-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HzpF98Zgykb/q5QDT0WFqUTYTD6hTKrrboOlTye0J8DPZ55RJafDN7oSlMZofl4H EfJVQn8/Fd8tdwpk9nsxqA== 0000902664-10-002724.txt : 20100517 0000902664-10-002724.hdr.sgml : 20100517 20100517162217 ACCESSION NUMBER: 0000902664-10-002724 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100517 DATE AS OF CHANGE: 20100517 EFFECTIVENESS DATE: 20100517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Empyrean Capital Partners, LP CENTRAL INDEX KEY: 0001317195 IRS NUMBER: 522403815 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11141 FILM NUMBER: 10838857 BUSINESS ADDRESS: STREET 1: 10250 CONSTELLATION BOULEVARD STREET 2: SUITE 2950 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310)843-9900 MAIL ADDRESS: STREET 1: 10250 CONSTELLATION BOULEVARD STREET 2: SUITE 2950 CITY: LOS ANGELES STATE: CA ZIP: 90067 13F-HR 1 p10-1241form13fhr.txt EMPYREAN CAPITAL PARTNERS, LP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 ------------------------ Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Empyrean Capital Partners, LP -------------------------------------------------- Address: 10250 Constellation Boulevard -------------------------------------------------- Suite 2950 -------------------------------------------------- Los Angeles, California 90067 -------------------------------------------------- Form 13F File Number: 028-11141 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Tony Hynes -------------------------------------------------- Title: Chief Financial Officer -------------------------------------------------- Phone: 310-843-3060 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Tony Hynes Los Angeles, California 5/17/2010 - ------------------------ -------------------------- ------------------ Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 46 ------------- Form 13F Information Table Value Total: $905,365 -------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE OF VALUE SHRS OR PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ............................ ............. .......... ....... .... .......... .......... ................... AGNICO EAGLE MINES LTD COM 008474 10 8 27,835 500,000 SH SOLE 500,000 ............................ ............. .......... ....... ..... ............. .......... ........... ... AGRIUM INC COM 008916 10 8 30,724 435,000 SH SOLE 435,000 ............................ ............. ............. ........ .......... ........ ..... ............. .......... ........... ... AIRGAS INC COM 009363 10 2 31,810 500,000 SH SOLE 500,000 ............................ ............. ............. ........ .......... ........ ..... ............. .......... ........... ... ALCON INC COM SHS H01301 10 2 20,195 125,000 SH SOLE 125,000 ............................ ............. ............. ........ .......... ........ ..... ............. .......... ........... ... NOTE 2.750% ALLIANT TECHSYSTEMS INC 2/1 018804 AH 7 10,716 10,000,000 PRN SOLE 10,000,000 ............................ ............. ............. ........ .......... ........ ..... ............. .......... ............... NOTE 2.000% AMERIGROUP CORP 5/1 03073T AB 8 10,474 10,252,000 PRN SOLE 10,252,000 ............................ ............. ............. ........ .......... ........ ..... ............. .......... ............... BANK OF AMERICA COM 060505 10 4 17,850 1,000,000 SH SOLE 1,000,000 CORPORATION ............................ ............. ............. ........ .......... ........ ..... ............. .......... ............... BOSTON SCIENTIFIC CORP COM 101137 10 7 28,880 4,000,000 SH SOLE 4,000,000 ............................ ............. ............. ........ .......... ........ ..... ............. .......... ............... CAPITAL ONE FINL CORP COM 14040H 10 5 4,969 120,000 SH CALL SOLE 120,000 ............................ ............. ............. ........ .......... ........ ..... ............. .......... ............... CORRECTIONS CORP AMER NEW COM NEW 22025Y 40 7 12,700 639,500 SH SOLE 639,500 ............................ ............. ............. ........ .......... ........ ..... ............. .......... ............... DISCOVERY COMMUNICATNS NEW COM SER C 25470F 30 2 36,763 1,250,000 SH SOLE 1,250,000 ............................ ............. ............. ........ .......... ........ ..... ............. .......... ............... FIRST AMERN CORP CALIF COM 318522 30 7 8,189 241,977 SH SOLE 241,977 ............................ ............. ............. ........ .......... ........ ..... ............. .......... ............... HEALTHSPRING INC COM 42224N 10 1 14,960 850,000 SH SOLE 850,000 ............................ ............. ............. ........ .......... ........ ..... ............. .......... ............... HUMANA INC COM 444859 10 2 15,902 340,000 SH SOLE 340,000 ............................ ............. ............. ........ .......... ........ ..... ............. .......... ......... ..... INTERACTIVE DATA CORP COM 45840J 10 7 4,000 125,000 SH SOLE 125,000 ............................ ............. ............. ........ .......... ........ ..... ............. ........... ........ ..... ISHARES SILVER TRUST ISHARES 46428Q 10 9 11,141 650,000 SH SOLE 650,000 ............................ ............. ............. ........ .......... ........ ..... ............. ........... ........ ..... L-3 COMMUNICATIONS HLDGS INC COM 502424 10 4 8,347 91,100 SH SOLE 91,100 ............................ ............. ............. ........ .......... ........ ..... ............. .......... ........... ... DEB 3.500% LIBERTY MEDIA CORP 1/1 530715 AN 1 16,343 33,500,000 PRN SOLE 33,500,000 ............................ ............. ............. ........ .......... ........ ..... ............. ........... ........ ..... CAP COM SER LIBERTY MEDIA CORP NEW A 53071M 30 2 15,935 438,136 SH SOLE 438,136 ............................ ............. ............. ........ .......... ........ ..... ............. ........... ........ ..... LOEWS CORP COM 540424 10 8 11,184 300,000 SH SOLE 300,000 ............................ ............. ............. ........ .......... ........ ..... ............. ........... ........ ..... GOLD MINER MARKET VECTORS ETF TR ETF 57060U 10 0 26,646 600,000 SH CALL SOLE 600,000 ............................ ............. ............. ........ .......... ........ ..... ............. ........... ........ ..... MEAD JOHNSON NUTRITION CO COM 582839 10 6 15,326 294,562 SH SOLE 294,562 ............................ ............. ............. ........ .......... ........ ..... ............. .......... ......... ..... MEDICIS PHARMACEUTICAL NOTE 2.500% CORP 6/0 58470K AA 2 8,508 8,254,000 PRN SOLE 8,254,000 ............................ ............. ............. ........ .......... ........ ..... ............. .......... ......... ..... MONSANTO CO NEW COM 61166W 10 1 18,926 265,000 SH SOLE 265,000 ............................ ............. ............. ........ .......... ........ ..... ............. ........... ........ ..... MONSANTO CO NEW COM 61166W 10 1 35,710 500,000 SH CALL SOLE 500,000 ............................ ............. ............. ........ .......... ........ ..... ............. ........... ........ ..... NEWS CORP CL A 65248E 10 4 51,073 3,544,300 SH SOLE 3,544,300 ............................ ............. ............. ........ .......... ........ ..... ............. ........... ........ ..... NORTHROP GRUMMAN CORP COM 666807 10 2 8,747 133,400 SH SOLE 133,400 ............................ ............. ............. ........ .......... ........ ..... ............. .......... ........ ..... NORTHROP GRUMMAN CORP COM 666807 10 2 45,899 700,000 SH CALL SOLE 700,000 ............................ ............. ............. ........ .......... ........ ..... ............. ........... ........ ..... NOTE 1.875% ON SEMICONDUCTOR CORP 12/1 682189 AD 7 16,075 12,500,000 PRN SOLE 12,500,000 ............................ ............. ............. ........ .......... ........ ..... ............. ........... ........ ..... OSI PHARMACEUTICALS INC COM 671040 10 3 32,753 550,000 SH SOLE 550,000 ............................ ............. ............. ........ .......... ........ ..... ............. ........... ........ ..... NOTE 6.375% PIER 1 IMPORTS INC 2/1 720279 AH 1 994 1,000,000 PRN SOLE 1,000,000 ............................ ............. ............. ........ .......... ........ ..... ............. .......... ......... ..... PRIDE INTL INC DEL COM 74153Q 10 2 1,506 50,000 SH SOLE 50,000 ............................ ............. ............. ........ .......... ........ ..... ............. ........... ........ ..... RAYTHEON CO COM NEW 755111 50 7 9,094 159,200 SH SOLE 159,200 ............................ ............. ............. ........ .......... ........ ..... ............. .......... ........ ..... SEMPRA ENERGY COM 816851 10 9 13,723 275,000 SH SOLE 275,000 ............................ ............. ............. ........ .......... ........ ..... ............. .......... ........ ..... SPDR GOLD TRUST GOLD SHS 78463V 10 7 42,763 392,500 SH SOLE 392,500 ............................ ............. ............. ........ .......... ........ ..... ............. ........... ........ ..... TD AMERITRADE HLDG CORP COM 87236Y 10 8 19,060 1,000,000 SH SOLE 1,000,000 ............................ ............. ............. ........ .......... ........ ..... ............. ........... ........ ..... NOTE 6.000% UAL CORP 10/1 902549 AJ 3 19,266 8,000,000 PRN SOLE 8,000,000 ............................ ............. ............. ........ .......... ........ ..... ............. ........... ........ ..... NOTE 4.000% UNITED STATES STL CORP NEW 5/1 912909 AE 8 6,299 3,000,000 PRN SOLE 3,000,000 ............................ ............. ............. ........ .......... ........ ..... ............. ........... ........ ..... UNITEDHEALTH GROUP INC COM 91324P 10 2 22,706 695,000 SH SOLE 695,000 ............................ ............. ............. ........ .......... ........ ..... ............. ........... ........ ..... VALE S A ADR 91912E 10 5 6,538 203,100 SH SOLE 203,100 ............................ ............. ............. ........ .......... ........ ..... ............. ....... ........ ..... VERISIGN INC COM 92343E 10 2 33,826 1,300,000 SH SOLE 1,300,000 ............................ ............. ............. ........ .......... ........ ..... ............. ........... ........ ..... VIRGIN MEDIA INC COM 92769L 10 1 25,890 1,500,000 SH SOLE 1,500,000 ............................ ............. ............. ........ .......... ........ ..... ............. ........... ........ ..... VIRGIN MEDIA INC COM 92769L 10 1 13,981 810,000 SH CALL SOLE 810,000 ............................ ............. ............. ........ .......... ........ ..... ............. ........... ........ ..... WELLS FARGO & CO NEW COM 949746 10 1 15,560 500,000 SH SOLE 500,000 ............................ ............. ............. ........ .......... ........ ..... ............. ........... ........ ..... WEYERHAEUSER CO COM 962166 10 4 31,689 700,000 SH SOLE 700,000 ............................ ............. ............. ........ .......... ........ ..... ............. .......... ........ ..... WILLIAMS COS INC DEL COM 969457 10 0 43,890 1,900,000 SH SOLE 1,900,000 ............................ ............. ............. ........ .......... ........ ..... ............. ........... ........ .....
-----END PRIVACY-ENHANCED MESSAGE-----