-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QNjw5VhAtMV24sCYJXmyaW2mUvkRUSvAepeTzAgvJuO65W+qR/atwcHehj92npbZ 2NLyrm5RB4CW0ImPT48rVQ== 0000919574-10-003491.txt : 20100517 0000919574-10-003491.hdr.sgml : 20100517 20100517124212 ACCESSION NUMBER: 0000919574-10-003491 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100517 DATE AS OF CHANGE: 20100517 EFFECTIVENESS DATE: 20100517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KINGDON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001000097 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04575 FILM NUMBER: 10836923 BUSINESS ADDRESS: STREET 1: 157 WEST 57TH STREET 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2123330100 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET 50 FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: KINGDON CAPITAL MANAGEMENT CORP DATE OF NAME CHANGE: 19960408 13F-HR 1 d1098747_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment: |_|; Amendment Number: This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Kingdon Capital Management, L.L.C. Address: 152 West 57th Street New York, New York 10019 13F File Number: 28-04575 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: William Walsh Title: Chief Financial Officer Phone: (212) 333-0100 Signature, Place and Date of Signing: /s/ William Walsh New York, New York May 17, 2010 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 242 Form 13F Information Table Value Total: $4,696,018 (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name - --- -------------------- ---- 1 28-10584 Kingdon Associates 2 28-10583 M. Kingdon Offshore Ltd. 3 28-10842 Kingdon Family Partnership, L.P.
FORM 13F INFORMATION TABLE Kingdon Capital Management, L.L.C. March 31, 2010 COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1,000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ACACIA RESH CORP ACACIA TCH COM 003881307 18,211 1,681,523 SHS Shared-Other 1,2,3 1,681,523 ADVANCED ENERGY INDS COM 007973100 248 15,000 SHS Shared-Other 1,2,3 15,000 AETNA INC NEW COM 00817Y108 35,110 1,000,000 SHS Shared-Other 1,2,3 1,000,000 AK STL HLDG CORP COM 001547108 4,572 200,000 SHS Shared-Other 1,2,3 200,000 ALBEMARLE CORP COM 012653101 14,921 350,000 SHS Shared-Other 1,2,3 350,000 ALBERTO CULVER CO NEW COM 013078100 785 30,000 SHS Shared-Other 1,2,3 30,000 ALTERA CORP COM 021441100 9,720 400,000 PUT Shared-Other 1,2,3 400,000 AMERICAN WTR WKS CO INC NEW COM 030420103 12,199 560,600 SHS Shared-Other 1,2,3 560,600 AMGEN INC COM 031162100 40,637 680,000 SHS Shared-Other 1,2,3 680,000 AMPHENOL CORP NEW CL A 032095101 6,329 150,000 PUT Shared-Other 1,2,3 150,000 APPLE INC COM 037833100 105,944 451,000 SHS Shared-Other 1,2,3 451,000 APPLE INC COM 037833100 47,000 200,000 CALL Shared-Other 1,2,3 200,000 APPLIED MATLS INC COM 038222105 891 66,231 SHS Shared-Other 1,2,3 66,231 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 8,782 200,000 SHS Shared-Other 1,2,3 200,000 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 43,910 1,000,000 CALL Shared-Other 1,2,3 1,000,000 ARROW ELECTRS INC COM 042735100 6,026 200,000 PUT Shared-Other 1,2,3 200,000 ATHEROS COMMUNICATIONS INC COM 04743P108 34,839 900,000 PUT Shared-Other 1,2,3 900,000 AVIS BUDGET GROUP COM 053774105 1,015 88,300 SHS Shared-Other 1,2,3 88,300 AVNET INC COM 053807103 12,000 400,000 PUT Shared-Other 1,2,3 400,000 AXT INC COM 00246W103 597 187,000 SHS Shared-Other 1,2,3 187,000 BANK OF AMERICA CORPORATION COM 060505104 37,485 2,100,000 SHS Shared-Other 1,2,3 2,100,000 BANK OF AMERICA CORPORATION COM 060505104 26,775 1,500,000 PUT Shared-Other 1,2,3 1,500,000 BANK OF AMERICA CORPORATION COM 060505104 44,625 2,500,000 CALL Shared-Other 1,2,3 2,500,000 BPZ RESOURCES INC COM 055639108 1,617 220,000 SHS Shared-Other 1,2,3 220,000 CANADIAN SOLAR INC COM 136635109 2,309 95,100 SHS Shared-Other 1,2,3 95,100 CBS CORP NEW CL B 124857202 11,162 800,700 SHS Shared-Other 1,2,3 800,700 CEPHALON INC COM 156708109 47,243 697,000 SHS Shared-Other 1,2,3 697,000 CF INDS HLDGS INC COM 125269100 15,957 175,000 SHS Shared-Other 1,2,3 175,000 CHARMING SHOPPES INC COM 161133103 3,822 700,000 SHS Shared-Other 1,2,3 700,000 CHECK POINT SOFTWARE TECH LT ORD M22465104 43,737 1,248,200 SHS Shared-Other 1,2,3 1,248,200 CHIPOTLE MEXICAN GRILL INC COM 169656105 11,952 106,081 SHS Shared-Other 1,2,3 106,081 CIGNA CORP COM 125509109 36,580 1,000,000 SHS Shared-Other 1,2,3 1,000,000 CISCO SYS INC COM 17275R102 2,603 100,000 SHS Shared-Other 1,2,3 100,000 COCA COLA CO COM 191216100 9,075 165,000 SHS Shared-Other 1,2,3 165,000 COCA COLA ENTERPRISES INC COM 191219104 2,904 105,000 SHS Shared-Other 1,2,3 105,000 COGO GROUP INC COM 192448108 3,485 500,000 SHS Shared-Other 1,2,3 500,000 COMCAST CORP NEW CL A 20030N101 4,385 233,000 SHS Shared-Other 1,2,3 233,000 COMERICA INC COM 200340107 34,236 900,000 PUT Shared-Other 1,2,3 900,000 COMPASS MINERALS INTL INC COM 20451N101 10,552 131,518 SHS Shared-Other 1,2,3 131,518 CONAGRA FOODS INC COM 205887102 9,288 370,500 SHS Shared-Other 1,2,3 370,500 CONOCOPHILLIPS COM 20825C104 25,585 500,000 CALL Shared-Other 1,2,3 500,000 CONSOL ENERGY INC COM 20854P109 12,798 300,000 SHS Shared-Other 1,2,3 300,000 BARD C R INC COM 067383109 25,986 300,000 SHS Shared-Other 1,2,3 300,000 CREE INC COM 225447101 14,044 200,000 PUT Shared-Other 1,2,3 200,000 CYPRESS SEMICONDUCTOR CORP COM 232806109 3,459 300,000 PUT Shared-Other 1,2,3 300,000 DANA HOLDING CORP COM 235825205 4,693 395,000 SHS Shared-Other 1,2,3 395,000 DARDEN RESTAURANTS INC COM 237194105 1,167 26,200 SHS Shared-Other 1,2,3 26,200 DEL MONTE FOODS CO COM 24522P103 3,733 255,700 SHS Shared-Other 1,2,3 255,700 DISH NETWORK CORP CL A 25470M109 16,099 774,000 SHS Shared-Other 1,2,3 774,000 DOLE FOOD CO INC NEW COM 256603101 4,148 350,000 SHS Shared-Other 1,2,3 350,000 DOW CHEM CO COM 260543103 11,828 400,000 SHS Shared-Other 1,2,3 400,000 DOW CHEM CO COM 260543103 20,700 700,000 CALL Shared-Other 1,2,3 700,000 DR PEPPER SNAPPLE GROUP INC COM 26138E109 7,052 200,516 SHS Shared-Other 1,2,3 200,516 DURECT CORP COM 266605104 8,671 2,900,000 SHS Shared-Other 1,2,3 2,900,000 EMCORE CORP COM 290846104 5,871 4,852,041 SHS Shared-Other 1,2,3 4,852,041 ENERGY CONVERSION DEVICES IN COM 292659109 3,397 435,000 SHS Shared-Other 1,2,3 435,000 ENSCO INTL PLC SPONSORED ADR 29358Q109 13,434 300,000 SHS Shared-Other 1,2,3 300,000 ENZON PHARMACEUTICALS INC COM 293904108 10,150 1,000,000 SHS Shared-Other 1,2,3 1,000,000 LAUDER ESTEE COS INC CL A 518439104 8,141 125,500 SHS Shared-Other 1,2,3 125,500 F5 NETWORKS INC COM 315616102 36,979 600,000 PUT Shared-Other 1,2,3 600,000 FIBRIA CELULOSE S A SP ADR REP COM 31573A109 5,470 250,000 SHS Shared-Other 1,2,3 250,000 FIFTH THIRD BANCORP COM 316773100 13,560 1,000,000 PUT Shared-Other 1,2,3 1,000,000 FINISAR CORP COM NEW 31787A507 854 54,398 SHS Shared-Other 1,2,3 54,398 FIRST SOLAR INC COM 336433107 17,171 140,000 PUT Shared-Other 1,2,3 140,000 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 9,506 200,000 SHS Shared-Other 1,2,3 200,000 FORMFACTOR INC COM 346375108 10,478 590,000 SHS Shared-Other 1,2,3 590,000 GENERAL MLS INC COM 370334104 49,983 706,070 SHS Shared-Other 1,2,3 706,070 GENZYME CORP COM 372917104 46,647 900,000 SHS Shared-Other 1,2,3 900,000 GILEAD SCIENCES INC COM 375558103 36,384 800,000 SHS Shared-Other 1,2,3 800,000 GOLDMAN SACHS GROUP INC COM 38141G104 12,797 75,000 CALL Shared-Other 1,2,3 75,000 GOODYEAR TIRE & RUBR CO COM 382550101 13,651 1,080,000 SHS Shared-Other 1,2,3 1,080,000 GT SOLAR INTL INC COM 3623E0209 3,642 695,000 SHS Shared-Other 1,2,3 695,000 HALLIBURTON CO COM 406216101 9,039 300,000 SHS Shared-Other 1,2,3 300,000 HANSEN NAT CORP COM 411310105 1,734 40,000 SHS Shared-Other 1,2,3 40,000 HARLEY DAVIDSON INC COM 412822108 10,526 375,000 SHS Shared-Other 1,2,3 375,000 HARRY WINSTON DIAMOND CORP COM 41587B100 1,300 131,845 SHS Shared-Other 1,2,3 131,845 HARTFORD FINL SVCS GROUP INC COM 416515104 14,210 500,000 SHS Shared-Other 1,2,3 500,000 HERSHEY CO COM 427866108 3,853 90,000 SHS Shared-Other 1,2,3 90,000 HERTZ GLOBAL HOLDINGS INC COM 42805T105 5,586 559,200 SHS Shared-Other 1,2,3 559,200 HEINZ H J CO COM 423074103 35,404 776,240 SHS Shared-Other 1,2,3 776,240 HOME DEPOT INC COM 437076102 22,645 700,000 SHS Shared-Other 1,2,3 700,000 HONEYWELL INTL INC COM 438516106 9,054 200,000 SHS Shared-Other 1,2,3 200,000 IMAX CORP COM 45245E109 14,846 825,259 SHS Shared-Other 1,2,3 825,259 IMMUNOGEN INC COM 45253H101 8,902 1,101,743 SHS Shared-Other 1,2,3 1,101,743 INFINERA CORPORATION COM 45667G103 3,830 450,000 SHS Shared-Other 1,2,3 450,000 INGERSOLL-RAND PLC SHS G47791101 16,563 475,000 SHS Shared-Other 1,2,3 475,000 INSPIRE PHARMACEUTICALS INC COM 457733103 18,720 3,000,000 SHS Shared-Other 1,2,3 3,000,000 INTEL CORP COM 458140100 44,520 2,000,000 SHS Shared-Other 1,2,3 2,000,000 INTERMUNE INC COM 45884X103 31,115 700,000 SHS Shared-Other 1,2,3 700,000 INTL PAPER CO COM 460146103 6,153 250,000 SHS Shared-Other 1,2,3 250,000 INTERNATIONAL BUSINESS MACHS COM 459200101 38,475 300,000 PUT Shared-Other 1,2,3 300,000 ISHARES TR INDEX RUSSELL 2000 464287655 54,242 800,000 PUT Shared-Other 1,2,3 800,000 J2 GLOBAL COMMUNICATIONS INC COM NEW 46626E205 16,345 700,000 SHS Shared-Other 1,2,3 700,000 JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 2,790 500,000 SHS Shared-Other 1,2,3 500,000 HENRY JACK & ASSOC INC COM 426281101 7,215 300,000 SHS Shared-Other 1,2,3 300,000 JOY GLOBAL INC COM 481165108 11,320 200,000 SHS Shared-Other 1,2,3 200,000 JPMORGAN CHASE & CO COM 46625H100 22,375 500,000 SHS Shared-Other 1,2,3 500,000 JPMORGAN CHASE & CO COM 46625H100 77,865 1,740,000 CALL Shared-Other 1,2,3 1,740,000 JUNIPER NETWORKS INC COM 48203R104 9,204 300,000 PUT Shared-Other 1,2,3 300,000 KAR AUCTION SVCS INC COM 48238T109 6,024 400,000 SHS Shared-Other 1,2,3 400,000 KOHLS CORP COM 500255104 5,478 100,000 SHS Shared-Other 1,2,3 100,000 KRAFT FOODS INC CL A 50075N104 19,212 635,302 SHS Shared-Other 1,2,3 635,302 KRATON PERFORMANCE POLYMERS COM 50077C106 10,716 600,000 SHS Shared-Other 1,2,3 600,000 LAS VEGAS SANDS CORP COM 517834107 21,150 1,000,000 SHS Shared-Other 1,2,3 1,000,000 LEAR CORP COM NEW 521865204 11,903 150,000 SHS Shared-Other 1,2,3 150,000 LIBERTY GLOBAL INC COM SER A 530555101 29,160 1,000,000 SHS Shared-Other 1,2,3 1,000,000 LIMELIGHT NETWORKS INC COM 53261M104 3,643 998,000 SHS Shared-Other 1,2,3 998,000 LOWES COS INC COM 548661107 7,272 300,000 SHS Shared-Other 1,2,3 300,000 LUBRIZOL CORP COM 549271104 11,465 125,000 SHS Shared-Other 1,2,3 125,000 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 14,294 700,000 PUT Shared-Other 1,2,3 700,000 MASIMO CORP COM 574795100 2,692 101,400 SHS Shared-Other 1,2,3 101,400 MASSEY ENERGY CORP COM 576206106 19,609 375,000 SHS Shared-Other 1,2,3 375,000 MASTERCARD INC CL A 57636Q104 5,080 20,000 SHS Shared-Other 1,2,3 20,000 MATTEL INC COM 577081102 9,100 400,000 SHS Shared-Other 1,2,3 400,000 MAXWELL TECHNOLOGIES INC COM 577767106 15,406 1,243,408 SHS Shared-Other 1,2,3 1,243,408 MCCORMICK & CO INC COM NON VTG 579780206 791 20,619 SHS Shared-Other 1,2,3 20,619 MCDONALDS CORP COM 580135101 35,695 535,000 SHS Shared-Other 1,2,3 535,000 MEAD JOHNSON NUTRITION CO COM 582839106 10,271 197,400 SHS Shared-Other 1,2,3 197,400 MEDIACOM COMMUNICATIONS CORP CL A 58446K105 1,698 285,300 SHS Shared-Other 1,2,3 285,300 MEDIDATA SOLUTIONS INC COM 58471A105 17,068 1,122,863 SHS Shared-Other 1,2,3 1,122,863 MEDTRONIC INC COM 585055106 44,715 993,000 SHS Shared-Other 1,2,3 993,000 MELLANOX TECHNOLOGIES LTD SHS M51363113 3,097 131,490 SHS Shared-Other 1,2,3 131,490 MEMC ELECTR MATLS INC COM 552715104 6,132 400,000 SHS Shared-Other 1,2,3 400,000 MERCK & CO INC NEW COM 58933Y105 44,820 1,200,000 SHS Shared-Other 1,2,3 1,200,000 MICROCHIP TECHNOLOGY INC COM 595017104 8,448 300,000 PUT Shared-Other 1,2,3 300,000 MICRON TECHNOLOGY INC COM 595112103 41,440 4,000,000 SHS Shared-Other 1,2,3 4,000,000 MOLEX INC COM 608554101 6,258 300,000 PUT Shared-Other 1,2,3 300,000 MONSTER WORLDWIDE INC COM 611742107 16,610 1,000,000 SHS Shared-Other 1,2,3 1,000,000 MOSAIC CO COM 61945A107 6,077 100,000 SHS Shared-Other 1,2,3 100,000 MUELLER WTR PRODS INC COM SER A 624758108 1,076 225,000 SHS Shared-Other 1,2,3 225,000 NALCO HOLDING COMPANY COM 62985Q101 9,002 370,000 SHS Shared-Other 1,2,3 370,000 NCR CORP NEW COM 62886E108 37,655 2,728,618 SHS Shared-Other 1,2,3 2,728,618 NETGEAR INC COM 64111Q104 5,220 200,000 PUT Shared-Other 1,2,3 200,000 NETLOGIC MICROSYSTEMS INC COM 64118B100 23,544 800,000 PUT Shared-Other 1,2,3 800,000 NEUSTAR INC CL A 64126X201 12,600 500,000 SHS Shared-Other 1,2,3 500,000 NEWELL RUBBERMAID INC COM 651229106 32,298 2,124,851 SHS Shared-Other 1,2,3 2,124,851 NEWFIELD EXPL CO COM 651290108 3,904 75,000 SHS Shared-Other 1,2,3 75,000 NEWS CORP CL A 65248E104 15,840 1,100,000 SHS Shared-Other 1,2,3 1,100,000 NEXXUS LIGHTING INC COM 65338E105 1,038 300,000 SHS Shared-Other 1,2,3 300,000 NIKE INC CL B 654106103 12,863 175,000 SHS Shared-Other 1,2,3 175,000 NOBLE ENERGY INC COM 655044105 7,300 100,000 SHS Shared-Other 1,2,3 100,000 NOVELLUS SYS INC COM 670008101 9,996 400,000 PUT Shared-Other 1,2,3 400,000 NYSE EURONEXT COM 629491101 22,208 750,000 SHS Shared-Other 1,2,3 750,000 O2MICRO INTERNATIONAL LTD SPONS ADR 67107W100 685 100,000 SHS Shared-Other 1,2,3 100,000 OCCIDENTAL PETE CORP DEL COM 674599105 8,454 100,000 SHS Shared-Other 1,2,3 100,000 OCLARO INC COM 67555N107 1,910 699,703 SHS Shared-Other 1,2,3 699,703 OFFICEMAX INC DEL COM 67622P101 4,516 275,000 SHS Shared-Other 1,2,3 275,000 OMNIVISION TECHNOLOGIES INC COM 682128103 6,872 400,000 PUT Shared-Other 1,2,3 400,000 OPNEXT INC COM 68375V105 2,350 1,000,000 SHS Shared-Other 1,2,3 1,000,000 OPTIBASE LTD ORD M7524R108 583 425,200 SHS Shared-Other 1,2,3 425,200 O REILLY AUTOMOTIVE INC COM 686091109 13,139 315,000 SHS Shared-Other 1,2,3 315,000 PANERA BREAD CO CL A 69840W108 10,291 134,525 SHS Shared-Other 1,2,3 134,525 PATRIOT COAL CORP COM 70336T104 4,092 200,000 SHS Shared-Other 1,2,3 200,000 PEPSICO INC COM 713448108 13,232 200,000 SHS Shared-Other 1,2,3 200,000 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 44,500 1,000,000 PUT Shared-Other 1,2,3 1,000,000 P F CHANGS CHINA BISTRO INC COM 69333Y108 2,612 59,200 SHS Shared-Other 1,2,3 59,200 PHILLIPS VAN HEUSEN CORP COM 718592108 16,061 280,000 SHS Shared-Other 1,2,3 280,000 PNC FINL SVCS GROUP INC COM 693475105 38,805 650,000 SHS Shared-Other 1,2,3 650,000 PNC FINL SVCS GROUP INC COM 693475105 29,850 500,000 PUT Shared-Other 1,2,3 500,000 POTASH CORP SASK INC COM 73755L107 11,935 100,000 SHS Shared-Other 1,2,3 100,000 POWER INTEGRATIONS INC COM 739276103 8,240 200,000 PUT Shared-Other 1,2,3 200,000 POWER-ONE INC COM 739308104 5,377 1,283,200 SHS Shared-Other 1,2,3 1,283,200 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 341,936 7,100,000 PUT Shared-Other 1,2,3 7,100,000 PRIDE INTL INC DEL COM 74153Q102 4,517 150,000 SHS Shared-Other 1,2,3 150,000 PROCTER & GAMBLE CO COM 742718109 43,055 680,500 SHS Shared-Other 1,2,3 680,500 QUALCOMM INC COM 747525103 10,495 250,000 SHS Shared-Other 1,2,3 250,000 RADIOSHACK CORP COM 750438103 18,670 825,000 SHS Shared-Other 1,2,3 825,000 RAE SYS INC COM 75061P102 1,710 2,097,600 SHS Shared-Other 1,2,3 2,097,600 RESEARCH IN MOTION LTD COM 760975102 7,395 100,000 SHS Shared-Other 1,2,3 100,000 RESEARCH IN MOTION LTD COM 760975102 14,794 200,000 PUT Shared-Other 1,2,3 200,000 RIVERBED TECHNOLOGY INC COM 768573107 8,520 300,000 PUT Shared-Other 1,2,3 300,000 ROVI CORP COM 779376102 93,720 2,524,108 SHS Shared-Other 1,2,3 2,524,108 RUBICON TECHNOLOGY INC COM 78112T107 6,767 335,000 SHS Shared-Other 1,2,3 335,000 SANDISK CORP COM 80004C101 6,926 200,000 PUT Shared-Other 1,2,3 200,000 SAVIENT PHARMACEUTICALS INC COM 80517Q100 16,967 1,175,000 SHS Shared-Other 1,2,3 1,175,000 SCHLUMBERGER LTD COM 806857108 38,076 600,000 SHS Shared-Other 1,2,3 600,000 SCHWAB CHARLES CORP NEW COM 808513105 16,821 900,000 SHS Shared-Other 1,2,3 900,000 SEAGATE TECHNOLOGY SHS G7945J104 12,775 700,000 SHS Shared-Other 1,2,3 700,000 SEI INVESTMENTS CO COM 784117103 6,591 300,000 SHS Shared-Other 1,2,3 300,000 SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084864 4,200 700,000 SHS Shared-Other 1,2,3 700,000 SKYWORKS SOLUTIONS INC COM 83088M102 6,240 400,000 PUT Shared-Other 1,2,3 400,000 SMITH INTL INC COM 832110100 12,846 300,000 SHS Shared-Other 1,2,3 300,000 SOLARFUN POWER HOLDINGS CO L SPONSORED ADR 83415U108 5,828 743,400 SHS Shared-Other 1,2,3 743,400 SOLUTIA INC COM NEW 834376501 9,666 600,000 SHS Shared-Other 1,2,3 600,000 SONOSITE INC COM 83568G104 9,621 300,000 SHS Shared-Other 1,2,3 300,000 SPDR SERIES TRUST SPDR KBW BK ETF 78464A797 64,525 2,500,000 PUT Shared-Other 1,2,3 2,500,000 SPDR SERIES TRUST KBW REGN BK ETF 78464A698 26,220 1,000,000 PUT Shared-Other 1,2,3 1,000,000 SPDR S&P 500 ETF TR UNIT SER 1 S&P, 78462F103 468,000 4,000,000 PUT Shared-Other 1,2,3 4,000,000 SPREADTRUM COMMUNICATIONS IN ADR 849415203 3,524 630,365 SHS Shared-Other 1,2,3 630,365 SPRINT NEXTEL CORP COM SER 1 852061100 28,861 7,594,900 SHS Shared-Other 1,2,3 7,594,900 ST JOE CO COM 790148100 9,786 302,500 SHS Shared-Other 1,2,3 302,500 ST JUDE MED INC COM 790849103 47,064 1,146,500 SHS Shared-Other 1,2,3 1,146,500 STARBUCKS CORP COM 855244109 5,216 215,000 SHS Shared-Other 1,2,3 215,000 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 9,382 201,159 SHS Shared-Other 1,2,3 201,159 STARWOOD PPTY TR INC COM 85571B105 6,562 340,000 SHS Shared-Other 1,2,3 340,000 STRYKER CORP COM 863667101 34,418 601,500 SHS Shared-Other 1,2,3 601,500 SUNPOWER CORP COM CL A 867652109 4,743 251,638 SHS Shared-Other 1,2,3 251,638 SUNTRUST BKS INC COM 867914103 33,488 1,250,000 PUT Shared-Other 1,2,3 1,250,000 SUPERVALU INC COM 868536103 2,085 125,000 SHS Shared-Other 1,2,3 125,000 SYMANTEC CORP COM 871503108 33,820 2,000,000 SHS Shared-Other 1,2,3 2,000,000 SYMETRA FINL CORP COM 87151Q106 4,613 350,000 SHS Shared-Other 1,2,3 350,000 SYSCO CORP COM 871829107 15,340 520,000 SHS Shared-Other 1,2,3 520,000 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 2,098 200,000 SHS Shared-Other 1,2,3 200,000 TARGET CORP COM 87612E106 24,459 465,000 SHS Shared-Other 1,2,3 465,000 TARGET CORP COM 87612E106 26,300 500,000 CALL Shared-Other 1,2,3 500,000 TENARIS S A SPONSORED ADR 88031M109 6,978 162,500 SHS Shared-Other 1,2,3 162,500 TEXAS INSTRS INC COM 882508104 2,447 100,000 SHS Shared-Other 1,2,3 100,000 TEXAS ROADHOUSE INC COM 882681109 695 50,000 SHS Shared-Other 1,2,3 50,000 TRANSATLANTIC HLDGS INC COM 893521104 7,920 150,000 SHS Shared-Other 1,2,3 150,000 TRINA SOLAR LIMITED SPON ADR 89628E104 8,397 344,000 SHS Shared-Other 1,2,3 344,000 TYSON FOODS INC CL A 902494103 1,436 75,000 SHS Shared-Other 1,2,3 75,000 ULTRATECH INC COM 904034105 5,392 396,747 SHS Shared-Other 1,2,3 396,747 UNITED ONLINE INC COM 911268100 7,480 1,000,000 SHS Shared-Other 1,2,3 1,000,000 UNITED STATES STL CORP NEW COM 912909108 12,704 200,000 SHS Shared-Other 1,2,3 200,000 UNITED THERAPEUTICS CORP DEL COM 91307C102 30,432 550,000 SHS Shared-Other 1,2,3 550,000 UNITED THERAPEUTICS CORP DEL COM 91307C102 22,132 400,000 CALL Shared-Other 1,2,3 400,000 UNITEDHEALTH GROUP INC COM 91324P102 39,171 1,199,000 SHS Shared-Other 1,2,3 1,199,000 UNITEDHEALTH GROUP INC COM 91324P102 19,194 587,500 CALL Shared-Other 1,2,3 587,500 URBAN OUTFITTERS INC COM 917047102 3,803 100,000 SHS Shared-Other 1,2,3 100,000 VALE S A ADR 91912E105 32,190 1,000,000 CALL Shared-Other 1,2,3 1,000,000 VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 8,280 250,000 PUT Shared-Other 1,2,3 250,000 VEECO INSTRS INC DEL COM 922417100 48,104 1,106,863 SHS Shared-Other 1,2,3 1,106,863 VEECO INSTRS INC DEL COM 922417100 15,218 350,000 PUT Shared-Other 1,2,3 350,000 VERISIGN INC COM 92343E102 26,010 1,000,000 SHS Shared-Other 1,2,3 1,000,000 VERISK ANALYTICS INC CL A 92345Y106 16,749 595,000 SHS Shared-Other 1,2,3 595,000 VIRGIN MEDIA INC COM 92769L101 26,427 1,530,225 SHS Shared-Other 1,2,3 1,530,225 VISION-SCIENCES INC DEL COM 927912105 1,504 1,617,097 SHS Shared-Other 1,2,3 1,617,097 WELLPOINT INC COM 94973V107 44,841 696,500 SHS Shared-Other 1,2,3 696,500 WELLPOINT INC COM 94973V107 32,190 500,000 CALL Shared-Other 1,2,3 500,000 WELLS FARGO & CO NEW COM 949746101 31,120 1,000,000 CALL Shared-Other 1,2,3 1,000,000 WENDYS ARBYS GROUP INC COM 950587105 3,066 613,200 SHS Shared-Other 1,2,3 613,200 WESTERN DIGITAL CORP COM 958102105 17,546 450,000 PUT Shared-Other 1,2,3 450,000 WESTERN UN CO COM 959802109 8,480 500,000 SHS Shared-Other 1,2,3 500,000 WINN DIXIE STORES INC COM NEW 974280307 2,186 175,000 SHS Shared-Other 1,2,3 175,000 WONDER AUTO TECHNOLOGY INC COM 978166106 1,323 125,000 SHS Shared-Other 1,2,3 125,000 GRACE W R & CO DEL NEW COM 38388F108 5,552 200,000 SHS Shared-Other 1,2,3 200,000 XILINX INC COM 983919101 12,750 500,000 PUT Shared-Other 1,2,3 500,000 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 4,459 350,000 SHS Shared-Other 1,2,3 350,000 YUM BRANDS INC COM 988498101 11,116 290,000 SHS Shared-Other 1,2,3 290,000 ZHONE TECHNOLOGIES INC NEW COM NEW 98950P884 284 104,650 SHS Shared-Other 1,2,3 104,650 ZIMMER HLDGS INC COM 98956P102 35,153 593,800 SHS Shared-Other 1,2,3 593,800 ZIONS BANCORPORATION COM 989701107 21,840 1,000,000 PUT Shared-Other 1,2,3 1,000,000
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