-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cti/5uplkxFn9+GoqdwocBmS7dlQcq4NJ42q9cnLHZT+uRnbqlY6JSUE/oL75DDn TkRVIhqQXPULYCojCef/3Q== 0001172661-10-000513.txt : 20100816 0001172661-10-000513.hdr.sgml : 20100816 20100816160524 ACCESSION NUMBER: 0001172661-10-000513 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100816 DATE AS OF CHANGE: 20100816 EFFECTIVENESS DATE: 20100816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Owl Creek Asset Management, L.P. CENTRAL INDEX KEY: 0001313756 IRS NUMBER: 134177075 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11037 FILM NUMBER: 101019721 BUSINESS ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-688-2550 MAIL ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 owl2q10.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Owl Creek Asset Management, L.P. Address: 640 Fifth Avenue 20th Floor New York, NY 10019 13F File Number: 28-11037 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Dan Sapadin Title: CFO Phone: 212-688-2550 Signature, Place, and Date of Signing: /s/ Dan Sapadin New York, NY/USA August 16, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 31 Form13F Information Table Value Total: $3,351,909 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ARENA RESOURCES INC COM 040049108 29348 920000 SH SOLE 920000 0 0 ATLAS ENERGY INC COM 049298102 31777 1173866 SH SOLE 1173866 0 0 BANK OF AMERICA CORPORATION COM 060505104 65779 4577544 SH SOLE 4577544 0 0 CIGNA CORP COM 125509109 381987 12298363 SH SOLE 12298363 0 0 CIT GROUP INC COM NEW 125581801 33880 1000584 SH SOLE 1000584 0 0 CVS CAREMARK CORPORATION COM 126650100 205554 7010726 SH SOLE 7010726 0 0 EXTERRAN HLDGS INC COM 30225X103 26516 1027369 SH SOLE 1027369 0 0 FIRSTENERGY CORP COM 337932107 18476 524449 SH SOLE 524449 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 103128 2389985 SH SOLE 2389985 0 0 GENWORTH FINL INC COM CL A 37247D106 67409 5157567 SH SOLE 5157567 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 182384 8241478 SH SOLE 8241478 0 0 HARTFORD FINL SVCS GROUP INC DEP CONV PFD 416515708 5785 250000 SH SOLE 250000 0 0 HOLOGIC INC COM 436440101 146617 10525243 SH SOLE 10525243 0 0 ISHARES TR INDEX RUSSELL 2000 464287655 247516 4050000 SH PUT SOLE 4050000 0 0 ISHARES TR INDEX FTSE XNHUA IDX 464287184 5870 150000 SH PUT SOLE 150000 0 0 MF GLOBAL HLDGS LTD COM 55277J108 10426 1825900 SH SOLE 1825900 0 0 MI DEVS INC CL A SUB VTG 55304X104 20458 1672800 SH SOLE 1672800 0 0 MIRANT CORP NEW COM 60467R100 82998 7859636 SH SOLE 7859636 0 0 MIRANT CORP NEW *W EXP 01/03/201 60467R118 27 428801 SH SOLE 428801 0 0 NAVISTAR INTL CORP NEW COM 63934E108 204219 4150800 SH SOLE 4150800 0 0 NRG ENERGY INC COM NEW 629377508 271695 12809759 SH SOLE 12809759 0 0 PFIZER INC COM 717081103 138931 9742700 SH SOLE 9742700 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 23512 1941551 SH SOLE 1941551 0 0 RRI ENERGY INC COM 74971X107 86703 22876692 SH SOLE 22876692 0 0 SANDRIDGE ENERGY INC COM 80007P307 41311 7085900 SH SOLE 7085900 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1732 14235 SH SOLE 14235 0 0 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 482037 4670000 SH PUT SOLE 4670000 0 0 THERAVANCE INC COM 88338T104 26455 2104605 SH SOLE 2104605 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 73605 1073430 SH SOLE 1073430 0 0 VERISIGN INC COM 92343E102 71977 2711000 SH SOLE 2711000 0 0 WELLPOINT INC COM 94973V107 263797 5391324 SH SOLE 5391324 0 0
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