-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IQmHqNBgnIzu3AgUST/Y+fiDmaN23397Yyc5VJfEAHVcC6N6O3JtRQzaQYnRRxVg ZkoIJ/zRZDPoZ6bJURvTlQ== 0000902584-10-000114.txt : 20100514 0000902584-10-000114.hdr.sgml : 20100514 20100514163216 ACCESSION NUMBER: 0000902584-10-000114 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100514 DATE AS OF CHANGE: 20100514 EFFECTIVENESS DATE: 20100514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORY RESEARCH INC CENTRAL INDEX KEY: 0000902584 IRS NUMBER: 132831881 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05637 FILM NUMBER: 10834088 BUSINESS ADDRESS: STREET 1: 180 N. STETSON STREET STREET 2: STE 5500 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3125651414 MAIL ADDRESS: STREET 1: 180 N. STETSON STREET STREET 2: SUITE 5780 CITY: CHICAGO STATE: IL ZIP: 60601 13F-HR 1 ari1q13fhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended: March 31, 2010 Check here if Amendment: [ ] # ____ This Amendment [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Advisory Research, Inc. Address: 180 North Stetson, Suite 5500 Chicago, IL 60601 13F File Number: 028-05637 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this report on behalf of the Reporting Manager: Name: Brien M. O'Brien Title: Chairman & CEO Phone: 312-565-1414 Signature, Place and Date of Signing: /s/ Brien M. O'Brien, Chairman & CEO Chicago, IL May 14, 2010 - ------------------------------------ ----------- ------------ Signature / Title City, State Date Report Type: [X] 13F HOLDINGS REPORT. Securities with an aggregate market value of $200,000 and above are reported in this report. [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE ADVISORY RESEARCH INC. Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 222 Form 13F Information Table Total Value ('000): 4971644 List of Other Managers: NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F FORM 13F HOLDINGS REPORT Report for the Quarter Ended: March 31, 2010 ADVISORY RESEARCH, INC. FORM 13F INFOMRATION TABLE NAME OF ISSUER TITLE CUSIP VALUE SH/P PUT/ INV OTR VOTE AUTHTY OF CL AMT('000) CALL DSC MGR SOLE SHRD NONE A D C TELECOMMUNIC COM 000886309 76000 10396658 SOLE 10396658 A T & T INC COM 00206R102 801 31004 SOLE 31004 ACCENTURE PLC CL A G1151C101 734 17500 SOLE 17500 ALBANY MOLECULAR COM 012423109 36655 4389792 SOLE 4389792 ALCOA INC COM 013817101 2570 180500 SOLE 180500 ALLEGHENY TECHNOLOG COM 01741R102 50349 932566 SOLE 932566 AMERCO INC COM 023586100 24289 447390 SOLE 447390 AMERICAN PHYSICIANS COM 028882108 4352 174077 SOLE 174077 AMERICAN RAILCAR COM 02916P103 31486 2589293 SOLE 2589293 AMERICREDIT CORP COM 03060R101 136842 5759345 SOLE 5759345 AMERIGAS PARTNERS UNIT 030975106 778 19400 SOLE 19400 AMERON INC COM 030710107 35873 570416 SOLE 570416 ANALOGIC CORP COM 032657207 46288 1083276 SOLE 1083276 ANDERSONS INC COM 034164103 1819 54330 SOLE 54330 APACHE CORP COM 037411105 520 5127 SOLE 5127 APARTMENT INVT & MG CL A 03748R101 448 24355 SOLE 24355 APPLE INC COM 037833100 557 2372 SOLE 2372 ARMSTRONG WORLD IND COM 04247X102 1343 37000 SOLE 37000 ASSISTED LIVING CON CL A 04544X300 40440 1231417 SOLE 1231417 AVALON HLDGS CORP CL A 05343P109 1281 375703 SOLE 375703 AVATAR HOLDINGS INC COM 053494100 1496 68808 SOLE 68808 AVNET INC COM 053807103 150871 5029028 SOLE 5029028 BANCO LATINOAMERICN SHS E P16994132 3036 211395 SOLE 211395 BANK AMER CORP COM 060505104 3349 187612 SOLE 187612 BANK OF NEW YORK COM 064058100 1397 45225 SOLE 45225 BARNWELL INDS INC COM 068221100 357 82149 SOLE 82149 BECTON DICKINSON COM 075887109 2519 31999 SOLE 31999 BENEFICIAL MUTUAL COM 08173R104 15319 1615893 SOLE 1615893 BERKLEY W R CORP COM 084423102 30332 1162588 SOLE 1162588 BERKSHIRE HATHAWAY CL A 084670108 11815 97 SOLE 97 BERKSHIRE HATHAWAY CL B 084670702 17421 214361 SOLE 214361 BEXIL CORP COM 088577101 2271 88200 SOLE 88200 BOSS HLDGS INC COM 10011B101 933 138150 SOLE 138150 BOSWELL J G CO COM 101205102 1113 1781 SOLE 1781 BRINKS HOME SEC HLD COM 109699108 7516 176634 SOLE 176634 CABOT OIL & GAS COM 127097103 134157 3645559 SOLE 3645559 CAGLES INC CL A CL A 127703106 1906 316649 SOLE 316649 CAPITOL FED FINL COM 14057C106 82791 2210108 SOLE 2210108 CARRIZO OIL & GAS COM 144577103 50961 2220521 SOLE 2220521 CASEYS GEN STORES COM 147528103 79244 2523683 SOLE 2523683 CATERPILLAR INC COM 149123101 13405 213290 SOLE 213290 CENTER FINL CORP COM 15146E102 1639 338002 SOLE 338002 CENTERPOINT ENERGY COM 15189T107 2581 179748 SOLE 179748 CENTURYTEL INC COM 156700106 77054 2172970 SOLE 2172970 CEPHALON INC COM 156708109 744 10984 SOLE 10984 CERADYNE INC COM 156710105 7395 325655 SOLE 325655 CHEVIOT FINL CORP COM 166774109 2093 227005 SOLE 227005 CHEVRON CORPORATION COM 166764100 16031 211409 SOLE 211409 CHICAGO RIVET & MAC COM 168088102 998 65700 SOLE 65700 CHICOS FAS INC COM 168615102 24208 1678752 SOLE 1678752 CIT GROUP INC COM 125581801 35535 912095 SOLE 912095 CNX GAS CORP COM 12618H309 37352 981643 SOLE 981643 COAST DISTRIBUTION COM 190345108 260 64956 SOLE 64956 COMCAST CORP CL A CL A 20030N101 15418 818793 SOLE 818793 COMMERCIAL METALS COM 201723103 33628 2232919 SOLE 2232919 COMMUNICATIONS SYS COM 203900105 3600 278422 SOLE 278422 COMSTOCK RESOURCES COM 205768203 882 27730 SOLE 27730 CONSOLIDATED COMM COM 209034107 790 41670 SOLE 41670 CONTANGO OIL & GAS COM 21075N204 944 18465 SOLE 18465 CONTINENTAL RESOUR COM 212015101 2979 70000 SOLE 70000 CVB FINL CORP COM 126600105 1243 125150 SOLE 125150 D R HORTON INC COM 23331A109 911 72276 SOLE 72276 DELTIC TIMBER CORP COM 247850100 57950 1315561 SOLE 1315561 DENBURY RESOURCES COM 247916208 140639 8336636 SOLE 8336636 E TRADE FINANCIAL COM 269246104 29 17356 SOLE 17356 EASTERN INS HLDGS COM 276534104 5556 547977 SOLE 547977 EATON CORP COM 278058102 1308 17257 SOLE 17257 EL PASO ELEC CO COM 283677854 35016 1699817 SOLE 1699817 ENCORE WIRE CORP COM 292562105 88748 4266744 SOLE 4266744 ENSTAR GROUP LTD COM G3075P101 7421 107301 SOLE 107301 EOG RESOURCES INC COM 26875P101 11181 120308 SOLE 120308 ESPEY MFG & ELECTRS COM 296650104 3608 179482 SOLE 179482 EVOLUTION PETROLEUM COM 30049A107 5978 1288461 SOLE 1288461 EXELON CORP COM 30161N101 254 5798 SOLE 5798 FAMILY DLR STORES COM 307000109 20102 549091 SOLE 549091 FIFTH THIRD BANCORP COM 316773100 45048 3322106 SOLE 3322106 FIRSTCITY FINANCIAL COM 33761X107 840 119997 SOLE 119997 FLIR SYS INC COM 302445101 13596 482466 SOLE 482466 FOOT LOCKER INC COM 344849104 61164 4066750 SOLE 4066750 FOSTER L B CO COM 350060109 2383 82498 SOLE 82498 FRONTIER COMMUNICAT COM 35906A108 650 87334 SOLE 87334 FROZEN FOOD EXPRESS COM 359360104 82 20998 SOLE 20998 GATX CORP COM 361448103 40438 1411458 SOLE 1411458 GOVERNMENT PPTYS COM 38376A103 18152 697879 SOLE 697879 GRANITE CONSTR INC COM 387328107 43604 1442886 SOLE 1442886 GREENE CNTY BANCORP COM 394357107 691 47626 SOLE 47626 HALLWOOD GROUP INC COM 406364406 2931 71955 SOLE 71955 HASBRO INC COM 418056107 1080 28218 SOLE 28218 HEALTHCARE SERVICES COM 421906108 58579 2610475 SOLE 2610475 HEWLETT PACKARD CO COM 428236103 15454 290765 SOLE 290765 HF FINL CORP COM 404172108 966 95608 SOLE 95608 HOME FEDERAL BANC COM 43710G105 8260 569240 SOLE 569240 HUDSON CITY BANCORP COM 443683107 67654 4774419 SOLE 4774419 HUMANA INC COM 444859102 1119 23916 SOLE 23916 HYATT HOTELS CORP CL A 448579102 22264 571447 SOLE 571447 I B M COM 459200101 349 2719 SOLE 2719 IMATION CORP COM 45245A107 5494 499043 SOLE 499043 INVESTORS BANCORP COM 46146P102 119652 9064534 SOLE 9064534 IOWA TELECOMMUNICAT COM 462594201 668 39995 SOLE 39995 J ALEXANDER CORP COM 466096104 2227 532815 SOLE 532815 J.P. MORGAN CHASE COM 46625H100 28180 629711 SOLE 629711 JEFFERIES GROUP INC COM 472319102 97437 4116486 SOLE 4116486 JOHNSON & JOHNSON COM 478160104 13776 211287 SOLE 211287 KAISER ALUMINUM COM 483007704 61468 1593674 SOLE 1593674 KEARNY FINL CORP COM 487169104 2279 218526 SOLE 218526 KINDER MORGAN EGY COM 494550106 4023 61500 SOLE 61500 KROGER CO COM 501044101 1869 86309 SOLE 86309 LADISH INC COM 505754200 1354 67140 SOLE 67140 LEE ENTERPRISES INC COM 523768208 898 320700 SOLE 320700 LEUCADIA NATIONAL COM 527288104 143923 5801005 SOLE 5801005 LIMONEIRA CO COM 532746104 1786 10505 SOLE 10505 LSB CORP COM 50215P100 613 49000 SOLE 49000 MARCUS CORP COM 566330106 30146 2320672 SOLE 2320672 MARINEMAX INC COM 567908108 383 35592 SOLE 35592 MCCORMICK & CO INC COM 579780206 777 20261 SOLE 20261 MCDONALDS CORP COM 580135101 2553 38259 SOLE 38259 MCRAE INDS INC CL A 582757209 1384 130161 SOLE 130161 MEDTRONIC INC COM 585055106 14539 322876 SOLE 322876 MENS WEARHOUSE INC COM 587118100 84026 3509870 SOLE 3509870 MERCK & COMPANY COM 58933Y105 17573 470504 SOLE 470504 MICROSOFT CORP COM 594918104 14830 506370 SOLE 506370 MOLEX INC CL A CL A 608554200 57658 3266727 SOLE 3266727 MOTORCAR PTS & ACC COM 620071100 2995 460698 SOLE 460698 NEW ULM TELECOM COM 649060100 748 143640 SOLE 143640 NGAS RES INC COM 62912T103 2036 1357288 SOLE 1357288 NORTHERN TR CORP COM 665859104 651 11788 SOLE 11788 NORTHROP GRUMMAN COM 666807102 15141 230916 SOLE 230916 OCCIDENTAL PETE COM 674599105 8529 100888 SOLE 100888 OLYMPIC STEEL INC COM 68162K106 28506 873083 SOLE 873083 ONEBEACON INSURANCE CL A G67742109 72930 4227838 SOLE 4227838 ONEOK INC COM 682680103 72136 1580194 SOLE 1580194 ORAMED PHARM INC COM 68403P104 5 10000 SOLE 10000 ORIENTAL FINL GROUP COM 68618W100 8092 599410 SOLE 599410 OVERSEAS SHIPHOLD COM 690368105 61213 1560370 SOLE 1560370 PACIFIC PREMIER COM 69478X105 308 62778 SOLE 62778 PANHANDLE OIL AND CL A 698477106 942 39885 SOLE 39885 PETROHAWK ENERGY COM 716495106 31112 1534140 SOLE 1534140 PETROLEUM DEV CORP COM 716578109 2492 107551 SOLE 107551 PIONEER NATURAL RES COM 723787107 34155 606443 SOLE 606443 PITNEY BOWES INC COM 724479100 747 30571 SOLE 30571 PLAINS ALL AMERN UNIT 726503105 34809 611755 SOLE 611755 PLUM CREEK TIMBER COM 729251108 87925 2259703 SOLE 2259703 POSTROCK ENERGY COM 737525105 939 92164 SOLE 92164 POTASH CORP SASK COM 73755L107 12938 108403 SOLE 108403 PRICESMART INC COM 741511109 12769 549184 SOLE 549184 PROCTER & GAMBLE COM 742718109 2334 36888 SOLE 36888 QUICKSILVER RES COM 74837R104 3034 215625 SOLE 215625 RANGE RES CORP COM 75281A109 54148 1155278 SOLE 1155278 RAYMOND JAMES FIN COM 754730109 80999 3029130 SOLE 3029130 REGENCY AFFILIATES COM 758847305 484 114215 SOLE 114215 REGIONS FINANCIAL COM 7591EP100 59356 7561319 SOLE 7561319 RESOLUTE ENERGY COM 76116A108 67093 5540318 SOLE 5540318 ROCK OF AGES CORP COM 772632105 758 226354 SOLE 226354 ROME BANCORP INC COM 77587P103 1203 140870 SOLE 140870 SCHEID VINEYARDS CL A 806403200 498 33210 SOLE 33210 SCHNITZER STL INDS CL A 806882106 105054 1999891 SOLE 1999891 SHENANDOAH TELECOM COM 82312B106 3931 209115 SOLE 209115 SHOE CARNIVAL INC COM 824889109 6130 268138 SOLE 268138 SL GREEN RLTY CORP COM 78440X101 132168 2307809 SOLE 2307809 SLM CORPORATION COM 78442P106 12181 972959 SOLE 972959 SMUCKER J M CO COM 832696405 14620 242615 SOLE 242615 SOTHEBYS COM 835898107 89528 2879624 SOLE 2879624 SOUTHWESTERN ENERGY COM 845467109 4101 100704 SOLE 100704 SPECTRA ENERGY CORP COM 847560109 8220 364839 SOLE 364839 ST JUDE MED INC COM 790849103 1183 28828 SOLE 28828 STIFEL FINANCIAL COM 860630102 569 10591 SOLE 10591 SUPERIOR UNIFORM COM 868358102 3291 346403 SOLE 346403 SUPREME INDS INC CL A 868607102 247 93631 SOLE 93631 SYMETRA FINL CORP COM 87151Q106 43306 3285705 SOLE 3285705 SYNOVUS FINL CORP COM 87161C105 684 208010 SOLE 208010 SYSCO CORP COM 871829107 14070 476940 SOLE 476940 TANDY BRANDS ACCESS COM 875378101 2534 703998 SOLE 703998 TELLABS INC COM 879664100 77859 10285201 SOLE 10285201 TERRITORIAL BANCORP COM 88145X108 2626 138000 SOLE 138000 TESSCO TECHNOLOGIES COM 872386107 5613 238754 SOLE 238754 TEXAS INDS INC COM 882491103 2443 71500 SOLE 71500 TFS FINANCIAL CORP COM 87240R107 1726 129265 SOLE 129265 THIRD CENTY BANCORP COM 884120106 364 72797 SOLE 72797 TOLL BROTHERS INC COM 889478103 1186 57000 SOLE 57000 TRINITY INDS INC COM 896522109 104113 5216105 SOLE 5216105 TUESDAY MORNING COM 899035505 506 76812 SOLE 76812 ULTRA PETE CORP COM 903914109 30942 663565 SOLE 663565 UMB FINANCIAL CORP COM 902788108 124742 3072464 SOLE 3072464 UNITED FINL BANC COM 91030T109 3980 284687 SOLE 284687 UNITED FIRE & CAS COM 910331107 26046 1447804 SOLE 1447804 UNITED TECHNOLOGIES COM 913017109 16073 218356 SOLE 218356 UNITEDHEALTH GROUP COM 91324P102 12720 389345 SOLE 389345 UNIVERSAL SEC INSTR COM 913821302 175 27351 SOLE 27351 VAIL RESORTS INC COM 91879Q109 135668 3384086 SOLE 3384086 VALERO ENERGY CORP COM 91913Y100 14333 727568 SOLE 727568 VENOCO INC COM 92275P307 1947 151727 SOLE 151727 VODAFONE GROUP PLC COM 92857W209 9174 393580 SOLE 393580 VULCAN INTL CORP COM 929136109 1801 50738 SOLE 50738 WAL MART STORES INC COM 931142103 13739 247111 SOLE 247111 WALGREEN COMPANY COM 931422109 14364 387283 SOLE 387283 WARWICK VALLEY TEL COM 936750108 3568 250758 SOLE 250758 WEBSTER FINL CORP COM 947890109 49577 2834619 SOLE 2834619 WELLS FARGO & CO COM 949746101 2114 67924 SOLE 67924 WESTERN UNION CO COM 959802109 10824 638236 SOLE 638236 WESTFIELD FINANCIAL COM 96008P104 5056 550180 SOLE 550180 WHITE MOUNTAINS INS COM G9618E107 86428 243458 SOLE 243458 WHITING PETE CORP COM 966387102 4042 50000 SOLE 50000 WINDSTREAM CORP COM 97381W104 707 64910 SOLE 64910 WINN DIXIE STORES COM 974280307 77863 6234003 SOLE 6234003 ZIMMER HLDGS INC COM 98956P102 1419 23964 SOLE 23964 ZORAN CORP COM 98975F101 25099 2332611 SOLE 2332611 BANK OF AMERICA *W EXP 060505153 6425 1789800 SOLE 1789800 RESOLUTE ENERGY *W EXP 76116A116 6241 2516466 SOLE 2516466 BANK OF AMERICA CNVPFD 060505682 634 650 SOLE 650 RECKSON SLG PT 6/15 DEB 75621LAJ3 1985 2000000 SOLE 2000000 CARRIZO OIL&GAS NOTE 144577AA1 443 500000 SOLE 500000 PENN VIRGINIA 4.50% NOTE 707882AA4 2820 3000000 SOLE 3000000 PROLOGIS 1.875% NOTE 743410AR3 1414 1500000 SOLE 1500000 PROLOGIS 2.250% NOTE 743410AQ5 2334 2400000 SOLE 2400000 USEC INC 3.000% NOTE 90333EAC2 404 500000 SOLE 500000 EQUITY RESIDENTIAL PFDCNV 29476L883 381 8725 SOLE 8725 WHITING PETROL 6.25 PFDCNV 966387201 2981 15000 SOLE 15000 ISHARES RUSL 2000V RUSL 464287630 2811 44039 SOLE 44039 MFS INTERMARKET INC SH BEN 59318R103 243 29986 SOLE 29986 PENN WEST ENERGY TR TR UN 707885109 340 15801 SOLE 15801 LEGG MASON INC 7.00 UNIT 524901303 4670 146100 SOLE 146100 ISHARES TR US PFD US PFD 464288687 310 8000 SOLE 8000 4971644 222 -----END PRIVACY-ENHANCED MESSAGE-----