-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MrD0vpRC5cJhQ4t6lKpnyM71nk7vJD8yzu0hUrlGRcCxJIsIxdWTMZo4IBhEDo2o y9uE5J0dFuHmYUgyQKAruA== 0001463217-10-000005.txt : 20100813 0001463217-10-000005.hdr.sgml : 20100813 20100813151849 ACCESSION NUMBER: 0001463217-10-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100813 DATE AS OF CHANGE: 20100813 EFFECTIVENESS DATE: 20100813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED CAPITAL FINANCIAL ADVISERS,INC. CENTRAL INDEX KEY: 0001463217 IRS NUMBER: 201847610 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13508 FILM NUMBER: 101015042 BUSINESS ADDRESS: STREET 1: 500 NEWPORT CENTER DRIVE STREET 2: 2ND FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-999-8500 MAIL ADDRESS: STREET 1: 500 NEWPORT CENTER DRIVE STREET 2: 2ND FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 13F-HR 1 aucfafiling0610txt.txt 13F HOLDINGS REPORT - JUNE 30, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F-HR Form 13F Cover Page Report for the Calendar Year or Quarter Ended: June 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds a new holdings entries. Institutional Investment Manager Filing this report: Name: United Capital Financial Advisers Address: 500 Newport Center Drive 2nd Floor Newport Beach, CA 92660 13F File Number: 028-13508 This institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understand that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Herman Title: Chief Compliance Officer Phone: 949-999-8500 Signature, Place and Date of Signing Michael Herman Newport Beach, CA August 11, 2010 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ x ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager:
Form 13F File Number Name - ---------------------- ----------------------- 028-12578 ADVISORS ASSET MANAGEMENT, INC 028-11851 ALETHEIA RESEARCH & MGMT MODEL 028-10562 ALLIANCEBERNSTEIN LP 028-01162 ATALANTA/SOSNOFF MANAGEMENT,LLC 028-02405 COHEN & STEERS CAPITAL MANAGEMENT, INC 028-05923 CORNERSTONE CAPITAL MANAGEMENT INC 028-05267 DELAWARE MANAGEMENT BUSINESS TRUST 028-13411 ENVESTNET ASSET MANAGEMENT 028-12624 FIRST REPUBLIC INVESTMENT MANAGEMENT, INC 028-06810 KEELEY ASSET MANAGEMENT CORP 028-00061 LAZARD FRERES 028-00398 LOOMIS SAYLES & CO 028-06419 LOTSOFF CAPITAL MANAGEMENT 028-13466 NORTHCOAST ASSET MANAGEMENT LLC 028-00290 NORTHERN TRUST CORPORATION 028-11710 NUVEEN ASSET MANAGEMENT, INC 028-01474 NWQ INVESTMENT MANAGEMENT CO LLC 028-12966 OSHAUGHNESSY ASSET MANAGEMENT, LLC 028-11107 PLACEMARK INVESTMENTS INC 028-02634 REED CONNOR BIRDWELL 028-10258 SMH CAPITAL ADVISORS INC. 028-04691 SCHAFER CULLEN CAPITAL MANAGEMENT INC 028-10665 THE LONDON COMPANY 028-06605 THORNBURG INVESTMENT MGMT INC 028-00621 TRANSAMERICA INVT MGMT MODEL 028-01204 WENTWORTH, HAUSER AND VIOLICH
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE AS OF DATE: 03/31/10 REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 ----------- FORM 13F INFORMATION TABLE ENTRY TOTAL: 235 ----------- FORM 13F INFORMATION TABLE VALUE TOTAL: $ 370,568 ----------- (thousands) Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE.
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ 3M CO. COM 88579Y101 1283 16238 SH SOLE 16238 0 0 A T & T INC (NEW) COM 00206R102 2021 83560 SH SOLE 83560 0 0 ABB LTD SPONSORED ADR COM 000375204 584 33773 SH SOLE 33773 0 0 ABBOTT LABS COM 002824100 6719 143625 SH SOLE 143625 0 0 ACCENTURE PLC COM G1151C101 2658 68759 SH SOLE 68759 0 0 ADOBE SYS INC COM 00724F101 698 26405 SH SOLE 26405 0 0 ADUDDELL INDS INC COM COM 007391105 0 175000 SH SOLE 175000 0 0 ADVANCED MICRO DEVICES INC COM 007903107 147 20050 SH SOLE 20050 0 0 AECOM TECHNOLOGY CORP COM 00766T100 2519 109218 SH SOLE 109218 0 0 AFFILIATED MANAGERS GROUP COM 008252108 1110 18271 SH SOLE 18271 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 260 9156 SH SOLE 149 9007 0 ALLIANCEBERNSTEIN INCOME FUNCO COM 01881E101 165 20295 SH SOLE 20295 0 0 ALTRIA GROUP INC COM 02209S103 335 16700 SH SOLE 16700 0 0 AMERICA MOVIL S A DE C V COM 02364W105 1667 35105 SH SOLE 35105 0 0 AMGEN INC COM 031162100 278 5293 SH SOLE 1318 3975 0 ANADARKO PETE CORP COM 032511107 210 5817 SH SOLE 5817 0 0 ANNALY CAP MGMT INC COM 035710409 822 47954 SH SOLE 47954 0 0 APACHE CORP COM 037411105 434 5158 SH SOLE 5158 0 0 APPLE INC COM 037833100 18022 71649 SH SOLE 71649 0 0 APPLIED MATLS INC COM 038222105 778 64716 SH SOLE 64716 0 0 BANK AMERICA CORP COM 060505104 874 60823 SH SOLE 60823 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 272 11032 SH SOLE 119 10913 0 BAXTER INTL INC COM 071813109 859 21130 SH SOLE 21130 0 0 BECTON DICKINSON & CO. COM 075887109 1051 15542 SH SOLE 15542 0 0 BERKSHIRE HATHAWAY INC DEL CL COM 084670702 1850 23220 SH SOLE 23220 0 0 BEST BUY INC COM 086516101 246 7271 SH SOLE 7271 0 0 BIO RAD LABS INC CL A COM 090572207 259 3000 SH SOLE 3000 0 0 BLACKSTONE GROUP L P COM UNIT COM 09253U108 169 17642 SH SOLE 0 17642 0 BLOCK H & R INC COM 093671105 160 10193 SH SOLE 10193 0 0 BP PLC ADR COM 055622104 333 11542 SH SOLE 11542 0 0 BRISTOL MYERS SQUIBB CO. COM 110122108 272 10925 SH SOLE 10925 0 0 CALAVO GROWERS INC COM 128246105 266 14807 SH SOLE 14807 0 0 CARMAX INC COM 143130102 840 42215 SH SOLE 42215 0 0 CASH TECHNOLOGIES INC COM COM 147910103 0 20000 SH SOLE 20000 0 0 CELANESE CORP DEL COM SER A COM 150870103 234 9390 SH SOLE 765 8625 0 CELL THERAPEUTICS INC COM NO P COM 150934503 4 10000 SH SOLE 10000 0 0 CHESAPEAKE ENERGY CORP COM 165167107 251 11960 SH SOLE 11960 0 0 CHEVRON TEXACO CORP COM 166764100 2863 42192 SH SOLE 42192 0 0 CISCO SYSTEMS INC COM 17275R102 5780 271243 SH SOLE 271243 0 0 CITIGROUP INC COM 172967101 192 50986 SH SOLE 50986 0 0 CITY NATL CORP COM 178566105 744 14528 SH SOLE 14528 0 0 CLEARWIRE CORP-CLASS A COM 18538Q105 116 16000 SH SOLE 16000 0 0 CLOROX CO. COM 189054109 447 7197 SH SOLE 7197 0 0 CME GROUP INC COM 12572Q105 1653 5871 SH SOLE 5871 0 0 COACH INC COM 189754104 1077 29461 SH SOLE 29461 0 0 COCA COLA CO. COM 191216100 1356 27054 SH SOLE 27054 0 0 COMCAST CORP CLASS A COM 20030N101 649 37341 SH SOLE 37341 0 0 COMPANHIA DE BEBIDAS DAS AMESP COM 20441W203 266 2633 SH SOLE 2633 0 0 CONOCO PHILLIPS COM 20825C104 983 20019 SH SOLE 20019 0 0 CONVERGYS CORP COM COM 212485106 223 22731 SH SOLE 0 22731 0 CORNING INC COM 219350105 1023 63367 SH SOLE 63367 0 0 CORPORATE PPTY ASSOCS 15 INCCO COM 22002Y107 0 15561 SH SOLE 15561 0 0 CORPORATE PPTY ASSOCS INC SER COM 22002B305 0 19670 SH SOLE 19670 0 0 COVIDIEN PLC ORDINARY SHARE COM G2554F105 373 9279 SH SOLE 9279 0 0 CREDIT SUISSE NASSAU BRH ETN L MUTUAL FUNDS 22542D852 201 10100 SH SOLE 10100 0 0 CYBERSOURCE CORP COM 23251J106 2649 103760 SH SOLE 103760 0 0 DENTSPLY INTL INC NEW COM COM 249030107 1408 47063 SH SOLE 47063 0 0 DIAGEO PLC ADR SPONSORED COM 25243Q205 591 9419 SH SOLE 9419 0 0 DIGITAL RLTY TR INC COM COM 253868103 514 8917 SH SOLE 8917 0 0 DISNEY WALT PRODUCTION COM 254687106 908 28827 SH SOLE 19236 9591 0 DU PONT EI DE NEMOURS CO. COM 263534109 227 6560 SH SOLE 6560 0 0 DUKE ENERGY CORP COM 26441C105 384 23974 SH SOLE 23974 0 0 E DIGITAL CORP COM COM 26841Y103 1 13500 SH SOLE 13500 0 0 ECHO GLOBAL LOGISTICS INC COM COM 27875T101 210 17191 SH SOLE 0 17191 0 EMERSON ELECTRIC CO. COM 291011104 3143 71934 SH SOLE 71934 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 323 9130 SH SOLE 9130 0 0 EVOTEC AG SPONSORED ADS COM 30050E105 79 16027 SH SOLE 16027 0 0 EXELON CORP COM 30161N101 978 25759 SH SOLE 25759 0 0 EXXON MOBIL CORP COM 30231G102 4624 81023 SH SOLE 69691 11332 0 FIDELITY CONTRAFUND INC COM COM 316071109 541 9775 SH SOLE 9775 0 0 FIDELITY FINL TR CONV SECS FD CONVERTIBLE PREF 316145200 924 43295 SH SOLE 43295 0 0 FIDUCIARY CLAYMORE MLP OPP FD COM 31647Q106 1955 101176 SH SOLE 101176 0 0 FIRST HORIZON NATL CORP COM COM 320517105 205 17883 SH SOLE 0 17883 0 FIRST SOLAR INC COM 336433107 734 6452 SH SOLE 6452 0 0 FISERV INC COM 337738108 622 13613 SH SOLE 13613 0 0 FLOWSERVE CORP COM COM 34354P105 221 2607 SH SOLE 0 2607 0 FLUOR CORP NEW COM 343412102 1030 24241 SH SOLE 24241 0 0 FX ENERGY INC COM COM 302695101 36 10000 SH SOLE 10000 0 0 GATEWAY TR GATEWAY FD A COM 367829207 3827 158865 SH SOLE 158865 0 0 GENERAL DYNAMICS CORP COM 369550108 453 7728 SH SOLE 7728 0 0 GENERAL ELECTRIC COM 369604103 3146 218202 SH SOLE 191662 26540 0 GENERAL MLS INC COM 370334104 287 8082 SH SOLE 0 8082 0 GILEAD SCIENCES INC COM 375558103 266 7765 SH SOLE 7765 0 0 GLAXOSMITHKLINE PLC ADR SPONSO COM 37733W105 289 8496 SH SOLE 8496 0 0 GOLDMAN SACHS GROUP COM 38141G104 3229 24599 SH SOLE 24599 0 0 GOOGLE INC COM 38259P508 2790 6271 SH SOLE 6271 0 0 GRAINGER W W INC COM 384802104 325 3263 SH SOLE 3263 0 0 HEALTHWAREHOUSE.COM COM COM 42227G103 7 50000 SH SOLE 50000 0 0 HNI CORPORATION COM 404251100 257 9300 SH SOLE 9300 0 0 HOME DEPOT INC COM 437076102 298 10611 SH SOLE 10611 0 0 HOMEOWNERS CHOICE INC COM COM 43741E103 164 28084 SH SOLE 28084 0 0 HUSSMAN STRATEGIC TOTAL RETURN MUTUAL FUNDS 448108209 207 16683 SH SOLE 16683 0 0 I B M COM 459200101 3027 24516 SH SOLE 24516 0 0 IHS INC COM 451734107 2079 35593 SH SOLE 35593 0 0 ILLINOIS TOOL WKS INC COM 452308109 3976 96316 SH SOLE 96316 0 0 INSTACARE CORP COM NEW COM 45776H208 136 1939543 SH SOLE 1939543 0 0 INTEL CORP COM 458140100 5254 270104 SH SOLE 257864 12240 0 INTUITIVE SURGICAL INC COM 46120E602 1600 5069 SH SOLE 5069 0 0 IRON MOUNTAIN INC. COM 462846106 1419 63189 SH SOLE 63189 0 0 ISHARES MSCI EAFE INDEX COM 464287465 3937 84649 SH SOLE 84649 0 0 ISHARES RUSSELL 1000 INDEX FUN COM 464287622 278 4868 SH SOLE 4868 0 0 ISHARES RUSSELL 2000 INDEX COM 464287655 563 9213 SH SOLE 9213 0 0 ISHARES RUSSELL 2000 VALUE FUN COM 464287630 631 11070 SH SOLE 11070 0 0 ISHARES SILVER TRUST COM 46428Q109 831 45622 SH SOLE 45622 0 0 ISHARES S&P 500 INDEX FUND COM 464287200 12823 123940 SH SOLE 123940 0 0 ISHARES S&P GSCI COMMODITY IUN COM 46428R107 276 9937 SH SOLE 9937 0 0 ISHARES S&P MIDCAP 400 FUND COM 464287507 14312 201242 SH SOLE 201242 0 0 ISHARES S&P SMALLCAP 600 FUND COM 464287804 8895 164296 SH SOLE 164296 0 0 ISHARES TR BARCLYS TIPS B COM 464287176 1847 17276 SH SOLE 17276 0 0 ISHARES TR DJ US FINL SEC COM 464287788 292 5899 SH SOLE 5899 0 0 ISHARES TR MSCI EMERGING MKT COM 464287234 1810 48497 SH SOLE 48497 0 0 ISHARES TR RUSL 2000 GROW COM 464287648 438 6575 SH SOLE 6575 0 0 ISHARES TR RUSSEL 1000 VALUE COM 464287598 695 12822 SH SOLE 12822 0 0 ISHARES TR RUSSELL 1000 GRW COM 464287614 355 7752 SH SOLE 7752 0 0 ISHARES TR RUSSELL 3000 COM 464287689 241 3945 SH SOLE 3945 0 0 ISHARES TR S&P 500 VALUE COM 464287408 23817 479610 SH SOLE 479610 0 0 ISHARES TR S&P GBL ENER COM 464287341 300 10253 SH SOLE 10253 0 0 ISHARES TR S&P GL UTILITI COM 464288711 575 14455 SH SOLE 14455 0 0 ISHARES TR S&P GLO INFRAS COM 464288372 228 7788 SH SOLE 7788 0 0 ISHARES TR S&P NA NAT RES COM 464287374 202 6545 SH SOLE 6545 0 0 ISHARES TR S&P SMLCP GROW COM 464287887 209 3674 SH SOLE 3674 0 0 ISHARES TR S&P500 GRW COM 464287309 23811 449767 SH SOLE 449767 0 0 ITT INDS INC COM 450911102 1432 31890 SH SOLE 31890 0 0 J P MORGAN CHASE & CO. COM 46625H100 1887 51535 SH SOLE 51535 0 0 JOHNSON & JOHNSON COM 478160104 2856 48355 SH SOLE 44658 3697 0 JPMORGAN CHASE & CO ALERIAN ML MUTUAL FUNDS 46625H365 1282 41461 SH SOLE 41461 0 0 KIMBERLY CLARK CORP COM 494368103 460 7589 SH SOLE 4102 3487 0 KINDER MORGAN EGY PTNS L P UT COM 494550106 733 11259 SH SOLE 11259 0 0 KINDER MORGAN MGMT-FRAC COM EKE55U103 6 1931898 SH SOLE 1931898 0 0 KINDER MORGAN MGMT-SHS COM 49455U100 1014 18248 SH SOLE 18248 0 0 KOHLS CORP COM 500255104 462 9725 SH SOLE 9725 0 0 KONINKLIJKE PHILIPS ELECTRS SP COM 500472303 346 11589 SH SOLE 11589 0 0 KRAFT FOODS INC CL A COM 50075N104 752 26871 SH SOLE 19588 7283 0 LILLY, ELI AND COMPANY COM 532457108 202 6031 SH SOLE 6031 0 0 LOUISIANA PAC CORP COM 546347105 166 24790 SH SOLE 0 24790 0 MARKEL CORP COM COM 570535104 813 2390 SH SOLE 2390 0 0 MASTERCARD INC CL A COM 57636Q104 828 4148 SH SOLE 4148 0 0 MCDONALDS CORP COM 580135101 413 6264 SH SOLE 2855 3409 0 MEDTRONIC INC COM 585055106 1943 53578 SH SOLE 47827 5751 0 MEMC ELECTR MATLS INC COM COM 552715104 182 18467 SH SOLE 0 18467 0 MERCK & COMPANY COM 58933Y105 356 10183 SH SOLE 10183 0 0 MFS INTER INCOME TR SH BEN INT MUTUAL FUNDS 55273C107 180 26527 SH SOLE 26527 0 0 MICRO IMAGING TECH INC COM 59484E100 0 10750 SH SOLE 10750 0 0 MICROSOFT COM 594918104 1958 85082 SH SOLE 85082 0 0 MOSAIC CO. COM 61945A107 343 8795 SH SOLE 8795 0 0 MSCI INC COM 55354G100 835 30458 SH SOLE 30458 0 0 NETSUITE INC. COM 64118Q107 265 21000 SH SOLE 21000 0 0 NIKE INC COM 654106103 420 6212 SH SOLE 6212 0 0 NOBLE CORPORATION COM H5833N103 1816 58755 SH SOLE 58755 0 0 NORTHERN TRUST CORP COM 665859104 1568 33582 SH SOLE 33582 0 0 NYSE EURONEXT COM COM 629491101 302 10921 SH SOLE 10921 0 0 ORACLE SYS CORP COM 68389X105 1747 81425 SH SOLE 71544 9881 0 OSHKOSH TRUCK CORP COM 688239201 229 7350 SH SOLE 7350 0 0 PARADIGM MED INDS INC DEL COM COM 69900Q181 0 1553555 SH SOLE 1553555 0 0 PATRIOT SCIENTIFIC CORP COM COM 70336N107 5 64476 SH SOLE 64476 0 0 PAYCHEX INC COM 704326107 830 31962 SH SOLE 31962 0 0 PEPSICO INC COM 713448108 5279 86608 SH SOLE 83092 3516 0 PETROCHINA CO LTD SPONSORED AD COM 71646E100 435 3967 SH SOLE 3967 0 0 PFIZER INC COM 717081103 1421 99628 SH SOLE 85747 13881 0 PHARMACYCLICS INC COM COM 716933106 144 21692 SH SOLE 21692 0 0 PHILIP MORRIS INTL INC COM 718172109 828 18072 SH SOLE 18072 0 0 PIMCO ETF TR ENHAN SHRT MAT COM 72201R833 841 8382 SH SOLE 8382 0 0 PINNACLE WEST CAP CORP COM COM 723484101 228 6268 SH SOLE 0 6268 0 PITNEY BOWES INC COM 724479100 302 13772 SH SOLE 13772 0 0 PLAINS ALL AMERN PIPELINE L UN COM 726503105 236 4023 SH SOLE 4023 0 0 PLANET BIOPHARMACEUTICALS INCO COM 72702X107 2 11640 SH SOLE 11640 0 0 POTASH CORP SASK INC COM 73755L107 374 4337 SH SOLE 4337 0 0 POWERSHARES ETF TRUST GBL LSTD COM 73935X195 2401 291430 SH SOLE 291430 0 0 POWERSHS DB MULTI SECT COMM DB MUTUAL FUNDS 73936B200 288 6825 SH SOLE 6825 0 0 PRICE T ROWE GROUP INC COM 74144T108 1179 26569 SH SOLE 26569 0 0 PRIDE INTL INC DEL COM COM 74153Q102 850 38040 SH SOLE 38040 0 0 PROCTER & GAMBLE CO. COM 742718109 3703 61743 SH SOLE 57073 4670 0 PROSHARES TR PSHS SHRT S&P5 MUTUAL FUNDS 74347R503 435 7900 SH SOLE 7900 0 0 QUALCOMM INC COM 747525103 3635 110679 SH SOLE 110679 0 0 RIGEL PHARMACEUTICALS INC COM COM 766559603 209 28974 SH SOLE 0 28974 0 ROYAL DUTCH SHELL PLC SPONS AD COM 780259206 296 5900 SH SOLE 5900 0 0 SANGAMO BIOSCIENCES INC COM 800677106 74 19944 SH SOLE 19944 0 0 SCHLUMBERGER COM 806857108 2291 41399 SH SOLE 41399 0 0 SCHWAB CHARLES CORP COM 808513105 410 28928 SH SOLE 28928 0 0 SECTOR SPDR TR SBI FINL COM 81369Y605 1818 131670 SH SOLE 131670 0 0 SECTOR SPDR TR SBI TECHNOLGY COM 81369Y803 1742 85387 SH SOLE 85387 0 0 SELECT SECTOR SPDR TR SBI CONS CON 81369Y407 1687 57925 SH SOLE 57925 0 0 SELECT SECTOR SPDR TR SBI INT- COM 81369Y506 886 17827 SH SOLE 17827 0 0 SELECT SECTOR SPDR TR SBI INT- COM 81369Y886 910 32196 SH SOLE 32196 0 0 SELECTED AMERN SHS INC CL S COM 816221105 674 19524 SH SOLE 19524 0 0 SIEMENS A G SPONSORED ADR COM 826197501 475 5311 SH SOLE 5311 0 0 SIRIUS XM RADIO INC COM 82967N108 10 10400 SH SOLE 10400 0 0 SMITH INTL INC COM 832110100 1121 29767 SH SOLE 29767 0 0 SOTHEBYS COM 835898107 352 15400 SH SOLE 15400 0 0 SPDR CONSUMER STAPLE COM 81369Y308 1816 71217 SH SOLE 71217 0 0 SPDR DJ WILSHIRE INTERNATIONAL COM 78463X863 1955 62706 SH SOLE 62706 0 0 SPDR GOLD TRUST COM 78463V107 7007 57588 SH SOLE 57588 0 0 SPDR INDUSTRIAL COM 81369Y704 1732 63160 SH SOLE 63160 0 0 SPDR MATERIALS COM 81369Y100 1585 55853 SH SOLE 55853 0 0 SPDR SERIES TRUST DB INT GVT E COM 78464A490 711 13714 SH SOLE 13714 0 0 SPDR S&P MIDCAP 400 ETF TR UTS COM 78467Y107 355 2750 SH SOLE 2750 0 0 SPRINT NEXTEL CORP COM 852061100 341 80428 SH SOLE 0 80428 0 STARBUCKS CORP COM 855244109 1061 43671 SH SOLE 43671 0 0 STERICYCLE INC COM 858912108 5884 89721 SH SOLE 89721 0 0 SYSCO CORP COM 871829107 1039 36370 SH SOLE 36370 0 0 S&P 500 EQUAL WEIGHT ETF COM 78355W106 5328 140945 SH SOLE 140945 0 0 TARGET CORP COM 87612E106 1209 24594 SH SOLE 19563 5031 0 TEVA PHARMACEUTICAL IND LTD AD COM 881624209 3743 71987 SH SOLE 71987 0 0 THERMO FISHER SCIENTIFIC COM 883556102 1151 23463 SH SOLE 23463 0 0 TIME WARNER INC COM 887317303 554 19154 SH SOLE 11999 7155 0 TOWERS WATSON CL A COM 891894107 205 5266 SH SOLE 5266 0 0 TOYOTA MTR CORP ADR COM 892331307 781 11385 SH SOLE 11385 0 0 UNITED PARCEL SVC INC COM 911312106 1031 18129 SH SOLE 18129 0 0 URANIUM RES INC COM PAR $0.001 COM 916901507 24 60000 SH SOLE 60000 0 0 V F CORP COM 918204108 508 7133 SH SOLE 7133 0 0 VANGUARD BD INDEX FD INC SHTRM MUTUAL FUNDS 921937850 1007 94967 SH SOLE 94967 0 0 VANGUARD BD INDEX FD INC TOTAL MUTUAL FUNDS 921937835 1836 22560 SH SOLE 22560 0 0 VANGUARD CONV SECS FD SH BEN I CONVERTIBLE PREF 922023106 1036 84984 SH SOLE 84984 0 0 VANGUARD EMERGING MKTS ETF COM 922042858 7925 208601 SH SOLE 208601 0 0 VANGUARD EUROPE PAC ETF COM 921943858 1016 34752 SH SOLE 34752 0 0 VANGUARD INDEX FDS SM CP VAL E COM 922908611 216 4000 SH SOLE 4000 0 0 VANGUARD INDEX FDS STK MRK ETF COM 922908769 2747 52261 SH SOLE 52261 0 0 VANGUARD INTL EQUITY INDEX ALL COM 922042775 210 5481 SH SOLE 5481 0 0 VANGUARD INTL EQUITY INDEX - E FOREIGN COMMON S 922042874 13948 347062 SH SOLE 347062 0 0 VANGUARD INTL EQUITY INDEX - P FOREIGN COMMON S 922042866 8942 188009 SH SOLE 188009 0 0 VANGUARD/WELLINGTON FD INC COM MUTUAL FUNDS 921935102 1064 38712 SH SOLE 38712 0 0 VERIZON COMMUNICATIONS COM 92343V104 410 14616 SH SOLE 14616 0 0 VESTAS WIND SYS AS COM K9773J128 380 9055 SH SOLE 9055 0 0 VIPERS MID CAP INDEX MUTUAL FUNDS 922908629 248 4228 SH SOLE 4228 0 0 VODAFONE GROUP INC COM 92857W209 366 17729 SH SOLE 17729 0 0 WAL MART STORES INC COM 931142103 961 19993 SH SOLE 19993 0 0 WALGREEN COMPANY COM 931422109 3653 136807 SH SOLE 136807 0 0 WASTE MGMT INC DEL COM 94106L109 1151 36780 SH SOLE 36780 0 0 WELLS FARGO & COMPANY COM 949746101 608 23756 SH SOLE 23756 0 0 WESTERN UNION COMPANY COM 959802109 649 43522 SH SOLE 43522 0 0 WILLIS GROUP HOLDINGS PUBLICSH COM G96666105 209 6952 SH SOLE 6952 0 0 WINTRUST FINL CORP COM 97650W108 341 10216 SH SOLE 10216 0 0 WORLD SERIES OF GOLF INC COM COM 98154X105 0 803200 SH SOLE 803200 0 0 YUM BRANDS INC COM 988498101 611 15641 SH SOLE 15641 0 0 ZIMMER HLDGS INC COM 98956P102 1542 28533 SH SOLE 28533 0 0
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