-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ErH/h1bXpIyl6Wlh5DXKiHbAOEV71MyPb+N7ByFMny/UJ7mYGZTcuMY393tXyg/z D34QmlVbl8rZpLWVyD72hw== 0001164833-07-000132.txt : 20070214 0001164833-07-000132.hdr.sgml : 20070214 20070214103323 ACCESSION NUMBER: 0001164833-07-000132 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070214 EFFECTIVENESS DATE: 20070214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001164833 IRS NUMBER: 954871957 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10068 FILM NUMBER: 07614531 BUSINESS ADDRESS: STREET 1: 725 SOUTH FIGUERORA ST 39TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 2134301000 MAIL ADDRESS: STREET 1: 725 SOUTH FIGUEROA ST 39TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90017 13F-HR 1 hw13f064.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2006 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hotchkis and Wiley Capital Management, LLC Address: 725 South Figueroa Street, 39th Floor Los Angeles, CA 90017-5439 13F File Number: 028-10068 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Anna Marie Lopez Title: Chief Compliance Officer Phone: 213-430-1896 Signature, Place and Date of Signing: /s/ Anna Marie Lopez Los Angeles, CA February 14, 2007 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 131 Form 13F Information Table Value Total: $31,439,914 (thousands) List of Other Included Managers: NONE ITEM 4 ITEM 6 ITEM 8 FAIR MKT ITEM 5 INVSMNT VOTING AUTHORITY ITEM 1 ITEM 2 ITEM 3 VALUE SH/PRN SH PT DISCRET ITEM 7 (SHARES) ISSUER CLASS SECID (000s) AMOUNT PN CL TYPE MRG (A)SOLE (B)SHARED(C)NONE AGILE SOFTWARE CORP DEL COM 00846X105 7394. 1202200. SH SOLE 777300. 0. 424900. AGRIUM INC COM 008916108 231067. 7337800. SH SOLE 6439200. 0. 898600. ALCOA INC COM 013817101 751245. 25033154. SH SOLE 17269994. 0. 7763160. ALEXANDER & BALDWIN INC COM 014482103 95637. 2156900. SH SOLE 1774200. 0. 382700. ALLTEL CORP COM 020039103 3314. 54800. SH SOLE 54800. 0. 0. ALTRIA GROUP INC COM 02209S103 246350. 2870541. SH SOLE 2131741. 0. 738800. AMERICAN HOME MTG INVT CORP COM 02660R107 79417. 2261296. SH SOLE 2114896. 0. 146400. APARTMENT INVT & MGMT CO CL A 03748R101 9512. 169800. SH SOLE 169800. 0. 0. ASSURANT INC COM 04621X108 129959. 2352200. SH SOLE 1701700. 0. 650500. AVIS BUDGET GROUP COM 053774105 166253. 7664983. SH SOLE 6149222. 0. 1515761. BJS WHOLESALE CLUB INC COM 05548J106 139398. 4480800. SH SOLE 3905500. 0. 575300. BMC SOFTWARE INC COM 055921100 505392. 15695392. SH SOLE 12566992. 0. 3128400. BANK OF AMERICA CORPORATION COM 060505104 398655. 7466851. SH SOLE 5148956. 0. 2317895. BAUER EDDIE HLDGS INC COM 071625107 5362. 591800. SH SOLE 539400. 0. 52400. BEARINGPOINT INC COM 074002106 55844. 7095800. SH SOLE 6169700. 0. 926100. BEAZER HOMES USA INC COM 07556Q105 47468. 1009733. SH SOLE 673733. 0. 336000. BOWNE & CO INC COM 103043105 15379. 964800. SH SOLE 645900. 0. 318900. BROOKFIELD HOMES CORP COM 112723101 24442. 650929. SH SOLE 437793. 0. 213136. CF INDS HLDGS INC COM 125269100 16966. 661700. SH SOLE 437900. 0. 223800. CNA FINL CORP COM 126117100 91023. 2257524. SH SOLE 2102924. 0. 154600. CSX CORP COM 126408103 5406. 157000. SH SOLE 157000. 0. 0. CA INC COM 12673P105 1532132. 67643775. SH SOLE 50122331. 0.17521444. CALIFORNIA COASTAL CMNTYS IN COM NEW 129915203 6529. 304376. SH SOLE 235776. 0. 68600. CAPITAL LEASE FDG INC COM 140288101 48734. 4201200. SH SOLE 2970900. 0. 1230300. CENTEX CORP COM 152312104 689808. 12258900. SH SOLE 7660100. 0. 4598800. COMERICA INC COM 200340107 352127. 6000800. SH SOLE 4626100. 0. 1374700. COMSTOCK HOMEBUILDING COS IN CL A 205684103 4292. 746400. SH SOLE 484300. 0. 262100. CON-WAY INC COM 205944101 163515. 3712872. SH SOLE 3260772. 0. 452100. CONSECO INC COM NEW 208464883 293634. 14696400. SH SOLE 11174800. 0. 3521600. DOW CHEM CO COM 260543103 5562. 139400. SH SOLE 53300. 0. 86100. DOW JONES & CO INC COM 260561105 188693. 4965600. SH SOLE 4633300. 0. 332300. ECC CAPITAL CORP COM 26826M108 25. 21348. SH SOLE 21348. 0. 0. EAGLE HOSPITALITY PPTY TR IN COM 26959T102 9623. 1048300. SH SOLE 703900. 0. 344400. EASTMAN CHEM CO COM 277432100 700232. 11806300. SH SOLE 10465000. 0. 1341300. EDO CORP COM 281347104 13822. 582232. SH SOLE 379232. 0. 203000. ELECTRONIC DATA SYS NEW COM 285661104 1625065. 58986010. SH SOLE 43843910. 0.15142100. ENTERGY CORP NEW COM 29364G103 23015. 249300. SH SOLE 249300. 0. 0. EXELON CORP COM 30161N101 1054958. 17045700. SH SOLE 11771400. 0. 5274300. F M C CORP COM NEW 302491303 62404. 815200. SH SOLE 735900. 0. 79300. FPL GROUP INC COM 302571104 871855. 16020850. SH SOLE 11901150. 0. 4119700. FEDERAL HOME LN MTG CORP COM 313400301 732678. 10790550. SH SOLE 7444250. 0. 3346300. FIELDSTONE INVT CORP COM 31659U300 8318. 1899185. SH SOLE 1188385. 0. 710800. FIRST DATA CORP COM 319963104 95169. 3729200. SH SOLE 2568100. 0. 1161100. FLOWSERVE CORP COM 34354P105 410861. 8140700. SH SOLE 5462100. 0. 2678600. FOOT LOCKER INC COM 344849104 75696. 3451700. SH SOLE 3228500. 0. 223200. FOUNDATION COAL HLDGS INC COM 35039W100 33434. 1052700. SH SOLE 679700. 0. 373000. FURNITURE BRANDS INTL INC COM 360921100 45178. 2783637. SH SOLE 2308837. 0. 474800. GENWORTH FINL INC COM CL A 37247D106 926420. 27080400. SH SOLE 20039900. 0. 7040500. GOVERNMENT PPTYS TR INC COM 38374W107 15971. 1506660. SH SOLE 1141660. 0. 365000. GRAY TELEVISION INC COM 389375106 1396. 190400. SH SOLE 77300. 0. 113100. GREAT PLAINS ENERGY INC COM 391164100 24527. 771300. SH SOLE 515200. 0. 256100. HANOVER INS GROUP INC COM 410867105 359571. 7368250. SH SOLE 6235550. 0. 1132700. HARRAHS ENTMT INC COM 413619107 465943. 5632770. SH SOLE 4174550. 0. 1458220. HARTFORD FINL SVCS GROUP INC COM 416515104 44378. 475600. SH SOLE 187200. 0. 288400. HOME DEPOT INC COM 437076102 765016. 19049200. SH SOLE 13275200. 0. 5774000. IDEARC INC COM 451663108 242270. 8456200. SH SOLE 7262700. 0. 1193500. IKON OFFICE SOLUTIONS INC COM 451713101 221611. 13537600. SH SOLE 11702200. 0. 1835400. INTERPUBLIC GROUP COS INC COM 460690100 277813. 22697150. SH SOLE 13294350. 0. 9402800. JP MORGAN CHASE & CO COM 46625H100 860865. 17823300. SH SOLE 12318160. 0. 5505140. JONES APPAREL GROUP INC COM 480074103 359737. 10760900. SH SOLE 9557300. 0. 1203600. KMG AMER CORP COM 482563103 14141. 1474600. SH SOLE 987200. 0. 487400. KELLY SVCS INC CL A 488152208 57365. 1982200. SH SOLE 1299600. 0. 682600. KEYCORP NEW COM 493267108 48169. 1266600. SH SOLE 589100. 0. 677500. KRAFT FOODS INC CL A 50075N104 14965. 419200. SH SOLE 419200. 0. 0. LENNAR CORP CL A 526057104 643661. 12269560. SH SOLE 10370960. 0. 1898600. LENNAR CORP CL B 526057302 155861. 3173060. SH SOLE 2980800. 0. 192260. LEXINGTON CORP PPTYS TR COM 529043101 20561. 917100. SH SOLE 604700. 0. 312400. LIVE NATION INC COM 538034109 18880. 842879. SH SOLE 562479. 0. 280400. LOCKHEED MARTIN CORP COM 539830109 314612. 3417100. SH SOLE 2572700. 0. 844400. LODGIAN INC COM PAR $.01 54021P403 46228. 3399109. SH SOLE 2379009. 0. 1020100. LUBRIZOL CORP COM 549271104 96485. 1924700. SH SOLE 1695600. 0. 229100. M D C HLDGS INC COM 552676108 51861. 909043. SH SOLE 617343. 0. 291700. MI DEVS INC CL A SUB VTG 55304X104 253514. 7101240. SH SOLE 5940040. 0. 1161200. MAGNA ENTMT CORP CL A 559211107 8633. 1914100. SH SOLE 1265500. 0. 648600. MAGNA INTL INC CL A 559222401 300294. 3728050. SH SOLE 2757450. 0. 970600. MCDONALDS CORP COM 580135101 48173. 1086700. SH SOLE 400400. 0. 686300. METLIFE INC COM 59156R108 645919. 10945920. SH SOLE 7764720. 0. 3181200. MICROSOFT CORP COM 594918104 947755. 31739950. SH SOLE 22289250. 0. 9450700. MILLER INDS INC TENN COM NEW 600551204 30813. 1283878. SH SOLE 1010478. 0. 273400. MORTGAGEIT HLDGS INC COM 61915Q108 14858. 1007300. SH SOLE 555100. 0. 452200. MOSAIC CO COM 61945A107 134711. 6306700. SH SOLE 4206400. 0. 2100300. NEW CENTURY FINANCIAL CORP M COM 6435EV108 124720. 3948100. SH SOLE 3457700. 0. 490400. NORTHROP GRUMMAN CORP COM 666807102 669858. 9894500. SH SOLE 6963100. 0. 2931400. NOVELL INC COM 670006105 93896. 15144500. SH SOLE 13312400. 0. 1832100. OVERSEAS SHIPHOLDING GROUP I COM 690368105 13305. 236332. SH SOLE 163232. 0. 73100. PHH CORP COM NEW 693320202 41734. 1445600. SH SOLE 953400. 0. 492200. PMA CAP CORP CL A 693419202 8174. 886500. SH SOLE 589200. 0. 297300. PATHMARK STORES INC NEW COM 70322A101 18422. 1652200. SH SOLE 1108100. 0. 544100. PETRO-CDA COM 71644E102 74820. 1823100. SH SOLE 710900. 0. 1112200. PIONEER COS INC COM NEW 723643300 23567. 822300. SH SOLE 541000. 0. 281300. PRUDENTIAL FINL INC COM 744320102 50709. 590600. SH SOLE 233300. 0. 357300. PULTE HOMES INC COM 745867101 355732. 10740700. SH SOLE 6829800. 0. 3910900. R H DONNELLEY CORP COM NEW 74955W307 306009. 4878196. SH SOLE 3192309. 0. 1685887. RAYTHEON CO COM NEW 755111507 13564. 256900. SH SOLE 256900. 0. 0. REALOGY CORP COM 75605E100 654585. 21589203. SH SOLE 17092528. 0. 4496675. RENT A CTR INC NEW COM 76009N100 134663. 4563300. SH SOLE 4014000. 0. 549300. RUSS BERRIE & CO COM 782233100 777. 50300. SH SOLE 35300. 0. 15000. SPX CORP COM 784635104 394360. 6448000. SH SOLE 5688600. 0. 759400. SAFEWAY INC COM NEW 786514208 208476. 6032300. SH SOLE 3444400. 0. 2587900. ST JOE CO COM 790148100 389132. 7264000. SH SOLE 5346200. 0. 1917800. ST PAUL TRAVELERS INC COM 792860108 821759. 15305631. SH SOLE 10473913. 0. 4831718. SARA LEE CORP COM 803111103 10988. 645200. SH SOLE 645200. 0. 0. SCHERING PLOUGH CORP COM 806605101 185588. 7850600. SH SOLE 3098500. 0. 4752100. SOUTHERN UN CO NEW COM 844030106 76449. 2735196. SH SOLE 2323674. 0. 411522. SPHERION CORP COM 848420105 26801. 3607200. SH SOLE 2387000. 0. 1220200. SUNOCO INC COM 86764P109 144575. 2318400. SH SOLE 1716900. 0. 601500. TENET HEALTHCARE CORP COM 88033G100 423403. 60746540. SH SOLE 46957540. 0.13789000. TESORO CORP COM 881609101 213414. 3244850. SH SOLE 2865750. 0. 379100. THOMAS PPTYS GROUP INC COM 884453101 9363. 584800. SH SOLE 394700. 0. 190100. TOLL BROTHERS INC COM 889478103 85055. 2639000. SH SOLE 2517400. 0. 121600. TRONOX INC CL A 897051108 13686. 855900. SH SOLE 582800. 0. 273100. TRONOX INC COM CL B 897051207 1849. 117100. SH SOLE 76900. 0. 40200. TYCO INTL LTD NEW COM 902124106 1068280. 35140790. SH SOLE 24298990. 0.10841800. UNILEVER PLC SPON ADR NEW 904767704 519010. 18656009. SH SOLE 12777229. 0. 5878780. UNIONBANCAL CORP COM 908906100 329824. 5384880. SH SOLE 4435780. 0. 949100. UNISYS CORP COM 909214108 88352. 11269400. SH SOLE 9674700. 0. 1594700. UNITED AMER INDEMNITY LTD CL A 90933T109 32272. 1274051. SH SOLE 842964. 0. 431087. UNUMPROVIDENT CORP COM 91529Y106 803173. 38651270. SH SOLE 30694970. 0. 7956300. VALASSIS COMMUNICATIONS INC COM 918866104 94673. 6529200. SH SOLE 5185600. 0. 1343600. WCI CMNTYS INC COM 92923C104 129165. 6734380. SH SOLE 4827480. 0. 1906900. WAL MART STORES INC COM 931142103 359553. 7785900. SH SOLE 5369100. 0. 2416800. WARNACO GROUP INC COM NEW 934390402 69427. 2735500. SH SOLE 1808800. 0. 926700. WASHINGTON MUT INC COM 939322103 250961. 5516847. SH SOLE 3649401. 0. 1867446. WASTE MGMT INC DEL COM 94106L109 348308. 9472614. SH SOLE 6505596. 0. 2967018. WESTWOOD ONE INC COM 961815107 54169. 7672700. SH SOLE 5220400. 0. 2452300. WEYERHAEUSER CO COM 962166104 284433. 4025947. SH SOLE 2739547. 0. 1286400. WINN DIXIE STORES INC COM NEW 974280307 6788. 502800. SH SOLE 325300. 0. 177500. WYNDHAM WORLDWIDE CORP COM 98310W108 207207. 6471163. SH SOLE 4482943. 0. 1988220. YUM BRANDS INC COM 988498101 351896. 5984630. SH SOLE 4614430. 0. 1370200. QUANTA CAPITAL HLDGS LTD SHS G7313F106 2743. 1275600. SH SOLE 814600. 0. 461000. XL CAP LTD CL A G98255105 344428. 4782400. SH SOLE 3649400. 0. 1133000.
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