-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MOeP3i4xi29a988zHD65ioOwxaut9OGWLaylNs1BKf+zlyjCmxRoe8BwRU/878Or DbxEhOiKvrNj6YVFb/nCxQ== 0001344717-10-000007.txt : 20100813 0001344717-10-000007.hdr.sgml : 20100813 20100813154503 ACCESSION NUMBER: 0001344717-10-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100813 DATE AS OF CHANGE: 20100813 EFFECTIVENESS DATE: 20100813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Estabrook Capital Management CENTRAL INDEX KEY: 0001344717 IRS NUMBER: 200232649 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11540 FILM NUMBER: 101015210 BUSINESS ADDRESS: STREET 1: 875 THIRD AVENUE 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-605-5570 MAIL ADDRESS: STREET 1: 875 THIRD AVENUE 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Grove Creek Asset Management DATE OF NAME CHANGE: 20051117 13F-HR 1 sec13f2q2010.txt United States Securities and Exchange Commission Washington, D.C. 20549 Form 13F Form 13F Cover Page Report for the Calendar Year or Quarter Ended: June 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment(Check only one.): [ ] is a restatement. [ ] adds a new holdings entries. Institutional Investment Manager Filing this Report: Name: Estabrook Capital Management Address: 875 Third Avenue, 15th Floor New York, NY 10022 Form 13F File Number: 28-11540 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Dave Foley Title: Vice President Phone: 212-605-5570 Signature, Place, and Date of Signing Dave Foley New York, NY August 13, 2010 Report Type (Check only one.): [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 235 Form 13F Information Table Value Total: $1,599.9 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 06/30/10 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- --------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- ------------ ------------ ------------ 3M COMPANY COM COMMON 88579Y101 8,097,660 102,515 X 91,893 0 10,622 A T & T INC (NEW) COMMON 00206R102 19,998,296 826,717 X X X 538,184 2,102 286,432 ABBOTT LABS COMMON 002824100 2,521,957 53,911 X X 34,141 0 19,770 ACE LTD SHS COMMON H0023R105 381,467 7,410 X 7,410 0 0 ADVANT-E CORP COM COMMON 00761J107 4,380 20,000 X 0 0 20,000 AEGEAN MARINE PETROLE COMMON Y0017S102 1,956,641 97,930 X 79,305 0 18,625 AFLAC INC COMMON 001055102 5,820,444 136,406 X 130,666 0 5,740 AIR PRODS & CHEMS INC COMMON 009158106 571,948 8,825 X 1,325 0 7,500 ALLEGHENY TECHNOLOGIE COMMON 01741R102 14,167,712 320,609 X X X 178,428 209 141,972 ALLSTATE CORP COMMON 020002101 4,183,548 145,616 X X X 121,777 250 23,589 ALTRIA GROUP INC COM COMMON 02209S103 628,915 31,383 X 5,633 0 25,750 AMCAP FD INC COM MUTUAL 023375108 162,390 10,586 X 10,586 0 0 AMDOCS LTD ORD COMMON G02602103 276,555 10,300 X 5,300 0 5,000 AMERICA MOVIL S A DE COMMON 02364W105 498,750 10,500 X 0 0 10,500 AMERICAN EXPRESS COMP COMMON 025816109 6,664,995 167,884 X 124,884 0 43,000 AMERICAN GREEN GROUP COMMON 02639T200 100 1,000,000 X 1,000,000 0 0 AMERICAN INTL CORP PF PREFERR 026874800 162,800 10,000 X 10,000 0 0 AMGEN INC COMMON 031162100 448,152 8,520 X X 3,670 150 4,700 ANALOG DEVICES INC COMMON 032654105 557,200 20,000 X 20,000 0 0 ANTRIM ENERGY INC COMMON 037243102 16,940 19,250 X 19,250 0 0 APACHE CORP COMMON 037411105 2,885,275 34,271 X X 29,005 100 5,166 APCO OIL AND GAS INTE COMMON G0471F109 3,274,637 139,287 X 128,487 0 10,800 APPLE COMPUTER INC COMMON 037833100 2,042,927 8,122 X X 7,401 100 621 BAKER HUGHES INC COMMON 057224107 2,809,758 67,591 X 62,325 0 5,266 BALTIC TRADING LTD COMMON Y0553W103 1,363,832 119,950 X 90,800 0 29,150 BANCO LATINOAMER EXPO COMMON P16994132 154,127 12,340 X 12,340 0 0 BANK OF AMERICA COMMON 060505104 44,910,354 3,125,286 X X X 1,922,308 6,470 1,196,507 BANK OF NEW YORK MELL COMMON 064058100 3,321,793 134,540 X X 95,738 0 38,802 BARCLAYS BANK PLC 6.6 PREFERR 06739F390 203,400 10,000 X 10,000 0 0 BECTON DICKINSON & CO COMMON 075887109 18,894,313 279,419 X X 167,366 430 111,623 BERKSHIRE HATHAWAY IN COMMON 084670108 600,000 5 X 2 0 3 BERKSHIRE HATHAWAY IN COMMON 084670702 9,840,121 123,480 X 76,547 0 46,933 BHP BILLITON LTD SPON COMMON 088606108 5,631,792 90,850 X 60,905 0 29,945 BIOGEN IDEC INC COMMON 09062X103 972,725 20,500 X 20,000 0 500 BLACKROCK INC CL A COMMON 09247X101 210,798 1,470 X 0 0 1,470 BORG WARNER AUTOMOTIV COMMON 099724106 992,348 26,576 X 18,441 0 8,135 BP AMOCO ADS COMMON 055622104 236,787 8,199 X 8,199 0 0 BRISTOL MYERS SQUIBB COMMON 110122108 1,060,349 42,516 X 37,400 0 5,116 BRITISH AMERN TOB PLC COMMON 110448107 379,800 6,000 X 0 0 6,000 BROWN FORMAN CORP CL COMMON 115637209 246,089 4,300 X 4,300 0 0 BUNGE LIMITED COM COMMON G16962105 13,460,745 273,648 X X 149,999 234 123,415 CANADIAN NATL RY CO COMMON 136375102 3,818,926 66,555 X X 56,485 1,360 8,710 CANADIAN PAC RY LTD C COMMON 13645T100 18,006,722 335,821 X X X 244,104 1,360 90,357 CARDINAL HEALTH INC. COMMON 14149Y108 1,819,645 54,140 X 40,487 0 13,653 CAREFUSION CORP COM COMMON 14170T101 465,872 20,523 X 15,743 0 4,780
ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 06/30/10 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- --------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- ------------ ------------ ------------ CATERPILLAR TRACTOR COMMON 149123101 40,604,737 675,957 X X 384,048 2,068 289,841 CEMEX S A ADR SPSRD N COMMON 151290889 329,151 34,038 X 21,632 0 12,406 CENOVUS ENERGY INC CO COMMON 15135U109 10,886,320 422,114 X X X 324,939 1,290 95,885 CENTERLINE HOLDINGS C COMMON 15188T108 1,900 10,000 X 10,000 0 0 CHESAPEAKE ENERGY COR COMMON 165167107 439,531 20,980 X 20,000 0 980 CHEVRON CORPORATION COMMON 166764100 14,986,622 220,846 X X X 143,353 290 77,203 CHUBB CORP COMMON 171232101 5,121,424 102,408 X X 79,870 370 22,168 CISCO SYS INC COMMON 17275R102 32,614,401 1,530,474 X X X 936,385 3,249 590,840 CITIGROUP INC. COMMON 172967101 13,457,006 3,578,991 X X X 1,823,574 7,340 1,748,077 CITIZENS REPUBLIC BAN COMMON 174420109 17,000 20,000 X 0 0 20,000 CLIFFS NATURAL RESOUR COMMON 18683K101 3,370,148 71,462 X 52,806 0 18,656 CNOOC LTD SPONSORED A COMMON 126132109 421,171 2,475 X 2,475 0 0 COACH INC COM COMMON 189754104 230,265 6,300 X 400 0 5,900 COCA COLA CO COMMON 191216100 1,498,525 29,899 X 13,464 0 16,435 COGNIZANT TECHNLGY SL COMMON 192446102 200,240 4,000 X 0 0 4,000 COLGATE PALMOLIVE CO COMMON 194162103 305,195 3,875 X 2,025 0 1,850 COLUMBIA LABS INC COMMON 197779101 25,440 24,000 X 24,000 0 0 COMCAST CORP NEW COM COMMON 20030N101 310,020 17,848 X 3,930 0 13,918 CONOCOPHILLIPS COMMON 20825C104 42,022,537 856,031 X X 555,517 641 299,872 CONSOL ENERGY INC COM COMMON 20854P109 23,018,851 681,838 X X 402,079 462 279,297 CORNING INC COMMON 219350105 26,032,944 1,611,947 X X X 1,036,221 3,905 571,821 CORRECTIONS CORP AMER COMMON 22025Y407 238,500 12,500 X 0 0 12,500 COSTCO WHOLESALE CORP COMMON 22160K105 24,004,629 437,801 X X X 289,397 399 148,005 COVIDIEN PLC ORDINARY COMMON G2554F105 6,868,249 170,937 X X 154,212 200 16,525 CSX CORP COMMON 126408103 202,242 4,075 X 4,075 0 0 CVS CORPORATION COMMON 126650100 289,799 9,884 X 8,484 0 1,400 DEERE & CO. COMMON 244199105 416,653 7,483 X 6,483 0 1,000 DENTSPLY INTL INC NEW COMMON 249030107 205,332 6,865 X 3,965 0 2,900 DEUTSCHE BK 6.55% PFD PREFERR 25153X208 454,080 22,000 X 18,500 0 3,500 DEVON ENERGY CORP NEW COMMON 25179M103 1,296,743 21,286 X 18,586 0 2,700 DIONEX CORP COM COMMON 254546104 744,600 10,000 X 10,000 0 0 DOMINION RES INC VA N COMMON 25746U109 1,619,681 41,809 X 33,003 0 8,806 DOVER CORP COMMON 260003108 22,100,850 528,855 X X X 348,050 326 180,479 DU PONT E I DE NEMOUR COMMON 263534109 31,905,263 922,384 X X X 623,983 2,028 296,373 DUKE ENERGY CORP COMMON 26441C105 8,870,976 554,436 X 385,438 0 168,998 E M C CORP MASS COMMON 268648102 10,780,713 589,110 X X 446,891 0 142,219 EATON CORP COMMON 278058102 30,412,708 464,742 X X X 271,747 831 192,164 EBAY INC COMMON 278642103 1,114,829 56,850 X 49,200 0 7,650 EMERSON ELEC CO COMMON 291011104 43,893,683 1,004,662 X X X 633,521 3,164 367,977 ENCANA CORP COM COMMON 292505104 20,958,512 690,788 X X X 484,226 1,427 205,135 ENI S P A ADR SPONSOR COMMON 26874R108 219,300 6,000 X 6,000 0 0 EOG RESOURCES INC. COMMON 26875P101 2,465,742 25,066 X 14,880 0 10,186 EQT CORP COM COMMON 26884L109 968,841 26,808 X 21,101 0 5,707 EXELON CORP COMMON 30161N101 14,623,968 385,145 X X X 212,798 1,192 171,155 EXXON MOBIL CORPORATI COMMON 30231G102 17,825,618 312,347 X X X 214,723 240 97,384
ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 06/30/10 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- --------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- ------------ ------------ ------------ FACTSET RESH SYS INC COMMON 303075105 2,067,311 30,860 X 22,060 0 8,800 FEDERAL HOME LN MTG C PREFERR 313400624 3,400 10,000 X 9,000 0 1,000 FEDEX CORP COMMON 31428X106 3,539,083 50,479 X 32,940 0 17,539 FIRST CMNTY BK CORP A COMMON 31985E202 19,223 10,335 X 10,335 0 0 FORD MTR CO DEL PAR $ COMMON 345370860 176,400 17,500 X 0 0 17,500 FREEPORT MCMORAN COPP COMMON 35671D857 9,871,813 166,951 X X 100,111 0 66,840 FRONTIER OIL CORP COM COMMON 35914P105 10,528,526 782,790 X X 424,486 2,197 356,107 GENERAL ELECTRIC COMP COMMON 369604103 38,978,702 2,703,100 X X X 1,678,860 4,932 1,019,308 GENERAL MILLS INC COMMON 370334104 5,437,899 153,094 X X 105,690 2,504 44,900 GENL ELEC CAP CORPPFD PREFERR 369622527 1,029,565 40,550 X 40,000 0 550 GILEAD SCIENCES INC C COMMON 375558103 1,239,565 36,160 X 36,160 0 0 GLAXO PLC COMMON 37733W105 11,904,044 350,016 X X 177,139 343 172,534 GOLDCORP INC NEW COM COMMON 380956409 5,562,066 126,843 X 77,488 0 49,355 GOLDMAN SACHS GROUP I COMMON 38141G104 3,158,359 24,060 X 11,360 0 12,700 GOLDMAN SACHS PFD 6.0 PREFERR 73941X577 661,920 32,000 X 32,000 0 0 GRAINGER W W INC COMMON 384802104 220,779 2,220 X 2,220 0 0 GREAT NORTHN IRON ORE COMMON 391064102 209,770 2,200 X 0 0 2,200 GREATER CHINA FD INC MUTUAL 39167B102 280,505 25,853 X 0 0 25,853 GROWTH FD AMER INC COMMON 399874106 221,992 8,830 X 8,830 0 0 GULFMARK OFFSHORE INC COMMON 402629208 35,675,780 1,361,671 X X X 946,536 1,184 413,951 HALLIBURTON CO COMMON 406216101 1,138,457 46,373 X 27,597 0 18,776 HARD TO TREAT DISEASE COMMON 41164A103 90 100,000 X 100,000 0 0 HEWLETT PACKARD CO. COMMON 428236103 5,577,364 128,867 X X X 92,542 315 36,010 HOME DEPOT INC COMMON 437076102 1,927,370 68,663 X 60,180 0 8,483 HONEYWELL INTERNATION COMMON 438516106 37,048,069 949,220 X X X 612,701 2,281 334,238 HSBC FINANCE CORP PER PREFERR 40429C607 889,560 42,000 X 40,000 0 2,000 HSBC HOLDINGS PLC PFD PREFERR 404280802 628,750 25,000 X 25,000 0 0 HUDSON CITY BANCORP I COMMON 443683107 270,113 22,050 X 22,050 0 0 HUMANA INC COMMON 444859102 753,372 16,496 X 14,799 0 1,697 ILLINOIS TOOL WORKS I COMMON 452308109 638,189 15,460 X 14,070 0 1,390 IMPERIAL TOBACCO GROU COMMON 453142101 224,895 4,000 X 0 0 4,000 INGERSOLL-RAND PLC COMMON G47791101 720,427 20,888 X 14,779 0 6,109 INTEL CORPORATION COMMON 458140100 8,934,416 459,353 X X 390,617 0 68,736 INTERNATIONAL BUSINES COMMON 459200101 50,173,410 406,328 X X X 275,455 278 130,595 J.P. MORGAN CHASE & C COMMON 46625H100 36,220,470 989,360 X X X 638,290 2,302 348,768 JDS UNIPHASE CORP COMMON 46612J507 147,610 15,001 X 1 0 15,000 JOHNSON & JOHNSON COMMON 478160104 38,897,507 658,610 X X X 411,057 2,109 245,444 JPM CHASE CAPITAL XXV PREFERR 48124Y204 1,298,860 50,500 X 44,050 0 6,450 KAYDON CORP COMMON 486587108 371,318 11,300 X 7,300 0 4,000 LA CORTEZ ENERGY INC COMMON 50255M108 27,750 15,000 X 15,000 0 0 LEGACY RESERVES LP UN COMMON 524707304 913,186 40,550 X 38,400 0 2,150 LEGG MASON PARTNERS I MUTUAL 52469L785 186,055 13,691 X 0 0 13,691 LILLY ELI & CO COMMON 532457108 2,051,373 61,235 X 51,700 0 9,535 LIMITED STORES INC COMMON 532716107 313,769 14,217 X 5,667 0 8,550 M & T BK CORP COMMON 55261F104 993,915 11,700 X 11,700 0 0
ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 06/30/10 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- --------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- ------------ ------------ ------------ MACYS INC COM COMMON 55616P104 714,425 39,912 X 32,326 0 7,586 MARATHON OIL CORP COM COMMON 565849106 7,069,742 227,396 X 136,786 0 90,610 MCDERMOTT INTERNATION COMMON 580037109 19,584,517 904,179 X X 542,999 1,218 359,962 MCDONALDS CORP COMMON 580135101 278,432 4,227 X 1,327 0 2,900 MEDCO HEALTH SOLUTION COMMON 58405U102 375,756 6,822 X 5,906 0 916 MERCK & COMPANY COMMON 58933Y105 2,986,333 85,397 X X X 63,774 225 21,398 MERRILL LYNCH CAP TRU PREFERR 59024T203 396,200 20,000 X 20,000 0 0 MICROSOFT CORPORATION COMMON 594918104 9,662,842 419,941 X X 321,888 0 98,053 MONSANTO CO COMMON 61166W101 1,781,319 38,540 X X 29,950 0 8,590 MORGAN STANLEY COMMON 617446448 17,296,115 745,201 X X X 426,645 786 317,770 MORGAN STANLEY 6.45% PREFERR 61753R200 706,200 33,000 X 32,000 0 1,000 NATIONAL CITY CAP TR PREFERR 63540X201 227,400 10,000 X 10,000 0 0 NATIONAL FUEL GAS CO COMMON 636180101 23,812,775 519,023 X X 303,486 1,644 213,893 NATIONAL-OILWELL INC COMMON 637071101 20,399,799 616,867 X X X 426,425 812 189,630 NESTLE ADR COMMON 641069406 4,083,543 84,358 X 58,622 0 25,736 NEW PERSPECTIVE FUND MUTUAL 648018109 263,271 11,319 X X 9,460 0 1,858 NEWMONT MNG CORP COMMON 651639106 2,359,703 38,220 X 28,110 0 10,110 NEXEN INC COM COMMON 65334H102 590,100 30,000 X 30,000 0 0 NEXTERA ENERGY INC CO COMMON 65339F101 17,695,735 362,915 X X X 230,043 254 132,618 NOKIA CORP COMMON 654902204 10,920,495 1,339,938 X X X 961,283 700 377,955 NORDSTROM INC COMMON 655664100 738,728 22,949 X X 10,260 1,816 10,873 NORFOLK SOUTHN CORP COMMON 655844108 35,190,930 663,354 X X X 400,792 1,596 260,966 NORTHERN TR CORP COMMON 665859104 8,203,789 175,670 X X X 113,200 760 61,710 NORTHROP GRUMMAN CORP COMMON 666807102 869,407 15,970 X 15,824 0 146 NOVELL INC COMMON 670006105 160,176 28,200 X 28,200 0 0 NUCOR CORP COMMON 670346105 274,429 7,169 X 1,169 0 6,000 NVIDIA CORP COM COMMON 67066G104 167,955 16,450 X 0 0 16,450 OCEANEERING INTL INC COMMON 675232102 291,850 6,500 X 4,400 0 2,100 OMNICOM GROUP COMMON 681919106 265,242 7,733 X 7,733 0 0 OPPENHEIMER LIMITED T MUTUAL 771740107 220,271 67,156 X 0 0 67,156 ORACLE SYS CORP COMMON 68389X105 347,824 16,208 X 4,898 0 11,310 OVERSEAS SHIPHOLDING COMMON 690368105 910,073 24,570 X 14,620 0 9,950 PATRIOT TRANSN HLDG I COMMON 70337B102 7,444,367 92,008 X 83,258 0 8,750 PAYCHEX INC COMMON 704326107 236,327 9,100 X 700 0 8,400 PEOPLES UNITED FINANC COMMON 712704105 4,413,310 326,912 X 322,260 0 4,652 PEPSICO INC COMMON 713448108 2,664,429 43,715 X X 33,968 0 9,747 PETROBRAS BRASILEIRO COMMON 71654V101 39,878,792 1,338,215 X X X 756,151 2,197 579,867 PETROBRAS BRASILEIRO COMMON 71654V408 595,315 17,346 X 13,346 0 4,000 PFIZER INC COMMON 717081103 10,506,198 736,760 X X X 396,611 822 339,327 PG&E CORP COMMON 69331C108 223,502 5,438 X 4,063 0 1,375 PHILIP MORRIS INTL IN COMMON 718172109 1,243,639 27,130 X 3,500 0 23,630 PNC FINANCIAL GROUP COMMON 693475105 19,208,609 339,975 X X 241,412 0 98,563 POTASH CORP SASK INC COMMON 73755L107 10,667,543 123,696 X X X 70,985 275 52,436 PPG INDS INC COMMON 693506107 541,938 8,971 X 7,386 0 1,585 PRAXAIR INC COMMON 74005P104 34,778,574 457,673 X X X 269,037 1,424 187,212
ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 06/30/10 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- --------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- ------------ ------------ ------------ PROCTER & GAMBLE CO COMMON 742718109 16,519,512 275,417 X X X 190,562 280 84,575 QUALCOMM INC COMMON 747525103 406,264 12,371 X X 3,600 200 8,571 QUESTAR CORP COMMON 748356102 35,523,641 780,911 X X X 437,254 2,276 341,381 RANGE RES CORP COM COMMON 75281A109 16,412,597 408,782 X X 252,299 1,240 155,243 RAYTHEON CO NEW COM COMMON 755111507 407,299 8,417 X 7,948 0 469 REGIONS FINANCIAL COR COMMON 7591EP100 73,795 11,215 X 6,746 0 4,469 RELM WIRELESS CORP CO COMMON 759525108 31,958 14,727 X 14,727 0 0 RENAISSANCERE HLDGS L COMMON G7496G103 3,804,415 67,610 X 66,909 0 701 ROCHE HLDG LTD SPONSO COMMON 771195104 361,775 10,466 X 10,000 0 466 ROYAL DUTCH SHELL PLC COMMON 780259206 1,102,078 21,945 X 13,204 0 8,741 SAN JUAN BASIN RTY TR COMMON 798241105 546,784 22,400 X 18,200 0 4,200 SANOFI-AVENTIS ADR COMMON 80105N105 1,391,267 46,283 X 30,132 0 16,151 SCHLUMBERGER COMMON 806857108 20,862,793 376,993 X X 238,460 1,136 137,397 SIGMA ALDRICH CORP COMMON 826552101 3,368,508 67,600 X 54,842 0 12,758 SONOCO PRODUCTS COMMON 835495102 3,311,713 108,652 X 96,406 0 12,246 SPECTRA ENERGY CORP C COMMON 847560109 6,671,850 332,429 X 209,621 0 122,808 STANLEY BLACK AND DEC COMMON 854502101 289,581 5,732 X 1,000 0 4,732 STAPLES INC COMMON 855030102 240,983 12,650 X 3,150 0 9,500 STRYKER CORP COMMON 863667101 2,697,733 53,890 X 39,100 0 14,790 SUNCOR ENERGY INC COMMON 867224107 301,760 10,250 X 4,250 0 6,000 SUPERIOR ENERGY SVCS COMMON 868157108 950,303 50,900 X 50,200 0 700 SYSCO CORP COMMON 871829107 513,203 17,963 X 2,263 0 15,700 TARGET CORP COMMON 87612E106 3,785,352 76,985 X 55,065 0 21,920 TECO ENERGY INC COMMON 872375100 2,106,334 139,770 X 110,570 0 29,200 TERADATA CORP DEL COM COMMON 88076W103 15,926,044 522,508 X X 324,033 1,452 197,023 TEVA PHARMACEUTICAL I COMMON 881624209 2,135,229 41,070 X X 29,025 175 11,870 TEXAS INSTRUMENTS INC COMMON 882508104 5,542,875 238,096 X X 155,700 2,112 80,284 TEXTRON INC COMMON 883203101 266,429 15,700 X 15,700 0 0 TIFFANY & CO NEW COMMON 886547108 4,703,683 124,075 X X 121,600 0 2,475 TIME WARNER INC COM COMMON 887317303 206,822 7,154 X 2,669 0 4,485 TRAVELERS COMPANIES I COMMON 89417E109 1,566,938 31,816 X X 29,930 0 1,886 U S BANCORP COMMON 902973304 14,985,407 670,488 X X 450,850 3,072 216,566 UNILEVER PLC ADR SPON COMMON 904767704 209,964 7,855 X 5,560 0 2,295 UNION PAC CORP COMMON 907818108 19,952,011 287,038 X X 240,586 290 46,162 UNITED TECHNOLOGIES C COMMON 913017109 28,482,103 438,794 X X X 266,496 1,259 171,039 UNITEDHEALTH GROUP IN COMMON 91324P102 1,776,363 62,548 X 57,911 0 4,637 V F CORP COMMON 918204108 284,720 4,000 X 2,000 0 2,000 VALE S A ADR COMMON 91912E105 2,370,107 97,335 X 74,444 0 22,891 VALLEY NATL BANCORP COMMON 919794107 141,866 10,416 X 10,416 0 0 VEOLIA ENVIRONNEMENT COMMON 92334N103 321,080 13,739 X 12,360 0 1,379 VERIZON COMMUNICATION COMMON 92343V104 25,641,310 915,107 X X X 589,743 1,198 324,166 VODAFONE GROUP INC COMMON 92857W209 336,673 16,288 X X 12,238 0 4,050 VULCAN MATERIALS CO COMMON 929160109 1,887,276 43,059 X 31,393 0 11,666 WACHOVIA CAP TRUST TR PREFERR 92978U207 338,822 14,725 X 7,000 0 7,725 WAL MART STORES INC COMMON 931142103 585,348 12,177 X X 6,264 130 5,783
ESTABROOK CAPITAL MANAGEMENT LLC DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 06/30/10 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) ----------------- --------------------------------------- NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) - ---------------------- ------ ---------- -------------- ------------ ----- ----- ----- -- ------------ ------------ ------------ WALGREEN CO COMMON 931422109 245,106 9,180 X 4,030 0 5,150 WALTER INDS INC COMMON 93317Q105 1,200,266 19,725 X 19,175 0 550 WASTE MANAGEMENT INC COMMON 94106L109 2,375,161 75,908 X X 65,022 0 10,886 WEATHERFORD INTERNATI COMMON H27013103 31,524,568 2,399,130 X X X 1,635,941 4,048 759,141 WELLS FARGO NEW COMMON 949746101 4,253,542 166,154 X X 138,329 0 27,825 WELLSTAR INTERNATIONA COMMON 949902209 6 20,000 X 20,000 0 0 WESTERN UN CO COM COMMON 959802109 3,053,359 204,786 X 146,185 0 58,601 WIPRO LTD SPON ADR 1 COMMON 97651M109 200,000 16,667 X 0 0 16,667 XCEL ENERGY INC COMMON 98389B100 222,794 10,810 X 6,400 0 4,410 ZIMMER HLDGS INC COMMON 98956P102 1,976,554 36,569 X 32,540 0 4,029 TOTAL 1,599,873,760
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