-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LhUzVJrTWBGIw6lXZ+kBUE6pHGhIlKjxqlfKPc/fuM/amCKtwnLB+KJ6/EI2n2os gc9Cq6NoEJ/y+QmLx/PUjA== 0001193125-10-122106.txt : 20100517 0001193125-10-122106.hdr.sgml : 20100517 20100517160537 ACCESSION NUMBER: 0001193125-10-122106 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100517 DATE AS OF CHANGE: 20100517 EFFECTIVENESS DATE: 20100517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CITADEL ADVISORS LLC CENTRAL INDEX KEY: 0001423053 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13183 FILM NUMBER: 10838551 BUSINESS ADDRESS: STREET 1: C/O CITADEL INVESTMENT GROUP II, L.L.C. STREET 2: 131 DEARBORN ST., 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 312-395-2100 MAIL ADDRESS: STREET 1: C/O CITADEL INVESTMENT GROUP II, L.L.C. STREET 2: 131 DEARBORN ST., 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 13F-HR 1 d13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: MARCH 31, 2010 Check here if Amendment [_]; Amendment Number: ______________ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CITADEL ADVISORS LLC Address: 131 SOUTH DEARBORN CHICAGO, IL 60603 13F File Number: 28-13183 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: PATRICIA A. STASNY Title: GLOBAL CONTROLLER Phone: (312) 395-4366 Signature, Place, and Date of Signing: /s/ PATRICIA A. STASNY CHICAGO, ILLINOIS 05/17/2010 - ------------------------------ ----------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 9,386 Form 13F Information Table Value Total: $46,108,491 (THOUSANDS) List of Other Included Managers: NO. FORM 13F FILE NUMBER NAME - --- -------------------- -------------------------------------- 1 28-13182 Citadel Holdings I LP
FORM 13F Page 1 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- 3 COM CORP CMN STOCK Cmn 885535104 156 20,234 Sh Shared-defined 1 20,234 3 COM CORP CMN STOCK Cmn 885535104 8 1,000 Sh Shared-defined -- 1,000 3 COM CORP CMN STOCK Cmn 885535954 132 17,200 Sh Put Shared-defined 1 17,200 3M CO Cmn 88579Y101 32,084 383,919 Sh Shared-defined -- 383,919 3M CO Cmn 88579Y901 18,519 221,600 Sh Call Shared-defined 1 221,600 3M CO Cmn 88579Y951 30,628 366,500 Sh Put Shared-defined 1 366,500 3M CO Cmn 88579Y901 9,945 119,000 Sh Call Shared-defined -- 119,000 3M CO Cmn 88579Y951 10,020 119,900 Sh Put Shared-defined -- 119,900 3PAR INC Cmn 88580F109 185 18,460 Sh Shared-defined 1 18,460 3PAR INC Cmn 88580F909 18 1,800 Sh Call Shared-defined 1 1,800 3PAR INC Cmn 88580F959 185 18,500 Sh Put Shared-defined 1 18,500 3PAR INC Cmn 88580F109 1,947 194,663 Sh Shared-defined -- 194,663 7 DAYS GROUP Depository HOLDINGS LT-ADR Receipt 81783J101 10 965 Sh Shared-defined 1 N/A 7 DAYS GROUP Depository HOLDINGS LT-ADR Receipt 81783J101 406 39,051 Sh Shared-defined -- N/A COLUMN TOTALS 104,243
FORM 13F Page 2 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- 8X8 INC CMN STOCK Cmn 282914100 19 13,110 Sh Shared-defined 1 13,110 99 CENTS ONLY STORES CMN STOCK Cmn 65440K906 241 14,800 Sh Call Shared-defined 1 14,800 99 CENTS ONLY STORES CMN STOCK Cmn 65440K956 324 19,900 Sh Put Shared-defined 1 19,900 99 CENTS ONLY STORES CMN STOCK Cmn 65440K106 457 28,027 Sh Shared-defined -- 28,027 A.O. SMITH CORP. COMMON STOCK Cmn 831865209 1,001 19,038 Sh Shared-defined -- 19,038 A123 SYSTEMS INC Cmn 03739T108 142 10,321 Sh Shared-defined 1 10,321 A123 SYSTEMS INC Cmn 03739T908 2,523 183,600 Sh Call Shared-defined 1 183,600 A123 SYSTEMS INC Cmn 03739T958 2,025 147,400 Sh Put Shared-defined 1 147,400 A123 SYSTEMS INC Cmn 03739T108 308 22,415 Sh Shared-defined -- 22,415 A123 SYSTEMS INC Cmn 03739T908 174 12,700 Sh Call Shared-defined -- 12,700 A123 SYSTEMS INC Cmn 03739T958 949 69,100 Sh Put Shared-defined -- 69,100 AAR CORP 1.75% CB 2/01/26 -REGISTERED Bond 000361AH8 28,605 27,652,000 Prn Shared-defined -- N/A AAR CORP CMN STK Cmn 000361905 1,092 44,000 Sh Call Shared-defined 1 44,000 AAR CORP CMN STK Cmn 000361955 400 16,100 Sh Put Shared-defined 1 16,100 COLUMN TOTALS 38,260
FORM 13F Page 3 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AAR CORP CMN STK Cmn 000361105 369 14,865 Sh Shared-defined -- 14,865 AARON'S INC Cmn 002535901 2,025 60,750 Sh Call Shared-defined 1 60,750 AARON'S INC Cmn 002535951 1,040 31,200 Sh Put Shared-defined 1 31,200 AARON'S INC Cmn 002535201 479 14,367 Sh Shared-defined -- 14,367 ABAXIS INC CMN STK Cmn 002567905 1,210 44,500 Sh Call Shared-defined 1 44,500 ABAXIS INC CMN STK Cmn 002567955 2,069 76,100 Sh Put Shared-defined 1 76,100 ABAXIS INC CMN STK Cmn 002567105 413 15,184 Sh Shared-defined 1 15,184 ABAXIS INC CMN STK Cmn 002567105 128 4,700 Sh Shared-defined -- 4,700 ABB LTD - SPONS Depository ADR 1:1 Receipt 000375204 202 9,250 Sh Shared-defined 1 N/A ABB LTD - SPONS Depository ADR 1:1 Receipt 000375204 103 4,714 Sh Shared-defined -- N/A ABBOTT LABS Cmn 002824900 23,743 450,700 Sh Call Shared-defined 1 450,700 ABBOTT LABS Cmn 002824950 18,991 360,500 Sh Put Shared-defined 1 360,500 ABBOTT LABS Cmn 002824900 6,264 118,900 Sh Call Shared-defined -- 118,900 ABBOTT LABS Cmn 002824950 8,813 167,300 Sh Put Shared-defined -- 167,300 COLUMN TOTALS 65,849
FORM 13F Page 4 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ABBOTT LABS Cmn 002824100 4,435 84,186 Sh Shared-defined 1 84,186 ABBOTT LABS Cmn 002824100 5,529 104,962 Sh Shared-defined -- 104,962 ABER DIAMOND CORPORATION CMN STOCK Cmn 41587B100 2 185 Sh Shared-defined 1 185 ABER DIAMOND CORPORATION CMN STOCK Cmn 41587B100 163 16,494 Sh Shared-defined -- 16,494 ABERCROMBIE & FITCH COMMON STOCK Cmn 002896907 20,173 442,000 Sh Call Shared-defined 1 442,000 ABERCROMBIE & FITCH COMMON STOCK Cmn 002896957 15,668 343,300 Sh Put Shared-defined 1 343,300 ABERCROMBIE & FITCH COMMON STOCK Cmn 002896907 9,886 216,600 Sh Call Shared-defined -- 216,600 ABERCROMBIE & FITCH COMMON STOCK Cmn 002896957 5,080 111,300 Sh Put Shared-defined -- 111,300 ABERCROMBIE & FITCH COMMON STOCK Cmn 002896207 35,932 787,281 Sh Shared-defined -- 787,281 ABERDEN ASIA-PACIFIC PRIME INCOME FUND Cmn 003009107 67 10,314 Sh Shared-defined 1 10,314 ABIOMED INC CMN STK Cmn 003654900 463 44,800 Sh Call Shared-defined 1 44,800 ABIOMED INC CMN STK Cmn 003654950 242 23,400 Sh Put Shared-defined 1 23,400 ABIOMED INC CMN STK Cmn 003654100 314 30,352 Sh Shared-defined -- 30,352 ABRAXAS PETROLEUM CORP/NV CMN STK Cmn 003830906 10 5,000 Sh Call Shared-defined 1 5,000 COLUMN TOTALS 97,964
FORM 13F Page 5 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ABRAXAS PETROLEUM CORP/NV CMN STK Cmn 003830106 5 2,853 Sh Shared-defined 1 2,853 ABRAXAS PETROLEUM CORP/NV CMN STK Cmn 003830106 7 3,400 Sh Shared-defined -- 3,400 ABRAXIS BIOSCIENCE INC Cmn 00383Y102 3,849 74,383 Sh Shared-defined -- 74,383 ACADIA PHARMACEUTICALS, INC. Cmn 004225958 3 2,100 Sh Put Shared-defined 1 2,100 ACADIA PHARMACEUTICALS, INC. Cmn 004225108 15 9,813 Sh Shared-defined 1 9,813 ACADIA REALTY TRUST CMN STK Cmn 004239109 245 13,730 Sh Shared-defined -- 13,730 ACCENTURE PLC Cmn G1151C101 14 336 Sh Shared-defined 1 336 ACCENTURE PLC Cmn G1151C901 7,983 190,300 Sh Call Shared-defined 1 190,300 ACCENTURE PLC Cmn G1151C951 6,586 157,000 Sh Put Shared-defined 1 157,000 ACCENTURE PLC Cmn G1151C101 24,368 580,883 Sh Shared-defined -- 580,883 ACCENTURE PLC Cmn G1151C901 12,602 300,400 Sh Call Shared-defined -- 300,400 ACCENTURE PLC Cmn G1151C951 579 13,800 Sh Put Shared-defined -- 13,800 ACCO BRANDS COMMON STOCK Cmn 00081T108 8 1,023 Sh Shared-defined 1 1,023 ACCO BRANDS COMMON STOCK Cmn 00081T108 74 9,645 Sh Shared-defined -- 9,645 COLUMN TOTALS 56,338
FORM 13F Page 6 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ACCURAY INC Cmn 004397105 56 9,137 Sh Shared-defined 1 9,137 ACCURAY INC Cmn 004397905 62 10,100 Sh Call Shared-defined 1 10,100 ACCURAY INC Cmn 004397955 40 6,600 Sh Put Shared-defined 1 6,600 ACCURAY INC Cmn 004397105 121 19,896 Sh Shared-defined -- 19,896 ACE LTD CMN STOCK Cmn H0023R905 2,861 54,700 Sh Call Shared-defined 1 54,700 ACE LTD CMN STOCK Cmn H0023R955 3,494 66,800 Sh Put Shared-defined 1 66,800 ACE LTD CMN STOCK Cmn H0023R905 277 5,300 Sh Call Shared-defined -- 5,300 ACE LTD CMN STOCK Cmn H0023R955 727 13,900 Sh Put Shared-defined -- 13,900 ACE LTD CMN STOCK Cmn H0023R105 49 941 Sh Shared-defined 1 941 ACE LTD CMN STOCK Cmn H0023R105 110,933 2,121,091 Sh Shared-defined -- 2,121,091 ACME PACKET INC Cmn 004764106 1,192 61,851 Sh Shared-defined 1 61,851 ACME PACKET INC Cmn 004764906 118 6,100 Sh Call Shared-defined 1 6,100 ACME PACKET INC Cmn 004764956 1,379 71,500 Sh Put Shared-defined 1 71,500 ACME PACKET INC Cmn 004764106 202 10,470 Sh Shared-defined -- 10,470 COLUMN TOTALS 121,511
FORM 13F Page 7 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ACME PACKET INC Cmn 004764906 42 2,200 Sh Call Shared-defined -- 2,200 ACORDA THERAPEUTICS ORD Cmn 00484M906 4,877 142,600 Sh Call Shared-defined 1 142,600 ACORDA THERAPEUTICS ORD Cmn 00484M956 6,515 190,500 Sh Put Shared-defined 1 190,500 ACORDA THERAPEUTICS ORD Cmn 00484M106 46 1,359 Sh Shared-defined 1 1,359 ACORDA THERAPEUTICS ORD Cmn 00484M106 559 16,337 Sh Shared-defined -- 16,337 ACORN INTERNATIONAL Depository INC-ADR Receipt 004854105 71 14,245 Sh Shared-defined 1 N/A ACORN INTERNATIONAL Depository INC-ADR Receipt 004854105 126 25,245 Sh Shared-defined -- N/A ACTIVISION BLIZZARD INC Cmn 00507V109 4,249 352,336 Sh Shared-defined 1 352,336 ACTIVISION BLIZZARD INC Cmn 00507V909 3,181 263,800 Sh Call Shared-defined 1 263,800 ACTIVISION BLIZZARD INC Cmn 00507V959 4,720 391,400 Sh Put Shared-defined 1 391,400 ACTIVISION BLIZZARD INC Cmn 00507V109 4,888 405,302 Sh Shared-defined -- 405,302 ACTIVISION BLIZZARD INC Cmn 00507V909 205 17,000 Sh Call Shared-defined -- 17,000 ACTIVISION BLIZZARD INC Cmn 00507V959 259 21,500 Sh Put Shared-defined -- 21,500 ACTUANT CORPORATION 2% CB 11/15/23 - -REGISTERED Bond 00508XAB0 16,161 15,000,000 Prn Shared-defined -- N/A COLUMN TOTALS 45,899
FORM 13F Page 8 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ACTUANT CORPORATION -CL A CMN STK Cmn 00508X903 616 31,500 Sh Call Shared-defined 1 31,500 ACTUANT CORPORATION -CL A CMN STK Cmn 00508X953 86 4,400 Sh Put Shared-defined 1 4,400 ACTUANT CORPORATION -CL A CMN STK Cmn 00508X203 -- 1 Sh Shared-defined -- 1 ACTUATE CORP CMN STOCK Cmn 00508B102 48 8,611 Sh Shared-defined 1 8,611 ACTUATE CORP CMN STOCK Cmn 00508B102 91 16,229 Sh Shared-defined -- 16,229 ACUITY BRANDS INC CMN STOCK Cmn 00508Y902 1,891 44,800 Sh Call Shared-defined 1 44,800 ACUITY BRANDS INC CMN STOCK Cmn 00508Y952 924 21,900 Sh Put Shared-defined 1 21,900 ACUITY BRANDS INC CMN STOCK Cmn 00508Y102 392 9,289 Sh Shared-defined -- 9,289 ACXIOM CORP CMN STK Cmn 005125909 816 45,500 Sh Call Shared-defined 1 45,500 ACXIOM CORP CMN STK Cmn 005125959 149 8,300 Sh Put Shared-defined 1 8,300 ACXIOM CORP CMN STK Cmn 005125109 74 4,137 Sh Shared-defined 1 4,137 ADAPTEC INC CMN STK Cmn 00651F108 15 4,471 Sh Shared-defined 1 4,471 ADAPTEC INC CMN STK Cmn 00651F108 42 12,696 Sh Shared-defined -- 12,696 ADC TELECOMMUNICATIONS 3.5% CB 7/15/2017 - - REGISTE Bond 000886AF8 15,101 20,150,000 Prn Shared-defined -- N/A COLUMN TOTALS 20,245
FORM 13F Page 9 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ADC TELECOMMUNICATIONS INC CMN STK Cmn 000886909 311 42,600 Sh Call Shared-defined 1 42,600 ADC TELECOMMUNICATIONS INC CMN STK Cmn 000886959 412 56,300 Sh Put Shared-defined 1 56,300 ADC TELECOMMUNICATIONS INC CMN STK Cmn 000886309 522 71,463 Sh Shared-defined -- 71,463 ADMINISTAFF INC CMN STOCK Cmn 007094905 446 20,900 Sh Call Shared-defined 1 20,900 ADMINISTAFF INC CMN STOCK Cmn 007094955 824 38,600 Sh Put Shared-defined 1 38,600 ADMINISTAFF INC CMN STOCK Cmn 007094105 449 21,018 Sh Shared-defined 1 21,018 ADMINISTAFF INC CMN STOCK Cmn 007094105 246 11,534 Sh Shared-defined -- 11,534 ADOBE SYSTEMS COMMON STOCK Cmn 00724F101 471 13,305 Sh Shared-defined 1 13,305 ADOBE SYSTEMS COMMON STOCK Cmn 00724F101 17,890 505,790 Sh Shared-defined -- 505,790 ADOBE SYSTEMS COMMON STOCK Cmn 00724F901 15,467 437,300 Sh Call Shared-defined 1 437,300 ADOBE SYSTEMS COMMON STOCK Cmn 00724F951 15,064 425,900 Sh Put Shared-defined 1 425,900 ADOBE SYSTEMS COMMON STOCK Cmn 00724F901 28,625 809,300 Sh Call Shared-defined -- 809,300 ADOBE SYSTEMS COMMON STOCK Cmn 00724F951 6,989 197,600 Sh Put Shared-defined -- 197,600 ADTRAN INC CMN STOCK Cmn 00738A906 1,947 73,900 Sh Call Shared-defined 1 73,900 COLUMN TOTALS 89,663
FORM 13F Page 10 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ADTRAN INC CMN STOCK Cmn 00738A956 295 11,200 Sh Put Shared-defined 1 11,200 ADTRAN INC CMN STOCK Cmn 00738A106 722 27,395 Sh Shared-defined -- 27,395 ADVANCE AUTO PARTS INC CMN STK Cmn 00751Y906 834 19,900 Sh Call Shared-defined 1 19,900 ADVANCE AUTO PARTS INC CMN STK Cmn 00751Y956 964 23,000 Sh Put Shared-defined 1 23,000 ADVANCE AUTO PARTS INC CMN STK Cmn 00751Y956 101 2,400 Sh Put Shared-defined -- 2,400 ADVANCE AUTO PARTS INC CMN STK Cmn 00751Y106 116 2,777 Sh Shared-defined 1 2,777 ADVANCE AUTO PARTS INC CMN STK Cmn 00751Y106 1,706 40,697 Sh Shared-defined -- 40,697 ADVANCED ANALOGIC TECHNOLOGIES INC COMMON STOCK Cmn 00752J108 46 13,147 Sh Shared-defined -- 13,147 ADVANCED BATTERY TECHNOLOGIES INC COMMON STOCK Cmn 00752H902 41 10,600 Sh Call Shared-defined 1 10,600 ADVANCED BATTERY TECHNOLOGIES INC COMMON STOCK Cmn 00752H952 136 34,900 Sh Put Shared-defined 1 34,900 ADVANCED BATTERY TECHNOLOGIES INC COMMON STOCK Cmn 00752H102 100 25,627 Sh Shared-defined 1 25,627 ADVANCED BATTERY TECHNOLOGIES INC COMMON STOCK Cmn 00752H102 7 1,800 Sh Shared-defined -- 1,800 ADVANCED ENERGY INDS INC CMN STOCK Cmn 007973100 348 21,036 Sh Shared-defined 1 21,036 ADVANCED ENERGY INDS INC CMN STOCK Cmn 007973100 5,498 332,030 Sh Shared-defined -- 332,030 COLUMN TOTALS 10,914
FORM 13F Page 11 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ADVANCED ENERGY INDS INC CMN STOCK Cmn 007973900 13 800 Sh Call Shared-defined 1 800 ADVANCED ENERGY INDS INC CMN STOCK Cmn 007973950 493 29,800 Sh Put Shared-defined 1 29,800 ADVANCED MICRO DEVICES NYSE Cmn 007903107 2,108 227,415 Sh Shared-defined 1 227,415 ADVANCED MICRO DEVICES NYSE Cmn 007903107 5,064 546,305 Sh Shared-defined -- 546,305 ADVANCED MICRO DEVICES NYSE Cmn 007903907 3,738 403,200 Sh Call Shared-defined 1 403,200 ADVANCED MICRO DEVICES NYSE Cmn 007903957 9,669 1,043,000 Sh Put Shared-defined 1 1,043,000 ADVANCED MICRO DEVICES NYSE Cmn 007903907 193 20,800 Sh Call Shared-defined -- 20,800 ADVANCED MICRO DEVICES NYSE Cmn 007903957 1,646 177,600 Sh Put Shared-defined -- 177,600 ADVANTAGE ENERGY INCOME FUND COMMON STOCK Cmn 00765F101 71 10,448 Sh Shared-defined 1 10,448 ADVANTAGE ENERGY INCOME FUND COMMON STOCK Cmn 00765F901 439 64,700 Sh Call Shared-defined 1 64,700 ADVANTAGE ENERGY INCOME FUND COMMON STOCK Cmn 00765F951 124 18,200 Sh Put Shared-defined 1 18,200 AECOM TECHNOLOGY CORP Cmn 00766T900 1,016 35,800 Sh Call Shared-defined 1 35,800 AECOM TECHNOLOGY CORP Cmn 00766T950 165 5,800 Sh Put Shared-defined 1 5,800 AECOM TECHNOLOGY CORP Cmn 00766T100 69 2,424 Sh Shared-defined -- 2,424 COLUMN TOTALS 24,808
FORM 13F Page 12 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AECOM TECHNOLOGY CORP Cmn 00766T900 68 2,400 Sh Call Shared-defined -- 2,400 AEGEAN MARINE PETROLEUM NETWORK INC CMN STK Cmn Y0017S902 908 32,000 Sh Call Shared-defined 1 32,000 AEGEAN MARINE PETROLEUM NETWORK INC CMN STK Cmn Y0017S952 863 30,400 Sh Put Shared-defined 1 30,400 AEGEAN MARINE PETROLEUM NETWORK INC CMN STK Cmn Y0017S902 17 600 Sh Call Shared-defined -- 600 AEGEAN MARINE PETROLEUM NETWORK INC CMN STK Cmn Y0017S952 406 14,300 Sh Put Shared-defined -- 14,300 AEGEAN MARINE PETROLEUM NETWORK INC CMN STK Cmn Y0017S102 5 166 Sh Shared-defined 1 166 AEGEAN MARINE PETROLEUM NETWORK INC CMN STK Cmn Y0017S102 33,519 1,181,091 Sh Shared-defined -- 1,181,091 AEGON NV ADR USD Depository 1:1 Receipt 007924103 120 17,634 Sh Shared-defined 1 N/A AEGON NV ADR USD Depository 1:1 Receipt 007924103 139 20,352 Sh Shared-defined -- N/A AERCAP HOLDINGS NV Cmn N00985106 744 64,613 Sh Shared-defined 1 64,613 AERCAP HOLDINGS NV Cmn N00985906 182 15,800 Sh Call Shared-defined 1 15,800 AERCAP HOLDINGS NV Cmn N00985956 408 35,400 Sh Put Shared-defined 1 35,400 AEROPOSTALE INC CMN STK Cmn 007865908 10,914 378,550 Sh Call Shared-defined 1 378,550 AEROPOSTALE INC CMN STK Cmn 007865958 8,268 286,800 Sh Put Shared-defined 1 286,800 COLUMN TOTALS 56,561
FORM 13F Page 13 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AEROPOSTALE INC CMN STK Cmn 007865908 4,303 149,250 Sh Call Shared-defined -- 149,250 AEROPOSTALE INC CMN STK Cmn 007865958 3,204 111,150 Sh Put Shared-defined -- 111,150 AEROPOSTALE INC CMN STK Cmn 007865108 2,283 79,176 Sh Shared-defined -- 79,176 AEROVIRONMENT INC Cmn 008073108 209 7,988 Sh Shared-defined 1 7,988 AEROVIRONMENT INC Cmn 008073908 1,225 46,900 Sh Call Shared-defined 1 46,900 AEROVIRONMENT INC Cmn 008073958 418 16,000 Sh Put Shared-defined 1 16,000 AEROVIRONMENT INC Cmn 008073108 42 1,600 Sh Shared-defined -- 1,600 AEROVIRONMENT INC Cmn 008073908 650 24,900 Sh Call Shared-defined -- 24,900 AEROVIRONMENT INC Cmn 008073958 366 14,000 Sh Put Shared-defined -- 14,000 AES CORP COMMON STOCK Cmn 00130H105 1,568 142,531 Sh Shared-defined 1 142,531 AES CORP COMMON STOCK Cmn 00130H105 677 61,515 Sh Shared-defined -- 61,515 AES CORP COMMON STOCK Cmn 00130H905 151 13,700 Sh Call Shared-defined 1 13,700 AES CORP COMMON STOCK Cmn 00130H955 1,509 137,200 Sh Put Shared-defined 1 137,200 AES CORP COMMON STOCK Cmn 00130H905 1 100 Sh Call Shared-defined -- 100 COLUMN TOTALS 16,606
FORM 13F Page 14 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AES CORP COMMON STOCK Cmn 00130H955 279 25,400 Sh Put Shared-defined -- 25,400 AETNA INC - NEW Cmn 00817Y108 3,214 91,549 Sh Shared-defined 1 91,549 AETNA INC - NEW Cmn 00817Y108 23,590 671,899 Sh Shared-defined -- 671,899 AETNA INC - NEW Cmn 00817Y908 11,520 328,100 Sh Call Shared-defined 1 328,100 AETNA INC - NEW Cmn 00817Y958 13,359 380,500 Sh Put Shared-defined 1 380,500 AETNA INC - NEW Cmn 00817Y908 7,794 222,000 Sh Call Shared-defined -- 222,000 AETNA INC - NEW Cmn 00817Y958 4,045 115,200 Sh Put Shared-defined -- 115,200 AFFILIATED MANAGERS GRP INC CMN STOCK Cmn 008252908 5,957 75,400 Sh Call Shared-defined 1 75,400 AFFILIATED MANAGERS GRP INC CMN STOCK Cmn 008252958 2,236 28,300 Sh Put Shared-defined 1 28,300 AFFILIATED MANAGERS GRP INC CMN STOCK Cmn 008252908 506 6,400 Sh Call Shared-defined -- 6,400 AFFILIATED MANAGERS GRP INC CMN STOCK Cmn 008252958 24 300 Sh Put Shared-defined -- 300 AFFILIATED MANAGERS GRP INC CMN STOCK Cmn 008252108 5,709 72,262 Sh Shared-defined -- 72,262 AFFYMETRIX INC COM STK Cmn 00826T908 167 22,700 Sh Call Shared-defined 1 22,700 AFFYMETRIX INC COM STK Cmn 00826T958 249 33,900 Sh Put Shared-defined 1 33,900 COLUMN TOTALS 78,649
FORM 13F Page 15 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AFFYMETRIX INC COM STK Cmn 00826T108 11 1,493 Sh Shared-defined 1 1,493 AFFYMETRIX INC COM STK Cmn 00826T108 28 3,800 Sh Shared-defined -- 3,800 AFLAC INC Cmn 001055902 10,380 191,200 Sh Call Shared-defined 1 191,200 AFLAC INC Cmn 001055952 18,106 333,500 Sh Put Shared-defined 1 333,500 AFLAC INC Cmn 001055102 23,308 429,329 Sh Shared-defined -- 429,329 AFLAC INC Cmn 001055902 2,101 38,700 Sh Call Shared-defined -- 38,700 AFLAC INC Cmn 001055952 233 4,300 Sh Put Shared-defined -- 4,300 AGCO 1.75% CB 12/31/33 SERIES B- REGISTERED Bond 001084AL6 39,645 24,500,000 Prn Shared-defined -- N/A AGCO CORP 1.25% CB 12/15/2036-REGISTERED Bond 001084AM4 7,218 6,500,000 Prn Shared-defined -- N/A AGCO CORP. COMMON STOCK Cmn 001084102 112 3,134 Sh Shared-defined 1 3,134 AGCO CORP. COMMON STOCK Cmn 001084102 546 15,219 Sh Shared-defined -- 15,219 AGCO CORP. COMMON STOCK Cmn 001084902 1,535 42,800 Sh Call Shared-defined 1 42,800 AGCO CORP. COMMON STOCK Cmn 001084952 2,852 79,500 Sh Put Shared-defined 1 79,500 AGFEED INDUSTRIES INC Cmn 00846L101 339 77,213 Sh Shared-defined 1 77,213 COLUMN TOTALS 106,414
FORM 13F Page 16 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AGFEED INDUSTRIES INC Cmn 00846L901 526 119,800 Sh Call Shared-defined 1 119,800 AGFEED INDUSTRIES INC Cmn 00846L951 519 118,300 Sh Put Shared-defined 1 118,300 AGFEED INDUSTRIES INC Cmn 00846L101 -- 15 Sh Shared-defined -- 15 AGILENT TECHNOLOGIES INC CMN STK Cmn 00846U901 11,699 340,200 Sh Call Shared-defined 1 340,200 AGILENT TECHNOLOGIES INC CMN STK Cmn 00846U951 4,643 135,000 Sh Put Shared-defined 1 135,000 AGILENT TECHNOLOGIES INC CMN STK Cmn 00846U901 4,416 128,400 Sh Call Shared-defined -- 128,400 AGILENT TECHNOLOGIES INC CMN STK Cmn 00846U951 574 16,700 Sh Put Shared-defined -- 16,700 AGILENT TECHNOLOGIES INC CMN STK Cmn 00846U101 234 6,796 Sh Shared-defined 1 6,796 AGILENT TECHNOLOGIES INC CMN STK Cmn 00846U101 14,126 410,755 Sh Shared-defined -- 410,755 AGNICO EAGLE - NYSE CMN STOCK Cmn 008474108 5,416 97,284 Sh Shared-defined 1 97,284 AGNICO EAGLE - NYSE CMN STOCK Cmn 008474108 3,432 61,656 Sh Shared-defined -- 61,656 AGNICO EAGLE - NYSE CMN STOCK Cmn 008474908 12,431 223,300 Sh Call Shared-defined 1 223,300 AGNICO EAGLE - NYSE CMN STOCK Cmn 008474958 19,039 342,000 Sh Put Shared-defined 1 342,000 AGNICO EAGLE - NYSE CMN STOCK Cmn 008474908 946 17,000 Sh Call Shared-defined -- 17,000 COLUMN TOTALS 78,001
FORM 13F Page 17 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AGNICO EAGLE - NYSE CMN STOCK Cmn 008474958 5,066 91,000 Sh Put Shared-defined -- 91,000 AGRIUM COMMON Cmn 008916108 589 8,342 Sh Shared-defined 1 8,342 AGRIUM COMMON Cmn 008916908 11,499 162,800 Sh Call Shared-defined 1 162,800 AGRIUM COMMON Cmn 008916958 16,485 233,400 Sh Put Shared-defined 1 233,400 AGRIUM COMMON Cmn 008916908 2,020 28,600 Sh Call Shared-defined -- 28,600 AGRIUM COMMON Cmn 008916958 3,560 50,400 Sh Put Shared-defined -- 50,400 AIR METHODS CORP CMN STK Cmn 009128307 4 110 Sh Shared-defined -- 110 AIR METHODS CORP CMN STK Cmn 009128907 996 29,300 Sh Call Shared-defined 1 29,300 AIR METHODS CORP CMN STK Cmn 009128957 1,176 34,600 Sh Put Shared-defined 1 34,600 AIR PRODS & CHEMS INC Cmn 009158106 933 12,613 Sh Shared-defined 1 12,613 AIR PRODS & CHEMS INC Cmn 009158106 539 7,284 Sh Shared-defined -- 7,284 AIR PRODS & CHEMS INC Cmn 009158906 3,416 46,200 Sh Call Shared-defined 1 46,200 AIR PRODS & CHEMS INC Cmn 009158956 3,845 52,000 Sh Put Shared-defined 1 52,000 AIR PRODS & CHEMS INC Cmn 009158906 584 7,900 Sh Call Shared-defined -- 7,900 COLUMN TOTALS 50,712
FORM 13F Page 18 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AIR PRODS & CHEMS INC Cmn 009158956 547 7,400 Sh Put Shared-defined -- 7,400 AIR TRANSPORT SERVICES GROUP I Cmn 00922R105 4 1,061 Sh Shared-defined 1 1,061 AIR TRANSPORT SERVICES GROUP I Cmn 00922R105 61 18,099 Sh Shared-defined -- 18,099 AIRCASTLE COMMON STOCK Cmn G0129K104 70 7,439 Sh Shared-defined 1 7,439 AIRCASTLE COMMON STOCK Cmn G0129K104 420 44,355 Sh Shared-defined -- 44,355 AIRCASTLE COMMON STOCK Cmn G0129K904 82 8,700 Sh Call Shared-defined 1 8,700 AIRCASTLE COMMON STOCK Cmn G0129K954 164 17,300 Sh Put Shared-defined 1 17,300 AIRGAS INC CMN STK Cmn 009363902 585 9,200 Sh Call Shared-defined 1 9,200 AIRGAS INC CMN STK Cmn 009363952 4,803 75,500 Sh Put Shared-defined 1 75,500 AIRGAS INC CMN STK Cmn 009363102 4,220 66,327 Sh Shared-defined 1 66,327 AIRTRAN HOLDINGS 5.5% CB 4/15/15 - REGISTERED Bond 00949PAC2 16,988 11,220,000 Prn Shared-defined -- N/A AIRTRAN HOLDINGS INC CMN STOCK Cmn 00949P908 94 18,500 Sh Call Shared-defined 1 18,500 AIRTRAN HOLDINGS INC CMN STOCK Cmn 00949P958 800 157,400 Sh Put Shared-defined 1 157,400 AIRTRAN HOLDINGS INC CMN STOCK Cmn 00949P908 76 15,000 Sh Call Shared-defined -- 15,000 COLUMN TOTALS 28,914
FORM 13F Page 19 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AIRTRAN HOLDINGS INC CMN STOCK Cmn 00949P958 64 12,500 Sh Put Shared-defined -- 12,500 AIRTRAN HOLDINGS INC CMN STOCK Cmn 00949P108 724 142,524 Sh Shared-defined 1 142,524 AIRTRAN HOLDINGS INC CMN STOCK Cmn 00949P108 66 13,068 Sh Shared-defined -- 13,068 AIXTRON AG WHEN ISSUED SPON ADR Depository 1:1 COMMON Receipt 009606104 573 16,062 Sh Shared-defined 1 N/A AIXTRON AG WHEN ISSUED SPON ADR Depository 1:1 COMMON Receipt 009606104 151 4,230 Sh Shared-defined -- N/A AK STEEL COMMON STOCK Cmn 001547108 489 21,388 Sh Shared-defined 1 21,388 AK STEEL COMMON STOCK Cmn 001547108 301 13,151 Sh Shared-defined -- 13,151 AK STEEL COMMON STOCK Cmn 001547908 6,504 284,500 Sh Call Shared-defined 1 284,500 AK STEEL COMMON STOCK Cmn 001547958 7,587 331,900 Sh Put Shared-defined 1 331,900 AK STEEL COMMON STOCK Cmn 001547908 2,446 107,000 Sh Call Shared-defined -- 107,000 AK STEEL COMMON STOCK Cmn 001547958 1,815 79,400 Sh Put Shared-defined -- 79,400 AKAMAI TECHNOLOGIES INC CMN STOCK Cmn 00971T901 11,242 357,900 Sh Call Shared-defined 1 357,900 AKAMAI TECHNOLOGIES INC CMN STOCK Cmn 00971T951 11,292 359,500 Sh Put Shared-defined 1 359,500 AKAMAI TECHNOLOGIES INC CMN STOCK Cmn 00971T901 2,833 90,200 Sh Call Shared-defined -- 90,200 COLUMN TOTALS 46,087
FORM 13F Page 20 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AKAMAI TECHNOLOGIES INC CMN STOCK Cmn 00971T951 719 22,900 Sh Put Shared-defined -- 22,900 AKAMAI TECHNOLOGIES INC CMN STOCK Cmn 00971T101 220 7,020 Sh Shared-defined 1 7,020 AKAMAI TECHNOLOGIES INC CMN STOCK Cmn 00971T101 97 3,093 Sh Shared-defined -- 3,093 AKEENA SOLAR INC CMN STK Cmn 009720903 18 17,400 Sh Call Shared-defined 1 17,400 AKEENA SOLAR INC CMN STK Cmn 009720953 9 8,400 Sh Put Shared-defined 1 8,400 AKEENA SOLAR INC CMN STK Cmn 009720103 4 3,623 Sh Shared-defined -- 3,623 ALASKA AIR GROUP COMMON STOCK ALK Cmn 011659909 1,517 36,800 Sh Call Shared-defined 1 36,800 ALASKA AIR GROUP COMMON STOCK ALK Cmn 011659959 2,346 56,900 Sh Put Shared-defined 1 56,900 ALASKA AIR GROUP COMMON STOCK ALK Cmn 011659109 76 1,845 Sh Shared-defined 1 1,845 ALASKA AIR GROUP COMMON STOCK ALK Cmn 011659109 110 2,679 Sh Shared-defined -- 2,679 ALBEMARLE CORP CMN STK Cmn 012653901 2,596 60,900 Sh Call Shared-defined 1 60,900 ALBEMARLE CORP CMN STK Cmn 012653951 563 13,200 Sh Put Shared-defined 1 13,200 ALBEMARLE CORP CMN STK Cmn 012653101 13 315 Sh Shared-defined -- 315 ALBERTO CULVER CO Cmn 013078100 25 969 Sh Shared-defined 1 969 COLUMN TOTALS 8,313
FORM 13F Page 21 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ALBERTO CULVER CO Cmn 013078900 78 3,000 Sh Call Shared-defined 1 3,000 ALBERTO CULVER CO Cmn 013078100 22,658 866,450 Sh Shared-defined -- 866,450 ALCATEL - ADR Depository Receipt 013904305 199 63,650 Sh Shared-defined 1 N/A ALCATEL - ADR Depository Receipt 013904305 1,251 400,988 Sh Shared-defined -- N/A ALCOA 5.25% CB 3/15/14-REGISTERED Bond 013817AT8 71,470 30,960,000 Prn Shared-defined -- N/A ALCOA INC CMN STOCK Cmn 013817101 14,192 996,600 Sh Shared-defined 1 996,600 ALCOA INC CMN STOCK Cmn 013817101 7,062 495,940 Sh Shared-defined -- 495,940 ALCOA INC CMN STOCK Cmn 013817901 12,003 842,900 Sh Call Shared-defined 1 842,900 ALCOA INC CMN STOCK Cmn 013817951 29,145 2,046,700 Sh Put Shared-defined 1 2,046,700 ALCOA INC CMN STOCK Cmn 013817901 1,044 73,300 Sh Call Shared-defined -- 73,300 ALCOA INC CMN STOCK Cmn 013817951 6,513 457,400 Sh Put Shared-defined -- 457,400 ALCON INC Cmn H01301902 78,292 484,600 Sh Call Shared-defined 1 484,600 ALCON INC Cmn H01301952 52,459 324,700 Sh Put Shared-defined 1 324,700 ALCON INC Cmn H01301102 129 796 Sh Shared-defined -- 796 COLUMN TOTALS 296,495
FORM 13F Page 22 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ALDABRA 2 ACQUISITION C-CW11 Wt 09746Y113 1 2,500 Shared-defined 1 N/A ALEXANDER & BALDWIN INC CMN STK Cmn 014482903 516 15,600 Sh Call Shared-defined 1 15,600 ALEXANDER & BALDWIN INC CMN STK Cmn 014482953 198 6,000 Sh Put Shared-defined 1 6,000 ALEXANDER & BALDWIN INC CMN STK Cmn 014482103 178 5,400 Sh Shared-defined 1 5,400 ALEXANDER & BALDWIN INC CMN STK Cmn 014482103 1,548 46,836 Sh Shared-defined -- 46,836 ALEXANDRIA RE EQUITIES INC CMN STOCK Cmn 015271909 3,759 55,600 Sh Call Shared-defined 1 55,600 ALEXANDRIA RE EQUITIES INC CMN STOCK Cmn 015271959 2,738 40,500 Sh Put Shared-defined 1 40,500 ALEXANDRIA RE EQUITIES INC CMN STOCK Cmn 015271909 1,379 20,400 Sh Call Shared-defined -- 20,400 ALEXANDRIA RE EQUITIES INC CMN STOCK Cmn 015271959 1,197 17,700 Sh Put Shared-defined -- 17,700 ALEXANDRIA RE EQUITIES INC CMN STOCK Cmn 015271109 14,937 220,962 Sh Shared-defined -- 220,962 ALEXION PHARMACEUTICALS INC CMN STOCK Cmn 015351909 2,414 44,400 Sh Call Shared-defined 1 44,400 ALEXION PHARMACEUTICALS INC CMN STOCK Cmn 015351959 2,969 54,600 Sh Put Shared-defined 1 54,600 ALEXION PHARMACEUTICALS INC CMN STOCK Cmn 015351109 129 2,378 Sh Shared-defined 1 2,378 ALEXION PHARMACEUTICALS INC CMN STOCK Cmn 015351109 22,609 415,835 Sh Shared-defined -- 415,835 COLUMN TOTALS 54,572
FORM 13F Page 23 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ALIGN TECHNOLOGY INC. Cmn 016255901 758 39,200 Sh Call Shared-defined 1 39,200 ALIGN TECHNOLOGY INC. Cmn 016255951 408 21,100 Sh Put Shared-defined 1 21,100 ALIGN TECHNOLOGY INC. Cmn 016255901 447 23,100 Sh Call Shared-defined -- 23,100 ALIGN TECHNOLOGY INC. Cmn 016255951 56 2,900 Sh Put Shared-defined -- 2,900 ALKERMES INC CMN STK Cmn 01642T908 392 30,200 Sh Call Shared-defined 1 30,200 ALKERMES INC CMN STK Cmn 01642T958 1,322 101,900 Sh Put Shared-defined 1 101,900 ALKERMES INC CMN STK Cmn 01642T108 464 35,749 Sh Shared-defined 1 35,749 ALKERMES INC CMN STK Cmn 01642T108 3,237 249,585 Sh Shared-defined -- 249,585 ALLEGHENY ENERGY INC CMN STK Cmn 017361106 37 1,587 Sh Shared-defined 1 1,587 ALLEGHENY ENERGY INC CMN STK Cmn 017361906 396 17,200 Sh Call Shared-defined 1 17,200 ALLEGHENY ENERGY INC CMN STK Cmn 017361956 161 7,000 Sh Put Shared-defined 1 7,000 ALLEGHENY TECHNOLOGIES INC 4.25% CB 6/1/2014-REGIS Bond 01741RAD4 22,103 15,000,000 Prn Shared-defined -- N/A ALLEGHENY TECHNOLOGIES INC. CMN STK Cmn 01741R102 191 3,533 Sh Shared-defined 1 3,533 ALLEGHENY TECHNOLOGIES INC. CMN STK Cmn 01741R102 4,301 79,671 Sh Shared-defined -- 79,671 COLUMN TOTALS 34,273
FORM 13F Page 24 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ALLEGHENY TECHNOLOGIES INC. CMN STK Cmn 01741R902 10,393 192,500 Sh Call Shared-defined 1 192,500 ALLEGHENY TECHNOLOGIES INC. CMN STK Cmn 01741R952 13,390 248,000 Sh Put Shared-defined 1 248,000 ALLEGHENY TECHNOLOGIES INC. CMN STK Cmn 01741R902 3,990 73,900 Sh Call Shared-defined -- 73,900 ALLEGHENY TECHNOLOGIES INC. CMN STK Cmn 01741R952 4,719 87,400 Sh Put Shared-defined -- 87,400 ALLEGIANT TRAVEL CO COMMON STOCK Cmn 01748X902 1,539 26,600 Sh Call Shared-defined 1 26,600 ALLEGIANT TRAVEL CO COMMON STOCK Cmn 01748X952 3,373 58,300 Sh Put Shared-defined 1 58,300 ALLEGIANT TRAVEL CO COMMON STOCK Cmn 01748X102 2,280 39,401 Sh Shared-defined 1 39,401 ALLEGIANT TRAVEL CO COMMON STOCK Cmn 01748X102 53,004 916,080 Sh Shared-defined -- 916,080 ALLERGAN INC Cmn 018490102 2,049 31,375 Sh Shared-defined 1 31,375 ALLERGAN INC Cmn 018490902 4,723 72,300 Sh Call Shared-defined 1 72,300 ALLERGAN INC Cmn 018490952 10,138 155,200 Sh Put Shared-defined 1 155,200 ALLERGAN INC Cmn 018490102 38,432 588,363 Sh Shared-defined -- 588,363 ALLERGAN INC Cmn 018490902 1,894 29,000 Sh Call Shared-defined -- 29,000 ALLERGAN INC Cmn 018490952 3,410 52,200 Sh Put Shared-defined -- 52,200 COLUMN TOTALS 153,334
FORM 13F Page 25 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ALLETE INC CMN STK Cmn 018522300 3 99 Sh Shared-defined 1 99 ALLETE INC CMN STK Cmn 018522300 785 23,459 Sh Shared-defined -- 23,459 ALLIANCE DATA 1.75% CB 8/1/13 - REGISTERED Bond 018581AD0 73,196 71,819,000 Prn Shared-defined -- N/A ALLIANCE DATA SYSTEMS CMN STK Cmn 018581108 45 698 Sh Shared-defined 1 698 ALLIANCE DATA SYSTEMS CMN STK Cmn 018581108 241 3,759 Sh Shared-defined -- 3,759 ALLIANCE DATA SYSTEMS CMN STK Cmn 018581908 5,465 85,400 Sh Call Shared-defined 1 85,400 ALLIANCE DATA SYSTEMS CMN STK Cmn 018581958 5,740 89,700 Sh Put Shared-defined 1 89,700 ALLIANCE DATA SYSTEMS CMN STK Cmn 018581908 1,472 23,000 Sh Call Shared-defined -- 23,000 ALLIANCE DATA SYSTEMS CMN STK Cmn 018581958 947 14,800 Sh Put Shared-defined -- 14,800 ALLIANCE RESOURCE PARTNERS Cmn 01877R908 1,006 24,000 Sh Call Shared-defined 1 24,000 ALLIANCE RESOURCE PARTNERS Cmn 01877R958 868 20,700 Sh Put Shared-defined 1 20,700 ALLIANCEBERNSTEIN HOLDING LP Cmn 01881G906 1,962 64,000 Sh Call Shared-defined 1 64,000 ALLIANCEBERNSTEIN HOLDING LP Cmn 01881G956 589 19,200 Sh Put Shared-defined 1 19,200 ALLIANT ENERGY CORP CMN STOCK Cmn 018802108 1,763 53,002 Sh Shared-defined -- 53,002 COLUMN TOTALS 94,082
FORM 13F Page 26 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ALLIANT TECH SYSTEM 2.75% CB 9/15/2011 - REGISTERE Bond 018804AN4 58,880 57,496,000 Prn Shared-defined -- N/A ALLIANT TECHSYSTEMS 3.0% CB 08/15/2024-REGISTERED Bond 018804AK0 58,948 50,543,000 Prn Shared-defined -- N/A ALLIANT TECHSYSTEMS INC CMN STK Cmn 018804904 3,301 40,600 Sh Call Shared-defined 1 40,600 ALLIANT TECHSYSTEMS INC CMN STK Cmn 018804954 2,748 33,800 Sh Put Shared-defined 1 33,800 ALLIANT TECHSYSTEMS INC CMN STK Cmn 018804104 146 1,801 Sh Shared-defined -- 1,801 ALLIED CAPITAL CORP CMN STOCK Cmn 01903Q908 280 56,400 Sh Call Shared-defined 1 56,400 ALLIED CAPITAL CORP CMN STOCK Cmn 01903Q958 146 29,400 Sh Put Shared-defined 1 29,400 ALLIED CAPITAL CORP CMN STOCK Cmn 01903Q108 138 27,793 Sh Shared-defined 1 27,793 ALLIED CAPITAL CORP CMN STOCK Cmn 01903Q108 4 839 Sh Shared-defined -- 839 ALLIED IRISH BANKS Depository - - SPONS ADR (1:2) Receipt 019228402 152 47,301 Sh Shared-defined 1 N/A ALLIED NEVADA GOLD CORP Cmn 019344900 504 30,400 Sh Call Shared-defined 1 30,400 ALLIED NEVADA GOLD CORP Cmn 019344950 138 8,300 Sh Put Shared-defined 1 8,300 ALLIED NEVADA GOLD CORP Cmn 019344100 39 2,342 Sh Shared-defined -- 2,342 ALLIED WORLD ASSURANCE HOLDINGS LTD/BERMUDA COMMON Cmn G0219G203 15 338 Sh Shared-defined 1 338 COLUMN TOTALS 125,439
FORM 13F Page 27 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ALLIED WORLD ASSURANCE HOLDINGS LTD/BERMUDA COMMON Cmn G0219G203 3,170 70,681 Sh Shared-defined -- 70,681 ALLIS-CHALMERS ENERGY INC COMMON STOCK Cmn 019645906 50 14,200 Sh Call Shared-defined 1 14,200 ALLIS-CHALMERS ENERGY INC COMMON STOCK Cmn 019645956 34 9,500 Sh Put Shared-defined 1 9,500 ALLIS-CHALMERS ENERGY INC COMMON STOCK Cmn 019645506 2 595 Sh Shared-defined -- 595 ALLOS THERAPEUTICS INC CMN STOCK Cmn 019777901 358 48,200 Sh Call Shared-defined 1 48,200 ALLOS THERAPEUTICS INC CMN STOCK Cmn 019777951 1,051 141,400 Sh Put Shared-defined 1 141,400 ALLOS THERAPEUTICS INC CMN STOCK Cmn 019777901 966 130,000 Sh Call Shared-defined -- 130,000 ALLOS THERAPEUTICS INC CMN STOCK Cmn 019777101 741 99,686 Sh Shared-defined 1 99,686 ALLOS THERAPEUTICS INC CMN STOCK Cmn 019777101 7,426 999,496 Sh Shared-defined -- 999,496 ALLSCRIPTS-MISYS HEALTHCARE SO Cmn 01988P108 536 27,392 Sh Shared-defined 1 27,392 ALLSCRIPTS-MISYS HEALTHCARE SO Cmn 01988P908 149 7,600 Sh Call Shared-defined 1 7,600 ALLSCRIPTS-MISYS HEALTHCARE SO Cmn 01988P958 706 36,100 Sh Put Shared-defined 1 36,100 ALLSCRIPTS-MISYS HEALTHCARE SO Cmn 01988P108 104 5,320 Sh Shared-defined -- 5,320 ALLSCRIPTS-MISYS HEALTHCARE SO Cmn 01988P908 70 3,600 Sh Call Shared-defined -- 3,600 COLUMN TOTALS 15,363
FORM 13F Page 28 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ALLSCRIPTS-MISYS HEALTHCARE SO Cmn 01988P958 421 21,500 Sh Put Shared-defined -- 21,500 ALLSTATE CORP CMN STK Cmn 020002101 44,046 1,363,240 Sh Shared-defined -- 1,363,240 ALLSTATE CORP CMN STK Cmn 020002901 12,126 375,300 Sh Call Shared-defined 1 375,300 ALLSTATE CORP CMN STK Cmn 020002951 6,094 188,600 Sh Put Shared-defined 1 188,600 ALLSTATE CORP CMN STK Cmn 020002901 5,205 161,100 Sh Call Shared-defined -- 161,100 ALLSTATE CORP CMN STK Cmn 020002951 2,517 77,900 Sh Put Shared-defined -- 77,900 ALMOST FAMILY INC CMN STK Cmn 020409108 64 1,697 Sh Shared-defined 1 1,697 ALMOST FAMILY INC CMN STK Cmn 020409908 1,557 41,300 Sh Call Shared-defined 1 41,300 ALMOST FAMILY INC CMN STK Cmn 020409958 505 13,400 Sh Put Shared-defined 1 13,400 ALNYLAM PHARMACEUTICALS INC. COMMON STOCK Cmn 02043Q907 24 1,400 Sh Call Shared-defined 1 1,400 ALNYLAM PHARMACEUTICALS INC. COMMON STOCK Cmn 02043Q957 24 1,400 Sh Put Shared-defined 1 1,400 ALNYLAM PHARMACEUTICALS INC. COMMON STOCK Cmn 02043Q107 211 12,420 Sh Shared-defined 1 12,420 ALNYLAM PHARMACEUTICALS INC. COMMON STOCK Cmn 02043Q107 10 601 Sh Shared-defined -- 601 ALON USA ENERGY INC COMMON STOCK Cmn 020520902 57 7,800 Sh Call Shared-defined 1 7,800 COLUMN TOTALS 72,861
FORM 13F Page 29 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ALON USA ENERGY INC COMMON STOCK Cmn 020520952 44 6,100 Sh Put Shared-defined 1 6,100 ALON USA ENERGY INC COMMON STOCK Cmn 020520102 132 18,230 Sh Shared-defined -- 18,230 ALPHA NATURAL RESOURCES 2.375% CB 4/15/15 - REGIST Bond 02076XAA0 20,572 17,469,000 Prn Shared-defined -- N/A ALPHA NATURAL RESOURCES INC COMMON STOCK Cmn 02076X902 9,978 200,000 Sh Call Shared-defined 1 200,000 ALPHA NATURAL RESOURCES INC COMMON STOCK Cmn 02076X952 7,952 159,400 Sh Put Shared-defined 1 159,400 ALPHA NATURAL RESOURCES INC COMMON STOCK Cmn 02076X902 1,562 31,300 Sh Call Shared-defined -- 31,300 ALPHA NATURAL RESOURCES INC COMMON STOCK Cmn 02076X952 3,652 73,200 Sh Put Shared-defined -- 73,200 ALPHA NATURAL RESOURCES INC COMMON STOCK Cmn 02076X102 4,682 93,839 Sh Shared-defined 1 93,839 ALPHA NATURAL RESOURCES INC COMMON STOCK Cmn 02076X102 21,084 422,600 Sh Shared-defined -- 422,600 ALTERA CORP CMN STK Cmn 021441900 9,235 379,900 Sh Call Shared-defined 1 379,900 ALTERA CORP CMN STK Cmn 021441950 2,596 106,800 Sh Put Shared-defined 1 106,800 ALTERA CORP CMN STK Cmn 021441900 2,864 117,800 Sh Call Shared-defined -- 117,800 ALTERA CORP CMN STK Cmn 021441950 2,757 113,400 Sh Put Shared-defined -- 113,400 ALTERA CORP CMN STK Cmn 021441100 579 23,807 Sh Shared-defined -- 23,807 COLUMN TOTALS 87,689
FORM 13F Page 30 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ALTRIA GROUP INC CMN STK Cmn 02209S103 16,436 800,965 Sh Shared-defined -- 800,965 ALTRIA GROUP INC CMN STK Cmn 02209S903 11,294 550,400 Sh Call Shared-defined 1 550,400 ALTRIA GROUP INC CMN STK Cmn 02209S953 8,914 434,400 Sh Put Shared-defined 1 434,400 ALTRIA GROUP INC CMN STK Cmn 02209S903 3,761 183,300 Sh Call Shared-defined -- 183,300 ALTRIA GROUP INC CMN STK Cmn 02209S953 1,358 66,200 Sh Put Shared-defined -- 66,200 ALUMINUM CORP OF Depository CHINA (CHALCO) Receipt 022276109 1,978 76,845 Sh Shared-defined 1 N/A ALUMINUM CORP OF Depository CHINA (CHALCO) Receipt 022276109 441 17,151 Sh Shared-defined -- N/A ALVARION LTD CMN STOCK Cmn M0861T900 10 2,400 Sh Call Shared-defined 1 2,400 ALVARION LTD CMN STOCK Cmn M0861T950 72 18,100 Sh Put Shared-defined 1 18,100 ALVARION LTD CMN STOCK Cmn M0861T100 97 24,422 Sh Shared-defined 1 24,422 ALVARION LTD CMN STOCK Cmn M0861T100 11 2,831 Sh Shared-defined -- 2,831 AMAG PHARMACEUTICALS INC CMN STK Cmn 00163U906 5,736 164,300 Sh Call Shared-defined 1 164,300 AMAG PHARMACEUTICALS INC CMN STK Cmn 00163U956 4,517 129,400 Sh Put Shared-defined 1 129,400 AMAG PHARMACEUTICALS INC CMN STK Cmn 00163U956 6,807 195,000 Sh Put Shared-defined -- 195,000 COLUMN TOTALS 61,432
FORM 13F Page 31 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AMAG PHARMACEUTICALS INC CMN STK Cmn 00163U106 2,652 75,960 Sh Shared-defined -- 75,960 AMAZON COM INC CMN STOCK Cmn 023135906 115,004 847,300 Sh Call Shared-defined 1 847,300 AMAZON COM INC CMN STOCK Cmn 023135956 169,459 1,248,500 Sh Put Shared-defined 1 1,248,500 AMAZON COM INC CMN STOCK Cmn 023135906 26,725 196,900 Sh Call Shared-defined -- 196,900 AMAZON COM INC CMN STOCK Cmn 023135956 15,853 116,800 Sh Put Shared-defined -- 116,800 AMAZON COM INC CMN STOCK Cmn 023135106 64 469 Sh Shared-defined 1 469 AMAZON COM INC CMN STOCK Cmn 023135106 51,274 377,765 Sh Shared-defined -- 377,765 AMB PROPERTY CORP CMN STOCK Cmn 00163T909 1,005 36,900 Sh Call Shared-defined 1 36,900 AMB PROPERTY CORP CMN STOCK Cmn 00163T959 967 35,500 Sh Put Shared-defined 1 35,500 AMB PROPERTY CORP CMN STOCK Cmn 00163T109 422 15,503 Sh Shared-defined -- 15,503 AMBAC 9.5% MAND 5/17/11 - REGISTERED Bond 023139702 1 80 Prn Shared-defined 1 N/A AMBAC 9.5% MAND 5/17/11 - REGISTERED Bond 023139702 1,853 195,300 Prn Shared-defined -- N/A AMBAC FINANCIAL GROUP INC CMN STK Cmn 023139908 84 150,300 Sh Call Shared-defined 1 150,300 AMBAC FINANCIAL GROUP INC CMN STK Cmn 023139958 202 362,600 Sh Put Shared-defined 1 362,600 COLUMN TOTALS 385,565
FORM 13F Page 32 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AMBAC FINANCIAL GROUP INC CMN STK Cmn 023139108 233 419,041 Sh Shared-defined 1 419,041 AMCOL INTERNATIONAL CORP. CMN STK Cmn 02341W103 1 52 Sh Shared-defined 1 52 AMCOL INTERNATIONAL CORP. CMN STK Cmn 02341W103 483 17,766 Sh Shared-defined -- 17,766 AMDOCS LIMITED CMN STOCK Cmn G02602903 1,581 52,500 Sh Call Shared-defined 1 52,500 AMDOCS LIMITED CMN STOCK Cmn G02602953 1,280 42,500 Sh Put Shared-defined 1 42,500 AMDOCS LIMITED CMN STOCK Cmn G02602903 542 18,000 Sh Call Shared-defined -- 18,000 AMDOCS LIMITED CMN STOCK Cmn G02602953 211 7,000 Sh Put Shared-defined -- 7,000 AMDOCS LIMITED CMN STOCK Cmn G02602103 5,874 195,100 Sh Shared-defined -- 195,100 AMEDISYS INC. CMN STK Cmn 023436908 9,785 177,200 Sh Call Shared-defined 1 177,200 AMEDISYS INC. CMN STK Cmn 023436958 10,519 190,500 Sh Put Shared-defined 1 190,500 AMEDISYS INC. CMN STK Cmn 023436908 939 17,000 Sh Call Shared-defined -- 17,000 AMEDISYS INC. CMN STK Cmn 023436958 171 3,100 Sh Put Shared-defined -- 3,100 AMEDISYS INC. CMN STK Cmn 023436108 482 8,732 Sh Shared-defined -- 8,732 AMER ITALIAN PASTA CMN STOCK Cmn 027070901 474 12,200 Sh Call Shared-defined 1 12,200 COLUMN TOTALS 32,575
FORM 13F Page 33 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AMER ITALIAN PASTA CMN STOCK Cmn 027070951 840 21,600 Sh Put Shared-defined 1 21,600 AMER ITALIAN PASTA CMN STOCK Cmn 027070101 610 15,694 Sh Shared-defined 1 15,694 AMER ITALIAN PASTA CMN STOCK Cmn 027070101 45 1,146 Sh Shared-defined -- 1,146 AMEREN CORPORATION Cmn 023608902 767 29,400 Sh Call Shared-defined 1 29,400 AMEREN CORPORATION Cmn 023608952 1,497 57,400 Sh Put Shared-defined 1 57,400 AMEREN CORPORATION Cmn 023608102 658 25,238 Sh Shared-defined 1 25,238 AMEREN CORPORATION Cmn 023608102 7,097 272,139 Sh Shared-defined -- 272,139 AMERICA Depository MOVIL-SERIES L 1:20 Receipt 02364W105 614 12,203 Sh Shared-defined 1 N/A AMERICA Depository MOVIL-SERIES L 1:20 Receipt 02364W105 13,201 262,227 Sh Shared-defined -- N/A AMERICAN CAMPUS COMMUNITIES COMMON STOCK Cmn 024835900 548 19,800 Sh Call Shared-defined 1 19,800 AMERICAN CAMPUS COMMUNITIES COMMON STOCK Cmn 024835950 252 9,100 Sh Put Shared-defined 1 9,100 AMERICAN CAMPUS COMMUNITIES COMMON STOCK Cmn 024835100 915 33,071 Sh Shared-defined -- 33,071 AMERICAN CAPITAL AGENCY CORP Cmn 02503X905 1,329 51,900 Sh Call Shared-defined 1 51,900 AMERICAN CAPITAL AGENCY CORP Cmn 02503X955 778 30,400 Sh Put Shared-defined 1 30,400 COLUMN TOTALS 29,151
FORM 13F Page 34 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AMERICAN CAPITAL AGENCY CORP Cmn 02503X105 3 100 Sh Shared-defined -- 100 AMERICAN CAPITAL AGENCY CORP Cmn 02503X905 435 17,000 Sh Call Shared-defined -- 17,000 AMERICAN CAPITAL AGENCY CORP Cmn 02503X955 333 13,000 Sh Put Shared-defined -- 13,000 AMERICAN CAPITAL LTD Cmn 02503Y103 556 109,406 Sh Shared-defined 1 109,406 AMERICAN CAPITAL LTD Cmn 02503Y903 520 102,400 Sh Call Shared-defined 1 102,400 AMERICAN CAPITAL LTD Cmn 02503Y953 925 182,000 Sh Put Shared-defined 1 182,000 AMERICAN CAPITAL LTD Cmn 02503Y103 204 40,184 Sh Shared-defined -- 40,184 AMERICAN COMMERCIAL LINES INC WHEN ISSUED COMMON S Cmn 025195905 236 9,400 Sh Call Shared-defined 1 9,400 AMERICAN COMMERCIAL LINES INC WHEN ISSUED COMMON S Cmn 025195955 296 11,800 Sh Put Shared-defined 1 11,800 AMERICAN COMMERCIAL LINES INC WHEN ISSUED COMMON S Cmn 025195405 79 3,150 Sh Shared-defined 1 3,150 AMERICAN COMMERCIAL LINES INC WHEN ISSUED COMMON S Cmn 025195405 41 1,614 Sh Shared-defined -- 1,614 AMERICAN DAIRY INC COMMON STOCK Cmn 025334903 724 37,800 Sh Call Shared-defined 1 37,800 AMERICAN DAIRY INC COMMON STOCK Cmn 025334953 879 45,900 Sh Put Shared-defined 1 45,900 AMERICAN DAIRY INC COMMON STOCK Cmn 025334103 282 14,708 Sh Shared-defined 1 14,708 COLUMN TOTALS 5,513
FORM 13F Page 35 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AMERICAN DAIRY INC COMMON STOCK Cmn 025334103 147 7,700 Sh Shared-defined -- 7,700 AMERICAN ELEC PWR INC Cmn 025537101 272 7,958 Sh Shared-defined 1 7,958 AMERICAN ELEC PWR INC Cmn 025537101 825 24,132 Sh Shared-defined -- 24,132 AMERICAN ELEC PWR INC Cmn 025537901 7,458 218,200 Sh Call Shared-defined 1 218,200 AMERICAN ELEC PWR INC Cmn 025537951 4,402 128,800 Sh Put Shared-defined 1 128,800 AMERICAN ELEC PWR INC Cmn 025537901 2,570 75,200 Sh Call Shared-defined -- 75,200 AMERICAN ELEC PWR INC Cmn 025537951 940 27,500 Sh Put Shared-defined -- 27,500 AMERICAN EQUITY INVT LIFE HL COMMON STOCK Cmn 025676206 243 22,803 Sh Shared-defined -- 22,803 AMERICAN EXPRESS CO. COMMON STOCK Cmn 025816109 2,385 57,793 Sh Shared-defined 1 57,793 AMERICAN EXPRESS CO. COMMON STOCK Cmn 025816109 46,911 1,136,964 Sh Shared-defined -- 1,136,964 AMERICAN EXPRESS CO. COMMON STOCK Cmn 025816909 21,100 511,400 Sh Call Shared-defined 1 511,400 AMERICAN EXPRESS CO. COMMON STOCK Cmn 025816959 29,522 715,500 Sh Put Shared-defined 1 715,500 AMERICAN EXPRESS CO. COMMON STOCK Cmn 025816909 7,377 178,800 Sh Call Shared-defined -- 178,800 AMERICAN EXPRESS CO. COMMON STOCK Cmn 025816959 12,328 298,800 Sh Put Shared-defined -- 298,800 COLUMN TOTALS 136,480
FORM 13F Page 36 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AMERICAN FINANCIAL GROUP INC COMMON STOCK Cmn 025932104 32 1,114 Sh Shared-defined 1 1,114 AMERICAN FINANCIAL GROUP INC COMMON STOCK Cmn 025932104 3,895 136,909 Sh Shared-defined -- 136,909 AMERICAN GREETINGS CORP-CL A CMN STK Cmn 026375105 263 12,616 Sh Shared-defined 1 12,616 AMERICAN GREETINGS CORP-CL A CMN STK Cmn 026375105 82 3,911 Sh Shared-defined -- 3,911 AMERICAN GREETINGS CORP-CL A CMN STK Cmn 026375905 592 28,400 Sh Call Shared-defined 1 28,400 AMERICAN GREETINGS CORP-CL A CMN STK Cmn 026375955 911 43,700 Sh Put Shared-defined 1 43,700 AMERICAN INTERNATIONAL GROUP 8.5% MAND 5/15/11 Bond 026874115 38 3,725 Prn Shared-defined 1 N/A AMERICAN INTL GROUP INC Cmn 026874904 50,524 1,479,900 Sh Call Shared-defined 1 1,479,900 AMERICAN INTL GROUP INC Cmn 026874954 48,243 1,413,100 Sh Put Shared-defined 1 1,413,100 AMERICAN INTL GROUP INC Cmn 026874784 7 212 Sh Shared-defined -- 212 AMERICAN MEDICAL SYSTEMS HOLDINGS Cmn 02744M908 279 15,000 Sh Call Shared-defined 1 15,000 AMERICAN MEDICAL SYSTEMS HOLDINGS Cmn 02744M958 162 8,700 Sh Put Shared-defined 1 8,700 AMERICAN MEDICAL SYSTEMS HOLDINGS Cmn 02744M108 47 2,516 Sh Shared-defined -- 2,516 AMERICAN MEDICAL SYSTEMS HOLDINGS 4% CB 09/15/2041 Bond 02744MAB4 7,650 6,500,000 Prn Shared-defined -- N/A COLUMN TOTALS 112,725
FORM 13F Page 37 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AMERICAN NATIONAL INSURANCE CMN STK Cmn 028591105 1,455 12,819 Sh Shared-defined -- 12,819 AMERICAN ORINTL CMN STK Cmn 028731907 18 4,500 Sh Call Shared-defined 1 4,500 AMERICAN ORINTL CMN STK Cmn 028731957 152 37,200 Sh Put Shared-defined 1 37,200 AMERICAN ORINTL CMN STK Cmn 028731107 238 58,418 Sh Shared-defined 1 58,418 AMERICAN ORINTL CMN STK Cmn 028731107 95 23,245 Sh Shared-defined -- 23,245 AMERICAN PUBLIC EDUCATION Cmn 02913V903 862 18,500 Sh Call Shared-defined 1 18,500 AMERICAN PUBLIC EDUCATION Cmn 02913V953 433 9,300 Sh Put Shared-defined 1 9,300 AMERICAN PUBLIC EDUCATION Cmn 02913V103 23 503 Sh Shared-defined -- 503 AMERICAN SCIENCE ENGINEERING CMN STK Cmn 029429907 2,135 28,500 Sh Call Shared-defined 1 28,500 AMERICAN SCIENCE ENGINEERING CMN STK Cmn 029429957 2,090 27,900 Sh Put Shared-defined 1 27,900 AMERICAN SCIENCE ENGINEERING CMN STK Cmn 029429907 532 7,100 Sh Call Shared-defined -- 7,100 AMERICAN SCIENCE ENGINEERING CMN STK Cmn 029429957 360 4,800 Sh Put Shared-defined -- 4,800 AMERICAN SCIENCE ENGINEERING CMN STK Cmn 029429107 130 1,739 Sh Shared-defined 1 1,739 AMERICAN SCIENCE ENGINEERING CMN STK Cmn 029429107 358 4,785 Sh Shared-defined -- 4,785 COLUMN TOTALS 8,881
FORM 13F Page 38 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AMERICAN SUPERCONDUCTOR CP CMN STK Cmn 030111908 10,655 368,700 Sh Call Shared-defined 1 368,700 AMERICAN SUPERCONDUCTOR CP CMN STK Cmn 030111958 6,254 216,400 Sh Put Shared-defined 1 216,400 AMERICAN SUPERCONDUCTOR CP CMN STK Cmn 030111908 38 1,300 Sh Call Shared-defined -- 1,300 AMERICAN SUPERCONDUCTOR CP CMN STK Cmn 030111958 3 100 Sh Put Shared-defined -- 100 AMERICAN SUPERCONDUCTOR CP CMN STK Cmn 030111108 307 10,616 Sh Shared-defined 1 10,616 AMERICAN SUPERCONDUCTOR CP CMN STK Cmn 030111108 422 14,590 Sh Shared-defined -- 14,590 AMERICAN TOWER CORP - CL A Cmn 029912201 434 10,197 Sh Shared-defined 1 10,197 AMERICAN TOWER CORP - CL A Cmn 029912201 18,650 437,693 Sh Shared-defined -- 437,693 AMERICAN TOWER CORP - CL A Cmn 029912901 2,646 62,100 Sh Call Shared-defined 1 62,100 AMERICAN TOWER CORP - CL A Cmn 029912951 1,338 31,400 Sh Put Shared-defined 1 31,400 AMERICAN TOWER CORP - CL A Cmn 029912901 946 22,200 Sh Call Shared-defined -- 22,200 AMERICAN TOWER CORP - CL A Cmn 029912951 1,155 27,100 Sh Put Shared-defined -- 27,100 AMERICAN WATER WORKS CO INC Cmn 030420103 193 8,891 Sh Shared-defined 1 8,891 AMERICAN WATER WORKS CO INC Cmn 030420103 7,551 347,022 Sh Shared-defined -- 347,022 COLUMN TOTALS 50,592
FORM 13F Page 39 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AMERICAN WATER WORKS CO INC Cmn 030420903 320 14,700 Sh Call Shared-defined 1 14,700 AMERICAN WATER WORKS CO INC Cmn 030420953 540 24,800 Sh Put Shared-defined 1 24,800 AMERICREDIT CORP 0.75% 9/15/2011-REGISTERED Bond 03060RAP6 15,107 15,000,000 Prn Shared-defined -- N/A AMERICREDIT CORP CMN STK Cmn 03060R901 713 30,000 Sh Call Shared-defined 1 30,000 AMERICREDIT CORP CMN STK Cmn 03060R951 1,951 82,100 Sh Put Shared-defined 1 82,100 AMERICREDIT CORP CMN STK Cmn 03060R101 724 30,460 Sh Shared-defined 1 30,460 AMERICREDIT CORP CMN STK Cmn 03060R101 50 2,123 Sh Shared-defined -- 2,123 AMERIGAS PARTNERS LP CMN STK Cmn 030975906 221 5,500 Sh Call Shared-defined 1 5,500 AMERIGAS PARTNERS LP CMN STK Cmn 030975956 606 15,100 Sh Put Shared-defined 1 15,100 AMERIGAS PARTNERS LP CMN STK Cmn 030975106 66 1,645 Sh Shared-defined 1 1,645 AMERIGON INC -CL A CMN STK Cmn 03070L300 262 25,888 Sh Shared-defined -- 25,888 AMERIGROUP 2.0% CB 5/15/2012 - REGISTERED Bond 03073TAB8 21,984 21,500,000 Prn Shared-defined -- N/A AMERIGROUP CORPORATION Cmn 03073T102 1,336 40,203 Sh Shared-defined 1 40,203 AMERIGROUP CORPORATION Cmn 03073T902 283 8,500 Sh Call Shared-defined 1 8,500 COLUMN TOTALS 44,163
FORM 13F Page 40 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AMERIGROUP CORPORATION Cmn 03073T952 53 1,600 Sh Put Shared-defined 1 1,600 AMERIGROUP CORPORATION Cmn 03073T102 19,730 593,553 Sh Shared-defined -- 593,553 AMERIPRISE FINANCIAL INC COMMON STOCK Cmn 03076C906 2,173 47,900 Sh Call Shared-defined 1 47,900 AMERIPRISE FINANCIAL INC COMMON STOCK Cmn 03076C956 1,207 26,600 Sh Put Shared-defined 1 26,600 AMERIPRISE FINANCIAL INC COMMON STOCK Cmn 03076C906 635 14,000 Sh Call Shared-defined -- 14,000 AMERIPRISE FINANCIAL INC COMMON STOCK Cmn 03076C956 159 3,500 Sh Put Shared-defined -- 3,500 AMERIPRISE FINANCIAL INC COMMON STOCK Cmn 03076C106 80 1,774 Sh Shared-defined 1 1,774 AMERISOURCEBERGEN CORP Cmn 03073E105 1,232 42,608 Sh Shared-defined 1 42,608 AMERISOURCEBERGEN CORP Cmn 03073E905 1,082 37,400 Sh Call Shared-defined 1 37,400 AMERISOURCEBERGEN CORP Cmn 03073E955 2,293 79,300 Sh Put Shared-defined 1 79,300 AMERISOURCEBERGEN CORP Cmn 03073E105 4,129 142,789 Sh Shared-defined -- 142,789 AMERISTAR CASINOS INC CMN STK Cmn 03070Q901 102 5,600 Sh Call Shared-defined 1 5,600 AMERISTAR CASINOS INC CMN STK Cmn 03070Q951 193 10,600 Sh Put Shared-defined 1 10,600 AMERISTAR CASINOS INC CMN STK Cmn 03070Q101 2 99 Sh Shared-defined 1 99 COLUMN TOTALS 33,070
FORM 13F Page 41 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AMERISTAR CASINOS INC CMN STK Cmn 03070Q101 195 10,682 Sh Shared-defined -- 10,682 AMERN AXLE & MFG HLDGS INC CMN STOCK Cmn 024061903 607 60,800 Sh Call Shared-defined 1 60,800 AMERN AXLE & MFG HLDGS INC CMN STOCK Cmn 024061953 2,251 225,600 Sh Put Shared-defined 1 225,600 AMERN AXLE & MFG HLDGS INC CMN STOCK Cmn 024061903 213 21,300 Sh Call Shared-defined -- 21,300 AMERN AXLE & MFG HLDGS INC CMN STOCK Cmn 024061953 601 60,200 Sh Put Shared-defined -- 60,200 AMERN AXLE & MFG HLDGS INC CMN STOCK Cmn 024061103 2,212 221,678 Sh Shared-defined 1 221,678 AMERN AXLE & MFG HLDGS INC CMN STOCK Cmn 024061103 637 63,792 Sh Shared-defined -- 63,792 AMERN EAGLE OUTFITTERS INC CMN STK Cmn 02553E906 1,150 62,100 Sh Call Shared-defined 1 62,100 AMERN EAGLE OUTFITTERS INC CMN STK Cmn 02553E956 1,974 106,600 Sh Put Shared-defined 1 106,600 AMERN EAGLE OUTFITTERS INC CMN STK Cmn 02553E906 428 23,100 Sh Call Shared-defined -- 23,100 AMERN EAGLE OUTFITTERS INC CMN STK Cmn 02553E956 748 40,400 Sh Put Shared-defined -- 40,400 AMERN EAGLE OUTFITTERS INC CMN STK Cmn 02553E106 626 33,796 Sh Shared-defined 1 33,796 AMERN EAGLE OUTFITTERS INC CMN STK Cmn 02553E106 1,690 91,227 Sh Shared-defined -- 91,227 AMERON INC/DE Cmn 030710907 522 8,300 Sh Call Shared-defined 1 8,300 COLUMN TOTALS 13,854
FORM 13F Page 42 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AMERON INC/DE Cmn 030710957 208 3,300 Sh Put Shared-defined 1 3,300 AMETEK INC CMN STOCK Cmn 031100900 357 8,600 Sh Call Shared-defined 1 8,600 AMETEK INC CMN STOCK Cmn 031100950 58 1,400 Sh Put Shared-defined 1 1,400 AMETEK INC CMN STOCK Cmn 031100100 26 622 Sh Shared-defined 1 622 AMETEK INC CMN STOCK Cmn 031100100 1,523 36,730 Sh Shared-defined -- 36,730 AMGEN INC Cmn 031162100 5,324 89,089 Sh Shared-defined 1 89,089 AMGEN INC Cmn 031162100 26,310 440,265 Sh Shared-defined -- 440,265 AMGEN INC Cmn 031162900 68,120 1,139,900 Sh Call Shared-defined 1 1,139,900 AMGEN INC Cmn 031162950 39,418 659,600 Sh Put Shared-defined 1 659,600 AMGEN INC Cmn 031162900 9,496 158,900 Sh Call Shared-defined -- 158,900 AMGEN INC Cmn 031162950 2,223 37,200 Sh Put Shared-defined -- 37,200 AMKOR TECHNOLOGY, INC. Cmn 031652100 547 77,353 Sh Shared-defined 1 77,353 AMKOR TECHNOLOGY, INC. Cmn 031652900 206 29,200 Sh Call Shared-defined 1 29,200 AMKOR TECHNOLOGY, INC. Cmn 031652950 784 110,900 Sh Put Shared-defined 1 110,900 COLUMN TOTALS 154,600
FORM 13F Page 43 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AMKOR TECHNOLOGY, INC. Cmn 031652100 1,089 154,003 Sh Shared-defined -- 154,003 AMN HEALTHCARE SERVICES INC Cmn 001744901 122 13,900 Sh Call Shared-defined 1 13,900 AMN HEALTHCARE SERVICES INC Cmn 001744951 23 2,600 Sh Put Shared-defined 1 2,600 AMN HEALTHCARE SERVICES INC Cmn 001744101 5 612 Sh Shared-defined -- 612 AMPHENOL CORP CMN STK Cmn 032095901 1,426 33,800 Sh Call Shared-defined 1 33,800 AMPHENOL CORP CMN STK Cmn 032095951 1,873 44,400 Sh Put Shared-defined 1 44,400 AMPHENOL CORP CMN STK Cmn 032095101 133 3,162 Sh Shared-defined 1 3,162 AMPHENOL CORP CMN STK Cmn 032095101 22,291 528,351 Sh Shared-defined -- 528,351 AMR CORP 6.25% CB 10/15/2014-REGISTERED Bond 001765BC9 11,573 10,000,000 Prn Shared-defined -- N/A AMR CORPORATION CMN STOCK Cmn 001765906 8,090 888,000 Sh Call Shared-defined 1 888,000 AMR CORPORATION CMN STOCK Cmn 001765956 4,867 534,200 Sh Put Shared-defined 1 534,200 AMR CORPORATION CMN STOCK Cmn 001765906 391 42,900 Sh Call Shared-defined -- 42,900 AMR CORPORATION CMN STOCK Cmn 001765956 1,451 159,300 Sh Put Shared-defined -- 159,300 AMR CORPORATION CMN STOCK Cmn 001765106 274 30,041 Sh Shared-defined 1 30,041 COLUMN TOTALS 53,608
FORM 13F Page 44 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AMR CORPORATION CMN STOCK Cmn 001765106 1,525 167,425 Sh Shared-defined -- 167,425 AMSURG CORP Cmn 03232P405 5 249 Sh Shared-defined 1 249 AMSURG CORP Cmn 03232P405 374 17,326 Sh Shared-defined -- 17,326 AMTRUST FINANCIAL SERVICES Cmn 032359309 53 3,805 Sh Shared-defined 1 3,805 AMTRUST FINANCIAL SERVICES Cmn 032359909 423 30,300 Sh Call Shared-defined 1 30,300 AMTRUST FINANCIAL SERVICES Cmn 032359959 246 17,600 Sh Put Shared-defined 1 17,600 AMYLIN PHARMACEUTICALS 3% CB 06/15/14 - 144A Bond 032346AE8 19,543 21,953,000 Prn Shared-defined -- N/A AMYLIN PHARMACEUTICALS 3% CB 06/15/14 - REGISTERED Bond 032346AF5 34,760 39,047,000 Prn Shared-defined -- N/A AMYLIN PHARMACEUTICALS INC CMN STK Cmn 032346908 2,773 123,300 Sh Call Shared-defined 1 123,300 AMYLIN PHARMACEUTICALS INC CMN STK Cmn 032346958 4,712 209,500 Sh Put Shared-defined 1 209,500 AMYLIN PHARMACEUTICALS INC CMN STK Cmn 032346908 54 2,400 Sh Call Shared-defined -- 2,400 AMYLIN PHARMACEUTICALS INC CMN STK Cmn 032346958 245 10,900 Sh Put Shared-defined -- 10,900 AMYLIN PHARMACEUTICALS INC CMN STK Cmn 032346108 3,286 146,089 Sh Shared-defined 1 146,089 AMYLIN PHARMACEUTICALS INC CMN STK Cmn 032346108 24,409 1,085,338 Sh Shared-defined -- 1,085,338 COLUMN TOTALS 92,408
FORM 13F Page 45 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ANADARKO PETROLEUM COMMON STOCK APC Cmn 032511107 54,486 748,130 Sh Shared-defined -- 748,130 ANADARKO PETROLEUM COMMON STOCK APC Cmn 032511907 24,311 333,800 Sh Call Shared-defined 1 333,800 ANADARKO PETROLEUM COMMON STOCK APC Cmn 032511957 13,568 186,300 Sh Put Shared-defined 1 186,300 ANADARKO PETROLEUM COMMON STOCK APC Cmn 032511907 5,936 81,500 Sh Call Shared-defined -- 81,500 ANADARKO PETROLEUM COMMON STOCK APC Cmn 032511957 1,719 23,600 Sh Put Shared-defined -- 23,600 ANADIGICS INC CMN STOCK Cmn 032515908 39 8,000 Sh Call Shared-defined 1 8,000 ANADIGICS INC CMN STOCK Cmn 032515958 7 1,500 Sh Put Shared-defined 1 1,500 ANADIGICS INC CMN STOCK Cmn 032515108 100 20,528 Sh Shared-defined -- 20,528 ANALOG DEVICES INC Cmn 032654105 754 26,153 Sh Shared-defined 1 26,153 ANALOG DEVICES INC Cmn 032654905 3,842 133,300 Sh Call Shared-defined 1 133,300 ANALOG DEVICES INC Cmn 032654955 6,727 233,400 Sh Put Shared-defined 1 233,400 ANALOG DEVICES INC Cmn 032654105 19,239 667,570 Sh Shared-defined -- 667,570 ANALOG DEVICES INC Cmn 032654905 937 32,500 Sh Call Shared-defined -- 32,500 ANALOG DEVICES INC Cmn 032654955 2,219 77,000 Sh Put Shared-defined -- 77,000 COLUMN TOTALS 133,884
FORM 13F Page 46 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ANALOGIC CORP CMN STK Cmn 032657207 1 33 Sh Shared-defined 1 33 ANALOGIC CORP CMN STK Cmn 032657207 422 9,883 Sh Shared-defined -- 9,883 ANDERSONS INC CMN STOCK Cmn 034164903 824 24,600 Sh Call Shared-defined 1 24,600 ANDERSONS INC CMN STOCK Cmn 034164953 321 9,600 Sh Put Shared-defined 1 9,600 ANDERSONS INC CMN STOCK Cmn 034164103 4 127 Sh Shared-defined -- 127 ANGLOGOLD LTD Depository - -SPON ADR 2:1 Receipt 035128206 1,259 33,186 Sh Shared-defined 1 N/A ANIXTER INTERNATIONAL INC 1% CB DUE 02/15/2013 - R Bond 035290AJ4 26,027 26,955,000 Prn Shared-defined -- N/A ANIXTER INTERNATIONAL INC CMN STK Cmn 035290905 1,316 28,100 Sh Call Shared-defined 1 28,100 ANIXTER INTERNATIONAL INC CMN STK Cmn 035290955 1,752 37,400 Sh Put Shared-defined 1 37,400 ANIXTER INTERNATIONAL INC CMN STK Cmn 035290905 464 9,900 Sh Call Shared-defined -- 9,900 ANIXTER INTERNATIONAL INC CMN STK Cmn 035290955 469 10,000 Sh Put Shared-defined -- 10,000 ANIXTER INTERNATIONAL INC CMN STK Cmn 035290105 67 1,436 Sh Shared-defined -- 1,436 ANNALY CAPITAL MANAGEMENT INC CMN STOCK Cmn 035710409 1,304 75,883 Sh Shared-defined -- 75,883 ANNALY CAPITAL MANAGEMENT INC CMN STOCK Cmn 035710909 12,548 730,400 Sh Call Shared-defined 1 730,400 COLUMN TOTALS 46,778
FORM 13F Page 47 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ANNALY CAPITAL MANAGEMENT INC CMN STOCK Cmn 035710959 5,781 336,500 Sh Put Shared-defined 1 336,500 ANNALY CAPITAL MANAGEMENT INC CMN STOCK Cmn 035710909 3,986 232,000 Sh Call Shared-defined -- 232,000 ANNALY CAPITAL MANAGEMENT INC CMN STOCK Cmn 035710959 4,194 244,100 Sh Put Shared-defined -- 244,100 ANNTAYLOR STORES CORP CMN STK Cmn 036115103 14 671 Sh Shared-defined 1 671 ANNTAYLOR STORES CORP CMN STK Cmn 036115103 37,043 1,789,513 Sh Shared-defined -- 1,789,513 ANNTAYLOR STORES CORP CMN STK Cmn 036115903 2,461 118,900 Sh Call Shared-defined 1 118,900 ANNTAYLOR STORES CORP CMN STK Cmn 036115953 2,716 131,200 Sh Put Shared-defined 1 131,200 ANNTAYLOR STORES CORP CMN STK Cmn 036115903 648 31,300 Sh Call Shared-defined -- 31,300 ANNTAYLOR STORES CORP CMN STK Cmn 036115953 180 8,700 Sh Put Shared-defined -- 8,700 ANSYS INC CMN STOCK Cmn 03662Q905 427 9,900 Sh Call Shared-defined 1 9,900 ANSYS INC CMN STOCK Cmn 03662Q955 336 7,800 Sh Put Shared-defined 1 7,800 ANSYS INC CMN STOCK Cmn 03662Q105 151 3,492 Sh Shared-defined 1 3,492 ANSYS INC CMN STOCK Cmn 03662Q105 560 12,991 Sh Shared-defined -- 12,991 ANWORTH MORTGAGE ASSET CORP CMN STOCK Cmn 037347901 25 3,700 Sh Call Shared-defined 1 3,700 COLUMN TOTALS 58,522
FORM 13F Page 48 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ANWORTH MORTGAGE ASSET CORP CMN STOCK Cmn 037347951 337 50,000 Sh Put Shared-defined 1 50,000 ANWORTH MORTGAGE ASSET CORP CMN STOCK Cmn 037347101 164 24,364 Sh Shared-defined 1 24,364 ANWORTH MORTGAGE ASSET CORP CMN STOCK Cmn 037347101 1,004 149,028 Sh Shared-defined -- 149,028 AOL INC Cmn 00184X905 6,113 241,800 Sh Call Shared-defined 1 241,800 AOL INC Cmn 00184X955 5,620 222,300 Sh Put Shared-defined 1 222,300 AOL INC Cmn 00184X105 32,084 1,269,157 Sh Shared-defined -- 1,269,157 AOL INC Cmn 00184X905 1,026 40,600 Sh Call Shared-defined -- 40,600 AOL INC Cmn 00184X955 445 17,600 Sh Put Shared-defined -- 17,600 AON CORPORATION Cmn 037389103 50 1,176 Sh Shared-defined 1 1,176 AON CORPORATION Cmn 037389903 3,250 76,100 Sh Call Shared-defined 1 76,100 AON CORPORATION Cmn 037389953 3,600 84,300 Sh Put Shared-defined 1 84,300 AON CORPORATION Cmn 037389103 292 6,832 Sh Shared-defined -- 6,832 AON CORPORATION Cmn 037389903 688 16,100 Sh Call Shared-defined -- 16,100 AON CORPORATION Cmn 037389953 1,081 25,300 Sh Put Shared-defined -- 25,300 COLUMN TOTALS 55,754
FORM 13F Page 49 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- APACHE CORP COMMON APA Cmn 037411105 3,735 36,799 Sh Shared-defined 1 36,799 APACHE CORP COMMON APA Cmn 037411105 18,883 186,036 Sh Shared-defined -- 186,036 APACHE CORP COMMON APA Cmn 037411905 13,449 132,500 Sh Call Shared-defined 1 132,500 APACHE CORP COMMON APA Cmn 037411955 17,539 172,800 Sh Put Shared-defined 1 172,800 APACHE CORP COMMON APA Cmn 037411905 5,278 52,000 Sh Call Shared-defined -- 52,000 APACHE CORP COMMON APA Cmn 037411955 5,643 55,600 Sh Put Shared-defined -- 55,600 APARTMENT INVT & MGMT CO Cmn 03748R101 12 650 Sh Shared-defined 1 650 APARTMENT INVT & MGMT CO Cmn 03748R101 11,260 611,629 Sh Shared-defined -- 611,629 APARTMENT INVT & MGMT CO Cmn 03748R901 184 10,000 Sh Call Shared-defined 1 10,000 APARTMENT INVT & MGMT CO Cmn 03748R951 195 10,600 Sh Put Shared-defined 1 10,600 APOGEE ENTERPRISES INC Cmn 037598909 311 19,700 Sh Call Shared-defined 1 19,700 APOGEE ENTERPRISES INC Cmn 037598959 104 6,600 Sh Put Shared-defined 1 6,600 APOLLO GROUP INC CMN STOCK Cmn 037604905 14,893 243,000 Sh Call Shared-defined 1 243,000 APOLLO GROUP INC CMN STOCK Cmn 037604955 14,232 232,200 Sh Put Shared-defined 1 232,200 COLUMN TOTALS 105,718
FORM 13F Page 50 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- APOLLO GROUP INC CMN STOCK Cmn 037604905 1,802 29,400 Sh Call Shared-defined -- 29,400 APOLLO GROUP INC CMN STOCK Cmn 037604955 2,899 47,300 Sh Put Shared-defined -- 47,300 APOLLO GROUP INC CMN STOCK Cmn 037604105 39 631 Sh Shared-defined 1 631 APOLLO GROUP INC CMN STOCK Cmn 037604105 18,288 298,386 Sh Shared-defined -- 298,386 APOLLO INVESTMENT CORP COMMON STOCK Cmn 03761U906 370 29,100 Sh Call Shared-defined 1 29,100 APOLLO INVESTMENT CORP COMMON STOCK Cmn 03761U956 60 4,700 Sh Put Shared-defined 1 4,700 APOLLO INVESTMENT CORP COMMON STOCK Cmn 03761U106 222 17,421 Sh Shared-defined 1 17,421 APOLLO INVESTMENT CORP COMMON STOCK Cmn 03761U106 1,286 101,050 Sh Shared-defined -- 101,050 APPLE INC Cmn 037833100 28,482 121,234 Sh Shared-defined 1 121,234 APPLE INC Cmn 037833900 446,719 1,901,500 Sh Call Shared-defined 1 1,901,500 APPLE INC Cmn 037833950 406,828 1,731,700 Sh Put Shared-defined 1 1,731,700 APPLE INC Cmn 037833100 164,256 699,170 Sh Shared-defined -- 699,170 APPLE INC Cmn 037833900 67,989 289,400 Sh Call Shared-defined -- 289,400 APPLE INC Cmn 037833950 85,444 363,700 Sh Put Shared-defined -- 363,700 COLUMN TOTALS 1,224,684
FORM 13F Page 51 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- APPLIED INDUSTRIAL TECHNOLOGIES CMN STK Cmn 03820C905 405 16,300 Sh Call Shared-defined 1 16,300 APPLIED INDUSTRIAL TECHNOLOGIES CMN STK Cmn 03820C955 1,170 47,100 Sh Put Shared-defined 1 47,100 APPLIED INDUSTRIAL TECHNOLOGIES CMN STK Cmn 03820C105 13 516 Sh Shared-defined 1 516 APPLIED INDUSTRIAL TECHNOLOGIES CMN STK Cmn 03820C105 397 15,964 Sh Shared-defined -- 15,964 APPLIED MATERIAL CMN STK Cmn 038222105 9,923 736,120 Sh Shared-defined 1 736,120 APPLIED MATERIAL CMN STK Cmn 038222105 9,700 719,594 Sh Shared-defined -- 719,594 APPLIED MATERIAL CMN STK Cmn 038222905 2,031 150,700 Sh Call Shared-defined 1 150,700 APPLIED MATERIAL CMN STK Cmn 038222955 15,730 1,166,900 Sh Put Shared-defined 1 1,166,900 APPLIED MATERIAL CMN STK Cmn 038222905 1,266 93,900 Sh Call Shared-defined -- 93,900 APPLIED MATERIAL CMN STK Cmn 038222955 6,511 483,000 Sh Put Shared-defined -- 483,000 APPLIED MICRO CIRCUITS CORP CMN STOCK Cmn 03822W906 114 13,200 Sh Call Shared-defined 1 13,200 APPLIED MICRO CIRCUITS CORP CMN STOCK Cmn 03822W956 35 4,000 Sh Put Shared-defined 1 4,000 APPLIED MICRO CIRCUITS CORP CMN STOCK Cmn 03822W406 15 1,696 Sh Shared-defined 1 1,696 APPLIED MICRO CIRCUITS CORP CMN STOCK Cmn 03822W406 355 41,168 Sh Shared-defined -- 41,168 COLUMN TOTALS 47,665
FORM 13F Page 52 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- APTARGROUP INC CMN STK Cmn 038336903 783 19,900 Sh Call Shared-defined 1 19,900 APTARGROUP INC CMN STK Cmn 038336953 515 13,100 Sh Put Shared-defined 1 13,100 APTARGROUP INC CMN STK Cmn 038336103 10 248 Sh Shared-defined 1 248 APTARGROUP INC CMN STK Cmn 038336103 31 800 Sh Shared-defined -- 800 AQUA AMERICA INC CMN STK Cmn 03836W903 372 21,200 Sh Call Shared-defined 1 21,200 AQUA AMERICA INC CMN STK Cmn 03836W953 119 6,800 Sh Put Shared-defined 1 6,800 AQUA AMERICA INC CMN STK Cmn 03836W103 447 25,446 Sh Shared-defined 1 25,446 AQUA AMERICA INC CMN STK Cmn 03836W103 1,000 56,916 Sh Shared-defined -- 56,916 ARBITRON INC COMMON STOCK Cmn 03875Q908 192 7,200 Sh Call Shared-defined 1 7,200 ARBITRON INC COMMON STOCK Cmn 03875Q958 64 2,400 Sh Put Shared-defined 1 2,400 ARBITRON INC COMMON STOCK Cmn 03875Q108 33 1,235 Sh Shared-defined 1 1,235 ARCA BIOPHARMA INC Cmn 00211Y100 55 10,103 Sh Shared-defined 1 10,103 ARCA BIOPHARMA INC Cmn 00211Y100 2 297 Sh Shared-defined -- 297 ARCELOR MITTAL-CLASS A NY RE Cmn 03938L104 453 10,326 Sh Shared-defined -- 10,326 COLUMN TOTALS 4,076
FORM 13F Page 53 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ARCELOR MITTAL-CLASS A NY RE Cmn 03938L904 14,697 334,700 Sh Call Shared-defined 1 334,700 ARCELOR MITTAL-CLASS A NY RE Cmn 03938L954 15,426 351,300 Sh Put Shared-defined 1 351,300 ARCELOR MITTAL-CLASS A NY RE Cmn 03938L904 6,587 150,000 Sh Call Shared-defined -- 150,000 ARCELOR MITTAL-CLASS A NY RE Cmn 03938L954 5,704 129,900 Sh Put Shared-defined -- 129,900 ARCH CAPITAL GROUP LTD CMN STOCK Cmn G0450A905 1,876 24,600 Sh Call Shared-defined 1 24,600 ARCH CAPITAL GROUP LTD CMN STOCK Cmn G0450A955 618 8,100 Sh Put Shared-defined 1 8,100 ARCH CAPITAL GROUP LTD CMN STOCK Cmn G0450A105 23 305 Sh Shared-defined 1 305 ARCH CAPITAL GROUP LTD CMN STOCK Cmn G0450A105 46,495 609,767 Sh Shared-defined -- 609,767 ARCH CHEMICALS INC CMN STOCK Cmn 03937R102 28 805 Sh Shared-defined 1 805 ARCH CHEMICALS INC CMN STOCK Cmn 03937R102 174 5,053 Sh Shared-defined -- 5,053 ARCH COAL INC CMN STK Cmn 039380900 6,377 279,100 Sh Call Shared-defined 1 279,100 ARCH COAL INC CMN STK Cmn 039380950 3,800 166,300 Sh Put Shared-defined 1 166,300 ARCH COAL INC CMN STK Cmn 039380900 1,666 72,900 Sh Call Shared-defined -- 72,900 ARCH COAL INC CMN STK Cmn 039380950 752 32,900 Sh Put Shared-defined -- 32,900 COLUMN TOTALS 104,223
FORM 13F Page 54 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ARCH COAL INC CMN STK Cmn 039380100 257 11,252 Sh Shared-defined 1 11,252 ARCH COAL INC CMN STK Cmn 039380100 7 300 Sh Shared-defined -- 300 ARCHER DANIELS MIDLAND CO Cmn 039483102 1,133 39,198 Sh Shared-defined 1 39,198 ARCHER DANIELS MIDLAND CO Cmn 039483902 5,659 195,800 Sh Call Shared-defined 1 195,800 ARCHER DANIELS MIDLAND CO Cmn 039483952 5,956 206,100 Sh Put Shared-defined 1 206,100 ARCHER DANIELS MIDLAND CO Cmn 039483102 12,142 420,129 Sh Shared-defined -- 420,129 ARCHER DANIELS MIDLAND CO Cmn 039483902 3,514 121,600 Sh Call Shared-defined -- 121,600 ARCHER DANIELS MIDLAND CO Cmn 039483952 2,766 95,700 Sh Put Shared-defined -- 95,700 ARCHER-DANIELS-MIDLAND 6.25% MAND 6/1/11 - - REGISTE Bond 039483201 9 221 Prn Shared-defined 1 N/A ARCSIGHT INC Cmn 039666902 276 9,800 Sh Call Shared-defined 1 9,800 ARCSIGHT INC Cmn 039666952 155 5,500 Sh Put Shared-defined 1 5,500 ARCSIGHT INC Cmn 039666102 48 1,688 Sh Shared-defined -- 1,688 ARCSIGHT INC Cmn 039666902 191 6,800 Sh Call Shared-defined -- 6,800 ARCSIGHT INC Cmn 039666952 101 3,600 Sh Put Shared-defined -- 3,600 COLUMN TOTALS 32,214
FORM 13F Page 55 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ARENA PHARMACEUTICALS INC Cmn 040047102 527 170,009 Sh Shared-defined 1 170,009 ARENA PHARMACEUTICALS INC Cmn 040047102 10 3,158 Sh Shared-defined -- 3,158 ARENA PHARMACEUTICALS INC Cmn 040047902 222 71,500 Sh Call Shared-defined 1 71,500 ARENA PHARMACEUTICALS INC Cmn 040047952 522 168,300 Sh Put Shared-defined 1 168,300 ARENA RES INC CMN STOCK Cmn 040049908 1,339 40,100 Sh Call Shared-defined 1 40,100 ARENA RES INC CMN STOCK Cmn 040049958 691 20,700 Sh Put Shared-defined 1 20,700 ARENA RES INC CMN STOCK Cmn 040049908 267 8,000 Sh Call Shared-defined -- 8,000 ARENA RES INC CMN STOCK Cmn 040049958 100 3,000 Sh Put Shared-defined -- 3,000 ARENA RES INC CMN STOCK Cmn 040049108 586 17,556 Sh Shared-defined 1 17,556 ARENA RES INC CMN STOCK Cmn 040049108 1,070 32,049 Sh Shared-defined -- 32,049 ARES CAPITAL CORP COMMON STOCK Cmn 04010L903 760 51,200 Sh Call Shared-defined 1 51,200 ARES CAPITAL CORP COMMON STOCK Cmn 04010L953 510 34,400 Sh Put Shared-defined 1 34,400 ARES CAPITAL CORP COMMON STOCK Cmn 04010L103 4,070 274,236 Sh Shared-defined -- 274,236 ARGON ST INC COMMON STOCK Cmn 040149106 489 18,379 Sh Shared-defined -- 18,379 COLUMN TOTALS 11,163
FORM 13F Page 56 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ARIAD PHARMACEUTICALS INC CMN STOCK Cmn 04033A900 359 105,700 Sh Call Shared-defined 1 105,700 ARIAD PHARMACEUTICALS INC CMN STOCK Cmn 04033A950 261 76,700 Sh Put Shared-defined 1 76,700 ARIAD PHARMACEUTICALS INC CMN STOCK Cmn 04033A100 24 7,205 Sh Shared-defined 1 7,205 ARIAD PHARMACEUTICALS INC CMN STOCK Cmn 04033A100 44 12,800 Sh Shared-defined -- 12,800 ARIBA INC Cmn 04033V203 57 4,460 Sh Shared-defined 1 4,460 ARIBA INC Cmn 04033V203 2,484 193,305 Sh Shared-defined -- 193,305 ARIBA INC Cmn 04033V903 145 11,300 Sh Call Shared-defined 1 11,300 ARIBA INC Cmn 04033V953 95 7,400 Sh Put Shared-defined 1 7,400 ARKANSAS BEST CORP. COMMON STOCK Cmn 040790907 2,163 72,400 Sh Call Shared-defined 1 72,400 ARKANSAS BEST CORP. COMMON STOCK Cmn 040790957 1,897 63,500 Sh Put Shared-defined 1 63,500 ARKANSAS BEST CORP. COMMON STOCK Cmn 040790907 478 16,000 Sh Call Shared-defined -- 16,000 ARKANSAS BEST CORP. COMMON STOCK Cmn 040790957 457 15,300 Sh Put Shared-defined -- 15,300 ARKANSAS BEST CORP. COMMON STOCK Cmn 040790107 7,805 261,227 Sh Shared-defined -- 261,227 ARMSTRONG WORLD INDUSTRIES Cmn 04247X102 911 25,089 Sh Shared-defined 1 25,089 COLUMN TOTALS 17,180
FORM 13F Page 57 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ARMSTRONG WORLD INDUSTRIES Cmn 04247X902 1,514 41,700 Sh Call Shared-defined 1 41,700 ARMSTRONG WORLD INDUSTRIES Cmn 04247X952 788 21,700 Sh Put Shared-defined 1 21,700 ARMSTRONG WORLD INDUSTRIES Cmn 04247X102 179 4,933 Sh Shared-defined -- 4,933 ARMSTRONG WORLD INDUSTRIES Cmn 04247X902 726 20,000 Sh Call Shared-defined -- 20,000 ARMSTRONG WORLD INDUSTRIES Cmn 04247X952 65 1,800 Sh Put Shared-defined -- 1,800 ARQULE INC CMN STOCK Cmn 04269E907 100 17,400 Sh Call Shared-defined 1 17,400 ARQULE INC CMN STOCK Cmn 04269E957 80 13,900 Sh Put Shared-defined 1 13,900 ARQULE INC CMN STOCK Cmn 04269E107 7 1,263 Sh Shared-defined 1 1,263 ARQULE INC CMN STOCK Cmn 04269E107 2 296 Sh Shared-defined -- 296 ARRIS GROUP INC Cmn 04269Q100 32 2,661 Sh Shared-defined 1 2,661 ARRIS GROUP INC Cmn 04269Q900 459 38,200 Sh Call Shared-defined 1 38,200 ARRIS GROUP INC Cmn 04269Q950 270 22,500 Sh Put Shared-defined 1 22,500 ARRIS GROUP INC Cmn 04269Q100 414 34,449 Sh Shared-defined -- 34,449 ARRIS GROUP INC 2% CB 11/15/2026 - REGISTERED Bond 04269QAC4 75,823 75,438,000 Prn Shared-defined -- N/A COLUMN TOTALS 80,459
FORM 13F Page 58 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ARROW ELEC. COMMON STOCK Cmn 042735100 161 5,328 Sh Shared-defined 1 5,328 ARROW ELEC. COMMON STOCK Cmn 042735100 7,652 253,958 Sh Shared-defined -- 253,958 ARROW ELEC. COMMON STOCK Cmn 042735900 985 32,700 Sh Call Shared-defined 1 32,700 ARROW ELEC. COMMON STOCK Cmn 042735950 943 31,300 Sh Put Shared-defined 1 31,300 ART TECHNOLOGY GROUP INC COM STK Cmn 04289L107 13 3,047 Sh Shared-defined 1 3,047 ART TECHNOLOGY GROUP INC COM STK Cmn 04289L107 85 19,200 Sh Shared-defined -- 19,200 ARTECH CORP Cmn 042682203 18 10,636 Sh Shared-defined 1 10,636 ARTECH CORP Cmn 042682203 1 544 Sh Shared-defined -- 544 ARUBA NETWORKS INC CMN STK Cmn 043176906 911 66,700 Sh Call Shared-defined 1 66,700 ARUBA NETWORKS INC CMN STK Cmn 043176956 1,243 91,000 Sh Put Shared-defined 1 91,000 ARUBA NETWORKS INC CMN STK Cmn 043176906 14 1,000 Sh Call Shared-defined -- 1,000 ARUBA NETWORKS INC CMN STK Cmn 043176956 104 7,600 Sh Put Shared-defined -- 7,600 ARUBA NETWORKS INC CMN STK Cmn 043176106 262 19,198 Sh Shared-defined 1 19,198 ARUBA NETWORKS INC CMN STK Cmn 043176106 10,293 753,518 Sh Shared-defined -- 753,518 COLUMN TOTALS 22,685
FORM 13F Page 59 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ARVINMERITOR 4% CB 2/15/2027-REGISTERED Bond 043353AH4 7,190 8,500,000 Prn Shared-defined -- N/A ARVINMERITOR INC CMN STOCK Cmn 043353101 558 41,807 Sh Shared-defined 1 41,807 ARVINMERITOR INC CMN STOCK Cmn 043353101 16,997 1,273,174 Sh Shared-defined -- 1,273,174 ARVINMERITOR INC CMN STOCK Cmn 043353901 1,171 87,700 Sh Call Shared-defined 1 87,700 ARVINMERITOR INC CMN STOCK Cmn 043353951 1,605 120,200 Sh Put Shared-defined 1 120,200 ARVINMERITOR INC CMN STOCK Cmn 043353901 214 16,000 Sh Call Shared-defined -- 16,000 ARVINMERITOR INC CMN STOCK Cmn 043353951 876 65,600 Sh Put Shared-defined -- 65,600 ASBURY AUTOMOTIVE GROUP Cmn 043436104 733 55,083 Sh Shared-defined -- 55,083 ASCENT MEDIA CORP Cmn 043632108 34 1,230 Sh Shared-defined 1 1,230 ASCENT MEDIA CORP Cmn 043632108 589 21,597 Sh Shared-defined -- 21,597 ASCENT SOLAR TECH CLASS B WARRANT Wt 043635127 1 2,505 Shared-defined 1 N/A ASCENT SOLAR TECHNOLOGIES COMMON STOCK Cmn 043635101 44 11,507 Sh Shared-defined 1 11,507 ASCENT SOLAR TECHNOLOGIES COMMON STOCK Cmn 043635901 17 4,400 Sh Call Shared-defined 1 4,400 ASCENT SOLAR TECHNOLOGIES COMMON STOCK Cmn 043635951 62 16,000 Sh Put Shared-defined 1 16,000 COLUMN TOTALS 30,091
FORM 13F Page 60 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ASHFORD HOSPITALITY TRUST COMMON STOCK Cmn 044103109 11 1,472 Sh Shared-defined 1 1,472 ASHFORD HOSPITALITY TRUST COMMON STOCK Cmn 044103109 282 39,322 Sh Shared-defined -- 39,322 ASHLAND INC COMMON STOCK Cmn 044209904 6,332 120,000 Sh Call Shared-defined 1 120,000 ASHLAND INC COMMON STOCK Cmn 044209954 4,332 82,100 Sh Put Shared-defined 1 82,100 ASHLAND INC COMMON STOCK Cmn 044209904 1,346 25,500 Sh Call Shared-defined -- 25,500 ASHLAND INC COMMON STOCK Cmn 044209954 575 10,900 Sh Put Shared-defined -- 10,900 ASHLAND INC COMMON STOCK Cmn 044209104 445 8,434 Sh Shared-defined -- 8,434 ASIAINFO HOLDINGS INC CMN STOCK Cmn 04518A904 1,181 44,600 Sh Call Shared-defined 1 44,600 ASIAINFO HOLDINGS INC CMN STOCK Cmn 04518A954 2,590 97,800 Sh Put Shared-defined 1 97,800 ASIAINFO HOLDINGS INC CMN STOCK Cmn 04518A904 175 6,600 Sh Call Shared-defined -- 6,600 ASIAINFO HOLDINGS INC CMN STOCK Cmn 04518A954 1,253 47,300 Sh Put Shared-defined -- 47,300 ASIAINFO HOLDINGS INC CMN STOCK Cmn 04518A104 1,769 66,812 Sh Shared-defined 1 66,812 ASIAINFO HOLDINGS INC CMN STOCK Cmn 04518A104 922 34,825 Sh Shared-defined -- 34,825 ASML HOLDING NV Depository NY- US STOCK Receipt N07059186 97 2,730 Sh Shared-defined 1 N/A COLUMN TOTALS 21,310
FORM 13F Page 61 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ASML HOLDING NV Depository NY- US STOCK Receipt N07059186 10,434 294,751 Sh Shared-defined -- N/A ASSOCIATED BANC-CORP CMN STK Cmn 045487905 88 6,400 Sh Call Shared-defined 1 6,400 ASSOCIATED BANC-CORP CMN STK Cmn 045487955 1 100 Sh Put Shared-defined 1 100 ASSOCIATED BANC-CORP CMN STK Cmn 045487105 75 5,434 Sh Shared-defined 1 5,434 ASSOCIATED BANC-CORP CMN STK Cmn 045487105 18,594 1,347,395 Sh Shared-defined -- 1,347,395 ASSURANT INC COMMON STOCK Cmn 04621X108 186 5,414 Sh Shared-defined 1 5,414 ASSURANT INC COMMON STOCK Cmn 04621X908 1,671 48,600 Sh Call Shared-defined 1 48,600 ASSURANT INC COMMON STOCK Cmn 04621X958 1,358 39,500 Sh Put Shared-defined 1 39,500 ASSURED GUARANTY COMMON STOCK Cmn G0585R106 478 21,752 Sh Shared-defined 1 21,752 ASSURED GUARANTY COMMON STOCK Cmn G0585R106 1,408 64,073 Sh Shared-defined -- 64,073 ASSURED GUARANTY COMMON STOCK Cmn G0585R906 5,018 228,400 Sh Call Shared-defined 1 228,400 ASSURED GUARANTY COMMON STOCK Cmn G0585R956 6,083 276,900 Sh Put Shared-defined 1 276,900 ASSURED GUARANTY COMMON STOCK Cmn G0585R906 1,870 85,100 Sh Call Shared-defined -- 85,100 ASSURED GUARANTY COMMON STOCK Cmn G0585R956 2,335 106,300 Sh Put Shared-defined -- 106,300 COLUMN TOTALS 49,599
FORM 13F Page 62 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ASTEC INDUSTRIES INC CMN STK Cmn 046224101 41 1,405 Sh Shared-defined 1 1,405 ASTEC INDUSTRIES INC CMN STK Cmn 046224101 1,281 44,217 Sh Shared-defined -- 44,217 ASTEC INDUSTRIES INC CMN STK Cmn 046224901 171 5,900 Sh Call Shared-defined 1 5,900 ASTEC INDUSTRIES INC CMN STK Cmn 046224951 67 2,300 Sh Put Shared-defined 1 2,300 ASTORIA FINANCIAL CORP Cmn 046265104 21 1,415 Sh Shared-defined 1 1,415 ASTORIA FINANCIAL CORP Cmn 046265904 480 33,100 Sh Call Shared-defined 1 33,100 ASTORIA FINANCIAL CORP Cmn 046265954 378 26,100 Sh Put Shared-defined 1 26,100 ASTORIA FINANCIAL CORP Cmn 046265104 1 100 Sh Shared-defined -- 100 ASTRAZENECA GROUP Depository PLC ADR 1:1 Receipt 046353108 78 1,745 Sh Shared-defined 1 N/A ASTRAZENECA GROUP Depository PLC ADR 1:1 Receipt 046353108 687 15,369 Sh Shared-defined -- N/A AT&T INC COMMON STOCK Cmn 00206R902 19,982 773,300 Sh Call Shared-defined 1 773,300 AT&T INC COMMON STOCK Cmn 00206R952 56,491 2,186,200 Sh Put Shared-defined 1 2,186,200 AT&T INC COMMON STOCK Cmn 00206R902 3,695 143,000 Sh Call Shared-defined -- 143,000 AT&T INC COMMON STOCK Cmn 00206R952 17,111 662,200 Sh Put Shared-defined -- 662,200 COLUMN TOTALS 100,484
FORM 13F Page 63 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AT&T INC COMMON STOCK Cmn 00206R102 43,702 1,691,269 Sh Shared-defined 1 1,691,269 AT&T INC COMMON STOCK Cmn 00206R102 52,624 2,036,528 Sh Shared-defined -- 2,036,528 ATHENAHEALTH INC Cmn 04685W903 1,656 45,300 Sh Call Shared-defined 1 45,300 ATHENAHEALTH INC Cmn 04685W953 888 24,300 Sh Put Shared-defined 1 24,300 ATHENAHEALTH INC Cmn 04685W103 593 16,224 Sh Shared-defined -- 16,224 ATHENAHEALTH INC Cmn 04685W903 113 3,100 Sh Call Shared-defined -- 3,100 ATHENAHEALTH INC Cmn 04685W953 124 3,400 Sh Put Shared-defined -- 3,400 ATHEROS COMMUNICATIONS COMMON STOCK Cmn 04743P908 4,831 124,800 Sh Call Shared-defined 1 124,800 ATHEROS COMMUNICATIONS COMMON STOCK Cmn 04743P958 4,130 106,700 Sh Put Shared-defined 1 106,700 ATHEROS COMMUNICATIONS COMMON STOCK Cmn 04743P908 2,516 65,000 Sh Call Shared-defined -- 65,000 ATHEROS COMMUNICATIONS COMMON STOCK Cmn 04743P958 1,417 36,600 Sh Put Shared-defined -- 36,600 ATHEROS COMMUNICATIONS COMMON STOCK Cmn 04743P108 853 22,048 Sh Shared-defined -- 22,048 ATLAS AIR WORLDWIDE HOLDINGS INC. - WHEN ISSUED CO Cmn 049164905 2,387 45,000 Sh Call Shared-defined 1 45,000 ATLAS AIR WORLDWIDE HOLDINGS INC. - WHEN ISSUED CO Cmn 049164955 2,530 47,700 Sh Put Shared-defined 1 47,700 COLUMN TOTALS 118,364
FORM 13F Page 64 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ATLAS AIR WORLDWIDE HOLDINGS INC. - WHEN ISSUED CO Cmn 049164205 280 5,285 Sh Shared-defined 1 5,285 ATLAS AIR WORLDWIDE HOLDINGS INC. - WHEN ISSUED CO Cmn 049164205 37 700 Sh Shared-defined -- 700 ATLAS ENERGY INC Cmn 049298102 12 372 Sh Shared-defined 1 372 ATLAS ENERGY INC Cmn 049298902 411 13,200 Sh Call Shared-defined 1 13,200 ATLAS ENERGY INC Cmn 049298952 1,198 38,500 Sh Put Shared-defined 1 38,500 ATLAS ENERGY INC Cmn 049298102 654 21,005 Sh Shared-defined -- 21,005 ATLAS PIPELINE PARTNERS LP Cmn 049392903 1,862 133,800 Sh Call Shared-defined 1 133,800 ATLAS PIPELINE PARTNERS LP Cmn 049392953 344 24,700 Sh Put Shared-defined 1 24,700 ATMEL CORP CMN STK Cmn 049513954 364 72,300 Sh Put Shared-defined 1 72,300 ATMEL CORP CMN STK Cmn 049513104 4,637 921,941 Sh Shared-defined -- 921,941 ATMI INC CMN STK Cmn 00207R901 253 13,100 Sh Call Shared-defined 1 13,100 ATMI INC CMN STK Cmn 00207R951 321 16,600 Sh Put Shared-defined 1 16,600 ATMI INC CMN STK Cmn 00207R101 282 14,622 Sh Shared-defined -- 14,622 ATMOS ENERGY CORP CMN STK Cmn 049560105 43 1,494 Sh Shared-defined 1 1,494 COLUMN TOTALS 10,698
FORM 13F Page 65 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ATMOS ENERGY CORP CMN STK Cmn 049560105 518 18,123 Sh Shared-defined -- 18,123 ATP OIL & GAS CORP Cmn 00208J108 9,978 530,448 Sh Shared-defined 1 530,448 ATP OIL & GAS CORP Cmn 00208J908 4,319 229,600 Sh Call Shared-defined 1 229,600 ATP OIL & GAS CORP Cmn 00208J958 8,051 428,000 Sh Put Shared-defined 1 428,000 ATP OIL & GAS CORP Cmn 00208J108 1,940 103,131 Sh Shared-defined -- 103,131 ATP OIL & GAS CORP Cmn 00208J908 1,683 89,500 Sh Call Shared-defined -- 89,500 ATP OIL & GAS CORP Cmn 00208J958 2,146 114,100 Sh Put Shared-defined -- 114,100 ATWOOD OCEANICS CMN STK Cmn 050095908 2,144 61,900 Sh Call Shared-defined 1 61,900 ATWOOD OCEANICS CMN STK Cmn 050095958 5,240 151,300 Sh Put Shared-defined 1 151,300 ATWOOD OCEANICS CMN STK Cmn 050095908 215 6,200 Sh Call Shared-defined -- 6,200 ATWOOD OCEANICS CMN STK Cmn 050095958 772 22,300 Sh Put Shared-defined -- 22,300 ATWOOD OCEANICS CMN STK Cmn 050095108 2,785 80,413 Sh Shared-defined 1 80,413 ATWOOD OCEANICS CMN STK Cmn 050095108 1,313 37,908 Sh Shared-defined -- 37,908 AU OPTRONICS CORP Depository - - ADR Receipt 002255107 161 14,189 Sh Shared-defined 1 N/A COLUMN TOTALS 41,265
FORM 13F Page 66 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AU OPTRONICS CORP Depository - - ADR Receipt 002255107 1 91 Sh Shared-defined -- N/A AUDIOVOX CORP -CL A CMN STK Cmn 050757103 6 764 Sh Shared-defined 1 764 AUDIOVOX CORP -CL A CMN STK Cmn 050757103 137 17,639 Sh Shared-defined -- 17,639 AURIZON MINES LTD COMMON STOCK Cmn 05155P906 10 2,100 Sh Call Shared-defined 1 2,100 AURIZON MINES LTD COMMON STOCK Cmn 05155P956 96 20,100 Sh Put Shared-defined 1 20,100 AURIZON MINES LTD COMMON STOCK Cmn 05155P106 102 21,389 Sh Shared-defined 1 21,389 AUTODESK INC Cmn 052769106 862 29,288 Sh Shared-defined 1 29,288 AUTODESK INC Cmn 052769906 6,337 215,400 Sh Call Shared-defined 1 215,400 AUTODESK INC Cmn 052769956 12,954 440,300 Sh Put Shared-defined 1 440,300 AUTODESK INC Cmn 052769106 2,248 76,397 Sh Shared-defined -- 76,397 AUTODESK INC Cmn 052769906 1,695 57,600 Sh Call Shared-defined -- 57,600 AUTODESK INC Cmn 052769956 5,934 201,700 Sh Put Shared-defined -- 201,700 AUTOLIV 8% MAND 04/30/2012- REGISTERED Bond 052800208 16 229 Prn Shared-defined 1 N/A AUTOLIV INC CMN STOCK Cmn 052800909 1,561 30,300 Sh Call Shared-defined 1 30,300 COLUMN TOTALS 31,959
FORM 13F Page 67 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AUTOLIV INC CMN STOCK Cmn 052800959 799 15,500 Sh Put Shared-defined 1 15,500 AUTOLIV INC CMN STOCK Cmn 052800109 67 1,292 Sh Shared-defined 1 1,292 AUTOLIV INC CMN STOCK Cmn 052800109 12,920 250,724 Sh Shared-defined -- 250,724 AUTOMATIC DATA PROC. COMMON STOCK Cmn 053015103 34,920 785,254 Sh Shared-defined -- 785,254 AUTOMATIC DATA PROC. COMMON STOCK Cmn 053015903 10,081 226,700 Sh Call Shared-defined 1 226,700 AUTOMATIC DATA PROC. COMMON STOCK Cmn 053015953 8,458 190,200 Sh Put Shared-defined 1 190,200 AUTOMATIC DATA PROC. COMMON STOCK Cmn 053015903 2,601 58,500 Sh Call Shared-defined -- 58,500 AUTOMATIC DATA PROC. COMMON STOCK Cmn 053015953 1,917 43,100 Sh Put Shared-defined -- 43,100 AUTONATION INC CMN STK Cmn 05329W902 2,061 114,000 Sh Call Shared-defined 1 114,000 AUTONATION INC CMN STK Cmn 05329W952 635 35,100 Sh Put Shared-defined 1 35,100 AUTONATION INC CMN STK Cmn 05329W902 345 19,100 Sh Call Shared-defined -- 19,100 AUTONATION INC CMN STK Cmn 05329W952 221 12,200 Sh Put Shared-defined -- 12,200 AUTONATION INC CMN STK Cmn 05329W102 184 10,168 Sh Shared-defined 1 10,168 AUTONATION INC CMN STK Cmn 05329W102 2 100 Sh Shared-defined -- 100 COLUMN TOTALS 75,211
FORM 13F Page 68 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AUTOZONE INC CMN STK Cmn 053332902 16,219 93,700 Sh Call Shared-defined 1 93,700 AUTOZONE INC CMN STK Cmn 053332952 25,738 148,700 Sh Put Shared-defined 1 148,700 AUTOZONE INC CMN STK Cmn 053332902 3,185 18,400 Sh Call Shared-defined -- 18,400 AUTOZONE INC CMN STK Cmn 053332952 2,821 16,300 Sh Put Shared-defined -- 16,300 AUTOZONE INC CMN STK Cmn 053332102 35 205 Sh Shared-defined 1 205 AUTOZONE INC CMN STK Cmn 053332102 24,589 142,058 Sh Shared-defined -- 142,058 AUXILIUM PHARMACEUTICALS INC. COMMON STOCK Cmn 05334D907 1,595 51,200 Sh Call Shared-defined 1 51,200 AUXILIUM PHARMACEUTICALS INC. COMMON STOCK Cmn 05334D957 1,577 50,600 Sh Put Shared-defined 1 50,600 AUXILIUM PHARMACEUTICALS INC. COMMON STOCK Cmn 05334D107 26 840 Sh Shared-defined 1 840 AVAGO TECHNOLOGIES LTD Cmn Y0486S104 20 991 Sh Shared-defined 1 991 AVAGO TECHNOLOGIES LTD Cmn Y0486S104 16,448 799,976 Sh Shared-defined -- 799,976 AVALONBAY COMMUNITIES INC Cmn 053484901 8,825 102,200 Sh Call Shared-defined 1 102,200 AVALONBAY COMMUNITIES INC Cmn 053484951 9,533 110,400 Sh Put Shared-defined 1 110,400 AVALONBAY COMMUNITIES INC Cmn 053484101 8,297 96,086 Sh Shared-defined -- 96,086 COLUMN TOTALS 118,908
FORM 13F Page 69 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AVALONBAY COMMUNITIES INC Cmn 053484901 2,228 25,800 Sh Call Shared-defined -- 25,800 AVALONBAY COMMUNITIES INC Cmn 053484951 1,641 19,000 Sh Put Shared-defined -- 19,000 AVANIR PHARMACEUTICALS - CL A Cmn 05348P401 40 17,187 Sh Shared-defined 1 17,187 AVANIR PHARMACEUTICALS - CL A Cmn 05348P401 18 7,700 Sh Shared-defined -- 7,700 AVERY DENNISON CORP Cmn 053611109 50 1,382 Sh Shared-defined 1 1,382 AVERY DENNISON CORP Cmn 053611909 1,151 31,600 Sh Call Shared-defined 1 31,600 AVERY DENNISON CORP Cmn 053611959 488 13,400 Sh Put Shared-defined 1 13,400 AVERY DENNISON CORP Cmn 053611109 5,387 147,946 Sh Shared-defined -- 147,946 AVI BIOPHARM INC CMN STOCK Cmn 002346104 2 1,450 Sh Shared-defined 1 1,450 AVI BIOPHARM INC CMN STOCK Cmn 002346104 24 19,940 Sh Shared-defined -- 19,940 AVIAT NETWORKS INC Cmn 05366Y102 134 20,180 Sh Shared-defined 1 20,180 AVID TECHNOLOGY INC Cmn 05367P900 707 51,300 Sh Call Shared-defined 1 51,300 AVID TECHNOLOGY INC Cmn 05367P950 198 14,400 Sh Put Shared-defined 1 14,400 AVID TECHNOLOGY INC Cmn 05367P100 334 24,224 Sh Shared-defined -- 24,224 COLUMN TOTALS 12,402
FORM 13F Page 70 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AVIS BUDGET GROUP INC COMMON STOCK Cmn 053774905 2,299 199,900 Sh Call Shared-defined 1 199,900 AVIS BUDGET GROUP INC COMMON STOCK Cmn 053774955 1,540 133,900 Sh Put Shared-defined 1 133,900 AVIS BUDGET GROUP INC COMMON STOCK Cmn 053774905 87 7,600 Sh Call Shared-defined -- 7,600 AVIS BUDGET GROUP INC COMMON STOCK Cmn 053774955 278 24,200 Sh Put Shared-defined -- 24,200 AVIS BUDGET GROUP INC COMMON STOCK Cmn 053774105 776 67,487 Sh Shared-defined 1 67,487 AVIS BUDGET GROUP INC COMMON STOCK Cmn 053774105 6,282 546,261 Sh Shared-defined -- 546,261 AVISTA CORP CMN STK Cmn 05379B957 62 3,000 Sh Put Shared-defined 1 3,000 AVISTA CORP CMN STK Cmn 05379B107 19 900 Sh Shared-defined 1 900 AVISTA CORP CMN STK Cmn 05379B107 322 15,530 Sh Shared-defined -- 15,530 AVNET, INC. COMMON STOCK Cmn 053807903 1,161 38,700 Sh Call Shared-defined 1 38,700 AVNET, INC. COMMON STOCK Cmn 053807953 402 13,400 Sh Put Shared-defined 1 13,400 AVNET, INC. COMMON STOCK Cmn 053807103 26 881 Sh Shared-defined 1 881 AVNET, INC. COMMON STOCK Cmn 053807103 8,327 277,582 Sh Shared-defined -- 277,582 AVON PRODS INC Cmn 054303102 201 5,939 Sh Shared-defined 1 5,939 COLUMN TOTALS 21,782
FORM 13F Page 71 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AVON PRODS INC Cmn 054303102 16,119 475,912 Sh Shared-defined -- 475,912 AVON PRODS INC Cmn 054303902 7,536 222,500 Sh Call Shared-defined 1 222,500 AVON PRODS INC Cmn 054303952 4,701 138,800 Sh Put Shared-defined 1 138,800 AVON PRODS INC Cmn 054303902 3,661 108,100 Sh Call Shared-defined -- 108,100 AVON PRODS INC Cmn 054303952 1,738 51,300 Sh Put Shared-defined -- 51,300 AVX CORP NEW CMN STOCK Cmn 002444107 2 141 Sh Shared-defined 1 141 AVX CORP NEW CMN STOCK Cmn 002444107 965 67,969 Sh Shared-defined -- 67,969 AXA SPONS ADR Depository Receipt 054536107 220 9,997 Sh Shared-defined -- N/A AXIS CAPITAL HOLDINGS LTD COMMON STOCK Cmn G0692U909 75 2,400 Sh Call Shared-defined 1 2,400 AXIS CAPITAL HOLDINGS LTD COMMON STOCK Cmn G0692U959 147 4,700 Sh Put Shared-defined 1 4,700 AXIS CAPITAL HOLDINGS LTD COMMON STOCK Cmn G0692U109 318 10,166 Sh Shared-defined 1 10,166 AXIS CAPITAL HOLDINGS LTD COMMON STOCK Cmn G0692U109 72 2,316 Sh Shared-defined -- 2,316 AZZ INCORPORATED CMN STK Cmn 002474904 1,818 53,700 Sh Call Shared-defined 1 53,700 AZZ INCORPORATED CMN STK Cmn 002474954 707 20,900 Sh Put Shared-defined 1 20,900 COLUMN TOTALS 38,079
FORM 13F Page 72 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- AZZ INCORPORATED CMN STK Cmn 002474904 34 1,000 Sh Call Shared-defined -- 1,000 AZZ INCORPORATED CMN STK Cmn 002474954 58 1,700 Sh Put Shared-defined -- 1,700 AZZ INCORPORATED CMN STK Cmn 002474104 16 481 Sh Shared-defined 1 481 AZZ INCORPORATED CMN STK Cmn 002474104 138 4,065 Sh Shared-defined -- 4,065 BADGER METER INC CMN STK Cmn 056525908 420 10,900 Sh Call Shared-defined 1 10,900 BADGER METER INC CMN STK Cmn 056525958 204 5,300 Sh Put Shared-defined 1 5,300 BADGER METER INC CMN STK Cmn 056525108 58 1,516 Sh Shared-defined -- 1,516 BAIDU INC Depository Receipt 056752108 9,685 16,222 Sh Shared-defined 1 N/A BAIDU INC Depository Receipt 056752108 15,359 25,727 Sh Shared-defined -- N/A BAKER HUGHES COMMON STOCK BHI Cmn 057224107 3,117 66,553 Sh Shared-defined -- 66,553 BAKER HUGHES COMMON STOCK BHI Cmn 057224907 8,558 182,700 Sh Call Shared-defined 1 182,700 BAKER HUGHES COMMON STOCK BHI Cmn 057224957 15,012 320,500 Sh Put Shared-defined 1 320,500 BAKER HUGHES COMMON STOCK BHI Cmn 057224907 2,979 63,600 Sh Call Shared-defined -- 63,600 BAKER HUGHES COMMON STOCK BHI Cmn 057224957 5,363 114,500 Sh Put Shared-defined -- 114,500 COLUMN TOTALS 61,001
FORM 13F Page 73 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BALL CORP CMN STK Cmn 058498906 1,473 27,600 Sh Call Shared-defined 1 27,600 BALL CORP CMN STK Cmn 058498956 1,655 31,000 Sh Put Shared-defined 1 31,000 BALL CORP CMN STK Cmn 058498106 142 2,667 Sh Shared-defined 1 2,667 BALL CORP CMN STK Cmn 058498106 11,212 210,050 Sh Shared-defined -- 210,050 BALLARD PWR SYS INC CMN STOCK Cmn 058586908 19 7,200 Sh Call Shared-defined 1 7,200 BALLARD PWR SYS INC CMN STOCK Cmn 058586958 68 25,400 Sh Put Shared-defined 1 25,400 BALLARD PWR SYS INC CMN STOCK Cmn 058586108 2 921 Sh Shared-defined 1 921 BALLARD PWR SYS INC CMN STOCK Cmn 058586108 23 8,503 Sh Shared-defined -- 8,503 BALLY TECHNOLOGIES INC CMN STK Cmn 05874B907 2,643 65,200 Sh Call Shared-defined 1 65,200 BALLY TECHNOLOGIES INC CMN STK Cmn 05874B957 5,222 128,800 Sh Put Shared-defined 1 128,800 BALLY TECHNOLOGIES INC CMN STK Cmn 05874B107 1,474 36,354 Sh Shared-defined 1 36,354 BALLY TECHNOLOGIES INC CMN STK Cmn 05874B107 353 8,716 Sh Shared-defined -- 8,716 BANCO BILBAO VIZCAYA ARGENTARIA, Depository SOCIEDAD ANONIMA Receipt 05946K101 20 1,469 Sh Shared-defined 1 N/A BANCO BILBAO VIZCAYA ARGENTARIA, Depository SOCIEDAD ANONIMA Receipt 05946K101 1,070 78,151 Sh Shared-defined -- N/A COLUMN TOTALS 25,376
FORM 13F Page 74 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BANCO BRADESCO-SPON ADR Depository 1:1000 Receipt 059460303 940 51,014 Sh Shared-defined -- N/A BANCO ITAU SA -ADR 1:500 PREF SHARES Depository (ITAU4-BSAA) Receipt 465562106 554 25,183 Sh Shared-defined -- N/A BANCO SANTANDER Depository BRASIL-ADS Receipt 05967A107 694 55,807 Sh Shared-defined 1 N/A BANCO SANTANDER Depository BRASIL-ADS Receipt 05967A107 4,079 328,159 Sh Shared-defined -- N/A BANCO SANTANDER CENTRAL HISPANO Depository SA- SPONS ADR 1:1 Receipt 05964H105 1,717 129,426 Sh Shared-defined 1 N/A BANCO SANTANDER CENTRAL HISPANO Depository SA- SPONS ADR 1:1 Receipt 05964H105 39 2,950 Sh Shared-defined -- N/A BANCOLOMBIA SA - Depository ADR Receipt 05968L102 303 6,633 Sh Shared-defined -- N/A BANCORPSOUTH INC CMN STK Cmn 059692903 126 6,000 Sh Call Shared-defined 1 6,000 BANCORPSOUTH INC CMN STK Cmn 059692953 633 30,200 Sh Put Shared-defined 1 30,200 BANCORPSOUTH INC CMN STK Cmn 059692103 164 7,827 Sh Shared-defined 1 7,827 BANCORPSOUTH INC CMN STK Cmn 059692103 620 29,588 Sh Shared-defined -- 29,588 BANK MUTUAL CORPORATION Cmn 063750103 227 34,942 Sh Shared-defined -- 34,942 BANK OF AMERICA CORP 7.25% CONV PREF 1/1/99 - REGI Pref Stk 060505682 34 35 Sh Shared-defined 1 N/A BANK OF AMERICA CORP-CW19 Wt 060505153 15 4,250 Shared-defined 1 N/A COLUMN TOTALS 10,145
FORM 13F Page 75 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BANK OF HAWAII CORP. CMN STK Cmn 062540909 333 7,400 Sh Call Shared-defined 1 7,400 BANK OF HAWAII CORP. CMN STK Cmn 062540959 234 5,200 Sh Put Shared-defined 1 5,200 BANK OF HAWAII CORP. CMN STK Cmn 062540109 788 17,536 Sh Shared-defined -- 17,536 BANK OF MONTRAL CMN STK Cmn 063671101 1,313 21,629 Sh Shared-defined 1 21,629 BANK OF MONTRAL CMN STK Cmn 063671901 2,179 35,900 Sh Call Shared-defined 1 35,900 BANK OF MONTRAL CMN STK Cmn 063671951 3,636 59,900 Sh Put Shared-defined 1 59,900 BANK OF NOVA SCOTIA COMMON STOCK Cmn 064149907 1,411 28,200 Sh Call Shared-defined 1 28,200 BANK OF NOVA SCOTIA COMMON STOCK Cmn 064149957 2,381 47,600 Sh Put Shared-defined 1 47,600 BANK OF NOVA SCOTIA COMMON STOCK Cmn 064149107 1,087 21,738 Sh Shared-defined 1 21,738 BANK OF THE OZARKS INC CMN STOCK Cmn 063904106 1 42 Sh Shared-defined 1 42 BANK OF THE OZARKS INC CMN STOCK Cmn 063904106 3,324 94,458 Sh Shared-defined -- 94,458 BANKAMERICA CORP CMN STOCK Cmn 060505904 56,438 3,161,800 Sh Call Shared-defined 1 3,161,800 BANKAMERICA CORP CMN STOCK Cmn 060505954 32,137 1,800,400 Sh Put Shared-defined 1 1,800,400 BANKAMERICA CORP CMN STOCK Cmn 060505904 2,858 160,100 Sh Call Shared-defined -- 160,100 COLUMN TOTALS 108,120
FORM 13F Page 76 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BANKAMERICA CORP CMN STOCK Cmn 060505954 4,662 261,200 Sh Put Shared-defined -- 261,200 BANKAMERICA CORP CMN STOCK Cmn 060505104 2,801 156,928 Sh Shared-defined 1 156,928 BANKAMERICA CORP CMN STOCK Cmn 060505104 1,598 89,536 Sh Shared-defined -- 89,536 BARD C R INC Cmn 067383109 902 10,410 Sh Shared-defined -- 10,410 BARD C R INC Cmn 067383909 4,972 57,400 Sh Call Shared-defined 1 57,400 BARD C R INC Cmn 067383959 1,880 21,700 Sh Put Shared-defined 1 21,700 BARD C R INC Cmn 067383909 113 1,300 Sh Call Shared-defined -- 1,300 BARD C R INC Cmn 067383959 407 4,700 Sh Put Shared-defined -- 4,700 BARNES & NOBLE INC CMN STK Cmn 067774909 1,040 48,100 Sh Call Shared-defined 1 48,100 BARNES & NOBLE INC CMN STK Cmn 067774959 2,160 99,900 Sh Put Shared-defined 1 99,900 BARNES & NOBLE INC CMN STK Cmn 067774109 255 11,785 Sh Shared-defined 1 11,785 BARNES & NOBLE INC CMN STK Cmn 067774109 782 36,162 Sh Shared-defined -- 36,162 BARNES GROUP 3.75% CB 08/01/2025 - REGISTERED Bond 067806AB5 22,546 20,990,000 Prn Shared-defined -- N/A BARNES GROUP INC CMN STK Cmn 067806909 488 25,100 Sh Call Shared-defined 1 25,100 COLUMN TOTALS 44,606
FORM 13F Page 77 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BARNES GROUP INC CMN STK Cmn 067806959 58 3,000 Sh Put Shared-defined 1 3,000 BARNES GROUP INC CMN STK Cmn 067806109 26 1,340 Sh Shared-defined 1 1,340 BARNES GROUP INC CMN STK Cmn 067806109 498 25,607 Sh Shared-defined -- 25,607 BARRICK GOLD CORP Cmn 067901108 20,461 533,662 Sh Shared-defined 1 533,662 BARRICK GOLD CORP Cmn 067901108 73,744 1,923,413 Sh Shared-defined -- 1,923,413 BARRICK GOLD CORP Cmn 067901908 61,030 1,591,800 Sh Call Shared-defined 1 1,591,800 BARRICK GOLD CORP Cmn 067901958 42,684 1,113,300 Sh Put Shared-defined 1 1,113,300 BARRICK GOLD CORP Cmn 067901908 9,896 258,100 Sh Call Shared-defined -- 258,100 BARRICK GOLD CORP Cmn 067901958 15,436 402,600 Sh Put Shared-defined -- 402,600 BASIC ENERGY SERVICES INC COMMON STOCK Cmn 06985P100 677 87,774 Sh Shared-defined -- 87,774 BAXTER INTL INC Cmn 071813909 10,691 183,700 Sh Call Shared-defined 1 183,700 BAXTER INTL INC Cmn 071813959 11,948 205,300 Sh Put Shared-defined 1 205,300 BAXTER INTL INC Cmn 071813909 1,990 34,200 Sh Call Shared-defined -- 34,200 BAXTER INTL INC Cmn 071813959 698 12,000 Sh Put Shared-defined -- 12,000 COLUMN TOTALS 249,837
FORM 13F Page 78 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BAXTER INTL INC Cmn 071813109 390 6,709 Sh Shared-defined 1 6,709 BAXTER INTL INC Cmn 071813109 24,860 427,148 Sh Shared-defined -- 427,148 BAYTEX ENERGY TRUST COMMON STOCK Cmn 073176909 197 5,800 Sh Call Shared-defined 1 5,800 BAYTEX ENERGY TRUST COMMON STOCK Cmn 073176959 649 19,100 Sh Put Shared-defined 1 19,100 BAYTEX ENERGY TRUST COMMON STOCK Cmn 073176109 137 4,040 Sh Shared-defined -- 4,040 BB&T CORP. COMMON STOCK Cmn 054937107 4,487 138,516 Sh Shared-defined 1 138,516 BB&T CORP. COMMON STOCK Cmn 054937107 2,045 63,131 Sh Shared-defined -- 63,131 BB&T CORP. COMMON STOCK Cmn 054937907 17,319 534,700 Sh Call Shared-defined 1 534,700 BB&T CORP. COMMON STOCK Cmn 054937957 10,093 311,600 Sh Put Shared-defined 1 311,600 BB&T CORP. COMMON STOCK Cmn 054937907 3,352 103,500 Sh Call Shared-defined -- 103,500 BB&T CORP. COMMON STOCK Cmn 054937957 2,364 73,000 Sh Put Shared-defined -- 73,000 BCE INC CMN STK Cmn 05534B760 359 12,235 Sh Shared-defined 1 12,235 BCE INC CMN STK Cmn 05534B760 974 33,187 Sh Shared-defined -- 33,187 BCE INC CMN STK Cmn 05534B900 672 22,900 Sh Call Shared-defined 1 22,900 COLUMN TOTALS 67,898
FORM 13F Page 79 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BCE INC CMN STK Cmn 05534B950 1,045 35,600 Sh Put Shared-defined 1 35,600 BE AEROSPACE INC CMN STK Cmn 073302901 2,195 72,100 Sh Call Shared-defined 1 72,100 BE AEROSPACE INC CMN STK Cmn 073302951 548 18,000 Sh Put Shared-defined 1 18,000 BE AEROSPACE INC CMN STK Cmn 073302101 1,162 38,170 Sh Shared-defined -- 38,170 BEACON ROOFING SUPPLY INC COMMON STOCK Cmn 073685909 281 14,700 Sh Call Shared-defined 1 14,700 BEACON ROOFING SUPPLY INC COMMON STOCK Cmn 073685959 75 3,900 Sh Put Shared-defined 1 3,900 BEACON ROOFING SUPPLY INC COMMON STOCK Cmn 073685109 2 100 Sh Shared-defined -- 100 BEAZER HOMES USA INC CMN STK Cmn 07556Q905 137 30,100 Sh Call Shared-defined 1 30,100 BEAZER HOMES USA INC CMN STK Cmn 07556Q955 526 115,900 Sh Put Shared-defined 1 115,900 BEAZER HOMES USA INC CMN STK Cmn 07556Q105 227 49,914 Sh Shared-defined 1 49,914 BEAZER HOMES USA INC CMN STK Cmn 07556Q105 5,247 1,155,684 Sh Shared-defined -- 1,155,684 BEBE STORES INC CMN STOCK Cmn 075571909 62 7,000 Sh Call Shared-defined 1 7,000 BEBE STORES INC CMN STOCK Cmn 075571959 472 53,000 Sh Put Shared-defined 1 53,000 BEBE STORES INC CMN STOCK Cmn 075571909 221 24,800 Sh Call Shared-defined -- 24,800 COLUMN TOTALS 12,200
FORM 13F Page 80 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BEBE STORES INC CMN STOCK Cmn 075571959 155 17,400 Sh Put Shared-defined -- 17,400 BEBE STORES INC CMN STOCK Cmn 075571109 578 64,947 Sh Shared-defined 1 64,947 BEBE STORES INC CMN STOCK Cmn 075571109 1,307 146,843 Sh Shared-defined -- 146,843 BECKMAN COULTER INC CMN STK Cmn 075811909 1,658 26,400 Sh Call Shared-defined 1 26,400 BECKMAN COULTER INC CMN STK Cmn 075811959 1,884 30,000 Sh Put Shared-defined 1 30,000 BECKMAN COULTER INC CMN STK Cmn 075811959 75 1,200 Sh Put Shared-defined -- 1,200 BECKMAN COULTER INC CMN STK Cmn 075811109 854 13,604 Sh Shared-defined 1 13,604 BECKMAN COULTER INC CMN STK Cmn 075811109 141 2,250 Sh Shared-defined -- 2,250 BECTON DICKINSON & CO Cmn 075887109 96 1,225 Sh Shared-defined 1 1,225 BECTON DICKINSON & CO Cmn 075887109 6,755 85,802 Sh Shared-defined -- 85,802 BECTON DICKINSON & CO Cmn 075887909 4,448 56,500 Sh Call Shared-defined 1 56,500 BECTON DICKINSON & CO Cmn 075887959 2,189 27,800 Sh Put Shared-defined 1 27,800 BECTON DICKINSON & CO Cmn 075887909 1,338 17,000 Sh Call Shared-defined -- 17,000 BECTON DICKINSON & CO Cmn 075887959 740 9,400 Sh Put Shared-defined -- 9,400 COLUMN TOTALS 22,218
FORM 13F Page 81 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BED BATH & BEYOND INC CMN STK Cmn 075896900 11,408 260,700 Sh Call Shared-defined 1 260,700 BED BATH & BEYOND INC CMN STK Cmn 075896950 13,907 317,800 Sh Put Shared-defined 1 317,800 BED BATH & BEYOND INC CMN STK Cmn 075896900 4,695 107,300 Sh Call Shared-defined -- 107,300 BED BATH & BEYOND INC CMN STK Cmn 075896950 3,523 80,500 Sh Put Shared-defined -- 80,500 BED BATH & BEYOND INC CMN STK Cmn 075896100 32,767 748,799 Sh Shared-defined -- 748,799 BELDEN INC CMN STK Cmn 077454906 1,054 38,400 Sh Call Shared-defined 1 38,400 BELDEN INC CMN STK Cmn 077454956 472 17,200 Sh Put Shared-defined 1 17,200 BELDEN INC CMN STK Cmn 077454106 17 627 Sh Shared-defined 1 627 BELDEN INC CMN STK Cmn 077454106 23 846 Sh Shared-defined -- 846 BEMIS INC Cmn 081437905 393 13,700 Sh Call Shared-defined 1 13,700 BEMIS INC Cmn 081437955 988 34,400 Sh Put Shared-defined 1 34,400 BEMIS INC Cmn 081437105 792 27,562 Sh Shared-defined 1 27,562 BEMIS INC Cmn 081437105 4,062 141,428 Sh Shared-defined -- 141,428 BENCHMARK ELECTRONICS INC CMN STK Cmn 08160H901 479 23,100 Sh Call Shared-defined 1 23,100 COLUMN TOTALS 74,580
FORM 13F Page 82 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BENCHMARK ELECTRONICS INC CMN STK Cmn 08160H951 239 11,500 Sh Put Shared-defined 1 11,500 BENCHMARK ELECTRONICS INC CMN STK Cmn 08160H101 82 3,966 Sh Shared-defined 1 3,966 BENCHMARK ELECTRONICS INC CMN STK Cmn 08160H101 539 25,979 Sh Shared-defined -- 25,979 BERKLEY (W R) CORP CMN STK Cmn 084423102 468 17,929 Sh Shared-defined 1 17,929 BERKLEY (W R) CORP CMN STK Cmn 084423102 521 19,954 Sh Shared-defined -- 19,954 BERKLEY (W R) CORP CMN STK Cmn 084423902 438 16,800 Sh Call Shared-defined 1 16,800 BERKLEY (W R) CORP CMN STK Cmn 084423952 1,312 50,300 Sh Put Shared-defined 1 50,300 BERKSHIRE HATHAWAYS - CLASS B COMMON STOCK Cmn 084670902 51,858 638,100 Sh Call Shared-defined 1 638,100 BERKSHIRE HATHAWAYS - CLASS B COMMON STOCK Cmn 084670952 22,894 281,700 Sh Put Shared-defined 1 281,700 BERKSHIRE HATHAWAYS - CLASS B COMMON STOCK Cmn 084670902 8,216 101,100 Sh Call Shared-defined -- 101,100 BERKSHIRE HATHAWAYS - CLASS B COMMON STOCK Cmn 084670952 5,981 73,600 Sh Put Shared-defined -- 73,600 BERKSHIRE HATHAWAYS - CLASS B COMMON STOCK Cmn 084670702 488 6,006 Sh Shared-defined 1 6,006 BERKSHIRE HATHAWAYS - CLASS B COMMON STOCK Cmn 084670702 16 200 Sh Shared-defined -- 200 BERRY PETROLEUM - -CL A CMN STK Cmn 085789905 949 33,700 Sh Call Shared-defined 1 33,700 COLUMN TOTALS 94,001
FORM 13F Page 83 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BERRY PETROLEUM - -CL A CMN STK Cmn 085789955 1,492 53,000 Sh Put Shared-defined 1 53,000 BERRY PETROLEUM - -CL A CMN STK Cmn 085789105 189 6,724 Sh Shared-defined 1 6,724 BERRY PETROLEUM - -CL A CMN STK Cmn 085789105 58 2,076 Sh Shared-defined -- 2,076 BEST BUY CO. COMMON STOCK Cmn 086516101 3,932 92,436 Sh Shared-defined 1 92,436 BEST BUY CO. COMMON STOCK Cmn 086516101 2,897 68,104 Sh Shared-defined -- 68,104 BEST BUY CO. COMMON STOCK Cmn 086516901 32,424 762,200 Sh Call Shared-defined 1 762,200 BEST BUY CO. COMMON STOCK Cmn 086516951 41,187 968,200 Sh Put Shared-defined 1 968,200 BEST BUY CO. COMMON STOCK Cmn 086516901 6,028 141,700 Sh Call Shared-defined -- 141,700 BEST BUY CO. COMMON STOCK Cmn 086516951 7,593 178,500 Sh Put Shared-defined -- 178,500 BGC PARTNERS INC CMN STOCK Cmn 05541T901 46 7,600 Sh Call Shared-defined 1 7,600 BGC PARTNERS INC CMN STOCK Cmn 05541T951 18 3,000 Sh Put Shared-defined 1 3,000 BGC PARTNERS INC CMN STOCK Cmn 05541T101 12 1,996 Sh Shared-defined 1 1,996 BGC PARTNERS INC CMN STOCK Cmn 05541T101 164 26,780 Sh Shared-defined -- 26,780 BIG LOTS INC CMN STK Cmn 089302903 1,621 44,500 Sh Call Shared-defined 1 44,500 COLUMN TOTALS 97,661
FORM 13F Page 84 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BIG LOTS INC CMN STK Cmn 089302953 1,941 53,300 Sh Put Shared-defined 1 53,300 BIG LOTS INC CMN STK Cmn 089302903 856 23,500 Sh Call Shared-defined -- 23,500 BIG LOTS INC CMN STK Cmn 089302953 240 6,600 Sh Put Shared-defined -- 6,600 BIG LOTS INC CMN STK Cmn 089302103 7 200 Sh Shared-defined -- 200 BILL BARRETT CORP COMMON STOCK Cmn 06846N904 1,096 35,700 Sh Call Shared-defined 1 35,700 BILL BARRETT CORP COMMON STOCK Cmn 06846N954 1,044 34,000 Sh Put Shared-defined 1 34,000 BILL BARRETT CORP COMMON STOCK Cmn 06846N104 746 24,292 Sh Shared-defined 1 24,292 BILL BARRETT CORP COMMON STOCK Cmn 06846N104 1,232 40,129 Sh Shared-defined -- 40,129 BILL BARRETT CORPORATION 5% CB 3/15/28 - REGISTERE Bond 06846NAA2 16,868 17,089,000 Prn Shared-defined -- N/A BIOCRYST PHARMACEUTICALS INC CMN STK Cmn 09058V903 362 55,100 Sh Call Shared-defined 1 55,100 BIOCRYST PHARMACEUTICALS INC CMN STK Cmn 09058V953 208 31,700 Sh Put Shared-defined 1 31,700 BIOCRYST PHARMACEUTICALS INC CMN STK Cmn 09058V103 110 16,755 Sh Shared-defined 1 16,755 BIOCRYST PHARMACEUTICALS INC CMN STK Cmn 09058V103 72 10,986 Sh Shared-defined -- 10,986 BIOGEN IDEC INC CMN STK Cmn 09062X903 13,566 236,500 Sh Call Shared-defined 1 236,500 COLUMN TOTALS 38,348
FORM 13F Page 85 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BIOGEN IDEC INC CMN STK Cmn 09062X953 10,485 182,800 Sh Put Shared-defined 1 182,800 BIOGEN IDEC INC CMN STK Cmn 09062X903 2,639 46,000 Sh Call Shared-defined -- 46,000 BIOGEN IDEC INC CMN STK Cmn 09062X953 5,094 88,800 Sh Put Shared-defined -- 88,800 BIOGEN IDEC INC CMN STK Cmn 09062X103 2,004 34,944 Sh Shared-defined 1 34,944 BIOGEN IDEC INC CMN STK Cmn 09062X103 3,340 58,225 Sh Shared-defined -- 58,225 BIOMARIN 1.875% CB 4/23/2017-REGISTERED Bond 09061GAD3 98,445 77,000,000 Prn Shared-defined -- N/A BIOMARIN 2.5% CB 04/01/2013-REGISTERED Bond 09061GAC5 93,922 62,200,000 Prn Shared-defined -- N/A BIOMARIN PHARMACEUTICAL INC CMN STOCK Cmn 09061G901 556 23,800 Sh Call Shared-defined 1 23,800 BIOMARIN PHARMACEUTICAL INC CMN STOCK Cmn 09061G951 400 17,100 Sh Put Shared-defined 1 17,100 BIOMARIN PHARMACEUTICAL INC CMN STOCK Cmn 09061G101 1,152 49,288 Sh Shared-defined 1 49,288 BIOMARIN PHARMACEUTICAL INC CMN STOCK Cmn 09061G101 19,233 822,990 Sh Shared-defined -- 822,990 BIOMED REALTY TRUST COMMON STOCK Cmn 09063H907 76 4,600 Sh Call Shared-defined 1 4,600 BIOMED REALTY TRUST COMMON STOCK Cmn 09063H957 41 2,500 Sh Put Shared-defined 1 2,500 BIOMED REALTY TRUST COMMON STOCK Cmn 09063H107 561 33,922 Sh Shared-defined -- 33,922 COLUMN TOTALS 237,948
FORM 13F Page 86 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BIOMIMETIC THERAPEUTICS INC Cmn 09064X101 7 527 Sh Shared-defined 1 527 BIOMIMETIC THERAPEUTICS INC Cmn 09064X101 125 9,503 Sh Shared-defined -- 9,503 BIOMIMETIC THERAPEUTICS INC Cmn 09064X901 927 70,500 Sh Call Shared-defined 1 70,500 BIOMIMETIC THERAPEUTICS INC Cmn 09064X951 327 24,900 Sh Put Shared-defined 1 24,900 BIOMIRA INC CMN STOCK Cmn 682324908 302 87,100 Sh Call Shared-defined 1 87,100 BIOMIRA INC CMN STOCK Cmn 682324958 54 15,500 Sh Put Shared-defined 1 15,500 BIOMIRA INC CMN STOCK Cmn 682324108 125 36,095 Sh Shared-defined -- 36,095 BIO-RAD LABS -CL A CMN STK Cmn 090572207 38 365 Sh Shared-defined 1 365 BIO-RAD LABS -CL A CMN STK Cmn 090572207 175 1,690 Sh Shared-defined -- 1,690 BIOSANTE PHARMACEUTICALS INC COMMON STOCK Cmn 09065V203 22 12,126 Sh Shared-defined 1 12,126 BIOSANTE PHARMACEUTICALS INC COMMON STOCK Cmn 09065V203 1 316 Sh Shared-defined -- 316 BIOSCRIP INC COMMON STOCK Cmn 09069N108 26 3,316 Sh Shared-defined 1 3,316 BIOSCRIP INC COMMON STOCK Cmn 09069N108 118 14,749 Sh Shared-defined -- 14,749 BIOVAIL CORP CMN STK Cmn 09067J109 129 7,672 Sh Shared-defined 1 7,672 COLUMN TOTALS 2,376
FORM 13F Page 87 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BIOVAIL CORP CMN STK Cmn 09067J109 29,511 1,759,778 Sh Shared-defined -- 1,759,778 BIOVAIL CORP CMN STK Cmn 09067J909 141 8,400 Sh Call Shared-defined 1 8,400 BIOVAIL CORP CMN STK Cmn 09067J959 319 19,000 Sh Put Shared-defined 1 19,000 BIOVAIL CORP CMN STK Cmn 09067J909 364 21,700 Sh Call Shared-defined -- 21,700 BIOVAIL CORP CMN STK Cmn 09067J959 329 19,600 Sh Put Shared-defined -- 19,600 BJ SERVICES CO CMN STK Cmn 055482903 205 9,600 Sh Call Shared-defined 1 9,600 BJ SERVICES CO CMN STK Cmn 055482953 186 8,700 Sh Put Shared-defined 1 8,700 BJ SERVICES CO CMN STK Cmn 055482103 17,036 796,074 Sh Shared-defined -- 796,074 BJ'S RESTAURANTS INC CMN STOCK Cmn 09180C906 405 17,400 Sh Call Shared-defined 1 17,400 BJ'S RESTAURANTS INC CMN STOCK Cmn 09180C106 62 2,677 Sh Shared-defined 1 2,677 BJS WHOLESALE CLUB INC CMN STOCK Cmn 05548J906 473 12,800 Sh Call Shared-defined 1 12,800 BJS WHOLESALE CLUB INC CMN STOCK Cmn 05548J956 625 16,900 Sh Put Shared-defined 1 16,900 BJS WHOLESALE CLUB INC CMN STOCK Cmn 05548J106 985 26,624 Sh Shared-defined 1 26,624 BJS WHOLESALE CLUB INC CMN STOCK Cmn 05548J106 26,563 718,104 Sh Shared-defined -- 718,104 COLUMN TOTALS 77,204
FORM 13F Page 88 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BLACK BOX CORP CMN STK Cmn 091826907 160 5,200 Sh Call Shared-defined 1 5,200 BLACK BOX CORP CMN STK Cmn 091826957 132 4,300 Sh Put Shared-defined 1 4,300 BLACK BOX CORP CMN STK Cmn 091826107 11 350 Sh Shared-defined 1 350 BLACK BOX CORP CMN STK Cmn 091826107 931 30,258 Sh Shared-defined -- 30,258 BLACK HILLS CORP CMN STK Cmn 092113109 3,046 100,372 Sh Shared-defined -- 100,372 BLACKBOARD INC COMMON STOCK Cmn 091935902 492 11,800 Sh Call Shared-defined 1 11,800 BLACKBOARD INC COMMON STOCK Cmn 091935952 496 11,900 Sh Put Shared-defined 1 11,900 BLACKBOARD INC COMMON STOCK Cmn 091935502 42 1,016 Sh Shared-defined 1 1,016 BLACKBOARD INC COMMON STOCK Cmn 091935502 718 17,246 Sh Shared-defined -- 17,246 BLACKROCK INC - COMMON STOCK Cmn 09247X101 533 2,449 Sh Shared-defined 1 2,449 BLACKROCK INC - COMMON STOCK Cmn 09247X101 282 1,296 Sh Shared-defined -- 1,296 BLACKROCK INC - COMMON STOCK Cmn 09247X901 13,262 60,900 Sh Call Shared-defined 1 60,900 BLACKROCK INC - COMMON STOCK Cmn 09247X951 16,136 74,100 Sh Put Shared-defined 1 74,100 BLACKROCK INC - COMMON STOCK Cmn 09247X901 3,375 15,500 Sh Call Shared-defined -- 15,500 COLUMN TOTALS 39,616
FORM 13F Page 89 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BLACKROCK INC - COMMON STOCK Cmn 09247X951 1,307 6,000 Sh Put Shared-defined -- 6,000 BLACKROCK KELSO CAPITAL CORP Cmn 092533108 616 61,866 Sh Shared-defined -- 61,866 BLACKSTONE GROUP LP Cmn 09253U108 6,818 486,984 Sh Shared-defined 1 486,984 BLACKSTONE GROUP LP Cmn 09253U908 7,994 571,000 Sh Call Shared-defined 1 571,000 BLACKSTONE GROUP LP Cmn 09253U958 11,509 822,100 Sh Put Shared-defined 1 822,100 BLOCK H & R INC Cmn 093671105 1,572 88,302 Sh Shared-defined 1 88,302 BLOCK H & R INC Cmn 093671105 1,469 82,545 Sh Shared-defined -- 82,545 BLOCK H & R INC Cmn 093671905 1,846 103,700 Sh Call Shared-defined 1 103,700 BLOCK H & R INC Cmn 093671955 3,612 202,900 Sh Put Shared-defined 1 202,900 BLOCK H & R INC Cmn 093671905 256 14,400 Sh Call Shared-defined -- 14,400 BLOCK H & R INC Cmn 093671955 605 34,000 Sh Put Shared-defined -- 34,000 BLOUNT INTERNATIONAL INC CMN STOCK Cmn 095180905 108 10,400 Sh Call Shared-defined 1 10,400 BLOUNT INTERNATIONAL INC CMN STOCK Cmn 095180955 110 10,600 Sh Put Shared-defined 1 10,600 BLOUNT INTERNATIONAL INC CMN STOCK Cmn 095180105 15 1,441 Sh Shared-defined 1 1,441 COLUMN TOTALS 37,837
FORM 13F Page 90 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BLUE COAT SYSTEMS INC CMN STK Cmn 09534T908 7,260 233,900 Sh Call Shared-defined 1 233,900 BLUE COAT SYSTEMS INC CMN STK Cmn 09534T958 882 28,400 Sh Put Shared-defined 1 28,400 BLUE COAT SYSTEMS INC CMN STK Cmn 09534T908 317 10,200 Sh Call Shared-defined -- 10,200 BLUE COAT SYSTEMS INC CMN STK Cmn 09534T958 74 2,400 Sh Put Shared-defined -- 2,400 BLUE COAT SYSTEMS INC CMN STK Cmn 09534T508 56 1,820 Sh Shared-defined 1 1,820 BLUE COAT SYSTEMS INC CMN STK Cmn 09534T508 96 3,100 Sh Shared-defined -- 3,100 BLUE NILE INC. COMMON STOCK Cmn 09578R903 528 9,600 Sh Call Shared-defined 1 9,600 BLUE NILE INC. COMMON STOCK Cmn 09578R953 391 7,100 Sh Put Shared-defined 1 7,100 BLUE NILE INC. COMMON STOCK Cmn 09578R103 8 143 Sh Shared-defined 1 143 BLUE NILE INC. COMMON STOCK Cmn 09578R103 109 1,982 Sh Shared-defined -- 1,982 BMC SOFTWARE INC CMN STK Cmn 055921900 2,831 74,500 Sh Call Shared-defined 1 74,500 BMC SOFTWARE INC CMN STK Cmn 055921950 9,245 243,300 Sh Put Shared-defined 1 243,300 BMC SOFTWARE INC CMN STK Cmn 055921900 91 2,400 Sh Call Shared-defined -- 2,400 BMC SOFTWARE INC CMN STK Cmn 055921950 3,903 102,700 Sh Put Shared-defined -- 102,700 COLUMN TOTALS 25,791
FORM 13F Page 91 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BMC SOFTWARE INC CMN STK Cmn 055921100 3,510 92,375 Sh Shared-defined 1 92,375 BMC SOFTWARE INC CMN STK Cmn 055921100 7,424 195,356 Sh Shared-defined -- 195,356 BOARDWALK PIPELINE PARTNERS LP Cmn 096627904 863 29,000 Sh Call Shared-defined 1 29,000 BOARDWALK PIPELINE PARTNERS LP Cmn 096627954 2,199 73,900 Sh Put Shared-defined 1 73,900 BOB EVANS FARMS CMN STK Cmn 096761101 25 805 Sh Shared-defined 1 805 BOB EVANS FARMS CMN STK Cmn 096761101 899 29,099 Sh Shared-defined -- 29,099 BOISE INC Cmn 09746Y105 67 10,900 Sh Shared-defined 1 10,900 BOISE INC Cmn 09746Y905 32 5,300 Sh Call Shared-defined 1 5,300 BOISE INC Cmn 09746Y955 88 14,300 Sh Put Shared-defined 1 14,300 BOISE INC Cmn 09746Y105 45 7,404 Sh Shared-defined -- 7,404 BOK FINANCIAL CORP CMN STK Cmn 05561Q201 361 6,893 Sh Shared-defined -- 6,893 BON-TON STORES INC CMN STK Cmn 09776J901 464 34,800 Sh Call Shared-defined 1 34,800 BON-TON STORES INC CMN STK Cmn 09776J951 659 49,400 Sh Put Shared-defined 1 49,400 BON-TON STORES INC CMN STK Cmn 09776J101 309 23,173 Sh Shared-defined 1 23,173 COLUMN TOTALS 16,945
FORM 13F Page 92 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BON-TON STORES INC CMN STK Cmn 09776J101 312 23,367 Sh Shared-defined -- 23,367 BORDERS GROUP INC CMN STOCK Cmn 099709907 14 8,400 Sh Call Shared-defined 1 8,400 BORDERS GROUP INC CMN STOCK Cmn 099709957 32 18,400 Sh Put Shared-defined 1 18,400 BORDERS GROUP INC CMN STOCK Cmn 099709107 15 8,771 Sh Shared-defined 1 8,771 BORDERS GROUP INC CMN STOCK Cmn 099709107 19 11,150 Sh Shared-defined -- 11,150 BORG WARNER INC CMN STK Cmn 099724106 21,265 556,969 Sh Shared-defined -- 556,969 BORG WARNER INC CMN STK Cmn 099724906 1,313 34,400 Sh Call Shared-defined 1 34,400 BORG WARNER INC CMN STK Cmn 099724956 2,146 56,200 Sh Put Shared-defined 1 56,200 BORGWARNER 3.5% CB 04/15/2012-REGISTERED Bond 099724AF3 10,434 7,970,000 Prn Shared-defined -- N/A BOSTON PRIVATE FINL HOLDING CMN STK Cmn 101119105 34 4,592 Sh Shared-defined 1 4,592 BOSTON PRIVATE FINL HOLDING CMN STK Cmn 101119105 145 19,659 Sh Shared-defined -- 19,659 BOSTON PROPERTIES INC Cmn 101121901 2,105 27,900 Sh Call Shared-defined 1 27,900 BOSTON PROPERTIES INC Cmn 101121951 3,229 42,800 Sh Put Shared-defined 1 42,800 BOSTON PROPERTIES INC Cmn 101121901 649 8,600 Sh Call Shared-defined -- 8,600 COLUMN TOTALS 41,712
FORM 13F Page 93 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BOSTON PROPERTIES INC Cmn 101121951 1,313 17,400 Sh Put Shared-defined -- 17,400 BOSTON SCIENTIFIC CORP Cmn 101137107 7,639 1,057,972 Sh Shared-defined 1 1,057,972 BOSTON SCIENTIFIC CORP Cmn 101137107 6,806 942,719 Sh Shared-defined -- 942,719 BOSTON SCIENTIFIC CORP Cmn 101137907 2,348 325,200 Sh Call Shared-defined 1 325,200 BOSTON SCIENTIFIC CORP Cmn 101137957 9,073 1,256,600 Sh Put Shared-defined 1 1,256,600 BOSTON SCIENTIFIC CORP Cmn 101137907 1,356 187,800 Sh Call Shared-defined -- 187,800 BOSTON SCIENTIFIC CORP Cmn 101137957 2,053 284,300 Sh Put Shared-defined -- 284,300 BOYD GAMING CORP CMN STK Cmn 103304101 608 61,526 Sh Shared-defined -- 61,526 BOYD GAMING CORP CMN STK Cmn 103304901 792 80,200 Sh Call Shared-defined 1 80,200 BOYD GAMING CORP CMN STK Cmn 103304951 356 36,000 Sh Put Shared-defined 1 36,000 BOYD GAMING CORP CMN STK Cmn 103304901 177 17,900 Sh Call Shared-defined -- 17,900 BOYD GAMING CORP CMN STK Cmn 103304951 128 13,000 Sh Put Shared-defined -- 13,000 BP PLC - SPONS ADR Depository 1:6 Receipt 055622104 1,421 24,895 Sh Shared-defined -- N/A BP PRUDHOE BAY ROYALTY TRUST CMN STK Cmn 055630907 3,989 40,400 Sh Call Shared-defined 1 40,400 COLUMN TOTALS 38,059
FORM 13F Page 94 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BP PRUDHOE BAY ROYALTY TRUST CMN STK Cmn 055630957 4,809 48,700 Sh Put Shared-defined 1 48,700 BP PRUDHOE BAY ROYALTY TRUST CMN STK Cmn 055630107 36 364 Sh Shared-defined 1 364 BP PRUDHOE BAY ROYALTY TRUST CMN STK Cmn 055630107 38 380 Sh Shared-defined -- 380 BPW ACQUISITION CORP Cmn 055637102 19 1,490 Sh Shared-defined 1 1,490 BPW ACQUISITION CORP Cmn 055637102 4,969 399,100 Sh Shared-defined -- 399,100 BPW ACQUISITION CORP-CW14 Wt 055637110 1 400 Shared-defined 1 N/A BPZ RESOURCES INC CMN STOCK Cmn 055639908 237 32,300 Sh Call Shared-defined 1 32,300 BPZ RESOURCES INC CMN STOCK Cmn 055639958 541 73,600 Sh Put Shared-defined 1 73,600 BPZ RESOURCES INC CMN STOCK Cmn 055639908 285 38,800 Sh Call Shared-defined -- 38,800 BPZ RESOURCES INC CMN STOCK Cmn 055639958 3 400 Sh Put Shared-defined -- 400 BPZ RESOURCES INC CMN STOCK Cmn 055639108 317 43,064 Sh Shared-defined 1 43,064 BPZ RESOURCES INC CMN STOCK Cmn 055639108 33 4,473 Sh Shared-defined -- 4,473 BRANDYWINE REALTY TRUST CMN STK Cmn 105368903 440 36,000 Sh Call Shared-defined 1 36,000 BRANDYWINE REALTY TRUST CMN STK Cmn 105368953 76 6,200 Sh Put Shared-defined 1 6,200 COLUMN TOTALS 11,804
FORM 13F Page 95 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BRANDYWINE REALTY TRUST CMN STK Cmn 105368203 3 219 Sh Shared-defined 1 219 BRANDYWINE REALTY TRUST CMN STK Cmn 105368203 412 33,718 Sh Shared-defined -- 33,718 BRE PROPERTIES -CL A CMN STK Cmn 05564E906 93 2,600 Sh Call Shared-defined 1 2,600 BRE PROPERTIES -CL A CMN STK Cmn 05564E956 354 9,900 Sh Put Shared-defined 1 9,900 BRE PROPERTIES -CL A CMN STK Cmn 05564E106 110 3,084 Sh Shared-defined -- 3,084 BRIDGEPOINT EDUCATION INC Cmn 10807M905 2,001 81,400 Sh Call Shared-defined 1 81,400 BRIDGEPOINT EDUCATION INC Cmn 10807M955 528 21,500 Sh Put Shared-defined 1 21,500 BRIDGEPOINT EDUCATION INC Cmn 10807M105 2 100 Sh Shared-defined -- 100 BRIGGS & STRATTON CORP Cmn 109043109 906 46,459 Sh Shared-defined -- 46,459 BRIGGS & STRATTON CORP Cmn 109043909 552 28,300 Sh Call Shared-defined 1 28,300 BRIGGS & STRATTON CORP Cmn 109043959 603 30,900 Sh Put Shared-defined 1 30,900 BRIGHAM EXPLORATION CO CMN STOCK Cmn 109178903 1,890 118,500 Sh Call Shared-defined 1 118,500 BRIGHAM EXPLORATION CO CMN STOCK Cmn 109178953 592 37,100 Sh Put Shared-defined 1 37,100 BRIGHAM EXPLORATION CO CMN STOCK Cmn 109178903 260 16,300 Sh Call Shared-defined -- 16,300 COLUMN TOTALS 8,306
FORM 13F Page 96 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BRIGHAM EXPLORATION CO CMN STOCK Cmn 109178953 128 8,000 Sh Put Shared-defined -- 8,000 BRIGHAM EXPLORATION CO CMN STOCK Cmn 109178103 9,154 573,900 Sh Shared-defined -- 573,900 BRIGHTPOINT INC CMN STK Cmn 109473905 66 8,700 Sh Call Shared-defined 1 8,700 BRIGHTPOINT INC CMN STK Cmn 109473955 3 400 Sh Put Shared-defined 1 400 BRIGHTPOINT INC CMN STK Cmn 109473405 27 3,578 Sh Shared-defined 1 3,578 BRIGHTPOINT INC CMN STK Cmn 109473405 7 895 Sh Shared-defined -- 895 BRINKER INTL INC CMN STK Cmn 109641900 600 31,100 Sh Call Shared-defined 1 31,100 BRINKER INTL INC CMN STK Cmn 109641950 164 8,500 Sh Put Shared-defined 1 8,500 BRINKER INTL INC CMN STK Cmn 109641900 156 8,100 Sh Call Shared-defined -- 8,100 BRINKER INTL INC CMN STK Cmn 109641950 199 10,300 Sh Put Shared-defined -- 10,300 BRINKER INTL INC CMN STK Cmn 109641100 7,796 404,344 Sh Shared-defined -- 404,344 BRINK'S CO/THE CMN STOCK Cmn 109696904 542 19,200 Sh Call Shared-defined 1 19,200 BRINK'S CO/THE CMN STOCK Cmn 109696954 248 8,800 Sh Put Shared-defined 1 8,800 BRINK'S CO/THE CMN STOCK Cmn 109696104 455 16,116 Sh Shared-defined -- 16,116 COLUMN TOTALS 19,545
FORM 13F Page 97 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BRINKS HOME SECURITY HLD Cmn 109699108 857 20,146 Sh Shared-defined 1 20,146 BRINKS HOME SECURITY HLD Cmn 109699108 13 300 Sh Shared-defined -- 300 BRINKS HOME SECURITY HLD Cmn 109699908 430 10,100 Sh Call Shared-defined 1 10,100 BRINKS HOME SECURITY HLD Cmn 109699958 332 7,800 Sh Put Shared-defined 1 7,800 BRISTOL-MYERS SQUIBB COMPANY Cmn 110122908 12,282 460,000 Sh Call Shared-defined 1 460,000 BRISTOL-MYERS SQUIBB COMPANY Cmn 110122958 16,159 605,200 Sh Put Shared-defined 1 605,200 BRISTOL-MYERS SQUIBB COMPANY Cmn 110122908 1,316 49,300 Sh Call Shared-defined -- 49,300 BRISTOL-MYERS SQUIBB COMPANY Cmn 110122958 2,363 88,500 Sh Put Shared-defined -- 88,500 BRISTOW GROUP 3% CONV 6/15/38 - REGISTERED Bond 110394AC7 27,336 30,809,000 Prn Shared-defined -- N/A BRISTOW GROUP INC CMN STK Cmn 110394103 27 712 Sh Shared-defined 1 712 BRISTOW GROUP INC CMN STK Cmn 110394103 1,896 50,253 Sh Shared-defined -- 50,253 BROADCOM CORP CMN STK Cmn 111320907 12,741 384,000 Sh Call Shared-defined 1 384,000 BROADCOM CORP CMN STK Cmn 111320957 6,865 206,900 Sh Put Shared-defined 1 206,900 BROADCOM CORP CMN STK Cmn 111320907 5,077 153,000 Sh Call Shared-defined -- 153,000 COLUMN TOTALS 87,694
FORM 13F Page 98 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BROADCOM CORP CMN STK Cmn 111320957 1,563 47,100 Sh Put Shared-defined -- 47,100 BROADCOM CORP CMN STK Cmn 111320107 1,026 30,913 Sh Shared-defined 1 30,913 BROADCOM CORP CMN STK Cmn 111320107 52,510 1,582,569 Sh Shared-defined -- 1,582,569 BROADPOINT GLEACHER SECURITIES Cmn 11134A103 1,570 392,539 Sh Shared-defined -- 392,539 BROADRIDGE FINANCIAL SOLUTIONS CMN STK Cmn 11133T103 72 3,356 Sh Shared-defined 1 3,356 BROADRIDGE FINANCIAL SOLUTIONS CMN STK Cmn 11133T103 29,601 1,384,521 Sh Shared-defined -- 1,384,521 BROADRIDGE FINANCIAL SOLUTIONS CMN STK Cmn 11133T903 81 3,800 Sh Call Shared-defined 1 3,800 BROADRIDGE FINANCIAL SOLUTIONS CMN STK Cmn 11133T953 152 7,100 Sh Put Shared-defined 1 7,100 BROADWIND ENERGY INC COMMON STOCK Cmn 11161T908 17 3,900 Sh Call Shared-defined 1 3,900 BROADWIND ENERGY INC COMMON STOCK Cmn 11161T958 28 6,200 Sh Put Shared-defined 1 6,200 BROADWIND ENERGY INC COMMON STOCK Cmn 11161T108 21 4,716 Sh Shared-defined 1 4,716 BROADWIND ENERGY INC COMMON STOCK Cmn 11161T108 11 2,400 Sh Shared-defined -- 2,400 BROCADE COMMUNICATIONS SYS CMN Cmn 111621306 7,393 1,294,715 Sh Shared-defined 1 1,294,715 BROCADE COMMUNICATIONS SYS CMN Cmn 111621306 18,829 3,297,621 Sh Shared-defined -- 3,297,621 COLUMN TOTALS 112,874
FORM 13F Page 99 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BROCADE COMMUNICATIONS SYS CMN Cmn 111621906 1,653 289,500 Sh Call Shared-defined 1 289,500 BROCADE COMMUNICATIONS SYS CMN Cmn 111621956 6,555 1,147,900 Sh Put Shared-defined 1 1,147,900 BROCADE COMMUNICATIONS SYS CMN Cmn 111621906 2,941 515,000 Sh Call Shared-defined -- 515,000 BROOKDALE SENIOR LIVING INC COMMON STOCK Cmn 112463904 110 5,300 Sh Call Shared-defined 1 5,300 BROOKDALE SENIOR LIVING INC COMMON STOCK Cmn 112463954 119 5,700 Sh Put Shared-defined 1 5,700 BROOKDALE SENIOR LIVING INC COMMON STOCK Cmn 112463104 26 1,264 Sh Shared-defined 1 1,264 BROOKDALE SENIOR LIVING INC COMMON STOCK Cmn 112463104 1,321 63,412 Sh Shared-defined -- 63,412 BROOKFIELD ASSET MANAGEMENT INC Cmn 112585104 3 130 Sh Shared-defined 1 130 BROOKFIELD ASSET MANAGEMENT INC Cmn 112585904 567 22,300 Sh Call Shared-defined 1 22,300 BROOKFIELD ASSET MANAGEMENT INC Cmn 112585954 247 9,700 Sh Put Shared-defined 1 9,700 BROOKFIELD INFRASTRUCTURE Cmn G16252101 128 7,251 Sh Shared-defined 1 7,251 BROOKFIELD INFRASTRUCTURE Cmn G16252901 127 7,200 Sh Call Shared-defined 1 7,200 BROOKFIELD INFRASTRUCTURE Cmn G16252951 2 100 Sh Put Shared-defined 1 100 BROOKFIELD PPTYS CORP CMN STOCK Cmn 112900105 92 5,990 Sh Shared-defined 1 5,990 COLUMN TOTALS 13,891
FORM 13F Page 100 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BROOKFIELD PPTYS CORP CMN STOCK Cmn 112900105 4,908 319,503 Sh Shared-defined -- 319,503 BROOKLINE BANCORP INC CMN STOCK Cmn 11373M107 19 1,781 Sh Shared-defined 1 1,781 BROOKLINE BANCORP INC CMN STOCK Cmn 11373M107 406 38,155 Sh Shared-defined -- 38,155 BROOKS AUTOMATION INC CMN STOCK Cmn 114340102 28 3,140 Sh Shared-defined 1 3,140 BROOKS AUTOMATION INC CMN STOCK Cmn 114340102 86 9,726 Sh Shared-defined -- 9,726 BROOKS AUTOMATION INC CMN STOCK Cmn 114340902 260 29,500 Sh Call Shared-defined 1 29,500 BROOKS AUTOMATION INC CMN STOCK Cmn 114340952 79 9,000 Sh Put Shared-defined 1 9,000 BROWN & BROWN INC CMN STK Cmn 115236901 50 2,800 Sh Call Shared-defined 1 2,800 BROWN & BROWN INC CMN STK Cmn 115236951 36 2,000 Sh Put Shared-defined 1 2,000 BROWN & BROWN INC CMN STK Cmn 115236101 44 2,471 Sh Shared-defined 1 2,471 BROWN & BROWN INC CMN STK Cmn 115236101 490 27,347 Sh Shared-defined -- 27,347 BROWN SHOE CO INC CMN STK Cmn 115736100 10 663 Sh Shared-defined 1 663 BROWN SHOE CO INC CMN STK Cmn 115736100 810 52,343 Sh Shared-defined -- 52,343 BROWN-FORMAN -CL B CMN STK Cmn 115637209 20 332 Sh Shared-defined 1 332 COLUMN TOTALS 7,246
FORM 13F Page 101 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BROWN-FORMAN -CL B CMN STK Cmn 115637209 20,415 343,401 Sh Shared-defined -- 343,401 BRSIL TELECOM SA - -ADR 1:3000 PREF Depository SHS Receipt 10553M101 231 12,089 Sh Shared-defined -- N/A BRUNSWICK CORP Cmn 117043109 2 121 Sh Shared-defined -- 121 BRUNSWICK CORP Cmn 117043909 1,108 69,400 Sh Call Shared-defined 1 69,400 BRUNSWICK CORP Cmn 117043959 503 31,500 Sh Put Shared-defined 1 31,500 BRUNSWICK CORP Cmn 117043909 350 21,900 Sh Call Shared-defined -- 21,900 BRUNSWICK CORP Cmn 117043959 10 600 Sh Put Shared-defined -- 600 BRUSH ENGINEERED MATERIALS INC CMN STK Cmn 117421907 709 31,400 Sh Call Shared-defined 1 31,400 BRUSH ENGINEERED MATERIALS INC CMN STK Cmn 117421957 300 13,300 Sh Put Shared-defined 1 13,300 BRUSH ENGINEERED MATERIALS INC CMN STK Cmn 117421107 69 3,047 Sh Shared-defined -- 3,047 BUCKEYE PARTNERS - -LP CMN STK Cmn 118230901 1,340 22,300 Sh Call Shared-defined 1 22,300 BUCKEYE PARTNERS - -LP CMN STK Cmn 118230951 1,808 30,100 Sh Put Shared-defined 1 30,100 BUCKEYE PARTNERS - -LP CMN STK Cmn 118230101 33 544 Sh Shared-defined 1 544 BUCKLE INC CMN STK Cmn 118440906 573 15,600 Sh Call Shared-defined 1 15,600 COLUMN TOTALS 27,451
FORM 13F Page 102 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BUCKLE INC CMN STK Cmn 118440956 739 20,100 Sh Put Shared-defined 1 20,100 BUCKLE INC CMN STK Cmn 118440106 521 14,176 Sh Shared-defined -- 14,176 BUCYRUS INTERNATIONAL INC COMMON STOCK Cmn 118759109 521 7,893 Sh Shared-defined 1 7,893 BUCYRUS INTERNATIONAL INC COMMON STOCK Cmn 118759109 56,416 854,914 Sh Shared-defined -- 854,914 BUCYRUS INTERNATIONAL INC COMMON STOCK Cmn 118759909 12,103 183,400 Sh Call Shared-defined 1 183,400 BUCYRUS INTERNATIONAL INC COMMON STOCK Cmn 118759959 19,731 299,000 Sh Put Shared-defined 1 299,000 BUCYRUS INTERNATIONAL INC COMMON STOCK Cmn 118759909 2,343 35,500 Sh Call Shared-defined -- 35,500 BUCYRUS INTERNATIONAL INC COMMON STOCK Cmn 118759959 7,694 116,600 Sh Put Shared-defined -- 116,600 BUFFALO WILD WINGS INC COMMON STOCK Cmn 119848909 3,863 80,300 Sh Call Shared-defined 1 80,300 BUFFALO WILD WINGS INC COMMON STOCK Cmn 119848959 3,512 73,000 Sh Put Shared-defined 1 73,000 BUFFALO WILD WINGS INC COMMON STOCK Cmn 119848909 1,082 22,500 Sh Call Shared-defined -- 22,500 BUFFALO WILD WINGS INC COMMON STOCK Cmn 119848959 524 10,900 Sh Put Shared-defined -- 10,900 BUFFALO WILD WINGS INC COMMON STOCK Cmn 119848109 25 515 Sh Shared-defined 1 515 BUFFALO WILD WINGS INC COMMON STOCK Cmn 119848109 2 50 Sh Shared-defined -- 50 COLUMN TOTALS 109,076
FORM 13F Page 103 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BUILD-A-BEAR WORKSHOP INC. COMMON STOCK Cmn 120076904 18 2,500 Sh Call Shared-defined 1 2,500 BUILD-A-BEAR WORKSHOP INC. COMMON STOCK Cmn 120076954 5 700 Sh Put Shared-defined 1 700 BUILD-A-BEAR WORKSHOP INC. COMMON STOCK Cmn 120076104 4 555 Sh Shared-defined 1 555 BUILD-A-BEAR WORKSHOP INC. COMMON STOCK Cmn 120076104 81 11,371 Sh Shared-defined -- 11,371 BUNGE LIMITED Cmn G16962105 67 1,086 Sh Shared-defined 1 1,086 BUNGE LIMITED Cmn G16962905 4,635 75,200 Sh Call Shared-defined 1 75,200 BUNGE LIMITED Cmn G16962955 7,568 122,800 Sh Put Shared-defined 1 122,800 BUNGE LIMITED Cmn G16962105 1,226 19,888 Sh Shared-defined -- 19,888 BUNGE LIMITED Cmn G16962905 1,251 20,300 Sh Call Shared-defined -- 20,300 BUNGE LIMITED Cmn G16962955 1,344 21,800 Sh Put Shared-defined -- 21,800 BURGER KING HOLDINGS INC CMN STK Cmn 121208901 750 35,300 Sh Call Shared-defined 1 35,300 BURGER KING HOLDINGS INC CMN STK Cmn 121208951 1,301 61,200 Sh Put Shared-defined 1 61,200 BURGER KING HOLDINGS INC CMN STK Cmn 121208901 77 3,600 Sh Call Shared-defined -- 3,600 BURGER KING HOLDINGS INC CMN STK Cmn 121208951 225 10,600 Sh Put Shared-defined -- 10,600 COLUMN TOTALS 18,552
FORM 13F Page 104 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- BURGER KING HOLDINGS INC CMN STK Cmn 121208201 331 15,567 Sh Shared-defined 1 15,567 BURGER KING HOLDINGS INC CMN STK Cmn 121208201 1,018 47,887 Sh Shared-defined -- 47,887 C H ROBINSON WORLDWIDE INC CMN STOCK Cmn 12541W909 13,320 238,500 Sh Call Shared-defined 1 238,500 C H ROBINSON WORLDWIDE INC CMN STOCK Cmn 12541W959 5,741 102,800 Sh Put Shared-defined 1 102,800 C H ROBINSON WORLDWIDE INC CMN STOCK Cmn 12541W909 648 11,600 Sh Call Shared-defined -- 11,600 C H ROBINSON WORLDWIDE INC CMN STOCK Cmn 12541W959 933 16,700 Sh Put Shared-defined -- 16,700 C H ROBINSON WORLDWIDE INC CMN STOCK Cmn 12541W209 771 13,808 Sh Shared-defined 1 13,808 C H ROBINSON WORLDWIDE INC CMN STOCK Cmn 12541W209 454 8,137 Sh Shared-defined -- 8,137 CA, INC. Cmn 12673P105 2,130 90,760 Sh Shared-defined 1 90,760 CA, INC. Cmn 12673P905 1,925 82,000 Sh Call Shared-defined 1 82,000 CA, INC. Cmn 12673P955 5,501 234,400 Sh Put Shared-defined 1 234,400 CA, INC. Cmn 12673P105 4,563 194,414 Sh Shared-defined -- 194,414 CA, INC. Cmn 12673P905 94 4,000 Sh Call Shared-defined -- 4,000 CA, INC. Cmn 12673P955 1,601 68,200 Sh Put Shared-defined -- 68,200 COLUMN TOTALS 39,030
FORM 13F Page 105 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CABELA'S INC COMMON STOCK Cmn 126804901 810 46,300 Sh Call Shared-defined 1 46,300 CABELA'S INC COMMON STOCK Cmn 126804951 129 7,400 Sh Put Shared-defined 1 7,400 CABELA'S INC COMMON STOCK Cmn 126804301 35 1,990 Sh Shared-defined -- 1,990 CABLEVISION SYSTEMS -CL A CMN STK Cmn 12686C109 161 6,650 Sh Shared-defined 1 6,650 CABLEVISION SYSTEMS -CL A CMN STK Cmn 12686C109 84,714 3,509,283 Sh Shared-defined -- 3,509,283 CABLEVISION SYSTEMS -CL A CMN STK Cmn 12686C909 104 4,300 Sh Call Shared-defined 1 4,300 CABLEVISION SYSTEMS -CL A CMN STK Cmn 12686C959 152 6,300 Sh Put Shared-defined 1 6,300 CABLEVISION SYSTEMS -CL A CMN STK Cmn 12686C959 48 2,000 Sh Put Shared-defined -- 2,000 CABOT CORP Cmn 127055101 60 1,983 Sh Shared-defined 1 1,983 CABOT CORP Cmn 127055951 456 15,000 Sh Put Shared-defined 1 15,000 CABOT CORP Cmn 127055101 2,288 75,257 Sh Shared-defined -- 75,257 CABOT MICROELECTRONICS CORP Cmn 12709P103 57 1,519 Sh Shared-defined 1 1,519 CABOT MICROELECTRONICS CORP Cmn 12709P903 1,029 27,200 Sh Call Shared-defined 1 27,200 CABOT MICROELECTRONICS CORP Cmn 12709P953 545 14,400 Sh Put Shared-defined 1 14,400 COLUMN TOTALS 90,588
FORM 13F Page 106 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CABOT MICROELECTRONICS CORP Cmn 12709P103 285 7,522 Sh Shared-defined -- 7,522 CABOT OIL & GAS CORP -CL A CMN STK Cmn 127097103 396 10,754 Sh Shared-defined 1 10,754 CABOT OIL & GAS CORP -CL A CMN STK Cmn 127097103 1,302 35,374 Sh Shared-defined -- 35,374 CABOT OIL & GAS CORP -CL A CMN STK Cmn 127097903 1,649 44,800 Sh Call Shared-defined 1 44,800 CABOT OIL & GAS CORP -CL A CMN STK Cmn 127097953 2,558 69,500 Sh Put Shared-defined 1 69,500 CACI INTL INC 2.125% CB 05/01/2014 - REGISTERED Bond 127190AD8 25,363 23,933,000 Prn Shared-defined -- N/A CACI INTL INC -CL A CMN STK Cmn 127190904 2,584 52,900 Sh Call Shared-defined 1 52,900 CACI INTL INC -CL A CMN STK Cmn 127190954 1,593 32,600 Sh Put Shared-defined 1 32,600 CACI INTL INC -CL A CMN STK Cmn 127190304 12 236 Sh Shared-defined 1 236 CACI INTL INC -CL A CMN STK Cmn 127190304 357 7,317 Sh Shared-defined -- 7,317 CADENCE DESIGN SYS INC CMN STK Cmn 127387108 547 82,142 Sh Shared-defined 1 82,142 CADENCE DESIGN SYS INC CMN STK Cmn 127387108 2,071 310,982 Sh Shared-defined -- 310,982 CADENCE DESIGN SYS INC CMN STK Cmn 127387908 169 25,400 Sh Call Shared-defined 1 25,400 CADENCE DESIGN SYS INC CMN STK Cmn 127387958 971 145,800 Sh Put Shared-defined 1 145,800 COLUMN TOTALS 39,857
FORM 13F Page 107 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CADENCE DESIGN SYST 1.5% CB 12/15/2013 - REGISTERE Bond 127387AF5 15,656 18,419,000 Prn Shared-defined -- N/A CADENCE PHARMACEUTICALS INC Cmn 12738T100 14 1,533 Sh Shared-defined 1 1,533 CADENCE PHARMACEUTICALS INC Cmn 12738T900 95 10,400 Sh Call Shared-defined 1 10,400 CADENCE PHARMACEUTICALS INC Cmn 12738T950 125 13,700 Sh Put Shared-defined 1 13,700 CADENCE PHARMACEUTICALS INC Cmn 12738T100 255 27,882 Sh Shared-defined -- 27,882 CAL DIVE INTERNATIONAL INC COMMON STOCK Cmn 12802T901 58 7,900 Sh Call Shared-defined 1 7,900 CAL DIVE INTERNATIONAL INC COMMON STOCK Cmn 12802T951 23 3,200 Sh Put Shared-defined 1 3,200 CAL DIVE INTERNATIONAL INC COMMON STOCK Cmn 12802T101 9 1,282 Sh Shared-defined 1 1,282 CAL DIVE INTERNATIONAL INC COMMON STOCK Cmn 12802T101 321 43,840 Sh Shared-defined -- 43,840 CAL MAINE FOODS INC CMN STOCK Cmn 128030902 1,440 42,500 Sh Call Shared-defined 1 42,500 CAL MAINE FOODS INC CMN STOCK Cmn 128030952 1,827 53,900 Sh Put Shared-defined 1 53,900 CAL MAINE FOODS INC CMN STOCK Cmn 128030202 68 2,004 Sh Shared-defined 1 2,004 CAL MAINE FOODS INC CMN STOCK Cmn 128030202 2,779 81,988 Sh Shared-defined -- 81,988 CALAMOS ASSET MANAGEMENT-A COMMON STOCK Cmn 12811R104 30 2,083 Sh Shared-defined 1 2,083 COLUMN TOTALS 22,700
FORM 13F Page 108 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CALAMOS ASSET MANAGEMENT-A COMMON STOCK Cmn 12811R104 121 8,423 Sh Shared-defined -- 8,423 CALGON CARBON CORP CMN STK Cmn 129603906 597 34,900 Sh Call Shared-defined 1 34,900 CALGON CARBON CORP CMN STK Cmn 129603956 185 10,800 Sh Put Shared-defined 1 10,800 CALGON CARBON CORP CMN STK Cmn 129603106 366 21,380 Sh Shared-defined -- 21,380 CALIFORNIA PIZZA KITCHEN Cmn 13054D109 8 484 Sh Shared-defined 1 484 CALIFORNIA PIZZA KITCHEN Cmn 13054D909 384 22,900 Sh Call Shared-defined 1 22,900 CALIFORNIA PIZZA KITCHEN Cmn 13054D959 497 29,600 Sh Put Shared-defined 1 29,600 CALIFORNIA PIZZA KITCHEN Cmn 13054D109 8 480 Sh Shared-defined -- 480 CALIFORNIA WATER SERVICE GRP CMN STK Cmn 130788902 41 1,100 Sh Call Shared-defined 1 1,100 CALIFORNIA WATER SERVICE GRP CMN STK Cmn 130788952 41 1,100 Sh Put Shared-defined 1 1,100 CALIFORNIA WATER SERVICE GRP CMN STK Cmn 130788102 26 682 Sh Shared-defined 1 682 CALIFORNIA WATER SERVICE GRP CMN STK Cmn 130788102 650 17,288 Sh Shared-defined -- 17,288 CALLAWAY GOLF CO CMN STK Cmn 131193904 69 7,800 Sh Call Shared-defined 1 7,800 CALLAWAY GOLF CO CMN STK Cmn 131193104 6 679 Sh Shared-defined 1 679 COLUMN TOTALS 2,999
FORM 13F Page 109 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CALLAWAY GOLF CO CMN STK Cmn 131193104 5,737 650,464 Sh Shared-defined -- 650,464 CALPINE CORP Cmn 131347304 755 63,472 Sh Shared-defined 1 63,472 CALPINE CORP Cmn 131347904 209 17,600 Sh Call Shared-defined 1 17,600 CALPINE CORP Cmn 131347954 768 64,600 Sh Put Shared-defined 1 64,600 CALPINE CORP Cmn 131347904 45 3,800 Sh Call Shared-defined -- 3,800 CAMDEN PROPERTY TRUST COMMON STOCK Cmn 133131902 512 12,300 Sh Call Shared-defined 1 12,300 CAMDEN PROPERTY TRUST COMMON STOCK Cmn 133131952 46 1,100 Sh Put Shared-defined 1 1,100 CAMDEN PROPERTY TRUST COMMON STOCK Cmn 133131102 8 200 Sh Shared-defined -- 200 CAMECO CORP CMN STK Cmn 13321L108 2,547 92,928 Sh Shared-defined 1 92,928 CAMECO CORP CMN STK Cmn 13321L108 1,386 50,553 Sh Shared-defined -- 50,553 CAMECO CORP CMN STK Cmn 13321L908 4,638 169,200 Sh Call Shared-defined 1 169,200 CAMECO CORP CMN STK Cmn 13321L958 5,000 182,400 Sh Put Shared-defined 1 182,400 CAMECO CORP CMN STK Cmn 13321L908 1,121 40,900 Sh Call Shared-defined -- 40,900 CAMECO CORP CMN STK Cmn 13321L958 2,239 81,700 Sh Put Shared-defined -- 81,700 COLUMN TOTALS 25,011
FORM 13F Page 110 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CAMERON INTERNATIONAL CORP CMN STOCK Cmn 13342B905 6,288 146,700 Sh Call Shared-defined 1 146,700 CAMERON INTERNATIONAL CORP CMN STOCK Cmn 13342B955 4,149 96,800 Sh Put Shared-defined 1 96,800 CAMERON INTERNATIONAL CORP CMN STOCK Cmn 13342B905 1,487 34,700 Sh Call Shared-defined -- 34,700 CAMERON INTERNATIONAL CORP CMN STOCK Cmn 13342B955 1,419 33,100 Sh Put Shared-defined -- 33,100 CAMERON INTERNATIONAL CORP CMN STOCK Cmn 13342B105 14,106 329,124 Sh Shared-defined -- 329,124 CAMPBELL SOUP CO Cmn 134429909 1,842 52,100 Sh Call Shared-defined 1 52,100 CAMPBELL SOUP CO Cmn 134429959 318 9,000 Sh Put Shared-defined 1 9,000 CANADIAN NATL RY CO CMN STOCK Cmn 136375902 4,799 79,200 Sh Call Shared-defined 1 79,200 CANADIAN NATL RY CO CMN STOCK Cmn 136375952 2,539 41,900 Sh Put Shared-defined 1 41,900 CANADIAN NATL RY CO CMN STOCK Cmn 136375902 2,357 38,900 Sh Call Shared-defined -- 38,900 CANADIAN NATL RY CO CMN STOCK Cmn 136375952 557 9,200 Sh Put Shared-defined -- 9,200 CANADIAN NATL RY CO CMN STOCK Cmn 136375102 65 1,068 Sh Shared-defined 1 1,068 CANADIAN NATL RY CO CMN STOCK Cmn 136375102 12 200 Sh Shared-defined -- 200 CANADIAN NATURAL RESOURCES Cmn 136385101 34,929 471,758 Sh Shared-defined -- 471,758 COLUMN TOTALS 74,867
FORM 13F Page 111 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CANADIAN NATURAL RESOURCES Cmn 136385901 8,374 113,100 Sh Call Shared-defined 1 113,100 CANADIAN NATURAL RESOURCES Cmn 136385951 5,205 70,300 Sh Put Shared-defined 1 70,300 CANADIAN NATURAL RESOURCES Cmn 136385901 2,140 28,900 Sh Call Shared-defined -- 28,900 CANADIAN NATURAL RESOURCES Cmn 136385951 1,340 18,100 Sh Put Shared-defined -- 18,100 CANADIAN PAC RY LTD CMN STOCK Cmn 13645T100 71 1,259 Sh Shared-defined -- 1,259 CANADIAN PAC RY LTD CMN STOCK Cmn 13645T900 1,445 25,700 Sh Call Shared-defined 1 25,700 CANADIAN PAC RY LTD CMN STOCK Cmn 13645T950 1,625 28,900 Sh Put Shared-defined 1 28,900 CANADIAN SOLAR INC Cmn 136635109 6,631 272,646 Sh Shared-defined 1 272,646 CANADIAN SOLAR INC Cmn 136635909 4,361 179,300 Sh Call Shared-defined 1 179,300 CANADIAN SOLAR INC Cmn 136635959 8,814 362,400 Sh Put Shared-defined 1 362,400 CANADIAN SOLAR INC Cmn 136635109 12,968 533,226 Sh Shared-defined -- 533,226 CANADIAN SOLAR INC Cmn 136635959 3,215 132,200 Sh Put Shared-defined -- 132,200 CANTEL MEDICAL CORP CMN STK Cmn 138098908 93 4,700 Sh Call Shared-defined 1 4,700 CANTEL MEDICAL CORP CMN STK Cmn 138098958 75 3,800 Sh Put Shared-defined 1 3,800 COLUMN TOTALS 56,357
FORM 13F Page 112 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CANTEL MEDICAL CORP CMN STK Cmn 138098108 10 516 Sh Shared-defined 1 516 CANTEL MEDICAL CORP CMN STK Cmn 138098108 67 3,400 Sh Shared-defined -- 3,400 CAPELLA EDUCATION CO Cmn 139594105 109 1,171 Sh Shared-defined 1 1,171 CAPELLA EDUCATION CO Cmn 139594905 4,169 44,900 Sh Call Shared-defined 1 44,900 CAPELLA EDUCATION CO Cmn 139594955 1,792 19,300 Sh Put Shared-defined 1 19,300 CAPELLA EDUCATION CO Cmn 139594105 167 1,800 Sh Shared-defined -- 1,800 CAPITAL ONE FINL CORP CMN STOCK Cmn 14040H905 20,713 500,200 Sh Call Shared-defined 1 500,200 CAPITAL ONE FINL CORP CMN STOCK Cmn 14040H955 28,287 683,100 Sh Put Shared-defined 1 683,100 CAPITAL ONE FINL CORP CMN STOCK Cmn 14040H905 2,509 60,600 Sh Call Shared-defined -- 60,600 CAPITAL ONE FINL CORP CMN STOCK Cmn 14040H955 3,429 82,800 Sh Put Shared-defined -- 82,800 CAPITAL ONE FINL CORP CMN STOCK Cmn 14040H105 19 453 Sh Shared-defined -- 453 CAPITALSOURCE INC COMMON STOCK Cmn 14055X902 283 50,600 Sh Call Shared-defined 1 50,600 CAPITALSOURCE INC COMMON STOCK Cmn 14055X952 474 84,800 Sh Put Shared-defined 1 84,800 CAPITALSOURCE INC COMMON STOCK Cmn 14055X102 131 23,362 Sh Shared-defined 1 23,362 COLUMN TOTALS 62,159
FORM 13F Page 113 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CAPITALSOURCE INC COMMON STOCK Cmn 14055X102 206 36,893 Sh Shared-defined -- 36,893 CAPITOL FED FINL CMN STOCK Cmn 14057C106 88 2,347 Sh Shared-defined 1 2,347 CAPITOL FED FINL CMN STOCK Cmn 14057C106 194 5,185 Sh Shared-defined -- 5,185 CAPSTEAD MORTGAGE CORP CMN STK Cmn 14067E506 574 47,981 Sh Shared-defined 1 47,981 CAPSTEAD MORTGAGE CORP CMN STK Cmn 14067E506 934 78,056 Sh Shared-defined -- 78,056 CAPSTEAD MORTGAGE CORP CMN STK Cmn 14067E906 309 25,800 Sh Call Shared-defined 1 25,800 CAPSTEAD MORTGAGE CORP CMN STK Cmn 14067E956 725 60,600 Sh Put Shared-defined 1 60,600 CAPSTONE TURBINE CORP Cmn 14067D102 53 41,445 Sh Shared-defined 1 41,445 CAPSTONE TURBINE CORP Cmn 14067D102 3 2,222 Sh Shared-defined -- 2,222 CARBO CERAMICS INC CMN STOCK Cmn 140781905 2,924 46,900 Sh Call Shared-defined 1 46,900 CARBO CERAMICS INC CMN STOCK Cmn 140781955 1,839 29,500 Sh Put Shared-defined 1 29,500 CARBO CERAMICS INC CMN STOCK Cmn 140781905 848 13,600 Sh Call Shared-defined -- 13,600 CARBO CERAMICS INC CMN STOCK Cmn 140781955 6 100 Sh Put Shared-defined -- 100 CARBO CERAMICS INC CMN STOCK Cmn 140781105 26 415 Sh Shared-defined 1 415 COLUMN TOTALS 8,729
FORM 13F Page 114 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CARBO CERAMICS INC CMN STOCK Cmn 140781105 23,131 371,053 Sh Shared-defined -- 371,053 CARDINAL HEALTH, INC. COMMON STOCK Cmn 14149Y908 1,668 46,300 Sh Call Shared-defined 1 46,300 CARDINAL HEALTH, INC. COMMON STOCK Cmn 14149Y958 1,484 41,200 Sh Put Shared-defined 1 41,200 CARDINAL HEALTH, INC. COMMON STOCK Cmn 14149Y908 141 3,900 Sh Call Shared-defined -- 3,900 CARDINAL HEALTH, INC. COMMON STOCK Cmn 14149Y958 357 9,900 Sh Put Shared-defined -- 9,900 CARDINAL HEALTH, INC. COMMON STOCK Cmn 14149Y108 237 6,564 Sh Shared-defined 1 6,564 CARDINAL HEALTH, INC. COMMON STOCK Cmn 14149Y108 12,664 351,474 Sh Shared-defined -- 351,474 CARDIOMA PHARMA CORP Cmn 14159U202 52 7,811 Sh Shared-defined 1 7,811 CARDIOMA PHARMA CORP Cmn 14159U952 23 3,500 Sh Put Shared-defined 1 3,500 CARDIONET INC Cmn 14159L103 51 6,710 Sh Shared-defined 1 6,710 CARDIONET INC Cmn 14159L103 668 87,374 Sh Shared-defined -- 87,374 CARDIONET INC Cmn 14159L903 350 45,700 Sh Call Shared-defined 1 45,700 CARDIONET INC Cmn 14159L953 151 19,800 Sh Put Shared-defined 1 19,800 CARDTRONICS INC Cmn 14161H108 6,329 503,503 Sh Shared-defined -- 503,503 COLUMN TOTALS 47,306
FORM 13F Page 115 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CAREER EDUCATION CORPORATION Cmn 141665109 89 2,802 Sh Shared-defined 1 2,802 CAREER EDUCATION CORPORATION Cmn 141665909 4,357 137,700 Sh Call Shared-defined 1 137,700 CAREER EDUCATION CORPORATION Cmn 141665959 2,661 84,100 Sh Put Shared-defined 1 84,100 CAREER EDUCATION CORPORATION Cmn 141665909 1,652 52,200 Sh Call Shared-defined -- 52,200 CAREER EDUCATION COR PORATION Cmn 141665959 601 19,000 Sh Put Shared-defined -- 19,000 CAREFUSION CORP Cmn 14170T101 270 10,229 Sh Shared-defined -- 10,229 CAREFUSION CORP Cmn 14170T901 2,173 82,200 Sh Call Shared-defined 1 82,200 CAREFUSION CORP Cmn 14170T951 238 9,000 Sh Put Shared-defined 1 9,000 CARLISLE COS INC CMN STK Cmn 142339100 32 836 Sh Shared-defined 1 836 CARLISLE COS INC CMN STK Cmn 142339100 2,190 57,479 Sh Shared-defined -- 57,479 CARMAX INC CMN STK Cmn 143130902 1,482 59,000 Sh Call Shared-defined 1 59,000 CARMAX INC CMN STK Cmn 143130952 882 35,100 Sh Put Shared-defined 1 35,100 CARMAX INC CMN STK Cmn 143130902 25 1,000 Sh Call Shared-defined -- 1,000 CARMAX INC CMN STK Cmn 143130952 136 5,400 Sh Put Shared-defined -- 5,400 COLUMN TOTALS 16,788
FORM 13F Page 116 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CARMAX INC CMN STK Cmn 143130102 5 200 Sh Shared-defined -- 200 CARMIKE CINEMAS INC -CL A CMN STK Cmn 143436400 29 2,058 Sh Shared-defined 1 2,058 CARMIKE CINEMAS INC -CL A CMN STK Cmn 143436400 171 12,298 Sh Shared-defined -- 12,298 CARNIVAL CORP COMMON STOCK Cmn 143658300 214 5,511 Sh Shared-defined 1 5,511 CARNIVAL CORP COMMON STOCK Cmn 143658300 2,699 69,423 Sh Shared-defined -- 69,423 CARNIVAL CORP COMMON STOCK Cmn 143658900 12,243 314,900 Sh Call Shared-defined 1 314,900 CARNIVAL CORP COMMON STOCK Cmn 143658950 12,869 331,000 Sh Put Shared-defined 1 331,000 CARNIVAL CORP COMMON STOCK Cmn 143658900 5,295 136,200 Sh Call Shared-defined -- 136,200 CARNIVAL CORP COMMON STOCK Cmn 143658950 5,886 151,400 Sh Put Shared-defined -- 151,400 CARPENTER TECHNOLOGY CMN STK Cmn 144285103 2,706 73,939 Sh Shared-defined -- 73,939 CARPENTER TECHNOLOGY CMN STK Cmn 144285903 1,669 45,600 Sh Call Shared-defined 1 45,600 CARPENTER TECHNOLOGY CMN STK Cmn 144285953 619 16,900 Sh Put Shared-defined 1 16,900 CARRIZO OIL & GAS INC CMN STOCK Cmn 144577903 415 18,100 Sh Call Shared-defined 1 18,100 CARRIZO OIL & GAS INC CMN STOCK Cmn 144577953 1,235 53,800 Sh Put Shared-defined 1 53,800 COLUMN TOTALS 46,055
FORM 13F Page 117 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CARRIZO OIL & GAS INC CMN STOCK Cmn 144577903 181 7,900 Sh Call Shared-defined -- 7,900 CARRIZO OIL & GAS INC CMN STOCK Cmn 144577953 480 20,900 Sh Put Shared-defined -- 20,900 CARRIZO OIL & GAS INC CMN STOCK Cmn 144577103 494 21,528 Sh Shared-defined 1 21,528 CARRIZO OIL & GAS INC CMN STOCK Cmn 144577103 67 2,920 Sh Shared-defined -- 2,920 Carter Holdings Inc COMMON STOCK Cmn 146229109 857 28,438 Sh Shared-defined 1 28,438 Carter Holdings Inc COMMON STOCK Cmn 146229109 5,676 188,245 Sh Shared-defined -- 188,245 Carter Holdings Inc COMMON STOCK Cmn 146229909 488 16,200 Sh Call Shared-defined 1 16,200 Carter Holdings Inc COMMON STOCK Cmn 146229959 636 21,100 Sh Put Shared-defined 1 21,100 Carter Holdings Inc COMMON STOCK Cmn 146229909 21 700 Sh Call Shared-defined -- 700 Carter Holdings Inc COMMON STOCK Cmn 146229959 69 2,300 Sh Put Shared-defined -- 2,300 CASCADE CORP CMN STK Cmn 147195101 234 7,263 Sh Shared-defined -- 7,263 CASH AMERICA INTL INC CMN STK Cmn 14754D900 162 4,100 Sh Call Shared-defined 1 4,100 CASH AMERICA INTL INC CMN STK Cmn 14754D950 904 22,900 Sh Put Shared-defined 1 22,900 CASH AMERICA INTL INC CMN STK Cmn 14754D100 540 13,672 Sh Shared-defined 1 13,672 COLUMN TOTALS 10,809
FORM 13F Page 118 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CASH AMERICA INTL INC CMN STK Cmn 14754D100 570 14,449 Sh Shared-defined -- 14,449 CATALYST HEALTH SOLUTIONS INC Cmn 14888B103 87 2,110 Sh Shared-defined 1 2,110 CATALYST HEALTH SOLUTIONS INC Cmn 14888B903 919 22,200 Sh Call Shared-defined 1 22,200 CATALYST HEALTH SOLUTIONS INC Cmn 14888B953 1,084 26,200 Sh Put Shared-defined 1 26,200 CATALYST HEALTH SOLUTIONS INC Cmn 14888B103 350 8,468 Sh Shared-defined -- 8,468 CATERPILLAR INC Cmn 149123101 5,111 81,325 Sh Shared-defined 1 81,325 CATERPILLAR INC Cmn 149123101 549 8,735 Sh Shared-defined -- 8,735 CATERPILLAR INC Cmn 149123901 38,822 617,700 Sh Call Shared-defined 1 617,700 CATERPILLAR INC Cmn 149123951 73,673 1,172,200 Sh Put Shared-defined 1 1,172,200 CATERPILLAR INC Cmn 149123901 3,608 57,400 Sh Call Shared-defined -- 57,400 CATERPILLAR INC Cmn 149123951 3,878 61,700 Sh Put Shared-defined -- 61,700 Cathay General Bancorp CMN STK Cmn 149150104 23,162 1,988,176 Sh Shared-defined -- 1,988,176 CAVIUM NETWORKS INC Cmn 14965A101 1,611 64,794 Sh Shared-defined 1 64,794 CAVIUM NETWORKS INC Cmn 14965A901 1,250 50,300 Sh Call Shared-defined 1 50,300 COLUMN TOTALS 154,674
FORM 13F Page 119 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CAVIUM NETWORKS INC Cmn 14965A951 2,754 110,800 Sh Put Shared-defined 1 110,800 CAVIUM NETWORKS INC Cmn 14965A101 28,363 1,140,890 Sh Shared-defined -- 1,140,890 CAVIUM NETWORKS INC Cmn 14965A951 355 14,300 Sh Put Shared-defined -- 14,300 CB RICHARD ELLIS GROUP INC. COMMON STOCK Cmn 12497T901 238 15,000 Sh Call Shared-defined 1 15,000 CB RICHARD ELLIS GROUP INC. COMMON STOCK Cmn 12497T951 288 18,200 Sh Put Shared-defined 1 18,200 CB RICHARD ELLIS GROUP INC. COMMON STOCK Cmn 12497T101 466 29,415 Sh Shared-defined -- 29,415 CBIZ INC 3.125% CB 6/1/2026-REGISTERED Bond 124805AB8 32,125 33,350,000 Prn Shared-defined -- N/A CBIZ INC CMN STOCK Cmn 124805102 4 590 Sh Shared-defined 1 590 CBIZ INC CMN STOCK Cmn 124805102 100 15,149 Sh Shared-defined -- 15,149 CBL & ASSOCIATES PPTYS INC Cmn 124830900 133 9,700 Sh Call Shared-defined 1 9,700 CBL & ASSOCIATES PPTYS INC Cmn 124830950 160 11,700 Sh Put Shared-defined 1 11,700 CBS CORP COMMON STOCK Cmn 124857202 230 16,487 Sh Shared-defined 1 16,487 CBS CORP COMMON STOCK Cmn 124857202 1,484 106,431 Sh Shared-defined -- 106,431 CBS CORP COMMON STOCK Cmn 124857902 3,389 243,100 Sh Call Shared-defined 1 243,100 COLUMN TOTALS 70,089
FORM 13F Page 120 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CBS CORP COMMON STOCK Cmn 124857952 2,045 146,700 Sh Put Shared-defined 1 146,700 CBS CORP COMMON STOCK Cmn 124857902 1,027 73,700 Sh Call Shared-defined -- 73,700 CBS CORP COMMON STOCK Cmn 124857952 1,039 74,500 Sh Put Shared-defined -- 74,500 CDC CORP - CL A CMN STOCK Cmn G2022L956 267 90,500 Sh Put Shared-defined 1 90,500 CDC CORP - CL A CMN STOCK Cmn G2022L106 249 84,303 Sh Shared-defined 1 84,303 CDC CORP - CL A CMN STOCK Cmn G2022L106 13 4,359 Sh Shared-defined -- 4,359 CEC ENTERTAINMENT INC CMN STK Cmn 125137909 705 18,500 Sh Call Shared-defined 1 18,500 CEC ENTERTAINMENT INC CMN STK Cmn 125137959 396 10,400 Sh Put Shared-defined 1 10,400 CEC ENTERTAINMENT INC CMN STK Cmn 125137109 299 7,861 Sh Shared-defined 1 7,861 CEC ENTERTAINMENT INC CMN STK Cmn 125137109 198 5,198 Sh Shared-defined -- 5,198 CEDAR SHOPPING CENTERS INC CMN STK Cmn 150602209 3 332 Sh Shared-defined 1 332 CEDAR SHOPPING CENTERS INC CMN STK Cmn 150602209 347 43,906 Sh Shared-defined -- 43,906 CELADON GROUP INC CMN STK Cmn 150838100 2,139 153,460 Sh Shared-defined -- 153,460 CELANESE CORP COMMON STOCK CLS A Cmn 150870103 2,614 82,060 Sh Shared-defined -- 82,060 COLUMN TOTALS 11,341
FORM 13F Page 121 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CELANESE CORP COMMON STOCK CLS A Cmn 150870903 914 28,700 Sh Call Shared-defined 1 28,700 CELANESE CORP COMMON STOCK CLS A Cmn 150870953 252 7,900 Sh Put Shared-defined 1 7,900 CELERA CORP Cmn 15100E106 14 1,956 Sh Shared-defined 1 1,956 CELERA CORP Cmn 15100E906 5 700 Sh Call Shared-defined 1 700 CELERA CORP Cmn 15100E956 12 1,700 Sh Put Shared-defined 1 1,700 CELERA CORP Cmn 15100E106 85 12,000 Sh Shared-defined -- 12,000 CELESTICA INC CMN STOCK Cmn 15101Q108 102 9,321 Sh Shared-defined 1 9,321 CELESTICA INC CMN STOCK Cmn 15101Q108 -- 2 Sh Shared-defined -- 2 CELESTICA INC CMN STOCK Cmn 15101Q908 124 11,300 Sh Call Shared-defined 1 11,300 CELESTICA INC CMN STOCK Cmn 15101Q958 99 9,100 Sh Put Shared-defined 1 9,100 CELGENE CORP CMN STK Cmn 151020104 3,441 55,536 Sh Shared-defined 1 55,536 CELGENE CORP CMN STK Cmn 151020104 30,084 485,544 Sh Shared-defined -- 485,544 CELGENE CORP CMN STK Cmn 151020904 20,304 327,700 Sh Call Shared-defined 1 327,700 CELGENE CORP CMN STK Cmn 151020954 11,760 189,800 Sh Put Shared-defined 1 189,800 COLUMN TOTALS 67,196
FORM 13F Page 122 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CELGENE CORP CMN STK Cmn 151020904 3,581 57,800 Sh Call Shared-defined -- 57,800 CELGENE CORP CMN STK Cmn 151020954 2,385 38,500 Sh Put Shared-defined -- 38,500 CEL-SCI 95 COMMON STOCK Cmn 150837409 11 17,112 Sh Shared-defined 1 17,112 CEMEX SA SPONS ADR Depository PART CER 1:5 Receipt 151290889 786 76,985 Sh Shared-defined 1 N/A CEMEX SA SPONS ADR Depository PART CER 1:5 Receipt 151290889 359 35,168 Sh Shared-defined -- N/A CENOVUS ENERGY INC Cmn 15135U109 194 7,417 Sh Shared-defined 1 7,417 CENOVUS ENERGY INC Cmn 15135U909 810 30,900 Sh Call Shared-defined 1 30,900 CENOVUS ENERGY INC Cmn 15135U959 1,387 52,900 Sh Put Shared-defined 1 52,900 CENOVUS ENERGY INC Cmn 15135U109 159 6,070 Sh Shared-defined -- 6,070 CENTENE CORP COMMON STOCK Cmn 15135B901 1,053 43,800 Sh Call Shared-defined 1 43,800 CENTENE CORP COMMON STOCK Cmn 15135B951 889 37,000 Sh Put Shared-defined 1 37,000 CENTENE CORP COMMON STOCK Cmn 15135B101 99 4,105 Sh Shared-defined 1 4,105 CENTENE CORP COMMON STOCK Cmn 15135B101 1,649 68,574 Sh Shared-defined -- 68,574 CENTERPOINT ENERGY CMN STK Cmn 15189T107 394 27,422 Sh Shared-defined 1 27,422 COLUMN TOTALS 13,756
FORM 13F Page 123 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CENTERPOINT ENERGY CMN STK Cmn 15189T107 1,662 115,749 Sh Shared-defined -- 115,749 CENTERPOINT ENERGY CMN STK Cmn 15189T907 191 13,300 Sh Call Shared-defined 1 13,300 CENTERPOINT ENERGY CMN STK Cmn 15189T957 985 68,600 Sh Put Shared-defined 1 68,600 CENTRAL EUROPEAN DSTR CORP CMN STOCK Cmn 153435902 2,314 66,100 Sh Call Shared-defined 1 66,100 CENTRAL EUROPEAN DSTR CORP CMN STOCK Cmn 153435952 581 16,600 Sh Put Shared-defined 1 16,600 CENTRAL EUROPEAN DSTR CORP CMN STOCK Cmn 153435102 61 1,740 Sh Shared-defined 1 1,740 CENTRAL EUROPEAN MEDIA ENT LTD- CL A COMMON SHRS Cmn G20045202 2 59 Sh Shared-defined 1 59 CENTRAL EUROPEAN MEDIA ENT LTD- CL A COMMON SHRS Cmn G20045202 21 700 Sh Shared-defined -- 700 CENTRAL EUROPEAN MEDIA ENT LTD- CL A COMMON SHRS Cmn G20045902 1,298 44,300 Sh Call Shared-defined 1 44,300 CENTRAL EUROPEAN MEDIA ENT LTD- CL A COMMON SHRS Cmn G20045952 419 14,300 Sh Put Shared-defined 1 14,300 CENTRAL GARDEN & PET CO CMN STK Cmn 153527106 24 2,478 Sh Shared-defined 1 2,478 CENTRAL GARDEN & PET CO CMN STK Cmn 153527106 187 18,923 Sh Shared-defined -- 18,923 CENTURY ALUM CO CMN STOCK Cmn 156431108 1,026 74,598 Sh Shared-defined 1 74,598 CENTURY ALUM CO CMN STOCK Cmn 156431108 2,848 206,982 Sh Shared-defined -- 206,982 COLUMN TOTALS 11,619
FORM 13F Page 124 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CENTURY ALUM CO CMN STOCK Cmn 156431908 2,321 168,700 Sh Call Shared-defined 1 168,700 CENTURY ALUM CO CMN STOCK Cmn 156431958 2,623 190,600 Sh Put Shared-defined 1 190,600 CENTURY ALUM CO CMN STOCK Cmn 156431908 279 20,300 Sh Call Shared-defined -- 20,300 CENTURY ALUM CO CMN STOCK Cmn 156431958 749 54,400 Sh Put Shared-defined -- 54,400 CENTURYTEL INC CMN STOCK Cmn 156700906 2,759 77,800 Sh Call Shared-defined 1 77,800 CENTURYTEL INC CMN STOCK Cmn 156700956 1,411 39,800 Sh Put Shared-defined 1 39,800 CENTURYTEL INC CMN STOCK Cmn 156700106 1,443 40,680 Sh Shared-defined -- 40,680 CENVEO INC CMN STOCK Cmn 15670S105 4,838 558,610 Sh Shared-defined -- 558,610 CEPHALON 2% CB 06/01/15 - REGISTERED Bond 156708AP4 172,446 114,841,000 Prn Shared-defined -- N/A CEPHALON INC CMN STK Cmn 156708909 10,391 153,300 Sh Call Shared-defined 1 153,300 CEPHALON INC CMN STK Cmn 156708959 8,689 128,200 Sh Put Shared-defined 1 128,200 CEPHALON INC CMN STK Cmn 156708909 2,189 32,300 Sh Call Shared-defined -- 32,300 CEPHALON INC CMN STK Cmn 156708959 2,223 32,800 Sh Put Shared-defined -- 32,800 CEPHALON INC CMN STK Cmn 156708109 133 1,962 Sh Shared-defined 1 1,962 COLUMN TOTALS 212,494
FORM 13F Page 125 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CEPHALON INC CMN STK Cmn 156708109 3,512 51,811 Sh Shared-defined -- 51,811 CEPHEID INC Cmn 15670R107 54 3,109 Sh Shared-defined 1 3,109 CEPHEID INC Cmn 15670R907 552 31,600 Sh Call Shared-defined 1 31,600 CEPHEID INC Cmn 15670R957 323 18,500 Sh Put Shared-defined 1 18,500 CEPHEID INC Cmn 15670R107 213 12,197 Sh Shared-defined -- 12,197 CERADYNE INC CMN STK Cmn 156710905 731 32,200 Sh Call Shared-defined 1 32,200 CERADYNE INC CMN STK Cmn 156710955 2,446 107,800 Sh Put Shared-defined 1 107,800 CERADYNE INC CMN STK Cmn 156710105 392 17,286 Sh Shared-defined -- 17,286 CERAGON NETWORKS LTD Cmn M22013102 102 9,357 Sh Shared-defined 1 9,357 CERAGON NETWORKS LTD Cmn M22013902 97 8,900 Sh Call Shared-defined 1 8,900 CERAGON NETWORKS LTD Cmn M22013952 129 11,800 Sh Put Shared-defined 1 11,800 CERNER CORP CMN STK Cmn 156782904 9,135 107,400 Sh Call Shared-defined 1 107,400 CERNER CORP CMN STK Cmn 156782954 6,796 79,900 Sh Put Shared-defined 1 79,900 CERNER CORP CMN STK Cmn 156782904 2,041 24,000 Sh Call Shared-defined -- 24,000 COLUMN TOTALS 26,523
FORM 13F Page 126 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CERNER CORP CMN STK Cmn 156782954 1,369 16,100 Sh Put Shared-defined -- 16,100 CERNER CORP CMN STK Cmn 156782104 625 7,353 Sh Shared-defined 1 7,353 CERNER CORP CMN STK Cmn 156782104 1,114 13,101 Sh Shared-defined -- 13,101 CF INDUSTRIES HOLDINGS, INC. COMMON STOCK Cmn 125269900 55,520 608,900 Sh Call Shared-defined 1 608,900 CF INDUSTRIES HOLDINGS, INC. COMMON STOCK Cmn 125269950 27,737 304,200 Sh Put Shared-defined 1 304,200 CF INDUSTRIES HOLDINGS, INC. COMMON STOCK Cmn 125269100 2,781 30,499 Sh Shared-defined 1 30,499 CF INDUSTRIES HOLDINGS, INC. COMMON STOCK Cmn 125269100 56,248 616,889 Sh Shared-defined -- 616,889 CH ENERGY GROUP INC CMN STK Cmn 12541M102 27 663 Sh Shared-defined 1 663 CH ENERGY GROUP INC CMN STK Cmn 12541M102 570 13,948 Sh Shared-defined -- 13,948 CHANGYOU.COM Depository LTD-ADR Receipt 15911M107 1,737 56,385 Sh Shared-defined 1 N/A CHANGYOU.COM Depository LTD-ADR Receipt 15911M107 9 300 Sh Shared-defined -- N/A CHARDAN SOUTH CHINA ACQUISITION CORP COMMON STOCK Cmn G04136900 867 80,900 Sh Call Shared-defined 1 80,900 CHARDAN SOUTH CHINA ACQUISITION CORP COMMON STOCK Cmn G04136950 2,575 240,200 Sh Put Shared-defined 1 240,200 CHARDAN SOUTH CHINA ACQUISITION CORP COMMON STOCK Cmn G04136100 2,472 230,552 Sh Shared-defined 1 230,552 COLUMN TOTALS 153,651
FORM 13F Page 127 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CHARDAN SOUTH CHINA ACQUISITION CORP COMMON STOCK Cmn G04136100 5 475 Sh Shared-defined -- 475 CHARLES RIVER LABORATORIES Cmn 159864107 33 844 Sh Shared-defined 1 844 CHARLES RIVER LABORATORIES Cmn 159864107 11,746 298,800 Sh Shared-defined -- 298,800 CHARLES RIVER LABORATORIES 2.25 6/15/2013 - REGIST Bond 159864AB3 100,199 97,826,000 Prn Shared-defined -- N/A CHARMING SHOPPES INC Cmn 161133103 25 4,577 Sh Shared-defined 1 4,577 CHARMING SHOPPES INC Cmn 161133903 34 6,200 Sh Call Shared-defined 1 6,200 CHARMING SHOPPES INC Cmn 161133953 36 6,600 Sh Put Shared-defined 1 6,600 CHARMING SHOPPES INC Cmn 161133103 1,205 220,610 Sh Shared-defined -- 220,610 CHECK POINT SOFTWARE TECHNOLOGIES LTD Cmn M22465904 4,929 140,600 Sh Call Shared-defined 1 140,600 CHECK POINT SOFTWARE TECHNOLOGIES LTD Cmn M22465954 12,422 354,300 Sh Put Shared-defined 1 354,300 CHECK POINT SOFTWARE TECHNOLOGIES LTD Cmn M22465904 1,217 34,700 Sh Call Shared-defined -- 34,700 CHECK POINT SOFTWARE TECHNOLOGIES LTD Cmn M22465954 2,861 81,600 Sh Put Shared-defined -- 81,600 CHECK POINT SOFTWARE TECHNOLOGIES LTD Cmn M22465104 1,423 40,585 Sh Shared-defined 1 40,585 CHECK POINT SOFTWARE TECHNOLOGIES LTD Cmn M22465104 7,563 215,727 Sh Shared-defined -- 215,727 COLUMN TOTALS 143,698
FORM 13F Page 128 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CHECKPOINT SYSTEMS INC CMN STK Cmn 162825103 47 2,137 Sh Shared-defined 1 2,137 CHECKPOINT SYSTEMS INC CMN STK Cmn 162825103 922 41,664 Sh Shared-defined -- 41,664 CHEESECAKE FACTORY INC CMN STK Cmn 163072901 3,753 138,700 Sh Call Shared-defined 1 138,700 CHEESECAKE FACTORY INC CMN STK Cmn 163072951 5,810 214,700 Sh Put Shared-defined 1 214,700 CHEESECAKE FACTORY INC CMN STK Cmn 163072901 1,234 45,600 Sh Call Shared-defined -- 45,600 CHEESECAKE FACTORY INC CMN STK Cmn 163072951 1,326 49,000 Sh Put Shared-defined -- 49,000 CHEESECAKE FACTORY INC CMN STK Cmn 163072101 26 968 Sh Shared-defined 1 968 CHEESECAKE FACTORY INC CMN STK Cmn 163072101 13,327 492,491 Sh Shared-defined -- 492,491 CHEMED CORP 1.875% CB 5/15/2014 - REGISTERED Bond 16359RAC7 32,726 35,760,000 Prn Shared-defined -- N/A CHEMED CORP CMN STK Cmn 16359R103 8 154 Sh Shared-defined 1 154 CHEMED CORP CMN STK Cmn 16359R103 486 8,936 Sh Shared-defined -- 8,936 CHEMICAL FINANCIAL CORP CMN STK Cmn 163731102 -- 21 Sh Shared-defined 1 21 CHEMICAL FINANCIAL CORP CMN STK Cmn 163731102 539 22,803 Sh Shared-defined -- 22,803 CHEMSPEC INTL LTD Depository - - ADR Receipt 163868102 10 1,298 Sh Shared-defined 1 N/A COLUMN TOTALS 60,214
FORM 13F Page 129 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CHEMSPEC INTL LTD Depository - - ADR Receipt 163868102 1,201 157,259 Sh Shared-defined -- N/A CHENIERE ENERGY INC CMN STOCK Cmn 16411R908 -- 100 Sh Call Shared-defined 1 100 CHENIERE ENERGY INC CMN STOCK Cmn 16411R958 10 3,100 Sh Put Shared-defined 1 3,100 CHENIERE ENERGY INC CMN STOCK Cmn 16411R208 116 37,408 Sh Shared-defined 1 37,408 CHENIERE ENERGY INC CMN STOCK Cmn 16411R208 58 18,700 Sh Shared-defined -- 18,700 CHENIERE ENERGY PARTNERS LP Cmn 16411Q101 367 22,434 Sh Shared-defined 1 22,434 CHENIERE ENERGY PARTNERS LP Cmn 16411Q901 616 37,600 Sh Call Shared-defined 1 37,600 CHENIERE ENERGY PARTNERS LP Cmn 16411Q951 572 34,900 Sh Put Shared-defined 1 34,900 CHESAPEAKE ENERGY 4.5% CNVT PREF - PERP-REGISTERED Pref Stk 165167842 5 56 Sh Shared-defined 1 N/A CHESAPEAKE ENERGY CORP CMN STK Cmn 165167907 23,813 1,007,300 Sh Call Shared-defined 1 1,007,300 CHESAPEAKE ENERGY CORP CMN STK Cmn 165167957 40,266 1,703,300 Sh Put Shared-defined 1 1,703,300 CHESAPEAKE ENERGY CORP CMN STK Cmn 165167907 6,300 266,500 Sh Call Shared-defined -- 266,500 CHESAPEAKE ENERGY CORP CMN STK Cmn 165167957 20,832 881,200 Sh Put Shared-defined -- 881,200 CHESAPEAKE ENERGY CORP CMN STK Cmn 165167107 19,107 808,235 Sh Shared-defined 1 808,235 COLUMN TOTALS 113,263
FORM 13F Page 130 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CHESAPEAKE ENERGY CORP CMN STK Cmn 165167107 11,816 499,816 Sh Shared-defined -- 499,816 CHEVRON CORP Cmn 166764900 50,715 668,800 Sh Call Shared-defined 1 668,800 CHEVRON CORP Cmn 166764950 40,266 531,000 Sh Put Shared-defined 1 531,000 CHEVRON CORP Cmn 166764900 10,540 139,000 Sh Call Shared-defined -- 139,000 CHEVRON CORP Cmn 166764950 1,972 26,000 Sh Put Shared-defined -- 26,000 CHICAGO BRIDGE & IRON - NY SHR Cmn 167250909 2,172 93,400 Sh Call Shared-defined 1 93,400 CHICAGO BRIDGE & IRON - NY SHR Cmn 167250959 1,531 65,800 Sh Put Shared-defined 1 65,800 CHICAGO BRIDGE & IRON - NY SHR Cmn 167250909 384 16,500 Sh Call Shared-defined -- 16,500 CHICAGO BRIDGE & IRON - NY SHR Cmn 167250959 356 15,300 Sh Put Shared-defined -- 15,300 CHICAGO BRIDGE & IRON - NY SHR Cmn 167250109 17,592 756,314 Sh Shared-defined -- 756,314 CHICOS FAS INC CMN STK Cmn 168615902 965 66,900 Sh Call Shared-defined 1 66,900 CHICOS FAS INC CMN STK Cmn 168615952 1,645 114,100 Sh Put Shared-defined 1 114,100 CHICOS FAS INC CMN STK Cmn 168615902 939 65,100 Sh Call Shared-defined -- 65,100 CHICOS FAS INC CMN STK Cmn 168615952 108 7,500 Sh Put Shared-defined -- 7,500 COLUMN TOTALS 141,001
FORM 13F Page 131 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CHICOS FAS INC CMN STK Cmn 168615102 371 25,731 Sh Shared-defined 1 25,731 CHICOS FAS INC CMN STK Cmn 168615102 10,788 748,097 Sh Shared-defined -- 748,097 CHILDRENS PL RETAIL STRS INC CMN STOCK Cmn 168905907 3,413 76,600 Sh Call Shared-defined 1 76,600 CHILDRENS PL RETAIL STRS INC CMN STOCK Cmn 168905957 2,700 60,600 Sh Put Shared-defined 1 60,600 CHILDRENS PL RETAIL STRS INC CMN STOCK Cmn 168905907 695 15,600 Sh Call Shared-defined -- 15,600 CHILDRENS PL RETAIL STRS INC CMN STOCK Cmn 168905957 169 3,800 Sh Put Shared-defined -- 3,800 CHILDRENS PL RETAIL STRS INC CMN STOCK Cmn 168905107 85 1,915 Sh Shared-defined 1 1,915 CHILDRENS PL RETAIL STRS INC CMN STOCK Cmn 168905107 14,795 332,108 Sh Shared-defined -- 332,108 CHINA AGRITECH INC COMMON STOCK Cmn 16937A900 1,521 61,200 Sh Call Shared-defined 1 61,200 CHINA AGRITECH INC COMMON STOCK Cmn 16937A950 1,698 68,300 Sh Put Shared-defined 1 68,300 CHINA AGRITECH INC COMMON STOCK Cmn 16937A200 19 769 Sh Shared-defined 1 769 CHINA ARCHITECTURAL ENGINEERING Cmn 16937S902 2 1,900 Sh Call Shared-defined 1 1,900 CHINA ARCHITECTURAL ENGINEERING Cmn 16937S952 5 4,100 Sh Put Shared-defined 1 4,100 CHINA ARCHITECTURAL ENGINEERING Cmn 16937S102 10 9,335 Sh Shared-defined -- 9,335 COLUMN TOTALS 36,271
FORM 13F Page 132 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CHINA DIRECT INDUSTRIES INC Cmn 169384203 1 417 Sh Shared-defined 1 417 CHINA DIRECT INDUSTRIES INC Cmn 169384903 15 9,500 Sh Call Shared-defined 1 9,500 CHINA DIRECT INDUSTRIES INC Cmn 169384953 4 2,500 Sh Put Shared-defined 1 2,500 CHINA DIRECT INDUSTRIES INC Cmn 169384203 5 3,000 Sh Shared-defined -- 3,000 CHINA FINANCE Depository ONLINE CO-ADR Receipt 169379104 83 10,554 Sh Shared-defined 1 N/A CHINA FINANCE Depository ONLINE CO-ADR Receipt 169379104 3 444 Sh Shared-defined -- N/A CHINA FIRE & SECURITY GROUP COMMON STOCK Cmn 16938R903 700 54,000 Sh Call Shared-defined 1 54,000 CHINA FIRE & SECURITY GROUP COMMON STOCK Cmn 16938R953 243 18,700 Sh Put Shared-defined 1 18,700 CHINA FIRE & SECURITY GROUP COMMON STOCK Cmn 16938R103 11 845 Sh Shared-defined 1 845 CHINA FIRE & SECURITY GROUP COMMON STOCK Cmn 16938R103 13 1,027 Sh Shared-defined -- 1,027 CHINA GREEN AGRICULTURE INC Cmn 16943W105 305 21,795 Sh Shared-defined 1 21,795 CHINA GREEN AGRICULTURE INC Cmn 16943W905 220 15,700 Sh Call Shared-defined 1 15,700 CHINA GREEN AGRICULTURE INC Cmn 16943W955 1,173 83,800 Sh Put Shared-defined 1 83,800 CHINA GRENTECH Depository CORP LTD ADR 1:25 Receipt 16938P107 41 10,674 Sh Shared-defined 1 N/A COLUMN TOTALS 2,817
FORM 13F Page 133 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CHINA HOUSING & LAND DEVELOP Cmn 16939V103 30 7,845 Sh Shared-defined 1 7,845 CHINA HOUSING & LAND DEVELOP Cmn 16939V903 74 19,600 Sh Call Shared-defined 1 19,600 CHINA HOUSING & LAND DEVELOP Cmn 16939V953 12 3,100 Sh Put Shared-defined 1 3,100 CHINA INFORMATION SECURITY TEC CMN STK Cmn 16944F951 179 35,500 Sh Put Shared-defined 1 35,500 CHINA INFORMATION SECURITY TEC CMN STK Cmn 16944F101 135 26,773 Sh Shared-defined 1 26,773 CHINA INFORMATION SECURITY TEC CMN STK Cmn 16944F101 -- 75 Sh Shared-defined -- 75 CHINA LIFE INSURANCE CO LTD Depository ADR Receipt 16939P106 9,837 136,544 Sh Shared-defined 1 N/A CHINA LIFE INSURANCE CO LTD Depository ADR Receipt 16939P106 59 823 Sh Shared-defined -- N/A CHINA MOBILE LTD - Depository ADR 1:20 Receipt 16941M109 6,353 132,034 Sh Shared-defined 1 N/A CHINA MOBILE LTD - Depository ADR 1:20 Receipt 16941M109 3,519 73,126 Sh Shared-defined -- N/A CHINA NATURAL GAS INC Cmn 168910206 249 25,340 Sh Shared-defined 1 25,340 CHINA NATURAL GAS INC Cmn 168910906 143 14,600 Sh Call Shared-defined 1 14,600 CHINA NATURAL GAS INC Cmn 168910956 270 27,500 Sh Put Shared-defined 1 27,500 CHINA NORTH EAST PETROLEUM HOLDINGS LTD COMMON ST Cmn 16941G902 319 36,100 Sh Call Shared-defined 1 36,100 COLUMN TOTALS 21,179
FORM 13F Page 134 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CHINA NORTH EAST PETROLEUM HOLDINGS LTD COMMON ST Cmn 16941G952 1,152 130,300 Sh Put Shared-defined 1 130,300 CHINA NORTH EAST PETROLEUM HOLDINGS LTD COMMON ST Cmn 16941G902 324 36,700 Sh Call Shared-defined -- 36,700 CHINA NORTH EAST PETROLEUM HOLDINGS LTD COMMON ST Cmn 16941G952 37 4,200 Sh Put Shared-defined -- 4,200 CHINA NORTH EAST PETROLEUM HOLDINGS LTD COMMON ST Cmn 16941G102 784 88,743 Sh Shared-defined 1 88,743 CHINA PRECISION STEEL INC CMN STOCK Cmn 16941J956 26 12,300 Sh Put Shared-defined 1 12,300 CHINA PRECISION STEEL INC CMN STOCK Cmn 16941J106 20 9,470 Sh Shared-defined 1 9,470 CHINA PRECISION STEEL INC CMN STOCK Cmn 16941J106 5 2,419 Sh Shared-defined -- 2,419 CHINA REAL ESTATE Depository INFORM-ADR Receipt 16948Q103 52 5,167 Sh Shared-defined 1 N/A CHINA REAL ESTATE Depository INFORM-ADR Receipt 16948Q103 1,043 104,121 Sh Shared-defined -- N/A CHINA SECURITY & SURVEILLANCE TECHNOLOGY INC COMM Cmn 16942J905 448 58,300 Sh Call Shared-defined 1 58,300 CHINA SECURITY & SURVEILLANCE TECHNOLOGY INC COMM Cmn 16942J955 621 80,800 Sh Put Shared-defined 1 80,800 CHINA SECURITY & SURVEILLANCE TECHNOLOGY INC COMM Cmn 16942J105 12 1,609 Sh Shared-defined 1 1,609 CHINA SECURITY & SURVEILLANCE TECHNOLOGY INC COMM Cmn 16942J105 1 100 Sh Shared-defined -- 100 CHINA SKY ONE MEDICAL INC Cmn 16941P102 556 35,364 Sh Shared-defined 1 35,364 COLUMN TOTALS 5,081
FORM 13F Page 135 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CHINA SKY ONE MEDICAL INC Cmn 16941P902 154 9,800 Sh Call Shared-defined 1 9,800 CHINA SKY ONE MEDICAL INC Cmn 16941P952 476 30,300 Sh Put Shared-defined 1 30,300 CHINA SUNERGY CO Depository LTD-ADR Receipt 16942X104 8 1,994 Sh Shared-defined 1 N/A CHINA SUNERGY CO Depository LTD-ADR Receipt 16942X104 404 100,847 Sh Shared-defined -- N/A CHINA TECHFAITH Depository WIRELESS-ADR 1:15 Receipt 169424108 50 18,662 Sh Shared-defined 1 N/A CHINA TECHFAITH Depository WIRELESS-ADR 1:15 Receipt 169424108 7 2,696 Sh Shared-defined -- N/A CHINA TELECOM CORP Depository LTD Receipt 169426103 1,075 21,944 Sh Shared-defined 1 N/A CHINA TELECOM CORP Depository LTD Receipt 169426103 32 661 Sh Shared-defined -- N/A CHINA UNICOM --ADR Depository 1:10 Receipt 16945R104 1,678 150,523 Sh Shared-defined 1 N/A CHINA UNICOM --ADR Depository 1:10 Receipt 16945R104 801 71,880 Sh Shared-defined -- N/A CHINA YUCHAI INTERNATIONAL LIMITED COMMON STOCK Cmn G21082905 607 34,600 Sh Call Shared-defined 1 34,600 CHINA YUCHAI INTERNATIONAL LIMITED COMMON STOCK Cmn G21082955 1,178 67,100 Sh Put Shared-defined 1 67,100 CHINA YUCHAI INTERNATIONAL LIMITED COMMON STOCK Cmn G21082105 482 27,487 Sh Shared-defined 1 27,487 CHINA YUCHAI INTERNATIONAL LIMITED COMMON STOCK Cmn G21082105 12 682 Sh Shared-defined -- 682 COLUMN TOTALS 6,964
FORM 13F Page 136 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CHINA-BIOTICS INC COMMON STOCK Cmn 16937B909 197 11,000 Sh Call Shared-defined 1 11,000 CHINA-BIOTICS INC COMMON STOCK Cmn 16937B959 442 24,700 Sh Put Shared-defined 1 24,700 CHINA-BIOTICS INC COMMON STOCK Cmn 16937B109 263 14,682 Sh Shared-defined 1 14,682 CHIPOTLE MEXICAN GRILL INC COMMON STOCK Cmn 169656105 8,424 74,768 Sh Shared-defined 1 74,768 CHIPOTLE MEXICAN GRILL INC COMMON STOCK Cmn 169656105 77 685 Sh Shared-defined -- 685 CHIPOTLE MEXICAN GRILL INC COMMON STOCK Cmn 169656905 7,211 64,000 Sh Call Shared-defined 1 64,000 CHIPOTLE MEXICAN GRILL INC COMMON STOCK Cmn 169656955 25,261 224,200 Sh Put Shared-defined 1 224,200 CHIQUITA BRANDS INTERNATIONAL INC / NEW Cmn 170032909 772 49,100 Sh Call Shared-defined 1 49,100 CHIQUITA BRANDS INTERNATIONAL INC / NEW Cmn 170032959 1,784 113,400 Sh Put Shared-defined 1 113,400 CHIQUITA BRANDS INTERNATIONAL INC / NEW Cmn 170032909 3 200 Sh Call Shared-defined -- 200 CHIQUITA BRANDS INTERNATIONAL INC / NEW Cmn 170032959 88 5,600 Sh Put Shared-defined -- 5,600 CHIQUITA BRANDS INTERNATIONAL INC / NEW Cmn 170032809 219 13,954 Sh Shared-defined 1 13,954 CHIQUITA BRANDS INTERNATIONAL INC / NEW Cmn 170032809 1,866 118,653 Sh Shared-defined -- 118,653 CHOICE HOTELS INTL INC CMN STOCK Cmn 169905906 477 13,700 Sh Call Shared-defined 1 13,700 COLUMN TOTALS 47,084
FORM 13F Page 137 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CHOICE HOTELS INTL INC CMN STOCK Cmn 169905956 268 7,700 Sh Put Shared-defined 1 7,700 CHOICE HOTELS INTL INC CMN STOCK Cmn 169905106 22 642 Sh Shared-defined 1 642 CHOICE HOTELS INTL INC CMN STOCK Cmn 169905106 11,066 317,886 Sh Shared-defined -- 317,886 CHRISTOPHER & BANKS CORP CMN STK Cmn 171046905 90 11,300 Sh Call Shared-defined 1 11,300 CHRISTOPHER & BANKS CORP CMN STK Cmn 171046955 35 4,400 Sh Put Shared-defined 1 4,400 CHRISTOPHER & BANKS CORP CMN STK Cmn 171046105 38 4,774 Sh Shared-defined 1 4,774 CHUBB CORP. COMMON STOCK Cmn 171232101 1,951 37,633 Sh Shared-defined 1 37,633 CHUBB CORP. COMMON STOCK Cmn 171232101 612 11,801 Sh Shared-defined -- 11,801 CHUBB CORP. COMMON STOCK Cmn 171232901 2,613 50,400 Sh Call Shared-defined 1 50,400 CHUBB CORP. COMMON STOCK Cmn 171232951 4,817 92,900 Sh Put Shared-defined 1 92,900 CHUBB CORP. COMMON STOCK Cmn 171232901 181 3,500 Sh Call Shared-defined -- 3,500 CHUBB CORP. COMMON STOCK Cmn 171232951 1,587 30,600 Sh Put Shared-defined -- 30,600 CHURCHILL DOWNS INC CMN STK Cmn 171484108 205 5,477 Sh Shared-defined -- 5,477 CIA ENERGETICA DE MINAS GERAIS - Depository SPONS ADR 1:1000 Receipt 204409601 594 35,710 Sh Shared-defined -- N/A COLUMN TOTALS 24,079
FORM 13F Page 138 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CIA SIDERURGICA NACIONAL - SPONS Depository ADR 1:1 Receipt 20440W105 2,943 73,693 Sh Shared-defined 1 N/A CIA SIDERURGICA NACIONAL - SPONS Depository ADR 1:1 Receipt 20440W105 1,589 39,794 Sh Shared-defined -- N/A CIA VALE DO RIO Depository DOCE - ADR 1:1 Receipt 91912E105 18,391 571,338 Sh Shared-defined 1 N/A CIA VALE DO RIO Depository DOCE - ADR 1:1 Receipt 91912E105 -- 4 Sh Shared-defined -- N/A CIENA CORP 0.875% CB 6/15/2017 - REGISTERED Bond 171779AE1 25,186 36,958,000 Prn Shared-defined -- N/A CIENA CORP CMN STOCK Cmn 171779309 3,802 249,482 Sh Shared-defined 1 249,482 CIENA CORP CMN STOCK Cmn 171779309 4,543 298,071 Sh Shared-defined -- 298,071 CIENA CORP CMN STOCK Cmn 171779909 8,102 531,600 Sh Call Shared-defined 1 531,600 CIENA CORP CMN STOCK Cmn 171779959 13,170 864,200 Sh Put Shared-defined 1 864,200 CIENA CORP CMN STOCK Cmn 171779909 1,038 68,100 Sh Call Shared-defined -- 68,100 CIENA CORP CMN STOCK Cmn 171779959 4,130 271,000 Sh Put Shared-defined -- 271,000 CIGNA CORP. COMMON STOCK Cmn 125509109 3,088 84,425 Sh Shared-defined 1 84,425 CIGNA CORP. COMMON STOCK Cmn 125509109 18,887 516,325 Sh Shared-defined -- 516,325 CIGNA CORP. COMMON STOCK Cmn 125509909 10,879 297,400 Sh Call Shared-defined 1 297,400 COLUMN TOTALS 115,748
FORM 13F Page 139 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CIGNA CORP. COMMON STOCK Cmn 125509959 12,349 337,600 Sh Put Shared-defined 1 337,600 CIGNA CORP. COMMON STOCK Cmn 125509909 2,663 72,800 Sh Call Shared-defined -- 72,800 CIGNA CORP. COMMON STOCK Cmn 125509959 4,207 115,000 Sh Put Shared-defined -- 115,000 CIMAREX ENERGY CO CMN STK Cmn 171798901 5,439 91,600 Sh Call Shared-defined 1 91,600 CIMAREX ENERGY CO CMN STK Cmn 171798951 4,139 69,700 Sh Put Shared-defined 1 69,700 CIMAREX ENERGY CO CMN STK Cmn 171798901 1,835 30,900 Sh Call Shared-defined -- 30,900 CIMAREX ENERGY CO CMN STK Cmn 171798951 606 10,200 Sh Put Shared-defined -- 10,200 CIMAREX ENERGY CO CMN STK Cmn 171798101 226 3,813 Sh Shared-defined -- 3,813 CINCINNATI BELL INC CMN STK Cmn 171871106 45 13,096 Sh Shared-defined 1 13,096 CINCINNATI BELL INC CMN STK Cmn 171871106 54 15,709 Sh Shared-defined -- 15,709 CINEMARK HOLDINGS INC Cmn 17243V102 7 388 Sh Shared-defined 1 388 CINEMARK HOLDINGS INC Cmn 17243V102 4,124 224,871 Sh Shared-defined -- 224,871 CINEMARK HOLDINGS INC Cmn 17243V902 642 35,000 Sh Call Shared-defined 1 35,000 CINEMARK HOLDINGS INC Cmn 17243V952 64 3,500 Sh Put Shared-defined 1 3,500 COLUMN TOTALS 36,400
FORM 13F Page 140 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CINTAS CORP CMN STK Cmn 172908105 350 12,448 Sh Shared-defined 1 12,448 CINTAS CORP CMN STK Cmn 172908105 1,253 44,603 Sh Shared-defined -- 44,603 CINTAS CORP CMN STK Cmn 172908905 733 26,100 Sh Call Shared-defined 1 26,100 CINTAS CORP CMN STK Cmn 172908955 376 13,400 Sh Put Shared-defined 1 13,400 CIRCOR INTERNATIONAL INC CMN STK Cmn 17273K109 11 339 Sh Shared-defined 1 339 CIRCOR INTERNATIONAL INC CMN STK Cmn 17273K109 191 5,750 Sh Shared-defined -- 5,750 CIRRUS LOGIC INC Cmn 172755900 341 40,600 Sh Call Shared-defined 1 40,600 CIRRUS LOGIC INC Cmn 172755950 543 64,700 Sh Put Shared-defined 1 64,700 CISCO SYS INC CMN STK Cmn 17275R102 15,047 578,047 Sh Shared-defined 1 578,047 CISCO SYS INC CMN STK Cmn 17275R102 19,763 759,250 Sh Shared-defined -- 759,250 CISCO SYS INC CMN STK Cmn 17275R902 18,132 696,600 Sh Call Shared-defined 1 696,600 CISCO SYS INC CMN STK Cmn 17275R952 47,432 1,822,200 Sh Put Shared-defined 1 1,822,200 CISCO SYS INC CMN STK Cmn 17275R902 4,745 182,300 Sh Call Shared-defined -- 182,300 CISCO SYS INC CMN STK Cmn 17275R952 15,863 609,400 Sh Put Shared-defined -- 609,400 COLUMN TOTALS 124,780
FORM 13F Page 141 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CIT GROUP INC Cmn 125581801 9,543 244,945 Sh Shared-defined 1 244,945 CIT GROUP INC Cmn 125581801 3,863 99,162 Sh Shared-defined -- 99,162 CIT GROUP INC Cmn 125581901 13,928 357,500 Sh Call Shared-defined 1 357,500 CIT GROUP INC Cmn 125581951 31,371 805,200 Sh Put Shared-defined 1 805,200 CIT GROUP INC Cmn 125581901 4,757 122,100 Sh Call Shared-defined -- 122,100 CIT GROUP INC Cmn 125581951 6,534 167,700 Sh Put Shared-defined -- 167,700 CITI TRENDS INC COMMON STOCK Cmn 17306X102 77 2,362 Sh Shared-defined 1 2,362 CITI TRENDS INC COMMON STOCK Cmn 17306X102 429 13,230 Sh Shared-defined -- 13,230 CITIGROUP INC 6.5% CONV PREF 01/01/9999 - REGISTER Pref Stk 172967598 1 20 Sh Shared-defined 1 N/A CITIGROUP INC 7.5% MAND 12/15/2012-REGISTERED Bond 172967416 29 238 Prn Shared-defined 1 N/A CITIGROUP INC. COMMON STOCK (WAS TRV) Cmn 172967901 14,154 3,494,700 Sh Call Shared-defined 1 3,494,700 CITIGROUP INC. COMMON STOCK (WAS TRV) Cmn 172967951 34,241 8,454,600 Sh Put Shared-defined 1 8,454,600 CITIGROUP INC. COMMON STOCK (WAS TRV) Cmn 172967901 180 44,500 Sh Call Shared-defined -- 44,500 CITIGROUP INC. COMMON STOCK (WAS TRV) Cmn 172967951 3,650 901,200 Sh Put Shared-defined -- 901,200 COLUMN TOTALS 122,757
FORM 13F Page 142 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CITIGROUP INC. COMMON STOCK (WAS TRV) Cmn 172967101 28,586 7,058,250 Sh Shared-defined 1 7,058,250 CITIGROUP INC. COMMON STOCK (WAS TRV) Cmn 172967101 7,026 1,734,854 Sh Shared-defined -- 1,734,854 CITRIX SYS INC CMN STOCK Cmn 177376900 8,454 178,100 Sh Call Shared-defined 1 178,100 CITRIX SYS INC CMN STOCK Cmn 177376950 3,351 70,600 Sh Put Shared-defined 1 70,600 CITRIX SYS INC CMN STOCK Cmn 177376900 1,510 31,800 Sh Call Shared-defined -- 31,800 CITRIX SYS INC CMN STOCK Cmn 177376950 1,006 21,200 Sh Put Shared-defined -- 21,200 CITRIX SYS INC CMN STOCK Cmn 177376100 15,354 323,452 Sh Shared-defined -- 323,452 CITY NATIONAL CORP CMN STK Cmn 178566905 610 11,300 Sh Call Shared-defined 1 11,300 CITY NATIONAL CORP CMN STK Cmn 178566955 54 1,000 Sh Put Shared-defined 1 1,000 CITY NATIONAL CORP CMN STK Cmn 178566105 58 1,073 Sh Shared-defined 1 1,073 CITY NATIONAL CORP CMN STK Cmn 178566105 91 1,694 Sh Shared-defined -- 1,694 CKE RESTAURANTS INC CMN STK Cmn 12561E905 19 1,700 Sh Call Shared-defined 1 1,700 CKE RESTAURANTS INC CMN STK Cmn 12561E955 42 3,800 Sh Put Shared-defined 1 3,800 CKE RESTAURANTS INC CMN STK Cmn 12561E105 196 17,684 Sh Shared-defined 1 17,684 COLUMN TOTALS 66,357
FORM 13F Page 143 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CKE RESTAURANTS INC CMN STK Cmn 12561E105 1 100 Sh Shared-defined -- 100 CLARCOR INC CMN STK Cmn 179895107 959 27,807 Sh Shared-defined -- 27,807 CLEAN ENERGY FUELS CORP Cmn 184499901 2,690 118,100 Sh Call Shared-defined 1 118,100 CLEAN ENERGY FUELS CORP Cmn 184499951 1,362 59,800 Sh Put Shared-defined 1 59,800 CLEAN ENERGY FUELS CORP Cmn 184499101 388 17,045 Sh Shared-defined -- 17,045 CLEAN ENERGY FUELS CORP Cmn 184499901 585 25,700 Sh Call Shared-defined -- 25,700 CLEAN ENERGY FUELS CORP Cmn 184499951 419 18,400 Sh Put Shared-defined -- 18,400 CLEAN HARBORS INC CMN STK Cmn 184496907 5,612 101,000 Sh Call Shared-defined 1 101,000 CLEAN HARBORS INC CMN STK Cmn 184496957 4,962 89,300 Sh Put Shared-defined 1 89,300 CLEAN HARBORS INC CMN STK Cmn 184496107 44 794 Sh Shared-defined 1 794 CLEAN HARBORS INC CMN STK Cmn 184496107 98 1,758 Sh Shared-defined -- 1,758 CLEARWATER PAPER CORP Cmn 18538R103 22 455 Sh Shared-defined 1 455 CLEARWATER PAPER CORP Cmn 18538R903 507 10,300 Sh Call Shared-defined 1 10,300 CLEARWATER PAPER CORP Cmn 18538R953 325 6,600 Sh Put Shared-defined 1 6,600 COLUMN TOTALS 17,974
FORM 13F Page 144 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CLEARWIRE CORP Cmn 18538Q105 80 11,239 Sh Shared-defined 1 11,239 CLEARWIRE CORP Cmn 18538Q905 1,306 182,700 Sh Call Shared-defined 1 182,700 CLEARWIRE CORP Cmn 18538Q955 54 7,600 Sh Put Shared-defined 1 7,600 CLEARWIRE CORP Cmn 18538Q105 724 101,301 Sh Shared-defined -- 101,301 CLEVELAND BIOLABS INC CMN STK Cmn 185860903 109 30,600 Sh Call Shared-defined 1 30,600 CLEVELAND BIOLABS INC CMN STK Cmn 185860953 6 1,600 Sh Put Shared-defined 1 1,600 CLEVELAND BIOLABS INC CMN STK Cmn 185860103 12 3,458 Sh Shared-defined 1 3,458 CLICKSOFTWARE TECHNOLOGIES Cmn M25082904 54 7,800 Sh Call Shared-defined 1 7,800 CLICKSOFTWARE TECHNOLOGIES Cmn M25082954 55 7,900 Sh Put Shared-defined 1 7,900 CLIFFS NATURAL RESOURCES INC Cmn 18683K901 25,684 362,000 Sh Call Shared-defined 1 362,000 CLIFFS NATURAL RESOURCES INC Cmn 18683K951 42,293 596,100 Sh Put Shared-defined 1 596,100 CLIFFS NATURAL RESOURCES INC Cmn 18683K101 63,258 891,590 Sh Shared-defined -- 891,590 CLIFFS NATURAL RESOURCES INC Cmn 18683K901 8,195 115,500 Sh Call Shared-defined -- 115,500 CLIFFS NATURAL RESOURCES INC Cmn 18683K951 9,727 137,100 Sh Put Shared-defined -- 137,100 COLUMN TOTALS 151,557
FORM 13F Page 145 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CLOROX CO Cmn 189054109 5,071 79,065 Sh Shared-defined 1 79,065 CLOROX CO Cmn 189054909 2,707 42,200 Sh Call Shared-defined 1 42,200 CLOROX CO Cmn 189054959 8,152 127,100 Sh Put Shared-defined 1 127,100 CLOROX CO Cmn 189054109 64,832 1,010,794 Sh Shared-defined -- 1,010,794 CLOROX CO Cmn 189054959 699 10,900 Sh Put Shared-defined -- 10,900 CME GROUP INC CMN STK Cmn 12572Q905 34,456 109,000 Sh Call Shared-defined 1 109,000 CME GROUP INC CMN STK Cmn 12572Q955 47,290 149,600 Sh Put Shared-defined 1 149,600 CME GROUP INC CMN STK Cmn 12572Q905 10,337 32,700 Sh Call Shared-defined -- 32,700 CME GROUP INC CMN STK Cmn 12572Q955 13,055 41,300 Sh Put Shared-defined -- 41,300 CME GROUP INC CMN STK Cmn 12572Q105 6,547 20,712 Sh Shared-defined -- 20,712 CMO 1.6000% 01/01/9999 Pref Stk 14067E209 2 100 Sh Shared-defined 1 N/A CMS ENERGY CORP 2.875% CB 12/01/24 - - REGISTERED Bond 125896AW0 19,399 16,000,000 Prn Shared-defined -- N/A CMS ENERGY CORP 5.5% CB 06/15/2029-REGISTERED Bond 125896BD1 8,437 7,000,000 Prn Shared-defined -- N/A CMS ENERGY CORP CMN STK Cmn 125896100 4 252 Sh Shared-defined 1 252 COLUMN TOTALS 220,988
FORM 13F Page 146 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CMS ENERGY CORP CMN STK Cmn 125896100 579 37,475 Sh Shared-defined -- 37,475 CMS ENERGY CORP CMN STK Cmn 125896900 352 22,800 Sh Call Shared-defined 1 22,800 CMS ENERGY CORP CMN STK Cmn 125896950 96 6,200 Sh Put Shared-defined 1 6,200 CNA FINL CORP Cmn 126117900 361 13,500 Sh Call Shared-defined 1 13,500 CNA FINL CORP Cmn 126117950 206 7,700 Sh Put Shared-defined 1 7,700 CNA FINL CORP Cmn 126117100 19 727 Sh Shared-defined 1 727 CNA FINL CORP Cmn 126117100 674 25,239 Sh Shared-defined -- 25,239 CNH GLOBAL N.V. COMMON STOCK Cmn N20935906 1,055 34,300 Sh Call Shared-defined 1 34,300 CNH GLOBAL N.V. COMMON STOCK Cmn N20935956 1,581 51,400 Sh Put Shared-defined 1 51,400 CNH GLOBAL N.V. COMMON STOCK Cmn N20935206 21 688 Sh Shared-defined 1 688 CNH GLOBAL N.V. COMMON STOCK Cmn N20935206 45 1,461 Sh Shared-defined -- 1,461 CNINSURE INC-ADR Depository Receipt 18976M103 889 33,416 Sh Shared-defined 1 N/A CNINSURE INC-ADR Depository Receipt 18976M103 7,762 291,713 Sh Shared-defined -- N/A COACH INC Cmn 189754104 78 1,979 Sh Shared-defined 1 1,979 COLUMN TOTALS 13,718
FORM 13F Page 147 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COACH INC Cmn 189754904 10,279 260,100 Sh Call Shared-defined 1 260,100 COACH INC Cmn 189754954 4,138 104,700 Sh Put Shared-defined 1 104,700 COACH INC Cmn 189754104 470 11,892 Sh Shared-defined -- 11,892 COACH INC Cmn 189754904 2,324 58,800 Sh Call Shared-defined -- 58,800 COACH INC Cmn 189754954 3,675 93,000 Sh Put Shared-defined -- 93,000 COBIZ FINANCIAL INC CMN STOCK Cmn 190897108 16 2,533 Sh Shared-defined 1 2,533 COBIZ FINANCIAL INC CMN STOCK Cmn 190897108 3,232 518,702 Sh Shared-defined -- 518,702 COCA COLA CO Cmn 191216100 80 1,458 Sh Shared-defined 1 1,458 COCA COLA CO Cmn 191216100 1,659 30,166 Sh Shared-defined -- 30,166 COCA COLA CO Cmn 191216900 38,093 692,600 Sh Call Shared-defined 1 692,600 COCA COLA CO Cmn 191216950 42,895 779,900 Sh Put Shared-defined 1 779,900 COCA COLA CO Cmn 191216900 6,573 119,500 Sh Call Shared-defined -- 119,500 COCA COLA CO Cmn 191216950 11,308 205,600 Sh Put Shared-defined -- 205,600 COCA COLA ENTERPRISES INC Cmn 191219104 442 15,995 Sh Shared-defined 1 15,995 COLUMN TOTALS 125,184
FORM 13F Page 148 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COCA COLA ENTERPRISES INC Cmn 191219904 2,069 74,800 Sh Call Shared-defined 1 74,800 COCA COLA ENTERPRISES INC Cmn 191219954 2,310 83,500 Sh Put Shared-defined 1 83,500 COCA COLA ENTERPRISES INC Cmn 191219104 6,008 217,215 Sh Shared-defined -- 217,215 COEUR D' ALENE MINES CORP CMN STOCK Cmn 192108504 3,369 224,925 Sh Shared-defined 1 224,925 COEUR D' ALENE MINES CORP CMN STOCK Cmn 192108504 374 24,937 Sh Shared-defined -- 24,937 COEUR D' ALENE MINES CORP CMN STOCK Cmn 192108904 2,248 150,100 Sh Call Shared-defined 1 150,100 COEUR D' ALENE MINES CORP CMN STOCK Cmn 192108954 4,888 326,300 Sh Put Shared-defined 1 326,300 COEUR D' ALENE MINES CORP CMN STOCK Cmn 192108904 310 20,700 Sh Call Shared-defined -- 20,700 COEUR D' ALENE MINES CORP CMN STOCK Cmn 192108954 1,053 70,300 Sh Put Shared-defined -- 70,300 COGENT COMMUNICATIONS GROUP Cmn 19239V302 5 498 Sh Shared-defined 1 498 COGENT COMMUNICATIONS GROUP Cmn 19239V302 296 28,407 Sh Shared-defined -- 28,407 COGENT COMMUNICATIONS GROUP Cmn 19239V902 112 10,800 Sh Call Shared-defined 1 10,800 COGENT COMMUNICATIONS GROUP Cmn 19239V952 253 24,300 Sh Put Shared-defined 1 24,300 COGENT INC COMMON STOCK Cmn 19239Y908 59 5,800 Sh Call Shared-defined 1 5,800 COLUMN TOTALS 23,354
FORM 13F Page 149 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COGENT INC COMMON STOCK Cmn 19239Y958 217 21,300 Sh Put Shared-defined 1 21,300 COGENT INC COMMON STOCK Cmn 19239Y108 100 9,765 Sh Shared-defined 1 9,765 COGENT INC COMMON STOCK Cmn 19239Y108 1,051 103,021 Sh Shared-defined -- 103,021 COGNEX CORP CMN STK Cmn 192422903 172 9,300 Sh Call Shared-defined 1 9,300 COGNEX CORP CMN STK Cmn 192422953 178 9,600 Sh Put Shared-defined 1 9,600 COGNEX CORP CMN STK Cmn 192422103 1,463 79,131 Sh Shared-defined -- 79,131 COGNIZANT TECH SOLUTIONS CMN STOCK - A Cmn 192446902 12,908 253,200 Sh Call Shared-defined 1 253,200 COGNIZANT TECH SOLUTIONS CMN STOCK - A Cmn 192446952 7,718 151,400 Sh Put Shared-defined 1 151,400 COGNIZANT TECH SOLUTIONS CMN STOCK - A Cmn 192446902 1,800 35,300 Sh Call Shared-defined -- 35,300 COGNIZANT TECH SOLUTIONS CMN STOCK - A Cmn 192446952 1,463 28,700 Sh Put Shared-defined -- 28,700 COGNIZANT TECH SOLUTIONS CMN STOCK - A Cmn 192446102 45 883 Sh Shared-defined 1 883 COGNIZANT TECH SOLUTIONS CMN STOCK - A Cmn 192446102 9,007 176,677 Sh Shared-defined -- 176,677 COGO GROUP INC CMN STK Cmn 192448908 24 3,500 Sh Call Shared-defined 1 3,500 COGO GROUP INC CMN STK Cmn 192448958 20 2,800 Sh Put Shared-defined 1 2,800 COLUMN TOTALS 36,166
FORM 13F Page 150 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COGO GROUP INC CMN STK Cmn 192448108 51 7,330 Sh Shared-defined 1 7,330 COGO GROUP INC CMN STK Cmn 192448108 26 3,671 Sh Shared-defined -- 3,671 COHERENT INC CMN STK Cmn 192479103 34 1,070 Sh Shared-defined 1 1,070 COHERENT INC CMN STK Cmn 192479103 336 10,507 Sh Shared-defined -- 10,507 COHU INC CMN STK Cmn 192576906 437 31,700 Sh Call Shared-defined 1 31,700 COHU INC CMN STK Cmn 192576956 138 10,000 Sh Put Shared-defined 1 10,000 COHU INC CMN STK Cmn 192576106 99 7,219 Sh Shared-defined -- 7,219 COINSTAR INC 4% CB 09/01/2014-REGISTERED Bond 19259PAF9 19,226 17,968,000 Prn Shared-defined -- N/A COINSTAR INC CMN STOCK Cmn 19259P900 2,314 71,200 Sh Call Shared-defined 1 71,200 COINSTAR INC CMN STOCK Cmn 19259P950 803 24,700 Sh Put Shared-defined 1 24,700 COINSTAR INC CMN STOCK Cmn 19259P900 458 14,100 Sh Call Shared-defined -- 14,100 COINSTAR INC CMN STOCK Cmn 19259P950 166 5,100 Sh Put Shared-defined -- 5,100 COINSTAR INC CMN STOCK Cmn 19259P300 88 2,715 Sh Shared-defined 1 2,715 COINSTAR INC CMN STOCK Cmn 19259P300 977 30,051 Sh Shared-defined -- 30,051 COLUMN TOTALS 25,153
FORM 13F Page 151 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COLDWATER CREEK CMN STOCK Cmn 193068903 48 6,900 Sh Call Shared-defined 1 6,900 COLDWATER CREEK CMN STOCK Cmn 193068953 71 10,200 Sh Put Shared-defined 1 10,200 COLDWATER CREEK CMN STOCK Cmn 193068103 42 5,983 Sh Shared-defined 1 5,983 COLDWATER CREEK CMN STOCK Cmn 193068103 20 2,850 Sh Shared-defined -- 2,850 COLFAX CORP Cmn 194014106 53 4,486 Sh Shared-defined 1 4,486 COLFAX CORP Cmn 194014906 141 12,000 Sh Call Shared-defined 1 12,000 COLFAX CORP Cmn 194014956 88 7,500 Sh Put Shared-defined 1 7,500 COLFAX CORP Cmn 194014106 43 3,628 Sh Shared-defined -- 3,628 COLGATE-PALMOLIVE COMPANY Cmn 194162903 13,087 153,500 Sh Call Shared-defined 1 153,500 COLGATE-PALMOLIVE COMPANY Cmn 194162953 14,196 166,500 Sh Put Shared-defined 1 166,500 COLGATE-PALMOLIVE COMPANY Cmn 194162903 1,731 20,300 Sh Call Shared-defined -- 20,300 COLGATE-PALMOLIVE COMPANY Cmn 194162953 588 6,900 Sh Put Shared-defined -- 6,900 COLLECTIVE BRANDS INC CMN STK Cmn 19421W900 1,278 56,200 Sh Call Shared-defined 1 56,200 COLLECTIVE BRANDS INC CMN STK Cmn 19421W950 1,612 70,900 Sh Put Shared-defined 1 70,900 COLUMN TOTALS 32,998
FORM 13F Page 152 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COLLECTIVE BRANDS INC CMN STK Cmn 19421W900 373 16,400 Sh Call Shared-defined -- 16,400 COLLECTIVE BRANDS INC CMN STK Cmn 19421W950 98 4,300 Sh Put Shared-defined -- 4,300 COLLECTIVE BRANDS INC CMN STK Cmn 19421W100 24 1,058 Sh Shared-defined 1 1,058 COLLECTIVE BRANDS INC CMN STK Cmn 19421W100 52 2,273 Sh Shared-defined -- 2,273 COLONIAL PROPERTIES TRUST CMN STK Cmn 195872906 577 44,800 Sh Call Shared-defined 1 44,800 COLONIAL PROPERTIES TRUST CMN STK Cmn 195872956 53 4,100 Sh Put Shared-defined 1 4,100 COLONIAL PROPERTIES TRUST CMN STK Cmn 195872106 4 339 Sh Shared-defined 1 339 COLONIAL PROPERTIES TRUST CMN STK Cmn 195872106 1,355 105,167 Sh Shared-defined -- 105,167 COLUMBIA SPORTSWEAR CO CMN STOCK Cmn 198516906 1,586 30,200 Sh Call Shared-defined 1 30,200 COLUMBIA SPORTSWEAR CO CMN STOCK Cmn 198516956 1,518 28,900 Sh Put Shared-defined 1 28,900 COLUMBIA SPORTSWEAR CO CMN STOCK Cmn 198516106 150 2,864 Sh Shared-defined 1 2,864 COLUMBIA SPORTSWEAR CO CMN STOCK Cmn 198516106 226 4,299 Sh Shared-defined -- 4,299 COMCAST CORP - CL A CMN SHRS Cmn 20030N101 50,931 2,706,232 Sh Shared-defined -- 2,706,232 COMCAST CORP - CL A CMN SHRS Cmn 20030N901 8,783 466,700 Sh Call Shared-defined 1 466,700 COLUMN TOTALS 65,730
FORM 13F Page 153 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COMCAST CORP - CL A CMN SHRS Cmn 20030N951 7,850 417,100 Sh Put Shared-defined 1 417,100 COMCAST CORP - CL A CMN SHRS Cmn 20030N901 1,263 67,100 Sh Call Shared-defined -- 67,100 COMCAST CORP - CL A CMN SHRS Cmn 20030N951 2,194 116,600 Sh Put Shared-defined -- 116,600 COMCAST CORP - SPECIAL CL A CMN Cmn 20030N200 399 22,217 Sh Shared-defined 1 22,217 COMCAST CORP - SPECIAL CL A CMN Cmn 20030N200 10,591 589,362 Sh Shared-defined -- 589,362 COMCAST CORP - SPECIAL CL A CMN Cmn 20030N900 2,983 166,000 Sh Call Shared-defined 1 166,000 COMCAST CORP - SPECIAL CL A CMN Cmn 20030N950 3,326 185,100 Sh Put Shared-defined 1 185,100 COMCAST CORP - SPECIAL CL A CMN Cmn 20030N900 1,346 74,900 Sh Call Shared-defined -- 74,900 COMCAST CORP - SPECIAL CL A CMN Cmn 20030N950 469 26,100 Sh Put Shared-defined -- 26,100 COMCAST INTO SPRINT2% EXCH 10/15/29 - REGISTERED Bond 200300507 48,763 1,652,977 Prn Shared-defined -- N/A COMERICA INC CMN STK Cmn 200340107 908 23,879 Sh Shared-defined 1 23,879 COMERICA INC CMN STK Cmn 200340107 48,319 1,270,228 Sh Shared-defined -- 1,270,228 COMERICA INC CMN STK Cmn 200340907 3,682 96,800 Sh Call Shared-defined 1 96,800 COMERICA INC CMN STK Cmn 200340957 4,983 131,000 Sh Put Shared-defined 1 131,000 COLUMN TOTALS 137,076
FORM 13F Page 154 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COMERICA INC CMN STK Cmn 200340907 825 21,700 Sh Call Shared-defined -- 21,700 COMERICA INC CMN STK Cmn 200340957 1,449 38,100 Sh Put Shared-defined -- 38,100 COMMERCE BANCSHARES INC CMN STK Cmn 200525103 147 3,579 Sh Shared-defined 1 3,579 COMMERCE BANCSHARES INC CMN STK Cmn 200525103 15,343 372,936 Sh Shared-defined -- 372,936 COMMERCIAL METALS CMN STK Cmn 201723103 1,913 127,009 Sh Shared-defined 1 127,009 COMMERCIAL METALS CMN STK Cmn 201723103 1,574 104,539 Sh Shared-defined -- 104,539 COMMERCIAL METALS CMN STK Cmn 201723903 455 30,200 Sh Call Shared-defined 1 30,200 COMMERCIAL METALS CMN STK Cmn 201723953 2,706 179,700 Sh Put Shared-defined 1 179,700 COMMERCIAL METALS CMN STK Cmn 201723903 602 40,000 Sh Call Shared-defined -- 40,000 COMMERCIAL VEHICLE GROUP, INC. COMMON STOCK Cmn 202608105 13 1,761 Sh Shared-defined 1 1,761 COMMERCIAL VEHICLE GROUP, INC. COMMON STOCK Cmn 202608105 506 71,071 Sh Shared-defined -- 71,071 COMMSCOPE 3.25% CB 07/01/2015 - REGISTERED Bond 203372AG2 6,081 5,000,000 Prn Shared-defined -- N/A COMMSCOPE INC CMN STOCK Cmn 203372907 1,012 36,100 Sh Call Shared-defined 1 36,100 COMMSCOPE INC CMN STOCK Cmn 203372957 600 21,400 Sh Put Shared-defined 1 21,400 COLUMN TOTALS 33,226
FORM 13F Page 155 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COMMSCOPE INC CMN STOCK Cmn 203372907 345 12,300 Sh Call Shared-defined -- 12,300 COMMSCOPE INC CMN STOCK Cmn 203372957 423 15,100 Sh Put Shared-defined -- 15,100 COMMSCOPE INC CMN STOCK Cmn 203372107 45,304 1,616,830 Sh Shared-defined -- 1,616,830 COMMUNITY BANK SYSTEM INC CMN STK Cmn 203607106 11 491 Sh Shared-defined 1 491 COMMUNITY BANK SYSTEM INC CMN STK Cmn 203607106 353 15,512 Sh Shared-defined -- 15,512 COMMUNITY HEALTH SYSTEMS Cmn 203668108 6,315 171,012 Sh Shared-defined -- 171,012 COMMUNITY HEALTH SYSTEMS Cmn 203668908 860 23,300 Sh Call Shared-defined 1 23,300 COMMUNITY HEALTH SYSTEMS Cmn 203668958 410 11,100 Sh Put Shared-defined 1 11,100 COMMUNITY TRUST BNCP CMN STK Cmn 204149108 5 171 Sh Shared-defined 1 171 COMMUNITY TRUST BNCP CMN STK Cmn 204149108 228 8,413 Sh Shared-defined -- 8,413 COMMVAULT SYSTEMS INC Cmn 204166102 890 41,685 Sh Shared-defined 1 41,685 COMMVAULT SYSTEMS INC Cmn 204166902 425 19,900 Sh Call Shared-defined 1 19,900 COMMVAULT SYSTEMS INC Cmn 204166952 1,134 53,100 Sh Put Shared-defined 1 53,100 COMMVAULT SYSTEMS INC Cmn 204166102 17,396 814,814 Sh Shared-defined -- 814,814 COLUMN TOTALS 74,099
FORM 13F Page 156 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COMPANHIA BRASILEIRA DE DISTR PAO ACUCAR Depository 1:1000 AD Receipt 20440T201 366 5,444 Sh Shared-defined -- N/A COMPANHIA DE BEBIDAS (AMBEV)- Depository ADR Receipt 20441W203 836 9,120 Sh Shared-defined 1 N/A COMPANHIA DE BEBIDAS (AMBEV)- Depository ADR Receipt 20441W203 1,923 20,984 Sh Shared-defined -- N/A COMPANHIA DE Depository SANEAMENTO BASICO Receipt 20441A102 284 7,711 Sh Shared-defined 1 N/A COMPANHIA DE Depository SANEAMENTO BASICO Receipt 20441A102 31 837 Sh Shared-defined -- N/A COMPANHIA VALE DO Depository RIO DOCE-SP ADR 1:1 Receipt 91912E204 764 27,524 Sh Shared-defined 1 N/A COMPASS INT'L INC COMMON STOCK Cmn 20451N101 436 5,435 Sh Shared-defined -- 5,435 COMPASS INT'L INC COMMON STOCK Cmn 20451N901 5,793 72,200 Sh Call Shared-defined 1 72,200 COMPASS INT'L INC COMMON STOCK Cmn 20451N951 2,190 27,300 Sh Put Shared-defined 1 27,300 COMPASS INT'L INC COMMON STOCK Cmn 20451N901 1,893 23,600 Sh Call Shared-defined -- 23,600 COMPASS INT'L INC COMMON STOCK Cmn 20451N951 2,110 26,300 Sh Put Shared-defined -- 26,300 COMPELLENT TECHNOLOGIES INC Cmn 20452A108 31 1,757 Sh Shared-defined 1 1,757 COMPELLENT TECHNOLOGIES INC Cmn 20452A908 293 16,700 Sh Call Shared-defined 1 16,700 COMPELLENT TECHNOLOGIES INC Cmn 20452A958 144 8,200 Sh Put Shared-defined 1 8,200 COLUMN TOTALS 17,094
FORM 13F Page 157 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COMPELLENT TECHNOLOGIES INC Cmn 20452A108 10 562 Sh Shared-defined -- 562 COMPLETE PRODUCTION SERVICES Cmn 20453E109 238 20,625 Sh Shared-defined 1 20,625 COMPLETE PRODUCTION SERVICES Cmn 20453E909 103 8,900 Sh Call Shared-defined 1 8,900 COMPLETE PRODUCTION SERVICES Cmn 20453E959 254 22,000 Sh Put Shared-defined 1 22,000 COMPLETE PRODUCTION SERVICES Cmn 20453E109 377 32,672 Sh Shared-defined -- 32,672 COMPUCREDIT HOLDINGS CORP Cmn 20478T907 249 48,200 Sh Call Shared-defined 1 48,200 COMPUCREDIT HOLDINGS CORP Cmn 20478T957 155 30,100 Sh Put Shared-defined 1 30,100 COMPUCREDIT HOLDINGS CORP Cmn 20478T107 5,061 980,899 Sh Shared-defined -- 980,899 COMPUTER SCIENCES CORP Cmn 205363104 342 6,284 Sh Shared-defined 1 6,284 COMPUTER SCIENCES CORP Cmn 205363104 16 300 Sh Shared-defined -- 300 COMPUTER SCIENCES CORP Cmn 205363904 1,956 35,900 Sh Call Shared-defined 1 35,900 COMPUTER SCIENCES CORP Cmn 205363954 1,373 25,200 Sh Put Shared-defined 1 25,200 COMPUTER SCIENCES CORP Cmn 205363904 583 10,700 Sh Call Shared-defined -- 10,700 COMPUTER SCIENCES CORP Cmn 205363954 1,063 19,500 Sh Put Shared-defined -- 19,500 COLUMN TOTALS 11,780
FORM 13F Page 158 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COMPUWARE CORP CMN STK Cmn 205638909 59 7,000 Sh Call Shared-defined 1 7,000 COMPUWARE CORP CMN STK Cmn 205638959 4 500 Sh Put Shared-defined 1 500 COMPUWARE CORP CMN STK Cmn 205638109 109 12,960 Sh Shared-defined 1 12,960 COMPUWARE CORP CMN STK Cmn 205638109 971 115,605 Sh Shared-defined -- 115,605 COMSTOCK RESOURCES INC CMN STK Cmn 205768903 929 29,200 Sh Call Shared-defined 1 29,200 COMSTOCK RESOURCES INC CMN STK Cmn 205768953 477 15,000 Sh Put Shared-defined 1 15,000 COMSTOCK RESOURCES INC CMN STK Cmn 205768203 263 8,283 Sh Shared-defined 1 8,283 COMSTOCK RESOURCES INC CMN STK Cmn 205768203 340 10,697 Sh Shared-defined -- 10,697 COMTECH TELECOMMUN CMN STK Cmn 205826209 20 616 Sh Shared-defined 1 616 COMTECH TELECOMMUN CMN STK Cmn 205826209 192 5,988 Sh Shared-defined -- 5,988 COMTECH TELECOMMUN CMN STK Cmn 205826909 505 15,800 Sh Call Shared-defined 1 15,800 COMTECH TELECOMMUN CMN STK Cmn 205826959 298 9,300 Sh Put Shared-defined 1 9,300 COMVERGE INC Cmn 205859101 1 110 Sh Shared-defined 1 110 COMVERGE INC Cmn 205859901 137 12,100 Sh Call Shared-defined 1 12,100 COLUMN TOTALS 4,305
FORM 13F Page 159 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COMVERGE INC Cmn 205859951 51 4,500 Sh Put Shared-defined 1 4,500 CONAGRA FOODS INC CMN STK Cmn 205887902 2,469 98,500 Sh Call Shared-defined 1 98,500 CONAGRA FOODS INC CMN STK Cmn 205887952 1,123 44,800 Sh Put Shared-defined 1 44,800 CONAGRA FOODS INC CMN STK Cmn 205887902 1,482 59,100 Sh Call Shared-defined -- 59,100 CONAGRA FOODS INC CMN STK Cmn 205887952 825 32,900 Sh Put Shared-defined -- 32,900 CONAGRA FOODS INC CMN STK Cmn 205887102 135 5,390 Sh Shared-defined 1 5,390 CONAGRA FOODS INC CMN STK Cmn 205887102 1,676 66,859 Sh Shared-defined -- 66,859 CONCEPTUS 2.25% CB 2/15/2027-REGISTERED Bond 206016AA5 16,081 16,579,000 Prn Shared-defined -- N/A CONCEPTUS INC CMN STOCK Cmn 206016907 1,104 55,300 Sh Call Shared-defined 1 55,300 CONCEPTUS INC CMN STOCK Cmn 206016957 834 41,800 Sh Put Shared-defined 1 41,800 CONCEPTUS INC CMN STOCK Cmn 206016107 36 1,787 Sh Shared-defined 1 1,787 CONCHO RESOURCES INC Cmn 20605P101 219 4,342 Sh Shared-defined 1 4,342 CONCHO RESOURCES INC Cmn 20605P901 1,637 32,500 Sh Call Shared-defined 1 32,500 CONCHO RESOURCES INC Cmn 20605P951 1,516 30,100 Sh Put Shared-defined 1 30,100 COLUMN TOTALS 29,188
FORM 13F Page 160 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CONCHO RESOURCES INC Cmn 20605P101 3,377 67,056 Sh Shared-defined -- 67,056 CONCUR TECHNOLOGIES INC CMN STOCK Cmn 206708909 2,621 63,900 Sh Call Shared-defined 1 63,900 CONCUR TECHNOLOGIES INC CMN STOCK Cmn 206708959 1,140 27,800 Sh Put Shared-defined 1 27,800 CONCUR TECHNOLOGIES INC CMN STOCK Cmn 206708109 252 6,153 Sh Shared-defined 1 6,153 CONCUR TECHNOLOGIES INC CMN STOCK Cmn 206708109 874 21,322 Sh Shared-defined -- 21,322 CONEXANT SYS INC CMN STOCK Cmn 207142308 96 28,095 Sh Shared-defined 1 28,095 CONEXANT SYS INC CMN STOCK Cmn 207142308 417 122,739 Sh Shared-defined -- 122,739 CONMED CORP CMN STK Cmn 207410101 590 24,793 Sh Shared-defined -- 24,793 CONN'S INC COMMON STOCK Cmn 208242907 348 44,400 Sh Call Shared-defined 1 44,400 CONN'S INC COMMON STOCK Cmn 208242957 207 26,400 Sh Put Shared-defined 1 26,400 CONN'S INC COMMON STOCK Cmn 208242107 18 2,355 Sh Shared-defined 1 2,355 CONN'S INC COMMON STOCK Cmn 208242107 20 2,528 Sh Shared-defined -- 2,528 CONOCOPHILLIPS CMN STK Cmn 20825C904 42,717 834,800 Sh Call Shared-defined 1 834,800 CONOCOPHILLIPS CMN STK Cmn 20825C954 64,628 1,263,000 Sh Put Shared-defined 1 1,263,000 COLUMN TOTALS 117,305
FORM 13F Page 161 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CONOCOPHILLIPS CMN STK Cmn 20825C904 5,352 104,600 Sh Call Shared-defined -- 104,600 CONOCOPHILLIPS CMN STK Cmn 20825C954 6,780 132,500 Sh Put Shared-defined -- 132,500 CONOCOPHILLIPS CMN STK Cmn 20825C104 19,228 375,767 Sh Shared-defined 1 375,767 CONOCOPHILLIPS CMN STK Cmn 20825C104 7,153 139,792 Sh Shared-defined -- 139,792 CONSECO INC/NEW - CMN STK Cmn 208464903 822 132,100 Sh Call Shared-defined 1 132,100 CONSECO INC/NEW - CMN STK Cmn 208464953 654 105,100 Sh Put Shared-defined 1 105,100 CONSECO INC/NEW - CMN STK Cmn 208464903 125 20,100 Sh Call Shared-defined -- 20,100 CONSECO INC/NEW - CMN STK Cmn 208464953 63 10,200 Sh Put Shared-defined -- 10,200 CONSECO INC/NEW - CMN STK Cmn 208464883 1,068 171,729 Sh Shared-defined 1 171,729 CONSECO INC/NEW - CMN STK Cmn 208464883 377 60,569 Sh Shared-defined -- 60,569 CONSOL ENERGY INC Cmn 20854P109 2,372 55,598 Sh Shared-defined 1 55,598 CONSOL ENERGY INC Cmn 20854P909 8,886 208,300 Sh Call Shared-defined 1 208,300 CONSOL ENERGY INC Cmn 20854P959 12,487 292,700 Sh Put Shared-defined 1 292,700 CONSOL ENERGY INC Cmn 20854P109 109,487 2,566,496 Sh Shared-defined -- 2,566,496 COLUMN TOTALS 174,854
FORM 13F Page 162 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CONSOL ENERGY INC Cmn 20854P909 2,090 49,000 Sh Call Shared-defined -- 49,000 CONSOL ENERGY INC Cmn 20854P959 4,949 116,000 Sh Put Shared-defined -- 116,000 CONSOLIDATED COMM ILLINOIS HOLDINGS, INC. COMMON S Cmn 209034907 112 5,900 Sh Call Shared-defined 1 5,900 CONSOLIDATED COMM ILLINOIS HOLDINGS, INC. COMMON S Cmn 209034957 197 10,400 Sh Put Shared-defined 1 10,400 CONSOLIDATED COMM ILLINOIS HOLDINGS, INC. COMMON S Cmn 209034107 82 4,310 Sh Shared-defined 1 4,310 CONSOLIDATED COMM ILLINOIS HOLDINGS, INC. COMMON S Cmn 209034107 277 14,625 Sh Shared-defined -- 14,625 CONSOLIDATED EDISON INC. Cmn 209115104 2,585 58,036 Sh Shared-defined -- 58,036 CONSOLIDATED EDISON INC. Cmn 209115904 3,416 76,700 Sh Call Shared-defined 1 76,700 CONSOLIDATED EDISON INC. Cmn 209115954 6,654 149,400 Sh Put Shared-defined 1 149,400 CONSOLIDATED EDISON INC. Cmn 209115904 659 14,800 Sh Call Shared-defined -- 14,800 CONSOLIDATED EDISON INC. Cmn 209115954 730 16,400 Sh Put Shared-defined -- 16,400 CONSTANT CONTACT INC Cmn 210313102 10 425 Sh Shared-defined 1 425 CONSTANT CONTACT INC Cmn 210313902 392 16,900 Sh Call Shared-defined 1 16,900 CONSTANT CONTACT INC Cmn 210313952 165 7,100 Sh Put Shared-defined 1 7,100 COLUMN TOTALS 22,318
FORM 13F Page 163 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CONSTANT CONTACT INC Cmn 210313102 79 3,422 Sh Shared-defined -- 3,422 CONSTELLATION BRANDS INC -CL A CMN STK Cmn 21036P908 383 23,300 Sh Call Shared-defined 1 23,300 CONSTELLATION BRANDS INC -CL A CMN STK Cmn 21036P958 347 21,100 Sh Put Shared-defined 1 21,100 CONSTELLATION BRANDS INC -CL A CMN STK Cmn 21036P108 25 1,529 Sh Shared-defined 1 1,529 CONSTELLATION BRANDS INC -CL A CMN STK Cmn 21036P108 923 56,155 Sh Shared-defined -- 56,155 CONSTELLATION ENERGY GROUP INC Cmn 210371100 95 2,697 Sh Shared-defined 1 2,697 CONSTELLATION ENERGY GROUP INC Cmn 210371100 56 1,600 Sh Shared-defined -- 1,600 CONSTELLATION ENERGY GROUP INC Cmn 210371900 1,513 43,100 Sh Call Shared-defined 1 43,100 CONSTELLATION ENERGY GROUP INC Cmn 210371950 1,840 52,400 Sh Put Shared-defined 1 52,400 CONSTELLATION ENERGY GROUP INC Cmn 210371900 783 22,300 Sh Call Shared-defined -- 22,300 CONTANGO OIL & GAS COMPANY COMMON STOCK Cmn 21075N904 1,765 34,500 Sh Call Shared-defined 1 34,500 CONTANGO OIL & GAS COMPANY COMMON STOCK Cmn 21075N954 1,939 37,900 Sh Put Shared-defined 1 37,900 CONTANGO OIL & GAS COMPANY COMMON STOCK Cmn 21075N904 153 3,000 Sh Call Shared-defined -- 3,000 CONTANGO OIL & GAS COMPANY COMMON STOCK Cmn 21075N954 199 3,900 Sh Put Shared-defined -- 3,900 COLUMN TOTALS 10,100
FORM 13F Page 164 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CONTANGO OIL & GAS COMPANY COMMON STOCK Cmn 21075N204 566 11,062 Sh Shared-defined 1 11,062 CONTANGO OIL & GAS COMPANY COMMON STOCK Cmn 21075N204 130 2,551 Sh Shared-defined -- 2,551 CONTINENTAL AIRLS INC -CL B CMN STK Cmn 210795908 8,610 391,900 Sh Call Shared-defined 1 391,900 CONTINENTAL AIRLS INC -CL B CMN STK Cmn 210795958 8,160 371,400 Sh Put Shared-defined 1 371,400 CONTINENTAL AIRLS INC -CL B CMN STK Cmn 210795908 2,114 96,200 Sh Call Shared-defined -- 96,200 CONTINENTAL AIRLS INC -CL B CMN STK Cmn 210795958 1,274 58,000 Sh Put Shared-defined -- 58,000 CONTINENTAL AIRLS INC -CL B CMN STK Cmn 210795308 311 14,145 Sh Shared-defined 1 14,145 CONTINENTAL AIRLS INC -CL B CMN STK Cmn 210795308 140 6,361 Sh Shared-defined -- 6,361 CONTINENTAL RESOURCES INC/OK Cmn 212015901 2,085 49,000 Sh Call Shared-defined 1 49,000 CONTINENTAL RESOURCES INC/OK Cmn 212015951 745 17,500 Sh Put Shared-defined 1 17,500 CONTINENTAL RESOURCES INC/OK Cmn 212015901 706 16,600 Sh Call Shared-defined -- 16,600 CONTINENTAL RESOURCES INC/OK Cmn 212015951 345 8,100 Sh Put Shared-defined -- 8,100 CONTINENTAL RESOURCES INC/OK Cmn 212015101 356 8,371 Sh Shared-defined -- 8,371 CONVERGYS CORP 5.75% CB 09/15/2029-REGISTERED Bond 212485AE6 12,876 10,000,000 Prn Shared-defined -- N/A COLUMN TOTALS 38,418
FORM 13F Page 165 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CONVERGYS CORP CMN STOCK Cmn 212485906 411 33,500 Sh Call Shared-defined 1 33,500 CONVERGYS CORP CMN STOCK Cmn 212485956 50 4,100 Sh Put Shared-defined 1 4,100 CONVERGYS CORP CMN STOCK Cmn 212485106 37 3,019 Sh Shared-defined 1 3,019 CONVERGYS CORP CMN STOCK Cmn 212485106 4,448 362,819 Sh Shared-defined -- 362,819 CONVERTED ORGANICS INC Cmn 21254S107 13 15,507 Sh Shared-defined 1 15,507 CON-WAY INC COMMON STOCK Cmn 205944901 2,090 59,500 Sh Call Shared-defined 1 59,500 CON-WAY INC COMMON STOCK Cmn 205944951 1,991 56,700 Sh Put Shared-defined 1 56,700 CON-WAY INC COMMON STOCK Cmn 205944901 432 12,300 Sh Call Shared-defined -- 12,300 CON-WAY INC COMMON STOCK Cmn 205944951 119 3,400 Sh Put Shared-defined -- 3,400 CON-WAY INC COMMON STOCK Cmn 205944101 27 760 Sh Shared-defined 1 760 CON-WAY INC COMMON STOCK Cmn 205944101 214 6,080 Sh Shared-defined -- 6,080 COOPER COMPANIES COMMON STOCK Cmn 216648902 2,418 62,200 Sh Call Shared-defined 1 62,200 COOPER COMPANIES COMMON STOCK Cmn 216648952 929 23,900 Sh Put Shared-defined 1 23,900 COOPER COMPANIES COMMON STOCK Cmn 216648402 2,909 74,825 Sh Shared-defined -- 74,825 COLUMN TOTALS 16,088
FORM 13F Page 166 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COOPER INDUSTRIES PLC Cmn G24140908 1,539 32,100 Sh Call Shared-defined 1 32,100 COOPER INDUSTRIES PLC Cmn G24140958 1,314 27,400 Sh Put Shared-defined 1 27,400 COOPER INDUSTRIES PLC Cmn G24140108 272 5,672 Sh Shared-defined -- 5,672 COOPER TIRE & RUBR CO Cmn 216831907 1,219 64,100 Sh Call Shared-defined 1 64,100 COOPER TIRE & RUBR CO Cmn 216831957 202 10,600 Sh Put Shared-defined 1 10,600 COOPER TIRE & RUBR CO Cmn 216831907 63 3,300 Sh Call Shared-defined -- 3,300 COOPER TIRE & RUBR CO Cmn 216831957 63 3,300 Sh Put Shared-defined -- 3,300 COOPER TIRE & RUBR CO Cmn 216831107 388 20,415 Sh Shared-defined -- 20,415 COPA HOLDINGS SA CMN STK - CL A Cmn P31076905 2,310 38,000 Sh Call Shared-defined 1 38,000 COPA HOLDINGS SA CMN STK - CL A Cmn P31076955 243 4,000 Sh Put Shared-defined 1 4,000 COPA HOLDINGS SA CMN STK - CL A Cmn P31076105 6 106 Sh Shared-defined 1 106 COPA HOLDINGS SA CMN STK - CL A Cmn P31076105 37,823 622,097 Sh Shared-defined -- 622,097 COPANO ENERGY LLC COMMON STOCK Cmn 217202900 195 8,100 Sh Call Shared-defined 1 8,100 COPANO ENERGY LLC COMMON STOCK Cmn 217202950 627 26,000 Sh Put Shared-defined 1 26,000 COLUMN TOTALS 46,264
FORM 13F Page 167 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COPANO ENERGY LLC COMMON STOCK Cmn 217202100 26 1,066 Sh Shared-defined 1 1,066 COPART INC CMN STK Cmn 217204906 1,100 30,900 Sh Call Shared-defined 1 30,900 COPART INC CMN STK Cmn 217204956 1,153 32,400 Sh Put Shared-defined 1 32,400 COPART INC CMN STK Cmn 217204106 48 1,351 Sh Shared-defined 1 1,351 CORE LABORATORIES N.V. Cmn N22717107 61 465 Sh Shared-defined 1 465 CORE LABORATORIES N.V. Cmn N22717907 9,352 71,500 Sh Call Shared-defined 1 71,500 CORE LABORATORIES N.V. Cmn N22717957 18,037 137,900 Sh Put Shared-defined 1 137,900 CORE LABORATORIES N.V. Cmn N22717107 2,091 15,987 Sh Shared-defined -- 15,987 CORE LABORATORIES N.V. Cmn N22717907 1,243 9,500 Sh Call Shared-defined -- 9,500 CORE LABORATORIES N.V. Cmn N22717957 196 1,500 Sh Put Shared-defined -- 1,500 CORE LABORATORIES N.V. CB 0.25% 10/31/2011 - REGIS Bond 21868FAB9 54,997 38,482,000 Prn Shared-defined -- N/A CORINTHIAN COLLEGES INC CMN STOCK Cmn 218868907 1,337 76,000 Sh Call Shared-defined 1 76,000 CORINTHIAN COLLEGES INC CMN STOCK Cmn 218868957 570 32,400 Sh Put Shared-defined 1 32,400 CORINTHIAN COLLEGES INC CMN STOCK Cmn 218868907 324 18,400 Sh Call Shared-defined -- 18,400 COLUMN TOTALS 90,535
FORM 13F Page 168 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CORINTHIAN COLLEGES INC CMN STOCK Cmn 218868957 429 24,400 Sh Put Shared-defined -- 24,400 CORINTHIAN COLLEGES INC CMN STOCK Cmn 218868107 591 33,616 Sh Shared-defined 1 33,616 CORINTHIAN COLLEGES INC CMN STOCK Cmn 218868107 55 3,145 Sh Shared-defined -- 3,145 CORN PRODUCTS INTL INC CMN STOCK Cmn 219023908 24 700 Sh Call Shared-defined 1 700 CORN PRODUCTS INTL INC CMN STOCK Cmn 219023958 1,248 36,000 Sh Put Shared-defined 1 36,000 CORN PRODUCTS INTL INC CMN STOCK Cmn 219023108 814 23,477 Sh Shared-defined 1 23,477 CORNING INC Cmn 219350105 4,166 206,138 Sh Shared-defined -- 206,138 CORNING INC Cmn 219350905 9,911 490,400 Sh Call Shared-defined 1 490,400 CORNING INC Cmn 219350955 7,049 348,800 Sh Put Shared-defined 1 348,800 CORNING INC Cmn 219350905 11,200 554,200 Sh Call Shared-defined -- 554,200 CORNING INC Cmn 219350955 1,241 61,400 Sh Put Shared-defined -- 61,400 CORPORATE EXECUTIVE BRD CO CMN STOCK Cmn 21988R902 444 16,700 Sh Call Shared-defined 1 16,700 CORPORATE EXECUTIVE BRD CO CMN STOCK Cmn 21988R952 370 13,900 Sh Put Shared-defined 1 13,900 CORPORATE EXECUTIVE BRD CO CMN STOCK Cmn 21988R102 11 403 Sh Shared-defined 1 403 COLUMN TOTALS 37,553
FORM 13F Page 169 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CORPORATE EXECUTIVE BRD CO CMN STOCK Cmn 21988R102 1,752 65,903 Sh Shared-defined -- 65,903 CORPORATE OFFICE PPTYS TR INC Cmn 22002T908 999 24,900 Sh Call Shared-defined 1 24,900 CORPORATE OFFICE PPTYS TR INC Cmn 22002T958 710 17,700 Sh Put Shared-defined 1 17,700 CORRECTIONS CORP OF AMERICA Cmn 22025Y407 773 38,901 Sh Shared-defined 1 38,901 CORRECTIONS CORP OF AMERICA Cmn 22025Y907 814 41,000 Sh Call Shared-defined 1 41,000 CORRECTIONS CORP OF AMERICA Cmn 22025Y957 761 38,300 Sh Put Shared-defined 1 38,300 CORRECTIONS CORP OF AMERICA Cmn 22025Y407 548 27,572 Sh Shared-defined -- 27,572 COSAN LTD-CLASS A SHARES Cmn G25343907 2,927 310,400 Sh Call Shared-defined 1 310,400 COSAN LTD-CLASS A SHARES Cmn G25343957 229 24,300 Sh Put Shared-defined 1 24,300 COSAN LTD-CLASS A SHARES Cmn G25343107 25 2,600 Sh Shared-defined 1 2,600 COSAN LTD-CLASS A SHARES Cmn G25343107 230 24,394 Sh Shared-defined -- 24,394 COSTAR GRP INC CMN STOCK Cmn 22160N109 433 10,430 Sh Shared-defined -- 10,430 COSTCO WHOLESALE CORP COMMON STOCK Cmn 22160K105 1,987 33,285 Sh Shared-defined -- 33,285 COSTCO WHOLESALE CORP COMMON STOCK Cmn 22160K905 7,655 128,200 Sh Call Shared-defined 1 128,200 COLUMN TOTALS 19,843
FORM 13F Page 170 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COSTCO WHOLESALE CORP COMMON STOCK Cmn 22160K955 16,026 268,400 Sh Put Shared-defined 1 268,400 COSTCO WHOLESALE CORP COMMON STOCK Cmn 22160K905 3,995 66,900 Sh Call Shared-defined -- 66,900 COSTCO WHOLESALE CORP COMMON STOCK Cmn 22160K955 2,030 34,000 Sh Put Shared-defined -- 34,000 COTT CORPORATION Cmn 22163N906 287 37,000 Sh Call Shared-defined 1 37,000 COTT CORPORATION Cmn 22163N956 91 11,800 Sh Put Shared-defined 1 11,800 COUER DALENE MINES CORPORATION 3.25% CB 3/15/28 - Bond 192108AR9 16,563 17,300,000 Prn Shared-defined -- N/A COURIER CORP CMN STK Cmn 222660102 -- 9 Sh Shared-defined 1 9 COURIER CORP CMN STK Cmn 222660102 225 13,634 Sh Shared-defined -- 13,634 COUSINS PROPERTIES INC CMN STK Cmn 222795906 140 16,800 Sh Call Shared-defined 1 16,800 COUSINS PROPERTIES INC CMN STK Cmn 222795956 130 15,600 Sh Put Shared-defined 1 15,600 COUSINS PROPERTIES INC CMN STK Cmn 222795106 -- 20 Sh Shared-defined 1 20 COUSINS PROPERTIES INC CMN STK Cmn 222795106 807 97,102 Sh Shared-defined -- 97,102 COVANCE INC CMN STOCK Cmn 222816900 2,210 36,000 Sh Call Shared-defined 1 36,000 COVANCE INC CMN STOCK Cmn 222816950 2,308 37,600 Sh Put Shared-defined 1 37,600 COLUMN TOTALS 44,812
FORM 13F Page 171 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COVANCE INC CMN STOCK Cmn 222816900 417 6,800 Sh Call Shared-defined -- 6,800 COVANCE INC CMN STOCK Cmn 222816950 221 3,600 Sh Put Shared-defined -- 3,600 COVANCE INC CMN STOCK Cmn 222816100 1,621 26,400 Sh Shared-defined -- 26,400 COVANTA HOLDING CORP CMN STK Cmn 22282E902 393 23,600 Sh Call Shared-defined 1 23,600 COVANTA HOLDING CORP CMN STK Cmn 22282E952 683 41,000 Sh Put Shared-defined 1 41,000 COVANTA HOLDING CORP CMN STK Cmn 22282E952 27,902 1,674,800 Sh Put Shared-defined -- 1,674,800 COVANTA HOLDING CORP CMN STK Cmn 22282E102 6 340 Sh Shared-defined 1 340 COVANTA HOLDING CORP CMN STK Cmn 22282E102 10 614 Sh Shared-defined -- 614 COVENTRY CORPORATION CMN STK Cmn 222862104 190 7,688 Sh Shared-defined 1 7,688 COVENTRY CORPORATION CMN STK Cmn 222862104 159 6,443 Sh Shared-defined -- 6,443 COVENTRY CORPORATION CMN STK Cmn 222862904 571 23,100 Sh Call Shared-defined 1 23,100 COVENTRY CORPORATION CMN STK Cmn 222862954 850 34,400 Sh Put Shared-defined 1 34,400 COVIDIEN PLC Cmn G2554F905 1,715 34,100 Sh Call Shared-defined 1 34,100 COVIDIEN PLC Cmn G2554F955 3,630 72,200 Sh Put Shared-defined 1 72,200 COLUMN TOTALS 38,368
FORM 13F Page 172 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- COVIDIEN PLC Cmn G2554F105 23,428 465,958 Sh Shared-defined -- 465,958 COVIDIEN PLC Cmn G2554F905 1,237 24,600 Sh Call Shared-defined -- 24,600 COVIDIEN PLC Cmn G2554F955 1,207 24,000 Sh Put Shared-defined -- 24,000 CRACKER BARREL OLD COUNTRY STO Cmn 22410J106 515 11,114 Sh Shared-defined -- 11,114 CRACKER BARREL OLD COUNTRY STO Cmn 22410J906 3,831 82,600 Sh Call Shared-defined 1 82,600 CRACKER BARREL OLD COUNTRY STO Cmn 22410J956 969 20,900 Sh Put Shared-defined 1 20,900 CRANE CO Cmn 224399105 105 2,971 Sh Shared-defined 1 2,971 CRANE CO Cmn 224399105 561 15,814 Sh Shared-defined -- 15,814 CRANE CO Cmn 224399905 46 1,300 Sh Call Shared-defined 1 1,300 CRANE CO Cmn 224399955 36 1,000 Sh Put Shared-defined 1 1,000 CRAY INC CMN STOCK Cmn 225223304 55 9,279 Sh Shared-defined 1 9,279 CRAY INC CMN STOCK Cmn 225223304 113 19,031 Sh Shared-defined -- 19,031 CRAY INC CMN STOCK Cmn 225223904 45 7,600 Sh Call Shared-defined 1 7,600 CRAY INC CMN STOCK Cmn 225223954 3 500 Sh Put Shared-defined 1 500 COLUMN TOTALS 32,151
FORM 13F Page 173 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CREDICORP LTD CMN STOCK Cmn G2519Y108 14 157 Sh Shared-defined 1 157 CREDICORP LTD CMN STOCK Cmn G2519Y108 253 2,865 Sh Shared-defined -- 2,865 CREDIT SUISSE GROUP - SPON ADR Depository 4:1 Receipt 225401108 378 7,349 Sh Shared-defined -- N/A CREE INC CMN STK Cmn 225447901 7,612 108,400 Sh Call Shared-defined 1 108,400 CREE INC CMN STK Cmn 225447951 12,443 177,200 Sh Put Shared-defined 1 177,200 CREE INC CMN STK Cmn 225447951 140 2,000 Sh Put Shared-defined -- 2,000 CREE INC CMN STK Cmn 225447101 7,634 108,712 Sh Shared-defined 1 108,712 CREE INC CMN STK Cmn 225447101 695 9,901 Sh Shared-defined -- 9,901 CROCS INC COMMON STOCK Cmn 227046909 663 75,600 Sh Call Shared-defined 1 75,600 CROCS INC COMMON STOCK Cmn 227046959 1,754 200,000 Sh Put Shared-defined 1 200,000 CROCS INC COMMON STOCK Cmn 227046909 258 29,400 Sh Call Shared-defined -- 29,400 CROCS INC COMMON STOCK Cmn 227046959 339 38,600 Sh Put Shared-defined -- 38,600 CROCS INC COMMON STOCK Cmn 227046109 899 102,472 Sh Shared-defined 1 102,472 CROCS INC COMMON STOCK Cmn 227046109 7,795 888,832 Sh Shared-defined -- 888,832 COLUMN TOTALS 40,877
FORM 13F Page 174 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CROWN CASTLE INTL CMN STOCK Cmn 228227904 2,909 76,100 Sh Call Shared-defined 1 76,100 CROWN CASTLE INTL CMN STOCK Cmn 228227954 1,908 49,900 Sh Put Shared-defined 1 49,900 CROWN CASTLE INTL CMN STOCK Cmn 228227104 24,547 642,091 Sh Shared-defined -- 642,091 CROWN Depository ENTERTAINMENT LTD Receipt 585464100 1,436 298,004 Sh Shared-defined 1 N/A CROWN Depository ENTERTAINMENT LTD Receipt 585464100 14,401 2,987,846 Sh Shared-defined -- N/A CROWN HOLDINGS INC CMN STK Cmn 228368906 863 32,000 Sh Call Shared-defined 1 32,000 CROWN HOLDINGS INC CMN STK Cmn 228368956 585 21,700 Sh Put Shared-defined 1 21,700 CROWN HOLDINGS INC CMN STK Cmn 228368106 31,612 1,172,565 Sh Shared-defined -- 1,172,565 CRYSTALLEX INTL INC CMN STOCK Cmn 22942F101 5 15,575 Sh Shared-defined 1 15,575 CSG SYS INTL INC 2.5% CB 06/15/2024-REGISTERED Bond 126349AB5 15,554 15,136,000 Prn Shared-defined -- N/A CSG SYS INTL INC CMN STOCK Cmn 126349109 445 21,213 Sh Shared-defined -- 21,213 CSX CORP Cmn 126408103 1,160 22,795 Sh Shared-defined -- 22,795 CSX CORP Cmn 126408903 16,975 333,500 Sh Call Shared-defined 1 333,500 CSX CORP Cmn 126408953 19,037 374,000 Sh Put Shared-defined 1 374,000 COLUMN TOTALS 131,437
FORM 13F Page 175 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CSX CORP Cmn 126408903 4,586 90,100 Sh Call Shared-defined -- 90,100 CSX CORP Cmn 126408953 3,985 78,300 Sh Put Shared-defined -- 78,300 CTC MEDIA INC Cmn 12642X106 761 44,183 Sh Shared-defined 1 44,183 CTC MEDIA INC Cmn 12642X906 363 21,100 Sh Call Shared-defined 1 21,100 CTC MEDIA INC Cmn 12642X956 1,629 94,600 Sh Put Shared-defined 1 94,600 CTC MEDIA INC Cmn 12642X106 114 6,646 Sh Shared-defined -- 6,646 CTRIP.COM INTERNATIONAL-ADR Depository 1:2 Receipt 22943F100 1,264 32,245 Sh Shared-defined 1 N/A CTRIP.COM INTERNATIONAL-ADR Depository 1:2 Receipt 22943F100 867 22,105 Sh Shared-defined -- N/A CUBIC CORP CMN STK Cmn 229669906 176 4,900 Sh Call Shared-defined 1 4,900 CUBIC CORP CMN STK Cmn 229669956 241 6,700 Sh Put Shared-defined 1 6,700 CUBIC CORP CMN STK Cmn 229669106 216 5,996 Sh Shared-defined 1 5,996 CUBIC CORP CMN STK Cmn 229669106 419 11,636 Sh Shared-defined -- 11,636 CUBIST PHARMACE 2.25% CB 6/15/2013-REGISTERED Bond 229678AC1 73,844 74,384,000 Prn Shared-defined -- N/A CUBIST PHARMACEUTICALS INC CMN STOCK Cmn 229678107 119 5,287 Sh Shared-defined 1 5,287 COLUMN TOTALS 88,584
FORM 13F Page 176 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CUBIST PHARMACEUTICALS INC CMN STOCK Cmn 229678107 19,437 862,354 Sh Shared-defined -- 862,354 CUBIST PHARMACEUTICALS INC CMN STOCK Cmn 229678907 836 37,100 Sh Call Shared-defined 1 37,100 CUBIST PHARMACEUTICALS INC CMN STOCK Cmn 229678957 588 26,100 Sh Put Shared-defined 1 26,100 CUBIST PHARMACEUTICALS INC CMN STOCK Cmn 229678907 92 4,100 Sh Call Shared-defined -- 4,100 CULLEN/FROST BANKERS INC CMN STK Cmn 229899909 720 12,900 Sh Call Shared-defined 1 12,900 CULLEN/FROST BANKERS INC CMN STK Cmn 229899959 2,628 47,100 Sh Put Shared-defined 1 47,100 CULLEN/FROST BANKERS INC CMN STK Cmn 229899109 3,055 54,751 Sh Shared-defined -- 54,751 CUMMINS INC Cmn 231021906 10,705 172,800 Sh Call Shared-defined 1 172,800 CUMMINS INC Cmn 231021956 8,679 140,100 Sh Put Shared-defined 1 140,100 CUMMINS INC Cmn 231021106 57,531 928,667 Sh Shared-defined -- 928,667 CUMMINS INC Cmn 231021906 2,651 42,800 Sh Call Shared-defined -- 42,800 CUMMINS INC Cmn 231021956 2,515 40,600 Sh Put Shared-defined -- 40,600 CURTISS-WRIGHT CORP CMN STK Cmn 231561901 442 12,700 Sh Call Shared-defined 1 12,700 CURTISS-WRIGHT CORP CMN STK Cmn 231561951 205 5,900 Sh Put Shared-defined 1 5,900 COLUMN TOTALS 110,084
FORM 13F Page 177 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CURTISS-WRIGHT CORP CMN STK Cmn 231561101 50 1,435 Sh Shared-defined 1 1,435 CURTISS-WRIGHT CORP CMN STK Cmn 231561101 109 3,123 Sh Shared-defined -- 3,123 CUTERA INC COMMON STOCK Cmn 232109908 124 12,000 Sh Call Shared-defined 1 12,000 CUTERA INC COMMON STOCK Cmn 232109958 74 7,100 Sh Put Shared-defined 1 7,100 CUTERA INC COMMON STOCK Cmn 232109108 12 1,115 Sh Shared-defined -- 1,115 CVB FINANCIAL CORP CMN STK Cmn 126600105 212 21,359 Sh Shared-defined -- 21,359 CVR ENERGY INC Cmn 12662P108 408 46,640 Sh Shared-defined -- 46,640 CVS CAREMARK CORP CMN STK Cmn 126650100 3,236 88,514 Sh Shared-defined 1 88,514 CVS CAREMARK CORP CMN STK Cmn 126650100 2,321 63,472 Sh Shared-defined -- 63,472 CVS CAREMARK CORP CMN STK Cmn 126650900 18,572 508,000 Sh Call Shared-defined 1 508,000 CVS CAREMARK CORP CMN STK Cmn 126650950 16,024 438,300 Sh Put Shared-defined 1 438,300 CVS CAREMARK CORP CMN STK Cmn 126650900 1,876 51,300 Sh Call Shared-defined -- 51,300 CVS CAREMARK CORP CMN STK Cmn 126650950 2,647 72,400 Sh Put Shared-defined -- 72,400 CYBERONICS INC CMN STK Cmn 23251P902 151 7,900 Sh Call Shared-defined 1 7,900 COLUMN TOTALS 45,816
FORM 13F Page 178 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CYBERONICS INC CMN STK Cmn 23251P952 720 37,600 Sh Put Shared-defined 1 37,600 CYBERONICS INC CMN STK Cmn 23251P102 263 13,706 Sh Shared-defined 1 13,706 CYBERONICS INC CMN STK Cmn 23251P102 181 9,448 Sh Shared-defined -- 9,448 CYBERSOURCE CORP DEL CMN STOCK Cmn 23251J906 340 19,300 Sh Call Shared-defined 1 19,300 CYBERSOURCE CORP DEL CMN STOCK Cmn 23251J956 307 17,400 Sh Put Shared-defined 1 17,400 CYBERSOURCE CORP DEL CMN STOCK Cmn 23251J106 490 27,802 Sh Shared-defined -- 27,802 CYMER INC CMN STOCK Cmn 232572907 1,582 42,400 Sh Call Shared-defined 1 42,400 CYMER INC CMN STOCK Cmn 232572957 791 21,200 Sh Put Shared-defined 1 21,200 CYMER INC CMN STOCK Cmn 232572107 39 1,045 Sh Shared-defined 1 1,045 CYMER INC CMN STOCK Cmn 232572107 16,810 450,663 Sh Shared-defined -- 450,663 CYPRESS BIOSCIENCES INC Cmn 232674507 45 9,258 Sh Shared-defined 1 9,258 CYPRESS BIOSCIENCES INC Cmn 232674907 88 18,000 Sh Call Shared-defined 1 18,000 CYPRESS BIOSCIENCES INC Cmn 232674957 107 21,900 Sh Put Shared-defined 1 21,900 CYPRESS SEMICONDUCTOR COMMON STOCK Cmn 232806909 1,909 166,000 Sh Call Shared-defined 1 166,000 COLUMN TOTALS 23,672
FORM 13F Page 179 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CYPRESS SEMICONDUCTOR COMMON STOCK Cmn 232806959 2,471 214,900 Sh Put Shared-defined 1 214,900 CYPRESS SEMICONDUCTOR COMMON STOCK Cmn 232806909 1,055 91,700 Sh Call Shared-defined -- 91,700 CYPRESS SEMICONDUCTOR COMMON STOCK Cmn 232806959 1,317 114,500 Sh Put Shared-defined -- 114,500 CYPRESS SEMICONDUCTOR COMMON STOCK Cmn 232806109 2,152 187,158 Sh Shared-defined 1 187,158 CYPRESS SEMICONDUCTOR COMMON STOCK Cmn 232806109 4,666 405,702 Sh Shared-defined -- 405,702 CYTEC INDUSTRIES INC CMN STK Cmn 232820900 1,318 28,200 Sh Call Shared-defined 1 28,200 CYTEC INDUSTRIES INC CMN STK Cmn 232820950 584 12,500 Sh Put Shared-defined 1 12,500 CYTEC INDUSTRIES INC CMN STK Cmn 232820100 7 155 Sh Shared-defined 1 155 CYTEC INDUSTRIES INC CMN STK Cmn 232820100 1,013 21,673 Sh Shared-defined -- 21,673 CYTOKINETICS INC COMMON STOCK Cmn 23282W900 13 4,000 Sh Call Shared-defined 1 4,000 CYTOKINETICS INC COMMON STOCK Cmn 23282W950 22 7,000 Sh Put Shared-defined 1 7,000 CYTOKINETICS INC COMMON STOCK Cmn 23282W100 11 3,416 Sh Shared-defined 1 3,416 CYTOMEDIX INC COMMON STOCK Cmn 23283B204 4 10,536 Sh Shared-defined 1 10,536 CYTORI THERAPEUTICS INC COMMON STOCK Cmn 23283K905 68 15,000 Sh Call Shared-defined 1 15,000 COLUMN TOTALS 14,701
FORM 13F Page 180 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- CYTORI THERAPEUTICS INC COMMON STOCK Cmn 23283K955 747 163,800 Sh Put Shared-defined 1 163,800 CYTORI THERAPEUTICS INC COMMON STOCK Cmn 23283K105 567 124,293 Sh Shared-defined 1 124,293 D R HORTON INC CMN STK Cmn 23331A909 2,475 196,400 Sh Call Shared-defined 1 196,400 D R HORTON INC CMN STK Cmn 23331A959 2,709 215,000 Sh Put Shared-defined 1 215,000 D R HORTON INC CMN STK Cmn 23331A909 977 77,500 Sh Call Shared-defined -- 77,500 D R HORTON INC CMN STK Cmn 23331A959 188 14,900 Sh Put Shared-defined -- 14,900 D R HORTON INC CMN STK Cmn 23331A109 743 58,991 Sh Shared-defined -- 58,991 DAIMLERCHRYSLER AG COMMON STOCK Cmn D1668R903 5,035 107,100 Sh Call Shared-defined 1 107,100 DAIMLERCHRYSLER AG COMMON STOCK Cmn D1668R953 7,404 157,500 Sh Put Shared-defined 1 157,500 DAIMLERCHRYSLER AG COMMON STOCK Cmn D1668R123 41 862 Sh Shared-defined -- 862 DAKTRONICS INC CMN STK Cmn 234264909 64 8,400 Sh Call Shared-defined 1 8,400 DAKTRONICS INC CMN STK Cmn 234264959 11 1,500 Sh Put Shared-defined 1 1,500 DAKTRONICS INC CMN STK Cmn 234264109 53 6,917 Sh Shared-defined 1 6,917 DAKTRONICS INC CMN STK Cmn 234264109 75 9,844 Sh Shared-defined -- 9,844 COLUMN TOTALS 21,089
FORM 13F Page 181 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DANA HOLDING CORP Cmn 235825205 134 11,267 Sh Shared-defined 1 11,267 DANA HOLDING CORP Cmn 235825905 979 82,400 Sh Call Shared-defined 1 82,400 DANA HOLDING CORP Cmn 235825955 429 36,100 Sh Put Shared-defined 1 36,100 DANA HOLDING CORP Cmn 235825205 52,112 4,386,511 Sh Shared-defined -- 4,386,511 DANAHER CORP CMN STK Cmn 235851902 9,629 120,500 Sh Call Shared-defined 1 120,500 DANAHER CORP CMN STK Cmn 235851952 9,469 118,500 Sh Put Shared-defined 1 118,500 DANAHER CORP CMN STK Cmn 235851902 3,724 46,600 Sh Call Shared-defined -- 46,600 DANAHER CORP CMN STK Cmn 235851952 1,886 23,600 Sh Put Shared-defined -- 23,600 DANAHER CORP CMN STK Cmn 235851102 1 10 Sh Shared-defined 1 10 DANAHER CORP CMN STK Cmn 235851102 4,317 54,025 Sh Shared-defined -- 54,025 DARDEN RESTAURANTS, INC. COMMON STOCK NYSE Cmn 237194905 9,750 218,900 Sh Call Shared-defined 1 218,900 DARDEN RESTAURANTS, INC. COMMON STOCK NYSE Cmn 237194955 7,808 175,300 Sh Put Shared-defined 1 175,300 DARDEN RESTAURANTS, INC. COMMON STOCK NYSE Cmn 237194905 4,347 97,600 Sh Call Shared-defined -- 97,600 DARDEN RESTAURANTS, INC. COMMON STOCK NYSE Cmn 237194955 5,069 113,800 Sh Put Shared-defined -- 113,800 COLUMN TOTALS 109,654
FORM 13F Page 182 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DARDEN RESTAURANTS, INC. COMMON STOCK NYSE Cmn 237194105 43,415 974,749 Sh Shared-defined -- 974,749 DAVITA INC CMN STOCK Cmn 23918K908 1,921 30,300 Sh Call Shared-defined 1 30,300 DAVITA INC CMN STOCK Cmn 23918K958 1,452 22,900 Sh Put Shared-defined 1 22,900 DAVITA INC CMN STOCK Cmn 23918K108 72 1,138 Sh Shared-defined 1 1,138 DAVITA INC CMN STOCK Cmn 23918K108 1,242 19,584 Sh Shared-defined -- 19,584 DAYSTAR TECHNOLOGIES INC COMMON STOCK Cmn 23962Q950 -- 1,200 Sh Put Shared-defined 1 1,200 DAYSTAR TECHNOLOGIES INC COMMON STOCK Cmn 23962Q100 4 11,730 Sh Shared-defined 1 11,730 DAYSTAR TECHNOLOGIES INC COMMON STOCK Cmn 23962Q100 1 2,500 Sh Shared-defined -- 2,500 DCP MIDSTREAM PARTNERS LP Cmn 23311P900 379 11,800 Sh Call Shared-defined 1 11,800 DCP MIDSTREAM PARTNERS LP Cmn 23311P950 154 4,800 Sh Put Shared-defined 1 4,800 DCT INDUSTRIAL TRUST INC Cmn 233153105 2,006 383,627 Sh Shared-defined -- 383,627 DEALERTRACK HOLDINGS INC COMMONSTOCK Cmn 242309102 15 893 Sh Shared-defined 1 893 DEALERTRACK HOLDINGS INC COMMONSTOCK Cmn 242309102 11,115 650,786 Sh Shared-defined -- 650,786 DEAN FOODS CO CMN STOCK Cmn 242370904 708 45,100 Sh Call Shared-defined 1 45,100 COLUMN TOTALS 62,484
FORM 13F Page 183 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DEAN FOODS CO CMN STOCK Cmn 242370954 2,823 179,900 Sh Put Shared-defined 1 179,900 DEAN FOODS CO CMN STOCK Cmn 242370904 116 7,400 Sh Call Shared-defined -- 7,400 DEAN FOODS CO CMN STOCK Cmn 242370954 736 46,900 Sh Put Shared-defined -- 46,900 DEAN FOODS CO CMN STOCK Cmn 242370104 2,526 160,963 Sh Shared-defined 1 160,963 DEAN FOODS CO CMN STOCK Cmn 242370104 1,376 87,688 Sh Shared-defined -- 87,688 DECKERS OUTDOOR CORP Cmn 243537907 17,140 124,200 Sh Call Shared-defined 1 124,200 DECKERS OUTDOOR CORP Cmn 243537957 24,550 177,900 Sh Put Shared-defined 1 177,900 DECKERS OUTDOOR CORP Cmn 243537907 2,098 15,200 Sh Call Shared-defined -- 15,200 DECKERS OUTDOOR CORP Cmn 243537957 2,470 17,900 Sh Put Shared-defined -- 17,900 DEERE & COMPANY COMMON STOCK Cmn 244199905 15,234 256,200 Sh Call Shared-defined 1 256,200 DEERE & COMPANY COMMON STOCK Cmn 244199955 26,977 453,700 Sh Put Shared-defined 1 453,700 DEERE & COMPANY COMMON STOCK Cmn 244199905 3,318 55,800 Sh Call Shared-defined -- 55,800 DEERE & COMPANY COMMON STOCK Cmn 244199955 4,911 82,600 Sh Put Shared-defined -- 82,600 DEERE & COMPANY COMMON STOCK Cmn 244199105 3,678 61,865 Sh Shared-defined 1 61,865 COLUMN TOTALS 107,953
FORM 13F Page 184 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DEERE & COMPANY COMMON STOCK Cmn 244199105 7,303 122,822 Sh Shared-defined -- 122,822 DEL MONTE FOODS CMN STOCK Cmn 24522P103 10 664 Sh Shared-defined -- 664 DEL MONTE FOODS CMN STOCK Cmn 24522P903 323 22,100 Sh Call Shared-defined 1 22,100 DEL MONTE FOODS CMN STOCK Cmn 24522P953 82 5,600 Sh Put Shared-defined 1 5,600 DELCATH SYSTEMS INC Cmn 24661P904 1,193 147,300 Sh Call Shared-defined 1 147,300 DELCATH SYSTEMS INC Cmn 24661P954 501 61,900 Sh Put Shared-defined 1 61,900 DELCATH SYSTEMS INC Cmn 24661P104 378 46,619 Sh Shared-defined -- 46,619 DELL INC CMN STOCK Cmn 24702R901 10,426 694,600 Sh Call Shared-defined 1 694,600 DELL INC CMN STOCK Cmn 24702R951 16,693 1,112,100 Sh Put Shared-defined 1 1,112,100 DELL INC CMN STOCK Cmn 24702R901 359 23,900 Sh Call Shared-defined -- 23,900 DELL INC CMN STOCK Cmn 24702R951 4,646 309,500 Sh Put Shared-defined -- 309,500 DELL INC CMN STOCK Cmn 24702R101 7,476 498,036 Sh Shared-defined 1 498,036 DELL INC CMN STOCK Cmn 24702R101 3,492 232,650 Sh Shared-defined -- 232,650 DELPHI FINANCIAL GRP -CL A CMN STK Cmn 247131905 541 21,500 Sh Call Shared-defined 1 21,500 COLUMN TOTALS 53,423
FORM 13F Page 185 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DELPHI FINANCIAL GRP -CL A CMN STK Cmn 247131955 996 39,600 Sh Put Shared-defined 1 39,600 DELPHI FINANCIAL GRP -CL A CMN STK Cmn 247131105 7 259 Sh Shared-defined 1 259 DELPHI FINANCIAL GRP -CL A CMN STK Cmn 247131105 336 13,344 Sh Shared-defined -- 13,344 DELTA AIR LINES INC CMN STK Cmn 247361902 7,823 536,200 Sh Call Shared-defined 1 536,200 DELTA AIR LINES INC CMN STK Cmn 247361952 1,405 96,300 Sh Put Shared-defined 1 96,300 DELTA AIR LINES INC CMN STK Cmn 247361902 2,060 141,200 Sh Call Shared-defined -- 141,200 DELTA AIR LINES INC CMN STK Cmn 247361952 683 46,800 Sh Put Shared-defined -- 46,800 DELTA AIR LINES INC CMN STK Cmn 247361702 556 38,079 Sh Shared-defined -- 38,079 DELTA PETROLEUM CORP CMN STK Cmn 247907907 44 31,400 Sh Call Shared-defined 1 31,400 DELTA PETROLEUM CORP CMN STK Cmn 247907957 73 51,900 Sh Put Shared-defined 1 51,900 DELTA PETROLEUM CORP CMN STK Cmn 247907207 85 60,050 Sh Shared-defined -- 60,050 DELTIC TIMBER CORP CMN STOCK Cmn 247850100 13 294 Sh Shared-defined 1 294 DELTIC TIMBER CORP CMN STOCK Cmn 247850100 286 6,482 Sh Shared-defined -- 6,482 DELUXE CORP Cmn 248019901 804 41,400 Sh Call Shared-defined 1 41,400 COLUMN TOTALS 15,171
FORM 13F Page 186 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DELUXE CORP Cmn 248019951 241 12,400 Sh Put Shared-defined 1 12,400 DELUXE CORP Cmn 248019101 247 12,694 Sh Shared-defined -- 12,694 DENBURY RES INC CMN STOCK Cmn 247916908 1,758 104,200 Sh Call Shared-defined 1 104,200 DENBURY RES INC CMN STOCK Cmn 247916958 1,299 77,000 Sh Put Shared-defined 1 77,000 DENBURY RES INC CMN STOCK Cmn 247916908 1,370 81,200 Sh Call Shared-defined -- 81,200 DENBURY RES INC CMN STOCK Cmn 247916958 209 12,400 Sh Put Shared-defined -- 12,400 DENBURY RES INC CMN STOCK Cmn 247916208 2,818 167,064 Sh Shared-defined 1 167,064 DENBURY RES INC CMN STOCK Cmn 247916208 42 2,500 Sh Shared-defined -- 2,500 DENDREON CORP Cmn 24823Q107 2,074 56,873 Sh Shared-defined 1 56,873 DENDREON CORP Cmn 24823Q907 23,031 631,500 Sh Call Shared-defined 1 631,500 DENDREON CORP Cmn 24823Q957 37,192 1,019,800 Sh Put Shared-defined 1 1,019,800 DENDREON CORP Cmn 24823Q107 11 312 Sh Shared-defined -- 312 DENDREON CORP Cmn 24823Q907 9,482 260,000 Sh Call Shared-defined -- 260,000 DENTSPLY INTERNATL INC CMN STK Cmn 249030907 307 8,800 Sh Call Shared-defined 1 8,800 COLUMN TOTALS 80,081
FORM 13F Page 187 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DENTSPLY INTERNATL INC CMN STK Cmn 249030957 889 25,500 Sh Put Shared-defined 1 25,500 DENTSPLY INTERNATL INC CMN STK Cmn 249030107 538 15,426 Sh Shared-defined 1 15,426 DENTSPLY INTERNATL INC CMN STK Cmn 249030107 694 19,912 Sh Shared-defined -- 19,912 DEPOMED INC CMN STOCK Cmn 249908904 37 10,300 Sh Call Shared-defined 1 10,300 DEPOMED INC CMN STOCK Cmn 249908954 52 14,700 Sh Put Shared-defined 1 14,700 DEPOMED INC CMN STOCK Cmn 249908104 102 28,835 Sh Shared-defined 1 28,835 DEUTSCHE BANK Cmn D18190898 549 7,143 Sh Shared-defined 1 7,143 DEUTSCHE BANK Cmn D18190898 2,288 29,761 Sh Shared-defined -- 29,761 DEUTSCHE BANK Cmn D18190908 8,732 113,600 Sh Call Shared-defined 1 113,600 DEUTSCHE BANK Cmn D18190958 5,911 76,900 Sh Put Shared-defined 1 76,900 DEUTSCHE BANK Cmn D18190908 1,530 19,900 Sh Call Shared-defined -- 19,900 DEUTSCHE BANK Cmn D18190958 2,052 26,700 Sh Put Shared-defined -- 26,700 DEVELOPERS DIVERSIFIED REALTY COMMON STOCK Cmn 251591903 404 33,200 Sh Call Shared-defined 1 33,200 DEVELOPERS DIVERSIFIED REALTY COMMON STOCK Cmn 251591953 703 57,800 Sh Put Shared-defined 1 57,800 COLUMN TOTALS 24,481
FORM 13F Page 188 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DEVELOPERS DIVERSIFIED REALTY COMMON STOCK Cmn 251591103 205 16,850 Sh Shared-defined 1 16,850 DEVELOPERS DIVERSIFIED REALTY COMMON STOCK Cmn 251591103 450 37,006 Sh Shared-defined -- 37,006 DEVON ENERGY CORP CMN STOCK (NEW) Cmn 25179M103 12,581 195,259 Sh Shared-defined 1 195,259 DEVON ENERGY CORP CMN STOCK (NEW) Cmn 25179M103 57,242 888,443 Sh Shared-defined -- 888,443 DEVON ENERGY CORP CMN STOCK (NEW) Cmn 25179M903 12,802 198,700 Sh Call Shared-defined 1 198,700 DEVON ENERGY CORP CMN STOCK (NEW) Cmn 25179M953 21,790 338,200 Sh Put Shared-defined 1 338,200 DEVON ENERGY CORP CMN STOCK (NEW) Cmn 25179M903 2,764 42,900 Sh Call Shared-defined -- 42,900 DEVON ENERGY CORP CMN STOCK (NEW) Cmn 25179M953 12,293 190,800 Sh Put Shared-defined -- 190,800 DEVRY INC CMN STK Cmn 251893903 2,536 38,900 Sh Call Shared-defined 1 38,900 DEVRY INC CMN STK Cmn 251893953 2,888 44,300 Sh Put Shared-defined 1 44,300 DEVRY INC CMN STK Cmn 251893903 985 15,100 Sh Call Shared-defined -- 15,100 DEVRY INC CMN STK Cmn 251893953 378 5,800 Sh Put Shared-defined -- 5,800 DEVRY INC CMN STK Cmn 251893103 27,468 421,284 Sh Shared-defined -- 421,284 DEX ONE CORP Cmn 25212W100 5 174 Sh Shared-defined 1 174 COLUMN TOTALS 154,387
FORM 13F Page 189 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DEX ONE CORP Cmn 25212W100 4,807 172,180 Sh Shared-defined -- 172,180 DEXCOM INC COMMON STOCK Cmn 252131907 114 11,700 Sh Call Shared-defined 1 11,700 DEXCOM INC COMMON STOCK Cmn 252131957 63 6,500 Sh Put Shared-defined 1 6,500 DEXCOM INC COMMON STOCK Cmn 252131107 9 962 Sh Shared-defined 1 962 DEXCOM INC COMMON STOCK Cmn 252131107 29 3,000 Sh Shared-defined -- 3,000 DG FASTCHANNEL INC CMN STOCK Cmn 23326R909 1,128 35,300 Sh Call Shared-defined 1 35,300 DG FASTCHANNEL INC CMN STOCK Cmn 23326R959 460 14,400 Sh Put Shared-defined 1 14,400 DG FASTCHANNEL INC CMN STOCK Cmn 23326R109 87 2,722 Sh Shared-defined 1 2,722 DHT HOLDINGS INC Cmn Y2065G105 202 51,580 Sh Shared-defined 1 51,580 DHT HOLDINGS INC Cmn Y2065G905 19 4,800 Sh Call Shared-defined 1 4,800 DHT HOLDINGS INC Cmn Y2065G955 119 30,300 Sh Put Shared-defined 1 30,300 DHT HOLDINGS INC Cmn Y2065G105 636 162,278 Sh Shared-defined -- 162,278 DIAGEO PLC -SPONS Depository ADR 4:1 Receipt 25243Q205 81 1,194 Sh Shared-defined 1 N/A DIAGEO PLC -SPONS Depository ADR 4:1 Receipt 25243Q205 375 5,560 Sh Shared-defined -- N/A COLUMN TOTALS 8,129
FORM 13F Page 190 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DIAMOND FOODS INC Cmn 252603905 795 18,900 Sh Call Shared-defined 1 18,900 DIAMOND FOODS INC Cmn 252603955 395 9,400 Sh Put Shared-defined 1 9,400 DIAMOND OFFSHORE DRILLING, INC. Cmn 25271C902 15,542 175,000 Sh Call Shared-defined 1 175,000 DIAMOND OFFSHORE DRILLING, INC. Cmn 25271C952 14,627 164,700 Sh Put Shared-defined 1 164,700 DIAMOND OFFSHORE DRILLING, INC. Cmn 25271C902 3,357 37,800 Sh Call Shared-defined -- 37,800 DIAMOND OFFSHORE DRILLING, INC. Cmn 25271C952 835 9,400 Sh Put Shared-defined -- 9,400 DIANA SHIPPING INC COMMON STOCK Cmn Y2066G904 460 30,400 Sh Call Shared-defined 1 30,400 DIANA SHIPPING INC COMMON STOCK Cmn Y2066G954 1,536 101,600 Sh Put Shared-defined 1 101,600 DIANA SHIPPING INC COMMON STOCK Cmn Y2066G904 373 24,700 Sh Call Shared-defined -- 24,700 DIANA SHIPPING INC COMMON STOCK Cmn Y2066G954 153 10,100 Sh Put Shared-defined -- 10,100 DIANA SHIPPING INC COMMON STOCK Cmn Y2066G104 763 50,438 Sh Shared-defined 1 50,438 DIANA SHIPPING INC COMMON STOCK Cmn Y2066G104 431 28,504 Sh Shared-defined -- 28,504 DICK'S SPORTING GOODS INC COMMON STOCK Cmn 253393902 2,303 88,200 Sh Call Shared-defined 1 88,200 DICK'S SPORTING GOODS INC COMMON STOCK Cmn 253393952 2,400 91,900 Sh Put Shared-defined 1 91,900 COLUMN TOTALS 43,970
FORM 13F Page 191 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DICK'S SPORTING GOODS INC COMMON STOCK Cmn 253393902 363 13,900 Sh Call Shared-defined -- 13,900 DICK'S SPORTING GOODS INC COMMON STOCK Cmn 253393952 162 6,200 Sh Put Shared-defined -- 6,200 DICK'S SPORTING GOODS INC COMMON STOCK Cmn 253393102 3 100 Sh Shared-defined -- 100 DIEBOLD INC CMN STK Cmn 253651903 416 13,100 Sh Call Shared-defined 1 13,100 DIEBOLD INC CMN STK Cmn 253651953 1,359 42,800 Sh Put Shared-defined 1 42,800 DIEBOLD INC CMN STK Cmn 253651103 187 5,876 Sh Shared-defined 1 5,876 DIEBOLD INC CMN STK Cmn 253651103 658 20,723 Sh Shared-defined -- 20,723 DIGITAL REALTY TRUST INC Cmn 253868903 1,908 35,200 Sh Call Shared-defined 1 35,200 DIGITAL REALTY TRUST INC Cmn 253868953 3,436 63,400 Sh Put Shared-defined 1 63,400 DIGITAL RIVER INC CMN STOCK Cmn 25388B904 1,224 40,400 Sh Call Shared-defined 1 40,400 DIGITAL RIVER INC CMN STOCK Cmn 25388B954 4,763 157,200 Sh Put Shared-defined 1 157,200 DIGITAL RIVER INC CMN STOCK Cmn 25388B904 185 6,100 Sh Call Shared-defined -- 6,100 DIGITAL RIVER INC CMN STOCK Cmn 25388B954 1,260 41,600 Sh Put Shared-defined -- 41,600 DIGITAL RIVER INC CMN STOCK Cmn 25388B104 1,586 52,334 Sh Shared-defined 1 52,334 COLUMN TOTALS 17,510
FORM 13F Page 192 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DIGITAL RIVER INC CMN STOCK Cmn 25388B104 15,442 509,647 Sh Shared-defined -- 509,647 DIGITALGLOBE INC Cmn 25389M877 10 359 Sh Shared-defined 1 359 DIGITALGLOBE INC Cmn 25389M907 472 16,900 Sh Call Shared-defined 1 16,900 DIGITALGLOBE INC Cmn 25389M957 553 19,800 Sh Put Shared-defined 1 19,800 DILLARD'S INC - CL A CMN STK Cmn 254067101 151 6,390 Sh Shared-defined 1 6,390 DILLARD'S INC - CL A CMN STK Cmn 254067901 2,683 113,700 Sh Call Shared-defined 1 113,700 DILLARD'S INC - CL A CMN STK Cmn 254067951 1,185 50,200 Sh Put Shared-defined 1 50,200 DILLARD'S INC - CL A CMN STK Cmn 254067901 699 29,600 Sh Call Shared-defined -- 29,600 DILLARD'S INC - CL A CMN STK Cmn 254067951 380 16,100 Sh Put Shared-defined -- 16,100 DINEEQUITY INC CMN STK Cmn 254423106 20 505 Sh Shared-defined 1 505 DINEEQUITY INC CMN STK Cmn 254423106 444 11,237 Sh Shared-defined -- 11,237 DINEEQUITY INC CMN STK Cmn 254423906 1,395 35,300 Sh Call Shared-defined 1 35,300 DINEEQUITY INC CMN STK Cmn 254423956 2,320 58,700 Sh Put Shared-defined 1 58,700 DIODES INC CMN STK Cmn 254543901 296 13,200 Sh Call Shared-defined 1 13,200 COLUMN TOTALS 26,050
FORM 13F Page 193 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DIODES INC CMN STK Cmn 254543951 273 12,200 Sh Put Shared-defined 1 12,200 DIODES INC CMN STK Cmn 254543101 12 529 Sh Shared-defined 1 529 DIODES INC CMN STK Cmn 254543101 45 2,006 Sh Shared-defined -- 2,006 DIRECTV Cmn 25490A101 902 26,691 Sh Shared-defined 1 26,691 DIRECTV Cmn 25490A901 8,818 260,800 Sh Call Shared-defined 1 260,800 DIRECTV Cmn 25490A951 4,253 125,800 Sh Put Shared-defined 1 125,800 DIRECTV Cmn 25490A101 90,307 2,671,003 Sh Shared-defined -- 2,671,003 DIRECTV Cmn 25490A901 15,296 452,400 Sh Call Shared-defined -- 452,400 DIRECTV Cmn 25490A951 3,466 102,500 Sh Put Shared-defined -- 102,500 DISCOVER FINANCIAL AT NEW YORK Cmn 254709908 2,134 143,200 Sh Call Shared-defined 1 143,200 DISCOVER FINANCIAL AT NEW YORK Cmn 254709958 1,217 81,700 Sh Put Shared-defined 1 81,700 DISCOVER FINANCIAL AT NEW YORK Cmn 254709908 985 66,100 Sh Call Shared-defined -- 66,100 DISCOVER FINANCIAL AT NEW YORK Cmn 254709958 556 37,300 Sh Put Shared-defined -- 37,300 DISCOVER FINANCIAL AT NEW YORK Cmn 254709108 18 1,223 Sh Shared-defined 1 1,223 COLUMN TOTALS 128,282
FORM 13F Page 194 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DISCOVER FINANCIAL AT NEW YORK Cmn 254709108 9,425 632,551 Sh Shared-defined -- 632,551 DISCOVERY COMMUNICATIONS INC Cmn 25470F904 1,125 33,300 Sh Call Shared-defined 1 33,300 DISCOVERY COMMUNICATIONS INC Cmn 25470F954 696 20,600 Sh Put Shared-defined 1 20,600 DISCOVERY COMMUNICATIONS INC Cmn 25470F104 181 5,355 Sh Shared-defined -- 5,355 DISCOVERY LABORATORIES INC CMN STOCK Cmn 254668106 10 20,105 Sh Shared-defined 1 20,105 DISH NETWORK CORP COMMON STOCK Cmn 25470M909 2,690 129,200 Sh Call Shared-defined 1 129,200 DISH NETWORK CORP COMMON STOCK Cmn 25470M959 1,462 70,200 Sh Put Shared-defined 1 70,200 DISH NETWORK CORP COMMON STOCK Cmn 25470M909 10 500 Sh Call Shared-defined -- 500 DISH NETWORK CORP COMMON STOCK Cmn 25470M959 2 100 Sh Put Shared-defined -- 100 DISH NETWORK CORP COMMON STOCK Cmn 25470M109 377 18,111 Sh Shared-defined 1 18,111 DISH NETWORK CORP COMMON STOCK Cmn 25470M109 593 28,482 Sh Shared-defined -- 28,482 DISNEY WALT CO Cmn 254687106 1,374 39,370 Sh Shared-defined 1 39,370 DISNEY WALT CO Cmn 254687106 2,818 80,725 Sh Shared-defined -- 80,725 DISNEY WALT CO Cmn 254687906 27,488 787,400 Sh Call Shared-defined 1 787,400 COLUMN TOTALS 48,251
FORM 13F Page 195 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DISNEY WALT CO Cmn 254687956 14,655 419,800 Sh Put Shared-defined 1 419,800 DISNEY WALT CO Cmn 254687906 11,133 318,900 Sh Call Shared-defined -- 318,900 DISNEY WALT CO Cmn 254687956 3,872 110,900 Sh Put Shared-defined -- 110,900 DIVX INC Cmn 255413906 220 30,700 Sh Call Shared-defined 1 30,700 DIVX INC Cmn 255413956 14 2,000 Sh Put Shared-defined 1 2,000 DIVX INC Cmn 255413106 167 23,376 Sh Shared-defined -- 23,376 DOLBY LABORATORIES INC. COMMON STOCK Cmn 25659T907 1,819 31,000 Sh Call Shared-defined 1 31,000 DOLBY LABORATORIES INC. COMMON STOCK Cmn 25659T957 4,518 77,000 Sh Put Shared-defined 1 77,000 DOLBY LABORATORIES INC. COMMON STOCK Cmn 25659T907 246 4,200 Sh Call Shared-defined -- 4,200 DOLBY LABORATORIES INC. COMMON STOCK Cmn 25659T957 1,408 24,000 Sh Put Shared-defined -- 24,000 DOLBY LABORATORIES INC. COMMON STOCK Cmn 25659T107 4,253 72,495 Sh Shared-defined -- 72,495 DOLE FOOD COMPANY INC Cmn 256603901 286 24,100 Sh Call Shared-defined 1 24,100 DOLE FOOD COMPANY INC Cmn 256603951 134 11,300 Sh Put Shared-defined 1 11,300 DOLLAR FINANCIAL CORP 2.875% CB 6/30/2027 - REGIST Bond 256664AB9 2,574 2,762,000 Prn Shared-defined -- N/A COLUMN TOTALS 45,299
FORM 13F Page 196 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DOLLAR FINANCIAL CORP 3% CB 04/01/2028- REGISTERED Bond 256664AC7 31,349 30,738,000 Prn Shared-defined -- N/A DOLLAR FINANCIAL CORP COMMON STOCK Cmn 256664103 29 1,209 Sh Shared-defined 1 1,209 DOLLAR GENERAL CORP Cmn 256677105 256 10,137 Sh Shared-defined 1 10,137 DOLLAR GENERAL CORP Cmn 256677905 1,457 57,700 Sh Call Shared-defined 1 57,700 DOLLAR GENERAL CORP Cmn 256677955 1,778 70,400 Sh Put Shared-defined 1 70,400 DOLLAR THRIFTY AUTO GRP CMN STOCK Cmn 256743905 2,368 73,700 Sh Call Shared-defined 1 73,700 DOLLAR THRIFTY AUTO GRP CMN STOCK Cmn 256743955 2,818 87,700 Sh Put Shared-defined 1 87,700 DOLLAR THRIFTY AUTO GRP CMN STOCK Cmn 256743905 373 11,600 Sh Call Shared-defined -- 11,600 DOLLAR THRIFTY AUTO GRP CMN STOCK Cmn 256743955 299 9,300 Sh Put Shared-defined -- 9,300 DOLLAR THRIFTY AUTO GRP CMN STOCK Cmn 256743105 79 2,448 Sh Shared-defined 1 2,448 DOLLAR THRIFTY AUTO GRP CMN STOCK Cmn 256743105 53,672 1,670,478 Sh Shared-defined -- 1,670,478 DOLLAR TREE STORES INC CMN STOCK Cmn 256746908 6,550 110,600 Sh Call Shared-defined 1 110,600 DOLLAR TREE STORES INC CMN STOCK Cmn 256746958 5,365 90,600 Sh Put Shared-defined 1 90,600 DOLLAR TREE STORES INC CMN STOCK Cmn 256746908 1,623 27,400 Sh Call Shared-defined -- 27,400 COLUMN TOTALS 108,016
FORM 13F Page 197 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DOLLAR TREE STORES INC CMN STOCK Cmn 256746958 1,137 19,200 Sh Put Shared-defined -- 19,200 DOLLAR TREE STORES INC CMN STOCK Cmn 256746108 71 1,200 Sh Shared-defined -- 1,200 DOMINION RESOURCES, INC. Cmn 25746U909 3,955 96,200 Sh Call Shared-defined 1 96,200 DOMINION RESOURCES, INC. Cmn 25746U959 2,212 53,800 Sh Put Shared-defined 1 53,800 DOMINION RESOURCES, INC. Cmn 25746U909 1,089 26,500 Sh Call Shared-defined -- 26,500 DOMINION RESOURCES, INC. Cmn 25746U959 275 6,700 Sh Put Shared-defined -- 6,700 DOMINO'S PIZZA, INC. COMMON STOCK Cmn 25754A901 537 39,400 Sh Call Shared-defined 1 39,400 DOMINO'S PIZZA, INC. COMMON STOCK Cmn 25754A951 165 12,100 Sh Put Shared-defined 1 12,100 DOMINO'S PIZZA, INC. COMMON STOCK Cmn 25754A201 406 29,759 Sh Shared-defined -- 29,759 DOMTAR CORP CMN STK Cmn 257559203 1,587 24,632 Sh Shared-defined 1 24,632 DOMTAR CORP CMN STK Cmn 257559203 592 9,188 Sh Shared-defined -- 9,188 DOMTAR CORP CMN STK Cmn 257559903 1,913 29,700 Sh Call Shared-defined 1 29,700 DOMTAR CORP CMN STK Cmn 257559953 3,935 61,100 Sh Put Shared-defined 1 61,100 DOMTAR CORP CMN STK Cmn 257559903 361 5,600 Sh Call Shared-defined -- 5,600 COLUMN TOTALS 18,235
FORM 13F Page 198 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DOMTAR CORP CMN STK Cmn 257559953 844 13,100 Sh Put Shared-defined -- 13,100 DONALDSON CO INC CMN STK Cmn 257651909 1,963 43,500 Sh Call Shared-defined 1 43,500 DONALDSON CO INC CMN STK Cmn 257651959 704 15,600 Sh Put Shared-defined 1 15,600 DONALDSON CO INC CMN STK Cmn 257651109 633 14,034 Sh Shared-defined -- 14,034 DONNELLEY R R & SONS CO Cmn 257867101 28 1,296 Sh Shared-defined 1 1,296 DONNELLEY R R & SONS CO Cmn 257867101 1,251 58,578 Sh Shared-defined -- 58,578 DONNELLEY R R & SONS CO Cmn 257867901 1,971 92,300 Sh Call Shared-defined 1 92,300 DONNELLEY R R & SONS CO Cmn 257867951 801 37,500 Sh Put Shared-defined 1 37,500 DOUBLE-TAKE SOFTWARE INC COMMON STOCK Cmn 258598101 3 366 Sh Shared-defined 1 366 DOUBLE-TAKE SOFTWARE INC COMMON STOCK Cmn 258598101 132 14,800 Sh Shared-defined -- 14,800 DOUGLAS EMMETT INC Cmn 25960P109 21 1,386 Sh Shared-defined 1 1,386 DOUGLAS EMMETT INC Cmn 25960P909 94 6,100 Sh Call Shared-defined 1 6,100 DOUGLAS EMMETT INC Cmn 25960P959 128 8,300 Sh Put Shared-defined 1 8,300 DOUGLAS EMMETT INC Cmn 25960P109 3,804 247,466 Sh Shared-defined -- 247,466 COLUMN TOTALS 12,377
FORM 13F Page 199 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DOVER CORP Cmn 260003108 168 3,600 Sh Shared-defined 1 3,600 DOVER CORP Cmn 260003908 1,538 32,900 Sh Call Shared-defined 1 32,900 DOVER CORP Cmn 260003958 369 7,900 Sh Put Shared-defined 1 7,900 DOVER CORP Cmn 260003108 1,780 38,065 Sh Shared-defined -- 38,065 DOW CHEMICAL COMPANY COMMON STOCK Cmn 260543103 316 10,701 Sh Shared-defined 1 10,701 DOW CHEMICAL COMPANY COMMON STOCK Cmn 260543103 3,547 119,944 Sh Shared-defined -- 119,944 DOW CHEMICAL COMPANY COMMON STOCK Cmn 260543903 19,871 672,000 Sh Call Shared-defined 1 672,000 DOW CHEMICAL COMPANY COMMON STOCK Cmn 260543953 20,962 708,900 Sh Put Shared-defined 1 708,900 DOW CHEMICAL COMPANY COMMON STOCK Cmn 260543903 6,780 229,300 Sh Call Shared-defined -- 229,300 DOW CHEMICAL COMPANY COMMON STOCK Cmn 260543953 3,265 110,400 Sh Put Shared-defined -- 110,400 DPL INC CMN STK Cmn 233293109 48 1,766 Sh Shared-defined 1 1,766 DPL INC CMN STK Cmn 233293109 526 19,345 Sh Shared-defined -- 19,345 DR PEPPER SNAPPLE GROUP INC Cmn 26138E109 521 14,819 Sh Shared-defined 1 14,819 DR PEPPER SNAPPLE GROUP INC Cmn 26138E109 18,996 540,114 Sh Shared-defined -- 540,114 COLUMN TOTALS 78,687
FORM 13F Page 200 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DR PEPPER SNAPPLE GROUP INC Cmn 26138E909 848 24,100 Sh Call Shared-defined 1 24,100 DR PEPPER SNAPPLE GROUP INC Cmn 26138E959 2,743 78,000 Sh Put Shared-defined 1 78,000 DR PEPPER SNAPPLE GROUP INC Cmn 26138E909 478 13,600 Sh Call Shared-defined -- 13,600 DR PEPPER SNAPPLE GROUP INC Cmn 26138E959 324 9,200 Sh Put Shared-defined -- 9,200 DR REDDY'S LABORATORIES LTD Depository ADR 2:1 Receipt 256135203 177 6,260 Sh Shared-defined 1 N/A DR REDDY'S LABORATORIES LTD Depository ADR 2:1 Receipt 256135203 58 2,060 Sh Shared-defined -- N/A DREAMWORKS ANIMATION SKG, INC. COMMON STOCK Cmn 26153C903 701 17,800 Sh Call Shared-defined 1 17,800 DREAMWORKS ANIMATION SKG, INC. COMMON STOCK Cmn 26153C953 1,036 26,300 Sh Put Shared-defined 1 26,300 DREAMWORKS ANIMATION SKG, INC. COMMON STOCK Cmn 26153C103 1,424 36,143 Sh Shared-defined 1 36,143 DREAMWORKS ANIMATION SKG, INC. COMMON STOCK Cmn 26153C103 65,121 1,653,237 Sh Shared-defined -- 1,653,237 DRESS BARN INC Cmn 261570105 197 7,518 Sh Shared-defined 1 7,518 DRESS BARN INC Cmn 261570105 2,379 90,955 Sh Shared-defined -- 90,955 DRESS BARN INC Cmn 261570905 424 16,200 Sh Call Shared-defined 1 16,200 DRESS BARN INC Cmn 261570955 2,532 96,800 Sh Put Shared-defined 1 96,800 COLUMN TOTALS 78,442
FORM 13F Page 201 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DRESSER-RAND GROUP INC. COMMON STOCK Cmn 261608903 2,400 76,400 Sh Call Shared-defined 1 76,400 DRESSER-RAND GROUP INC. COMMON STOCK Cmn 261608953 1,068 34,000 Sh Put Shared-defined 1 34,000 DRESSER-RAND GROUP INC. COMMON STOCK Cmn 261608103 55 1,745 Sh Shared-defined 1 1,745 DRESSER-RAND GROUP INC. COMMON STOCK Cmn 261608103 194 6,176 Sh Shared-defined -- 6,176 DRIL-QUIP INC CMN STOCK Cmn 262037904 1,107 18,200 Sh Call Shared-defined 1 18,200 DRIL-QUIP INC CMN STOCK Cmn 262037954 554 9,100 Sh Put Shared-defined 1 9,100 DRIL-QUIP INC CMN STOCK Cmn 262037104 116 1,900 Sh Shared-defined -- 1,900 DRYSHIPS INC COMMON STOCK Cmn Y2109Q901 919 157,300 Sh Call Shared-defined 1 157,300 DRYSHIPS INC COMMON STOCK Cmn Y2109Q951 9,811 1,679,900 Sh Put Shared-defined 1 1,679,900 DRYSHIPS INC COMMON STOCK Cmn Y2109Q101 7,842 1,342,836 Sh Shared-defined 1 1,342,836 DRYSHIPS INC COMMON STOCK Cmn Y2109Q101 73 12,457 Sh Shared-defined -- 12,457 DST SYS INC DEL CMN STOCK Cmn 233326107 201 4,845 Sh Shared-defined 1 4,845 DST SYS INC DEL CMN STOCK Cmn 233326107 75 1,800 Sh Shared-defined -- 1,800 DST SYS INC DEL CMN STOCK Cmn 233326907 245 5,900 Sh Call Shared-defined 1 5,900 COLUMN TOTALS 24,660
FORM 13F Page 202 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DST SYS INC DEL CMN STOCK Cmn 233326957 327 7,900 Sh Put Shared-defined 1 7,900 DSW INC COMMON STOCK Cmn 23334L902 186 7,300 Sh Call Shared-defined 1 7,300 DSW INC COMMON STOCK Cmn 23334L952 888 34,800 Sh Put Shared-defined 1 34,800 DSW INC COMMON STOCK Cmn 23334L102 629 24,631 Sh Shared-defined 1 24,631 DSW INC COMMON STOCK Cmn 23334L102 173 6,764 Sh Shared-defined -- 6,764 DTE ENERGY CO CMN SHRS Cmn 233331907 531 11,900 Sh Call Shared-defined 1 11,900 DTE ENERGY CO CMN SHRS Cmn 233331957 807 18,100 Sh Put Shared-defined 1 18,100 DTE ENERGY CO CMN SHRS Cmn 233331107 1,119 25,084 Sh Shared-defined -- 25,084 DTS INC COMMON STOCK Cmn 23335C101 40 1,183 Sh Shared-defined 1 1,183 DTS INC COMMON STOCK Cmn 23335C101 1,106 32,483 Sh Shared-defined -- 32,483 DU PONT DE NEMOURS & CO. COMMON STOCK Cmn 263534109 7,494 201,227 Sh Shared-defined -- 201,227 DU PONT DE NEMOURS & CO. COMMON STOCK Cmn 263534909 23,517 631,500 Sh Call Shared-defined 1 631,500 DU PONT DE NEMOURS & CO. COMMON STOCK Cmn 263534959 15,659 420,500 Sh Put Shared-defined 1 420,500 DU PONT DE NEMOURS & CO. COMMON STOCK Cmn 263534909 6,938 186,300 Sh Call Shared-defined -- 186,300 COLUMN TOTALS 59,414
FORM 13F Page 203 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DU PONT DE NEMOURS & CO. COMMON STOCK Cmn 263534959 8,569 230,100 Sh Put Shared-defined -- 230,100 DUKE ENERGY COMMON STOCK Cmn 26441C105 7,064 432,828 Sh Shared-defined -- 432,828 DUKE ENERGY COMMON STOCK Cmn 26441C905 3,483 213,400 Sh Call Shared-defined 1 213,400 DUKE ENERGY COMMON STOCK Cmn 26441C955 1,565 95,900 Sh Put Shared-defined 1 95,900 DUKE ENERGY COMMON STOCK Cmn 26441C905 636 39,000 Sh Call Shared-defined -- 39,000 DUKE ENERGY COMMON STOCK Cmn 26441C955 1,304 79,900 Sh Put Shared-defined -- 79,900 DUKE REALTY CORP CMN STK Cmn 264411505 3,999 322,469 Sh Shared-defined -- 322,469 DUKE REALTY CORP CMN STK Cmn 264411905 197 15,900 Sh Call Shared-defined 1 15,900 DUKE REALTY CORP CMN STK Cmn 264411955 181 14,600 Sh Put Shared-defined 1 14,600 DUN & BRADSTREET CORP NEW Cmn 26483E100 1,366 18,359 Sh Shared-defined -- 18,359 DUNE ENERGY INC COMMON STOCK Cmn 265338509 4 17,879 Sh Shared-defined 1 17,879 DUOYUAN GLOBAL Depository WATER INC-ADR Receipt 266043108 31 1,111 Sh Shared-defined 1 N/A DUOYUAN GLOBAL Depository WATER INC-ADR Receipt 266043108 4,844 174,426 Sh Shared-defined -- N/A DYAX CORP Cmn 26746E103 27 7,808 Sh Shared-defined 1 7,808 COLUMN TOTALS 33,270
FORM 13F Page 204 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DYAX CORP Cmn 26746E903 92 27,100 Sh Call Shared-defined 1 27,100 DYCOM INDUSTRIES INC CMN STK Cmn 267475901 108 12,300 Sh Call Shared-defined 1 12,300 DYCOM INDUSTRIES INC CMN STK Cmn 267475951 18 2,100 Sh Put Shared-defined 1 2,100 DYCOM INDUSTRIES INC CMN STK Cmn 267475101 6 630 Sh Shared-defined 1 630 DYCOM INDUSTRIES INC CMN STK Cmn 267475101 20 2,244 Sh Shared-defined -- 2,244 DYNAMIC MATERIALS CORP CMN STK Cmn 267888905 406 26,000 Sh Call Shared-defined 1 26,000 DYNAMIC MATERIALS CORP CMN STK Cmn 267888955 406 26,000 Sh Put Shared-defined 1 26,000 DYNAMIC MATERIALS CORP CMN STK Cmn 267888105 254 16,240 Sh Shared-defined 1 16,240 DYNAMIC MATERIALS CORP CMN STK Cmn 267888105 32 2,051 Sh Shared-defined -- 2,051 DYNAVAX TECHNOLOGIES CORP COMMON STOCK Cmn 268158102 1 776 Sh Shared-defined 1 776 DYNAVAX TECHNOLOGIES CORP COMMON STOCK Cmn 268158102 15 11,426 Sh Shared-defined -- 11,426 DYNCORP INTERNATIONAL INC COMMON STOCK Cmn 26817C101 130 11,291 Sh Shared-defined 1 11,291 DYNCORP INTERNATIONAL INC COMMON STOCK Cmn 26817C101 1 100 Sh Shared-defined -- 100 DYNCORP INTERNATIONAL INC COMMON STOCK Cmn 26817C901 26 2,300 Sh Call Shared-defined 1 2,300 COLUMN TOTALS 1,515
FORM 13F Page 205 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- DYNCORP INTERNATIONAL INC COMMON STOCK Cmn 26817C951 113 9,800 Sh Put Shared-defined 1 9,800 DYNEGY INC CMN STOCK Cmn 26817G902 88 69,900 Sh Call Shared-defined 1 69,900 DYNEGY INC CMN STOCK Cmn 26817G952 238 188,600 Sh Put Shared-defined 1 188,600 DYNEGY INC CMN STOCK Cmn 26817G952 19 15,300 Sh Put Shared-defined -- 15,300 DYNEGY INC CMN STOCK Cmn 26817G102 220 174,758 Sh Shared-defined 1 174,758 DYNEGY INC CMN STOCK Cmn 26817G102 870 690,087 Sh Shared-defined -- 690,087 E*TRADE FINANCIAL CORP COMMON STOCK Cmn 269246104 408 247,545 Sh Shared-defined 1 247,545 E*TRADE FINANCIAL CORP COMMON STOCK Cmn 269246104 273,690 165,872,473 Sh Shared-defined -- 165,872,473 EAGLE BULK SHIPPING INC COMMON STOCK Cmn Y2187A901 11 2,100 Sh Call Shared-defined 1 2,100 EAGLE BULK SHIPPING INC COMMON STOCK Cmn Y2187A951 787 148,200 Sh Put Shared-defined 1 148,200 EAGLE BULK SHIPPING INC COMMON STOCK Cmn Y2187A101 589 110,840 Sh Shared-defined 1 110,840 EAGLE BULK SHIPPING INC COMMON STOCK Cmn Y2187A101 736 138,593 Sh Shared-defined -- 138,593 EAGLE MATERIALS INC CMN STK Cmn 26969P908 1,271 47,900 Sh Call Shared-defined 1 47,900 EAGLE MATERIALS INC CMN STK Cmn 26969P958 483 18,200 Sh Put Shared-defined 1 18,200 COLUMN TOTALS 279,523
FORM 13F Page 206 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EAGLE MATERIALS INC CMN STK Cmn 26969P108 13 475 Sh Shared-defined 1 475 EAGLE MATERIALS INC CMN STK Cmn 26969P108 342 12,891 Sh Shared-defined -- 12,891 EAGLE ROCK ENERGY PARTNERS Cmn 26985R104 8 1,309 Sh Shared-defined 1 1,309 EAGLE ROCK ENERGY PARTNERS Cmn 26985R904 145 23,100 Sh Call Shared-defined 1 23,100 EAGLE ROCK ENERGY PARTNERS Cmn 26985R954 180 28,800 Sh Put Shared-defined 1 28,800 EARTHLINK INC 3.25% CB 11/15/2026 - REGISTERED Bond 270321AA0 30,947 28,000,000 Prn Shared-defined -- N/A EARTHLINK INC CMN STOCK Cmn 270321902 229 26,800 Sh Call Shared-defined 1 26,800 EARTHLINK INC CMN STOCK Cmn 270321952 372 43,600 Sh Put Shared-defined 1 43,600 EARTHLINK INC CMN STOCK Cmn 270321102 1,633 191,250 Sh Shared-defined -- 191,250 EAST WEST BANCORP INC CMN STOCK Cmn 27579R904 207 11,900 Sh Call Shared-defined 1 11,900 EAST WEST BANCORP INC CMN STOCK Cmn 27579R954 56 3,200 Sh Put Shared-defined 1 3,200 EAST WEST BANCORP INC CMN STOCK Cmn 27579R104 9,107 522,815 Sh Shared-defined -- 522,815 EASTGROUP PROPERTIES CMN STK Cmn 277276101 45 1,193 Sh Shared-defined 1 1,193 EASTGROUP PROPERTIES CMN STK Cmn 277276101 554 14,690 Sh Shared-defined -- 14,690 COLUMN TOTALS 43,838
FORM 13F Page 207 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EASTMAN CHEMICAL CO CMN STOCK Cmn 277432100 175 2,742 Sh Shared-defined 1 2,742 EASTMAN CHEMICAL CO CMN STOCK Cmn 277432100 1,618 25,405 Sh Shared-defined -- 25,405 EASTMAN CHEMICAL CO CMN STOCK Cmn 277432900 4,197 65,900 Sh Call Shared-defined 1 65,900 EASTMAN CHEMICAL CO CMN STOCK Cmn 277432950 2,388 37,500 Sh Put Shared-defined 1 37,500 EASTMAN CHEMICAL CO CMN STOCK Cmn 277432900 401 6,300 Sh Call Shared-defined -- 6,300 EASTMAN CHEMICAL CO CMN STOCK Cmn 277432950 420 6,600 Sh Put Shared-defined -- 6,600 EASTMAN KODAK COMMON STOCK Cmn 277461109 57 9,895 Sh Shared-defined 1 9,895 EASTMAN KODAK COMMON STOCK Cmn 277461109 3,451 596,075 Sh Shared-defined -- 596,075 EASTMAN KODAK COMMON STOCK Cmn 277461909 5,651 976,000 Sh Call Shared-defined 1 976,000 EASTMAN KODAK COMMON STOCK Cmn 277461959 3,553 613,600 Sh Put Shared-defined 1 613,600 EASTMAN KODAK COMMON STOCK Cmn 277461909 753 130,100 Sh Call Shared-defined -- 130,100 EASTMAN KODAK COMMON STOCK Cmn 277461959 475 82,100 Sh Put Shared-defined -- 82,100 EATON CORP Cmn 278058902 7,160 94,500 Sh Call Shared-defined 1 94,500 EATON CORP Cmn 278058952 8,698 114,800 Sh Put Shared-defined 1 114,800 COLUMN TOTALS 38,997
FORM 13F Page 208 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EATON CORP Cmn 278058102 20,708 273,295 Sh Shared-defined -- 273,295 EATON CORP Cmn 278058902 1,273 16,800 Sh Call Shared-defined -- 16,800 EATON CORP Cmn 278058952 2,478 32,700 Sh Put Shared-defined -- 32,700 EATON VANCE CORP Cmn 278265903 1,955 58,300 Sh Call Shared-defined 1 58,300 EATON VANCE CORP Cmn 278265953 57 1,700 Sh Put Shared-defined 1 1,700 EBAY INC COM STK Cmn 278642903 25,931 962,200 Sh Call Shared-defined 1 962,200 EBAY INC COM STK Cmn 278642953 20,291 752,900 Sh Put Shared-defined 1 752,900 EBAY INC COM STK Cmn 278642903 5,813 215,700 Sh Call Shared-defined -- 215,700 EBAY INC COM STK Cmn 278642953 1,903 70,600 Sh Put Shared-defined -- 70,600 EBAY INC COM STK Cmn 278642103 334 12,389 Sh Shared-defined 1 12,389 EBAY INC COM STK Cmn 278642103 55,305 2,052,147 Sh Shared-defined -- 2,052,147 EBIX INC CMN STK Cmn 278715906 901 56,400 Sh Call Shared-defined 1 56,400 EBIX INC CMN STK Cmn 278715956 1,048 65,600 Sh Put Shared-defined 1 65,600 EBIX INC CMN STK Cmn 278715206 1,279 80,065 Sh Shared-defined 1 80,065 COLUMN TOTALS 139,276
FORM 13F Page 209 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EBIX INC CMN STK Cmn 278715206 92 5,766 Sh Shared-defined -- 5,766 ECHELON CORP CMN STOCK Cmn 27874N905 45 5,000 Sh Call Shared-defined 1 5,000 ECHELON CORP CMN STOCK Cmn 27874N955 327 36,500 Sh Put Shared-defined 1 36,500 ECHELON CORP CMN STOCK Cmn 27874N105 242 26,956 Sh Shared-defined 1 26,956 ECHELON CORP CMN STOCK Cmn 27874N105 14 1,506 Sh Shared-defined -- 1,506 ECHO GLOBAL LOGISTICS INC Cmn 27875T101 14 1,077 Sh Shared-defined 1 1,077 ECHO GLOBAL LOGISTICS INC Cmn 27875T101 2,364 183,080 Sh Shared-defined -- 183,080 ECHOSTAR CORP Cmn 278768106 66 3,259 Sh Shared-defined 1 3,259 ECHOSTAR CORP Cmn 278768906 653 32,200 Sh Call Shared-defined 1 32,200 ECHOSTAR CORP Cmn 278768956 608 30,000 Sh Put Shared-defined 1 30,000 ECHOSTAR CORP Cmn 278768106 69 3,418 Sh Shared-defined -- 3,418 ECLIPSYS CORP CMN STOCK Cmn 278856909 125 6,300 Sh Call Shared-defined 1 6,300 ECLIPSYS CORP CMN STOCK Cmn 278856959 97 4,900 Sh Put Shared-defined 1 4,900 ECLIPSYS CORP CMN STOCK Cmn 278856109 1,796 90,354 Sh Shared-defined -- 90,354 COLUMN TOTALS 6,512
FORM 13F Page 210 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ECOLAB INC Cmn 278865100 1,823 41,486 Sh Shared-defined -- 41,486 ECOLAB INC Cmn 278865900 2,263 51,500 Sh Call Shared-defined 1 51,500 ECOLAB INC Cmn 278865950 1,600 36,400 Sh Put Shared-defined 1 36,400 EDISON INTERNATIONAL Cmn 281020107 2,920 85,457 Sh Shared-defined 1 85,457 EDISON INTERNATIONAL Cmn 281020907 1,630 47,700 Sh Call Shared-defined 1 47,700 EDISON INTERNATIONAL Cmn 281020957 6,933 202,900 Sh Put Shared-defined 1 202,900 EDUCATION MGMT CORP CMN STOCK Cmn 28140M103 76 3,481 Sh Shared-defined 1 3,481 EDUCATION MGMT CORP CMN STOCK Cmn 28140M103 1,273 58,106 Sh Shared-defined -- 58,106 EDWARDS LIFESCIENCES CP CMN STOCK Cmn 28176E908 4,015 40,600 Sh Call Shared-defined 1 40,600 EDWARDS LIFESCIENCES CP CMN STOCK Cmn 28176E958 6,299 63,700 Sh Put Shared-defined 1 63,700 EDWARDS LIFESCIENCES CP CMN STOCK Cmn 28176E908 257 2,600 Sh Call Shared-defined -- 2,600 EDWARDS LIFESCIENCES CP CMN STOCK Cmn 28176E958 346 3,500 Sh Put Shared-defined -- 3,500 EDWARDS LIFESCIENCES CP CMN STOCK Cmn 28176E108 1,695 17,137 Sh Shared-defined 1 17,137 EDWARDS LIFESCIENCES CP CMN STOCK Cmn 28176E108 9,518 96,255 Sh Shared-defined -- 96,255 COLUMN TOTALS 40,648
FORM 13F Page 211 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EHEALTH INC Cmn 28238P109 23 1,467 Sh Shared-defined 1 1,467 EHEALTH INC Cmn 28238P109 334 21,238 Sh Shared-defined -- 21,238 E-HOUSE CHINA Depository HOLDINGS-ADS Receipt 26852W103 606 31,867 Sh Shared-defined 1 N/A E-HOUSE CHINA Depository HOLDINGS-ADS Receipt 26852W103 254 13,336 Sh Shared-defined -- N/A EL PASO CORP CMN STK Cmn 28336L109 6,513 600,867 Sh Shared-defined 1 600,867 EL PASO CORP CMN STK Cmn 28336L109 1,339 123,519 Sh Shared-defined -- 123,519 EL PASO CORP CMN STK Cmn 28336L909 1,527 140,900 Sh Call Shared-defined 1 140,900 EL PASO CORP CMN STK Cmn 28336L959 3,476 320,700 Sh Put Shared-defined 1 320,700 EL PASO CORP CMN STK Cmn 28336L909 1,897 175,000 Sh Call Shared-defined -- 175,000 EL PASO CORP CMN STK Cmn 28336L959 2,094 193,200 Sh Put Shared-defined -- 193,200 EL PASO ENERGY CAP TRUST I 4.75% DUE 3/31/28 - REG Pref Stk 283678209 24 660 Sh Shared-defined 1 N/A ELAN PLC ADR 1:1 Depository Receipt 284131208 1,993 262,961 Sh Shared-defined 1 N/A ELAN PLC ADR 1:1 Depository Receipt 284131208 4,842 638,814 Sh Shared-defined -- N/A ELDORADO GOLD COMMON STOCK Cmn 284902903 1,249 103,400 Sh Call Shared-defined 1 103,400 COLUMN TOTALS 26,171
FORM 13F Page 212 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ELDORADO GOLD COMMON STOCK Cmn 284902953 1,614 133,600 Sh Put Shared-defined 1 133,600 ELDORADO GOLD COMMON STOCK Cmn 284902903 221 18,300 Sh Call Shared-defined -- 18,300 ELDORADO GOLD COMMON STOCK Cmn 284902953 571 47,300 Sh Put Shared-defined -- 47,300 ELDORADO GOLD COMMON STOCK Cmn 284902103 1,422 117,708 Sh Shared-defined 1 117,708 ELDORADO GOLD COMMON STOCK Cmn 284902103 309 25,564 Sh Shared-defined -- 25,564 ELECTRONIC ARTS INC CMN STK Cmn 285512909 9,910 531,100 Sh Call Shared-defined 1 531,100 ELECTRONIC ARTS INC CMN STK Cmn 285512959 2,806 150,400 Sh Put Shared-defined 1 150,400 ELECTRONIC ARTS INC CMN STK Cmn 285512909 1,500 80,400 Sh Call Shared-defined -- 80,400 ELECTRONIC ARTS INC CMN STK Cmn 285512959 1,422 76,200 Sh Put Shared-defined -- 76,200 ELECTRONIC ARTS INC CMN STK Cmn 285512109 843 45,157 Sh Shared-defined 1 45,157 ELECTRONIC ARTS INC CMN STK Cmn 285512109 3,740 200,451 Sh Shared-defined -- 200,451 ELECTRONICS FOR IMAGING INC CMN STK Cmn 286082102 802 68,992 Sh Shared-defined -- 68,992 ELECTRONICS FOR IMAGING INC CMN STK Cmn 286082902 87 7,500 Sh Call Shared-defined 1 7,500 ELECTRONICS FOR IMAGING INC CMN STK Cmn 286082952 71 6,100 Sh Put Shared-defined 1 6,100 COLUMN TOTALS 25,318
FORM 13F Page 213 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ELECTRO-OPTICAL SCIENCES INC COMMON STOCK Cmn 285192900 337 45,400 Sh Call Shared-defined 1 45,400 ELECTRO-OPTICAL SCIENCES INC COMMON STOCK Cmn 285192950 519 69,900 Sh Put Shared-defined 1 69,900 ELECTRO-OPTICAL SCIENCES INC COMMON STOCK Cmn 285192100 179 24,091 Sh Shared-defined 1 24,091 ELECTRO-OPTICAL SCIENCES INC COMMON STOCK Cmn 285192100 25 3,400 Sh Shared-defined -- 3,400 ELI LILLY COMMON STOCK Cmn 532457908 16,154 446,000 Sh Call Shared-defined 1 446,000 ELI LILLY COMMON STOCK Cmn 532457958 21,815 602,300 Sh Put Shared-defined 1 602,300 ELI LILLY COMMON STOCK Cmn 532457908 9,508 262,500 Sh Call Shared-defined -- 262,500 ELI LILLY COMMON STOCK Cmn 532457958 4,919 135,800 Sh Put Shared-defined -- 135,800 ELI LILLY COMMON STOCK Cmn 532457108 1,419 39,167 Sh Shared-defined 1 39,167 ELI LILLY COMMON STOCK Cmn 532457108 3,433 94,779 Sh Shared-defined -- 94,779 ELIZABETH ARDEN INC CMN STOCK Cmn 28660G106 23 1,257 Sh Shared-defined 1 1,257 ELIZABETH ARDEN INC CMN STOCK Cmn 28660G106 379 21,072 Sh Shared-defined -- 21,072 EMBRAER AIRCRAFT Depository CORP--ADR 1:4 Receipt 29081M102 555 23,145 Sh Shared-defined -- N/A EMC CORPORATION COMMON STOCK Cmn 268648902 11,921 660,800 Sh Call Shared-defined 1 660,800 COLUMN TOTALS 71,186
FORM 13F Page 214 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EMC CORPORATION COMMON STOCK Cmn 268648952 11,416 632,800 Sh Put Shared-defined 1 632,800 EMC CORPORATION COMMON STOCK Cmn 268648902 729 40,400 Sh Call Shared-defined -- 40,400 EMC CORPORATION COMMON STOCK Cmn 268648952 3,085 171,000 Sh Put Shared-defined -- 171,000 EMC CORPORATION COMMON STOCK Cmn 268648102 3,121 173,030 Sh Shared-defined 1 173,030 EMC CORPORATION COMMON STOCK Cmn 268648102 34,027 1,886,209 Sh Shared-defined -- 1,886,209 EMCOR GROUP INC COMMON STOCK Cmn 29084Q900 1,042 42,300 Sh Call Shared-defined 1 42,300 EMCOR GROUP INC COMMON STOCK Cmn 29084Q950 525 21,300 Sh Put Shared-defined 1 21,300 EMCOR GROUP INC COMMON STOCK Cmn 29084Q100 21 860 Sh Shared-defined 1 860 EMCOR GROUP INC COMMON STOCK Cmn 29084Q100 44 1,800 Sh Shared-defined -- 1,800 EMCORE CORP CMN STOCK Cmn 290846104 6 5,220 Sh Shared-defined 1 5,220 EMCORE CORP CMN STOCK Cmn 290846104 58 47,953 Sh Shared-defined -- 47,953 EMCORE CORP CMN STOCK Cmn 290846954 9 7,700 Sh Put Shared-defined 1 7,700 EMERGENCY MEDICAL SERVICES-A CMN STK Cmn 29100P902 187 3,300 Sh Call Shared-defined 1 3,300 EMERGENCY MEDICAL SERVICES-A CMN STK Cmn 29100P952 209 3,700 Sh Put Shared-defined 1 3,700 COLUMN TOTALS 54,479
FORM 13F Page 215 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EMERGENCY MEDICAL SERVICES-A CMN STK Cmn 29100P102 1,359 24,025 Sh Shared-defined -- 24,025 EMERGENT BIOSOLUTIONS INC Cmn 29089Q905 403 24,000 Sh Call Shared-defined 1 24,000 EMERGENT BIOSOLUTIONS INC Cmn 29089Q955 101 6,000 Sh Put Shared-defined 1 6,000 EMERGENT BIOSOLUTIONS INC Cmn 29089Q105 153 9,093 Sh Shared-defined -- 9,093 EMERSON ELECTRIC CO COMMON STOCK Cmn 291011104 136 2,696 Sh Shared-defined 1 2,696 EMERSON ELECTRIC CO COMMON STOCK Cmn 291011104 485 9,625 Sh Shared-defined -- 9,625 EMERSON ELECTRIC CO COMMON STOCK Cmn 291011904 24,153 479,800 Sh Call Shared-defined 1 479,800 EMERSON ELECTRIC CO COMMON STOCK Cmn 291011954 9,217 183,100 Sh Put Shared-defined 1 183,100 EMERSON ELECTRIC CO COMMON STOCK Cmn 291011904 6,595 131,000 Sh Call Shared-defined -- 131,000 EMERSON ELECTRIC CO COMMON STOCK Cmn 291011954 2,416 48,000 Sh Put Shared-defined -- 48,000 EMPIRE DISTRICT ELECTRIC CO CMN STK Cmn 291641108 570 31,659 Sh Shared-defined -- 31,659 EMULEX CORP CMN STK Cmn 292475209 760 57,208 Sh Shared-defined 1 57,208 EMULEX CORP CMN STK Cmn 292475209 217 16,366 Sh Shared-defined -- 16,366 EMULEX CORP CMN STK Cmn 292475909 114 8,600 Sh Call Shared-defined 1 8,600 COLUMN TOTALS 46,679
FORM 13F Page 216 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EMULEX CORP CMN STK Cmn 292475959 2,857 215,100 Sh Put Shared-defined 1 215,100 EMULEX CORP CMN STK Cmn 292475909 33 2,500 Sh Call Shared-defined -- 2,500 EMULEX CORP CMN STK Cmn 292475959 510 38,400 Sh Put Shared-defined -- 38,400 ENBRIDGE ENERGY MANAGEMENT LLC COMMON STOCK Cmn 29250X103 38 740 Sh Shared-defined 1 740 ENBRIDGE ENERGY MANAGEMENT LLC COMMON STOCK Cmn 29250X103 291 5,696 Sh Shared-defined -- 5,696 ENBRIDGE ENERGY PARTNERS L.P. Cmn 29250R906 2,711 53,600 Sh Call Shared-defined 1 53,600 ENBRIDGE ENERGY PARTNERS L.P. Cmn 29250R956 900 17,800 Sh Put Shared-defined 1 17,800 ENCANA CORP CMN STOCK Cmn 292505904 3,786 122,000 Sh Call Shared-defined 1 122,000 ENCANA CORP CMN STOCK Cmn 292505954 4,713 151,900 Sh Put Shared-defined 1 151,900 ENCANA CORP CMN STOCK Cmn 292505904 1,322 42,600 Sh Call Shared-defined -- 42,600 ENCANA CORP CMN STOCK Cmn 292505954 2,647 85,300 Sh Put Shared-defined -- 85,300 ENCANA CORP CMN STOCK Cmn 292505104 1,701 54,816 Sh Shared-defined 1 54,816 ENCANA CORP CMN STOCK Cmn 292505104 2,096 67,555 Sh Shared-defined -- 67,555 ENCORE ENERGY PARTNERS-LP Cmn 29257A106 56 2,809 Sh Shared-defined 1 2,809 COLUMN TOTALS 23,661
FORM 13F Page 217 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ENCORE ENERGY PARTNERS-LP Cmn 29257A906 144 7,200 Sh Call Shared-defined 1 7,200 ENCORE ENERGY PARTNERS-LP Cmn 29257A956 54 2,700 Sh Put Shared-defined 1 2,700 ENCORE WIRE CORP CMN STK Cmn 292562905 772 37,100 Sh Call Shared-defined 1 37,100 ENCORE WIRE CORP CMN STK Cmn 292562955 329 15,800 Sh Put Shared-defined 1 15,800 ENCORE WIRE CORP CMN STK Cmn 292562105 40 1,923 Sh Shared-defined 1 1,923 ENCORE WIRE CORP CMN STK Cmn 292562105 173 8,309 Sh Shared-defined -- 8,309 ENDO PHARMACEUTICALS HLDGS INC Cmn 29264F205 14 604 Sh Shared-defined 1 604 ENDO PHARMACEUTICALS HLDGS INC Cmn 29264F905 791 33,400 Sh Call Shared-defined 1 33,400 ENDO PHARMACEUTICALS HLDGS INC Cmn 29264F955 685 28,900 Sh Put Shared-defined 1 28,900 ENDO PHARMACEUTICALS HLDGS INC Cmn 29264F205 74 3,138 Sh Shared-defined -- 3,138 ENDOLOGIX INC CMN STOCK Cmn 29266S106 1,693 419,018 Sh Shared-defined -- 419,018 ENDURANCE SPECIALTY HOLDINGS LTD COMMON STOCK Cmn G30397906 78 2,100 Sh Call Shared-defined 1 2,100 ENDURANCE SPECIALTY HOLDINGS LTD COMMON STOCK Cmn G30397956 167 4,500 Sh Put Shared-defined 1 4,500 ENDURANCE SPECIALTY HOLDINGS LTD COMMON STOCK Cmn G30397106 204 5,481 Sh Shared-defined 1 5,481 COLUMN TOTALS 5,218
FORM 13F Page 218 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ENDURANCE SPECIALTY HOLDINGS LTD COMMON STOCK Cmn G30397106 1,145 30,823 Sh Shared-defined -- 30,823 ENER1 INC CMN STK Cmn 29267A903 32 6,800 Sh Call Shared-defined 1 6,800 ENER1 INC CMN STK Cmn 29267A953 189 39,900 Sh Put Shared-defined 1 39,900 ENER1 INC CMN STK Cmn 29267A203 113 23,856 Sh Shared-defined 1 23,856 ENER1 INC CMN STK Cmn 29267A203 9 1,800 Sh Shared-defined -- 1,800 ENERGEN CORP CMN STK Cmn 29265N908 1,847 39,700 Sh Call Shared-defined 1 39,700 ENERGEN CORP CMN STK Cmn 29265N958 1,214 26,100 Sh Put Shared-defined 1 26,100 ENERGEN CORP CMN STK Cmn 29265N108 114 2,459 Sh Shared-defined -- 2,459 ENERGIZER HLDGS INC CMN STOCK Cmn 29266R108 53 841 Sh Shared-defined 1 841 ENERGIZER HLDGS INC CMN STOCK Cmn 29266R108 61,975 987,492 Sh Shared-defined -- 987,492 ENERGIZER HLDGS INC CMN STOCK Cmn 29266R908 2,881 45,900 Sh Call Shared-defined 1 45,900 ENERGIZER HLDGS INC CMN STOCK Cmn 29266R958 1,556 24,800 Sh Put Shared-defined 1 24,800 ENERGIZER HLDGS INC CMN STOCK Cmn 29266R908 144 2,300 Sh Call Shared-defined -- 2,300 ENERGIZER HLDGS INC CMN STOCK Cmn 29266R958 169 2,700 Sh Put Shared-defined -- 2,700 COLUMN TOTALS 71,441
FORM 13F Page 219 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ENERGY CONVERSION DEV CMN STK Cmn 292659109 613 78,280 Sh Shared-defined 1 78,280 ENERGY CONVERSION DEV CMN STK Cmn 292659109 74 9,490 Sh Shared-defined -- 9,490 ENERGY CONVERSION DEV CMN STK Cmn 292659909 1,782 227,600 Sh Call Shared-defined 1 227,600 ENERGY CONVERSION DEV CMN STK Cmn 292659959 1,048 133,900 Sh Put Shared-defined 1 133,900 ENERGY RECOVERY INC Cmn 29270J100 69 10,924 Sh Shared-defined 1 10,924 ENERGY RECOVERY INC Cmn 29270J900 75 11,900 Sh Call Shared-defined 1 11,900 ENERGY RECOVERY INC Cmn 29270J950 36 5,700 Sh Put Shared-defined 1 5,700 ENERGY RECOVERY INC Cmn 29270J100 20 3,141 Sh Shared-defined -- 3,141 ENERGY TRANSFER EQUITY LP Cmn 29273V100 191 5,664 Sh Shared-defined 1 5,664 ENERGY TRANSFER EQUITY LP Cmn 29273V900 51 1,500 Sh Call Shared-defined 1 1,500 ENERGY TRANSFER EQUITY LP Cmn 29273V950 503 14,900 Sh Put Shared-defined 1 14,900 ENERGY TRANSFER PARTNERS LP Cmn 29273R109 45 957 Sh Shared-defined 1 957 ENERGY TRANSFER PARTNERS LP Cmn 29273R909 1,420 30,300 Sh Call Shared-defined 1 30,300 ENERGY TRANSFER PARTNERS LP Cmn 29273R959 1,443 30,800 Sh Put Shared-defined 1 30,800 COLUMN TOTALS 7,370
FORM 13F Page 220 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ENERGYSOLUTIONS INC Cmn 292756202 18 2,839 Sh Shared-defined 1 2,839 ENERGYSOLUTIONS INC Cmn 292756202 526 81,783 Sh Shared-defined -- 81,783 ENERNOC INC Cmn 292764107 22 749 Sh Shared-defined 1 749 ENERNOC INC Cmn 292764907 718 24,200 Sh Call Shared-defined 1 24,200 ENERNOC INC Cmn 292764957 433 14,600 Sh Put Shared-defined 1 14,600 ENERPLUS RESOURCES FUND COMMON STOCK Cmn 29274D904 1,866 78,700 Sh Call Shared-defined 1 78,700 ENERPLUS RESOURCES FUND COMMON STOCK Cmn 29274D954 1,823 76,900 Sh Put Shared-defined 1 76,900 ENERPLUS RESOURCES FUND COMMON STOCK Cmn 29274D604 532 22,449 Sh Shared-defined 1 22,449 ENERPLUS RESOURCES FUND COMMON STOCK Cmn 29274D604 2 100 Sh Shared-defined -- 100 ENERSIS SA -SPONS Depository ADR 50:1 Receipt 29274F104 451 22,577 Sh Shared-defined -- N/A ENERSYS 3.375% CB 6/1/38 -REGISTERED Bond 29275YAA0 34,684 37,000,000 Prn Shared-defined -- N/A ENERSYS INC COMMON STOCK Cmn 29275Y902 580 23,500 Sh Call Shared-defined 1 23,500 ENERSYS INC COMMON STOCK Cmn 29275Y952 62 2,500 Sh Put Shared-defined 1 2,500 ENERSYS INC COMMON STOCK Cmn 29275Y102 32 1,292 Sh Shared-defined 1 1,292 COLUMN TOTALS 41,749
FORM 13F Page 221 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ENPRO 3.9375% CB 10/15/2015-REGISTERED Bond 29355XAB3 46,892 43,555,000 Prn Shared-defined -- N/A ENPRO INDUSTRIES INC CMN STOCK Cmn 29355X107 -- 5 Sh Shared-defined 1 5 ENSCO PLC Depository Receipt 29358Q109 108 2,417 Sh Shared-defined 1 N/A ENSCO PLC Depository Receipt 29358Q109 49,991 1,116,376 Sh Shared-defined -- N/A ENTEGRIS INC Cmn 29362U104 111 22,077 Sh Shared-defined -- 22,077 ENTERCOM COMM CORP COM STK Cmn 293639100 9 771 Sh Shared-defined 1 771 ENTERCOM COMM CORP COM STK Cmn 293639100 167 14,068 Sh Shared-defined -- 14,068 ENTERGY CORP NEW Cmn 29364G103 3,704 45,537 Sh Shared-defined 1 45,537 ENTERGY CORP NEW Cmn 29364G103 187 2,300 Sh Shared-defined -- 2,300 ENTERGY CORP NEW Cmn 29364G903 2,449 30,100 Sh Call Shared-defined 1 30,100 ENTERGY CORP NEW Cmn 29364G953 6,907 84,900 Sh Put Shared-defined 1 84,900 ENTERGY CORP NEW Cmn 29364G903 594 7,300 Sh Call Shared-defined -- 7,300 ENTERGY CORP NEW Cmn 29364G953 651 8,000 Sh Put Shared-defined -- 8,000 ENTERPRISE GP HOLDINGS LP Cmn 293716906 945 22,000 Sh Call Shared-defined 1 22,000 COLUMN TOTALS 112,715
FORM 13F Page 222 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ENTERPRISE GP HOLDINGS LP Cmn 293716956 262 6,100 Sh Put Shared-defined 1 6,100 ENTERPRISE PRODUCTS PARTNERS LP Cmn 293792907 1,743 50,400 Sh Call Shared-defined 1 50,400 ENTERPRISE PRODUCTS PARTNERS LP Cmn 293792957 889 25,700 Sh Put Shared-defined 1 25,700 ENTERTAINMENT PROPERTIES 5.75% PERPETUAL - REGISTE Pref Stk 29380T402 3 180 Sh Shared-defined 1 N/A ENTERTAINMENT PROPERTIES TR CMN STOCK Cmn 29380T105 473 11,494 Sh Shared-defined -- 11,494 ENTERTAINMENT PROPERTIES TR CMN STOCK Cmn 29380T905 362 8,800 Sh Call Shared-defined 1 8,800 ENTERTAINMENT PROPERTIES TR CMN STOCK Cmn 29380T955 1,337 32,500 Sh Put Shared-defined 1 32,500 ENTERTAINMENT PROPERTIES TRUST 9% CONV PREF - PERP Pref Stk 29380T600 1 34 Sh Shared-defined 1 N/A ENTITLEMENTS OWENS CORNING INC NAKED AMERICAN Wt 690742127 -- 23 Shared-defined 1 N/A ENZO BIOCHEM INC CMN STK Cmn 294100102 120 19,943 Sh Shared-defined 1 19,943 ENZO BIOCHEM INC CMN STK Cmn 294100902 11 1,900 Sh Call Shared-defined 1 1,900 ENZO BIOCHEM INC CMN STK Cmn 294100952 76 12,700 Sh Put Shared-defined 1 12,700 ENZON PHARMACEUTICALS INC CMN STOCK Cmn 293904908 279 27,400 Sh Call Shared-defined 1 27,400 ENZON PHARMACEUTICALS INC CMN STOCK Cmn 293904958 52 5,100 Sh Put Shared-defined 1 5,100 COLUMN TOTALS 5,608
FORM 13F Page 223 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ENZON PHARMACEUTICALS INC CMN STOCK Cmn 293904108 99 9,715 Sh Shared-defined 1 9,715 ENZON PHARMACEUTICALS INC CMN STOCK Cmn 293904108 344 33,830 Sh Shared-defined -- 33,830 EOG RESOURCES INC CMN STOCK Cmn 26875P101 1,634 17,578 Sh Shared-defined 1 17,578 EOG RESOURCES INC CMN STOCK Cmn 26875P101 16,796 180,719 Sh Shared-defined -- 180,719 EOG RESOURCES INC CMN STOCK Cmn 26875P901 9,192 98,900 Sh Call Shared-defined 1 98,900 EOG RESOURCES INC CMN STOCK Cmn 26875P951 18,885 203,200 Sh Put Shared-defined 1 203,200 EOG RESOURCES INC CMN STOCK Cmn 26875P901 2,667 28,700 Sh Call Shared-defined -- 28,700 EOG RESOURCES INC CMN STOCK Cmn 26875P951 4,294 46,200 Sh Put Shared-defined -- 46,200 EPIQ SYSTEMS INC CMN STOCK Cmn 26882D909 450 36,200 Sh Call Shared-defined 1 36,200 EPIQ SYSTEMS INC CMN STOCK Cmn 26882D959 413 33,200 Sh Put Shared-defined 1 33,200 EPIQ SYSTEMS INC CMN STOCK Cmn 26882D109 115 9,283 Sh Shared-defined 1 9,283 EPIQ SYSTEMS INC CMN STOCK Cmn 26882D109 512 41,180 Sh Shared-defined -- 41,180 EQT CORPORATION Cmn 26884L109 412 10,045 Sh Shared-defined 1 10,045 EQT CORPORATION Cmn 26884L909 221 5,400 Sh Call Shared-defined 1 5,400 COLUMN TOTALS 56,034
FORM 13F Page 224 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EQT CORPORATION Cmn 26884L959 611 14,900 Sh Put Shared-defined 1 14,900 EQT CORPORATION Cmn 26884L109 946 23,075 Sh Shared-defined -- 23,075 EQUIFAX INC CMN STK Cmn 294429905 369 10,300 Sh Call Shared-defined 1 10,300 EQUIFAX INC CMN STK Cmn 294429955 315 8,800 Sh Put Shared-defined 1 8,800 EQUIFAX INC CMN STK Cmn 294429105 65 1,825 Sh Shared-defined 1 1,825 EQUIFAX INC CMN STK Cmn 294429105 25 700 Sh Shared-defined -- 700 EQUINIX INC 2.5% 4/15/2012 - REGISTERED Bond 29444UAF3 4,241 4,000,000 Prn Shared-defined -- N/A EQUINIX INC 3% CB 10/15/2014 - REGISTERED Bond 29444UAG1 119,927 114,591,000 Prn Shared-defined -- N/A EQUINIX INC CMN STOCK Cmn 29444U902 9,072 93,200 Sh Call Shared-defined 1 93,200 EQUINIX INC CMN STOCK Cmn 29444U952 14,027 144,100 Sh Put Shared-defined 1 144,100 EQUINIX INC CMN STOCK Cmn 29444U902 1,596 16,400 Sh Call Shared-defined -- 16,400 EQUINIX INC CMN STOCK Cmn 29444U952 1,957 20,100 Sh Put Shared-defined -- 20,100 EQUINIX INC CMN STOCK Cmn 29444U502 947 9,731 Sh Shared-defined 1 9,731 EQUINIX INC CMN STOCK Cmn 29444U502 22,211 228,181 Sh Shared-defined -- 228,181 COLUMN TOTALS 176,309
FORM 13F Page 225 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EQUITY CHINA BAK BATTERY INC COMMON STOCK Cmn 16936Y900 41 17,100 Sh Call Shared-defined 1 17,100 EQUITY CHINA BAK BATTERY INC COMMON STOCK Cmn 16936Y950 229 95,100 Sh Put Shared-defined 1 95,100 EQUITY CHINA BAK BATTERY INC COMMON STOCK Cmn 16936Y100 257 106,784 Sh Shared-defined 1 106,784 EQUITY CHINA BAK BATTERY INC COMMON STOCK Cmn 16936Y100 6 2,612 Sh Shared-defined -- 2,612 EQUITY COMPTON PETROLEUM CORP COMMON STOCK Cmn 204940100 12 12,600 Sh Shared-defined 1 12,600 EQUITY HERTZ GLOBAL HOLDINGS INC COMMON STOCK Cmn 42805T105 28,615 2,864,414 Sh Shared-defined -- 2,864,414 EQUITY HERTZ GLOBAL HOLDINGS INC COMMON STOCK Cmn 42805T905 222 22,200 Sh Call Shared-defined 1 22,200 EQUITY HERTZ GLOBAL HOLDINGS INC COMMON STOCK Cmn 42805T955 677 67,800 Sh Put Shared-defined 1 67,800 EQUITY HERTZ GLOBAL HOLDINGS INC COMMON STOCK Cmn 42805T905 130 13,000 Sh Call Shared-defined -- 13,000 EQUITY HERTZ GLOBAL HOLDINGS INC COMMON STOCK Cmn 42805T955 262 26,200 Sh Put Shared-defined -- 26,200 EQUITY ONE INC CMN STOCK Cmn 294752900 13 700 Sh Call Shared-defined 1 700 EQUITY ONE INC CMN STOCK Cmn 294752950 1,825 96,600 Sh Put Shared-defined 1 96,600 EQUITY ONE INC CMN STOCK Cmn 294752100 1,364 72,189 Sh Shared-defined 1 72,189 EQUITY ONE INC CMN STOCK Cmn 294752100 483 25,575 Sh Shared-defined -- 25,575 COLUMN TOTALS 34,136
FORM 13F Page 226 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EQUITY RESIDENTIAL TR CMN STK Cmn 29476L907 2,134 54,500 Sh Call Shared-defined 1 54,500 EQUITY RESIDENTIAL TR CMN STK Cmn 29476L957 2,960 75,600 Sh Put Shared-defined 1 75,600 EQUITY RESIDENTIAL TR CMN STK Cmn 29476L907 630 16,100 Sh Call Shared-defined -- 16,100 EQUITY RESIDENTIAL TR CMN STK Cmn 29476L957 951 24,300 Sh Put Shared-defined -- 24,300 EQUITY RESIDENTIAL TR CMN STK Cmn 29476L107 12,674 323,731 Sh Shared-defined -- 323,731 EQUITY VENOCO INC COMMON STOCK Cmn 92275P307 18 1,424 Sh Shared-defined 1 1,424 EQUITY VENOCO INC COMMON STOCK Cmn 92275P307 644 50,197 Sh Shared-defined -- 50,197 ERICSSON 'B FREE' Depository ADR 1:2 Receipt 294821608 391 37,455 Sh Shared-defined 1 N/A ERICSSON 'B FREE' Depository ADR 1:2 Receipt 294821608 1,896 181,817 Sh Shared-defined -- N/A ERIE INDTY CO CMN STOCK Cmn 29530P102 1 30 Sh Shared-defined 1 30 ERIE INDTY CO CMN STOCK Cmn 29530P102 1,728 40,072 Sh Shared-defined -- 40,072 ESSEX PPTY TR CMN STOCK Cmn 297178905 7,223 80,300 Sh Call Shared-defined 1 80,300 ESSEX PPTY TR CMN STOCK Cmn 297178955 7,043 78,300 Sh Put Shared-defined 1 78,300 ESSEX PPTY TR CMN STOCK Cmn 297178905 1,178 13,100 Sh Call Shared-defined -- 13,100 COLUMN TOTALS 39,471
FORM 13F Page 227 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ESSEX PPTY TR CMN STOCK Cmn 297178955 342 3,800 Sh Put Shared-defined -- 3,800 ESSEX PPTY TR CMN STOCK Cmn 297178105 5 60 Sh Shared-defined 1 60 ESSEX PPTY TR CMN STOCK Cmn 297178105 9 100 Sh Shared-defined -- 100 ESTEE-LAUDER Cmn 518439904 3,730 57,500 Sh Call Shared-defined 1 57,500 ESTEE-LAUDER Cmn 518439954 4,794 73,900 Sh Put Shared-defined 1 73,900 ESTEE-LAUDER Cmn 518439904 765 11,800 Sh Call Shared-defined -- 11,800 ESTEE-LAUDER Cmn 518439954 941 14,500 Sh Put Shared-defined -- 14,500 ESTERLINE TECHNOLOGIES, INC. Cmn 297425100 55 1,112 Sh Shared-defined 1 1,112 ESTERLINE TECHNOLOGIES, INC. Cmn 297425100 729 14,748 Sh Shared-defined -- 14,748 ETFC ZERO 08/31/2019 Bond 269246AZ7 367,411 230,245,000 Prn Shared-defined -- N/A ETFC ZERO 08/31/2019-144A Bond 269246BG8 943,708 591,392,000 Prn Shared-defined -- N/A ETHAN ALLEN INTERIORS INC CMN STK Cmn 297602904 650 31,500 Sh Call Shared-defined 1 31,500 ETHAN ALLEN INTERIORS INC CMN STK Cmn 297602954 415 20,100 Sh Put Shared-defined 1 20,100 ETHAN ALLEN INTERIORS INC CMN STK Cmn 297602104 549 26,614 Sh Shared-defined -- 26,614 COLUMN TOTALS 1,324,103
FORM 13F Page 228 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EURONET WORLDWIDE 3.5% CB 09/28/25 - -REGISTERED Bond 298736AF6 13,248 14,078,000 Prn Shared-defined -- N/A EURONET WORLDWIDE INC CMN STOCK Cmn 298736109 29 1,557 Sh Shared-defined 1 1,557 EURONET WORLDWIDE INC CMN STOCK Cmn 298736109 278 15,074 Sh Shared-defined -- 15,074 EUROSEAS LTD Cmn Y23592200 32 8,264 Sh Shared-defined 1 8,264 EUROSEAS LTD Cmn Y23592900 59 15,400 Sh Call Shared-defined 1 15,400 EUROSEAS LTD Cmn Y23592950 59 15,300 Sh Put Shared-defined 1 15,300 EV ENERGY PARTNER LP LTD PARTNERSHIP Cmn 26926V907 485 15,200 Sh Call Shared-defined 1 15,200 EV ENERGY PARTNER LP LTD PARTNERSHIP Cmn 26926V957 297 9,300 Sh Put Shared-defined 1 9,300 EV ENERGY PARTNER LP LTD PARTNERSHIP Cmn 26926V107 20 617 Sh Shared-defined 1 617 EV3 INC COMMON STOCK Cmn 26928A900 235 14,800 Sh Call Shared-defined 1 14,800 EV3 INC COMMON STOCK Cmn 26928A950 276 17,400 Sh Put Shared-defined 1 17,400 EV3 INC COMMON STOCK Cmn 26928A200 90 5,645 Sh Shared-defined 1 5,645 EV3 INC COMMON STOCK Cmn 26928A200 4,937 311,280 Sh Shared-defined -- 311,280 EVEREST RE GROUP LTD CMN STOCK Cmn G3223R908 2,234 27,600 Sh Call Shared-defined 1 27,600 COLUMN TOTALS 22,279
FORM 13F Page 229 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EVEREST RE GROUP LTD CMN STOCK Cmn G3223R958 2,557 31,600 Sh Put Shared-defined 1 31,600 EVEREST RE GROUP LTD CMN STOCK Cmn G3223R908 745 9,200 Sh Call Shared-defined -- 9,200 EVEREST RE GROUP LTD CMN STOCK Cmn G3223R958 372 4,600 Sh Put Shared-defined -- 4,600 EVEREST RE GROUP LTD CMN STOCK Cmn G3223R108 317 3,912 Sh Shared-defined 1 3,912 EVEREST RE GROUP LTD CMN STOCK Cmn G3223R108 1,119 13,828 Sh Shared-defined -- 13,828 EVERGREEN SOLAR INC Cmn 30033R108 2 1,758 Sh Shared-defined 1 1,758 EVERGREEN SOLAR INC Cmn 30033R908 59 52,100 Sh Call Shared-defined 1 52,100 EVERGREEN SOLAR INC Cmn 30033R958 102 90,100 Sh Put Shared-defined 1 90,100 EVERGREEN SOLAR INC Cmn 30033R108 15 13,096 Sh Shared-defined -- 13,096 EXCEL MARITIME CARRIERS LTD CMN STOCK Cmn V3267N907 295 49,000 Sh Call Shared-defined 1 49,000 EXCEL MARITIME CARRIERS LTD CMN STOCK Cmn V3267N957 1,103 183,000 Sh Put Shared-defined 1 183,000 EXCEL MARITIME CARRIERS LTD CMN STOCK Cmn V3267N107 633 105,007 Sh Shared-defined 1 105,007 EXCEL MARITIME CARRIERS LTD CMN STOCK Cmn V3267N107 107 17,726 Sh Shared-defined -- 17,726 EXCO RESOURCES INC CMN STK Cmn 269279902 805 43,800 Sh Call Shared-defined 1 43,800 COLUMN TOTALS 8,231
FORM 13F Page 230 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EXCO RESOURCES INC CMN STK Cmn 269279952 3,672 199,800 Sh Put Shared-defined 1 199,800 EXCO RESOURCES INC CMN STK Cmn 269279902 132 7,200 Sh Call Shared-defined -- 7,200 EXCO RESOURCES INC CMN STK Cmn 269279952 1,220 66,400 Sh Put Shared-defined -- 66,400 EXCO RESOURCES INC CMN STK Cmn 269279402 3,219 175,123 Sh Shared-defined 1 175,123 EXCO RESOURCES INC CMN STK Cmn 269279402 14,105 767,429 Sh Shared-defined -- 767,429 EXDT 32.11 STRIKE 04/21/2011 Wt 302051123 -- 1,571 Shared-defined 1 N/A EXELIXIS INC CMN STK Cmn 30161Q904 80 13,100 Sh Call Shared-defined 1 13,100 EXELIXIS INC CMN STK Cmn 30161Q954 49 8,000 Sh Put Shared-defined 1 8,000 EXELIXIS INC CMN STK Cmn 30161Q104 198 32,595 Sh Shared-defined 1 32,595 EXELIXIS INC CMN STK Cmn 30161Q104 336 55,382 Sh Shared-defined -- 55,382 EXELON CORP Cmn 30161N101 6,606 150,779 Sh Shared-defined 1 150,779 EXELON CORP Cmn 30161N101 2,021 46,137 Sh Shared-defined -- 46,137 EXELON CORP Cmn 30161N901 5,161 117,800 Sh Call Shared-defined 1 117,800 EXELON CORP Cmn 30161N951 10,602 242,000 Sh Put Shared-defined 1 242,000 COLUMN TOTALS 47,401
FORM 13F Page 231 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EXELON CORP Cmn 30161N901 237 5,400 Sh Call Shared-defined -- 5,400 EXELON CORP Cmn 30161N951 2,953 67,400 Sh Put Shared-defined -- 67,400 EXETER RESOURCE CORP Cmn 301835104 198 32,243 Sh Shared-defined 1 32,243 EXIDE TECHNOLOGIES COMMON STOCK Cmn 302051906 51 8,800 Sh Call Shared-defined 1 8,800 EXIDE TECHNOLOGIES COMMON STOCK Cmn 302051956 73 12,700 Sh Put Shared-defined 1 12,700 EXIDE TECHNOLOGIES COMMON STOCK Cmn 302051206 144 24,985 Sh Shared-defined 1 24,985 EXIDE TECHNOLOGIES COMMON STOCK Cmn 302051206 370 64,285 Sh Shared-defined -- 64,285 EXLSERVICE HOLDINGS INC Cmn 302081104 16 957 Sh Shared-defined 1 957 EXLSERVICE HOLDINGS INC Cmn 302081104 9,707 581,939 Sh Shared-defined -- 581,939 EXPEDIA INC COMMON STOCK Cmn 30212P905 4,311 172,700 Sh Call Shared-defined 1 172,700 EXPEDIA INC COMMON STOCK Cmn 30212P955 3,165 126,800 Sh Put Shared-defined 1 126,800 EXPEDIA INC COMMON STOCK Cmn 30212P905 507 20,300 Sh Call Shared-defined -- 20,300 EXPEDIA INC COMMON STOCK Cmn 30212P955 429 17,200 Sh Put Shared-defined -- 17,200 EXPEDIA INC COMMON STOCK Cmn 30212P105 839 33,615 Sh Shared-defined 1 33,615 COLUMN TOTALS 23,000
FORM 13F Page 232 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EXPEDIA INC COMMON STOCK Cmn 30212P105 6,177 247,489 Sh Shared-defined -- 247,489 EXPEDITORS INTL WASH INC CMN STK Cmn 302130909 2,337 63,300 Sh Call Shared-defined 1 63,300 EXPEDITORS INTL WASH INC CMN STK Cmn 302130959 6,317 171,100 Sh Put Shared-defined 1 171,100 EXPEDITORS INTL WASH INC CMN STK Cmn 302130909 225 6,100 Sh Call Shared-defined -- 6,100 EXPEDITORS INTL WASH INC CMN STK Cmn 302130959 3,725 100,900 Sh Put Shared-defined -- 100,900 EXPEDITORS INTL WASH INC CMN STK Cmn 302130109 574 15,559 Sh Shared-defined 1 15,559 EXPEDITORS INTL WASH INC CMN STK Cmn 302130109 447 12,104 Sh Shared-defined -- 12,104 EXPRESS SCRIPTS INC -CL A CMN STK Cmn 302182900 12,282 120,700 Sh Call Shared-defined 1 120,700 EXPRESS SCRIPTS INC -CL A CMN STK Cmn 302182950 20,942 205,800 Sh Put Shared-defined 1 205,800 EXPRESS SCRIPTS INC -CL A CMN STK Cmn 302182900 3,073 30,200 Sh Call Shared-defined -- 30,200 EXPRESS SCRIPTS INC -CL A CMN STK Cmn 302182950 2,117 20,800 Sh Put Shared-defined -- 20,800 EXPRESS SCRIPTS INC -CL A CMN STK Cmn 302182100 473 4,646 Sh Shared-defined 1 4,646 EXPRESS SCRIPTS INC -CL A CMN STK Cmn 302182100 61,335 602,744 Sh Shared-defined -- 602,744 EXTERRAN HOLDINGS 4.25% CB 06/15/2014- REGISTERED Bond 30225XAA1 3,719 3,000,000 Prn Shared-defined -- N/A COLUMN TOTALS 123,743
FORM 13F Page 233 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EXTERRAN HOLDINGS INC Cmn 30225X103 11 475 Sh Shared-defined 1 475 EXTERRAN HOLDINGS INC Cmn 30225X103 465 19,229 Sh Shared-defined -- 19,229 EXTERRAN HOLDINGS INC Cmn 30225X903 1,095 45,300 Sh Call Shared-defined 1 45,300 EXTERRAN HOLDINGS INC Cmn 30225X953 529 21,900 Sh Put Shared-defined 1 21,900 EXTREME NETWORKS INC CMN Cmn 30226D906 20 6,500 Sh Call Shared-defined 1 6,500 EXTREME NETWORKS INC CMN Cmn 30226D956 10 3,100 Sh Put Shared-defined 1 3,100 EXTREME NETWORKS INC CMN Cmn 30226D106 41 13,232 Sh Shared-defined 1 13,232 EXTREME NETWORKS INC CMN Cmn 30226D106 30 9,723 Sh Shared-defined -- 9,723 EXXON MOBIL CORP COMMON STOCK Cmn 30231G102 44,784 668,613 Sh Shared-defined 1 668,613 EXXON MOBIL CORP COMMON STOCK Cmn 30231G102 15,989 238,720 Sh Shared-defined -- 238,720 EXXON MOBIL CORP COMMON STOCK Cmn 30231G902 57,355 856,300 Sh Call Shared-defined 1 856,300 EXXON MOBIL CORP COMMON STOCK Cmn 30231G952 175,548 2,620,900 Sh Put Shared-defined 1 2,620,900 EXXON MOBIL CORP COMMON STOCK Cmn 30231G902 9,096 135,800 Sh Call Shared-defined -- 135,800 EXXON MOBIL CORP COMMON STOCK Cmn 30231G952 44,769 668,400 Sh Put Shared-defined -- 668,400 COLUMN TOTALS 349,742
FORM 13F Page 234 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- EZCORP INC -CL A CMN STK Cmn 302301906 861 41,800 Sh Call Shared-defined 1 41,800 EZCORP INC -CL A CMN STK Cmn 302301956 1,325 64,300 Sh Put Shared-defined 1 64,300 EZCORP INC -CL A CMN STK Cmn 302301106 267 12,952 Sh Shared-defined 1 12,952 EZCORP INC -CL A CMN STK Cmn 302301106 2 100 Sh Shared-defined -- 100 F N B CORP/PA CMN STK Cmn 302520101 10 1,287 Sh Shared-defined 1 1,287 F N B CORP/PA CMN STK Cmn 302520101 12,423 1,531,818 Sh Shared-defined -- 1,531,818 F5 NETWORKS INC CMN STOCK Cmn 315616902 9,522 154,800 Sh Call Shared-defined 1 154,800 F5 NETWORKS INC CMN STOCK Cmn 315616952 4,336 70,500 Sh Put Shared-defined 1 70,500 F5 NETWORKS INC CMN STOCK Cmn 315616902 1,378 22,400 Sh Call Shared-defined -- 22,400 F5 NETWORKS INC CMN STOCK Cmn 315616952 1,052 17,100 Sh Put Shared-defined -- 17,100 F5 NETWORKS INC CMN STOCK Cmn 315616102 2,959 48,100 Sh Shared-defined -- 48,100 FACTSET RESH SYS INC CMN STOCK Cmn 303075905 2,509 34,200 Sh Call Shared-defined 1 34,200 FACTSET RESH SYS INC CMN STOCK Cmn 303075955 2,583 35,200 Sh Put Shared-defined 1 35,200 FACTSET RESH SYS INC CMN STOCK Cmn 303075105 1,382 18,837 Sh Shared-defined 1 18,837 COLUMN TOTALS 40,609
FORM 13F Page 235 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FACTSET RESH SYS INC CMN STOCK Cmn 303075105 1,027 13,999 Sh Shared-defined -- 13,999 FAIR ISAAC CORPORATION CMN STK Cmn 303250904 334 13,200 Sh Call Shared-defined 1 13,200 FAIR ISAAC CORPORATION CMN STK Cmn 303250954 1,837 72,500 Sh Put Shared-defined 1 72,500 FAIR ISAAC CORPORATION CMN STK Cmn 303250104 357 14,100 Sh Shared-defined 1 14,100 FAIRCHILD SEMICONDUCTOR CORP - - CL A CMN STK Cmn 303726103 431 40,443 Sh Shared-defined 1 40,443 FAIRCHILD SEMICONDUCTOR CORP - - CL A CMN STK Cmn 303726103 6,339 595,239 Sh Shared-defined -- 595,239 FAIRCHILD SEMICONDUCTOR CORP - - CL A CMN STK Cmn 303726903 70 6,600 Sh Call Shared-defined 1 6,600 FAIRCHILD SEMICONDUCTOR CORP - - CL A CMN STK Cmn 303726953 508 47,700 Sh Put Shared-defined 1 47,700 FAMILY DOLLAR STORES CMN STK Cmn 307000909 5,678 155,100 Sh Call Shared-defined 1 155,100 FAMILY DOLLAR STORES CMN STK Cmn 307000959 6,868 187,600 Sh Put Shared-defined 1 187,600 FAMILY DOLLAR STORES CMN STK Cmn 307000909 3,163 86,400 Sh Call Shared-defined -- 86,400 FAMILY DOLLAR STORES CMN STK Cmn 307000959 714 19,500 Sh Put Shared-defined -- 19,500 FAMILY DOLLAR STORES CMN STK Cmn 307000109 476 12,990 Sh Shared-defined 1 12,990 FAMILY DOLLAR STORES CMN STK Cmn 307000109 3,734 101,987 Sh Shared-defined -- 101,987 COLUMN TOTALS 31,536
FORM 13F Page 236 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FANNIE MAE 8.75% MAND 5/13/11 - REGISTERED Bond 313586745 2 1,440 Prn Shared-defined 1 N/A FANNIE MAE CMN STOCK Cmn 313586109 244 232,134 Sh Shared-defined 1 232,134 FANNIE MAE CMN STOCK Cmn 313586109 19 18,488 Sh Shared-defined -- 18,488 FANNIE MAE CMN STOCK Cmn 313586909 56 53,500 Sh Call Shared-defined 1 53,500 FANNIE MAE CMN STOCK Cmn 313586959 378 359,700 Sh Put Shared-defined 1 359,700 FARO TECHNOLOGIES INC Cmn 311642902 1,154 44,800 Sh Call Shared-defined 1 44,800 FARO TECHNOLOGIES INC Cmn 311642952 1,293 50,200 Sh Put Shared-defined 1 50,200 FASTENAL CO CMN STK Cmn 311900904 1,900 39,600 Sh Call Shared-defined 1 39,600 FASTENAL CO CMN STK Cmn 311900954 6,536 136,200 Sh Put Shared-defined 1 136,200 FASTENAL CO CMN STK Cmn 311900954 10 200 Sh Put Shared-defined -- 200 FASTENAL CO CMN STK Cmn 311900104 6,144 128,028 Sh Shared-defined 1 128,028 FASTENAL CO CMN STK Cmn 311900104 3,185 66,358 Sh Shared-defined -- 66,358 FBR CAPITAL MARKETS CORP Cmn 30247C301 1 283 Sh Shared-defined 1 283 FBR CAPITAL MARKETS CORP Cmn 30247C301 116 25,488 Sh Shared-defined -- 25,488 COLUMN TOTALS 21,038
FORM 13F Page 237 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FEDERAL AGRIC MTG CORP CMN STOCK Cmn 313148306 115 10,146 Sh Shared-defined 1 10,146 FEDERAL AGRIC MTG CORP CMN STOCK Cmn 313148306 10 921 Sh Shared-defined -- 921 FEDERAL AGRIC MTG CORP CMN STOCK Cmn 313148906 246 21,700 Sh Call Shared-defined 1 21,700 FEDERAL AGRIC MTG CORP CMN STOCK Cmn 313148956 231 20,400 Sh Put Shared-defined 1 20,400 FEDERAL HOME LN MTG CORP Cmn 313400301 441 347,063 Sh Shared-defined 1 347,063 FEDERAL HOME LN MTG CORP Cmn 313400301 2 1,245 Sh Shared-defined -- 1,245 FEDERAL HOME LN MTG CORP Cmn 313400901 162 127,300 Sh Call Shared-defined 1 127,300 FEDERAL HOME LN MTG CORP Cmn 313400951 283 222,600 Sh Put Shared-defined 1 222,600 FEDERAL REALTY INVESTORS TRUST COMMON STOCK Cmn 313747906 3,429 47,100 Sh Call Shared-defined 1 47,100 FEDERAL REALTY INVESTORS TRUST COMMON STOCK Cmn 313747956 6,706 92,100 Sh Put Shared-defined 1 92,100 FEDERAL REALTY INVESTORS TRUST COMMON STOCK Cmn 313747906 1,245 17,100 Sh Call Shared-defined -- 17,100 FEDERAL REALTY INVESTORS TRUST COMMON STOCK Cmn 313747206 528 7,256 Sh Shared-defined 1 7,256 FEDERAL REALTY INVESTORS TRUST COMMON STOCK Cmn 313747206 634 8,705 Sh Shared-defined -- 8,705 FEDERAL SIGNAL CORP CMN STK Cmn 313855108 222 24,614 Sh Shared-defined -- 24,614 COLUMN TOTALS 14,254
FORM 13F Page 238 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FEDERATED INVESTORS INC-CL B Cmn 314211903 652 24,700 Sh Call Shared-defined 1 24,700 FEDERATED INVESTORS INC-CL B Cmn 314211953 166 6,300 Sh Put Shared-defined 1 6,300 FEDERATED INVESTORS INC-CL B Cmn 314211103 6,578 249,369 Sh Shared-defined -- 249,369 FEDEX CORPORATION CMN STOCK Cmn 31428X906 28,506 305,200 Sh Call Shared-defined 1 305,200 FEDEX CORPORATION CMN STOCK Cmn 31428X956 56,255 602,300 Sh Put Shared-defined 1 602,300 FEDEX CORPORATION CMN STOCK Cmn 31428X906 12,030 128,800 Sh Call Shared-defined -- 128,800 FEDEX CORPORATION CMN STOCK Cmn 31428X956 8,742 93,600 Sh Put Shared-defined -- 93,600 FEDEX CORPORATION CMN STOCK Cmn 31428X106 343 3,677 Sh Shared-defined 1 3,677 FEDEX CORPORATION CMN STOCK Cmn 31428X106 -- 1 Sh Shared-defined -- 1 FEI COMPANY Cmn 30241L909 953 41,600 Sh Call Shared-defined 1 41,600 FEI COMPANY Cmn 30241L959 142 6,200 Sh Put Shared-defined 1 6,200 FEI COMPANY 2.875% CB 06/01/2013 - REGISTERED Bond 30241LAF6 45,965 44,178,000 Prn Shared-defined -- N/A FERRO CORP Cmn 315405100 56 6,367 Sh Shared-defined 1 6,367 FERRO CORP Cmn 315405900 11 1,300 Sh Call Shared-defined 1 1,300 COLUMN TOTALS 160,399
FORM 13F Page 239 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FERRO CORP Cmn 315405950 124 14,100 Sh Put Shared-defined 1 14,100 FERRO CORP Cmn 315405100 1,521 173,068 Sh Shared-defined -- 173,068 FERRO CORP Cmn 315405900 48 5,500 Sh Call Shared-defined -- 5,500 FIDELITY NATIONAL FINANCIAL INC COMMON STOCK Cmn 31620R105 28 1,895 Sh Shared-defined 1 1,895 FIDELITY NATIONAL FINANCIAL INC COMMON STOCK Cmn 31620R105 910 61,409 Sh Shared-defined -- 61,409 FIDELITY NATIONAL FINANCIAL INC COMMON STOCK Cmn 31620R905 1,040 70,200 Sh Call Shared-defined 1 70,200 FIDELITY NATIONAL FINANCIAL INC COMMON STOCK Cmn 31620R955 40 2,700 Sh Put Shared-defined 1 2,700 FIDELITY NATIONAL INFORMATION CMN STK Cmn 31620M106 2,597 110,803 Sh Shared-defined -- 110,803 FIDELITY NATIONAL INFORMATION CMN STK Cmn 31620M906 713 30,400 Sh Call Shared-defined 1 30,400 FIDELITY NATIONAL INFORMATION CMN STK Cmn 31620M956 368 15,700 Sh Put Shared-defined 1 15,700 FIFTH THIRD 8.5% CONV PREF - PERP - REGISTERED Pref Stk 316773209 59 412 Sh Shared-defined 1 N/A FIFTH THIRD BANCORP CMN STOCK Cmn 316773900 8,578 631,200 Sh Call Shared-defined 1 631,200 FIFTH THIRD BANCORP CMN STOCK Cmn 316773950 4,296 316,100 Sh Put Shared-defined 1 316,100 FIFTH THIRD BANCORP CMN STOCK Cmn 316773900 2,150 158,200 Sh Call Shared-defined -- 158,200 COLUMN TOTALS 22,472
FORM 13F Page 240 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FIFTH THIRD BANCORP CMN STOCK Cmn 316773950 194 14,300 Sh Put Shared-defined -- 14,300 FIFTH THIRD BANCORP CMN STOCK Cmn 316773100 250 18,369 Sh Shared-defined -- 18,369 FINISAR CORCMN STOCK Cmn 31787A507 923 58,772 Sh Shared-defined -- 58,772 FINISAR CORCMN STOCK Cmn 31787A907 1,101 70,100 Sh Call Shared-defined 1 70,100 FINISH LINE INC - -CL A CMN STK Cmn 317923900 615 37,700 Sh Call Shared-defined 1 37,700 FINISH LINE INC - -CL A CMN STK Cmn 317923950 26 1,600 Sh Put Shared-defined 1 1,600 FINISH LINE INC - -CL A CMN STK Cmn 317923100 49 3,000 Sh Shared-defined -- 3,000 FIRST AMER FINL CP CA CMN STK Cmn 318522907 978 28,900 Sh Call Shared-defined 1 28,900 FIRST AMER FINL CP CA CMN STK Cmn 318522957 2,491 73,600 Sh Put Shared-defined 1 73,600 FIRST AMER FINL CP CA CMN STK Cmn 318522307 284 8,392 Sh Shared-defined 1 8,392 FIRST AMER FINL CP CA CMN STK Cmn 318522307 1,276 37,717 Sh Shared-defined -- 37,717 FIRST CASH FINL SVCS INC COMMON STOCK Cmn 31942D107 13 587 Sh Shared-defined 1 587 FIRST CASH FINL SVCS INC COMMON STOCK Cmn 31942D107 4 207 Sh Shared-defined -- 207 FIRST CASH FINL SVCS INC COMMON STOCK Cmn 31942D907 311 14,400 Sh Call Shared-defined 1 14,400 COLUMN TOTALS 8,515
FORM 13F Page 241 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FIRST CASH FINL SVCS INC COMMON STOCK Cmn 31942D957 224 10,400 Sh Put Shared-defined 1 10,400 FIRST COMMONWLTH FINL CP/PA CMN STK Cmn 319829107 164 24,425 Sh Shared-defined -- 24,425 FIRST FINL BANCORP INC/OH CMN STK Cmn 320209109 2 137 Sh Shared-defined 1 137 FIRST FINL BANCORP INC/OH CMN STK Cmn 320209109 315 17,710 Sh Shared-defined -- 17,710 FIRST FINL BANCSHARES INC CMN STOCK Cmn 32020R109 55 1,074 Sh Shared-defined 1 1,074 FIRST FINL BANCSHARES INC CMN STOCK Cmn 32020R109 327 6,334 Sh Shared-defined -- 6,334 FIRST HORIZON NATIONAL CORP CMN STK Cmn 320517905 559 39,800 Sh Call Shared-defined 1 39,800 FIRST HORIZON NATIONAL CORP CMN STK Cmn 320517955 374 26,600 Sh Put Shared-defined 1 26,600 FIRST HORIZON NATIONAL CORP CMN STK Cmn 320517905 204 14,500 Sh Call Shared-defined -- 14,500 FIRST HORIZON NATIONAL CORP CMN STK Cmn 320517955 70 5,000 Sh Put Shared-defined -- 5,000 FIRST HORIZON NATIONAL CORP CMN STK Cmn 320517105 936 66,613 Sh Shared-defined -- 66,613 FIRST INDL REALTY TRUST INC CMN STK Cmn 32054K903 110 14,200 Sh Call Shared-defined 1 14,200 FIRST INDL REALTY TRUST INC CMN STK Cmn 32054K953 47 6,100 Sh Put Shared-defined 1 6,100 FIRST INDL REALTY TRUST INC CMN STK Cmn 32054K103 369 47,576 Sh Shared-defined -- 47,576 COLUMN TOTALS 3,756
FORM 13F Page 242 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FIRST MARBLEHEAD CORP COMMON STOCK Cmn 320771908 48 16,800 Sh Call Shared-defined 1 16,800 FIRST MARBLEHEAD CORP COMMON STOCK Cmn 320771958 50 17,500 Sh Put Shared-defined 1 17,500 FIRST MARBLEHEAD CORP COMMON STOCK Cmn 320771108 21 7,556 Sh Shared-defined 1 7,556 FIRST MARBLEHEAD CORP COMMON STOCK Cmn 320771108 5 1,819 Sh Shared-defined -- 1,819 FIRST MIDWEST BANCORP INC CMN STK Cmn 320867104 21 1,520 Sh Shared-defined 1 1,520 FIRST MIDWEST BANCORP INC CMN STK Cmn 320867104 405 29,891 Sh Shared-defined -- 29,891 FIRST NIAGARA FINANCIAL GROUP INC CMN STOCK Cmn 33582V908 38 2,700 Sh Call Shared-defined 1 2,700 FIRST NIAGARA FINANCIAL GROUP INC CMN STOCK Cmn 33582V958 213 15,000 Sh Put Shared-defined 1 15,000 FIRST NIAGARA FINANCIAL GROUP INC CMN STOCK Cmn 33582V108 448 31,471 Sh Shared-defined 1 31,471 FIRST NIAGARA FINANCIAL GROUP INC CMN STOCK Cmn 33582V108 123 8,628 Sh Shared-defined -- 8,628 FIRST SOLAR INC Cmn 336433107 5,475 44,640 Sh Shared-defined 1 44,640 FIRST SOLAR INC Cmn 336433907 79,122 645,100 Sh Call Shared-defined 1 645,100 FIRST SOLAR INC Cmn 336433957 111,845 911,900 Sh Put Shared-defined 1 911,900 FIRST SOLAR INC Cmn 336433107 11,410 93,026 Sh Shared-defined -- 93,026 COLUMN TOTALS 209,224
FORM 13F Page 243 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FIRST SOLAR INC Cmn 336433907 22,850 186,300 Sh Call Shared-defined -- 186,300 FIRST SOLAR INC Cmn 336433957 53,549 436,600 Sh Put Shared-defined -- 436,600 FIRSTBANK BANCORP/PUERTO RICO Cmn 318672902 124 51,300 Sh Call Shared-defined 1 51,300 FIRSTBANK BANCORP/PUERTO RICO Cmn 318672952 27 11,000 Sh Put Shared-defined 1 11,000 FIRSTENERGY CORP COMMON STOCK Cmn 337932907 1,990 50,900 Sh Call Shared-defined 1 50,900 FIRSTENERGY CORP COMMON STOCK Cmn 337932957 3,108 79,500 Sh Put Shared-defined 1 79,500 FIRSTENERGY CORP COMMON STOCK Cmn 337932907 1,411 36,100 Sh Call Shared-defined -- 36,100 FIRSTENERGY CORP COMMON STOCK Cmn 337932957 1,020 26,100 Sh Put Shared-defined -- 26,100 FIRSTENERGY CORP COMMON STOCK Cmn 337932107 1,970 50,401 Sh Shared-defined 1 50,401 FIRSTENERGY CORP COMMON STOCK Cmn 337932107 1,346 34,440 Sh Shared-defined -- 34,440 FIRSTMERIT CORP CMN STK (WAS FIRST BANCORP INC) Cmn 337915102 17,055 790,666 Sh Shared-defined -- 790,666 FISERV INC CMN STK Cmn 337738908 1,777 35,000 Sh Call Shared-defined 1 35,000 FISERV INC CMN STK Cmn 337738958 863 17,000 Sh Put Shared-defined 1 17,000 FISERV INC CMN STK Cmn 337738108 166 3,266 Sh Shared-defined 1 3,266 COLUMN TOTALS 107,256
FORM 13F Page 244 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FISERV INC CMN STK Cmn 337738108 940 18,520 Sh Shared-defined -- 18,520 FLAGSTAR BANCORP INC CMN STOCK Cmn 337930101 -- 734 Sh Shared-defined 1 734 FLAGSTAR BANCORP INC CMN STOCK Cmn 337930101 3,000 5,000,792 Sh Shared-defined -- 5,000,792 FLAGSTONE REINSURANCE HOLDIN Cmn G3529T105 175 15,232 Sh Shared-defined -- 15,232 FLAMEL TECHNOLOGIES SA - Depository SPONS ADR 1:1 Receipt 338488109 162 18,898 Sh Shared-defined 1 N/A FLAMEL TECHNOLOGIES SA - Depository SPONS ADR 1:1 Receipt 338488109 15 1,800 Sh Shared-defined -- N/A FLEXTRONICS INTERNATIONAL LTD CMN STK Cmn Y2573F902 4,081 520,500 Sh Call Shared-defined 1 520,500 FLEXTRONICS INTERNATIONAL LTD CMN STK Cmn Y2573F952 2,515 320,800 Sh Put Shared-defined 1 320,800 FLEXTRONICS INTERNATIONAL LTD CMN STK Cmn Y2573F102 182 23,209 Sh Shared-defined 1 23,209 FLEXTRONICS INTERNATIONAL LTD CMN STK Cmn Y2573F102 229 29,166 Sh Shared-defined -- 29,166 FLIR SYSTEMS 3% CB 06/01/23 - REGISTERED Bond 302445AB7 86,069 33,825,000 Prn Shared-defined -- N/A FLIR SYSTEMS INC CMN STK Cmn 302445901 59 2,100 Sh Call Shared-defined 1 2,100 FLIR SYSTEMS INC CMN STK Cmn 302445951 3,113 110,400 Sh Put Shared-defined 1 110,400 FLIR SYSTEMS INC CMN STK Cmn 302445101 3,074 108,994 Sh Shared-defined 1 108,994 COLUMN TOTALS 103,614
FORM 13F Page 245 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FLIR SYSTEMS INC CMN STK Cmn 302445101 1,399 49,605 Sh Shared-defined -- 49,605 FLOTEK INDUSTRIES INC COMMON STOCK Cmn 343389902 5 3,900 Sh Call Shared-defined 1 3,900 FLOTEK INDUSTRIES INC COMMON STOCK Cmn 343389952 4 3,100 Sh Put Shared-defined 1 3,100 FLOTEK INDUSTRIES INC COMMON STOCK Cmn 343389102 10 8,243 Sh Shared-defined 1 8,243 FLOTEK INDUSTRIES INC COMMON STOCK Cmn 343389102 3 2,557 Sh Shared-defined -- 2,557 FLOW INTL CORP CMN STK Cmn 343468904 23 7,500 Sh Call Shared-defined 1 7,500 FLOW INTL CORP CMN STK Cmn 343468954 40 13,300 Sh Put Shared-defined 1 13,300 FLOW INTL CORP CMN STK Cmn 343468104 8 2,500 Sh Shared-defined -- 2,500 FLOWERS FOODS INC Cmn 343498101 29 1,170 Sh Shared-defined 1 1,170 FLOWERS FOODS INC Cmn 343498901 1,475 59,600 Sh Call Shared-defined 1 59,600 FLOWERS FOODS INC Cmn 343498951 458 18,500 Sh Put Shared-defined 1 18,500 FLOWERS FOODS INC Cmn 343498101 9,830 397,342 Sh Shared-defined -- 397,342 FLOWSERVE CORP CMN STK Cmn 34354P105 1,306 11,844 Sh Shared-defined -- 11,844 FLOWSERVE CORP CMN STK Cmn 34354P905 14,048 127,400 Sh Call Shared-defined 1 127,400 COLUMN TOTALS 28,638
FORM 13F Page 246 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FLOWSERVE CORP CMN STK Cmn 34354P955 7,134 64,700 Sh Put Shared-defined 1 64,700 FLOWSERVE CORP CMN STK Cmn 34354P905 2,261 20,500 Sh Call Shared-defined -- 20,500 FLOWSERVE CORP CMN STK Cmn 34354P955 2,216 20,100 Sh Put Shared-defined -- 20,100 FLUOR CORP (NEW) Cmn 343412102 2,502 53,795 Sh Shared-defined 1 53,795 FLUOR CORP (NEW) Cmn 343412902 6,349 136,500 Sh Call Shared-defined 1 136,500 FLUOR CORP (NEW) Cmn 343412952 8,093 174,000 Sh Put Shared-defined 1 174,000 FLUOR CORP (NEW) Cmn 343412102 1,779 38,243 Sh Shared-defined -- 38,243 FLUOR CORP (NEW) Cmn 343412902 2,423 52,100 Sh Call Shared-defined -- 52,100 FLUOR CORP (NEW) Cmn 343412952 5,725 123,100 Sh Put Shared-defined -- 123,100 FMC CORP COMMON STOCK Cmn 302491303 12 203 Sh Shared-defined 1 203 FMC CORP COMMON STOCK Cmn 302491303 1,000 16,517 Sh Shared-defined -- 16,517 FMC CORP COMMON STOCK Cmn 302491903 5,606 92,600 Sh Call Shared-defined 1 92,600 FMC CORP COMMON STOCK Cmn 302491953 3,723 61,500 Sh Put Shared-defined 1 61,500 FMC CORP COMMON STOCK Cmn 302491903 678 11,200 Sh Call Shared-defined -- 11,200 COLUMN TOTALS 49,501
FORM 13F Page 247 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FMC CORP COMMON STOCK Cmn 302491953 987 16,300 Sh Put Shared-defined -- 16,300 FMC TECHNOLOGIES, INC Cmn 30249U101 365 5,654 Sh Shared-defined 1 5,654 FMC TECHNOLOGIES, INC Cmn 30249U901 3,942 61,000 Sh Call Shared-defined 1 61,000 FMC TECHNOLOGIES, INC Cmn 30249U951 4,233 65,500 Sh Put Shared-defined 1 65,500 FMC TECHNOLOGIES, INC Cmn 30249U101 90 1,391 Sh Shared-defined -- 1,391 FO 2.6700% DUE 12/31/49 Pref Stk 349631200 1 2 Sh Shared-defined 1 N/A FOCUS MEDIA Depository HOLDING-ADR Receipt 34415V109 283 15,504 Sh Shared-defined 1 N/A FOCUS MEDIA Depository HOLDING-ADR Receipt 34415V109 577 31,609 Sh Shared-defined -- N/A FOOT LOCKER INC CMN STOCK Cmn 344849904 510 33,900 Sh Call Shared-defined 1 33,900 FOOT LOCKER INC CMN STOCK Cmn 344849954 1,701 113,100 Sh Put Shared-defined 1 113,100 FOOT LOCKER INC CMN STOCK Cmn 344849904 326 21,700 Sh Call Shared-defined -- 21,700 FOOT LOCKER INC CMN STOCK Cmn 344849954 162 10,800 Sh Put Shared-defined -- 10,800 FOOT LOCKER INC CMN STOCK Cmn 344849104 1,040 69,181 Sh Shared-defined 1 69,181 FOOT LOCKER INC CMN STOCK Cmn 344849104 7,977 530,390 Sh Shared-defined -- 530,390 COLUMN TOTALS 22,194
FORM 13F Page 248 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FORCE PROTECTION INC Cmn 345203202 176 29,155 Sh Shared-defined 1 29,155 FORCE PROTECTION INC Cmn 345203902 163 27,100 Sh Call Shared-defined 1 27,100 FORCE PROTECTION INC Cmn 345203952 346 57,400 Sh Put Shared-defined 1 57,400 FORCE PROTECTION INC Cmn 345203202 29 4,794 Sh Shared-defined -- 4,794 FORCE PROTECTION INC Cmn 345203902 16 2,700 Sh Call Shared-defined -- 2,700 FORCE PROTECTION INC Cmn 345203952 76 12,600 Sh Put Shared-defined -- 12,600 FORD MOTOR 6.5% DUE 1/15/32 -REG Pref Stk 345395206 1 32 Sh Shared-defined 1 N/A FORD MOTOR COMPANY Cmn 345370860 9,439 750,908 Sh Shared-defined 1 750,908 FORD MOTOR COMPANY Cmn 345370900 26,843 2,135,500 Sh Call Shared-defined 1 2,135,500 FORD MOTOR COMPANY Cmn 345370950 28,745 2,286,800 Sh Put Shared-defined 1 2,286,800 FORD MOTOR COMPANY Cmn 345370860 2,989 237,766 Sh Shared-defined -- 237,766 FORD MOTOR COMPANY Cmn 345370900 2,021 160,800 Sh Call Shared-defined -- 160,800 FORD MOTOR COMPANY Cmn 345370950 4,774 379,800 Sh Put Shared-defined -- 379,800 FOREST CITY ENTRPRS -CL A CMN STK Cmn 345550107 3 201 Sh Shared-defined 1 201 COLUMN TOTALS 75,621
FORM 13F Page 249 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FOREST CITY ENTRPRS -CL A CMN STK Cmn 345550107 665 46,132 Sh Shared-defined -- 46,132 FOREST LABORATORIES -CL A CMN STK Cmn 345838106 870 27,744 Sh Shared-defined 1 27,744 FOREST LABORATORIES -CL A CMN STK Cmn 345838106 3,137 100,038 Sh Shared-defined -- 100,038 FOREST LABORATORIES -CL A CMN STK Cmn 345838906 2,104 67,100 Sh Call Shared-defined 1 67,100 FOREST LABORATORIES -CL A CMN STK Cmn 345838956 768 24,500 Sh Put Shared-defined 1 24,500 FOREST LABORATORIES -CL A CMN STK Cmn 345838906 14,604 465,700 Sh Call Shared-defined -- 465,700 FOREST LABORATORIES -CL A CMN STK Cmn 345838956 31 1,000 Sh Put Shared-defined -- 1,000 FOREST OIL CORP COMMON STOCK Cmn 346091705 1,782 69,008 Sh Shared-defined 1 69,008 FOREST OIL CORP COMMON STOCK Cmn 346091705 9,272 359,104 Sh Shared-defined -- 359,104 FOREST OIL CORP COMMON STOCK Cmn 346091905 3,178 123,100 Sh Call Shared-defined 1 123,100 FOREST OIL CORP COMMON STOCK Cmn 346091955 4,640 179,700 Sh Put Shared-defined 1 179,700 FOREST OIL CORP COMMON STOCK Cmn 346091905 1,126 43,600 Sh Call Shared-defined -- 43,600 FOREST OIL CORP COMMON STOCK Cmn 346091955 888 34,400 Sh Put Shared-defined -- 34,400 FORESTAR GROUP INC Cmn 346233109 3 176 Sh Shared-defined 1 176 COLUMN TOTALS 43,068
FORM 13F Page 250 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FORESTAR GROUP INC Cmn 346233909 244 12,900 Sh Call Shared-defined 1 12,900 FORESTAR GROUP INC Cmn 346233959 110 5,800 Sh Put Shared-defined 1 5,800 FORMFACTOR INC CMN STK Cmn 346375908 485 27,300 Sh Call Shared-defined 1 27,300 FORMFACTOR INC CMN STK Cmn 346375958 1,682 94,700 Sh Put Shared-defined 1 94,700 FORMFACTOR INC CMN STK Cmn 346375108 1,713 96,443 Sh Shared-defined 1 96,443 FORMFACTOR INC CMN STK Cmn 346375108 851 47,930 Sh Shared-defined -- 47,930 FORTINET INC Cmn 34959E909 232 13,200 Sh Call Shared-defined 1 13,200 FORTINET INC Cmn 34959E959 104 5,900 Sh Put Shared-defined 1 5,900 FORTINET INC Cmn 34959E109 77 4,400 Sh Shared-defined -- 4,400 FORTRESS INVESTMENT GROUP LLC CL-A Cmn 34958B106 396 99,372 Sh Shared-defined 1 99,372 FORTRESS INVESTMENT GROUP LLC CL-A Cmn 34958B906 126 31,600 Sh Call Shared-defined 1 31,600 FORTRESS INVESTMENT GROUP LLC CL-A Cmn 34958B956 258 64,700 Sh Put Shared-defined 1 64,700 FORTUNE BRANDS INC. COMMON NEW YORK Cmn 349631901 1,921 39,600 Sh Call Shared-defined 1 39,600 FORTUNE BRANDS INC. COMMON NEW YORK Cmn 349631951 471 9,700 Sh Put Shared-defined 1 9,700 COLUMN TOTALS 8,670
FORM 13F Page 251 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FORTUNE BRANDS INC. COMMON NEW YORK Cmn 349631901 310 6,400 Sh Call Shared-defined -- 6,400 FORTUNE BRANDS INC. COMMON NEW YORK Cmn 349631951 611 12,600 Sh Put Shared-defined -- 12,600 FORTUNE BRANDS INC. COMMON NEW YORK Cmn 349631101 381 7,859 Sh Shared-defined 1 7,859 FORTUNE BRANDS INC. COMMON NEW YORK Cmn 349631101 478 9,858 Sh Shared-defined -- 9,858 FORWARD AIR CORPORATION CMN STK Cmn 349853951 34 1,300 Sh Put Shared-defined 1 1,300 FORWARD AIR CORPORATION CMN STK Cmn 349853101 67 2,558 Sh Shared-defined 1 2,558 FORWARD AIR CORPORATION CMN STK Cmn 349853101 373 14,182 Sh Shared-defined -- 14,182 FOSSIL INC CMN STK Cmn 349882900 1,370 36,300 Sh Call Shared-defined 1 36,300 FOSSIL INC CMN STK Cmn 349882950 389 10,300 Sh Put Shared-defined 1 10,300 FOSSIL INC CMN STK Cmn 349882100 68 1,789 Sh Shared-defined -- 1,789 FOSTER (LB) CO -CL A CMN STK Cmn 350060909 439 15,200 Sh Call Shared-defined 1 15,200 FOSTER (LB) CO -CL A CMN STK Cmn 350060959 306 10,600 Sh Put Shared-defined 1 10,600 FOSTER (LB) CO -CL A CMN STK Cmn 350060109 138 4,764 Sh Shared-defined 1 4,764 FOSTER (LB) CO -CL A CMN STK Cmn 350060109 23 785 Sh Shared-defined -- 785 COLUMN TOTALS 4,987
FORM 13F Page 252 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FOSTER WHEELER AG Cmn H27178104 866 31,922 Sh Shared-defined 1 31,922 FOSTER WHEELER AG Cmn H27178904 5,995 220,900 Sh Call Shared-defined 1 220,900 FOSTER WHEELER AG Cmn H27178954 6,538 240,900 Sh Put Shared-defined 1 240,900 FOSTER WHEELER AG Cmn H27178104 2,404 88,562 Sh Shared-defined -- 88,562 FOSTER WHEELER AG Cmn H27178904 3,433 126,500 Sh Call Shared-defined -- 126,500 FOSTER WHEELER AG Cmn H27178954 1,922 70,800 Sh Put Shared-defined -- 70,800 FPL GROUP INC Cmn 302571104 2,074 42,910 Sh Shared-defined 1 42,910 FPL GROUP INC Cmn 302571904 7,965 164,800 Sh Call Shared-defined 1 164,800 FPL GROUP INC Cmn 302571954 4,524 93,600 Sh Put Shared-defined 1 93,600 FPL GROUP INC Cmn 302571104 1,425 29,486 Sh Shared-defined -- 29,486 FPL GROUP INC Cmn 302571904 652 13,500 Sh Call Shared-defined -- 13,500 FPL GROUP INC Cmn 302571954 2,127 44,000 Sh Put Shared-defined -- 44,000 FRANKLIN ELECTRIC CO CMN STK Cmn 353514102 753 25,106 Sh Shared-defined -- 25,106 FRANKLIN RESOURCES INC CMN STK Cmn 354613901 10,081 90,900 Sh Call Shared-defined 1 90,900 COLUMN TOTALS 50,759
FORM 13F Page 253 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FRANKLIN RESOURCES INC CMN STK Cmn 354613951 13,508 121,800 Sh Put Shared-defined 1 121,800 FRANKLIN RESOURCES INC CMN STK Cmn 354613901 2,395 21,600 Sh Call Shared-defined -- 21,600 FRANKLIN RESOURCES INC CMN STK Cmn 354613951 3,283 29,600 Sh Put Shared-defined -- 29,600 FRANKLIN RESOURCES INC CMN STK Cmn 354613101 107 967 Sh Shared-defined 1 967 FRANKLIN RESOURCES INC CMN STK Cmn 354613101 2,870 25,881 Sh Shared-defined -- 25,881 FRANKLIN STREET PROPERTIES CORP COMMON STOCK Cmn 35471R906 260 18,000 Sh Call Shared-defined 1 18,000 FRANKLIN STREET PROPERTIES CORP COMMON STOCK Cmn 35471R956 12 800 Sh Put Shared-defined 1 800 FRANKLIN STREET PROPERTIES CORP COMMON STOCK Cmn 35471R106 31 2,180 Sh Shared-defined 1 2,180 FRANKLIN STREET PROPERTIES CORP COMMON STOCK Cmn 35471R106 1,368 94,776 Sh Shared-defined -- 94,776 FREDS INC CMN STK Cmn 356108900 247 20,600 Sh Call Shared-defined 1 20,600 FREDS INC CMN STK Cmn 356108950 43 3,600 Sh Put Shared-defined 1 3,600 FREDS INC CMN STK Cmn 356108100 15 1,270 Sh Shared-defined 1 1,270 FREDS INC CMN STK Cmn 356108100 84 7,002 Sh Shared-defined -- 7,002 FREEPORT-McMORAN 6.75% DEBT PERC 5/1/2010 Bond 35671D782 194 1,675 Prn Shared-defined 1 N/A COLUMN TOTALS 24,417
FORM 13F Page 254 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FREEPORT-MCMORAN COPPER CMN STK Cmn 35671D907 50,015 598,700 Sh Call Shared-defined 1 598,700 FREEPORT-MCMORAN COPPER CMN STK Cmn 35671D957 81,410 974,500 Sh Put Shared-defined 1 974,500 FREEPORT-MCMORAN COPPER CMN STK Cmn 35671D907 22,447 268,700 Sh Call Shared-defined -- 268,700 FREEPORT-MCMORAN COPPER CMN STK Cmn 35671D957 19,565 234,200 Sh Put Shared-defined -- 234,200 FREEPORT-MCMORAN COPPER CMN STK Cmn 35671D857 602 7,208 Sh Shared-defined 1 7,208 FREEPORT-MCMORAN COPPER CMN STK Cmn 35671D857 71,078 850,828 Sh Shared-defined -- 850,828 FREIGHTCAR AMERICA INC. COMMON STOCK Cmn 357023900 587 24,300 Sh Call Shared-defined 1 24,300 FREIGHTCAR AMERICA INC. COMMON STOCK Cmn 357023950 1,636 67,700 Sh Put Shared-defined 1 67,700 FREIGHTCAR AMERICA INC. COMMON STOCK Cmn 357023100 166 6,866 Sh Shared-defined 1 6,866 FREIGHTCAR AMERICA INC. COMMON STOCK Cmn 357023100 6,425 265,938 Sh Shared-defined -- 265,938 FRESH DEL MONTE PRODUCE INC CMN STOCK Cmn G36738905 778 38,400 Sh Call Shared-defined 1 38,400 FRESH DEL MONTE PRODUCE INC CMN STOCK Cmn G36738955 456 22,500 Sh Put Shared-defined 1 22,500 FRESH DEL MONTE PRODUCE INC CMN STOCK Cmn G36738105 156 7,722 Sh Shared-defined -- 7,722 FRONTEER DEVELOPMENT GROUP INC COMMON STOCK Cmn 35903Q906 160 31,100 Sh Call Shared-defined 1 31,100 COLUMN TOTALS 255,481
FORM 13F Page 255 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FRONTEER DEVELOPMENT GROUP INC COMMON STOCK Cmn 35903Q956 58 11,200 Sh Put Shared-defined 1 11,200 FRONTEER DEVELOPMENT GROUP INC COMMON STOCK Cmn 35903Q106 55 10,599 Sh Shared-defined 1 10,599 FRONTEER DEVELOPMENT GROUP INC COMMON STOCK Cmn 35903Q106 3 600 Sh Shared-defined -- 600 FRONTIER COMMUNICATIONS CORP Cmn 35906A108 110 14,724 Sh Shared-defined 1 14,724 FRONTIER COMMUNICATIONS CORP Cmn 35906A908 22 2,900 Sh Call Shared-defined 1 2,900 FRONTIER COMMUNICATIONS CORP Cmn 35906A958 380 51,100 Sh Put Shared-defined 1 51,100 FRONTIER COMMUNICATIONS CORP Cmn 35906A108 18 2,470 Sh Shared-defined -- 2,470 FRONTIER OIL CORPORATION Cmn 35914P905 783 58,000 Sh Call Shared-defined 1 58,000 FRONTIER OIL CORPORATION Cmn 35914P955 738 54,700 Sh Put Shared-defined 1 54,700 FRONTIER OIL CORPORATION Cmn 35914P905 162 12,000 Sh Call Shared-defined -- 12,000 FRONTIER OIL CORPORATION Cmn 35914P955 55 4,100 Sh Put Shared-defined -- 4,100 FRONTLINE LIMITED COMMON STOCK Cmn G3682E127 40 1,306 Sh Shared-defined 1 1,306 FRONTLINE LIMITED COMMON STOCK Cmn G3682E127 10,408 339,808 Sh Shared-defined -- 339,808 FRONTLINE LIMITED COMMON STOCK Cmn G3682E907 2,453 80,100 Sh Call Shared-defined 1 80,100 COLUMN TOTALS 15,285
FORM 13F Page 256 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FRONTLINE LIMITED COMMON STOCK Cmn G3682E957 3,556 116,100 Sh Put Shared-defined 1 116,100 FTI CONSULTING 3.75% CB 07/15/12 - -REGISTERED Bond 302941AB5 41,080 30,000,000 Prn Shared-defined -- N/A FTI CONSULTING INC CMN STOCK Cmn 302941909 1,903 48,400 Sh Call Shared-defined 1 48,400 FTI CONSULTING INC CMN STOCK Cmn 302941959 1,313 33,400 Sh Put Shared-defined 1 33,400 FTI CONSULTING INC CMN STOCK Cmn 302941909 75 1,900 Sh Call Shared-defined -- 1,900 FTI CONSULTING INC CMN STOCK Cmn 302941959 181 4,600 Sh Put Shared-defined -- 4,600 FTI CONSULTING INC CMN STOCK Cmn 302941109 399 10,159 Sh Shared-defined -- 10,159 FUEL SYSTEMS SOLUTIONS INC COMMON STOCK Cmn 35952W903 3,794 118,700 Sh Call Shared-defined 1 118,700 FUEL SYSTEMS SOLUTIONS INC COMMON STOCK Cmn 35952W953 9,080 284,100 Sh Put Shared-defined 1 284,100 FUEL SYSTEMS SOLUTIONS INC COMMON STOCK Cmn 35952W103 874 27,333 Sh Shared-defined 1 27,333 FUEL SYSTEMS SOLUTIONS INC COMMON STOCK Cmn 35952W103 597 18,682 Sh Shared-defined -- 18,682 FUEL TECH INC CMN STOCK Cmn 359523907 109 13,600 Sh Call Shared-defined 1 13,600 FUEL TECH INC CMN STOCK Cmn 359523957 165 20,600 Sh Put Shared-defined 1 20,600 FUEL TECH INC CMN STOCK Cmn 359523107 195 24,354 Sh Shared-defined 1 24,354 COLUMN TOTALS 63,321
FORM 13F Page 257 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FUEL TECH INC CMN STOCK Cmn 359523107 12 1,503 Sh Shared-defined -- 1,503 FUELCELL ENERGY INC. CMN STK Cmn 35952H106 -- 141 Sh Shared-defined 1 141 FUELCELL ENERGY INC. CMN STK Cmn 35952H106 46 16,325 Sh Shared-defined -- 16,325 FUELCELL ENERGY INC. CMN STK Cmn 35952H906 5 1,700 Sh Call Shared-defined 1 1,700 FUELCELL ENERGY INC. CMN STK Cmn 35952H956 6 2,300 Sh Put Shared-defined 1 2,300 FULLER (H. B.) CO CMN STK Cmn 359694106 19 798 Sh Shared-defined 1 798 FULLER (H. B.) CO CMN STK Cmn 359694106 188 8,099 Sh Shared-defined -- 8,099 FULTON FINANCIAL CORP Cmn 360271100 88 8,647 Sh Shared-defined 1 8,647 FULTON FINANCIAL CORP Cmn 360271900 40 3,900 Sh Call Shared-defined 1 3,900 FULTON FINANCIAL CORP Cmn 360271950 10 1,000 Sh Put Shared-defined 1 1,000 FULTON FINANCIAL CORP Cmn 360271100 2,792 273,997 Sh Shared-defined -- 273,997 FUQI INTERNATIONAL INC Cmn 36102A207 921 84,453 Sh Shared-defined 1 84,453 FUQI INTERNATIONAL INC Cmn 36102A907 1,903 174,600 Sh Call Shared-defined 1 174,600 FUQI INTERNATIONAL INC Cmn 36102A957 2,290 210,100 Sh Put Shared-defined 1 210,100 COLUMN TOTALS 8,320
FORM 13F Page 258 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- FUQI INTERNATIONAL INC Cmn 36102A907 78 7,200 Sh Call Shared-defined -- 7,200 FURNITURE BRANDS INTL COMMON STOCK (WAS INTERCO) Cmn 360921900 15 2,300 Sh Call Shared-defined 1 2,300 FURNITURE BRANDS INTL COMMON STOCK (WAS INTERCO) Cmn 360921950 12 1,800 Sh Put Shared-defined 1 1,800 FURNITURE BRANDS INTL COMMON STOCK (WAS INTERCO) Cmn 360921100 50 7,762 Sh Shared-defined 1 7,762 FURNITURE BRANDS INTL COMMON STOCK (WAS INTERCO) Cmn 360921100 160 24,924 Sh Shared-defined -- 24,924 FUSHI INTERNATIONAL INC CMN STK Cmn 36113E907 33 2,900 Sh Call Shared-defined 1 2,900 FUSHI INTERNATIONAL INC CMN STK Cmn 36113E957 114 10,200 Sh Put Shared-defined 1 10,200 FUSHI INTERNATIONAL INC CMN STK Cmn 36113E107 168 15,010 Sh Shared-defined 1 15,010 FUSHI INTERNATIONAL INC CMN STK Cmn 36113E107 100 8,882 Sh Shared-defined -- 8,882 FX ENERGY INC CMN STOCK Cmn 302695901 43 12,500 Sh Call Shared-defined 1 12,500 FX ENERGY INC CMN STOCK Cmn 302695951 21 6,200 Sh Put Shared-defined 1 6,200 FX ENERGY INC CMN STOCK Cmn 302695101 9 2,742 Sh Shared-defined 1 2,742 FX ENERGY INC CMN STOCK Cmn 302695101 11 3,320 Sh Shared-defined -- 3,320 GAFISA SA-ADR Depository Receipt 362607301 921 67,046 Sh Shared-defined 1 N/A COLUMN TOTALS 1,735
FORM 13F Page 259 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GAFISA SA-ADR Depository Receipt 362607301 1,447 105,302 Sh Shared-defined -- N/A GALLAGHER (ARTHUR J.) & CO CMN STK Cmn 363576109 51 2,086 Sh Shared-defined 1 2,086 GALLAGHER (ARTHUR J.) & CO CMN STK Cmn 363576109 7,800 317,708 Sh Shared-defined -- 317,708 GAMESTOP CORP Cmn 36467W109 99 4,541 Sh Shared-defined 1 4,541 GAMESTOP CORP Cmn 36467W909 12,756 582,200 Sh Call Shared-defined 1 582,200 GAMESTOP CORP Cmn 36467W959 5,995 273,600 Sh Put Shared-defined 1 273,600 GAMESTOP CORP Cmn 36467W109 3,195 145,813 Sh Shared-defined -- 145,813 GAMESTOP CORP Cmn 36467W909 3,666 167,300 Sh Call Shared-defined -- 167,300 GAMESTOP CORP Cmn 36467W959 1,426 65,100 Sh Put Shared-defined -- 65,100 GAMMON GOLD INC COMMON STOCK Cmn 36467T906 129 17,900 Sh Call Shared-defined 1 17,900 GAMMON GOLD INC COMMON STOCK Cmn 36467T956 294 40,900 Sh Put Shared-defined 1 40,900 GAMMON GOLD INC COMMON STOCK Cmn 36467T106 256 35,616 Sh Shared-defined 1 35,616 GAMMON GOLD INC COMMON STOCK Cmn 36467T106 829 115,260 Sh Shared-defined -- 115,260 GANNETT INC Cmn 364730901 2,402 145,400 Sh Call Shared-defined 1 145,400 COLUMN TOTALS 40,345
FORM 13F Page 260 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GANNETT INC Cmn 364730951 6,702 405,700 Sh Put Shared-defined 1 405,700 GANNETT INC Cmn 364730901 438 26,500 Sh Call Shared-defined -- 26,500 GANNETT INC Cmn 364730951 1,673 101,300 Sh Put Shared-defined -- 101,300 GANNETT INC Cmn 364730101 4,579 277,189 Sh Shared-defined 1 277,189 GANNETT INC Cmn 364730101 19,437 1,176,591 Sh Shared-defined -- 1,176,591 GAP INC Cmn 364760108 27 1,189 Sh Shared-defined 1 1,189 GAP INC Cmn 364760108 146,862 6,354,894 Sh Shared-defined -- 6,354,894 GAP INC Cmn 364760908 3,150 136,300 Sh Call Shared-defined 1 136,300 GAP INC Cmn 364760958 4,832 209,100 Sh Put Shared-defined 1 209,100 GAP INC Cmn 364760908 832 36,000 Sh Call Shared-defined -- 36,000 GAP INC Cmn 364760958 2,165 93,700 Sh Put Shared-defined -- 93,700 GARDNER DENVER INC CMN STK Cmn 365558905 326 7,400 Sh Call Shared-defined 1 7,400 GARDNER DENVER INC CMN STK Cmn 365558955 1,361 30,900 Sh Put Shared-defined 1 30,900 GARDNER DENVER INC CMN STK Cmn 365558105 902 20,482 Sh Shared-defined 1 20,482 COLUMN TOTALS 193,286
FORM 13F Page 261 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GARMIN LTD Cmn G37260909 18,959 492,700 Sh Call Shared-defined 1 492,700 GARMIN LTD Cmn G37260959 31,061 807,200 Sh Put Shared-defined 1 807,200 GARMIN LTD Cmn G37260109 847 22,005 Sh Shared-defined -- 22,005 GARMIN LTD Cmn G37260909 5,895 153,200 Sh Call Shared-defined -- 153,200 GARMIN LTD Cmn G37260959 4,841 125,800 Sh Put Shared-defined -- 125,800 GARTNER INC CMN STK Cmn 366651107 14 636 Sh Shared-defined 1 636 GARTNER INC CMN STK Cmn 366651107 748 33,652 Sh Shared-defined -- 33,652 GASCO ENERGY, INC COMMON STOCK Cmn 367220100 6 17,384 Sh Shared-defined 1 17,384 GASCO ENERGY, INC COMMON STOCK Cmn 367220100 -- 12 Sh Shared-defined -- 12 GATX CORPORATION COMMON STOCK Cmn 361448903 129 4,500 Sh Call Shared-defined 1 4,500 GATX CORPORATION COMMON STOCK Cmn 361448953 120 4,200 Sh Put Shared-defined 1 4,200 GATX CORPORATION COMMON STOCK Cmn 361448103 374 13,037 Sh Shared-defined 1 13,037 GATX CORPORATION COMMON STOCK Cmn 361448103 3,084 107,652 Sh Shared-defined -- 107,652 GAYLORD ENTERTAINMENT-CLASS A CMN STOCK Cmn 367905906 516 17,600 Sh Call Shared-defined 1 17,600 COLUMN TOTALS 66,594
FORM 13F Page 262 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GAYLORD ENTERTAINMENT-CLASS A CMN STOCK Cmn 367905956 1,125 38,400 Sh Put Shared-defined 1 38,400 GAYLORD ENTERTAINMENT-CLASS A CMN STOCK Cmn 367905106 815 27,829 Sh Shared-defined 1 27,829 GAYLORD ENTERTAINMENT-CLASS A CMN STOCK Cmn 367905106 3,116 106,382 Sh Shared-defined -- 106,382 GENCO SHIPPING & TRADING LTD COMMON STOCK Cmn Y2685T907 2,565 121,500 Sh Call Shared-defined 1 121,500 GENCO SHIPPING & TRADING LTD COMMON STOCK Cmn Y2685T957 6,605 312,900 Sh Put Shared-defined 1 312,900 GENCO SHIPPING & TRADING LTD COMMON STOCK Cmn Y2685T107 510 24,170 Sh Shared-defined 1 24,170 GENCO SHIPPING & TRADING LTD COMMON STOCK Cmn Y2685T107 599 28,356 Sh Shared-defined -- 28,356 GENERAC HOLDINGS INC Cmn 368736104 6,816 486,524 Sh Shared-defined -- 486,524 GENERAL CABLE 0.875% CB 11/15/2013-REGISTERED Bond 369300AD0 5,189 6,000,000 Prn Shared-defined -- N/A GENERAL CABLE CORP 4.5% CB 11/15/2029-REGISTERED Bond 369300AL2 5,292 5,500,000 Prn Shared-defined -- N/A GENERAL CABLE CORP DEL NEW CMN STOCK Cmn 369300908 1,474 54,600 Sh Call Shared-defined 1 54,600 GENERAL CABLE CORP DEL NEW CMN STOCK Cmn 369300958 1,099 40,700 Sh Put Shared-defined 1 40,700 GENERAL CABLE CORP DEL NEW CMN STOCK Cmn 369300908 324 12,000 Sh Call Shared-defined -- 12,000 GENERAL CABLE CORP DEL NEW CMN STOCK Cmn 369300958 335 12,400 Sh Put Shared-defined -- 12,400 COLUMN TOTALS 35,864
FORM 13F Page 263 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GENERAL CABLE CORP DEL NEW CMN STOCK Cmn 369300108 794 29,419 Sh Shared-defined 1 29,419 GENERAL CABLE CORP DEL NEW CMN STOCK Cmn 369300108 761 28,172 Sh Shared-defined -- 28,172 GENERAL DYNAMICS CORP Cmn 369550108 48 624 Sh Shared-defined 1 624 GENERAL DYNAMICS CORP Cmn 369550108 14,069 182,240 Sh Shared-defined -- 182,240 GENERAL DYNAMICS CORP Cmn 369550908 7,419 96,100 Sh Call Shared-defined 1 96,100 GENERAL DYNAMICS CORP Cmn 369550958 10,314 133,600 Sh Put Shared-defined 1 133,600 GENERAL DYNAMICS CORP Cmn 369550908 1,552 20,100 Sh Call Shared-defined -- 20,100 GENERAL DYNAMICS CORP Cmn 369550958 1,760 22,800 Sh Put Shared-defined -- 22,800 GENERAL ELECTRIC CORP Cmn 369604903 63,065 3,465,100 Sh Call Shared-defined 1 3,465,100 GENERAL ELECTRIC CORP Cmn 369604953 45,413 2,495,200 Sh Put Shared-defined 1 2,495,200 GENERAL ELECTRIC CORP Cmn 369604903 8,092 444,600 Sh Call Shared-defined -- 444,600 GENERAL ELECTRIC CORP Cmn 369604953 5,313 291,900 Sh Put Shared-defined -- 291,900 GENERAL ELECTRIC CORP Cmn 369604103 9,709 533,458 Sh Shared-defined -- 533,458 GENERAL GROWTH PPTYS INC CMN STK Cmn 370021107 3,062 190,290 Sh Shared-defined 1 190,290 COLUMN TOTALS 171,371
FORM 13F Page 264 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GENERAL GROWTH PPTYS INC CMN STK Cmn 370021907 870 54,100 Sh Call Shared-defined 1 54,100 GENERAL GROWTH PPTYS INC CMN STK Cmn 370021957 3,094 192,300 Sh Put Shared-defined 1 192,300 GENERAL MARITIME CORP Cmn Y2693R101 995 138,328 Sh Shared-defined 1 138,328 GENERAL MARITIME CORP Cmn Y2693R901 94 13,100 Sh Call Shared-defined 1 13,100 GENERAL MARITIME CORP Cmn Y2693R951 980 136,300 Sh Put Shared-defined 1 136,300 GENERAL MLS INC Cmn 370334904 14,285 201,800 Sh Call Shared-defined 1 201,800 GENERAL MLS INC Cmn 370334954 13,903 196,400 Sh Put Shared-defined 1 196,400 GENERAL MLS INC Cmn 370334904 3,646 51,500 Sh Call Shared-defined -- 51,500 GENERAL MLS INC Cmn 370334954 5,911 83,500 Sh Put Shared-defined -- 83,500 GENERAL MLS INC Cmn 370334104 4,330 61,172 Sh Shared-defined 1 61,172 GENERAL MLS INC Cmn 370334104 9,434 133,268 Sh Shared-defined -- 133,268 GENERAL MOLY INC COMMON STOCK Cmn 370373902 41 12,300 Sh Call Shared-defined 1 12,300 GENERAL MOLY INC COMMON STOCK Cmn 370373952 16 4,800 Sh Put Shared-defined 1 4,800 GENERAL MOLY INC COMMON STOCK Cmn 370373102 83 24,971 Sh Shared-defined 1 24,971 COLUMN TOTALS 57,682
FORM 13F Page 265 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GENERAL STEEL HOLDINGS INC CMN STK Cmn 370853953 128 31,200 Sh Put Shared-defined 1 31,200 GENERAL STEEL HOLDINGS INC CMN STK Cmn 370853103 234 56,867 Sh Shared-defined 1 56,867 GENERAL STEEL HOLDINGS INC CMN STK Cmn 370853103 21 5,223 Sh Shared-defined -- 5,223 GENESCO INC Cmn 371532102 234 7,560 Sh Shared-defined 1 7,560 GENESCO INC Cmn 371532902 313 10,100 Sh Call Shared-defined 1 10,100 GENESCO INC Cmn 371532952 112 3,600 Sh Put Shared-defined 1 3,600 GENESEE & WYO INC CMN STOCK Cmn 371559905 215 6,300 Sh Call Shared-defined 1 6,300 GENESEE & WYO INC CMN STOCK Cmn 371559955 102 3,000 Sh Put Shared-defined 1 3,000 GENESEE & WYO INC CMN STOCK Cmn 371559105 82 2,406 Sh Shared-defined 1 2,406 GENESEE & WYO INC CMN STOCK Cmn 371559105 306 8,975 Sh Shared-defined -- 8,975 GENOMIC HEALTH INC COMMON STOCK Cmn 37244C901 44 2,500 Sh Call Shared-defined 1 2,500 GENOMIC HEALTH INC COMMON STOCK Cmn 37244C951 93 5,300 Sh Put Shared-defined 1 5,300 GENOMIC HEALTH INC COMMON STOCK Cmn 37244C101 44 2,483 Sh Shared-defined 1 2,483 GENOMIC HEALTH INC COMMON STOCK Cmn 37244C101 97 5,503 Sh Shared-defined -- 5,503 COLUMN TOTALS 2,025
FORM 13F Page 266 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GENOPTIX INC Cmn 37243V900 752 21,200 Sh Call Shared-defined 1 21,200 GENOPTIX INC Cmn 37243V950 649 18,300 Sh Put Shared-defined 1 18,300 GENOPTIX INC Cmn 37243V100 75 2,100 Sh Shared-defined -- 2,100 GEN-PROBE INC COMMON STOCK Cmn 36866T903 410 8,200 Sh Call Shared-defined 1 8,200 GEN-PROBE INC COMMON STOCK Cmn 36866T953 560 11,200 Sh Put Shared-defined 1 11,200 GEN-PROBE INC COMMON STOCK Cmn 36866T103 1,646 32,918 Sh Shared-defined 1 32,918 GEN-PROBE INC COMMON STOCK Cmn 36866T103 5,669 113,374 Sh Shared-defined -- 113,374 GENTEX CORP CMN STK Cmn 371901909 285 14,700 Sh Call Shared-defined 1 14,700 GENTEX CORP CMN STK Cmn 371901959 157 8,100 Sh Put Shared-defined 1 8,100 GENTEX CORP CMN STK Cmn 371901109 146 7,542 Sh Shared-defined 1 7,542 GENTEX CORP CMN STK Cmn 371901109 2,971 153,012 Sh Shared-defined -- 153,012 GENUINE PARTS CO Cmn 372460905 1,318 31,200 Sh Call Shared-defined 1 31,200 GENUINE PARTS CO Cmn 372460955 245 5,800 Sh Put Shared-defined 1 5,800 GENUINE PARTS CO Cmn 372460105 18,530 438,689 Sh Shared-defined -- 438,689 COLUMN TOTALS 33,413
FORM 13F Page 267 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GENWORTH FINANCIAL INC COMMON STOCK Cmn 37247D906 11,340 618,300 Sh Call Shared-defined 1 618,300 GENWORTH FINANCIAL INC COMMON STOCK Cmn 37247D956 7,672 418,300 Sh Put Shared-defined 1 418,300 GENWORTH FINANCIAL INC COMMON STOCK Cmn 37247D906 2,628 143,300 Sh Call Shared-defined -- 143,300 GENWORTH FINANCIAL INC COMMON STOCK Cmn 37247D956 869 47,400 Sh Put Shared-defined -- 47,400 GENWORTH FINANCIAL INC COMMON STOCK Cmn 37247D106 17,106 932,723 Sh Shared-defined -- 932,723 GENZYME CORP- GENL DIVISION COMMON STOCK Cmn 372917104 7,045 135,930 Sh Shared-defined 1 135,930 GENZYME CORP- GENL DIVISION COMMON STOCK Cmn 372917104 13,176 254,207 Sh Shared-defined -- 254,207 GENZYME CORP- GENL DIVISION COMMON STOCK Cmn 372917904 11,911 229,800 Sh Call Shared-defined 1 229,800 GENZYME CORP- GENL DIVISION COMMON STOCK Cmn 372917954 14,352 276,900 Sh Put Shared-defined 1 276,900 GENZYME CORP- GENL DIVISION COMMON STOCK Cmn 372917904 7,241 139,700 Sh Call Shared-defined -- 139,700 GENZYME CORP- GENL DIVISION COMMON STOCK Cmn 372917954 7,163 138,200 Sh Put Shared-defined -- 138,200 GEOEYE INC COMMON STOCK Cmn 37250W908 2,154 73,000 Sh Call Shared-defined 1 73,000 GEOEYE INC COMMON STOCK Cmn 37250W958 327 11,100 Sh Put Shared-defined 1 11,100 GEOEYE INC COMMON STOCK Cmn 37250W908 186 6,300 Sh Call Shared-defined -- 6,300 COLUMN TOTALS 103,170
FORM 13F Page 268 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GEOEYE INC COMMON STOCK Cmn 37250W958 12 400 Sh Put Shared-defined -- 400 GEOEYE INC COMMON STOCK Cmn 37250W108 40 1,364 Sh Shared-defined -- 1,364 GEOGLOBAL RESOURCES INC Cmn 37249T109 18 11,147 Sh Shared-defined 1 11,147 GEOGLOBAL RESOURCES INC Cmn 37249T959 33 21,200 Sh Put Shared-defined 1 21,200 GEORGIA GULF CORP CMN STK Cmn 373200302 10 547 Sh Shared-defined 1 547 GEORGIA GULF CORP CMN STK Cmn 373200302 696 37,667 Sh Shared-defined -- 37,667 GERDAU AMERISTEEL CORPORATION CMN STOCK Cmn 37373P905 52 6,700 Sh Call Shared-defined 1 6,700 GERDAU AMERISTEEL CORPORATION CMN STOCK Cmn 37373P955 117 14,900 Sh Put Shared-defined 1 14,900 GERDAU AMERISTEEL CORPORATION CMN STOCK Cmn 37373P105 236 30,148 Sh Shared-defined -- 30,148 GERDAU SA - SPONS Depository ADR 1:1 PREF SHRS Receipt 373737105 6,425 394,167 Sh Shared-defined -- N/A GERON CORP CMN STOCK Cmn 374163903 454 79,900 Sh Call Shared-defined 1 79,900 GERON CORP CMN STOCK Cmn 374163953 908 159,800 Sh Put Shared-defined 1 159,800 GERON CORP CMN STOCK Cmn 374163903 45 7,900 Sh Call Shared-defined -- 7,900 GERON CORP CMN STOCK Cmn 374163103 795 139,966 Sh Shared-defined 1 139,966 COLUMN TOTALS 9,841
FORM 13F Page 269 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GERON CORP CMN STOCK Cmn 374163103 1,010 177,745 Sh Shared-defined -- 177,745 GETTY REALTY CMN STK Cmn 374297109 15 626 Sh Shared-defined 1 626 GETTY REALTY CMN STK Cmn 374297109 684 29,243 Sh Shared-defined -- 29,243 GFI GROUP INC COMMON STOCK Cmn 361652209 26 4,549 Sh Shared-defined 1 4,549 GFI GROUP INC COMMON STOCK Cmn 361652909 108 18,700 Sh Call Shared-defined 1 18,700 GIANT INTERACTIVE Depository GROUP-ADR Receipt 374511103 621 81,692 Sh Shared-defined 1 N/A GIANT INTERACTIVE Depository GROUP-ADR Receipt 374511103 1,724 226,803 Sh Shared-defined -- N/A GIBRALTAR INDUSTRIES INC CMN STK Cmn 374689107 449 35,605 Sh Shared-defined -- 35,605 GIGAMEDIA LIMITED COM STK Cmn Y2711Y904 359 112,500 Sh Call Shared-defined 1 112,500 GIGAMEDIA LIMITED COM STK Cmn Y2711Y954 205 64,300 Sh Put Shared-defined 1 64,300 GIGAMEDIA LIMITED COM STK Cmn Y2711Y904 111 34,800 Sh Call Shared-defined -- 34,800 GIGAMEDIA LIMITED COM STK Cmn Y2711Y954 10 3,000 Sh Put Shared-defined -- 3,000 GIGAMEDIA LIMITED COM STK Cmn Y2711Y104 298 93,457 Sh Shared-defined 1 93,457 GILDAN ACTIVEWEAR INC -CL A CMN STOCK Cmn 375916903 691 26,300 Sh Call Shared-defined 1 26,300 COLUMN TOTALS 6,311
FORM 13F Page 270 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GILDAN ACTIVEWEAR INC -CL A CMN STOCK Cmn 375916953 326 12,400 Sh Put Shared-defined 1 12,400 GILDAN ACTIVEWEAR INC -CL A CMN STOCK Cmn 375916103 111 4,210 Sh Shared-defined -- 4,210 GILEAD SCIENCES INC CMN STK Cmn 375558903 24,677 542,600 Sh Call Shared-defined 1 542,600 GILEAD SCIENCES INC CMN STK Cmn 375558953 30,926 680,000 Sh Put Shared-defined 1 680,000 GILEAD SCIENCES INC CMN STK Cmn 375558903 8,205 180,400 Sh Call Shared-defined -- 180,400 GILEAD SCIENCES INC CMN STK Cmn 375558953 10,729 235,900 Sh Put Shared-defined -- 235,900 GILEAD SCIENCES INC CMN STK Cmn 375558103 9,892 217,508 Sh Shared-defined 1 217,508 GILEAD SCIENCES INC CMN STK Cmn 375558103 20,939 460,395 Sh Shared-defined -- 460,395 GIVEN IMAGING LTD Cmn M52020900 288 12,200 Sh Call Shared-defined 1 12,200 GIVEN IMAGING LTD Cmn M52020950 323 13,700 Sh Put Shared-defined 1 13,700 GLACIER BANCORP INC CMN STK Cmn 37637Q105 1,089 71,514 Sh Shared-defined -- 71,514 GLIMCHER REALTY TRUST CMN STK Cmn 379302102 7 1,333 Sh Shared-defined 1 1,333 GLIMCHER REALTY TRUST CMN STK Cmn 379302102 87 17,113 Sh Shared-defined -- 17,113 GLOBAL CROSSING LTD--CMN STK Cmn G3921A905 100 6,600 Sh Call Shared-defined 1 6,600 COLUMN TOTALS 107,699
FORM 13F Page 271 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GLOBAL CROSSING LTD--CMN STK Cmn G3921A955 145 9,600 Sh Put Shared-defined 1 9,600 GLOBAL CROSSING LTD--CMN STK Cmn G3921A175 501 33,057 Sh Shared-defined 1 33,057 GLOBAL CROSSING LTD--CMN STK Cmn G3921A175 55 3,600 Sh Shared-defined -- 3,600 GLOBAL INDUSTRIES LTD CMN STK Cmn 379336900 11 1,700 Sh Call Shared-defined 1 1,700 GLOBAL INDUSTRIES LTD CMN STK Cmn 379336950 93 14,500 Sh Put Shared-defined 1 14,500 GLOBAL INDUSTRIES LTD CMN STK Cmn 379336100 10,411 1,621,641 Sh Shared-defined -- 1,621,641 GLOBAL LOGISTICS ACQUISITION CMN STK Cmn 18145M109 -- 96 Sh Shared-defined 1 96 GLOBAL LOGISTICS ACQUISTION WARRANT Wt 18145M117 -- 43,100 Shared-defined 1 N/A GLOBAL PAYMENTS INC Cmn 37940X102 153 3,363 Sh Shared-defined 1 3,363 GLOBAL PAYMENTS INC Cmn 37940X902 1,048 23,000 Sh Call Shared-defined 1 23,000 GLOBAL PAYMENTS INC Cmn 37940X952 1,070 23,500 Sh Put Shared-defined 1 23,500 GLOBAL PAYMENTS INC Cmn 37940X102 980 21,514 Sh Shared-defined -- 21,514 GLOBAL PAYMENTS INC Cmn 37940X902 182 4,000 Sh Call Shared-defined -- 4,000 GLOBAL PAYMENTS INC Cmn 37940X952 465 10,200 Sh Put Shared-defined -- 10,200 COLUMN TOTALS 15,114
FORM 13F Page 272 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GLOBALSTAR INC COMMON STOCK Cmn 378973408 2,139 1,573,020 Sh Shared-defined -- 1,573,020 GLOBE SPECIALTY METALS INC Cmn 37954N206 14,903 1,331,816 Sh Shared-defined -- 1,331,816 GMX RESOURCES INC - - UNITS Cmn 38011M908 238 29,000 Sh Call Shared-defined 1 29,000 GMX RESOURCES INC - - UNITS Cmn 38011M958 75 9,100 Sh Put Shared-defined 1 9,100 GMX RESOURCES INC - - UNITS Cmn 38011M908 114 13,900 Sh Call Shared-defined -- 13,900 GMX RESOURCES INC - - UNITS Cmn 38011M958 48 5,800 Sh Put Shared-defined -- 5,800 GMX RESOURCES INC - - UNITS Cmn 38011M108 440 53,574 Sh Shared-defined -- 53,574 GOL LINHAS AEREAS INTELIGENTES S.A. Depository - - ADR Receipt 38045R107 382 30,861 Sh Shared-defined 1 N/A GOL LINHAS AEREAS INTELIGENTES S.A. Depository - - ADR Receipt 38045R107 859 69,307 Sh Shared-defined -- N/A GOLAR LNG LTD COMMON STOCK Cmn G9456A900 105 9,000 Sh Call Shared-defined 1 9,000 GOLAR LNG LTD COMMON STOCK Cmn G9456A950 73 6,200 Sh Put Shared-defined 1 6,200 GOLAR LNG LTD COMMON STOCK Cmn G9456A100 38 3,231 Sh Shared-defined 1 3,231 GOLAR LNG LTD COMMON STOCK Cmn G9456A100 36 3,066 Sh Shared-defined -- 3,066 GOLD FIELDS LTD Depository - -SPONS ADR 1:1 Receipt 38059T106 1,515 120,056 Sh Shared-defined 1 N/A COLUMN TOTALS 20,965
FORM 13F Page 273 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GOLDCORP INC NEW CMN STOCK Cmn 380956909 24,859 667,900 Sh Call Shared-defined 1 667,900 GOLDCORP INC NEW CMN STOCK Cmn 380956959 28,786 773,400 Sh Put Shared-defined 1 773,400 GOLDCORP INC NEW CMN STOCK Cmn 380956909 5,635 151,400 Sh Call Shared-defined -- 151,400 GOLDCORP INC NEW CMN STOCK Cmn 380956959 14,207 381,700 Sh Put Shared-defined -- 381,700 GOLDCORP INC NEW CMN STOCK Cmn 380956409 9,766 262,384 Sh Shared-defined 1 262,384 GOLDCORP INC NEW CMN STOCK Cmn 380956409 7,833 210,450 Sh Shared-defined -- 210,450 GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK Cmn 38119T904 120 31,000 Sh Call Shared-defined 1 31,000 GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK Cmn 38119T954 105 27,100 Sh Put Shared-defined 1 27,100 GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK Cmn 38119T904 -- 100 Sh Call Shared-defined -- 100 GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK Cmn 38119T954 11 2,900 Sh Put Shared-defined -- 2,900 GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK Cmn 38119T104 419 108,377 Sh Shared-defined 1 108,377 GOODRICH (B.F.) CO. COMMON STOCK Cmn 382388106 1,486 21,065 Sh Shared-defined -- 21,065 GOODRICH (B.F.) CO. COMMON STOCK Cmn 382388906 6,685 94,800 Sh Call Shared-defined 1 94,800 GOODRICH (B.F.) CO. COMMON STOCK Cmn 382388956 4,224 59,900 Sh Put Shared-defined 1 59,900 COLUMN TOTALS 104,136
FORM 13F Page 274 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GOODRICH (B.F.) CO. COMMON STOCK Cmn 382388906 1,474 20,900 Sh Call Shared-defined -- 20,900 GOODRICH (B.F.) CO. COMMON STOCK Cmn 382388956 183 2,600 Sh Put Shared-defined -- 2,600 GOODRICH PETE CORP CMN STK Cmn 382410905 477 30,500 Sh Call Shared-defined 1 30,500 GOODRICH PETE CORP CMN STK Cmn 382410955 890 56,900 Sh Put Shared-defined 1 56,900 GOODRICH PETE CORP CMN STK Cmn 382410905 34 2,200 Sh Call Shared-defined -- 2,200 GOODRICH PETE CORP CMN STK Cmn 382410955 86 5,500 Sh Put Shared-defined -- 5,500 GOODRICH PETE CORP CMN STK Cmn 382410405 409 26,137 Sh Shared-defined 1 26,137 GOODRICH PETE CORP CMN STK Cmn 382410405 566 36,205 Sh Shared-defined -- 36,205 GOODRICH PETROLEUM 5% CB 10/01/2029-REGISTERED Bond 382410AC2 19,346 22,206,000 Prn Shared-defined -- N/A GOOGLE INC COMMON STOCK - CLASS A Cmn 38259P908 498,062 878,400 Sh Call Shared-defined 1 878,400 GOOGLE INC COMMON STOCK - CLASS A Cmn 38259P958 431,778 761,500 Sh Put Shared-defined 1 761,500 GOOGLE INC COMMON STOCK - CLASS A Cmn 38259P908 139,484 246,000 Sh Call Shared-defined -- 246,000 GOOGLE INC COMMON STOCK - CLASS A Cmn 38259P958 79,892 140,900 Sh Put Shared-defined -- 140,900 GOOGLE INC COMMON STOCK - CLASS A Cmn 38259P508 146,582 258,517 Sh Shared-defined 1 258,517 COLUMN TOTALS 1,319,263
FORM 13F Page 275 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GOOGLE INC COMMON STOCK - CLASS A Cmn 38259P508 73,326 129,320 Sh Shared-defined -- 129,320 GORMAN-RUPP CO CMN STK Cmn 383082104 24 955 Sh Shared-defined 1 955 GORMAN-RUPP CO CMN STK Cmn 383082104 201 7,888 Sh Shared-defined -- 7,888 GRACO INC CMN STK Cmn 384109104 62 1,952 Sh Shared-defined 1 1,952 GRACO INC CMN STK Cmn 384109104 384 11,992 Sh Shared-defined -- 11,992 GRAFTECH INTL LTD CMN STOCK Cmn 384313902 275 20,100 Sh Call Shared-defined 1 20,100 GRAFTECH INTL LTD CMN STOCK Cmn 384313952 703 51,400 Sh Put Shared-defined 1 51,400 GRAFTECH INTL LTD CMN STOCK Cmn 384313902 142 10,400 Sh Call Shared-defined -- 10,400 GRAFTECH INTL LTD CMN STOCK Cmn 384313952 350 25,600 Sh Put Shared-defined -- 25,600 GRAFTECH INTL LTD CMN STOCK Cmn 384313102 526 38,447 Sh Shared-defined 1 38,447 GRAFTECH INTL LTD CMN STOCK Cmn 384313102 309 22,605 Sh Shared-defined -- 22,605 GRAHAM PACKAGING CO INC Cmn 384701108 1 75 Sh Shared-defined 1 75 GRAHAM PACKAGING CO INC Cmn 384701108 18,054 1,438,588 Sh Shared-defined -- 1,438,588 GRAINGER W W INC Cmn 384802104 157 1,449 Sh Shared-defined 1 1,449 COLUMN TOTALS 94,514
FORM 13F Page 276 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GRAINGER W W INC Cmn 384802904 5,136 47,500 Sh Call Shared-defined 1 47,500 GRAINGER W W INC Cmn 384802954 5,222 48,300 Sh Put Shared-defined 1 48,300 GRAINGER W W INC Cmn 384802104 13,954 129,064 Sh Shared-defined -- 129,064 GRAINGER W W INC Cmn 384802904 1,287 11,900 Sh Call Shared-defined -- 11,900 GRAINGER W W INC Cmn 384802954 119 1,100 Sh Put Shared-defined -- 1,100 GRAN TIERRA ENERGY INC COMMON STOCK Cmn 38500T901 165 28,000 Sh Call Shared-defined 1 28,000 GRAN TIERRA ENERGY INC COMMON STOCK Cmn 38500T951 289 48,900 Sh Put Shared-defined 1 48,900 GRAN TIERRA ENERGY INC COMMON STOCK Cmn 38500T101 399 67,628 Sh Shared-defined 1 67,628 GRAN TIERRA ENERGY INC COMMON STOCK Cmn 38500T101 12 2,029 Sh Shared-defined -- 2,029 GRAND CANYON EDUCATION INC Cmn 38526M906 750 28,700 Sh Call Shared-defined 1 28,700 GRAND CANYON EDUCATION INC Cmn 38526M956 136 5,200 Sh Put Shared-defined 1 5,200 GRAND CANYON EDUCATION INC Cmn 38526M106 50 1,900 Sh Shared-defined -- 1,900 GRANITE CONSTRUCTION INC CMN STK Cmn 387328907 589 19,500 Sh Call Shared-defined 1 19,500 GRANITE CONSTRUCTION INC CMN STK Cmn 387328957 263 8,700 Sh Put Shared-defined 1 8,700 COLUMN TOTALS 28,371
FORM 13F Page 277 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GRANITE CONSTRUCTION INC CMN STK Cmn 387328107 391 12,930 Sh Shared-defined 1 12,930 GRANITE CONSTRUCTION INC CMN STK Cmn 387328107 2,008 66,445 Sh Shared-defined -- 66,445 GREAT ATLANTIC & PAC TEA INC Cmn 390064103 38 4,893 Sh Shared-defined 1 4,893 GREAT ATLANTIC & PAC TEA INC Cmn 390064103 376 48,992 Sh Shared-defined -- 48,992 GREAT ATLANTIC & PAC TEA INC Cmn 390064903 546 71,200 Sh Call Shared-defined 1 71,200 GREAT ATLANTIC & PAC TEA INC Cmn 390064953 118 15,400 Sh Put Shared-defined 1 15,400 GREAT ATLANTIC & PAC TEA INC Cmn 390064903 8 1,000 Sh Call Shared-defined -- 1,000 GREAT ATLANTIC & PAC TEA INC Cmn 390064953 5 600 Sh Put Shared-defined -- 600 GREAT BASIN GOLD CORP CMN STOCK Cmn 390124105 45 26,147 Sh Shared-defined 1 26,147 GREAT LAKES DREDGE AND DOCK Cmn 390607109 380 72,463 Sh Shared-defined -- 72,463 GREAT PLAINS ENERGY INC 12% MAND 06/15/2012-REGIST Bond 391164803 1 9 Prn Shared-defined 1 N/A GREAT PLAINS ENERGY INC CMN STK Cmn 391164900 279 15,000 Sh Call Shared-defined 1 15,000 GREAT PLAINS ENERGY INC CMN STK Cmn 391164950 273 14,700 Sh Put Shared-defined 1 14,700 GREAT PLAINS ENERGY INC CMN STK Cmn 391164100 22 1,209 Sh Shared-defined 1 1,209 COLUMN TOTALS 4,490
FORM 13F Page 278 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GREAT PLAINS ENERGY INC CMN STK Cmn 391164100 2,032 109,406 Sh Shared-defined -- 109,406 GREATBATCH INC Cmn 39153L906 513 24,200 Sh Call Shared-defined 1 24,200 GREATBATCH INC Cmn 39153L956 674 31,800 Sh Put Shared-defined 1 31,800 GREATBATCH INC Cmn 39153L106 612 28,894 Sh Shared-defined -- 28,894 GREEN MTN COFFEE ROASTE INC CMN STK Cmn 393122906 11,880 122,700 Sh Call Shared-defined 1 122,700 GREEN MTN COFFEE ROASTE INC CMN STK Cmn 393122956 27,855 287,700 Sh Put Shared-defined 1 287,700 GREEN MTN COFFEE ROASTE INC CMN STK Cmn 393122106 6,099 62,993 Sh Shared-defined 1 62,993 GREENHILL & CO INC COMMON STOCK Cmn 395259904 1,059 12,900 Sh Call Shared-defined 1 12,900 GREENHILL & CO INC COMMON STOCK Cmn 395259954 706 8,600 Sh Put Shared-defined 1 8,600 GREENHILL & CO INC COMMON STOCK Cmn 395259104 1,287 15,683 Sh Shared-defined -- 15,683 GREIF INC CMN STK Cmn 397624907 384 7,000 Sh Call Shared-defined 1 7,000 GREIF INC CMN STK Cmn 397624957 401 7,300 Sh Put Shared-defined 1 7,300 GREIF INC CMN STK Cmn 397624107 502 9,146 Sh Shared-defined -- 9,146 GRIFFON CORPORATION-FOMERLY INST SYSTEMS COMM STOC Cmn 398433102 9 751 Sh Shared-defined 1 751 COLUMN TOTALS 54,013
FORM 13F Page 279 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GRIFFON CORPORATION-FOMERLY INST SYSTEMS COMM STOC Cmn 398433102 373 29,964 Sh Shared-defined -- 29,964 GROUP 1 AUTOMOTIVE INC Cmn 398905909 3,256 102,200 Sh Call Shared-defined 1 102,200 GROUP 1 AUTOMOTIVE INC Cmn 398905959 3,415 107,200 Sh Put Shared-defined 1 107,200 GROUP 1 AUTOMOTIVE INC Cmn 398905109 1,482 46,507 Sh Shared-defined -- 46,507 GSI COMMERCE INC 2.5% CB 6/1/2027 - REGISTERED Bond 36238GAD4 5,447 4,911,000 Prn Shared-defined -- N/A GSI COMMERCE INC CMN STK Cmn 36238G902 423 15,300 Sh Call Shared-defined 1 15,300 GSI COMMERCE INC CMN STK Cmn 36238G952 808 29,200 Sh Put Shared-defined 1 29,200 GSI COMMERCE INC CMN STK Cmn 36238G902 365 13,200 Sh Call Shared-defined -- 13,200 GSI COMMERCE INC CMN STK Cmn 36238G102 245 8,846 Sh Shared-defined 1 8,846 GSI COMMERCE INC CMN STK Cmn 36238G102 35,117 1,269,145 Sh Shared-defined -- 1,269,145 GT SOLAR INTERNATIONAL INC Cmn 3623E0909 12 2,300 Sh Call Shared-defined 1 2,300 GT SOLAR INTERNATIONAL INC Cmn 3623E0959 242 46,200 Sh Put Shared-defined 1 46,200 GT SOLAR INTERNATIONAL INC Cmn 3623E0209 54 10,400 Sh Shared-defined -- 10,400 GTX INC COMMON STOCK Cmn 40052B908 81 24,300 Sh Call Shared-defined 1 24,300 COLUMN TOTALS 51,320
FORM 13F Page 280 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GTX INC COMMON STOCK Cmn 40052B958 69 20,700 Sh Put Shared-defined 1 20,700 GTX INC COMMON STOCK Cmn 40052B108 76 22,899 Sh Shared-defined 1 22,899 GTX INC COMMON STOCK Cmn 40052B108 28 8,263 Sh Shared-defined -- 8,263 GUESS INC CMN STK Cmn 401617905 1,766 37,600 Sh Call Shared-defined 1 37,600 GUESS INC CMN STK Cmn 401617955 1,499 31,900 Sh Put Shared-defined 1 31,900 GUESS INC CMN STK Cmn 401617905 799 17,000 Sh Call Shared-defined -- 17,000 GUESS INC CMN STK Cmn 401617955 926 19,700 Sh Put Shared-defined -- 19,700 GUESS INC CMN STK Cmn 401617105 597 12,704 Sh Shared-defined 1 12,704 GUESS INC CMN STK Cmn 401617105 42,154 897,285 Sh Shared-defined -- 897,285 GULFMARK OFFSHORE CMN STOCK Cmn 402629908 430 16,200 Sh Call Shared-defined 1 16,200 GULFMARK OFFSHORE CMN STOCK Cmn 402629958 32 1,200 Sh Put Shared-defined 1 1,200 GULFMARK OFFSHORE CMN STOCK Cmn 402629208 128 4,812 Sh Shared-defined 1 4,812 GULFMARK OFFSHORE CMN STOCK Cmn 402629208 24 902 Sh Shared-defined -- 902 GUSHAN ENVIRONMENTAL Depository ENE-ADR Receipt 40330W106 6 5,482 Sh Shared-defined 1 N/A COLUMN TOTALS 48,534
FORM 13F Page 281 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- GUSHAN ENVIRONMENTAL Depository ENE-ADR Receipt 40330W106 7 5,958 Sh Shared-defined -- N/A GYMBOREE CORP Cmn 403777905 2,287 44,300 Sh Call Shared-defined 1 44,300 GYMBOREE CORP Cmn 403777955 2,984 57,800 Sh Put Shared-defined 1 57,800 GYMBOREE CORP Cmn 403777905 196 3,800 Sh Call Shared-defined -- 3,800 GYMBOREE CORP Cmn 403777955 248 4,800 Sh Put Shared-defined -- 4,800 HAEMONETICS CORPORATION CMN STK Cmn 405024100 6 100 Sh Shared-defined 1 100 HAEMONETICS CORPORATION CMN STK Cmn 405024100 415 7,259 Sh Shared-defined -- 7,259 HAIN CELESTIAL GROUP INC CMN STK Cmn 405217900 146 8,400 Sh Call Shared-defined 1 8,400 HAIN CELESTIAL GROUP INC CMN STK Cmn 405217950 279 16,100 Sh Put Shared-defined 1 16,100 HAIN CELESTIAL GROUP INC CMN STK Cmn 405217100 30 1,715 Sh Shared-defined 1 1,715 HAIN CELESTIAL GROUP INC CMN STK Cmn 405217100 325 18,744 Sh Shared-defined -- 18,744 HALLIBURTON CO COMMON Cmn 406216101 927 30,780 Sh Shared-defined 1 30,780 HALLIBURTON CO COMMON Cmn 406216101 64,858 2,152,589 Sh Shared-defined -- 2,152,589 HALLIBURTON CO COMMON Cmn 406216901 23,179 769,300 Sh Call Shared-defined 1 769,300 COLUMN TOTALS 95,887
FORM 13F Page 282 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HALLIBURTON CO COMMON Cmn 406216951 22,248 738,400 Sh Put Shared-defined 1 738,400 HALLIBURTON CO COMMON Cmn 406216901 5,842 193,900 Sh Call Shared-defined -- 193,900 HALLIBURTON CO COMMON Cmn 406216951 6,981 231,700 Sh Put Shared-defined -- 231,700 HALOZYME THERAPEUTICS INC COMMON STOCK Cmn 40637H909 221 27,700 Sh Call Shared-defined 1 27,700 HALOZYME THERAPEUTICS INC COMMON STOCK Cmn 40637H959 109 13,600 Sh Put Shared-defined 1 13,600 HALOZYME THERAPEUTICS INC COMMON STOCK Cmn 40637H109 125 15,679 Sh Shared-defined 1 15,679 HALOZYME THERAPEUTICS INC COMMON STOCK Cmn 40637H109 249 31,128 Sh Shared-defined -- 31,128 HANCOCK HLDG CO CMN STK Cmn 410120109 270 6,463 Sh Shared-defined -- 6,463 HANESBRANDS INC COMMON STOCK Cmn 410345902 1,488 53,500 Sh Call Shared-defined 1 53,500 HANESBRANDS INC COMMON STOCK Cmn 410345952 1,856 66,700 Sh Put Shared-defined 1 66,700 HANESBRANDS INC COMMON STOCK Cmn 410345902 1,171 42,100 Sh Call Shared-defined -- 42,100 HANESBRANDS INC COMMON STOCK Cmn 410345952 295 10,600 Sh Put Shared-defined -- 10,600 HANESBRANDS INC COMMON STOCK Cmn 410345102 25 891 Sh Shared-defined 1 891 HANESBRANDS INC COMMON STOCK Cmn 410345102 86 3,100 Sh Shared-defined -- 3,100 COLUMN TOTALS 40,966
FORM 13F Page 283 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HANOVER INSURANCE GROUP INC/TH CMN STOCK Cmn 410867105 29 675 Sh Shared-defined 1 675 HANOVER INSURANCE GROUP INC/TH CMN STOCK Cmn 410867105 233 5,348 Sh Shared-defined -- 5,348 HANSEN NATURAL COMMON STOCK Cmn 411310105 53 1,231 Sh Shared-defined 1 1,231 HANSEN NATURAL COMMON STOCK Cmn 411310105 26,398 608,524 Sh Shared-defined -- 608,524 HANSEN NATURAL COMMON STOCK Cmn 411310905 8,542 196,900 Sh Call Shared-defined 1 196,900 HANSEN NATURAL COMMON STOCK Cmn 411310955 6,685 154,100 Sh Put Shared-defined 1 154,100 HANSEN NATURAL COMMON STOCK Cmn 411310905 4,173 96,200 Sh Call Shared-defined -- 96,200 HANSEN NATURAL COMMON STOCK Cmn 411310955 2,915 67,200 Sh Put Shared-defined -- 67,200 HARBIN ELECTRIC INC COMMON STOCK Cmn 41145W909 1,464 67,800 Sh Call Shared-defined 1 67,800 HARBIN ELECTRIC INC COMMON STOCK Cmn 41145W959 274 12,700 Sh Put Shared-defined 1 12,700 HARBIN ELECTRIC INC COMMON STOCK Cmn 41145W109 4 197 Sh Shared-defined 1 197 HARBIN ELECTRIC INC COMMON STOCK Cmn 41145W109 25,328 1,173,146 Sh Shared-defined -- 1,173,146 HARLEY-DAVIDSON INC CMN STK Cmn 412822908 16,443 585,800 Sh Call Shared-defined 1 585,800 HARLEY-DAVIDSON INC CMN STK Cmn 412822958 15,287 544,600 Sh Put Shared-defined 1 544,600 COLUMN TOTALS 107,828
FORM 13F Page 284 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HARLEY-DAVIDSON INC CMN STK Cmn 412822908 3,149 112,200 Sh Call Shared-defined -- 112,200 HARLEY-DAVIDSON INC CMN STK Cmn 412822958 1,524 54,300 Sh Put Shared-defined -- 54,300 HARLEY-DAVIDSON INC CMN STK Cmn 412822108 1,082 38,559 Sh Shared-defined 1 38,559 HARLEY-DAVIDSON INC CMN STK Cmn 412822108 15,223 542,323 Sh Shared-defined -- 542,323 HARMAN INTERNATIONAL INDS CMN STK Cmn 413086909 1,974 42,200 Sh Call Shared-defined 1 42,200 HARMAN INTERNATIONAL INDS CMN STK Cmn 413086959 487 10,400 Sh Put Shared-defined 1 10,400 HARMAN INTERNATIONAL INDS CMN STK Cmn 413086109 262 5,600 Sh Shared-defined -- 5,600 HARMONIC LIGHTWAVES INC CMN STOCK Cmn 413160902 33 5,300 Sh Call Shared-defined 1 5,300 HARMONIC LIGHTWAVES INC CMN STOCK Cmn 413160952 20 3,200 Sh Put Shared-defined 1 3,200 HARMONIC LIGHTWAVES INC CMN STOCK Cmn 413160102 58 9,228 Sh Shared-defined 1 9,228 HARMONIC LIGHTWAVES INC CMN STOCK Cmn 413160102 277 43,906 Sh Shared-defined -- 43,906 HARRIS & HARRIS GROUP INC CMN STOCK Cmn 413833104 15 3,156 Sh Shared-defined 1 3,156 HARRIS & HARRIS GROUP INC CMN STOCK Cmn 413833104 41 8,993 Sh Shared-defined -- 8,993 HARRIS CORP DEL Cmn 413875105 896 18,866 Sh Shared-defined 1 18,866 COLUMN TOTALS 25,041
FORM 13F Page 285 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HARRIS CORP DEL Cmn 413875905 779 16,400 Sh Call Shared-defined 1 16,400 HARRIS CORP DEL Cmn 413875955 3,918 82,500 Sh Put Shared-defined 1 82,500 HARRIS CORP DEL Cmn 413875105 1,335 28,107 Sh Shared-defined -- 28,107 HARRIS CORP DEL Cmn 413875905 100 2,100 Sh Call Shared-defined -- 2,100 HARRIS CORP DEL Cmn 413875955 95 2,000 Sh Put Shared-defined -- 2,000 HARSCO CORP Cmn 415864907 112 3,500 Sh Call Shared-defined 1 3,500 HARSCO CORP Cmn 415864957 204 6,400 Sh Put Shared-defined 1 6,400 HARSCO CORP Cmn 415864107 2,847 89,126 Sh Shared-defined -- 89,126 HARTE HANKS INC CMN STK Cmn 416196903 105 8,200 Sh Call Shared-defined 1 8,200 HARTE HANKS INC CMN STK Cmn 416196953 736 57,200 Sh Put Shared-defined 1 57,200 HARTE HANKS INC CMN STK Cmn 416196103 434 33,770 Sh Shared-defined 1 33,770 HARTE HANKS INC CMN STK Cmn 416196103 76 5,908 Sh Shared-defined -- 5,908 HARTFORD FINANCIAL SVCS GRP CMN STOCK Cmn 416515904 14,835 522,000 Sh Call Shared-defined 1 522,000 HARTFORD FINANCIAL SVCS GRP CMN STOCK Cmn 416515954 22,577 794,400 Sh Put Shared-defined 1 794,400 COLUMN TOTALS 48,153
FORM 13F Page 286 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HARTFORD FINANCIAL SVCS GRP CMN STOCK Cmn 416515904 3,041 107,000 Sh Call Shared-defined -- 107,000 HARTFORD FINANCIAL SVCS GRP CMN STOCK Cmn 416515954 7,557 265,900 Sh Put Shared-defined -- 265,900 HARTFORD FINANCIAL SVCS GRP CMN STOCK Cmn 416515104 11,037 388,370 Sh Shared-defined 1 388,370 HARTFORD FINANCIAL SVCS GRP CMN STOCK Cmn 416515104 53,216 1,872,476 Sh Shared-defined -- 1,872,476 HARVEST NATURAL RESOURCES INC COMMON STOCK Cmn 41754V903 32 4,200 Sh Call Shared-defined 1 4,200 HARVEST NATURAL RESOURCES INC COMMON STOCK Cmn 41754V953 29 3,800 Sh Put Shared-defined 1 3,800 HARVEST NATURAL RESOURCES INC COMMON STOCK Cmn 41754V103 33 4,418 Sh Shared-defined 1 4,418 HARVEST NATURAL RESOURCES INC COMMON STOCK Cmn 41754V103 20 2,707 Sh Shared-defined -- 2,707 HASBRO 94 CMN STOCK Cmn 418056107 3,232 84,428 Sh Shared-defined 1 84,428 HASBRO 94 CMN STOCK Cmn 418056107 1,586 41,420 Sh Shared-defined -- 41,420 HASBRO 94 CMN STOCK Cmn 418056907 1,983 51,800 Sh Call Shared-defined 1 51,800 HASBRO 94 CMN STOCK Cmn 418056957 4,368 114,100 Sh Put Shared-defined 1 114,100 HASBRO 94 CMN STOCK Cmn 418056907 620 16,200 Sh Call Shared-defined -- 16,200 HASBRO 94 CMN STOCK Cmn 418056957 1,053 27,500 Sh Put Shared-defined -- 27,500 COLUMN TOTALS 87,807
FORM 13F Page 287 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HATTERAS FINANCIAL CORP Cmn 41902R103 58 2,250 Sh Shared-defined 1 2,250 HATTERAS FINANCIAL CORP Cmn 41902R103 449 17,442 Sh Shared-defined -- 17,442 HATTERAS FINANCIAL CORP Cmn 41902R903 817 31,700 Sh Call Shared-defined 1 31,700 HATTERAS FINANCIAL CORP Cmn 41902R953 608 23,600 Sh Put Shared-defined 1 23,600 HATTERAS FINANCIAL CORP Cmn 41902R903 64 2,500 Sh Call Shared-defined -- 2,500 HATTERAS FINANCIAL CORP Cmn 41902R953 144 5,600 Sh Put Shared-defined -- 5,600 HAWAIIAN ELECTRIC INDS CMN STK Cmn 419870100 22 995 Sh Shared-defined 1 995 HAWAIIAN ELECTRIC INDS CMN STK Cmn 419870100 4,963 221,079 Sh Shared-defined -- 221,079 HAWAIIAN HOLDINGS INC Cmn 419879101 19 2,622 Sh Shared-defined 1 2,622 HAWAIIAN HOLDINGS INC Cmn 419879901 170 23,100 Sh Call Shared-defined 1 23,100 HAWAIIAN HOLDINGS INC Cmn 419879101 111 15,095 Sh Shared-defined -- 15,095 HCC INS HLDGS INC CMN STK Cmn 404132102 1,205 43,649 Sh Shared-defined -- 43,649 HCP INC COMMON STOCK Cmn 40414L109 64 1,947 Sh Shared-defined 1 1,947 HCP INC COMMON STOCK Cmn 40414L109 235 7,109 Sh Shared-defined -- 7,109 COLUMN TOTALS 8,929
FORM 13F Page 288 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HCP INC COMMON STOCK Cmn 40414L909 1,617 49,000 Sh Call Shared-defined 1 49,000 HCP INC COMMON STOCK Cmn 40414L959 1,353 41,000 Sh Put Shared-defined 1 41,000 HCP INC COMMON STOCK Cmn 40414L909 531 16,100 Sh Call Shared-defined -- 16,100 HCP INC COMMON STOCK Cmn 40414L959 541 16,400 Sh Put Shared-defined -- 16,400 HDFC BANK LTD - ADR Depository Receipt 40415F101 3,288 23,585 Sh Shared-defined 1 N/A HDFC BANK LTD - ADR Depository Receipt 40415F101 37 269 Sh Shared-defined -- N/A HEADWATERS INC CMN STOCK Cmn 42210P902 174 37,900 Sh Call Shared-defined 1 37,900 HEADWATERS INC CMN STOCK Cmn 42210P952 190 41,500 Sh Put Shared-defined 1 41,500 HEADWATERS INC CMN STOCK Cmn 42210P102 38 8,274 Sh Shared-defined 1 8,274 HEADWATERS INC CMN STOCK Cmn 42210P102 5 1,103 Sh Shared-defined -- 1,103 HEALTH CARE REIT INC CMN STK Cmn 42217K906 1,845 40,800 Sh Call Shared-defined 1 40,800 HEALTH CARE REIT INC CMN STK Cmn 42217K956 710 15,700 Sh Put Shared-defined 1 15,700 HEALTH CARE REIT INC CMN STK Cmn 42217K106 2,148 47,491 Sh Shared-defined -- 47,491 HEALTH MANAGEMNT ASSC CMN STK Cmn 421933902 463 53,800 Sh Call Shared-defined 1 53,800 COLUMN TOTALS 12,940
FORM 13F Page 289 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HEALTH MANAGEMNT ASSC CMN STK Cmn 421933952 215 25,000 Sh Put Shared-defined 1 25,000 HEALTH MANAGEMNT ASSC CMN STK Cmn 421933902 447 52,000 Sh Call Shared-defined -- 52,000 HEALTH MANAGEMNT ASSC CMN STK Cmn 421933102 411 47,829 Sh Shared-defined 1 47,829 HEALTH MANAGEMNT ASSC CMN STK Cmn 421933102 769 89,465 Sh Shared-defined -- 89,465 HEALTH NET INC CMN STK Cmn 42222G908 1,614 64,900 Sh Call Shared-defined 1 64,900 HEALTH NET INC CMN STK Cmn 42222G958 662 26,600 Sh Put Shared-defined 1 26,600 HEALTH NET INC CMN STK Cmn 42222G108 49 1,954 Sh Shared-defined 1 1,954 HEALTH NET INC CMN STK Cmn 42222G108 182 7,305 Sh Shared-defined -- 7,305 HEALTHCARE REALTY TRUST CMN STK Cmn 421946904 235 10,100 Sh Call Shared-defined 1 10,100 HEALTHCARE REALTY TRUST CMN STK Cmn 421946954 277 11,900 Sh Put Shared-defined 1 11,900 HEALTHCARE REALTY TRUST CMN STK Cmn 421946104 3,196 137,243 Sh Shared-defined -- 137,243 HEALTHCARE SERVICES GROUP CMN STK Cmn 421906108 1 66 Sh Shared-defined 1 66 HEALTHCARE SERVICES GROUP CMN STK Cmn 421906108 588 26,276 Sh Shared-defined -- 26,276 HEALTHSOUTH CORP COMMON STOCK Cmn 421924309 2 99 Sh Shared-defined -- 99 COLUMN TOTALS 8,648
FORM 13F Page 290 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HEALTHSOUTH CORP COMMON STOCK Cmn 421924909 357 19,100 Sh Call Shared-defined 1 19,100 HEALTHSOUTH CORP COMMON STOCK Cmn 421924959 355 19,000 Sh Put Shared-defined 1 19,000 HEALTHSPRING INC CMN STK Cmn 42224N901 218 12,400 Sh Call Shared-defined 1 12,400 HEALTHSPRING INC CMN STK Cmn 42224N951 19 1,100 Sh Put Shared-defined 1 1,100 HEALTHSPRING INC CMN STK Cmn 42224N101 361 20,503 Sh Shared-defined -- 20,503 HEALTHWAYS INC CMN STK Cmn 422245900 175 10,900 Sh Call Shared-defined 1 10,900 HEALTHWAYS INC CMN STK Cmn 422245950 114 7,100 Sh Put Shared-defined 1 7,100 HEALTHWAYS INC CMN STK Cmn 422245100 15 932 Sh Shared-defined 1 932 HEALTHWAYS INC CMN STK Cmn 422245100 265 16,481 Sh Shared-defined -- 16,481 HEARTLAND EXPRESS INC CMN STK Cmn 422347104 55 3,311 Sh Shared-defined 1 3,311 HEARTLAND EXPRESS INC CMN STK Cmn 422347104 191 11,597 Sh Shared-defined -- 11,597 HEARTLAND PAYMENT SYSTEMS INC COMMON STOCK Cmn 42235N908 208 11,200 Sh Call Shared-defined 1 11,200 HEARTLAND PAYMENT SYSTEMS INC COMMON STOCK Cmn 42235N108 17 905 Sh Shared-defined 1 905 HECKMANN CORP Cmn 422680108 40 6,920 Sh Shared-defined 1 6,920 COLUMN TOTALS 2,390
FORM 13F Page 291 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HECKMANN CORP Cmn 422680908 71 12,300 Sh Call Shared-defined 1 12,300 HECKMANN CORP Cmn 422680958 65 11,200 Sh Put Shared-defined 1 11,200 HECLA MINING 7% CV PR Pref Stk 422704205 3 55 Sh Shared-defined 1 N/A HECLA MINING COMMON STOCK HL Cmn 422704106 444 81,103 Sh Shared-defined 1 81,103 HECLA MINING COMMON STOCK HL Cmn 422704106 426 77,799 Sh Shared-defined -- 77,799 HECLA MINING COMMON STOCK HL Cmn 422704906 2,688 491,400 Sh Call Shared-defined 1 491,400 HECLA MINING COMMON STOCK HL Cmn 422704956 3,106 567,800 Sh Put Shared-defined 1 567,800 HECLA MINING COMMON STOCK HL Cmn 422704906 280 51,100 Sh Call Shared-defined -- 51,100 HECLA MINING COMMON STOCK HL Cmn 422704956 214 39,200 Sh Put Shared-defined -- 39,200 HEINZ (H.J.) CO. COMMON STOCK Cmn 423074903 6,458 141,600 Sh Call Shared-defined 1 141,600 HEINZ (H.J.) CO. COMMON STOCK Cmn 423074953 8,032 176,100 Sh Put Shared-defined 1 176,100 HEINZ (H.J.) CO. COMMON STOCK Cmn 423074903 374 8,200 Sh Call Shared-defined -- 8,200 HEINZ (H.J.) CO. COMMON STOCK Cmn 423074953 593 13,000 Sh Put Shared-defined -- 13,000 HEINZ (H.J.) CO. COMMON STOCK Cmn 423074103 795 17,427 Sh Shared-defined 1 17,427 COLUMN TOTALS 23,549
FORM 13F Page 292 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HEINZ (H.J.) CO. COMMON STOCK Cmn 423074103 3,158 69,236 Sh Shared-defined -- 69,236 HELEN OF TROY CORP CMN STOCK Cmn G4388N106 19 730 Sh Shared-defined 1 730 HELEN OF TROY CORP CMN STOCK Cmn G4388N906 250 9,600 Sh Call Shared-defined 1 9,600 HELEN OF TROY CORP CMN STOCK Cmn G4388N956 130 5,000 Sh Put Shared-defined 1 5,000 HELEN OF TROY CORP CMN STOCK Cmn G4388N906 10 400 Sh Call Shared-defined -- 400 HELIX ENERGY SOLUTIONS GROUP 1 CMN STOCK Cmn 42330P907 126 9,700 Sh Call Shared-defined 1 9,700 HELIX ENERGY SOLUTIONS GROUP 1 CMN STOCK Cmn 42330P957 2,112 162,100 Sh Put Shared-defined 1 162,100 HELIX ENERGY SOLUTIONS GROUP 1 CMN STOCK Cmn 42330P907 186 14,300 Sh Call Shared-defined -- 14,300 HELIX ENERGY SOLUTIONS GROUP 1 CMN STOCK Cmn 42330P957 60 4,600 Sh Put Shared-defined -- 4,600 HELIX ENERGY SOLUTIONS GROUP 1 CMN STOCK Cmn 42330P107 1,672 128,287 Sh Shared-defined 1 128,287 HELIX ENERGY SOLUTIONS GROUP 1 CMN STOCK Cmn 42330P107 36 2,759 Sh Shared-defined -- 2,759 HELMERICH & PAYNE INC Cmn 423452101 441 11,583 Sh Shared-defined 1 11,583 HELMERICH & PAYNE INC Cmn 423452101 8,175 214,682 Sh Shared-defined -- 214,682 HELMERICH & PAYNE INC Cmn 423452901 1,927 50,600 Sh Call Shared-defined 1 50,600 COLUMN TOTALS 18,302
FORM 13F Page 293 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HELMERICH & PAYNE INC Cmn 423452951 2,125 55,800 Sh Put Shared-defined 1 55,800 HELMERICH & PAYNE INC Cmn 423452901 377 9,900 Sh Call Shared-defined -- 9,900 HELMERICH & PAYNE INC Cmn 423452951 522 13,700 Sh Put Shared-defined -- 13,700 HENRY (JACK) & ASSOCIATES CMN STK Cmn 426281101 46 1,897 Sh Shared-defined 1 1,897 HENRY (JACK) & ASSOCIATES CMN STK Cmn 426281101 1,420 59,014 Sh Shared-defined -- 59,014 HERBALIFE LTD COMMON STOCK Cmn G4412G901 1,955 42,400 Sh Call Shared-defined 1 42,400 HERBALIFE LTD COMMON STOCK Cmn G4412G951 1,813 39,300 Sh Put Shared-defined 1 39,300 HERBALIFE LTD COMMON STOCK Cmn G4412G101 64 1,384 Sh Shared-defined 1 1,384 HERBALIFE LTD COMMON STOCK Cmn G4412G101 693 15,019 Sh Shared-defined -- 15,019 HERCULES OFFSHORE INC Cmn 427093109 170 39,459 Sh Shared-defined 1 39,459 HERCULES OFFSHORE INC Cmn 427093909 336 78,000 Sh Call Shared-defined 1 78,000 HERCULES OFFSHORE INC Cmn 427093959 146 33,900 Sh Put Shared-defined 1 33,900 HERCULES OFFSHORE INC Cmn 427093109 6,019 1,396,606 Sh Shared-defined -- 1,396,606 HERCULES OFFSHORE INC Cmn 427093909 89 20,700 Sh Call Shared-defined -- 20,700 COLUMN TOTALS 15,775
FORM 13F Page 294 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HERCULES OFFSHORE INC Cmn 427093959 9 2,200 Sh Put Shared-defined -- 2,200 HERTZ GLOBAL HOLDINGS INC 5.25% CB 05/31/14 - REGI Bond 42805TAA3 16,223 11,500,000 Prn Shared-defined -- N/A HESS CORP COMMON STOCK Cmn 42809H107 16,009 255,933 Sh Shared-defined -- 255,933 HESS CORP COMMON STOCK Cmn 42809H907 13,436 214,800 Sh Call Shared-defined 1 214,800 HESS CORP COMMON STOCK Cmn 42809H957 8,626 137,900 Sh Put Shared-defined 1 137,900 HESS CORP COMMON STOCK Cmn 42809H907 2,333 37,300 Sh Call Shared-defined -- 37,300 HESS CORP COMMON STOCK Cmn 42809H957 507 8,100 Sh Put Shared-defined -- 8,100 HEWITT ASSOCIATES INC CMN STK Cmn 42822Q100 15 368 Sh Shared-defined 1 368 HEWITT ASSOCIATES INC CMN STK Cmn 42822Q100 216 5,440 Sh Shared-defined -- 5,440 HEWITT ASSOCIATES INC CMN STK Cmn 42822Q900 123 3,100 Sh Call Shared-defined 1 3,100 HEWITT ASSOCIATES INC CMN STK Cmn 42822Q950 290 7,300 Sh Put Shared-defined 1 7,300 HEWLETT PACKARD CO Cmn 428236103 468 8,813 Sh Shared-defined 1 8,813 HEWLETT PACKARD CO Cmn 428236103 77,158 1,451,695 Sh Shared-defined -- 1,451,695 HEWLETT PACKARD CO Cmn 428236903 23,918 450,000 Sh Call Shared-defined 1 450,000 COLUMN TOTALS 159,331
FORM 13F Page 295 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HEWLETT PACKARD CO Cmn 428236953 47,495 893,600 Sh Put Shared-defined 1 893,600 HEWLETT PACKARD CO Cmn 428236903 7,717 145,200 Sh Call Shared-defined -- 145,200 HEWLETT PACKARD CO Cmn 428236953 6,229 117,200 Sh Put Shared-defined -- 117,200 HEXCEL CORP. COMMON STOCK Cmn 428291108 201 13,924 Sh Shared-defined 1 13,924 HEXCEL CORP. COMMON STOCK Cmn 428291108 244 16,906 Sh Shared-defined -- 16,906 HEXCEL CORP. COMMON STOCK Cmn 428291908 179 12,400 Sh Call Shared-defined 1 12,400 HEXCEL CORP. COMMON STOCK Cmn 428291958 266 18,400 Sh Put Shared-defined 1 18,400 HHGREGG INC Cmn 42833L108 270 10,687 Sh Shared-defined 1 10,687 HHGREGG INC Cmn 42833L908 457 18,100 Sh Call Shared-defined 1 18,100 HHGREGG INC Cmn 42833L958 780 30,900 Sh Put Shared-defined 1 30,900 HHGREGG INC Cmn 42833L108 192 7,593 Sh Shared-defined -- 7,593 HHGREGG INC Cmn 42833L908 255 10,100 Sh Call Shared-defined -- 10,100 HHGREGG INC Cmn 42833L958 68 2,700 Sh Put Shared-defined -- 2,700 HI TECH PHARMACAL CO INC CMN STK Cmn 42840B901 392 17,700 Sh Call Shared-defined 1 17,700 COLUMN TOTALS 64,745
FORM 13F Page 296 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HI TECH PHARMACAL CO INC CMN STK Cmn 42840B951 1,432 64,700 Sh Put Shared-defined 1 64,700 HI TECH PHARMACAL CO INC CMN STK Cmn 42840B901 208 9,400 Sh Call Shared-defined -- 9,400 HI TECH PHARMACAL CO INC CMN STK Cmn 42840B951 427 19,300 Sh Put Shared-defined -- 19,300 HI TECH PHARMACAL CO INC CMN STK Cmn 42840B101 861 38,871 Sh Shared-defined 1 38,871 HI TECH PHARMACAL CO INC CMN STK Cmn 42840B101 199 9,000 Sh Shared-defined -- 9,000 HIBBETT SPORTS INC CMN STOCK Cmn 428567901 64 2,500 Sh Call Shared-defined 1 2,500 HIBBETT SPORTS INC CMN STOCK Cmn 428567951 460 18,000 Sh Put Shared-defined 1 18,000 HIBBETT SPORTS INC CMN STOCK Cmn 428567101 46 1,792 Sh Shared-defined 1 1,792 HIBBETT SPORTS INC CMN STOCK Cmn 428567101 174 6,816 Sh Shared-defined -- 6,816 HIGHWOODS PROPERTIES INC CMN STK Cmn 431284908 654 20,600 Sh Call Shared-defined 1 20,600 HIGHWOODS PROPERTIES INC CMN STK Cmn 431284958 625 19,700 Sh Put Shared-defined 1 19,700 HIGHWOODS PROPERTIES INC CMN STK Cmn 431284108 1 44 Sh Shared-defined 1 44 HIGHWOODS PROPERTIES INC CMN STK Cmn 431284108 1,681 52,979 Sh Shared-defined -- 52,979 HILLENBRAND INC Cmn 431571108 23 1,035 Sh Shared-defined 1 1,035 COLUMN TOTALS 6,855
FORM 13F Page 297 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HILLENBRAND INC Cmn 431571108 466 21,211 Sh Shared-defined -- 21,211 HILL-ROM HOLDINGS INC CMN STK Cmn 431475102 1,206 44,340 Sh Shared-defined -- 44,340 HILLTOP HOLDINGS INC 7.5% CB 08/15/25 - REGISTERED Bond 00828UAB9 17,083 16,000,000 Prn Shared-defined -- N/A HILLTOP HOLDINGS INC CMN STK Cmn 432748101 10 827 Sh Shared-defined 1 827 HILLTOP HOLDINGS INC CMN STK Cmn 432748101 4,964 422,451 Sh Shared-defined -- 422,451 HITTITE MICROWAVE CORPORATION COMMON STOCK Cmn 43365Y104 49 1,114 Sh Shared-defined 1 1,114 HITTITE MICROWAVE CORPORATION COMMON STOCK Cmn 43365Y104 245 5,565 Sh Shared-defined -- 5,565 HMS HOLDINGS CORP CMN STK Cmn 40425J901 826 16,200 Sh Call Shared-defined 1 16,200 HMS HOLDINGS CORP CMN STK Cmn 40425J951 801 15,700 Sh Put Shared-defined 1 15,700 HMS HOLDINGS CORP CMN STK Cmn 40425J901 224 4,400 Sh Call Shared-defined -- 4,400 HMS HOLDINGS CORP CMN STK Cmn 40425J951 342 6,700 Sh Put Shared-defined -- 6,700 HMS HOLDINGS CORP CMN STK Cmn 40425J101 1,642 32,200 Sh Shared-defined -- 32,200 HNI CORP CMN STK Cmn 404251100 32 1,211 Sh Shared-defined 1 1,211 HNI CORP CMN STK Cmn 404251100 267 10,015 Sh Shared-defined -- 10,015 COLUMN TOTALS 28,157
FORM 13F Page 298 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HOLLY CORP CMN STK Cmn 435758905 1,412 50,600 Sh Call Shared-defined 1 50,600 HOLLY CORP CMN STK Cmn 435758955 377 13,500 Sh Put Shared-defined 1 13,500 HOLLY CORP CMN STK Cmn 435758305 853 30,567 Sh Shared-defined 1 30,567 HOLLY CORP CMN STK Cmn 435758305 11,912 426,804 Sh Shared-defined -- 426,804 HOLOGIC 2% CB 12/15/37 - REGISTERED Bond 436440AA9 92,032 102,180,000 Prn Shared-defined -- N/A HOLOGIC INC CMN STK Cmn 436440901 3,764 203,000 Sh Call Shared-defined 1 203,000 HOLOGIC INC CMN STK Cmn 436440951 3,335 179,900 Sh Put Shared-defined 1 179,900 HOLOGIC INC CMN STK Cmn 436440901 44 2,400 Sh Call Shared-defined -- 2,400 HOLOGIC INC CMN STK Cmn 436440951 4 200 Sh Put Shared-defined -- 200 HOLOGIC INC CMN STK Cmn 436440101 4,687 252,780 Sh Shared-defined 1 252,780 HOLOGIC INC CMN STK Cmn 436440101 47 2,525 Sh Shared-defined -- 2,525 HOME DEPOT COMMON HD Cmn 437076102 1,357 41,957 Sh Shared-defined -- 41,957 HOME DEPOT COMMON HD Cmn 437076902 54,238 1,676,600 Sh Call Shared-defined 1 1,676,600 HOME DEPOT COMMON HD Cmn 437076952 40,425 1,249,600 Sh Put Shared-defined 1 1,249,600 COLUMN TOTALS 214,487
FORM 13F Page 299 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HOME DEPOT COMMON HD Cmn 437076902 9,572 295,900 Sh Call Shared-defined -- 295,900 HOME DEPOT COMMON HD Cmn 437076952 7,486 231,400 Sh Put Shared-defined -- 231,400 Home Properties Inc CMN STK Cmn 437306903 1,479 31,600 Sh Call Shared-defined 1 31,600 Home Properties Inc CMN STK Cmn 437306953 557 11,900 Sh Put Shared-defined 1 11,900 Home Properties Inc CMN STK Cmn 437306103 863 18,443 Sh Shared-defined -- 18,443 HONDA MOTOR CO LTD Depository - - SPONS ADR 2:1 Receipt 438128308 34 958 Sh Shared-defined 1 N/A HONDA MOTOR CO LTD Depository - - SPONS ADR 2:1 Receipt 438128308 231 6,540 Sh Shared-defined -- N/A HONEYWELL INTERNATIONAL INC CMN STK Cmn 438516906 20,435 451,400 Sh Call Shared-defined 1 451,400 HONEYWELL INTERNATIONAL INC CMN STK Cmn 438516956 26,338 581,800 Sh Put Shared-defined 1 581,800 HONEYWELL INTERNATIONAL INC CMN STK Cmn 438516906 7,157 158,100 Sh Call Shared-defined -- 158,100 HONEYWELL INTERNATIONAL INC CMN STK Cmn 438516956 4,577 101,100 Sh Put Shared-defined -- 101,100 HONEYWELL INTERNATIONAL INC CMN STK Cmn 438516106 2,043 45,125 Sh Shared-defined -- 45,125 HORIZON LINES INC COMMON STOCK Cmn 44044K101 56 10,218 Sh Shared-defined -- 10,218 HORIZON LINES INC COMMON STOCK Cmn 44044K901 42 7,800 Sh Call Shared-defined 1 7,800 COLUMN TOTALS 80,870
FORM 13F Page 300 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HORIZON LINES INC COMMON STOCK Cmn 44044K951 19 3,500 Sh Put Shared-defined 1 3,500 HORMEL GEO A & CO Cmn 440452100 79 1,871 Sh Shared-defined 1 1,871 HORMEL GEO A & CO Cmn 440452900 365 8,700 Sh Call Shared-defined 1 8,700 HORMEL GEO A & CO Cmn 440452950 773 18,400 Sh Put Shared-defined 1 18,400 HORMEL GEO A & CO Cmn 440452100 486 11,567 Sh Shared-defined -- 11,567 HORNBECK OFFSHORE SERVICES COMMON STOCK Cmn 440543106 148 7,960 Sh Shared-defined 1 7,960 HORNBECK OFFSHORE SERVICES COMMON STOCK Cmn 440543106 4,940 266,034 Sh Shared-defined -- 266,034 HORNBECK OFFSHORE SERVICES COMMON STOCK Cmn 440543906 448 24,100 Sh Call Shared-defined 1 24,100 HORNBECK OFFSHORE SERVICES COMMON STOCK Cmn 440543956 784 42,200 Sh Put Shared-defined 1 42,200 HORSEHEAD HOLDING CORP Cmn 440694305 82 6,942 Sh Shared-defined 1 6,942 HORSEHEAD HOLDING CORP Cmn 440694905 32 2,700 Sh Call Shared-defined 1 2,700 HORSEHEAD HOLDING CORP Cmn 440694955 63 5,300 Sh Put Shared-defined 1 5,300 HORSEHEAD HOLDING CORP Cmn 440694305 68 5,737 Sh Shared-defined -- 5,737 HOSPIRA INC COMMON STOCK Cmn 441060900 1,116 19,700 Sh Call Shared-defined 1 19,700 COLUMN TOTALS 9,403
FORM 13F Page 301 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HOSPIRA INC COMMON STOCK Cmn 441060950 470 8,300 Sh Put Shared-defined 1 8,300 HOSPIRA INC COMMON STOCK Cmn 441060100 169 2,986 Sh Shared-defined 1 2,986 HOSPIRA INC COMMON STOCK Cmn 441060100 9,638 170,136 Sh Shared-defined -- 170,136 HOSPITALITY PROPERTIES TRUST Cmn 44106M902 2,675 111,700 Sh Call Shared-defined 1 111,700 HOSPITALITY PROPERTIES TRUST Cmn 44106M952 517 21,600 Sh Put Shared-defined 1 21,600 HOSPITALITY PROPERTIES TRUST Cmn 44106M102 2,703 112,855 Sh Shared-defined -- 112,855 HOST HOTELS & RESORTS INC Cmn 44107P904 1,915 130,700 Sh Call Shared-defined 1 130,700 HOST HOTELS & RESORTS INC Cmn 44107P954 1,395 95,200 Sh Put Shared-defined 1 95,200 HOST HOTELS & RESORTS INC Cmn 44107P904 523 35,700 Sh Call Shared-defined -- 35,700 HOST HOTELS & RESORTS INC Cmn 44107P954 410 28,000 Sh Put Shared-defined -- 28,000 HOT TOPIC INC CMN STOCK Cmn 441339908 20 3,000 Sh Call Shared-defined 1 3,000 HOT TOPIC INC CMN STOCK Cmn 441339958 49 7,600 Sh Put Shared-defined 1 7,600 HOT TOPIC INC CMN STOCK Cmn 441339108 314 48,357 Sh Shared-defined 1 48,357 HOT TOPIC INC CMN STOCK Cmn 441339108 447 68,781 Sh Shared-defined -- 68,781 COLUMN TOTALS 21,245
FORM 13F Page 302 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HOUSTON WIRE & CABLE CO CMN STK Cmn 44244K909 89 7,700 Sh Call Shared-defined 1 7,700 HOUSTON WIRE & CABLE CO CMN STK Cmn 44244K959 149 12,900 Sh Put Shared-defined 1 12,900 HOUSTON WIRE & CABLE CO CMN STK Cmn 44244K109 38 3,314 Sh Shared-defined 1 3,314 HOUSTON WIRE & CABLE CO CMN STK Cmn 44244K109 120 10,343 Sh Shared-defined -- 10,343 HOVNANIAN ENTRPRS INC -CL A CMN STK Cmn 442487903 754 173,400 Sh Call Shared-defined 1 173,400 HOVNANIAN ENTRPRS INC -CL A CMN STK Cmn 442487953 339 77,900 Sh Put Shared-defined 1 77,900 HOVNANIAN ENTRPRS INC -CL A CMN STK Cmn 442487203 5 1,138 Sh Shared-defined 1 1,138 HOVNANIAN ENTRPRS INC -CL A CMN STK Cmn 442487203 1 230 Sh Shared-defined -- 230 HRPT PROPERTIES 6.5% CNV PREF PERPETUAL Pref Stk 40426W507 1 44 Sh Shared-defined 1 N/A HRPT PROPERTIES TRUST CMN STOCK Cmn 40426W901 125 16,100 Sh Call Shared-defined 1 16,100 HRPT PROPERTIES TRUST CMN STOCK Cmn 40426W951 24 3,100 Sh Put Shared-defined 1 3,100 HRPT PROPERTIES TRUST CMN STOCK Cmn 40426W101 56 7,146 Sh Shared-defined 1 7,146 HRPT PROPERTIES TRUST CMN STOCK Cmn 40426W101 73 9,377 Sh Shared-defined -- 9,377 HSBC HOLDINGS PLC Depository - - SPONS ADR 1:5 Receipt 404280406 8,861 174,806 Sh Shared-defined 1 N/A COLUMN TOTALS 10,635
FORM 13F Page 303 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HSBC HOLDINGS PLC Depository - - SPONS ADR 1:5 Receipt 404280406 6,649 131,174 Sh Shared-defined -- N/A HSN INC-WHEN ISSUED Cmn 404303909 751 25,500 Sh Call Shared-defined 1 25,500 HSN INC-WHEN ISSUED Cmn 404303959 939 31,900 Sh Put Shared-defined 1 31,900 HSN INC-WHEN ISSUED Cmn 404303109 15,585 529,382 Sh Shared-defined -- 529,382 HUB GROUP INC CMN STOCK Cmn 443320106 11 378 Sh Shared-defined 1 378 HUB GROUP INC CMN STOCK Cmn 443320106 2,175 77,726 Sh Shared-defined -- 77,726 HUBBELL INC -CL B CMN STK Cmn 443510201 4 83 Sh Shared-defined 1 83 HUBBELL INC -CL B CMN STK Cmn 443510201 2,421 47,998 Sh Shared-defined -- 47,998 HUDSON CITY BANCORP CMN STK Cmn 443683107 497 35,108 Sh Shared-defined 1 35,108 HUDSON CITY BANCORP CMN STK Cmn 443683107 31 2,222 Sh Shared-defined -- 2,222 HUDSON CITY BANCORP CMN STK Cmn 443683907 191 13,500 Sh Call Shared-defined 1 13,500 HUDSON CITY BANCORP CMN STK Cmn 443683957 726 51,300 Sh Put Shared-defined 1 51,300 HUDSON CITY BANCORP CMN STK Cmn 443683907 33 2,300 Sh Call Shared-defined -- 2,300 HUDSON CITY BANCORP CMN STK Cmn 443683957 35 2,500 Sh Put Shared-defined -- 2,500 COLUMN TOTALS 30,048
FORM 13F Page 304 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HUDSON VALLEY HOLDING CORP COMMON STOCK Cmn 444172100 439 18,155 Sh Shared-defined 1 18,155 HUGOTON ROYALTY TRUST COM SHS Cmn 444717902 476 28,800 Sh Call Shared-defined 1 28,800 HUGOTON ROYALTY TRUST COM SHS Cmn 444717952 174 10,500 Sh Put Shared-defined 1 10,500 HUGOTON ROYALTY TRUST COM SHS Cmn 444717102 2 100 Sh Shared-defined -- 100 HUMAN GENOME 2.25% CB 10/15/11-REGISTERED Bond 444903AK4 26,915 13,427,000 Prn Shared-defined -- N/A HUMAN GENOME SCIENCES INC CMN STK Cmn 444903908 15,671 518,900 Sh Call Shared-defined 1 518,900 HUMAN GENOME SCIENCES INC CMN STK Cmn 444903958 8,387 277,700 Sh Put Shared-defined 1 277,700 HUMAN GENOME SCIENCES INC CMN STK Cmn 444903108 47 1,546 Sh Shared-defined 1 1,546 HUMAN GENOME SCIENCES INC CMN STK Cmn 444903108 9,045 299,515 Sh Shared-defined -- 299,515 HUMANA INCORPORATED COMMON Cmn 444859102 318 6,793 Sh Shared-defined 1 6,793 HUMANA INCORPORATED COMMON Cmn 444859102 453 9,676 Sh Shared-defined -- 9,676 HUMANA INCORPORATED COMMON Cmn 444859902 13,596 290,700 Sh Call Shared-defined 1 290,700 HUMANA INCORPORATED COMMON Cmn 444859952 9,237 197,500 Sh Put Shared-defined 1 197,500 HUMANA INCORPORATED COMMON Cmn 444859902 3,999 85,500 Sh Call Shared-defined -- 85,500 COLUMN TOTALS 88,759
FORM 13F Page 305 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HUMANA INCORPORATED COMMON Cmn 444859952 1,553 33,200 Sh Put Shared-defined -- 33,200 HUNT J B TRANS SVCS INC Cmn 445658107 541 15,088 Sh Shared-defined 1 15,088 HUNT J B TRANS SVCS INC Cmn 445658907 965 26,900 Sh Call Shared-defined 1 26,900 HUNT J B TRANS SVCS INC Cmn 445658957 847 23,600 Sh Put Shared-defined 1 23,600 HUNT J B TRANS SVCS INC Cmn 445658107 9,706 270,511 Sh Shared-defined -- 270,511 HUNT J B TRANS SVCS INC Cmn 445658907 111 3,100 Sh Call Shared-defined -- 3,100 HUNT J B TRANS SVCS INC Cmn 445658957 108 3,000 Sh Put Shared-defined -- 3,000 HUNTINGTON BANCSHARES CMN STK Cmn 446150904 687 127,900 Sh Call Shared-defined 1 127,900 HUNTINGTON BANCSHARES CMN STK Cmn 446150954 995 185,300 Sh Put Shared-defined 1 185,300 HUNTINGTON BANCSHARES CMN STK Cmn 446150904 8 1,500 Sh Call Shared-defined -- 1,500 HUNTINGTON BANCSHARES CMN STK Cmn 446150954 139 25,900 Sh Put Shared-defined -- 25,900 HUNTINGTON BANCSHARES CMN STK Cmn 446150104 797 148,479 Sh Shared-defined 1 148,479 HUNTINGTON BANCSHARES CMN STK Cmn 446150104 9,670 1,800,789 Sh Shared-defined -- 1,800,789 HUNTSMAN COS/THE COMMON STOCK Cmn 447011907 2,429 201,600 Sh Call Shared-defined 1 201,600 COLUMN TOTALS 28,556
FORM 13F Page 306 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HUNTSMAN COS/THE COMMON STOCK Cmn 447011957 1,072 89,000 Sh Put Shared-defined 1 89,000 HUNTSMAN COS/THE COMMON STOCK Cmn 447011907 1,170 97,100 Sh Call Shared-defined -- 97,100 HUNTSMAN COS/THE COMMON STOCK Cmn 447011957 464 38,500 Sh Put Shared-defined -- 38,500 HUNTSMAN COS/THE COMMON STOCK Cmn 447011107 246 20,411 Sh Shared-defined 1 20,411 HUNTSMAN COS/THE COMMON STOCK Cmn 447011107 1,061 88,047 Sh Shared-defined -- 88,047 HURON CONSULTING GROUP INC COMMON STOCK Cmn 447462902 390 19,200 Sh Call Shared-defined 1 19,200 HURON CONSULTING GROUP INC COMMON STOCK Cmn 447462952 329 16,200 Sh Put Shared-defined 1 16,200 HURON CONSULTING GROUP INC COMMON STOCK Cmn 447462102 201 9,921 Sh Shared-defined 1 9,921 HURON CONSULTING GROUP INC COMMON STOCK Cmn 447462102 11,281 555,712 Sh Shared-defined -- 555,712 HUTCHINSON TECH CMN STK Cmn 448407106 112 18,003 Sh Shared-defined 1 18,003 HUTCHINSON TECH CMN STK Cmn 448407106 10 1,589 Sh Shared-defined -- 1,589 HUTCHINSON TECH CMN STK Cmn 448407906 35 5,600 Sh Call Shared-defined 1 5,600 HUTCHINSON TECH CMN STK Cmn 448407956 167 26,700 Sh Put Shared-defined 1 26,700 HYATT HOTELS CORP - - CL A Cmn 448579902 1,644 42,200 Sh Call Shared-defined 1 42,200 COLUMN TOTALS 18,182
FORM 13F Page 307 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- HYATT HOTELS CORP - - CL A Cmn 448579952 2,361 60,600 Sh Put Shared-defined 1 60,600 HYATT HOTELS CORP - - CL A Cmn 448579102 6,075 155,917 Sh Shared-defined -- 155,917 IAC INTERACTIVECORP CMN STOCK Cmn 44919P508 251 11,044 Sh Shared-defined 1 11,044 IAC INTERACTIVECORP CMN STOCK Cmn 44919P508 1,097 48,249 Sh Shared-defined -- 48,249 IAC INTERACTIVECORP CMN STOCK Cmn 44919P908 1,526 67,100 Sh Call Shared-defined 1 67,100 IAC INTERACTIVECORP CMN STOCK Cmn 44919P958 539 23,700 Sh Put Shared-defined 1 23,700 IAMGOLD CORPORATION COMMON STOCK Cmn 450913908 368 27,800 Sh Call Shared-defined 1 27,800 IAMGOLD CORPORATION COMMON STOCK Cmn 450913958 1,871 141,500 Sh Put Shared-defined 1 141,500 IAMGOLD CORPORATION COMMON STOCK Cmn 450913908 26 2,000 Sh Call Shared-defined -- 2,000 IAMGOLD CORPORATION COMMON STOCK Cmn 450913958 110 8,300 Sh Put Shared-defined -- 8,300 IAMGOLD CORPORATION COMMON STOCK Cmn 450913108 1,168 88,351 Sh Shared-defined 1 88,351 IAMGOLD CORPORATION COMMON STOCK Cmn 450913108 192 14,552 Sh Shared-defined -- 14,552 IBERIABANK CORP CMN STOCK Cmn 450828108 1,714 28,557 Sh Shared-defined -- 28,557 IBM COMMON STOCK Cmn 459200101 4,118 32,113 Sh Shared-defined 1 32,113 COLUMN TOTALS 21,416
FORM 13F Page 308 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- IBM COMMON STOCK Cmn 459200101 52,876 412,286 Sh Shared-defined -- 412,286 IBM COMMON STOCK Cmn 459200901 102,728 801,000 Sh Call Shared-defined 1 801,000 IBM COMMON STOCK Cmn 459200951 91,724 715,200 Sh Put Shared-defined 1 715,200 IBM COMMON STOCK Cmn 459200901 21,020 163,900 Sh Call Shared-defined -- 163,900 IBM COMMON STOCK Cmn 459200951 15,313 119,400 Sh Put Shared-defined -- 119,400 ICON PLC SPONS ADR Depository 1:1 Receipt 45103T107 1,030 39,000 Sh Shared-defined -- N/A ICONIX BRAND GROUP INC COMMON STOCK Cmn 451055907 289 18,800 Sh Call Shared-defined 1 18,800 ICONIX BRAND GROUP INC COMMON STOCK Cmn 451055957 204 13,300 Sh Put Shared-defined 1 13,300 ICONIX BRAND GROUP INC COMMON STOCK Cmn 451055107 42 2,719 Sh Shared-defined 1 2,719 ICONIX BRAND GROUP INC COMMON STOCK Cmn 451055107 210 13,700 Sh Shared-defined -- 13,700 ICU MEDICAL INC CMN STK Cmn 44930G107 267 7,756 Sh Shared-defined -- 7,756 ICX TECHNOLOGIES INC Cmn 44934T105 18 2,616 Sh Shared-defined 1 2,616 ICX TECHNOLOGIES INC Cmn 44934T905 39 5,600 Sh Call Shared-defined 1 5,600 ICX TECHNOLOGIES INC Cmn 44934T955 20 2,800 Sh Put Shared-defined 1 2,800 COLUMN TOTALS 285,780
FORM 13F Page 309 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- IDENIX PHARMACEUTICALS INC COMMON STOCK Cmn 45166R904 20 7,200 Sh Call Shared-defined 1 7,200 IDENIX PHARMACEUTICALS INC COMMON STOCK Cmn 45166R204 4 1,283 Sh Shared-defined 1 1,283 IDENIX PHARMACEUTICALS INC COMMON STOCK Cmn 45166R204 38 13,551 Sh Shared-defined -- 13,551 IDEX CORP CMN STK Cmn 45167R104 16 486 Sh Shared-defined 1 486 IDEX CORP CMN STK Cmn 45167R104 324 9,784 Sh Shared-defined -- 9,784 IESI-BFC LTD Cmn 44951D108 20 1,181 Sh Shared-defined 1 1,181 IESI-BFC LTD Cmn 44951D108 313 18,242 Sh Shared-defined -- 18,242 IFM INVESTMENTS Depository LTD-ADS Receipt 45172L100 4 524 Sh Shared-defined 1 N/A IFM INVESTMENTS Depository LTD-ADS Receipt 45172L100 7,363 1,051,900 Sh Shared-defined -- N/A IINVERNESS MEDICAL INNOVATION CMN STOCK Cmn 46126P106 325 8,344 Sh Shared-defined -- 8,344 IINVERNESS MEDICAL INNOVATION CMN STOCK Cmn 46126P906 5,360 137,600 Sh Call Shared-defined 1 137,600 IINVERNESS MEDICAL INNOVATION CMN STOCK Cmn 46126P956 3,747 96,200 Sh Put Shared-defined 1 96,200 IINVERNESS MEDICAL INNOVATION CMN STOCK Cmn 46126P906 413 10,600 Sh Call Shared-defined -- 10,600 IINVERNESS MEDICAL INNOVATION CMN STOCK Cmn 46126P956 1,149 29,500 Sh Put Shared-defined -- 29,500 COLUMN TOTALS 19,096
FORM 13F Page 310 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- II-VI INC CMN STK Cmn 902104908 291 8,600 Sh Call Shared-defined 1 8,600 II-VI INC CMN STK Cmn 902104958 582 17,200 Sh Put Shared-defined 1 17,200 II-VI INC CMN STK Cmn 902104108 51 1,495 Sh Shared-defined 1 1,495 II-VI INC CMN STK Cmn 902104108 40 1,178 Sh Shared-defined -- 1,178 ILLINOIS TOOL WKS INC Cmn 452308109 1,100 23,235 Sh Shared-defined 1 23,235 ILLINOIS TOOL WKS INC Cmn 452308109 14,903 314,682 Sh Shared-defined -- 314,682 ILLINOIS TOOL WKS INC Cmn 452308909 5,806 122,600 Sh Call Shared-defined 1 122,600 ILLINOIS TOOL WKS INC Cmn 452308959 5,811 122,700 Sh Put Shared-defined 1 122,700 ILLINOIS TOOL WKS INC Cmn 452308909 1,762 37,200 Sh Call Shared-defined -- 37,200 ILLINOIS TOOL WKS INC Cmn 452308959 3,794 80,100 Sh Put Shared-defined -- 80,100 ILLUMINA INC. Cmn 452327109 736 18,920 Sh Shared-defined 1 18,920 ILLUMINA INC. Cmn 452327909 1,700 43,700 Sh Call Shared-defined 1 43,700 ILLUMINA INC. Cmn 452327959 3,773 97,000 Sh Put Shared-defined 1 97,000 ILLUMINA INC. Cmn 452327109 2,888 74,244 Sh Shared-defined -- 74,244 COLUMN TOTALS 43,237
FORM 13F Page 311 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ILLUMINA INC. Cmn 452327959 12 300 Sh Put Shared-defined -- 300 ILLUMINA INC. 0.625% CB DUE 02/15/2014 - REGISTERE Bond 452327AB5 235,974 130,500,000 Prn Shared-defined -- N/A IMA EXPLORATION INC COMMON STOCK Cmn 49989C105 12 13,307 Sh Shared-defined 1 13,307 IMATION CORPORATION COMMON STOCK Cmn 45245A107 8 767 Sh Shared-defined 1 767 IMATION CORPORATION COMMON STOCK Cmn 45245A107 2,247 204,066 Sh Shared-defined -- 204,066 IMAX CORP CMN STOCK Cmn 45245E909 2,769 153,900 Sh Call Shared-defined 1 153,900 IMAX CORP CMN STOCK Cmn 45245E959 1,317 73,200 Sh Put Shared-defined 1 73,200 IMAX CORP CMN STOCK Cmn 45245E109 306 17,032 Sh Shared-defined 1 17,032 IMAX CORP CMN STOCK Cmn 45245E109 17 937 Sh Shared-defined -- 937 IMERGENT INC CMN STK Cmn 45247Q900 116 17,300 Sh Call Shared-defined 1 17,300 IMERGENT INC CMN STK Cmn 45247Q950 188 27,900 Sh Put Shared-defined 1 27,900 IMERGENT INC CMN STK Cmn 45247Q100 44 6,591 Sh Shared-defined 1 6,591 IMERGENT INC CMN STK Cmn 45247Q100 2 299 Sh Shared-defined -- 299 IMMERSION CORP CMN STOCK Cmn 452521907 59 11,800 Sh Call Shared-defined 1 11,800 COLUMN TOTALS 243,071
FORM 13F Page 312 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- IMMERSION CORP CMN STOCK Cmn 452521957 100 20,000 Sh Put Shared-defined 1 20,000 IMMERSION CORP CMN STOCK Cmn 452521107 97 19,368 Sh Shared-defined 1 19,368 IMMERSION CORP CMN STOCK Cmn 452521107 119 23,888 Sh Shared-defined -- 23,888 IMMUCOR INC CMN STK Cmn 452526906 257 11,500 Sh Call Shared-defined 1 11,500 IMMUCOR INC CMN STK Cmn 452526956 193 8,600 Sh Put Shared-defined 1 8,600 IMMUCOR INC CMN STK Cmn 452526106 390 17,426 Sh Shared-defined 1 17,426 IMMUCOR INC CMN STK Cmn 452526106 80 3,551 Sh Shared-defined -- 3,551 IMMUNOGEN INC CMN STK Cmn 45253H901 70 8,600 Sh Call Shared-defined 1 8,600 IMMUNOGEN INC CMN STK Cmn 45253H951 151 18,700 Sh Put Shared-defined 1 18,700 IMMUNOGEN INC CMN STK Cmn 45253H101 158 19,566 Sh Shared-defined 1 19,566 IMMUNOGEN INC CMN STK Cmn 45253H101 39 4,800 Sh Shared-defined -- 4,800 IMMUNOMEDICS INC CMN STK Cmn 452907908 4 1,100 Sh Call Shared-defined 1 1,100 IMMUNOMEDICS INC CMN STK Cmn 452907958 58 17,400 Sh Put Shared-defined 1 17,400 IMMUNOMEDICS INC CMN STK Cmn 452907908 16 4,700 Sh Call Shared-defined -- 4,700 COLUMN TOTALS 1,732
FORM 13F Page 313 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- IMMUNOMEDICS INC CMN STK Cmn 452907958 30 9,000 Sh Put Shared-defined -- 9,000 IMMUNOMEDICS INC CMN STK Cmn 452907108 151 45,546 Sh Shared-defined 1 45,546 IMMUNOMEDICS INC CMN STK Cmn 452907108 -- 2 Sh Shared-defined -- 2 IMPERIAL OIL LTD CMN STOCK Cmn 453038908 1,116 28,700 Sh Call Shared-defined 1 28,700 IMPERIAL OIL LTD CMN STOCK Cmn 453038958 338 8,700 Sh Put Shared-defined 1 8,700 IMPERIAL OIL LTD CMN STOCK Cmn 453038408 20 503 Sh Shared-defined 1 503 IMPERIAL OIL LTD CMN STOCK Cmn 453038408 21 541 Sh Shared-defined -- 541 IMPERIAL SUGAR CO NEW CMN STOCK Cmn 453096908 220 14,200 Sh Call Shared-defined 1 14,200 IMPERIAL SUGAR CO NEW CMN STOCK Cmn 453096958 416 26,800 Sh Put Shared-defined 1 26,800 IMPERIAL SUGAR CO NEW CMN STOCK Cmn 453096208 224 14,445 Sh Shared-defined 1 14,445 IMPERIAL SUGAR CO NEW CMN STOCK Cmn 453096208 6 355 Sh Shared-defined -- 355 INCYTE CORP CMN STK Cmn 45337C902 748 53,600 Sh Call Shared-defined 1 53,600 INCYTE CORP CMN STK Cmn 45337C952 597 42,800 Sh Put Shared-defined 1 42,800 INCYTE CORP CMN STK Cmn 45337C902 64 4,600 Sh Call Shared-defined -- 4,600 COLUMN TOTALS 3,951
FORM 13F Page 314 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- INCYTE CORP CMN STK Cmn 45337C952 218 15,600 Sh Put Shared-defined -- 15,600 INCYTE CORP CMN STK Cmn 45337C102 13,395 959,548 Sh Shared-defined -- 959,548 INERGY LP Cmn 456615103 52 1,364 Sh Shared-defined 1 1,364 INERGY LP Cmn 456615903 1,229 32,500 Sh Call Shared-defined 1 32,500 INERGY LP Cmn 456615953 204 5,400 Sh Put Shared-defined 1 5,400 INFINERA CORP Cmn 45667G103 564 66,202 Sh Shared-defined 1 66,202 INFINERA CORP Cmn 45667G903 374 43,900 Sh Call Shared-defined 1 43,900 INFINERA CORP Cmn 45667G953 585 68,700 Sh Put Shared-defined 1 68,700 INFINERA CORP Cmn 45667G103 4,092 480,329 Sh Shared-defined -- 480,329 INFOGROUP INC Cmn 45670G108 635 81,378 Sh Shared-defined -- 81,378 INFORMATICA CORP CMN STOCK Cmn 45666Q902 580 21,600 Sh Call Shared-defined 1 21,600 INFORMATICA CORP CMN STOCK Cmn 45666Q952 457 17,000 Sh Put Shared-defined 1 17,000 INFORMATICA CORP CMN STOCK Cmn 45666Q102 210 7,809 Sh Shared-defined 1 7,809 INFORMATION SERVICES GR-CW11 Wt 45675Y112 1 16,500 Shared-defined 1 N/A COLUMN TOTALS 22,596
FORM 13F Page 315 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- INFOSPACE INC CMN STOCK Cmn 45678T900 367 33,200 Sh Call Shared-defined 1 33,200 INFOSPACE INC CMN STOCK Cmn 45678T950 579 52,400 Sh Put Shared-defined 1 52,400 INFOSPACE INC CMN STOCK Cmn 45678T900 3 300 Sh Call Shared-defined -- 300 INFOSPACE INC CMN STOCK Cmn 45678T300 144 13,011 Sh Shared-defined 1 13,011 INFOSPACE INC CMN STOCK Cmn 45678T300 115 10,435 Sh Shared-defined -- 10,435 INFOSYS TECHNOLOGIES LTD - Depository SPONS ADR 1:1 Receipt 456788108 389 6,610 Sh Shared-defined 1 N/A INFOSYS TECHNOLOGIES LTD - Depository SPONS ADR 1:1 Receipt 456788108 941 15,991 Sh Shared-defined -- N/A ING GROEP N.V. - Depository SPONSORED ADR Receipt 456837103 329 33,049 Sh Shared-defined 1 N/A ING GROEP N.V. - Depository SPONSORED ADR Receipt 456837103 87 8,693 Sh Shared-defined -- N/A INGERSOLL-RAND PLC Cmn G47791901 4,558 130,700 Sh Call Shared-defined 1 130,700 INGERSOLL-RAND PLC Cmn G47791951 3,330 95,500 Sh Put Shared-defined 1 95,500 INGERSOLL-RAND PLC Cmn G47791101 966 27,701 Sh Shared-defined -- 27,701 INGERSOLL-RAND PLC Cmn G47791901 952 27,300 Sh Call Shared-defined -- 27,300 INGERSOLL-RAND PLC Cmn G47791951 1,144 32,800 Sh Put Shared-defined -- 32,800 COLUMN TOTALS 13,904
FORM 13F Page 316 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- INGRAM MICRO INC - CL A Cmn 457153904 114 6,500 Sh Call Shared-defined 1 6,500 INGRAM MICRO INC - CL A Cmn 457153954 277 15,800 Sh Put Shared-defined 1 15,800 INGRAM MICRO INC - CL A Cmn 457153104 164 9,373 Sh Shared-defined 1 9,373 INGRAM MICRO INC - CL A Cmn 457153104 1,060 60,374 Sh Shared-defined -- 60,374 INLAND REAL ESTATE CORP COMMON STOCK Cmn 457461200 1,222 133,550 Sh Shared-defined -- 133,550 INNOPHOS HOLDINGS INC Cmn 45774N108 847 30,371 Sh Shared-defined 1 30,371 INNOPHOS HOLDINGS INC Cmn 45774N908 709 25,400 Sh Call Shared-defined 1 25,400 INNOPHOS HOLDINGS INC Cmn 45774N958 516 18,500 Sh Put Shared-defined 1 18,500 INNOPHOS HOLDINGS INC Cmn 45774N108 97 3,472 Sh Shared-defined -- 3,472 INNOVATIVE SOLUTIONS & SUPPORT Cmn 45769N105 52 8,181 Sh Shared-defined 1 8,181 INNOVATIVE SOLUTIONS & SUPPORT Cmn 45769N905 5 800 Sh Call Shared-defined 1 800 INNOVATIVE SOLUTIONS & SUPPORT Cmn 45769N955 25 4,000 Sh Put Shared-defined 1 4,000 INNOVATIVE SOLUTIONS & SUPPORT Cmn 45769N105 -- 41 Sh Shared-defined -- 41 INSPIRE PHARMACEUTICALS INC. Cmn 457733103 19 3,000 Sh Shared-defined 1 3,000 COLUMN TOTALS 5,107
FORM 13F Page 317 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- INSPIRE PHARMACEUTICALS INC. Cmn 457733903 47 7,500 Sh Call Shared-defined 1 7,500 INSPIRE PHARMACEUTICALS INC. Cmn 457733953 7 1,200 Sh Put Shared-defined 1 1,200 INSPIRE PHARMACEUTICALS INC. Cmn 457733103 16 2,558 Sh Shared-defined -- 2,558 INSTEEL INDUSTRIES NYSE Cmn 45774W108 32 2,975 Sh Shared-defined 1 2,975 INSTEEL INDUSTRIES NYSE Cmn 45774W108 59 5,554 Sh Shared-defined -- 5,554 INSTEEL INDUSTRIES NYSE Cmn 45774W908 202 18,900 Sh Call Shared-defined 1 18,900 INSTEEL INDUSTRIES NYSE Cmn 45774W958 231 21,600 Sh Put Shared-defined 1 21,600 INSULET CORP Cmn 45784P101 19 1,248 Sh Shared-defined 1 1,248 INSULET CORP Cmn 45784P901 71 4,700 Sh Call Shared-defined 1 4,700 INSULET CORP Cmn 45784P951 39 2,600 Sh Put Shared-defined 1 2,600 INSULET CORP 5.375 CB 6/15/13 - REGISTERED Bond 45784PAA9 16,343 16,343,000 Prn Shared-defined -- N/A INTEGRA LIFESCIENCES HOLDINGS CMN STOCK Cmn 457985908 1,074 24,500 Sh Call Shared-defined 1 24,500 INTEGRA LIFESCIENCES HOLDINGS CMN STOCK Cmn 457985958 806 18,400 Sh Put Shared-defined 1 18,400 INTEGRA LIFESCIENCES HOLDINGS CMN STOCK Cmn 457985208 420 9,591 Sh Shared-defined 1 9,591 COLUMN TOTALS 19,366
FORM 13F Page 318 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- INTEGRA LIFESCIENCES HOLDINGS CMN STOCK Cmn 457985208 124 2,837 Sh Shared-defined -- 2,837 INTEGRATED DEVICE TECH INC CMN STK Cmn 458118906 26 4,300 Sh Call Shared-defined 1 4,300 INTEGRATED DEVICE TECH INC CMN STK Cmn 458118956 638 104,000 Sh Put Shared-defined 1 104,000 INTEGRATED DEVICE TECH INC CMN STK Cmn 458118106 668 109,045 Sh Shared-defined 1 109,045 INTEGRATED DEVICE TECH INC CMN STK Cmn 458118106 373 60,816 Sh Shared-defined -- 60,816 INTEGRYS ENERGY GROUP INC CMN STK Cmn 45822P905 1,061 22,400 Sh Call Shared-defined 1 22,400 INTEGRYS ENERGY GROUP INC CMN STK Cmn 45822P955 678 14,300 Sh Put Shared-defined 1 14,300 INTEGRYS ENERGY GROUP INC CMN STK Cmn 45822P105 4 85 Sh Shared-defined 1 85 INTEGRYS ENERGY GROUP INC CMN STK Cmn 45822P105 4,697 99,127 Sh Shared-defined -- 99,127 INTEL CMN STOCK Cmn 458140100 29,736 1,335,868 Sh Shared-defined -- 1,335,868 INTEL CMN STOCK Cmn 458140900 33,971 1,526,100 Sh Call Shared-defined 1 1,526,100 INTEL CMN STOCK Cmn 458140950 36,989 1,661,700 Sh Put Shared-defined 1 1,661,700 INTEL CMN STOCK Cmn 458140900 11,172 501,900 Sh Call Shared-defined -- 501,900 INTEL CMN STOCK Cmn 458140950 7,257 326,000 Sh Put Shared-defined -- 326,000 COLUMN TOTALS 127,394
FORM 13F Page 319 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- INTER PARFUMS INC CMN STK Cmn 458334109 195 13,170 Sh Shared-defined -- 13,170 INTERACTIVE BROKERS GROUP INC Cmn 45841N907 733 45,400 Sh Call Shared-defined 1 45,400 INTERACTIVE BROKERS GROUP INC Cmn 45841N957 585 36,200 Sh Put Shared-defined 1 36,200 INTERACTIVE BROKERS GROUP INC Cmn 45841N907 124 7,700 Sh Call Shared-defined -- 7,700 INTERACTIVE BROKERS GROUP INC Cmn 45841N957 497 30,800 Sh Put Shared-defined -- 30,800 INTERACTIVE DATA CORP CMN STK Cmn 45840J107 1,290 40,319 Sh Shared-defined -- 40,319 INTERACTIVE INTELLIGENCE INC CMN STOCK Cmn 45839M903 67 3,600 Sh Call Shared-defined 1 3,600 INTERACTIVE INTELLIGENCE INC CMN STOCK Cmn 45839M953 22 1,200 Sh Put Shared-defined 1 1,200 INTERACTIVE INTELLIGENCE INC CMN STOCK Cmn 45839M103 63 3,364 Sh Shared-defined 1 3,364 INTERACTIVE INTELLIGENCE INC CMN STOCK Cmn 45839M103 148 7,921 Sh Shared-defined -- 7,921 INTERCONTINENTAL EXCHANGE INC COMMON STOCK Cmn 45865V900 16,098 143,500 Sh Call Shared-defined 1 143,500 INTERCONTINENTAL EXCHANGE INC COMMON STOCK Cmn 45865V950 23,513 209,600 Sh Put Shared-defined 1 209,600 INTERCONTINENTAL EXCHANGE INC COMMON STOCK Cmn 45865V900 2,423 21,600 Sh Call Shared-defined -- 21,600 INTERCONTINENTAL EXCHANGE INC COMMON STOCK Cmn 45865V950 3,590 32,000 Sh Put Shared-defined -- 32,000 COLUMN TOTALS 49,348
FORM 13F Page 320 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- INTERCONTINENTAL EXCHANGE INC COMMON STOCK Cmn 45865V100 811 7,227 Sh Shared-defined 1 7,227 INTERCONTINENTAL EXCHANGE INC COMMON STOCK Cmn 45865V100 25,788 229,877 Sh Shared-defined -- 229,877 INTERDIGITAL INC Cmn 45867G101 3,527 126,594 Sh Shared-defined 1 126,594 INTERDIGITAL INC Cmn 45867G901 2,148 77,100 Sh Call Shared-defined 1 77,100 INTERDIGITAL INC Cmn 45867G951 6,945 249,300 Sh Put Shared-defined 1 249,300 INTERDIGITAL INC Cmn 45867G101 1,039 37,295 Sh Shared-defined -- 37,295 INTERDIGITAL INC Cmn 45867G901 1,000 35,900 Sh Call Shared-defined -- 35,900 INTERDIGITAL INC Cmn 45867G951 925 33,200 Sh Put Shared-defined -- 33,200 INTERMEC INC COMMON STOCK Cmn 458786900 28 2,000 Sh Call Shared-defined 1 2,000 INTERMEC INC COMMON STOCK Cmn 458786950 75 5,300 Sh Put Shared-defined 1 5,300 INTERMEC INC COMMON STOCK Cmn 458786100 104 7,351 Sh Shared-defined 1 7,351 INTERMEC INC COMMON STOCK Cmn 458786100 2,219 156,516 Sh Shared-defined -- 156,516 INTERMUNE INC CMN STOCK Cmn 45884X903 10,438 234,200 Sh Call Shared-defined 1 234,200 INTERMUNE INC CMN STOCK Cmn 45884X953 11,490 257,800 Sh Put Shared-defined 1 257,800 COLUMN TOTALS 66,537
FORM 13F Page 321 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- INTERMUNE INC CMN STOCK Cmn 45884X903 1,449 32,500 Sh Call Shared-defined -- 32,500 INTERMUNE INC CMN STOCK Cmn 45884X953 6,351 142,500 Sh Put Shared-defined -- 142,500 INTERMUNE INC CMN STOCK Cmn 45884X103 10,925 245,112 Sh Shared-defined -- 245,112 INTERNAP NETWORK SERV COM STK Cmn 45885A300 30 5,277 Sh Shared-defined 1 5,277 INTERNAP NETWORK SERV COM STK Cmn 45885A300 301 53,831 Sh Shared-defined -- 53,831 INTERNAP NETWORK SERV COM STK Cmn 45885A900 77 13,800 Sh Call Shared-defined 1 13,800 INTERNAP NETWORK SERV COM STK Cmn 45885A950 98 17,500 Sh Put Shared-defined 1 17,500 INTERNATIONAL COAL GROUP INC COMMON STOCK Cmn 45928H906 281 61,500 Sh Call Shared-defined 1 61,500 INTERNATIONAL COAL GROUP INC COMMON STOCK Cmn 45928H956 88 19,200 Sh Put Shared-defined 1 19,200 INTERNATIONAL COAL GROUP INC COMMON STOCK Cmn 45928H106 217 47,399 Sh Shared-defined 1 47,399 INTERNATIONAL GAME TECHNOLOGY COMMON NEW YORK Cmn 459902902 2,576 139,600 Sh Call Shared-defined 1 139,600 INTERNATIONAL GAME TECHNOLOGY COMMON NEW YORK Cmn 459902952 1,675 90,800 Sh Put Shared-defined 1 90,800 INTERNATIONAL GAME TECHNOLOGY COMMON NEW YORK Cmn 459902902 666 36,100 Sh Call Shared-defined -- 36,100 INTERNATIONAL GAME TECHNOLOGY COMMON NEW YORK Cmn 459902952 579 31,400 Sh Put Shared-defined -- 31,400 COLUMN TOTALS 25,313
FORM 13F Page 322 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- INTERNATIONAL GAME TECHNOLOGY COMMON NEW YORK Cmn 459902102 30 1,617 Sh Shared-defined 1 1,617 INTERNATIONAL GAME TECHNOLOGY COMMON NEW YORK Cmn 459902102 20,934 1,134,658 Sh Shared-defined -- 1,134,658 INTERNATIONAL PAPER CO. COMMON STOCK Cmn 460146103 2,027 82,356 Sh Shared-defined 1 82,356 INTERNATIONAL PAPER CO. COMMON STOCK Cmn 460146103 64,666 2,627,634 Sh Shared-defined -- 2,627,634 INTERNATIONAL PAPER CO. COMMON STOCK Cmn 460146903 6,613 268,700 Sh Call Shared-defined 1 268,700 INTERNATIONAL PAPER CO. COMMON STOCK Cmn 460146953 12,076 490,700 Sh Put Shared-defined 1 490,700 INTERNATIONAL PAPER CO. COMMON STOCK Cmn 460146903 2,225 90,400 Sh Call Shared-defined -- 90,400 INTERNATIONAL PAPER CO. COMMON STOCK Cmn 460146953 4,208 171,000 Sh Put Shared-defined -- 171,000 INTERNATIONAL RECTIFIER COMMON NEW YORK Cmn 460254105 9 382 Sh Shared-defined 1 382 INTERNATIONAL RECTIFIER COMMON NEW YORK Cmn 460254105 79 3,468 Sh Shared-defined -- 3,468 INTERNATIONAL RECTIFIER COMMON NEW YORK Cmn 460254905 616 26,900 Sh Call Shared-defined 1 26,900 INTERNATIONAL RECTIFIER COMMON NEW YORK Cmn 460254955 176 7,700 Sh Put Shared-defined 1 7,700 INTEROIL CORP COMMON STOCK Cmn 460951906 24,695 381,100 Sh Call Shared-defined 1 381,100 INTEROIL CORP COMMON STOCK Cmn 460951956 20,269 312,800 Sh Put Shared-defined 1 312,800 COLUMN TOTALS 158,623
FORM 13F Page 323 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- INTEROIL CORP COMMON STOCK Cmn 460951106 2,986 46,082 Sh Shared-defined 1 46,082 INTEROIL CORP COMMON STOCK Cmn 460951106 392 6,050 Sh Shared-defined -- 6,050 INTERSIL CORPORATION CMN STOCK Cmn 46069S909 822 55,700 Sh Call Shared-defined 1 55,700 INTERSIL CORPORATION CMN STOCK Cmn 46069S959 1,410 95,500 Sh Put Shared-defined 1 95,500 INTERSIL CORPORATION CMN STOCK Cmn 46069S109 838 56,762 Sh Shared-defined 1 56,762 INTERSIL CORPORATION CMN STOCK Cmn 46069S109 1,324 89,718 Sh Shared-defined -- 89,718 INTERVAL LEISURE GROUP-W/I Cmn 46113M908 453 31,100 Sh Call Shared-defined 1 31,100 INTERVAL LEISURE GROUP-W/I Cmn 46113M958 197 13,500 Sh Put Shared-defined 1 13,500 INTERVAL LEISURE GROUP-W/I Cmn 46113M108 14 994 Sh Shared-defined 1 994 INTERVAL LEISURE GROUP-W/I Cmn 46113M108 24 1,622 Sh Shared-defined -- 1,622 INTEVAC INC CMN STOCK Cmn 461148908 155 11,200 Sh Call Shared-defined 1 11,200 INTEVAC INC CMN STOCK Cmn 461148958 1,437 104,000 Sh Put Shared-defined 1 104,000 INTEVAC INC CMN STOCK Cmn 461148108 238 17,204 Sh Shared-defined 1 17,204 INTEVAC INC CMN STOCK Cmn 461148108 26 1,878 Sh Shared-defined -- 1,878 COLUMN TOTALS 10,316
FORM 13F Page 324 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- INTL FLAVORS & FRAGRANCES Cmn 459506901 529 11,100 Sh Call Shared-defined 1 11,100 INTL FLAVORS & FRAGRANCES Cmn 459506951 186 3,900 Sh Put Shared-defined 1 3,900 INTL FLAVORS & FRAGRANCES Cmn 459506101 700 14,692 Sh Shared-defined -- 14,692 INTL SPEEDWAY CORP CL A CMN STOCK Cmn 460335901 111 4,300 Sh Call Shared-defined 1 4,300 INTL SPEEDWAY CORP CL A CMN STOCK Cmn 460335951 10 400 Sh Put Shared-defined 1 400 INTL SPEEDWAY CORP CL A CMN STOCK Cmn 460335201 20 778 Sh Shared-defined 1 778 INTL SPEEDWAY CORP CL A CMN STOCK Cmn 460335201 1,008 39,118 Sh Shared-defined -- 39,118 INTREPID POTASH INC Cmn 46121Y102 139 4,588 Sh Shared-defined 1 4,588 INTREPID POTASH INC Cmn 46121Y902 7,573 249,700 Sh Call Shared-defined 1 249,700 INTREPID POTASH INC Cmn 46121Y952 8,040 265,100 Sh Put Shared-defined 1 265,100 INTREPID POTASH INC Cmn 46121Y102 356 11,745 Sh Shared-defined -- 11,745 INTREPID POTASH INC Cmn 46121Y902 1,920 63,300 Sh Call Shared-defined -- 63,300 INTREPID POTASH INC Cmn 46121Y952 2,129 70,200 Sh Put Shared-defined -- 70,200 INTUIT INC Cmn 461202903 5,470 159,300 Sh Call Shared-defined 1 159,300 COLUMN TOTALS 28,191
FORM 13F Page 325 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- INTUIT INC Cmn 461202953 3,324 96,800 Sh Put Shared-defined 1 96,800 INTUIT INC Cmn 461202903 2,136 62,200 Sh Call Shared-defined -- 62,200 INTUIT INC Cmn 461202953 3,180 92,600 Sh Put Shared-defined -- 92,600 INTUITIVE SURGICAL INC CMN STK Cmn 46120E902 74,744 214,700 Sh Call Shared-defined 1 214,700 INTUITIVE SURGICAL INC CMN STK Cmn 46120E952 99,252 285,100 Sh Put Shared-defined 1 285,100 INTUITIVE SURGICAL INC CMN STK Cmn 46120E902 25,309 72,700 Sh Call Shared-defined -- 72,700 INTUITIVE SURGICAL INC CMN STK Cmn 46120E952 25,135 72,200 Sh Put Shared-defined -- 72,200 INTUITIVE SURGICAL INC CMN STK Cmn 46120E602 1,465 4,209 Sh Shared-defined 1 4,209 INTUITIVE SURGICAL INC CMN STK Cmn 46120E602 70 200 Sh Shared-defined -- 200 INVACARE CORP 4.125% CB 2/1/2027 - - REGISTERED Bond 461203AD3 24,031 20,000,000 Prn Shared-defined -- N/A INVACARE CORP CMN STK Cmn 461203101 47 1,780 Sh Shared-defined 1 1,780 INVACARE CORP CMN STK Cmn 461203101 356 13,403 Sh Shared-defined -- 13,403 INVENTIV HEALTH INC HEALTH INC Cmn 46122E905 559 24,900 Sh Call Shared-defined 1 24,900 INVENTIV HEALTH INC HEALTH INC Cmn 46122E955 602 26,800 Sh Put Shared-defined 1 26,800 COLUMN TOTALS 260,210
FORM 13F Page 326 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- INVENTIV HEALTH INC HEALTH INC Cmn 46122E105 577 25,690 Sh Shared-defined 1 25,690 INVENTIV HEALTH INC HEALTH INC Cmn 46122E105 34 1,500 Sh Shared-defined -- 1,500 INVERNESS MEDIAL INNOVATIONS .75% CONV PREF - PERP Pref Stk 46126P304 69 258 Sh Shared-defined 1 N/A INVESCO PLC COMMON STOCK Cmn G491BT908 1,109 50,600 Sh Call Shared-defined 1 50,600 INVESCO PLC COMMON STOCK Cmn G491BT958 213 9,700 Sh Put Shared-defined 1 9,700 INVESCO PLC COMMON STOCK Cmn G491BT908 475 21,700 Sh Call Shared-defined -- 21,700 INVESCO PLC COMMON STOCK Cmn G491BT958 202 9,200 Sh Put Shared-defined -- 9,200 INVESCO PLC COMMON STOCK Cmn G491BT108 11,123 507,682 Sh Shared-defined -- 507,682 INVESTMENT TCHNLGY GRP INC CMN STOCK Cmn 46145F905 799 47,900 Sh Call Shared-defined 1 47,900 INVESTMENT TCHNLGY GRP INC CMN STOCK Cmn 46145F955 469 28,100 Sh Put Shared-defined 1 28,100 INVESTMENT TCHNLGY GRP INC CMN STOCK Cmn 46145F105 642 38,495 Sh Shared-defined -- 38,495 INVESTORS REAL ESTATE TRUST Cmn 461730103 593 65,794 Sh Shared-defined -- 65,794 ION GEOPHYSICAL CORP CMN STK Cmn 462044908 46 9,300 Sh Call Shared-defined 1 9,300 ION GEOPHYSICAL CORP CMN STK Cmn 462044958 40 8,100 Sh Put Shared-defined 1 8,100 COLUMN TOTALS 16,391
FORM 13F Page 327 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ION GEOPHYSICAL CORP CMN STK Cmn 462044108 106 21,480 Sh Shared-defined 1 21,480 ION GEOPHYSICAL CORP CMN STK Cmn 462044108 327 66,364 Sh Shared-defined -- 66,364 IPASS INC COMMON STOCK Cmn 46261V108 14 12,175 Sh Shared-defined -- 12,175 IPG 4.2500% 03/15/2023 - REGISTERED Bond 460690BA7 5,220 5,000,000 Prn Shared-defined -- N/A IRIS INTERNATIONAL INC CMN STK Cmn 46270W905 264 25,900 Sh Call Shared-defined 1 25,900 IRIS INTERNATIONAL INC CMN STK Cmn 46270W955 218 21,400 Sh Put Shared-defined 1 21,400 IRIS INTERNATIONAL INC CMN STK Cmn 46270W105 16 1,521 Sh Shared-defined 1 1,521 IRIS INTERNATIONAL INC CMN STK Cmn 46270W105 47 4,649 Sh Shared-defined -- 4,649 IROBOT CORP COMMON STOCK Cmn 462726900 44 2,900 Sh Call Shared-defined 1 2,900 IROBOT CORP COMMON STOCK Cmn 462726950 699 46,100 Sh Put Shared-defined 1 46,100 IROBOT CORP COMMON STOCK Cmn 462726100 289 19,037 Sh Shared-defined 1 19,037 IROBOT CORP COMMON STOCK Cmn 462726100 74 4,914 Sh Shared-defined -- 4,914 IRON MOUNTAIN INC DEL CMN STOCK Cmn 462846106 4,871 177,771 Sh Shared-defined 1 177,771 IRON MOUNTAIN INC DEL CMN STOCK Cmn 462846106 31,242 1,140,230 Sh Shared-defined -- 1,140,230 COLUMN TOTALS 43,431
FORM 13F Page 328 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- IRON MOUNTAIN INC DEL CMN STOCK Cmn 462846906 353 12,900 Sh Call Shared-defined 1 12,900 IRON MOUNTAIN INC DEL CMN STOCK Cmn 462846956 7,765 283,400 Sh Put Shared-defined 1 283,400 ISILON SYSTEMS INC Cmn 46432L104 4 500 Sh Shared-defined 1 500 ISILON SYSTEMS INC Cmn 46432L104 103 11,923 Sh Shared-defined -- 11,923 ISIS PHARMACEUTICALS 2.625% CB 2/15/2027-REGISTERE Bond 464337AE4 52,573 51,135,000 Prn Shared-defined -- N/A ISIS PHARMACEUTICALS INC CMN STK Cmn 464330909 286 26,200 Sh Call Shared-defined 1 26,200 ISIS PHARMACEUTICALS INC CMN STK Cmn 464330959 2,040 186,800 Sh Put Shared-defined 1 186,800 ISIS PHARMACEUTICALS INC CMN STK Cmn 464330109 1,840 168,532 Sh Shared-defined 1 168,532 ISIS PHARMACEUTICALS INC CMN STK Cmn 464330109 5,522 505,684 Sh Shared-defined -- 505,684 ISLE OF CAPRI CASINOS INC CMN STK Cmn 464592104 26 3,395 Sh Shared-defined 1 3,395 ISLE OF CAPRI CASINOS INC CMN STK Cmn 464592104 329 42,343 Sh Shared-defined -- 42,343 ISLE OF CAPRI CASINOS INC CMN STK Cmn 464592904 39 5,000 Sh Call Shared-defined 1 5,000 ISLE OF CAPRI CASINOS INC CMN STK Cmn 464592954 58 7,400 Sh Put Shared-defined 1 7,400 ISTA PHARMACEUTICALS Cmn 45031X204 4 978 Sh Shared-defined 1 978 COLUMN TOTALS 70,942
FORM 13F Page 329 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ISTA PHARMACEUTICALS Cmn 45031X204 99 24,314 Sh Shared-defined -- 24,314 ISTAR FINANCIAL INC CMN STK Cmn 45031U901 306 66,600 Sh Call Shared-defined 1 66,600 ISTAR FINANCIAL INC CMN STK Cmn 45031U951 139 30,300 Sh Put Shared-defined 1 30,300 ISTAR FINANCIAL INC CMN STK Cmn 45031U101 35 7,549 Sh Shared-defined 1 7,549 ISTAR FINANCIAL INC CMN STK Cmn 45031U101 357 77,669 Sh Shared-defined -- 77,669 ITRON INC Cmn 465741906 6,241 86,000 Sh Call Shared-defined 1 86,000 ITRON INC Cmn 465741956 2,830 39,000 Sh Put Shared-defined 1 39,000 ITRON INC Cmn 465741906 1,270 17,500 Sh Call Shared-defined -- 17,500 ITRON INC Cmn 465741956 269 3,700 Sh Put Shared-defined -- 3,700 ITT CORP CMN STOCK Cmn 450911102 429 7,995 Sh Shared-defined 1 7,995 ITT CORP CMN STOCK Cmn 450911102 97 1,807 Sh Shared-defined -- 1,807 ITT CORP CMN STOCK Cmn 450911902 3,227 60,200 Sh Call Shared-defined 1 60,200 ITT CORP CMN STOCK Cmn 450911952 4,187 78,100 Sh Put Shared-defined 1 78,100 ITT CORP CMN STOCK Cmn 450911902 231 4,300 Sh Call Shared-defined -- 4,300 COLUMN TOTALS 19,717
FORM 13F Page 330 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ITT CORP CMN STOCK Cmn 450911952 1,249 23,300 Sh Put Shared-defined -- 23,300 ITT EDUCATIONAL SVCS INC CMN STOCK Cmn 45068B909 23,857 212,100 Sh Call Shared-defined 1 212,100 ITT EDUCATIONAL SVCS INC CMN STOCK Cmn 45068B959 17,041 151,500 Sh Put Shared-defined 1 151,500 ITT EDUCATIONAL SVCS INC CMN STOCK Cmn 45068B909 5,118 45,500 Sh Call Shared-defined -- 45,500 ITT EDUCATIONAL SVCS INC CMN STOCK Cmn 45068B959 2,317 20,600 Sh Put Shared-defined -- 20,600 ITT EDUCATIONAL SVCS INC CMN STOCK Cmn 45068B109 11 100 Sh Shared-defined -- 100 IVANHOE ENERGY INC Cmn 465790103 45 13,589 Sh Shared-defined 1 13,589 IVANHOE ENERGY INC Cmn 465790103 52 15,539 Sh Shared-defined -- 15,539 IVANHOE MINES LTD COMMON STOCK Cmn 46579N903 5,021 288,400 Sh Call Shared-defined 1 288,400 IVANHOE MINES LTD COMMON STOCK Cmn 46579N953 1,873 107,600 Sh Put Shared-defined 1 107,600 IVANHOE MINES LTD COMMON STOCK Cmn 46579N903 655 37,600 Sh Call Shared-defined -- 37,600 IVANHOE MINES LTD COMMON STOCK Cmn 46579N953 263 15,100 Sh Put Shared-defined -- 15,100 IVANHOE MINES LTD COMMON STOCK Cmn 46579N103 712 40,877 Sh Shared-defined 1 40,877 IVANHOE MINES LTD COMMON STOCK Cmn 46579N103 611 35,122 Sh Shared-defined -- 35,122 COLUMN TOTALS 58,825
FORM 13F Page 331 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- IXIA Cmn 45071R109 57 6,157 Sh Shared-defined 1 6,157 IXIA Cmn 45071R909 32 3,400 Sh Call Shared-defined 1 3,400 IXIA Cmn 45071R959 19 2,000 Sh Put Shared-defined 1 2,000 IXIA Cmn 45071R109 93 10,032 Sh Shared-defined -- 10,032 J & J SNACK FOODS CORP CMN STK Cmn 466032109 243 5,597 Sh Shared-defined -- 5,597 J CREW GROUP INC COMMON STOCK Cmn 46612H902 3,640 79,300 Sh Call Shared-defined 1 79,300 J CREW GROUP INC COMMON STOCK Cmn 46612H952 5,907 128,700 Sh Put Shared-defined 1 128,700 J CREW GROUP INC COMMON STOCK Cmn 46612H902 2,153 46,900 Sh Call Shared-defined -- 46,900 J CREW GROUP INC COMMON STOCK Cmn 46612H952 4,916 107,100 Sh Put Shared-defined -- 107,100 J CREW GROUP INC COMMON STOCK Cmn 46612H402 3,354 73,066 Sh Shared-defined 1 73,066 J CREW GROUP INC COMMON STOCK Cmn 46612H402 1,877 40,898 Sh Shared-defined -- 40,898 J. C. PENNEY COMPANY, INC Cmn 708160906 12,215 379,700 Sh Call Shared-defined 1 379,700 J. C. PENNEY COMPANY, INC Cmn 708160956 10,992 341,700 Sh Put Shared-defined 1 341,700 J. C. PENNEY COMPANY, INC Cmn 708160106 22,904 711,954 Sh Shared-defined -- 711,954 COLUMN TOTALS 68,402
FORM 13F Page 332 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- J. C. PENNEY COMPANY, INC Cmn 708160906 4,655 144,700 Sh Call Shared-defined -- 144,700 J. C. PENNEY COMPANY, INC Cmn 708160956 5,327 165,600 Sh Put Shared-defined -- 165,600 J2 GLOBAL COMMUNICATIONS INC. CMN STOCK Cmn 46626E905 688 29,400 Sh Call Shared-defined 1 29,400 J2 GLOBAL COMMUNICATIONS INC. CMN STOCK Cmn 46626E955 283 12,100 Sh Put Shared-defined 1 12,100 J2 GLOBAL COMMUNICATIONS INC. CMN STOCK Cmn 46626E205 6 260 Sh Shared-defined 1 260 J2 GLOBAL COMMUNICATIONS INC. CMN STOCK Cmn 46626E205 22 933 Sh Shared-defined -- 933 JA SOLAR HOLDINGS Depository CO LTD-ADR Receipt 466090107 1,636 291,697 Sh Shared-defined 1 N/A JA SOLAR HOLDINGS Depository CO LTD-ADR Receipt 466090107 14 2,417 Sh Shared-defined -- N/A JABIL CIRCUIT INC CMN STK Cmn 466313903 975 60,200 Sh Call Shared-defined 1 60,200 JABIL CIRCUIT INC CMN STK Cmn 466313953 2,299 142,000 Sh Put Shared-defined 1 142,000 JABIL CIRCUIT INC CMN STK Cmn 466313903 552 34,100 Sh Call Shared-defined -- 34,100 JABIL CIRCUIT INC CMN STK Cmn 466313953 1,106 68,300 Sh Put Shared-defined -- 68,300 JABIL CIRCUIT INC CMN STK Cmn 466313103 1,163 71,851 Sh Shared-defined 1 71,851 JABIL CIRCUIT INC CMN STK Cmn 466313103 11,900 735,015 Sh Shared-defined -- 735,015 COLUMN TOTALS 30,626
FORM 13F Page 332 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- JACK IN THE BOX INC. CMN STK Cmn 466367909 608 25,800 Sh Call Shared-defined 1 25,800 JACK IN THE BOX INC. CMN STK Cmn 466367959 243 10,300 Sh Put Shared-defined 1 10,300 JACK IN THE BOX INC. CMN STK Cmn 466367109 489 20,773 Sh Shared-defined 1 20,773 JACK IN THE BOX INC. CMN STK Cmn 466367109 13,674 580,618 Sh Shared-defined -- 580,618 JACKSON HEWITT TAX SERVICE INC. COMMON STOCK Cmn 468202906 365 182,400 Sh Call Shared-defined 1 182,400 JACKSON HEWITT TAX SERVICE INC. COMMON STOCK Cmn 468202956 48 24,100 Sh Put Shared-defined 1 24,100 JACKSON HEWITT TAX SERVICE INC. COMMON STOCK Cmn 468202906 22 11,200 Sh Call Shared-defined -- 11,200 JACKSON HEWITT TAX SERVICE INC. COMMON STOCK Cmn 468202956 70 35,000 Sh Put Shared-defined -- 35,000 JACKSON HEWITT TAX SERVICE INC. COMMON STOCK Cmn 468202106 7 3,539 Sh Shared-defined -- 3,539 JACOBS ENGINEERING GROUP INC CMN STK Cmn 469814907 11,528 255,100 Sh Call Shared-defined 1 255,100 JACOBS ENGINEERING GROUP INC CMN STK Cmn 469814957 8,636 191,100 Sh Put Shared-defined 1 191,100 JACOBS ENGINEERING GROUP INC CMN STK Cmn 469814907 4,112 91,000 Sh Call Shared-defined -- 91,000 JACOBS ENGINEERING GROUP INC CMN STK Cmn 469814957 2,707 59,900 Sh Put Shared-defined -- 59,900 JACOBS ENGINEERING GROUP INC CMN STK Cmn 469814107 10,526 232,928 Sh Shared-defined -- 232,928 COLUMN TOTALS 53,035
FORM 13F Page 334 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- JAGUAR MINING INC COMMON STOCK Cmn 47009M903 169 18,400 Sh Call Shared-defined 1 18,400 JAGUAR MINING INC COMMON STOCK Cmn 47009M953 216 23,400 Sh Put Shared-defined 1 23,400 JAGUAR MINING INC COMMON STOCK Cmn 47009M103 319 34,665 Sh Shared-defined 1 34,665 JAGUAR MINING INC COMMON STOCK Cmn 47009M103 6 700 Sh Shared-defined -- 700 JAKKS PAC INC CMN STOCK Cmn 47012E106 9 661 Sh Shared-defined 1 661 JAKKS PAC INC CMN STOCK Cmn 47012E106 1,253 96,040 Sh Shared-defined -- 96,040 JAKKS PAC INC CMN STOCK Cmn 47012E906 489 37,500 Sh Call Shared-defined 1 37,500 JAKKS PAC INC CMN STOCK Cmn 47012E956 386 29,600 Sh Put Shared-defined 1 29,600 JAMES RIVER COAL CO COMMON STOCK Cmn 470355907 439 27,600 Sh Call Shared-defined 1 27,600 JAMES RIVER COAL CO COMMON STOCK Cmn 470355957 1,143 71,900 Sh Put Shared-defined 1 71,900 JAMES RIVER COAL CO COMMON STOCK Cmn 470355907 45 2,800 Sh Call Shared-defined -- 2,800 JAMES RIVER COAL CO COMMON STOCK Cmn 470355957 512 32,200 Sh Put Shared-defined -- 32,200 JAMES RIVER COAL CO COMMON STOCK Cmn 470355207 1,171 73,635 Sh Shared-defined 1 73,635 JAMES RIVER COAL CO COMMON STOCK Cmn 470355207 1,596 100,357 Sh Shared-defined -- 100,357 COLUMN TOTALS 7,753
FORM 13F Page 335 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- JANUS CAPITAL GROUP INC CMN STK Cmn 47102X905 347 24,300 Sh Call Shared-defined 1 24,300 JANUS CAPITAL GROUP INC CMN STK Cmn 47102X955 480 33,600 Sh Put Shared-defined 1 33,600 JANUS CAPITAL GROUP INC CMN STK Cmn 47102X105 151 10,563 Sh Shared-defined 1 10,563 JANUS CAPITAL GROUP INC CMN STK Cmn 47102X105 21,954 1,536,318 Sh Shared-defined -- 1,536,318 JARDEN CORP CMN STK Cmn 471109908 1,481 44,500 Sh Call Shared-defined 1 44,500 JARDEN CORP CMN STK Cmn 471109958 1,198 36,000 Sh Put Shared-defined 1 36,000 JARDEN CORP CMN STK Cmn 471109108 9,711 291,695 Sh Shared-defined -- 291,695 JAZZ PHARMACEUTICALS INC Cmn 472147107 370 33,940 Sh Shared-defined 1 33,940 JAZZ PHARMACEUTICALS INC Cmn 472147907 273 25,000 Sh Call Shared-defined 1 25,000 JAZZ PHARMACEUTICALS INC Cmn 472147957 750 68,800 Sh Put Shared-defined 1 68,800 JDA SOFTWARE GROUP INC CMN STOCK Cmn 46612K908 47 1,700 Sh Call Shared-defined 1 1,700 JDA SOFTWARE GROUP INC CMN STOCK Cmn 46612K958 111 4,000 Sh Put Shared-defined 1 4,000 JDA SOFTWARE GROUP INC CMN STOCK Cmn 46612K108 21 740 Sh Shared-defined 1 740 JDA SOFTWARE GROUP INC CMN STOCK Cmn 46612K108 1,297 46,619 Sh Shared-defined -- 46,619 COLUMN TOTALS 38,191
FORM 13F Page 336 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- JDS UNIPHASE 1% CB 05/15/2026 - REGISTERED Bond 46612JAD3 18,438 20,309,000 Prn Shared-defined -- N/A JDS UNIPHASE CORPORATION CMN STK Cmn 46612J907 2,636 210,400 Sh Call Shared-defined 1 210,400 JDS UNIPHASE CORPORATION CMN STK Cmn 46612J957 2,186 174,500 Sh Put Shared-defined 1 174,500 JDS UNIPHASE CORPORATION CMN STK Cmn 46612J907 624 49,800 Sh Call Shared-defined -- 49,800 JDS UNIPHASE CORPORATION CMN STK Cmn 46612J957 1,212 96,700 Sh Put Shared-defined -- 96,700 JDS UNIPHASE CORPORATION CMN STK Cmn 46612J507 1,363 108,766 Sh Shared-defined 1 108,766 JDS UNIPHASE CORPORATION CMN STK Cmn 46612J507 1,588 126,714 Sh Shared-defined -- 126,714 JEFFERIES GROUP INC COMMON STOCK Cmn 472319902 3,465 146,400 Sh Call Shared-defined 1 146,400 JEFFERIES GROUP INC COMMON STOCK Cmn 472319952 445 18,800 Sh Put Shared-defined 1 18,800 JEFFERIES GROUP INC COMMON STOCK Cmn 472319902 241 10,200 Sh Call Shared-defined -- 10,200 JEFFERIES GROUP INC COMMON STOCK Cmn 472319952 336 14,200 Sh Put Shared-defined -- 14,200 JEFFERIES GROUP INC COMMON STOCK Cmn 472319102 5,281 223,102 Sh Shared-defined -- 223,102 JETBLUE AIRWAYS CORP Cmn 477143101 736 131,887 Sh Shared-defined 1 131,887 JETBLUE AIRWAYS CORP Cmn 477143101 4,165 746,455 Sh Shared-defined -- 746,455 COLUMN TOTALS 42,716
FORM 13F Page 337 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- JETBLUE AIRWAYS CORP Cmn 477143901 456 81,800 Sh Call Shared-defined 1 81,800 JETBLUE AIRWAYS CORP Cmn 477143951 548 98,200 Sh Put Shared-defined 1 98,200 JETBLUE AIRWAYS CORP Cmn 477143901 227 40,700 Sh Call Shared-defined -- 40,700 JETBLUE AIRWAYS CORP Cmn 477143951 263 47,200 Sh Put Shared-defined -- 47,200 JM SMUCKER CO -NEW COMMON SHARES Cmn 832696405 1,444 23,965 Sh Shared-defined 1 23,965 JM SMUCKER CO -NEW COMMON SHARES Cmn 832696405 1,090 18,085 Sh Shared-defined -- 18,085 JM SMUCKER CO -NEW COMMON SHARES Cmn 832696905 1,531 25,400 Sh Call Shared-defined 1 25,400 JM SMUCKER CO -NEW COMMON SHARES Cmn 832696955 2,784 46,200 Sh Put Shared-defined 1 46,200 JO-ANN STORES INC. COMMON STOCK Cmn 47758P907 961 22,900 Sh Call Shared-defined 1 22,900 JO-ANN STORES INC. COMMON STOCK Cmn 47758P957 2,901 69,100 Sh Put Shared-defined 1 69,100 JO-ANN STORES INC. COMMON STOCK Cmn 47758P307 22 518 Sh Shared-defined -- 518 JOHN BEAN TECHNOLOGIES Cmn 477839104 9 533 Sh Shared-defined 1 533 JOHN BEAN TECHNOLOGIES Cmn 477839104 72 4,124 Sh Shared-defined -- 4,124 JOHN BEAN TECHNOLOGIES Cmn 477839904 158 9,000 Sh Call Shared-defined 1 9,000 COLUMN TOTALS 12,466
FORM 13F Page 338 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- JOHN BEAN TECHNOLOGIES Cmn 477839954 54 3,100 Sh Put Shared-defined 1 3,100 JOHNSON & JOHNSON Cmn 478160104 13,761 211,052 Sh Shared-defined 1 211,052 JOHNSON & JOHNSON Cmn 478160904 40,202 616,600 Sh Call Shared-defined 1 616,600 JOHNSON & JOHNSON Cmn 478160954 27,025 414,500 Sh Put Shared-defined 1 414,500 JOHNSON & JOHNSON Cmn 478160104 732 11,224 Sh Shared-defined -- 11,224 JOHNSON & JOHNSON Cmn 478160904 8,339 127,900 Sh Call Shared-defined -- 127,900 JOHNSON & JOHNSON Cmn 478160954 6,005 92,100 Sh Put Shared-defined -- 92,100 JOHNSON CONTROLS 11.5% MAND 03/31/12-REGISTERED Bond 478366602 15 90 Prn Shared-defined 1 N/A JOHNSON CTLS INC Cmn 478366907 7,723 234,100 Sh Call Shared-defined 1 234,100 JOHNSON CTLS INC Cmn 478366957 3,596 109,000 Sh Put Shared-defined 1 109,000 JOHNSON CTLS INC Cmn 478366907 3,494 105,900 Sh Call Shared-defined -- 105,900 JOHNSON CTLS INC Cmn 478366957 970 29,400 Sh Put Shared-defined -- 29,400 JOHNSON CTLS INC Cmn 478366107 2,043 61,941 Sh Shared-defined -- 61,941 JONES APPAREL GROUP INC CMN STK Cmn 480074903 869 45,700 Sh Call Shared-defined 1 45,700 COLUMN TOTALS 114,828
FORM 13F Page 339 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- JONES APPAREL GROUP INC CMN STK Cmn 480074953 1,120 58,900 Sh Put Shared-defined 1 58,900 JONES APPAREL GROUP INC CMN STK Cmn 480074903 274 14,400 Sh Call Shared-defined -- 14,400 JONES APPAREL GROUP INC CMN STK Cmn 480074953 398 20,900 Sh Put Shared-defined -- 20,900 JONES APPAREL GROUP INC CMN STK Cmn 480074103 249 13,083 Sh Shared-defined 1 13,083 JONES APPAREL GROUP INC CMN STK Cmn 480074103 76 4,000 Sh Shared-defined -- 4,000 JONES LANG LASALLE INC CMN STOCK Cmn 48020Q107 1,200 16,462 Sh Shared-defined 1 16,462 JONES LANG LASALLE INC CMN STOCK Cmn 48020Q107 211 2,892 Sh Shared-defined -- 2,892 JONES LANG LASALLE INC CMN STOCK Cmn 48020Q907 1,174 16,100 Sh Call Shared-defined 1 16,100 JONES LANG LASALLE INC CMN STOCK Cmn 48020Q957 3,550 48,700 Sh Put Shared-defined 1 48,700 JONES LANG LASALLE INC CMN STOCK Cmn 48020Q907 7 100 Sh Call Shared-defined -- 100 JONES LANG LASALLE INC CMN STOCK Cmn 48020Q957 816 11,200 Sh Put Shared-defined -- 11,200 JOS A BANK CLOTHIERS INC CMN STOCK Cmn 480838901 1,077 19,700 Sh Call Shared-defined 1 19,700 JOS A BANK CLOTHIERS INC CMN STOCK Cmn 480838951 4,388 80,300 Sh Put Shared-defined 1 80,300 JOS A BANK CLOTHIERS INC CMN STOCK Cmn 480838901 814 14,900 Sh Call Shared-defined -- 14,900 COLUMN TOTALS 15,354
FORM 13F Page 340 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- JOS A BANK CLOTHIERS INC CMN STOCK Cmn 480838951 1,202 22,000 Sh Put Shared-defined -- 22,000 JOS A BANK CLOTHIERS INC CMN STOCK Cmn 480838101 1,144 20,934 Sh Shared-defined -- 20,934 JOY GLOBAL INC CMN STK Cmn 481165908 14,484 255,900 Sh Call Shared-defined 1 255,900 JOY GLOBAL INC CMN STK Cmn 481165958 17,614 311,200 Sh Put Shared-defined 1 311,200 JOY GLOBAL INC CMN STK Cmn 481165908 2,632 46,500 Sh Call Shared-defined -- 46,500 JOY GLOBAL INC CMN STK Cmn 481165958 4,279 75,600 Sh Put Shared-defined -- 75,600 JOY GLOBAL INC CMN STK Cmn 481165108 493 8,713 Sh Shared-defined 1 8,713 JOY GLOBAL INC CMN STK Cmn 481165108 1,953 34,508 Sh Shared-defined -- 34,508 JPMORGAN CHASE & CO CMN STK Cmn 46625H100 40,917 914,345 Sh Shared-defined 1 914,345 JPMORGAN CHASE & CO CMN STK Cmn 46625H100 92,529 2,067,688 Sh Shared-defined -- 2,067,688 JPMORGAN CHASE & CO CMN STK Cmn 46625H900 126,620 2,829,500 Sh Call Shared-defined 1 2,829,500 JPMORGAN CHASE & CO CMN STK Cmn 46625H950 167,723 3,748,000 Sh Put Shared-defined 1 3,748,000 JPMORGAN CHASE & CO CMN STK Cmn 46625H900 19,601 438,000 Sh Call Shared-defined -- 438,000 JPMORGAN CHASE & CO CMN STK Cmn 46625H950 28,935 646,600 Sh Put Shared-defined -- 646,600 COLUMN TOTALS 520,126
FORM 13F Page 341 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- JPMORGAN CHASE & CO. TARP WARRANT Wt 46634E114 15 975 Shared-defined 1 N/A JUNIPER NETWORKS INC Cmn 48203R104 152 4,954 Sh Shared-defined 1 4,954 JUNIPER NETWORKS INC Cmn 48203R104 31,026 1,011,291 Sh Shared-defined -- 1,011,291 JUNIPER NETWORKS INC Cmn 48203R904 17,233 561,700 Sh Call Shared-defined 1 561,700 JUNIPER NETWORKS INC Cmn 48203R954 16,484 537,300 Sh Put Shared-defined 1 537,300 JUNIPER NETWORKS INC Cmn 48203R904 6,449 210,200 Sh Call Shared-defined -- 210,200 JUNIPER NETWORKS INC Cmn 48203R954 430 14,000 Sh Put Shared-defined -- 14,000 KAISER ALUMINUM CORP CMN STK Cmn 483007904 1,169 30,300 Sh Call Shared-defined 1 30,300 KAISER ALUMINUM CORP CMN STK Cmn 483007954 1,797 46,600 Sh Put Shared-defined 1 46,600 KAISER ALUMINUM CORP CMN STK Cmn 483007704 32 829 Sh Shared-defined 1 829 KAISER ALUMINUM CORP CMN STK Cmn 483007704 1,012 26,244 Sh Shared-defined -- 26,244 KAMAN CORP COMMON STOCK Cmn 483548103 333 13,304 Sh Shared-defined -- 13,304 KANSAS CITY SOUTHERN INC CMN STK Cmn 485170902 2,224 61,500 Sh Call Shared-defined 1 61,500 KANSAS CITY SOUTHERN INC CMN STK Cmn 485170952 499 13,800 Sh Put Shared-defined 1 13,800 COLUMN TOTALS 78,855
FORM 13F Page 342 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- KANSAS CITY SOUTHERN INC CMN STK Cmn 485170302 21 586 Sh Shared-defined 1 586 KANSAS CITY SOUTHERN INC CMN STK Cmn 485170302 817 22,579 Sh Shared-defined -- 22,579 KAR AUCTION SERVICES INC Cmn 48238T109 4 239 Sh Shared-defined 1 239 KAR AUCTION SERVICES INC Cmn 48238T109 23,833 1,582,511 Sh Shared-defined -- 1,582,511 KAYDON CORP CMN STK Cmn 486587908 203 5,400 Sh Call Shared-defined 1 5,400 KAYDON CORP CMN STK Cmn 486587108 36 945 Sh Shared-defined 1 945 KAYDON CORP CMN STK Cmn 486587108 497 13,217 Sh Shared-defined -- 13,217 KB HOME COM SHS Cmn 48666K909 1,861 111,100 Sh Call Shared-defined 1 111,100 KB HOME COM SHS Cmn 48666K959 3,579 213,700 Sh Put Shared-defined 1 213,700 KB HOME COM SHS Cmn 48666K909 424 25,300 Sh Call Shared-defined -- 25,300 KB HOME COM SHS Cmn 48666K959 685 40,900 Sh Put Shared-defined -- 40,900 KB HOME COM SHS Cmn 48666K109 1,945 116,140 Sh Shared-defined 1 116,140 KB HOME COM SHS Cmn 48666K109 662 39,499 Sh Shared-defined -- 39,499 KBR INC Cmn 48242W906 2,196 99,100 Sh Call Shared-defined 1 99,100 COLUMN TOTALS 36,763
FORM 13F Page 343 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- KBR INC Cmn 48242W956 749 33,800 Sh Put Shared-defined 1 33,800 KBR INC Cmn 48242W106 37,353 1,685,588 Sh Shared-defined -- 1,685,588 KBR INC Cmn 48242W906 647 29,200 Sh Call Shared-defined -- 29,200 KBR INC Cmn 48242W956 563 25,400 Sh Put Shared-defined -- 25,400 KBW INC Cmn 482423100 96 3,559 Sh Shared-defined 1 3,559 KBW INC Cmn 482423100 417 15,500 Sh Shared-defined -- 15,500 KELLOGG CO Cmn 487836108 25 476 Sh Shared-defined 1 476 KELLOGG CO Cmn 487836908 3,858 72,200 Sh Call Shared-defined 1 72,200 KELLOGG CO Cmn 487836958 2,159 40,400 Sh Put Shared-defined 1 40,400 KELLOGG CO Cmn 487836108 3,490 65,312 Sh Shared-defined -- 65,312 KELLOGG CO Cmn 487836908 353 6,600 Sh Call Shared-defined -- 6,600 KELLOGG CO Cmn 487836958 1,384 25,900 Sh Put Shared-defined -- 25,900 KENDLE INTL INC CMN STOCK Cmn 48880L907 101 5,800 Sh Call Shared-defined 1 5,800 KENDLE INTL INC CMN STOCK Cmn 48880L957 45 2,600 Sh Put Shared-defined 1 2,600 COLUMN TOTALS 51,240
FORM 13F Page 344 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- KENDLE INTL INC CMN STOCK Cmn 48880L107 28 1,613 Sh Shared-defined 1 1,613 KENDLE INTL INC CMN STOCK Cmn 48880L107 126 7,218 Sh Shared-defined -- 7,218 KENNAMETAL INC CMN STK Cmn 489170100 23 814 Sh Shared-defined 1 814 KENNAMETAL INC CMN STK Cmn 489170100 1,121 39,866 Sh Shared-defined -- 39,866 KERYX BIOPHARMACEUTICALS INC CMN STK Cmn 492515901 193 70,400 Sh Call Shared-defined 1 70,400 KERYX BIOPHARMACEUTICALS INC CMN STK Cmn 492515951 28 10,300 Sh Put Shared-defined 1 10,300 KERYX BIOPHARMACEUTICALS INC CMN STK Cmn 492515101 3 1,057 Sh Shared-defined -- 1,057 KEY ENERGY SERVICES, INC. Cmn 492914906 120 12,600 Sh Call Shared-defined 1 12,600 KEY ENERGY SERVICES, INC. Cmn 492914956 80 8,400 Sh Put Shared-defined 1 8,400 KEYCORP COMMON STOCK Cmn 493267108 597 77,048 Sh Shared-defined 1 77,048 KEYCORP COMMON STOCK Cmn 493267108 56,020 7,228,395 Sh Shared-defined -- 7,228,395 KEYCORP COMMON STOCK Cmn 493267908 770 99,400 Sh Call Shared-defined 1 99,400 KEYCORP COMMON STOCK Cmn 493267958 537 69,300 Sh Put Shared-defined 1 69,300 KEYCORP COMMON STOCK Cmn 493267908 77 9,900 Sh Call Shared-defined -- 9,900 COLUMN TOTALS 59,723
FORM 13F Page 345 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- KEYCORP COMMON STOCK Cmn 493267958 315 40,700 Sh Put Shared-defined -- 40,700 KEYNOTE SYS INC CMN STOCK Cmn 493308100 27 2,388 Sh Shared-defined 1 2,388 KEYNOTE SYS INC CMN STOCK Cmn 493308100 92 8,059 Sh Shared-defined -- 8,059 KILROY REALTY CMN STOCK Cmn 49427F908 1,042 33,800 Sh Call Shared-defined 1 33,800 KILROY REALTY CMN STOCK Cmn 49427F958 1,039 33,700 Sh Put Shared-defined 1 33,700 KILROY REALTY CMN STOCK Cmn 49427F108 1,482 48,065 Sh Shared-defined -- 48,065 KIMBALL INTERNATIONAL -CL B CMN STK Cmn 494274103 260 37,343 Sh Shared-defined -- 37,343 KIMBERLY CLARK CORP Cmn 494368903 10,532 167,500 Sh Call Shared-defined 1 167,500 KIMBERLY CLARK CORP Cmn 494368953 5,640 89,700 Sh Put Shared-defined 1 89,700 KIMBERLY CLARK CORP Cmn 494368103 10,975 174,541 Sh Shared-defined -- 174,541 KIMBERLY CLARK CORP Cmn 494368903 7,250 115,300 Sh Call Shared-defined -- 115,300 KIMBERLY CLARK CORP Cmn 494368953 629 10,000 Sh Put Shared-defined -- 10,000 KIMCO REALTY CORP CMN STK Cmn 49446R909 726 46,400 Sh Call Shared-defined 1 46,400 KIMCO REALTY CORP CMN STK Cmn 49446R959 421 26,900 Sh Put Shared-defined 1 26,900 COLUMN TOTALS 40,430
FORM 13F Page 346 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- KIMCO REALTY CORP CMN STK Cmn 49446R909 69 4,400 Sh Call Shared-defined -- 4,400 KIMCO REALTY CORP CMN STK Cmn 49446R959 347 22,200 Sh Put Shared-defined -- 22,200 KIMCO REALTY CORP CMN STK Cmn 49446R109 45 2,898 Sh Shared-defined 1 2,898 KIMCO REALTY CORP CMN STK Cmn 49446R109 6,257 400,037 Sh Shared-defined -- 400,037 KINDER MORGAN ENERGY PARTNERS, L Cmn 494550906 7,654 117,000 Sh Call Shared-defined 1 117,000 KINDER MORGAN ENERGY PARTNERS, L Cmn 494550956 5,371 82,100 Sh Put Shared-defined 1 82,100 KINDER MORGAN MANAGEMENT LLC Cmn 49455U100 4,982 84,994 Sh Shared-defined -- 84,994 KINDRED HEALTHCARE INC CMN STOCK Cmn 494580903 884 49,000 Sh Call Shared-defined 1 49,000 KINDRED HEALTHCARE INC CMN STOCK Cmn 494580953 718 39,800 Sh Put Shared-defined 1 39,800 KINDRED HEALTHCARE INC CMN STOCK Cmn 494580103 11 633 Sh Shared-defined 1 633 KINDRED HEALTHCARE INC CMN STOCK Cmn 494580103 30 1,671 Sh Shared-defined -- 1,671 KINETIC CONCEPTS INC COMMON STOCK Cmn 49460W908 2,778 58,100 Sh Call Shared-defined 1 58,100 KINETIC CONCEPTS INC COMMON STOCK Cmn 49460W958 3,705 77,500 Sh Put Shared-defined 1 77,500 KINETIC CONCEPTS INC COMMON STOCK Cmn 49460W908 110 2,300 Sh Call Shared-defined -- 2,300 COLUMN TOTALS 32,961
FORM 13F Page 347 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- KINETIC CONCEPTS INC COMMON STOCK Cmn 49460W958 153 3,200 Sh Put Shared-defined -- 3,200 KINETIC CONCEPTS INC COMMON STOCK Cmn 49460W208 68 1,432 Sh Shared-defined 1 1,432 KINETIC CONCEPTS INC COMMON STOCK Cmn 49460W208 12,135 253,826 Sh Shared-defined -- 253,826 KING PHARMACE 1.25% CB 4/1/2026 - - REGISTERED Bond 495582AJ7 43,863 47,500,000 Prn Shared-defined -- N/A KING PHARMACEUTICALS INC CMN STOCK Cmn 495582908 993 84,400 Sh Call Shared-defined 1 84,400 KING PHARMACEUTICALS INC CMN STOCK Cmn 495582958 481 40,900 Sh Put Shared-defined 1 40,900 KING PHARMACEUTICALS INC CMN STOCK Cmn 495582108 918 78,039 Sh Shared-defined -- 78,039 KINROSS GOLD CORP Cmn 496902904 2,873 168,100 Sh Call Shared-defined 1 168,100 KINROSS GOLD CORP Cmn 496902954 4,349 254,500 Sh Put Shared-defined 1 254,500 KINROSS GOLD CORP Cmn 496902904 494 28,900 Sh Call Shared-defined -- 28,900 KINROSS GOLD CORP Cmn 496902954 1,731 101,300 Sh Put Shared-defined -- 101,300 KINROSS GOLD CORP Cmn 496902404 1,960 114,711 Sh Shared-defined 1 114,711 KINROSS GOLD CORP Cmn 496902404 84 4,942 Sh Shared-defined -- 4,942 KINROSS GOLD CORP 1.75% CB 03/15/2028-REGISTERED Bond 496902AD9 17,138 17,000,000 Prn Shared-defined -- N/A COLUMN TOTALS 87,240
FORM 13F Page 348 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- KIRKLAND'S INC CMN STK Cmn 497498905 569 27,100 Sh Call Shared-defined 1 27,100 KIRKLAND'S INC CMN STK Cmn 497498955 271 12,900 Sh Put Shared-defined 1 12,900 KIRKLAND'S INC CMN STK Cmn 497498105 83 3,941 Sh Shared-defined 1 3,941 KIRKLAND'S INC CMN STK Cmn 497498105 35 1,678 Sh Shared-defined -- 1,678 KKR FINANCIAL HOLDINGS LLC COMMON STOCK Cmn 48248A906 1,576 192,000 Sh Call Shared-defined 1 192,000 KKR FINANCIAL HOLDINGS LLC COMMON STOCK Cmn 48248A956 355 43,300 Sh Put Shared-defined 1 43,300 KKR FINANCIAL HOLDINGS LLC COMMON STOCK Cmn 48248A306 69 8,396 Sh Shared-defined 1 8,396 KLA-TENCOR INSTRUMENTS CORP CMN STK Cmn 482480900 5,108 165,200 Sh Call Shared-defined 1 165,200 KLA-TENCOR INSTRUMENTS CORP CMN STK Cmn 482480950 7,504 242,700 Sh Put Shared-defined 1 242,700 KLA-TENCOR INSTRUMENTS CORP CMN STK Cmn 482480900 1,651 53,400 Sh Call Shared-defined -- 53,400 KLA-TENCOR INSTRUMENTS CORP CMN STK Cmn 482480950 3,308 107,000 Sh Put Shared-defined -- 107,000 KLA-TENCOR INSTRUMENTS CORP CMN STK Cmn 482480100 2,503 80,949 Sh Shared-defined 1 80,949 KLA-TENCOR INSTRUMENTS CORP CMN STK Cmn 482480100 5,321 172,092 Sh Shared-defined -- 172,092 KNIGHT CAPITAL GROUP INC - A CMN Cmn 499005906 1,767 115,900 Sh Call Shared-defined 1 115,900 COLUMN TOTALS 30,120
FORM 13F Page 349 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- KNIGHT CAPITAL GROUP INC - A CMN Cmn 499005956 1,932 126,700 Sh Put Shared-defined 1 126,700 KNIGHT CAPITAL GROUP INC - A CMN Cmn 499005906 444 29,100 Sh Call Shared-defined -- 29,100 KNIGHT CAPITAL GROUP INC - A CMN Cmn 499005956 1,449 95,000 Sh Put Shared-defined -- 95,000 KNIGHT CAPITAL GROUP INC - A CMN Cmn 499005106 750 49,197 Sh Shared-defined 1 49,197 KNIGHT CAPITAL GROUP INC - A CMN Cmn 499005106 6,430 421,621 Sh Shared-defined -- 421,621 KNIGHT TRANSN INC CMN STOCK Cmn 499064903 137 6,500 Sh Call Shared-defined 1 6,500 KNIGHT TRANSN INC CMN STOCK Cmn 499064953 234 11,100 Sh Put Shared-defined 1 11,100 KNIGHT TRANSN INC CMN STOCK Cmn 499064103 216 10,222 Sh Shared-defined -- 10,222 KNIGHTSBRIDGE TANKERS CMN STOCK Cmn G5299G906 845 49,900 Sh Call Shared-defined 1 49,900 KNIGHTSBRIDGE TANKERS CMN STOCK Cmn G5299G956 58 3,400 Sh Put Shared-defined 1 3,400 KNIGHTSBRIDGE TANKERS CMN STOCK Cmn G5299G106 20 1,174 Sh Shared-defined 1 1,174 KNOLL INC COMMON STOCK Cmn 498904200 1 94 Sh Shared-defined 1 94 KNOLL INC COMMON STOCK Cmn 498904200 251 22,323 Sh Shared-defined -- 22,323 KOHLS CORP CMN STK Cmn 500255104 96 1,758 Sh Shared-defined 1 1,758 COLUMN TOTALS 12,863
FORM 13F Page 350 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- KOHLS CORP CMN STK Cmn 500255104 937 17,107 Sh Shared-defined -- 17,107 KOHLS CORP CMN STK Cmn 500255904 14,818 270,500 Sh Call Shared-defined 1 270,500 KOHLS CORP CMN STK Cmn 500255954 15,530 283,500 Sh Put Shared-defined 1 283,500 KOHLS CORP CMN STK Cmn 500255904 2,690 49,100 Sh Call Shared-defined -- 49,100 KOHLS CORP CMN STK Cmn 500255954 5,407 98,700 Sh Put Shared-defined -- 98,700 KONGZHONG CORPORATION ADR Depository 1:40 COMMON Receipt 50047P104 300 37,611 Sh Shared-defined 1 N/A KOPIN CORP CMN STK Cmn 500600101 5 1,263 Sh Shared-defined 1 1,263 KOPIN CORP CMN STK Cmn 500600101 59 16,025 Sh Shared-defined -- 16,025 KOPPERS HOLDINGS INC COMMON STOCK Cmn 50060P906 583 20,600 Sh Call Shared-defined 1 20,600 KOPPERS HOLDINGS INC COMMON STOCK Cmn 50060P956 45 1,600 Sh Put Shared-defined 1 1,600 KOPPERS HOLDINGS INC COMMON STOCK Cmn 50060P106 7 256 Sh Shared-defined 1 256 KOPPERS HOLDINGS INC COMMON STOCK Cmn 50060P106 11 400 Sh Shared-defined -- 400 KOREA ELECTRIC Depository POWER -SP ADR 1:2 Receipt 500631106 48 2,959 Sh Shared-defined 1 N/A KOREA ELECTRIC Depository POWER -SP ADR 1:2 Receipt 500631106 173 10,647 Sh Shared-defined -- N/A COLUMN TOTALS 40,613
FORM 13F Page 351 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- KOREA TELECOM ADR Depository 1:0.5 Receipt 48268K101 9,297 447,835 Sh Shared-defined -- N/A KORN FERRY INTL Cmn 500643900 120 6,800 Sh Call Shared-defined 1 6,800 KORN FERRY INTL Cmn 500643950 86 4,900 Sh Put Shared-defined 1 4,900 KRAFT FOODS INC CL A CMN STK Cmn 50075N104 14,073 465,362 Sh Shared-defined -- 465,362 KRAFT FOODS INC CL A CMN STK Cmn 50075N904 11,760 388,900 Sh Call Shared-defined 1 388,900 KRAFT FOODS INC CL A CMN STK Cmn 50075N954 9,970 329,700 Sh Put Shared-defined 1 329,700 KRAFT FOODS INC CL A CMN STK Cmn 50075N904 2,029 67,100 Sh Call Shared-defined -- 67,100 KRAFT FOODS INC CL A CMN STK Cmn 50075N954 3,559 117,700 Sh Put Shared-defined -- 117,700 KRATON PERFORMANCE POLYMERS IN Cmn 50077C106 11 635 Sh Shared-defined 1 635 KRATON PERFORMANCE POLYMERS IN Cmn 50077C106 3,800 212,787 Sh Shared-defined -- 212,787 KRISPY KREME DOUGHNUTS INC CMN STK Cmn 501014954 35 8,700 Sh Put Shared-defined 1 8,700 KRISPY KREME DOUGHNUTS INC CMN STK Cmn 501014104 92 22,920 Sh Shared-defined 1 22,920 K-SWISS INC -CL A CMN STK Cmn 482686902 161 15,400 Sh Call Shared-defined 1 15,400 K-SWISS INC -CL A CMN STK Cmn 482686952 38 3,600 Sh Put Shared-defined 1 3,600 COLUMN TOTALS 55,031
FORM 13F Page 352 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- K-SWISS INC -CL A CMN STK Cmn 482686102 841 80,438 Sh Shared-defined -- 80,438 KULICKE AND SOFFA IND. COMMON STOCK Cmn 501242101 70 9,625 Sh Shared-defined 1 9,625 KULICKE AND SOFFA IND. COMMON STOCK Cmn 501242101 779 107,510 Sh Shared-defined -- 107,510 KULICKE AND SOFFA IND. COMMON STOCK Cmn 501242901 181 25,000 Sh Call Shared-defined 1 25,000 KULICKE AND SOFFA IND. COMMON STOCK Cmn 501242951 483 66,600 Sh Put Shared-defined 1 66,600 L-1 IDENTITY SOLUTIONS INC Cmn 50212A106 1,570 175,822 Sh Shared-defined 1 175,822 L-1 IDENTITY SOLUTIONS INC Cmn 50212A906 273 30,600 Sh Call Shared-defined 1 30,600 L-1 IDENTITY SOLUTIONS INC Cmn 50212A956 1,278 143,100 Sh Put Shared-defined 1 143,100 L-1 IDENTITY SOLUTIONS INC Cmn 50212A106 967 108,297 Sh Shared-defined -- 108,297 L-1 IDENTITY SOLUTIONS INC Cmn 50212A906 269 30,100 Sh Call Shared-defined -- 30,100 L-1 IDENTITY SOLUTIONS INC Cmn 50212A956 95 10,600 Sh Put Shared-defined -- 10,600 L-3 COMMUNICATIONS HLDGS INC CMN STOCK Cmn 502424104 137 1,490 Sh Shared-defined 1 1,490 L-3 COMMUNICATIONS HLDGS INC CMN STOCK Cmn 502424104 14,198 154,947 Sh Shared-defined -- 154,947 L-3 COMMUNICATIONS HLDGS INC CMN STOCK Cmn 502424904 9,264 101,100 Sh Call Shared-defined 1 101,100 COLUMN TOTALS 30,405
FORM 13F Page 353 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- L-3 COMMUNICATIONS HLDGS INC CMN STOCK Cmn 502424954 19,820 216,300 Sh Put Shared-defined 1 216,300 L-3 COMMUNICATIONS HLDGS INC CMN STOCK Cmn 502424904 2,172 23,700 Sh Call Shared-defined -- 23,700 L-3 COMMUNICATIONS HLDGS INC CMN STOCK Cmn 502424954 2,520 27,500 Sh Put Shared-defined -- 27,500 LABOPHARM INC COMMON STOCK Cmn 504905100 20 13,517 Sh Shared-defined 1 13,517 LABORATORY CORP. OF AMER. HLDGS COMMON STOCK Cmn 50540R409 8 100 Sh Shared-defined -- 100 LABORATORY CORP. OF AMER. HLDGS COMMON STOCK Cmn 50540R909 3,725 49,200 Sh Call Shared-defined 1 49,200 LABORATORY CORP. OF AMER. HLDGS COMMON STOCK Cmn 50540R959 1,908 25,200 Sh Put Shared-defined 1 25,200 LABORATORY CORP. OF AMER. HLDGS COMMON STOCK Cmn 50540R909 992 13,100 Sh Call Shared-defined -- 13,100 LABORATORY CORP. OF AMER. HLDGS COMMON STOCK Cmn 50540R959 144 1,900 Sh Put Shared-defined -- 1,900 LACLEDE GROUP INC CMN STK Cmn 505597104 25 730 Sh Shared-defined 1 730 LACLEDE GROUP INC CMN STK Cmn 505597104 248 7,348 Sh Shared-defined -- 7,348 LAM RESEARCH COMMON STOCK Cmn 512807108 12 333 Sh Shared-defined 1 333 LAM RESEARCH COMMON STOCK Cmn 512807108 17,591 471,366 Sh Shared-defined -- 471,366 LAM RESEARCH COMMON STOCK Cmn 512807908 2,351 63,000 Sh Call Shared-defined 1 63,000 COLUMN TOTALS 51,536
FORM 13F Page 354 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LAM RESEARCH COMMON STOCK Cmn 512807958 2,388 64,000 Sh Put Shared-defined 1 64,000 LAM RESEARCH COMMON STOCK Cmn 512807908 4,923 131,900 Sh Call Shared-defined -- 131,900 LAM RESEARCH COMMON STOCK Cmn 512807958 657 17,600 Sh Put Shared-defined -- 17,600 LAMAR ADVERTISING - - CL A Cmn 512815101 3,377 98,323 Sh Shared-defined 1 98,323 LAMAR ADVERTISING - - CL A Cmn 512815101 4,187 121,879 Sh Shared-defined -- 121,879 LAMAR ADVERTISING - - CL A Cmn 512815901 1,367 39,800 Sh Call Shared-defined 1 39,800 LAMAR ADVERTISING - - CL A Cmn 512815951 3,438 100,100 Sh Put Shared-defined 1 100,100 LAN AIRLINES SA Depository CMN STK Receipt 501723100 390 22,099 Sh Shared-defined -- N/A LANCASTER COLONY CORP CMN STK Cmn 513847903 118 2,000 Sh Call Shared-defined 1 2,000 LANCASTER COLONY CORP CMN STK Cmn 513847953 12 200 Sh Put Shared-defined 1 200 LANCASTER COLONY CORP CMN STK Cmn 513847103 369 6,256 Sh Shared-defined -- 6,256 LANCE INC Cmn 514606102 1,048 45,307 Sh Shared-defined -- 45,307 LANDAUER INC CMN STK Cmn 51476K103 309 4,731 Sh Shared-defined -- 4,731 LANDSTAR SYSTEM INC CMN STK Cmn 515098901 1,583 37,700 Sh Call Shared-defined 1 37,700 COLUMN TOTALS 24,166
FORM 13F Page 355 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LANDSTAR SYSTEM INC CMN STK Cmn 515098951 722 17,200 Sh Put Shared-defined 1 17,200 LANDSTAR SYSTEM INC CMN STK Cmn 515098101 2,401 57,200 Sh Shared-defined -- 57,200 LANOPTICS LTD CMN STOCK Cmn M4146Y908 1,343 68,200 Sh Call Shared-defined 1 68,200 LANOPTICS LTD CMN STOCK Cmn M4146Y958 1,024 52,000 Sh Put Shared-defined 1 52,000 LANOPTICS LTD CMN STOCK Cmn M4146Y108 258 13,079 Sh Shared-defined 1 13,079 LAS VEGAS SANDS, INC. COMMON STOCK Cmn 517834907 20,892 987,800 Sh Call Shared-defined 1 987,800 LAS VEGAS SANDS, INC. COMMON STOCK Cmn 517834957 33,819 1,599,000 Sh Put Shared-defined 1 1,599,000 LAS VEGAS SANDS, INC. COMMON STOCK Cmn 517834907 3,048 144,100 Sh Call Shared-defined -- 144,100 LAS VEGAS SANDS, INC. COMMON STOCK Cmn 517834957 8,530 403,300 Sh Put Shared-defined -- 403,300 LAS VEGAS SANDS, INC. COMMON STOCK Cmn 517834107 2,731 129,137 Sh Shared-defined 1 129,137 LAS VEGAS SANDS, INC. COMMON STOCK Cmn 517834107 62,008 2,931,816 Sh Shared-defined -- 2,931,816 LASALLE HOTEL PROPERTIES CMN STOCK Cmn 517942908 1,083 46,500 Sh Call Shared-defined 1 46,500 LASALLE HOTEL PROPERTIES CMN STOCK Cmn 517942958 1,072 46,000 Sh Put Shared-defined 1 46,000 LASALLE HOTEL PROPERTIES CMN STOCK Cmn 517942108 20 853 Sh Shared-defined 1 853 COLUMN TOTALS 138,951
FORM 13F Page 356 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LASALLE HOTEL PROPERTIES CMN STOCK Cmn 517942108 303 12,994 Sh Shared-defined -- 12,994 LASERCARD CORP COMMON Cmn 51807U901 49 7,800 Sh Call Shared-defined 1 7,800 LASERCARD CORP COMMON Cmn 51807U951 53 8,500 Sh Put Shared-defined 1 8,500 LASERCARD CORP COMMON Cmn 51807U101 25 3,927 Sh Shared-defined 1 3,927 LATTICE SEMICONDUCTOR CORP CMN STK Cmn 518415104 6 1,602 Sh Shared-defined 1 1,602 LATTICE SEMICONDUCTOR CORP CMN STK Cmn 518415104 42 11,347 Sh Shared-defined -- 11,347 LAWSON SOFTWARE Cmn 52078P102 52 7,867 Sh Shared-defined 1 7,867 LAWSON SOFTWARE Cmn 52078P902 9 1,400 Sh Call Shared-defined 1 1,400 LAWSON SOFTWARE Cmn 52078P952 10 1,500 Sh Put Shared-defined 1 1,500 LAWSON SOFTWARE Cmn 52078P102 17 2,634 Sh Shared-defined -- 2,634 LAZARD LTD COMMON STOCK Cmn G54050902 1,128 31,600 Sh Call Shared-defined 1 31,600 LAZARD LTD COMMON STOCK Cmn G54050952 1,489 41,700 Sh Put Shared-defined 1 41,700 LAZARD LTD COMMON STOCK Cmn G54050102 415 11,616 Sh Shared-defined 1 11,616 LA-Z-BOY CHAIR CO CMN STK Cmn 505336907 197 15,700 Sh Call Shared-defined 1 15,700 COLUMN TOTALS 3,795
FORM 13F Page 357 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LA-Z-BOY CHAIR CO CMN STK Cmn 505336957 166 13,200 Sh Put Shared-defined 1 13,200 LA-Z-BOY CHAIR CO CMN STK Cmn 505336107 280 22,352 Sh Shared-defined -- 22,352 LDK SOLAR CO LTD Depository - -ADR Receipt 50183L107 1,394 212,459 Sh Shared-defined 1 N/A LDK SOLAR CO LTD Depository - -ADR Receipt 50183L107 4,421 673,889 Sh Shared-defined -- N/A LEAP WIRELESS INTERNATIONAL INC COMMON STOCK Cmn 521863908 3,604 220,300 Sh Call Shared-defined 1 220,300 LEAP WIRELESS INTERNATIONAL INC COMMON STOCK Cmn 521863958 2,339 143,000 Sh Put Shared-defined 1 143,000 LEAP WIRELESS INTERNATIONAL INC COMMON STOCK Cmn 521863908 36 2,200 Sh Call Shared-defined -- 2,200 LEAP WIRELESS INTERNATIONAL INC COMMON STOCK Cmn 521863958 447 27,300 Sh Put Shared-defined -- 27,300 LEAP WIRELESS INTERNATIONAL INC COMMON STOCK Cmn 521863308 89 5,451 Sh Shared-defined 1 5,451 LEAP WIRELESS INTERNATIONAL INC COMMON STOCK Cmn 521863308 65,552 4,006,860 Sh Shared-defined -- 4,006,860 LEAPFROG ENTERPRISES INC CMN STK Cmn 52186N906 90 13,700 Sh Call Shared-defined 1 13,700 LEAPFROG ENTERPRISES INC CMN STK Cmn 52186N956 147 22,500 Sh Put Shared-defined 1 22,500 LEAPFROG ENTERPRISES INC CMN STK Cmn 52186N106 30 4,625 Sh Shared-defined 1 4,625 LEAPFROG ENTERPRISES INC CMN STK Cmn 52186N106 60 9,200 Sh Shared-defined -- 9,200 COLUMN TOTALS 78,655
FORM 13F Page 358 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LEAR CORP Cmn 521865204 14,004 176,490 Sh Shared-defined -- 176,490 LEAR CORP Cmn 521865904 11,307 142,500 Sh Call Shared-defined 1 142,500 LEAR CORP Cmn 521865954 4,967 62,600 Sh Put Shared-defined 1 62,600 LEGG MASON 7% MAND 6/30/11- REGISTERED Bond 524901303 36 1,137 Prn Shared-defined 1 N/A LEGG MASON COMMON STOCK Cmn 524901105 148 5,154 Sh Shared-defined 1 5,154 LEGG MASON COMMON STOCK Cmn 524901105 12,193 425,293 Sh Shared-defined -- 425,293 LEGG MASON COMMON STOCK Cmn 524901905 3,684 128,500 Sh Call Shared-defined 1 128,500 LEGG MASON COMMON STOCK Cmn 524901955 3,283 114,500 Sh Put Shared-defined 1 114,500 LEGG MASON COMMON STOCK Cmn 524901905 1,256 43,800 Sh Call Shared-defined -- 43,800 LEGG MASON COMMON STOCK Cmn 524901955 917 32,000 Sh Put Shared-defined -- 32,000 LEGGETT & PLATT INC COMMON LEG Cmn 524660907 91 4,200 Sh Call Shared-defined 1 4,200 LEGGETT & PLATT INC COMMON LEG Cmn 524660957 610 28,200 Sh Put Shared-defined 1 28,200 LEGGETT & PLATT INC COMMON LEG Cmn 524660107 563 26,024 Sh Shared-defined 1 26,024 LEGGETT & PLATT INC COMMON LEG Cmn 524660107 15,667 723,998 Sh Shared-defined -- 723,998 COLUMN TOTALS 68,726
FORM 13F Page 359 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LENDER PROCESSING SERV Cmn 52602E102 105 2,774 Sh Shared-defined 1 2,774 LENDER PROCESSING SERV Cmn 52602E102 2,016 53,407 Sh Shared-defined -- 53,407 LENDER PROCESSING SERV Cmn 52602E902 1,250 33,100 Sh Call Shared-defined 1 33,100 LENDER PROCESSING SERV Cmn 52602E952 1,623 43,000 Sh Put Shared-defined 1 43,000 LENNAR CORP CMN STK Cmn 526057104 30,677 1,782,510 Sh Shared-defined -- 1,782,510 LENNAR CORP CMN STK Cmn 526057904 3,876 225,200 Sh Call Shared-defined 1 225,200 LENNAR CORP CMN STK Cmn 526057954 4,154 241,400 Sh Put Shared-defined 1 241,400 LENNAR CORP CMN STK Cmn 526057904 1,201 69,800 Sh Call Shared-defined -- 69,800 LENNAR CORP CMN STK Cmn 526057954 953 55,400 Sh Put Shared-defined -- 55,400 LENNOX INTL INC CMN STOCK Cmn 526107107 126 2,833 Sh Shared-defined 1 2,833 LENNOX INTL INC CMN STOCK Cmn 526107107 267 6,030 Sh Shared-defined -- 6,030 LEUCADIA NATIONAL COMMON STOCK Cmn 527288104 22 899 Sh Shared-defined 1 899 LEUCADIA NATIONAL COMMON STOCK Cmn 527288104 123 4,949 Sh Shared-defined -- 4,949 LEUCADIA NATIONAL COMMON STOCK Cmn 527288904 1,265 51,000 Sh Call Shared-defined 1 51,000 COLUMN TOTALS 47,658
FORM 13F Page 360 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LEUCADIA NATIONAL COMMON STOCK Cmn 527288954 1,248 50,300 Sh Put Shared-defined 1 50,300 LEUCADIA NATIONAL COMMON STOCK Cmn 527288904 526 21,200 Sh Call Shared-defined -- 21,200 LEUCADIA NATIONAL COMMON STOCK Cmn 527288954 514 20,700 Sh Put Shared-defined -- 20,700 LEVEL 3 COMMUNICATIONS INC CMN STOCK Cmn 52729N900 3 1,800 Sh Call Shared-defined 1 1,800 LEVEL 3 COMMUNICATIONS INC CMN STOCK Cmn 52729N950 63 38,700 Sh Put Shared-defined 1 38,700 LEVEL 3 COMMUNICATIONS INC CMN STOCK Cmn 52729N900 3 1,900 Sh Call Shared-defined -- 1,900 LEVEL 3 COMMUNICATIONS INC CMN STOCK Cmn 52729N100 22 13,623 Sh Shared-defined 1 13,623 LEVEL 3 COMMUNICATIONS INC CMN STOCK Cmn 52729N100 83 51,427 Sh Shared-defined -- 51,427 LEXINGTON REALTY TRUST CMN STK Cmn 529043101 248 38,170 Sh Shared-defined -- 38,170 LEXMARK INTERNATIONAL INC CLASS-A COMMON STOCK Cmn 529771907 3,410 94,500 Sh Call Shared-defined 1 94,500 LEXMARK INTERNATIONAL INC CLASS-A COMMON STOCK Cmn 529771957 3,236 89,700 Sh Put Shared-defined 1 89,700 LEXMARK INTERNATIONAL INC CLASS-A COMMON STOCK Cmn 529771907 1,746 48,400 Sh Call Shared-defined -- 48,400 LEXMARK INTERNATIONAL INC CLASS-A COMMON STOCK Cmn 529771957 5,325 147,600 Sh Put Shared-defined -- 147,600 LEXMARK INTERNATIONAL INC CLASS-A COMMON STOCK Cmn 529771107 197 5,463 Sh Shared-defined 1 5,463 COLUMN TOTALS 16,624
FORM 13F Page 361 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LG.PHILIPS LCD CO LTD-ADR 1:0.5 Depository COMMON Receipt 50186V102 39 2,220 Sh Shared-defined 1 N/A LG.PHILIPS LCD CO LTD-ADR 1:0.5 Depository COMMON Receipt 50186V102 2,668 150,886 Sh Shared-defined -- N/A LHC GROUP LLC COMMON STOCK Cmn 50187A107 5 160 Sh Shared-defined 1 160 LHC GROUP LLC COMMON STOCK Cmn 50187A107 538 16,038 Sh Shared-defined -- 16,038 LIBERTY GLOBAL INC-A COMMON STOCK Cmn 530555901 2,353 80,700 Sh Call Shared-defined 1 80,700 LIBERTY GLOBAL INC-A COMMON STOCK Cmn 530555951 2,861 98,100 Sh Put Shared-defined 1 98,100 LIBERTY GLOBAL INC-A COMMON STOCK Cmn 530555901 924 31,700 Sh Call Shared-defined -- 31,700 LIBERTY GLOBAL INC-A COMMON STOCK Cmn 530555951 169 5,800 Sh Put Shared-defined -- 5,800 LIBERTY GLOBAL INC-A COMMON STOCK Cmn 530555101 256 8,773 Sh Shared-defined 1 8,773 LIBERTY GLOBAL INC-A COMMON STOCK Cmn 530555101 32,233 1,105,400 Sh Shared-defined -- 1,105,400 LIBERTY MEDIA HOLDING CORP - CAPITAL A COMMON STOC Cmn 53071M902 509 14,000 Sh Call Shared-defined 1 14,000 LIBERTY MEDIA HOLDING CORP - CAPITAL A COMMON STOC Cmn 53071M952 1,804 49,600 Sh Put Shared-defined 1 49,600 LIBERTY MEDIA HOLDING CORP - CAPITAL A COMMON STOC Cmn 53071M302 1,252 34,418 Sh Shared-defined 1 34,418 LIBERTY MEDIA HOLDING CORP - CAPITAL A COMMON STOC Cmn 53071M302 19,152 526,598 Sh Shared-defined -- 526,598 COLUMN TOTALS 64,763
FORM 13F Page 362 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LIBERTY MEDIA HOLDING CORP - INTERACTIVE A COMMON Cmn 53071M904 1,999 130,600 Sh Call Shared-defined 1 130,600 LIBERTY MEDIA HOLDING CORP - INTERACTIVE A COMMON Cmn 53071M954 984 64,300 Sh Put Shared-defined 1 64,300 LIBERTY MEDIA HOLDING CORP - INTERACTIVE A COMMON Cmn 53071M104 2,082 136,000 Sh Shared-defined -- 136,000 LIBERTY MEDIA INTO MOT 3.5%EXCH 1/15/31-REGISTERED Bond 530715AN1 2,374 4,883,000 Prn Shared-defined -- N/A LIBERTY MEDIA INTO S 4% EXCH 11/15/29 - - REGISTERED Bond 530715AG6 75,661 138,062,000 Prn Shared-defined -- N/A LIBERTY MEDIA INTO TWX 3.125% EXCH 3/30/23 -REGIST Bond 530718AF2 24,783 23,295,000 Prn Shared-defined -- N/A LIBERTY MEDIA-STARZ SR A-W/I Cmn 53071M908 137 2,500 Sh Call Shared-defined 1 2,500 LIBERTY MEDIA-STARZ SR A-W/I Cmn 53071M958 2,368 43,300 Sh Put Shared-defined 1 43,300 LIBERTY MEDIA-STARZ SR A-W/I Cmn 53071M708 1,575 28,806 Sh Shared-defined 1 28,806 LIBERTY MEDIA-STARZ SR A-W/I Cmn 53071M708 31 559 Sh Shared-defined -- 559 LIBERTY PROPERTY TRUST CMN STK Cmn 531172904 838 24,700 Sh Call Shared-defined 1 24,700 LIBERTY PROPERTY TRUST CMN STK Cmn 531172954 553 16,300 Sh Put Shared-defined 1 16,300 LIBERTY PROPERTY TRUST CMN STK Cmn 531172104 1,142 33,639 Sh Shared-defined -- 33,639 LIFE PARTNERS HOLDINGS INC COMMON STOCK Cmn 53215T906 182 8,200 Sh Call Shared-defined 1 8,200 COLUMN TOTALS 114,709
FORM 13F Page 363 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LIFE PARTNERS HOLDINGS INC COMMON STOCK Cmn 53215T956 561 25,300 Sh Put Shared-defined 1 25,300 LIFE PARTNERS HOLDINGS INC COMMON STOCK Cmn 53215T106 110 4,948 Sh Shared-defined 1 4,948 LIFE PARTNERS HOLDINGS INC COMMON STOCK Cmn 53215T106 15 665 Sh Shared-defined -- 665 LIFE TECHNOLOGIES CORP Cmn 53217V109 132 2,531 Sh Shared-defined 1 2,531 LIFE TECHNOLOGIES CORP Cmn 53217V909 7,067 135,200 Sh Call Shared-defined 1 135,200 LIFE TECHNOLOGIES CORP Cmn 53217V959 6,027 115,300 Sh Put Shared-defined 1 115,300 LIFE TECHNOLOGIES CORP Cmn 53217V109 3,067 58,675 Sh Shared-defined -- 58,675 LIFE TECHNOLOGIES CORP Cmn 53217V909 78 1,500 Sh Call Shared-defined -- 1,500 LIFE TECHNOLOGIES CORP Cmn 53217V959 146 2,800 Sh Put Shared-defined -- 2,800 LIFE TIME FITNESS, INC. COMMON STOCK Cmn 53217R907 1,186 42,200 Sh Call Shared-defined 1 42,200 LIFE TIME FITNESS, INC. COMMON STOCK Cmn 53217R957 826 29,400 Sh Put Shared-defined 1 29,400 LIFE TIME FITNESS, INC. COMMON STOCK Cmn 53217R207 -- 4 Sh Shared-defined 1 4 LIFE TIME FITNESS, INC. COMMON STOCK Cmn 53217R207 386 13,736 Sh Shared-defined -- 13,736 LIFEPOINT HOSPITALS INC 3.5% CB 5/15/2014 - REGIST Bond 53219LAH2 37,074 37,000,000 Prn Shared-defined -- N/A COLUMN TOTALS 56,675
FORM 13F Page 364 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LIFEPOINT HOSPS INC CMN STOCK Cmn 53219L909 287 7,800 Sh Call Shared-defined 1 7,800 LIFEPOINT HOSPS INC CMN STOCK Cmn 53219L959 162 4,400 Sh Put Shared-defined 1 4,400 LIFEPOINT HOSPS INC CMN STOCK Cmn 53219L109 122 3,319 Sh Shared-defined 1 3,319 LIFEPOINT HOSPS INC CMN STOCK Cmn 53219L109 4,233 115,100 Sh Shared-defined -- 115,100 LIFETIME BRANDS INC CMN STK Cmn 53222Q103 2 200 Sh Shared-defined -- 200 LIHIR GOLD LTD Depository - -ADR 1:10 Receipt 532349107 1,503 53,391 Sh Shared-defined 1 N/A LIMELIGHT NETWORKS INC Cmn 53261M904 63 17,200 Sh Call Shared-defined 1 17,200 LIMELIGHT NETWORKS INC Cmn 53261M954 43 11,700 Sh Put Shared-defined 1 11,700 LIMELIGHT NETWORKS INC Cmn 53261M104 112 30,709 Sh Shared-defined -- 30,709 LIMITED BRANDS INC CMN STK Cmn 532716107 4,594 186,616 Sh Shared-defined -- 186,616 LIMITED BRANDS INC CMN STK Cmn 532716907 11,754 477,400 Sh Call Shared-defined 1 477,400 LIMITED BRANDS INC CMN STK Cmn 532716957 5,805 235,800 Sh Put Shared-defined 1 235,800 LIMITED BRANDS INC CMN STK Cmn 532716907 1,861 75,600 Sh Call Shared-defined -- 75,600 LIMITED BRANDS INC CMN STK Cmn 532716957 1,605 65,200 Sh Put Shared-defined -- 65,200 COLUMN TOTALS 32,146
FORM 13F Page 365 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LINCARE HOLDINGS INC 2.75% 11/1/2037 - REGISTERED Bond 532791AF7 3,503 3,000,000 Prn Shared-defined -- N/A LINCARE HOLDINGS INC 2.75% 11/1/2037 - REGISTERED Bond 532791AE0 12,134 10,500,000 Prn Shared-defined -- N/A LINCARE HOLDINGS INC CMN STK Cmn 532791900 1,539 34,300 Sh Call Shared-defined 1 34,300 LINCARE HOLDINGS INC CMN STK Cmn 532791950 633 14,100 Sh Put Shared-defined 1 14,100 LINCARE HOLDINGS INC CMN STK Cmn 532791100 3,929 87,541 Sh Shared-defined -- 87,541 LINCOLN EDUCATIONAL SERVICES COMMON STOCK Cmn 533535100 9,332 368,867 Sh Shared-defined -- 368,867 LINCOLN ELECTRIC HOLDINGS INC CMN STOCK Cmn 533900906 630 11,600 Sh Call Shared-defined 1 11,600 LINCOLN ELECTRIC HOLDINGS INC CMN STOCK Cmn 533900956 266 4,900 Sh Put Shared-defined 1 4,900 LINCOLN ELECTRIC HOLDINGS INC CMN STOCK Cmn 533900106 206 3,789 Sh Shared-defined 1 3,789 LINCOLN ELECTRIC HOLDINGS INC CMN STOCK Cmn 533900106 1,287 23,682 Sh Shared-defined -- 23,682 LINCOLN NATL CORP IND Cmn 534187909 6,358 207,100 Sh Call Shared-defined 1 207,100 LINCOLN NATL CORP IND Cmn 534187959 3,435 111,900 Sh Put Shared-defined 1 111,900 LINCOLN NATL CORP IND Cmn 534187909 2,382 77,600 Sh Call Shared-defined -- 77,600 LINCOLN NATL CORP IND Cmn 534187959 1,019 33,200 Sh Put Shared-defined -- 33,200 COLUMN TOTALS 46,653
FORM 13F Page 366 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LINCOLN NATL CORP IND Cmn 534187109 128 4,168 Sh Shared-defined 1 4,168 LINCOLN NATL CORP IND Cmn 534187109 83 2,700 Sh Shared-defined -- 2,700 LINDSAY CORP CMN STK Cmn 535555906 1,507 36,400 Sh Call Shared-defined 1 36,400 LINDSAY CORP CMN STK Cmn 535555956 2,928 70,700 Sh Put Shared-defined 1 70,700 LINDSAY CORP CMN STK Cmn 535555106 494 11,921 Sh Shared-defined -- 11,921 LINEAR TECHNOLOGY CORP 3% CB 5/1/2027 TRANCHE A - - Bond 535678AC0 172,637 177,690,000 Prn Shared-defined -- N/A LINEAR TECHNOLOGY CORP CMN STK Cmn 535678906 5,492 194,200 Sh Call Shared-defined 1 194,200 LINEAR TECHNOLOGY CORP CMN STK Cmn 535678956 9,120 322,500 Sh Put Shared-defined 1 322,500 LINEAR TECHNOLOGY CORP CMN STK Cmn 535678906 410 14,500 Sh Call Shared-defined -- 14,500 LINEAR TECHNOLOGY CORP CMN STK Cmn 535678956 2,746 97,100 Sh Put Shared-defined -- 97,100 LINEAR TECHNOLOGY CORP CMN STK Cmn 535678106 3,244 114,707 Sh Shared-defined 1 114,707 LINEAR TECHNOLOGY CORP CMN STK Cmn 535678106 57,681 2,039,642 Sh Shared-defined -- 2,039,642 LINN ENERGY LLC UNIT Cmn 536020900 733 28,500 Sh Call Shared-defined 1 28,500 LINN ENERGY LLC UNIT Cmn 536020950 2,593 100,800 Sh Put Shared-defined 1 100,800 COLUMN TOTALS 259,796
FORM 13F Page 367 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LINN ENERGY LLC UNIT Cmn 536020100 872 33,898 Sh Shared-defined 1 33,898 LIONS GATE ENTERTAINMENT 3.625% CB 03/15/2025- REG Bond 53626YAA6 22,070 22,484,000 Prn Shared-defined -- N/A LIONS GATE ENTERTAINMENT CORP COMMON STOCK Cmn 535919903 278 44,500 Sh Call Shared-defined 1 44,500 LIONS GATE ENTERTAINMENT CORP COMMON STOCK Cmn 535919953 287 46,000 Sh Put Shared-defined 1 46,000 LIONS GATE ENTERTAINMENT CORP COMMON STOCK Cmn 535919203 40 6,429 Sh Shared-defined 1 6,429 LIONS GATE ENTERTAINMENT CORP COMMON STOCK Cmn 535919203 55 8,784 Sh Shared-defined -- 8,784 LITTLEFUSE CMN STOCK - NASDAQ Cmn 537008104 249 6,544 Sh Shared-defined 1 6,544 LITTLEFUSE CMN STOCK - NASDAQ Cmn 537008104 -- 4 Sh Shared-defined -- 4 LITTLEFUSE CMN STOCK - NASDAQ Cmn 537008904 597 15,700 Sh Call Shared-defined 1 15,700 LITTLEFUSE CMN STOCK - NASDAQ Cmn 537008954 578 15,200 Sh Put Shared-defined 1 15,200 LIVE NATION 2.875% CB 7/15/2027 - REGISTERED Bond 538034AB5 4,426 5,000,000 Prn Shared-defined -- N/A LIVE NATION ENTERTAINMENT INC Cmn 538034109 11 771 Sh Shared-defined 1 771 LIVE NATION ENTERTAINMENT INC Cmn 538034909 103 7,100 Sh Call Shared-defined 1 7,100 LIVE NATION ENTERTAINMENT INC Cmn 538034959 22 1,500 Sh Put Shared-defined 1 1,500 COLUMN TOTALS 29,588
FORM 13F Page 368 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LIVE NATION ENTERTAINMENT INC Cmn 538034109 45,687 3,150,836 Sh Shared-defined -- 3,150,836 LIVEPERSON INC CMN STK Cmn 538146101 322 41,936 Sh Shared-defined -- 41,936 LIZ CLAIBORNE INC Cmn 539320101 294 39,634 Sh Shared-defined 1 39,634 LIZ CLAIBORNE INC Cmn 539320901 389 52,400 Sh Call Shared-defined 1 52,400 LIZ CLAIBORNE INC Cmn 539320951 395 53,200 Sh Put Shared-defined 1 53,200 LIZ CLAIBORNE INC Cmn 539320101 280 37,629 Sh Shared-defined -- 37,629 LIZ CLAIBORNE INC Cmn 539320901 159 21,400 Sh Call Shared-defined -- 21,400 LIZ CLAIBORNE INC Cmn 539320951 241 32,400 Sh Put Shared-defined -- 32,400 LJ INTL INC CMN STOCK Cmn G55312905 4 1,500 Sh Call Shared-defined 1 1,500 LJ INTL INC CMN STOCK Cmn G55312955 40 14,300 Sh Put Shared-defined 1 14,300 LJ INTL INC CMN STOCK Cmn G55312105 6 2,151 Sh Shared-defined 1 2,151 LKQ CORP CMN STOCK Cmn 501889908 857 42,200 Sh Call Shared-defined 1 42,200 LKQ CORP CMN STOCK Cmn 501889958 836 41,200 Sh Put Shared-defined 1 41,200 LKQ CORP CMN STOCK Cmn 501889208 56 2,780 Sh Shared-defined -- 2,780 COLUMN TOTALS 49,566
FORM 13F Page 369 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LLOYDS TSB GROUP Depository PLC - SP ADR 1:4 Receipt 539439109 212 55,045 Sh Shared-defined 1 N/A LLOYDS TSB GROUP Depository PLC - SP ADR 1:4 Receipt 539439109 395 102,705 Sh Shared-defined -- N/A LNC 3.0000% 01/01/9999 Pref Stk 534187208 3 6 Sh Shared-defined 1 N/A LOCKHEED MARTIN CORPORATION COMMON STOCK Cmn 539830909 7,590 91,200 Sh Call Shared-defined 1 91,200 LOCKHEED MARTIN CORPORATION COMMON STOCK Cmn 539830959 14,555 174,900 Sh Put Shared-defined 1 174,900 LOCKHEED MARTIN CORPORATION COMMON STOCK Cmn 539830909 3,279 39,400 Sh Call Shared-defined -- 39,400 LOCKHEED MARTIN CORPORATION COMMON STOCK Cmn 539830959 4,186 50,300 Sh Put Shared-defined -- 50,300 LOCKHEED MARTIN CORPORATION COMMON STOCK Cmn 539830109 333 4,006 Sh Shared-defined 1 4,006 LOCKHEED MARTIN CORPORATION COMMON STOCK Cmn 539830109 1,304 15,674 Sh Shared-defined -- 15,674 LODGENET INTERACTIVE CORP CMN STK Cmn 540211909 88 12,600 Sh Call Shared-defined 1 12,600 LODGENET INTERACTIVE CORP CMN STK Cmn 540211959 8 1,100 Sh Put Shared-defined 1 1,100 LODGENET INTERACTIVE CORP CMN STK Cmn 540211109 16 2,247 Sh Shared-defined 1 2,247 LODGENET INTERACTIVE CORP CMN STK Cmn 540211109 220 31,582 Sh Shared-defined -- 31,582 LOEWS CORP. COMMON STOCK LTR Cmn 540424108 123 3,298 Sh Shared-defined 1 3,298 COLUMN TOTALS 32,312
FORM 13F Page 370 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LOEWS CORP. COMMON STOCK LTR Cmn 540424108 6,087 163,283 Sh Shared-defined -- 163,283 LOEWS CORP. COMMON STOCK LTR Cmn 540424908 574 15,400 Sh Call Shared-defined 1 15,400 LOEWS CORP. COMMON STOCK LTR Cmn 540424958 481 12,900 Sh Put Shared-defined 1 12,900 LOGITECH INTERNATIONAL-REG Cmn H50430902 101 6,200 Sh Call Shared-defined 1 6,200 LOGITECH INTERNATIONAL-REG Cmn H50430952 443 27,100 Sh Put Shared-defined 1 27,100 LOGITECH INTERNATIONAL-REG Cmn H50430232 426 26,083 Sh Shared-defined 1 26,083 LOGITECH INTERNATIONAL-REG Cmn H50430232 3,812 233,304 Sh Shared-defined -- 233,304 LONGTOP Depository FINANCIAL-SPON ADR Receipt 54318P108 1,717 53,293 Sh Shared-defined 1 N/A LORILLARD INC Cmn 544147901 10,789 143,400 Sh Call Shared-defined 1 143,400 LORILLARD INC Cmn 544147951 13,310 176,900 Sh Put Shared-defined 1 176,900 LORILLARD INC Cmn 544147101 5,269 70,024 Sh Shared-defined -- 70,024 LORILLARD INC Cmn 544147901 1,971 26,200 Sh Call Shared-defined -- 26,200 LORILLARD INC Cmn 544147951 2,220 29,500 Sh Put Shared-defined -- 29,500 LOUISIANA-PACIFIC CORP Cmn 546347905 239 26,400 Sh Call Shared-defined 1 26,400 COLUMN TOTALS 47,439
FORM 13F Page 371 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LOUISIANA-PACIFIC CORP Cmn 546347955 391 43,200 Sh Put Shared-defined 1 43,200 LOUISIANA-PACIFIC CORP Cmn 546347955 64 7,100 Sh Put Shared-defined -- 7,100 LOUISIANA-PACIFIC CORP Cmn 546347105 307 33,957 Sh Shared-defined 1 33,957 LOUISIANA-PACIFIC CORP Cmn 546347105 1,073 118,564 Sh Shared-defined -- 118,564 LOWE'S COMPANIES COMMON STOCK Cmn 548661107 1,317 54,350 Sh Shared-defined 1 54,350 LOWE'S COMPANIES COMMON STOCK Cmn 548661107 115,834 4,778,623 Sh Shared-defined -- 4,778,623 LOWE'S COMPANIES COMMON STOCK Cmn 548661907 14,672 605,300 Sh Call Shared-defined 1 605,300 LOWE'S COMPANIES COMMON STOCK Cmn 548661957 10,346 426,800 Sh Put Shared-defined 1 426,800 LOWE'S COMPANIES COMMON STOCK Cmn 548661907 7,005 289,000 Sh Call Shared-defined -- 289,000 LOWE'S COMPANIES COMMON STOCK Cmn 548661957 1,231 50,800 Sh Put Shared-defined -- 50,800 LSI CORP COMMON STOCK Cmn 502161102 658 107,543 Sh Shared-defined 1 107,543 LSI CORP COMMON STOCK Cmn 502161102 2 400 Sh Shared-defined -- 400 LSI CORP COMMON STOCK Cmn 502161902 179 29,300 Sh Call Shared-defined 1 29,300 LSI CORP COMMON STOCK Cmn 502161952 1,602 261,800 Sh Put Shared-defined 1 261,800 COLUMN TOTALS 154,681
FORM 13F Page 372 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LSI CORP COMMON STOCK Cmn 502161902 299 48,800 Sh Call Shared-defined -- 48,800 LSI CORP COMMON STOCK Cmn 502161952 248 40,600 Sh Put Shared-defined -- 40,600 LUBRIZOL CORP Cmn 549271104 1,793 19,554 Sh Shared-defined 1 19,554 LUBRIZOL CORP Cmn 549271904 2,036 22,200 Sh Call Shared-defined 1 22,200 LUBRIZOL CORP Cmn 549271954 6,035 65,800 Sh Put Shared-defined 1 65,800 LUBRIZOL CORP Cmn 549271104 17,663 192,575 Sh Shared-defined -- 192,575 LUBRIZOL CORP Cmn 549271904 844 9,200 Sh Call Shared-defined -- 9,200 LUBRIZOL CORP Cmn 549271954 1,578 17,200 Sh Put Shared-defined -- 17,200 LUFKIN INDUSTRIES INC CMN STK Cmn 549764908 1,773 22,400 Sh Call Shared-defined 1 22,400 LUFKIN INDUSTRIES INC CMN STK Cmn 549764958 1,733 21,900 Sh Put Shared-defined 1 21,900 LUFKIN INDUSTRIES INC CMN STK Cmn 549764108 278 3,507 Sh Shared-defined 1 3,507 LUFKIN INDUSTRIES INC CMN STK Cmn 549764108 439 5,544 Sh Shared-defined -- 5,544 LULULEMON ATHLETICA INC Cmn 550021909 7,897 190,300 Sh Call Shared-defined 1 190,300 LULULEMON ATHLETICA INC Cmn 550021959 3,196 77,000 Sh Put Shared-defined 1 77,000 COLUMN TOTALS 45,812
FORM 13F Page 373 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- LULULEMON ATHLETICA INC Cmn 550021109 14 343 Sh Shared-defined -- 343 LUMBER LIQUIDATORS HOLDINGS IN Cmn 55003T107 1 44 Sh Shared-defined 1 44 LUMBER LIQUIDATORS HOLDINGS IN Cmn 55003T107 12,047 451,710 Sh Shared-defined -- 451,710 M & T BANK CORPORATION CMN STOCK Cmn 55261F904 6,676 84,100 Sh Call Shared-defined 1 84,100 M & T BANK CORPORATION CMN STOCK Cmn 55261F954 10,446 131,600 Sh Put Shared-defined 1 131,600 M & T BANK CORPORATION CMN STOCK Cmn 55261F104 5,297 66,731 Sh Shared-defined 1 66,731 M & T BANK CORPORATION CMN STOCK Cmn 55261F104 1,921 24,199 Sh Shared-defined -- 24,199 MACERICH CO CMN STK Cmn 554382901 2,823 73,700 Sh Call Shared-defined 1 73,700 MACERICH CO CMN STK Cmn 554382951 1,575 41,100 Sh Put Shared-defined 1 41,100 MACERICH CO CMN STK Cmn 554382901 1,241 32,400 Sh Call Shared-defined -- 32,400 MACERICH CO CMN STK Cmn 554382951 421 11,000 Sh Put Shared-defined -- 11,000 MACERICH CO CMN STK Cmn 554382101 3,705 96,720 Sh Shared-defined -- 96,720 MACK-CALI REALTY CORP CMN STOCK Cmn 554489904 1,614 45,800 Sh Call Shared-defined 1 45,800 MACK-CALI REALTY CORP CMN STOCK Cmn 554489954 4,223 119,800 Sh Put Shared-defined 1 119,800 COLUMN TOTALS 52,004
FORM 13F Page 374 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MACK-CALI REALTY CORP CMN STOCK Cmn 554489104 4,314 122,377 Sh Shared-defined -- 122,377 MACQUARIE INFRASTRUCTURE COMPANY LLC CMN STK Cmn 55608B905 549 39,700 Sh Call Shared-defined 1 39,700 MACQUARIE INFRASTRUCTURE COMPANY LLC CMN STK Cmn 55608B955 574 41,500 Sh Put Shared-defined 1 41,500 MACQUARIE INFRASTRUCTURE COMPANY LLC CMN STK Cmn 55608B105 157 11,375 Sh Shared-defined 1 11,375 MACQUARIE INFRASTRUCTURE COMPANY LLC CMN STK Cmn 55608B105 1,538 111,258 Sh Shared-defined -- 111,258 MACY'S INC CMN STOCK Cmn 55616P904 13,042 599,100 Sh Call Shared-defined 1 599,100 MACY'S INC CMN STOCK Cmn 55616P954 12,524 575,300 Sh Put Shared-defined 1 575,300 MACY'S INC CMN STOCK Cmn 55616P904 3,533 162,300 Sh Call Shared-defined -- 162,300 MACY'S INC CMN STOCK Cmn 55616P954 3,037 139,500 Sh Put Shared-defined -- 139,500 MACY'S INC CMN STOCK Cmn 55616P104 195 8,944 Sh Shared-defined 1 8,944 MACY'S INC CMN STOCK Cmn 55616P104 36,609 1,681,639 Sh Shared-defined -- 1,681,639 MADDEN STEVEN LTD CMN STK Cmn 556269908 654 13,400 Sh Call Shared-defined 1 13,400 MADDEN STEVEN LTD CMN STK Cmn 556269958 2,933 60,100 Sh Put Shared-defined 1 60,100 MADDEN STEVEN LTD CMN STK Cmn 556269108 458 9,390 Sh Shared-defined 1 9,390 COLUMN TOTALS 80,117
FORM 13F Page 375 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MADDEN STEVEN LTD CMN STK Cmn 556269108 118 2,408 Sh Shared-defined -- 2,408 MADISON SQUARE GAR INC-A Cmn 55826P100 77 3,542 Sh Shared-defined -- 3,542 MADISON SQUARE GAR INC-A Cmn 55826P900 204 9,400 Sh Call Shared-defined 1 9,400 MADISON SQUARE GAR INC-A Cmn 55826P950 426 19,600 Sh Put Shared-defined 1 19,600 MAGELLAN HEALTH SERVICES INC COMMON STOCK Cmn 559079907 87 2,000 Sh Call Shared-defined 1 2,000 MAGELLAN HEALTH SERVICES INC COMMON STOCK Cmn 559079957 287 6,600 Sh Put Shared-defined 1 6,600 MAGELLAN HEALTH SERVICES INC COMMON STOCK Cmn 559079207 235 5,401 Sh Shared-defined 1 5,401 MAGELLAN HEALTH SERVICES INC COMMON STOCK Cmn 559079207 1,474 33,898 Sh Shared-defined -- 33,898 MAGELLAN MIDSTREAM PARTNERS CMN STK Cmn 559080906 490 10,300 Sh Call Shared-defined 1 10,300 MAGELLAN MIDSTREAM PARTNERS CMN STK Cmn 559080956 4,187 88,100 Sh Put Shared-defined 1 88,100 MAGELLAN MIDSTREAM PARTNERS CMN STK Cmn 559080106 1,684 35,437 Sh Shared-defined 1 35,437 MAGMA DESIGN AUTOMATION Cmn 559181102 6 2,174 Sh Shared-defined 1 2,174 MAGMA DESIGN AUTOMATION Cmn 559181102 7 2,608 Sh Shared-defined -- 2,608 MAGMA DESIGN AUTOMATION Cmn 559181902 17 6,600 Sh Call Shared-defined 1 6,600 COLUMN TOTALS 9,299
FORM 13F Page 376 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MAGMA DESIGN AUTOMATION Cmn 559181952 61 23,400 Sh Put Shared-defined 1 23,400 MAGNA INTERNATIONAL INC - - CL A COMMON STOCK Cmn 559222401 840 13,577 Sh Shared-defined 1 13,577 MAGNA INTERNATIONAL INC - - CL A COMMON STOCK Cmn 559222401 85 1,376 Sh Shared-defined -- 1,376 MAGNA INTERNATIONAL INC - - CL A COMMON STOCK Cmn 559222901 2,455 39,700 Sh Call Shared-defined 1 39,700 MAGNA INTERNATIONAL INC - - CL A COMMON STOCK Cmn 559222951 3,117 50,400 Sh Put Shared-defined 1 50,400 MAGNA INTERNATIONAL INC - - CL A COMMON STOCK Cmn 559222901 445 7,200 Sh Call Shared-defined -- 7,200 MAGNA INTERNATIONAL INC - - CL A COMMON STOCK Cmn 559222951 390 6,300 Sh Put Shared-defined -- 6,300 MAGUIRE PROPERTIES INC COMMON STOCK Cmn 559775901 4 1,400 Sh Call Shared-defined 1 1,400 MAGUIRE PROPERTIES INC COMMON STOCK Cmn 559775951 34 11,000 Sh Put Shared-defined 1 11,000 MAGUIRE PROPERTIES INC COMMON STOCK Cmn 559775101 70 22,824 Sh Shared-defined 1 22,824 MAGUIRE PROPERTIES INC COMMON STOCK Cmn 559775101 43 13,814 Sh Shared-defined -- 13,814 MAIDENFORM BRANDS, INC. COMMON STOCK Cmn 560305104 293 13,420 Sh Shared-defined -- 13,420 MANHATTAN ASSOCIATES INC CMN STOCK Cmn 562750909 41 1,600 Sh Call Shared-defined 1 1,600 MANHATTAN ASSOCIATES INC CMN STOCK Cmn 562750959 135 5,300 Sh Put Shared-defined 1 5,300 COLUMN TOTALS 8,013
FORM 13F Page 377 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MANHATTAN ASSOCIATES INC CMN STOCK Cmn 562750109 72 2,843 Sh Shared-defined 1 2,843 MANHATTAN ASSOCIATES INC CMN STOCK Cmn 562750109 313 12,293 Sh Shared-defined -- 12,293 MANITOWOC COMPANY, INC. COMMON STOCK Cmn 563571908 1,277 98,200 Sh Call Shared-defined 1 98,200 MANITOWOC COMPANY, INC. COMMON STOCK Cmn 563571958 2,449 188,400 Sh Put Shared-defined 1 188,400 MANITOWOC COMPANY, INC. COMMON STOCK Cmn 563571908 436 33,500 Sh Call Shared-defined -- 33,500 MANITOWOC COMPANY, INC. COMMON STOCK Cmn 563571958 482 37,100 Sh Put Shared-defined -- 37,100 MANITOWOC COMPANY, INC. COMMON STOCK Cmn 563571108 1,142 87,854 Sh Shared-defined 1 87,854 MANITOWOC COMPANY, INC. COMMON STOCK Cmn 563571108 251 19,277 Sh Shared-defined -- 19,277 MANNKIND CORP COMMON STOCK Cmn 56400P901 1,752 267,000 Sh Call Shared-defined 1 267,000 MANNKIND CORP COMMON STOCK Cmn 56400P951 1,116 170,100 Sh Put Shared-defined 1 170,100 MANNKIND CORP COMMON STOCK Cmn 56400P201 587 89,459 Sh Shared-defined 1 89,459 MANNKIND CORP COMMON STOCK Cmn 56400P201 77 11,684 Sh Shared-defined -- 11,684 MANPOWER, INC. COMMON STOCK Cmn 56418H900 1,954 34,200 Sh Call Shared-defined 1 34,200 MANPOWER, INC. COMMON STOCK Cmn 56418H950 1,017 17,800 Sh Put Shared-defined 1 17,800 COLUMN TOTALS 12,925
FORM 13F Page 378 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MANPOWER, INC. COMMON STOCK Cmn 56418H900 428 7,500 Sh Call Shared-defined -- 7,500 MANPOWER, INC. COMMON STOCK Cmn 56418H950 114 2,000 Sh Put Shared-defined -- 2,000 MANPOWER, INC. COMMON STOCK Cmn 56418H100 12 217 Sh Shared-defined 1 217 MANPOWER, INC. COMMON STOCK Cmn 56418H100 17,565 307,517 Sh Shared-defined -- 307,517 MANTECH INTERNATIONAL CORP Cmn 564563104 9 181 Sh Shared-defined 1 181 MANTECH INTERNATIONAL CORP Cmn 564563904 4,116 84,300 Sh Call Shared-defined 1 84,300 MANTECH INTERNATIONAL CORP Cmn 564563954 2,925 59,900 Sh Put Shared-defined 1 59,900 MANTECH INTERNATIONAL CORP Cmn 564563104 602 12,323 Sh Shared-defined -- 12,323 MANULIFE FINANCIAL CORPORATION Cmn 56501R106 1,769 89,833 Sh Shared-defined 1 89,833 MANULIFE FINANCIAL CORPORATION Cmn 56501R906 853 43,300 Sh Call Shared-defined 1 43,300 MANULIFE FINANCIAL CORPORATION Cmn 56501R956 2,052 104,200 Sh Put Shared-defined 1 104,200 MANULIFE FINANCIAL CORPORATION Cmn 56501R106 470 23,867 Sh Shared-defined -- 23,867 MANULIFE FINANCIAL CORPORATION Cmn 56501R906 146 7,400 Sh Call Shared-defined -- 7,400 MANULIFE FINANCIAL CORPORATION Cmn 56501R956 98 5,000 Sh Put Shared-defined -- 5,000 COLUMN TOTALS 31,159
FORM 13F Page 379 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MARATHON OIL CORP COMMON STOCK Cmn 565849906 11,678 369,100 Sh Call Shared-defined 1 369,100 MARATHON OIL CORP COMMON STOCK Cmn 565849956 7,103 224,500 Sh Put Shared-defined 1 224,500 MARATHON OIL CORP COMMON STOCK Cmn 565849906 3,933 124,300 Sh Call Shared-defined -- 124,300 MARATHON OIL CORP COMMON STOCK Cmn 565849956 2,702 85,400 Sh Put Shared-defined -- 85,400 MARATHON OIL CORP COMMON STOCK Cmn 565849106 1,174 37,094 Sh Shared-defined 1 37,094 MARATHON OIL CORP COMMON STOCK Cmn 565849106 1,672 52,833 Sh Shared-defined -- 52,833 MARCUS CORP CMN STK Cmn 566330106 1 101 Sh Shared-defined 1 101 MARCUS CORP CMN STK Cmn 566330106 192 14,787 Sh Shared-defined -- 14,787 MARINEMAX INC CMN STOCK Cmn 567908908 721 67,000 Sh Call Shared-defined 1 67,000 MARINEMAX INC CMN STOCK Cmn 567908958 147 13,700 Sh Put Shared-defined 1 13,700 MARINEMAX INC CMN STOCK Cmn 567908108 16 1,451 Sh Shared-defined 1 1,451 MARINEMAX INC CMN STOCK Cmn 567908108 273 25,332 Sh Shared-defined -- 25,332 MARINER ENERGY INC COMMON STOCK Cmn 56845T905 1,001 66,900 Sh Call Shared-defined 1 66,900 MARINER ENERGY INC COMMON STOCK Cmn 56845T955 63 4,200 Sh Put Shared-defined 1 4,200 COLUMN TOTALS 30,676
FORM 13F Page 380 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MARINER ENERGY INC COMMON STOCK Cmn 56845T305 14,162 946,030 Sh Shared-defined -- 946,030 MARKEL CORP CMN STK Cmn 570535104 205 548 Sh Shared-defined -- 548 MARKWEST ENERGY PARTNERS, LP COMMON STOCK Cmn 570759900 733 23,900 Sh Call Shared-defined 1 23,900 MARKWEST ENERGY PARTNERS, LP COMMON STOCK Cmn 570759950 975 31,800 Sh Put Shared-defined 1 31,800 MARKWEST ENERGY PARTNERS, LP COMMON STOCK Cmn 570759100 84 2,736 Sh Shared-defined 1 2,736 MARRIOTT INTL INC Cmn 571903902 6,250 198,300 Sh Call Shared-defined 1 198,300 MARRIOTT INTL INC Cmn 571903952 5,144 163,200 Sh Put Shared-defined 1 163,200 MARRIOTT INTL INC Cmn 571903202 4,061 128,835 Sh Shared-defined -- 128,835 MARRIOTT INTL INC Cmn 571903902 3,899 123,700 Sh Call Shared-defined -- 123,700 MARRIOTT INTL INC Cmn 571903952 823 26,100 Sh Put Shared-defined -- 26,100 MARSH & MCLENNAN COS INC Cmn 571748902 1,998 81,800 Sh Call Shared-defined 1 81,800 MARSH & MCLENNAN COS INC Cmn 571748952 813 33,300 Sh Put Shared-defined 1 33,300 MARSH & MCLENNAN COS INC Cmn 571748102 47 1,906 Sh Shared-defined 1 1,906 MARSH & MCLENNAN COS INC Cmn 571748102 39,393 1,613,155 Sh Shared-defined -- 1,613,155 COLUMN TOTALS 78,587
FORM 13F Page 381 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MARSHALL & ILSLEY CORP CMN STK Cmn 571837903 182 22,600 Sh Call Shared-defined 1 22,600 MARSHALL & ILSLEY CORP CMN STK Cmn 571837953 955 118,600 Sh Put Shared-defined 1 118,600 MARSHALL & ILSLEY CORP CMN STK Cmn 571837953 8 1,000 Sh Put Shared-defined -- 1,000 MARSHALL & ILSLEY CORP CMN STK Cmn 571837103 1,005 124,834 Sh Shared-defined 1 124,834 MARSHALL & ILSLEY CORP CMN STK Cmn 571837103 26,193 3,253,741 Sh Shared-defined -- 3,253,741 MARTEK BIOSCIENCES CORP CMN STK Cmn 572901106 43 1,921 Sh Shared-defined 1 1,921 MARTEK BIOSCIENCES CORP CMN STK Cmn 572901106 575 25,535 Sh Shared-defined -- 25,535 MARTEK BIOSCIENCES CORP CMN STK Cmn 572901906 673 29,900 Sh Call Shared-defined 1 29,900 MARTEK BIOSCIENCES CORP CMN STK Cmn 572901956 86 3,800 Sh Put Shared-defined 1 3,800 MARTHA STEWART LIVING CMN STOCK Cmn 573083902 22 3,900 Sh Call Shared-defined 1 3,900 MARTHA STEWART LIVING CMN STOCK Cmn 573083952 37 6,600 Sh Put Shared-defined 1 6,600 MARTHA STEWART LIVING CMN STOCK Cmn 573083102 74 13,273 Sh Shared-defined 1 13,273 MARTHA STEWART LIVING CMN STOCK Cmn 573083102 46 8,170 Sh Shared-defined -- 8,170 MARTIN MARIETTA MATERIALS CMN STK Cmn 573284906 7,662 91,700 Sh Call Shared-defined 1 91,700 COLUMN TOTALS 37,561
FORM 13F Page 382 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MARTIN MARIETTA MATERIALS CMN STK Cmn 573284956 9,683 115,900 Sh Put Shared-defined 1 115,900 MARTIN MARIETTA MATERIALS CMN STK Cmn 573284906 6,275 75,100 Sh Call Shared-defined -- 75,100 MARTIN MARIETTA MATERIALS CMN STK Cmn 573284956 3,292 39,400 Sh Put Shared-defined -- 39,400 MARTIN MARIETTA MATERIALS CMN STK Cmn 573284106 3,074 36,787 Sh Shared-defined 1 36,787 MARTIN MARIETTA MATERIALS CMN STK Cmn 573284106 10,117 121,086 Sh Shared-defined -- 121,086 MARVELL TECHNOLOGY GROUP LTD Cmn G5876H105 1,581 77,598 Sh Shared-defined 1 77,598 MARVELL TECHNOLOGY GROUP LTD Cmn G5876H905 4,775 234,300 Sh Call Shared-defined 1 234,300 MARVELL TECHNOLOGY GROUP LTD Cmn G5876H955 3,320 162,900 Sh Put Shared-defined 1 162,900 MARVELL TECHNOLOGY GROUP LTD Cmn G5876H105 9,819 481,787 Sh Shared-defined -- 481,787 MARVELL TECHNOLOGY GROUP LTD Cmn G5876H905 1,235 60,600 Sh Call Shared-defined -- 60,600 MARVELL TECHNOLOGY GROUP LTD Cmn G5876H955 2,012 98,700 Sh Put Shared-defined -- 98,700 MASCO CORP COMMON STOCK Cmn 574599106 174 11,230 Sh Shared-defined 1 11,230 MASCO CORP COMMON STOCK Cmn 574599106 12,553 808,851 Sh Shared-defined -- 808,851 MASCO CORP COMMON STOCK Cmn 574599906 998 64,300 Sh Call Shared-defined 1 64,300 COLUMN TOTALS 68,908
FORM 13F Page 383 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MASCO CORP COMMON STOCK Cmn 574599956 1,572 101,300 Sh Put Shared-defined 1 101,300 MASCO CORP COMMON STOCK Cmn 574599906 584 37,600 Sh Call Shared-defined -- 37,600 MASCO CORP COMMON STOCK Cmn 574599956 45 2,900 Sh Put Shared-defined -- 2,900 MASIMO CORPORATION Cmn 574795100 19 734 Sh Shared-defined 1 734 MASIMO CORPORATION Cmn 574795100 5,098 191,999 Sh Shared-defined -- 191,999 MASSEY ENERGY COMPANY Cmn 576206106 391 7,468 Sh Shared-defined 1 7,468 MASSEY ENERGY COMPANY Cmn 576206906 16,032 306,600 Sh Call Shared-defined 1 306,600 MASSEY ENERGY COMPANY Cmn 576206956 24,163 462,100 Sh Put Shared-defined 1 462,100 MASSEY ENERGY COMPANY Cmn 576206106 91,337 1,746,740 Sh Shared-defined -- 1,746,740 MASSEY ENERGY COMPANY Cmn 576206906 2,494 47,700 Sh Call Shared-defined -- 47,700 MASSEY ENERGY COMPANY Cmn 576206956 4,534 86,700 Sh Put Shared-defined -- 86,700 MASTEC INC 4% CB 06/15/2014- REGISTERED Bond 576323AG4 17,535 16,601,000 Prn Shared-defined -- N/A MASTEC, INC. COMMON STOCK Cmn 576323909 86 6,800 Sh Call Shared-defined 1 6,800 MASTEC, INC. COMMON STOCK Cmn 576323959 120 9,500 Sh Put Shared-defined 1 9,500 COLUMN TOTALS 164,010
FORM 13F Page 384 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MASTEC, INC. COMMON STOCK Cmn 576323109 167 13,268 Sh Shared-defined -- 13,268 MASTERCARD INC-CLASS A Cmn 57636Q904 49,632 195,400 Sh Call Shared-defined 1 195,400 MASTERCARD INC-CLASS A Cmn 57636Q954 69,494 273,600 Sh Put Shared-defined 1 273,600 MASTERCARD INC-CLASS A Cmn 57636Q904 2,870 11,300 Sh Call Shared-defined -- 11,300 MASTERCARD INC-CLASS A Cmn 57636Q954 27,432 108,000 Sh Put Shared-defined -- 108,000 MASTERCARD INC-CLASS A Cmn 57636Q104 4,075 16,042 Sh Shared-defined 1 16,042 MASTERCARD INC-CLASS A Cmn 57636Q104 41,086 161,756 Sh Shared-defined -- 161,756 MATRIXX INITIATIVES INC CMN STOCK Cmn 57685L905 30 5,900 Sh Call Shared-defined 1 5,900 MATRIXX INITIATIVES INC CMN STOCK Cmn 57685L955 46 9,000 Sh Put Shared-defined 1 9,000 MATRIXX INITIATIVES INC CMN STOCK Cmn 57685L105 26 5,210 Sh Shared-defined 1 5,210 MATSUSHITA ELECTRIC INDUSTRIAL CO LTD Depository - - SPONS ADR Receipt 69832A205 250 16,317 Sh Shared-defined 1 N/A MATSUSHITA ELECTRIC INDUSTRIAL CO LTD Depository - - SPONS ADR Receipt 69832A205 41 2,666 Sh Shared-defined -- N/A MATTEL INC Cmn 577081102 153 6,729 Sh Shared-defined 1 6,729 MATTEL INC Cmn 577081102 82,701 3,636,804 Sh Shared-defined -- 3,636,804 COLUMN TOTALS 278,003
FORM 13F Page 385 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MATTEL INC Cmn 577081902 6,540 287,600 Sh Call Shared-defined 1 287,600 MATTEL INC Cmn 577081952 1,601 70,400 Sh Put Shared-defined 1 70,400 MATTEL INC Cmn 577081902 2,802 123,200 Sh Call Shared-defined -- 123,200 MATTEL INC Cmn 577081952 1,162 51,100 Sh Put Shared-defined -- 51,100 MATTHEWS INTL CORP CMN STOCK Cmn 577128101 489 13,779 Sh Shared-defined -- 13,779 MAX CAPITAL GROUP CMN STK Cmn G6052F103 21 924 Sh Shared-defined 1 924 MAX CAPITAL GROUP CMN STK Cmn G6052F103 267 11,595 Sh Shared-defined -- 11,595 MAXIM INTEGRATED PRODUCTS CMN STK Cmn 57772K901 1,452 74,900 Sh Call Shared-defined 1 74,900 MAXIM INTEGRATED PRODUCTS CMN STK Cmn 57772K951 999 51,500 Sh Put Shared-defined 1 51,500 MAXIM INTEGRATED PRODUCTS CMN STK Cmn 57772K901 229 11,800 Sh Call Shared-defined -- 11,800 MAXIM INTEGRATED PRODUCTS CMN STK Cmn 57772K101 100 5,135 Sh Shared-defined -- 5,135 MAXWELL TECHNOLOGIES INC CMN STK Cmn 577767106 33 2,666 Sh Shared-defined 1 2,666 MAXWELL TECHNOLOGIES INC CMN STK Cmn 577767106 174 14,077 Sh Shared-defined -- 14,077 MB FINANCIAL INC CMN STOCK Cmn 55264U108 284 12,600 Sh Shared-defined -- 12,600 COLUMN TOTALS 16,153
FORM 13F Page 386 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MBIA INC CMN STK Cmn 55262C900 397 63,300 Sh Call Shared-defined 1 63,300 MBIA INC CMN STK Cmn 55262C950 930 148,300 Sh Put Shared-defined 1 148,300 MBIA INC CMN STK Cmn 55262C100 1,036 165,301 Sh Shared-defined 1 165,301 MBIA INC CMN STK Cmn 55262C100 1,422 226,787 Sh Shared-defined -- 226,787 MCAFEE INC CMN STK Cmn 579064906 2,035 50,700 Sh Call Shared-defined 1 50,700 MCAFEE INC CMN STK Cmn 579064956 2,452 61,100 Sh Put Shared-defined 1 61,100 MCAFEE INC CMN STK Cmn 579064906 64 1,600 Sh Call Shared-defined -- 1,600 MCAFEE INC CMN STK Cmn 579064956 1,204 30,000 Sh Put Shared-defined -- 30,000 MCAFEE INC CMN STK Cmn 579064106 19 475 Sh Shared-defined 1 475 MCAFEE INC CMN STK Cmn 579064106 30,284 754,642 Sh Shared-defined -- 754,642 MCCLATCHY COMPANY - -CL A CMN STK Cmn 579489905 2 400 Sh Call Shared-defined 1 400 MCCLATCHY COMPANY - -CL A CMN STK Cmn 579489955 257 52,400 Sh Put Shared-defined 1 52,400 MCCLATCHY COMPANY - -CL A CMN STK Cmn 579489105 355 72,266 Sh Shared-defined 1 72,266 MCCORMICK & CO. COMMON STOCK Cmn 579780206 821 21,395 Sh Shared-defined -- 21,395 COLUMN TOTALS 41,278
FORM 13F Page 387 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MCDERMOTT INC COMMON STOCK Cmn 580037109 3,787 140,665 Sh Shared-defined -- 140,665 MCDERMOTT INC COMMON STOCK Cmn 580037909 4,396 163,300 Sh Call Shared-defined 1 163,300 MCDERMOTT INC COMMON STOCK Cmn 580037959 4,259 158,200 Sh Put Shared-defined 1 158,200 MCDERMOTT INC COMMON STOCK Cmn 580037909 1,149 42,700 Sh Call Shared-defined -- 42,700 MCDERMOTT INC COMMON STOCK Cmn 580037959 692 25,700 Sh Put Shared-defined -- 25,700 MCDONALDS CORP Cmn 580135101 452 6,781 Sh Shared-defined 1 6,781 MCDONALDS CORP Cmn 580135101 54,712 820,018 Sh Shared-defined -- 820,018 MCDONALDS CORP Cmn 580135901 32,766 491,100 Sh Call Shared-defined 1 491,100 MCDONALDS CORP Cmn 580135951 36,916 553,300 Sh Put Shared-defined 1 553,300 MCDONALDS CORP Cmn 580135901 8,694 130,300 Sh Call Shared-defined -- 130,300 MCDONALDS CORP Cmn 580135951 5,698 85,400 Sh Put Shared-defined -- 85,400 MCG CAPITAL CORP CMN STOCK Cmn 58047P907 18 3,400 Sh Call Shared-defined 1 3,400 MCG CAPITAL CORP CMN STOCK Cmn 58047P957 57 10,900 Sh Put Shared-defined 1 10,900 MCG CAPITAL CORP CMN STOCK Cmn 58047P107 16 3,030 Sh Shared-defined 1 3,030 COLUMN TOTALS 153,612
FORM 13F Page 388 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MCG CAPITAL CORP CMN STOCK Cmn 58047P107 81 15,496 Sh Shared-defined -- 15,496 MCGRAW-HILL, INC. COMMON STOCK Cmn 580645909 1,861 52,200 Sh Call Shared-defined 1 52,200 MCGRAW-HILL, INC. COMMON STOCK Cmn 580645959 4,200 117,800 Sh Put Shared-defined 1 117,800 MCGRAW-HILL, INC. COMMON STOCK Cmn 580645109 279 7,832 Sh Shared-defined 1 7,832 MCGRAW-HILL, INC. COMMON STOCK Cmn 580645109 1,017 28,529 Sh Shared-defined -- 28,529 MCKESSON CORP Cmn 58155Q103 485 7,384 Sh Shared-defined 1 7,384 MCKESSON CORP Cmn 58155Q103 90,506 1,377,140 Sh Shared-defined -- 1,377,140 MCKESSON CORP Cmn 58155Q903 14,347 218,300 Sh Call Shared-defined 1 218,300 MCKESSON CORP Cmn 58155Q953 9,845 149,800 Sh Put Shared-defined 1 149,800 MCKESSON CORP Cmn 58155Q903 3,227 49,100 Sh Call Shared-defined -- 49,100 MCKESSON CORP Cmn 58155Q953 2,589 39,400 Sh Put Shared-defined -- 39,400 MCMORAN EXPLORATION CO 6.75% MAND PREF 11/15/2010 Bond 582411500 6 60 Prn Shared-defined 1 N/A MCMORAN EXPLORATION CO CMN STOCK Cmn 582411904 5,020 343,100 Sh Call Shared-defined 1 343,100 MCMORAN EXPLORATION CO CMN STOCK Cmn 582411954 4,118 281,500 Sh Put Shared-defined 1 281,500 COLUMN TOTALS 137,581
FORM 13F Page 389 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MCMORAN EXPLORATION CO CMN STOCK Cmn 582411904 1,184 80,900 Sh Call Shared-defined -- 80,900 MCMORAN EXPLORATION CO CMN STOCK Cmn 582411954 1,061 72,500 Sh Put Shared-defined -- 72,500 MCMORAN EXPLORATION CO CMN STOCK Cmn 582411104 2,333 159,447 Sh Shared-defined 1 159,447 MCMORAN EXPLORATION CO CMN STOCK Cmn 582411104 2,573 175,873 Sh Shared-defined -- 175,873 MDC HOLDINGS INC CMN STK Cmn 552676108 539 15,570 Sh Shared-defined -- 15,570 MDC HOLDINGS INC CMN STK Cmn 552676908 616 17,800 Sh Call Shared-defined 1 17,800 MDC HOLDINGS INC CMN STK Cmn 552676958 651 18,800 Sh Put Shared-defined 1 18,800 MDC HOLDINGS INC CMN STK Cmn 552676908 190 5,500 Sh Call Shared-defined -- 5,500 MDC HOLDINGS INC CMN STK Cmn 552676958 38 1,100 Sh Put Shared-defined -- 1,100 MDRNA INC Cmn 55276N900 18 16,500 Sh Call Shared-defined 1 16,500 MDRNA INC Cmn 55276N950 4 3,600 Sh Put Shared-defined 1 3,600 MDRNA INC Cmn 55276N100 -- 100 Sh Shared-defined -- 100 MDS INC COMMON STOCK Cmn 55269P302 10 1,225 Sh Shared-defined 1 1,225 MDS INC COMMON STOCK Cmn 55269P302 2,047 252,390 Sh Shared-defined -- 252,390 COLUMN TOTALS 11,264
FORM 13F Page 390 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MDU RESOURCES GROUP INC CMN STK Cmn 552690109 920 42,635 Sh Shared-defined -- 42,635 MEAD JOHNSON NUTRITION CO Cmn 582839106 3,687 70,867 Sh Shared-defined 1 70,867 MEAD JOHNSON NUTRITION CO Cmn 582839106 13,547 260,367 Sh Shared-defined -- 260,367 MEAD JOHNSON NUTRITION CO Cmn 582839906 3,944 75,800 Sh Call Shared-defined 1 75,800 MEAD JOHNSON NUTRITION CO Cmn 582839956 5,817 111,800 Sh Put Shared-defined 1 111,800 MEADOWBROOK INS GROUP INC CMN STOCK Cmn 58319P108 22 2,774 Sh Shared-defined 1 2,774 MEADOWBROOK INS GROUP INC CMN STOCK Cmn 58319P108 141 17,896 Sh Shared-defined -- 17,896 MEADWESTVACO CORP COMMON STK Cmn 583334107 1,501 58,754 Sh Shared-defined -- 58,754 MEDALLION FINL CORP CMN STOCK Cmn 583928906 6 800 Sh Call Shared-defined 1 800 MEDALLION FINL CORP CMN STOCK Cmn 583928956 226 28,400 Sh Put Shared-defined 1 28,400 MEDALLION FINL CORP CMN STOCK Cmn 583928106 121 15,165 Sh Shared-defined 1 15,165 MEDALLION FINL CORP CMN STOCK Cmn 583928106 3 424 Sh Shared-defined -- 424 MEDCATH CORPORATION Cmn 58404W109 18 1,728 Sh Shared-defined 1 1,728 MEDCATH CORPORATION Cmn 58404W109 139 13,278 Sh Shared-defined -- 13,278 COLUMN TOTALS 30,092
FORM 13F Page 391 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MEDCO HEALTH SOLUTIONS INC CMN STK Cmn 58405U902 4,719 73,100 Sh Call Shared-defined 1 73,100 MEDCO HEALTH SOLUTIONS INC CMN STK Cmn 58405U952 8,031 124,400 Sh Put Shared-defined 1 124,400 MEDCO HEALTH SOLUTIONS INC CMN STK Cmn 58405U902 2,344 36,300 Sh Call Shared-defined -- 36,300 MEDCO HEALTH SOLUTIONS INC CMN STK Cmn 58405U952 2,486 38,500 Sh Put Shared-defined -- 38,500 MEDCO HEALTH SOLUTIONS INC CMN STK Cmn 58405U102 10,652 165,001 Sh Shared-defined -- 165,001 MEDIACOM COMMUNICATIONS CORP - CL A Cmn 58446K105 8 1,354 Sh Shared-defined 1 1,354 MEDIACOM COMMUNICATIONS CORP - CL A Cmn 58446K105 171 28,696 Sh Shared-defined -- 28,696 MEDICAL ACTION IND INC CMN STK Cmn 58449L100 2 200 Sh Shared-defined 1 200 MEDICAL ACTION IND INC CMN STK Cmn 58449L100 130 10,576 Sh Shared-defined -- 10,576 MEDICAL PROPERTIES TRUST INC COMMON STOCK Cmn 58463J304 200 19,039 Sh Shared-defined -- 19,039 MEDICINES COMPANY Cmn 584688105 375 47,887 Sh Shared-defined 1 47,887 MEDICINES COMPANY Cmn 584688905 263 33,600 Sh Call Shared-defined 1 33,600 MEDICINES COMPANY Cmn 584688955 423 54,000 Sh Put Shared-defined 1 54,000 MEDICINES COMPANY Cmn 584688105 4 475 Sh Shared-defined -- 475 COLUMN TOTALS 29,808
FORM 13F Page 392 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MEDICIS PHARMACEUTICAL-CL 'A' COMMON STOCK Cmn 584690909 493 19,600 Sh Call Shared-defined 1 19,600 MEDICIS PHARMACEUTICAL-CL 'A' COMMON STOCK Cmn 584690959 1,059 42,100 Sh Put Shared-defined 1 42,100 MEDICIS PHARMACEUTICAL-CL 'A' COMMON STOCK Cmn 584690909 1,640 65,200 Sh Call Shared-defined -- 65,200 MEDICIS PHARMACEUTICAL-CL 'A' COMMON STOCK Cmn 584690959 242 9,600 Sh Put Shared-defined -- 9,600 MEDICIS PHARMACEUTICAL-CL 'A' COMMON STOCK Cmn 584690309 1,029 40,904 Sh Shared-defined 1 40,904 MEDICIS PHARMACEUTICAL-CL 'A' COMMON STOCK Cmn 584690309 155 6,145 Sh Shared-defined -- 6,145 MEDIDATA SOLUTIONS INC Cmn 58471A105 4,658 306,460 Sh Shared-defined -- 306,460 MEDIFAST INC CMN STOCK Cmn 58470H901 1,769 70,400 Sh Call Shared-defined 1 70,400 MEDIFAST INC CMN STOCK Cmn 58470H951 2,317 92,200 Sh Put Shared-defined 1 92,200 MEDIFAST INC CMN STOCK Cmn 58470H101 119 4,741 Sh Shared-defined 1 4,741 MEDIFAST INC CMN STOCK Cmn 58470H101 7 294 Sh Shared-defined -- 294 MEDIVATION INC Cmn 58501N901 2,719 259,200 Sh Call Shared-defined 1 259,200 MEDIVATION INC Cmn 58501N951 1,393 132,800 Sh Put Shared-defined 1 132,800 MEDIVATION INC Cmn 58501N101 6 549 Sh Shared-defined -- 549 COLUMN TOTALS 17,606
FORM 13F Page 393 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MEDNAX INC Cmn 58502B106 48 818 Sh Shared-defined 1 818 MEDNAX INC Cmn 58502B106 18,371 315,704 Sh Shared-defined -- 315,704 MEDTRONIC INC Cmn 585055906 9,155 203,300 Sh Call Shared-defined 1 203,300 MEDTRONIC INC Cmn 585055956 13,658 303,300 Sh Put Shared-defined 1 303,300 MEDTRONIC INC Cmn 585055106 33,406 741,851 Sh Shared-defined -- 741,851 MEDTRONIC INC Cmn 585055906 2,576 57,200 Sh Call Shared-defined -- 57,200 MEDTRONIC INC Cmn 585055956 3,557 79,000 Sh Put Shared-defined -- 79,000 MELLANOX TECHNOLOGIES LTD Cmn M51363903 342 14,500 Sh Call Shared-defined 1 14,500 MELLANOX TECHNOLOGIES LTD Cmn M51363953 158 6,700 Sh Put Shared-defined 1 6,700 MELLANOX TECHNOLOGIES LTD Cmn M51363113 3,401 144,300 Sh Shared-defined -- 144,300 MEMC ELECTRONIC MATERIALS COMMON STOCK Cmn 552715904 4,670 304,600 Sh Call Shared-defined 1 304,600 MEMC ELECTRONIC MATERIALS COMMON STOCK Cmn 552715954 6,279 409,600 Sh Put Shared-defined 1 409,600 MEMC ELECTRONIC MATERIALS COMMON STOCK Cmn 552715904 5,589 364,600 Sh Call Shared-defined -- 364,600 MEMC ELECTRONIC MATERIALS COMMON STOCK Cmn 552715954 1,735 113,200 Sh Put Shared-defined -- 113,200 COLUMN TOTALS 102,945
FORM 13F Page 394 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MEMC ELECTRONIC MATERIALS COMMON STOCK Cmn 552715104 4,337 282,939 Sh Shared-defined 1 282,939 MEMC ELECTRONIC MATERIALS COMMON STOCK Cmn 552715104 13,420 875,418 Sh Shared-defined -- 875,418 MENS WEARHOUSE INC CMN STK Cmn 587118900 790 33,000 Sh Call Shared-defined 1 33,000 MENS WEARHOUSE INC CMN STK Cmn 587118950 113 4,700 Sh Put Shared-defined 1 4,700 MENS WEARHOUSE INC CMN STK Cmn 587118100 10,720 447,804 Sh Shared-defined -- 447,804 MENTOR GRAPHICS CORP CMN STK Cmn 587200106 9 1,120 Sh Shared-defined 1 1,120 MENTOR GRAPHICS CORP CMN STK Cmn 587200106 638 79,499 Sh Shared-defined -- 79,499 MERCADOLIBRE INC Cmn 58733R102 1,019 21,130 Sh Shared-defined 1 21,130 MERCADOLIBRE INC Cmn 58733R902 5,289 109,700 Sh Call Shared-defined 1 109,700 MERCADOLIBRE INC Cmn 58733R952 4,011 83,200 Sh Put Shared-defined 1 83,200 MERCADOLIBRE INC Cmn 58733R102 311 6,458 Sh Shared-defined -- 6,458 MERCADOLIBRE INC Cmn 58733R902 651 13,500 Sh Call Shared-defined -- 13,500 MERCADOLIBRE INC Cmn 58733R952 1,331 27,600 Sh Put Shared-defined -- 27,600 MERCK & CO Cmn 58933Y105 1,157 30,985 Sh Shared-defined 1 30,985 COLUMN TOTALS 43,796
FORM 13F Page 395 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MERCK & CO Cmn 58933Y905 31,564 845,100 Sh Call Shared-defined 1 845,100 MERCK & CO Cmn 58933Y955 39,912 1,068,600 Sh Put Shared-defined 1 1,068,600 MERCK & CO Cmn 58933Y905 10,705 286,600 Sh Call Shared-defined -- 286,600 MERCK & CO Cmn 58933Y955 5,625 150,600 Sh Put Shared-defined -- 150,600 MERCURY GENERAL CORP CMN STK Cmn 589400900 131 3,000 Sh Call Shared-defined 1 3,000 MERCURY GENERAL CORP CMN STK Cmn 589400950 398 9,100 Sh Put Shared-defined 1 9,100 MERCURY GENERAL CORP CMN STK Cmn 589400100 11 260 Sh Shared-defined 1 260 MERCURY GENERAL CORP CMN STK Cmn 589400100 344 7,871 Sh Shared-defined -- 7,871 MEREDITH CORP Cmn 589433101 1,201 34,908 Sh Shared-defined -- 34,908 MERIDIAN BIOSCIENCE INC CMN STK Cmn 589584901 493 24,200 Sh Call Shared-defined 1 24,200 MERIDIAN BIOSCIENCE INC CMN STK Cmn 589584951 106 5,200 Sh Put Shared-defined 1 5,200 MERIDIAN BIOSCIENCE INC CMN STK Cmn 589584101 70 3,425 Sh Shared-defined 1 3,425 MERIDIAN BIOSCIENCE INC CMN STK Cmn 589584101 67 3,301 Sh Shared-defined -- 3,301 MERIT MEDICAL SYSTEMS INC CMN STK Cmn 589889904 70 4,600 Sh Call Shared-defined 1 4,600 COLUMN TOTALS 90,697
FORM 13F Page 396 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MERIT MEDICAL SYSTEMS INC CMN STK Cmn 589889954 203 13,300 Sh Put Shared-defined 1 13,300 MERIT MEDICAL SYSTEMS INC CMN STK Cmn 589889104 57 3,706 Sh Shared-defined 1 3,706 MERIT MEDICAL SYSTEMS INC CMN STK Cmn 589889104 4 280 Sh Shared-defined -- 280 MERITAGE HOMES CORPORATION CMN STK Cmn 59001A902 1,012 48,200 Sh Call Shared-defined 1 48,200 MERITAGE HOMES CORPORATION CMN STK Cmn 59001A952 1,640 78,100 Sh Put Shared-defined 1 78,100 MERITAGE HOMES CORPORATION CMN STK Cmn 59001A902 189 9,000 Sh Call Shared-defined -- 9,000 MERITAGE HOMES CORPORATION CMN STK Cmn 59001A952 458 21,800 Sh Put Shared-defined -- 21,800 MERITAGE HOMES CORPORATION CMN STK Cmn 59001A102 125 5,942 Sh Shared-defined 1 5,942 METALICO INC COMMON STOCK Cmn 591176952 243 40,600 Sh Put Shared-defined 1 40,600 METALICO INC COMMON STOCK Cmn 591176102 150 24,983 Sh Shared-defined 1 24,983 METALICO INC COMMON STOCK Cmn 591176102 204 34,061 Sh Shared-defined -- 34,061 METHANEX CORP Cmn 59151K108 48 1,968 Sh Shared-defined 1 1,968 METHANEX CORP Cmn 59151K108 10,961 450,882 Sh Shared-defined -- 450,882 METHANEX CORP Cmn 59151K908 367 15,100 Sh Call Shared-defined 1 15,100 COLUMN TOTALS 15,661
FORM 13F Page 397 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- METHANEX CORP Cmn 59151K958 404 16,600 Sh Put Shared-defined 1 16,600 METHODE ELECTRONICS -CL A CMN STK Cmn 591520200 14 1,385 Sh Shared-defined 1 1,385 METHODE ELECTRONICS -CL A CMN STK Cmn 591520200 153 15,447 Sh Shared-defined -- 15,447 METLIFE INC CMN STK Cmn 59156R908 21,414 494,100 Sh Call Shared-defined 1 494,100 METLIFE INC CMN STK Cmn 59156R958 10,120 233,500 Sh Put Shared-defined 1 233,500 METLIFE INC CMN STK Cmn 59156R908 5,803 133,900 Sh Call Shared-defined -- 133,900 METLIFE INC CMN STK Cmn 59156R958 2,470 57,000 Sh Put Shared-defined -- 57,000 METLIFE INC CMN STK Cmn 59156R108 51,379 1,185,485 Sh Shared-defined -- 1,185,485 METROPCS COMMUNICATIONS INC Cmn 591708102 130 18,322 Sh Shared-defined 1 18,322 METROPCS COMMUNICATIONS INC Cmn 591708902 1,487 210,000 Sh Call Shared-defined 1 210,000 METROPCS COMMUNICATIONS INC Cmn 591708952 571 80,700 Sh Put Shared-defined 1 80,700 METROPCS COMMUNICATIONS INC Cmn 591708102 799 112,834 Sh Shared-defined -- 112,834 METROPCS COMMUNICATIONS INC Cmn 591708902 85 12,000 Sh Call Shared-defined -- 12,000 METROPCS COMMUNICATIONS INC Cmn 591708952 49 6,900 Sh Put Shared-defined -- 6,900 COLUMN TOTALS 94,878
FORM 13F Page 398 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MF GLOBAL HOLDINGS LTD Cmn 55277J108 182 22,584 Sh Shared-defined 1 22,584 MF GLOBAL HOLDINGS LTD Cmn 55277J908 395 48,900 Sh Call Shared-defined 1 48,900 MF GLOBAL HOLDINGS LTD Cmn 55277J958 519 64,300 Sh Put Shared-defined 1 64,300 MF GLOBAL HOLDINGS LTD Cmn 55277J108 2,929 363,007 Sh Shared-defined -- 363,007 MFA FINANCIAL INC Cmn 55272X102 66 8,951 Sh Shared-defined 1 8,951 MFA FINANCIAL INC Cmn 55272X902 127 17,300 Sh Call Shared-defined 1 17,300 MFA FINANCIAL INC Cmn 55272X952 329 44,700 Sh Put Shared-defined 1 44,700 MFA FINANCIAL INC Cmn 55272X102 483 65,580 Sh Shared-defined -- 65,580 MGE ENERGY INC CMN STK Cmn 55277P104 348 9,834 Sh Shared-defined -- 9,834 MGIC INV CORP CMN STOCK Cmn 552848103 3,166 288,582 Sh Shared-defined -- 288,582 MGIC INV CORP CMN STOCK Cmn 552848903 2,786 254,000 Sh Call Shared-defined 1 254,000 MGIC INV CORP CMN STOCK Cmn 552848953 464 42,300 Sh Put Shared-defined 1 42,300 MGM MIRAGE CMN STK Cmn 552953901 11,064 922,000 Sh Call Shared-defined 1 922,000 MGM MIRAGE CMN STK Cmn 552953951 11,186 932,200 Sh Put Shared-defined 1 932,200 COLUMN TOTALS 34,044
FORM 13F Page 399 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MGM MIRAGE CMN STK Cmn 552953901 1,961 163,400 Sh Call Shared-defined -- 163,400 MGM MIRAGE CMN STK Cmn 552953951 1,120 93,300 Sh Put Shared-defined -- 93,300 MGM MIRAGE CMN STK Cmn 552953101 1,530 127,479 Sh Shared-defined -- 127,479 MGP INGREDIENTS INC CMN STK Cmn 55302G903 51 6,700 Sh Call Shared-defined 1 6,700 MGP INGREDIENTS INC CMN STK Cmn 55302G953 55 7,100 Sh Put Shared-defined 1 7,100 MGP INGREDIENTS INC CMN STK Cmn 55302G103 1 162 Sh Shared-defined 1 162 MGP INGREDIENTS INC CMN STK Cmn 55302G103 2 254 Sh Shared-defined -- 254 MICROCHIP TECHNOLOGY 2.125% CB 12/15/37 - REGISTER Bond 595017AB0 92,576 93,149,000 Prn Shared-defined -- N/A MICROCHIP TECHNOLOGY INC CMN STK Cmn 595017904 3,390 120,400 Sh Call Shared-defined 1 120,400 MICROCHIP TECHNOLOGY INC CMN STK Cmn 595017954 3,855 136,900 Sh Put Shared-defined 1 136,900 MICROCHIP TECHNOLOGY INC CMN STK Cmn 595017904 653 23,200 Sh Call Shared-defined -- 23,200 MICROCHIP TECHNOLOGY INC CMN STK Cmn 595017954 834 29,600 Sh Put Shared-defined -- 29,600 MICROCHIP TECHNOLOGY INC CMN STK Cmn 595017104 100 3,559 Sh Shared-defined 1 3,559 MICROCHIP TECHNOLOGY INC CMN STK Cmn 595017104 1,843 65,441 Sh Shared-defined -- 65,441 COLUMN TOTALS 107,971
FORM 13F Page 400 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MICROMET, INC COMMON STOCK Cmn 59509C905 72 8,900 Sh Call Shared-defined 1 8,900 MICROMET, INC COMMON STOCK Cmn 59509C955 120 14,800 Sh Put Shared-defined 1 14,800 MICROMET, INC COMMON STOCK Cmn 59509C105 34 4,157 Sh Shared-defined 1 4,157 MICROMET, INC COMMON STOCK Cmn 59509C105 8,902 1,101,689 Sh Shared-defined -- 1,101,689 MICRON TECHNOLOGY INC Cmn 595112103 12,174 1,171,751 Sh Shared-defined 1 1,171,751 MICRON TECHNOLOGY INC Cmn 595112103 8,262 795,213 Sh Shared-defined -- 795,213 MICRON TECHNOLOGY INC Cmn 595112903 9,420 906,600 Sh Call Shared-defined 1 906,600 MICRON TECHNOLOGY INC Cmn 595112953 14,201 1,366,800 Sh Put Shared-defined 1 1,366,800 MICRON TECHNOLOGY INC Cmn 595112903 421 40,500 Sh Call Shared-defined -- 40,500 MICRON TECHNOLOGY INC Cmn 595112953 7,457 717,700 Sh Put Shared-defined -- 717,700 MICRON TECHNOLOGY INC 1.875% CB 6/1/2014 - REGISTE Bond 595112AH6 21,101 22,071,000 Prn Shared-defined -- N/A MICROS SYSTEMS INC CMN STK Cmn 594901900 352 10,700 Sh Call Shared-defined 1 10,700 MICROS SYSTEMS INC CMN STK Cmn 594901950 72 2,200 Sh Put Shared-defined 1 2,200 MICROS SYSTEMS INC CMN STK Cmn 594901100 22 665 Sh Shared-defined 1 665 COLUMN TOTALS 82,610
FORM 13F Page 401 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MICROS SYSTEMS INC CMN STK Cmn 594901100 122 3,700 Sh Shared-defined -- 3,700 MICROSEMI CORPORATION COMMON STOCK Cmn 595137900 187 10,800 Sh Call Shared-defined 1 10,800 MICROSEMI CORPORATION COMMON STOCK Cmn 595137950 414 23,900 Sh Put Shared-defined 1 23,900 MICROSEMI CORPORATION COMMON STOCK Cmn 595137100 42 2,401 Sh Shared-defined -- 2,401 MICROSOFT Cmn 594918104 39,190 1,338,913 Sh Shared-defined 1 1,338,913 MICROSOFT Cmn 594918104 41,473 1,416,904 Sh Shared-defined -- 1,416,904 MICROSOFT Cmn 594918904 39,910 1,363,500 Sh Call Shared-defined 1 1,363,500 MICROSOFT Cmn 594918954 94,905 3,242,400 Sh Put Shared-defined 1 3,242,400 MICROSOFT Cmn 594918904 5,113 174,700 Sh Call Shared-defined -- 174,700 MICROSOFT Cmn 594918954 20,624 704,600 Sh Put Shared-defined -- 704,600 MICROSTRATEGY INC CMN STK Cmn 594972908 4,407 51,800 Sh Call Shared-defined 1 51,800 MICROSTRATEGY INC CMN STK Cmn 594972958 5,751 67,600 Sh Put Shared-defined 1 67,600 MICROSTRATEGY INC CMN STK Cmn 594972908 30,387 357,200 Sh Call Shared-defined -- 357,200 MICROSTRATEGY INC CMN STK Cmn 594972958 527 6,200 Sh Put Shared-defined -- 6,200 COLUMN TOTALS 283,052
FORM 13F Page 402 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MICROSTRATEGY INC CMN STK Cmn 594972408 35 409 Sh Shared-defined 1 409 MICROSTRATEGY INC CMN STK Cmn 594972408 10,151 119,328 Sh Shared-defined -- 119,328 MICROTUNE INC. Cmn 59514P109 58 21,149 Sh Shared-defined -- 21,149 MICROVISION INC CMN STOCK Cmn 594960106 23 8,208 Sh Shared-defined 1 8,208 MICROVISION INC CMN STOCK Cmn 594960106 21 7,513 Sh Shared-defined -- 7,513 MID-AMERICA APT CMNTYS INC CMN STK Cmn 59522J903 1,212 23,400 Sh Call Shared-defined 1 23,400 MID-AMERICA APT CMNTYS INC CMN STK Cmn 59522J953 3,242 62,600 Sh Put Shared-defined 1 62,600 MID-AMERICA APT CMNTYS INC CMN STK Cmn 59522J103 4 72 Sh Shared-defined 1 72 MID-AMERICA APT CMNTYS INC CMN STK Cmn 59522J103 716 13,833 Sh Shared-defined -- 13,833 MIDDLEBY CORP CMN STK Cmn 596278901 2,096 36,400 Sh Call Shared-defined 1 36,400 MIDDLEBY CORP CMN STK Cmn 596278951 8,017 139,200 Sh Put Shared-defined 1 139,200 MIDDLEBY CORP CMN STK Cmn 596278101 2,906 50,452 Sh Shared-defined 1 50,452 MILLICOM INTERNATIONAL CELLULAR SA CMN STK Cmn L6388F900 21,646 242,800 Sh Call Shared-defined 1 242,800 MILLICOM INTERNATIONAL CELLULAR SA CMN STK Cmn L6388F950 24,062 269,900 Sh Put Shared-defined 1 269,900 COLUMN TOTALS 74,189
FORM 13F Page 403 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MILLICOM INTERNATIONAL CELLULAR SA CMN STK Cmn L6388F900 660 7,400 Sh Call Shared-defined -- 7,400 MILLICOM INTERNATIONAL CELLULAR SA CMN STK Cmn L6388F950 758 8,500 Sh Put Shared-defined -- 8,500 MILLICOM INTERNATIONAL CELLULAR SA CMN STK Cmn L6388F110 12,869 144,357 Sh Shared-defined -- 144,357 MILLIPORE CORP Cmn 601073109 146 1,384 Sh Shared-defined 1 1,384 MILLIPORE CORP Cmn 601073909 4,773 45,200 Sh Call Shared-defined 1 45,200 MILLIPORE CORP Cmn 601073959 3,062 29,000 Sh Put Shared-defined 1 29,000 MINAS BUENAVENTURA Depository SA -SPONS ADR Receipt 204448104 126 4,056 Sh Shared-defined 1 N/A MINAS BUENAVENTURA Depository SA -SPONS ADR Receipt 204448104 386 12,451 Sh Shared-defined -- N/A MINDRAY MEDICAL Depository INTL LTD-ADR Receipt 602675100 1,056 29,007 Sh Shared-defined 1 N/A MINDRAY MEDICAL Depository INTL LTD-ADR Receipt 602675100 497 13,659 Sh Shared-defined -- N/A MINDSPEED TECHNOLOGIES COMMON STOCK Cmn 602682205 53 6,650 Sh Shared-defined 1 6,650 MINDSPEED TECHNOLOGIES COMMON STOCK Cmn 602682205 122 15,190 Sh Shared-defined -- 15,190 MINE SAFETY APPLIANCES CO CMN STK Cmn 602720904 246 8,800 Sh Call Shared-defined 1 8,800 MINE SAFETY APPLIANCES CO CMN STK Cmn 602720954 551 19,700 Sh Put Shared-defined 1 19,700 COLUMN TOTALS 25,305
FORM 13F Page 404 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MINE SAFETY APPLIANCES CO CMN STK Cmn 602720954 3 100 Sh Put Shared-defined -- 100 MINE SAFETY APPLIANCES CO CMN STK Cmn 602720104 588 21,033 Sh Shared-defined -- 21,033 MINEFINDERS LT 4.5% CB 12/15/2011-REGISTERED Bond 602900AB8 874 859,000 Prn Shared-defined -- N/A MINEFINDERS LTD COMMON STOCK Cmn 602900902 140 15,100 Sh Call Shared-defined 1 15,100 MINEFINDERS LTD COMMON STOCK Cmn 602900952 1,552 167,600 Sh Put Shared-defined 1 167,600 MINEFINDERS LTD COMMON STOCK Cmn 602900102 1,580 170,663 Sh Shared-defined 1 170,663 MINEFINDERS LTD COMMON STOCK Cmn 602900102 266 28,702 Sh Shared-defined -- 28,702 MINERALS TECHNOLOGIES INC CMN STK Cmn 603158106 4 86 Sh Shared-defined 1 86 MINERALS TECHNOLOGIES INC CMN STK Cmn 603158106 1,085 20,936 Sh Shared-defined -- 20,936 MIRANT CORP Cmn 60467R100 10 909 Sh Shared-defined 1 909 MIRANT CORP Cmn 60467R900 647 59,600 Sh Call Shared-defined 1 59,600 MIRANT CORP Cmn 60467R950 909 83,700 Sh Put Shared-defined 1 83,700 MIRANT CORP Cmn 60467R100 615 56,586 Sh Shared-defined -- 56,586 MIRANT CORP Cmn 60467R950 14 1,300 Sh Put Shared-defined -- 1,300 COLUMN TOTALS 8,287
FORM 13F Page 405 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MIRANT CORP-W/I-CW11 Wt 60467R126 9 76,655 Shared-defined 1 N/A MIRANT EQUITY WARRANT SERIES A Wt 60467R118 3 26,761 Shared-defined 1 N/A MITSUBISHI TOKYO FINANCIAL GROUP Depository INC - ADR 1:1 Receipt 606822104 368 70,450 Sh Shared-defined -- N/A MKS INSTRUMENTS INC CMN STOCK Cmn 55306N104 740 37,751 Sh Shared-defined -- 37,751 MODINE MFG CO CMN STK Cmn 607828100 20 1,771 Sh Shared-defined 1 1,771 MODINE MFG CO CMN STK Cmn 607828100 559 49,760 Sh Shared-defined -- 49,760 MODUSLINK GLOBAL SOLUTIONS INC Cmn 60786L107 23 2,695 Sh Shared-defined 1 2,695 MODUSLINK GLOBAL SOLUTIONS INC Cmn 60786L107 219 25,940 Sh Shared-defined -- 25,940 MOHAWK INDUSTRIES INC CMN STK Cmn 608190904 3,132 57,600 Sh Call Shared-defined 1 57,600 MOHAWK INDUSTRIES INC CMN STK Cmn 608190954 1,659 30,500 Sh Put Shared-defined 1 30,500 MOHAWK INDUSTRIES INC CMN STK Cmn 608190904 196 3,600 Sh Call Shared-defined -- 3,600 MOHAWK INDUSTRIES INC CMN STK Cmn 608190954 468 8,600 Sh Put Shared-defined -- 8,600 MOHAWK INDUSTRIES INC CMN STK Cmn 608190104 1,017 18,697 Sh Shared-defined -- 18,697 MOLECULAR INSIGHT PHARMACEUTICALS INC COMMON STOCK Cmn 60852M104 2 1,768 Sh Shared-defined 1 1,768 COLUMN TOTALS 8,415
FORM 13F Page 406 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MOLECULAR INSIGHT PHARMACEUTICALS INC COMMON STOCK Cmn 60852M104 13 10,100 Sh Shared-defined -- 10,100 MOLEX INC CMN STK Cmn 608554901 129 6,200 Sh Call Shared-defined 1 6,200 MOLEX INC CMN STK Cmn 608554951 388 18,600 Sh Put Shared-defined 1 18,600 MOLEX INC CMN STK Cmn 608554101 56 2,669 Sh Shared-defined 1 2,669 MOLEX INC CMN STK Cmn 608554101 903 43,274 Sh Shared-defined -- 43,274 MOLINA HEALTHCARE INC 3.75% CB 10/1/2014 - REGISTE Bond 60855RAA8 37,356 40,500,000 Prn Shared-defined -- N/A MOLINA HEALTHCARE INC COMMON STOCK Cmn 60855R900 211 8,400 Sh Call Shared-defined 1 8,400 MOLINA HEALTHCARE INC COMMON STOCK Cmn 60855R950 154 6,100 Sh Put Shared-defined 1 6,100 MOLINA HEALTHCARE INC COMMON STOCK Cmn 60855R100 43 1,708 Sh Shared-defined 1 1,708 MOLINA HEALTHCARE INC COMMON STOCK Cmn 60855R100 8 300 Sh Shared-defined -- 300 MOLSON COORS BREWING COMPANY COMMON STOCK CLASS B Cmn 60871R909 2,120 50,400 Sh Call Shared-defined 1 50,400 MOLSON COORS BREWING COMPANY COMMON STOCK CLASS B Cmn 60871R959 2,036 48,400 Sh Put Shared-defined 1 48,400 MOLSON COORS BREWING COMPANY COMMON STOCK CLASS B Cmn 60871R909 50 1,200 Sh Call Shared-defined -- 1,200 MOLSON COORS BREWING COMPANY COMMON STOCK CLASS B Cmn 60871R959 391 9,300 Sh Put Shared-defined -- 9,300 COLUMN TOTALS 43,858
FORM 13F Page 407 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MOLSON COORS BREWING COMPANY COMMON STOCK CLASS B Cmn 60871R209 1,483 35,263 Sh Shared-defined 1 35,263 MOLSON COORS BREWING COMPANY COMMON STOCK CLASS B Cmn 60871R209 3,088 73,426 Sh Shared-defined -- 73,426 MOMENTA PHARMACEUTICALS INC. Cmn 60877T900 2,084 139,200 Sh Call Shared-defined 1 139,200 MOMENTA PHARMACEUTICALS INC. Cmn 60877T950 1,169 78,100 Sh Put Shared-defined 1 78,100 MONARCH CASINO & RESORT INC CMN STK Cmn 609027907 9 1,000 Sh Call Shared-defined 1 1,000 MONARCH CASINO & RESORT INC CMN STK Cmn 609027957 32 3,800 Sh Put Shared-defined 1 3,800 MONARCH CASINO & RESORT INC CMN STK Cmn 609027107 43 5,038 Sh Shared-defined 1 5,038 MONARCH CASINO & RESORT INC CMN STK Cmn 609027107 21 2,489 Sh Shared-defined -- 2,489 MONOLITHIC POWER SYSTEMS, INC. COMMON STOCK Cmn 609839905 163 7,300 Sh Call Shared-defined 1 7,300 MONOLITHIC POWER SYSTEMS, INC. COMMON STOCK Cmn 609839105 69 3,099 Sh Shared-defined 1 3,099 MONOLITHIC POWER SYSTEMS, INC. COMMON STOCK Cmn 609839105 36 1,605 Sh Shared-defined -- 1,605 MONRO MUFFLER BRAKE INC CMN STK Cmn 610236101 716 20,022 Sh Shared-defined -- 20,022 MONSANTO COMPANY - NEW Cmn 61166W901 28,175 394,500 Sh Call Shared-defined 1 394,500 MONSANTO COMPANY - NEW Cmn 61166W951 85,968 1,203,700 Sh Put Shared-defined 1 1,203,700 COLUMN TOTALS 123,056
FORM 13F Page 408 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MONSANTO COMPANY - NEW Cmn 61166W901 6,571 92,000 Sh Call Shared-defined -- 92,000 MONSANTO COMPANY - NEW Cmn 61166W951 19,262 269,700 Sh Put Shared-defined -- 269,700 MONSANTO COMPANY - NEW Cmn 61166W101 53,667 751,427 Sh Shared-defined 1 751,427 MONSANTO COMPANY - NEW Cmn 61166W101 25,229 353,251 Sh Shared-defined -- 353,251 MONSTER WORLDWIDE INC CMN STK Cmn 611742907 590 35,500 Sh Call Shared-defined 1 35,500 MONSTER WORLDWIDE INC CMN STK Cmn 611742957 1,078 64,900 Sh Put Shared-defined 1 64,900 MONSTER WORLDWIDE INC CMN STK Cmn 611742907 20 1,200 Sh Call Shared-defined -- 1,200 MONSTER WORLDWIDE INC CMN STK Cmn 611742107 1,176 70,803 Sh Shared-defined 1 70,803 MONSTER WORLDWIDE INC CMN STK Cmn 611742107 436 26,234 Sh Shared-defined -- 26,234 MONTPELIER RE HOLDINGS LTD COMMON STOCK Cmn G62185906 71 4,200 Sh Call Shared-defined 1 4,200 MONTPELIER RE HOLDINGS LTD COMMON STOCK Cmn G62185956 143 8,500 Sh Put Shared-defined 1 8,500 MONTPELIER RE HOLDINGS LTD COMMON STOCK Cmn G62185106 417 24,782 Sh Shared-defined -- 24,782 MOODY'S CORP Cmn 615369105 354 11,891 Sh Shared-defined 1 11,891 MOODY'S CORP Cmn 615369105 73,849 2,482,312 Sh Shared-defined -- 2,482,312 COLUMN TOTALS 182,863
FORM 13F Page 409 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MOODY'S CORP Cmn 615369905 6,887 231,500 Sh Call Shared-defined 1 231,500 MOODY'S CORP Cmn 615369955 8,642 290,500 Sh Put Shared-defined 1 290,500 MOOG INC - CL A COMMON STOCK Cmn 615394202 255 7,206 Sh Shared-defined -- 7,206 MORGAN STANLEY COMMON STOCK Cmn 617446908 13,907 474,800 Sh Call Shared-defined 1 474,800 MORGAN STANLEY COMMON STOCK Cmn 617446958 25,553 872,400 Sh Put Shared-defined 1 872,400 MORGAN STANLEY COMMON STOCK Cmn 617446908 3,178 108,500 Sh Call Shared-defined -- 108,500 MORGAN STANLEY COMMON STOCK Cmn 617446958 6,543 223,400 Sh Put Shared-defined -- 223,400 MORGAN STANLEY COMMON STOCK Cmn 617446448 4,838 165,189 Sh Shared-defined 1 165,189 MORGAN STANLEY COMMON STOCK Cmn 617446448 77,172 2,634,742 Sh Shared-defined -- 2,634,742 MORGANS HOTEL GROUP CMN STK Cmn 61748W108 172 26,797 Sh Shared-defined -- 26,797 MORNINGSTAR INC COMMON STOCK Cmn 617700909 4,780 99,400 Sh Call Shared-defined 1 99,400 MORNINGSTAR INC COMMON STOCK Cmn 617700959 1,707 35,500 Sh Put Shared-defined 1 35,500 MORNINGSTAR INC COMMON STOCK Cmn 617700109 42 873 Sh Shared-defined 1 873 MORNINGSTAR INC COMMON STOCK Cmn 617700109 461 9,591 Sh Shared-defined -- 9,591 COLUMN TOTALS 154,137
FORM 13F Page 410 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MOSAIC CO/THE COMMON STOCK Cmn 61945A107 11,152 183,517 Sh Shared-defined 1 183,517 MOSAIC CO/THE COMMON STOCK Cmn 61945A107 7,220 118,808 Sh Shared-defined -- 118,808 MOSAIC CO/THE COMMON STOCK Cmn 61945A907 12,002 197,500 Sh Call Shared-defined 1 197,500 MOSAIC CO/THE COMMON STOCK Cmn 61945A957 18,280 300,800 Sh Put Shared-defined 1 300,800 MOSAIC CO/THE COMMON STOCK Cmn 61945A907 1,185 19,500 Sh Call Shared-defined -- 19,500 MOSAIC CO/THE COMMON STOCK Cmn 61945A957 7,384 121,500 Sh Put Shared-defined -- 121,500 MOTOROLA COMMON STOCK MOT Cmn 620076109 6,595 939,504 Sh Shared-defined 1 939,504 MOTOROLA COMMON STOCK MOT Cmn 620076109 3,809 542,597 Sh Shared-defined -- 542,597 MOTOROLA COMMON STOCK MOT Cmn 620076909 6,797 968,300 Sh Call Shared-defined 1 968,300 MOTOROLA COMMON STOCK MOT Cmn 620076959 13,440 1,914,500 Sh Put Shared-defined 1 1,914,500 MOTOROLA COMMON STOCK MOT Cmn 620076909 3,406 485,200 Sh Call Shared-defined -- 485,200 MOTOROLA COMMON STOCK MOT Cmn 620076959 3,881 552,900 Sh Put Shared-defined -- 552,900 MSC INDUSTRIAL DIRECT CO CMN STK Cmn 553530106 302 5,959 Sh Shared-defined 1 5,959 MSC INDUSTRIAL DIRECT CO CMN STK Cmn 553530106 708 13,965 Sh Shared-defined -- 13,965 COLUMN TOTALS 96,161
FORM 13F Page 411 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MSC INDUSTRIAL DIRECT CO CMN STK Cmn 553530906 406 8,000 Sh Call Shared-defined 1 8,000 MSC INDUSTRIAL DIRECT CO CMN STK Cmn 553530956 2,059 40,600 Sh Put Shared-defined 1 40,600 MSCI INC-A Cmn 55354G100 41 1,125 Sh Shared-defined 1 1,125 MSCI INC-A Cmn 55354G900 1,881 52,100 Sh Call Shared-defined 1 52,100 MSCI INC-A Cmn 55354G950 2,112 58,500 Sh Put Shared-defined 1 58,500 MSCI INC-A Cmn 55354G100 8,676 240,321 Sh Shared-defined -- 240,321 MUELLER INDUSTRIES CMN STK Cmn 624756902 80 3,000 Sh Call Shared-defined 1 3,000 MUELLER INDUSTRIES CMN STK Cmn 624756952 129 4,800 Sh Put Shared-defined 1 4,800 MUELLER INDUSTRIES CMN STK Cmn 624756102 1,921 71,692 Sh Shared-defined -- 71,692 MUELLER WATER PRODUCTS INC CMN STK Cmn 624758908 146 30,500 Sh Call Shared-defined 1 30,500 MUELLER WATER PRODUCTS INC CMN STK Cmn 624758958 163 34,200 Sh Put Shared-defined 1 34,200 MUELLER WATER PRODUCTS INC CMN STK Cmn 624758108 155 32,398 Sh Shared-defined 1 32,398 MULTI-FINELINE ELECTRONIX, INC. COMMON STOCK Cmn 62541B901 319 12,400 Sh Call Shared-defined 1 12,400 MULTI-FINELINE ELECTRONIX, INC. COMMON STOCK Cmn 62541B951 592 23,000 Sh Put Shared-defined 1 23,000 COLUMN TOTALS 18,680
FORM 13F Page 412 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MULTI-FINELINE ELECTRONIX, INC. COMMON STOCK Cmn 62541B101 589 22,877 Sh Shared-defined 1 22,877 MULTI-FINELINE ELECTRONIX, INC. COMMON STOCK Cmn 62541B101 42 1,622 Sh Shared-defined -- 1,622 MULTIMEDIA GAMES INC CMN STOCK Cmn 625453905 77 19,700 Sh Call Shared-defined 1 19,700 MULTIMEDIA GAMES INC CMN STOCK Cmn 625453955 32 8,100 Sh Put Shared-defined 1 8,100 MULTIMEDIA GAMES INC CMN STOCK Cmn 625453105 4 936 Sh Shared-defined 1 936 MURPHY OIL CORP CMN STK Cmn 626717902 4,225 75,200 Sh Call Shared-defined 1 75,200 MURPHY OIL CORP CMN STK Cmn 626717952 8,209 146,100 Sh Put Shared-defined 1 146,100 MURPHY OIL CORP CMN STK Cmn 626717902 1,051 18,700 Sh Call Shared-defined -- 18,700 MURPHY OIL CORP CMN STK Cmn 626717952 2,259 40,200 Sh Put Shared-defined -- 40,200 MURPHY OIL CORP CMN STK Cmn 626717102 1,619 28,816 Sh Shared-defined 1 28,816 MURPHY OIL CORP CMN STK Cmn 626717102 4,145 73,769 Sh Shared-defined -- 73,769 MVSN 2.6250% 08/15/2011 Bond 555904AB7 25,181 18,330,000 Prn Shared-defined -- N/A MYLAN INC CMN STOCK Cmn 628530907 4,967 218,700 Sh Call Shared-defined 1 218,700 MYLAN INC CMN STOCK Cmn 628530957 8,430 371,200 Sh Put Shared-defined 1 371,200 COLUMN TOTALS 60,830
FORM 13F Page 413 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- MYLAN INC CMN STOCK Cmn 628530907 572 25,200 Sh Call Shared-defined -- 25,200 MYLAN INC CMN STOCK Cmn 628530957 3,679 162,000 Sh Put Shared-defined -- 162,000 MYLAN INC CMN STOCK Cmn 628530107 22,829 1,005,249 Sh Shared-defined -- 1,005,249 MYRIAD GENETICS INC CMN STOCK Cmn 62855J904 1,902 79,100 Sh Call Shared-defined 1 79,100 MYRIAD GENETICS INC CMN STOCK Cmn 62855J954 1,777 73,900 Sh Put Shared-defined 1 73,900 MYRIAD GENETICS INC CMN STOCK Cmn 62855J104 608 25,272 Sh Shared-defined 1 25,272 MYRIAD GENETICS INC CMN STOCK Cmn 62855J104 16,578 689,299 Sh Shared-defined -- 689,299 NABI BIOPHARMACEUTICALS CMN STK Cmn 629519909 1 100 Sh Call Shared-defined 1 100 NABI BIOPHARMACEUTICALS CMN STK Cmn 629519959 5 900 Sh Put Shared-defined 1 900 NABI BIOPHARMACEUTICALS CMN STK Cmn 629519109 22 4,023 Sh Shared-defined 1 4,023 NABI BIOPHARMACEUTICALS CMN STK Cmn 629519109 33 6,112 Sh Shared-defined -- 6,112 NABORS INDUSTRIES COMMON STOCK NBR Cmn G6359F103 219 11,175 Sh Shared-defined 1 11,175 NABORS INDUSTRIES COMMON STOCK NBR Cmn G6359F103 2,306 117,462 Sh Shared-defined -- 117,462 NABORS INDUSTRIES COMMON STOCK NBR Cmn G6359F903 2,199 112,000 Sh Call Shared-defined 1 112,000 COLUMN TOTALS 52,730
FORM 13F Page 414 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NABORS INDUSTRIES COMMON STOCK NBR Cmn G6359F953 3,037 154,700 Sh Put Shared-defined 1 154,700 NABORS INDUSTRIES COMMON STOCK NBR Cmn G6359F903 983 50,100 Sh Call Shared-defined -- 50,100 NABORS INDUSTRIES COMMON STOCK NBR Cmn G6359F953 921 46,900 Sh Put Shared-defined -- 46,900 NACCO INDS INC Cmn 629579103 16 210 Sh Shared-defined 1 210 NACCO INDS INC Cmn 629579103 983 13,252 Sh Shared-defined -- 13,252 NALCO COMPANY COMMON STOCK Cmn 62985Q101 88 3,610 Sh Shared-defined 1 3,610 NALCO COMPANY COMMON STOCK Cmn 62985Q901 847 34,800 Sh Call Shared-defined 1 34,800 NALCO COMPANY COMMON STOCK Cmn 62985Q951 248 10,200 Sh Put Shared-defined 1 10,200 NAM TAI ELECTRONICS INC Cmn 629865205 37 7,481 Sh Shared-defined 1 7,481 NAM TAI ELECTRONICS INC Cmn 629865905 25 5,000 Sh Call Shared-defined 1 5,000 NAM TAI ELECTRONICS INC Cmn 629865955 34 6,800 Sh Put Shared-defined 1 6,800 NAM TAI ELECTRONICS INC Cmn 629865205 24 4,867 Sh Shared-defined -- 4,867 NANOMETRICS INC CMN STK Cmn 630077905 260 27,400 Sh Call Shared-defined 1 27,400 NANOMETRICS INC CMN STK Cmn 630077955 151 15,900 Sh Put Shared-defined 1 15,900 COLUMN TOTALS 7,654
FORM 13F Page 415 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NANOMETRICS INC CMN STK Cmn 630077105 31 3,298 Sh Shared-defined 1 3,298 NARA BANCORP INC CMN STOCK Cmn 63080P105 2,213 252,682 Sh Shared-defined -- 252,682 NASH FINCH CO CMN STK Cmn 631158102 6 183 Sh Shared-defined 1 183 NASH FINCH CO CMN STK Cmn 631158102 134 3,996 Sh Shared-defined -- 3,996 NASH FINCH STEP CB 03/15/2035-REGISTERED Bond 631158AD4 4,704 10,450,000 Prn Shared-defined -- N/A NATIONAL CINEMEDIA INC COMMON STOCK Cmn 635309907 86 5,000 Sh Call Shared-defined 1 5,000 NATIONAL CINEMEDIA INC COMMON STOCK Cmn 635309957 31 1,800 Sh Put Shared-defined 1 1,800 NATIONAL CINEMEDIA INC COMMON STOCK Cmn 635309107 8 448 Sh Shared-defined 1 448 NATIONAL CINEMEDIA INC COMMON STOCK Cmn 635309107 18,649 1,080,498 Sh Shared-defined -- 1,080,498 NATIONAL FINANCIAL PARTNERS COMMON STOCK Cmn 63607P908 45 3,200 Sh Call Shared-defined 1 3,200 NATIONAL FINANCIAL PARTNERS COMMON STOCK Cmn 63607P958 30 2,100 Sh Put Shared-defined 1 2,100 NATIONAL FINANCIAL PARTNERS COMMON STOCK Cmn 63607P208 139 9,830 Sh Shared-defined 1 9,830 NATIONAL FINANCIAL PARTNERS COMMON STOCK Cmn 63607P208 45 3,171 Sh Shared-defined -- 3,171 NATIONAL FUEL GAS CO CMN STK Cmn 636180901 809 16,000 Sh Call Shared-defined 1 16,000 COLUMN TOTALS 26,930
FORM 13F Page 416 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NATIONAL FUEL GAS CO CMN STK Cmn 636180951 369 7,300 Sh Put Shared-defined 1 7,300 NATIONAL FUEL GAS CO CMN STK Cmn 636180101 58 1,154 Sh Shared-defined 1 1,154 NATIONAL FUEL GAS CO CMN STK Cmn 636180101 153 3,020 Sh Shared-defined -- 3,020 NATIONAL GRID GROUP -SPONS ADR Depository 5:1 Receipt 636274300 461 9,459 Sh Shared-defined -- N/A NATIONAL HEALTH INV. COMMON STOCK Cmn 63633D104 677 17,470 Sh Shared-defined -- 17,470 NATIONAL INSTRS CORP CMN STOCK Cmn 636518102 2,685 80,515 Sh Shared-defined -- 80,515 NATIONAL PENN BANCSHARES INC CMN STK Cmn 637138108 29 4,137 Sh Shared-defined 1 4,137 NATIONAL PENN BANCSHARES INC CMN STK Cmn 637138108 1,601 232,101 Sh Shared-defined -- 232,101 NATIONAL RETAIL PROP 3.95% CB 9/15/2026-REGISTERED Bond 637417AA4 24,751 23,077,000 Prn Shared-defined -- N/A NATIONAL RETAIL PROPERTIES Cmn 637417106 37 1,624 Sh Shared-defined 1 1,624 NATIONAL RETAIL PROPERTIES Cmn 637417106 1,813 79,396 Sh Shared-defined -- 79,396 NATIONAL RETAIL PROPERTIES Cmn 637417906 429 18,800 Sh Call Shared-defined 1 18,800 NATIONAL RETAIL PROPERTIES Cmn 637417956 226 9,900 Sh Put Shared-defined 1 9,900 NATIONAL RETAIL PROPERTIES 5.125% CB 6/15/28 - REG Bond 637417AC0 29,061 26,854,000 Prn Shared-defined -- N/A COLUMN TOTALS 62,350
FORM 13F Page 417 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NATIONAL SEMICONDUCTOR CMN STOCK Cmn 637640103 59,654 4,128,281 Sh Shared-defined -- 4,128,281 NATIONAL SEMICONDUCTOR CMN STOCK Cmn 637640903 1,948 134,800 Sh Call Shared-defined 1 134,800 NATIONAL SEMICONDUCTOR CMN STOCK Cmn 637640953 2,954 204,400 Sh Put Shared-defined 1 204,400 NATIONAL SEMICONDUCTOR CMN STOCK Cmn 637640903 1,441 99,700 Sh Call Shared-defined -- 99,700 NATIONAL SEMICONDUCTOR CMN STOCK Cmn 637640953 905 62,600 Sh Put Shared-defined -- 62,600 NATIONAL-OILWELL VARCO INC CMN STOCK Cmn 637071901 12,304 303,200 Sh Call Shared-defined 1 303,200 NATIONAL-OILWELL VARCO INC CMN STOCK Cmn 637071951 18,107 446,200 Sh Put Shared-defined 1 446,200 NATIONAL-OILWELL VARCO INC CMN STOCK Cmn 637071901 1,197 29,500 Sh Call Shared-defined -- 29,500 NATIONAL-OILWELL VARCO INC CMN STOCK Cmn 637071951 5,215 128,500 Sh Put Shared-defined -- 128,500 NATIONAL-OILWELL VARCO INC CMN STOCK Cmn 637071101 679 16,736 Sh Shared-defined 1 16,736 NATIONAL-OILWELL VARCO INC CMN STOCK Cmn 637071101 20,524 505,757 Sh Shared-defined -- 505,757 NATIONWIDE HEALTH PROPERTIES COMMON STOCK Cmn 638620904 974 27,700 Sh Call Shared-defined 1 27,700 NATIONWIDE HEALTH PROPERTIES COMMON STOCK Cmn 638620954 615 17,500 Sh Put Shared-defined 1 17,500 NATIONWIDE HEALTH PROPERTIES COMMON STOCK Cmn 638620104 31 878 Sh Shared-defined 1 878 COLUMN TOTALS 126,548
FORM 13F Page 418 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NATIONWIDE HEALTH PROPERTIES COMMON STOCK Cmn 638620104 302 8,596 Sh Shared-defined -- 8,596 NAUTILUS INC CMN STOCK Cmn 63910B902 20 6,500 Sh Call Shared-defined 1 6,500 NAUTILUS INC CMN STOCK Cmn 63910B952 39 13,000 Sh Put Shared-defined 1 13,000 NAUTILUS INC CMN STOCK Cmn 63910B102 50 16,412 Sh Shared-defined 1 16,412 NAUTILUS INC CMN STOCK Cmn 63910B102 -- 81 Sh Shared-defined -- 81 NAVIGANT CONSULTING INC CMN STOCK Cmn 63935N907 25 2,100 Sh Call Shared-defined 1 2,100 NAVIGANT CONSULTING INC CMN STOCK Cmn 63935N957 569 46,900 Sh Put Shared-defined 1 46,900 NAVIGANT CONSULTING INC CMN STOCK Cmn 63935N107 240 19,793 Sh Shared-defined 1 19,793 NAVIGANT CONSULTING INC CMN STOCK Cmn 63935N107 9,901 816,265 Sh Shared-defined -- 816,265 NAVIOS MARITIME HOLDINGS INC COMMON STOCK Cmn Y62196903 72 10,800 Sh Call Shared-defined 1 10,800 NAVIOS MARITIME HOLDINGS INC COMMON STOCK Cmn Y62196953 225 33,900 Sh Put Shared-defined 1 33,900 NAVIOS MARITIME HOLDINGS INC COMMON STOCK Cmn Y62196103 542 81,556 Sh Shared-defined 1 81,556 NAVIOS MARITIME HOLDINGS INC COMMON STOCK Cmn Y62196103 1,539 231,711 Sh Shared-defined -- 231,711 NAVISTAR INTERNATIONAL CORP COMMON STOCK Cmn 63934E108 379 8,468 Sh Shared-defined 1 8,468 COLUMN TOTALS 13,903
FORM 13F Page 419 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NAVISTAR INTERNATIONAL CORP COMMON STOCK Cmn 63934E108 233 5,200 Sh Shared-defined -- 5,200 NAVISTAR INTERNATIONAL CORP COMMON STOCK Cmn 63934E908 4,146 92,700 Sh Call Shared-defined 1 92,700 NAVISTAR INTERNATIONAL CORP COMMON STOCK Cmn 63934E958 3,950 88,300 Sh Put Shared-defined 1 88,300 NAVISTAR INTERNATIONAL CORP COMMON STOCK Cmn 63934E908 3,306 73,900 Sh Call Shared-defined -- 73,900 NAVISTAR INTERNATIONAL CORP COMMON STOCK Cmn 63934E958 1,042 23,300 Sh Put Shared-defined -- 23,300 NBTY INC CMN STK Cmn 628782904 806 16,800 Sh Call Shared-defined 1 16,800 NBTY INC CMN STK Cmn 628782954 2,150 44,800 Sh Put Shared-defined 1 44,800 NBTY INC CMN STK Cmn 628782104 914 19,040 Sh Shared-defined 1 19,040 NBTY INC CMN STK Cmn 628782104 976 20,341 Sh Shared-defined -- 20,341 NCR CORP NEW CMN STOCK Cmn 62886E908 593 43,000 Sh Call Shared-defined 1 43,000 NCR CORP NEW CMN STOCK Cmn 62886E958 446 32,300 Sh Put Shared-defined 1 32,300 NCR CORP NEW CMN STOCK Cmn 62886E908 469 34,000 Sh Call Shared-defined -- 34,000 NCR CORP NEW CMN STOCK Cmn 62886E958 14 1,000 Sh Put Shared-defined -- 1,000 NCR CORP NEW CMN STOCK Cmn 62886E108 303 21,983 Sh Shared-defined 1 21,983 COLUMN TOTALS 19,348
FORM 13F Page 420 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NCR CORP NEW CMN STOCK Cmn 62886E108 19,686 1,426,534 Sh Shared-defined -- 1,426,534 NEKTAR THERAPEUTICS CMN STK Cmn 640268908 739 48,600 Sh Call Shared-defined 1 48,600 NEKTAR THERAPEUTICS CMN STK Cmn 640268958 347 22,800 Sh Put Shared-defined 1 22,800 NEKTAR THERAPEUTICS CMN STK Cmn 640268108 91 5,990 Sh Shared-defined 1 5,990 NEKTAR THERAPEUTICS CMN STK Cmn 640268108 610 40,093 Sh Shared-defined -- 40,093 NET 1 UEPS TECHNOLOGIES INC COMMON STOCK Cmn 64107N906 371 20,200 Sh Call Shared-defined 1 20,200 NET 1 UEPS TECHNOLOGIES INC COMMON STOCK Cmn 64107N956 458 24,900 Sh Put Shared-defined 1 24,900 NET 1 UEPS TECHNOLOGIES INC COMMON STOCK Cmn 64107N206 484 26,309 Sh Shared-defined 1 26,309 NET 1 UEPS TECHNOLOGIES INC COMMON STOCK Cmn 64107N206 365 19,842 Sh Shared-defined -- 19,842 NET SERVICOS DE COMUNICACAO SA - Depository SPONS ADR 1:10 Receipt 64109T201 28 2,144 Sh Shared-defined 1 N/A NET SERVICOS DE COMUNICACAO SA - Depository SPONS ADR 1:10 Receipt 64109T201 339 26,176 Sh Shared-defined -- N/A NET-APP 1.75% CB 6/1/13 - REGISTERED Bond 64110DAB0 139,057 118,000,000 Prn Shared-defined -- N/A NETAPP INC CMN STOCK Cmn 64110D904 8,716 267,700 Sh Call Shared-defined 1 267,700 NETAPP INC CMN STOCK Cmn 64110D954 8,068 247,800 Sh Put Shared-defined 1 247,800 COLUMN TOTALS 179,359
FORM 13F Page 421 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NETAPP INC CMN STOCK Cmn 64110D904 3,735 114,700 Sh Call Shared-defined -- 114,700 NETAPP INC CMN STOCK Cmn 64110D954 2,673 82,100 Sh Put Shared-defined -- 82,100 NETAPP INC CMN STOCK Cmn 64110D104 124 3,807 Sh Shared-defined 1 3,807 NETAPP INC CMN STOCK Cmn 64110D104 23,859 732,763 Sh Shared-defined -- 732,763 NETEASE.COM INC - Depository ADR Receipt 64110W102 3,563 100,442 Sh Shared-defined 1 N/A NETEASE.COM INC - Depository ADR Receipt 64110W102 2,935 82,740 Sh Shared-defined -- N/A NETEZZA CORP Cmn 64111N901 35 2,700 Sh Call Shared-defined 1 2,700 NETEZZA CORP Cmn 64111N951 56 4,400 Sh Put Shared-defined 1 4,400 NETEZZA CORP Cmn 64111N101 5,962 466,134 Sh Shared-defined -- 466,134 NETFLIX.COM INC COMMON STK Cmn 64110L906 13,192 178,900 Sh Call Shared-defined 1 178,900 NETFLIX.COM INC COMMON STK Cmn 64110L956 18,841 255,500 Sh Put Shared-defined 1 255,500 NETFLIX.COM INC COMMON STK Cmn 64110L956 147 2,000 Sh Put Shared-defined -- 2,000 NETFLIX.COM INC COMMON STK Cmn 64110L106 7,241 98,196 Sh Shared-defined 1 98,196 NETFLIX.COM INC COMMON STK Cmn 64110L106 81 1,096 Sh Shared-defined -- 1,096 COLUMN TOTALS 82,444
FORM 13F Page 422 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NETGEAR INC COMMON STOCK Cmn 64111Q904 279 10,700 Sh Call Shared-defined 1 10,700 NETGEAR INC COMMON STOCK Cmn 64111Q954 436 16,700 Sh Put Shared-defined 1 16,700 NETGEAR INC COMMON STOCK Cmn 64111Q104 29 1,100 Sh Shared-defined 1 1,100 NETGEAR INC COMMON STOCK Cmn 64111Q104 118 4,537 Sh Shared-defined -- 4,537 NETLOGIC MICROSYSTEMS INC. COMMON STOCK Cmn 64118B900 8,711 296,000 Sh Call Shared-defined 1 296,000 NETLOGIC MICROSYSTEMS INC. COMMON STOCK Cmn 64118B950 9,400 319,400 Sh Put Shared-defined 1 319,400 NETLOGIC MICROSYSTEMS INC. COMMON STOCK Cmn 64118B900 3,923 133,300 Sh Call Shared-defined -- 133,300 NETLOGIC MICROSYSTEMS INC. COMMON STOCK Cmn 64118B950 424 14,400 Sh Put Shared-defined -- 14,400 NETLOGIC MICROSYSTEMS INC. COMMON STOCK Cmn 64118B100 1,168 39,682 Sh Shared-defined 1 39,682 NETLOGIC MICROSYSTEMS INC. COMMON STOCK Cmn 64118B100 3 100 Sh Shared-defined -- 100 NETSCOUT SYSTEMS INC CMN STOCK Cmn 64115T104 318 21,533 Sh Shared-defined -- 21,533 NETSUITE INC Cmn 64118Q107 173 11,884 Sh Shared-defined 1 11,884 NETSUITE INC Cmn 64118Q907 944 64,900 Sh Call Shared-defined 1 64,900 NETSUITE INC Cmn 64118Q957 743 51,100 Sh Put Shared-defined 1 51,100 COLUMN TOTALS 26,669
FORM 13F Page 423 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NETSUITE INC Cmn 64118Q107 23 1,575 Sh Shared-defined -- 1,575 NEUROCRINE BIOSCIENCES INC CMN STOCK Cmn 64125C909 10 4,100 Sh Call Shared-defined 1 4,100 NEUROCRINE BIOSCIENCES INC CMN STOCK Cmn 64125C959 36 14,000 Sh Put Shared-defined 1 14,000 NEUROCRINE BIOSCIENCES INC CMN STOCK Cmn 64125C109 36 14,050 Sh Shared-defined 1 14,050 NEUSTAR INC-CLASS A COMMON STOCK Cmn 64126X201 234 9,273 Sh Shared-defined -- 9,273 NEUTRAL TANDEM INC Cmn 64128B108 825 51,623 Sh Shared-defined 1 51,623 NEUTRAL TANDEM INC Cmn 64128B908 1,074 67,200 Sh Call Shared-defined 1 67,200 NEUTRAL TANDEM INC Cmn 64128B958 737 46,100 Sh Put Shared-defined 1 46,100 NEUTRAL TANDEM INC Cmn 64128B108 533 33,355 Sh Shared-defined -- 33,355 NEUTRAL TANDEM INC Cmn 64128B908 161 10,100 Sh Call Shared-defined -- 10,100 NEUTRAL TANDEM INC Cmn 64128B958 438 27,400 Sh Put Shared-defined -- 27,400 NEW GOLD INC COMMON STOCK Cmn 644535906 40 9,200 Sh Call Shared-defined 1 9,200 NEW GOLD INC COMMON STOCK Cmn 644535956 49 11,200 Sh Put Shared-defined 1 11,200 NEW GOLD INC COMMON STOCK Cmn 644535106 129 29,550 Sh Shared-defined 1 29,550 COLUMN TOTALS 4,325
FORM 13F Page 424 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NEW ORIENTAL Depository EDUCATIO-SP ADR Receipt 647581107 8,061 94,271 Sh Shared-defined -- N/A NEW YORK COMMUNITY BANCORP INC CMN STK Cmn 649445903 4,168 252,000 Sh Call Shared-defined 1 252,000 NEW YORK COMMUNITY BANCORP INC CMN STK Cmn 649445953 1,257 76,000 Sh Put Shared-defined 1 76,000 NEW YORK COMMUNITY BANCORP INC CMN STK Cmn 649445903 761 46,000 Sh Call Shared-defined -- 46,000 NEW YORK COMMUNITY BANCORP INC CMN STK Cmn 649445953 938 56,700 Sh Put Shared-defined -- 56,700 NEW YORK COMMUNITY BANCORP INC CMN STK Cmn 649445103 11,138 673,410 Sh Shared-defined -- 673,410 NEW YORK TIMES COMPANY CLASS A COMMON STOCK Cmn 650111907 906 81,400 Sh Call Shared-defined 1 81,400 NEW YORK TIMES COMPANY CLASS A COMMON STOCK Cmn 650111957 1,002 90,000 Sh Put Shared-defined 1 90,000 NEW YORK TIMES COMPANY CLASS A COMMON STOCK Cmn 650111107 603 54,168 Sh Shared-defined 1 54,168 NEWALLIANCE BANCSHARES INC COMMON STOCK Cmn 650203902 127 10,100 Sh Call Shared-defined 1 10,100 NEWALLIANCE BANCSHARES INC COMMON STOCK Cmn 650203952 62 4,900 Sh Put Shared-defined 1 4,900 NEWALLIANCE BANCSHARES INC COMMON STOCK Cmn 650203102 236 18,700 Sh Shared-defined 1 18,700 NEWALLIANCE BANCSHARES INC COMMON STOCK Cmn 650203102 7,018 556,109 Sh Shared-defined -- 556,109 NEWCASTLE INVESTMENT CORP COMMON STOCK Cmn 65105M908 96 29,600 Sh Call Shared-defined 1 29,600 COLUMN TOTALS 36,373
FORM 13F Page 425 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NEWCASTLE INVESTMENT CORP COMMON STOCK Cmn 65105M958 36 11,300 Sh Put Shared-defined 1 11,300 NEWCASTLE INVESTMENT CORP COMMON STOCK Cmn 65105M108 41 12,777 Sh Shared-defined 1 12,777 NEWCASTLE INVESTMENT CORP COMMON STOCK Cmn 65105M108 25 7,607 Sh Shared-defined -- 7,607 NEWELL RUBBERMAID 5.5% CB 03/15/2014-REGISTERED Bond 651229AH9 26,739 14,227,000 Prn Shared-defined -- N/A NEWELL RUBBERMAID INC CMN STOCK Cmn 651229906 420 27,600 Sh Call Shared-defined 1 27,600 NEWELL RUBBERMAID INC CMN STOCK Cmn 651229956 1,560 102,600 Sh Put Shared-defined 1 102,600 NEWELL RUBBERMAID INC CMN STOCK Cmn 651229906 27 1,800 Sh Call Shared-defined -- 1,800 NEWELL RUBBERMAID INC CMN STOCK Cmn 651229106 1,212 79,722 Sh Shared-defined 1 79,722 NEWELL RUBBERMAID INC CMN STOCK Cmn 651229106 6,120 402,614 Sh Shared-defined -- 402,614 NEWFIELD EXPLORATION CO CMN STK Cmn 651290108 8,059 154,829 Sh Shared-defined -- 154,829 NEWFIELD EXPLORATION CO CMN STK Cmn 651290908 3,930 75,500 Sh Call Shared-defined 1 75,500 NEWFIELD EXPLORATION CO CMN STK Cmn 651290958 2,311 44,400 Sh Put Shared-defined 1 44,400 NEWFIELD EXPLORATION CO CMN STK Cmn 651290908 817 15,700 Sh Call Shared-defined -- 15,700 NEWFIELD EXPLORATION CO CMN STK Cmn 651290958 375 7,200 Sh Put Shared-defined -- 7,200 COLUMN TOTALS 51,672
FORM 13F Page 426 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NEWMARKET CORP Cmn 651587107 1,536 14,918 Sh Shared-defined 1 14,918 NEWMARKET CORP Cmn 651587107 557 5,412 Sh Shared-defined -- 5,412 NEWMARKET CORP Cmn 651587907 8,981 87,200 Sh Call Shared-defined 1 87,200 NEWMARKET CORP Cmn 651587957 5,150 50,000 Sh Put Shared-defined 1 50,000 NEWMARKET CORP Cmn 651587907 505 4,900 Sh Call Shared-defined -- 4,900 NEWMARKET CORP Cmn 651587957 1,318 12,800 Sh Put Shared-defined -- 12,800 NEWMONT MINING CORP CMN STOCK Cmn 651639106 2,982 58,549 Sh Shared-defined 1 58,549 NEWMONT MINING CORP CMN STOCK Cmn 651639106 74,276 1,458,403 Sh Shared-defined -- 1,458,403 NEWMONT MINING CORP CMN STOCK Cmn 651639906 35,193 691,000 Sh Call Shared-defined 1 691,000 NEWMONT MINING CORP CMN STOCK Cmn 651639956 33,374 655,300 Sh Put Shared-defined 1 655,300 NEWMONT MINING CORP CMN STOCK Cmn 651639906 2,536 49,800 Sh Call Shared-defined -- 49,800 NEWMONT MINING CORP CMN STOCK Cmn 651639956 11,525 226,300 Sh Put Shared-defined -- 226,300 NEWS CORPORATION Cmn 65248E903 2,994 176,000 Sh Call Shared-defined 1 176,000 NEWS CORPORATION Cmn 65248E953 1,451 85,300 Sh Put Shared-defined 1 85,300 COLUMN TOTALS 182,378
FORM 13F Page 427 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NEWS CORPORATION Cmn 65248E903 2,053 120,700 Sh Call Shared-defined -- 120,700 NEWS CORPORATION Cmn 65248E953 954 56,100 Sh Put Shared-defined -- 56,100 NEWS CORPORATION LIMITED (THE) COMMON STOCK Cmn 65248E904 1,465 101,700 Sh Call Shared-defined 1 101,700 NEWS CORPORATION LIMITED (THE) COMMON STOCK Cmn 65248E954 1,167 81,000 Sh Put Shared-defined 1 81,000 NEWS CORPORATION LIMITED (THE) COMMON STOCK Cmn 65248E104 210 14,550 Sh Shared-defined 1 14,550 NEWS CORPORATION LIMITED (THE) COMMON STOCK Cmn 65248E104 1,532 106,344 Sh Shared-defined -- 106,344 NEXEN INC COMMON STOCK Cmn 65334H902 803 32,500 Sh Call Shared-defined 1 32,500 NEXEN INC COMMON STOCK Cmn 65334H952 652 26,400 Sh Put Shared-defined 1 26,400 NEXEN INC COMMON STOCK Cmn 65334H102 555 22,472 Sh Shared-defined 1 22,472 NEXEN INC COMMON STOCK Cmn 65334H102 5,508 222,915 Sh Shared-defined -- 222,915 NEXMED INC CMN STOCK Cmn 652903105 11 23,960 Sh Shared-defined 1 23,960 NEXTWAVE WIRELESS INC COMMON STOCK Cmn 65337Y102 6 12,393 Sh Shared-defined 1 12,393 NGAS RESOURCES INC CMN STOCK Cmn 62912T903 46 30,700 Sh Call Shared-defined 1 30,700 NGAS RESOURCES INC CMN STOCK Cmn 62912T953 5 3,200 Sh Put Shared-defined 1 3,200 COLUMN TOTALS 14,967
FORM 13F Page 428 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NGAS RESOURCES INC CMN STOCK Cmn 62912T103 4 2,725 Sh Shared-defined -- 2,725 NICOR INC Cmn 654086107 120 2,865 Sh Shared-defined 1 2,865 NICOR INC Cmn 654086107 731 17,443 Sh Shared-defined -- 17,443 NICOR INC Cmn 654086907 197 4,700 Sh Call Shared-defined 1 4,700 NICOR INC Cmn 654086957 1,069 25,500 Sh Put Shared-defined 1 25,500 NIGHTHAWK RADIOLOGY HOLDINGS Cmn 65411N105 8 2,375 Sh Shared-defined 1 2,375 NIGHTHAWK RADIOLOGY HOLDINGS Cmn 65411N105 76 23,771 Sh Shared-defined -- 23,771 NII HOLDINGS INC COMMON STOCK Cmn 62913F901 2,895 69,500 Sh Call Shared-defined 1 69,500 NII HOLDINGS INC COMMON STOCK Cmn 62913F951 3,237 77,700 Sh Put Shared-defined 1 77,700 NII HOLDINGS INC COMMON STOCK Cmn 62913F901 921 22,100 Sh Call Shared-defined -- 22,100 NII HOLDINGS INC COMMON STOCK Cmn 62913F951 33 800 Sh Put Shared-defined -- 800 NII HOLDINGS INC COMMON STOCK Cmn 62913F201 -- 1 Sh Shared-defined -- 1 NIKE INC CLASS B SHARES Cmn 654106903 16,405 223,200 Sh Call Shared-defined 1 223,200 NIKE INC CLASS B SHARES Cmn 654106953 23,902 325,200 Sh Put Shared-defined 1 325,200 COLUMN TOTALS 49,598
FORM 13F Page 429 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NIKE INC CLASS B SHARES Cmn 654106903 6,417 87,300 Sh Call Shared-defined -- 87,300 NIKE INC CLASS B SHARES Cmn 654106953 10,944 148,900 Sh Put Shared-defined -- 148,900 NIKE INC CLASS B SHARES Cmn 654106103 1,114 15,153 Sh Shared-defined 1 15,153 NIKE INC CLASS B SHARES Cmn 654106103 16,622 226,150 Sh Shared-defined -- 226,150 NISOURCE INC CMN STK Cmn 65473P105 103 6,544 Sh Shared-defined 1 6,544 NISOURCE INC CMN STK Cmn 65473P105 4,807 304,239 Sh Shared-defined -- 304,239 NISOURCE INC CMN STK Cmn 65473P905 205 13,000 Sh Call Shared-defined 1 13,000 NISOURCE INC CMN STK Cmn 65473P955 128 8,100 Sh Put Shared-defined 1 8,100 NMT MEDICAL INC CMN STOCK Cmn 629294909 41 9,100 Sh Call Shared-defined 1 9,100 NMT MEDICAL INC CMN STOCK Cmn 629294959 135 29,800 Sh Put Shared-defined 1 29,800 NMT MEDICAL INC CMN STOCK Cmn 629294109 1 158 Sh Shared-defined 1 158 NOBLE CORP CMN STK Cmn H5833N903 12,772 305,400 Sh Call Shared-defined 1 305,400 NOBLE CORP CMN STK Cmn H5833N953 12,320 294,600 Sh Put Shared-defined 1 294,600 NOBLE CORP CMN STK Cmn H5833N903 6,398 153,000 Sh Call Shared-defined -- 153,000 COLUMN TOTALS 72,007
FORM 13F Page 430 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NOBLE CORP CMN STK Cmn H5833N953 5,169 123,600 Sh Put Shared-defined -- 123,600 NOBLE CORP CMN STK Cmn H5833N103 45,707 1,092,954 Sh Shared-defined -- 1,092,954 NOBLE ENERGY INC COMMON STOCK Cmn 655044105 1,488 20,387 Sh Shared-defined 1 20,387 NOBLE ENERGY INC COMMON STOCK Cmn 655044105 15,429 211,357 Sh Shared-defined -- 211,357 NOBLE ENERGY INC COMMON STOCK Cmn 655044905 5,519 75,600 Sh Call Shared-defined 1 75,600 NOBLE ENERGY INC COMMON STOCK Cmn 655044955 9,140 125,200 Sh Put Shared-defined 1 125,200 NOBLE ENERGY INC COMMON STOCK Cmn 655044905 511 7,000 Sh Call Shared-defined -- 7,000 NOBLE ENERGY INC COMMON STOCK Cmn 655044955 1,803 24,700 Sh Put Shared-defined -- 24,700 NOMURA HOLDINGS Depository INC-ADR Receipt 65535H208 38 5,149 Sh Shared-defined 1 N/A NOMURA HOLDINGS Depository INC-ADR Receipt 65535H208 239 32,597 Sh Shared-defined -- N/A NORDIC AMER TANKER SHIPPING CMN STK Cmn G65773906 3,136 103,600 Sh Call Shared-defined 1 103,600 NORDIC AMER TANKER SHIPPING CMN STK Cmn G65773956 3,460 114,300 Sh Put Shared-defined 1 114,300 NORDIC AMER TANKER SHIPPING CMN STK Cmn G65773106 577 19,063 Sh Shared-defined 1 19,063 NORDIC AMER TANKER SHIPPING CMN STK Cmn G65773106 742 24,509 Sh Shared-defined -- 24,509 COLUMN TOTALS 92,958
FORM 13F Page 431 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NORDSON CORP CMN STK Cmn 655663902 475 7,000 Sh Call Shared-defined 1 7,000 NORDSON CORP CMN STK Cmn 655663952 985 14,500 Sh Put Shared-defined 1 14,500 NORDSON CORP CMN STK Cmn 655663102 527 7,754 Sh Shared-defined 1 7,754 NORDSON CORP CMN STK Cmn 655663102 825 12,150 Sh Shared-defined -- 12,150 NORDSTROM INC Cmn 655664100 1,847 45,213 Sh Shared-defined 1 45,213 NORDSTROM INC Cmn 655664100 5,360 131,215 Sh Shared-defined -- 131,215 NORDSTROM INC Cmn 655664900 8,726 213,600 Sh Call Shared-defined 1 213,600 NORDSTROM INC Cmn 655664950 16,030 392,400 Sh Put Shared-defined 1 392,400 NORDSTROM INC Cmn 655664900 2,443 59,800 Sh Call Shared-defined -- 59,800 NORDSTROM INC Cmn 655664950 4,710 115,300 Sh Put Shared-defined -- 115,300 NORFOLK SOUTHN CORP Cmn 655844908 7,014 125,500 Sh Call Shared-defined 1 125,500 NORFOLK SOUTHN CORP Cmn 655844958 5,634 100,800 Sh Put Shared-defined 1 100,800 NORFOLK SOUTHN CORP Cmn 655844908 1,621 29,000 Sh Call Shared-defined -- 29,000 NORFOLK SOUTHN CORP Cmn 655844958 3,102 55,500 Sh Put Shared-defined -- 55,500 COLUMN TOTALS 59,299
FORM 13F Page 432 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NORFOLK SOUTHN CORP Cmn 655844108 275 4,921 Sh Shared-defined 1 4,921 NORFOLK SOUTHN CORP Cmn 655844108 4,191 74,993 Sh Shared-defined -- 74,993 NORTH AMERICAN PALLADIUM LTD CMN STOCK Cmn 656912902 166 40,600 Sh Call Shared-defined 1 40,600 NORTH AMERICAN PALLADIUM LTD CMN STOCK Cmn 656912952 220 53,800 Sh Put Shared-defined 1 53,800 NORTH AMERICAN PALLADIUM LTD CMN STOCK Cmn 656912102 308 75,471 Sh Shared-defined 1 75,471 NORTH AMERICAN PALLADIUM LTD CMN STOCK Cmn 656912102 16 3,818 Sh Shared-defined -- 3,818 NORTHEAST UTIL. CMN STOCK Cmn 664397106 43 1,542 Sh Shared-defined 1 1,542 NORTHEAST UTIL. CMN STOCK Cmn 664397106 169 6,105 Sh Shared-defined -- 6,105 NORTHERN DYNASTY MINERALS LTD. COMMON STOCK Cmn 66510M904 223 23,300 Sh Call Shared-defined 1 23,300 NORTHERN DYNASTY MINERALS LTD. COMMON STOCK Cmn 66510M954 557 58,100 Sh Put Shared-defined 1 58,100 NORTHERN DYNASTY MINERALS LTD. COMMON STOCK Cmn 66510M204 292 30,461 Sh Shared-defined 1 30,461 NORTHERN DYNASTY MINERALS LTD. COMMON STOCK Cmn 66510M204 46 4,805 Sh Shared-defined -- 4,805 NORTHERN OIL AND GAS INC Cmn 665531109 55 3,489 Sh Shared-defined 1 3,489 NORTHERN OIL AND GAS INC Cmn 665531909 192 12,100 Sh Call Shared-defined 1 12,100 COLUMN TOTALS 6,753
FORM 13F Page 433 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NORTHERN OIL AND GAS INC Cmn 665531959 192 12,100 Sh Put Shared-defined 1 12,100 NORTHERN OIL AND GAS INC Cmn 665531109 12,910 814,495 Sh Shared-defined -- 814,495 NORTHERN TRUST CORPORATION Cmn 665859904 5,062 91,600 Sh Call Shared-defined 1 91,600 NORTHERN TRUST CORPORATION Cmn 665859954 5,388 97,500 Sh Put Shared-defined 1 97,500 NORTHERN TRUST CORPORATION Cmn 665859904 823 14,900 Sh Call Shared-defined -- 14,900 NORTHERN TRUST CORPORATION Cmn 665859954 486 8,800 Sh Put Shared-defined -- 8,800 NORTHROP GRUMMAN CORP Cmn 666807102 2 32 Sh Shared-defined 1 32 NORTHROP GRUMMAN CORP Cmn 666807902 7,350 112,100 Sh Call Shared-defined 1 112,100 NORTHROP GRUMMAN CORP Cmn 666807952 5,521 84,200 Sh Put Shared-defined 1 84,200 NORTHROP GRUMMAN CORP Cmn 666807102 13,548 206,618 Sh Shared-defined -- 206,618 NORTHROP GRUMMAN CORP Cmn 666807902 1,410 21,500 Sh Call Shared-defined -- 21,500 NORTHROP GRUMMAN CORP Cmn 666807952 715 10,900 Sh Put Shared-defined -- 10,900 NORTHSTAR REALTY FINANCE CORP COMMON STOCK Cmn 66704R100 34 8,117 Sh Shared-defined -- 8,117 NORTHWEST BANCSHARES INC Cmn 667340103 10,478 892,489 Sh Shared-defined -- 892,489 COLUMN TOTALS 63,919
FORM 13F Page 434 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NOVAGOLD RESOURCES 5.5% CB 5/1/15 - REGISTERED Bond 66987EAA5 14,778 14,653,000 Prn Shared-defined -- N/A NovaGold Resources Inc. COMMON STOCK Cmn 66987E906 967 135,500 Sh Call Shared-defined 1 135,500 NovaGold Resources Inc. COMMON STOCK Cmn 66987E956 1,001 140,200 Sh Put Shared-defined 1 140,200 NovaGold Resources Inc. COMMON STOCK Cmn 66987E206 96 13,391 Sh Shared-defined 1 13,391 NovaGold Resources Inc. COMMON STOCK Cmn 66987E206 80 11,164 Sh Shared-defined -- 11,164 NOVARTIS AG -ADR Depository 1:1 Receipt 66987V109 1,797 33,211 Sh Shared-defined -- N/A NOVATEL WIRELESS INC Cmn 66987M604 -- 25 Sh Shared-defined 1 25 NOVATEL WIRELESS INC Cmn 66987M904 580 86,200 Sh Call Shared-defined 1 86,200 NOVATEL WIRELESS INC Cmn 66987M954 232 34,500 Sh Put Shared-defined 1 34,500 NOVATEL WIRELESS INC Cmn 66987M904 105 15,600 Sh Call Shared-defined -- 15,600 NOVATEL WIRELESS INC Cmn 66987M954 27 4,000 Sh Put Shared-defined -- 4,000 NOVAVAX INC CMN STOCK Cmn 670002904 54 23,300 Sh Call Shared-defined 1 23,300 NOVAVAX INC CMN STOCK Cmn 670002954 84 36,400 Sh Put Shared-defined 1 36,400 NOVAVAX INC CMN STOCK Cmn 670002904 3 1,200 Sh Call Shared-defined -- 1,200 COLUMN TOTALS 19,804
FORM 13F Page 435 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NOVAVAX INC CMN STOCK Cmn 670002104 95 41,284 Sh Shared-defined 1 41,284 NOVAVAX INC CMN STOCK Cmn 670002104 15 6,551 Sh Shared-defined -- 6,551 NOVELL INC Cmn 670006105 357 59,550 Sh Shared-defined 1 59,550 NOVELL INC Cmn 670006105 11 1,802 Sh Shared-defined -- 1,802 NOVELL INC Cmn 670006905 162 27,000 Sh Call Shared-defined 1 27,000 NOVELL INC Cmn 670006955 317 52,900 Sh Put Shared-defined 1 52,900 NOVELLUS SYSTEMS INC CMN STK Cmn 670008901 2,153 86,100 Sh Call Shared-defined 1 86,100 NOVELLUS SYSTEMS INC CMN STK Cmn 670008951 1,568 62,700 Sh Put Shared-defined 1 62,700 NOVELLUS SYSTEMS INC CMN STK Cmn 670008901 505 20,200 Sh Call Shared-defined -- 20,200 NOVELLUS SYSTEMS INC CMN STK Cmn 670008951 543 21,700 Sh Put Shared-defined -- 21,700 NOVELLUS SYSTEMS INC CMN STK Cmn 670008101 27 1,078 Sh Shared-defined 1 1,078 NOVELLUS SYSTEMS INC CMN STK Cmn 670008101 1,848 73,900 Sh Shared-defined -- 73,900 NRG ENERGY INC COMMON STOCK Cmn 629377908 322 15,400 Sh Call Shared-defined 1 15,400 NRG ENERGY INC COMMON STOCK Cmn 629377958 1,889 90,400 Sh Put Shared-defined 1 90,400 COLUMN TOTALS 9,812
FORM 13F Page 436 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NRG ENERGY INC COMMON STOCK Cmn 629377508 1,500 71,774 Sh Shared-defined 1 71,774 NSTAR CMN STOCK Cmn 67019E107 47 1,328 Sh Shared-defined 1 1,328 NSTAR CMN STOCK Cmn 67019E107 547 15,433 Sh Shared-defined -- 15,433 NTELOS HOLDINGS ORD Cmn 67020Q107 428 24,039 Sh Shared-defined -- 24,039 NU SKIN ENTERPRISES INC CMN STOCK Cmn 67018T905 387 13,300 Sh Call Shared-defined 1 13,300 NU SKIN ENTERPRISES INC CMN STOCK Cmn 67018T955 567 19,500 Sh Put Shared-defined 1 19,500 NU SKIN ENTERPRISES INC CMN STOCK Cmn 67018T105 1,050 36,088 Sh Shared-defined 1 36,088 NU SKIN ENTERPRISES INC CMN STOCK Cmn 67018T105 48 1,666 Sh Shared-defined -- 1,666 NUANCE COMMUNICATIONS INC 2.75% CB 8/15/2027 - - REG Bond 67020YAB6 26,231 24,000,000 Prn Shared-defined -- N/A NUANCE COMMUNICATIONS INC CMN STOCK Cmn 67020Y900 1,669 100,300 Sh Call Shared-defined 1 100,300 NUANCE COMMUNICATIONS INC CMN STOCK Cmn 67020Y950 780 46,900 Sh Put Shared-defined 1 46,900 NUANCE COMMUNICATIONS INC CMN STOCK Cmn 67020Y900 95 5,700 Sh Call Shared-defined -- 5,700 NUANCE COMMUNICATIONS INC CMN STOCK Cmn 67020Y950 248 14,900 Sh Put Shared-defined -- 14,900 NUANCE COMMUNICATIONS INC CMN STOCK Cmn 67020Y100 24,140 1,450,749 Sh Shared-defined -- 1,450,749 COLUMN TOTALS 57,737
FORM 13F Page 437 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NUCOR CORP Cmn 670346905 22,204 489,300 Sh Call Shared-defined 1 489,300 NUCOR CORP Cmn 670346955 23,339 514,300 Sh Put Shared-defined 1 514,300 NUCOR CORP Cmn 670346105 1,355 29,849 Sh Shared-defined -- 29,849 NUCOR CORP Cmn 670346905 5,037 111,000 Sh Call Shared-defined -- 111,000 NUCOR CORP Cmn 670346955 5,582 123,000 Sh Put Shared-defined -- 123,000 NUSTAR ENERGY LP Cmn 67058H902 2,684 44,400 Sh Call Shared-defined 1 44,400 NUSTAR ENERGY LP Cmn 67058H952 4,050 67,000 Sh Put Shared-defined 1 67,000 NUSTAR GP HOLDINGS LLC UNIT Cmn 67059L902 77 2,600 Sh Call Shared-defined 1 2,600 NUSTAR GP HOLDINGS LLC UNIT Cmn 67059L952 302 10,200 Sh Put Shared-defined 1 10,200 NUSTAR GP HOLDINGS LLC UNIT Cmn 67059L102 266 8,970 Sh Shared-defined 1 8,970 NUTRI/SYSTEM INC CMN STOCK Cmn 67069D908 1,631 91,600 Sh Call Shared-defined 1 91,600 NUTRI/SYSTEM INC CMN STOCK Cmn 67069D958 4,558 255,900 Sh Put Shared-defined 1 255,900 NUTRI/SYSTEM INC CMN STOCK Cmn 67069D108 932 52,331 Sh Shared-defined 1 52,331 NUTRI/SYSTEM INC CMN STOCK Cmn 67069D108 2,651 148,859 Sh Shared-defined -- 148,859 COLUMN TOTALS 74,668
FORM 13F Page 438 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NUVASIVE INC COMMON STOCK Cmn 670704905 4,249 94,000 Sh Call Shared-defined 1 94,000 NUVASIVE INC COMMON STOCK Cmn 670704955 2,563 56,700 Sh Put Shared-defined 1 56,700 NUVASIVE INC COMMON STOCK Cmn 670704105 2,644 58,500 Sh Shared-defined -- 58,500 NVIDIA CORP CMN STOCK Cmn 67066G904 4,147 238,600 Sh Call Shared-defined 1 238,600 NVIDIA CORP CMN STOCK Cmn 67066G954 13,171 757,800 Sh Put Shared-defined 1 757,800 NVIDIA CORP CMN STOCK Cmn 67066G904 438 25,200 Sh Call Shared-defined -- 25,200 NVIDIA CORP CMN STOCK Cmn 67066G954 8,212 472,500 Sh Put Shared-defined -- 472,500 NVIDIA CORP CMN STOCK Cmn 67066G104 4,095 235,604 Sh Shared-defined 1 235,604 NVIDIA CORP CMN STOCK Cmn 67066G104 1,589 91,403 Sh Shared-defined -- 91,403 NVR L.P. COMMON STOCK Cmn 62944T105 78 108 Sh Shared-defined 1 108 NVR L.P. COMMON STOCK Cmn 62944T105 32,217 44,345 Sh Shared-defined -- 44,345 NXSTAGE MEDICAL INC CMN STK Cmn 67072V103 121 10,557 Sh Shared-defined -- 10,557 NYB 6 11/01/51 Pref Stk 64944P307 1 15 Sh Shared-defined 1 N/A NYSE EURONEXT COMMON STOCK Cmn 629491901 14,183 479,000 Sh Call Shared-defined 1 479,000 COLUMN TOTALS 87,708
FORM 13F Page 439 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- NYSE EURONEXT COMMON STOCK Cmn 629491951 14,044 474,300 Sh Put Shared-defined 1 474,300 NYSE EURONEXT COMMON STOCK Cmn 629491901 1,563 52,800 Sh Call Shared-defined -- 52,800 NYSE EURONEXT COMMON STOCK Cmn 629491951 1,901 64,200 Sh Put Shared-defined -- 64,200 NYSE EURONEXT COMMON STOCK Cmn 629491101 2,116 71,478 Sh Shared-defined 1 71,478 NYSE EURONEXT COMMON STOCK Cmn 629491101 1,688 56,994 Sh Shared-defined -- 56,994 OCCIDENTAL PETROLEUM CMN STOCK Cmn 674599105 1,787 21,143 Sh Shared-defined 1 21,143 OCCIDENTAL PETROLEUM CMN STOCK Cmn 674599105 10,434 123,423 Sh Shared-defined -- 123,423 OCCIDENTAL PETROLEUM CMN STOCK Cmn 674599905 16,426 194,300 Sh Call Shared-defined 1 194,300 OCCIDENTAL PETROLEUM CMN STOCK Cmn 674599955 39,954 472,600 Sh Put Shared-defined 1 472,600 OCCIDENTAL PETROLEUM CMN STOCK Cmn 674599905 1,598 18,900 Sh Call Shared-defined -- 18,900 OCCIDENTAL PETROLEUM CMN STOCK Cmn 674599955 9,849 116,500 Sh Put Shared-defined -- 116,500 OCEANEERING INTERNATIONAL CMN STK Cmn 675232902 3,282 51,700 Sh Call Shared-defined 1 51,700 OCEANEERING INTERNATIONAL CMN STK Cmn 675232952 724 11,400 Sh Put Shared-defined 1 11,400 OCEANEERING INTERNATIONAL CMN STK Cmn 675232102 29,101 458,355 Sh Shared-defined -- 458,355 COLUMN TOTALS 134,467
FORM 13F Page 440 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- OCEANFREIGHT INC Cmn Y64202907 5 6,400 Sh Call Shared-defined 1 6,400 OCEANFREIGHT INC Cmn Y64202957 5 6,000 Sh Put Shared-defined 1 6,000 OCH-ZIFF CAPITAL MANAGEMENT Cmn 67551U905 296 18,500 Sh Call Shared-defined 1 18,500 OCH-ZIFF CAPITAL MANAGEMENT Cmn 67551U955 381 23,800 Sh Put Shared-defined 1 23,800 OCR 4.0000% 06/15/2033 - MIPS SRS B Pref Stk 68214Q200 3 81 Sh Shared-defined 1 N/A OCWEN FINL 3.25% CB 08/01/2024-REGISTERED Bond 675746AD3 3,869 4,000,000 Prn Shared-defined -- N/A OCWEN FINL CORP CMN STOCK Cmn 675746309 24 2,121 Sh Shared-defined 1 2,121 OCWEN FINL CORP CMN STOCK Cmn 675746309 132 11,884 Sh Shared-defined -- 11,884 ODYSSEY HEALTHCARE INC Cmn 67611V101 151 8,327 Sh Shared-defined 1 8,327 ODYSSEY HEALTHCARE INC Cmn 67611V901 33 1,800 Sh Call Shared-defined 1 1,800 ODYSSEY HEALTHCARE INC Cmn 67611V951 212 11,700 Sh Put Shared-defined 1 11,700 OFFICE DEPOT CMN STOCK Cmn 676220106 90 11,330 Sh Shared-defined 1 11,330 OFFICE DEPOT CMN STOCK Cmn 676220106 17,980 2,253,151 Sh Shared-defined -- 2,253,151 OFFICE DEPOT CMN STOCK Cmn 676220906 1,055 132,200 Sh Call Shared-defined 1 132,200 COLUMN TOTALS 24,236
FORM 13F Page 441 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- OFFICE DEPOT CMN STOCK Cmn 676220956 677 84,800 Sh Put Shared-defined 1 84,800 OFFICE DEPOT CMN STOCK Cmn 676220906 214 26,800 Sh Call Shared-defined -- 26,800 OFFICE DEPOT CMN STOCK Cmn 676220956 54 6,800 Sh Put Shared-defined -- 6,800 OFFICEMAX INC COMMON STOCK Cmn 67622P901 672 40,900 Sh Call Shared-defined 1 40,900 OFFICEMAX INC COMMON STOCK Cmn 67622P951 493 30,000 Sh Put Shared-defined 1 30,000 OFFICEMAX INC COMMON STOCK Cmn 67622P101 97 5,882 Sh Shared-defined 1 5,882 OFFICEMAX INC COMMON STOCK Cmn 67622P101 56,409 3,435,375 Sh Shared-defined -- 3,435,375 OIL STATES INTERNATIONAL, INC. Cmn 678026105 2 43 Sh Shared-defined 1 43 OIL STATES INTERNATIONAL, INC. Cmn 678026905 1,038 22,900 Sh Call Shared-defined 1 22,900 OIL STATES INTERNATIONAL, INC. Cmn 678026955 567 12,500 Sh Put Shared-defined 1 12,500 OIL STATES INTERNATIONAL, INC. Cmn 678026105 32 700 Sh Shared-defined -- 700 OILSANDS QUEST INC Cmn 678046103 30 40,787 Sh Shared-defined 1 40,787 OILSANDS QUEST INC Cmn 678046953 5 7,000 Sh Put Shared-defined 1 7,000 OILSANDS QUEST INC Cmn 678046103 12 16,896 Sh Shared-defined -- 16,896 COLUMN TOTALS 60,302
FORM 13F Page 442 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- OILSANDS QUEST INC WARRANT 5/12/11 Wt 678046129 1 7,100 Shared-defined 1 N/A OLD DOMINION FREIGHT CMN STK Cmn 679580900 491 14,700 Sh Call Shared-defined 1 14,700 OLD DOMINION FREIGHT CMN STK Cmn 679580950 417 12,500 Sh Put Shared-defined 1 12,500 OLD DOMINION FREIGHT CMN STK Cmn 679580100 12,491 374,099 Sh Shared-defined -- 374,099 OLD NATIONAL BANCORP COMMON STOCK Cmn 680033107 530 44,322 Sh Shared-defined -- 44,322 OLD REPUBLIC INTERNATIONAL 8% CB 05/15/2012-REGIST Bond 680223AF1 39,514 31,500,000 Prn Shared-defined -- N/A OLD REPUBLIC INTERNATIONAL CMN STOCK Cmn 680223904 89 7,000 Sh Call Shared-defined 1 7,000 OLD REPUBLIC INTERNATIONAL CMN STOCK Cmn 680223954 49 3,900 Sh Put Shared-defined 1 3,900 OLD REPUBLIC INTERNATIONAL CMN STOCK Cmn 680223104 25,987 2,049,419 Sh Shared-defined -- 2,049,419 OLIN CORP Cmn 680665205 1,513 77,092 Sh Shared-defined -- 77,092 OLIN CORP Cmn 680665905 1,205 61,400 Sh Call Shared-defined 1 61,400 OLIN CORP Cmn 680665955 1,022 52,100 Sh Put Shared-defined 1 52,100 OLIN CORP Cmn 680665905 241 12,300 Sh Call Shared-defined -- 12,300 OLIN CORP Cmn 680665955 90 4,600 Sh Put Shared-defined -- 4,600 COLUMN TOTALS 83,640
FORM 13F Page 443 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- OLYMPIC STEEL INC CMN STK Cmn 68162K906 731 22,400 Sh Call Shared-defined 1 22,400 OLYMPIC STEEL INC CMN STK Cmn 68162K956 646 19,800 Sh Put Shared-defined 1 19,800 OLYMPIC STEEL INC CMN STK Cmn 68162K906 157 4,800 Sh Call Shared-defined -- 4,800 OLYMPIC STEEL INC CMN STK Cmn 68162K956 199 6,100 Sh Put Shared-defined -- 6,100 OLYMPIC STEEL INC CMN STK Cmn 68162K106 22 671 Sh Shared-defined 1 671 OLYMPIC STEEL INC CMN STK Cmn 68162K106 606 18,550 Sh Shared-defined -- 18,550 OM GROUP INC CMN STK Cmn 670872900 881 26,000 Sh Call Shared-defined 1 26,000 OM GROUP INC CMN STK Cmn 670872950 637 18,800 Sh Put Shared-defined 1 18,800 OM GROUP INC CMN STK Cmn 670872100 24 722 Sh Shared-defined 1 722 OM GROUP INC CMN STK Cmn 670872100 507 14,952 Sh Shared-defined -- 14,952 OMEGA HEALTHCARE INVS INC CMN STK Cmn 681936900 440 22,600 Sh Call Shared-defined 1 22,600 OMEGA HEALTHCARE INVS INC CMN STK Cmn 681936950 49 2,500 Sh Put Shared-defined 1 2,500 OMEGA HEALTHCARE INVS INC CMN STK Cmn 681936100 1,172 60,121 Sh Shared-defined -- 60,121 OMNICARE 4% MIPS DUE 6/15/33 REG Pref Stk 68214L201 2 50 Sh Shared-defined 1 N/A COLUMN TOTALS 6,073
FORM 13F Page 444 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- OMNICARE INC. COMMON STOCK Cmn 681904108 246 8,708 Sh Shared-defined 1 8,708 OMNICARE INC. COMMON STOCK Cmn 681904108 2,207 78,002 Sh Shared-defined -- 78,002 OMNICARE INC. COMMON STOCK Cmn 681904908 665 23,500 Sh Call Shared-defined 1 23,500 OMNICARE INC. COMMON STOCK Cmn 681904958 823 29,100 Sh Put Shared-defined 1 29,100 OMNICELL INC Cmn 68213N109 30 2,149 Sh Shared-defined 1 2,149 OMNICELL INC Cmn 68213N909 133 9,500 Sh Call Shared-defined 1 9,500 OMNICELL INC Cmn 68213N959 63 4,500 Sh Put Shared-defined 1 4,500 OMNICOM GROUP COMMON STOCK Cmn 681919106 117 3,004 Sh Shared-defined 1 3,004 OMNICOM GROUP COMMON STOCK Cmn 681919106 4 100 Sh Shared-defined -- 100 OMNICOM GROUP COMMON STOCK Cmn 681919906 1,712 44,100 Sh Call Shared-defined 1 44,100 OMNICOM GROUP COMMON STOCK Cmn 681919956 3,838 98,900 Sh Put Shared-defined 1 98,900 OMNIVISION TECHNOLOGIES Cmn 682128103 306 17,803 Sh Shared-defined 1 17,803 OMNIVISION TECHNOLOGIES Cmn 682128903 888 51,700 Sh Call Shared-defined 1 51,700 OMNIVISION TECHNOLOGIES Cmn 682128953 500 29,100 Sh Put Shared-defined 1 29,100 COLUMN TOTALS 11,532
FORM 13F Page 445 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- OMNIVISION TECHNOLOGIES Cmn 682128903 234 13,600 Sh Call Shared-defined -- 13,600 OMNIVISION TECHNOLOGIES Cmn 682128953 60 3,500 Sh Put Shared-defined -- 3,500 OMNOVA SOLUTIONS INC CMN STOCK Cmn 682129101 8 962 Sh Shared-defined 1 962 OMNOVA SOLUTIONS INC CMN STOCK Cmn 682129101 108 13,796 Sh Shared-defined -- 13,796 ON ASSIGNMENT INC CMN STK Cmn 682159108 38 5,361 Sh Shared-defined 1 5,361 ON ASSIGNMENT INC CMN STK Cmn 682159108 36 5,033 Sh Shared-defined -- 5,033 ON SEMICONDUCTOR CORP 1.875% CB 12/15/2025 -REGIST Bond 682189AD7 43,434 33,795,000 Prn Shared-defined -- N/A ON SEMICONDUCTOR CORP 2.625% 12/15/2026 - REGISTER Bond 682189AG0 32,446 31,500,000 Prn Shared-defined -- N/A ON SEMICONDUCTOR CORP CMN STK Cmn 682189105 1,550 193,732 Sh Shared-defined 1 193,732 ON SEMICONDUCTOR CORP CMN STK Cmn 682189105 13,584 1,697,962 Sh Shared-defined -- 1,697,962 ON SEMICONDUCTOR CORP CMN STK Cmn 682189905 194 24,200 Sh Call Shared-defined 1 24,200 ON SEMICONDUCTOR CORP CMN STK Cmn 682189955 2,066 258,200 Sh Put Shared-defined 1 258,200 ON SEMICONDUCTOR CORP CMN STK Cmn 682189905 451 56,400 Sh Call Shared-defined -- 56,400 ON SEMICONDUCTOR CORP CMN STK Cmn 682189955 705 88,100 Sh Put Shared-defined -- 88,100 COLUMN TOTALS 94,914
FORM 13F Page 446 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ONEOK INC Cmn 682680903 1,470 32,200 Sh Call Shared-defined 1 32,200 ONEOK INC Cmn 682680953 986 21,600 Sh Put Shared-defined 1 21,600 ONEOK INC Cmn 682680103 960 21,039 Sh Shared-defined -- 21,039 ONEOK PARTNERS LP Cmn 68268N903 1,421 23,200 Sh Call Shared-defined 1 23,200 ONEOK PARTNERS LP Cmn 68268N953 2,825 46,100 Sh Put Shared-defined 1 46,100 ONYX PHARMACEUTICALS 4% CB 08/15/2016 Bond 683399AB5 98,954 91,585,000 Prn Shared-defined -- N/A ONYX PHARMACEUTICALS INC CMN STOCK Cmn 683399909 4,627 152,800 Sh Call Shared-defined 1 152,800 ONYX PHARMACEUTICALS INC CMN STOCK Cmn 683399959 2,011 66,400 Sh Put Shared-defined 1 66,400 ONYX PHARMACEUTICALS INC CMN STOCK Cmn 683399909 3 100 Sh Call Shared-defined -- 100 ONYX PHARMACEUTICALS INC CMN STOCK Cmn 683399959 30 1,000 Sh Put Shared-defined -- 1,000 ONYX PHARMACEUTICALS INC CMN STOCK Cmn 683399109 1,574 51,980 Sh Shared-defined 1 51,980 ONYX PHARMACEUTICALS INC CMN STOCK Cmn 683399109 190 6,286 Sh Shared-defined -- 6,286 OPEN TEXT CORP CMN STOCK Cmn 683715906 2,017 42,500 Sh Call Shared-defined 1 42,500 OPEN TEXT CORP CMN STOCK Cmn 683715956 892 18,800 Sh Put Shared-defined 1 18,800 COLUMN TOTALS 117,960
FORM 13F Page 447 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- OPEN TEXT CORP CMN STOCK Cmn 683715106 8 179 Sh Shared-defined 1 179 OPENTABLE INC Cmn 68372A904 1,003 26,300 Sh Call Shared-defined 1 26,300 OPENTABLE INC Cmn 68372A954 198 5,200 Sh Put Shared-defined 1 5,200 OPLINK COMMUNICATIONS INC Cmn 68375Q403 65 3,509 Sh Shared-defined 1 3,509 OPLINK COMMUNICATIONS INC Cmn 68375Q403 304 16,414 Sh Shared-defined -- 16,414 OPTIONSXPRESS, INC. COMMON STOCK Cmn 684010901 1,083 66,500 Sh Call Shared-defined 1 66,500 OPTIONSXPRESS, INC. COMMON STOCK Cmn 684010951 1,057 64,900 Sh Put Shared-defined 1 64,900 OPTIONSXPRESS, INC. COMMON STOCK Cmn 684010101 31 1,930 Sh Shared-defined 1 1,930 OPTIONSXPRESS, INC. COMMON STOCK Cmn 684010101 7 414 Sh Shared-defined -- 414 OPTRONICS INTERNATIONAL CORP COMMON STOCK Cmn 68401H904 50 4,100 Sh Call Shared-defined 1 4,100 OPTRONICS INTERNATIONAL CORP COMMON STOCK Cmn 68401H954 133 10,800 Sh Put Shared-defined 1 10,800 OPTRONICS INTERNATIONAL CORP COMMON STOCK Cmn 68401H104 86 7,010 Sh Shared-defined 1 7,010 OPTRONICS INTERNATIONAL CORP COMMON STOCK Cmn 68401H104 84 6,800 Sh Shared-defined -- 6,800 ORACLE SYS CORP Cmn 68389X905 27,797 1,082,000 Sh Call Shared-defined 1 1,082,000 COLUMN TOTALS 31,906
FORM 13F Page 448 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ORACLE SYS CORP Cmn 68389X955 46,108 1,794,800 Sh Put Shared-defined 1 1,794,800 ORACLE SYS CORP Cmn 68389X905 5,621 218,800 Sh Call Shared-defined -- 218,800 ORACLE SYS CORP Cmn 68389X955 10,425 405,800 Sh Put Shared-defined -- 405,800 ORACLE SYS CORP Cmn 68389X105 9,233 359,404 Sh Shared-defined 1 359,404 ORACLE SYS CORP Cmn 68389X105 10,872 423,210 Sh Shared-defined -- 423,210 ORASURE TECHNOLOGIES INC CMN STK Cmn 68554V908 33 5,500 Sh Call Shared-defined 1 5,500 ORASURE TECHNOLOGIES INC CMN STK Cmn 68554V958 52 8,800 Sh Put Shared-defined 1 8,800 ORASURE TECHNOLOGIES INC CMN STK Cmn 68554V108 47 7,849 Sh Shared-defined 1 7,849 ORASURE TECHNOLOGIES INC CMN STK Cmn 68554V108 12 1,969 Sh Shared-defined -- 1,969 ORBITAL SCIENCES 2.4375% CB 1/15/2027-REGISTERED Bond 685564AN6 46,420 45,006,000 Prn Shared-defined -- N/A ORBITAL SCIENCES COMMON STOCK Cmn 685564106 12 636 Sh Shared-defined 1 636 ORBITAL SCIENCES COMMON STOCK Cmn 685564106 662 34,807 Sh Shared-defined -- 34,807 ORBITAL SCIENCES COMMON STOCK Cmn 685564906 424 22,300 Sh Call Shared-defined 1 22,300 ORBITAL SCIENCES COMMON STOCK Cmn 685564956 63 3,300 Sh Put Shared-defined 1 3,300 COLUMN TOTALS 129,984
FORM 13F Page 449 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ORBITZ WORLDWIDE INC Cmn 68557K109 86 12,064 Sh Shared-defined 1 12,064 ORBITZ WORLDWIDE INC Cmn 68557K909 156 22,000 Sh Call Shared-defined 1 22,000 ORBITZ WORLDWIDE INC Cmn 68557K959 68 9,600 Sh Put Shared-defined 1 9,600 ORBITZ WORLDWIDE INC Cmn 68557K109 72 10,107 Sh Shared-defined -- 10,107 ORCKIT COMMUNICATIONS INC CMN STK Cmn M7531S206 47 11,302 Sh Shared-defined 1 11,302 ORCKIT COMMUNICATIONS INC CMN STK Cmn M7531S206 6 1,317 Sh Shared-defined -- 1,317 ORCKIT COMMUNICATIONS INC CMN STK Cmn M7531S906 78 18,600 Sh Call Shared-defined 1 18,600 ORCKIT COMMUNICATIONS INC CMN STK Cmn M7531S956 100 23,700 Sh Put Shared-defined 1 23,700 OREILY AUTOMOTIVE INC CMN STK Cmn 686091909 1,785 42,800 Sh Call Shared-defined 1 42,800 OREILY AUTOMOTIVE INC CMN STK Cmn 686091959 167 4,000 Sh Put Shared-defined 1 4,000 OREILY AUTOMOTIVE INC CMN STK Cmn 686091909 788 18,900 Sh Call Shared-defined -- 18,900 OREILY AUTOMOTIVE INC CMN STK Cmn 686091959 46 1,100 Sh Put Shared-defined -- 1,100 OREILY AUTOMOTIVE INC CMN STK Cmn 686091109 106 2,536 Sh Shared-defined 1 2,536 OREILY AUTOMOTIVE INC CMN STK Cmn 686091109 369 8,854 Sh Shared-defined -- 8,854 COLUMN TOTALS 3,874
FORM 13F Page 450 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- OREXIGEN THERAPEUTICS INC Cmn 686164104 270 45,756 Sh Shared-defined 1 45,756 OREXIGEN THERAPEUTICS INC Cmn 686164904 123 20,900 Sh Call Shared-defined 1 20,900 OREXIGEN THERAPEUTICS INC Cmn 686164954 292 49,600 Sh Put Shared-defined 1 49,600 ORIENT EXPRESS HOTELS LTD -A Cmn G67743907 69 4,900 Sh Call Shared-defined 1 4,900 ORIENT EXPRESS HOTELS LTD -A Cmn G67743957 52 3,700 Sh Put Shared-defined 1 3,700 ORIENT EXPRESS HOTELS LTD -A Cmn G67743107 134 9,432 Sh Shared-defined 1 9,432 ORIENT EXPRESS HOTELS LTD -A Cmn G67743107 6,160 434,388 Sh Shared-defined -- 434,388 ORIENTAL FINL GROUP CMN STK Cmn 68618W100 55 4,076 Sh Shared-defined 1 4,076 ORIENTAL FINL GROUP CMN STK Cmn 68618W100 4,639 343,666 Sh Shared-defined -- 343,666 ORIGIN AGRITECH LTD COMMON STOCK Cmn G67828906 1,179 118,000 Sh Call Shared-defined 1 118,000 ORIGIN AGRITECH LTD COMMON STOCK Cmn G67828956 1,098 109,900 Sh Put Shared-defined 1 109,900 ORIGIN AGRITECH LTD COMMON STOCK Cmn G67828106 -- 2 Sh Shared-defined 1 2 ORIGIN AGRITECH LTD COMMON STOCK Cmn G67828106 21 2,100 Sh Shared-defined -- 2,100 ORION MARNE GROUP ORD Cmn 68628V908 61 3,400 Sh Call Shared-defined 1 3,400 COLUMN TOTALS 14,153
FORM 13F Page 451 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ORION MARNE GROUP ORD Cmn 68628V958 76 4,200 Sh Put Shared-defined 1 4,200 ORION MARNE GROUP ORD Cmn 68628V308 9 500 Sh Shared-defined 1 500 ORION MARNE GROUP ORD Cmn 68628V308 51 2,805 Sh Shared-defined -- 2,805 ORMAT TECHNOLOGIES INC COMMON STOCK Cmn 686688102 24 857 Sh Shared-defined 1 857 ORMAT TECHNOLOGIES INC COMMON STOCK Cmn 686688102 317 11,277 Sh Shared-defined -- 11,277 ORTHOFIX INTERNATIONAL N.V. COMMON STOCK Cmn N6748L102 11 299 Sh Shared-defined 1 299 ORTHOFIX INTERNATIONAL N.V. COMMON STOCK Cmn N6748L102 314 8,644 Sh Shared-defined -- 8,644 OSHKOSH CORP Cmn 688239201 197 4,887 Sh Shared-defined 1 4,887 OSHKOSH CORP Cmn 688239901 4,542 112,600 Sh Call Shared-defined 1 112,600 OSHKOSH CORP Cmn 688239951 2,364 58,600 Sh Put Shared-defined 1 58,600 OSHKOSH CORP Cmn 688239201 298 7,399 Sh Shared-defined -- 7,399 OSHKOSH CORP Cmn 688239901 1,130 28,000 Sh Call Shared-defined -- 28,000 OSHKOSH CORP Cmn 688239951 541 13,400 Sh Put Shared-defined -- 13,400 OSI PHARMACEUTICALS INC CMN STK Cmn 671040903 7,646 128,400 Sh Call Shared-defined 1 128,400 COLUMN TOTALS 17,520
FORM 13F Page 452 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- OSI PHARMACEUTICALS INC CMN STK Cmn 671040953 5,592 93,900 Sh Put Shared-defined 1 93,900 OSI PHARMACEUTICALS INC CMN STK Cmn 671040103 399 6,699 Sh Shared-defined 1 6,699 OSI SYSTEMS INC CMN STOCK Cmn 671044905 1,512 53,900 Sh Call Shared-defined 1 53,900 OSI SYSTEMS INC CMN STOCK Cmn 671044955 539 19,200 Sh Put Shared-defined 1 19,200 OSI SYSTEMS INC CMN STOCK Cmn 671044905 393 14,000 Sh Call Shared-defined -- 14,000 OSI SYSTEMS INC CMN STOCK Cmn 671044955 50 1,800 Sh Put Shared-defined -- 1,800 OSI SYSTEMS INC CMN STOCK Cmn 671044105 33 1,181 Sh Shared-defined 1 1,181 OSI SYSTEMS INC CMN STOCK Cmn 671044105 4,505 160,611 Sh Shared-defined -- 160,611 OSIRIS THERAPEUTICS COMMON STOCK Cmn 68827R108 54 7,323 Sh Shared-defined 1 7,323 OSIRIS THERAPEUTICS COMMON STOCK Cmn 68827R108 116 15,678 Sh Shared-defined -- 15,678 OSIRIS THERAPEUTICS COMMON STOCK Cmn 68827R908 209 28,200 Sh Call Shared-defined 1 28,200 OSIRIS THERAPEUTICS COMMON STOCK Cmn 68827R958 234 31,600 Sh Put Shared-defined 1 31,600 OTTER TAIL CORPORATION CMN STK Cmn 689648903 505 23,000 Sh Call Shared-defined 1 23,000 OTTER TAIL CORPORATION CMN STK Cmn 689648953 253 11,500 Sh Put Shared-defined 1 11,500 COLUMN TOTALS 14,394
FORM 13F Page 453 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- OTTER TAIL CORPORATION CMN STK Cmn 689648103 835 38,043 Sh Shared-defined -- 38,043 OVERSEAS SHIPHOLDING GROUP CMN STK Cmn 690368105 10 267 Sh Shared-defined 1 267 OVERSEAS SHIPHOLDING GROUP CMN STK Cmn 690368105 33,166 845,431 Sh Shared-defined -- 845,431 OVERSEAS SHIPHOLDING GROUP CMN STK Cmn 690368905 3,064 78,100 Sh Call Shared-defined 1 78,100 OVERSEAS SHIPHOLDING GROUP CMN STK Cmn 690368955 1,169 29,800 Sh Put Shared-defined 1 29,800 OVERSEAS SHIPHOLDING GROUP CMN STK Cmn 690368905 2,012 51,300 Sh Call Shared-defined -- 51,300 OVERSEAS SHIPHOLDING GROUP CMN STK Cmn 690368955 161 4,100 Sh Put Shared-defined -- 4,100 OVERSTOCK.COM INC CMN STK Cmn 690370101 714 43,910 Sh Shared-defined 1 43,910 OVERSTOCK.COM INC CMN STK Cmn 690370101 68 4,193 Sh Shared-defined -- 4,193 OVERSTOCK.COM INC CMN STK Cmn 690370901 809 49,800 Sh Call Shared-defined 1 49,800 OVERSTOCK.COM INC CMN STK Cmn 690370951 1,560 96,000 Sh Put Shared-defined 1 96,000 OWENS & MINOR INC CMN STK Cmn 690732102 9 202 Sh Shared-defined 1 202 OWENS & MINOR INC CMN STK Cmn 690732102 574 12,380 Sh Shared-defined -- 12,380 OWENS CORNING INC Cmn 690742101 2,407 94,626 Sh Shared-defined 1 94,626 COLUMN TOTALS 46,558
FORM 13F Page 454 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- OWENS CORNING INC Cmn 690742101 2,161 84,949 Sh Shared-defined -- 84,949 OWENS CORNING INC Cmn 690742901 2,353 92,500 Sh Call Shared-defined 1 92,500 OWENS CORNING INC Cmn 690742951 4,584 180,200 Sh Put Shared-defined 1 180,200 OWENS CORNING INC Cmn 690742901 359 14,100 Sh Call Shared-defined -- 14,100 OWENS CORNING INC Cmn 690742951 1,514 59,500 Sh Put Shared-defined -- 59,500 OWENS-ILLINOIS INC CMN STK Cmn 690768403 4,762 133,992 Sh Shared-defined -- 133,992 OWENS-ILLINOIS INC CMN STK Cmn 690768903 3,359 94,500 Sh Call Shared-defined 1 94,500 OWENS-ILLINOIS INC CMN STK Cmn 690768953 3,245 91,300 Sh Put Shared-defined 1 91,300 OWENS-ILLINOIS INC CMN STK Cmn 690768903 7,485 210,600 Sh Call Shared-defined -- 210,600 OWENS-ILLINOIS INC CMN STK Cmn 690768953 547 15,400 Sh Put Shared-defined -- 15,400 OXFORD INDUSTRIES INC CMN STK Cmn 691497909 1,279 62,900 Sh Call Shared-defined 1 62,900 OXFORD INDUSTRIES INC CMN STK Cmn 691497959 951 46,800 Sh Put Shared-defined 1 46,800 OXFORD INDUSTRIES INC CMN STK Cmn 691497309 707 34,786 Sh Shared-defined -- 34,786 P & O PRINCESS Depository CRUISES - ADR Receipt 14365C103 8 187 Sh Shared-defined 1 N/A COLUMN TOTALS 33,314
FORM 13F Page 455 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- P & O PRINCESS Depository CRUISES - ADR Receipt 14365C103 241 5,887 Sh Shared-defined -- N/A P F CHANGS CHINA BISTRO INC CMN STOCK Cmn 69333Y908 1,518 34,400 Sh Call Shared-defined 1 34,400 P F CHANGS CHINA BISTRO INC CMN STOCK Cmn 69333Y958 3,650 82,700 Sh Put Shared-defined 1 82,700 P F CHANGS CHINA BISTRO INC CMN STOCK Cmn 69333Y908 393 8,900 Sh Call Shared-defined -- 8,900 P F CHANGS CHINA BISTRO INC CMN STOCK Cmn 69333Y958 1,015 23,000 Sh Put Shared-defined -- 23,000 P F CHANGS CHINA BISTRO INC CMN STOCK Cmn 69333Y108 2,310 52,353 Sh Shared-defined 1 52,353 P F CHANGS CHINA BISTRO INC CMN STOCK Cmn 69333Y108 12,215 276,800 Sh Shared-defined -- 276,800 PACCAR INC Cmn 693718108 116 2,671 Sh Shared-defined 1 2,671 PACCAR INC Cmn 693718908 9,353 215,800 Sh Call Shared-defined 1 215,800 PACCAR INC Cmn 693718958 4,863 112,200 Sh Put Shared-defined 1 112,200 PACCAR INC Cmn 693718108 19,726 455,141 Sh Shared-defined -- 455,141 PACCAR INC Cmn 693718908 4,052 93,500 Sh Call Shared-defined -- 93,500 PACCAR INC Cmn 693718958 3,038 70,100 Sh Put Shared-defined -- 70,100 PACER INTERNATIONAL INC CMN STK Cmn 69373H906 10 1,700 Sh Call Shared-defined 1 1,700 COLUMN TOTALS 62,500
FORM 13F Page 456 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PACER INTERNATIONAL INC CMN STK Cmn 69373H956 55 9,100 Sh Put Shared-defined 1 9,100 PACER INTERNATIONAL INC CMN STK Cmn 69373H106 69 11,386 Sh Shared-defined 1 11,386 PACER INTERNATIONAL INC CMN STK Cmn 69373H106 134 22,260 Sh Shared-defined -- 22,260 PACIFIC SUNWEAR CALIF INC CMN STK Cmn 694873900 167 31,500 Sh Call Shared-defined 1 31,500 PACIFIC SUNWEAR CALIF INC CMN STK Cmn 694873950 18 3,300 Sh Put Shared-defined 1 3,300 PACIFIC SUNWEAR CALIF INC CMN STK Cmn 694873100 44 8,339 Sh Shared-defined 1 8,339 PACIFIC SUNWEAR CALIF INC CMN STK Cmn 694873100 10 1,800 Sh Shared-defined -- 1,800 PACKAGING CORP OF AMERICA CMN STOCK Cmn 695156909 832 33,800 Sh Call Shared-defined 1 33,800 PACKAGING CORP OF AMERICA CMN STOCK Cmn 695156959 406 16,500 Sh Put Shared-defined 1 16,500 PACKAGING CORP OF AMERICA CMN STOCK Cmn 695156109 1,929 78,402 Sh Shared-defined -- 78,402 PACTIV CORPORATION Cmn 695257905 655 26,000 Sh Call Shared-defined 1 26,000 PACTIV CORPORATION Cmn 695257955 1,778 70,600 Sh Put Shared-defined 1 70,600 PACTIV CORPORATION Cmn 695257105 262 10,389 Sh Shared-defined 1 10,389 PACTIV CORPORATION Cmn 695257105 6,732 267,337 Sh Shared-defined -- 267,337 COLUMN TOTALS 13,091
FORM 13F Page 457 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PACWEST BANCORP Cmn 695263103 11 485 Sh Shared-defined 1 485 PACWEST BANCORP Cmn 695263903 443 19,400 Sh Call Shared-defined 1 19,400 PACWEST BANCORP Cmn 695263953 107 4,700 Sh Put Shared-defined 1 4,700 PACWEST BANCORP Cmn 695263103 5,092 223,116 Sh Shared-defined -- 223,116 PAETEC HOLDING CORP COMMON STOCK Cmn 695459107 19 4,124 Sh Shared-defined 1 4,124 PAETEC HOLDING CORP COMMON STOCK Cmn 695459107 9,230 1,972,311 Sh Shared-defined -- 1,972,311 PAETEC HOLDING CORP COMMON STOCK Cmn 695459907 10 2,200 Sh Call Shared-defined 1 2,200 PAETEC HOLDING CORP COMMON STOCK Cmn 695459957 14 2,900 Sh Put Shared-defined 1 2,900 PAIN THERAPEUTICS INC Cmn 69562K100 82 13,149 Sh Shared-defined 1 13,149 PAIN THERAPEUTICS INC Cmn 69562K900 34 5,500 Sh Call Shared-defined 1 5,500 PAIN THERAPEUTICS INC Cmn 69562K950 35 5,600 Sh Put Shared-defined 1 5,600 PAIN THERAPEUTICS INC Cmn 69562K100 289 46,018 Sh Shared-defined -- 46,018 PALATIN TECHNOLOGIES INC CMN STOCK Cmn 696077304 6 22,824 Sh Shared-defined 1 22,824 PALL CORP Cmn 696429307 845 20,875 Sh Shared-defined 1 20,875 COLUMN TOTALS 16,217
FORM 13F Page 458 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PALL CORP Cmn 696429907 16 400 Sh Call Shared-defined 1 400 PALL CORP Cmn 696429957 470 11,600 Sh Put Shared-defined 1 11,600 PALL CORP Cmn 696429307 3,003 74,162 Sh Shared-defined -- 74,162 PALL CORP Cmn 696429907 3,798 93,800 Sh Call Shared-defined -- 93,800 PALM INC COM STK Cmn 696643905 4,806 1,278,100 Sh Call Shared-defined 1 1,278,100 PALM INC COM STK Cmn 696643955 6,659 1,771,100 Sh Put Shared-defined 1 1,771,100 PALM INC COM STK Cmn 696643905 2,115 562,500 Sh Call Shared-defined -- 562,500 PALM INC COM STK Cmn 696643105 1,147 304,930 Sh Shared-defined 1 304,930 PALM INC COM STK Cmn 696643105 272 72,212 Sh Shared-defined -- 72,212 PALOMAR MED TECHNOLOGIES INC CMN STK Cmn 697529903 568 52,300 Sh Call Shared-defined 1 52,300 PALOMAR MED TECHNOLOGIES INC CMN STK Cmn 697529953 61 5,600 Sh Put Shared-defined 1 5,600 PALOMAR MED TECHNOLOGIES INC CMN STK Cmn 697529303 36 3,300 Sh Shared-defined -- 3,300 PAN AMERICAN SILVER CORP CMN STOCK Cmn 697900908 5,095 220,100 Sh Call Shared-defined 1 220,100 PAN AMERICAN SILVER CORP CMN STOCK Cmn 697900958 5,132 221,700 Sh Put Shared-defined 1 221,700 COLUMN TOTALS 33,178
FORM 13F Page 459 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PAN AMERICAN SILVER CORP CMN STOCK Cmn 697900908 1,748 75,500 Sh Call Shared-defined -- 75,500 PAN AMERICAN SILVER CORP CMN STOCK Cmn 697900958 1,813 78,300 Sh Put Shared-defined -- 78,300 PAN AMERICAN SILVER CORP CMN STOCK Cmn 697900108 2,212 95,550 Sh Shared-defined 1 95,550 PAN AMERICAN SILVER CORP CMN STOCK Cmn 697900108 1,142 49,312 Sh Shared-defined -- 49,312 PANERA BREAD CO - CL A CMN STK Cmn 69840W108 2,592 33,883 Sh Shared-defined 1 33,883 PANERA BREAD CO - CL A CMN STK Cmn 69840W108 1,972 25,776 Sh Shared-defined -- 25,776 PANERA BREAD CO - CL A CMN STK Cmn 69840W908 7,725 101,000 Sh Call Shared-defined 1 101,000 PANERA BREAD CO - CL A CMN STK Cmn 69840W958 9,607 125,600 Sh Put Shared-defined 1 125,600 PANERA BREAD CO - CL A CMN STK Cmn 69840W908 360 4,700 Sh Call Shared-defined -- 4,700 PANERA BREAD CO - CL A CMN STK Cmn 69840W958 3,932 51,400 Sh Put Shared-defined -- 51,400 PANTRY INC CMN STOCK Cmn 698657903 235 18,800 Sh Call Shared-defined 1 18,800 PANTRY INC CMN STOCK Cmn 698657953 60 4,800 Sh Put Shared-defined 1 4,800 PANTRY INC CMN STOCK Cmn 698657103 100 8,031 Sh Shared-defined 1 8,031 PANTRY INC CMN STOCK Cmn 698657103 165 13,226 Sh Shared-defined -- 13,226 COLUMN TOTALS 33,663
FORM 13F Page 460 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PAPA JOHNS INTERNATIONAL INC CMN STK Cmn 698813902 638 24,800 Sh Call Shared-defined 1 24,800 PAPA JOHNS INTERNATIONAL INC CMN STK Cmn 698813952 365 14,200 Sh Put Shared-defined 1 14,200 PAPA JOHNS INTERNATIONAL INC CMN STK Cmn 698813102 306 11,903 Sh Shared-defined -- 11,903 PAR PHARMACEUTICAL COS INC CMN STK Cmn 69888P906 273 11,000 Sh Call Shared-defined 1 11,000 PAR PHARMACEUTICAL COS INC CMN STK Cmn 69888P956 332 13,400 Sh Put Shared-defined 1 13,400 PAR PHARMACEUTICAL COS INC CMN STK Cmn 69888P906 32 1,300 Sh Call Shared-defined -- 1,300 PAR PHARMACEUTICAL COS INC CMN STK Cmn 69888P106 308 12,402 Sh Shared-defined 1 12,402 PAR PHARMACEUTICAL COS INC CMN STK Cmn 69888P106 1,295 52,208 Sh Shared-defined -- 52,208 PARAGON SHIPPING INC-CLASS A Cmn 69913R909 175 37,500 Sh Call Shared-defined 1 37,500 PARAGON SHIPPING INC-CLASS A Cmn 69913R309 10 2,075 Sh Shared-defined 1 2,075 PARAGON SHIPPING INC-CLASS A Cmn 69913R309 10 2,195 Sh Shared-defined -- 2,195 PARAMETRIC TECHNOLOGY CORP CMN STK Cmn 699173209 61 3,385 Sh Shared-defined 1 3,385 PARAMETRIC TECHNOLOGY CORP CMN STK Cmn 699173209 527 29,212 Sh Shared-defined -- 29,212 PAREXEL INTL CORP CMN STOCK Cmn 699462107 2,131 91,415 Sh Shared-defined -- 91,415 COLUMN TOTALS 6,463
FORM 13F Page 461 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PARKER DRILLING CO CMN STK Cmn 701081101 48 9,695 Sh Shared-defined 1 9,695 PARKER DRILLING CO CMN STK Cmn 701081101 1,384 280,827 Sh Shared-defined -- 280,827 PARKER DRILLING CO CMN STK Cmn 701081901 60 12,200 Sh Call Shared-defined 1 12,200 PARKER DRILLING CO CMN STK Cmn 701081951 17 3,500 Sh Put Shared-defined 1 3,500 PARKER HANNIFIN CORP Cmn 701094904 4,020 62,100 Sh Call Shared-defined 1 62,100 PARKER HANNIFIN CORP Cmn 701094954 7,335 113,300 Sh Put Shared-defined 1 113,300 PARKER HANNIFIN CORP Cmn 701094904 2,052 31,700 Sh Call Shared-defined -- 31,700 PARKER HANNIFIN CORP Cmn 701094954 1,865 28,800 Sh Put Shared-defined -- 28,800 PARKER HANNIFIN CORP Cmn 701094104 86 1,322 Sh Shared-defined 1 1,322 PARKER HANNIFIN CORP Cmn 701094104 25,764 397,955 Sh Shared-defined -- 397,955 PARKERVISION INC CMN STK Cmn 701354902 4 2,500 Sh Call Shared-defined 1 2,500 PARKERVISION INC CMN STK Cmn 701354952 12 7,200 Sh Put Shared-defined 1 7,200 PARKERVISION INC CMN STK Cmn 701354102 5 2,659 Sh Shared-defined 1 2,659 PARKERVISION INC CMN STK Cmn 701354102 6 3,650 Sh Shared-defined -- 3,650 COLUMN TOTALS 42,658
FORM 13F Page 462 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PARTNERRE LTD CMN STOCK Cmn G6852T905 3,850 48,300 Sh Call Shared-defined 1 48,300 PARTNERRE LTD CMN STOCK Cmn G6852T955 829 10,400 Sh Put Shared-defined 1 10,400 PARTNERRE LTD CMN STOCK Cmn G6852T105 18,842 236,356 Sh Shared-defined -- 236,356 PATRIOT COAL CORP COMMON STOCK Cmn 70336T904 7,343 358,900 Sh Call Shared-defined 1 358,900 PATRIOT COAL CORP COMMON STOCK Cmn 70336T954 5,250 256,600 Sh Put Shared-defined 1 256,600 PATRIOT COAL CORP COMMON STOCK Cmn 70336T904 2,251 110,000 Sh Call Shared-defined -- 110,000 PATRIOT COAL CORP COMMON STOCK Cmn 70336T954 1,080 52,800 Sh Put Shared-defined -- 52,800 PATRIOT COAL CORP COMMON STOCK Cmn 70336T104 192 9,400 Sh Shared-defined 1 9,400 PATTERSON COS INC CMN STK Cmn 703395903 3,086 99,400 Sh Call Shared-defined 1 99,400 PATTERSON COS INC CMN STK Cmn 703395953 916 29,500 Sh Put Shared-defined 1 29,500 PATTERSON COS INC CMN STK Cmn 703395903 2,226 71,700 Sh Call Shared-defined -- 71,700 PATTERSON COS INC CMN STK Cmn 703395953 562 18,100 Sh Put Shared-defined -- 18,100 PATTERSON COS INC CMN STK Cmn 703395103 75 2,413 Sh Shared-defined 1 2,413 PATTERSON COS INC CMN STK Cmn 703395103 370 11,924 Sh Shared-defined -- 11,924 COLUMN TOTALS 46,872
FORM 13F Page 463 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PATTERSON-UTI ENERGY COMMON STOCK Cmn 703481101 95 6,809 Sh Shared-defined 1 6,809 PATTERSON-UTI ENERGY COMMON STOCK Cmn 703481101 2,253 161,254 Sh Shared-defined -- 161,254 PATTERSON-UTI ENERGY COMMON STOCK Cmn 703481901 587 42,000 Sh Call Shared-defined 1 42,000 PATTERSON-UTI ENERGY COMMON STOCK Cmn 703481951 525 37,600 Sh Put Shared-defined 1 37,600 PATTERSON-UTI ENERGY COMMON STOCK Cmn 703481901 32 2,300 Sh Call Shared-defined -- 2,300 PATTERSON-UTI ENERGY COMMON STOCK Cmn 703481951 49 3,500 Sh Put Shared-defined -- 3,500 PAYCHEX INC CMN STK Cmn 704326907 2,625 85,500 Sh Call Shared-defined 1 85,500 PAYCHEX INC CMN STK Cmn 704326957 4,329 141,000 Sh Put Shared-defined 1 141,000 PAYCHEX INC CMN STK Cmn 704326907 746 24,300 Sh Call Shared-defined -- 24,300 PAYCHEX INC CMN STK Cmn 704326957 1,630 53,100 Sh Put Shared-defined -- 53,100 PAYCHEX INC CMN STK Cmn 704326107 1,390 45,290 Sh Shared-defined 1 45,290 PAYCHEX INC CMN STK Cmn 704326107 2,352 76,614 Sh Shared-defined -- 76,614 PDL BIOPHARMA INC CMN STK Cmn 69329Y954 14 2,300 Sh Put Shared-defined 1 2,300 PDL BIOPHARMA INC CMN STK Cmn 69329Y104 63 10,201 Sh Shared-defined 1 10,201 COLUMN TOTALS 16,690
FORM 13F Page 464 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PDL BIOPHARMA INC CMN STK Cmn 69329Y104 89 14,365 Sh Shared-defined -- 14,365 PEABODY ENERGY CORP COM SHS Cmn 704549104 2,786 60,955 Sh Shared-defined 1 60,955 PEABODY ENERGY CORP COM SHS Cmn 704549104 11,861 259,533 Sh Shared-defined -- 259,533 PEABODY ENERGY CORP COM SHS Cmn 704549904 21,356 467,300 Sh Call Shared-defined 1 467,300 PEABODY ENERGY CORP COM SHS Cmn 704549954 18,170 397,600 Sh Put Shared-defined 1 397,600 PEABODY ENERGY CORP COM SHS Cmn 704549904 4,383 95,900 Sh Call Shared-defined -- 95,900 PEABODY ENERGY CORP COM SHS Cmn 704549954 5,507 120,500 Sh Put Shared-defined -- 120,500 PEET'S COFFEE & TEA, INC. Cmn 705560100 42 1,064 Sh Shared-defined 1 1,064 PEET'S COFFEE & TEA, INC. Cmn 705560900 916 23,100 Sh Call Shared-defined 1 23,100 PEET'S COFFEE & TEA, INC. Cmn 705560950 757 19,100 Sh Put Shared-defined 1 19,100 PEET'S COFFEE & TEA, INC. Cmn 705560900 531 13,400 Sh Call Shared-defined -- 13,400 PEET'S COFFEE & TEA, INC. Cmn 705560950 32 800 Sh Put Shared-defined -- 800 PEGASYSTEMS INC CMN STOCK Cmn 705573903 130 3,500 Sh Call Shared-defined 1 3,500 PEGASYSTEMS INC CMN STOCK Cmn 705573953 155 4,200 Sh Put Shared-defined 1 4,200 COLUMN TOTALS 66,715
FORM 13F Page 465 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PEGASYSTEMS INC CMN STOCK Cmn 705573103 16 420 Sh Shared-defined 1 420 PEGASYSTEMS INC CMN STOCK Cmn 705573103 357 9,643 Sh Shared-defined -- 9,643 PENGROWTH ENERGY TRUST -A COMMON STOCK Cmn 706902909 888 76,200 Sh Call Shared-defined 1 76,200 PENGROWTH ENERGY TRUST -A COMMON STOCK Cmn 706902959 68 5,800 Sh Put Shared-defined 1 5,800 PENGROWTH ENERGY TRUST -A COMMON STOCK Cmn 706902509 9 732 Sh Shared-defined 1 732 PENGROWTH ENERGY TRUST -A COMMON STOCK Cmn 706902509 9 774 Sh Shared-defined -- 774 PENN NATIONAL GAMING INC CMN STOCK Cmn 707569909 1,788 64,300 Sh Call Shared-defined 1 64,300 PENN NATIONAL GAMING INC CMN STOCK Cmn 707569959 1,590 57,200 Sh Put Shared-defined 1 57,200 PENN NATIONAL GAMING INC CMN STOCK Cmn 707569909 256 9,200 Sh Call Shared-defined -- 9,200 PENN NATIONAL GAMING INC CMN STOCK Cmn 707569959 639 23,000 Sh Put Shared-defined -- 23,000 PENN NATIONAL GAMING INC CMN STOCK Cmn 707569109 261 9,406 Sh Shared-defined 1 9,406 PENN NATIONAL GAMING INC CMN STOCK Cmn 707569109 887 31,910 Sh Shared-defined -- 31,910 PENN VIRGINIA CORP CMN STK Cmn 707882906 453 18,500 Sh Call Shared-defined 1 18,500 PENN VIRGINIA CORP CMN STK Cmn 707882956 343 14,000 Sh Put Shared-defined 1 14,000 COLUMN TOTALS 7,564
FORM 13F Page 466 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PENN VIRGINIA CORP CMN STK Cmn 707882106 9 362 Sh Shared-defined 1 362 PENN VIRGINIA CORP CMN STK Cmn 707882106 1,045 42,635 Sh Shared-defined -- 42,635 PENN WEST ENERGY TRUST UNIT Cmn 707885909 2,304 109,100 Sh Call Shared-defined 1 109,100 PENN WEST ENERGY TRUST UNIT Cmn 707885959 904 42,800 Sh Put Shared-defined 1 42,800 PENN WEST ENERGY TRUST UNIT Cmn 707885909 585 27,700 Sh Call Shared-defined -- 27,700 PENN WEST ENERGY TRUST UNIT Cmn 707885959 127 6,000 Sh Put Shared-defined -- 6,000 PENN WEST ENERGY TRUST UNIT Cmn 707885109 244 11,541 Sh Shared-defined 1 11,541 PENN WEST ENERGY TRUST UNIT Cmn 707885109 6 300 Sh Shared-defined -- 300 PENNSYLVANIA RE INVS TRUST CMN STK Cmn 709102107 177 14,195 Sh Shared-defined 1 14,195 PENNSYLVANIA RE INVS TRUST CMN STK Cmn 709102107 37 2,997 Sh Shared-defined -- 2,997 PENNSYLVANIA RE INVS TRUST CMN STK Cmn 709102907 691 55,400 Sh Call Shared-defined 1 55,400 PENNSYLVANIA RE INVS TRUST CMN STK Cmn 709102957 589 47,200 Sh Put Shared-defined 1 47,200 PENSKE AUTO GROUP CMN STOCK Cmn 70959W903 559 38,800 Sh Call Shared-defined 1 38,800 PENSKE AUTO GROUP CMN STOCK Cmn 70959W953 149 10,300 Sh Put Shared-defined 1 10,300 COLUMN TOTALS 7,426
FORM 13F Page 467 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PENSKE AUTO GROUP CMN STOCK Cmn 70959W103 542 37,605 Sh Shared-defined -- 37,605 PENTAIR INC COMMON NASDAQ Cmn 709631105 1,869 52,473 Sh Shared-defined -- 52,473 PENTAIR INC COMMON NASDAQ Cmn 709631905 869 24,400 Sh Call Shared-defined 1 24,400 PENTAIR INC COMMON NASDAQ Cmn 709631955 438 12,300 Sh Put Shared-defined 1 12,300 PENWEST PHARMACEUTICALS CO CMN STOCK Cmn 709754905 3 1,000 Sh Call Shared-defined 1 1,000 PENWEST PHARMACEUTICALS CO CMN STOCK Cmn 709754955 59 17,100 Sh Put Shared-defined 1 17,100 PENWEST PHARMACEUTICALS CO CMN STOCK Cmn 709754105 9 2,719 Sh Shared-defined 1 2,719 PENWEST PHARMACEUTICALS CO CMN STOCK Cmn 709754105 1 206 Sh Shared-defined -- 206 PEOPLE'S UNITED FINANCIAL INC CMN STOCK Cmn 712704905 823 52,600 Sh Call Shared-defined 1 52,600 PEOPLE'S UNITED FINANCIAL INC CMN STOCK Cmn 712704955 136 8,700 Sh Put Shared-defined 1 8,700 PEOPLE'S UNITED FINANCIAL INC CMN STOCK Cmn 712704105 197 12,590 Sh Shared-defined 1 12,590 PEOPLE'S UNITED FINANCIAL INC CMN STOCK Cmn 712704105 24,281 1,552,464 Sh Shared-defined -- 1,552,464 PEP BOYS COMMON STOCK PBY Cmn 713278109 18 1,756 Sh Shared-defined 1 1,756 PEP BOYS COMMON STOCK PBY Cmn 713278909 118 11,700 Sh Call Shared-defined 1 11,700 COLUMN TOTALS 29,363
FORM 13F Page 468 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PEP BOYS COMMON STOCK PBY Cmn 713278959 65 6,500 Sh Put Shared-defined 1 6,500 PEPCO HOLDINGS INC CMN STK Cmn 713291902 75 4,400 Sh Call Shared-defined 1 4,400 PEPCO HOLDINGS INC CMN STK Cmn 713291952 38 2,200 Sh Put Shared-defined 1 2,200 PEPCO HOLDINGS INC CMN STK Cmn 713291102 82 4,793 Sh Shared-defined 1 4,793 PEPCO HOLDINGS INC CMN STK Cmn 713291102 2,929 170,781 Sh Shared-defined -- 170,781 PEPSICO INC Cmn 713448108 1,579 23,869 Sh Shared-defined 1 23,869 PEPSICO INC Cmn 713448108 57,410 867,743 Sh Shared-defined -- 867,743 PEPSICO INC Cmn 713448908 57,903 875,200 Sh Call Shared-defined 1 875,200 PEPSICO INC Cmn 713448958 52,716 796,800 Sh Put Shared-defined 1 796,800 PEPSICO INC Cmn 713448908 19,537 295,300 Sh Call Shared-defined -- 295,300 PEPSICO INC Cmn 713448958 11,995 181,300 Sh Put Shared-defined -- 181,300 PERFECT WORLD Depository CO-SPON ADR Receipt 71372U104 2,466 65,855 Sh Shared-defined 1 N/A PERFECT WORLD Depository CO-SPON ADR Receipt 71372U104 14,339 382,895 Sh Shared-defined -- N/A PERFICIENT INC Cmn 71375U101 20 1,750 Sh Shared-defined 1 1,750 COLUMN TOTALS 221,154
FORM 13F Page 469 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PERFICIENT INC Cmn 71375U101 132 11,739 Sh Shared-defined -- 11,739 PERKINELMER INC Cmn 714046109 171 7,161 Sh Shared-defined 1 7,161 PERKINELMER INC Cmn 714046109 18,820 787,430 Sh Shared-defined -- 787,430 PERMIAN BASIN ROYALTY TRUST CMN STK Cmn 714236906 70 4,000 Sh Call Shared-defined 1 4,000 PERMIAN BASIN ROYALTY TRUST CMN STK Cmn 714236956 46 2,600 Sh Put Shared-defined 1 2,600 PERMIAN BASIN ROYALTY TRUST CMN STK Cmn 714236106 28 1,616 Sh Shared-defined 1 1,616 PERMIAN BASIN ROYALTY TRUST CMN STK Cmn 714236106 114 6,483 Sh Shared-defined -- 6,483 PERRIGO COMPANY CMN STK Cmn 714290903 3,312 56,400 Sh Call Shared-defined 1 56,400 PERRIGO COMPANY CMN STK Cmn 714290953 3,106 52,900 Sh Put Shared-defined 1 52,900 PERRIGO COMPANY CMN STK Cmn 714290903 12 200 Sh Call Shared-defined -- 200 PERRIGO COMPANY CMN STK Cmn 714290953 1,597 27,200 Sh Put Shared-defined -- 27,200 PERRIGO COMPANY CMN STK Cmn 714290103 1,413 24,064 Sh Shared-defined 1 24,064 PERRIGO COMPANY CMN STK Cmn 714290103 23 400 Sh Shared-defined -- 400 PETMED EXPRESS INC COMMON STOCK Cmn 716382906 1,137 51,300 Sh Call Shared-defined 1 51,300 COLUMN TOTALS 29,981
FORM 13F Page 470 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PETMED EXPRESS INC COMMON STOCK Cmn 716382956 847 38,200 Sh Put Shared-defined 1 38,200 PETMED EXPRESS INC COMMON STOCK Cmn 716382106 14 626 Sh Shared-defined 1 626 PETMED EXPRESS INC COMMON STOCK Cmn 716382106 80 3,627 Sh Shared-defined -- 3,627 PETROBRAS ENERGIA Depository SA-ADR Receipt 71646J109 328 19,692 Sh Shared-defined -- N/A PETROCHINA CO LTD Depository - -ADS 1:100 H SHRS Receipt 71646E100 135 1,149 Sh Shared-defined 1 N/A PETROCHINA CO LTD Depository - -ADS 1:100 H SHRS Receipt 71646E100 256 2,185 Sh Shared-defined -- N/A PETROHAWK ENERGY CORP COMMON STOCK Cmn 716495906 5,226 257,700 Sh Call Shared-defined 1 257,700 PETROHAWK ENERGY CORP COMMON STOCK Cmn 716495956 6,469 319,000 Sh Put Shared-defined 1 319,000 PETROHAWK ENERGY CORP COMMON STOCK Cmn 716495906 21,858 1,077,800 Sh Call Shared-defined -- 1,077,800 PETROHAWK ENERGY CORP COMMON STOCK Cmn 716495956 2,320 114,400 Sh Put Shared-defined -- 114,400 PETROHAWK ENERGY CORP COMMON STOCK Cmn 716495106 4,839 238,596 Sh Shared-defined 1 238,596 PETROHAWK ENERGY CORP COMMON STOCK Cmn 716495106 49,003 2,416,336 Sh Shared-defined -- 2,416,336 PETROLEO BRASILEIRO S.A. Depository - -ADR 1:1 Receipt 71654V408 1,240 27,882 Sh Shared-defined 1 N/A PETROLEO BRASILEIRO S.A. Depository - -ADR 1:1 Receipt 71654V408 687 15,431 Sh Shared-defined -- N/A COLUMN TOTALS 93,302
FORM 13F Page 471 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PETROLEO BRASILEIRO SA-PREF Depository ADR 1:1 Receipt 71654V101 258 6,524 Sh Shared-defined 1 N/A PETROLEO BRASILEIRO SA-PREF Depository ADR 1:1 Receipt 71654V101 6,338 160,088 Sh Shared-defined -- N/A PETROLEUM DEVELOPMENT CORP CMN STK Cmn 716578909 338 14,600 Sh Call Shared-defined 1 14,600 PETROLEUM DEVELOPMENT CORP CMN STK Cmn 716578959 260 11,200 Sh Put Shared-defined 1 11,200 PETROLEUM DEVELOPMENT CORP CMN STK Cmn 716578109 20 878 Sh Shared-defined 1 878 PETROLEUM DEVELOPMENT CORP CMN STK Cmn 716578109 4,691 202,468 Sh Shared-defined -- 202,468 PETROQUEST ENERGY INC CMN STOCK Cmn 716748908 46 9,100 Sh Call Shared-defined 1 9,100 PETROQUEST ENERGY INC CMN STOCK Cmn 716748958 70 14,000 Sh Put Shared-defined 1 14,000 PETROQUEST ENERGY INC CMN STOCK Cmn 716748108 125 24,873 Sh Shared-defined 1 24,873 PETROQUEST ENERGY INC CMN STOCK Cmn 716748108 85 16,972 Sh Shared-defined -- 16,972 PETSMART INC CMN STK Cmn 716768906 1,246 39,000 Sh Call Shared-defined 1 39,000 PETSMART INC CMN STK Cmn 716768956 1,547 48,400 Sh Put Shared-defined 1 48,400 PETSMART INC CMN STK Cmn 716768106 39,559 1,237,756 Sh Shared-defined -- 1,237,756 PFIZER INC Cmn 717081103 28,393 1,655,557 Sh Shared-defined 1 1,655,557 COLUMN TOTALS 82,976
FORM 13F Page 472 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PFIZER INC Cmn 717081103 30,605 1,784,573 Sh Shared-defined -- 1,784,573 PFIZER INC Cmn 717081903 15,143 883,000 Sh Call Shared-defined 1 883,000 PFIZER INC Cmn 717081953 43,966 2,563,600 Sh Put Shared-defined 1 2,563,600 PFIZER INC Cmn 717081903 2,639 153,900 Sh Call Shared-defined -- 153,900 PFIZER INC Cmn 717081953 15,435 900,000 Sh Put Shared-defined -- 900,000 PG&E CORP Cmn 69331C108 883 20,817 Sh Shared-defined 1 20,817 PG&E CORP Cmn 69331C108 753 17,745 Sh Shared-defined -- 17,745 PG&E CORP Cmn 69331C908 1,213 28,600 Sh Call Shared-defined 1 28,600 PG&E CORP Cmn 69331C958 42 1,000 Sh Put Shared-defined 1 1,000 PG&E CORP 9.50% CB 06/30/2010 - REGISTERED Bond 69331CAD0 243,987 86,418,000 Prn Shared-defined -- N/A PHARMACEUTICAL PRODUCT DEVELOPMENT INC Cmn 717124901 504 21,200 Sh Call Shared-defined 1 21,200 PHARMACEUTICAL PRODUCT DEVELOPMENT INC Cmn 717124951 1,558 65,600 Sh Put Shared-defined 1 65,600 PHARMACEUTICAL PRODUCT DEVELOPMENT INC Cmn 717124101 820 34,522 Sh Shared-defined 1 34,522 PHARMACEUTICAL PRODUCT DEVELOPMENT INC Cmn 717124101 4,406 185,525 Sh Shared-defined -- 185,525 COLUMN TOTALS 361,954
FORM 13F Page 473 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PHARMASSET INC Cmn 71715N106 3,996 149,108 Sh Shared-defined -- 149,108 PHARMERICA CORP Cmn 71714F104 115 6,294 Sh Shared-defined -- 6,294 PHARMERICA CORP Cmn 71714F904 60 3,300 Sh Call Shared-defined 1 3,300 PHARMERICA CORP Cmn 71714F954 56 3,100 Sh Put Shared-defined 1 3,100 PHASE FORWARD INCORPORATED COMMON STOCK Cmn 71721R406 296 22,641 Sh Shared-defined -- 22,641 PHH CORPORATION WHEN ISSUED COMMON STOCK Cmn 693320902 629 26,700 Sh Call Shared-defined 1 26,700 PHH CORPORATION WHEN ISSUED COMMON STOCK Cmn 693320952 26 1,100 Sh Put Shared-defined 1 1,100 PHH CORPORATION WHEN ISSUED COMMON STOCK Cmn 693320202 1,123 47,652 Sh Shared-defined -- 47,652 PHILIP MORRIS INTERNATIONAL Cmn 718172109 351 6,738 Sh Shared-defined 1 6,738 PHILIP MORRIS INTERNATIONAL Cmn 718172909 36,773 705,000 Sh Call Shared-defined 1 705,000 PHILIP MORRIS INTERNATIONAL Cmn 718172959 14,600 279,900 Sh Put Shared-defined 1 279,900 PHILIP MORRIS INTERNATIONAL Cmn 718172909 7,574 145,200 Sh Call Shared-defined -- 145,200 PHILIP MORRIS INTERNATIONAL Cmn 718172959 4,350 83,400 Sh Put Shared-defined -- 83,400 PHILIPS ELECTRONICS-NY SHR Depository - -ADR 1:1 Receipt 500472303 6 175 Sh Shared-defined 1 N/A COLUMN TOTALS 69,955
FORM 13F Page 474 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PHILIPS ELECTRONICS-NY SHR Depository - -ADR 1:1 Receipt 500472303 273 8,530 Sh Shared-defined -- N/A PHILLIPS-VAN HEUSEN CMN STK Cmn 718592908 3,551 61,900 Sh Call Shared-defined 1 61,900 PHILLIPS-VAN HEUSEN CMN STK Cmn 718592958 2,696 47,000 Sh Put Shared-defined 1 47,000 PHILLIPS-VAN HEUSEN CMN STK Cmn 718592108 901 15,703 Sh Shared-defined 1 15,703 PHILLIPS-VAN HEUSEN CMN STK Cmn 718592108 9,771 170,339 Sh Shared-defined -- 170,339 PHOENIX TECHNOLOGIES LTD CMN STK Cmn 719153108 8 2,550 Sh Shared-defined 1 2,550 PHOENIX TECHNOLOGIES LTD CMN STK Cmn 719153108 26 8,000 Sh Shared-defined -- 8,000 PHOTRONICS INC 5.5% CB 10/01/2014-REGISTERED Bond 719405AF9 13,013 10,347,000 Prn Shared-defined -- N/A PHOTRONICS INC CMN STK Cmn 719405902 132 26,000 Sh Call Shared-defined 1 26,000 PHOTRONICS INC CMN STK Cmn 719405952 5 1,000 Sh Put Shared-defined 1 1,000 PHOTRONICS INC CMN STK Cmn 719405102 183 35,863 Sh Shared-defined -- 35,863 PIEDMONT NATURAL GAS CO CMN STK Cmn 720186105 551 19,983 Sh Shared-defined -- 19,983 PIER 1 IMPORTS COMMON STOCK Cmn 720279108 181 28,477 Sh Shared-defined 1 28,477 PIER 1 IMPORTS COMMON STOCK Cmn 720279108 519 81,457 Sh Shared-defined -- 81,457 COLUMN TOTALS 31,810
FORM 13F Page 475 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PIER 1 IMPORTS COMMON STOCK Cmn 720279908 25 4,000 Sh Call Shared-defined 1 4,000 PIER 1 IMPORTS COMMON STOCK Cmn 720279958 74 11,600 Sh Put Shared-defined 1 11,600 PIKE ELECTRIC CORP COMMON STOCK Cmn 721283909 68 7,300 Sh Call Shared-defined 1 7,300 PIKE ELECTRIC CORP COMMON STOCK Cmn 721283959 17 1,800 Sh Put Shared-defined 1 1,800 PIKE ELECTRIC CORP COMMON STOCK Cmn 721283109 9 942 Sh Shared-defined 1 942 PIKE ELECTRIC CORP COMMON STOCK Cmn 721283109 2 161 Sh Shared-defined -- 161 PILGRIM'S PRIDE CORP Cmn 72147K108 28 2,606 Sh Shared-defined 1 2,606 PILGRIM'S PRIDE CORP Cmn 72147K108 598 56,214 Sh Shared-defined -- 56,214 PILGRIM'S PRIDE CORP Cmn 72147K908 11 1,000 Sh Call Shared-defined 1 1,000 PILGRIM'S PRIDE CORP Cmn 72147K958 2 200 Sh Put Shared-defined 1 200 PINNACLE AIRLINES CORPORATION COMMON STOCK Cmn 723443107 113 15,161 Sh Shared-defined -- 15,161 PINNACLE ENTMT COMMON STOCK Cmn 723456909 201 20,600 Sh Call Shared-defined 1 20,600 PINNACLE ENTMT COMMON STOCK Cmn 723456959 5 500 Sh Put Shared-defined 1 500 PINNACLE ENTMT COMMON STOCK Cmn 723456109 151 15,462 Sh Shared-defined 1 15,462 COLUMN TOTALS 1,304
FORM 13F Page 476 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PINNACLE ENTMT COMMON STOCK Cmn 723456109 1,183 121,429 Sh Shared-defined -- 121,429 PINNACLE WEST COMMON STOCK Cmn 723484901 79 2,100 Sh Call Shared-defined 1 2,100 PINNACLE WEST COMMON STOCK Cmn 723484951 204 5,400 Sh Put Shared-defined 1 5,400 PINNACLE WEST COMMON STOCK Cmn 723484101 -- 4 Sh Shared-defined 1 4 PINNACLE WEST COMMON STOCK Cmn 723484101 5,717 151,523 Sh Shared-defined -- 151,523 PIONEER DRILLING COMPANY COMMON STOCK Cmn 723655906 35 5,000 Sh Call Shared-defined 1 5,000 PIONEER DRILLING COMPANY COMMON STOCK Cmn 723655956 1,753 249,000 Sh Put Shared-defined 1 249,000 PIONEER DRILLING COMPANY COMMON STOCK Cmn 723655106 939 133,440 Sh Shared-defined 1 133,440 PIONEER NATURAL RESOURCES CO Cmn 723787107 179 3,170 Sh Shared-defined 1 3,170 PIONEER NATURAL RESOURCES CO Cmn 723787907 4,185 74,300 Sh Call Shared-defined 1 74,300 PIONEER NATURAL RESOURCES CO Cmn 723787957 5,367 95,300 Sh Put Shared-defined 1 95,300 PIONEER NATURAL RESOURCES CO Cmn 723787107 33,429 593,552 Sh Shared-defined -- 593,552 PIONEER NATURAL RESOURCES CO Cmn 723787907 1,064 18,900 Sh Call Shared-defined -- 18,900 PIONEER NATURAL RESOURCES CO Cmn 723787957 377 6,700 Sh Put Shared-defined -- 6,700 COLUMN TOTALS 54,511
FORM 13F Page 477 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PIPER JAFFRAY COS INC COMMON STOCK Cmn 724078900 1,318 32,700 Sh Call Shared-defined 1 32,700 PIPER JAFFRAY COS INC COMMON STOCK Cmn 724078950 1,092 27,100 Sh Put Shared-defined 1 27,100 PIPER JAFFRAY COS INC COMMON STOCK Cmn 724078100 358 8,876 Sh Shared-defined 1 8,876 PIPER JAFFRAY COS INC COMMON STOCK Cmn 724078100 1,730 42,932 Sh Shared-defined -- 42,932 PITNEY BOWES INC Cmn 724479100 1,170 47,866 Sh Shared-defined 1 47,866 PITNEY BOWES INC Cmn 724479100 1,382 56,513 Sh Shared-defined -- 56,513 PITNEY BOWES INC Cmn 724479900 83 3,400 Sh Call Shared-defined 1 3,400 PITNEY BOWES INC Cmn 724479950 1,753 71,700 Sh Put Shared-defined 1 71,700 PLAINS ALL AMERICAN PIPELINE LP Cmn 726503105 513 9,012 Sh Shared-defined 1 9,012 PLAINS ALL AMERICAN PIPELINE LP Cmn 726503905 1,201 21,100 Sh Call Shared-defined 1 21,100 PLAINS ALL AMERICAN PIPELINE LP Cmn 726503955 3,283 57,700 Sh Put Shared-defined 1 57,700 PLAINS EXPLORATION & PRODUCT COMMON STOCK Cmn 726505100 1,000 33,340 Sh Shared-defined 1 33,340 PLAINS EXPLORATION & PRODUCT COMMON STOCK Cmn 726505100 937 31,258 Sh Shared-defined -- 31,258 PLAINS EXPLORATION & PRODUCT COMMON STOCK Cmn 726505900 7,776 259,300 Sh Call Shared-defined 1 259,300 COLUMN TOTALS 23,596
FORM 13F Page 478 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PLAINS EXPLORATION & PRODUCT COMMON STOCK Cmn 726505950 4,358 145,300 Sh Put Shared-defined 1 145,300 PLAINS EXPLORATION & PRODUCT COMMON STOCK Cmn 726505900 1,458 48,600 Sh Call Shared-defined -- 48,600 PLAINS EXPLORATION & PRODUCT COMMON STOCK Cmn 726505950 1,353 45,100 Sh Put Shared-defined -- 45,100 PLANTRONICS INC CMN STK Cmn 727493908 566 18,100 Sh Call Shared-defined 1 18,100 PLANTRONICS INC CMN STK Cmn 727493958 344 11,000 Sh Put Shared-defined 1 11,000 PLANTRONICS INC CMN STK Cmn 727493108 2,879 92,031 Sh Shared-defined -- 92,031 PLATINUM UNDERWRITERS HOLDINGS LTD CMN STK Cmn G7127P100 10 271 Sh Shared-defined 1 271 PLATINUM UNDERWRITERS HOLDINGS LTD CMN STK Cmn G7127P100 14,090 379,981 Sh Shared-defined -- 379,981 PLEXUS CORP Cmn 729132900 512 14,200 Sh Call Shared-defined 1 14,200 PLEXUS CORP Cmn 729132950 220 6,100 Sh Put Shared-defined 1 6,100 PLUM CREEK TIMBER INC -LP CMN STK Cmn 729251908 3,451 88,700 Sh Call Shared-defined 1 88,700 PLUM CREEK TIMBER INC -LP CMN STK Cmn 729251958 1,786 45,900 Sh Put Shared-defined 1 45,900 PLUM CREEK TIMBER INC -LP CMN STK Cmn 729251908 977 25,100 Sh Call Shared-defined -- 25,100 PLUM CREEK TIMBER INC -LP CMN STK Cmn 729251958 125 3,200 Sh Put Shared-defined -- 3,200 COLUMN TOTALS 32,129
FORM 13F Page 479 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PLUM CREEK TIMBER INC -LP CMN STK Cmn 729251108 410 10,542 Sh Shared-defined -- 10,542 PMC - SIERRA INC CMN STK Cmn 69344F906 2,639 295,800 Sh Call Shared-defined 1 295,800 PMC - SIERRA INC CMN STK Cmn 69344F956 1,012 113,500 Sh Put Shared-defined 1 113,500 PMC - SIERRA INC CMN STK Cmn 69344F906 890 99,800 Sh Call Shared-defined -- 99,800 PMC - SIERRA INC CMN STK Cmn 69344F956 151 16,900 Sh Put Shared-defined -- 16,900 PMC - SIERRA INC CMN STK Cmn 69344F106 47,956 5,376,244 Sh Shared-defined -- 5,376,244 PMI GROUP INC CMN STOCK Cmn 69344M101 4 766 Sh Shared-defined -- 766 PMI GROUP INC CMN STOCK Cmn 69344M901 183 33,800 Sh Call Shared-defined 1 33,800 PMI GROUP INC CMN STOCK Cmn 69344M951 138 25,400 Sh Put Shared-defined 1 25,400 PNC 1.8000% 01/01/9999 Pref Stk 693475501 7 68 Sh Shared-defined 1 N/A PNC FINANCIAL SERVICES GROUP Cmn 693475105 296 4,950 Sh Shared-defined 1 4,950 PNC FINANCIAL SERVICES GROUP Cmn 693475905 23,361 391,300 Sh Call Shared-defined 1 391,300 PNC FINANCIAL SERVICES GROUP Cmn 693475955 28,543 478,100 Sh Put Shared-defined 1 478,100 PNC FINANCIAL SERVICES GROUP Cmn 693475105 64,439 1,079,373 Sh Shared-defined -- 1,079,373 COLUMN TOTALS 170,029
FORM 13F Page 480 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PNC FINANCIAL SERVICES GROUP Cmn 693475905 7,092 118,800 Sh Call Shared-defined -- 118,800 PNC FINANCIAL SERVICES GROUP Cmn 693475955 5,224 87,500 Sh Put Shared-defined -- 87,500 PNM RESOURCES INC CMN STK Cmn 69349H907 163 13,000 Sh Call Shared-defined 1 13,000 PNM RESOURCES INC CMN STK Cmn 69349H957 38 3,000 Sh Put Shared-defined 1 3,000 PNM RESOURCES INC CMN STK Cmn 69349H107 12 944 Sh Shared-defined 1 944 PNM RESOURCES INC CMN STK Cmn 69349H107 485 38,680 Sh Shared-defined -- 38,680 POLARIS INDS INC CMN STK Cmn 731068902 1,458 28,500 Sh Call Shared-defined 1 28,500 POLARIS INDS INC CMN STK Cmn 731068952 1,586 31,000 Sh Put Shared-defined 1 31,000 POLARIS INDS INC CMN STK Cmn 731068102 34 658 Sh Shared-defined 1 658 POLARIS INDS INC CMN STK Cmn 731068102 718 14,032 Sh Shared-defined -- 14,032 POLO RALPH LAUREN CORP CMN STK-CLASS A Cmn 731572903 9,754 114,700 Sh Call Shared-defined 1 114,700 POLO RALPH LAUREN CORP CMN STK-CLASS A Cmn 731572953 13,113 154,200 Sh Put Shared-defined 1 154,200 POLO RALPH LAUREN CORP CMN STK-CLASS A Cmn 731572903 3,317 39,000 Sh Call Shared-defined -- 39,000 POLO RALPH LAUREN CORP CMN STK-CLASS A Cmn 731572953 4,184 49,200 Sh Put Shared-defined -- 49,200 COLUMN TOTALS 47,178
FORM 13F Page 481 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- POLO RALPH LAUREN CORP CMN STK-CLASS A Cmn 731572103 129 1,515 Sh Shared-defined 1 1,515 POLO RALPH LAUREN CORP CMN STK-CLASS A Cmn 731572103 364 4,276 Sh Shared-defined -- 4,276 POLYCOM INC CMN STOCK Cmn 73172K904 2,098 68,600 Sh Call Shared-defined 1 68,600 POLYCOM INC CMN STOCK Cmn 73172K954 1,024 33,500 Sh Put Shared-defined 1 33,500 POLYCOM INC CMN STOCK Cmn 73172K904 291 9,500 Sh Call Shared-defined -- 9,500 POLYCOM INC CMN STOCK Cmn 73172K954 642 21,000 Sh Put Shared-defined -- 21,000 POLYCOM INC CMN STOCK Cmn 73172K104 28,468 930,945 Sh Shared-defined -- 930,945 POLYONE CORP Cmn 73179P106 3 316 Sh Shared-defined 1 316 POLYONE CORP Cmn 73179P106 609 59,427 Sh Shared-defined -- 59,427 PONIARD PHARMACEUTICALS INCCOMMON STOCK Cmn 732449901 78 67,500 Sh Call Shared-defined 1 67,500 PONIARD PHARMACEUTICALS INCCOMMON STOCK Cmn 732449951 84 72,700 Sh Put Shared-defined 1 72,700 PONIARD PHARMACEUTICALS INCCOMMON STOCK Cmn 732449301 63 54,808 Sh Shared-defined 1 54,808 PONIARD PHARMACEUTICALS INCCOMMON STOCK Cmn 732449301 20 17,800 Sh Shared-defined -- 17,800 POOL CORP CMN STOCK Cmn 73278L905 125 5,500 Sh Call Shared-defined 1 5,500 COLUMN TOTALS 33,998
FORM 13F Page 482 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- POOL CORP CMN STOCK Cmn 73278L955 573 25,300 Sh Put Shared-defined 1 25,300 POOL CORP CMN STOCK Cmn 73278L105 41 1,825 Sh Shared-defined 1 1,825 POOL CORP CMN STOCK Cmn 73278L105 4,712 208,111 Sh Shared-defined -- 208,111 POPULAR INC CMN STK Cmn 733174106 198 67,882 Sh Shared-defined 1 67,882 POPULAR INC CMN STK Cmn 733174106 14,804 5,087,190 Sh Shared-defined -- 5,087,190 POPULAR INC CMN STK Cmn 733174906 469 161,100 Sh Call Shared-defined 1 161,100 POPULAR INC CMN STK Cmn 733174956 22 7,400 Sh Put Shared-defined 1 7,400 PORTFOLIO RECOVERY ASSOCIATES INC COMMON STOCK Cmn 73640Q905 2,118 38,600 Sh Call Shared-defined 1 38,600 PORTFOLIO RECOVERY ASSOCIATES INC COMMON STOCK Cmn 73640Q955 422 7,700 Sh Put Shared-defined 1 7,700 PORTFOLIO RECOVERY ASSOCIATES INC COMMON STOCK Cmn 73640Q105 13 241 Sh Shared-defined 1 241 PORTFOLIO RECOVERY ASSOCIATES INC COMMON STOCK Cmn 73640Q105 86 1,576 Sh Shared-defined -- 1,576 PORTLAND GENERAL ELECTRIC CO Cmn 736508907 104 5,400 Sh Call Shared-defined 1 5,400 PORTLAND GENERAL ELECTRIC CO Cmn 736508957 56 2,900 Sh Put Shared-defined 1 2,900 PORTLAND GENERAL ELECTRIC CO Cmn 736508847 32 1,653 Sh Shared-defined 1 1,653 COLUMN TOTALS 23,650
FORM 13F Page 483 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PORTLAND GENERAL ELECTRIC CO Cmn 736508847 1,659 85,926 Sh Shared-defined -- 85,926 POSCO ADR 1:.25 Depository Receipt 693483109 21 181 Sh Shared-defined 1 N/A POSCO ADR 1:.25 Depository Receipt 693483109 759 6,488 Sh Shared-defined -- N/A POST PROPERTIES INC CMN STK Cmn 737464907 266 12,100 Sh Call Shared-defined 1 12,100 POST PROPERTIES INC CMN STK Cmn 737464957 110 5,000 Sh Put Shared-defined 1 5,000 POST PROPERTIES INC CMN STK Cmn 737464107 1,747 79,354 Sh Shared-defined -- 79,354 POTASH CORP OF SASKATCHEWAN-NYSE CMN STOCK Cmn 73755L107 23,268 194,959 Sh Shared-defined 1 194,959 POTASH CORP OF SASKATCHEWAN-NYSE CMN STOCK Cmn 73755L107 13,981 117,141 Sh Shared-defined -- 117,141 POTASH CORP OF SASKATCHEWAN-NYSE CMN STOCK Cmn 73755L907 119,565 1,001,800 Sh Call Shared-defined 1 1,001,800 POTASH CORP OF SASKATCHEWAN-NYSE CMN STOCK Cmn 73755L957 74,606 625,100 Sh Put Shared-defined 1 625,100 POTASH CORP OF SASKATCHEWAN-NYSE CMN STOCK Cmn 73755L907 15,957 133,700 Sh Call Shared-defined -- 133,700 POTASH CORP OF SASKATCHEWAN-NYSE CMN STOCK Cmn 73755L957 14,907 124,900 Sh Put Shared-defined -- 124,900 POTLATCH CORP Cmn 737630103 26 753 Sh Shared-defined 1 753 POTLATCH CORP Cmn 737630103 411 11,736 Sh Shared-defined -- 11,736 COLUMN TOTALS 267,283
FORM 13F Page 484 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- POTLATCH CORP Cmn 737630903 1,058 30,200 Sh Call Shared-defined 1 30,200 POTLATCH CORP Cmn 737630953 263 7,500 Sh Put Shared-defined 1 7,500 POWELL INDUSTRIES INC CMN STK Cmn 739128106 268 8,244 Sh Shared-defined -- 8,244 POWER INTEGRATIONS INC CMN STOCK Cmn 739276903 626 15,200 Sh Call Shared-defined 1 15,200 POWER INTEGRATIONS INC CMN STOCK Cmn 739276953 540 13,100 Sh Put Shared-defined 1 13,100 POWER INTEGRATIONS INC CMN STOCK Cmn 739276103 47 1,131 Sh Shared-defined 1 1,131 POWER INTEGRATIONS INC CMN STOCK Cmn 739276103 157 3,800 Sh Shared-defined -- 3,800 POWER-ONE INC CMN STOCK Cmn 739308104 125 29,640 Sh Shared-defined -- 29,640 POZEN INC Cmn 73941U102 94 9,863 Sh Shared-defined 1 9,863 POZEN INC Cmn 73941U902 13 1,400 Sh Call Shared-defined 1 1,400 POZEN INC Cmn 73941U102 104 10,838 Sh Shared-defined -- 10,838 PPG INDS INC Cmn 693506107 316 4,834 Sh Shared-defined 1 4,834 PPG INDS INC Cmn 693506107 1,294 19,787 Sh Shared-defined -- 19,787 PPG INDS INC Cmn 693506907 3,865 59,100 Sh Call Shared-defined 1 59,100 COLUMN TOTALS 8,770
FORM 13F Page 485 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PPG INDS INC Cmn 693506957 5,605 85,700 Sh Put Shared-defined 1 85,700 PPG INDS INC Cmn 693506907 222 3,400 Sh Call Shared-defined -- 3,400 PPG INDS INC Cmn 693506957 392 6,000 Sh Put Shared-defined -- 6,000 PPL CORPORATION CMN STK Cmn 69351T906 1,020 36,800 Sh Call Shared-defined 1 36,800 PPL CORPORATION CMN STK Cmn 69351T956 684 24,700 Sh Put Shared-defined 1 24,700 PPL CORPORATION CMN STK Cmn 69351T106 6,991 252,297 Sh Shared-defined -- 252,297 PRAXAIR INC Cmn 74005P904 6,366 76,700 Sh Call Shared-defined 1 76,700 PRAXAIR INC Cmn 74005P954 6,723 81,000 Sh Put Shared-defined 1 81,000 PRAXAIR INC Cmn 74005P104 7,704 92,814 Sh Shared-defined -- 92,814 PRAXAIR INC Cmn 74005P904 1,594 19,200 Sh Call Shared-defined -- 19,200 PRAXAIR INC Cmn 74005P954 374 4,500 Sh Put Shared-defined -- 4,500 PRECISION CASTPARTS CORP CMN STK Cmn 740189905 9,972 78,700 Sh Call Shared-defined 1 78,700 PRECISION CASTPARTS CORP CMN STK Cmn 740189955 19,513 154,000 Sh Put Shared-defined 1 154,000 PRECISION CASTPARTS CORP CMN STK Cmn 740189905 2,027 16,000 Sh Call Shared-defined -- 16,000 COLUMN TOTALS 69,187
FORM 13F Page 486 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PRECISION CASTPARTS CORP CMN STK Cmn 740189955 3,256 25,700 Sh Put Shared-defined -- 25,700 PRECISION CASTPARTS CORP CMN STK Cmn 740189105 29,205 230,486 Sh Shared-defined -- 230,486 PRECISION DRILLING TRUST Cmn 740215108 270 35,191 Sh Shared-defined 1 35,191 PRECISION DRILLING TRUST Cmn 740215908 33 4,300 Sh Call Shared-defined 1 4,300 PRECISION DRILLING TRUST Cmn 740215958 273 35,600 Sh Put Shared-defined 1 35,600 PRECISION DRILLING TRUST Cmn 740215108 1,952 254,449 Sh Shared-defined -- 254,449 PREMIER EXHIBITIONS INC COMMON STOCK Cmn 74051E902 14 8,600 Sh Call Shared-defined 1 8,600 PREMIER EXHIBITIONS INC COMMON STOCK Cmn 74051E952 3 1,800 Sh Put Shared-defined 1 1,800 PREMIER EXHIBITIONS INC COMMON STOCK Cmn 74051E102 3 1,598 Sh Shared-defined 1 1,598 PREMIERWEST BANCORP CMN STOCK Cmn 740921101 15 32,799 Sh Shared-defined 1 32,799 PREPAID LEGAL SERVICES INC CMN STK Cmn 740065907 352 9,300 Sh Call Shared-defined 1 9,300 PREPAID LEGAL SERVICES INC CMN STK Cmn 740065957 1,639 43,300 Sh Put Shared-defined 1 43,300 PREPAID LEGAL SERVICES INC CMN STK Cmn 740065107 37 976 Sh Shared-defined 1 976 PREPAID LEGAL SERVICES INC CMN STK Cmn 740065107 900 23,783 Sh Shared-defined -- 23,783 COLUMN TOTALS 37,952
FORM 13F Page 487 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PRESIDENTIAL LIFE CORP CMN STK Cmn 740884101 183 18,349 Sh Shared-defined -- 18,349 PRESSTEK INC CMN STK Cmn 741113904 30 6,700 Sh Call Shared-defined 1 6,700 PRESSTEK INC CMN STK Cmn 741113954 17 3,700 Sh Put Shared-defined 1 3,700 PRESSTEK INC CMN STK Cmn 741113104 5 1,086 Sh Shared-defined 1 1,086 PRESSTEK INC CMN STK Cmn 741113104 5 1,055 Sh Shared-defined -- 1,055 PRICE (T. ROWE) GROUP CMN STK Cmn 74144T908 6,658 121,200 Sh Call Shared-defined 1 121,200 PRICE (T. ROWE) GROUP CMN STK Cmn 74144T958 2,428 44,200 Sh Put Shared-defined 1 44,200 PRICE (T. ROWE) GROUP CMN STK Cmn 74144T908 1,983 36,100 Sh Call Shared-defined -- 36,100 PRICE (T. ROWE) GROUP CMN STK Cmn 74144T958 192 3,500 Sh Put Shared-defined -- 3,500 PRICE (T. ROWE) GROUP CMN STK Cmn 74144T108 12,642 230,154 Sh Shared-defined -- 230,154 PRICELINE.COM INC 0.75% CB 9/30/2013-REGISTERED Bond 741503AL0 485,011 76,870,000 Prn Shared-defined -- N/A PRICELINE.COM INC. CMN Cmn 741503403 879 3,448 Sh Shared-defined 1 3,448 PRICELINE.COM INC. CMN Cmn 741503403 166 651 Sh Shared-defined -- 651 PRICELINE.COM INC. CMN Cmn 741503903 60,741 238,200 Sh Call Shared-defined 1 238,200 COLUMN TOTALS 570,940
FORM 13F Page 488 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PRICELINE.COM INC. CMN Cmn 741503953 83,997 329,400 Sh Put Shared-defined 1 329,400 PRICELINE.COM INC. CMN Cmn 741503903 24,710 96,900 Sh Call Shared-defined -- 96,900 PRICELINE.COM INC. CMN Cmn 741503953 18,590 72,900 Sh Put Shared-defined -- 72,900 PRIDE INTERNATIONAL, INC. CMN STK Cmn 74153Q902 1,626 54,000 Sh Call Shared-defined 1 54,000 PRIDE INTERNATIONAL, INC. CMN STK Cmn 74153Q952 2,668 88,600 Sh Put Shared-defined 1 88,600 PRIDE INTERNATIONAL, INC. CMN STK Cmn 74153Q102 1,830 60,775 Sh Shared-defined 1 60,775 PRIDE INTERNATIONAL, INC. CMN STK Cmn 74153Q102 26,405 876,967 Sh Shared-defined -- 876,967 PRINCIPAL FINANCIAL GROUP Cmn 74251V902 4,084 139,800 Sh Call Shared-defined 1 139,800 PRINCIPAL FINANCIAL GROUP Cmn 74251V952 932 31,900 Sh Put Shared-defined 1 31,900 PRINCIPAL FINANCIAL GROUP Cmn 74251V102 574 19,651 Sh Shared-defined -- 19,651 PRINCIPAL FINANCIAL GROUP Cmn 74251V902 961 32,900 Sh Call Shared-defined -- 32,900 PRINCIPAL FINANCIAL GROUP Cmn 74251V952 137 4,700 Sh Put Shared-defined -- 4,700 PRIVATEBANCORP INC(IPO) CMN STOCK Cmn 742962903 132 9,600 Sh Call Shared-defined 1 9,600 PRIVATEBANCORP INC(IPO) CMN STOCK Cmn 742962953 1,766 128,900 Sh Put Shared-defined 1 128,900 COLUMN TOTALS 168,412
FORM 13F Page 489 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PRIVATEBANCORP INC(IPO) CMN STOCK Cmn 742962953 52 3,800 Sh Put Shared-defined -- 3,800 PRIVATEBANCORP INC(IPO) CMN STOCK Cmn 742962103 1,297 94,691 Sh Shared-defined 1 94,691 PRIVATEBANCORP INC(IPO) CMN STOCK Cmn 742962103 180 13,147 Sh Shared-defined -- 13,147 PROCTER & GAMBLE CO Cmn 742718109 4,102 64,834 Sh Shared-defined 1 64,834 PROCTER & GAMBLE CO Cmn 742718109 79,252 1,252,597 Sh Shared-defined -- 1,252,597 PROCTER & GAMBLE CO Cmn 742718909 35,400 559,500 Sh Call Shared-defined 1 559,500 PROCTER & GAMBLE CO Cmn 742718959 50,894 804,400 Sh Put Shared-defined 1 804,400 PROCTER & GAMBLE CO Cmn 742718909 4,480 70,800 Sh Call Shared-defined -- 70,800 PROCTER & GAMBLE CO Cmn 742718959 5,947 94,000 Sh Put Shared-defined -- 94,000 PROGENICS PHARMACEUTICAL INC CMN STOCK Cmn 743187906 58 10,800 Sh Call Shared-defined 1 10,800 PROGENICS PHARMACEUTICAL INC CMN STOCK Cmn 743187956 70 13,200 Sh Put Shared-defined 1 13,200 PROGENICS PHARMACEUTICAL INC CMN STOCK Cmn 743187106 19 3,575 Sh Shared-defined 1 3,575 PROGENICS PHARMACEUTICAL INC CMN STOCK Cmn 743187106 9 1,600 Sh Shared-defined -- 1,600 PROGRESS ENERGY INC Cmn 743263105 104 2,651 Sh Shared-defined 1 2,651 COLUMN TOTALS 181,864
FORM 13F Page 490 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PROGRESS ENERGY INC Cmn 743263905 2,051 52,100 Sh Call Shared-defined 1 52,100 PROGRESS ENERGY INC Cmn 743263955 4,326 109,900 Sh Put Shared-defined 1 109,900 PROGRESS ENERGY INC Cmn 743263105 4,899 124,479 Sh Shared-defined -- 124,479 PROGRESS ENERGY INC Cmn 743263905 1,181 30,000 Sh Call Shared-defined -- 30,000 PROGRESS ENERGY INC Cmn 743263955 248 6,300 Sh Put Shared-defined -- 6,300 PROGRESS SOFTWARE CORP CMN STK Cmn 743312100 51 1,621 Sh Shared-defined 1 1,621 PROGRESS SOFTWARE CORP CMN STK Cmn 743312100 166 5,286 Sh Shared-defined -- 5,286 PROGRESSIVE CORP-OHIO CMN STK Cmn 743315103 1,018 53,319 Sh Shared-defined 1 53,319 PROGRESSIVE CORP-OHIO CMN STK Cmn 743315103 40,587 2,126,078 Sh Shared-defined -- 2,126,078 PROGRESSIVE CORP-OHIO CMN STK Cmn 743315903 187 9,800 Sh Call Shared-defined 1 9,800 PROGRESSIVE CORP-OHIO CMN STK Cmn 743315953 886 46,400 Sh Put Shared-defined 1 46,400 PROGRESSIVE CORP-OHIO CMN STK Cmn 743315953 95 5,000 Sh Put Shared-defined -- 5,000 PROLOGIS CMN STOCK Cmn 743410902 3,284 248,800 Sh Call Shared-defined 1 248,800 PROLOGIS CMN STOCK Cmn 743410952 964 73,000 Sh Put Shared-defined 1 73,000 COLUMN TOTALS 59,943
FORM 13F Page 491 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PROLOGIS CMN STOCK Cmn 743410902 1,543 116,900 Sh Call Shared-defined -- 116,900 PROLOGIS CMN STOCK Cmn 743410952 484 36,700 Sh Put Shared-defined -- 36,700 PROLOGIS CMN STOCK Cmn 743410102 265 20,101 Sh Shared-defined 1 20,101 PROLOGIS CMN STOCK Cmn 743410102 3,504 265,432 Sh Shared-defined -- 265,432 PROSPECT CAPITAL CORP COMMON STOCK Cmn 74348T902 30 2,500 Sh Call Shared-defined 1 2,500 PROSPECT CAPITAL CORP COMMON STOCK Cmn 74348T952 81 6,700 Sh Put Shared-defined 1 6,700 PROSPECT CAPITAL CORP COMMON STOCK Cmn 74348T102 419 34,513 Sh Shared-defined -- 34,513 PROSPERITY BANCSHARES INC CMN STOCK Cmn 743606105 44 1,080 Sh Shared-defined 1 1,080 PROSPERITY BANCSHARES INC CMN STOCK Cmn 743606105 15,008 366,059 Sh Shared-defined -- 366,059 PROTALIX BIOTHERAPEUTICS INC CMN STOCK Cmn 74365A901 224 34,100 Sh Call Shared-defined 1 34,100 PROTALIX BIOTHERAPEUTICS INC CMN STOCK Cmn 74365A951 371 56,600 Sh Put Shared-defined 1 56,600 PROTALIX BIOTHERAPEUTICS INC CMN STOCK Cmn 74365A101 201 30,651 Sh Shared-defined 1 30,651 PROTALIX BIOTHERAPEUTICS INC CMN STOCK Cmn 74365A101 7 1,100 Sh Shared-defined -- 1,100 PROTECTIVE LIFE CORP CMN STK Cmn 743674903 1,289 58,600 Sh Call Shared-defined 1 58,600 COLUMN TOTALS 23,470
FORM 13F Page 492 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PROTECTIVE LIFE CORP CMN STK Cmn 743674953 440 20,000 Sh Put Shared-defined 1 20,000 PROTECTIVE LIFE CORP CMN STK Cmn 743674903 367 16,700 Sh Call Shared-defined -- 16,700 PROTECTIVE LIFE CORP CMN STK Cmn 743674953 22 1,000 Sh Put Shared-defined -- 1,000 PROTECTIVE LIFE CORP CMN STK Cmn 743674103 33 1,494 Sh Shared-defined 1 1,494 PROTECTIVE LIFE CORP CMN STK Cmn 743674103 1,368 62,214 Sh Shared-defined -- 62,214 PROVIDENT ENERGY TRUST COMMON STOCK Cmn 74386K904 319 41,400 Sh Call Shared-defined 1 41,400 PROVIDENT ENERGY TRUST COMMON STOCK Cmn 74386K954 141 18,300 Sh Put Shared-defined 1 18,300 PROVIDENT ENERGY TRUST COMMON STOCK Cmn 74386K104 5 600 Sh Shared-defined -- 600 PROVIDENT FINANCIAL SERVICES INC COMMON STOCK Cmn 74386T105 610 51,274 Sh Shared-defined -- 51,274 PRUDENTIAL FINANCIAL INC Cmn 744320102 285 4,710 Sh Shared-defined 1 4,710 PRUDENTIAL FINANCIAL INC Cmn 744320902 9,486 156,800 Sh Call Shared-defined 1 156,800 PRUDENTIAL FINANCIAL INC Cmn 744320952 11,289 186,600 Sh Put Shared-defined 1 186,600 PRUDENTIAL FINANCIAL INC Cmn 744320102 46,653 771,125 Sh Shared-defined -- 771,125 PRUDENTIAL FINANCIAL INC Cmn 744320902 2,426 40,100 Sh Call Shared-defined -- 40,100 COLUMN TOTALS 73,444
FORM 13F Page 493 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PRUDENTIAL FINANCIAL INC Cmn 744320952 2,347 38,800 Sh Put Shared-defined -- 38,800 PS BUSINESS PARKS INC-CLASS A CMN STK Cmn 69360J107 219 4,104 Sh Shared-defined -- 4,104 PSS WORLD MEDICAL INC CMN STK Cmn 69366A100 2,158 91,786 Sh Shared-defined -- 91,786 PSS WORLD MEDICAL INC CMN STK Cmn 69366A900 1,270 54,000 Sh Call Shared-defined 1 54,000 PSS WORLD MEDICAL INC CMN STK Cmn 69366A950 1,733 73,700 Sh Put Shared-defined 1 73,700 PSS WORLD MEDICAL INC CMN STK Cmn 69366A950 6,465 275,000 Sh Put Shared-defined -- 275,000 PSYCHIATRIC SOLUTIONS INC Cmn 74439H108 420 14,095 Sh Shared-defined 1 14,095 PSYCHIATRIC SOLUTIONS INC Cmn 74439H908 2,086 70,000 Sh Call Shared-defined 1 70,000 PSYCHIATRIC SOLUTIONS INC Cmn 74439H958 1,129 37,900 Sh Put Shared-defined 1 37,900 PSYCHIATRIC SOLUTIONS INC Cmn 74439H108 15,193 509,821 Sh Shared-defined -- 509,821 PUBLIC STORAGE COMMON STOCK Cmn 74460D909 6,651 72,300 Sh Call Shared-defined 1 72,300 PUBLIC STORAGE COMMON STOCK Cmn 74460D959 4,296 46,700 Sh Put Shared-defined 1 46,700 PUBLIC STORAGE COMMON STOCK Cmn 74460D909 3,312 36,000 Sh Call Shared-defined -- 36,000 PUBLIC STORAGE COMMON STOCK Cmn 74460D959 2,079 22,600 Sh Put Shared-defined -- 22,600 COLUMN TOTALS 49,358
FORM 13F Page 494 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- PUBLIC STORAGE COMMON STOCK Cmn 74460D109 496 5,395 Sh Shared-defined 1 5,395 PUBLIC STORAGE COMMON STOCK Cmn 74460D109 3,679 39,992 Sh Shared-defined -- 39,992 PUBLIC SVC ENTERPRISES Cmn 744573906 794 26,900 Sh Call Shared-defined 1 26,900 PUBLIC SVC ENTERPRISES Cmn 744573956 1,263 42,800 Sh Put Shared-defined 1 42,800 PUBLIC SVC ENTERPRISES Cmn 744573106 882 29,868 Sh Shared-defined 1 29,868 PUBLIC SVC ENTERPRISES Cmn 744573106 1,119 37,923 Sh Shared-defined -- 37,923 PUDA COAL INC COMMON STOCK Cmn 744674900 135 15,100 Sh Call Shared-defined 1 15,100 PUDA COAL INC COMMON STOCK Cmn 744674950 134 15,000 Sh Put Shared-defined 1 15,000 PUDA COAL INC COMMON STOCK Cmn 744674300 7 793 Sh Shared-defined 1 793 PULTE GROUP INC Cmn 745867901 1,549 137,700 Sh Call Shared-defined 1 137,700 PULTE GROUP INC Cmn 745867951 1,640 145,800 Sh Put Shared-defined 1 145,800 PULTE GROUP INC Cmn 745867901 419 37,200 Sh Call Shared-defined -- 37,200 PULTE GROUP INC Cmn 745867951 563 50,000 Sh Put Shared-defined -- 50,000 QIAGEN NV CMN STOCK Cmn N72482907 510 22,200 Sh Call Shared-defined 1 22,200 COLUMN TOTALS 13,190
FORM 13F Page 495 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- QIAGEN NV CMN STOCK Cmn N72482957 1,315 57,200 Sh Put Shared-defined 1 57,200 QIAGEN NV CMN STOCK Cmn N72482107 279 12,121 Sh Shared-defined 1 12,121 QIAGEN NV CMN STOCK Cmn N72482107 109 4,721 Sh Shared-defined -- 4,721 QIAO XING MOBILE COMMUNICATI Cmn G73031109 9 4,063 Sh Shared-defined 1 4,063 QIAO XING MOBILE COMMUNICATI Cmn G73031109 5 2,000 Sh Shared-defined -- 2,000 QIAO XING MOBILE COMMUNICATI Cmn G73031909 47 20,200 Sh Call Shared-defined 1 20,200 QIAO XING MOBILE COMMUNICATI Cmn G73031959 42 18,300 Sh Put Shared-defined 1 18,300 QIAO XING UNIVERSAL TELEPHNE CMN STOCK Cmn G7303A109 75 39,007 Sh Shared-defined 1 39,007 QIAO XING UNIVERSAL TELEPHNE CMN STOCK Cmn G7303A109 14 7,283 Sh Shared-defined -- 7,283 QLOGIC CORP CMN STOCK Cmn 747277101 21,067 1,037,763 Sh Shared-defined -- 1,037,763 QLOGIC CORP CMN STOCK Cmn 747277901 1,831 90,200 Sh Call Shared-defined 1 90,200 QLOGIC CORP CMN STOCK Cmn 747277951 367 18,100 Sh Put Shared-defined 1 18,100 QLOGIC CORP CMN STOCK Cmn 747277901 18 900 Sh Call Shared-defined -- 900 QLOGIC CORP CMN STOCK Cmn 747277951 292 14,400 Sh Put Shared-defined -- 14,400 COLUMN TOTALS 25,470
FORM 13F Page 496 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- QLT INC CMN STOCK Cmn 746927102 148 28,994 Sh Shared-defined 1 28,994 QLT INC CMN STOCK Cmn 746927902 24 4,800 Sh Call Shared-defined 1 4,800 QLT INC CMN STOCK Cmn 746927952 181 35,400 Sh Put Shared-defined 1 35,400 QUALCOMM INC CMN STK Cmn 747525903 80,961 1,928,100 Sh Call Shared-defined 1 1,928,100 QUALCOMM INC CMN STK Cmn 747525953 98,345 2,342,100 Sh Put Shared-defined 1 2,342,100 QUALCOMM INC CMN STK Cmn 747525903 9,725 231,600 Sh Call Shared-defined -- 231,600 QUALCOMM INC CMN STK Cmn 747525953 16,972 404,200 Sh Put Shared-defined -- 404,200 QUALCOMM INC CMN STK Cmn 747525103 20,990 499,882 Sh Shared-defined 1 499,882 QUALCOMM INC CMN STK Cmn 747525103 12,085 287,810 Sh Shared-defined -- 287,810 QUALITY SYSTEMS INC CMN STK Cmn 747582904 621 10,100 Sh Call Shared-defined 1 10,100 QUALITY SYSTEMS INC CMN STK Cmn 747582954 6,519 106,100 Sh Put Shared-defined 1 106,100 QUALITY SYSTEMS INC CMN STK Cmn 747582104 3,033 49,368 Sh Shared-defined 1 49,368 QUALITY SYSTEMS INC CMN STK Cmn 747582104 2,064 33,594 Sh Shared-defined -- 33,594 QUANTA SERVICE INC COM STK Cmn 74762E102 692 36,139 Sh Shared-defined -- 36,139 COLUMN TOTALS 252,360
FORM 13F Page 497 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- QUANTA SERVICE INC COM STK Cmn 74762E902 1,847 96,400 Sh Call Shared-defined 1 96,400 QUANTA SERVICE INC COM STK Cmn 74762E952 1,458 76,100 Sh Put Shared-defined 1 76,100 QUANTA SERVICE INC COM STK Cmn 74762E902 347 18,100 Sh Call Shared-defined -- 18,100 QUANTA SERVICE INC COM STK Cmn 74762E952 322 16,800 Sh Put Shared-defined -- 16,800 QUANTUM CORP -DLT & STORAGE CMN STOCK Cmn 747906204 16 5,910 Sh Shared-defined 1 5,910 QUANTUM CORP -DLT & STORAGE CMN STOCK Cmn 747906204 23 8,900 Sh Shared-defined -- 8,900 QUEST DIAGNOSTICS CMN STOCK Cmn 74834L100 1,113 19,098 Sh Shared-defined 1 19,098 QUEST DIAGNOSTICS CMN STOCK Cmn 74834L100 1,079 18,508 Sh Shared-defined -- 18,508 QUEST DIAGNOSTICS CMN STOCK Cmn 74834L900 3,183 54,600 Sh Call Shared-defined 1 54,600 QUEST DIAGNOSTICS CMN STOCK Cmn 74834L950 5,322 91,300 Sh Put Shared-defined 1 91,300 QUEST DIAGNOSTICS CMN STOCK Cmn 74834L900 117 2,000 Sh Call Shared-defined -- 2,000 QUEST DIAGNOSTICS CMN STOCK Cmn 74834L950 536 9,200 Sh Put Shared-defined -- 9,200 QUEST SOFTWARE INC CMN STOCK Cmn 74834T903 525 29,500 Sh Call Shared-defined 1 29,500 QUEST SOFTWARE INC CMN STOCK Cmn 74834T953 311 17,500 Sh Put Shared-defined 1 17,500 COLUMN TOTALS 16,199
FORM 13F Page 498 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- QUEST SOFTWARE INC CMN STOCK Cmn 74834T103 226 12,724 Sh Shared-defined 1 12,724 QUEST SOFTWARE INC CMN STOCK Cmn 74834T103 7 396 Sh Shared-defined -- 396 QUESTAR CORP CMN STK Cmn 748356902 2,436 56,400 Sh Call Shared-defined 1 56,400 QUESTAR CORP CMN STK Cmn 748356952 4,670 108,100 Sh Put Shared-defined 1 108,100 QUESTAR CORP CMN STK Cmn 748356902 605 14,000 Sh Call Shared-defined -- 14,000 QUESTAR CORP CMN STK Cmn 748356952 151 3,500 Sh Put Shared-defined -- 3,500 QUESTAR CORP CMN STK Cmn 748356102 9,984 231,110 Sh Shared-defined -- 231,110 QUESTCOR PHARMACEUTICALS COMMON STOCK Cmn 74835Y101 209 25,342 Sh Shared-defined 1 25,342 QUESTCOR PHARMACEUTICALS COMMON STOCK Cmn 74835Y101 18 2,139 Sh Shared-defined -- 2,139 QUESTCOR PHARMACEUTICALS COMMON STOCK Cmn 74835Y901 16 1,900 Sh Call Shared-defined 1 1,900 QUESTCOR PHARMACEUTICALS COMMON STOCK Cmn 74835Y951 90 10,900 Sh Put Shared-defined 1 10,900 QUICKSILVER RES INC CMN STOCK Cmn 74837R104 2,646 188,026 Sh Shared-defined -- 188,026 QUICKSILVER RES INC CMN STOCK Cmn 74837R904 2,610 185,500 Sh Call Shared-defined 1 185,500 QUICKSILVER RES INC CMN STOCK Cmn 74837R954 905 64,300 Sh Put Shared-defined 1 64,300 COLUMN TOTALS 24,573
FORM 13F Page 499 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- QUICKSILVER RES INC CMN STOCK Cmn 74837R904 822 58,400 Sh Call Shared-defined -- 58,400 QUICKSILVER RES INC CMN STOCK Cmn 74837R954 13 900 Sh Put Shared-defined -- 900 QUIDEL CORP CMN STK Cmn 74838J901 691 47,500 Sh Call Shared-defined 1 47,500 QUIDEL CORP CMN STK Cmn 74838J951 749 51,500 Sh Put Shared-defined 1 51,500 QUIDEL CORP CMN STK Cmn 74838J951 3,780 260,000 Sh Put Shared-defined -- 260,000 QUIDEL CORP CMN STK Cmn 74838J101 60 4,100 Sh Shared-defined 1 4,100 QUIKSILVER INC CMN STK Cmn 74838C906 246 52,100 Sh Call Shared-defined 1 52,100 QUIKSILVER INC CMN STK Cmn 74838C956 224 47,300 Sh Put Shared-defined 1 47,300 QUIKSILVER INC CMN STK Cmn 74838C106 66 14,010 Sh Shared-defined 1 14,010 QUIKSILVER INC CMN STK Cmn 74838C106 150 31,706 Sh Shared-defined -- 31,706 QUIMICA Y MINERA Depository CHIL-SP ADR Receipt 833635105 3,489 93,306 Sh Shared-defined 1 N/A QUIMICA Y MINERA Depository CHIL-SP ADR Receipt 833635105 280 7,486 Sh Shared-defined -- N/A QUINSTREET INC Cmn 74874Q100 8 447 Sh Shared-defined 1 447 QUINSTREET INC Cmn 74874Q100 3,034 178,349 Sh Shared-defined -- 178,349 COLUMN TOTALS 13,612
FORM 13F Page 500 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- QWEST 3.5% CB 11/15/2025 - -REGISTERED Bond 749121BY4 97,061 86,185,000 Prn Shared-defined -- N/A QWEST COMMUNICATIONS CMN STOCK Cmn 749121109 2,180 417,696 Sh Shared-defined 1 417,696 QWEST COMMUNICATIONS CMN STOCK Cmn 749121109 20,213 3,872,212 Sh Shared-defined -- 3,872,212 QWEST COMMUNICATIONS CMN STOCK Cmn 749121959 2,116 405,400 Sh Put Shared-defined 1 405,400 QWEST COMMUNICATIONS CMN STOCK Cmn 749121909 309 59,100 Sh Call Shared-defined -- 59,100 QWEST COMMUNICATIONS CMN STOCK Cmn 749121959 411 78,700 Sh Put Shared-defined -- 78,700 RACKSPACE HOSTING INC Cmn 750086100 45 2,421 Sh Shared-defined 1 2,421 RACKSPACE HOSTING INC Cmn 750086900 1,864 99,500 Sh Call Shared-defined 1 99,500 RACKSPACE HOSTING INC Cmn 750086950 2,283 121,900 Sh Put Shared-defined 1 121,900 RACKSPACE HOSTING INC Cmn 750086100 234 12,475 Sh Shared-defined -- 12,475 RACKSPACE HOSTING INC Cmn 750086900 435 23,200 Sh Call Shared-defined -- 23,200 RACKSPACE HOSTING INC Cmn 750086950 646 34,500 Sh Put Shared-defined -- 34,500 RADIAN GROUP INC CMN STK Cmn 750236101 2,281 145,870 Sh Shared-defined -- 145,870 RADIAN GROUP INC CMN STK Cmn 750236901 1,644 105,100 Sh Call Shared-defined 1 105,100 COLUMN TOTALS 131,722
FORM 13F Page 501 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- RADIAN GROUP INC CMN STK Cmn 750236951 1,006 64,300 Sh Put Shared-defined 1 64,300 RADIAN GROUP INC CMN STK Cmn 750236901 962 61,500 Sh Call Shared-defined -- 61,500 RADIAN GROUP INC CMN STK Cmn 750236951 97 6,200 Sh Put Shared-defined -- 6,200 RADIOSHACK CORP Cmn 750438103 1,105 48,808 Sh Shared-defined 1 48,808 RADIOSHACK CORP Cmn 750438103 123,138 5,441,365 Sh Shared-defined -- 5,441,365 RADIOSHACK CORP Cmn 750438903 4,617 204,000 Sh Call Shared-defined 1 204,000 RADIOSHACK CORP Cmn 750438953 3,879 171,400 Sh Put Shared-defined 1 171,400 RADIOSHACK CORP Cmn 750438903 66 2,900 Sh Call Shared-defined -- 2,900 RADIOSHACK CORP Cmn 750438953 1,367 60,400 Sh Put Shared-defined -- 60,400 RADVISION LTD CMN STOCK Cmn M81869905 49 7,200 Sh Call Shared-defined 1 7,200 RADVISION LTD CMN STOCK Cmn M81869955 36 5,200 Sh Put Shared-defined 1 5,200 RADVISION LTD CMN STOCK Cmn M81869105 18 2,592 Sh Shared-defined 1 2,592 RADVISION LTD CMN STOCK Cmn M81869105 6 823 Sh Shared-defined -- 823 RADWARE LTD CMN STOCK Cmn M81873907 190 8,600 Sh Call Shared-defined 1 8,600 COLUMN TOTALS 136,536
FORM 13F Page 502 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- RADWARE LTD CMN STOCK Cmn M81873957 168 7,600 Sh Put Shared-defined 1 7,600 RADWARE LTD CMN STOCK Cmn M81873107 376 17,016 Sh Shared-defined 1 17,016 RAILAMERICA INC Cmn 750753402 4,856 411,491 Sh Shared-defined -- 411,491 RAIT INVESTMENT TRUST CMN STOCK Cmn 749227904 22 11,200 Sh Call Shared-defined 1 11,200 RAIT INVESTMENT TRUST CMN STOCK Cmn 749227954 38 19,300 Sh Put Shared-defined 1 19,300 RAIT INVESTMENT TRUST CMN STOCK Cmn 749227104 54 27,513 Sh Shared-defined 1 27,513 RAIT INVESTMENT TRUST CMN STOCK Cmn 749227104 10 5,018 Sh Shared-defined -- 5,018 RALCORP HOLDINGS INC CMN STK Cmn 751028901 3,016 44,500 Sh Call Shared-defined 1 44,500 RALCORP HOLDINGS INC CMN STK Cmn 751028951 3,301 48,700 Sh Put Shared-defined 1 48,700 RALCORP HOLDINGS INC CMN STK Cmn 751028901 441 6,500 Sh Call Shared-defined -- 6,500 RALCORP HOLDINGS INC CMN STK Cmn 751028101 97 1,427 Sh Shared-defined 1 1,427 RALCORP HOLDINGS INC CMN STK Cmn 751028101 13,895 205,007 Sh Shared-defined -- 205,007 RAMBUS INC DEL CMN STOCK Cmn 750917906 22,971 1,051,300 Sh Call Shared-defined 1 1,051,300 RAMBUS INC DEL CMN STOCK Cmn 750917956 14,141 647,200 Sh Put Shared-defined 1 647,200 COLUMN TOTALS 63,386
FORM 13F Page 503 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- RAMBUS INC DEL CMN STOCK Cmn 750917106 144 6,586 Sh Shared-defined 1 6,586 RAMBUS INC DEL CMN STOCK Cmn 750917106 753 34,459 Sh Shared-defined -- 34,459 Randgold Resources Depository Limited Receipt 752344309 105 1,365 Sh Shared-defined 1 N/A Randgold Resources Depository Limited Receipt 752344309 309 4,028 Sh Shared-defined -- N/A RANGE RESOURCES CORP CMN STOCK Cmn 75281A109 56 1,198 Sh Shared-defined 1 1,198 RANGE RESOURCES CORP CMN STOCK Cmn 75281A109 357 7,620 Sh Shared-defined -- 7,620 RANGE RESOURCES CORP CMN STOCK Cmn 75281A909 8,273 176,500 Sh Call Shared-defined 1 176,500 RANGE RESOURCES CORP CMN STOCK Cmn 75281A959 3,998 85,300 Sh Put Shared-defined 1 85,300 RANGE RESOURCES CORP CMN STOCK Cmn 75281A909 1,369 29,200 Sh Call Shared-defined -- 29,200 RANGE RESOURCES CORP CMN STOCK Cmn 75281A959 2,072 44,200 Sh Put Shared-defined -- 44,200 RASER TECHNOLOGIES INC COMMON STOCK Cmn 754055901 84 83,800 Sh Call Shared-defined 1 83,800 RASER TECHNOLOGIES INC COMMON STOCK Cmn 754055951 55 54,800 Sh Put Shared-defined 1 54,800 RASER TECHNOLOGIES INC COMMON STOCK Cmn 754055101 32 31,677 Sh Shared-defined 1 31,677 RASER TECHNOLOGIES INC COMMON STOCK Cmn 754055101 17 16,730 Sh Shared-defined -- 16,730 COLUMN TOTALS 17,624
FORM 13F Page 504 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- RAYMOND JAMES FINANCIAL, INC. CORP CMN STK Cmn 754730909 880 32,900 Sh Call Shared-defined 1 32,900 RAYMOND JAMES FINANCIAL, INC. CORP CMN STK Cmn 754730959 1,177 44,000 Sh Put Shared-defined 1 44,000 RAYMOND JAMES FINANCIAL, INC. CORP CMN STK Cmn 754730109 735 27,495 Sh Shared-defined 1 27,495 RAYMOND JAMES FINANCIAL, INC. CORP CMN STK Cmn 754730109 572 21,404 Sh Shared-defined -- 21,404 RAYONIER INC Cmn 754907903 3,303 72,700 Sh Call Shared-defined 1 72,700 RAYONIER INC Cmn 754907953 663 14,600 Sh Put Shared-defined 1 14,600 RAYONIER INC Cmn 754907103 16,808 369,974 Sh Shared-defined -- 369,974 RAYTHEON COMPANY Cmn 755111507 360 6,310 Sh Shared-defined 1 6,310 RAYTHEON COMPANY Cmn 755111907 4,947 86,600 Sh Call Shared-defined 1 86,600 RAYTHEON COMPANY Cmn 755111957 8,511 149,000 Sh Put Shared-defined 1 149,000 RAYTHEON COMPANY Cmn 755111507 7,523 131,711 Sh Shared-defined -- 131,711 RAYTHEON COMPANY Cmn 755111907 3,587 62,800 Sh Call Shared-defined -- 62,800 RAYTHEON COMPANY Cmn 755111957 1,862 32,600 Sh Put Shared-defined -- 32,600 RBC BEARINGS INC COMMON STOCK Cmn 75524B104 291 9,132 Sh Shared-defined -- 9,132 COLUMN TOTALS 51,219
FORM 13F Page 505 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- REALNETWORKS INC CMN STOCK Cmn 75605L954 5 1,000 Sh Put Shared-defined 1 1,000 REALNETWORKS INC CMN STOCK Cmn 75605L104 73 15,206 Sh Shared-defined 1 15,206 REALNETWORKS INC CMN STOCK Cmn 75605L104 6 1,300 Sh Shared-defined -- 1,300 REALTY INCOME CORP CMN STOCK Cmn 756109904 405 13,200 Sh Call Shared-defined 1 13,200 REALTY INCOME CORP CMN STOCK Cmn 756109954 780 25,400 Sh Put Shared-defined 1 25,400 REALTY INCOME CORP CMN STOCK Cmn 756109104 20 642 Sh Shared-defined 1 642 REALTY INCOME CORP CMN STOCK Cmn 756109104 900 29,319 Sh Shared-defined -- 29,319 RED HAT INC CMN STOCK Cmn 756577102 1,356 46,344 Sh Shared-defined 1 46,344 RED HAT INC CMN STOCK Cmn 756577102 11,013 376,253 Sh Shared-defined -- 376,253 RED HAT INC CMN STOCK Cmn 756577902 3,451 117,900 Sh Call Shared-defined 1 117,900 RED HAT INC CMN STOCK Cmn 756577952 4,549 155,400 Sh Put Shared-defined 1 155,400 RED HAT INC CMN STOCK Cmn 756577902 1,809 61,800 Sh Call Shared-defined -- 61,800 RED HAT INC CMN STOCK Cmn 756577952 2,339 79,900 Sh Put Shared-defined -- 79,900 RED ROBIN GOURMET BURGERS CMN STK Cmn 75689M901 521 21,300 Sh Call Shared-defined 1 21,300 COLUMN TOTALS 27,227
FORM 13F Page 506 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- RED ROBIN GOURMET BURGERS CMN STK Cmn 75689M951 1,647 67,400 Sh Put Shared-defined 1 67,400 RED ROBIN GOURMET BURGERS CMN STK Cmn 75689M101 210 8,601 Sh Shared-defined 1 8,601 RED ROBIN GOURMET BURGERS CMN STK Cmn 75689M101 94 3,862 Sh Shared-defined -- 3,862 REDWOOD TR INC CMN STOCK Cmn 758075902 621 40,300 Sh Call Shared-defined 1 40,300 REDWOOD TR INC CMN STOCK Cmn 758075952 779 50,500 Sh Put Shared-defined 1 50,500 REDWOOD TR INC CMN STOCK Cmn 758075402 622 40,363 Sh Shared-defined 1 40,363 REDWOOD TR INC CMN STOCK Cmn 758075402 -- 1 Sh Shared-defined -- 1 REGAL BELOIT 2.75% CB DUE 03/15/2024 REGISTERED Bond 758750AB9 67,555 28,807,000 Prn Shared-defined -- N/A REGAL BELOIT CMN STK Cmn 758750103 58 978 Sh Shared-defined 1 978 REGAL BELOIT CMN STK Cmn 758750103 424 7,139 Sh Shared-defined -- 7,139 REGAL ENTERTAINMENT GROUP CMN STK Cmn 758766909 1,291 73,500 Sh Call Shared-defined 1 73,500 REGAL ENTERTAINMENT GROUP CMN STK Cmn 758766959 58 3,300 Sh Put Shared-defined 1 3,300 REGAL ENTERTAINMENT GROUP CMN STK Cmn 758766109 54 3,053 Sh Shared-defined 1 3,053 REGAL ENTERTAINMENT GROUP CMN STK Cmn 758766109 4,578 260,575 Sh Shared-defined -- 260,575 COLUMN TOTALS 77,991
FORM 13F Page 507 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- REGENCY CENTERS CORP CMN STK Cmn 758849903 697 18,600 Sh Call Shared-defined 1 18,600 REGENCY CENTERS CORP CMN STK Cmn 758849953 513 13,700 Sh Put Shared-defined 1 13,700 REGENCY CENTERS CORP CMN STK Cmn 758849903 363 9,700 Sh Call Shared-defined -- 9,700 REGENCY CENTERS CORP CMN STK Cmn 758849103 73 1,938 Sh Shared-defined 1 1,938 REGENCY CENTERS CORP CMN STK Cmn 758849103 4,032 107,595 Sh Shared-defined -- 107,595 REGENERON PHARMACEUTICALS, INC. Cmn 75886F907 909 34,300 Sh Call Shared-defined 1 34,300 REGENERON PHARMACEUTICALS, INC. Cmn 75886F957 895 33,800 Sh Put Shared-defined 1 33,800 REGENERX BIOPHARMACEUTICALS COMMON STOCK Cmn 75886X108 8 13,211 Sh Shared-defined 1 13,211 REGIONS FINANCIAL CORP. COMMON STOCK Cmn 7591EP900 5,824 741,900 Sh Call Shared-defined 1 741,900 REGIONS FINANCIAL CORP. COMMON STOCK Cmn 7591EP950 2,632 335,300 Sh Put Shared-defined 1 335,300 REGIONS FINANCIAL CORP. COMMON STOCK Cmn 7591EP900 535 68,200 Sh Call Shared-defined -- 68,200 REGIONS FINANCIAL CORP. COMMON STOCK Cmn 7591EP950 105 13,400 Sh Put Shared-defined -- 13,400 REGIONS FINANCIAL CORP. COMMON STOCK Cmn 7591EP100 546 69,547 Sh Shared-defined 1 69,547 REGIONS FINANCIAL CORP. COMMON STOCK Cmn 7591EP100 16,047 2,044,152 Sh Shared-defined -- 2,044,152 COLUMN TOTALS 33,179
FORM 13F Page 508 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- REGIS CORP/MN CMN STK Cmn 758932907 84 4,500 Sh Call Shared-defined 1 4,500 REGIS CORP/MN CMN STK Cmn 758932957 58 3,100 Sh Put Shared-defined 1 3,100 REGIS CORP/MN CMN STK Cmn 758932107 953 51,004 Sh Shared-defined -- 51,004 REHABCARE CORP CMN STK Cmn 759148109 175 6,433 Sh Shared-defined 1 6,433 REHABCARE CORP CMN STK Cmn 759148109 548 20,108 Sh Shared-defined -- 20,108 REHABCARE CORP CMN STK Cmn 759148909 27 1,000 Sh Call Shared-defined 1 1,000 REHABCARE CORP CMN STK Cmn 759148959 311 11,400 Sh Put Shared-defined 1 11,400 REINSURANCE GROUP AMER INC CMN STK Cmn 759351904 2,185 41,600 Sh Call Shared-defined 1 41,600 REINSURANCE GROUP AMER INC CMN STK Cmn 759351954 2,752 52,400 Sh Put Shared-defined 1 52,400 REINSURANCE GROUP AMER INC CMN STK Cmn 759351604 73 1,397 Sh Shared-defined 1 1,397 REINSURANCE GROUP AMER INC CMN STK Cmn 759351604 579 11,033 Sh Shared-defined -- 11,033 REINSURANCE GROUP OF AMERICA 5.75% CONV PREF DUE 1 Pref Stk 759351307 173 2,579 Sh Shared-defined 1 N/A RELIANCE STL & ALUM CO CMN STOCK Cmn 759509902 1,349 27,400 Sh Call Shared-defined 1 27,400 RELIANCE STL & ALUM CO CMN STOCK Cmn 759509952 2,048 41,600 Sh Put Shared-defined 1 41,600 COLUMN TOTALS 11,315
FORM 13F Page 509 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- RELIANCE STL & ALUM CO CMN STOCK Cmn 759509902 615 12,500 Sh Call Shared-defined -- 12,500 RELIANCE STL & ALUM CO CMN STOCK Cmn 759509952 1,142 23,200 Sh Put Shared-defined -- 23,200 RELIANCE STL & ALUM CO CMN STOCK Cmn 759509102 32 655 Sh Shared-defined 1 655 RELIANCE STL & ALUM CO CMN STOCK Cmn 759509102 381 7,741 Sh Shared-defined -- 7,741 RENAISSANCERE HOLDINGS LTD Cmn G7496G103 155 2,729 Sh Shared-defined 1 2,729 RENAISSANCERE HOLDINGS LTD Cmn G7496G903 965 17,000 Sh Call Shared-defined 1 17,000 RENAISSANCERE HOLDINGS LTD Cmn G7496G953 874 15,400 Sh Put Shared-defined 1 15,400 RENAISSANCERE HOLDINGS LTD Cmn G7496G103 22,788 401,488 Sh Shared-defined -- 401,488 RENESOLA LTD-ADR Depository Receipt 75971T103 709 119,768 Sh Shared-defined 1 N/A RENESOLA LTD-ADR Depository Receipt 75971T103 9 1,536 Sh Shared-defined -- N/A RENT-A-CENTER INC CMN STOCK Cmn 76009N100 131 5,541 Sh Shared-defined -- 5,541 RENT-A-CENTER INC CMN STOCK Cmn 76009N900 279 11,800 Sh Call Shared-defined 1 11,800 RENT-A-CENTER INC CMN STOCK Cmn 76009N950 248 10,500 Sh Put Shared-defined 1 10,500 RENTECH INC CMN STK Cmn 760112102 26 25,419 Sh Shared-defined 1 25,419 COLUMN TOTALS 28,354
FORM 13F Page 510 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- REPUBLIC AIRWAYS HOLDINGS INC COMMON STOCK Cmn 760276905 9 1,500 Sh Call Shared-defined 1 1,500 REPUBLIC AIRWAYS HOLDINGS INC COMMON STOCK Cmn 760276955 34 5,700 Sh Put Shared-defined 1 5,700 REPUBLIC AIRWAYS HOLDINGS INC COMMON STOCK Cmn 760276105 19 3,200 Sh Shared-defined 1 3,200 REPUBLIC AIRWAYS HOLDINGS INC COMMON STOCK Cmn 760276105 4,201 709,602 Sh Shared-defined -- 709,602 REPUBLIC SERVICES CMN STOCK Cmn 760759100 2,122 73,115 Sh Shared-defined -- 73,115 REPUBLIC SERVICES CMN STOCK Cmn 760759900 20 700 Sh Call Shared-defined 1 700 REPUBLIC SERVICES CMN STOCK Cmn 760759950 67 2,300 Sh Put Shared-defined 1 2,300 RESEARCH IN MOTION LTD CMN STOCK Cmn 760975902 71,805 971,000 Sh Call Shared-defined 1 971,000 RESEARCH IN MOTION LTD CMN STOCK Cmn 760975952 103,138 1,394,700 Sh Put Shared-defined 1 1,394,700 RESEARCH IN MOTION LTD CMN STOCK Cmn 760975902 5,287 71,500 Sh Call Shared-defined -- 71,500 RESEARCH IN MOTION LTD CMN STOCK Cmn 760975952 20,003 270,500 Sh Put Shared-defined -- 270,500 RESEARCH IN MOTION LTD CMN STOCK Cmn 760975102 53,845 728,132 Sh Shared-defined 1 728,132 RESEARCH IN MOTION LTD CMN STOCK Cmn 760975102 35,230 476,407 Sh Shared-defined -- 476,407 RESMED INC CMN STOCK Cmn 761152907 1,604 25,200 Sh Call Shared-defined 1 25,200 COLUMN TOTALS 297,384
FORM 13F Page 511 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- RESMED INC CMN STOCK Cmn 761152957 547 8,600 Sh Put Shared-defined 1 8,600 RESMED INC CMN STOCK Cmn 761152107 142 2,236 Sh Shared-defined -- 2,236 RESOURCES GLOBAL PROFESSIONALS Cmn 76122Q905 155 8,100 Sh Call Shared-defined 1 8,100 RESOURCES GLOBAL PROFESSIONALS Cmn 76122Q955 159 8,300 Sh Put Shared-defined 1 8,300 RESOURCES GLOBAL PROFESSIONALS Cmn 76122Q105 17,482 911,970 Sh Shared-defined -- 911,970 Retail Ventures Inc CMN STK Cmn 76128Y102 2 182 Sh Shared-defined 1 182 Retail Ventures Inc CMN STK Cmn 76128Y102 274 28,770 Sh Shared-defined -- 28,770 REVLON INC. - CL A CMN STOCK Cmn 761525909 151 10,200 Sh Call Shared-defined 1 10,200 REVLON INC. - CL A CMN STOCK Cmn 761525959 1 100 Sh Put Shared-defined 1 100 REVLON INC. - CL A CMN STOCK Cmn 761525609 32 2,187 Sh Shared-defined 1 2,187 REVLON INC. - CL A CMN STOCK Cmn 761525609 427 28,770 Sh Shared-defined -- 28,770 REX ENERGY CORP Cmn 761565100 4 349 Sh Shared-defined 1 349 REX ENERGY CORP Cmn 761565900 109 9,600 Sh Call Shared-defined 1 9,600 REX ENERGY CORP Cmn 761565950 97 8,500 Sh Put Shared-defined 1 8,500 COLUMN TOTALS 19,582
FORM 13F Page 512 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- REX ENERGY CORP Cmn 761565100 22 1,903 Sh Shared-defined -- 1,903 REYNOLDS AMERICAN INC CMN STOCK Cmn 761713906 2,192 40,600 Sh Call Shared-defined 1 40,600 REYNOLDS AMERICAN INC CMN STOCK Cmn 761713956 3,201 59,300 Sh Put Shared-defined 1 59,300 REYNOLDS AMERICAN INC CMN STOCK Cmn 761713906 2,688 49,800 Sh Call Shared-defined -- 49,800 REYNOLDS AMERICAN INC CMN STOCK Cmn 761713956 513 9,500 Sh Put Shared-defined -- 9,500 REYNOLDS AMERICAN INC CMN STOCK Cmn 761713106 28,273 523,768 Sh Shared-defined -- 523,768 RF MICRO DEVICES INC CMN STOCK Cmn 749941900 121 24,200 Sh Call Shared-defined 1 24,200 RF MICRO DEVICES INC CMN STOCK Cmn 749941950 831 166,800 Sh Put Shared-defined 1 166,800 RF MICRO DEVICES INC CMN STOCK Cmn 749941900 22 4,500 Sh Call Shared-defined -- 4,500 RF MICRO DEVICES INC CMN STOCK Cmn 749941950 95 19,100 Sh Put Shared-defined -- 19,100 RF MICRO DEVICES INC CMN STOCK Cmn 749941100 980 196,707 Sh Shared-defined 1 196,707 RF MICRO DEVICES INC CMN STOCK Cmn 749941100 267 53,529 Sh Shared-defined -- 53,529 RF MONOLITHICS INC CMN STOCK Cmn 74955F106 21 16,426 Sh Shared-defined 1 16,426 RICKS CABARET INTL INC CMN STOCK Cmn 765641903 122 9,500 Sh Call Shared-defined 1 9,500 COLUMN TOTALS 39,348
FORM 13F Page 513 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- RICKS CABARET INTL INC CMN STOCK Cmn 765641953 122 9,500 Sh Put Shared-defined 1 9,500 RICKS CABARET INTL INC CMN STOCK Cmn 765641303 29 2,271 Sh Shared-defined 1 2,271 RIGEL PHARMACEUTICALS INC Cmn 766559903 378 47,400 Sh Call Shared-defined 1 47,400 RIGEL PHARMACEUTICALS INC Cmn 766559953 182 22,800 Sh Put Shared-defined 1 22,800 RIGEL PHARMACEUTICALS INC Cmn 766559603 4,869 610,921 Sh Shared-defined -- 610,921 RIGHTNOW TECHNOLOGIES COMMON STOCK Cmn 76657R106 64 3,606 Sh Shared-defined 1 3,606 RIGHTNOW TECHNOLOGIES COMMON STOCK Cmn 76657R106 304 16,998 Sh Shared-defined -- 16,998 RINO INTERNATIONAL CORP CMN STK Cmn 766883902 2,197 92,600 Sh Call Shared-defined 1 92,600 RINO INTERNATIONAL CORP CMN STK Cmn 766883952 1,611 67,900 Sh Put Shared-defined 1 67,900 RINO INTERNATIONAL CORP CMN STK Cmn 766883102 98 4,124 Sh Shared-defined 1 4,124 RIO TINTO PLC Depository - -SPON ADR 4:1 Receipt 767204100 11,783 49,772 Sh Shared-defined -- N/A RISKMETRICS GROUP INC Cmn 767735103 25 1,096 Sh Shared-defined 1 1,096 RISKMETRICS GROUP INC Cmn 767735903 766 33,900 Sh Call Shared-defined 1 33,900 RISKMETRICS GROUP INC Cmn 767735953 649 28,700 Sh Put Shared-defined 1 28,700 COLUMN TOTALS 23,077
FORM 13F Page 514 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- RISKMETRICS GROUP INC Cmn 767735103 20 867 Sh Shared-defined -- 867 RITCHIE BROS AUCTIONEERS INC CMN STOCK Cmn 767744905 695 32,300 Sh Call Shared-defined 1 32,300 RITCHIE BROS AUCTIONEERS INC CMN STOCK Cmn 767744955 261 12,100 Sh Put Shared-defined 1 12,100 RITCHIE BROS AUCTIONEERS INC CMN STOCK Cmn 767744105 659 30,594 Sh Shared-defined -- 30,594 RITE AID CORP NEW YORK Cmn 767754104 142 94,502 Sh Shared-defined 1 94,502 RITE AID CORP NEW YORK Cmn 767754904 16 10,700 Sh Call Shared-defined 1 10,700 RITE AID CORP NEW YORK Cmn 767754954 11 7,100 Sh Put Shared-defined 1 7,100 RIVERBED TECHNOLGOY INC Cmn 768573107 1,116 39,305 Sh Shared-defined -- 39,305 RIVERBED TECHNOLGOY INC Cmn 768573907 2,653 93,400 Sh Call Shared-defined 1 93,400 RIVERBED TECHNOLGOY INC Cmn 768573957 1,068 37,600 Sh Put Shared-defined 1 37,600 RIVERBED TECHNOLGOY INC Cmn 768573907 588 20,700 Sh Call Shared-defined -- 20,700 RIVERBED TECHNOLGOY INC Cmn 768573957 315 11,100 Sh Put Shared-defined -- 11,100 RLI CORP CMN STOCK Cmn 749607107 646 11,332 Sh Shared-defined -- 11,332 ROBBINS & MYERS INC CMN STK Cmn 770196903 233 9,800 Sh Call Shared-defined 1 9,800 COLUMN TOTALS 8,423
FORM 13F Page 515 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ROBBINS & MYERS INC CMN STK Cmn 770196953 634 26,600 Sh Put Shared-defined 1 26,600 ROBBINS & MYERS INC CMN STK Cmn 770196103 167 7,014 Sh Shared-defined 1 7,014 ROBBINS & MYERS INC CMN STK Cmn 770196103 3 138 Sh Shared-defined -- 138 ROBERT HALF INTL INC CMN STK Cmn 770323953 420 13,800 Sh Put Shared-defined 1 13,800 ROBERT HALF INTL INC CMN STK Cmn 770323103 381 12,535 Sh Shared-defined 1 12,535 ROBERT HALF INTL INC CMN STK Cmn 770323103 1,102 36,222 Sh Shared-defined -- 36,222 ROCKWELL AUTOMATION INC Cmn 773903109 135 2,402 Sh Shared-defined 1 2,402 ROCKWELL AUTOMATION INC Cmn 773903909 3,765 66,800 Sh Call Shared-defined 1 66,800 ROCKWELL AUTOMATION INC Cmn 773903959 1,443 25,600 Sh Put Shared-defined 1 25,600 ROCKWELL AUTOMATION INC Cmn 773903109 2,888 51,245 Sh Shared-defined -- 51,245 ROCKWELL COLLINS COMMON STK Cmn 774341101 144 2,306 Sh Shared-defined 1 2,306 ROCKWELL COLLINS COMMON STK Cmn 774341101 1,015 16,214 Sh Shared-defined -- 16,214 ROCKWELL COLLINS COMMON STK Cmn 774341901 1,922 30,700 Sh Call Shared-defined 1 30,700 ROCKWELL COLLINS COMMON STK Cmn 774341951 1,052 16,800 Sh Put Shared-defined 1 16,800 COLUMN TOTALS 15,071
FORM 13F Page 516 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ROCKWOOD HOLDINGS INC COMMON STOCK Cmn 774415903 753 28,300 Sh Call Shared-defined 1 28,300 ROCKWOOD HOLDINGS INC COMMON STOCK Cmn 774415953 157 5,900 Sh Put Shared-defined 1 5,900 ROCKWOOD HOLDINGS INC COMMON STOCK Cmn 774415103 141 5,285 Sh Shared-defined 1 5,285 ROCKWOOD HOLDINGS INC COMMON STOCK Cmn 774415103 206 7,727 Sh Shared-defined -- 7,727 ROFIN SINAR TECHNOLOGIES INC CMN STOCK Cmn 775043902 1,246 55,100 Sh Call Shared-defined 1 55,100 ROFIN SINAR TECHNOLOGIES INC CMN STOCK Cmn 775043952 197 8,700 Sh Put Shared-defined 1 8,700 ROFIN SINAR TECHNOLOGIES INC CMN STOCK Cmn 775043102 1 50 Sh Shared-defined 1 50 ROFIN SINAR TECHNOLOGIES INC CMN STOCK Cmn 775043102 103 4,540 Sh Shared-defined -- 4,540 ROGERS CORP CMN STK Cmn 775133901 783 27,000 Sh Call Shared-defined 1 27,000 ROGERS CORP CMN STK Cmn 775133951 177 6,100 Sh Put Shared-defined 1 6,100 ROGERS CORP CMN STK Cmn 775133101 152 5,248 Sh Shared-defined -- 5,248 ROPER INDUSTRIES INC/DE CMN STK Cmn 776696906 1,365 23,600 Sh Call Shared-defined 1 23,600 ROPER INDUSTRIES INC/DE CMN STK Cmn 776696956 179 3,100 Sh Put Shared-defined 1 3,100 ROPER INDUSTRIES INC/DE CMN STK Cmn 776696106 70 1,216 Sh Shared-defined 1 1,216 COLUMN TOTALS 5,530
FORM 13F Page 517 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ROPER INDUSTRIES INC/DE CMN STK Cmn 776696106 847 14,640 Sh Shared-defined -- 14,640 ROSETTA RESOURCES INC Cmn 777779307 3 113 Sh Shared-defined 1 113 ROSETTA RESOURCES INC Cmn 777779907 699 29,700 Sh Call Shared-defined 1 29,700 ROSETTA RESOURCES INC Cmn 777779957 372 15,800 Sh Put Shared-defined 1 15,800 ROSETTA STONE INC Cmn 777780107 127 5,340 Sh Shared-defined 1 5,340 ROSETTA STONE INC Cmn 777780907 459 19,300 Sh Call Shared-defined 1 19,300 ROSETTA STONE INC Cmn 777780957 559 23,500 Sh Put Shared-defined 1 23,500 ROSETTA STONE INC Cmn 777780107 75 3,152 Sh Shared-defined -- 3,152 ROSS STORES INC CMN STK Cmn 778296903 4,577 85,600 Sh Call Shared-defined 1 85,600 ROSS STORES INC CMN STK Cmn 778296953 1,385 25,900 Sh Put Shared-defined 1 25,900 ROSS STORES INC CMN STK Cmn 778296903 957 17,900 Sh Call Shared-defined -- 17,900 ROSS STORES INC CMN STK Cmn 778296953 353 6,600 Sh Put Shared-defined -- 6,600 ROSS STORES INC CMN STK Cmn 778296103 482 9,012 Sh Shared-defined 1 9,012 ROVI CORP Cmn 779376102 966 26,020 Sh Shared-defined 1 26,020 COLUMN TOTALS 11,861
FORM 13F Page 518 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ROVI CORP Cmn 779376902 364 9,800 Sh Call Shared-defined 1 9,800 ROVI CORP Cmn 779376952 861 23,200 Sh Put Shared-defined 1 23,200 ROVI CORP Cmn 779376102 62,585 1,685,563 Sh Shared-defined -- 1,685,563 ROVI CORP Cmn 779376952 9,283 250,000 Sh Put Shared-defined -- 250,000 ROWAN COS INC Cmn 779382900 2,364 81,200 Sh Call Shared-defined 1 81,200 ROWAN COS INC Cmn 779382950 3,525 121,100 Sh Put Shared-defined 1 121,100 ROWAN COS INC Cmn 779382900 343 11,800 Sh Call Shared-defined -- 11,800 ROWAN COS INC Cmn 779382950 2,233 76,700 Sh Put Shared-defined -- 76,700 ROWAN COS INC Cmn 779382100 213 7,328 Sh Shared-defined 1 7,328 ROWAN COS INC Cmn 779382100 504 17,297 Sh Shared-defined -- 17,297 ROYAL BANK OF Depository SCOT-SPON ADR Receipt 780097689 386 29,152 Sh Shared-defined 1 N/A ROYAL BANK OF Depository SCOT-SPON ADR Receipt 780097689 12 880 Sh Shared-defined -- N/A ROYAL BK CDA MONTREAL QUE CMN STOCK Cmn 780087902 6,675 114,400 Sh Call Shared-defined 1 114,400 ROYAL BK CDA MONTREAL QUE CMN STOCK Cmn 780087952 2,066 35,400 Sh Put Shared-defined 1 35,400 COLUMN TOTALS 91,414
FORM 13F Page 519 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ROYAL BK CDA MONTREAL QUE CMN STOCK Cmn 780087102 81 1,391 Sh Shared-defined -- 1,391 ROYAL CARIBBEAN CRUISES LTD CMN STOCK Cmn V7780T903 7,070 214,300 Sh Call Shared-defined 1 214,300 ROYAL CARIBBEAN CRUISES LTD CMN STOCK Cmn V7780T953 6,506 197,200 Sh Put Shared-defined 1 197,200 ROYAL CARIBBEAN CRUISES LTD CMN STOCK Cmn V7780T903 1,676 50,800 Sh Call Shared-defined -- 50,800 ROYAL CARIBBEAN CRUISES LTD CMN STOCK Cmn V7780T953 2,141 64,900 Sh Put Shared-defined -- 64,900 ROYAL CARIBBEAN CRUISES LTD CMN STOCK Cmn V7780T103 1,357 41,147 Sh Shared-defined 1 41,147 ROYAL CARIBBEAN CRUISES LTD CMN STOCK Cmn V7780T103 698 21,152 Sh Shared-defined -- 21,152 ROYAL GOLD INC CMN STK Cmn 780287908 3,022 65,400 Sh Call Shared-defined 1 65,400 ROYAL GOLD INC CMN STK Cmn 780287958 7,555 163,500 Sh Put Shared-defined 1 163,500 ROYAL GOLD INC CMN STK Cmn 780287908 596 12,900 Sh Call Shared-defined -- 12,900 ROYAL GOLD INC CMN STK Cmn 780287958 2,953 63,900 Sh Put Shared-defined -- 63,900 ROYAL GOLD INC CMN STK Cmn 780287108 3,577 77,398 Sh Shared-defined 1 77,398 ROYAL GOLD INC CMN STK Cmn 780287108 5,539 119,867 Sh Shared-defined -- 119,867 RPC ENERGY SERVICES INC CMN STK Cmn 749660906 52 4,700 Sh Call Shared-defined 1 4,700 COLUMN TOTALS 42,823
FORM 13F Page 520 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- RPC ENERGY SERVICES INC CMN STK Cmn 749660956 18 1,600 Sh Put Shared-defined 1 1,600 RPC ENERGY SERVICES INC CMN STK Cmn 749660106 41 3,715 Sh Shared-defined 1 3,715 RPC ENERGY SERVICES INC CMN STK Cmn 749660106 254 22,784 Sh Shared-defined -- 22,784 RPM INTL INC COMMON STOCK Cmn 749685103 520 24,380 Sh Shared-defined -- 24,380 RRI ENERGY INC Cmn 74971X107 320 86,853 Sh Shared-defined 1 86,853 RRI ENERGY INC Cmn 74971X907 410 111,200 Sh Call Shared-defined 1 111,200 RRI ENERGY INC Cmn 74971X957 235 63,600 Sh Put Shared-defined 1 63,600 RRI ENERGY INC Cmn 74971X107 443 119,925 Sh Shared-defined -- 119,925 RRI ENERGY INC Cmn 74971X907 498 134,900 Sh Call Shared-defined -- 134,900 RRI ENERGY INC Cmn 74971X957 419 113,600 Sh Put Shared-defined -- 113,600 RTI INTERNATIONAL METALS CMN STK Cmn 74973W907 1,395 46,000 Sh Call Shared-defined 1 46,000 RTI INTERNATIONAL METALS CMN STK Cmn 74973W957 403 13,300 Sh Put Shared-defined 1 13,300 RTI INTERNATIONAL METALS CMN STK Cmn 74973W107 96 3,158 Sh Shared-defined 1 3,158 RTI INTERNATIONAL METALS CMN STK Cmn 74973W107 2,604 85,848 Sh Shared-defined -- 85,848 COLUMN TOTALS 7,656
FORM 13F Page 521 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- RUBICON MINERALS CORP COMMON STOCK Cmn 780911903 57 15,000 Sh Call Shared-defined 1 15,000 RUBICON MINERALS CORP COMMON STOCK Cmn 780911953 31 8,100 Sh Put Shared-defined 1 8,100 RUBICON MINERALS CORP COMMON STOCK Cmn 780911103 55 14,420 Sh Shared-defined 1 14,420 RUBY TUESDAY INC CMN STK Cmn 781182900 293 27,700 Sh Call Shared-defined 1 27,700 RUBY TUESDAY INC CMN STK Cmn 781182950 80 7,600 Sh Put Shared-defined 1 7,600 RUBY TUESDAY INC CMN STK Cmn 781182100 57 5,380 Sh Shared-defined 1 5,380 RUBY TUESDAY INC CMN STK Cmn 781182100 237 22,440 Sh Shared-defined -- 22,440 RUDDICK CORP CMN STK Cmn 781258108 1,406 44,441 Sh Shared-defined -- 44,441 RUDOLPH TECHNOLOGIES INC CMN STOCK Cmn 781270903 197 23,000 Sh Call Shared-defined 1 23,000 RUDOLPH TECHNOLOGIES INC CMN STOCK Cmn 781270953 60 7,000 Sh Put Shared-defined 1 7,000 RUDOLPH TECHNOLOGIES INC CMN STOCK Cmn 781270103 4 510 Sh Shared-defined -- 510 RUE21 INC Cmn 781295100 566 16,335 Sh Shared-defined 1 16,335 RUE21 INC Cmn 781295900 295 8,500 Sh Call Shared-defined 1 8,500 RUE21 INC Cmn 781295950 326 9,400 Sh Put Shared-defined 1 9,400 COLUMN TOTALS 3,664
FORM 13F Page 522 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- RUTH'S HOSPITALITY GROUP INC Cmn 783332909 277 52,300 Sh Call Shared-defined 1 52,300 RUTH'S HOSPITALITY GROUP INC Cmn 783332959 38 7,100 Sh Put Shared-defined 1 7,100 RUTH'S HOSPITALITY GROUP INC Cmn 783332109 55 10,322 Sh Shared-defined -- 10,322 RUTH'S HOSPITALITY GROUP INC Cmn 783332959 13 2,500 Sh Put Shared-defined -- 2,500 RYANAIR HOLDINGS Depository PLC-SP ADR 1:5 Receipt 783513104 16 574 Sh Shared-defined 1 N/A RYANAIR HOLDINGS Depository PLC-SP ADR 1:5 Receipt 783513104 379 13,950 Sh Shared-defined -- N/A RYDER SYS INC Cmn 783549108 711 18,355 Sh Shared-defined 1 18,355 RYDER SYS INC Cmn 783549108 973 25,112 Sh Shared-defined -- 25,112 RYDER SYS INC Cmn 783549908 3,008 77,600 Sh Call Shared-defined 1 77,600 RYDER SYS INC Cmn 783549958 1,252 32,300 Sh Put Shared-defined 1 32,300 RYLAND GROUP INC CMN STK Cmn 783764103 298 13,301 Sh Shared-defined -- 13,301 RYLAND GROUP INC CMN STK Cmn 783764903 4,692 209,100 Sh Call Shared-defined 1 209,100 RYLAND GROUP INC CMN STK Cmn 783764953 3,056 136,200 Sh Put Shared-defined 1 136,200 RYLAND GROUP INC CMN STK Cmn 783764903 619 27,600 Sh Call Shared-defined -- 27,600 COLUMN TOTALS 15,387
FORM 13F Page 523 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- RYLAND GROUP INC CMN STK Cmn 783764953 911 40,600 Sh Put Shared-defined -- 40,600 S1 CORPORATION CMN STOCK Cmn 78463B951 1 100 Sh Put Shared-defined 1 100 S1 CORPORATION CMN STOCK Cmn 78463B101 1 100 Sh Shared-defined 1 100 S1 CORPORATION CMN STOCK Cmn 78463B101 459 77,853 Sh Shared-defined -- 77,853 SABA SOFTWARE INC CMN STK Cmn 784932600 2 343 Sh Shared-defined 1 343 SABA SOFTWARE INC CMN STK Cmn 784932600 55 11,100 Sh Shared-defined -- 11,100 SAFE BULKERS INC Cmn Y7388L103 1,955 250,000 Sh Shared-defined -- 250,000 SAFEWAY INC CMN STOCK Cmn 786514908 1,850 74,400 Sh Call Shared-defined 1 74,400 SAFEWAY INC CMN STOCK Cmn 786514958 2,379 95,700 Sh Put Shared-defined 1 95,700 SAFEWAY INC CMN STOCK Cmn 786514908 89 3,600 Sh Call Shared-defined -- 3,600 SAFEWAY INC CMN STOCK Cmn 786514958 375 15,100 Sh Put Shared-defined -- 15,100 SAFEWAY INC CMN STOCK Cmn 786514208 68 2,724 Sh Shared-defined 1 2,724 SAFEWAY INC CMN STOCK Cmn 786514208 24,997 1,005,513 Sh Shared-defined -- 1,005,513 SAIC INC Cmn 78390X901 388 21,900 Sh Call Shared-defined 1 21,900 COLUMN TOTALS 33,530
FORM 13F Page 524 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SAIC INC Cmn 78390X951 781 44,100 Sh Put Shared-defined 1 44,100 SAIC INC Cmn 78390X101 778 43,980 Sh Shared-defined -- 43,980 SAKS INCORPORATED COMMON STOCK Cmn 79377W908 389 45,200 Sh Call Shared-defined 1 45,200 SAKS INCORPORATED COMMON STOCK Cmn 79377W958 666 77,400 Sh Put Shared-defined 1 77,400 SAKS INCORPORATED COMMON STOCK Cmn 79377W108 70 8,120 Sh Shared-defined 1 8,120 SAKS INCORPORATED COMMON STOCK Cmn 79377W108 845 98,305 Sh Shared-defined -- 98,305 SALESFORCE.COM INC COMMON STOCK Cmn 79466L902 15,769 211,800 Sh Call Shared-defined 1 211,800 SALESFORCE.COM INC COMMON STOCK Cmn 79466L952 11,651 156,500 Sh Put Shared-defined 1 156,500 SALESFORCE.COM INC COMMON STOCK Cmn 79466L902 3,075 41,300 Sh Call Shared-defined -- 41,300 SALESFORCE.COM INC COMMON STOCK Cmn 79466L952 3,871 52,000 Sh Put Shared-defined -- 52,000 SALESFORCE.COM INC COMMON STOCK Cmn 79466L302 196 2,629 Sh Shared-defined 1 2,629 SALESFORCE.COM INC COMMON STOCK Cmn 79466L302 289 3,885 Sh Shared-defined -- 3,885 SALIX PHARMACEUTICALS LTD Cmn 795435906 3,703 99,400 Sh Call Shared-defined 1 99,400 SALIX PHARMACEUTICALS LTD Cmn 795435956 2,149 57,700 Sh Put Shared-defined 1 57,700 COLUMN TOTALS 44,232
FORM 13F Page 525 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SALIX PHARMACEUTICALS LTD Cmn 795435106 38,746 1,040,164 Sh Shared-defined -- 1,040,164 SALIX PHARMACEUTICALS LTD Cmn 795435906 6,932 186,100 Sh Call Shared-defined -- 186,100 SALIX PHARMACEUTICALS LTD Cmn 795435956 14,714 395,000 Sh Put Shared-defined -- 395,000 SANDERSON FARMS INC CMN STK Cmn 800013904 2,648 49,400 Sh Call Shared-defined 1 49,400 SANDERSON FARMS INC CMN STK Cmn 800013954 4,289 80,000 Sh Put Shared-defined 1 80,000 SANDERSON FARMS INC CMN STK Cmn 800013104 74 1,377 Sh Shared-defined 1 1,377 SANDERSON FARMS INC CMN STK Cmn 800013104 9 165 Sh Shared-defined -- 165 SANDISK 1% CB 5/15/2013-REGISTERED Bond 80004CAC5 53,058 61,149,000 Prn Shared-defined -- N/A SANDISK CORP CMN STOCK Cmn 80004C901 12,917 373,000 Sh Call Shared-defined 1 373,000 SANDISK CORP CMN STOCK Cmn 80004C951 16,820 485,700 Sh Put Shared-defined 1 485,700 SANDISK CORP CMN STOCK Cmn 80004C901 4,031 116,400 Sh Call Shared-defined -- 116,400 SANDISK CORP CMN STOCK Cmn 80004C951 3,546 102,400 Sh Put Shared-defined -- 102,400 SANDISK CORP CMN STOCK Cmn 80004C101 211 6,092 Sh Shared-defined 1 6,092 SANDISK CORP CMN STOCK Cmn 80004C101 6,477 187,042 Sh Shared-defined -- 187,042 COLUMN TOTALS 164,472
FORM 13F Page 526 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SANDRIDGE ENERGY INC Cmn 80007P307 4,450 577,909 Sh Shared-defined 1 577,909 SANDRIDGE ENERGY INC Cmn 80007P907 1,984 257,700 Sh Call Shared-defined 1 257,700 SANDRIDGE ENERGY INC Cmn 80007P957 4,779 620,700 Sh Put Shared-defined 1 620,700 SANDRIDGE ENERGY INC Cmn 80007P307 1,437 186,661 Sh Shared-defined -- 186,661 SANDRIDGE ENERGY INC Cmn 80007P907 617 80,100 Sh Call Shared-defined -- 80,100 SANDRIDGE ENERGY INC Cmn 80007P957 1,405 182,500 Sh Put Shared-defined -- 182,500 SANDY SPRING BANCORP INC CMN STK Cmn 800363103 3,365 224,305 Sh Shared-defined -- 224,305 SANGAMO BIOSCIENCES INC CMN STK Cmn 800677906 280 51,600 Sh Call Shared-defined 1 51,600 SANGAMO BIOSCIENCES INC CMN STK Cmn 800677956 315 58,100 Sh Put Shared-defined 1 58,100 SANGAMO BIOSCIENCES INC CMN STK Cmn 800677106 189 34,795 Sh Shared-defined 1 34,795 SANGAMO BIOSCIENCES INC CMN STK Cmn 800677106 7 1,272 Sh Shared-defined -- 1,272 SANMINA-SCI CORP CMN STK Cmn 800907906 1,219 73,900 Sh Call Shared-defined 1 73,900 SANMINA-SCI CORP CMN STK Cmn 800907956 244 14,800 Sh Put Shared-defined 1 14,800 SANMINA-SCI CORP CMN STK Cmn 800907206 1,109 67,197 Sh Shared-defined 1 67,197 COLUMN TOTALS 21,400
FORM 13F Page 527 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SANOFI-AVENTIS SA Depository - -ADR 1:0.5 Receipt 80105N105 1,801 48,195 Sh Shared-defined -- N/A SANSATA TECHNOLOGIES HOLDING BV Cmn N7902X106 15 859 Sh Shared-defined 1 859 SANSATA TECHNOLOGIES HOLDING BV Cmn N7902X106 6,232 346,981 Sh Shared-defined -- 346,981 SANTARUS INC COMMON STOCK Cmn 802817304 2,236 415,630 Sh Shared-defined -- 415,630 SAP AG - SPONS ADR Depository 4:1 Receipt 803054204 1,477 30,656 Sh Shared-defined 1 N/A SAP AG - SPONS ADR Depository 4:1 Receipt 803054204 1,633 33,900 Sh Shared-defined -- N/A SAPIENT CORP CMN STOCK Cmn 803062108 11,735 1,283,896 Sh Shared-defined -- 1,283,896 SAPIENT CORP CMN STOCK Cmn 803062908 63 6,900 Sh Call Shared-defined 1 6,900 SAPIENT CORP CMN STOCK Cmn 803062958 43 4,700 Sh Put Shared-defined 1 4,700 SARA LEE CORP Cmn 803111103 1,097 78,740 Sh Shared-defined 1 78,740 SARA LEE CORP Cmn 803111903 1,096 78,700 Sh Call Shared-defined 1 78,700 SARA LEE CORP Cmn 803111953 1,823 130,900 Sh Put Shared-defined 1 130,900 SARA LEE CORP Cmn 803111103 224 16,075 Sh Shared-defined -- 16,075 SARA LEE CORP Cmn 803111903 107 7,700 Sh Call Shared-defined -- 7,700 COLUMN TOTALS 29,582
FORM 13F Page 528 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SARA LEE CORP Cmn 803111953 440 31,600 Sh Put Shared-defined -- 31,600 Satyam Computer Depository Services Ltd Receipt 804098101 832 159,403 Sh Shared-defined 1 N/A Satyam Computer Depository Services Ltd Receipt 804098101 163 31,188 Sh Shared-defined -- N/A SAVIENT PHARMACEUTICALS INC COMMON STOCK Cmn 80517Q900 5,867 406,000 Sh Call Shared-defined 1 406,000 SAVIENT PHARMACEUTICALS INC COMMON STOCK Cmn 80517Q950 1,409 97,500 Sh Put Shared-defined 1 97,500 SAVIENT PHARMACEUTICALS INC COMMON STOCK Cmn 80517Q100 1 64 Sh Shared-defined 1 64 SAVIENT PHARMACEUTICALS INC COMMON STOCK Cmn 80517Q100 8,784 607,898 Sh Shared-defined -- 607,898 SAVVIS INC CMN STK Cmn 805423908 419 25,400 Sh Call Shared-defined 1 25,400 SAVVIS INC CMN STK Cmn 805423958 74 4,500 Sh Put Shared-defined 1 4,500 SAVVIS INC CMN STK Cmn 805423308 526 31,868 Sh Shared-defined -- 31,868 SBA COMMUNICATIONS 1.875% CB 5/1/13 - REGISTERED Bond 78388JAN6 29,732 28,100,000 Prn Shared-defined -- N/A SBA COMMUNICATIONS CORP CMN STK Cmn 78388J906 1,703 47,200 Sh Call Shared-defined 1 47,200 SBA COMMUNICATIONS CORP CMN STK Cmn 78388J956 3,979 110,300 Sh Put Shared-defined 1 110,300 SBA COMMUNICATIONS CORP CMN STK Cmn 78388J906 87 2,400 Sh Call Shared-defined -- 2,400 COLUMN TOTALS 54,016
FORM 13F Page 529 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SBA COMMUNICATIONS CORP CMN STK Cmn 78388J956 902 25,000 Sh Put Shared-defined -- 25,000 SBA COMMUNICATIONS CORP CMN STK Cmn 78388J106 1,318 36,532 Sh Shared-defined 1 36,532 SBA COMMUNICATIONS CORP CMN STK Cmn 78388J106 687 19,044 Sh Shared-defined -- 19,044 SCANA CORP CMN STK Cmn 80589M102 1,031 27,440 Sh Shared-defined -- 27,440 SCHEIN HENRY INC CMN STOCK Cmn 806407902 1,260 21,400 Sh Call Shared-defined 1 21,400 SCHEIN HENRY INC CMN STOCK Cmn 806407952 2,574 43,700 Sh Put Shared-defined 1 43,700 SCHEIN HENRY INC CMN STOCK Cmn 806407102 431 7,317 Sh Shared-defined -- 7,317 SCHERING-PLOUGH CORP 6% CB 8/13/2010 - REGISTERED Bond 58933Y204 6 250 Prn Shared-defined 1 N/A SCHLUMBERGER LTD Cmn 806857908 46,580 734,000 Sh Call Shared-defined 1 734,000 SCHLUMBERGER LTD Cmn 806857958 42,912 676,200 Sh Put Shared-defined 1 676,200 SCHLUMBERGER LTD Cmn 806857108 47,745 752,365 Sh Shared-defined -- 752,365 SCHLUMBERGER LTD Cmn 806857908 13,047 205,600 Sh Call Shared-defined -- 205,600 SCHLUMBERGER LTD Cmn 806857958 12,965 204,300 Sh Put Shared-defined -- 204,300 SCHNITZER STEEL INDS -CL A CMN STK Cmn 806882906 5,500 104,700 Sh Call Shared-defined 1 104,700 COLUMN TOTALS 176,958
FORM 13F Page 530 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SCHNITZER STEEL INDS -CL A CMN STK Cmn 806882956 5,784 110,100 Sh Put Shared-defined 1 110,100 SCHNITZER STEEL INDS -CL A CMN STK Cmn 806882906 567 10,800 Sh Call Shared-defined -- 10,800 SCHNITZER STEEL INDS -CL A CMN STK Cmn 806882956 1,408 26,800 Sh Put Shared-defined -- 26,800 SCHNITZER STEEL INDS -CL A CMN STK Cmn 806882106 19,432 369,915 Sh Shared-defined -- 369,915 SCHOOL SPECIALTY 3.75% CB 11/30/2026-REGISTERED Bond 807863AL9 37,510 39,532,000 Prn Shared-defined -- N/A SCHOOL SPECIALTY INC CMN STOCK Cmn 807863905 1,029 45,300 Sh Call Shared-defined 1 45,300 SCHOOL SPECIALTY INC CMN STOCK Cmn 807863955 1,108 48,800 Sh Put Shared-defined 1 48,800 SCHOOL SPECIALTY INC CMN STOCK Cmn 807863105 151 6,654 Sh Shared-defined 1 6,654 SCHULMAN (A.) INC CMN STK Cmn 808194104 32 1,319 Sh Shared-defined 1 1,319 SCHULMAN (A.) INC CMN STK Cmn 808194104 350 14,293 Sh Shared-defined -- 14,293 SCHWAB CHARLES CORP NEW Cmn 808513905 3,013 161,200 Sh Call Shared-defined 1 161,200 SCHWAB CHARLES CORP NEW Cmn 808513955 2,142 114,600 Sh Put Shared-defined 1 114,600 SCHWAB CHARLES CORP NEW Cmn 808513105 283 15,134 Sh Shared-defined -- 15,134 SCHWAB CHARLES CORP NEW Cmn 808513905 1,514 81,000 Sh Call Shared-defined -- 81,000 COLUMN TOTALS 74,323
FORM 13F Page 531 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SCHWAB CHARLES CORP NEW Cmn 808513955 921 49,300 Sh Put Shared-defined -- 49,300 SCHWEITZER-MAUDUIT INTL INC Cmn 808541906 923 19,400 Sh Call Shared-defined 1 19,400 SCHWEITZER-MAUDUIT INTL INC Cmn 808541956 2,521 53,000 Sh Put Shared-defined 1 53,000 SCHWEITZER-MAUDUIT INTL INC Cmn 808541106 1,433 30,121 Sh Shared-defined 1 30,121 SCHWEITZER-MAUDUIT INTL INC Cmn 808541106 57 1,200 Sh Shared-defined -- 1,200 SCICLONE PHARMACEUTICALS INC CMN STK Cmn 80862K104 4 996 Sh Shared-defined 1 996 SCICLONE PHARMACEUTICALS INC CMN STK Cmn 80862K104 144 40,700 Sh Shared-defined -- 40,700 SCIENTIFIC GAMES CORP CMN STK Cmn 80874P909 489 34,700 Sh Call Shared-defined 1 34,700 SCIENTIFIC GAMES CORP CMN STK Cmn 80874P959 1,342 95,300 Sh Put Shared-defined 1 95,300 SCIENTIFIC GAMES CORP CMN STK Cmn 80874P909 23 1,600 Sh Call Shared-defined -- 1,600 SCIENTIFIC GAMES CORP CMN STK Cmn 80874P959 658 46,700 Sh Put Shared-defined -- 46,700 SCIENTIFIC GAMES CORP CMN STK Cmn 80874P109 735 52,204 Sh Shared-defined 1 52,204 SCIENTIFIC GAMES CORP CMN STK Cmn 80874P109 1,546 109,816 Sh Shared-defined -- 109,816 SCOTTS MIRACLE-GRO CO/THE CMN STK Cmn 810186906 1,112 24,000 Sh Call Shared-defined 1 24,000 COLUMN TOTALS 11,908
FORM 13F Page 532 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SCOTTS MIRACLE-GRO CO/THE CMN STK Cmn 810186956 436 9,400 Sh Put Shared-defined 1 9,400 SCOTTS MIRACLE-GRO CO/THE CMN STK Cmn 810186106 24,274 523,717 Sh Shared-defined -- 523,717 SCRIPPS NETWORKS INTERACTIVE Cmn 811065101 22 497 Sh Shared-defined 1 497 SCRIPPS NETWORKS INTERACTIVE Cmn 811065101 159 3,591 Sh Shared-defined -- 3,591 SCRIPPS NETWORKS INTERACTIVE Cmn 811065901 1,051 23,700 Sh Call Shared-defined 1 23,700 SCRIPPS NETWORKS INTERACTIVE Cmn 811065951 554 12,500 Sh Put Shared-defined 1 12,500 SEABRIDGE GOLD INC COMMON STOCK Cmn 811916905 2,645 108,600 Sh Call Shared-defined 1 108,600 SEABRIDGE GOLD INC COMMON STOCK Cmn 811916955 1,990 81,700 Sh Put Shared-defined 1 81,700 SEABRIDGE GOLD INC COMMON STOCK Cmn 811916105 191 7,860 Sh Shared-defined 1 7,860 SEABRIDGE GOLD INC COMMON STOCK Cmn 811916105 61 2,487 Sh Shared-defined -- 2,487 SEACHANGE INTL INC CMN STOCK Cmn 811699907 197 27,400 Sh Call Shared-defined 1 27,400 SEACHANGE INTL INC CMN STOCK Cmn 811699957 230 32,000 Sh Put Shared-defined 1 32,000 SEACHANGE INTL INC CMN STOCK Cmn 811699107 23 3,210 Sh Shared-defined 1 3,210 SEACHANGE INTL INC CMN STOCK Cmn 811699107 22 3,100 Sh Shared-defined -- 3,100 COLUMN TOTALS 31,855
FORM 13F Page 533 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SEACOR HOLDINGS INC CMN STK Cmn 811904101 25 314 Sh Shared-defined 1 314 SEACOR HOLDINGS INC CMN STK Cmn 811904101 7,945 98,500 Sh Shared-defined -- 98,500 SEAGATE TECHNOLOGY COMMON STOCK Cmn G7945J904 3,858 211,300 Sh Call Shared-defined 1 211,300 SEAGATE TECHNOLOGY COMMON STOCK Cmn G7945J954 10,930 598,600 Sh Put Shared-defined 1 598,600 SEAGATE TECHNOLOGY COMMON STOCK Cmn G7945J904 1,897 103,900 Sh Call Shared-defined -- 103,900 SEAGATE TECHNOLOGY COMMON STOCK Cmn G7945J954 6,530 357,600 Sh Put Shared-defined -- 357,600 SEAGATE TECHNOLOGY COMMON STOCK Cmn G7945J104 5,605 306,975 Sh Shared-defined 1 306,975 SEAGATE TECHNOLOGY COMMON STOCK Cmn G7945J104 14,821 811,691 Sh Shared-defined -- 811,691 SEAHAWK DRILLING INC-W/I Cmn 81201R907 164 8,700 Sh Call Shared-defined 1 8,700 SEAHAWK DRILLING INC-W/I Cmn 81201R957 341 18,100 Sh Put Shared-defined 1 18,100 SEAHAWK DRILLING INC-W/I Cmn 81201R107 170 9,032 Sh Shared-defined 1 9,032 SEAHAWK DRILLING INC-W/I Cmn 81201R107 88 4,684 Sh Shared-defined -- 4,684 SEALED AIR CORP CMN STK Cmn 81211K100 29 1,376 Sh Shared-defined 1 1,376 SEALED AIR CORP CMN STK Cmn 81211K100 27 1,300 Sh Shared-defined -- 1,300 COLUMN TOTALS 52,430
FORM 13F Page 534 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SEALED AIR CORP CMN STK Cmn 81211K900 799 37,900 Sh Call Shared-defined 1 37,900 SEALED AIR CORP CMN STK Cmn 81211K950 162 7,700 Sh Put Shared-defined 1 7,700 SEALY CORP COMMON STOCK Cmn 812139301 25 7,242 Sh Shared-defined 1 7,242 SEALY CORP COMMON STOCK Cmn 812139301 3 719 Sh Shared-defined -- 719 SEARS HOLDINGS CORP COMMON STOCK Cmn 812350906 16,785 154,800 Sh Call Shared-defined 1 154,800 SEARS HOLDINGS CORP COMMON STOCK Cmn 812350956 43,123 397,700 Sh Put Shared-defined 1 397,700 SEARS HOLDINGS CORP COMMON STOCK Cmn 812350106 8,019 73,952 Sh Shared-defined 1 73,952 SEARS HOLDINGS CORP COMMON STOCK Cmn 812350106 211 1,944 Sh Shared-defined -- 1,944 SEASPAN CORP COMMON STOCK Cmn Y75638909 150 15,000 Sh Call Shared-defined 1 15,000 SEASPAN CORP COMMON STOCK Cmn Y75638959 228 22,700 Sh Put Shared-defined 1 22,700 SEASPAN CORP COMMON STOCK Cmn Y75638109 111 11,108 Sh Shared-defined 1 11,108 SEASPAN CORP COMMON STOCK Cmn Y75638109 80 8,019 Sh Shared-defined -- 8,019 SEATTLE GENETICS, INC. Cmn 812578102 9 795 Sh Shared-defined 1 795 SEATTLE GENETICS, INC. Cmn 812578902 113 9,500 Sh Call Shared-defined 1 9,500 COLUMN TOTALS 69,818
FORM 13F Page 535 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SEATTLE GENETICS, INC. Cmn 812578952 57 4,800 Sh Put Shared-defined 1 4,800 SEATTLE GENETICS, INC. Cmn 812578102 7,455 624,394 Sh Shared-defined -- 624,394 SEI CORP CMN STK Cmn 784117103 78 3,569 Sh Shared-defined 1 3,569 SEI CORP CMN STK Cmn 784117103 2,047 93,154 Sh Shared-defined -- 93,154 SEI CORP CMN STK Cmn 784117903 292 13,300 Sh Call Shared-defined 1 13,300 SEI CORP CMN STK Cmn 784117953 259 11,800 Sh Put Shared-defined 1 11,800 SELECT COMFORT CMN STOCK Cmn 81616X903 156 19,600 Sh Call Shared-defined 1 19,600 SELECT COMFORT CMN STOCK Cmn 81616X953 35 4,400 Sh Put Shared-defined 1 4,400 SELECT COMFORT CMN STOCK Cmn 81616X903 2 200 Sh Call Shared-defined -- 200 SELECT COMFORT CMN STOCK Cmn 81616X103 84 10,563 Sh Shared-defined 1 10,563 SELECT COMFORT CMN STOCK Cmn 81616X103 117 14,737 Sh Shared-defined -- 14,737 SELECTIVE INSURANCE GROUP COMMON STOCK Cmn 816300107 5 305 Sh Shared-defined 1 305 SELECTIVE INSURANCE GROUP COMMON STOCK Cmn 816300107 608 36,629 Sh Shared-defined -- 36,629 SEMPRA ENERGY CMN STOCK Cmn 816851909 2,106 42,200 Sh Call Shared-defined 1 42,200 COLUMN TOTALS 13,301
FORM 13F Page 536 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SEMPRA ENERGY CMN STOCK Cmn 816851959 1,667 33,400 Sh Put Shared-defined 1 33,400 SEMPRA ENERGY CMN STOCK Cmn 816851109 140 2,813 Sh Shared-defined 1 2,813 SEMPRA ENERGY CMN STOCK Cmn 816851109 706 14,153 Sh Shared-defined -- 14,153 SEMTECH CORP CMN STK Cmn 816850901 214 12,300 Sh Call Shared-defined 1 12,300 SEMTECH CORP CMN STK Cmn 816850951 58 3,300 Sh Put Shared-defined 1 3,300 SEMTECH CORP CMN STK Cmn 816850101 9 527 Sh Shared-defined -- 527 SENECA FOODS CORP CMN STOCK Cmn 817070501 2,489 85,467 Sh Shared-defined -- 85,467 SENIOR HOUSING PROP TRUST CMN STK Cmn 81721M109 2,086 94,158 Sh Shared-defined -- 94,158 SENIOR HOUSING PROP TRUST CMN STK Cmn 81721M909 848 38,300 Sh Call Shared-defined 1 38,300 SENIOR HOUSING PROP TRUST CMN STK Cmn 81721M959 137 6,200 Sh Put Shared-defined 1 6,200 SENSIENT TECHNOLOGIES CORP Cmn 81725T100 27 929 Sh Shared-defined 1 929 SENSIENT TECHNOLOGIES CORP Cmn 81725T900 32 1,100 Sh Call Shared-defined 1 1,100 SENSIENT TECHNOLOGIES CORP Cmn 81725T950 3 100 Sh Put Shared-defined 1 100 SENSIENT TECHNOLOGIES CORP Cmn 81725T100 671 23,088 Sh Shared-defined -- 23,088 COLUMN TOTALS 9,087
FORM 13F Page 537 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SEQUENOM INC CMN STOCK Cmn 817337905 1,006 159,400 Sh Call Shared-defined 1 159,400 SEQUENOM INC CMN STOCK Cmn 817337955 1,747 276,800 Sh Put Shared-defined 1 276,800 SEQUENOM INC CMN STOCK Cmn 817337405 618 97,879 Sh Shared-defined 1 97,879 SEQUENOM INC CMN STOCK Cmn 817337405 264 41,837 Sh Shared-defined -- 41,837 SERVICE CORPORATION COMMON STOCK Cmn 817565104 2 248 Sh Shared-defined 1 248 SERVICE CORPORATION COMMON STOCK Cmn 817565104 568 61,843 Sh Shared-defined -- 61,843 SFN GROUP INC Cmn 784153108 175 21,793 Sh Shared-defined -- 21,793 SHANDA GAMES Depository LTD-SPONS ADR Receipt 81941U105 538 74,736 Sh Shared-defined 1 N/A SHANDA INTERACTIVE ENTER-ADR COMMON Depository STOCK Receipt 81941Q203 3,547 81,376 Sh Shared-defined 1 N/A SHANDA INTERACTIVE ENTER-ADR COMMON Depository STOCK Receipt 81941Q203 13 309 Sh Shared-defined -- N/A SHAW GROUP INC CMN STK Cmn 820280905 3,704 107,600 Sh Call Shared-defined 1 107,600 SHAW GROUP INC CMN STK Cmn 820280955 8,550 248,400 Sh Put Shared-defined 1 248,400 SHAW GROUP INC CMN STK Cmn 820280905 1,105 32,100 Sh Call Shared-defined -- 32,100 SHAW GROUP INC CMN STK Cmn 820280955 2,981 86,600 Sh Put Shared-defined -- 86,600 COLUMN TOTALS 24,818
FORM 13F Page 538 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SHAW GROUP INC CMN STK Cmn 820280105 3,383 98,296 Sh Shared-defined 1 98,296 SHAW GROUP INC CMN STK Cmn 820280105 15,075 437,973 Sh Shared-defined -- 437,973 SHENGDATECH INC Cmn 823213103 37 4,893 Sh Shared-defined 1 4,893 SHENGDATECH INC Cmn 823213903 104 13,900 Sh Call Shared-defined 1 13,900 SHENGDATECH INC Cmn 823213953 115 15,300 Sh Put Shared-defined 1 15,300 SHENGDATECH INC Cmn 823213103 118 15,777 Sh Shared-defined -- 15,777 SHERWIN-WILLIAMS COMMON STOCK Cmn 824348106 13,349 197,240 Sh Shared-defined -- 197,240 SHERWIN-WILLIAMS COMMON STOCK Cmn 824348906 12,541 185,300 Sh Call Shared-defined 1 185,300 SHERWIN-WILLIAMS COMMON STOCK Cmn 824348956 5,509 81,400 Sh Put Shared-defined 1 81,400 SHERWIN-WILLIAMS COMMON STOCK Cmn 824348906 1,428 21,100 Sh Call Shared-defined -- 21,100 SHERWIN-WILLIAMS COMMON STOCK Cmn 824348956 352 5,200 Sh Put Shared-defined -- 5,200 SHIP FINANCE INTL COMMON STOCK Cmn G81075906 423 23,800 Sh Call Shared-defined 1 23,800 SHIP FINANCE INTL COMMON STOCK Cmn G81075956 618 34,800 Sh Put Shared-defined 1 34,800 SHIP FINANCE INTL COMMON STOCK Cmn G81075106 187 10,552 Sh Shared-defined 1 10,552 COLUMN TOTALS 53,239
FORM 13F Page 539 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SHIP FINANCE INTL COMMON STOCK Cmn G81075106 24 1,375 Sh Shared-defined -- 1,375 SHUFFLE MASTER INC CMN STK Cmn 825549908 183 22,300 Sh Call Shared-defined 1 22,300 SHUFFLE MASTER INC CMN STK Cmn 825549958 84 10,300 Sh Put Shared-defined 1 10,300 SHUFFLE MASTER INC CMN STK Cmn 825549108 20 2,453 Sh Shared-defined 1 2,453 SHUFFLE MASTER INC CMN STK Cmn 825549108 58 7,134 Sh Shared-defined -- 7,134 SHUTTERFLY INC Cmn 82568P304 21 888 Sh Shared-defined 1 888 SHUTTERFLY INC Cmn 82568P904 684 28,400 Sh Call Shared-defined 1 28,400 SHUTTERFLY INC Cmn 82568P954 318 13,200 Sh Put Shared-defined 1 13,200 SHUTTERFLY INC Cmn 82568P304 504 20,905 Sh Shared-defined -- 20,905 SIERRA SEMICON 2.25% CB 10/31/2025-REGISTERED Bond 69344FAD8 9,758 8,085,000 Prn Shared-defined -- N/A SIERRA WIRELESS INC COMMON STOCK Cmn 826516906 110 13,000 Sh Call Shared-defined 1 13,000 SIERRA WIRELESS INC COMMON STOCK Cmn 826516956 181 21,500 Sh Put Shared-defined 1 21,500 SIERRA WIRELESS INC COMMON STOCK Cmn 826516106 319 37,880 Sh Shared-defined 1 37,880 SIERRA WIRELESS INC COMMON STOCK Cmn 826516106 347 41,168 Sh Shared-defined -- 41,168 COLUMN TOTALS 12,611
FORM 13F Page 540 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SIGA TECHNOLOGIES INC CMN STOCK Cmn 826917906 434 65,500 Sh Call Shared-defined 1 65,500 SIGA TECHNOLOGIES INC CMN STOCK Cmn 826917956 152 22,900 Sh Put Shared-defined 1 22,900 SIGA TECHNOLOGIES INC CMN STOCK Cmn 826917106 365 55,048 Sh Shared-defined 1 55,048 SIGA TECHNOLOGIES INC CMN STOCK Cmn 826917106 78 11,700 Sh Shared-defined -- 11,700 SIGMA ALDRICH CORP Cmn 826552101 229 4,268 Sh Shared-defined 1 4,268 SIGMA ALDRICH CORP Cmn 826552901 2,860 53,300 Sh Call Shared-defined 1 53,300 SIGMA ALDRICH CORP Cmn 826552951 987 18,400 Sh Put Shared-defined 1 18,400 SIGMA ALDRICH CORP Cmn 826552101 156 2,906 Sh Shared-defined -- 2,906 SIGMA DESIGNS INC CMN STK Cmn 826565903 229 19,500 Sh Call Shared-defined 1 19,500 SIGMA DESIGNS INC CMN STK Cmn 826565953 545 46,500 Sh Put Shared-defined 1 46,500 SIGMA DESIGNS INC CMN STK Cmn 826565103 345 29,432 Sh Shared-defined 1 29,432 SIGMA DESIGNS INC CMN STK Cmn 826565103 607 51,780 Sh Shared-defined -- 51,780 SILGAN HOLDINGS CMN STOCK Cmn 827048109 375 6,221 Sh Shared-defined -- 6,221 SILGAN HOLDINGS CMN STOCK Cmn 827048909 1,644 27,300 Sh Call Shared-defined 1 27,300 COLUMN TOTALS 9,006
FORM 13F Page 541 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SILGAN HOLDINGS CMN STOCK Cmn 827048959 446 7,400 Sh Put Shared-defined 1 7,400 SILICON GRAPHICS INTERNATIONAL CORP Cmn 82706L908 379 35,500 Sh Call Shared-defined 1 35,500 SILICON GRAPHICS INTERNATIONAL CORP Cmn 82706L958 76 7,100 Sh Put Shared-defined 1 7,100 SILICON GRAPHICS INTERNATIONAL CORP Cmn 82706L108 44 4,096 Sh Shared-defined 1 4,096 SILICON GRAPHICS INTERNATIONAL CORP Cmn 82706L108 181 16,918 Sh Shared-defined -- 16,918 SILICON IMAGE INC. CMN STOCK Cmn 82705T102 63 20,723 Sh Shared-defined 1 20,723 SILICON IMAGE INC. CMN STOCK Cmn 82705T902 14 4,800 Sh Call Shared-defined 1 4,800 SILICON IMAGE INC. CMN STOCK Cmn 82705T952 74 24,500 Sh Put Shared-defined 1 24,500 SILICON IMAGE INC. CMN STOCK Cmn 82705T102 27 8,800 Sh Shared-defined -- 8,800 SILICON LABORATORIES INC CMN STOCK Cmn 826919902 7,322 153,600 Sh Call Shared-defined 1 153,600 SILICON LABORATORIES INC CMN STOCK Cmn 826919952 1,535 32,200 Sh Put Shared-defined 1 32,200 SILICON LABORATORIES INC CMN STOCK Cmn 826919902 4,033 84,600 Sh Call Shared-defined -- 84,600 SILICON LABORATORIES INC CMN STOCK Cmn 826919952 48 1,000 Sh Put Shared-defined -- 1,000 SILICON LABORATORIES INC CMN STOCK Cmn 826919102 71 1,487 Sh Shared-defined 1 1,487 COLUMN TOTALS 14,313
FORM 13F Page 542 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SILICON LABORATORIES INC CMN STOCK Cmn 826919102 302 6,325 Sh Shared-defined -- 6,325 SILICON MOTION TECHNOLOGY 1 ADR: Depository 4 COMMON Receipt 82706C108 57 12,761 Sh Shared-defined 1 N/A SILICON MOTION TECHNOLOGY 1 ADR: Depository 4 COMMON Receipt 82706C108 13 2,915 Sh Shared-defined -- N/A SILICON STORAGE TECHN INC CMN STOCK Cmn 827057100 26 8,646 Sh Shared-defined 1 8,646 SILICON STORAGE TECHN INC CMN STOCK Cmn 827057100 16 5,200 Sh Shared-defined -- 5,200 SILICONWARE Depository PRECISION -ADR Receipt 827084864 333 55,482 Sh Shared-defined -- N/A SILVER STD RES INC CMN STOCK Cmn 82823L906 2,304 129,500 Sh Call Shared-defined 1 129,500 SILVER STD RES INC CMN STOCK Cmn 82823L956 2,866 161,100 Sh Put Shared-defined 1 161,100 SILVER STD RES INC CMN STOCK Cmn 82823L906 751 42,200 Sh Call Shared-defined -- 42,200 SILVER STD RES INC CMN STOCK Cmn 82823L956 258 14,500 Sh Put Shared-defined -- 14,500 SILVER STD RES INC CMN STOCK Cmn 82823L106 1,979 111,217 Sh Shared-defined 1 111,217 SILVER WHEATON CORP. COMMON STOCK Cmn 828336907 2,468 157,400 Sh Call Shared-defined 1 157,400 SILVER WHEATON CORP. COMMON STOCK Cmn 828336957 6,256 399,000 Sh Put Shared-defined 1 399,000 SILVER WHEATON CORP. COMMON STOCK Cmn 828336907 356 22,700 Sh Call Shared-defined -- 22,700 COLUMN TOTALS 17,985
FORM 13F Page 543 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SILVER WHEATON CORP. COMMON STOCK Cmn 828336957 2,272 144,900 Sh Put Shared-defined -- 144,900 SILVER WHEATON CORP. COMMON STOCK Cmn 828336107 4,599 293,282 Sh Shared-defined 1 293,282 SILVER WHEATON CORP. COMMON STOCK Cmn 828336107 2,010 128,214 Sh Shared-defined -- 128,214 SILVERCORP METALS INC Cmn 82835P103 937 136,228 Sh Shared-defined 1 136,228 SILVERCORP METALS INC Cmn 82835P903 322 46,800 Sh Call Shared-defined 1 46,800 SILVERCORP METALS INC Cmn 82835P953 1,044 151,800 Sh Put Shared-defined 1 151,800 SILVERCORP METALS INC Cmn 82835P103 -- 50 Sh Shared-defined -- 50 SIMON PROPERTY GROUP 6% PFD Pref Stk 828806802 1 19 Sh Shared-defined 1 N/A SIMON PROPERTY GROUP INC CMN STK Cmn 828806109 475 5,661 Sh Shared-defined -- 5,661 SIMON PROPERTY GROUP INC CMN STK Cmn 828806909 21,042 250,800 Sh Call Shared-defined 1 250,800 SIMON PROPERTY GROUP INC CMN STK Cmn 828806959 29,231 348,400 Sh Put Shared-defined 1 348,400 SIMON PROPERTY GROUP INC CMN STK Cmn 828806909 4,396 52,400 Sh Call Shared-defined -- 52,400 SIMON PROPERTY GROUP INC CMN STK Cmn 828806959 7,350 87,600 Sh Put Shared-defined -- 87,600 SIMPSON MANUFACTURING INC CMN STK Cmn 829073905 419 15,100 Sh Call Shared-defined 1 15,100 COLUMN TOTALS 74,098
FORM 13F Page 544 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SIMPSON MANUFACTURING INC CMN STK Cmn 829073955 622 22,400 Sh Put Shared-defined 1 22,400 SIMPSON MANUFACTURING INC CMN STK Cmn 829073105 927 33,390 Sh Shared-defined 1 33,390 SIMPSON MANUFACTURING INC CMN STK Cmn 829073105 675 24,328 Sh Shared-defined -- 24,328 SIMS METAL Depository MANAG-SPON ADR Receipt 829160100 106 5,422 Sh Shared-defined 1 N/A SIMS METAL Depository MANAG-SPON ADR Receipt 829160100 504 25,655 Sh Shared-defined -- N/A SINA CORP CMN STK Cmn G81477904 6,381 169,300 Sh Call Shared-defined 1 169,300 SINA CORP CMN STK Cmn G81477954 4,960 131,600 Sh Put Shared-defined 1 131,600 SINA CORP CMN STK Cmn G81477904 1,745 46,300 Sh Call Shared-defined -- 46,300 SINA CORP CMN STK Cmn G81477954 1,346 35,700 Sh Put Shared-defined -- 35,700 SINA CORP CMN STK Cmn G81477104 199 5,269 Sh Shared-defined 1 5,269 SINA CORP CMN STK Cmn G81477104 6,428 170,539 Sh Shared-defined -- 170,539 SINCLAIR BROADCASTING GROUP COMMON STOCK Cmn 829226109 153 30,113 Sh Shared-defined -- 30,113 SINOVAC BIOTECH LTD. COMMON STOCK Cmn P8696W904 248 42,000 Sh Call Shared-defined 1 42,000 SINOVAC BIOTECH LTD. COMMON STOCK Cmn P8696W954 80 13,500 Sh Put Shared-defined 1 13,500 COLUMN TOTALS 24,374
FORM 13F Page 545 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SINOVAC BIOTECH LTD. COMMON STOCK Cmn P8696W104 94 15,950 Sh Shared-defined 1 15,950 SINOVAC BIOTECH LTD. COMMON STOCK Cmn P8696W104 3 587 Sh Shared-defined -- 587 SIRIUS SATELLITE RADIO INC 3.25% CB DUE 10/15/2011 Bond 82966UAD5 8,179 8,558,000 Prn Shared-defined -- N/A SIRIUS XM RADIO INC Cmn 82967N108 543 623,611 Sh Shared-defined 1 623,611 SIRIUS XM RADIO INC Cmn 82967N908 37 42,100 Sh Call Shared-defined 1 42,100 SIRIUS XM RADIO INC Cmn 82967N958 428 491,700 Sh Put Shared-defined 1 491,700 SIRIUS XM RADIO INC Cmn 82967N108 7 7,828 Sh Shared-defined -- 7,828 SIRONA DENTAL SYSTEMS INC Cmn 82966C103 22 585 Sh Shared-defined 1 585 SIRONA DENTAL SYSTEMS INC Cmn 82966C903 434 11,400 Sh Call Shared-defined 1 11,400 SIRONA DENTAL SYSTEMS INC Cmn 82966C953 110 2,900 Sh Put Shared-defined 1 2,900 SIRONA DENTAL SYSTEMS INC Cmn 82966C103 249 6,535 Sh Shared-defined -- 6,535 SKECHERS U S A INC CMN STOCK Cmn 830566105 4,390 120,876 Sh Shared-defined 1 120,876 SKECHERS U S A INC CMN STOCK Cmn 830566105 12,491 343,912 Sh Shared-defined -- 343,912 SKECHERS U S A INC CMN STOCK Cmn 830566905 1,969 54,200 Sh Call Shared-defined 1 54,200 COLUMN TOTALS 28,956
FORM 13F Page 546 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SKECHERS U S A INC CMN STOCK Cmn 830566955 2,717 74,800 Sh Put Shared-defined 1 74,800 SKECHERS U S A INC CMN STOCK Cmn 830566905 265 7,300 Sh Call Shared-defined -- 7,300 SKECHERS U S A INC CMN STOCK Cmn 830566955 610 16,800 Sh Put Shared-defined -- 16,800 SKILLED HEALTHCARE GROUP INC Cmn 83066R107 2 392 Sh Shared-defined 1 392 SKILLED HEALTHCARE GROUP INC Cmn 83066R107 61 9,826 Sh Shared-defined -- 9,826 SKYWEST INC CMN STK Cmn 830879902 288 20,200 Sh Call Shared-defined 1 20,200 SKYWEST INC CMN STK Cmn 830879952 124 8,700 Sh Put Shared-defined 1 8,700 SKYWEST INC CMN STK Cmn 830879102 1,087 76,118 Sh Shared-defined -- 76,118 SKYWORKS SOLUTIONS INC 1.5% CB 3/1/2012 - REGISTER Bond 83088MAH5 21,396 12,600,000 Prn Shared-defined -- N/A SKYWORKS SOLUTIONS INC CMN STK Cmn 83088M902 1,649 105,700 Sh Call Shared-defined 1 105,700 SKYWORKS SOLUTIONS INC CMN STK Cmn 83088M952 549 35,200 Sh Put Shared-defined 1 35,200 SKYWORKS SOLUTIONS INC CMN STK Cmn 83088M902 638 40,900 Sh Call Shared-defined -- 40,900 SKYWORKS SOLUTIONS INC CMN STK Cmn 83088M952 98 6,300 Sh Put Shared-defined -- 6,300 SKYWORKS SOLUTIONS INC CMN STK Cmn 83088M102 12 767 Sh Shared-defined -- 767 COLUMN TOTALS 29,496
FORM 13F Page 547 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SL GREEN REALTY CORP CMN STOCK Cmn 78440X901 5,275 92,100 Sh Call Shared-defined 1 92,100 SL GREEN REALTY CORP CMN STOCK Cmn 78440X951 4,015 70,100 Sh Put Shared-defined 1 70,100 SL GREEN REALTY CORP CMN STOCK Cmn 78440X901 561 9,800 Sh Call Shared-defined -- 9,800 SL GREEN REALTY CORP CMN STOCK Cmn 78440X951 825 14,400 Sh Put Shared-defined -- 14,400 SL GREEN REALTY CORP CMN STOCK Cmn 78440X101 169 2,943 Sh Shared-defined 1 2,943 SLM CORP CMN STK Cmn 78442P906 3,206 256,100 Sh Call Shared-defined 1 256,100 SLM CORP CMN STK Cmn 78442P956 1,886 150,600 Sh Put Shared-defined 1 150,600 SLM CORP CMN STK Cmn 78442P906 632 50,500 Sh Call Shared-defined -- 50,500 SLM CORP CMN STK Cmn 78442P956 719 57,400 Sh Put Shared-defined -- 57,400 SLM CORP CMN STK Cmn 78442P106 333 26,626 Sh Shared-defined -- 26,626 SMART MODULAR TECHNOLOGIES WWH INC CMN STK Cmn G82245104 47 6,129 Sh Shared-defined 1 6,129 SMART MODULAR TECHNOLOGIES WWH INC CMN STK Cmn G82245104 163 21,144 Sh Shared-defined -- 21,144 SMARTHEAT INC Cmn 83172F104 155 14,386 Sh Shared-defined 1 14,386 SMARTHEAT INC Cmn 83172F904 524 48,800 Sh Call Shared-defined 1 48,800 COLUMN TOTALS 18,510
FORM 13F Page 548 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SMARTHEAT INC Cmn 83172F954 394 36,700 Sh Put Shared-defined 1 36,700 SMARTHEAT INC Cmn 83172F104 4 400 Sh Shared-defined -- 400 SMITH & NEPHEW PLC Depository - -SPON ADR 1:10 Receipt 83175M205 3 53 Sh Shared-defined 1 N/A SMITH & NEPHEW PLC Depository - -SPON ADR 1:10 Receipt 83175M205 302 6,023 Sh Shared-defined -- N/A SMITH & WESSON HLDG CORP CMN STOCK Cmn 831756901 87 23,100 Sh Call Shared-defined 1 23,100 SMITH & WESSON HLDG CORP CMN STOCK Cmn 831756951 1,752 463,400 Sh Put Shared-defined 1 463,400 SMITH & WESSON HLDG CORP CMN STOCK Cmn 831756901 1 300 Sh Call Shared-defined -- 300 SMITH & WESSON HLDG CORP CMN STOCK Cmn 831756951 35 9,200 Sh Put Shared-defined -- 9,200 SMITH & WESSON HLDG CORP CMN STOCK Cmn 831756101 1,941 513,456 Sh Shared-defined 1 513,456 SMITH & WESSON HLDG CORP CMN STOCK Cmn 831756101 76 20,169 Sh Shared-defined -- 20,169 SMITH INTERNATIONAL COMMON STOCK Cmn 832110100 4 100 Sh Shared-defined 1 100 SMITH INTERNATIONAL COMMON STOCK Cmn 832110100 21 500 Sh Shared-defined -- 500 SMITH INTERNATIONAL COMMON STOCK Cmn 832110900 9,707 226,700 Sh Call Shared-defined 1 226,700 SMITH INTERNATIONAL COMMON STOCK Cmn 832110950 7,035 164,300 Sh Put Shared-defined 1 164,300 COLUMN TOTALS 21,362
FORM 13F Page 549 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SMITH INTERNATIONAL COMMON STOCK Cmn 832110900 3,323 77,600 Sh Call Shared-defined -- 77,600 SMITH INTERNATIONAL COMMON STOCK Cmn 832110950 4,513 105,400 Sh Put Shared-defined -- 105,400 SMITH MICRO SOFTWARE INC CMN STOCK Cmn 832154908 68 7,700 Sh Call Shared-defined 1 7,700 SMITH MICRO SOFTWARE INC CMN STOCK Cmn 832154958 65 7,400 Sh Put Shared-defined 1 7,400 SMITH MICRO SOFTWARE INC CMN STOCK Cmn 832154108 16 1,840 Sh Shared-defined -- 1,840 SMITHFIELD FOODS INC CMN STK Cmn 832248908 3,700 178,400 Sh Call Shared-defined 1 178,400 SMITHFIELD FOODS INC CMN STK Cmn 832248958 3,028 146,000 Sh Put Shared-defined 1 146,000 SMITHFIELD FOODS INC CMN STK Cmn 832248908 1,112 53,600 Sh Call Shared-defined -- 53,600 SMITHFIELD FOODS INC CMN STK Cmn 832248958 6,178 297,900 Sh Put Shared-defined -- 297,900 SMITHFIELD FOODS INC CMN STK Cmn 832248108 353 17,040 Sh Shared-defined 1 17,040 SMITHFIELD FOODS INC CMN STK Cmn 832248108 270 13,004 Sh Shared-defined -- 13,004 SNAP ON INC Cmn 833034101 13 308 Sh Shared-defined 1 308 SNAP ON INC Cmn 833034901 2,137 49,300 Sh Call Shared-defined 1 49,300 SNAP ON INC Cmn 833034951 1,937 44,700 Sh Put Shared-defined 1 44,700 COLUMN TOTALS 26,713
FORM 13F Page 550 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SNAP ON INC Cmn 833034101 2,233 51,534 Sh Shared-defined -- 51,534 SOHU.COM INC Cmn 83408W103 4,461 81,710 Sh Shared-defined 1 81,710 SOHU.COM INC Cmn 83408W903 2,948 54,000 Sh Call Shared-defined 1 54,000 SOHU.COM INC Cmn 83408W953 9,495 173,900 Sh Put Shared-defined 1 173,900 SOHU.COM INC Cmn 83408W103 911 16,684 Sh Shared-defined -- 16,684 SOHU.COM INC Cmn 83408W903 1,518 27,800 Sh Call Shared-defined -- 27,800 SOHU.COM INC Cmn 83408W953 1,327 24,300 Sh Put Shared-defined -- 24,300 SOLARFUN POWER Depository HOLDINGS-ADR Receipt 83415U108 575 73,659 Sh Shared-defined 1 N/A SOLARFUN POWER Depository HOLDINGS-ADR Receipt 83415U108 9,278 1,187,949 Sh Shared-defined -- N/A SOLARWINDS INC Cmn 83416B909 886 40,900 Sh Call Shared-defined 1 40,900 SOLARWINDS INC Cmn 83416B959 130 6,000 Sh Put Shared-defined 1 6,000 SOLARWINDS INC Cmn 83416B109 1,246 57,530 Sh Shared-defined -- 57,530 SOLERA HOLDINGS INC Cmn 83421A104 406 10,492 Sh Shared-defined -- 10,492 SOLUTIA INC Cmn 834376901 182 11,300 Sh Call Shared-defined 1 11,300 COLUMN TOTALS 35,596
FORM 13F Page 551 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SOLUTIA INC Cmn 834376951 126 7,800 Sh Put Shared-defined 1 7,800 SOLUTIA INC Cmn 834376501 1,038 64,454 Sh Shared-defined -- 64,454 SOMAXON PHARMACEUTICALS INC COMMON STOCK Cmn 834453102 66 7,633 Sh Shared-defined 1 7,633 SOMAXON PHARMACEUTICALS INC COMMON STOCK Cmn 834453102 421 48,694 Sh Shared-defined -- 48,694 SONIC AUTOMOTIVE 5% CB 10/01/29-REGISTERED Bond 83545GAQ5 3,669 3,324,000 Prn Shared-defined -- N/A SONIC AUTOMOTIVE INC. CMN STOCK Cmn 83545G902 140 12,700 Sh Call Shared-defined 1 12,700 SONIC AUTOMOTIVE INC. CMN STOCK Cmn 83545G952 295 26,800 Sh Put Shared-defined 1 26,800 SONIC AUTOMOTIVE INC. CMN STOCK Cmn 83545G102 571 51,951 Sh Shared-defined -- 51,951 SONIC CORP CMN STK Cmn 835451905 128 11,600 Sh Call Shared-defined 1 11,600 SONIC CORP CMN STK Cmn 835451105 11 1,000 Sh Shared-defined 1 1,000 SONIC CORP CMN STK Cmn 835451105 6 500 Sh Shared-defined -- 500 SONIC SOLUTIONS CMN STK Cmn 835460906 263 28,100 Sh Call Shared-defined 1 28,100 SONIC SOLUTIONS CMN STK Cmn 835460956 359 38,300 Sh Put Shared-defined 1 38,300 SONIC SOLUTIONS CMN STK Cmn 835460106 300 31,984 Sh Shared-defined 1 31,984 COLUMN TOTALS 7,393
FORM 13F Page 552 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SONIC SOLUTIONS CMN STK Cmn 835460106 4,025 429,571 Sh Shared-defined -- 429,571 SONICWALL INC CMN STOCK Cmn 835470905 43 5,000 Sh Call Shared-defined 1 5,000 SONICWALL INC CMN STOCK Cmn 835470955 53 6,100 Sh Put Shared-defined 1 6,100 SONICWALL INC CMN STOCK Cmn 835470105 69 7,900 Sh Shared-defined 1 7,900 SONICWALL INC CMN STOCK Cmn 835470105 343 39,431 Sh Shared-defined -- 39,431 SONOCO PRODUCTS COMMON STOCK Cmn 835495102 19 607 Sh Shared-defined 1 607 SONOCO PRODUCTS COMMON STOCK Cmn 835495102 371 12,040 Sh Shared-defined -- 12,040 SONOCO PRODUCTS COMMON STOCK Cmn 835495902 567 18,400 Sh Call Shared-defined 1 18,400 SONOCO PRODUCTS COMMON STOCK Cmn 835495952 296 9,600 Sh Put Shared-defined 1 9,600 SONOSITE INC 3.75% CB 7/15/2014 - REGISTERED Bond 83568GAA2 16,430 15,429,000 Prn Shared-defined -- N/A SONOSITE INC CMN STOCK Cmn 83568G904 706 22,000 Sh Call Shared-defined 1 22,000 SONOSITE INC CMN STOCK Cmn 83568G954 536 16,700 Sh Put Shared-defined 1 16,700 SONOSITE INC CMN STOCK Cmn 83568G104 20 615 Sh Shared-defined 1 615 SONUS NETWORKS INC Cmn 835916107 194 74,513 Sh Shared-defined 1 74,513 COLUMN TOTALS 23,672
FORM 13F Page 553 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SONUS NETWORKS INC Cmn 835916907 287 109,900 Sh Call Shared-defined 1 109,900 SONUS NETWORKS INC Cmn 835916957 272 104,400 Sh Put Shared-defined 1 104,400 SONUS NETWORKS INC Cmn 835916107 173 66,186 Sh Shared-defined -- 66,186 SONY CORP. - NYSE Depository ADR Receipt 835699307 12 317 Sh Shared-defined 1 N/A SONY CORP. - NYSE Depository ADR Receipt 835699307 318 8,304 Sh Shared-defined -- N/A SOTHEBY'S -CL A CMN STK Cmn 835898907 1,872 60,200 Sh Call Shared-defined 1 60,200 SOTHEBY'S -CL A CMN STK Cmn 835898957 1,480 47,600 Sh Put Shared-defined 1 47,600 SOTHEBY'S -CL A CMN STK Cmn 835898107 429 13,793 Sh Shared-defined -- 13,793 SOTHEBY'S 3.125% CONV 6/15/13 - REGISTERED Bond 835898AC1 17,191 15,300,000 Prn Shared-defined -- N/A SOUTH JERSEY INDUSTRIES CMN STK Cmn 838518108 312 7,424 Sh Shared-defined -- 7,424 SOUTHERN CO CMN STK Cmn 842587107 131 3,948 Sh Shared-defined 1 3,948 SOUTHERN CO CMN STK Cmn 842587107 3,303 99,595 Sh Shared-defined -- 99,595 SOUTHERN CO CMN STK Cmn 842587907 10,644 321,000 Sh Call Shared-defined 1 321,000 SOUTHERN CO CMN STK Cmn 842587957 5,979 180,300 Sh Put Shared-defined 1 180,300 COLUMN TOTALS 42,403
FORM 13F Page 554 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SOUTHERN CO CMN STK Cmn 842587907 3,376 101,800 Sh Call Shared-defined -- 101,800 SOUTHERN CO CMN STK Cmn 842587957 1,104 33,300 Sh Put Shared-defined -- 33,300 SOUTHERN COPPER CORP CMN STOCK Cmn 84265V905 8,136 256,900 Sh Call Shared-defined 1 256,900 SOUTHERN COPPER CORP CMN STOCK Cmn 84265V955 2,885 91,100 Sh Put Shared-defined 1 91,100 SOUTHERN COPPER CORP CMN STOCK Cmn 84265V905 2,277 71,900 Sh Call Shared-defined -- 71,900 SOUTHERN COPPER CORP CMN STOCK Cmn 84265V955 564 17,800 Sh Put Shared-defined -- 17,800 SOUTHERN COPPER CORP CMN STOCK Cmn 84265V105 414 13,070 Sh Shared-defined -- 13,070 SOUTHWEST AIRLINES COMMON NEW YORK Cmn 844741108 63 4,761 Sh Shared-defined 1 4,761 SOUTHWEST AIRLINES COMMON NEW YORK Cmn 844741108 974 73,673 Sh Shared-defined -- 73,673 SOUTHWEST AIRLINES COMMON NEW YORK Cmn 844741908 2,939 222,300 Sh Call Shared-defined 1 222,300 SOUTHWEST AIRLINES COMMON NEW YORK Cmn 844741958 1,942 146,900 Sh Put Shared-defined 1 146,900 SOUTHWEST AIRLINES COMMON NEW YORK Cmn 844741908 580 43,900 Sh Call Shared-defined -- 43,900 SOUTHWEST AIRLINES COMMON NEW YORK Cmn 844741958 640 48,400 Sh Put Shared-defined -- 48,400 SOUTHWEST GAS CORP CMN STK Cmn 844895102 5 179 Sh Shared-defined 1 179 COLUMN TOTALS 25,899
FORM 13F Page 555 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SOUTHWEST GAS CORP CMN STK Cmn 844895102 196 6,554 Sh Shared-defined -- 6,554 SOUTHWESTERN ENERGY CO CMN STK Cmn 845467909 12,754 313,200 Sh Call Shared-defined 1 313,200 SOUTHWESTERN ENERGY CO CMN STK Cmn 845467959 11,943 293,300 Sh Put Shared-defined 1 293,300 SOUTHWESTERN ENERGY CO CMN STK Cmn 845467909 2,415 59,300 Sh Call Shared-defined -- 59,300 SOUTHWESTERN ENERGY CO CMN STK Cmn 845467959 5,917 145,300 Sh Put Shared-defined -- 145,300 SOUTHWESTERN ENERGY CO CMN STK Cmn 845467109 2,389 58,663 Sh Shared-defined 1 58,663 SOUTHWESTERN ENERGY CO CMN STK Cmn 845467109 3,573 87,742 Sh Shared-defined -- 87,742 SOVRAN SELF STORAGE INC CMN STOCK Cmn 84610H108 6 169 Sh Shared-defined 1 169 SOVRAN SELF STORAGE INC CMN STOCK Cmn 84610H108 709 20,342 Sh Shared-defined -- 20,342 SPARTAN MOTORS INC CMN STK Cmn 846819100 4 685 Sh Shared-defined 1 685 SPARTAN MOTORS INC CMN STK Cmn 846819100 78 13,885 Sh Shared-defined -- 13,885 SPARTAN STORES INC Cmn 846822104 17 1,196 Sh Shared-defined 1 1,196 SPARTAN STORES INC Cmn 846822104 46 3,168 Sh Shared-defined -- 3,168 SPARTAN STORES INC 3.375% CB 5/15/2027-REGISTERED Bond 846822AE4 17,261 20,140,000 Prn Shared-defined -- N/A COLUMN TOTALS 57,308
FORM 13F Page 556 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SPARTECH CORP COMMON STOCK Cmn 847220209 6 497 Sh Shared-defined 1 497 SPARTECH CORP COMMON STOCK Cmn 847220209 150 12,824 Sh Shared-defined -- 12,824 SPECTRA ENERGY CORP COMMON STOCK Cmn 847560909 1,519 67,400 Sh Call Shared-defined 1 67,400 SPECTRA ENERGY CORP COMMON STOCK Cmn 847560959 257 11,400 Sh Put Shared-defined 1 11,400 SPECTRA ENERGY CORP COMMON STOCK Cmn 847560109 76 3,360 Sh Shared-defined 1 3,360 SPECTRA ENERGY CORP COMMON STOCK Cmn 847560109 1,305 57,906 Sh Shared-defined -- 57,906 SPECTRUM PHARMACEUTICALS INC CMN STOCK Cmn 84763A908 29 6,300 Sh Call Shared-defined 1 6,300 SPECTRUM PHARMACEUTICALS INC CMN STOCK Cmn 84763A958 661 143,300 Sh Put Shared-defined 1 143,300 SPECTRUM PHARMACEUTICALS INC CMN STOCK Cmn 84763A108 715 155,065 Sh Shared-defined 1 155,065 SPECTRUM PHARMACEUTICALS INC CMN STOCK Cmn 84763A108 12 2,630 Sh Shared-defined -- 2,630 SPEEDWAY MOTORSPORTS INC CMN STOCK Cmn 847788106 -- 8 Sh Shared-defined 1 8 SPEEDWAY MOTORSPORTS INC CMN STOCK Cmn 847788106 200 12,834 Sh Shared-defined -- 12,834 SPIRIT AEROSYSTEMS HOLD-CL A Cmn 848574109 1 32 Sh Shared-defined 1 32 SPIRIT AEROSYSTEMS HOLD-CL A Cmn 848574909 683 29,200 Sh Call Shared-defined 1 29,200 COLUMN TOTALS 5,614
FORM 13F Page 557 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SPIRIT AEROSYSTEMS HOLD-CL A Cmn 848574959 419 17,900 Sh Put Shared-defined 1 17,900 SPIRIT AEROSYSTEMS HOLD-CL A Cmn 848574109 49,376 2,111,903 Sh Shared-defined -- 2,111,903 SPRINT NEXTEL CORP Cmn 852061100 5,791 1,524,030 Sh Shared-defined 1 1,524,030 SPRINT NEXTEL CORP Cmn 852061900 1,461 384,600 Sh Call Shared-defined 1 384,600 SPRINT NEXTEL CORP Cmn 852061950 4,672 1,229,400 Sh Put Shared-defined 1 1,229,400 SPRINT NEXTEL CORP Cmn 852061100 1,740 458,007 Sh Shared-defined -- 458,007 SPRINT NEXTEL CORP Cmn 852061900 33 8,800 Sh Call Shared-defined -- 8,800 SPRINT NEXTEL CORP Cmn 852061950 1,271 334,500 Sh Put Shared-defined -- 334,500 SPX CORP Cmn 784635104 4,227 63,738 Sh Shared-defined 1 63,738 SPX CORP Cmn 784635104 531 8,010 Sh Shared-defined -- 8,010 SPX CORP Cmn 784635904 637 9,600 Sh Call Shared-defined 1 9,600 SPX CORP Cmn 784635954 6,990 105,400 Sh Put Shared-defined 1 105,400 SPX CORP Cmn 784635904 252 3,800 Sh Call Shared-defined -- 3,800 SPX CORP Cmn 784635954 1,612 24,300 Sh Put Shared-defined -- 24,300 COLUMN TOTALS 79,012
FORM 13F Page 558 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SRA INTERNATIONAL, INC - CL A Cmn 78464R105 10 473 Sh Shared-defined 1 473 SRA INTERNATIONAL, INC - CL A Cmn 78464R105 506 24,335 Sh Shared-defined -- 24,335 ST JUDE MED INC Cmn 790849103 12 294 Sh Shared-defined 1 294 ST JUDE MED INC Cmn 790849103 26 643 Sh Shared-defined -- 643 ST JUDE MED INC Cmn 790849903 4,433 108,000 Sh Call Shared-defined 1 108,000 ST JUDE MED INC Cmn 790849953 2,627 64,000 Sh Put Shared-defined 1 64,000 ST JUDE MED INC Cmn 790849903 784 19,100 Sh Call Shared-defined -- 19,100 ST MARY LAND & EXPLOR CO CMN STK Cmn 792228108 201 5,784 Sh Shared-defined 1 5,784 ST MARY LAND & EXPLOR CO CMN STK Cmn 792228108 23,828 684,509 Sh Shared-defined -- 684,509 ST MARY LAND & EXPLOR CO CMN STK Cmn 792228908 157 4,500 Sh Call Shared-defined 1 4,500 ST MARY LAND & EXPLOR CO CMN STK Cmn 792228958 84 2,400 Sh Put Shared-defined 1 2,400 STALNAYA GRUPPA MECHEL-ADR 1:3 Depository COMMON Receipt 583840103 1,434 50,446 Sh Shared-defined 1 N/A STALNAYA GRUPPA MECHEL-ADR 1:3 Depository COMMON Receipt 583840103 843 29,667 Sh Shared-defined -- N/A STAMPS.COM INC CMN STK Cmn 852857900 88 8,700 Sh Call Shared-defined 1 8,700 COLUMN TOTALS 35,033
FORM 13F Page 559 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- STAMPS.COM INC CMN STK Cmn 852857950 46 4,600 Sh Put Shared-defined 1 4,600 STAMPS.COM INC CMN STK Cmn 852857200 31 3,106 Sh Shared-defined 1 3,106 STANCORP FINL GROUP INC CMN STOCK Cmn 852891900 105 2,200 Sh Call Shared-defined 1 2,200 STANCORP FINL GROUP INC CMN STOCK Cmn 852891100 10 216 Sh Shared-defined 1 216 STANCORP FINL GROUP INC CMN STOCK Cmn 852891100 396 8,306 Sh Shared-defined -- 8,306 STANDARD PACIFIC CP CMN STK Cmn 85375C901 244 54,000 Sh Call Shared-defined 1 54,000 STANDARD PACIFIC CP CMN STK Cmn 85375C951 158 35,000 Sh Put Shared-defined 1 35,000 STANDARD PACIFIC CP CMN STK Cmn 85375C901 22 4,900 Sh Call Shared-defined -- 4,900 STANDARD PACIFIC CP CMN STK Cmn 85375C101 27 6,027 Sh Shared-defined 1 6,027 STANDARD PACIFIC CP CMN STK Cmn 85375C101 4,219 933,312 Sh Shared-defined -- 933,312 STANDARD REGISTER CO CMN STK Cmn 853887107 89 16,555 Sh Shared-defined -- 16,555 STANLEY BLACK & DECKER INC Cmn 854502901 3,950 68,800 Sh Call Shared-defined 1 68,800 STANLEY BLACK & DECKER INC Cmn 854502951 1,958 34,100 Sh Put Shared-defined 1 34,100 STANLEY BLACK & DECKER INC Cmn 854502101 40,260 701,268 Sh Shared-defined -- 701,268 COLUMN TOTALS 51,515
FORM 13F Page 560 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- STANLEY BLACK & DECKER INC Cmn 854502901 1,131 19,700 Sh Call Shared-defined -- 19,700 STANLEY BLACK & DECKER INC Cmn 854502951 970 16,900 Sh Put Shared-defined -- 16,900 STAPLES COMMON STOCK SPLS Cmn 855030102 42,135 1,801,412 Sh Shared-defined -- 1,801,412 STAPLES COMMON STOCK SPLS Cmn 855030902 2,585 110,500 Sh Call Shared-defined 1 110,500 STAPLES COMMON STOCK SPLS Cmn 855030952 4,348 185,900 Sh Put Shared-defined 1 185,900 STAPLES COMMON STOCK SPLS Cmn 855030902 1,343 57,400 Sh Call Shared-defined -- 57,400 STAPLES COMMON STOCK SPLS Cmn 855030952 632 27,000 Sh Put Shared-defined -- 27,000 STAR BULK CARRIERS CORP Cmn Y8162K905 55 19,000 Sh Call Shared-defined 1 19,000 STAR BULK CARRIERS CORP Cmn Y8162K955 6 2,100 Sh Put Shared-defined 1 2,100 STAR BULK CARRIERS CORP Cmn Y8162K105 6 2,181 Sh Shared-defined -- 2,181 STAR SCIENTIFIC INC CMN STK Cmn 85517P901 430 168,600 Sh Call Shared-defined 1 168,600 STAR SCIENTIFIC INC CMN STK Cmn 85517P951 446 174,800 Sh Put Shared-defined 1 174,800 STAR SCIENTIFIC INC CMN STK Cmn 85517P101 214 83,906 Sh Shared-defined 1 83,906 STAR SCIENTIFIC INC CMN STK Cmn 85517P101 1 422 Sh Shared-defined -- 422 COLUMN TOTALS 54,302
FORM 13F Page 561 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- STARBUCKS CMN STOCK Cmn 855244109 21,576 889,016 Sh Shared-defined -- 889,016 STARBUCKS CMN STOCK Cmn 855244909 8,868 365,400 Sh Call Shared-defined 1 365,400 STARBUCKS CMN STOCK Cmn 855244959 20,906 861,400 Sh Put Shared-defined 1 861,400 STARBUCKS CMN STOCK Cmn 855244909 3,439 141,700 Sh Call Shared-defined -- 141,700 STARBUCKS CMN STOCK Cmn 855244959 2,597 107,000 Sh Put Shared-defined -- 107,000 STARWOOD HOTELS & RESORT NEW Cmn 85590A401 1,560 33,450 Sh Shared-defined -- 33,450 STARWOOD HOTELS & RESORT NEW Cmn 85590A901 10,541 226,000 Sh Call Shared-defined 1 226,000 STARWOOD HOTELS & RESORT NEW Cmn 85590A951 14,193 304,300 Sh Put Shared-defined 1 304,300 STARWOOD HOTELS & RESORT NEW Cmn 85590A901 4,118 88,300 Sh Call Shared-defined -- 88,300 STARWOOD HOTELS & RESORT NEW Cmn 85590A951 3,437 73,700 Sh Put Shared-defined -- 73,700 STARWOOD PROPERTY TRUST INC Cmn 85571B105 23 1,173 Sh Shared-defined 1 1,173 STARWOOD PROPERTY TRUST INC Cmn 85571B105 16,800 870,465 Sh Shared-defined -- 870,465 STATE STREET CORP CMN STK Cmn 857477103 771 17,085 Sh Shared-defined 1 17,085 STATE STREET CORP CMN STK Cmn 857477103 34,624 767,029 Sh Shared-defined -- 767,029 COLUMN TOTALS 143,453
FORM 13F Page 562 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- STATE STREET CORP CMN STK Cmn 857477903 12,256 271,500 Sh Call Shared-defined 1 271,500 STATE STREET CORP CMN STK Cmn 857477953 11,299 250,300 Sh Put Shared-defined 1 250,300 STATE STREET CORP CMN STK Cmn 857477903 2,794 61,900 Sh Call Shared-defined -- 61,900 STATE STREET CORP CMN STK Cmn 857477953 835 18,500 Sh Put Shared-defined -- 18,500 STEC INC CMN STK Cmn 784774901 4,999 417,300 Sh Call Shared-defined 1 417,300 STEC INC CMN STK Cmn 784774951 5,749 479,900 Sh Put Shared-defined 1 479,900 STEC INC CMN STK Cmn 784774901 267 22,300 Sh Call Shared-defined -- 22,300 STEC INC CMN STK Cmn 784774951 643 53,700 Sh Put Shared-defined -- 53,700 STEC INC CMN STK Cmn 784774101 924 77,161 Sh Shared-defined 1 77,161 STEC INC CMN STK Cmn 784774101 5,939 495,769 Sh Shared-defined -- 495,769 STEEL DYNAMICS INC CMN STOCK Cmn 858119900 2,722 155,800 Sh Call Shared-defined 1 155,800 STEEL DYNAMICS INC CMN STOCK Cmn 858119950 3,877 221,900 Sh Put Shared-defined 1 221,900 STEEL DYNAMICS INC CMN STOCK Cmn 858119900 861 49,300 Sh Call Shared-defined -- 49,300 STEEL DYNAMICS INC CMN STOCK Cmn 858119950 989 56,600 Sh Put Shared-defined -- 56,600 COLUMN TOTALS 54,154
FORM 13F Page 563 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- STEEL DYNAMICS INC CMN STOCK Cmn 858119100 105 6,012 Sh Shared-defined 1 6,012 STEEL DYNAMICS INC CMN STOCK Cmn 858119100 38,571 2,207,830 Sh Shared-defined -- 2,207,830 STEELCASE INC CMN STOCK Cmn 858155203 647 100,039 Sh Shared-defined -- 100,039 STEIN MART INC CMN STK Cmn 858375908 33 3,600 Sh Call Shared-defined 1 3,600 STEIN MART INC CMN STK Cmn 858375958 111 12,300 Sh Put Shared-defined 1 12,300 STEIN MART INC CMN STK Cmn 858375108 47 5,212 Sh Shared-defined 1 5,212 STEMCELLS INC CMN STK Cmn 85857R105 48 41,706 Sh Shared-defined 1 41,706 STEREOTAXIS INC COMMON STOCK Cmn 85916J902 79 15,800 Sh Call Shared-defined 1 15,800 STEREOTAXIS INC COMMON STOCK Cmn 85916J952 128 25,600 Sh Put Shared-defined 1 25,600 STEREOTAXIS INC COMMON STOCK Cmn 85916J102 111 22,187 Sh Shared-defined 1 22,187 STEREOTAXIS INC COMMON STOCK Cmn 85916J102 8 1,500 Sh Shared-defined -- 1,500 STERICYCLE INC Cmn 858912908 2,115 38,800 Sh Call Shared-defined 1 38,800 STERICYCLE INC Cmn 858912958 273 5,000 Sh Put Shared-defined 1 5,000 STERICYCLE INC Cmn 858912908 420 7,700 Sh Call Shared-defined -- 7,700 COLUMN TOTALS 42,696
FORM 13F Page 564 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- STERICYCLE INC Cmn 858912958 251 4,600 Sh Put Shared-defined -- 4,600 STERIS CORP CMN STK Cmn 859152900 401 11,900 Sh Call Shared-defined 1 11,900 STERIS CORP CMN STK Cmn 859152950 199 5,900 Sh Put Shared-defined 1 5,900 STERIS CORP CMN STK Cmn 859152100 75 2,217 Sh Shared-defined 1 2,217 STERIS CORP CMN STK Cmn 859152100 -- 1 Sh Shared-defined -- 1 STERLING BANCSHRS/TX CMN STK Cmn 858907108 691 123,796 Sh Shared-defined -- 123,796 STERLING CONSTRUCTION COMPANY CMN STK Cmn 859241101 281 17,879 Sh Shared-defined 1 17,879 STERLITE Depository INDUSTRIES INDI-ADR Receipt 859737207 303 16,271 Sh Shared-defined 1 N/A STERLITE Depository INDUSTRIES INDI-ADR Receipt 859737207 31 1,667 Sh Shared-defined -- N/A STEWART ENTERPR STEI 3 3/8 07/16 - REGISTERED Bond 860370AK1 13,891 16,030,000 Prn Shared-defined -- N/A STEWART ENTERPRISES -CL A CMN STK Cmn 860370105 52 8,291 Sh Shared-defined 1 8,291 STEWART ENTERPRISES -CL A CMN STK Cmn 860370105 30 4,721 Sh Shared-defined -- 4,721 STEWART INFO SVCS CMN STK Cmn 860372101 3 203 Sh Shared-defined 1 203 STEWART INFO SVCS CMN STK Cmn 860372101 167 12,067 Sh Shared-defined -- 12,067 COLUMN TOTALS 16,375
FORM 13F Page 565 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- STIFEL FINANCIAL CORP CMN STK Cmn 860630902 2,204 41,000 Sh Call Shared-defined 1 41,000 STIFEL FINANCIAL CORP CMN STK Cmn 860630952 2,682 49,900 Sh Put Shared-defined 1 49,900 STIFEL FINANCIAL CORP CMN STK Cmn 860630102 502 9,342 Sh Shared-defined 1 9,342 STIFEL FINANCIAL CORP CMN STK Cmn 860630102 561 10,441 Sh Shared-defined -- 10,441 STILLWATER MINING CO. COMMON STOCK Cmn 86074Q102 970 74,717 Sh Shared-defined 1 74,717 STILLWATER MINING CO. COMMON STOCK Cmn 86074Q102 883 68,006 Sh Shared-defined -- 68,006 STILLWATER MINING CO. COMMON STOCK Cmn 86074Q902 676 52,100 Sh Call Shared-defined 1 52,100 STILLWATER MINING CO. COMMON STOCK Cmn 86074Q952 1,765 136,000 Sh Put Shared-defined 1 136,000 STILLWATER MINING CO. COMMON STOCK Cmn 86074Q902 489 37,700 Sh Call Shared-defined -- 37,700 STILLWATER MINING CO. COMMON STOCK Cmn 86074Q952 753 58,000 Sh Put Shared-defined -- 58,000 STILLWATER MINING COMPANY 1.875% CB 3/15/28 - REGI Bond 86074QAF9 10,995 11,800,000 Prn Shared-defined -- N/A STMICROELECTRONICS Depository NV-NY SHS CMN STOCK Receipt 861012102 157 15,912 Sh Shared-defined 1 N/A STMICROELECTRONICS Depository NV-NY SHS CMN STOCK Receipt 861012102 5,966 605,082 Sh Shared-defined -- N/A STONE ENERGY CORP CMN STK Cmn 861642906 1,901 107,100 Sh Call Shared-defined 1 107,100 COLUMN TOTALS 30,504
FORM 13F Page 566 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- STONE ENERGY CORP CMN STK Cmn 861642956 824 46,400 Sh Put Shared-defined 1 46,400 STONE ENERGY CORP CMN STK Cmn 861642906 673 37,900 Sh Call Shared-defined -- 37,900 STONE ENERGY CORP CMN STK Cmn 861642956 296 16,700 Sh Put Shared-defined -- 16,700 STONE ENERGY CORP CMN STK Cmn 861642106 5 276 Sh Shared-defined 1 276 STONE ENERGY CORP CMN STK Cmn 861642106 30 1,671 Sh Shared-defined -- 1,671 STRATASYS INC CMN STOCK Cmn 862685904 280 11,500 Sh Call Shared-defined 1 11,500 STRATASYS INC CMN STOCK Cmn 862685954 405 16,600 Sh Put Shared-defined 1 16,600 STRATASYS INC CMN STOCK Cmn 862685104 78 3,200 Sh Shared-defined -- 3,200 STRAYER ED INC CMN STOCK Cmn 863236105 13,671 56,140 Sh Shared-defined -- 56,140 STRAYER ED INC CMN STOCK Cmn 863236905 4,505 18,500 Sh Call Shared-defined 1 18,500 STRAYER ED INC CMN STOCK Cmn 863236955 7,476 30,700 Sh Put Shared-defined 1 30,700 STRYKER CORP CMN STK Cmn 863667901 6,094 106,500 Sh Call Shared-defined 1 106,500 STRYKER CORP CMN STK Cmn 863667951 6,214 108,600 Sh Put Shared-defined 1 108,600 STRYKER CORP CMN STK Cmn 863667901 1,654 28,900 Sh Call Shared-defined -- 28,900 COLUMN TOTALS 42,205
FORM 13F Page 567 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- STRYKER CORP CMN STK Cmn 863667951 669 11,700 Sh Put Shared-defined -- 11,700 STRYKER CORP CMN STK Cmn 863667101 5 82 Sh Shared-defined 1 82 STRYKER CORP CMN STK Cmn 863667101 25 442 Sh Shared-defined -- 442 STUDENT LOAN CORP CMN STK Cmn 863902102 24 680 Sh Shared-defined 1 680 STUDENT LOAN CORP CMN STK Cmn 863902102 217 6,102 Sh Shared-defined -- 6,102 STURM RUGER & CO INC CMN STK Cmn 864159908 254 21,200 Sh Call Shared-defined 1 21,200 STURM RUGER & CO INC CMN STK Cmn 864159958 37 3,100 Sh Put Shared-defined 1 3,100 STURM RUGER & CO INC CMN STK Cmn 864159108 15 1,225 Sh Shared-defined -- 1,225 SUBURBAN PROPANE PARTNERS LP Cmn 864482904 798 16,800 Sh Call Shared-defined 1 16,800 SUBURBAN PROPANE PARTNERS LP Cmn 864482954 81 1,700 Sh Put Shared-defined 1 1,700 SUCCESSFACTORS INC Cmn 864596901 478 25,100 Sh Call Shared-defined 1 25,100 SUCCESSFACTORS INC Cmn 864596951 267 14,000 Sh Put Shared-defined 1 14,000 SUCCESSFACTORS INC Cmn 864596101 160 8,400 Sh Shared-defined -- 8,400 SUN COMMUNITIES INC CMN STK Cmn 866674104 255 10,124 Sh Shared-defined -- 10,124 COLUMN TOTALS 3,285
FORM 13F Page 568 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SUN LIFE FINL SVCS OF CANADA CMN STOCK Cmn 866796105 226 7,021 Sh Shared-defined -- 7,021 SUNCOR ENERGY COMMON STK - NYSE Cmn 867224107 18,759 576,485 Sh Shared-defined 1 576,485 SUNCOR ENERGY COMMON STK - NYSE Cmn 867224107 8,998 276,535 Sh Shared-defined -- 276,535 SUNCOR ENERGY COMMON STK - NYSE Cmn 867224907 12,746 391,700 Sh Call Shared-defined 1 391,700 SUNCOR ENERGY COMMON STK - NYSE Cmn 867224957 21,945 674,400 Sh Put Shared-defined 1 674,400 SUNCOR ENERGY COMMON STK - NYSE Cmn 867224907 2,047 62,900 Sh Call Shared-defined -- 62,900 SUNCOR ENERGY COMMON STK - NYSE Cmn 867224957 10,016 307,800 Sh Put Shared-defined -- 307,800 SUNOCO INC COMMON STOCK Cmn 86764P909 8,441 284,100 Sh Call Shared-defined 1 284,100 SUNOCO INC COMMON STOCK Cmn 86764P959 4,825 162,400 Sh Put Shared-defined 1 162,400 SUNOCO INC COMMON STOCK Cmn 86764P909 6,290 211,700 Sh Call Shared-defined -- 211,700 SUNOCO INC COMMON STOCK Cmn 86764P959 2,549 85,800 Sh Put Shared-defined -- 85,800 SUNOCO INC COMMON STOCK Cmn 86764P109 293 9,877 Sh Shared-defined 1 9,877 SUNOCO INC COMMON STOCK Cmn 86764P109 5,855 197,076 Sh Shared-defined -- 197,076 SUNPOWER CORP COMMON STOCK Cmn 867652909 4,812 254,600 Sh Call Shared-defined 1 254,600 COLUMN TOTALS 107,802
FORM 13F Page 569 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SUNPOWER CORP COMMON STOCK Cmn 867652959 8,564 453,100 Sh Put Shared-defined 1 453,100 SUNPOWER CORP COMMON STOCK Cmn 867652909 7,371 390,000 Sh Call Shared-defined -- 390,000 SUNPOWER CORP COMMON STOCK Cmn 867652109 1,584 83,795 Sh Shared-defined 1 83,795 SUNPOWER CORP COMMON STOCK Cmn 867652109 2,520 133,343 Sh Shared-defined -- 133,343 SUNPOWER CORP-CLASS B Cmn 867652907 837 50,000 Sh Call Shared-defined 1 50,000 SUNPOWER CORP-CLASS B Cmn 867652957 482 28,800 Sh Put Shared-defined 1 28,800 SUNPOWER CORP-CLASS B Cmn 867652907 164 9,800 Sh Call Shared-defined -- 9,800 SUNPOWER CORP-CLASS B Cmn 867652957 37 2,200 Sh Put Shared-defined -- 2,200 SUNPOWER CORP-CLASS B Cmn 867652307 23 1,357 Sh Shared-defined 1 1,357 SUNRISE SENIOR LIVING INC CMN STOCK Cmn 86768K906 42 8,200 Sh Call Shared-defined 1 8,200 SUNRISE SENIOR LIVING INC CMN STOCK Cmn 86768K956 50 9,800 Sh Put Shared-defined 1 9,800 SUNRISE SENIOR LIVING INC CMN STOCK Cmn 86768K106 80 15,599 Sh Shared-defined 1 15,599 SUNRISE SENIOR LIVING INC CMN STOCK Cmn 86768K106 198 38,754 Sh Shared-defined -- 38,754 SUNSTONE HOTEL INVESTORS INC COMMON STOCK Cmn 867892901 90 8,100 Sh Call Shared-defined 1 8,100 COLUMN TOTALS 22,042
FORM 13F Page 570 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SUNSTONE HOTEL INVESTORS INC COMMON STOCK Cmn 867892951 23 2,100 Sh Put Shared-defined 1 2,100 SUNSTONE HOTEL INVESTORS INC COMMON STOCK Cmn 867892101 447 39,983 Sh Shared-defined -- 39,983 SUNTECH POWER HOLDINGS CO LTD Depository 1:1 ADR Receipt 86800C104 247 17,585 Sh Shared-defined -- N/A SUNTRUST BKS INC Cmn 867914903 14,156 528,400 Sh Call Shared-defined 1 528,400 SUNTRUST BKS INC Cmn 867914953 13,676 510,500 Sh Put Shared-defined 1 510,500 SUNTRUST BKS INC Cmn 867914103 180 6,708 Sh Shared-defined -- 6,708 SUNTRUST BKS INC Cmn 867914903 2,722 101,600 Sh Call Shared-defined -- 101,600 SUNTRUST BKS INC Cmn 867914953 1,940 72,400 Sh Put Shared-defined -- 72,400 SUPERGEN INC CMN STOCK Cmn 868059956 93 29,100 Sh Put Shared-defined 1 29,100 SUPERGEN INC CMN STOCK Cmn 868059106 113 35,455 Sh Shared-defined 1 35,455 SUPERIOR ENERGY 1.5% CB 12/15/2026 - - REGISTERED Bond 78412FAH7 35,433 37,997,000 Prn Shared-defined -- N/A SUPERIOR ENERGY SVCS INC CMN STK Cmn 868157908 626 29,800 Sh Call Shared-defined 1 29,800 SUPERIOR ENERGY SVCS INC CMN STK Cmn 868157958 105 5,000 Sh Put Shared-defined 1 5,000 SUPERIOR ENERGY SVCS INC CMN STK Cmn 868157108 13 617 Sh Shared-defined 1 617 COLUMN TOTALS 69,774
FORM 13F Page 571 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SUPERIOR ENERGY SVCS INC CMN STK Cmn 868157108 36,292 1,726,543 Sh Shared-defined -- 1,726,543 SUPERIOR INDUSTRIES INT'L COMMON STOCK Cmn 868168905 96 6,000 Sh Call Shared-defined 1 6,000 SUPERIOR INDUSTRIES INT'L COMMON STOCK Cmn 868168955 40 2,500 Sh Put Shared-defined 1 2,500 SUPERIOR INDUSTRIES INT'L COMMON STOCK Cmn 868168105 1,625 101,038 Sh Shared-defined -- 101,038 SUPERMEDIA INC Cmn 868447103 36 871 Sh Shared-defined 1 871 SUPERMEDIA INC Cmn 868447103 6,464 158,049 Sh Shared-defined -- 158,049 SUPERTEX INC CMN STK Cmn 868532902 159 6,200 Sh Call Shared-defined 1 6,200 SUPERTEX INC CMN STK Cmn 868532952 72 2,800 Sh Put Shared-defined 1 2,800 SUPERTEX INC CMN STK Cmn 868532902 33 1,300 Sh Call Shared-defined -- 1,300 SUPERTEX INC CMN STK Cmn 868532102 323 12,611 Sh Shared-defined 1 12,611 SUPERVALU INC Cmn 868536103 114 6,854 Sh Shared-defined 1 6,854 SUPERVALU INC Cmn 868536103 5,961 357,347 Sh Shared-defined -- 357,347 SUPERVALU INC Cmn 868536903 1,788 107,200 Sh Call Shared-defined 1 107,200 SUPERVALU INC Cmn 868536953 1,480 88,700 Sh Put Shared-defined 1 88,700 COLUMN TOTALS 54,483
FORM 13F Page 572 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SUPERVALU INC Cmn 868536903 160 9,600 Sh Call Shared-defined -- 9,600 SUPERVALU INC Cmn 868536953 135 8,100 Sh Put Shared-defined -- 8,100 SURMODICS INC CMN STOCK Cmn 868873900 634 30,300 Sh Call Shared-defined 1 30,300 SURMODICS INC CMN STOCK Cmn 868873950 603 28,800 Sh Put Shared-defined 1 28,800 SURMODICS INC CMN STOCK Cmn 868873100 305 14,543 Sh Shared-defined 1 14,543 SURMODICS INC CMN STOCK Cmn 868873100 33 1,562 Sh Shared-defined -- 1,562 SVB FINANCIAL GROUP CMN STK Cmn 78486Q901 625 13,400 Sh Call Shared-defined 1 13,400 SVB FINANCIAL GROUP CMN STK Cmn 78486Q951 37 800 Sh Put Shared-defined 1 800 SVB FINANCIAL GROUP CMN STK Cmn 78486Q101 1,190 25,512 Sh Shared-defined 1 25,512 SWIFT ENERGY COMMON STOCK Cmn 870738101 69 2,244 Sh Shared-defined 1 2,244 SWIFT ENERGY COMMON STOCK Cmn 870738101 4,486 145,928 Sh Shared-defined -- 145,928 SWIFT ENERGY COMMON STOCK Cmn 870738901 584 19,000 Sh Call Shared-defined 1 19,000 SWIFT ENERGY COMMON STOCK Cmn 870738951 971 31,600 Sh Put Shared-defined 1 31,600 SWITCH & DATA FACILITIES CO COMMON STOCK Cmn 871043905 53 3,000 Sh Call Shared-defined 1 3,000 COLUMN TOTALS 9,885
FORM 13F Page 573 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SWITCH & DATA FACILITIES CO COMMON STOCK Cmn 871043955 119 6,700 Sh Put Shared-defined 1 6,700 SWITCH & DATA FACILITIES CO COMMON STOCK Cmn 871043105 83 4,684 Sh Shared-defined 1 4,684 SWITCH & DATA FACILITIES CO COMMON STOCK Cmn 871043105 48 2,700 Sh Shared-defined -- 2,700 SYBASE INC Cmn 871130100 1,471 31,557 Sh Shared-defined 1 31,557 SYBASE INC Cmn 871130900 928 19,900 Sh Call Shared-defined 1 19,900 SYBASE INC Cmn 871130950 1,436 30,800 Sh Put Shared-defined 1 30,800 SYBASE INC Cmn 871130100 4,277 91,746 Sh Shared-defined -- 91,746 SYCAMORE NETWORKS INC CMN STOCK Cmn 871206405 6 283 Sh Shared-defined 1 283 SYCAMORE NETWORKS INC CMN STOCK Cmn 871206405 534 26,564 Sh Shared-defined -- 26,564 SYKES ENTERPRISES INC CMN STOCK Cmn 871237903 96 4,200 Sh Call Shared-defined 1 4,200 SYKES ENTERPRISES INC CMN STOCK Cmn 871237953 137 6,000 Sh Put Shared-defined 1 6,000 SYKES ENTERPRISES INC CMN STOCK Cmn 871237103 41 1,799 Sh Shared-defined 1 1,799 SYKES ENTERPRISES INC CMN STOCK Cmn 871237103 14 624 Sh Shared-defined -- 624 SYMANTEC CORP CMN STK Cmn 871503108 5,647 333,721 Sh Shared-defined 1 333,721 COLUMN TOTALS 14,837
FORM 13F Page 574 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SYMANTEC CORP CMN STK Cmn 871503108 29,794 1,760,903 Sh Shared-defined -- 1,760,903 SYMANTEC CORP CMN STK Cmn 871503908 5,469 323,200 Sh Call Shared-defined 1 323,200 SYMANTEC CORP CMN STK Cmn 871503958 8,287 489,800 Sh Put Shared-defined 1 489,800 SYMANTEC CORP CMN STK Cmn 871503908 46,163 2,728,300 Sh Call Shared-defined -- 2,728,300 SYMANTEC CORP CMN STK Cmn 871503958 3,777 223,200 Sh Put Shared-defined -- 223,200 SYMMETRICOM INC CMN STK Cmn 871543104 2 324 Sh Shared-defined 1 324 SYMMETRICOM INC CMN STK Cmn 871543104 121 20,819 Sh Shared-defined -- 20,819 SYNAPTICS INCORPORATED Cmn 87157D909 3,614 130,900 Sh Call Shared-defined 1 130,900 SYNAPTICS INCORPORATED Cmn 87157D959 3,805 137,800 Sh Put Shared-defined 1 137,800 SYNAPTICS INCORPORATED Cmn 87157D109 201 7,273 Sh Shared-defined -- 7,273 SYNCHRONOSS TECHNOLOGIES INC COMMON STOCK Cmn 87157B903 630 32,500 Sh Call Shared-defined 1 32,500 SYNCHRONOSS TECHNOLOGIES INC COMMON STOCK Cmn 87157B953 378 19,500 Sh Put Shared-defined 1 19,500 SYNCHRONOSS TECHNOLOGIES INC COMMON STOCK Cmn 87157B103 9 465 Sh Shared-defined 1 465 SYNCHRONOSS TECHNOLOGIES INC COMMON STOCK Cmn 87157B103 30 1,552 Sh Shared-defined -- 1,552 COLUMN TOTALS 102,280
FORM 13F Page 575 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SYNERON MEDICAL LTD. COMMON STOCK Cmn M87245902 25 2,300 Sh Call Shared-defined 1 2,300 SYNERON MEDICAL LTD. COMMON STOCK Cmn M87245952 227 20,800 Sh Put Shared-defined 1 20,800 SYNERON MEDICAL LTD. COMMON STOCK Cmn M87245102 180 16,440 Sh Shared-defined 1 16,440 SYNNEX CORP COMMON STOCK Cmn 87162W100 49 1,641 Sh Shared-defined 1 1,641 SYNNEX CORP COMMON STOCK Cmn 87162W100 214 7,248 Sh Shared-defined -- 7,248 SYNOPSYS INC Cmn 871607907 687 30,700 Sh Call Shared-defined 1 30,700 SYNOPSYS INC Cmn 871607957 159 7,100 Sh Put Shared-defined 1 7,100 SYNOVIS LIFE TECHNOLOGIES INC CMN STK Cmn 87162G105 4 226 Sh Shared-defined 1 226 SYNOVIS LIFE TECHNOLOGIES INC CMN STK Cmn 87162G105 190 12,247 Sh Shared-defined -- 12,247 SYNOVUS FINANCIAL CORP COMMON STOCK Cmn 87161C905 248 75,300 Sh Call Shared-defined 1 75,300 SYNOVUS FINANCIAL CORP COMMON STOCK Cmn 87161C955 977 297,100 Sh Put Shared-defined 1 297,100 SYNOVUS FINANCIAL CORP COMMON STOCK Cmn 87161C905 4 1,200 Sh Call Shared-defined -- 1,200 SYNOVUS FINANCIAL CORP COMMON STOCK Cmn 87161C955 8 2,500 Sh Put Shared-defined -- 2,500 SYNOVUS FINANCIAL CORP COMMON STOCK Cmn 87161C105 1,065 323,627 Sh Shared-defined 1 323,627 COLUMN TOTALS 4,037
FORM 13F Page 576 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SYNOVUS FINANCIAL CORP COMMON STOCK Cmn 87161C105 24 7,300 Sh Shared-defined -- 7,300 SYNTA PHARMACEUTICALS CORP Cmn 87162T206 75 17,462 Sh Shared-defined 1 17,462 SYNTA PHARMACEUTICALS CORP Cmn 87162T906 24 5,600 Sh Call Shared-defined 1 5,600 SYNTA PHARMACEUTICALS CORP Cmn 87162T956 15 3,500 Sh Put Shared-defined 1 3,500 SYNTA PHARMACEUTICALS CORP Cmn 87162T206 8 1,890 Sh Shared-defined -- 1,890 SYSCO CORP COMMON STOCK SYY Cmn 871829107 82 2,789 Sh Shared-defined 1 2,789 SYSCO CORP COMMON STOCK SYY Cmn 871829107 30,181 1,023,073 Sh Shared-defined -- 1,023,073 SYSCO CORP COMMON STOCK SYY Cmn 871829907 3,773 127,900 Sh Call Shared-defined 1 127,900 SYSCO CORP COMMON STOCK SYY Cmn 871829957 3,065 103,900 Sh Put Shared-defined 1 103,900 SYSCO CORP COMMON STOCK SYY Cmn 871829907 457 15,500 Sh Call Shared-defined -- 15,500 SYSCO CORP COMMON STOCK SYY Cmn 871829957 1,797 60,900 Sh Put Shared-defined -- 60,900 SYSTEMAX INC CMN STK Cmn 871851901 348 16,000 Sh Call Shared-defined 1 16,000 SYSTEMAX INC CMN STK Cmn 871851951 674 31,000 Sh Put Shared-defined 1 31,000 SYSTEMAX INC CMN STK Cmn 871851101 758 34,889 Sh Shared-defined 1 34,889 COLUMN TOTALS 41,281
FORM 13F Page 577 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- SYSTEMAX INC CMN STK Cmn 871851101 174 8,014 Sh Shared-defined -- 8,014 SYSTEMS XCELLENCE INC COMMON STOCK Cmn 78505P900 868 12,900 Sh Call Shared-defined 1 12,900 SYSTEMS XCELLENCE INC COMMON STOCK Cmn 78505P950 2,193 32,600 Sh Put Shared-defined 1 32,600 SYSTEMS XCELLENCE INC COMMON STOCK Cmn 78505P100 400 5,942 Sh Shared-defined 1 5,942 TAIWAN SEMICONDUCTOR Depository - -SPONS ADR Receipt 874039100 627 59,785 Sh Shared-defined 1 N/A TAIWAN SEMICONDUCTOR Depository - -SPONS ADR Receipt 874039100 1,968 187,622 Sh Shared-defined -- N/A TAKE-TWO INTERACTIVE SFT CMN STOCK Cmn 874054909 678 68,800 Sh Call Shared-defined 1 68,800 TAKE-TWO INTERACTIVE SFT CMN STOCK Cmn 874054959 959 97,400 Sh Put Shared-defined 1 97,400 TAKE-TWO INTERACTIVE SFT CMN STOCK Cmn 874054909 1 100 Sh Call Shared-defined -- 100 TAKE-TWO INTERACTIVE SFT CMN STOCK Cmn 874054959 5,187 526,600 Sh Put Shared-defined -- 526,600 TAKE-TWO INTERACTIVE SFT CMN STOCK Cmn 874054109 492 49,995 Sh Shared-defined 1 49,995 TAKE-TWO INTERACTIVE SFT CMN STOCK Cmn 874054109 15,607 1,584,425 Sh Shared-defined -- 1,584,425 TAKE-TWO INTERACTIVE SOFTWARE 4.375% CB 06/01/2014 Bond 874054AA7 22,148 19,089,000 Prn Shared-defined -- N/A TALBOTS INC CMN STK Cmn 874161902 9,213 710,900 Sh Call Shared-defined 1 710,900 COLUMN TOTALS 60,515
FORM 13F Page 578 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TALBOTS INC CMN STK Cmn 874161952 5,756 444,100 Sh Put Shared-defined 1 444,100 TALBOTS INC CMN STK Cmn 874161902 3,034 234,100 Sh Call Shared-defined -- 234,100 TALBOTS INC CMN STK Cmn 874161102 40 3,074 Sh Shared-defined 1 3,074 TALBOTS INC CMN STK Cmn 874161102 13,838 1,067,749 Sh Shared-defined -- 1,067,749 TALEO CORP COMMON STOCK Cmn 87424N104 3,332 128,598 Sh Shared-defined -- 128,598 TALISMAN ENERGY INC CMN STOCK Cmn 87425E903 1,037 60,800 Sh Call Shared-defined 1 60,800 TALISMAN ENERGY INC CMN STOCK Cmn 87425E953 1,042 61,100 Sh Put Shared-defined 1 61,100 TALISMAN ENERGY INC CMN STOCK Cmn 87425E903 698 40,900 Sh Call Shared-defined -- 40,900 TALISMAN ENERGY INC CMN STOCK Cmn 87425E953 49 2,900 Sh Put Shared-defined -- 2,900 TALISMAN ENERGY INC CMN STOCK Cmn 87425E103 667 39,089 Sh Shared-defined 1 39,089 TALISMAN ENERGY INC CMN STOCK Cmn 87425E103 8,500 498,218 Sh Shared-defined -- 498,218 TANGER FACTORY OUTLET CENTERS COMMON STOCK Cmn 875465106 311 7,200 Sh Shared-defined 1 7,200 TANGER FACTORY OUTLET CENTERS COMMON STOCK Cmn 875465106 238 5,508 Sh Shared-defined -- 5,508 TANGER FACTORY OUTLET CENTERS COMMON STOCK Cmn 875465906 617 14,300 Sh Call Shared-defined 1 14,300 COLUMN TOTALS 39,159
FORM 13F Page 579 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TANGER FACTORY OUTLET CENTERS COMMON STOCK Cmn 875465956 1,325 30,700 Sh Put Shared-defined 1 30,700 TANGER FACTORY OUTLET CENTERS COMMON STOCK Cmn 875465956 4 100 Sh Put Shared-defined -- 100 TANZANIAN ROYALTY EXPLORATION CORP CMN STK Cmn 87600U904 168 40,800 Sh Call Shared-defined 1 40,800 TANZANIAN ROYALTY EXPLORATION CORP CMN STK Cmn 87600U954 568 137,900 Sh Put Shared-defined 1 137,900 TANZANIAN ROYALTY EXPLORATION CORP CMN STK Cmn 87600U104 277 67,272 Sh Shared-defined 1 67,272 TARGA RESOURCES PARTNERS LP Cmn 87611X105 773 29,164 Sh Shared-defined 1 29,164 TARGA RESOURCES PARTNERS LP Cmn 87611X905 379 14,300 Sh Call Shared-defined 1 14,300 TARGA RESOURCES PARTNERS LP Cmn 87611X955 1,188 44,800 Sh Put Shared-defined 1 44,800 TARGACEPT INC COMMON STOCK Cmn 87611R306 3 153 Sh Shared-defined 1 153 TARGACEPT INC COMMON STOCK Cmn 87611R306 9,046 460,103 Sh Shared-defined -- 460,103 TARGET CORP CMN STK Cmn 87612E106 127,186 2,417,990 Sh Shared-defined -- 2,417,990 TARGET CORP CMN STK Cmn 87612E906 39,140 744,100 Sh Call Shared-defined 1 744,100 TARGET CORP CMN STK Cmn 87612E956 31,886 606,200 Sh Put Shared-defined 1 606,200 TARGET CORP CMN STK Cmn 87612E906 9,052 172,100 Sh Call Shared-defined -- 172,100 COLUMN TOTALS 220,995
FORM 13F Page 580 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TARGET CORP CMN STK Cmn 87612E956 4,792 91,100 Sh Put Shared-defined -- 91,100 TASEKO MINES LTD CMN STOCK Cmn 876511906 308 59,400 Sh Call Shared-defined 1 59,400 TASEKO MINES LTD CMN STOCK Cmn 876511956 324 62,500 Sh Put Shared-defined 1 62,500 TASEKO MINES LTD CMN STOCK Cmn 876511106 41 7,861 Sh Shared-defined 1 7,861 TASEKO MINES LTD CMN STOCK Cmn 876511106 1 136 Sh Shared-defined -- 136 TASER INTL INC CMN STOCK Cmn 87651B904 329 56,100 Sh Call Shared-defined 1 56,100 TASER INTL INC CMN STOCK Cmn 87651B954 108 18,500 Sh Put Shared-defined 1 18,500 TASER INTL INC CMN STOCK Cmn 87651B904 4 700 Sh Call Shared-defined -- 700 TASER INTL INC CMN STOCK Cmn 87651B954 6 1,000 Sh Put Shared-defined -- 1,000 TASER INTL INC CMN STOCK Cmn 87651B104 131 22,343 Sh Shared-defined 1 22,343 TASER INTL INC CMN STOCK Cmn 87651B104 584 99,723 Sh Shared-defined -- 99,723 TATA MOTORS LTD Depository ADR 1:1 COMMON Receipt 876568502 382 20,670 Sh Shared-defined 1 N/A TATA MOTORS LTD Depository ADR 1:1 COMMON Receipt 876568502 45 2,445 Sh Shared-defined -- N/A TAUBMAN CTRS INC CMN STK Cmn 876664903 1,473 36,900 Sh Call Shared-defined 1 36,900 COLUMN TOTALS 8,528
FORM 13F Page 581 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TAUBMAN CTRS INC CMN STK Cmn 876664953 228 5,700 Sh Put Shared-defined 1 5,700 TAUBMAN CTRS INC CMN STK Cmn 876664103 33 831 Sh Shared-defined 1 831 TBS INTERNATIONAL PLC Cmn G8657Q104 22 2,999 Sh Shared-defined 1 2,999 TBS INTERNATIONAL PLC Cmn G8657Q904 350 48,000 Sh Call Shared-defined 1 48,000 TBS INTERNATIONAL PLC Cmn G8657Q954 18 2,500 Sh Put Shared-defined 1 2,500 TBS INTERNATIONAL PLC Cmn G8657Q104 6 829 Sh Shared-defined -- 829 TCF FINANCIAL CORP COMMON Cmn 872275902 1,349 84,600 Sh Call Shared-defined 1 84,600 TCF FINANCIAL CORP COMMON Cmn 872275952 587 36,800 Sh Put Shared-defined 1 36,800 TCF FINANCIAL CORP COMMON Cmn 872275102 35 2,203 Sh Shared-defined 1 2,203 TCF FINANCIAL CORP COMMON Cmn 872275102 1,043 65,448 Sh Shared-defined -- 65,448 TD AMERITRADE HOLDING CORP CMN STK Cmn 87236Y908 3,608 189,300 Sh Call Shared-defined 1 189,300 TD AMERITRADE HOLDING CORP CMN STK Cmn 87236Y958 1,843 96,700 Sh Put Shared-defined 1 96,700 TD AMERITRADE HOLDING CORP CMN STK Cmn 87236Y908 391 20,500 Sh Call Shared-defined -- 20,500 TD AMERITRADE HOLDING CORP CMN STK Cmn 87236Y958 2 100 Sh Put Shared-defined -- 100 COLUMN TOTALS 9,515
FORM 13F Page 582 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TD AMERITRADE HOLDING CORP CMN STK Cmn 87236Y108 28,192 1,479,113 Sh Shared-defined -- 1,479,113 TEAM HEALTH HOLDINGS INC Cmn 87817A107 3,228 192,160 Sh Shared-defined -- 192,160 TEAM INC CMN STK Cmn 878155100 180 10,833 Sh Shared-defined -- 10,833 TECH DATA CORP CMN STK Cmn 878237906 570 13,600 Sh Call Shared-defined 1 13,600 TECH DATA CORP CMN STK Cmn 878237956 419 10,000 Sh Put Shared-defined 1 10,000 TECH DATA CORP CMN STK Cmn 878237106 9 210 Sh Shared-defined 1 210 TECH DATA CORP CMN STK Cmn 878237106 8,041 191,912 Sh Shared-defined -- 191,912 TECHNE CORP CMN STK Cmn 878377900 197 3,100 Sh Call Shared-defined 1 3,100 TECHNE CORP CMN STK Cmn 878377950 898 14,100 Sh Put Shared-defined 1 14,100 TECHNE CORP CMN STK Cmn 878377100 223 3,496 Sh Shared-defined 1 3,496 TECHNE CORP CMN STK Cmn 878377100 2,682 42,106 Sh Shared-defined -- 42,106 TECHNITROL INC CMN STK Cmn 878555901 15 2,800 Sh Call Shared-defined 1 2,800 TECHNITROL INC CMN STK Cmn 878555951 19 3,600 Sh Put Shared-defined 1 3,600 TECHNITROL INC CMN STK Cmn 878555101 8 1,449 Sh Shared-defined 1 1,449 COLUMN TOTALS 44,681
FORM 13F Page 583 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TECHNITROL INC CMN STK Cmn 878555101 174 33,038 Sh Shared-defined -- 33,038 TECK COMINCO LIMITED - CL B CMN STK Cmn 878742204 1,782 40,905 Sh Shared-defined 1 40,905 TECK COMINCO LIMITED - CL B CMN STK Cmn 878742204 213 4,900 Sh Shared-defined -- 4,900 TECK COMINCO LIMITED - CL B CMN STK Cmn 878742904 11,892 273,000 Sh Call Shared-defined 1 273,000 TECK COMINCO LIMITED - CL B CMN STK Cmn 878742954 15,046 345,400 Sh Put Shared-defined 1 345,400 TECK COMINCO LIMITED - CL B CMN STK Cmn 878742904 4,016 92,200 Sh Call Shared-defined -- 92,200 TECK COMINCO LIMITED - CL B CMN STK Cmn 878742954 3,994 91,700 Sh Put Shared-defined -- 91,700 TECO ENERGY INC CMN STK Cmn 872375900 237 14,900 Sh Call Shared-defined 1 14,900 TECO ENERGY INC CMN STK Cmn 872375950 377 23,700 Sh Put Shared-defined 1 23,700 TECO ENERGY INC CMN STK Cmn 872375100 189 11,876 Sh Shared-defined 1 11,876 TECO ENERGY INC CMN STK Cmn 872375100 642 40,380 Sh Shared-defined -- 40,380 TEEKAY CORP CMN STOCK Cmn Y8564W903 714 31,400 Sh Call Shared-defined 1 31,400 TEEKAY CORP CMN STOCK Cmn Y8564W953 1,326 58,300 Sh Put Shared-defined 1 58,300 TEEKAY CORP CMN STOCK Cmn Y8564W953 82 3,600 Sh Put Shared-defined -- 3,600 COLUMN TOTALS 40,684
FORM 13F Page 584 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TEEKAY CORP CMN STOCK Cmn Y8564W103 373 16,395 Sh Shared-defined 1 16,395 TEEKAY CORP CMN STOCK Cmn Y8564W103 5,124 225,333 Sh Shared-defined -- 225,333 TEEKAY LNG PARTNERS LP COMMON STOCK Cmn Y8564M905 767 25,700 Sh Call Shared-defined 1 25,700 TEEKAY LNG PARTNERS LP COMMON STOCK Cmn Y8564M955 140 4,700 Sh Put Shared-defined 1 4,700 TEEKAY LNG PARTNERS LP COMMON STOCK Cmn Y8564M105 16 537 Sh Shared-defined 1 537 TEEKAY TANKERS LTD-CLASS A Cmn Y8565N902 50 4,000 Sh Call Shared-defined 1 4,000 TEEKAY TANKERS LTD-CLASS A Cmn Y8565N952 55 4,400 Sh Put Shared-defined 1 4,400 TEEKAY TANKERS LTD-CLASS A Cmn Y8565N102 20 1,629 Sh Shared-defined -- 1,629 TEKELEC CMN STK Cmn 879101903 27 1,500 Sh Call Shared-defined 1 1,500 TEKELEC CMN STK Cmn 879101953 42 2,300 Sh Put Shared-defined 1 2,300 TEKELEC CMN STK Cmn 879101103 296 16,312 Sh Shared-defined 1 16,312 TEKELEC CMN STK Cmn 879101103 9 481 Sh Shared-defined -- 481 TELECOMMUNICATION SYSTEMS-A Cmn 87929J103 68 9,290 Sh Shared-defined 1 9,290 TELECOMMUNICATION SYSTEMS-A Cmn 87929J903 17 2,300 Sh Call Shared-defined 1 2,300 COLUMN TOTALS 7,004
FORM 13F Page 585 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TELECOMMUNICATION SYSTEMS-A Cmn 87929J953 108 14,700 Sh Put Shared-defined 1 14,700 TELECOMMUNICATION SYSTEMS-A Cmn 87929J103 61 8,329 Sh Shared-defined -- 8,329 TELEDYNE TECHNOLOGIES CMN STK Cmn 879360105 2 44 Sh Shared-defined 1 44 TELEDYNE TECHNOLOGIES CMN STK Cmn 879360105 374 9,060 Sh Shared-defined -- 9,060 TELEFLEX INC CMN STK Cmn 879369106 54 847 Sh Shared-defined 1 847 TELEFLEX INC CMN STK Cmn 879369106 1,491 23,274 Sh Shared-defined -- 23,274 TELEFONOS DE MEXICO SPONS ADR L Depository 1:20 Receipt 879403780 518 33,194 Sh Shared-defined 1 N/A TELEPHONE & DATA CMN STK Cmn 879433100 15 438 Sh Shared-defined 1 438 TELEPHONE & DATA CMN STK Cmn 879433100 1,459 43,103 Sh Shared-defined -- 43,103 TELEPHONE & DATA CMN STK Cmn 879433900 552 16,300 Sh Call Shared-defined 1 16,300 TELEPHONE & DATA CMN STK Cmn 879433950 227 6,700 Sh Put Shared-defined 1 6,700 TELETECH HLDGS INC CMN STOCK Cmn 879939906 272 15,900 Sh Call Shared-defined 1 15,900 TELETECH HLDGS INC CMN STOCK Cmn 879939956 229 13,400 Sh Put Shared-defined 1 13,400 TELETECH HLDGS INC CMN STOCK Cmn 879939106 29 1,700 Sh Shared-defined 1 1,700 COLUMN TOTALS 5,391
FORM 13F Page 586 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TELLABS INC CMN STK Cmn 879664900 611 80,700 Sh Call Shared-defined 1 80,700 TELLABS INC CMN STK Cmn 879664950 684 90,400 Sh Put Shared-defined 1 90,400 TELLABS INC CMN STK Cmn 879664900 2,759 364,500 Sh Call Shared-defined -- 364,500 TELLABS INC CMN STK Cmn 879664950 24 3,200 Sh Put Shared-defined -- 3,200 TELLABS INC CMN STK Cmn 879664100 81 10,763 Sh Shared-defined 1 10,763 TELLABS INC CMN STK Cmn 879664100 40,595 5,362,610 Sh Shared-defined -- 5,362,610 TELMEX Depository INTERNACIONAL-ADR Receipt 879690105 70 3,612 Sh Shared-defined 1 N/A TELMEX Depository INTERNACIONAL-ADR Receipt 879690105 501 25,965 Sh Shared-defined -- N/A TEMPLE INLAND INC Cmn 879868907 1,786 87,400 Sh Call Shared-defined 1 87,400 TEMPLE INLAND INC Cmn 879868957 484 23,700 Sh Put Shared-defined 1 23,700 TEMPLE INLAND INC Cmn 879868107 14,747 721,842 Sh Shared-defined -- 721,842 TEMPLE INLAND INC Cmn 879868907 913 44,700 Sh Call Shared-defined -- 44,700 TEMPLE INLAND INC Cmn 879868957 94 4,600 Sh Put Shared-defined -- 4,600 TEMPUR-PEDIC INTERNATIONAL COMMON STOCK Cmn 88023U901 1,194 39,600 Sh Call Shared-defined 1 39,600 COLUMN TOTALS 64,543
FORM 13F Page 587 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TEMPUR-PEDIC INTERNATIONAL COMMON STOCK Cmn 88023U951 1,258 41,700 Sh Put Shared-defined 1 41,700 TEMPUR-PEDIC INTERNATIONAL COMMON STOCK Cmn 88023U901 63 2,100 Sh Call Shared-defined -- 2,100 TEMPUR-PEDIC INTERNATIONAL COMMON STOCK Cmn 88023U951 130 4,300 Sh Put Shared-defined -- 4,300 TEMPUR-PEDIC INTERNATIONAL COMMON STOCK Cmn 88023U101 322 10,668 Sh Shared-defined 1 10,668 TEMPUR-PEDIC INTERNATIONAL COMMON STOCK Cmn 88023U101 694 23,019 Sh Shared-defined -- 23,019 TENARIS SA - ADR Depository 1:10 Receipt 88031M109 19 439 Sh Shared-defined 1 N/A TENARIS SA - ADR Depository 1:10 Receipt 88031M109 907 21,130 Sh Shared-defined -- N/A TENET HEALTHCARE CORPORATION CMN STK Cmn 88033G900 1,419 248,000 Sh Call Shared-defined 1 248,000 TENET HEALTHCARE CORPORATION CMN STK Cmn 88033G950 1,142 199,700 Sh Put Shared-defined 1 199,700 TENET HEALTHCARE CORPORATION CMN STK Cmn 88033G900 268 46,800 Sh Call Shared-defined -- 46,800 TENET HEALTHCARE CORPORATION CMN STK Cmn 88033G950 443 77,400 Sh Put Shared-defined -- 77,400 TENET HEALTHCARE CORPORATION CMN STK Cmn 88033G100 797 139,259 Sh Shared-defined 1 139,259 TENET HEALTHCARE CORPORATION CMN STK Cmn 88033G100 992 173,419 Sh Shared-defined -- 173,419 TENNANT CO CMN STK Cmn 880345103 1 54 Sh Shared-defined 1 54 COLUMN TOTALS 8,455
FORM 13F Page 588 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TENNANT CO CMN STK Cmn 880345103 815 29,745 Sh Shared-defined -- 29,745 TENNECO INC COMMON STOCK Cmn 880349905 1,313 55,500 Sh Call Shared-defined 1 55,500 TENNECO INC COMMON STOCK Cmn 880349955 1,199 50,700 Sh Put Shared-defined 1 50,700 TENNECO INC COMMON STOCK Cmn 880349905 168 7,100 Sh Call Shared-defined -- 7,100 TENNECO INC COMMON STOCK Cmn 880349955 76 3,200 Sh Put Shared-defined -- 3,200 TENNECO INC COMMON STOCK Cmn 880349105 65 2,742 Sh Shared-defined 1 2,742 TENNECO INC COMMON STOCK Cmn 880349105 70,763 2,992,087 Sh Shared-defined -- 2,992,087 TERADATA CORP Cmn 88076W103 579 20,052 Sh Shared-defined 1 20,052 TERADATA CORP Cmn 88076W903 43 1,500 Sh Call Shared-defined 1 1,500 TERADATA CORP Cmn 88076W953 708 24,500 Sh Put Shared-defined 1 24,500 TERADATA CORP Cmn 88076W103 321 11,108 Sh Shared-defined -- 11,108 TERADYNE 4.5% CB 3/15/2014-REGISTERED Bond 880770AE2 65,440 30,160,000 Prn Shared-defined -- N/A TERADYNE INC CMN STK Cmn 880770902 1,789 160,200 Sh Call Shared-defined 1 160,200 TERADYNE INC CMN STK Cmn 880770952 682 61,100 Sh Put Shared-defined 1 61,100 COLUMN TOTALS 143,961
FORM 13F Page 589 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TERADYNE INC CMN STK Cmn 880770902 398 35,600 Sh Call Shared-defined -- 35,600 TERADYNE INC CMN STK Cmn 880770952 211 18,900 Sh Put Shared-defined -- 18,900 TERADYNE INC CMN STK Cmn 880770102 536 47,958 Sh Shared-defined 1 47,958 TERADYNE INC CMN STK Cmn 880770102 17,009 1,522,753 Sh Shared-defined -- 1,522,753 TEREX CORP CMN STOCK Cmn 880779103 1,137 50,088 Sh Shared-defined 1 50,088 TEREX CORP CMN STOCK Cmn 880779103 9,206 405,375 Sh Shared-defined -- 405,375 TEREX CORP CMN STOCK Cmn 880779903 2,880 126,800 Sh Call Shared-defined 1 126,800 TEREX CORP CMN STOCK Cmn 880779953 5,811 255,900 Sh Put Shared-defined 1 255,900 TEREX CORP CMN STOCK Cmn 880779903 829 36,500 Sh Call Shared-defined -- 36,500 TEREX CORP CMN STOCK Cmn 880779953 1,072 47,200 Sh Put Shared-defined -- 47,200 TERRA INDUSTRIES COMMON STOCK Cmn 880915103 23 500 Sh Shared-defined -- 500 TERRA INDUSTRIES COMMON STOCK Cmn 880915903 210 4,600 Sh Call Shared-defined 1 4,600 TERRA INDUSTRIES COMMON STOCK Cmn 880915953 329 7,200 Sh Put Shared-defined 1 7,200 TESORO CORP CMN STK Cmn 881609101 1,573 113,176 Sh Shared-defined 1 113,176 COLUMN TOTALS 41,224
FORM 13F Page 590 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TESORO CORP CMN STK Cmn 881609101 43,809 3,151,701 Sh Shared-defined -- 3,151,701 TESORO CORP CMN STK Cmn 881609901 2,950 212,200 Sh Call Shared-defined 1 212,200 TESORO CORP CMN STK Cmn 881609951 3,557 255,900 Sh Put Shared-defined 1 255,900 TESORO CORP CMN STK Cmn 881609901 15,906 1,144,300 Sh Call Shared-defined -- 1,144,300 TESORO CORP CMN STK Cmn 881609951 1,069 76,900 Sh Put Shared-defined -- 76,900 TESSERA TECHNOLOGIES INC COMMON STOCK Cmn 88164L900 1,010 49,800 Sh Call Shared-defined 1 49,800 TESSERA TECHNOLOGIES INC COMMON STOCK Cmn 88164L950 1,207 59,500 Sh Put Shared-defined 1 59,500 TESSERA TECHNOLOGIES INC COMMON STOCK Cmn 88164L100 771 37,998 Sh Shared-defined 1 37,998 TESSERA TECHNOLOGIES INC COMMON STOCK Cmn 88164L100 734 36,196 Sh Shared-defined -- 36,196 TETRA TECH INC CMN STK Cmn 88162G903 855 37,100 Sh Call Shared-defined 1 37,100 TETRA TECH INC CMN STK Cmn 88162G953 422 18,300 Sh Put Shared-defined 1 18,300 TETRA TECH INC CMN STK Cmn 88162G103 28 1,200 Sh Shared-defined -- 1,200 TETRA TECHNOLOGIES INC/DE CMN STK Cmn 88162F905 226 18,500 Sh Call Shared-defined 1 18,500 TETRA TECHNOLOGIES INC/DE CMN STK Cmn 88162F955 103 8,400 Sh Put Shared-defined 1 8,400 COLUMN TOTALS 72,647
FORM 13F Page 591 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TETRA TECHNOLOGIES INC/DE CMN STK Cmn 88162F105 11 872 Sh Shared-defined 1 872 TEVA PHARMACEUTICAL INDUSTRIES - ADR Depository 1:1 Receipt 881624209 7,928 125,681 Sh Shared-defined 1 N/A TEVA PHARMACEUTICAL INDUSTRIES - ADR Depository 1:1 Receipt 881624209 18,011 285,531 Sh Shared-defined -- N/A TEXAS CAPITAL BANCSHARES INC COMMON STOCK Cmn 88224Q107 6,441 339,175 Sh Shared-defined -- 339,175 TEXAS INDUSTRIES INC CMN STK Cmn 882491903 991 29,000 Sh Call Shared-defined 1 29,000 TEXAS INDUSTRIES INC CMN STK Cmn 882491953 2,942 86,100 Sh Put Shared-defined 1 86,100 TEXAS INDUSTRIES INC CMN STK Cmn 882491103 2,166 63,380 Sh Shared-defined 1 63,380 TEXAS INDUSTRIES INC CMN STK Cmn 882491103 155 4,550 Sh Shared-defined -- 4,550 TEXAS INSTRUMENTS COMMON STOCK Cmn 882508104 321 13,100 Sh Shared-defined 1 13,100 TEXAS INSTRUMENTS COMMON STOCK Cmn 882508104 31,236 1,276,511 Sh Shared-defined -- 1,276,511 TEXAS INSTRUMENTS COMMON STOCK Cmn 882508904 12,915 527,800 Sh Call Shared-defined 1 527,800 TEXAS INSTRUMENTS COMMON STOCK Cmn 882508954 9,962 407,100 Sh Put Shared-defined 1 407,100 TEXAS INSTRUMENTS COMMON STOCK Cmn 882508904 2,787 113,900 Sh Call Shared-defined -- 113,900 TEXAS INSTRUMENTS COMMON STOCK Cmn 882508954 1,909 78,000 Sh Put Shared-defined -- 78,000 COLUMN TOTALS 97,775
FORM 13F Page 592 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TEXAS ROADHOUSE INC COMMON STOCK Cmn 882681909 318 22,900 Sh Call Shared-defined 1 22,900 TEXAS ROADHOUSE INC COMMON STOCK Cmn 882681959 224 16,100 Sh Put Shared-defined 1 16,100 TEXAS ROADHOUSE INC COMMON STOCK Cmn 882681109 600 43,206 Sh Shared-defined -- 43,206 TEXTRON INC Cmn 883203101 689 32,460 Sh Shared-defined 1 32,460 TEXTRON INC Cmn 883203101 941 44,320 Sh Shared-defined -- 44,320 TEXTRON INC Cmn 883203901 5,605 264,000 Sh Call Shared-defined 1 264,000 TEXTRON INC Cmn 883203951 3,083 145,200 Sh Put Shared-defined 1 145,200 TEXTRON INC Cmn 883203901 1,594 75,100 Sh Call Shared-defined -- 75,100 TEXTRON INC Cmn 883203951 1,573 74,100 Sh Put Shared-defined -- 74,100 TEXTRON INC 4.5% CB 5/01/2013-REGISTERED Bond 883203BN0 66,553 38,181,000 Prn Shared-defined -- N/A TFS FINANCIAL COR Cmn 87240R107 16 1,182 Sh Shared-defined 1 1,182 TFS FINANCIAL COR Cmn 87240R107 3,769 282,319 Sh Shared-defined -- 282,319 THE BANK OF NEW YORK MELLON CORP Cmn 064058900 11,456 371,000 Sh Call Shared-defined 1 371,000 THE BANK OF NEW YORK MELLON CORP Cmn 064058950 5,741 185,900 Sh Put Shared-defined 1 185,900 COLUMN TOTALS 102,162
FORM 13F Page 593 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- THE BANK OF NEW YORK MELLON CORP Cmn 064058900 3,795 122,900 Sh Call Shared-defined -- 122,900 THE BANK OF NEW YORK MELLON CORP Cmn 064058950 1,149 37,200 Sh Put Shared-defined -- 37,200 THE BANK OF NEW YORK MELLON CORP Cmn 064058100 3,037 98,356 Sh Shared-defined -- 98,356 THE BOEING COMPANY. COMMON STOCK Cmn 097023905 42,274 582,200 Sh Call Shared-defined 1 582,200 THE BOEING COMPANY. COMMON STOCK Cmn 097023955 70,925 976,800 Sh Put Shared-defined 1 976,800 THE BOEING COMPANY. COMMON STOCK Cmn 097023905 10,884 149,900 Sh Call Shared-defined -- 149,900 THE BOEING COMPANY. COMMON STOCK Cmn 097023955 14,370 197,900 Sh Put Shared-defined -- 197,900 THE BOEING COMPANY. COMMON STOCK Cmn 097023105 513 7,061 Sh Shared-defined 1 7,061 THE BOEING COMPANY. COMMON STOCK Cmn 097023105 1,261 17,370 Sh Shared-defined -- 17,370 THE GOLDMAN SACHS GROUP INC CMN STOCK Cmn 38141G104 38,950 228,272 Sh Shared-defined 1 228,272 THE GOLDMAN SACHS GROUP INC CMN STOCK Cmn 38141G104 21,531 126,187 Sh Shared-defined -- 126,187 THE GOLDMAN SACHS GROUP INC CMN STOCK Cmn 38141G904 111,711 654,700 Sh Call Shared-defined 1 654,700 THE GOLDMAN SACHS GROUP INC CMN STOCK Cmn 38141G954 269,237 1,577,900 Sh Put Shared-defined 1 1,577,900 THE GOLDMAN SACHS GROUP INC CMN STOCK Cmn 38141G904 15,800 92,600 Sh Call Shared-defined -- 92,600 COLUMN TOTALS 605,437
FORM 13F Page 594 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- THE GOLDMAN SACHS GROUP INC CMN STOCK Cmn 38141G954 35,184 206,200 Sh Put Shared-defined -- 206,200 THE GOODYEAR TIRE COMMON STOCK Cmn 382550901 722 57,100 Sh Call Shared-defined 1 57,100 THE GOODYEAR TIRE COMMON STOCK Cmn 382550951 1,832 144,900 Sh Put Shared-defined 1 144,900 THE GOODYEAR TIRE COMMON STOCK Cmn 382550901 67 5,300 Sh Call Shared-defined -- 5,300 THE GOODYEAR TIRE COMMON STOCK Cmn 382550951 1,144 90,500 Sh Put Shared-defined -- 90,500 THE GOODYEAR TIRE COMMON STOCK Cmn 382550101 1,470 116,334 Sh Shared-defined 1 116,334 THE GOODYEAR TIRE COMMON STOCK Cmn 382550101 1,354 107,123 Sh Shared-defined -- 107,123 THE HERSHEY CO Cmn 427866108 3,803 88,842 Sh Shared-defined 1 88,842 THE HERSHEY CO Cmn 427866908 6,567 153,400 Sh Call Shared-defined 1 153,400 THE HERSHEY CO Cmn 427866958 6,623 154,700 Sh Put Shared-defined 1 154,700 THE HERSHEY CO Cmn 427866108 25,547 596,745 Sh Shared-defined -- 596,745 THE HERSHEY CO Cmn 427866908 2,611 61,000 Sh Call Shared-defined -- 61,000 THE HERSHEY CO Cmn 427866958 771 18,000 Sh Put Shared-defined -- 18,000 THE INTERPUBLIC GROUP OF COMPANIES, INC. CMN STOCK Cmn 460690900 557 66,900 Sh Call Shared-defined 1 66,900 COLUMN TOTALS 88,252
FORM 13F Page 595 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- THE INTERPUBLIC GROUP OF COMPANIES, INC. CMN STOCK Cmn 460690950 191 23,000 Sh Put Shared-defined 1 23,000 THE INTERPUBLIC GROUP OF COMPANIES, INC. CMN STOCK Cmn 460690900 5 600 Sh Call Shared-defined -- 600 THE INTERPUBLIC GROUP OF COMPANIES, INC. CMN STOCK Cmn 460690950 4 500 Sh Put Shared-defined -- 500 THE INTERPUBLIC GROUP OF COMPANIES, INC. CMN STOCK Cmn 460690100 86 10,320 Sh Shared-defined 1 10,320 THE INTERPUBLIC GROUP OF COMPANIES, INC. CMN STOCK Cmn 460690100 81,518 9,797,812 Sh Shared-defined -- 9,797,812 THE KNOT INC CMN STK Cmn 499184909 34 4,400 Sh Call Shared-defined 1 4,400 THE KNOT INC CMN STK Cmn 499184959 196 25,100 Sh Put Shared-defined 1 25,100 THE KNOT INC CMN STK Cmn 499184109 72 9,267 Sh Shared-defined 1 9,267 THE KNOT INC CMN STK Cmn 499184109 268 34,216 Sh Shared-defined -- 34,216 THE KROGER CO. COMMON STOCK KR Cmn 501044101 611 28,199 Sh Shared-defined 1 28,199 THE KROGER CO. COMMON STOCK KR Cmn 501044101 2,240 103,432 Sh Shared-defined -- 103,432 THE KROGER CO. COMMON STOCK KR Cmn 501044901 1,482 68,400 Sh Call Shared-defined 1 68,400 THE KROGER CO. COMMON STOCK KR Cmn 501044951 7,869 363,300 Sh Put Shared-defined 1 363,300 THE KROGER CO. COMMON STOCK KR Cmn 501044901 87 4,000 Sh Call Shared-defined -- 4,000 COLUMN TOTALS 94,663
FORM 13F Page 596 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- THE KROGER CO. COMMON STOCK KR Cmn 501044951 3,758 173,500 Sh Put Shared-defined -- 173,500 THE NASDAQ OMX GROUP COMMON STOCK Cmn 631103108 2,469 116,887 Sh Shared-defined 1 116,887 THE NASDAQ OMX GROUP COMMON STOCK Cmn 631103108 256 12,136 Sh Shared-defined -- 12,136 THE NASDAQ OMX GROUP COMMON STOCK Cmn 631103908 2,148 101,700 Sh Call Shared-defined 1 101,700 THE NASDAQ OMX GROUP COMMON STOCK Cmn 631103958 2,646 125,300 Sh Put Shared-defined 1 125,300 THE NASDAQ OMX GROUP COMMON STOCK Cmn 631103908 720 34,100 Sh Call Shared-defined -- 34,100 THE NASDAQ OMX GROUP COMMON STOCK Cmn 631103958 570 27,000 Sh Put Shared-defined -- 27,000 THE ST JOE CO CMN STK Cmn 790148100 854 26,398 Sh Shared-defined 1 26,398 THE ST JOE CO CMN STK Cmn 790148100 -- 1 Sh Shared-defined -- 1 THE ST JOE CO CMN STK Cmn 790148900 1,715 53,000 Sh Call Shared-defined 1 53,000 THE ST JOE CO CMN STK Cmn 790148950 2,226 68,800 Sh Put Shared-defined 1 68,800 THE WARNACO GROUP INC COMMON STOCK Cmn 934390902 1,302 27,300 Sh Call Shared-defined 1 27,300 THE WARNACO GROUP INC COMMON STOCK Cmn 934390952 730 15,300 Sh Put Shared-defined 1 15,300 THE WARNACO GROUP INC COMMON STOCK Cmn 934390402 13,738 287,954 Sh Shared-defined -- 287,954 COLUMN TOTALS 33,132
FORM 13F Page 597 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- THERAVANCE INC 3% CB 1/15/15 - REGISTERED Bond 88338TAA2 29,155 34,000,000 Prn Shared-defined -- N/A THERAVANCE, INC. COMMON STOCK Cmn 88338T904 344 25,800 Sh Call Shared-defined 1 25,800 THERAVANCE, INC. COMMON STOCK Cmn 88338T954 72 5,400 Sh Put Shared-defined 1 5,400 THERAVANCE, INC. COMMON STOCK Cmn 88338T104 64 4,787 Sh Shared-defined 1 4,787 THERAVANCE, INC. COMMON STOCK Cmn 88338T104 540 40,559 Sh Shared-defined -- 40,559 THERMO FISHER SCIENTIFIC INC CMN STK Cmn 883556902 3,735 72,600 Sh Call Shared-defined 1 72,600 THERMO FISHER SCIENTIFIC INC CMN STK Cmn 883556952 3,385 65,800 Sh Put Shared-defined 1 65,800 THERMO FISHER SCIENTIFIC INC CMN STK Cmn 883556102 365 7,103 Sh Shared-defined 1 7,103 THERMO FISHER SCIENTIFIC INC CMN STK Cmn 883556102 9,053 175,982 Sh Shared-defined -- 175,982 THERMOGENESIS CORP Cmn 883623209 8 10,920 Sh Shared-defined 1 10,920 THOMAS & BETTS CORP Cmn 884315102 13 339 Sh Shared-defined 1 339 THOMAS & BETTS CORP Cmn 884315902 1,216 31,000 Sh Call Shared-defined 1 31,000 THOMAS & BETTS CORP Cmn 884315952 286 7,300 Sh Put Shared-defined 1 7,300 THOMPSON CREEK METALS CO INC CMN STK Cmn 884768102 90 6,666 Sh Shared-defined 1 6,666 COLUMN TOTALS 48,326
FORM 13F Page 598 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- THOMPSON CREEK METALS CO INC CMN STK Cmn 884768102 2,484 183,583 Sh Shared-defined -- 183,583 THOMPSON CREEK METALS CO INC CMN STK Cmn 884768902 548 40,500 Sh Call Shared-defined 1 40,500 THOMPSON CREEK METALS CO INC CMN STK Cmn 884768952 681 50,300 Sh Put Shared-defined 1 50,300 THOMPSON CREEK METALS CO INC CMN STK Cmn 884768902 154 11,400 Sh Call Shared-defined -- 11,400 THOMPSON CREEK METALS CO INC CMN STK Cmn 884768952 62 4,600 Sh Put Shared-defined -- 4,600 THOR INDUSTRIES INC CMN STK Cmn 885160901 586 19,400 Sh Call Shared-defined 1 19,400 THOR INDUSTRIES INC CMN STK Cmn 885160951 97 3,200 Sh Put Shared-defined 1 3,200 THOR INDUSTRIES INC CMN STK Cmn 885160101 30,861 1,021,540 Sh Shared-defined -- 1,021,540 THORATEC CORP Cmn 885175307 77 2,301 Sh Shared-defined 1 2,301 THORATEC CORP Cmn 885175307 9,175 274,304 Sh Shared-defined -- 274,304 THORATEC CORP Cmn 885175907 1,743 52,100 Sh Call Shared-defined 1 52,100 THORATEC CORP Cmn 885175957 1,639 49,000 Sh Put Shared-defined 1 49,000 THORATEC CORP Cmn 885175907 43 1,300 Sh Call Shared-defined -- 1,300 THORATEC CORP Cmn 885175957 5,225 156,200 Sh Put Shared-defined -- 156,200 COLUMN TOTALS 53,375
FORM 13F Page 599 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- THORATEC CORP 1.38% CB DUE 05/16/2034 REGISTERED Bond 885175AB5 20,838 20,850,000 Prn Shared-defined -- N/A THQ INC CMN STK Cmn 872443903 69 9,800 Sh Call Shared-defined 1 9,800 THQ INC CMN STK Cmn 872443953 11 1,600 Sh Put Shared-defined 1 1,600 THQ INC CMN STK Cmn 872443403 54 7,705 Sh Shared-defined 1 7,705 THQ INC CMN STK Cmn 872443403 130 18,484 Sh Shared-defined -- 18,484 TIBCO SOFTWARE INC CMN STK Cmn 88632Q903 131 12,100 Sh Call Shared-defined 1 12,100 TIBCO SOFTWARE INC CMN STK Cmn 88632Q953 187 17,300 Sh Put Shared-defined 1 17,300 TIBCO SOFTWARE INC CMN STK Cmn 88632Q103 255 23,629 Sh Shared-defined 1 23,629 TIBCO SOFTWARE INC CMN STK Cmn 88632Q103 14,911 1,381,971 Sh Shared-defined -- 1,381,971 TIDEWATER COMMON STOCK TDW Cmn 886423102 21,569 456,304 Sh Shared-defined -- 456,304 TIDEWATER COMMON STOCK TDW Cmn 886423902 2,293 48,500 Sh Call Shared-defined 1 48,500 TIDEWATER COMMON STOCK TDW Cmn 886423952 936 19,800 Sh Put Shared-defined 1 19,800 TIDEWATER COMMON STOCK TDW Cmn 886423902 274 5,800 Sh Call Shared-defined -- 5,800 TIFFANY COMMON STOCK TIF Cmn 886547908 9,864 207,700 Sh Call Shared-defined 1 207,700 COLUMN TOTALS 71,522
FORM 13F Page 600 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TIFFANY COMMON STOCK TIF Cmn 886547958 12,879 271,200 Sh Put Shared-defined 1 271,200 TIFFANY COMMON STOCK TIF Cmn 886547908 3,657 77,000 Sh Call Shared-defined -- 77,000 TIFFANY COMMON STOCK TIF Cmn 886547958 3,372 71,000 Sh Put Shared-defined -- 71,000 TIFFANY COMMON STOCK TIF Cmn 886547108 20 428 Sh Shared-defined 1 428 TIFFANY COMMON STOCK TIF Cmn 886547108 86 1,801 Sh Shared-defined -- 1,801 TIM HORTONS INC COMMON STOCK Cmn 88706M903 267 8,200 Sh Call Shared-defined 1 8,200 TIM HORTONS INC COMMON STOCK Cmn 88706M953 88 2,700 Sh Put Shared-defined 1 2,700 TIM HORTONS INC COMMON STOCK Cmn 88706M103 6 197 Sh Shared-defined 1 197 TIM HORTONS INC COMMON STOCK Cmn 88706M103 131 4,034 Sh Shared-defined -- 4,034 TIMBERLAND CO -CL A CMN STK Cmn 887100905 766 35,900 Sh Call Shared-defined 1 35,900 TIMBERLAND CO -CL A CMN STK Cmn 887100955 926 43,400 Sh Put Shared-defined 1 43,400 TIMBERLAND CO -CL A CMN STK Cmn 887100105 752 35,249 Sh Shared-defined -- 35,249 TIME WARNER CABLE INC COMMON STOCK Cmn 88732J907 10,641 199,600 Sh Call Shared-defined 1 199,600 TIME WARNER CABLE INC COMMON STOCK Cmn 88732J957 5,560 104,300 Sh Put Shared-defined 1 104,300 COLUMN TOTALS 39,151
FORM 13F Page 601 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TIME WARNER CABLE INC COMMON STOCK Cmn 88732J907 2,586 48,500 Sh Call Shared-defined -- 48,500 TIME WARNER CABLE INC COMMON STOCK Cmn 88732J957 28,361 532,000 Sh Put Shared-defined -- 532,000 TIME WARNER CABLE INC COMMON STOCK Cmn 88732J207 3,275 61,434 Sh Shared-defined -- 61,434 TIME WARNER INC CMN STK Cmn 887317303 214 6,830 Sh Shared-defined 1 6,830 TIME WARNER INC CMN STK Cmn 887317303 6,394 204,477 Sh Shared-defined -- 204,477 TIME WARNER INC CMN STK Cmn 887317903 8,402 268,700 Sh Call Shared-defined 1 268,700 TIME WARNER INC CMN STK Cmn 887317953 4,934 157,800 Sh Put Shared-defined 1 157,800 TIME WARNER INC CMN STK Cmn 887317903 4,056 129,700 Sh Call Shared-defined -- 129,700 TIME WARNER INC CMN STK Cmn 887317953 1,601 51,200 Sh Put Shared-defined -- 51,200 TIME WARNER TELECOM 2.375% CB 4/1/26-REGISTERED Bond 887319AC5 115,504 101,315,000 Prn Shared-defined -- N/A TIMKEN CO Cmn 887389104 58 1,918 Sh Shared-defined 1 1,918 TIMKEN CO Cmn 887389904 735 24,500 Sh Call Shared-defined 1 24,500 TIMKEN CO Cmn 887389954 1,041 34,700 Sh Put Shared-defined 1 34,700 TIMKEN CO Cmn 887389104 12,169 405,506 Sh Shared-defined -- 405,506 COLUMN TOTALS 189,330
FORM 13F Page 602 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TITAN INTERNATIONAL INC COMMON STOCK Cmn 88830M102 106 12,103 Sh Shared-defined 1 12,103 TITAN INTERNATIONAL INC COMMON STOCK Cmn 88830M902 74 8,500 Sh Call Shared-defined 1 8,500 TITAN INTERNATIONAL INC COMMON STOCK Cmn 88830M952 120 13,700 Sh Put Shared-defined 1 13,700 TITAN MACHINERY INC Cmn 88830R101 11 809 Sh Shared-defined 1 809 TITAN MACHINERY INC Cmn 88830R901 136 9,900 Sh Call Shared-defined 1 9,900 TITAN MACHINERY INC Cmn 88830R951 100 7,300 Sh Put Shared-defined 1 7,300 TITAN MACHINERY INC Cmn 88830R101 10 758 Sh Shared-defined -- 758 TITANIUM METALS CORP CMN STOCK Cmn 888339907 3,454 208,200 Sh Call Shared-defined 1 208,200 TITANIUM METALS CORP CMN STOCK Cmn 888339957 2,639 159,100 Sh Put Shared-defined 1 159,100 TITANIUM METALS CORP CMN STOCK Cmn 888339907 1,224 73,800 Sh Call Shared-defined -- 73,800 TITANIUM METALS CORP CMN STOCK Cmn 888339957 786 47,400 Sh Put Shared-defined -- 47,400 TITANIUM METALS CORP CMN STOCK Cmn 888339207 207 12,489 Sh Shared-defined 1 12,489 TITANIUM METALS CORP CMN STOCK Cmn 888339207 1,857 111,930 Sh Shared-defined -- 111,930 TIVO INC CMN STOCK Cmn 888706908 14,634 854,800 Sh Call Shared-defined 1 854,800 COLUMN TOTALS 25,358
FORM 13F Page 603 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TIVO INC CMN STOCK Cmn 888706958 7,271 424,700 Sh Put Shared-defined 1 424,700 TIVO INC CMN STOCK Cmn 888706908 5,097 297,700 Sh Call Shared-defined -- 297,700 TIVO INC CMN STOCK Cmn 888706958 2,243 131,000 Sh Put Shared-defined -- 131,000 TIVO INC CMN STOCK Cmn 888706108 1,928 112,604 Sh Shared-defined 1 112,604 TIVO INC CMN STOCK Cmn 888706108 18,350 1,071,852 Sh Shared-defined -- 1,071,852 TJX COMPANIES INC Cmn 872540109 1,306 30,722 Sh Shared-defined 1 30,722 TJX COMPANIES INC Cmn 872540909 2,028 47,700 Sh Call Shared-defined 1 47,700 TJX COMPANIES INC Cmn 872540959 5,209 122,500 Sh Put Shared-defined 1 122,500 TJX COMPANIES INC Cmn 872540109 4,551 107,032 Sh Shared-defined -- 107,032 TJX COMPANIES INC Cmn 872540909 1,667 39,200 Sh Call Shared-defined -- 39,200 TJX COMPANIES INC Cmn 872540959 1,029 24,200 Sh Put Shared-defined -- 24,200 TOLL BROTHERS COMMON STOCK Cmn 889478103 52,429 2,520,648 Sh Shared-defined -- 2,520,648 TOLL BROTHERS COMMON STOCK Cmn 889478903 3,854 185,300 Sh Call Shared-defined 1 185,300 TOLL BROTHERS COMMON STOCK Cmn 889478953 2,598 124,900 Sh Put Shared-defined 1 124,900 COLUMN TOTALS 109,560
FORM 13F Page 604 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TOLL BROTHERS COMMON STOCK Cmn 889478903 1,156 55,600 Sh Call Shared-defined -- 55,600 TOLL BROTHERS COMMON STOCK Cmn 889478953 154 7,400 Sh Put Shared-defined -- 7,400 TOOTSIE ROLL INDS INC Cmn 890516107 5 185 Sh Shared-defined 1 185 TOOTSIE ROLL INDS INC Cmn 890516107 366 13,544 Sh Shared-defined -- 13,544 TORCHMARK CORP Cmn 891027104 145 2,717 Sh Shared-defined 1 2,717 TORCHMARK CORP Cmn 891027904 1,766 33,000 Sh Call Shared-defined 1 33,000 TORCHMARK CORP Cmn 891027954 2,868 53,600 Sh Put Shared-defined 1 53,600 TORCHMARK CORP Cmn 891027104 18,837 352,032 Sh Shared-defined -- 352,032 TORCHMARK CORP Cmn 891027954 1,386 25,900 Sh Put Shared-defined -- 25,900 TOREADOR RESOURCES CORP CMN STK Cmn 891050906 474 57,900 Sh Call Shared-defined 1 57,900 TOREADOR RESOURCES CORP CMN STK Cmn 891050956 219 26,800 Sh Put Shared-defined 1 26,800 TOREADOR RESOURCES CORP CMN STK Cmn 891050106 92 11,261 Sh Shared-defined 1 11,261 TOREADOR RESOURCES CORP CMN STK Cmn 891050106 243 29,710 Sh Shared-defined -- 29,710 TORO CO CMN STK Cmn 891092908 816 16,600 Sh Call Shared-defined 1 16,600 COLUMN TOTALS 28,527
FORM 13F Page 605 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TORO CO CMN STK Cmn 891092958 152 3,100 Sh Put Shared-defined 1 3,100 TORO CO CMN STK Cmn 891092908 143 2,900 Sh Call Shared-defined -- 2,900 TORO CO CMN STK Cmn 891092958 25 500 Sh Put Shared-defined -- 500 TORO CO CMN STK Cmn 891092108 25 500 Sh Shared-defined 1 500 TORO CO CMN STK Cmn 891092108 495 10,076 Sh Shared-defined -- 10,076 TORONTO-DOMINION BANK COMMON STOCK Cmn 891160909 3,490 46,800 Sh Call Shared-defined 1 46,800 TORONTO-DOMINION BANK COMMON STOCK Cmn 891160959 4,467 59,900 Sh Put Shared-defined 1 59,900 TORONTO-DOMINION BANK COMMON STOCK Cmn 891160909 1,611 21,600 Sh Call Shared-defined -- 21,600 TORONTO-DOMINION BANK COMMON STOCK Cmn 891160959 1,447 19,400 Sh Put Shared-defined -- 19,400 TORONTO-DOMINION BANK COMMON STOCK Cmn 891160509 242 3,242 Sh Shared-defined 1 3,242 TOTAL FINA ELF SA Depository - - SPONS ADR 1:1 Receipt 89151E109 7,709 132,873 Sh Shared-defined 1 N/A TOTAL FINA ELF SA Depository - - SPONS ADR 1:1 Receipt 89151E109 1,688 29,088 Sh Shared-defined -- N/A TOTAL SYSTEM SERVICES INC CMN STK Cmn 891906909 215 13,700 Sh Call Shared-defined 1 13,700 TOTAL SYSTEM SERVICES INC CMN STK Cmn 891906959 105 6,700 Sh Put Shared-defined 1 6,700 COLUMN TOTALS 21,814
FORM 13F Page 606 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TOTAL SYSTEM SERVICES INC CMN STK Cmn 891906109 128 8,143 Sh Shared-defined 1 8,143 TOTAL SYSTEM SERVICES INC CMN STK Cmn 891906109 1,270 81,106 Sh Shared-defined -- 81,106 TOWER GROUP INC COMMON STOCK Cmn 891777904 330 14,900 Sh Call Shared-defined 1 14,900 TOWER GROUP INC COMMON STOCK Cmn 891777954 1,055 47,600 Sh Put Shared-defined 1 47,600 TOWER GROUP INC COMMON STOCK Cmn 891777104 386 17,411 Sh Shared-defined 1 17,411 TOWER GROUP INC COMMON STOCK Cmn 891777104 3 115 Sh Shared-defined -- 115 TOWERS WATSON & CO Cmn 891894107 18 380 Sh Shared-defined 1 380 TOWERS WATSON & CO Cmn 891894107 4,207 88,576 Sh Shared-defined -- 88,576 TOYOTA MOTOR ADR Depository 1:2 Receipt 892331307 11,900 147,977 Sh Shared-defined 1 N/A TOYOTA MOTOR ADR Depository 1:2 Receipt 892331307 1,944 24,172 Sh Shared-defined -- N/A TRACTOR SUPPLY CO CMN STK Cmn 892356906 1,852 31,900 Sh Call Shared-defined 1 31,900 TRACTOR SUPPLY CO CMN STK Cmn 892356956 615 10,600 Sh Put Shared-defined 1 10,600 TRACTOR SUPPLY CO CMN STK Cmn 892356106 13 222 Sh Shared-defined 1 222 TRACTOR SUPPLY CO CMN STK Cmn 892356106 7,849 135,209 Sh Shared-defined -- 135,209 COLUMN TOTALS 31,570
FORM 13F Page 607 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TRADESTATION GROUP INC Cmn 89267P905 313 44,600 Sh Call Shared-defined 1 44,600 TRADESTATION GROUP INC Cmn 89267P955 81 11,600 Sh Put Shared-defined 1 11,600 TRANSATLANTIC HOLDINGS INC CMN STK Cmn 893521904 153 2,900 Sh Call Shared-defined 1 2,900 TRANSATLANTIC HOLDINGS INC CMN STK Cmn 893521954 660 12,500 Sh Put Shared-defined 1 12,500 TRANSATLANTIC HOLDINGS INC CMN STK Cmn 893521104 207 3,920 Sh Shared-defined 1 3,920 TRANSATLANTIC HOLDINGS INC CMN STK Cmn 893521104 59,699 1,130,667 Sh Shared-defined -- 1,130,667 TRANSDIGM GROUP INC CMN STK Cmn 893641900 1,570 29,600 Sh Call Shared-defined 1 29,600 TRANSDIGM GROUP INC CMN STK Cmn 893641950 1,697 32,000 Sh Put Shared-defined 1 32,000 TRANSDIGM GROUP INC CMN STK Cmn 893641100 3,325 62,690 Sh Shared-defined -- 62,690 TRANSGLOBE ENERGY CORP CMN STOCK Cmn 893662906 64 11,100 Sh Call Shared-defined 1 11,100 TRANSGLOBE ENERGY CORP CMN STOCK Cmn 893662956 114 19,700 Sh Put Shared-defined 1 19,700 TRANSGLOBE ENERGY CORP CMN STOCK Cmn 893662106 149 25,771 Sh Shared-defined 1 25,771 TRANSGLOBE ENERGY CORP CMN STOCK Cmn 893662106 26 4,400 Sh Shared-defined -- 4,400 TRANSOCEAN LTD Cmn H8817H100 3,764 43,580 Sh Shared-defined 1 43,580 COLUMN TOTALS 71,822
FORM 13F Page 608 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TRANSOCEAN LTD Cmn H8817H900 37,938 439,200 Sh Call Shared-defined 1 439,200 TRANSOCEAN LTD Cmn H8817H950 61,675 714,000 Sh Put Shared-defined 1 714,000 TRANSOCEAN LTD Cmn H8817H100 8,563 99,134 Sh Shared-defined -- 99,134 TRANSOCEAN LTD Cmn H8817H900 4,889 56,600 Sh Call Shared-defined -- 56,600 TRANSOCEAN LTD Cmn H8817H950 17,103 198,000 Sh Put Shared-defined -- 198,000 TRAVELERS COS INC/THE CMN STK Cmn 89417E909 4,439 82,300 Sh Call Shared-defined 1 82,300 TRAVELERS COS INC/THE CMN STK Cmn 89417E959 6,521 120,900 Sh Put Shared-defined 1 120,900 TRAVELERS COS INC/THE CMN STK Cmn 89417E909 1,316 24,400 Sh Call Shared-defined -- 24,400 TRAVELERS COS INC/THE CMN STK Cmn 89417E959 1,100 20,400 Sh Put Shared-defined -- 20,400 TRAVELERS COS INC/THE CMN STK Cmn 89417E109 40,689 754,336 Sh Shared-defined -- 754,336 TREDEGAR INDUSTRIES INC CMN STK Cmn 894650100 2 94 Sh Shared-defined 1 94 TREDEGAR INDUSTRIES INC CMN STK Cmn 894650100 566 33,155 Sh Shared-defined -- 33,155 TREEHOUSE FOODS INC COMMON STOCK Cmn 89469A904 614 14,000 Sh Call Shared-defined 1 14,000 TREEHOUSE FOODS INC COMMON STOCK Cmn 89469A954 544 12,400 Sh Put Shared-defined 1 12,400 COLUMN TOTALS 185,959
FORM 13F Page 609 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TREEHOUSE FOODS INC COMMON STOCK Cmn 89469A104 561 12,778 Sh Shared-defined 1 12,778 TREEHOUSE FOODS INC COMMON STOCK Cmn 89469A104 376 8,574 Sh Shared-defined -- 8,574 TREX INC CMN STOCK Cmn 89531P905 413 19,400 Sh Call Shared-defined 1 19,400 TREX INC CMN STOCK Cmn 89531P955 643 30,200 Sh Put Shared-defined 1 30,200 TREX INC CMN STOCK Cmn 89531P105 25 1,152 Sh Shared-defined 1 1,152 TREX INC CMN STOCK Cmn 89531P105 61 2,847 Sh Shared-defined -- 2,847 TRICO MARINE SERVICES INC COMMON STOCK Cmn 896106900 4 1,900 Sh Call Shared-defined 1 1,900 TRICO MARINE SERVICES INC COMMON STOCK Cmn 896106950 11 4,700 Sh Put Shared-defined 1 4,700 TRICO MARINE SERVICES INC COMMON STOCK Cmn 896106200 15 6,316 Sh Shared-defined 1 6,316 TRICO MARINE SERVICES INC COMMON STOCK Cmn 896106200 14 6,082 Sh Shared-defined -- 6,082 TRIDENT MICROSYSTEMS INC CMN STK Cmn 895919908 13 7,600 Sh Call Shared-defined 1 7,600 TRIDENT MICROSYSTEMS INC CMN STK Cmn 895919958 12 6,900 Sh Put Shared-defined 1 6,900 TRIDENT MICROSYSTEMS INC CMN STK Cmn 895919108 4 2,055 Sh Shared-defined -- 2,055 TRIMBLE NAVIGATION LTD Cmn 896239900 1,048 36,500 Sh Call Shared-defined 1 36,500 COLUMN TOTALS 3,200
FORM 13F Page 610 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TRIMBLE NAVIGATION LTD Cmn 896239950 916 31,900 Sh Put Shared-defined 1 31,900 TRINA SOLAR LTD Depository DEPOSITORY RECEIPT Receipt 89628E104 4,905 200,943 Sh Shared-defined 1 N/A TRINA SOLAR LTD Depository DEPOSITORY RECEIPT Receipt 89628E104 41,306 1,692,189 Sh Shared-defined -- N/A TRINITY INDUSTRIES CMN STK Cmn 896522109 682 34,152 Sh Shared-defined 1 34,152 TRINITY INDUSTRIES CMN STK Cmn 896522109 75,891 3,802,152 Sh Shared-defined -- 3,802,152 TRINITY INDUSTRIES CMN STK Cmn 896522909 786 39,400 Sh Call Shared-defined 1 39,400 TRINITY INDUSTRIES CMN STK Cmn 896522959 2,018 101,100 Sh Put Shared-defined 1 101,100 TRINITY INDUSTRIES CMN STK Cmn 896522909 277 13,900 Sh Call Shared-defined -- 13,900 TRINITY INDUSTRIES CMN STK Cmn 896522959 449 22,500 Sh Put Shared-defined -- 22,500 TRIQUINT SEMICONDUCTOR INC CMN STK Cmn 89674K903 131 18,700 Sh Call Shared-defined 1 18,700 TRIQUINT SEMICONDUCTOR INC CMN STK Cmn 89674K953 655 93,600 Sh Put Shared-defined 1 93,600 TRIQUINT SEMICONDUCTOR INC CMN STK Cmn 89674K903 25 3,600 Sh Call Shared-defined -- 3,600 TRIQUINT SEMICONDUCTOR INC CMN STK Cmn 89674K953 153 21,900 Sh Put Shared-defined -- 21,900 TRIQUINT SEMICONDUCTOR INC CMN STK Cmn 89674K103 642 91,771 Sh Shared-defined 1 91,771 COLUMN TOTALS 128,836
FORM 13F Page 611 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TRIQUINT SEMICONDUCTOR INC CMN STK Cmn 89674K103 505 72,089 Sh Shared-defined -- 72,089 TRIUMPH GROUP INC 2.625% 10/1/2026 - REGISTERED Bond 896818AB7 19,450 14,337,000 Prn Shared-defined -- N/A TRIUMPH GROUP INC NEW CMN STOCK Cmn 896818901 1,458 20,800 Sh Call Shared-defined 1 20,800 TRIUMPH GROUP INC NEW CMN STOCK Cmn 896818951 1,318 18,800 Sh Put Shared-defined 1 18,800 TRIUMPH GROUP INC NEW CMN STOCK Cmn 896818101 464 6,621 Sh Shared-defined -- 6,621 TRUE RELIGION APPAREL INC COMMON STOCK Cmn 89784N904 2,092 68,900 Sh Call Shared-defined 1 68,900 TRUE RELIGION APPAREL INC COMMON STOCK Cmn 89784N954 644 21,200 Sh Put Shared-defined 1 21,200 TRUE RELIGION APPAREL INC COMMON STOCK Cmn 89784N904 680 22,400 Sh Call Shared-defined -- 22,400 TRUE RELIGION APPAREL INC COMMON STOCK Cmn 89784N954 4,366 143,800 Sh Put Shared-defined -- 143,800 TRUE RELIGION APPAREL INC COMMON STOCK Cmn 89784N104 47 1,550 Sh Shared-defined 1 1,550 TRUEBLUE INC Cmn 89785X101 81 5,202 Sh Shared-defined 1 5,202 TRUEBLUE INC Cmn 89785X901 138 8,900 Sh Call Shared-defined 1 8,900 TRUEBLUE INC Cmn 89785X951 62 4,000 Sh Put Shared-defined 1 4,000 TRUEBLUE INC Cmn 89785X101 91 5,853 Sh Shared-defined -- 5,853 COLUMN TOTALS 31,396
FORM 13F Page 612 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TRUSTCO BANK CORP/NY CMN STK Cmn 898349105 85 13,825 Sh Shared-defined -- 13,825 TRUSTMARK CORP CMN STK Cmn 898402102 19 798 Sh Shared-defined 1 798 TRUSTMARK CORP CMN STK Cmn 898402102 325 13,311 Sh Shared-defined -- 13,311 TRW AUTOMOTIVE HOLDINGS CORP COMMON STOCK Cmn 87264S906 3,035 106,200 Sh Call Shared-defined 1 106,200 TRW AUTOMOTIVE HOLDINGS CORP COMMON STOCK Cmn 87264S956 1,692 59,200 Sh Put Shared-defined 1 59,200 TRW AUTOMOTIVE HOLDINGS CORP COMMON STOCK Cmn 87264S906 506 17,700 Sh Call Shared-defined -- 17,700 TRW AUTOMOTIVE HOLDINGS CORP COMMON STOCK Cmn 87264S956 557 19,500 Sh Put Shared-defined -- 19,500 TRW AUTOMOTIVE HOLDINGS CORP COMMON STOCK Cmn 87264S106 11 392 Sh Shared-defined 1 392 TRW AUTOMOTIVE HOLDINGS CORP COMMON STOCK Cmn 87264S106 47,320 1,655,698 Sh Shared-defined -- 1,655,698 TSAKOS ENERGY NAVIGATION LTD Cmn G9108L108 198 13,459 Sh Shared-defined 1 13,459 TSAKOS ENERGY NAVIGATION LTD Cmn G9108L908 94 6,400 Sh Call Shared-defined 1 6,400 TSAKOS ENERGY NAVIGATION LTD Cmn G9108L958 501 34,000 Sh Put Shared-defined 1 34,000 TSAKOS ENERGY NAVIGATION LTD Cmn G9108L108 1 100 Sh Shared-defined -- 100 TTM TECHNOLOGIES Cmn 87305R109 21 2,392 Sh Shared-defined 1 2,392 COLUMN TOTALS 54,365
FORM 13F Page 613 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TTM TECHNOLOGIES Cmn 87305R109 16 1,756 Sh Shared-defined -- 1,756 TTM TECHNOLOGY 3.25% CB 5/15/15 - REGISTERED Bond 87305RAC3 8,910 10,000,000 Prn Shared-defined -- N/A TUESDAY MORNING CORP CMN STK NEW Cmn 899035505 209 31,665 Sh Shared-defined -- 31,665 TUPPERWARE BRANDS CORP CMN STK Cmn 899896904 4,996 103,600 Sh Call Shared-defined 1 103,600 TUPPERWARE BRANDS CORP CMN STK Cmn 899896954 1,234 25,600 Sh Put Shared-defined 1 25,600 TUPPERWARE BRANDS CORP CMN STK Cmn 899896904 1,746 36,200 Sh Call Shared-defined -- 36,200 TUPPERWARE BRANDS CORP CMN STK Cmn 899896954 714 14,800 Sh Put Shared-defined -- 14,800 TUPPERWARE BRANDS CORP CMN STK Cmn 899896104 21 430 Sh Shared-defined 1 430 TUPPERWARE BRANDS CORP CMN STK Cmn 899896104 1,003 20,797 Sh Shared-defined -- 20,797 TURKCELL ILETISIM Depository HIZMET-ADR 1:2500 Receipt 900111204 2 137 Sh Shared-defined 1 N/A TURKCELL ILETISIM Depository HIZMET-ADR 1:2500 Receipt 900111204 273 18,099 Sh Shared-defined -- N/A TUTOR PERINI CORP Cmn 901109108 33 1,509 Sh Shared-defined 1 1,509 TUTOR PERINI CORP Cmn 901109908 457 21,000 Sh Call Shared-defined 1 21,000 TUTOR PERINI CORP Cmn 901109958 265 12,200 Sh Put Shared-defined 1 12,200 COLUMN TOTALS 19,879
FORM 13F Page 614 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TUTOR PERINI CORP Cmn 901109108 127 5,860 Sh Shared-defined -- 5,860 TW TELECOM INC CMN STK Cmn 87311L904 408 22,500 Sh Call Shared-defined 1 22,500 TW TELECOM INC CMN STK Cmn 87311L954 40 2,200 Sh Put Shared-defined 1 2,200 TW TELECOM INC CMN STK Cmn 87311L104 109 6,030 Sh Shared-defined 1 6,030 TW TELECOM INC CMN STK Cmn 87311L104 79,818 4,397,706 Sh Shared-defined -- 4,397,706 TYCO ELECTRONICS LTD Cmn H8912P106 391 14,215 Sh Shared-defined 1 14,215 TYCO ELECTRONICS LTD Cmn H8912P906 1,577 57,400 Sh Call Shared-defined 1 57,400 TYCO ELECTRONICS LTD Cmn H8912P956 1,347 49,000 Sh Put Shared-defined 1 49,000 TYCO ELECTRONICS LTD Cmn H8912P106 2,435 88,623 Sh Shared-defined -- 88,623 TYCO INTERNATIONAL LIMITED COMMON STOCK Cmn H89128104 225 5,877 Sh Shared-defined 1 5,877 TYCO INTERNATIONAL LIMITED COMMON STOCK Cmn H89128104 4,495 117,521 Sh Shared-defined -- 117,521 TYCO INTERNATIONAL LIMITED COMMON STOCK Cmn H89128904 13,552 354,300 Sh Call Shared-defined 1 354,300 TYCO INTERNATIONAL LIMITED COMMON STOCK Cmn H89128954 9,325 243,800 Sh Put Shared-defined 1 243,800 TYCO INTERNATIONAL LIMITED COMMON STOCK Cmn H89128904 7,608 198,900 Sh Call Shared-defined -- 198,900 COLUMN TOTALS 121,457
FORM 13F Page 615 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- TYCO INTERNATIONAL LIMITED COMMON STOCK Cmn H89128954 4,043 105,700 Sh Put Shared-defined -- 105,700 TYLER TECHNOLOGIES INC CMN STK Cmn 902252105 19 997 Sh Shared-defined 1 997 TYLER TECHNOLOGIES INC CMN STK Cmn 902252105 299 15,957 Sh Shared-defined -- 15,957 TYSON FOODS, INC. CLASS A COMMON STOCK Cmn 902494903 3,225 168,400 Sh Call Shared-defined 1 168,400 TYSON FOODS, INC. CLASS A COMMON STOCK Cmn 902494953 1,693 88,400 Sh Put Shared-defined 1 88,400 TYSON FOODS, INC. CLASS A COMMON STOCK Cmn 902494903 856 44,700 Sh Call Shared-defined -- 44,700 TYSON FOODS, INC. CLASS A COMMON STOCK Cmn 902494953 687 35,900 Sh Put Shared-defined -- 35,900 TYSON FOODS, INC. CLASS A COMMON STOCK Cmn 902494103 971 50,711 Sh Shared-defined -- 50,711 U S GLOBAL INVS INC CMN STOCK Cmn 902952900 539 54,500 Sh Call Shared-defined 1 54,500 U S GLOBAL INVS INC CMN STOCK Cmn 902952950 61 6,200 Sh Put Shared-defined 1 6,200 U S GLOBAL INVS INC CMN STOCK Cmn 902952100 4 367 Sh Shared-defined 1 367 U S GLOBAL INVS INC CMN STOCK Cmn 902952100 8 829 Sh Shared-defined -- 829 UAL CORP COMMON STOCK Cmn 902549807 7,913 404,752 Sh Shared-defined 1 404,752 UAL CORP COMMON STOCK Cmn 902549807 91,521 4,681,371 Sh Shared-defined -- 4,681,371 COLUMN TOTALS 111,839
FORM 13F Page 616 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- UAL CORP COMMON STOCK Cmn 902549907 16,543 846,200 Sh Call Shared-defined 1 846,200 UAL CORP COMMON STOCK Cmn 902549957 17,575 899,000 Sh Put Shared-defined 1 899,000 UAL CORP COMMON STOCK Cmn 902549907 2,506 128,200 Sh Call Shared-defined -- 128,200 UAL CORP COMMON STOCK Cmn 902549957 8,328 426,000 Sh Put Shared-defined -- 426,000 UBS AG - REG CMN STK Cmn H89231908 1,854 113,900 Sh Call Shared-defined 1 113,900 UBS AG - REG CMN STK Cmn H89231958 2,976 182,800 Sh Put Shared-defined 1 182,800 UBS AG - REG CMN STK Cmn H89231908 420 25,800 Sh Call Shared-defined -- 25,800 UBS AG - REG CMN STK Cmn H89231958 270 16,600 Sh Put Shared-defined -- 16,600 UBS AG - REG CMN STK Cmn H89231338 1,228 75,428 Sh Shared-defined 1 75,428 UDR INC CMN STK Cmn 902653104 6,838 387,622 Sh Shared-defined -- 387,622 UGI CORPORATION COMMON STOCK Cmn 902681905 754 28,400 Sh Call Shared-defined 1 28,400 UGI CORPORATION COMMON STOCK Cmn 902681955 149 5,600 Sh Put Shared-defined 1 5,600 UGI CORPORATION COMMON STOCK Cmn 902681105 30 1,129 Sh Shared-defined 1 1,129 UIL HOLDINGS CORPORATION CMN STK Cmn 902748102 386 14,050 Sh Shared-defined -- 14,050 COLUMN TOTALS 59,857
FORM 13F Page 617 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ULTIMATE SOFTWARE GRP CMN STOCK Cmn 90385D907 201 6,100 Sh Call Shared-defined 1 6,100 ULTIMATE SOFTWARE GRP CMN STOCK Cmn 90385D957 297 9,000 Sh Put Shared-defined 1 9,000 ULTIMATE SOFTWARE GRP CMN STOCK Cmn 90385D107 21 639 Sh Shared-defined 1 639 ULTIMATE SOFTWARE GRP CMN STOCK Cmn 90385D107 374 11,340 Sh Shared-defined -- 11,340 ULTRA PETROLEUM CORP CMN STK Cmn 903914909 3,931 84,300 Sh Call Shared-defined 1 84,300 ULTRA PETROLEUM CORP CMN STK Cmn 903914959 10,189 218,500 Sh Put Shared-defined 1 218,500 ULTRA PETROLEUM CORP CMN STK Cmn 903914909 1,133 24,300 Sh Call Shared-defined -- 24,300 ULTRA PETROLEUM CORP CMN STK Cmn 903914959 3,716 79,700 Sh Put Shared-defined -- 79,700 ULTRA PETROLEUM CORP CMN STK Cmn 903914109 3,186 68,333 Sh Shared-defined 1 68,333 ULTRA PETROLEUM CORP CMN STK Cmn 903914109 1,535 32,911 Sh Shared-defined -- 32,911 ULTRATECH INC CMN STK Cmn 904034905 109 8,000 Sh Call Shared-defined 1 8,000 ULTRATECH INC CMN STK Cmn 904034955 110 8,100 Sh Put Shared-defined 1 8,100 ULTRATECH INC CMN STK Cmn 904034105 448 32,939 Sh Shared-defined -- 32,939 UMB FINANCIAL CORP CMN STK Cmn 902788108 23 578 Sh Shared-defined 1 578 COLUMN TOTALS 25,273
FORM 13F Page 618 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- UMB FINANCIAL CORP CMN STK Cmn 902788108 9,838 242,318 Sh Shared-defined -- 242,318 UMPQUA HOLDINGS CORP CMN STOCK Cmn 904214903 156 11,800 Sh Call Shared-defined 1 11,800 UMPQUA HOLDINGS CORP CMN STOCK Cmn 904214953 154 11,600 Sh Put Shared-defined 1 11,600 UMPQUA HOLDINGS CORP CMN STOCK Cmn 904214103 15 1,126 Sh Shared-defined 1 1,126 UMPQUA HOLDINGS CORP CMN STOCK Cmn 904214103 20,250 1,527,117 Sh Shared-defined -- 1,527,117 UNDER ARMOUR INC COMMON STOCK Cmn 904311907 1,638 55,700 Sh Call Shared-defined 1 55,700 UNDER ARMOUR INC COMMON STOCK Cmn 904311957 4,535 154,200 Sh Put Shared-defined 1 154,200 UNDER ARMOUR INC COMMON STOCK Cmn 904311907 541 18,400 Sh Call Shared-defined -- 18,400 UNDER ARMOUR INC COMMON STOCK Cmn 904311957 1,426 48,500 Sh Put Shared-defined -- 48,500 UNDER ARMOUR INC COMMON STOCK Cmn 904311107 3,740 127,175 Sh Shared-defined 1 127,175 UNDER ARMOUR INC COMMON STOCK Cmn 904311107 819 27,841 Sh Shared-defined -- 27,841 UNILEVER N V 1:1 Depository ADR Receipt 904784709 592 19,614 Sh Shared-defined -- N/A UNILEVER PLC Depository - -SPONS ADR 4:1 Receipt 904767704 997 34,044 Sh Shared-defined -- N/A UNION PAC CORP Cmn 907818108 1,474 20,109 Sh Shared-defined 1 20,109 COLUMN TOTALS 46,175
FORM 13F Page 619 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- UNION PAC CORP Cmn 907818108 292 3,979 Sh Shared-defined -- 3,979 UNION PAC CORP Cmn 907818908 18,054 246,300 Sh Call Shared-defined 1 246,300 UNION PAC CORP Cmn 907818958 36,313 495,400 Sh Put Shared-defined 1 495,400 UNION PAC CORP Cmn 907818908 3,724 50,800 Sh Call Shared-defined -- 50,800 UNION PAC CORP Cmn 907818958 7,916 108,000 Sh Put Shared-defined -- 108,000 UNISOURCE ENERGY CORP. CMN STOCK Cmn 909205106 516 16,425 Sh Shared-defined -- 16,425 UNISYS CMN STOCK Cmn 909214306 1,576 45,159 Sh Shared-defined 1 45,159 UNISYS CMN STOCK Cmn 909214306 429 12,290 Sh Shared-defined -- 12,290 UNISYS CMN STOCK Cmn 909214906 2,453 70,300 Sh Call Shared-defined 1 70,300 UNISYS CMN STOCK Cmn 909214956 2,373 68,000 Sh Put Shared-defined 1 68,000 UNISYS CMN STOCK Cmn 909214906 1,731 49,600 Sh Call Shared-defined -- 49,600 UNISYS CMN STOCK Cmn 909214956 87 2,500 Sh Put Shared-defined -- 2,500 UNIT CORP CMN STOCK Cmn 909218109 58 1,367 Sh Shared-defined -- 1,367 UNIT CORP CMN STOCK Cmn 909218909 2,165 51,200 Sh Call Shared-defined 1 51,200 COLUMN TOTALS 77,687
FORM 13F Page 620 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- UNIT CORP CMN STOCK Cmn 909218959 330 7,800 Sh Put Shared-defined 1 7,800 UNIT CORP CMN STOCK Cmn 909218909 97 2,300 Sh Call Shared-defined -- 2,300 UNIT CORP CMN STOCK Cmn 909218959 47 1,100 Sh Put Shared-defined -- 1,100 UNITED BANKSHARES INC/WV CMN STK Cmn 909907107 33 1,258 Sh Shared-defined 1 1,258 UNITED BANKSHARES INC/WV CMN STK Cmn 909907107 279 10,658 Sh Shared-defined -- 10,658 UNITED FIRE & CAS CO CMN STK Cmn 910331107 22 1,227 Sh Shared-defined 1 1,227 UNITED FIRE & CAS CO CMN STK Cmn 910331107 589 32,713 Sh Shared-defined -- 32,713 UNITED MICROELECTRONICS - Depository ADR Receipt 910873405 40 10,692 Sh Shared-defined 1 N/A UNITED MICROELECTRONICS - Depository ADR Receipt 910873405 197 52,335 Sh Shared-defined -- N/A UNITED NAT FOODS INC CMN STOCK Cmn 911163903 512 18,200 Sh Call Shared-defined 1 18,200 UNITED NAT FOODS INC CMN STOCK Cmn 911163953 146 5,200 Sh Put Shared-defined 1 5,200 UNITED NAT FOODS INC CMN STOCK Cmn 911163103 12 429 Sh Shared-defined 1 429 UNITED NAT FOODS INC CMN STOCK Cmn 911163103 67 2,367 Sh Shared-defined -- 2,367 UNITED ONLINE INC CMN STK Cmn 911268950 26 3,500 Sh Put Shared-defined 1 3,500 COLUMN TOTALS 2,397
FORM 13F Page 621 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- UNITED ONLINE INC CMN STK Cmn 911268100 62 8,355 Sh Shared-defined 1 8,355 UNITED ONLINE INC CMN STK Cmn 911268100 290 38,774 Sh Shared-defined -- 38,774 UNITED PARCEL SERVICE CMN STOCK - - CLASS B Cmn 911312106 844 13,107 Sh Shared-defined 1 13,107 UNITED PARCEL SERVICE CMN STOCK - - CLASS B Cmn 911312106 10,815 167,904 Sh Shared-defined -- 167,904 UNITED PARCEL SERVICE CMN STOCK - - CLASS B Cmn 911312906 52,108 809,000 Sh Call Shared-defined 1 809,000 UNITED PARCEL SERVICE CMN STOCK - - CLASS B Cmn 911312956 44,533 691,400 Sh Put Shared-defined 1 691,400 UNITED PARCEL SERVICE CMN STOCK - - CLASS B Cmn 911312906 16,856 261,700 Sh Call Shared-defined -- 261,700 UNITED PARCEL SERVICE CMN STOCK - - CLASS B Cmn 911312956 8,103 125,800 Sh Put Shared-defined -- 125,800 UNITED RENTALS INC 4% CB 11/15/2015- REGISTERED Bond 911363AL3 13,891 13,000,000 Prn Shared-defined -- N/A UNITED RENTALS INC CMN STOCK Cmn 911363109 46 4,953 Sh Shared-defined 1 4,953 UNITED RENTALS INC CMN STOCK Cmn 911363109 860 91,728 Sh Shared-defined -- 91,728 UNITED RENTALS INC CMN STOCK Cmn 911363909 153 16,300 Sh Call Shared-defined 1 16,300 UNITED RENTALS INC CMN STOCK Cmn 911363959 210 22,400 Sh Put Shared-defined 1 22,400 UNITED STATES STEEL CORPORATION CMN STOCK Cmn 912909908 75,360 1,186,400 Sh Call Shared-defined 1 1,186,400 COLUMN TOTALS 224,131
FORM 13F Page 622 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- UNITED STATES STEEL CORPORATION CMN STOCK Cmn 912909958 87,251 1,373,600 Sh Put Shared-defined 1 1,373,600 UNITED STATES STEEL CORPORATION CMN STOCK Cmn 912909908 18,503 291,300 Sh Call Shared-defined -- 291,300 UNITED STATES STEEL CORPORATION CMN STOCK Cmn 912909958 14,375 226,300 Sh Put Shared-defined -- 226,300 UNITED STATES STEEL CORPORATION CMN STOCK Cmn 912909108 104,515 1,645,391 Sh Shared-defined -- 1,645,391 UNITED TECHNOLOGIES CORP Cmn 913017109 153 2,077 Sh Shared-defined 1 2,077 UNITED TECHNOLOGIES CORP Cmn 913017109 1,466 19,917 Sh Shared-defined -- 19,917 UNITED TECHNOLOGIES CORP Cmn 913017909 19,602 266,300 Sh Call Shared-defined 1 266,300 UNITED TECHNOLOGIES CORP Cmn 913017959 29,510 400,900 Sh Put Shared-defined 1 400,900 UNITED TECHNOLOGIES CORP Cmn 913017909 3,276 44,500 Sh Call Shared-defined -- 44,500 UNITED TECHNOLOGIES CORP Cmn 913017959 434 5,900 Sh Put Shared-defined -- 5,900 UNITED THERAPEUTICS CORP 0.5% 10/15/2011 - REGISTE Bond 91307CAD4 29,889 20,000,000 Prn Shared-defined -- N/A UNITED THERAPEUTICS CORP CMN STK Cmn 91307C902 2,667 48,200 Sh Call Shared-defined 1 48,200 UNITED THERAPEUTICS CORP CMN STK Cmn 91307C952 2,086 37,700 Sh Put Shared-defined 1 37,700 UNITED THERAPEUTICS CORP CMN STK Cmn 91307C102 9,413 170,128 Sh Shared-defined -- 170,128 COLUMN TOTALS 323,140
FORM 13F Page 623 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- UNITEDHEALTH GROUP INC Cmn 91324P102 729 22,305 Sh Shared-defined 1 22,305 UNITEDHEALTH GROUP INC Cmn 91324P902 36,692 1,123,100 Sh Call Shared-defined 1 1,123,100 UNITEDHEALTH GROUP INC Cmn 91324P952 22,591 691,500 Sh Put Shared-defined 1 691,500 UNITEDHEALTH GROUP INC Cmn 91324P102 6,321 193,470 Sh Shared-defined -- 193,470 UNITEDHEALTH GROUP INC Cmn 91324P902 7,050 215,800 Sh Call Shared-defined -- 215,800 UNITEDHEALTH GROUP INC Cmn 91324P952 5,874 179,800 Sh Put Shared-defined -- 179,800 UNITRIN INC CMN STK Cmn 913275103 51 1,811 Sh Shared-defined 1 1,811 UNITRIN INC CMN STK Cmn 913275103 2,855 101,800 Sh Shared-defined -- 101,800 UNIVERSAL AMERICAN FINANCIAL CORP. COMMON STOCK Cmn 913377107 233 15,148 Sh Shared-defined -- 15,148 UNIVERSAL CORP VA Cmn 913456109 595 11,288 Sh Shared-defined 1 11,288 UNIVERSAL CORP VA Cmn 913456909 3,209 60,900 Sh Call Shared-defined 1 60,900 UNIVERSAL CORP VA Cmn 913456959 2,482 47,100 Sh Put Shared-defined 1 47,100 UNIVERSAL CORP VA Cmn 913456109 76 1,437 Sh Shared-defined -- 1,437 UNIVERSAL DISPLAY CORP CMN STOCK Cmn 91347P905 737 62,600 Sh Call Shared-defined 1 62,600 COLUMN TOTALS 89,495
FORM 13F Page 624 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- UNIVERSAL DISPLAY CORP CMN STOCK Cmn 91347P955 164 13,900 Sh Put Shared-defined 1 13,900 UNIVERSAL DISPLAY CORP CMN STOCK Cmn 91347P105 5 404 Sh Shared-defined -- 404 UNIVERSAL FOREST PRODS INC CMN STK Cmn 913543104 102 2,637 Sh Shared-defined 1 2,637 UNIVERSAL FOREST PRODS INC CMN STK Cmn 913543104 218 5,663 Sh Shared-defined -- 5,663 UNIVERSAL HEALTH SERVICES COMMON STOCK Cmn 913903100 36 1,040 Sh Shared-defined 1 1,040 UNIVERSAL HEALTH SERVICES COMMON STOCK Cmn 913903100 19,905 567,244 Sh Shared-defined -- 567,244 UNIVERSAL HEALTH SERVICES COMMON STOCK Cmn 913903900 2,927 83,400 Sh Call Shared-defined 1 83,400 UNIVERSAL HEALTH SERVICES COMMON STOCK Cmn 913903950 2,249 64,100 Sh Put Shared-defined 1 64,100 UNIVERSAL TECHNICAL INSTITUTE COMMON STOCK Cmn 913915104 97 4,260 Sh Shared-defined 1 4,260 UNIVERSAL TECHNICAL INSTITUTE COMMON STOCK Cmn 913915104 647 28,374 Sh Shared-defined -- 28,374 UNIVERSAL TECHNICAL INSTITUTE COMMON STOCK Cmn 913915904 105 4,600 Sh Call Shared-defined 1 4,600 UNIVERSAL TRAVEL GROUP COMMON STOCK Cmn 91388Q902 175 17,700 Sh Call Shared-defined 1 17,700 UNIVERSAL TRAVEL GROUP COMMON STOCK Cmn 91388Q952 605 61,000 Sh Put Shared-defined 1 61,000 UNIVERSAL TRAVEL GROUP COMMON STOCK Cmn 91388Q202 277 27,996 Sh Shared-defined 1 27,996 COLUMN TOTALS 27,512
FORM 13F Page 625 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- UNUM GROUP CMN STK Cmn 91529Y906 1,263 51,000 Sh Call Shared-defined 1 51,000 UNUM GROUP CMN STK Cmn 91529Y956 1,905 76,900 Sh Put Shared-defined 1 76,900 UNUM GROUP CMN STK Cmn 91529Y906 154 6,200 Sh Call Shared-defined -- 6,200 UNUM GROUP CMN STK Cmn 91529Y956 458 18,500 Sh Put Shared-defined -- 18,500 UNUM GROUP CMN STK Cmn 91529Y106 565 22,814 Sh Shared-defined 1 22,814 UNUM GROUP CMN STK Cmn 91529Y106 25,235 1,018,755 Sh Shared-defined -- 1,018,755 URBAN OUTFITTERS INC Cmn 917047902 9,040 237,700 Sh Call Shared-defined 1 237,700 URBAN OUTFITTERS INC Cmn 917047952 5,990 157,500 Sh Put Shared-defined 1 157,500 URBAN OUTFITTERS INC Cmn 917047902 3,841 101,000 Sh Call Shared-defined -- 101,000 URBAN OUTFITTERS INC Cmn 917047952 1,076 28,300 Sh Put Shared-defined -- 28,300 URS CORPORATION Cmn 903236907 868 17,500 Sh Call Shared-defined 1 17,500 URS CORPORATION Cmn 903236957 1,841 37,100 Sh Put Shared-defined 1 37,100 US AIRWAYS GRP Cmn 90341W908 2,803 381,300 Sh Call Shared-defined 1 381,300 US AIRWAYS GRP Cmn 90341W958 1,163 158,200 Sh Put Shared-defined 1 158,200 COLUMN TOTALS 56,202
FORM 13F Page 626 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- US AIRWAYS GRP Cmn 90341W908 633 86,100 Sh Call Shared-defined -- 86,100 US AIRWAYS GRP Cmn 90341W958 429 58,400 Sh Put Shared-defined -- 58,400 US AIRWAYS GRP Cmn 90341W108 192 26,081 Sh Shared-defined 1 26,081 US AIRWAYS GRP Cmn 90341W108 620 84,307 Sh Shared-defined -- 84,307 US BANCORP CMN STK Cmn 902973904 22,324 862,600 Sh Call Shared-defined 1 862,600 US BANCORP CMN STK Cmn 902973954 6,625 256,000 Sh Put Shared-defined 1 256,000 US BANCORP CMN STK Cmn 902973904 6,586 254,500 Sh Call Shared-defined -- 254,500 US BANCORP CMN STK Cmn 902973954 738 28,500 Sh Put Shared-defined -- 28,500 US BANCORP CMN STK Cmn 902973304 402 15,534 Sh Shared-defined 1 15,534 US BANCORP CMN STK Cmn 902973304 69,883 2,700,269 Sh Shared-defined -- 2,700,269 US CELLULAR CORP CMN STK Cmn 911684108 11 263 Sh Shared-defined 1 263 US CELLULAR CORP CMN STK Cmn 911684108 1,261 30,472 Sh Shared-defined -- 30,472 US MOBILITY INC COMMON STOCK Cmn 90341G103 4 330 Sh Shared-defined 1 330 US MOBILITY INC COMMON STOCK Cmn 90341G103 630 49,756 Sh Shared-defined -- 49,756 COLUMN TOTALS 110,338
FORM 13F Page 627 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- USEC INC 3% CB 10/1/2014 - -REGISTERED Bond 90333EAC2 23,768 29,500,000 Prn Shared-defined -- N/A USEC INC CMN STOCK Cmn 90333E908 249 43,100 Sh Call Shared-defined 1 43,100 USEC INC CMN STOCK Cmn 90333E958 1,481 256,600 Sh Put Shared-defined 1 256,600 USEC INC CMN STOCK Cmn 90333E908 12 2,000 Sh Call Shared-defined -- 2,000 USEC INC CMN STOCK Cmn 90333E958 262 45,400 Sh Put Shared-defined -- 45,400 USEC INC CMN STOCK Cmn 90333E108 1,413 244,964 Sh Shared-defined 1 244,964 USEC INC CMN STOCK Cmn 90333E108 329 56,980 Sh Shared-defined -- 56,980 USG CORPORATION Cmn 903293405 3,037 176,981 Sh Shared-defined 1 176,981 USG CORPORATION Cmn 903293905 508 29,600 Sh Call Shared-defined 1 29,600 USG CORPORATION Cmn 903293955 3,547 206,700 Sh Put Shared-defined 1 206,700 USG CORPORATION Cmn 903293405 1,280 74,574 Sh Shared-defined -- 74,574 USG CORPORATION Cmn 903293905 101 5,900 Sh Call Shared-defined -- 5,900 USG CORPORATION Cmn 903293955 997 58,100 Sh Put Shared-defined -- 58,100 UTI WORLDWIDE(IPO) CMN STOCK Cmn G87210903 98 6,400 Sh Call Shared-defined 1 6,400 COLUMN TOTALS 37,082
FORM 13F Page 628 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- UTI WORLDWIDE(IPO) CMN STOCK Cmn G87210953 236 15,400 Sh Put Shared-defined 1 15,400 UTI WORLDWIDE(IPO) CMN STOCK Cmn G87210103 110 7,198 Sh Shared-defined 1 7,198 UTI WORLDWIDE(IPO) CMN STOCK Cmn G87210103 415 27,076 Sh Shared-defined -- 27,076 UTSTARCOM INC CMN STOCK Cmn 918076950 124 44,300 Sh Put Shared-defined 1 44,300 UTSTARCOM INC CMN STOCK Cmn 918076100 72 25,828 Sh Shared-defined 1 25,828 UTSTARCOM INC CMN STOCK Cmn 918076100 89 31,738 Sh Shared-defined -- 31,738 V F CORP Cmn 918204108 2,683 33,474 Sh Shared-defined -- 33,474 V F CORP Cmn 918204908 5,274 65,800 Sh Call Shared-defined 1 65,800 V F CORP Cmn 918204958 1,395 17,400 Sh Put Shared-defined 1 17,400 V F CORP Cmn 918204908 2,645 33,000 Sh Call Shared-defined -- 33,000 V F CORP Cmn 918204958 545 6,800 Sh Put Shared-defined -- 6,800 VAALCO ENERGY INC CMN STK Cmn 91851C901 7 1,500 Sh Call Shared-defined 1 1,500 VAALCO ENERGY INC CMN STK Cmn 91851C951 41 8,200 Sh Put Shared-defined 1 8,200 VAALCO ENERGY INC CMN STK Cmn 91851C201 51 10,321 Sh Shared-defined 1 10,321 COLUMN TOTALS 13,687
FORM 13F Page 629 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- VAALCO ENERGY INC CMN STK Cmn 91851C201 28 5,653 Sh Shared-defined -- 5,653 VAIL RESORTS INC CMN STOCK Cmn 91879Q909 1,131 28,200 Sh Call Shared-defined 1 28,200 VAIL RESORTS INC CMN STOCK Cmn 91879Q959 850 21,200 Sh Put Shared-defined 1 21,200 VAIL RESORTS INC CMN STOCK Cmn 91879Q109 39 975 Sh Shared-defined 1 975 VALASSIS COMMUNICATIONS INC CMN STK Cmn 918866904 2,087 75,000 Sh Call Shared-defined 1 75,000 VALASSIS COMMUNICATIONS INC CMN STK Cmn 918866954 1,205 43,300 Sh Put Shared-defined 1 43,300 VALASSIS COMMUNICATIONS INC CMN STK Cmn 918866104 109 3,923 Sh Shared-defined 1 3,923 VALASSIS COMMUNICATIONS INC CMN STK Cmn 918866104 339 12,185 Sh Shared-defined -- 12,185 Valeant Pharmaceuticals COMMON STOCK Cmn 91911X904 1,995 46,500 Sh Call Shared-defined 1 46,500 Valeant Pharmaceuticals COMMON STOCK Cmn 91911X954 1,952 45,500 Sh Put Shared-defined 1 45,500 Valeant Pharmaceuticals COMMON STOCK Cmn 91911X954 373 8,700 Sh Put Shared-defined -- 8,700 Valeant Pharmaceuticals COMMON STOCK Cmn 91911X104 568 13,231 Sh Shared-defined -- 13,231 VALENCE TECHNOLOGY INC CMN STK Cmn 918914952 1 1,000 Sh Put Shared-defined 1 1,000 VALENCE TECHNOLOGY INC CMN STK Cmn 918914102 12 13,992 Sh Shared-defined 1 13,992 COLUMN TOTALS 10,689
FORM 13F Page 630 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- VALENCE TECHNOLOGY INC CMN STK Cmn 918914102 2 2,400 Sh Shared-defined -- 2,400 VALERO ENERGY CORP CMN STOCK Cmn 91913Y100 1,153 58,534 Sh Shared-defined 1 58,534 VALERO ENERGY CORP CMN STOCK Cmn 91913Y100 36,964 1,876,349 Sh Shared-defined -- 1,876,349 VALERO ENERGY CORP CMN STOCK Cmn 91913Y900 15,924 808,300 Sh Call Shared-defined 1 808,300 VALERO ENERGY CORP CMN STOCK Cmn 91913Y950 14,576 739,900 Sh Put Shared-defined 1 739,900 VALERO ENERGY CORP CMN STOCK Cmn 91913Y900 8,993 456,500 Sh Call Shared-defined -- 456,500 VALERO ENERGY CORP CMN STOCK Cmn 91913Y950 2,594 131,700 Sh Put Shared-defined -- 131,700 VALIDUS HOLDINGS LTD Cmn G9319H102 21,082 765,791 Sh Shared-defined -- 765,791 VALLEY NATIONAL BANCORP CMN STK Cmn 919794107 39 2,550 Sh Shared-defined 1 2,550 VALLEY NATIONAL BANCORP CMN STK Cmn 919794107 703 45,749 Sh Shared-defined -- 45,749 VALLEY NATIONAL BANCORP-CW15 Wt 919794123 -- 6 Shared-defined 1 N/A VALMONT INDUSTRIES CMN STK Cmn 920253901 4,937 59,600 Sh Call Shared-defined 1 59,600 VALMONT INDUSTRIES CMN STK Cmn 920253951 4,854 58,600 Sh Put Shared-defined 1 58,600 VALMONT INDUSTRIES CMN STK Cmn 920253901 1,035 12,500 Sh Call Shared-defined -- 12,500 COLUMN TOTALS 112,856
FORM 13F Page 631 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- VALMONT INDUSTRIES CMN STK Cmn 920253951 1,516 18,300 Sh Put Shared-defined -- 18,300 VALMONT INDUSTRIES CMN STK Cmn 920253101 2,663 32,147 Sh Shared-defined 1 32,147 VALMONT INDUSTRIES CMN STK Cmn 920253101 561 6,772 Sh Shared-defined -- 6,772 VALSPAR CORP CMN STK Cmn 920355904 1,167 39,600 Sh Call Shared-defined 1 39,600 VALSPAR CORP CMN STK Cmn 920355954 38 1,300 Sh Put Shared-defined 1 1,300 VALSPAR CORP CMN STK Cmn 920355104 2,673 90,656 Sh Shared-defined -- 90,656 VALUECLICK INC CMN STOCK Cmn 92046N902 202 19,900 Sh Call Shared-defined 1 19,900 VALUECLICK INC CMN STOCK Cmn 92046N952 355 35,000 Sh Put Shared-defined 1 35,000 VALUECLICK INC CMN STOCK Cmn 92046N902 112 11,000 Sh Call Shared-defined -- 11,000 VALUECLICK INC CMN STOCK Cmn 92046N952 34 3,400 Sh Put Shared-defined -- 3,400 VALUECLICK INC CMN STOCK Cmn 92046N102 110 10,847 Sh Shared-defined 1 10,847 VALUECLICK INC CMN STOCK Cmn 92046N102 1,410 139,024 Sh Shared-defined -- 139,024 VANCEINFO Depository TECHNOLOGIES-ADR Receipt 921564100 1,434 64,353 Sh Shared-defined 1 N/A VANCEINFO Depository TECHNOLOGIES-ADR Receipt 921564100 90 4,047 Sh Shared-defined -- N/A COLUMN TOTALS 12,365
FORM 13F Page 632 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- VANDA PHARMACEUTICALS INC COMMON STOCK Cmn 921659908 193 16,700 Sh Call Shared-defined 1 16,700 VANDA PHARMACEUTICALS INC COMMON STOCK Cmn 921659958 613 53,100 Sh Put Shared-defined 1 53,100 VANDA PHARMACEUTICALS INC COMMON STOCK Cmn 921659108 146 12,682 Sh Shared-defined 1 12,682 VANDA PHARMACEUTICALS INC COMMON STOCK Cmn 921659108 2 160 Sh Shared-defined -- 160 VARIAN MEDICAL SYSTEMS INC CMN STK Cmn 92220P105 51 927 Sh Shared-defined 1 927 VARIAN MEDICAL SYSTEMS INC CMN STK Cmn 92220P105 89 1,613 Sh Shared-defined -- 1,613 VARIAN MEDICAL SYSTEMS INC CMN STK Cmn 92220P905 3,226 58,300 Sh Call Shared-defined 1 58,300 VARIAN MEDICAL SYSTEMS INC CMN STK Cmn 92220P955 3,187 57,600 Sh Put Shared-defined 1 57,600 VARIAN MEDICAL SYSTEMS INC CMN STK Cmn 92220P905 542 9,800 Sh Call Shared-defined -- 9,800 VARIAN MEDICAL SYSTEMS INC CMN STK Cmn 92220P955 321 5,800 Sh Put Shared-defined -- 5,800 VARIAN SEMICONDCTR EQUIP INC CMN STOCK Cmn 922207105 24 729 Sh Shared-defined 1 729 VARIAN SEMICONDCTR EQUIP INC CMN STOCK Cmn 922207105 2,946 88,941 Sh Shared-defined -- 88,941 VARIAN SEMICONDCTR EQUIP INC CMN STOCK Cmn 922207905 2,408 72,700 Sh Call Shared-defined 1 72,700 VARIAN SEMICONDCTR EQUIP INC CMN STOCK Cmn 922207955 1,186 35,800 Sh Put Shared-defined 1 35,800 COLUMN TOTALS 14,934
FORM 13F Page 633 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- VARIAN SEMICONDCTR EQUIP INC CMN STOCK Cmn 922207905 60 1,800 Sh Call Shared-defined -- 1,800 VARIAN SEMICONDCTR EQUIP INC CMN STOCK Cmn 922207955 109 3,300 Sh Put Shared-defined -- 3,300 VASCO DATA SEC INTL INC CMN STOCK Cmn 92230Y904 137 16,600 Sh Call Shared-defined 1 16,600 VASCO DATA SEC INTL INC CMN STOCK Cmn 92230Y954 40 4,900 Sh Put Shared-defined 1 4,900 VASCO DATA SEC INTL INC CMN STOCK Cmn 92230Y104 2 237 Sh Shared-defined 1 237 VASCO DATA SEC INTL INC CMN STOCK Cmn 92230Y104 92 11,152 Sh Shared-defined -- 11,152 VASCULAR SOLUTIONS INC. Cmn 92231M109 13 1,464 Sh Shared-defined 1 1,464 VASCULAR SOLUTIONS INC. Cmn 92231M909 89 9,900 Sh Call Shared-defined 1 9,900 VASCULAR SOLUTIONS INC. Cmn 92231M959 65 7,200 Sh Put Shared-defined 1 7,200 VASCULAR SOLUTIONS INC. Cmn 92231M109 37 4,139 Sh Shared-defined -- 4,139 VAUGHAN FOODS INC CLASS B WARRANT Wt 92241M123 -- 4,050 Shared-defined 1 N/A VAUGHAN FOODS INC COMMON STOCK Cmn 92241M107 -- 520 Sh Shared-defined 1 520 VAUGHAN FOODS, INC CLASS A WARRANT Wt 92241M115 -- 8,252 Shared-defined 1 N/A VCA ANTECH INC Cmn 918194101 29 1,046 Sh Shared-defined 1 1,046 COLUMN TOTALS 673
FORM 13F Page 634 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- VCA ANTECH INC Cmn 918194901 477 17,000 Sh Call Shared-defined 1 17,000 VCA ANTECH INC Cmn 918194951 115 4,100 Sh Put Shared-defined 1 4,100 VCA ANTECH INC Cmn 918194101 5,260 187,640 Sh Shared-defined -- 187,640 VECTOR GROUP LTD CMN STK Cmn 92240M108 151 9,759 Sh Shared-defined -- 9,759 VECTOR GRP 3.875% CB 6/15/2026-REGISTERED Bond 92240MAL2 2,464 2,300,000 Prn Shared-defined -- N/A VECTREN CORP CMN STOCK Cmn 92240G101 924 37,378 Sh Shared-defined -- 37,378 VEECO INSTRUMENTS INC Cmn 922417900 10,127 232,800 Sh Call Shared-defined 1 232,800 VEECO INSTRUMENTS INC Cmn 922417950 1,931 44,400 Sh Put Shared-defined 1 44,400 VEECO INSTRUMENTS INC Cmn 922417900 3,319 76,300 Sh Call Shared-defined -- 76,300 VEECO INSTRUMENTS INC Cmn 922417950 470 10,800 Sh Put Shared-defined -- 10,800 VENTAS INC Cmn 92276F900 2,797 58,900 Sh Call Shared-defined 1 58,900 VENTAS INC Cmn 92276F950 2,013 42,400 Sh Put Shared-defined 1 42,400 VENTAS INC Cmn 92276F900 1,149 24,200 Sh Call Shared-defined -- 24,200 VENTAS INC Cmn 92276F950 389 8,200 Sh Put Shared-defined -- 8,200 COLUMN TOTALS 31,586
FORM 13F Page 635 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- VERENIUM CORP Cmn 92340P209 1 251 Sh Shared-defined 1 251 VERENIUM CORP Cmn 92340P209 59 11,632 Sh Shared-defined -- 11,632 VERIFONE HOLDINGS INC. COMMON STOCK Cmn 92342Y909 402 19,900 Sh Call Shared-defined 1 19,900 VERIFONE HOLDINGS INC. COMMON STOCK Cmn 92342Y959 596 29,500 Sh Put Shared-defined 1 29,500 VERIFONE HOLDINGS INC. COMMON STOCK Cmn 92342Y109 552 27,328 Sh Shared-defined 1 27,328 VERIFONE HOLDINGS INC. COMMON STOCK Cmn 92342Y109 753 37,273 Sh Shared-defined -- 37,273 VERIGY LTD CMN STK Cmn Y93691906 72 6,400 Sh Call Shared-defined 1 6,400 VERIGY LTD CMN STK Cmn Y93691956 496 44,400 Sh Put Shared-defined 1 44,400 VERIGY LTD CMN STK Cmn Y93691106 170 15,185 Sh Shared-defined 1 15,185 VERIGY LTD CMN STK Cmn Y93691106 245 21,884 Sh Shared-defined -- 21,884 VERISIGN INC 3.25% CB DUE 08/15/2037 - - REGISTERED Bond 92343EAD4 101,848 112,800,000 Prn Shared-defined -- N/A VERISIGN INC CMN STOCK Cmn 92343E902 4,968 191,000 Sh Call Shared-defined 1 191,000 VERISIGN INC CMN STOCK Cmn 92343E952 3,886 149,400 Sh Put Shared-defined 1 149,400 VERISIGN INC CMN STOCK Cmn 92343E902 1,730 66,500 Sh Call Shared-defined -- 66,500 COLUMN TOTALS 115,778
FORM 13F Page 636 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- VERISIGN INC CMN STOCK Cmn 92343E952 35,415 1,361,600 Sh Put Shared-defined -- 1,361,600 VERISIGN INC CMN STOCK Cmn 92343E102 146 5,604 Sh Shared-defined 1 5,604 VERISIGN INC CMN STOCK Cmn 92343E102 1,614 62,053 Sh Shared-defined -- 62,053 VERISK ANALYTICS INC-CLASS A Cmn 92345Y906 282 10,000 Sh Call Shared-defined 1 10,000 VERISK ANALYTICS INC-CLASS A Cmn 92345Y956 141 5,000 Sh Put Shared-defined 1 5,000 VERISK ANALYTICS INC-CLASS A Cmn 92345Y106 285 10,109 Sh Shared-defined 1 10,109 VERISK ANALYTICS INC-CLASS A Cmn 92345Y106 778 27,571 Sh Shared-defined -- 27,571 VERIZON COMMUNICATIONS CMN STK Cmn 92343V104 66,832 2,154,496 Sh Shared-defined 1 2,154,496 VERIZON COMMUNICATIONS CMN STK Cmn 92343V104 14,615 471,163 Sh Shared-defined -- 471,163 VERIZON COMMUNICATIONS CMN STK Cmn 92343V904 18,097 583,400 Sh Call Shared-defined 1 583,400 VERIZON COMMUNICATIONS CMN STK Cmn 92343V954 83,875 2,703,900 Sh Put Shared-defined 1 2,703,900 VERIZON COMMUNICATIONS CMN STK Cmn 92343V904 5,435 175,200 Sh Call Shared-defined -- 175,200 VERIZON COMMUNICATIONS CMN STK Cmn 92343V954 11,989 386,500 Sh Put Shared-defined -- 386,500 VERTEX PHARMACEUTICALS INC CMN STK Cmn 92532F900 6,057 148,200 Sh Call Shared-defined 1 148,200 COLUMN TOTALS 245,561
FORM 13F Page 637 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- VERTEX PHARMACEUTICALS INC CMN STK Cmn 92532F950 4,708 115,200 Sh Put Shared-defined 1 115,200 VERTEX PHARMACEUTICALS INC CMN STK Cmn 92532F100 58 1,422 Sh Shared-defined 1 1,422 VERTEX PHARMACEUTICALS INC CMN STK Cmn 92532F100 442 10,814 Sh Shared-defined -- 10,814 VIACOM INC CMN STK-CLASS B Cmn 92553P201 171 4,963 Sh Shared-defined 1 4,963 VIACOM INC CMN STK-CLASS B Cmn 92553P201 83,215 2,420,442 Sh Shared-defined -- 2,420,442 VIACOM INC CMN STK-CLASS B Cmn 92553P901 2,854 83,000 Sh Call Shared-defined 1 83,000 VIACOM INC CMN STK-CLASS B Cmn 92553P951 2,991 87,000 Sh Put Shared-defined 1 87,000 VIACOM INC CMN STK-CLASS B Cmn 92553P901 574 16,700 Sh Call Shared-defined -- 16,700 VIACOM INC-CMN STK CLASS A Cmn 92553P902 62 1,700 Sh Call Shared-defined 1 1,700 VIACOM INC-CMN STK CLASS A Cmn 92553P952 574 4,300 Sh Put Shared-defined 1 4,300 VIACOM INC-CMN STK CLASS A Cmn 92553P102 197 5,383 Sh Shared-defined 1 5,383 VIAD CORP Cmn 92552R406 15 744 Sh Shared-defined 1 744 VIAD CORP Cmn 92552R406 690 33,563 Sh Shared-defined -- 33,563 VIMPEL- COMMUNICATIONS- Depository 1:.75 Receipt 68370R109 4,107 223,086 Sh Shared-defined 1 N/A COLUMN TOTALS 100,658
FORM 13F Page 638 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- VIMPEL- COMMUNICATIONS- SXDepository 1:.75 Receipt 68370R109 1,604 87,131 Sh Shared-defined -- N/A VIRGIN MEDIA INC CMN STK Cmn 92769L901 2,703 156,600 Sh Call Shared-defined 1 156,600 VIRGIN MEDIA INC CMN STK Cmn 92769L951 1,771 102,600 Sh Put Shared-defined 1 102,600 VIRGIN MEDIA INC CMN STK Cmn 92769L901 632 36,600 Sh Call Shared-defined -- 36,600 VIRGIN MEDIA INC CMN STK Cmn 92769L951 35 2,000 Sh Put Shared-defined -- 2,000 VIRGIN MEDIA INC CMN STK Cmn 92769L101 119 6,900 Sh Shared-defined 1 6,900 VIRGIN MEDIA INC CMN STK Cmn 92769L101 8,927 517,210 Sh Shared-defined -- 517,210 VIROPHARMA INC 2% CB 3/15/2017-REGISTERED Bond 928241AH1 78,949 83,000,000 Prn Shared-defined -- N/A VIROPHARMA INC CMN STOCK Cmn 928241908 323 23,700 Sh Call Shared-defined 1 23,700 VIROPHARMA INC CMN STOCK Cmn 928241958 431 31,600 Sh Put Shared-defined 1 31,600 VIROPHARMA INC CMN STOCK Cmn 928241108 612 44,905 Sh Shared-defined 1 44,905 VIROPHARMA INC CMN STOCK Cmn 928241108 9,749 715,246 Sh Shared-defined -- 715,246 VISA INC-CLASS A SHRS Cmn 92826C839 2,641 29,010 Sh Shared-defined 1 29,010 VISA INC-CLASS A SHRS Cmn 92826C909 27,609 303,300 Sh Call Shared-defined 1 303,300 COLUMN TOTALS 136,105
FORM 13F Page 639 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- VISA INC-CLASS A SHRS Cmn 92826C959 69,492 763,400 Sh Put Shared-defined 1 763,400 VISA INC-CLASS A SHRS Cmn 92826C839 34,634 380,471 Sh Shared-defined -- 380,471 VISA INC-CLASS A SHRS Cmn 92826C909 3,450 37,900 Sh Call Shared-defined -- 37,900 VISA INC-CLASS A SHRS Cmn 92826C959 10,669 117,200 Sh Put Shared-defined -- 117,200 VISHAY INTERTECHNOLOGY COMMON STOCK VSH - CLASS A Cmn 928298108 12 1,141 Sh Shared-defined 1 1,141 VISHAY INTERTECHNOLOGY COMMON STOCK VSH - CLASS A Cmn 928298108 827 80,828 Sh Shared-defined -- 80,828 VISHAY INTERTECHNOLOGY COMMON STOCK VSH - CLASS A Cmn 928298908 170 16,600 Sh Call Shared-defined 1 16,600 VISHAY INTERTECHNOLOGY COMMON STOCK VSH - CLASS A Cmn 928298958 30 2,900 Sh Put Shared-defined 1 2,900 VISIONCHINA MEDIA Depository INC-ADS Receipt 92833U103 237 50,429 Sh Shared-defined 1 N/A VISIONCHINA MEDIA Depository INC-ADS Receipt 92833U103 526 111,996 Sh Shared-defined -- N/A VISTA GOLD CORP COMMON STOCK Cmn 927926903 9 4,700 Sh Call Shared-defined 1 4,700 VISTA GOLD CORP COMMON STOCK Cmn 927926953 11 5,300 Sh Put Shared-defined 1 5,300 VISTA GOLD CORP COMMON STOCK Cmn 927926303 12 5,858 Sh Shared-defined 1 5,858 VISTA GOLD CORP COMMON STOCK Cmn 927926303 3 1,494 Sh Shared-defined -- 1,494 COLUMN TOTALS 120,082
FORM 13F Page 640 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- VISTAPRINT NV Cmn N93540107 1,262 22,036 Sh Shared-defined 1 22,036 VISTAPRINT NV Cmn N93540907 3,796 66,300 Sh Call Shared-defined 1 66,300 VISTAPRINT NV Cmn N93540957 2,210 38,600 Sh Put Shared-defined 1 38,600 VISTAPRINT NV Cmn N93540107 2,053 35,862 Sh Shared-defined -- 35,862 VISTAPRINT NV Cmn N93540907 893 15,600 Sh Call Shared-defined -- 15,600 VISTAPRINT NV Cmn N93540957 2,571 44,900 Sh Put Shared-defined -- 44,900 VIVUS INC CMN STK Cmn 928551900 590 67,700 Sh Call Shared-defined 1 67,700 VIVUS INC CMN STK Cmn 928551950 621 71,200 Sh Put Shared-defined 1 71,200 VIVUS INC CMN STK Cmn 928551100 782 89,677 Sh Shared-defined 1 89,677 VMWARE INC-CLASS A Cmn 928563902 12,318 231,100 Sh Call Shared-defined 1 231,100 VMWARE INC-CLASS A Cmn 928563952 8,880 166,600 Sh Put Shared-defined 1 166,600 VMWARE INC-CLASS A Cmn 928563902 4,360 81,800 Sh Call Shared-defined -- 81,800 VMWARE INC-CLASS A Cmn 928563952 2,345 44,000 Sh Put Shared-defined -- 44,000 VMWARE INC-CLASS A Cmn 928563402 193 3,612 Sh Shared-defined 1 3,612 COLUMN TOTALS 42,874
FORM 13F Page 641 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- VMWARE INC-CLASS A Cmn 928563402 291 5,466 Sh Shared-defined -- 5,466 VODAFONE GROUP PLC Depository - - SPON ADR 1:10 Receipt 92857W209 2,794 119,968 Sh Shared-defined 1 N/A VODAFONE GROUP PLC Depository - - SPON ADR 1:10 Receipt 92857W209 10,864 466,472 Sh Shared-defined -- N/A VOLCANO CORP Cmn 928645100 55 2,274 Sh Shared-defined 1 2,274 VOLCANO CORP Cmn 928645900 290 12,000 Sh Call Shared-defined 1 12,000 VOLCANO CORP Cmn 928645950 104 4,300 Sh Put Shared-defined 1 4,300 VOLCANO CORP Cmn 928645100 51 2,106 Sh Shared-defined -- 2,106 VOLTERRA SEMICONDUCTOR CORP Cmn 928708906 183 7,300 Sh Call Shared-defined 1 7,300 VOLTERRA SEMICONDUCTOR CORP Cmn 928708956 530 21,100 Sh Put Shared-defined 1 21,100 VONAGE HOLDINGS CORP COMMON STOCK Cmn 92886T201 43 31,765 Sh Shared-defined 1 31,765 VORNADO REALTY TRUST CMN STK Cmn 929042909 11,052 146,000 Sh Call Shared-defined 1 146,000 VORNADO REALTY TRUST CMN STK Cmn 929042959 7,608 100,500 Sh Put Shared-defined 1 100,500 VORNADO REALTY TRUST CMN STK Cmn 929042909 4,633 61,200 Sh Call Shared-defined -- 61,200 VORNADO REALTY TRUST CMN STK Cmn 929042959 1,317 17,400 Sh Put Shared-defined -- 17,400 COLUMN TOTALS 39,815
FORM 13F Page 642 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- VORNADO REALTY TRUST CMN STK Cmn 929042109 26 339 Sh Shared-defined 1 339 VORNADO REALTY TRUST CMN STK Cmn 929042109 5,069 66,956 Sh Shared-defined -- 66,956 VULCAN MATERIALS CO CMN STK Cmn 929160909 3,793 80,300 Sh Call Shared-defined 1 80,300 VULCAN MATERIALS CO CMN STK Cmn 929160959 6,812 144,200 Sh Put Shared-defined 1 144,200 VULCAN MATERIALS CO CMN STK Cmn 929160909 326 6,900 Sh Call Shared-defined -- 6,900 VULCAN MATERIALS CO CMN STK Cmn 929160959 1,672 35,400 Sh Put Shared-defined -- 35,400 VULCAN MATERIALS CO CMN STK Cmn 929160109 970 20,543 Sh Shared-defined 1 20,543 VULCAN MATERIALS CO CMN STK Cmn 929160109 1,554 32,901 Sh Shared-defined -- 32,901 W&T OFFSHORE INC. COMMON STOCK Cmn 92922P906 25 3,000 Sh Call Shared-defined 1 3,000 W&T OFFSHORE INC. COMMON STOCK Cmn 92922P956 51 6,100 Sh Put Shared-defined 1 6,100 W&T OFFSHORE INC. COMMON STOCK Cmn 92922P106 46 5,473 Sh Shared-defined 1 5,473 W&T OFFSHORE INC. COMMON STOCK Cmn 92922P106 88 10,471 Sh Shared-defined -- 10,471 W.R. GRACE & CO. COMMON STOCK Cmn 38388F108 2 88 Sh Shared-defined 1 88 W.R. GRACE & CO. COMMON STOCK Cmn 38388F108 1,583 57,024 Sh Shared-defined -- 57,024 COLUMN TOTALS 22,017
FORM 13F Page 643 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WABASH NATIONAL CORP CMN STK Cmn 929566107 14 2,023 Sh Shared-defined 1 2,023 WABASH NATIONAL CORP CMN STK Cmn 929566107 690 98,379 Sh Shared-defined -- 98,379 WABCO HOLDINGS INC Cmn 92927K102 34 1,131 Sh Shared-defined 1 1,131 WABCO HOLDINGS INC Cmn 92927K902 126 4,200 Sh Call Shared-defined 1 4,200 WABCO HOLDINGS INC Cmn 92927K952 63 2,100 Sh Put Shared-defined 1 2,100 WABCO HOLDINGS INC Cmn 92927K102 12,000 401,068 Sh Shared-defined -- 401,068 WABCO HOLDINGS INC Cmn 92927K902 180 6,000 Sh Call Shared-defined -- 6,000 WABCO HOLDINGS INC Cmn 92927K952 269 9,000 Sh Put Shared-defined -- 9,000 WABTEC CMN STOCK Cmn 929740908 1,660 39,400 Sh Call Shared-defined 1 39,400 WABTEC CMN STOCK Cmn 929740958 779 18,500 Sh Put Shared-defined 1 18,500 WABTEC CMN STOCK Cmn 929740108 32 756 Sh Shared-defined 1 756 WABTEC CMN STOCK Cmn 929740108 568 13,491 Sh Shared-defined -- 13,491 WACHOVIA 7.5% CONV PERF - PERP Pref Stk 949746804 199 204 Sh Shared-defined 1 N/A WADDELL & REED FINL INC CMN STOCK Cmn 930059100 33,167 920,273 Sh Shared-defined -- 920,273 COLUMN TOTALS 49,781
FORM 13F Page 644 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WAL MART STORES INC Cmn 931142103 1,095 19,689 Sh Shared-defined 1 19,689 WAL MART STORES INC Cmn 931142103 5,885 105,841 Sh Shared-defined -- 105,841 WAL MART STORES INC Cmn 931142903 51,019 917,600 Sh Call Shared-defined 1 917,600 WAL MART STORES INC Cmn 931142953 93,058 1,673,700 Sh Put Shared-defined 1 1,673,700 WAL MART STORES INC Cmn 931142903 9,430 169,600 Sh Call Shared-defined -- 169,600 WAL MART STORES INC Cmn 931142953 16,708 300,500 Sh Put Shared-defined -- 300,500 WALGREEN CO Cmn 931422109 444 11,973 Sh Shared-defined 1 11,973 WALGREEN CO Cmn 931422909 17,414 469,500 Sh Call Shared-defined 1 469,500 WALGREEN CO Cmn 931422959 11,390 307,100 Sh Put Shared-defined 1 307,100 WALGREEN CO Cmn 931422909 9,484 255,700 Sh Call Shared-defined -- 255,700 WALGREEN CO Cmn 931422959 9,625 259,500 Sh Put Shared-defined -- 259,500 WALTER ENERGY INC Cmn 93317Q905 17,365 188,200 Sh Call Shared-defined 1 188,200 WALTER ENERGY INC Cmn 93317Q955 14,265 154,600 Sh Put Shared-defined 1 154,600 WALTER ENERGY INC Cmn 93317Q105 19,722 213,739 Sh Shared-defined -- 213,739 COLUMN TOTALS 276,904
FORM 13F Page 645 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WALTER ENERGY INC Cmn 93317Q905 6,625 71,800 Sh Call Shared-defined -- 71,800 WALTER ENERGY INC Cmn 93317Q955 4,235 45,900 Sh Put Shared-defined -- 45,900 WALTER INVESTMENT MANAGEMENT CORP Cmn 93317W902 819 51,200 Sh Call Shared-defined 1 51,200 WALTER INVESTMENT MANAGEMENT CORP Cmn 93317W952 971 60,700 Sh Put Shared-defined 1 60,700 WALTER INVESTMENT MANAGEMENT CORP Cmn 93317W902 155 9,700 Sh Call Shared-defined -- 9,700 WALTER INVESTMENT MANAGEMENT CORP Cmn 93317W102 187 11,687 Sh Shared-defined 1 11,687 WALTER INVESTMENT MANAGEMENT CORP Cmn 93317W102 124 7,746 Sh Shared-defined -- 7,746 WARNER CHILCOTT PLC Cmn G94368100 1,893 74,103 Sh Shared-defined 1 74,103 WARNER CHILCOTT PLC Cmn G94368900 222 8,700 Sh Call Shared-defined 1 8,700 WARNER CHILCOTT PLC Cmn G94368950 2,971 116,300 Sh Put Shared-defined 1 116,300 WARNER CHILCOTT PLC Cmn G94368100 13,919 544,777 Sh Shared-defined -- 544,777 WARNER CHILCOTT PLC Cmn G94368900 130 5,100 Sh Call Shared-defined -- 5,100 WARNER CHILCOTT PLC Cmn G94368950 143 5,600 Sh Put Shared-defined -- 5,600 WARNER MUSIC GROUP CORPORATION COMMON STOCK Cmn 934550104 14 2,047 Sh Shared-defined 1 2,047 COLUMN TOTALS 32,408
FORM 13F Page 646 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WARNER MUSIC GROUP CORPORATION COMMON STOCK Cmn 934550104 16,180 2,341,576 Sh Shared-defined -- 2,341,576 WARREN RESOURCES INC. COMMON STOCK Cmn 93564A900 60 24,000 Sh Call Shared-defined 1 24,000 WARREN RESOURCES INC. COMMON STOCK Cmn 93564A950 3 1,000 Sh Put Shared-defined 1 1,000 WARREN RESOURCES INC. COMMON STOCK Cmn 93564A100 6 2,528 Sh Shared-defined 1 2,528 WASHINGTON FEDERAL INC-CW18 Wt 938824117 4 500 Shared-defined 1 N/A WASHINGTON FEDERAL S&L ASSC CMN STK Cmn 938824909 317 15,600 Sh Call Shared-defined 1 15,600 WASHINGTON FEDERAL S&L ASSC CMN STK Cmn 938824959 219 10,800 Sh Put Shared-defined 1 10,800 WASHINGTON FEDERAL S&L ASSC CMN STK Cmn 938824109 2,941 144,732 Sh Shared-defined -- 144,732 WASHINGTON POST - CLASS B CMN STK Cmn 939640108 12 26 Sh Shared-defined 1 26 WASHINGTON POST - CLASS B CMN STK Cmn 939640108 5,359 12,064 Sh Shared-defined -- 12,064 WASHINGTON REIT CMN STK Cmn 939653901 1,210 39,600 Sh Call Shared-defined 1 39,600 WASHINGTON REIT CMN STK Cmn 939653951 525 17,200 Sh Put Shared-defined 1 17,200 WASHINGTON REIT CMN STK Cmn 939653101 16 540 Sh Shared-defined 1 540 WASHINGTON REIT CMN STK Cmn 939653101 1,245 40,761 Sh Shared-defined -- 40,761 COLUMN TOTALS 28,097
FORM 13F Page 647 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WASTE MANAGEMENT CMN STOCK (WAS USA WASTE) Cmn 94106L109 1,266 36,760 Sh Shared-defined 1 36,760 WASTE MANAGEMENT CMN STOCK (WAS USA WASTE) Cmn 94106L109 3,484 101,195 Sh Shared-defined -- 101,195 WASTE MANAGEMENT CMN STOCK (WAS USA WASTE) Cmn 94106L909 8,694 252,500 Sh Call Shared-defined 1 252,500 WASTE MANAGEMENT CMN STOCK (WAS USA WASTE) Cmn 94106L959 5,974 173,500 Sh Put Shared-defined 1 173,500 WASTE MANAGEMENT CMN STOCK (WAS USA WASTE) Cmn 94106L909 2,703 78,500 Sh Call Shared-defined -- 78,500 WASTE MANAGEMENT CMN STOCK (WAS USA WASTE) Cmn 94106L959 3,095 89,900 Sh Put Shared-defined -- 89,900 WATERS CORP CMN STOCK Cmn 941848903 5,275 78,100 Sh Call Shared-defined 1 78,100 WATERS CORP CMN STOCK Cmn 941848953 2,506 37,100 Sh Put Shared-defined 1 37,100 WATERS CORP CMN STOCK Cmn 941848103 61 900 Sh Shared-defined -- 900 WATSCO INC CMN STK Cmn 942622900 483 8,500 Sh Call Shared-defined 1 8,500 WATSCO INC CMN STK Cmn 942622950 290 5,100 Sh Put Shared-defined 1 5,100 WATSCO INC CMN STK Cmn 942622200 2,097 36,869 Sh Shared-defined -- 36,869 WATSON PHARMACEUTICALS INC CMN STK Cmn 942683903 1,228 29,400 Sh Call Shared-defined 1 29,400 WATSON PHARMACEUTICALS INC CMN STK Cmn 942683953 1,161 27,800 Sh Put Shared-defined 1 27,800 COLUMN TOTALS 38,317
FORM 13F Page 648 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WATSON PHARMACEUTICALS INC CMN STK Cmn 942683103 49 1,164 Sh Shared-defined 1 1,164 WATSON PHARMACEUTICALS INC CMN STK Cmn 942683103 20,085 480,853 Sh Shared-defined -- 480,853 Watts Water Technologies Inc CMN STK Cmn 942749902 258 8,300 Sh Call Shared-defined 1 8,300 Watts Water Technologies Inc CMN STK Cmn 942749952 242 7,800 Sh Put Shared-defined 1 7,800 Watts Water Technologies Inc CMN STK Cmn 942749102 1,568 50,488 Sh Shared-defined -- 50,488 WAUSAU MOSINEE PAPER CORP CMN STK Cmn 943315101 274 32,097 Sh Shared-defined -- 32,097 WEATHERFORD INTL LTD CMN STK Cmn H27013903 13,196 832,000 Sh Call Shared-defined 1 832,000 WEATHERFORD INTL LTD CMN STK Cmn H27013953 24,244 1,528,600 Sh Put Shared-defined 1 1,528,600 WEATHERFORD INTL LTD CMN STK Cmn H27013903 1,020 64,300 Sh Call Shared-defined -- 64,300 WEATHERFORD INTL LTD CMN STK Cmn H27013953 7,005 441,700 Sh Put Shared-defined -- 441,700 WEATHERFORD INTL LTD CMN STK Cmn H27013103 8,434 531,778 Sh Shared-defined 1 531,778 WEATHERFORD INTL LTD CMN STK Cmn H27013103 5,319 335,384 Sh Shared-defined -- 335,384 WEBMD HEALTH A ORDINARY Cmn 94770V102 78 1,680 Sh Shared-defined 1 1,680 WEBMD HEALTH A ORDINARY Cmn 94770V102 407 8,774 Sh Shared-defined -- 8,774 COLUMN TOTALS 82,179
FORM 13F Page 649 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WEBMD HEALTH A ORDINARY Cmn 94770V902 2,820 60,800 Sh Call Shared-defined 1 60,800 WEBMD HEALTH A ORDINARY Cmn 94770V952 1,442 31,100 Sh Put Shared-defined 1 31,100 WEBSENSE INC CMN STK Cmn 947684906 118 5,200 Sh Call Shared-defined 1 5,200 WEBSENSE INC CMN STK Cmn 947684956 121 5,300 Sh Put Shared-defined 1 5,300 WEBSENSE INC CMN STK Cmn 947684106 37 1,606 Sh Shared-defined 1 1,606 WEBSENSE INC CMN STK Cmn 947684106 187 8,209 Sh Shared-defined -- 8,209 WEIGHT WATCHERS INTERNATIONAL INC Cmn 948626906 31 1,200 Sh Call Shared-defined 1 1,200 WEIGHT WATCHERS INTERNATIONAL INC Cmn 948626956 181 7,100 Sh Put Shared-defined 1 7,100 WEIGHT WATCHERS INTERNATIONAL INC Cmn 948626106 244 9,559 Sh Shared-defined 1 9,559 WEIGHT WATCHERS INTERNATIONAL INC Cmn 948626106 144 5,659 Sh Shared-defined -- 5,659 WEINGARTEN REALTY INVST CMN STK Cmn 948741903 1,194 55,400 Sh Call Shared-defined 1 55,400 WEINGARTEN REALTY INVST CMN STK Cmn 948741953 425 19,700 Sh Put Shared-defined 1 19,700 WEINGARTEN REALTY INVST CMN STK Cmn 948741103 740 34,310 Sh Shared-defined -- 34,310 WEIS MARKETS INC CMN STK Cmn 948849104 15 409 Sh Shared-defined 1 409 COLUMN TOTALS 7,699
FORM 13F Page 650 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WEIS MARKETS INC CMN STK Cmn 948849104 500 13,748 Sh Shared-defined -- 13,748 WELLCARE HEALTH PLANS INC COMMON STOCK Cmn 94946T906 1,669 56,000 Sh Call Shared-defined 1 56,000 WELLCARE HEALTH PLANS INC COMMON STOCK Cmn 94946T956 2,643 88,700 Sh Put Shared-defined 1 88,700 WELLCARE HEALTH PLANS INC COMMON STOCK Cmn 94946T106 23 780 Sh Shared-defined 1 780 WELLCARE HEALTH PLANS INC COMMON STOCK Cmn 94946T106 591 19,836 Sh Shared-defined -- 19,836 WELLPOINT INC Cmn 94973V107 13,687 212,590 Sh Shared-defined 1 212,590 WELLPOINT INC Cmn 94973V907 22,855 355,000 Sh Call Shared-defined 1 355,000 WELLPOINT INC Cmn 94973V957 25,752 400,000 Sh Put Shared-defined 1 400,000 WELLPOINT INC Cmn 94973V107 54,389 844,810 Sh Shared-defined -- 844,810 WELLPOINT INC Cmn 94973V907 13,404 208,200 Sh Call Shared-defined -- 208,200 WELLPOINT INC Cmn 94973V957 11,724 182,100 Sh Put Shared-defined -- 182,100 WELLS FARGO CO COMMON STOCK Cmn 949746901 87,917 2,825,100 Sh Call Shared-defined 1 2,825,100 WELLS FARGO CO COMMON STOCK Cmn 949746951 62,022 1,993,000 Sh Put Shared-defined 1 1,993,000 WELLS FARGO CO COMMON STOCK Cmn 949746901 18,289 587,700 Sh Call Shared-defined -- 587,700 COLUMN TOTALS 315,465
FORM 13F Page 651 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WELLS FARGO CO COMMON STOCK Cmn 949746951 13,444 432,000 Sh Put Shared-defined -- 432,000 WELLS FARGO CO COMMON STOCK Cmn 949746101 315 10,126 Sh Shared-defined 1 10,126 WELLS FARGO CO COMMON STOCK Cmn 949746101 26,406 848,524 Sh Shared-defined -- 848,524 WENDY'S/ARBY'S GROUP INC Cmn 950587105 295 58,985 Sh Shared-defined 1 58,985 WENDY'S/ARBY'S GROUP INC Cmn 950587905 392 78,300 Sh Call Shared-defined 1 78,300 WENDY'S/ARBY'S GROUP INC Cmn 950587955 241 48,100 Sh Put Shared-defined 1 48,100 WENDY'S/ARBY'S GROUP INC Cmn 950587105 5,136 1,027,152 Sh Shared-defined -- 1,027,152 WENDY'S/ARBY'S GROUP INC Cmn 950587905 40 8,000 Sh Call Shared-defined -- 8,000 WENDY'S/ARBY'S GROUP INC Cmn 950587955 12 2,300 Sh Put Shared-defined -- 2,300 WERNER ENTERPRISES INC CMN STK Cmn 950755908 498 21,500 Sh Call Shared-defined 1 21,500 WERNER ENTERPRISES INC CMN STK Cmn 950755958 1,089 47,000 Sh Put Shared-defined 1 47,000 WERNER ENTERPRISES INC CMN STK Cmn 950755108 22 957 Sh Shared-defined 1 957 WERNER ENTERPRISES INC CMN STK Cmn 950755108 9,178 396,119 Sh Shared-defined -- 396,119 WESBANCO INC CMN STK Cmn 950810101 5 288 Sh Shared-defined 1 288 COLUMN TOTALS 57,073
FORM 13F Page 652 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WESBANCO INC CMN STK Cmn 950810101 410 25,189 Sh Shared-defined -- 25,189 WESCO FINANCIAL CORP CMN STK Cmn 950817106 75 194 Sh Shared-defined 1 194 WESCO FINANCIAL CORP CMN STK Cmn 950817106 140 364 Sh Shared-defined -- 364 WESCO INTERNATIONAL 6% CB 9/15/2029- REGISTERED Bond 95082PAH8 62,068 42,640,000 Prn Shared-defined -- N/A WESCO INTL INC CMN STOCK Cmn 95082P905 267 7,700 Sh Call Shared-defined 1 7,700 WESCO INTL INC CMN STOCK Cmn 95082P955 271 7,800 Sh Put Shared-defined 1 7,800 WESCO INTL INC CMN STOCK Cmn 95082P105 19 536 Sh Shared-defined -- 536 WEST PHARMACEUTICAL SERVICES INC 4% CB 03/15/2047 Bond 955306AA3 34,291 38,500,000 Prn Shared-defined -- N/A WEST PHARMACEUTICAL SERVICES INC CMN STK Cmn 955306105 220 5,249 Sh Shared-defined -- 5,249 WESTAMERICA BANCORPORATION CMN STK Cmn 957090903 110 1,900 Sh Call Shared-defined 1 1,900 WESTAMERICA BANCORPORATION CMN STK Cmn 957090953 380 6,600 Sh Put Shared-defined 1 6,600 WESTAMERICA BANCORPORATION CMN STK Cmn 957090103 31,402 544,698 Sh Shared-defined -- 544,698 WESTAR ENERGY INC CMN STK Cmn 95709T100 11 489 Sh Shared-defined 1 489 WESTAR ENERGY INC CMN STK Cmn 95709T100 1,826 81,886 Sh Shared-defined -- 81,886 COLUMN TOTALS 131,490
FORM 13F Page 653 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WESTERN DIGITAL COMMON STOCK Cmn 958102105 2,713 69,580 Sh Shared-defined 1 69,580 WESTERN DIGITAL COMMON STOCK Cmn 958102105 2,522 64,683 Sh Shared-defined -- 64,683 WESTERN DIGITAL COMMON STOCK Cmn 958102905 11,635 298,400 Sh Call Shared-defined 1 298,400 WESTERN DIGITAL COMMON STOCK Cmn 958102955 15,565 399,200 Sh Put Shared-defined 1 399,200 WESTERN DIGITAL COMMON STOCK Cmn 958102905 6,036 154,800 Sh Call Shared-defined -- 154,800 WESTERN DIGITAL COMMON STOCK Cmn 958102955 13,140 337,000 Sh Put Shared-defined -- 337,000 WESTERN REFINING INC CMN STK Cmn 959319904 314 57,100 Sh Call Shared-defined 1 57,100 WESTERN REFINING INC CMN STK Cmn 959319954 1,260 229,100 Sh Put Shared-defined 1 229,100 WESTERN REFINING INC CMN STK Cmn 959319104 1,104 200,773 Sh Shared-defined 1 200,773 WESTERN REFINING INC CMN STK Cmn 959319104 246 44,740 Sh Shared-defined -- 44,740 WESTERN UNION CO/THE COMMON STOCK Cmn 959802909 4,630 273,000 Sh Call Shared-defined 1 273,000 WESTERN UNION CO/THE COMMON STOCK Cmn 959802959 338 19,900 Sh Put Shared-defined 1 19,900 WESTERN UNION CO/THE COMMON STOCK Cmn 959802109 70 4,113 Sh Shared-defined 1 4,113 WESTERN UNION CO/THE COMMON STOCK Cmn 959802109 25,797 1,521,038 Sh Shared-defined -- 1,521,038 COLUMN TOTALS 85,370
FORM 13F Page 654 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WESTLAKE CHEMICAL CORP COMMON STOCK Cmn 960413902 168 6,500 Sh Call Shared-defined 1 6,500 WESTLAKE CHEMICAL CORP COMMON STOCK Cmn 960413952 93 3,600 Sh Put Shared-defined 1 3,600 WESTLAKE CHEMICAL CORP COMMON STOCK Cmn 960413102 6 251 Sh Shared-defined 1 251 WESTLAKE CHEMICAL CORP COMMON STOCK Cmn 960413102 8,146 315,868 Sh Shared-defined -- 315,868 WESTPORT INNOVATIONS INC Cmn 960908309 6,963 422,500 Sh Shared-defined -- 422,500 WET SEAL INC -CL A CMN STK Cmn 961840905 2 400 Sh Call Shared-defined 1 400 WET SEAL INC -CL A CMN STK Cmn 961840955 14 2,900 Sh Put Shared-defined 1 2,900 WET SEAL INC -CL A CMN STK Cmn 961840105 38 7,998 Sh Shared-defined 1 7,998 WET SEAL INC -CL A CMN STK Cmn 961840105 -- 105 Sh Shared-defined -- 105 WEYERHAEUSER CO Cmn 962166104 6,927 153,009 Sh Shared-defined -- 153,009 WEYERHAEUSER CO Cmn 962166904 10,720 236,800 Sh Call Shared-defined 1 236,800 WEYERHAEUSER CO Cmn 962166954 4,015 88,700 Sh Put Shared-defined 1 88,700 WEYERHAEUSER CO Cmn 962166904 2,155 47,600 Sh Call Shared-defined -- 47,600 WEYERHAEUSER CO Cmn 962166954 914 20,200 Sh Put Shared-defined -- 20,200 COLUMN TOTALS 40,161
FORM 13F Page 655 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WGL HOLDINGS INC CMN STK Cmn 92924F106 29 828 Sh Shared-defined 1 828 WGL HOLDINGS INC CMN STK Cmn 92924F106 295 8,522 Sh Shared-defined -- 8,522 WHIRLPOOL CORP. COMMON STOCK Cmn 963320106 2,243 25,709 Sh Shared-defined -- 25,709 WHIRLPOOL CORP. COMMON STOCK Cmn 963320906 15,565 178,400 Sh Call Shared-defined 1 178,400 WHIRLPOOL CORP. COMMON STOCK Cmn 963320956 12,512 143,400 Sh Put Shared-defined 1 143,400 WHIRLPOOL CORP. COMMON STOCK Cmn 963320906 3,804 43,600 Sh Call Shared-defined -- 43,600 WHIRLPOOL CORP. COMMON STOCK Cmn 963320956 2,077 23,800 Sh Put Shared-defined -- 23,800 WHITING PETROLEUM 6.25% CNV PREF-PERP-REGISTERED Pref Stk 966387201 66 330 Sh Shared-defined 1 N/A WHITING PETROLEUM CORP COMMON STOCK Cmn 966387902 9,054 112,000 Sh Call Shared-defined 1 112,000 WHITING PETROLEUM CORP COMMON STOCK Cmn 966387952 3,694 45,700 Sh Put Shared-defined 1 45,700 WHITING PETROLEUM CORP COMMON STOCK Cmn 966387902 2,708 33,500 Sh Call Shared-defined -- 33,500 WHITING PETROLEUM CORP COMMON STOCK Cmn 966387952 719 8,900 Sh Put Shared-defined -- 8,900 WHITING PETROLEUM CORP COMMON STOCK Cmn 966387102 6,129 75,821 Sh Shared-defined -- 75,821 WHITNEY HOLDING CORP CMN STK Cmn 966612903 211 15,300 Sh Call Shared-defined 1 15,300 COLUMN TOTALS 59,106
FORM 13F Page 656 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WHITNEY HOLDING CORP CMN STK Cmn 966612953 28 2,000 Sh Put Shared-defined 1 2,000 WHITNEY HOLDING CORP CMN STK Cmn 966612103 33 2,408 Sh Shared-defined 1 2,408 WHITNEY HOLDING CORP CMN STK Cmn 966612103 25 1,791 Sh Shared-defined -- 1,791 WHOLE FOODS MARKET INC CMN STK Cmn 966837106 6,529 180,596 Sh Shared-defined 1 180,596 WHOLE FOODS MARKET INC CMN STK Cmn 966837106 687 19,005 Sh Shared-defined -- 19,005 WHOLE FOODS MARKET INC CMN STK Cmn 966837906 13,231 366,000 Sh Call Shared-defined 1 366,000 WHOLE FOODS MARKET INC CMN STK Cmn 966837956 26,834 742,300 Sh Put Shared-defined 1 742,300 WHOLE FOODS MARKET INC CMN STK Cmn 966837956 76 2,100 Sh Put Shared-defined -- 2,100 WILLBROS GROUP INC Cmn 969203108 15 1,222 Sh Shared-defined 1 1,222 WILLBROS GROUP INC Cmn 969203908 42 3,500 Sh Call Shared-defined 1 3,500 WILLBROS GROUP INC Cmn 969203958 178 14,800 Sh Put Shared-defined 1 14,800 WILLBROS GROUP INC Cmn 969203108 392 32,662 Sh Shared-defined -- 32,662 WILLIAMS COMPANIES COMMON STOCK Cmn 969457900 4,634 200,600 Sh Call Shared-defined 1 200,600 WILLIAMS COMPANIES COMMON STOCK Cmn 969457950 4,456 192,900 Sh Put Shared-defined 1 192,900 COLUMN TOTALS 57,160
FORM 13F Page 657 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WILLIAMS COMPANIES COMMON STOCK Cmn 969457900 2,460 106,500 Sh Call Shared-defined -- 106,500 WILLIAMS COMPANIES COMMON STOCK Cmn 969457950 1,596 69,100 Sh Put Shared-defined -- 69,100 WILLIAMS COMPANIES COMMON STOCK Cmn 969457100 343 14,833 Sh Shared-defined 1 14,833 WILLIAMS COMPANIES COMMON STOCK Cmn 969457100 4,945 214,087 Sh Shared-defined -- 214,087 WILLIAMS PARTNERS LP COMMON STOCK Cmn 96950F904 2,092 52,000 Sh Call Shared-defined 1 52,000 WILLIAMS PARTNERS LP COMMON STOCK Cmn 96950F954 748 18,600 Sh Put Shared-defined 1 18,600 WILLIAMS PARTNERS LP COMMON STOCK Cmn 96950F104 43 1,079 Sh Shared-defined 1 1,079 WILLIAMS-SONOMA INC CMN STK Cmn 969904901 2,158 82,100 Sh Call Shared-defined 1 82,100 WILLIAMS-SONOMA INC CMN STK Cmn 969904951 4,509 171,500 Sh Put Shared-defined 1 171,500 WILLIAMS-SONOMA INC CMN STK Cmn 969904901 237 9,000 Sh Call Shared-defined -- 9,000 WILLIAMS-SONOMA INC CMN STK Cmn 969904951 644 24,500 Sh Put Shared-defined -- 24,500 WILLIAMS-SONOMA INC CMN STK Cmn 969904101 106 4,050 Sh Shared-defined 1 4,050 WILLIAMS-SONOMA INC CMN STK Cmn 969904101 24,297 924,189 Sh Shared-defined -- 924,189 WILLIS GROUP HOLDINGS PLC Cmn G96666905 595 19,000 Sh Call Shared-defined 1 19,000 COLUMN TOTALS 44,773
FORM 13F Page 658 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WILLIS GROUP HOLDINGS PLC Cmn G96666955 266 8,500 Sh Put Shared-defined 1 8,500 WILLIS GROUP HOLDINGS PLC Cmn G96666105 16,326 521,773 Sh Shared-defined -- 521,773 WILMINGTON TRUST CORP CMN STK Cmn 971807902 30 1,800 Sh Call Shared-defined 1 1,800 WILMINGTON TRUST CORP CMN STK Cmn 971807952 181 10,900 Sh Put Shared-defined 1 10,900 WILMINGTON TRUST CORP CMN STK Cmn 971807102 20 1,197 Sh Shared-defined 1 1,197 WILMINGTON TRUST CORP CMN STK Cmn 971807102 290 17,529 Sh Shared-defined -- 17,529 WILSHIRE BANCORP INC COMMON STOCK Cmn 97186T108 41 3,710 Sh Shared-defined 1 3,710 WILSHIRE BANCORP INC COMMON STOCK Cmn 97186T108 140 12,734 Sh Shared-defined -- 12,734 WIMM-BILL-DANN Depository FOODS - ADR Receipt 97263M109 284 12,645 Sh Shared-defined -- N/A WINDSTREAM CORP COMMON STOCK Cmn 97381W104 244 22,400 Sh Shared-defined 1 22,400 WINDSTREAM CORP COMMON STOCK Cmn 97381W904 66 6,100 Sh Call Shared-defined 1 6,100 WINDSTREAM CORP COMMON STOCK Cmn 97381W954 395 36,300 Sh Put Shared-defined 1 36,300 WINN-DIXIE STORES INC Cmn 974280307 37 2,938 Sh Shared-defined 1 2,938 WINN-DIXIE STORES INC Cmn 974280907 147 11,800 Sh Call Shared-defined 1 11,800 COLUMN TOTALS 18,467
FORM 13F Page 659 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WINN-DIXIE STORES INC Cmn 974280957 129 10,300 Sh Put Shared-defined 1 10,300 WINN-DIXIE STORES INC Cmn 974280307 5 400 Sh Shared-defined -- 400 WINNEBAGO INDUSTRIES CMN STK Cmn 974637900 506 34,600 Sh Call Shared-defined 1 34,600 WINNEBAGO INDUSTRIES CMN STK Cmn 974637950 526 36,000 Sh Put Shared-defined 1 36,000 WINNEBAGO INDUSTRIES CMN STK Cmn 974637100 878 60,109 Sh Shared-defined 1 60,109 WINNEBAGO INDUSTRIES CMN STK Cmn 974637100 335 22,929 Sh Shared-defined -- 22,929 WINTRUST FINANCIAL CMN STOCK Cmn 97650W108 9 243 Sh Shared-defined 1 243 WINTRUST FINANCIAL CMN STOCK Cmn 97650W108 499 13,398 Sh Shared-defined -- 13,398 WIPRO LTD - ADR Depository Receipt 97651M109 1,153 49,474 Sh Shared-defined 1 N/A WIPRO LTD - ADR Depository Receipt 97651M109 33 1,413 Sh Shared-defined -- N/A WISCONSIN ENERGY CORP CMN STK Cmn 976657106 383 7,744 Sh Shared-defined -- 7,744 WMS INDUSTRIES COMMON STOCK Cmn 929297909 650 15,500 Sh Call Shared-defined 1 15,500 WMS INDUSTRIES COMMON STOCK Cmn 929297959 1,099 26,200 Sh Put Shared-defined 1 26,200 WMS INDUSTRIES COMMON STOCK Cmn 929297109 15,711 374,608 Sh Shared-defined -- 374,608 COLUMN TOTALS 21,916
FORM 13F Page 660 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WOLVERINE WORLD WIDE CMN STK Cmn 978097903 432 14,800 Sh Call Shared-defined 1 14,800 WOLVERINE WORLD WIDE CMN STK Cmn 978097953 55 1,900 Sh Put Shared-defined 1 1,900 WOLVERINE WORLD WIDE CMN STK Cmn 978097103 168 5,751 Sh Shared-defined 1 5,751 WOLVERINE WORLD WIDE CMN STK Cmn 978097103 2,090 71,678 Sh Shared-defined -- 71,678 WONDER AUTO TECHNOLOGY INC COMMON STOCK Cmn 978166906 83 7,800 Sh Call Shared-defined 1 7,800 WONDER AUTO TECHNOLOGY INC COMMON STOCK Cmn 978166956 58 5,500 Sh Put Shared-defined 1 5,500 WONDER AUTO TECHNOLOGY INC COMMON STOCK Cmn 978166106 27 2,573 Sh Shared-defined 1 2,573 WOODWARD GOVERNOR CMN STOCK Cmn 980745903 601 18,800 Sh Call Shared-defined 1 18,800 WOODWARD GOVERNOR CMN STOCK Cmn 980745953 397 12,400 Sh Put Shared-defined 1 12,400 WOODWARD GOVERNOR CMN STOCK Cmn 980745103 32 1,000 Sh Shared-defined -- 1,000 WORLD ACCEPTANCE 3.0% CB 10/1/2011-REGISTERED Bond 981417AB4 12,337 12,944,000 Prn Shared-defined -- N/A WORLD ACCEPTANCE CP/DE CMN STK Cmn 981419904 1,220 33,800 Sh Call Shared-defined 1 33,800 WORLD ACCEPTANCE CP/DE CMN STK Cmn 981419954 18 500 Sh Put Shared-defined 1 500 WORLD ACCEPTANCE CP/DE CMN STK Cmn 981419104 35 977 Sh Shared-defined 1 977 COLUMN TOTALS 17,553
FORM 13F Page 661 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WORLD ACCEPTANCE CP/DE CMN STK Cmn 981419104 11 300 Sh Shared-defined -- 300 WORLD FUEL SVCS CORP COMMON STOCK Cmn 981475906 930 34,900 Sh Call Shared-defined 1 34,900 WORLD FUEL SVCS CORP COMMON STOCK Cmn 981475956 293 11,000 Sh Put Shared-defined 1 11,000 WORLD FUEL SVCS CORP COMMON STOCK Cmn 981475906 266 10,000 Sh Call Shared-defined -- 10,000 WORLD FUEL SVCS CORP COMMON STOCK Cmn 981475956 67 2,500 Sh Put Shared-defined -- 2,500 WORLD FUEL SVCS CORP COMMON STOCK Cmn 981475106 77 2,899 Sh Shared-defined 1 2,899 WORLD WRESTLING ENTERTAINMENT CMN STOCK Cmn 98156Q908 42 2,400 Sh Call Shared-defined 1 2,400 WORLD WRESTLING ENTERTAINMENT CMN STOCK Cmn 98156Q958 21 1,200 Sh Put Shared-defined 1 1,200 WORLD WRESTLING ENTERTAINMENT CMN STOCK Cmn 98156Q108 30 1,762 Sh Shared-defined 1 1,762 WORLD WRESTLING ENTERTAINMENT CMN STOCK Cmn 98156Q108 1,885 108,960 Sh Shared-defined -- 108,960 WORTHINGTON INDS INC Cmn 981811102 8 469 Sh Shared-defined 1 469 WORTHINGTON INDS INC Cmn 981811902 526 30,400 Sh Call Shared-defined 1 30,400 WORTHINGTON INDS INC Cmn 981811952 258 14,900 Sh Put Shared-defined 1 14,900 WORTHINGTON INDS INC Cmn 981811102 2,723 157,491 Sh Shared-defined -- 157,491 COLUMN TOTALS 7,137
FORM 13F Page 662 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WORTHINGTON INDS INC Cmn 981811902 38 2,200 Sh Call Shared-defined -- 2,200 WORTHINGTON INDS INC Cmn 981811952 240 13,900 Sh Put Shared-defined -- 13,900 WRIGHT MEDICAL 2.625% CB 12/1/2014 - REGISTERED Bond 98235TAA5 30,237 34,000,000 Prn Shared-defined -- N/A WRIGHT MEDICAL GROUP INC Cmn 98235T107 45 2,513 Sh Shared-defined 1 2,513 WRIGHT MEDICAL GROUP INC Cmn 98235T907 286 16,100 Sh Call Shared-defined 1 16,100 WRIGHT MEDICAL GROUP INC Cmn 98235T957 9 500 Sh Put Shared-defined 1 500 WRIGHT MEDICAL GROUP INC Cmn 98235T107 120 6,743 Sh Shared-defined -- 6,743 WYNDHAM WORLDWIDE CORP Cmn 98310W108 210 8,166 Sh Shared-defined 1 8,166 WYNDHAM WORLDWIDE CORP Cmn 98310W908 2,028 78,800 Sh Call Shared-defined 1 78,800 WYNDHAM WORLDWIDE CORP Cmn 98310W958 1,835 71,300 Sh Put Shared-defined 1 71,300 WYNDHAM WORLDWIDE CORP Cmn 98310W108 43,385 1,686,183 Sh Shared-defined -- 1,686,183 WYNDHAM WORLDWIDE CORP Cmn 98310W908 409 15,900 Sh Call Shared-defined -- 15,900 WYNDHAM WORLDWIDE CORP Cmn 98310W958 198 7,700 Sh Put Shared-defined -- 7,700 WYNDHAM WORLDWIDE CORP 3.5% CB 05/1/2012-REGISTERE Bond 98310WAC2 78,542 38,295,000 Prn Shared-defined -- N/A COLUMN TOTALS 157,582
FORM 13F Page 663 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- WYNN RESORTS LTD COMMON STOCK Cmn 983134107 3,948 52,069 Sh Shared-defined 1 52,069 WYNN RESORTS LTD COMMON STOCK Cmn 983134107 4,434 58,474 Sh Shared-defined -- 58,474 WYNN RESORTS LTD COMMON STOCK Cmn 983134907 15,636 206,200 Sh Call Shared-defined 1 206,200 WYNN RESORTS LTD COMMON STOCK Cmn 983134957 19,481 256,900 Sh Put Shared-defined 1 256,900 XCEL ENERGY INC Cmn 98389B100 4 205 Sh Shared-defined 1 205 XCEL ENERGY INC Cmn 98389B900 449 21,200 Sh Call Shared-defined 1 21,200 XCEL ENERGY INC Cmn 98389B950 167 7,900 Sh Put Shared-defined 1 7,900 XCEL ENERGY INC Cmn 98389B100 541 25,506 Sh Shared-defined -- 25,506 XENOPORT INC COMMON STOCK Cmn 98411C900 554 59,800 Sh Call Shared-defined 1 59,800 XENOPORT INC COMMON STOCK Cmn 98411C950 361 39,000 Sh Put Shared-defined 1 39,000 XENOPORT INC COMMON STOCK Cmn 98411C100 441 47,641 Sh Shared-defined 1 47,641 XENOPORT INC COMMON STOCK Cmn 98411C100 290 31,265 Sh Shared-defined -- 31,265 XEROX CORP Cmn 984121103 2,085 213,817 Sh Shared-defined 1 213,817 XEROX CORP Cmn 984121103 7,081 726,243 Sh Shared-defined -- 726,243 COLUMN TOTALS 55,472
FORM 13F Page 664 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- XEROX CORP Cmn 984121903 3,075 315,400 Sh Call Shared-defined 1 315,400 XEROX CORP Cmn 984121953 3,443 353,100 Sh Put Shared-defined 1 353,100 XEROX CORP Cmn 984121903 4,071 417,500 Sh Call Shared-defined -- 417,500 XEROX CORP Cmn 984121953 2,999 307,600 Sh Put Shared-defined -- 307,600 XILINX INC 3.125% CB 3/15/2037 - -REGISTERED Bond 983919AD3 130,646 141,367,000 Prn Shared-defined -- N/A XILINX INC CMN STK Cmn 983919901 4,493 176,200 Sh Call Shared-defined 1 176,200 XILINX INC CMN STK Cmn 983919951 2,045 80,200 Sh Put Shared-defined 1 80,200 XILINX INC CMN STK Cmn 983919901 2,020 79,200 Sh Call Shared-defined -- 79,200 XILINX INC CMN STK Cmn 983919951 1,489 58,400 Sh Put Shared-defined -- 58,400 XILINX INC CMN STK Cmn 983919101 4,278 167,769 Sh Shared-defined -- 167,769 XINYUAN REAL Depository ESTATE CO L-ADR Receipt 98417P105 59 14,802 Sh Shared-defined 1 N/A XINYUAN REAL Depository ESTATE CO L-ADR Receipt 98417P105 6 1,610 Sh Shared-defined -- N/A XL CAPITAL LTD -CL A CMN STOCK Cmn G98255905 5,759 304,700 Sh Call Shared-defined 1 304,700 XL CAPITAL LTD -CL A CMN STOCK Cmn G98255955 3,684 194,900 Sh Put Shared-defined 1 194,900 COLUMN TOTALS 168,067
FORM 13F Page 665 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- XL CAPITAL LTD -CL A CMN STOCK Cmn G98255905 1,786 94,500 Sh Call Shared-defined -- 94,500 XL CAPITAL LTD -CL A CMN STOCK Cmn G98255955 837 44,300 Sh Put Shared-defined -- 44,300 XL CAPITAL LTD -CL A CMN STOCK Cmn G98255105 292 15,449 Sh Shared-defined 1 15,449 XL CAPITAL LTD -CL A CMN STOCK Cmn G98255105 5 267 Sh Shared-defined -- 267 XOMA LTD COMMON STOCK XOMA Cmn G9825R107 18 32,336 Sh Shared-defined 1 32,336 XTO ENERGY INC COMMON STOCK Cmn 98385X906 3,916 83,000 Sh Call Shared-defined 1 83,000 XTO ENERGY INC COMMON STOCK Cmn 98385X956 4,996 105,900 Sh Put Shared-defined 1 105,900 XTO ENERGY INC COMMON STOCK Cmn 98385X106 1,520 32,217 Sh Shared-defined 1 32,217 XTO ENERGY INC COMMON STOCK Cmn 98385X106 9,366 198,523 Sh Shared-defined -- 198,523 XYRATEX LTD COMMON STOCK Cmn G98268908 137 8,100 Sh Call Shared-defined 1 8,100 XYRATEX LTD COMMON STOCK Cmn G98268958 193 11,400 Sh Put Shared-defined 1 11,400 XYRATEX LTD COMMON STOCK Cmn G98268108 89 5,275 Sh Shared-defined 1 5,275 XYRATEX LTD COMMON STOCK Cmn G98268108 3,007 177,606 Sh Shared-defined -- 177,606 YAHOO! INC CMN STOCK Cmn 984332106 18,225 1,102,550 Sh Shared-defined 1 1,102,550 COLUMN TOTALS 44,387
FORM 13F Page 666 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- YAHOO! INC CMN STOCK Cmn 984332106 119,594 7,234,996 Sh Shared-defined -- 7,234,996 YAHOO! INC CMN STOCK Cmn 984332906 17,421 1,053,900 Sh Call Shared-defined 1 1,053,900 YAHOO! INC CMN STOCK Cmn 984332956 32,429 1,961,800 Sh Put Shared-defined 1 1,961,800 YAHOO! INC CMN STOCK Cmn 984332906 1,367 82,700 Sh Call Shared-defined -- 82,700 YAHOO! INC CMN STOCK Cmn 984332956 14,437 873,400 Sh Put Shared-defined -- 873,400 YAMANA GOLD INC Cmn 98462Y100 11,771 1,194,980 Sh Shared-defined 1 1,194,980 YAMANA GOLD INC Cmn 98462Y900 4,343 440,900 Sh Call Shared-defined 1 440,900 YAMANA GOLD INC Cmn 98462Y950 12,313 1,250,100 Sh Put Shared-defined 1 1,250,100 YAMANA GOLD INC Cmn 98462Y100 3,270 332,003 Sh Shared-defined -- 332,003 YAMANA GOLD INC Cmn 98462Y900 687 69,700 Sh Call Shared-defined -- 69,700 YAMANA GOLD INC Cmn 98462Y950 4,443 451,100 Sh Put Shared-defined -- 451,100 YANZHOU COAL MINING CO LTD CMN Depository STOCK Receipt 984846105 1,433 59,457 Sh Shared-defined 1 N/A YANZHOU COAL MINING CO LTD CMN Depository STOCK Receipt 984846105 158 6,560 Sh Shared-defined -- N/A YINGLI GREEN Depository ENERGY HOLD-ADR Receipt 98584B103 1,636 128,447 Sh Shared-defined 1 N/A COLUMN TOTALS 225,302
FORM 13F Page 667 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- YINGLI GREEN Depository ENERGY HOLD-ADR Receipt 98584B103 12,457 977,803 Sh Shared-defined -- N/A YONGYE INTERNATIONAL INC Cmn 98607B106 905 111,969 Sh Shared-defined 1 111,969 YONGYE INTERNATIONAL INC Cmn 98607B906 166 20,600 Sh Call Shared-defined 1 20,600 YONGYE INTERNATIONAL INC Cmn 98607B956 722 89,400 Sh Put Shared-defined 1 89,400 YONGYE INTERNATIONAL INC Cmn 98607B106 60 7,461 Sh Shared-defined -- 7,461 YONGYE INTERNATIONAL INC Cmn 98607B906 109 13,500 Sh Call Shared-defined -- 13,500 YONGYE INTERNATIONAL INC Cmn 98607B956 145 18,000 Sh Put Shared-defined -- 18,000 YRC WORLDWIDE INC CMN STK Cmn 984249902 121 221,900 Sh Call Shared-defined 1 221,900 YRC WORLDWIDE INC CMN STK Cmn 984249952 164 302,100 Sh Put Shared-defined 1 302,100 YRC WORLDWIDE INC CMN STK Cmn 984249952 63 116,100 Sh Put Shared-defined -- 116,100 YRC WORLDWIDE INC CMN STK Cmn 984249102 149 274,879 Sh Shared-defined 1 274,879 YRC WORLDWIDE INC CMN STK Cmn 984249102 694 1,276,463 Sh Shared-defined -- 1,276,463 YUCHENG TECHNOLOGIES LTD COMMON STOCK Cmn G98777908 28 7,300 Sh Call Shared-defined 1 7,300 YUCHENG TECHNOLOGIES LTD COMMON STOCK Cmn G98777958 12 3,200 Sh Put Shared-defined 1 3,200 COLUMN TOTALS 15,795
FORM 13F Page 668 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- YUCHENG TECHNOLOGIES LTD COMMON STOCK Cmn G98777108 19 4,859 Sh Shared-defined 1 4,859 YUCHENG TECHNOLOGIES LTD COMMON STOCK Cmn G98777108 3 727 Sh Shared-defined -- 727 YUM! BRANDS INC CMN STOCK Cmn 988498901 11,990 312,800 Sh Call Shared-defined 1 312,800 YUM! BRANDS INC CMN STOCK Cmn 988498951 18,897 493,000 Sh Put Shared-defined 1 493,000 YUM! BRANDS INC CMN STOCK Cmn 988498901 4,082 106,500 Sh Call Shared-defined -- 106,500 YUM! BRANDS INC CMN STOCK Cmn 988498951 6,646 173,400 Sh Put Shared-defined -- 173,400 YUM! BRANDS INC CMN STOCK Cmn 988498101 4,288 111,861 Sh Shared-defined 1 111,861 YUM! BRANDS INC CMN STOCK Cmn 988498101 3,030 79,059 Sh Shared-defined -- 79,059 ZALE CORPORATION COMMON STOCK Cmn 988858906 250 91,200 Sh Call Shared-defined 1 91,200 ZALE CORPORATION COMMON STOCK Cmn 988858956 42 15,400 Sh Put Shared-defined 1 15,400 ZALE CORPORATION COMMON STOCK Cmn 988858106 70 25,717 Sh Shared-defined -- 25,717 ZEBRA TECHNOLOGIES CP -CL A CMN STK Cmn 989207905 346 11,700 Sh Call Shared-defined 1 11,700 ZEBRA TECHNOLOGIES CP -CL A CMN STK Cmn 989207955 47 1,600 Sh Put Shared-defined 1 1,600 ZEBRA TECHNOLOGIES CP -CL A CMN STK Cmn 989207105 2,257 76,235 Sh Shared-defined -- 76,235 COLUMN TOTALS 51,967
FORM 13F Page 669 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ZENITH NATIONAL INSURANCE CP CMN STK Cmn 989390109 746 19,469 Sh Shared-defined -- 19,469 ZHONE TECHNOLOGIES INC COMMON STOCK Cmn 98950P884 47 17,248 Sh Shared-defined 1 17,248 ZHONGPIN INC COMMON STOCK Cmn 98952K907 245 19,300 Sh Call Shared-defined 1 19,300 ZHONGPIN INC COMMON STOCK Cmn 98952K957 560 44,100 Sh Put Shared-defined 1 44,100 ZHONGPIN INC COMMON STOCK Cmn 98952K107 490 38,556 Sh Shared-defined 1 38,556 ZIMMER HLDGS INC CMN STOCK Cmn 98956P102 7,590 128,209 Sh Shared-defined -- 128,209 ZIMMER HLDGS INC CMN STOCK Cmn 98956P902 4,422 74,700 Sh Call Shared-defined 1 74,700 ZIMMER HLDGS INC CMN STOCK Cmn 98956P952 4,902 82,800 Sh Put Shared-defined 1 82,800 ZIMMER HLDGS INC CMN STOCK Cmn 98956P902 746 12,600 Sh Call Shared-defined -- 12,600 ZIMMER HLDGS INC CMN STOCK Cmn 98956P952 1,456 24,600 Sh Put Shared-defined -- 24,600 ZIONS BANCORPORATION CMN STK Cmn 989701907 4,813 220,600 Sh Call Shared-defined 1 220,600 ZIONS BANCORPORATION CMN STK Cmn 989701957 8,257 378,400 Sh Put Shared-defined 1 378,400 ZIONS BANCORPORATION CMN STK Cmn 989701907 666 30,500 Sh Call Shared-defined -- 30,500 ZIONS BANCORPORATION CMN STK Cmn 989701957 3,849 176,400 Sh Put Shared-defined -- 176,400 COLUMN TOTALS 38,789
FORM 13F Page 670 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ZIONS BANCORPORATION CMN STK Cmn 989701107 2,137 97,948 Sh Shared-defined 1 97,948 ZIONS BANCORPORATION CMN STK Cmn 989701107 1,340 61,426 Sh Shared-defined -- 61,426 ZIX CORP CMN STK Cmn 98974P900 67 28,800 Sh Call Shared-defined 1 28,800 ZIX CORP CMN STK Cmn 98974P950 111 47,900 Sh Put Shared-defined 1 47,900 ZIX CORP CMN STK Cmn 98974P100 56 24,418 Sh Shared-defined 1 24,418 ZIX CORP CMN STK Cmn 98974P100 13 5,466 Sh Shared-defined -- 5,466 ZOLTEK COS INC CMN STK Cmn 98975W904 434 45,000 Sh Call Shared-defined 1 45,000 ZOLTEK COS INC CMN STK Cmn 98975W954 98 10,200 Sh Put Shared-defined 1 10,200 ZOLTEK COS INC CMN STK Cmn 98975W104 96 9,919 Sh Shared-defined -- 9,919 ZORAN CORP CMN STOCK Cmn 98975F901 3 300 Sh Call Shared-defined 1 300 ZORAN CORP CMN STOCK Cmn 98975F951 408 37,900 Sh Put Shared-defined 1 37,900 ZORAN CORP CMN STOCK Cmn 98975F101 410 38,078 Sh Shared-defined 1 38,078 ZORAN CORP CMN STOCK Cmn 98975F101 6,565 610,108 Sh Shared-defined -- 610,108 ZUMIEZ INC COMMON STOCK Cmn 989817901 477 23,300 Sh Call Shared-defined 1 23,300 COLUMN TOTALS 12,215
FORM 13F Page 671 of 671 Name of Reporting Manager Citadel Advisors LLC (SEC USE ONLY) ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: VALUE VOTING AUTHORITY TITLE (IN SHRS OR PUT/ INVESTMENT OTHER ----------------------- NAME OF ISSUER OF CLASS CUSIP THOUSANDS) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- ---------- --------- ---------- ----------- ------- ---- -------------- -------- ----------- ------ ---- ZUMIEZ INC COMMON STOCK Cmn 989817951 311 15,200 Sh Put Shared-defined 1 15,200 ZUMIEZ INC COMMON STOCK Cmn 989817101 150 7,319 Sh Shared-defined 1 7,319 ZYGO CORP CMN STK Cmn 989855101 140 15,167 Sh Shared-defined -- 15,167 ZYMOGENETICS INC Cmn 98985T109 14 2,358 Sh Shared-defined 1 2,358 ZYMOGENETICS INC Cmn 98985T909 223 38,900 Sh Call Shared-defined 1 38,900 ZYMOGENETICS INC Cmn 98985T959 207 36,200 Sh Put Shared-defined 1 36,200 COLUMN TOTALS 1,045 LONG MARKET VALUE 46,108,491
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