-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JPFVwM/FanpxclXUZ3XSjzEPFngIkNGKcawVZGmS8ZspL4AsZfKSbZBa0yGoIww6 jf156nn+mCR1XETjYNQkIA== 0000902584-10-000116.txt : 20100811 0000902584-10-000116.hdr.sgml : 20100811 20100811141203 ACCESSION NUMBER: 0000902584-10-000116 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100811 DATE AS OF CHANGE: 20100811 EFFECTIVENESS DATE: 20100811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORY RESEARCH INC CENTRAL INDEX KEY: 0000902584 IRS NUMBER: 132831881 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05637 FILM NUMBER: 101007510 BUSINESS ADDRESS: STREET 1: 180 N. STETSON STREET STREET 2: STE 5500 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3125651414 MAIL ADDRESS: STREET 1: 180 N. STETSON STREET STREET 2: SUITE 5780 CITY: CHICAGO STATE: IL ZIP: 60601 13F-HR 1 ari2q13fhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended: June 30, 2010 Check here if Amendment: [ ] # ____ This Amendment [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Advisory Research, Inc. Address: 180 North Stetson, Suite 5500 Chicago, IL 60601 13F File Number: 028-05637 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this report on behalf of the Reporting Manager: Name: Brien M. O'Brien Title: Chairman & CEO Phone: 312-565-1414 Signature, Place and Date of Signing: /s/ Brien M. O'Brien, Chairman & CEO Chicago, IL August 11, 2010 - ------------------------------------ ----------- ------------ Signature / Title City, State Date Report Type: [X] 13F HOLDINGS REPORT. Securities with an aggregate market value of $200,000 and above are reported in this report. [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE ADVISORY RESEARCH INC. Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 226 Form 13F Information Table Total Value ('000): 4361595 List of Other Managers: NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F FORM 13F HOLDINGS REPORT Report for the Quarter Ended: June 30, 2010 ADVISORY RESEARCH, INC. FORM 13F INFOMRATION TABLE NAME OF ISSUER TITLE CUSIP VALUE SH/P PUT INV OTR VOTE AUTHORITY OF CL AMT('000) CAL DSC MGR SOLE SHRD NONE A D C TELECOMMUNIC COM 000886309 75970 10252336 SOLE 10252336 A T & T INC COM 00206R102 952 39336 SOLE 39336 ACCENTURE PLC CL A G1151C101 730 18882 SOLE 18882 ALBANY MOLECULAR COM 012423109 21741 4205202 SOLE 4205202 ALCOA INC COM 013817101 1619 160885 SOLE 160885 ALLEGHENY TECHNOLOG COM 01741R102 39454 892834 SOLE 892834 ALTRIA GROUP INC COM 02209S103 707 35264 SOLE 35264 AMERCO INC COM 023586100 23304 423330 SOLE 423330 AMERICAN EXPRESS CO COM 025816109 1411 35535 SOLE 35535 AMERICAN PHYSICIANS COM 028882108 4256 174077 SOLE 174077 AMERICAN RAILCAR COM 02916P103 31394 2598839 SOLE 2598839 AMERICREDIT CORP COM 03060R101 102786 5641375 SOLE 5641375 AMERON INC COM 030710107 33699 558571 SOLE 558571 ANALOGIC CORP COM 032657207 48716 1070456 SOLE 1070456 ANDERSONS INC COM 034164103 1771 54330 SOLE 54330 APACHE CORP COM 037411105 321 3809 SOLE 3809 APARTMENT INVT CL A 03748R101 468 24153 SOLE 24153 APPLE INC COM 037833100 593 2358 SOLE 2358 ARMSTRONG WORLD COM 04247X102 1117 37000 SOLE 37000 ASSISTED LIVING CL A 04544X300 35500 1199724 SOLE 1199724 AVALON HLDGS CORP CL A 05343P109 939 375703 SOLE 375703 AVATAR HOLDINGS INC COM 053494100 1320 68808 SOLE 68808 AVNET INC COM 053807103 118558 4917396 SOLE 4917396 BANCO LATINOAMERICN SHS E P16994132 4304 344605 SOLE 344605 BANK AMER CORP COM 060505104 2637 183528 SOLE 183528 BARNWELL INDS INC COM 068221100 236 82149 SOLE 82149 BECTON DICKINSON COM 075887109 7636 112922 SOLE 112922 BENEFICIAL MUTUAL COM 08173R104 14587 1476397 SOLE 1476397 BERKLEY W R CORP COM 084423102 39460 1491323 SOLE 1491323 BERKSHIRE HATHAWAY CL A 084670108 11040 92 SOLE 92 BERKSHIRE HATHAWAY CL B 084670702 17069 214198 SOLE 214198 BEXIL CORP COM 088577101 2029 88200 SOLE 88200 BOSS HLDGS INC COM 10011B200 789 138150 SOLE 138150 BOSWELL J G CO COM 101205102 960 1781 SOLE 1781 CABOT OIL & GAS COM 127097103 142521 4550476 SOLE 4550476 CAGLES INC CL A CL A 127703106 1567 316649 SOLE 316649 CAPITOL FEDERAL FIN COM 14057C106 72001 2171308 SOLE 2171308 CARRIZO OIL & GAS COM 144577103 59819 3851834 SOLE 3851834 CASEYS GEN STORES COM 147528103 85028 2436323 SOLE 2436323 CATERPILLAR INC COM 149123101 12646 210522 SOLE 210522 CENTER FINL CORP COM 15146E102 1741 338002 SOLE 338002 CENTERPOINT ENERGY COM 15189T107 2234 169788 SOLE 169788 CENTURYTEL INC COM 156700106 1971 59177 SOLE 59177 CEPHALON INC COM 156708109 617 10870 SOLE 10870 CHEVIOT FINL CORP COM 166774109 1932 227005 SOLE 227005 CHEVRON CORPORATION COM 166764100 14251 210008 SOLE 210008 CHICAGO RIVET COM 168088102 930 65700 SOLE 65700 CHICOS FAS INC COM 168615102 16476 1667582 SOLE 1667582 CHUBB CORP COM 171232101 1392 27839 SOLE 27839 CIT GROUP INC COM 125581801 46061 1360345 SOLE 1360345 COAST DISTRIBUTION COM 190345108 260 64956 SOLE 64956 COMCAST CORP CL A CL A 20030N101 14101 811807 SOLE 811807 COMMERCIAL METALS COM 201723103 29258 2213139 SOLE 2213139 COMMUNICATIONS SYS COM 203900105 2901 278422 SOLE 278422 COMSTOCK RESOURCES COM 205768203 769 27730 SOLE 27730 CONSOLIDATED COMM COM 209034107 693 40770 SOLE 40770 CONTANGO OIL & GAS COM 21075N204 488 10915 SOLE 10915 CVB FINL CORP COM 126600105 1189 125150 SOLE 125150 D R HORTON INC COM 23331A109 710 72273 SOLE 72273 DELTIC TIMBER CORP COM 247850100 55241 1321564 SOLE 1321564 DENBURY RESOURCES COM 247916208 116991 7991210 SOLE 7991210 DISCOVER FINANCIAL COM 254709108 38186 2731473 SOLE 2731473 EASTERN INS HLDGS COM 276534104 5820 547977 SOLE 547977 EATON CORP COM 278058102 1110 16966 SOLE 16966 EL PASO ELEC CO COM 283677854 1073 55470 SOLE 55470 ENCORE WIRE CORP COM 292562105 76261 4192490 SOLE 4192490 ENDEAVOUR INTL CORP COM 29259G101 1243 1172600 SOLE 1172600 ENSTAR GROUP LTD COM G3075P101 58848 885737 SOLE 885737 EOG RESOURCES INC COM 26875P101 13795 140234 SOLE 140234 ESPEY MFG & ELECTRS COM 296650104 3385 179482 SOLE 179482 EVOLUTION PETROLEUM COM 30049A107 6137 1224994 SOLE 1224994 FAMILY DLR STORES COM 307000109 21304 565245 SOLE 565245 FIFTH THIRD BANCORP COM 316773100 39741 3233631 SOLE 3233631 FIRSTCITY FINANCIAL COM 33761X107 799 119997 SOLE 119997 FLIR SYS INC COM 302445101 13918 478435 SOLE 478435 FOOT LOCKER INC COM 344849104 47820 3789210 SOLE 3789210 FOSTER L B CO COM 350060109 2138 82498 SOLE 82498 FROZEN FOOD EXPRESS COM 359360104 73 20998 SOLE 20998 GATX CORP COM 361448103 38101 1428078 SOLE 1428078 GOLDMAN SACHS GROUP COM 38141G104 14171 107956 SOLE 107956 GOVERNMENT PPTYS COM 38376A103 37202 1457775 SOLE 1457775 GRANITE CONSTR INC COM 387328107 20778 881173 SOLE 881173 GREENE CNTY BANCORP COM 394357107 762 47626 SOLE 47626 HALLWOOD GROUP INC COM 406364406 1874 49234 SOLE 49234 HASBRO INC COM 418056107 1157 28161 SOLE 28161 HEALTHCARE SERVICES COM 421906108 49531 2613785 SOLE 2613785 HEWLETT PACKARD CO COM 428236103 12529 289481 SOLE 289481 HF FINL CORP COM 404172108 932 95608 SOLE 95608 HOME FEDERAL BANC COM 43710G105 7190 569240 SOLE 569240 HUDSON CITY BANCORP COM 443683107 56607 4620970 SOLE 4620970 HUMANA INC COM 444859102 1072 23468 SOLE 23468 HYATT HOTELS CORP CL A 448579102 36675 988807 SOLE 988807 I B M COM 459200101 343 2776 SOLE 2776 IMATION CORP COM 45245A107 8294 902514 SOLE 902514 INVESTORS BANCORP COM 46146P102 115641 8814108 SOLE 8814108 J ALEXANDER CORP COM 466096104 2600 532815 SOLE 532815 J.P. MORGAN CHASE COM 46625H100 22407 612033 SOLE 612033 JEFFERIES GROUP INC COM 472319102 87429 4147486 SOLE 4147486 JOHNSON & JOHNSON COM 478160104 12502 211688 SOLE 211688 KAISER ALUMINUM COM 483007704 70381 2030029 SOLE 2030029 KEARNY FINL CORP COM 487169104 2139 233526 SOLE 233526 KINDER MORGAN EGY COM 494550106 3871 59500 SOLE 59500 KROGER CO COM 501044101 1012 51379 SOLE 51379 LADISH INC COM 505754200 1503 66140 SOLE 66140 LEE ENTERPRISES INC CL B 523768208 802 320700 SOLE 320700 LEUCADIA NATIONAL COM 527288104 120238 6162898 SOLE 6162898 LILLY, ELI AND COMP COM 532457108 745 22246 SOLE 22246 LIMONEIRA CO COM 532746104 2286 105050 SOLE 105050 LSB CORP COM 50215P100 636 49000 SOLE 49000 MARCUS CORP COM 566330106 22223 2349169 SOLE 2349169 MARINEMAX INC COM 567908108 351 50592 SOLE 50592 MCCORMICK & CO INC COM 579780206 830 21878 SOLE 21878 MCDONALDS CORP COM 580135101 13214 200601 SOLE 200601 MCRAE INDS INC CL A 582757209 1507 130161 SOLE 130161 MEDTRONIC INC COM 585055106 11719 323109 SOLE 323109 MENS WEARHOUSE INC COM 587118100 64344 3504556 SOLE 3504556 MERCK & COMPANY COM 58933Y105 15822 452440 SOLE 452440 MF GLOBAL HLDGS LTD COM 55277J108 23855 4177710 SOLE 4177710 MICROSOFT CORP COM 594918104 11616 504812 SOLE 504812 MOLEX INC CL A CL A 608554200 50004 3236532 SOLE 3236532 MOTORCAR PARTS COM 620071100 2939 460698 SOLE 460698 NEW ULM TELECOM INC COM 649060100 790 143640 SOLE 143640 NGAS RES INC COM 62912T103 1425 1357288 SOLE 1357288 NORTHERN OIL & GAS COM 665531109 1642 127900 SOLE 127900 NORTHERN TR CORP COM 665859104 552 11815 SOLE 11815 NORTHROP GRUMMAN COM 666807102 12659 232532 SOLE 232532 OCCIDENTAL PETE COM 674599105 3540 45886 SOLE 45886 OLYMPIC STEEL INC COM 68162K106 20413 888693 SOLE 888693 ONEBEACON INSURANCE CL A G67742109 60083 4195720 SOLE 4195720 ONEOK INC COM 682680103 62485 1444744 SOLE 1444744 ORAMED PHARM INC COM 68403P104 5 10000 SOLE 10000 ORIENTAL FINL GROUP COM 68618W100 34748 2744680 SOLE 2744680 OVERSEAS SHIPHOLDNG COM 690368105 44653 1205544 SOLE 1205544 PACIFIC PREMIER COM 69478X105 263 62778 SOLE 62778 PANHANDLE OIL CL A 698477106 1054 39885 SOLE 39885 PETROHAWK ENERGY COM 716495106 43505 2563660 SOLE 2563660 PIONEER NATURAL RES COM 723787107 27565 463665 SOLE 463665 PIPER JAFFRAY COMP COM 724078100 337 10459 SOLE 10459 PITNEY BOWES INC COM 724479100 701 31928 SOLE 31928 PLAINS ALL AMERICAN UNITLP 726503105 34352 585205 SOLE 585205 PLAINS EXPLORATION COM 726505100 4637 225000 SOLE 225000 PLUM CREEK TIMBER COM 729251108 75851 2196674 SOLE 2196674 POSTROCK ENERGY COM 737525105 435 92164 SOLE 92164 POTASH CORP SASK COM 73755L107 9309 107944 SOLE 107944 PRICESMART INC COM 741511109 11544 496936 SOLE 496936 PROCTER & GAMBLE COM 742718109 2198 36653 SOLE 36653 RANGE RES CORP COM 75281A109 53028 1320759 SOLE 1320759 RAYMOND JAMES FIN COM 754730109 72778 2947670 SOLE 2947670 REGENCY AFFILIATES COM 758847305 480 114215 SOLE 114215 REGIONS FINANCIAL COM 7591EP100 806 122549 SOLE 122549 RESOLUTE ENERGY COM 76116A108 64811 5295008 SOLE 5295008 ROCK OF AGES CORP COM 772632105 890 226354 SOLE 226354 ROME BANCORP INC COM 77587P103 1271 140870 SOLE 140870 SCHEID VINEYARDS CL A 806403200 457 33210 SOLE 33210 SCHNITZER STL INDS CL A 806882106 72371 1846199 SOLE 1846199 SHENANDOAH TELECOM COM 82312B106 4331 244115 SOLE 244115 SHOE CARNIVAL INC COM 824889109 5500 268138 SOLE 268138 SL GREEN RLTY CORP COM 78440X101 121264 2203202 SOLE 2203202 SLM CORPORATION COM 78442P106 9966 959186 SOLE 959186 SMUCKER J M CO COM 832696405 15053 249971 SOLE 249971 SOTHEBYS COM 835898107 9260 404885 SOLE 404885 SOUTHWESTERN ENERGY COM 845467109 10886 281735 SOLE 281735 SPECTRA ENERGY CORP COM 847560109 1792 89278 SOLE 89278 ST JUDE MED INC COM 790849103 1204 33351 SOLE 33351 SUPERIOR UNIFORM COM 868358102 3377 346403 SOLE 346403 SUPREME INDS INC CL A 868607102 202 93631 SOLE 93631 SWS GROUP INC COM 78503N107 504 53000 SOLE 53000 SYMETRA FINL CORP COM 87151Q106 43483 3623550 SOLE 3623550 SYNOVUS FINL CORP COM 87161C105 517 203630 SOLE 203630 SYSCO CORP COM 871829107 13831 484124 SOLE 484124 TANDY BRANDS ACCESS COM 875378101 2534 703998 SOLE 703998 TELLABS INC COM 879664100 63525 9941282 SOLE 9941282 TERRITORIAL BANCORP COM 88145X108 2615 138000 SOLE 138000 TESSCO TECHNOLOGIES COM 872386107 5981 358131 SOLE 358131 TEXAS INDS INC COM 882491103 2112 71500 SOLE 71500 TFS FINANCIAL CORP COM 87240R107 1150 92635 SOLE 92635 THIRD CENTY BANCORP COM 884120106 291 72797 SOLE 72797 TOLL BROTHERS INC COM 889478103 933 57000 SOLE 57000 TRINITY INDS INC COM 896522109 81114 4577520 SOLE 4577520 TUESDAY MORNING COM 899035505 306 76812 SOLE 76812 TYCO INTERNATIONAL COM H89128104 763 21665 SOLE 21665 ULTRA PETE CORP COM 903914109 44150 997735 SOLE 997735 UMB FINANCIAL CORP COM 902788108 87819 2469614 SOLE 2469614 UNITED FINANCIAL COM 91030T109 3886 284687 SOLE 284687 UNITED FIRE & CAS COM 910331107 22143 1117224 SOLE 1117224 UNITED TECHNOLOGIES COM 913017109 14092 217097 SOLE 217097 UNITEDHEALTH GROUP COM 91324P102 11027 388279 SOLE 388279 UNIVERSAL SEC INSTR COM 913821302 163 27351 SOLE 27351 VAIL RESORTS INC COM 91879Q109 114385 3276578 SOLE 3276578 VALERO ENERGY CORP COM 91913Y100 13006 723344 SOLE 723344 VENOCO INC COM 92275P307 4146 251727 SOLE 251727 VERIZON COMMUNICAT COM 92343V104 224 8011 SOLE 8011 VODAFONE GROUP PLC COM 92857W209 10983 531370 SOLE 531370 VULCAN INTL CORP COM 929136109 1827 50738 SOLE 50738 WAL MART STORES INC COM 931142103 16023 333327 SOLE 333327 WALGREEN COMPANY COM 931422109 10332 386959 SOLE 386959 WARWICK VALLEY TEL COM 936750108 3526 250758 SOLE 250758 WEBSTER FINL CORP COM 947890109 49493 2758797 SOLE 2758797 WELLS FARGO & CO COM 949746101 767 29964 SOLE 29964 WESTERN UNION CO COM 959802109 9782 656059 SOLE 656059 WESTFIELD FINANCIAL COM 96008P104 4583 550180 SOLE 550180 WHITE MOUNTAINS INS COM G9618E107 76175 234963 SOLE 234963 WHITING PETE CORP COM 966387102 7842 100000 SOLE 100000 WINDSTREAM CORP COM 97381W104 666 63084 SOLE 63084 WINN DIXIE STORES COM 974280307 59590 6181505 SOLE 6181505 ZIMMER HLDGS INC COM 98956P102 1278 23639 SOLE 23639 ZORAN CORP COM 98975F101 22959 2406556 SOLE 2406556 ISHARES TR US PFD PFD 464288687 296 8000 SOLE 8000 PENN WEST ENERGY TRUNIT 707885109 321 15801 SOLE 15801 PENN VIRGINIA 4.50% NOTE 707882AA4 2798 3000000 SOLE 3000000 ISHARES TR RUSSEL RUSL 464287630 2512 44039 SOLE 44039 PROLOGIS 2.250% NOTE 743410AQ5 2165 2300000 SOLE 2300000 PROLOGIS 1.875% NOTE 743410AR3 1346 1500000 SOLE 1500000 CARRIZO OIL & GAS NOTE 144577AA1 430 500000 SOLE 500000 USEC INC 3.000% NOTE 90333EAC2 360 500000 SOLE 500000 MFS INTERMARKET INC SH BEN 59318R103 242 29986 SOLE 29986 LEGG MASON INC 7.0 UNIT 524901303 3911 137100 SOLE 137100 WHITING PETROLEUM PFDCONV966387201 2905 15000 SOLE 15000 EQUITY RESIDENTIAL PFDCONV29476L883 404 8725 SOLE 8725 RESOLUTE ENERGY *W EXP 76116A116 6845 2912566 SOLE 2912566 BANK OF AMERICA *W EXP 060505153 6433 2241300 SOLE 2241300 PNC FINL SVCS GROUP *W EXP 693475121 707 61000 SOLE 61000 VALLEY NATL BANCORP *W EXP 919794131 546 218231 SOLE 218231 WELLS FARGO & CO *W EXP 949746119 463 60000 SOLE 60000 STERLING BANCSHARES *W EXP 858907116 357 310000 SOLE 310000 FIRST FINL BANCORP *W EXP 320209117 210 30000 SOLE 30000 4361595 226 -----END PRIVACY-ENHANCED MESSAGE-----