-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OqRSIcCgv2PY2MvG0nxSsAOvet2MxhN4EcJD8bAraMIg10zIME2ynSoYnI6LP9Sq 1nKjSVsY6Zqbzlrnlq99Uw== 0001006364-10-000005.txt : 20100730 0001006364-10-000005.hdr.sgml : 20100730 20100730162427 ACCESSION NUMBER: 0001006364-10-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100730 DATE AS OF CHANGE: 20100730 EFFECTIVENESS DATE: 20100730 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSTON ASSET MANAGEMENT CORP CENTRAL INDEX KEY: 0001006364 IRS NUMBER: 133257590 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05210 FILM NUMBER: 10981606 BUSINESS ADDRESS: STREET 1: 300 ATLANTIC STREET STREET 2: SUITE 1102 CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033244722 MAIL ADDRESS: STREET 1: 300 ATLANTIC STREET STREET 2: SUITE 1102 CITY: STAMFORD STATE: CT ZIP: 06901 FORMER COMPANY: FORMER CONFORMED NAME: JOHNSTON SCHAGER ASSET MANAGEMENT CORP/CT DATE OF NAME CHANGE: 19990324 13F-HR 1 sec13f2q10.txt FORM 13F COVER PAGE Report for the quarter ended: June 30, 2010 Name: Johnston Asset Management Corp. Address: 1 Landmark Square, 20th Floor Stamford, CT 06901 13F File Number: 28-5210 The institutional investment manager filing this report and the person by whom It is signed hereby Represent that the person signing the report is authorized to submit it, that All information contained herein Is true, correct and complete, and that it is understood that all required Items, statements, schedules, lists, And tables, are considered integral parts of this form. Person signing this report on behalf of reporting Manager: Name: Marc Kramer Phone: 203-324-4722 Signature, place, and date of signing Report type: { } 13F Holdings Report { } 13F Notice { x} 13F Combination Report I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 2 FORM 13F INFORMATION TABLE ENTRY TOTAL: FORM 13F INFORMATION TABLE VALUE TOTAL: List of other included managers: Cassandra Hardman 2 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- BB&T Capital Trust VI ps 05531B201 1825 67060 SH SOLE 66060 1000 ExSAR Corp ps 210 420000 SH SOLE 420000 ExSar Corp Ser D Pfd ps 75 150000 SH SOLE 150000 PharmaStem Therapeutics, Inc P ps 56 56000 SH SOLE 56000 Pharmastem Corp Ser B Conv Pfd ps 0 141188 SH SOLE 141188 Pharmastem Corp Ser C Conv Pfd ps 0 98458 SH SOLE 98458 Pharmastem Corp Ser D Conv Pfd ps 0 261503 SH SOLE 261503 Pharmastem Corp Series A Conv ps 0 1639391 SH SOLE 1639391 Targent, Inc. Series C Pfd. ps 26 32845 SH SOLE 32845 Vela Pharmaceuticals Series C ps 107 71356 SH SOLE 71356 Vela Pharmaceuticals, Inc.SerA ps 325 650000 SH SOLE 650000 Vela Pharmaceuticals, Inc.SerB ps 80 160000 SH SOLE 160000 AT&T, Inc. cs 00206r102 5871 242705 SH SOLE 240162 2543 Abbott Labs cs 002824100 9537 203859 SH SOLE 203859 Adobe Systems, Inc. cs 00724F101 10117 382780 SH SOLE 382080 700 Amgen, Inc. cs 031162100 12285 233555 SH SOLE 232755 800 Automatic Data Proc cs 053015103 14460 359165 SH SOLE 357165 2000 Becton Dickinson cs 075887109 7761 114771 SH SOLE 113280 1491 Biosphere Medical Inc cs 09066v103 173 40000 SH SOLE 40000 Boston Scientific Corp. cs 101137107 4849 836022 SH SOLE 834522 1500 Cerner Corp. cs 156782104 9044 119170 SH SOLE 118370 800 Chevron Texaco cs 166764100 227 3350 SH SOLE 3350 Cisco Systems, Inc. cs 17275R102 16186 759530 SH SOLE 758530 1000 Citigroup, Inc cs 172967101 573 152455 SH SOLE 152455 Coca Cola Company cs 191216100 321 6400 SH SOLE 6400 Cognizant Tech Solutions - Cla cs 192446102 18190 363370 SH SOLE 363370 Comcast Corp New Cl A cs 20030N101 11586 667032 SH SOLE 665532 1500 EMC Corp. cs 268648102 13810 754635 SH SOLE 752135 2500 Edwards Lifesciences Corp. cs 28176E108 23109 412510 SH SOLE 409770 2740 Energy Transfer Partners LP cs 29273R109 476 10250 SH SOLE 8750 1500 Enterprise Prods Partners LP cs 293792107 4569 129190 SH SOLE 121790 7400 Exact Sciences Corp cs 30063P105 107 24243 SH SOLE 24243 Exsar Corp cs 80 531000 SH SOLE 531000 Exxon Mobil cs 30231g102 1922 33675 SH SOLE 33675 Fulton Financial Comp cs 360271100 220 22758 SH SOLE 22758 General Electric cs 369604103 7682 532764 SH SOLE 530064 2700 HRPT Properties Trust cs 40426w101 3454 556200 SH SOLE 556200 Highwood Properties Inc cs 431284108 638 23000 SH SOLE 23000 Intel Corporation cs 458140100 15883 816630 SH SOLE 813830 2800 Isis Pharmaceutical, Inc. cs 464330109 6737 703956 SH SOLE 698956 5000 Johnson & Johnson cs 478160104 12113 205090 SH SOLE 203890 1200 KLA-Tencor Corp cs 482480100 6809 244230 SH SOLE 241875 2355 Kinder Morgan Energy Partners cs 494550106 257 3950 SH SOLE 3950 Liberty Property Tr cs 531172104 1825 63243 SH SOLE 61243 2000 M&T Bank cs 55261F104 756 8905 SH SOLE 8905 Marsh & McLennan cs 571748102 10184 451625 SH SOLE 451625 Maxim Integrated Pdts cs 57772k101 11520 688566 SH SOLE 684986 3580 Medtronic, Inc. cs 585055106 10892 300302 SH SOLE 300302 Merck & Company cs 58933Y105 364 10410 SH SOLE 10410 Microsoft Corp cs 594918104 12095 525620 SH SOLE 523620 2000 Millipore Corp cs 601073109 22471 210703 SH SOLE 210703 Monsanto Company cs 61166W101 7509 162460 SH SOLE 161480 980 NetApp, Inc. cs 64110D104 21069 564710 SH SOLE 562910 1800 Occidental Petroleum Corp cs 674599105 5448 70620 SH SOLE 70620 Oneok Partners LP cs 68268N103 739 11490 SH SOLE 10690 800 Pall Corporation cs 696429307 11419 332227 SH SOLE 330227 2000 Pharmastem (formely Biocyte) cs 0 120000 SH SOLE 120000 Pharmos Corp cs 717139307 5 79851 SH SOLE 79851 Procter & Gamble cs 742718109 1266 21100 SH SOLE 21100 Qualcomm, Inc. cs 747525103 10222 311280 SH SOLE 310880 400 Quest Diagnostics, Inc. cs 74834L100 10332 207590 SH SOLE 207590 Schlumberger Ltd cs 806857108 12888 232886 SH SOLE 232286 600 Spectrum Pharmaceuticals Inc cs 84763A108 104 26567 SH SOLE 26567 Spectrum Pharmaceuticals Inc U cs 538 137268 SH SOLE 137268 Targent Inc cs 100 400000 SH SOLE 400000 Union Pacific Corp cs 907818108 222 3200 SH SOLE 3200 Varian Medical Systems, Inc. cs 92220p105 19033 364060 SH SOLE 361900 2160 Vela Pharmaceuticals Inc cs 20 202500 SH SOLE 202500 ABB Ltd. Sponsored ADR 000375204 10333 598002 SH SOLE 598002 ARM Holdings ADR 042068106 22900 1846785 SH SOLE 1846785 ASML Holding NV NY Reg ADR N07059186 36781 1338954 SH SOLE 1338954 Alcon, Inc. ADR H01301102 31923 215422 SH SOLE 215422 BHP Billiton ADR 05545E209 27312 530948 SH SOLE 530948 China Life Insurance Co ADR 16939P106 29007 444897 SH SOLE 444547 350 Credit Suisse Group Spon ADR 225401108 13635 364267 SH SOLE 364267 Diageo PLC Spon ADR 25243Q205 53454 851985 SH SOLE 850585 1400 Fresenius Medical Care Ag ADR 358029106 39144 729079 SH SOLE 727079 2000 HSBC Holdings PLC ADR 404280406 10622 232996 SH SOLE 232996 ICICI Bank Ltd. ADR 45104G104 55180 1526841 SH SOLE 1526841 Mindray Medical Int'l Ltd-ADR 602675100 25066 797757 SH SOLE 797757 National Australia Bank Spon A 632525408 226 11500 SH SOLE 8230 3270 Nestle SA Spons ADR 641069406 10805 223210 SH SOLE 223210 Orthofix Intl ADR N6748L102 3711 115800 SH SOLE 114200 1600 Qiagen NV ADR N72482107 51980 2704474 SH SOLE 2701474 3000 Reckitt Benckiser ADR 756255105 20793 2218673 SH SOLE 2218673 Roche Hldg ADR 771195104 22606 653980 SH SOLE 653980 SABMiller Sp ADR 78572m105 33720 1193139 SH SOLE 1186760 6379 SAP AG ADR 803054204 10359 233840 SH SOLE 233840 SGS SA ADR 818800104 28875 2129756 SH SOLE 2129756 SK Telecom Co Ltd ADR 78440p108 218 14800 SH SOLE 14800 Societe Generale ADR 83364L109 1281 152408 SH SOLE 152408 Telefonica Spon ADR 879382208 8016 144347 SH SOLE 144347 Teva Pharmaceutical - ADR 881624209 45536 875853 SH SOLE 875853 Veolia Environnement ADR 92334N103 11166 477799 SH SOLE 477799 Vestas Wind Systems ADR 925458101 2594 185566 SH SOLE 185566 Vodafone Group ADR 92857W209 56113 2714700 SH SOLE 2711713 2987 Westpac Banking Corp ADR 961214301 420 4746 SH SOLE 4746 ABB Limited Ordinary Shares (c cs 7108899 12764 725545 SH SOLE 725545 Credit Suisse Group Ordinary S cs 7171589 12469 328590 SH SOLE 328590 Roche Holding Ordinary Shares cs 7110388 19563 141488 SH SOLE 141488 SGS SA Ordinary Shares (chf) cs 4824778 26088 19242 SH SOLE 19242 ASML Holding NV (eur) cs 5949368 9686 345840 SH SOLE 345840 Fresenius Medical Care (eur) cs 5129074 22539 415036 SH SOLE 415036 Qiagen N.V. (eur) cs 5732825 1833 94150 SH SOLE 94150 Veolia Environnement (eur) cs 4031879 8768 369820 SH SOLE 369820 Vestas Wind Systems A/S (dkk) cs 5964651 5549 132174 SH SOLE 132174 ARM Holdings Ordinary Shares ( cs 0059585 29654 7142521 SH SOLE 7142521 Autonomy Corp. PLC Ordinary Sh cs 0118271 16042 583710 SH SOLE 583710 BHP Billiton PLC Ordinary Shar cs 0056650 22979 875430 SH SOLE 875430 Diageo Ordinary Shares (gbp) cs 0237400 1852 116780 SH SOLE 116780 HSBC Holdings PLC Ordinary Shs cs 0540528 10189 1106970 SH SOLE 1106970 Reckitt Benckiser Ordinary Sha cs B24CGK7 26670 569170 SH SOLE 569170 SABMiller PLC (gbp) cs 0483548 24851 879340 SH SOLE 879340 Standard Chartered Plc Ord Sha cs 0408284 9044 368362 SH SOLE 368362 China Life (hkd) cs 6718976 30471 6848050.000SH SOLE 6848050.000 Hyflux Ltd. Ordinary Shares (s cs 6320058 15953 6852859.000SH SOLE 6852859.000 Johnston Capital Partners Fund jamlp 5070 5070411.770SH SOLE 5070411.770 Johnston International Equity 1571 1571007.680SH SOLE 1571007.680 Centocor Partners III 0 50000 SH SOLE 50000 M&T Bank 55261F104 737 8679 SH SOLE 8679 Pharmos Warrants - *RESTRICTED wt 384 6000000 SH SOLE 6000000
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