-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JamRqnqTx6JuP1cW27Hx7CXLIKTgvTFozx5T46zv6hk3kv2i55gfr4GmaYD05Vuj zqh9KgraTTLk+kazUPTaUw== 0001085146-10-000558.txt : 20100726 0001085146-10-000558.hdr.sgml : 20100726 20100726082500 ACCESSION NUMBER: 0001085146-10-000558 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100726 DATE AS OF CHANGE: 20100726 EFFECTIVENESS DATE: 20100726 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HAVENS ADVISORS LLC CENTRAL INDEX KEY: 0001280200 IRS NUMBER: 133855354 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10727 FILM NUMBER: 10968459 BUSINESS ADDRESS: STREET 1: 600 LEXINGTON AVE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123551918 MAIL ADDRESS: STREET 1: 600 LEXINGTON AVE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 haven2q2010.txt HAVENS ADVISORS LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Havens Advisors Address: 600 Lexington Av. 29th Floor New York, NY 10022 13F File Number: 28-10727 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Nancy Havens-Hasty Title: President Phone: 212-355-0050 Signature, Place, and Date of Signing: Nancy Havens-Hasty New York, NY July 22, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 65 Form13F Information Table Value Total: $345,208 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AIRGAS COM 009363102 14617 235000 SH SOLE 0 235000 0 ALCON INC COM SHS H01301102 24451 165000 SH SOLE 0 165000 0 ALCON INC COM SHS H01301102 29341 198000 SH CALL SOLE 0 198000 0 ALLEGHENY ENERGY INC COM 017361106 7736 374100 SH SOLE 0 374100 0 AMERICAN ITALIAN PASTA CO CL A 027070101 2115 40000 SH SOLE 0 40000 0 AMGEN INC COM 031162100 593 11276 SH SOLE 0 11276 0 APACHE CORP COM 037411105 2006 23830 SH SOLE 0 23830 0 ARENA RESOURCES INC COM 040049108 19402 608200 SH SOLE 0 608200 0 ATS MED INC COM 002083103 973 245000 SH SOLE 0 245000 0 BEAZER HOMES USA INC COM 07556Q105 408 112500 SH SOLE 0 112500 0 BIOVAIL CORP COM 09067J109 1732 90000 SH SOLE 0 90000 0 BP PLC SPON ADR 055622104 886 30000 SH SOLE 0 30000 0 CASEYS GEN STORES INC COM 147528103 9072 259929 SH SOLE 0 259929 0 CHARLES RIV LABS INTL INC COM 159864107 88 2560 SH SOLE 0 2560 0 CKE RESTAURANTS INC COM 12561E105 4660 371900 SH SOLE 0 371900 0 COMCAST CORP NEW CL A SPL 20030N101 2254 137200 SH SOLE 0 137200 0 CYBERSOURCE CORP COM 23251J106 9798 383800 SH SOLE 0 383800 0 D R HORTON INC COM 23331A109 516 52500 SH SOLE 0 52500 0 DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 6605 155000 SH SOLE 0 155000 0 DONNELLEY R R & SONS CO COM 257867101 3883 237222 SH SOLE 0 237222 0 DOUBLE-TAKE SOFTWARE INC COM 258598101 3145 299800 SH SOLE 0 299800 0 DYNCORP INTL INC CL A 26817C101 14709 839578 SH SOLE 0 839578 0 DYNCORP INTL INC CL A 26817C101 921 52600 SH PUT SOLE 0 52600 0 ECLIPSYS CORP COM 278856109 5406 303000 SH SOLE 0 303000 0 EMC CORP MASS COM 268648102 2149 117447 SH SOLE 0 117447 0 EMMIS COMMUNICATIONS CORP CLA 291525103 1046 475500 SH SOLE 0 475500 0 EMMIS COMMUNICATIONS CORP PFD CV SER A 291525202 984 44758 SH SOLE 0 44758 0 EV3 INC COM 26928A200 3234 144300 SH SOLE 0 144300 0 EXXON MOBIL CORP COM 30231G102 2664 46686 SH SOLE 0 46686 0 FORD MTR CO CAP TR II PFD TR CV6.5% 345395206 24353 551600 SH SOLE 0 551600 0 GENERAL GROWTH PPTYS INC COM 370021107 2659 200500 SH SOLE 0 200500 0 GENZYME CORP COM 372917104 4990 98287 SH SOLE 0 98287 0 GERDAU AMERISTEEL CORP COM 37373P105 8329 764100 SH SOLE 0 764100 0 HSBC HLDGS PLC SPON ADR NEW 404280406 2159 47353 SH SOLE 0 47353 0 INTERACTIVE DATA CORP COM 45840J107 8462 253491 SH SOLE 0 253491 0 JUNIPER NETWORKS INC COM 48203R104 1921 84190 SH SOLE 0 84190 0 KB HOME COM 48666K109 464 42200 SH SOLE 0 42200 0 KRATON PERFORMANCE POLYMER COM 50077C106 1211 64435 SH SOLE 0 64435 0 LENNAR CORP CL A 526057104 508 36500 SH SOLE 0 36500 0 LEUCADIA NATL CORP COM 527288104 2375 121734 SH SOLE 0 121734 0 LIFEPOINT HOSPITALS INC COM 53219L109 96 3070 SH SOLE 0 3070 0 MEAD JOHNSON NUTRITION CO COM 582839106 2140 42700 SH SOLE 0 42700 0 MERITAGE HOMES CORP COM 59001A102 329 20200 SH SOLE 0 20200 0 MILLIPORE CORP COM 601073109 8959 84000 SH SOLE 0 84000 0 MILLIPORE CORP NOTE 3.750% 6/0 601073AD1 9378 7500000 PRN SOLE 0 7500000 0 ODYSSEY HEALTHCARE INC COM 67611V101 272 10166 SH SOLE 0 10166 0 OFFICEMAX INC DEL COM 67622P101 494 37822 SH SOLE 0 37822 0 PALM INC NEW COM 696643105 4368 767600 SH SOLE 0 767600 0 PFIZER INC COM 717081103 953 66842 SH SOLE 0 66842 0 PHASE FORWARD INC COM 71721R406 2619 157000 SH SOLE 0 157000 0 PIONEER NAT RES CO COM 723787107 2076 34920 SH SOLE 0 34920 0 PSYCHIATRIC SOLUTIONS INC COM 74439H108 9104 278249 SH SOLE 0 278249 0 QWEST COMMUNICATIONS INTL INC COM 749121109 1575 300000 SH SOLE 0 300000 0 RCN CORP COM NEW 749361200 11213 757156 SH SOLE 0 757156 0 SENORX INC COM 81724W104 2965 270000 SH SOLE 0 270000 0 SMITH INTL INC COM 832110100 14307 380000 SH SOLE 0 380000 0 SONICWALL INC COM 835470105 2880 245100 SH SOLE 0 245100 0 SYBASE INC COM 871130100 27784 429700 SH SOLE 0 429700 0 TALECRIS BIOTHERAPEUTICS HLD COM 874227101 5064 240000 SH SOLE 0 240000 0 TELLABS INC COM 879664100 262 40966 SH SOLE 0 40966 0 THOMAS WEISEL PARTNERS GROUP COM 884481102 2089 354700 SH SOLE 0 354700 0 WESTERN UN CO COM 959802109 2354 157883 SH SOLE 0 157883 0 WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 929352102 559 35000 SH SOLE 0 35000 0 YAHOO INC COM 984332106 450 32520 SH SOLE 0 32520 0 ZORAN CORP COM 98975F101 93 9700 SH SOLE 0 9700 0
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