh Shared-defined -- 10,303 WESTAMERICA BANCORPORATION CMN STK Cmn 957090903 263 5,000 Sh Call Shared-defined 1 5,000 WESTAMERICA BANCORPORATION CMN STK Cmn 957090953 226 4,300 Sh Put Shared-defined 1 4,300 WESTAMERICA BANCORPORATION CMN STK Cmn 957090103 26,205 498,958 Sh Shared-defined -- 498,958 WESTAMERICA BANCORPORATION CMN STK Cmn 957090103 12 228 Sh Shared-defined 1 228 WESTAR ENERGY INC CMN STK Cmn 95709T100 1,813 83,874 Sh Shared-defined -- 83,874 WESTERN ALLIANCE BANCORP COMMON STOCK Cmn 957638109 3,906 544,705 Sh Shared-defined -- 544,705 WESTERN ALLIANCE BANCORP COMMON STOCK Cmn 957638109 22 3,136 Sh Shared-defined 1 3,136 WESTERN DIGITAL COMMON STOCK Cmn 958102105 1,072 35,532 Sh Shared-defined -- 35,532 WESTERN DIGITAL COMMON STOCK Cmn 958102905 15,695 520,400 Sh Call Shared-defined 1 520,400 WESTERN DIGITAL COMMON STOCK Cmn 958102955 7,097 235,300 Sh Put Shared-defined 1 235,300 COLUMN TOTALS 88,207
FORM 13F Page 680 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WESTERN DIGITAL COMMON STOCK Cmn 958102905 4,964 164,600 Sh Call Shared-defined -- 164,600 WESTERN DIGITAL COMMON STOCK Cmn 958102955 1,782 59,100 Sh Put Shared-defined -- 59,100 WESTERN REFINING INC CMN STK Cmn 959319954 484 96,300 Sh Put Shared-defined 1 96,300 WESTERN REFINING INC CMN STK Cmn 959319904 420 83,500 Sh Call Shared-defined 1 83,500 WESTERN REFINING INC CMN STK Cmn 959319104 16,887 3,357,199 Sh Shared-defined -- 3,357,199 WESTERN REFINING INC CMN STK Cmn 959319104 335 66,676 Sh Shared-defined 1 66,676 WESTERN UNION CO/THE COMMON STOCK Cmn 959802109 27,782 1,863,342 Sh Shared-defined -- 1,863,342 WESTERN UNION CO/THE COMMON STOCK Cmn 959802109 306 20,500 Sh Shared-defined 1 20,500 WESTLAKE CHEMICAL CORP COMMON STOCK Cmn 960413902 219 11,800 Sh Call Shared-defined 1 11,800 WESTLAKE CHEMICAL CORP COMMON STOCK Cmn 960413952 162 8,700 Sh Put Shared-defined 1 8,700 WESTLAKE CHEMICAL CORP COMMON STOCK Cmn 960413102 6,238 335,907 Sh Shared-defined -- 335,907 WESTLAKE CHEMICAL CORP COMMON STOCK Cmn 960413102 3 148 Sh Shared-defined 1 148 WESTPORT INNOVATIONS INC Cmn 960908309 6,304 401,762 Sh Shared-defined -- 401,762 WESTPORT INNOVATIONS INC Cmn 960908309 75 4,799 Sh Shared-defined 1 4,799 COLUMN TOTALS 65,961
FORM 13F Page 681 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WESTPORT INNOVATIONS INC Cmn 960908909 126 8,000 Sh Call Shared-defined 1 8,000 WESTPORT INNOVATIONS INC Cmn 960908959 105 6,700 Sh Put Shared-defined 1 6,700 WET SEAL INC -CL A CMN STK Cmn 961840105 37 10,037 Sh Shared-defined -- 10,037 WEYERHAEUSER CO Cmn 962166104 1,690 48,009 Sh Shared-defined 1 48,009 WEYERHAEUSER CO Cmn 962166104 226 6,432 Sh Shared-defined -- 6,432 WEYERHAEUSER CO Cmn 962166954 6,382 181,300 Sh Put Shared-defined 1 181,300 WEYERHAEUSER CO Cmn 962166904 5,970 169,600 Sh Call Shared-defined 1 169,600 WEYERHAEUSER CO Cmn 962166954 929 26,400 Sh Put Shared-defined -- 26,400 WEYERHAEUSER CO Cmn 962166904 813 23,100 Sh Call Shared-defined -- 23,100 WGL HOLDINGS INC CMN STK Cmn 92924F106 692 20,341 Sh Shared-defined -- 20,341 WGL HOLDINGS INC CMN STK Cmn 92924F106 18 524 Sh Shared-defined 1 524 WHIRLPOOL CORP. COMMON STOCK Cmn 963320106 2,022 23,023 Sh Shared-defined -- 23,023 WHIRLPOOL CORP. COMMON STOCK Cmn 963320956 15,386 175,200 Sh Put Shared-defined 1 175,200 WHIRLPOOL CORP. COMMON STOCK Cmn 963320906 14,446 164,500 Sh Call Shared-defined 1 164,500 COLUMN TOTALS 48,842
FORM 13F Page 682 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WHIRLPOOL CORP. COMMON STOCK Cmn 963320956 3,170 36,100 Sh Put Shared-defined -- 36,100 WHIRLPOOL CORP. COMMON STOCK Cmn 963320906 2,213 25,200 Sh Call Shared-defined -- 25,200 WHITING PETROLEUM 6.25% CNV PREF-PERP- REGISTERED Pref Stk 966387201 60 309 Sh Shared-defined 1 N/A WHITING PETROLEUM CORP COMMON STOCK Cmn 966387952 11,230 143,200 Sh Put Shared-defined 1 143,200 WHITING PETROLEUM CORP COMMON STOCK Cmn 966387902 10,861 138,500 Sh Call Shared-defined 1 138,500 WHITING PETROLEUM CORP COMMON STOCK Cmn 966387952 2,627 33,500 Sh Put Shared-defined -- 33,500 WHITING PETROLEUM CORP COMMON STOCK Cmn 966387902 933 11,900 Sh Call Shared-defined -- 11,900 WHITING PETROLEUM CORP COMMON STOCK Cmn 966387102 30,622 390,487 Sh Shared-defined -- 390,487 WHITING PETROLEUM CORP COMMON STOCK Cmn 966387102 1,622 20,683 Sh Shared-defined 1 20,683 WHITNEY HOLDING CORP CMN STK Cmn 966612953 14 1,500 Sh Put Shared-defined 1 1,500 WHITNEY HOLDING CORP CMN STK Cmn 966612903 6 700 Sh Call Shared-defined 1 700 WHITNEY HOLDING CORP CMN STK Cmn 966612103 397 42,920 Sh Shared-defined -- 42,920 WHITNEY HOLDING CORP CMN STK Cmn 966612103 4 404 Sh Shared-defined 1 404 WHOLE FOODS MARKET INC CMN STK Cmn 966837106 3,704 102,845 Sh Shared-defined 1 102,845 COLUMN TOTALS 67,463
FORM 13F Page 683 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WHOLE FOODS MARKET INC CMN STK Cmn 966837106 1,328 36,871 Sh Shared-defined -- 36,871 WHOLE FOODS MARKET INC CMN STK Cmn 966837956 24,216 672,300 Sh Put Shared-defined 1 672,300 WHOLE FOODS MARKET INC CMN STK Cmn 966837906 11,314 314,100 Sh Call Shared-defined 1 314,100 WHOLE FOODS MARKET INC CMN STK Cmn 966837956 36 1,000 Sh Put Shared-defined -- 1,000 WILEY (JOHN) & SONS - CL A CMN STK Cmn 968223206 439 11,340 Sh Shared-defined -- 11,340 WILEY (JOHN) & SONS - CL A CMN STK Cmn 968223206 7 190 Sh Shared-defined 1 190 WILLBROS GROUP INC Cmn 969203108 78 10,600 Sh Shared-defined -- 10,600 WILLBROS GROUP INC Cmn 969203108 27 3,583 Sh Shared-defined 1 3,583 WILLBROS GROUP INC Cmn 969203908 44 6,000 Sh Call Shared-defined 1 6,000 WILLBROS GROUP INC Cmn 969203958 16 2,200 Sh Put Shared-defined 1 2,200 WILLIAMS COMPANIES COMMON STOCK Cmn 969457100 6,190 338,633 Sh Shared-defined -- 338,633 WILLIAMS COMPANIES COMMON STOCK Cmn 969457100 3,830 209,503 Sh Shared-defined 1 209,503 WILLIAMS PARTNERS LP COMMON STOCK Cmn 96950F904 1,396 32,000 Sh Call Shared-defined 1 32,000 WILLIAMS PARTNERS LP COMMON STOCK Cmn 96950F954 122 2,800 Sh Put Shared-defined 1 2,800 COLUMN TOTALS 49,043
FORM 13F Page 684 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WILLIAMS PARTNERS LP COMMON STOCK Cmn 96950F104 87 1,986 Sh Shared-defined 1 1,986 WILLIAMS-SONOMA INC CMN STK Cmn 969904951 3,105 125,100 Sh Put Shared-defined 1 125,100 WILLIAMS-SONOMA INC CMN STK Cmn 969904901 1,152 46,400 Sh Call Shared-defined 1 46,400 WILLIAMS-SONOMA INC CMN STK Cmn 969904901 156 6,300 Sh Call Shared-defined -- 6,300 WILLIAMS-SONOMA INC CMN STK Cmn 969904951 62 2,500 Sh Put Shared-defined -- 2,500 WILLIAMS-SONOMA INC CMN STK Cmn 969904101 48,087 1,937,449 Sh Shared-defined -- 1,937,449 WILLIAMS-SONOMA INC CMN STK Cmn 969904101 10 420 Sh Shared-defined 1 420 WILLIS GROUP HOLDINGS PLC Cmn G96666105 33,693 1,121,231 Sh Shared-defined -- 1,121,231 WILLIS GROUP HOLDINGS PLC Cmn G96666105 75 2,501 Sh Shared-defined 1 2,501 WILLIS GROUP HOLDINGS PLC Cmn G96666905 778 25,900 Sh Call Shared-defined 1 25,900 WILLIS GROUP HOLDINGS PLC Cmn G96666955 213 7,100 Sh Put Shared-defined 1 7,100 WILMINGTON TRUST CORP CMN STK Cmn 971807952 144 13,000 Sh Put Shared-defined 1 13,000 WILMINGTON TRUST CORP CMN STK Cmn 971807902 49 4,400 Sh Call Shared-defined 1 4,400 WILMINGTON TRUST CORP CMN STK Cmn 971807102 824 74,337 Sh Shared-defined -- 74,337 COLUMN TOTALS 88,435
FORM 13F Page 685 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WILSHIRE BANCORP INC COMMON STOCK Cmn 97186T108 328 37,452 Sh Shared-defined -- 37,452 WINDSTREAM CORPORATION Cmn 97381W904 151 14,300 Sh Call Shared-defined 1 14,300 WINDSTREAM CORPORATION Cmn 97381W954 137 13,000 Sh Put Shared-defined 1 13,000 WINN-DIXIE STORES INC Cmn 974280307 105 10,862 Sh Shared-defined -- 10,862 WINN-DIXIE STORES INC Cmn 974280307 13 1,346 Sh Shared-defined 1 1,346 WINN-DIXIE STORES INC Cmn 974280907 495 51,400 Sh Call Shared-defined 1 51,400 WINN-DIXIE STORES INC Cmn 974280957 335 34,700 Sh Put Shared-defined 1 34,700 WINNEBAGO INDUSTRIES CMN STK Cmn 974637950 214 21,500 Sh Put Shared-defined 1 21,500 WINNEBAGO INDUSTRIES CMN STK Cmn 974637900 94 9,500 Sh Call Shared-defined 1 9,500 WINNEBAGO INDUSTRIES CMN STK Cmn 974637100 201 20,214 Sh Shared-defined 1 20,214 WINNEBAGO INDUSTRIES CMN STK Cmn 974637100 177 17,770 Sh Shared-defined -- 17,770 WIPRO LTD - ADR Depository Receipt 97651M109 583 48,610 Sh Shared-defined 1 N/A WIPRO LTD - ADR Depository Receipt 97651M109 71 5,934 Sh Shared-defined -- N/A WISCONSIN ENERGY CORP CMN STK Cmn 976657106 490 9,655 Sh Shared-defined -- 9,655 COLUMN TOTALS 3,394
FORM 13F Page 686 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WISCONSIN ENERGY CORP CMN STK Cmn 976657106 82 1,618 Sh Shared-defined 1 1,618 WIZZARD SOFTWARE CORP Cmn 97750V109 3 14,608 Sh Shared-defined 1 14,608 WMS INDUSTRIES COMMON STOCK Cmn 929297959 2,363 60,200 Sh Put Shared-defined 1 60,200 WMS INDUSTRIES COMMON STOCK Cmn 929297909 1,488 37,900 Sh Call Shared-defined 1 37,900 WMS INDUSTRIES COMMON STOCK Cmn 929297109 538 13,710 Sh Shared-defined -- 13,710 WOLVERINE WORLD WIDE CMN STK Cmn 978097903 638 25,300 Sh Call Shared-defined 1 25,300 WOLVERINE WORLD WIDE CMN STK Cmn 978097953 426 16,900 Sh Put Shared-defined 1 16,900 WOLVERINE WORLD WIDE CMN STK Cmn 978097103 1,517 60,147 Sh Shared-defined -- 60,147 WOLVERINE WORLD WIDE CMN STK Cmn 978097103 83 3,295 Sh Shared-defined 1 3,295 WONDER AUTO TECHNOLOGY INC COMMON STOCK Cmn 978166906 141 19,200 Sh Call Shared-defined 1 19,200 WONDER AUTO TECHNOLOGY INC COMMON STOCK Cmn 978166956 81 11,000 Sh Put Shared-defined 1 11,000 WONDER AUTO TECHNOLOGY INC COMMON STOCK Cmn 978166106 159 21,710 Sh Shared-defined -- 21,710 WONDER AUTO TECHNOLOGY INC COMMON STOCK Cmn 978166106 10 1,378 Sh Shared-defined 1 1,378 WOODWARD GOVERNOR CMN STOCK Cmn 980745953 1,473 57,700 Sh Put Shared-defined 1 57,700 COLUMN TOTALS 9,002
FORM 13F Page 687 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WOODWARD GOVERNOR CMN STOCK Cmn 980745903 700 27,400 Sh Call Shared-defined 1 27,400 WOODWARD GOVERNOR CMN STOCK Cmn 980745103 142 5,579 Sh Shared-defined -- 5,579 WOODWARD GOVERNOR CMN STOCK Cmn 980745103 27 1,052 Sh Shared-defined 1 1,052 WORLD ACCEPTANCE 3.0% CB 10/1/2011- REGISTERED Bond 981417AB4 12,252 12,944,000 Prn Shared-defined -- N/A WORLD ACCEPTANCE CP/DE CMN STK Cmn 981419954 2,712 70,800 Sh Put Shared-defined 1 70,800 WORLD ACCEPTANCE CP/DE CMN STK Cmn 981419904 1,314 34,300 Sh Call Shared-defined 1 34,300 WORLD ACCEPTANCE CP/DE CMN STK Cmn 981419104 605 15,796 Sh Shared-defined -- 15,796 WORLD ACCEPTANCE CP/DE CMN STK Cmn 981419104 39 1,029 Sh Shared-defined 1 1,029 WORLD FUEL SVCS CORP COMMON STOCK Cmn 981475906 423 16,300 Sh Call Shared-defined 1 16,300 WORLD FUEL SVCS CORP COMMON STOCK Cmn 981475956 319 12,300 Sh Put Shared-defined 1 12,300 WORLD FUEL SVCS CORP COMMON STOCK Cmn 981475906 86 3,300 Sh Call Shared-defined -- 3,300 WORLD FUEL SVCS CORP COMMON STOCK Cmn 981475956 47 1,800 Sh Put Shared-defined -- 1,800 WORLD FUEL SVCS CORP COMMON STOCK Cmn 981475106 292 11,239 Sh Shared-defined -- 11,239 WORLD WRESTLING ENTERTAINMENT CMN STOCK Cmn 98156Q908 314 20,200 Sh Call Shared-defined 1 20,200 COLUMN TOTALS 19,272
FORM 13F Page 688 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WORLD WRESTLING ENTERTAINMENT CMN STOCK Cmn 98156Q958 146 9,400 Sh Put Shared-defined 1 9,400 WORLD WRESTLING ENTERTAINMENT CMN STOCK Cmn 98156Q108 1,152 74,066 Sh Shared-defined -- 74,066 WORTHINGTON INDS INC Cmn 981811102 1,737 135,075 Sh Shared-defined -- 135,075 WORTHINGTON INDS INC Cmn 981811102 175 13,646 Sh Shared-defined 1 13,646 WORTHINGTON INDS INC Cmn 981811952 229 17,800 Sh Put Shared-defined 1 17,800 WORTHINGTON INDS INC Cmn 981811902 99 7,700 Sh Call Shared-defined 1 7,700 WORTHINGTON INDS INC Cmn 981811952 9 700 Sh Put Shared-defined -- 700 WORTHINGTON INDS INC Cmn 981811902 1 100 Sh Call Shared-defined -- 100 WRIGHT EXPRESS CORP. COMMON STOCK Cmn 98233Q105 206 6,943 Sh Shared-defined -- 6,943 WRIGHT MEDICAL 2.625% CB 12/1/2014 - REGISTERED Bond 98235TAA5 29,427 34,000,000 Prn Shared-defined -- N/A WRIGHT MEDICAL GROUP INC Cmn 98235T107 142 8,579 Sh Shared-defined -- 8,579 WRIGHT MEDICAL GROUP INC Cmn 98235T107 127 7,617 Sh Shared-defined 1 7,617 WRIGHT MEDICAL GROUP INC Cmn 98235T907 95 5,700 Sh Call Shared-defined 1 5,700 WRIGHT MEDICAL GROUP INC Cmn 98235T957 61 3,700 Sh Put Shared-defined 1 3,700 COLUMN TOTALS 33,606
FORM 13F Page 689 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WYNDHAM WORLDWIDE CORP Cmn 98310W108 23,141 1,149,029 Sh Shared-defined -- 1,149,029 WYNDHAM WORLDWIDE CORP Cmn 98310W108 216 10,735 Sh Shared-defined 1 10,735 WYNDHAM WORLDWIDE CORP Cmn 98310W908 1,539 76,400 Sh Call Shared-defined 1 76,400 WYNDHAM WORLDWIDE CORP Cmn 98310W958 1,096 54,400 Sh Put Shared-defined 1 54,400 WYNDHAM WORLDWIDE CORP Cmn 98310W908 385 19,100 Sh Call Shared-defined -- 19,100 WYNDHAM WORLDWIDE CORP Cmn 98310W958 4 200 Sh Put Shared-defined -- 200 WYNDHAM WORLDWIDE CORP 3.5% CB 05/1/2012-REGISTERE Bond 98310WAC2 61,545 37,795,000 Prn Shared-defined -- N/A WYNN RESORTS LTD COMMON STOCK Cmn 983134107 3,152 41,325 Sh Shared-defined 1 41,325 WYNN RESORTS LTD COMMON STOCK Cmn 983134107 2,246 29,451 Sh Shared-defined -- 29,451 WYNN RESORTS LTD COMMON STOCK Cmn 983134907 28,029 367,500 Sh Call Shared-defined 1 367,500 WYNN RESORTS LTD COMMON STOCK Cmn 983134957 24,094 315,900 Sh Put Shared-defined 1 315,900 XCEL ENERGY INC Cmn 98389B100 604 29,329 Sh Shared-defined -- 29,329 XCEL ENERGY INC Cmn 98389B100 15 726 Sh Shared-defined 1 726 XCEL ENERGY INC Cmn 98389B900 618 30,000 Sh Call Shared-defined 1 30,000 COLUMN TOTALS 146,684
FORM 13F Page 690 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- XCEL ENERGY INC Cmn 98389B950 82 4,000 Sh Put Shared-defined 1 4,000 XENOPORT INC COMMON STOCK Cmn 98411C900 223 22,700 Sh Call Shared-defined 1 22,700 XENOPORT INC COMMON STOCK Cmn 98411C950 181 18,400 Sh Put Shared-defined 1 18,400 XENOPORT INC COMMON STOCK Cmn 98411C100 250 25,463 Sh Shared-defined 1 25,463 XEROX CORP Cmn 984121103 22,068 2,744,803 Sh Shared-defined -- 2,744,803 XEROX CORP Cmn 984121103 4,540 564,720 Sh Shared-defined 1 564,720 XEROX CORP Cmn 984121953 4,900 609,500 Sh Put Shared-defined 1 609,500 XEROX CORP Cmn 984121953 1,470 182,800 Sh Put Shared-defined -- 182,800 XEROX CORP Cmn 984121903 627 78,000 Sh Call Shared-defined 1 78,000 XEROX CORP Cmn 984121903 236 29,400 Sh Call Shared-defined -- 29,400 XILINX INC CMN STK Cmn 983919901 15,681 620,800 Sh Call Shared-defined 1 620,800 XILINX INC CMN STK Cmn 983919951 8,293 328,300 Sh Put Shared-defined 1 328,300 XILINX INC CMN STK Cmn 983919901 2,582 102,200 Sh Call Shared-defined -- 102,200 XILINX INC CMN STK Cmn 983919951 1,129 44,700 Sh Put Shared-defined -- 44,700 COLUMN TOTALS 62,262
FORM 13F Page 691 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- XILINX INC 3.125% CB 3/15/2037 - REGISTERED Bond 983919AD3 129,429 141,367,000 Prn Shared-defined -- N/A XILINX INC CMN STK Cmn 983919101 1,055 41,768 Sh Shared-defined -- 41,768 XINHUA SPORTS & ENTERTAINMENT Depository 983982109 3 11,033 Sh Shared-defined 1 N/A Receipt XINHUA SPORTS & ENTERTAINMENT Depository 983982109 -- 1,103 Sh Shared-defined -- N/A Receipt XINYUAN REAL ESTATE CO L-ADR Depository 98417P105 52 21,738 Sh Shared-defined 1 N/A Receipt XINYUAN REAL ESTATE CO L-ADR Depository 98417P105 4 1,610 Sh Shared-defined -- N/A Receipt XL GROUP PLC Cmn G98255105 25,677 1,603,811 Sh Shared-defined -- 1,603,811 XL GROUP PLC Cmn G98255905 5,351 334,200 Sh Call Shared-defined 1 334,200 XL GROUP PLC Cmn G98255955 1,779 111,100 Sh Put Shared-defined 1 111,100 XL GROUP PLC Cmn G98255955 1,396 87,200 Sh Put Shared-defined -- 87,200 XL GROUP PLC Cmn G98255905 487 30,400 Sh Call Shared-defined -- 30,400 XOMA LTD COMMON STOCK XOMA Cmn G9825R107 9 22,730 Sh Shared-defined 1 22,730 XYRATEX LTD COMMON STOCK Cmn G98268958 525 37,100 Sh Put Shared-defined 1 37,100 XYRATEX LTD COMMON STOCK Cmn G98268908 439 31,000 Sh Call Shared-defined 1 31,000 COLUMN TOTALS 166,206
FORM 13F Page 692 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- XYRATEX LTD COMMON STOCK Cmn G98268108 342 24,187 Sh Shared-defined 1 24,187 XYRATEX LTD COMMON STOCK Cmn G98268108 1 100 Sh Shared-defined -- 100 YAHOO! INC CMN STOCK Cmn 984332106 30,659 2,216,834 Sh Shared-defined -- 2,216,834 YAHOO! INC CMN STOCK Cmn 984332106 8,803 636,530 Sh Shared-defined 1 636,530 YAHOO! INC CMN STOCK Cmn 984332956 17,877 1,292,600 Sh Put Shared-defined 1 1,292,600 YAHOO! INC CMN STOCK Cmn 984332906 9,501 687,000 Sh Call Shared-defined 1 687,000 YAHOO! INC CMN STOCK Cmn 984332956 5,290 382,500 Sh Put Shared-defined -- 382,500 YAHOO! INC CMN STOCK Cmn 984332906 484 35,000 Sh Call Shared-defined -- 35,000 YAMANA GOLD INC Cmn 98462Y100 8,198 795,966 Sh Shared-defined 1 795,966 YAMANA GOLD INC Cmn 98462Y100 2,108 204,660 Sh Shared-defined -- 204,660 YAMANA GOLD INC Cmn 98462Y950 7,663 744,000 Sh Put Shared-defined 1 744,000 YAMANA GOLD INC Cmn 98462Y900 4,966 482,100 Sh Call Shared-defined 1 482,100 YAMANA GOLD INC Cmn 98462Y950 2,373 230,400 Sh Put Shared-defined -- 230,400 YAMANA GOLD INC Cmn 98462Y900 226 21,900 Sh Call Shared-defined -- 21,900 COLUMN TOTALS 98,491
FORM 13F Page 693 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- YANZHOU COAL MINING Depository CO LTD CMN STOCK Receipt 984846105 394 20,588 Sh Shared-defined -- N/A YINGLI GREEN ENERGY Depository HOLD-ADR Receipt 98584B103 427 41,939 Sh Shared-defined -- N/A YINGLI GREEN ENERGY Depository HOLD-ADR Receipt 98584B103 305 29,954 Sh Shared-defined 1 N/A YM BIOSCIENCES INC COMMON STOCK Cmn 984238105 19 16,484 Sh Shared-defined 1 16,484 YM BIOSCIENCES INC COMMON STOCK Cmn 984238105 1 550 Sh Shared-defined -- 550 YONGYE INTERNATIONAL INC Cmn 98607B106 905 131,330 Sh Shared-defined 1 131,330 YONGYE INTERNATIONAL INC Cmn 98607B106 157 22,763 Sh Shared-defined -- 22,763 YONGYE INTERNATIONAL INC Cmn 98607B956 737 106,900 Sh Put Shared-defined 1 106,900 YONGYE INTERNATIONAL INC Cmn 98607B906 169 24,500 Sh Call Shared-defined 1 24,500 YONGYE INTERNATIONAL INC Cmn 98607B956 133 19,300 Sh Put Shared-defined -- 19,300 YONGYE INTERNATIONAL INC Cmn 98607B906 3 400 Sh Call Shared-defined -- 400 YRC WORLDWIDE INC CMN STK Cmn 984249952 45 303,000 Sh Put Shared-defined 1 303,000 YRC WORLDWIDE INC CMN STK Cmn 984249902 5 31,000 Sh Call Shared-defined 1 31,000 YRC WORLDWIDE INC CMN STK Cmn 984249952 2 12,600 Sh Put Shared-defined -- 12,600 COLUMN TOTALS 3,302
FORM 13F Page 694 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- YRC WORLDWIDE INC CMN STK Cmn 984249102 80 533,135 Sh Shared-defined -- 533,135 YRC WORLDWIDE INC CMN STK Cmn 984249102 31 204,934 Sh Shared-defined 1 204,934 YUCHENG TECHNOLOGIES LTD COMMON STOCK Cmn G98777908 95 26,100 Sh Call Shared-defined 1 26,100 YUCHENG TECHNOLOGIES LTD COMMON STOCK Cmn G98777958 24 6,500 Sh Put Shared-defined 1 6,500 YUCHENG TECHNOLOGIES LTD COMMON STOCK Cmn G98777108 23 6,270 Sh Shared-defined 1 6,270 YUCHENG TECHNOLOGIES LTD COMMON STOCK Cmn G98777108 3 727 Sh Shared-defined -- 727 YUM! BRANDS INC CMN STOCK Cmn 988498901 21,823 559,000 Sh Call Shared-defined 1 559,000 YUM! BRANDS INC CMN STOCK Cmn 988498951 14,835 380,000 Sh Put Shared-defined 1 380,000 YUM! BRANDS INC CMN STOCK Cmn 988498951 4,376 112,100 Sh Put Shared-defined -- 112,100 YUM! BRANDS INC CMN STOCK Cmn 988498901 2,877 73,700 Sh Call Shared-defined -- 73,700 YUM! BRANDS INC CMN STOCK Cmn 988498101 3,114 79,776 Sh Shared-defined -- 79,776 YUM! BRANDS INC CMN STOCK Cmn 988498101 2,254 57,725 Sh Shared-defined 1 57,725 ZALE CORPORATION COMMON STOCK Cmn 988858956 80 50,700 Sh Put Shared-defined 1 50,700 ZALE CORPORATION COMMON STOCK Cmn 988858906 18 11,500 Sh Call Shared-defined 1 11,500 COLUMN TOTALS 49,633
FORM 13F Page 695 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ZALE CORPORATION COMMON STOCK Cmn 988858106 37 23,108 Sh Shared-defined 1 23,108 ZALE CORPORATION COMMON STOCK Cmn 988858106 9 5,548 Sh Shared-defined -- 5,548 ZEBRA TECHNOLOGIES CP - -CL A CMN STK Cmn 989207905 178 7,000 Sh Call Shared-defined 1 7,000 ZEBRA TECHNOLOGIES CP - -CL A CMN STK Cmn 989207955 94 3,700 Sh Put Shared-defined 1 3,700 ZEBRA TECHNOLOGIES CP - -CL A CMN STK Cmn 989207105 1,524 60,078 Sh Shared-defined -- 60,078 ZEBRA TECHNOLOGIES CP - -CL A CMN STK Cmn 989207105 -- 1 Sh Shared-defined 1 1 ZEP INC Cmn 98944B108 298 17,093 Sh Shared-defined -- 17,093 ZEP INC Cmn 98944B108 9 531 Sh Shared-defined 1 531 ZHONE TECHNOLOGIES INC COMMON STOCK Cmn 98950P884 16 10,562 Sh Shared-defined 1 10,562 ZHONGPIN INC COMMON STOCK Cmn 98952K957 148 12,600 Sh Put Shared-defined 1 12,600 ZHONGPIN INC COMMON STOCK Cmn 98952K907 87 7,400 Sh Call Shared-defined 1 7,400 ZHONGPIN INC COMMON STOCK Cmn 98952K107 216 18,336 Sh Shared-defined 1 18,336 ZHONGPIN INC COMMON STOCK Cmn 98952K107 114 9,703 Sh Shared-defined -- 9,703 ZIMMER HLDGS INC CMN STOCK Cmn 98956P102 1,854 34,303 Sh Shared-defined -- 34,303 COLUMN TOTALS 4,584
FORM 13F Page 696 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ZIMMER HLDGS INC CMN STOCK Cmn 98956P902 5,594 103,500 Sh Call Shared-defined 1 103,500 ZIMMER HLDGS INC CMN STOCK Cmn 98956P952 3,238 59,900 Sh Put Shared-defined 1 59,900 ZIMMER HLDGS INC CMN STOCK Cmn 98956P952 168 3,100 Sh Put Shared-defined -- 3,100 ZIMMER HLDGS INC CMN STOCK Cmn 98956P902 70 1,300 Sh Call Shared-defined -- 1,300 ZIONS BANCORPORATION CMN STK Cmn 989701957 15,323 710,400 Sh Put Shared-defined 1 710,400 ZIONS BANCORPORATION CMN STK Cmn 989701907 5,265 244,100 Sh Call Shared-defined 1 244,100 ZIONS BANCORPORATION CMN STK Cmn 989701957 2,293 106,300 Sh Put Shared-defined -- 106,300 ZIONS BANCORPORATION CMN STK Cmn 989701907 371 17,200 Sh Call Shared-defined -- 17,200 ZIONS BANCORPORATION - - WARRANTS Wt 989701115 10,500 1,500,000 Shared-defined -- N/A ZIONS BANCORPORATION - - WARRANTS Wt 989701115 5 750 Shared-defined 1 N/A ZIONS BANCORPORATION CMN STK Cmn 989701107 8,469 392,633 Sh Shared-defined 1 392,633 ZIONS BANCORPORATION CMN STK Cmn 989701107 657 30,447 Sh Shared-defined -- 30,447 ZIOPHARM ONCOLOGY INC COMMON STOCK Cmn 98973P951 26 8,100 Sh Put Shared-defined 1 8,100 ZIOPHARM ONCOLOGY INC COMMON STOCK Cmn 98973P901 8 2,500 Sh Call Shared-defined 1 2,500 COLUMN TOTALS 51,987
FORM 13F Page 697 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ZIOPHARM ONCOLOGY IN COMMON STOCK Cmn 98973P101 38 12,066 Sh Shared-defined 1 12,066 ZIX CORP CMN STK Cmn 98974P950 130 57,700 Sh Put Shared-defined 1 57,700 ZIX CORP CMN STK Cmn 98974P900 25 11,200 Sh Call Shared-defined 1 11,200 ZIX CORP CMN STK Cmn 98974P100 97 42,959 Sh Shared-defined 1 42,959 ZIX CORP CMN STK Cmn 98974P100 2 956 Sh Shared-defined -- 956 ZOLL MEDICAL CORP CMN STK Cmn 989922109 260 9,581 Sh Shared-defined -- 9,581 ZOLTEK COS INC CMN STK Cmn 98975W904 328 38,700 Sh Call Shared-defined 1 38,700 ZOLTEK COS INC CMN STK Cmn 98975W954 64 7,600 Sh Put Shared-defined 1 7,600 ZOLTEK COS INC CMN STK Cmn 98975W104 386 45,597 Sh Shared-defined -- 45,597 ZOLTEK COS INC CMN STK Cmn 98975W104 10 1,197 Sh Shared-defined 1 1,197 ZORAN CORP CMN STOCK Cmn 98975F951 198 20,800 Sh Put Shared-defined 1 20,800 ZORAN CORP CMN STOCK Cmn 98975F901 114 11,900 Sh Call Shared-defined 1 11,900 ZORAN CORP CMN STOCK Cmn 98975F101 9,324 977,308 Sh Shared-defined -- 977,308 ZORAN CORP CMN STOCK Cmn 98975F101 194 20,359 Sh Shared-defined 1 20,359 COLUMN TOTALS 11,170
FORM 13F Page 698 of 698 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ZUMIEZ INC COMMON STOCK Cmn 989817951 396 24,600 Sh Put Shared-defined 1 24,600 ZUMIEZ INC COMMON STOCK Cmn 989817901 114 7,100 Sh Call Shared-defined 1 7,100 ZUMIEZ INC COMMON STOCK Cmn 989817101 191 11,830 Sh Shared-defined -- 11,830 ZUMIEZ INC COMMON STOCK Cmn 989817101 116 7,171 Sh Shared-defined 1 7,171 ZWEIG TOTAL RETURN FUND Cmn 989837109 59 16,013 Sh Shared-defined 1 16,013 ZYMOGENETICS INC Cmn 98985T109 53 12,595 Sh Shared-defined 1 12,595 ZYMOGENETICS INC Cmn 98985T959 100 23,600 Sh Put Shared-defined 1 23,600 ZYMOGENETICS INC Cmn 98985T909 98 23,300 Sh Call Shared-defined 1 23,300 COLUMN TOTALS 1,127 LONG MARKET VALUE 36,206,292
-----END PRIVACY-ENHANCED MESSAGE-----