-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B+OixwflLfmd9uHOICilL80lJahY23TRTLUbLbyohhehvWZnwOXMiLCisCGkblQl Z5/TnrhH21cOJhRYkpG1/g== 0000902664-10-003179.txt : 20100813 0000902664-10-003179.hdr.sgml : 20100813 20100813161948 ACCESSION NUMBER: 0000902664-10-003179 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100813 DATE AS OF CHANGE: 20100813 EFFECTIVENESS DATE: 20100813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GENDELL JEFFREY L CENTRAL INDEX KEY: 0001056581 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06950 FILM NUMBER: 101015588 MAIL ADDRESS: STREET 1: 200 PARK AVE SOUTH STREET 2: SUITE 3900 CITY: NEW YORK STATE: NY ZIP: 10166 13F-HR 1 p10-1566form13fhr.txt TONTINE - JEFFREY L. GENDELL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 ------------------------ Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Jeffrey L. Gendell - -------------------------------------------------- Address: 55 Railroad Avenue - -------------------------------------------------- Greenwich, Connecticut 06830 - -------------------------------------------------- - -------------------------------------------------- Form 13F File Number: 028-06950 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey L. Gendell - -------------------------------------------------- Title: - -------------------------------------------------- Phone: 203-769-2000 - -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Jeffrey L. Gendell New York, NY 8/13/10 - ------------------------------------------------------ -------- Report Type (Check only one.): [ X ]13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) []13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) []13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 68 ------------- Form 13F Information Table Value Total: $970,813 ------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No.Form 13F File NumberName NONE
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------------- -------------- ---------- ----------- ---------- ---- ---- ---------- --------- -------- ----------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------------- --------------- ---------- ----------- ---------- ---- ----- ---------- --------- ----- ------- ---- A D C TELECOMMUNICATIONS COM NEW 000886309 1,597 215,555 SH SOLE 215,555 0 0 AMERIANA BANCORP COM 023613102 866 206,681 SH SOLE 206,681 0 0 AMERON INTL INC COM 030710107 3,978 65,937 SH SOLE 65,937 0 0 BANK OF AMERICA CORPORATION COM 060505104 61,504 4,280,000 SH SOLE 4,280,000 0 0 BLOUNT INTL INC NEW COM 095180105 431 41,944 SH SOLE 41,944 0 0 BROADWIND ENERGY INC COM 11161T108 56,087 20,031,027 SH SOLE 20,031,027 0 0 BRUSH ENGINEERED MATLS INC COM 117421107 19,761 989,048 SH SOLE 989,048 0 0 CAMCO FINL CORP COM 132618109 856 340,976 SH SOLE 340,976 0 0 CAPITAL BK CORP COM 139793103 377 115,875 SH SOLE 115,875 0 0 CENTRUE FINL CORP NEW COM 15643B106 682 341,135 SH SOLE 341,135 0 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 23,580 500,000 SH SOLE 500,000 0 0 COMMUNITY CENTRAL BANK CORP COM 20363J107 234 204,999 SH SOLE 204,999 0 0 CONSOL ENERGY INC COM 20854P109 22,802 675,400 SH SOLE 675,400 0 0 DYCOM INDS INC COM 267475101 20,874 2,441,457 SH SOLE 2,441,457 0 0 ENGLOBAL CORP COM 293306106 3,680 1,786,581 SH SOLE 1,786,581 0 0 SPONSORED ENSCO PLC ADR 29358Q109 69,306 1,764,410 SH SOLE 1,764,410 0 0 EXIDE TECHNOLOGIES COM NEW 302051206 78,464 15,089,230 SH SOLE 15,089,230 0 0 FIDELITY SOUTHERN CORP NEW COM 316394105 4,141 631,300 SH SOLE 631,300 0 0 FIRST BANCSHARES INC MO COM 318687100 402 44,762 SH SOLE 44,762 0 0 FIRST DEFIANCE FINL CORP COM 32006W106 1,126 125,901 SH SOLE 125,901 0 0 FIRST FED NORTHN MICH BANCOR COM 32021X105 347 142,088 SH SOLE 142,088 0 0 FIRST INTST BANCSYSTEM INC COM CL A 32055Y201 393 25,000 SH SOLE 25,000 0 0 FOSTER WHEELER AG COM H27178104 34,191 1,623,500 SH SOLE 1,623,500 0 0 FURMANITE CORPORATION COM 361086101 2,969 747,839 SH SOLE 747,839 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 19,691 150,000 SH SOLE 150,000 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 57,764 5,811,267 SH SOLE 5,811,267 0 0 HAWTHORN BANCSHARES INC COM 420476103 2,946 244,501 SH SOLE 244,501 0 0 HMN FINL INC COM 40424G108 1,211 264,469 SH SOLE 264,469 0 0 HORIZON BANCORP IND COM 440407104 2,001 93,818 SH SOLE 93,818 0 0 INNOSPEC INC COM 45768S105 35,074 3,739,237 SH SOLE 3,739,237 0 0 INTEGRATED ELECTRICAL SVC COM 45811E301 29,855 8,554,493 SH SOLE 8,554,493 0 0 JAMES RIVER COAL CO COM NEW 470355207 21,608 1,357,300 SH SOLE 1,357,300 0 0 JANUS CAP GROUP INC COM 47102X105 23,428 2,638,300 SH SOLE 2,638,300 0 0 JPMORGAN CHASE & CO COM 46625H100 40,820 1,115,000 SH SOLE 1,115,000 0 0 KBR INC COM 48242W106 11,431 562,019 SH SOLE 562,019 0 0 LEGG MASON INC COM 524901105 21,185 755,800 SH SOLE 755,800 0 0 LOUISIANA PAC CORP COM 546347105 42,062 6,287,309 SH SOLE 6,287,309 0 0 LSB INDS INC COM 502160104 12,983 975,395 SH SOLE 975,395 0 0 MARSHALL & ILSLEY CORP NEW COM 571837103 44,624 6,215,050 SH SOLE 6,215,050 0 0 MASTEC INC COM 576323109 29,352 3,122,506 SH SOLE 3,122,506 0 0 MB FINANCIAL INC NEW COM 55264U108 943 51,300 SH SOLE 51,300 0 0 MFRI INC COM 552721102 503 83,834 SH SOLE 83,834 0 0 MUTUALFIRST FINL INC COM 62845B104 1,823 272,100 SH SOLE 272,100 0 0 NATIONAL TECHNICAL SYS INC COM 638104109 474 65,520 SH SOLE 65,520 0 0 NEW HAMPSHIRE THRIFT BANCSHS COM 644722100 817 77,808 SH SOLE 77,808 0 0 NORTH AMERN ENERGY PARTNERS COM 656844107 1,625 184,000 SH SOLE 184,000 0 0 NORTHEAST BANCORP COM 663904100 2,295 180,682 SH SOLE 180,682 0 0 NATIONAL OILWELL VARCO INC COM 637071101 16,452 497,493 SH SOLE 497,493 0 0 OCEANEERING INTL INC COM 675232102 21,453 477,800 SH SOLE 477,800 0 0 OM GROUP INC COM 670872100 28,237 1,183,460 SH SOLE 1,183,460 0 0 OMNOVA SOLUTIONS INC COM 682129101 6,563 840,281 SH SOLE 840,281 0 0 PARKVALE FINL CORP COM 701492100 1,033 123,315 SH SOLE 123,315 0 0 PATRICK INDS INC COM 703343103 9,574 5,174,963 SH SOLE 5,174,963 0 0 PEOPLES BANCORP N C INC COM 710577107 1,572 327,510 SH SOLE 327,510 0 0 PREFORMED LINE PRODS CO COM 740444104 1,570 56,159 SH SOLE 56,159 0 0 PRINCETON NATL BANCORP INC COM 742282106 332 54,000 SH SOLE 54,000 0 0 POVIDENT CMNTY BANCSHARES IN COM 74386S107 286 132,000 SH SOLE 132,000 0 0 PROVIDENT FINL HLDGS INC COM 743868101 1,560 324,900 SH SOLE 324,900 0 0 SHILOH INDS INC COM 824543102 2,530 299,092 SH SOLE 299,092 0 0 SOUTHERN CMNTY FINL CORP COM 842632101 540 241,058 SH SOLE 241,058 0 0 STATE STR CORP COM 857477103 11,411 337,400 SH SOLE 337,400 0 0 SUN BANCORP INC COM 86663B102 486 129,300 SH SOLE 129,300 0 0 SYNALLOY CP DEL COM 871565107 469 55,851 SH SOLE 55,851 0 0 TIDEWATER INC COM 886423102 11,829 305,500 SH SOLE 305,500 0 0 TUTOR PERINI CORP COM 901109108 11,953 725,330 SH SOLE 725,330 0 0 UNITED BANCSHARES INC OHIO COM 909458101 426 43,200 SH SOLE 43,200 0 0 WESTMORELAND COAL CO COM 960878106 8,032 989,200 SH SOLE 989,200 0 0 WILLBROS GROUP INC DEL COM 969203108 21,342 2,884,080 SH SOLE 2,884,080 0 0
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