-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DYbwANP/2t3OrNmK/VeMHt6lpPlD9UWeCxssC60ttna42LqOEY7XxUe8vQo30BdX EbjlxxT7n3kupMUCdUfBag== 0001047469-10-007545.txt : 20100816 0001047469-10-007545.hdr.sgml : 20100816 20100816141853 ACCESSION NUMBER: 0001047469-10-007545 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100816 DATE AS OF CHANGE: 20100816 EFFECTIVENESS DATE: 20100816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKFIELD INVESTMENT MANAGEMENT INC. CENTRAL INDEX KEY: 0001273887 IRS NUMBER: 133519673 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13826 FILM NUMBER: 101018842 BUSINESS ADDRESS: STREET 1: THREE WORLD FINANCIAL CENTER STREET 2: 200 VESEY STREET, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-1010 BUSINESS PHONE: 2125498400 MAIL ADDRESS: STREET 1: THREE WORLD FINANCIAL CENTER STREET 2: 200 VESEY STREET, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-1010 FORMER COMPANY: FORMER CONFORMED NAME: Brookfield Investment Management Inc. DATE OF NAME CHANGE: 20091001 FORMER COMPANY: FORMER CONFORMED NAME: Hyperion Brookfield Asset Management, Inc. DATE OF NAME CHANGE: 20090716 FORMER COMPANY: FORMER CONFORMED NAME: HYPERION CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 20031218 13F-HR 1 a2199921z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F-HR FORM 13F-HR COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Brookfield Investment Management Inc. ------------------------------------- Address: Three World Financial Center ------------------------------------- 200 Vesey Street ------------------------------------- New York, NY 10281 ------------------------------------- Form 13F File Number: 028-13826 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Seth Gelman ------------------------------- Title: Chief Compliance Officer ------------------------------- Phone: 212-549-8415 ------------------------------- Signature, Place, and Date of Signing: /s/ Seth A. Gelman New York, NY August 16, 2010 ------------------------------- ----------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 48 -------------------- Form 13F Information Table Value Total: 95,136 -------------------- (thousands) List of Other Included Managers: None Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. FORM 13F INFORMATION TABLE Brookfield Investment Management Inc. FORM 13F 30-Jun-10
Voting Authority ----------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - -------------------- -------------- ------ -------- ------- --- ---- ------- -------- ----- ------ ----- AMERICAN ELECTRIC POWER CO INC COM 25537101 3276 101421 SH Sole 101421 ASTRAZENECA PLC COM 46353108 3686 78210 SH Sole 78210 CITIGROUP INC COM 172967101 137 36538 SH Sole 36538 CONSOLIDATED EDISON INC COM 209115104 3243 75233 SH Sole 75233 DTE ENERGY COMPANY COM 233331107 3227 70758 SH Sole 70758 DEUTSCHE TELEKOM AG COM 251566105 1919 164425 SH Sole 164425 EASTERN INSURANCE HOLDINGS COM 276534104 1741 163900 SH Sole 163900 GENERAL ELECTRIC CO COM 369604103 865 60000 SH Sole 60000 HOVNANIAN ENTERPRISES INC COM 442487203 72 19500 SH Sole 19500 HUNTSMAN CORP COM 447011107 170 19600 SH Sole 19600 ISHARES COM 464287200 876 18827 SH Sole 18827 ISHARES COM 464287309 990 17310 SH Sole 17310 ISHARES COM 464287408 983 17204 SH Sole 17204 ISHARES COM 464287465 1264 25449 SH Sole 25449 ISHARES COM 464287507 1530 14790 SH Sole 14790 ISHARES COM 464287622 475 6680 SH Sole 6680 ISHARES COM 464287879 1039 18240 SH Sole 18240 ISHARES COM 464287887 1381 26082 SH Sole 26082 JOHNSON & JOHNSON COM 478160104 3104 52558 SH Sole 52558 KIMBERLY CLARK CORP COM 494368103 3448 56873 SH Sole 56873 ELI LILLY & CO COM 532457108 3265 97470 SH Sole 97470 LORILLARD INC COM 544147101 3130 43478 SH Sole 43478 PAETEC HOLDING CORP COM 695459107 51 15000 SH Sole 15000 PFIZER INC COM 717081103 2975 208618 SH Sole 208618
PROGRESS ENERGY INC COM 743263105 2421 61725 SH Sole 61725 QWEST COMMUNICATIONS INTERNATI COM 749121109 418 79700 SH Sole 79700 REYNOLDS AMERICAN INC COM 761713106 3307 63448 SH Sole 63448 SOUTHERN UNION CO COM 844030106 1001 45775 SH Sole 45775 TELEFONICA DE ESPANA S A COM 879382208 2905 52323 SH Sole 52323 UNILEVER PLC COM 904767704 3111 116375 SH Sole 116375 US STEEL CORP COM 912909108 605 15700 SH Sole 15700 AT&T COM 00206R102 4215 174261 SH Sole 174261 B&G FOODS INC COM 05508R106 240 22285 SH Sole 22285 BEAZER HOMES COM 07556Q105 100 27500 SH Sole 27500 DR HORTON COM 23331A109 237 24100 SH Sole 24100 DIAMOND OFFSHORE DRILL COM 25271C102 2464 39617 SH Sole 39617 DUKE ENERGY CORP COM 26441C105 3269 204328 SH Sole 204328 FRANCE TELECOM SA COM 35177Q105 2720 157163 SH Sole 157163 FRONTIER COMMUNICATIONS CORP COM 35906A108 631 88700 SH Sole 88700 GLAXOSMITHKLINE PLC COM 37733W105 3100 91151 SH Sole 91151 MERCK & CO INC COM 58933Y105 3479 99490 SH Sole 99490 P G & E CORP COM 69331C108 3285 79915 SH Sole 79915 SPDR TRUST SERIES I COM 78462F103 1616 15653 SH Sole 15653 SPDR S&P MIDCAP 400 ETF TRUST COM 78467Y107 2005 15520 SH Sole 15520 VERIZON COMMUNICATIONS INC COM 92343V104 4127 147305 SH Sole 147305 VODAFONE GROUP PLC COM 92857W209 3211 155369 SH Sole 155369 WASTE MANAGEMENT COM 94106L109 3149 100655 SH Sole 100655 WINDSTREAM CORP COM 97381W104 673 63700 SH Sole 63700 REPORT SUMMARY 48 DATA RECORDS 95,136 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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