-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WqiaaJVsigiT365kDqXtjFjEpgljWBKdoD90XEPpc9wZtx3UD2b4gOjaZRHy+/2Y PGFcZzCpmfNR9jndqK5R7Q== 0001164833-05-000116.txt : 20051114 0001164833-05-000116.hdr.sgml : 20051111 20051114124459 ACCESSION NUMBER: 0001164833-05-000116 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050930 FILED AS OF DATE: 20051114 DATE AS OF CHANGE: 20051114 EFFECTIVENESS DATE: 20051114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001164833 IRS NUMBER: 954871957 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10068 FILM NUMBER: 051198932 BUSINESS ADDRESS: STREET 1: 725 SOUTH FIGUERORA ST 39TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 2134301000 MAIL ADDRESS: STREET 1: 725 SOUTH FIGUEROA ST 39TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90017 13F-HR 1 hw13f053.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2005 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hotchkis and Wiley Capital Management, LLC Address: 725 South Figueroa Street, 39th Floor Los Angeles, CA 90017-5439 13F File Number: 028-10068 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Anna Marie Lopez Title: Chief Compliance Officer Phone: 213-430-1896 Signature, Place and Date of Signing: /s/ Anna Marie Lopez Los Angeles, CA November 11, 2005 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 154 Form 13F Information Table Value Total: $ 25,314,042 (thousands) List of Other Included Managers: NONE ITEM 4 ITEM 6 ITEM 8 FAIR MKT ITEM 5 INVSMNT VOTING AUTHORITY ITEM 1 ITEM 2 ITEM 3 VALUE SH/PRN SH PT DISCRET ITEM 7 (SHARES) ISSUER CLASS SECID (000s) AMOUNT PN CL TYPE MRG (A)SOLE (B)SHARED(C)NONE AAMES INVT CORP MD COM 00253G108 37563. 5981400. SH SOLE 4718500. 0. 1262900. AETNA INC NEW COM 00817Y108 3170. 36800. SH SOLE 36800. 0. 0. AGRIUM INC COM 008916108 81184. 3695200. SH SOLE 3216500. 0. 478700. AIRTRAN HLDGS INC COM 00949P108 58506. 4621300. SH SOLE 4320800. 0. 300500. ALBERTSONS INC COM 013104104 610509. 23801511. SH SOLE 19224111. 0. 4577400. ALCAN INC COM 013716105 98043. 3089900. SH SOLE 1883200. 0. 1206700. ALCOA INC COM 013817101 459596. 18820466. SH SOLE 13023906. 0. 5796560. ALEXANDER & BALDWIN INC COM 014482103 90833. 1706100. SH SOLE 1404200. 0. 301900. ALLIANT ENERGY CORP COM 018802108 150235. 5157400. SH SOLE 4371600. 0. 785800. ALLMERICA FINL CORP COM 019754100 316869. 7702220. SH SOLE 6538420. 0. 1163800. ALLSTATE CORP COM 020002101 42149. 762325. SH SOLE 130525. 0. 631800. ALLTEL CORP COM 020039103 22758. 349537. SH SOLE 58237. 0. 291300. ALTRIA GROUP INC COM 02209S103 612739. 8312836. SH SOLE 6021236. 0. 2291600. AMERICAN FINL RLTY TR COM 02607P305 98007. 6901900. SH SOLE 6207500. 0. 694400. AMERICAN HOME MTG INVT CORP COM 02660R107 78801. 2600700. SH SOLE 2509200. 0. 91500. AMERICREDIT CORP COM 03060R101 74088. 3103800. SH SOLE 2906300. 0. 197500. AMNET MORTGAGE INC COM 03169A108 1839. 181900. SH SOLE 181900. 0. 0. APARTMENT INVT & MGMT CO CL A 03748R101 228635. 5895700. SH SOLE 5287300. 0. 608400. ASHLAND INC NEW COM 044209104 271494. 4914800. SH SOLE 4496100. 0. 418700. ASSURANT INC COM 04621X108 208377. 5474951. SH SOLE 4390651. 0. 1084300. BJS WHOLESALE CLUB INC COM 05548J106 14022. 504400. SH SOLE 346900. 0. 157500. BMC SOFTWARE INC COM 055921100 605952. 28718100. SH SOLE 25895100. 0. 2823000. BANK OF AMERICA CORPORATION COM 060505104 42742. 1015249. SH SOLE 174649. 0. 840600. BEARINGPOINT INC COM 074002106 90594. 11936000. SH SOLE 10612000. 0. 1324000. BEAZER HOMES USA INC COM 07556Q105 142767. 2433385. SH SOLE 2219200. 0. 214185. BOWNE & CO INC COM 103043105 42437. 2969700. SH SOLE 2091300. 0. 878400. BROOKFIELD HOMES CORP COM 112723101 15554. 280100. SH SOLE 170400. 0. 109700. CF INDS HLDGS INC COM 125269100 46499. 3139700. SH SOLE 2223100. 0. 916600. CIT GROUP INC COM 125581108 249930. 5531875. SH SOLE 4638175. 0. 893700. CNA FINL CORP COM 126117100 66076. 2212124. SH SOLE 2148324. 0. 63800. CSX CORP COM 126408103 299758. 6449193. SH SOLE 3872993. 0. 2576200. CALLAWAY GOLF CO COM 131193104 18953. 1256007. SH SOLE 878000. 0. 378007. CAPITAL LEASE FDG INC COM 140288101 34492. 3332600. SH SOLE 2739100. 0. 593500. CENDANT CORP COM 151313103 415279. 20120104. SH SOLE 13751404. 0. 6368700. CENTEX CORP COM 152312104 289719. 4486209. SH SOLE 2161509. 0. 2324700. CENTRAL FGHT LINES INC NEV COM 153491105 2878. 1381200. SH SOLE 916400. 0. 464800. COMERICA INC COM 200340107 42937. 728976. SH SOLE 124376. 0. 604600. COMPUTER ASSOC INTL INC COM 204912109 1017391. 36583632. SH SOLE 26538448. 0.10045184. CONSECO INC COM NEW 208464883 160223. 7589916. SH SOLE 5504916. 0. 2085000. DEL MONTE FOODS CO COM 24522P103 70257. 6547700. SH SOLE 6180000. 0. 367700. DELPHI CORP COM 247126105 68174. 24700629. SH SOLE 22302218. 0. 2398411. DEX MEDIA INC COM 25212E100 49041. 1764700. SH SOLE 1708800. 0. 55900. EASTMAN KODAK CO COM 277461109 276343. 11358109. SH SOLE 9061609. 0. 2296500. EDO CORP COM 281347104 17285. 575600. SH SOLE 408800. 0. 166800. ELECTRONIC DATA SYS NEW COM 285661104 1266930. 56458569. SH SOLE 43327669. 0.13130900. ENTERGY CORP NEW COM 29364G103 289452. 3894665. SH SOLE 3104865. 0. 789800. F M C CORP COM NEW 302491303 40884. 714500. SH SOLE 667700. 0. 46800. FPL GROUP INC COM 302571104 828181. 17398752. SH SOLE 13353652. 0. 4045100. FEDERAL HOME LN MTG CORP COM 313400301 520737. 9223105. SH SOLE 6315505. 0. 2907600. FIELDSTONE INVT CORP COM 31659U300 47688. 4089900. SH SOLE 3167100. 0. 922800. FIRSTENERGY CORP COM 337932107 490489. 9410772. SH SOLE 7023174. 0. 2387598. FLOWSERVE CORP COM 34354P105 221611. 6096600. SH SOLE 5521500. 0. 575100. FOOT LOCKER INC COM 344849104 99105. 4517100. SH SOLE 4398000. 0. 119100. FOUNDATION COAL HLDGS INC COM 35039W100 53626. 1394700. SH SOLE 939500. 0. 455200. FREESCALE SEMICONDUCTOR INC COM CL A 35687M107 178220. 7612965. SH SOLE 4851465. 0. 2761500. FURNITURE BRANDS INTL INC COM 360921100 57448. 3186248. SH SOLE 2724900. 0. 461348. GENWORTH FINL INC COM CL A 37247D106 400543. 12423800. SH SOLE 9409000. 0. 3014800. GIANT INDS INC COM 374508109 27707. 473300. SH SOLE 335000. 0. 138300. GOVERNMENT PPTYS TR INC COM 38374W107 26102. 2663500. SH SOLE 2248000. 0. 415500. GRAY TELEVISION INC COM 389375106 7427. 701300. SH SOLE 495100. 0. 206200. GROUP 1 AUTOMOTIVE INC COM 398905109 16714. 605587. SH SOLE 428100. 0. 177487. HCA INC COM 404119109 228160. 4761262. SH SOLE 2879862. 0. 1881400. HARRAHS ENTMT INC COM 413619107 274182. 4205889. SH SOLE 3789668. 0. 416221. HARTFORD FINL SVCS GROUP INC COM 416515104 44905. 581892. SH SOLE 95792. 0. 486100. HAYES LEMMERZ INTL INC COM NEW 420781304 6903. 1540800. SH SOLE 1035000. 0. 505800. HEALTH NET INC COM 42222G108 35604. 752400. SH SOLE 752400. 0. 0. HEWLETT PACKARD CO COM 428236103 23833. 816183. SH SOLE 148383. 0. 667800. HUNTSMAN CORP COM 447011107 16238. 830600. SH SOLE 807500. 0. 23100. IKON OFFICE SOLUTIONS INC COM 451713101 52979. 5308500. SH SOLE 4846600. 0. 461900. INTL PAPER CO COM 460146103 29753. 998439. SH SOLE 181839. 0. 816600. INTERPUBLIC GROUP COS INC COM 460690100 44468. 3820309. SH SOLE 643209. 0. 3177100. JPMORGAN & CHASE & CO COM 46625H100 87078. 2566402. SH SOLE 428362. 0. 2138040. JAMESON INNS INC COM 470457102 12061. 5855017. SH SOLE 4277017. 0. 1578000. JONES APPAREL GROUP INC COM 480074103 254915. 8944400. SH SOLE 7988000. 0. 956400. KMG AMER CORP COM 482563103 13098. 1637300. SH SOLE 1156900. 0. 480400. KB HOME COM 48666K109 3799. 51900. SH SOLE 51900. 0. 0. KELLY SVCS INC CL A 488152208 57616. 1879200. SH SOLE 1319500. 0. 559700. KEYCORP NEW COM 493267108 201418. 6245534. SH SOLE 5091234. 0. 1154300. KRAFT FOODS INC CL A 50075N104 266895. 8724909. SH SOLE 5323309. 0. 3401600. LA QUINTA CORP PAIRED CTF 50419U202 34850. 4010300. SH SOLE 3900700. 0. 109600. LAWSON SOFTWARE INC COM 520780107 24436. 3521000. SH SOLE 2488100. 0. 1032900. LEAR CORP COM 521865105 325056. 9568900. SH SOLE 8580200. 0. 988700. LENNAR CORP CL A 526057104 480480. 8040160. SH SOLE 6604260. 0. 1435900. LENNAR CORP CL B 526057302 138846. 2505790. SH SOLE 2460430. 0. 45360. LINCOLN NATL CORP IND COM 534187109 110293. 2120200. SH SOLE 2067500. 0. 52700. LOCKHEED MARTIN CORP COM 539830109 468309. 7672160. SH SOLE 5535560. 0. 2136600. LODGIAN INC COM PAR $.01 54021P403 29996. 2926409. SH SOLE 2170009. 0. 756400. LOEWS CORP CAROLNA GP STK 540424207 29184. 736420. SH SOLE 711900. 0. 24520. LONGVIEW FIBRE CO COM 543213102 61588. 3160000. SH SOLE 2218500. 0. 941500. LUBRIZOL CORP COM 549271104 72651. 1676700. SH SOLE 1511400. 0. 165300. LYON WILLIAM HOMES COM 552074106 10460. 67400. SH SOLE 67400. 0. 0. MBNA CORP COM 55262L100 243791. 9894100. SH SOLE 8066600. 0. 1827500. MGM MIRAGE COM 552953101 111762. 2553386. SH SOLE 428286. 0. 2125100. MI DEVS INC CL A SUB VTG 55304X104 235200. 6968900. SH SOLE 6089600. 0. 879300. M/I HOMES INC COM 55305B101 2338. 43081. SH SOLE 14500. 0. 28581. MAC-GRAY CORP COM 554153106 1063. 82100. SH SOLE 40300. 0. 41800. MAGNA ENTMT CORP CL A 559211107 20590. 3091600. SH SOLE 2165000. 0. 926600. MAGNA INTL INC CL A 559222401 165358. 2208900. SH SOLE 1530600. 0. 678300. MARATHON OIL CORP COM 565849106 18013. 261326. SH SOLE 261326. 0. 0. MCDONALDS CORP COM 580135101 34308. 1024434. SH SOLE 165634. 0. 858800. MERCK & CO INC COM 589331107 85604. 3146056. SH SOLE 532256. 0. 2613800. METLIFE INC COM 59156R108 756650. 15184628. SH SOLE 10931628. 0. 4253000. MICROMUSE INC COM 595094103 3463. 439500. SH SOLE 315600. 0. 123900. MILLER INDS INC TENN COM NEW 600551204 6285. 319998. SH SOLE 277698. 0. 42300. MORTGAGEIT HLDGS INC COM 61915Q108 25248. 1775500. SH SOLE 1380400. 0. 395100. MOSAIC CO COM 61945A107 187461. 11701710. SH SOLE 7720810. 0. 3980900. NEW CENTURY FINANCIAL CORP M COM 6435EV108 195789. 5398100. SH SOLE 4697100. 0. 701000. NORTHROP GRUMMAN CORP COM 666807102 43491. 800200. SH SOLE 137400. 0. 662800. NOVELL INC COM 670006105 78396. 10522900. SH SOLE 9478600. 0. 1044300. OVERSEAS SHIPHOLDING GROUP I COM 690368105 28569. 489776. SH SOLE 346200. 0. 143576. PHH CORP COM NEW 693320202 110684. 4030720. SH SOLE 3076500. 0. 954220. PMA CAP CORP CL A 693419202 404. 46000. SH SOLE 33100. 0. 12900. PATHMARK STORES INC NEW COM 70322A101 21460. 1902500. SH SOLE 1345200. 0. 557300. PETRO-CDA COM 71644E102 46459. 1113316. SH SOLE 182516. 0. 930800. PIONEER COS INC COM NEW 723643300 30510. 1268100. SH SOLE 939600. 0. 328500. PLUM CREEK TIMBER CO INC COM 729251108 137069. 3615652. SH SOLE 3129914. 0. 485738. POPE & TALBOT INC COM 732827100 14164. 1387300. SH SOLE 954300. 0. 433000. PRINCIPAL FINANCIAL GROUP IN COM 74251V102 478319. 10097514. SH SOLE 7693914. 0. 2403600. PRUDENTIAL FINL INC COM 744320102 371912. 5504918. SH SOLE 3786918. 0. 1718000. PULTE HOMES INC COM 745867101 63372. 1476510. SH SOLE 257310. 0. 1219200. R H DONNELLEY CORP COM NEW 74955W307 42131. 666000. SH SOLE 573300. 0. 92700. RAYTHEON CO COM NEW 755111507 279960. 7363483. SH SOLE 5715183. 0. 1648300. SPX CORP COM 784635104 303945. 6614700. SH SOLE 5894000. 0. 720700. SAFEWAY INC COM NEW 786514208 114283. 4464192. SH SOLE 2500692. 0. 1963500. ST JOE CO COM 790148100 176184. 2821200. SH SOLE 2721900. 0. 99300. ST PAUL TRAVELERS INC COM 792860108 626046. 13952451. SH SOLE 9734633. 0. 4217818. SARA LEE CORP COM 803111103 188574. 9951122. SH SOLE 6661022. 0. 3290100. SAXON CAP INC NEW COM 80556T106 50189. 4235384. SH SOLE 4122400. 0. 112984. SCS TRANSN INC COM 81111T102 16143. 1027572. SH SOLE 724500. 0. 303072. SEARS HLDGS CORP COM 812350106 29992. 241038. SH SOLE 241038. 0. 0. SOUTHERN UN CO NEW COM 844030106 90587. 3515202. SH SOLE 3077631. 0. 437571. SPHERION CORP COM 848420105 51505. 6777000. SH SOLE 4948200. 0. 1828800. SUNOCO INC COM 86764P109 23835. 304800. SH SOLE 304800. 0. 0. SUNTERRA CORP COM NEW 86787D208 16017. 1219888. SH SOLE 866500. 0. 353388. TENET HEALTHCARE CORP COM 88033G100 426967. 38020229. SH SOLE 30260229. 0. 7760000. TESORO CORP COM 881609101 302856. 4504100. SH SOLE 4070100. 0. 434000. THOMAS PPTYS GROUP INC COM 884453101 8665. 666500. SH SOLE 470700. 0. 195800. TIMBERLAND BANCORP INC COM 887098101 2496. 107600. SH SOLE 92800. 0. 14800. TYCO INTL LTD NEW COM 902124106 569177. 20437248. SH SOLE 13624648. 0. 6812600. UNILEVER PLC SPON ADR NEW 904767704 404870. 9589521. SH SOLE 6556721. 0. 3032800. UNION PAC CORP COM 907818108 154133. 2149700. SH SOLE 1827800. 0. 321900. UNIONBANCAL CORP COM 908906100 248793. 3568456. SH SOLE 2915756. 0. 652700. UNITED AMER INDEMNITY LTD CL A 90933T109 31113. 1701119. SH SOLE 1196432. 0. 504687. UNUMPROVIDENT CORP COM 91529Y106 571602. 27883000. SH SOLE 25171600. 0. 2711400. VALASSIS COMMUNICATIONS INC COM 918866104 139502. 3578800. SH SOLE 3117200. 0. 461600. VALERO ENERGY CORP NEW COM 91913Y100 1933. 17100. SH SOLE 17100. 0. 0. WCI CMNTYS INC COM 92923C104 159893. 5636000. SH SOLE 4425700. 0. 1210300. WARNACO GROUP INC COM NEW 934390402 56970. 2600200. SH SOLE 1760100. 0. 840100. WASHINGTON MUT INC COM 939322103 195749. 4991048. SH SOLE 3145702. 0. 1845346. WASTE MGMT INC DEL COM 94106L109 329322. 11510742. SH SOLE 7935024. 0. 3575718. WESTLAKE CHEM CORP COM 960413102 2889. 106696. SH SOLE 106500. 0. 196. WEYERHAEUSER CO COM 962166104 235128. 3420050. SH SOLE 2334650. 0. 1085400. YUM BRANDS INC COM 988498101 291456. 6020567. SH SOLE 4644167. 0. 1376400. HILFIGER TOMMY CORP ORD G8915Z102 15789. 910000. SH SOLE 769500. 0. 140500.
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