-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UWurmgX7uAXED37PGayOYzNBLZ3+pTAzE3vpSdUX/MU26gzjDDgX5S7UMabffJKX Ufa7Gwb301QAOT15K7ZMCw== 0001047469-10-005380.txt : 20100517 0001047469-10-005380.hdr.sgml : 20100517 20100517135943 ACCESSION NUMBER: 0001047469-10-005380 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100517 DATE AS OF CHANGE: 20100517 EFFECTIVENESS DATE: 20100517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKFIELD INVESTMENT MANAGEMENT INC. CENTRAL INDEX KEY: 0001273887 IRS NUMBER: 133519673 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13826 FILM NUMBER: 10837395 BUSINESS ADDRESS: STREET 1: THREE WORLD FINANCIAL CENTER STREET 2: 200 VESEY STREET, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-1010 BUSINESS PHONE: 2125498400 MAIL ADDRESS: STREET 1: THREE WORLD FINANCIAL CENTER STREET 2: 200 VESEY STREET, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-1010 FORMER COMPANY: FORMER CONFORMED NAME: Brookfield Investment Management Inc. DATE OF NAME CHANGE: 20091001 FORMER COMPANY: FORMER CONFORMED NAME: Hyperion Brookfield Asset Management, Inc. DATE OF NAME CHANGE: 20090716 FORMER COMPANY: FORMER CONFORMED NAME: HYPERION CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 20031218 13F-HR 1 a2197578z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F-HR FORM 13F-HR COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 -------------- Check here if Amendment / /; Amendment Number: ---------- This Amendment (Check only one): / / is a restatement / / adds new holdings entries Institutional Investment Manager Filing this Report: Name: Brookfield Investment Management Inc. ------------------------------------- Address: Three World Financial Center ------------------------------------- 200 Vesey Street ------------------------------------- New York, NY 10281 ------------------------------------- Form 13F File Number: 028-13826 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Seth Gelman ----------------------------------- Title: Chief Compliance Officer ----------------------------------- Phone: 212-549-8415 ----------------------------------- Signature, Place, and Date of Signing: /s/ Seth A. Gelman New York, NY May 17, 2010 - ------------------------------------ ------------- ------------ [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 ----------- Form 13F Information Table Entry Total: 121 ----------- Form 13F Information Table Value Total: 2,479,460 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name (1) 028-13827 AMP Capital Brookfield (US) LLC - --- -------------------- -------------------------------- FORM 13F 31-Mar-10
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ -------- ------------ --------- --------- --- ---- ------- -------- --------- ------- --------- 7 Days Group Holdings Lt -ADR COM 81783J101 12,183 1,172,550 SH Defined (1) 754,600 417,950 ALTRIA GROUP INC. COM 02209S103 2,290 111,580 SH Sole 111,580 AMERICAN ELECTRIC POWER CO INC COM 25537101 2,245 65,695 SH Sole 65,695 American Tower Corp COM 029912201 4,006 94,026 SH Defined (1) 94,026 American Water Works Co Inc COM 030420103 918 42,200 SH Defined (1) 42,200 ASTRAZENECA PLC COM 46353108 2,252 50,350 SH Sole 50,350 AT&T COM 00206R102 3,289 127,255 SH Sole 127,255 AvalonBay Communities Inc COM 053484101 79,705 951,587 SH Shared- (1) 28,545 923,042 785,477 Defined B&G FOODS INC COM 05508R106 234 22,285 SH Sole 22,285 Beazer Homes USA Inc COM 07556Q105 1,589 350,000 SH Defined (1) 218,200 131,800 BioMed Realty Trust Inc COM 09063H107 53,313 3,223,277 SH Defined (1) 503,400 2,719,877 Boardwalk Real Estate Investme COM 096631106 58,066 1,464,986 SH Defined (1) 220,276 1,244,710 Boston Properties Inc COM 101121101 227,017 3,009,241 SH Defined (1) 533,718 2,475,523 BP PLC COM 55622104 2,200 38,555 SH Sole 38,555 BPO Properties Ltd COM 05565B101 1,971 103,900 SH Defined (1) 103,900 Brandywine Realty Trust COM 105368203 82,954 6,793,968 SH Defined (1) 1,074,843 5,719,125 BRISTOL-MYERS SQUIBB COMPANY COM 110122108 2,384 89,305 SH Sole 89,305 BRITISH AMERICAN TOBACCO PLC COM 110448107 2,323 33,715 SH Sole 33,715 Brookdale Senior Living Inc COM 112463104 118,781 5,702,384 SH Defined (1) 949,482 4,752,902 Brookfield Homes Corp COM 112723101 549 62,842 SH Defined (1) 62,842 Brookfield Properties Corp COM 112900105 77,738 5,061,099 SH Defined (1) 552,070 4,509,029 Camden Property Trust COM 133131102 93,009 2,234,183 SH Defined (1) 303,133 1,931,050 Canadian National Railway Co COM 136375102 243 4,000 SH Defined (1) 4,000 Canadian National Railway Co COM 136375102 339 5,600 SH Defined (1) 5,600 China Real Estate Inform - ADR COM 16948Q103 6,161 614,855 SH Defined (1) 282,600 332,255 CITIGROUP INC COM 172967101 148 36,538 SH Sole 36,538 Colonial Properties Trust COM 195872106 2,559 198,642 SH Defined (1) 198,642 CONSOLIDATED EDISON INC COM 209115104 2,192 49,225 SH Sole 49,225 Crown Castle International Cor COM 228227104 2,085 54,550 SH Defined (1) 54,550 CSX Corp COM 126408103 1,257 24,700 SH Defined (1) 24,700 DEUTSCHE TELEKOM AG COM 251566105 2,220 164,425 SH Sole 164,425 Developers Diversified Realty COM 251591103 66,472 5,461,966 SH Defined (1) 832,100 4,629,866 Digital Realty Trust Inc COM 253868103 47,184 870,547 SH Defined (1) 154,247 716,300 DOMINION RESOURCES INC VA COM 25746U109 2,379 57,870 SH Sole 57,870 Douglas Emmett Inc COM 25960P109 16,952 1,102,935 SH Defined (1) 76,882 1,026,053 DU PONT (EI) DE NEMOURS & CO COM 263534109 2,346 63,000 SH Sole 63,000 DUKE ENERGY CORP COM 26441C105 2,167 132,790 SH Sole 132,790 Emeritus Corp COM 291005106 1,933 94,983 SH Defined (1) 42,000 52,983 Empresas ICA S.A. - Spons ADR COM 292448206 574 56,400 SH Defined (1) 56,400 Enbridge Energy Management LLC COM 29250X103 398 7,800 SH Defined (1) 7,800 Enbridge Inc COM 29250N105 2,351 49,290 SH Defined (1) 49,290 EPR 5.75% Pfd Series C PFD 29380T402 911 50,000 SH Defined (1) 50,000 EPR 9% Pfd Series E PFD 29380T600 11,542 441,900 SH Defined (1) 330,200 111,700 Equity One Inc COM 294752100 44,655 2,363,958 SH Defined (1) 419,208 1,944,750 Equity Residential COM 29476L107 35,984 919,128 SH Defined (1) 93,428 825,700 FelCor Lodging 8% Pfd Series A PFD 31430F200 2,670 147,500 SH Defined (1) 130,500 17,000 FelCor Lodging 8% Pfd Series C PFD 31430F507 2,506 144,000 SH Defined (1) 117,700 26,300 Forest City Enterprises Inc COM 345550107 49,310 3,421,963 SH Defined (1) 617,095 2,804,868 FRANCE TELECOM SA COM 35177Q105 2,130 88,650 SH Sole 88,650 FRONTIER COMMUNICATIONS CORP COM 35906A108 118 15,900 SH Sole 15,900 GENERAL ELECTRIC CO COM 369604103 1,229 67,500 SH Sole 67,500 GLAXOSMITHKLINE PLC COM 37733W105 2,131 55,320 SH Sole 55,320 Glimcher Realty Trust COM 379302102 3,445 679,447 SH Defined (1) 400,230 279,217 Grubb & Ellis Co COM 400095204 2,588 1,176,212 SH Defined (1) 530,100 646,112 HFF Inc - Class A COM 40418F108 3,393 456,715 SH Defined (1) 281,215 175,500 Host Hotels & Resorts Inc COM 44107P104 76,150 5,197,947 SH Defined (1) 858,391 4,339,556 Hovnanian Enterprises Inc COM 442487203 549 126,100 SH Defined (1) 126,100 HRPT Prop Pref 6.50% Series D PFD 40426W507 18,787 923,200 SH Defined (1) 923,200 Inland Real Estate Corp COM 457461200 20,506 2,241,096 SH Defined (1) 812,100 1,428,996 IRSA Inversiones y Representac COM 450047204 928 85,900 SH Defined (1) 85,900 ISHARES COM 464287507 526 6,680 SH Sole 6,680 ISHARES COM 464287200 1,594 13,583 SH Sole 13,583 ISHARES COM 464287622 976 15,100 SH Sole 15,100 ISHARES COM 464287879 1,065 16,610 SH Sole 16,610 ISHARES COM 464287465 977 17,457 SH Sole 17,457 ISHARES COM 464287887 1,117 18,240 SH Sole 18,240 ISHARES COM 464287408 1,340 23,729 SH Sole 23,729 ISHARES COM 464287309 1,466 24,467 SH Sole 24,467 JOHNSON & JOHNSON COM 478160104 2,254 34,565 SH Sole 34,565 Kilroy Realty Corp COM 49427F108 80,150 2,598,900 SH Defined (1) 572,402 2,026,498 Kimco Realty Corp COM 49446R109 97,948 6,262,671 SH Defined (1) 910,397 5,352,274 Kite Realty Group Trust COM 49803T102 4,853 1,025,900 SH Defined (1) 1,025,900 KKR FINANCIAL HOLDINGS LLC COM 48248A306 148 18,010 SH Sole 18,010 Lexington Realty Trust COM 529043101 21,863 3,358,397 SH Defined (1) 1,446,428 1,911,969 LILLY ELI & CO COM 532457108 2,215 61,155 SH Sole 61,155 LORILLARD INC COM 544147101 2,151 28,590 SH Sole 28,590 Macerich Co/The COM 554382101 85,104 2,221,455 SH Defined (1) 335,773 1,885,682 MGM Mirage COM 552953101 2,962 246,800 SH Defined (1) 139,100 107,700 Mission West Properties Inc COM 605203108 5,494 798,600 SH Defined (1) 350,638 447,962 National Grid PLC COM 636274300 219 4,500 SH Defined (1) 4,500 Northeast Utilities COM 664397106 1,672 60,481 SH Defined (1) 60,481 Northwestern Corp COM 668074305 2,799 104,400 SH Defined (1) 104,400 Omega Healthcare Investors Inc COM 681936100 65,224 3,346,562 SH Defined (1) 508,300 2,838,262 PAETEC HOLDING CORP COM 695459107 70 15,000 SH Sole 15,000 PHILIP MORRIS INTL INC COM 718172109 2,411 46,217 SH Sole 46,217 PIK Group COM 69338N206 2,757 535,300 SH Defined (1) 535,300 PITNEY BOWES INC COM 724479100 2,303 94,175 SH Sole 94,175 Public Storage COM 74460D109 113,512 1,233,964 SH Defined (1) 188,960 1,045,004 QWEST COMMUNICATIONS INTERNATI COM 749121109 677 129,700 SH Sole 129,700 Ramco-Gershenson Properties Tr COM 751452202 1,430 127,000 SH Defined (1) 127,000 Rayonier Inc COM 754907103 71,101 1,565,074 SH Defined (1) 240,584 1,324,490 Retail Opportunity Investments COM 76131N101 3,153 311,600 SH Defined (1) 311,600 REYNOLDS AMERICAN INC COM 724479106 2,231 41,335 SH Sole 41,335 Sempra Energy COM 816851109 2,944 59,000 SH Defined (1) 59,000 Simon Property Group Inc COM 828806109 292,974 3,491,948 SH Defined (1) 546,346 2,945,602 SOUTHERN COMPANY COM 842587107 2,243 67,640 SH Sole 67,640 Southern Union Co COM 844030106 1,228 48,400 SH Defined (1) 48,400 SOUTHERN UNION CO COM 844030106 2,971 117,120 SH Sole 117,120 SPDR S&P MIDCAP 400 ETF TRUST COM 78467Y107 2,222 15,520 SH Sole 15,520 SPDR TRUST SERIES I COM 78462F103 1,831 15,653 SH Sole 15,653 Spectra Energy Corp COM 847560109 1,825 81,000 SH Defined (1) 81,000 SPG 6% Pfd Series I PFD 828806802 1,714 24,100 SH Defined (1) 1,700 22,400 Starwood Hotels & Resorts Worl COM 85590A401 48,479 1,039,425 SH Defined (1) 163,600 875,825 Starwood Property Trust COM 85571B105 3,805 197,144 SH Defined (1) 2,744 194,400 SUPERMEDIA INC COM 868447103 382 9,400 SH Sole 9,400 Taubman Centers Inc COM 876664103 116,814 2,926,201 SH Defined (1) 534,603 2,391,598 TELEFONICA DE ESPANA S A COM 879382208 2,099 29,525 SH Sole 29,525 Terreno Realty Corp COM 88146M101 11,195 567,400 SH Defined (1) 234,200 333,200 Thomas Properties Group Inc COM 884453101 2,148 645,100 SH Defined (1) 645,100 TransCanada Corp COM 89353D107 5,135 140,100 SH Defined (1) 140,100 UDR Inc COM 902653104 1,238 70,200 SH Defined (1) 70,200 UNILEVER PLC COM 904767704 2,202 75,200 SH Sole 75,200 Union Pacific Corp COM 907818108 396 5,400 SH Defined (1) 5,400 US STEEL CORP COM 912909108 1,251 19,700 SH Sole 19,700 VERIZON COMMUNICATIONS COM 92343V104 2,227 71,798 SH Sole 71,798 VERIZON COMMUNICATIONS INC COM 92343V104 953 30,730 SH Sole 30,730 VODAFONE GROUP PLC COM 92857W209 2,288 98,145 SH Sole 98,145 Vornado Realty Trust COM 929042109 7,932 104,779 SH Defined (1) 104,779 Weingarten Realty Investors COM 948741103 105,714 4,903,265 SH Defined (1) 767,218 4,136,047 WINDSTREAM CORP COM 97381W104 694 63,700 SH Sole 63,700 XCEL ENERGY INC COM 98389B100 2,285 107,790 SH Sole 107,790 REPORT SUMMARY 121 DATA RECORDS 2,479,460 1 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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