-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JrW8ESfV/m1nitwzMWUUjJZRz7ILngE3AO2zo0b8VfKVJW+mmJFnnXabSuzr3/RW 0v16jRjRfMcMzJU8/eLwMA== 0001164833-04-000034.txt : 20040813 0001164833-04-000034.hdr.sgml : 20040813 20040812212234 ACCESSION NUMBER: 0001164833-04-000034 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20040813 EFFECTIVENESS DATE: 20040813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001164833 IRS NUMBER: 954871957 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10068 FILM NUMBER: 04971746 BUSINESS ADDRESS: STREET 1: 725 SOUTH FIGUERORA ST 39TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 2134301000 MAIL ADDRESS: STREET 1: 725 SOUTH FIGUEROA ST 39TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90017 13F-HR 1 hw13f042.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2004 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hotchkis and Wiley Capital Management, LLC Address: 725 South Figueroa Street, 39th Floor Los Angeles, CA 90017-5439 13F File Number: 028-10068 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Anna Marie Lopez Title: Chief Compliance Officer Phone: 213-430-1896 Signature, Place and Date of Signing: /s/ Anna Marie Lopez Los Angeles, CA August 12, 2004 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 151 Form 13F Information Table Value Total: $12,176,290 (thousands) List of Other Included Managers: NONE ITEM 4 ITEM 6 ITEM 8 FAIR MKT ITEM 5 INVSMNT VOTING AUTHORITY ITEM 1 ITEM 2 ITEM 3 VALUE SH/PRN SH PT DISCRET ITEM 7 (SHARES) ISSUER CLASS SECID (000s) AMOUNT PN CL TYPE MRG (A)SOLE (B)SHARED(C)NONE AT&T CORP COM NEW 001957505 9509. 649964. SH SOLE 573224. 0. 76740. AETNA INC NEW COM 00817Y108 325219. 3826100. SH SOLE 2870500. 0. 955600. AFFORDABLE RESIDENTIAL CMTYS COM 008273104 3440. 207200. SH SOLE 77900. 0. 129300. AGRIUM INC COM 008916108 33439. 2298200. SH SOLE 1522400. 0. 775800. AIRTRAN HLDGS INC COM 00949P108 47874. 3385700. SH SOLE 2842200. 0. 543500. ALBERTSONS INC COM 013104104 188415. 7099300. SH SOLE 5400500. 0. 1698800. ALCOA INC COM 013817101 113536. 3437372. SH SOLE 2159812. 0. 1277560. ALEXANDER & BALDWIN INC COM 014482103 68904. 2059900. SH SOLE 1626400. 0. 433500. ALLIANT ENERGY CORP COM 018802108 143933. 5518900. SH SOLE 4448500. 0. 1070400. ALLMERICA FINL CORP COM 019754100 261548. 7738120. SH SOLE 6604520. 0. 1133600. ALLSTATE CORP COM 020002101 176882. 3799838. SH SOLE 2302948. 0. 1496890. ALLTEL CORP COM 020039103 16907. 334000. SH SOLE 4900. 0. 329100. ALTRIA GROUP INC COM 02209S103 276833. 5531135. SH SOLE 3680635. 0. 1850500. AMERICAN ELEC PWR INC COM 025537101 115798. 3618680. SH SOLE 2733380. 0. 885300. AMERICAN FINL RLTY TR COM 02607P305 72660. 5084700. SH SOLE 4447600. 0. 637100. AMERICAN HOME MTG INVT CORP COM 02660R107 51707. 1994100. SH SOLE 1676800. 0. 317300. AMERICREDIT CORP COM 03060R101 35521. 1818800. SH SOLE 1695100. 0. 123700. AMNET MORTGAGE INC COM 03169A108 1421. 138000. SH SOLE 138000. 0. 0. APARTMENT INVT & MGMT CO CL A 03748R101 101727. 3267800. SH SOLE 2920000. 0. 347800. ASHLAND INC COM 044204105 34638. 655900. SH SOLE 615800. 0. 40100. ASSURANT INC COM 04621X108 74732. 2832900. SH SOLE 2016400. 0. 816500. ATLANTIC COAST AIRLINES HLDG COM 048396105 21225. 3697800. SH SOLE 3238100. 0. 459700. BJS WHOLESALE CLUB INC COM 05548J106 39445. 1577800. SH SOLE 810800. 0. 767000. BANK OF AMERICA CORPORATION COM 060505104 35067. 414400. SH SOLE 10100. 0. 404300. BANK ONE CORP COM 06423A103 46589. 913500. SH SOLE 44000. 0. 869500. BEARINGPOINT INC COM 074002106 38145. 4300400. SH SOLE 2361300. 0. 1939100. BEAZER HOMES USA INC COM 07556Q105 119584. 1192140. SH SOLE 915000. 0. 277140. BOWNE & CO INC COM 103043105 20250. 1277600. SH SOLE 867600. 0. 410000. BROOKFIELD HOMES CORP COM 112723101 2331. 89000. SH SOLE 89000. 0. 0. BRUNSWICK CORP COM 117043109 9368. 229600. SH SOLE 229600. 0. 0. CIT GROUP INC COM 125581108 292247. 7632460. SH SOLE 5853160. 0. 1779300. CNA FINL CORP COM 126117100 40897. 1382124. SH SOLE 1382124. 0. 0. CSX CORP COM 126408103 130359. 3978000. SH SOLE 1983000. 0. 1995000. CAESARS ENTMT INC COM 127687101 101680. 6778680. SH SOLE 6342380. 0. 436300. CAPITAL LEASE FDG INC COM 140288101 11773. 1132000. SH SOLE 1132000. 0. 0. CENDANT CORP COM 151313103 162557. 6640400. SH SOLE 4064000. 0. 2576400. CENTEX CORP COM 152312104 91390. 1997600. SH SOLE 720800. 0. 1276800. CENTRAL FGHT LINES INC NEV COM 153491105 9674. 1209300. SH SOLE 848800. 0. 360500. COMERICA INC COM 200340107 20547. 374400. SH SOLE 7900. 0. 366500. COMPUTER ASSOC INTL INC COM 204912109 391584. 13955250. SH SOLE 10184650. 0. 3770600. CONCORD COMMUNICATIONS INC COM 206186108 11119. 974500. SH SOLE 667300. 0. 307200. CONSECO INC COM NEW 208464883 82070. 4124100. SH SOLE 2902900. 0. 1221200. COORS ADOLPH CO CL B 217016104 12739. 176100. SH SOLE 176100. 0. 0. DEL MONTE FOODS CO COM 24522P103 19840. 1952800. SH SOLE 1689100. 0. 263700. DELPHI CORP COM 247126105 113476. 10625102. SH SOLE 8685067. 0. 1940035. DOMINION RES INC VA NEW COM 25746U109 30171. 478300. SH SOLE 9600. 0. 468700. EAGLE MATERIALS INC COM 26969P108 1444. 20331. SH SOLE 11247. 0. 9084. EAGLE MATERIALS INC CL B 26969P207 6654. 96085. SH SOLE 31096. 0. 64989. EASTMAN CHEM CO COM 277432100 41672. 901400. SH SOLE 812100. 0. 89300. EASTMAN KODAK CO COM 277461109 175988. 6522896. SH SOLE 5123196. 0. 1399700. ELECTRONIC DATA SYS NEW COM 285661104 510834. 26675400. SH SOLE 19896700. 0. 6778700. ENTERGY CORP NEW COM 29364G103 127685. 2279680. SH SOLE 1754980. 0. 524700. F M C CORP COM NEW 302491303 27616. 640600. SH SOLE 614300. 0. 26300. FPL GROUP INC COM 302571104 26188. 409500. SH SOLE 9300. 0. 400200. FEDERAL HOME LN MTG CORP COM 313400301 157035. 2480800. SH SOLE 1483100. 0. 997700. FIRST INDUSTRIAL REALTY TRUS COM 32054K103 1582. 42900. SH SOLE 42900. 0. 0. FIRSTENERGY CORP COM 337932107 295973. 7911595. SH SOLE 5987697. 0. 1923898. FOOT LOCKER INC COM 344849104 41157. 1690900. SH SOLE 1567700. 0. 123200. FRIEDMAN BILLINGS RAMSEY GRO CL A 358434108 1385. 69985. SH SOLE 69985. 0. 0. FURNITURE BRANDS INTL INC COM 360921100 40568. 1619500. SH SOLE 1432400. 0. 187100. GENESCO INC COM 371532102 4960. 209900. SH SOLE 209900. 0. 0. GIANT INDS INC COM 374508109 7610. 345900. SH SOLE 235900. 0. 110000. GOVERNMENT PPTYS TR INC COM 38374W107 18510. 1771300. SH SOLE 1771300. 0. 0. GROUP 1 AUTOMOTIVE INC COM 398905109 1116. 33600. SH SOLE 23000. 0. 10600. HCA INC COM 404119109 39922. 959900. SH SOLE 21200. 0. 938700. HARTFORD FINL SVCS GROUP INC COM 416515104 31497. 458200. SH SOLE 9600. 0. 448600. HAYES LEMMERZ INTL INC COM NEW 420781304 20408. 1351500. SH SOLE 918500. 0. 433000. HEALTH NET INC COM 42222G108 31628. 1193500. SH SOLE 477500. 0. 716000. HEIDRICK & STRUGGLES INTL IN COM 422819102 4351. 146600. SH SOLE 146600. 0. 0. HEWLETT PACKARD CO COM 428236103 24010. 1137900. SH SOLE 31100. 0. 1106800. IMC GLOBAL INC COM 449669100 57801. 4313500. SH SOLE 3797700. 0. 515800. IKON OFFICE SOLUTIONS INC COM 451713101 38497. 3356300. SH SOLE 3017500. 0. 338800. INTL PAPER CO COM 460146103 18157. 406200. SH SOLE 9300. 0. 396900. ISLE OF CAPRI CASINOS INC COM 464592104 438. 25100. SH SOLE 20600. 0. 4500. J P MORGAN CHASE & CO COM 46625H100 7661. 197600. SH SOLE 31500. 0. 166100. JACK IN THE BOX INC COM 466367109 52138. 1755500. SH SOLE 1499500. 0. 256000. JONES APPAREL GROUP INC COM 480074103 119482. 3026400. SH SOLE 2470500. 0. 555900. JOY GLOBAL INC COM 481165108 2689. 89800. SH SOLE 89800. 0. 0. KELLY SVCS INC CL A 488152208 37533. 1259500. SH SOLE 862300. 0. 397200. KEYCORP NEW COM 493267108 82353. 2755200. SH SOLE 2183700. 0. 571500. KIMBERLY CLARK CORP COM 494368103 21365. 324300. SH SOLE 6900. 0. 317400. KRAFT FOODS INC CL A 50075N104 105913. 3343200. SH SOLE 1581200. 0. 1762000. LNR PPTY CORP COM 501940100 116084. 2139800. SH SOLE 1678800. 0. 461000. LA QUINTA CORP PAIRED CTF 50419U202 59423. 7074200. SH SOLE 6346800. 0. 727400. LEAR CORP COM 521865105 13367. 226600. SH SOLE 226600. 0. 0. LENNAR CORP CL A 526057104 184334. 4121960. SH SOLE 3349960. 0. 772000. LENNAR CORP CL B 526057302 20323. 490534. SH SOLE 422456. 0. 68078. LIFEPOINT HOSPITALS INC COM 53219L109 4303. 115600. SH SOLE 115600. 0. 0. LINCOLN NATL CORP IND COM 534187109 37630. 796400. SH SOLE 796400. 0. 0. LOCKHEED MARTIN CORP COM 539830109 162797. 3125900. SH SOLE 2016800. 0. 1109100. LODGIAN INC COM PAR $.01 54021P403 11867. 1124809. SH SOLE 767809. 0. 357000. LOEWS CORP CAROLNA GP STK 540424207 11401. 464400. SH SOLE 464400. 0. 0. MGM MIRAGE COM 552953101 47236. 1006300. SH SOLE 18200. 0. 988100. MI DEVS INC CL A SUB VTG 55304X104 133105. 4929800. SH SOLE 4018400. 0. 911400. M/I HOMES INC COM 55305B101 5591. 137700. SH SOLE 58000. 0. 79700. MAC-GRAY CORP COM 554153106 558. 85300. SH SOLE 40300. 0. 45000. MAGELLAN HEALTH SVCS INC COM NEW 559079207 31935. 954700. SH SOLE 711900. 0. 242800. MAGNA ENTMT CORP CL A 559211107 9073. 1537800. SH SOLE 1019000. 0. 518800. MANDALAY RESORT GROUP COM 562567107 246800. 3595570. SH SOLE 3363070. 0. 232500. MCDONALDS CORP COM 580135101 28798. 1107600. SH SOLE 23500. 0. 1084100. MERCK & CO INC COM 589331107 41458. 872800. SH SOLE 18300. 0. 854500. METLIFE INC COM 59156R108 354475. 9887740. SH SOLE 6327640. 0. 3560100. METROCALL HLDGS INC COM 59164X105 10894. 162600. SH SOLE 110900. 0. 51700. MILLER INDS INC TENN COM NEW 600551204 514. 52100. SH SOLE 52100. 0. 0. NORTHEAST UTILS COM 664397106 39318. 2019400. SH SOLE 1694500. 0. 324900. OVERSEAS SHIPHOLDING GROUP I COM 690368105 48781. 1105400. SH SOLE 740900. 0. 364500. PARAMETRIC TECHNOLOGY CORP COM 699173100 7036. 1407243. SH SOLE 1115643. 0. 291600. PATHMARK STORES INC NEW COM 70322A101 10881. 1428000. SH SOLE 960900. 0. 467100. PENNEY J C INC COM 708160106 320014. 8474947. SH SOLE 6405047. 0. 2069900. PLUM CREEK TIMBER CO INC COM 729251108 68006. 2087352. SH SOLE 1684014. 0. 403338. POPE & TALBOT INC COM 732827100 11125. 562700. SH SOLE 384300. 0. 178400. PRINCIPAL FINANCIAL GROUP IN COM 74251V102 242841. 6982190. SH SOLE 5095790. 0. 1886400. PRUDENTIAL FINL INC COM 744320102 228176. 4910180. SH SOLE 2926880. 0. 1983300. R H DONNELLEY CORP COM NEW 74955W307 31502. 720200. SH SOLE 483300. 0. 236900. RAYTHEON CO COM NEW 755111507 172000. 4808500. SH SOLE 3825800. 0. 982700. REEBOK INTL LTD COM 758110100 15410. 428300. SH SOLE 377100. 0. 51200. ROYAL DUTCH PETE CO NY REG EUR .56 780257804 21789. 421700. SH SOLE 9000. 0. 412700. SPDR TR UNIT SER 1 78462F103 12415. 108400. SH SOLE 108400. 0. 0. SAFEWAY INC COM NEW 786514208 42069. 1660200. SH SOLE 563300. 0. 1096900. ST JOE CO COM 790148100 32673. 823000. SH SOLE 755200. 0. 67800. ST PAUL TRAVELERS INC COM 792860108 180251. 4446261. SH SOLE 3229861. 0. 1216400. SARA LEE CORP COM 803111103 43597. 1896360. SH SOLE 1136660. 0. 759700. SAXON CAPITAL INC COM 80556P302 8255. 361600. SH SOLE 157000. 0. 204600. SCANA CORP NEW COM 80589M102 53562. 1472686. SH SOLE 1220189. 0. 252497. SEARS ROEBUCK & CO COM 812387108 541201. 14332648. SH SOLE 10809548. 0. 3523100. SIERRA PAC RES NEW COM 826428104 19132. 2481500. SH SOLE 1534500. 0. 947000. SOUTHERN UN CO NEW COM 844030106 48473. 2299500. SH SOLE 2031800. 0. 267700. SPHERION CORP COM 848420105 27392. 2701400. SH SOLE 1790400. 0. 911000. STAGE STORES INC COM NEW 85254C305 1103. 29300. SH SOLE 29300. 0. 0. SUNOCO INC COM 86764P109 154739. 2432246. SH SOLE 2016689. 0. 415557. TARGET CORP COM 87612E106 20946. 493200. SH SOLE 10200. 0. 483000. TENET HEALTHCARE CORP COM 88033G100 298623. 22268700. SH SOLE 16724500. 0. 5544200. TIERONE CORP COM 88650R108 551. 25600. SH SOLE 0. 0. 25600. TIMBERLAND BANCORP INC COM 887098101 2405. 107600. SH SOLE 92800. 0. 14800. TOLL BROTHERS INC COM 889478103 9573. 226200. SH SOLE 207900. 0. 18300. TYCO INTL LTD NEW COM 902124106 238488. 7196390. SH SOLE 4509190. 0. 2687200. UNIONBANCAL CORP COM 908906100 108129. 1917180. SH SOLE 1533980. 0. 383200. UNITED NATL GROUP LTD CL A 91103X102 11193. 736400. SH SOLE 497700. 0. 238700. UNUMPROVIDENT CORP COM 91529Y106 213326. 13416700. SH SOLE 11567000. 0. 1849700. VALASSIS COMMUNICATIONS INC COM 918866104 105167. 3451500. SH SOLE 2767600. 0. 683900. VALERO ENERGY CORP NEW COM 91913Y100 58602. 794500. SH SOLE 187000. 0. 607500. WCI CMNTYS INC COM 92923C104 77659. 3480900. SH SOLE 2767300. 0. 713600. WACHOVIA CORP 2ND NEW COM 929903102 12549. 282000. SH SOLE 9400. 0. 272600. WARNACO GROUP INC COM NEW 934390402 71612. 3366800. SH SOLE 2577500. 0. 789300. WASHINGTON MUT INC COM 939322103 105059. 2718923. SH SOLE 1675877. 0. 1043046. WASTE MGMT INC DEL COM 94106L109 194844. 6357064. SH SOLE 4110546. 0. 2246518. WEYERHAEUSER CO COM 962166104 88178. 1396997. SH SOLE 912497. 0. 484500. YUM BRANDS INC COM 988498101 234303. 6295080. SH SOLE 4800780. 0. 1494300. CNH GLOBAL N V SHS NEW N20935206 2396. 116100. SH SOLE 55780. 0. 60320. STELMAR SHIPPING LTD COM V8726M103 26977. 813800. SH SOLE 530200. 0. 283600. TEEKAY SHIPPING MARSHALL ISL COM Y8564W103 189413. 5067240. SH SOLE 4290240. 0. 777000.
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