-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jo7IMplcQ94m1EcCpO8PuMHIs24k77qThFWTeI5tt6CbKwGGK9JUxZhXnRoRDQpJ WWkmJWiajhmYo6axO4I7QQ== 0001135428-10-000276.txt : 20100813 0001135428-10-000276.hdr.sgml : 20100813 20100813111847 ACCESSION NUMBER: 0001135428-10-000276 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100813 DATE AS OF CHANGE: 20100813 EFFECTIVENESS DATE: 20100813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WATER ISLAND CAPITAL LLC CENTRAL INDEX KEY: 0001222765 IRS NUMBER: 134100544 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10693 FILM NUMBER: 101013707 BUSINESS ADDRESS: STREET 1: 650 FIFTH AVENUE STREET 2: 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-259-2656 MAIL ADDRESS: STREET 1: 650 FIFTH AVENUE, 6 FL CITY: NEW YORK STATE: NY ZIP: 11215 13F-HR 1 water_13f.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check one only): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Water Island Capital, LLC Address: 41 Madison Avenue New York, New York 10010 Form 13F File Number: 28-10693 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Matthew Hemberger Title: Chief Compliance Officer Phone: (212) 584-2367 Signature, Place, and Date of Signing: /s/ Matthew Hemberger New York, New York 8/11/2010 - --------------------- ------------------ --------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 76 Form 13F Information Table Value Total: $ 1,162,052 (thousands) List of Other Included Managers: NONE
FAIR MARKET SHARES OR VOTING AUTHORITY TITLE OF CUSIP VALUE PRINCIPAL SH/ PUT/ INVESTMENT OTHER ---------------- NAME OF ISSUER CLASS NUMBER (000'S) AMOUNT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------- ------ ----------- --------- --- ---- ---------- -------- ---- ------ ----- ALCON INC COM SHS H01301102 49970 337000 SH SOLE 337000 AIRGAS INC COM 009363102 18116 291249 SH SOLE 291249 AIRGAS INC COM 009363102 13 1068 SH PUT SOLE 1068 AIRGAS INC COM 009363102 28 944 SH PUT SOLE 944 ALLEGHENY ENERGY INC COM 017361106 13993 676633 SH SOLE 676633 ALLIED DEFENSE GROUP COM 019118108 3482 921110 SH SOLE 921110 ALLSCRIPTS-MISYS HEALTH COM 01988P108 803 49886 SH SOLE 49886 AMERICAN ITALIAN PASTA CO CL A 027070101 49870 943248 SH SOLE 943248 APACHE CORP COM 037411105 120 349 SH PUT SOLE 349 ARENA RESOURCES INC COM 040049108 25506 799572 SH SOLE 799572 BAKER HUGHES INC COM 057224107 7690 185000 SH SOLE 185000 BIOSPHERE MEDICAL INC COM 09066V103 1712 396344 SH SOLE 396344 BOOTS & COOTS INC COM NEW 099469504 7758 2629708 SH SOLE 2629708 BOWNE & CO INC COM 103043105 17086 1522815 SH SOLE 1522815 CALIFORNIA PIZZA KITCHEN INC COM 13054D109 377 24900 SH SOLE 24900 CALIFORNIA PIZZA KITCHEN INC COM 13054D109 63 249 SH PUT SOLE 249 CASEYS GEN STORES INC COM 147528103 10395 297857 SH SOLE 297857 CASEYS GEN STORES INC COM 147528103 232 1935 SH PUT SOLE 1935 CELLDEX THERAPEUTICS INC NEW COM 15117B103 877 192264 SH SOLE 192264 CELLDEX THERAPEUTICS INC NEW COM 15117B103 55 1047 SH PUT SOLE 1047 CELLDEX THERAPEUTICS INC NEW COM NEW 15117B103 28 1623 SH CALL SOLE 1623 CF INDS HLDGS INC COM 125269100 4759 75000 SH SOLE 75000 CKE RESTAURANTS INC COM 12561E105 22604 1803958 SH SOLE 1803958 COCA COLA ENTERPRISES INC COM 191219104 20062 775788 SH SOLE 775788 COCA COLA ENTERPRISES INC COM 191219104 200 2663 SH PUT SOLE 2663 CONSOL ENERGY INC COM 20854P109 4220 125000 SH SOLE 125000 CORNELL COMPANIES INC COM 219141108 21441 797939 SH SOLE 797939 CYBERSOURCE CORP COM 23251J106 47549 1862476 SH SOLE 1862476 DIVX INC COM 255413106 5527 721566 SH SOLE 721566 DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 15451 362613 SH SOLE 362613 DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 12 249 SH PUT SOLE 249 DOUBLE-TAKE SOFTWARE INC COM 258598101 15548 1482210 SH SOLE 1482210 DYNCORP INTL INC CL A 26817C101 26003 1484238 SH SOLE 1484238 ECLIPSYS CORP COM 278856109 3486 195391 SH SOLE 1496158 EV3 INC COM 26928A200 47136 2103350 SH SOLE 2103350 EXXON MOBIL CORP COM 30231G102 6152 107792 SH SOLE 107792 FIDELITY NATL INFORMATION SV COM 31620M106 4231 157742 SH SOLE 157742 GERDAU AMERISTEEL CORP COM 37373P105 8991 824828 SH SOLE 824828 HEALTHTRONICS INC COM 42222L107 10645 2203846 SH SOLE 2203846 HERTZ GLOBAL HOLDINGS INC COM 42805T105 1317 139200 SH SOLE 139200 INTERACTIVE DATA CORP COM 45840J107 46718 1399576 SH SOLE 1399576 INVENTIV HEALTH INC COM 46122E105 32691 1276999 SH SOLE 1276999 MANPOWER INC COM 56418H100 1590 36831 SH SOLE 36831 MANPOWER INC COM 56418H100 80 300 SH PUT SOLE 300 MARINER ENERGY INC COM 56845T305 67966 3164167 SH SOLE 3164167 MILLIPORE CORP COM 601073109 59968 562290 SH SOLE 562290 MILLIPORE CORP COM 601073109 2 249 SH PUT SOLE 249 MIRANT CORP NEW COM 60467R100 12222 1157386 SH SOLE 1157386 NATIONAL DENTEX CORP COM 63563H109 3272 194169 SH SOLE 194169 ODYSSEY HEALTHCARE INC COM 67611V101 27562 1031521 SH SOLE 1031521 OMNI ENERGY SERVICES COM NEW 68210T208 2303 862632 SH SOLE 862632 PALM INC NEW COM 696643105 3327 583600 SH SOLE 583600 PHASE FORWARD INC COM 71721R406 29197 1750446 SH SOLE 1750446 PORTEC RAIL PRODS INC COM 736212101 6307 554157 SH SOLE 554157 PSYCHIATRIC SOLUTIONS INC COM 74439H108 20310 620713 SH SOLE 620713 RCN CORP COM NEW 749361200 47746 3223861 SH SOLE 3223861 SANDRIDGE ENERGY INC COM 80007P307 615 2794 SH PUT SOLE 2794 SANDRIDGE ENERGY INC COM 80007P308 910 2844 SH PUT SOLE 2844 SENORX INC COM 81724W104 15185 1383008 SH SOLE 1383008 SMITH INTL INC COM 832110100 59526 1581022 SH SOLE 1581022 SOMANETICS CORP COM 834445405 9770 391590 SH SOLE 391590 SONICWALL INC COM 835470105 8553 727954 SH SOLE 727954 SOUTHWEST WTR CO COM 845331107 9986 952876 SH SOLE 952876 SPORT SUPPLY GROUP INC DEL COM 84916A104 8399 623963 SH SOLE 623963 STANLEY INC COM 854532108 25550 683520 SH SOLE 683520 SYBASE INC COM 871130100 64360 995360 SH SOLE 995360 SYMYX TECHNOLOGIES COM 87155S108 43 8670 SH SOLE 8670 TERRA NOVA RTY CORP COM 88102D103 2074 249000 SH SOLE 249000 THOMAS WEISEL PARTNERS GRP I COM 884481102 3154 535409 SH SOLE 535409 TTI TEAM TELECOM INTL LTD COM M88258104 1921 671682 SH SOLE 671682 VIRAGE LOGIC CORP COM 92763R104 5626 473151 SH SOLE 473151 VIRTUAL RADIOLOGIC CORPORATION COM 92826B104 13991 815335 SH SOLE 815335 WASTE SERVICES INC DEL COM NEW 941075202 16874 1447210 SH SOLE 1447210 WILLIAMS PIPELINE PARTNERS L COM UNIT LP IN 96950K103 45190 1398233 SH SOLE 1398233 WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 929352102 34744 2176970 SH SOLE 2176970 ZYGO CORP COM 989855101 812 100147 SH SOLE 100147
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