-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LsowfY5XzyVy8aBBB3UxoSZqSY57b+L2QvhaigU7nwfkRVqdCmB1o8yybMI3V7vI mwgMouGGuzdhwSEAE1v9NQ== 0001140361-10-021023.txt : 20100513 0001140361-10-021023.hdr.sgml : 20100513 20100513162616 ACCESSION NUMBER: 0001140361-10-021023 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100513 DATE AS OF CHANGE: 20100513 EFFECTIVENESS DATE: 20100513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DRIEHAUS CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000938206 IRS NUMBER: 203634295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04207 FILM NUMBER: 10828892 BUSINESS ADDRESS: STREET 1: 25 EAST ERIE ST CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3125873800 MAIL ADDRESS: STREET 1: 25 EAST ERIE ST CITY: CHICAGO STATE: IL ZIP: 60611 FORMER COMPANY: FORMER CONFORMED NAME: DRIEHAUS CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 19950216 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2010 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Driehaus Capital Management LLC Address: 25 East Erie Street Chicago, IL 60611 Form 13F File Number: 028-04207 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Mary H. Weiss Title: Senior Vice President and Secretary Phone: 312-587-3800 Signature, Place, and Date of Signing: /s/ Chicago, IL 5/13/2010 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 424 Form 13F Information Table Value Total: $ 2,313,760 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------ -------------- --------- -------- ----------------- ---------- -------- ----------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ -------- 51Jobs Inc Adr ADR 316827104 2000 111154 SH X 54521 0 56633 ACME PACKET INC Common 004764106 4776 247738 SH X 188446 0 59292 Acorda Therapeutics Inc Common 00484M106 2048 59892 SH X 45999 0 13893 Acxiom Corp. Common 005125109 4003 223081 SH X 141699 0 81382 Advanced Energy Industries Common 007973100 7341 443283 SH X 333316 0 109967 Advisory Board Co/The Common 00762W107 4235 134441 SH X 85450 0 48991 Aecom Technology Corp. Common 00766T100 1484 52295 SH X 33041 0 19254 Aegean Marine Petroleum Network, ADR Y0017S102 24144 850603 SH X 650629 0 199974 Inc. AFFYMAX INC Common 00826A109 855 36483 SH X 18146 0 18337 Airmedia Group, Inc. - ADR ADR 009411109 405 64805 SH X 13484 0 51321 Alexion Pharmaceuticals, Inc. Common 015351109 5772 106168 SH X 83996 0 22172 Align Technology, Inc. Common 016255101 25573 1322301 SH X 953498 0 368803 Allegheny Technologies, Inc. Common 01741R102 1644 30458 SH X 25394 0 5064 Allegheny Technologies Inc. CNV 01741RAD4 1464 1000000 PRN X 0 0 1000000 Allegiant Travel Co Common 01748X102 4610 79679 SH X 61373 0 18306 Allergan, Inc. Common 018490102 1941 29715 SH X 24711 0 5004 Allscripts-Misys Healthcare Common 01988P108 12058 616460 SH X 468433 0 148027 Alpha Natural Resources, Inc. Common 02076X102 10417 208791 SH X 164961 0 43830 Alpine Intl Real Estate Equity Fund Common 020940409 1137 51414 SH X 0 0 51414 Altisource Portfolio Solutions SA ADR L0175J104 5698 254363 SH X 164594 0 89769 Amazon.Com, Inc. Common 023135106 2679 19735 SH X 16394 0 3341 America Movil - L - ADR ADR 02364W105 6385 126832 SH X 115637 0 11195 American Axle & MFG Holding Common 024061103 5839 585086 SH X 291177 0 293909 AMERICAN OIL & GAS INC Common 028723104 4508 662922 SH X 242385 0 420537 American Superconductor Corp. Common 030111108 366 12650 SH X 4289 0 8361 American Tower Corp. - A Common 029912201 4961 116429 SH X 96986 0 19443 Amerigon Inc Common 03070L300 5267 522019 SH X 260316 0 261703 AMYLIN PHARMACEUTICALS INC CNV 032346AD0 21283 20605000 PRN X 0 0 20605000 Anadarko Petroleum Corp. Common 032511107 2564 35212 SH X 29295 0 5917 AnnTaylor Stores Corp. Common 036115103 5111 246928 SH X 190092 0 56836 Apple, Inc. Common 037833100 12670 53929 SH X 37717 0 16212 Arcsight Inc Common 039666102 2420 85960 SH X 66176 0 19784 Aruba Networks, Inc. Common 043176106 11496 841606 SH X 572513 0 269093 AsiaInfo Holdings, Inc. ADR 04518A104 9210 347689 SH X 284245 0 63444 Atheros Communications Common 04743P108 10143 262022 SH X 193320 0 68702 Atlas Air Worldwide Holdings Common 049164205 6101 114997 SH X 85556 0 29441 Atlas Pipeline Partners-uts. Common 049392103 4533 325668 SH X 207133 0 118535 Au Optronics Corp. - ADR ADR 002255107 943 83264 SH X 51134 0 32130 Bank of America Corp. Common 060505104 4683 262368 SH X 193076 0 69292 Bank of America Corp. PFD 60505682 19091 19580 SH X 0 0 19580 BE Aerospace, Inc. Common 073302101 31666 1039932 SH X 731189 0 308743 Bebe Stores Inc Common 075571109 4260 478138 SH X 343070 0 135068 Belo (A.H.) Corp. - Com. Ser. A Common 080555105 3270 479489 SH X 239700 0 239789 Bio Reference Labs Inc. Common 09057G602 3766 85651 SH X 42749 0 42902 Biomarin Pharmaceutical, Inc. Common 09061G101 1652 70698 SH X 56945 0 13753 BIOSCRIP INC Common 09069N108 1223 153013 SH X 76768 0 76245 Blackrock, Inc. Common 09247X101 2509 11521 SH X 8161 0 3360 Blackstone Group LP/The Common 09253U108 3462 247280 SH X 178224 0 69056 Blue Coat Systems Inc Common 09534T508 331 10672 SH X 793 0 9879 BottomLine Technologies Inc. Common 101388106 1467 87158 SH X 42861 0 44297 BPW ACQUISITION CORP Common 055637102 10805 867870 SH X 576657 0 291213 Brigham Exploration Co Common 109178103 27808 1743475 SH X 1026873 0 716602 Broadcom Corp. - A Common 111320107 1098 33098 SH X 20837 0 12261 Brookdale Senior Living, Inc. Common 112463104 8647 415104 SH X 292569 0 122535 Brown Shoe Company Common 115736100 4245 274212 SH X 136802 0 137410 Bucyrus International, Inc. Common 118759109 12508 189543 SH X 145088 0 44455 Carbo Ceramics Inc Common 140781105 2466 39565 SH X 26521 0 13044 Carmike Cinemas Inc Common 143436400 1187 85575 SH X 42593 0 42982 Cavium Networks Inc Common 14965A101 6934 278708 SH X 204311 0 74397
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------ -------------- --------- -------- ----------------- ---------- -------- ----------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ -------- Cb Richard Ellis Group Inc. - A Common 12497T101 2238 141168 SH X 17276 0 123892 CBS Corp. - B Common 124857202 5541 397459 SH X 309592 0 87867 Celgene Corp. Common 151020104 6531 105410 SH X 80106 0 25304 Cephalon Inc. CNV 156708ARO 2315 2000000 PRN X 0 0 2000000 Cepheid Inc Common 15670R107 5554 317731 SH X 201823 0 115908 Ceragaon Networks, Ltd. ADR M22013102 278 25500 SH X 8825 0 16675 Cerner Corp. Common 156782104 1882 22121 SH X 18144 0 3977 Check Point Software Tech., Ltd. ADR M22465104 14917 425459 SH X 377167 0 48292 Chicago Bridge & Iron Co. NV ADR 167250109 9164 393722 SH X 346206 0 47516 Chico's FAS, Inc. Common 168615102 1437 99636 SH X 83216 0 16420 Childrens Place Retail Common 168905107 8008 179762 SH X 131224 0 48538 CHINA LODGING GROUP-SPON ADS ADR 16949N109 682 45518 SH X 0 0 45518 China Real Estate Information Corp. ADR 16948Q103 2482 247678 SH X 22802 0 224876 - - ADR Chipotle Mexican Grill - A Common 169656105 1225 10873 SH X 6807 0 4066 Church & Dwight Co., Inc. Common 171340102 1004 15000 SH X 12492 0 2508 Ciena Corp. Common 171779309 13223 867620 SH X 622753 0 244867 Cinemark Holdings, Inc. Common 17243V102 2389 130274 SH X 79579 0 50695 Cirrus Logic Inc. Common 172755100 4403 524833 SH X 262131 0 262702 Cisco Systems, Inc. Common 17275R102 4732 181781 SH X 148882 0 32899 Citigroup Inc PFD 172967416 6094 50000 SH X 0 0 50000 CLAYMORE/ALPHSH CHINA ETF Common 18385P101 1558 61600 SH X 0 0 61600 Clean Energy Fuels Corp. Common 184499101 11017 483612 SH X 336354 0 147258 Cliffs Natural Resources, Inc. Common 18683K101 8436 118897 SH X 93086 0 25811 Coca-Cola Co. /The Common 191216100 4203 76416 SH X 57703 0 18713 Colgate-Palmolive Co. Common 194162103 1505 17655 SH X 14686 0 2969 Columbia Banking System Inc. Common 197236102 2797 137704 SH X 62973 0 74731 Comerica, Inc. Common 200340107 4630 121713 SH X 88622 0 33091 Concho Resources, Inc. Common 20605P101 3617 71821 SH X 43127 0 28694 Continental Airlines International CNV 210795PJ3 2931 2500000 PRN X 0 0 2500000 Continental Resources, Inc. Common 212015101 3581 84168 SH X 55500 0 28668 Copa Holdings SA - A ADR P31076105 11227 184657 SH X 131414 0 53243 Corning, Inc. Common 219350105 6870 339951 SH X 251697 0 88254 Costco Wholesale Corp. Common 22160K105 2385 39936 SH X 33237 0 6699 Credicorp, Ltd. ADR G2519Y108 8427 95563 SH X 87397 0 8166 Cree, Inc. Common 225447101 7624 108577 SH X 63965 0 44612 CROSSTEX ENERGY INC Common 22765Y104 5074 583212 SH X 370933 0 212279 Crown Castle Intl. Corp. Common 228227104 2974 77790 SH X 61614 0 16176 CTC Media, Inc. ADR 12642X106 356 20685 SH X 0 0 20685 Ctrip.com International - ADR ADR 22943F100 30456 776821 SH X 653089 0 123732 Cummins, Inc. Common 231021106 2383 38462 SH X 31867 0 6595 Curis Inc Common 231269101 1871 609436 SH X 305364 0 304072 Cybersource Corp. Common 23251J106 10713 606606 SH X 411291 0 195315 Cypress Bioscience Inc. Common 232674507 4353 890160 SH X 566587 0 323573 Cypress Semiconductor Corp. Common 232806109 5782 501443 SH X 358310 0 143133 Dana Holdings Corp Common 235825205 3937 331410 SH X 254440 0 76970 Deckers Outdoor Corp. Common 243537107 11590 83989 SH X 65808 0 18181 Deere & Co. Common 244199105 4995 84000 SH X 64456 0 19544 DELCATH SYSTEMS INC Common 24661P104 4566 563696 SH X 257224 0 306472 Denbury Resources, Inc. Common 247916208 3388 200824 SH X 158577 0 42247 DEXCOM INC Common 252131107 3129 321231 SH X 162741 0 158490 DG FastChannel Inc Common 23326R109 10608 332020 SH X 212810 0 119210 Diana Shipping, Inc. ADR Y2066G104 3191 210885 SH X 185087 0 25798 Digital Realty Trust Inc Common 253868103 4011 74000 SH X 0 0 74000 Digital River Inc. Common 25388B104 5906 194930 SH X 123989 0 70941 Discovery Communications - A Common 25470F104 1072 31734 SH X 26385 0 5349 Dodge & Cox Intl Stock Fund Common 256206103 1939 58693 SH X 0 0 58693 Dollar Tree, Inc. Common 256746108 1481 25000 SH X 19803 0 5197 Dreamworks Animation SKG, Inc. - A Common 26153C103 3933 99838 SH X 78953 0 20885 DSW INC-CLASS A Common 23334L102 8278 324235 SH X 210992 0 113243
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------ -------------- --------- -------- ----------------- ---------- -------- ----------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ -------- Duoyuan Global Water, Inc. - ADR ADR 266043108 597 21498 SH X 0 0 21498 E-House China Holdings - ADS ADR 26852W103 3324 174660 SH X 26039 0 148621 East West Bancorp Inc Common 27579R104 12743 731495 SH X 511907 0 219588 Edwards Lifesciences Corp. Common 28176E108 3385 34235 SH X 21090 0 13145 EMC Corp. Common 268648102 1954 108309 SH X 69809 0 38500 Emergency Medical Services - A Common 29100P102 7500 132630 SH X 103498 0 29132 Emulex Corp. Common 292475209 26223 1974655 SH X 1393101 0 581554 ENDEAVOUR INTERNATIONAL CORP Common 29259G101 38 30000 SH X 30000 0 0 Entegris Inc Common 29362U104 216 42907 SH X 1235 0 41672 ENTROPIC COMMUNICATIONS INC Common 29384R105 6638 1306633 SH X 594042 0 712591 Equinix, Inc. Common 29444U502 14700 151012 SH X 118700 0 32312 EV3, Inc. Common 26928A200 4328 272878 SH X 215400 0 57478 Express Scripts, Inc. - A Common 302182100 6170 60634 SH X 50536 0 10098 F5 Networks, Inc. Common 315616102 5779 93948 SH X 61466 0 32482 Family Dollar Stores Common 307000109 2084 56911 SH X 47546 0 9365 FedEx Corp. Common 31428X106 3021 32345 SH X 26904 0 5441 Fibria Celulose SA - SP ADR ADR 31573A109 8733 398911 SH X 345216 0 53695 Fifth Third Bancorp Common 316773100 3513 258484 SH X 190890 0 67594 FINANCIAL ENGINES INC Common 317485100 3514 207915 SH X 139414 0 68501 Finisar Corp Common 31787A507 22971 1467810 SH X 996685 0 471125 First Midwest Bancorp Inc./IL Common 320867104 2946 217417 SH X 108606 0 108811 FIRSTBANK CORP/ALMA MICH - Common DDH61G100 0 55125 SH X 55125 0 0 fractional shares Focus Media Holding - ADR ADR 34415V109 22823 1249911 SH X 830059 0 419852 Fomento Economico Mex. - ADR ADR 344419106 4848 102002 SH X 93154 0 8848 Ford Motor Co. Common 345370860 3638 289452 SH X 238247 0 51205 Ford Motor Co. PFD 345395206 7420 159916 SH X 0 0 159916 Ford MTR CO DEL CNV 345370CN8 11255 7500000 PRN X 0 0 7500000 FORTINET INC Common 34959E109 316 18000 SH X 3932 0 14068 Freeport McMoran Copper - B Common 35671D857 2114 25302 SH X 16015 0 9287 Freeport McMoran Copper - B PFD 35671D782 27978 241250 SH X 0 0 241250 Fsi International Inc. Common 302633102 4367 1128302 SH X 562065 0 566237 Furniture Brands Intl Common 360921100 3805 591824 SH X 294744 0 297080 Gannett Co. Common 364730101 2103 127274 SH X 106402 0 20872 General Mills, Inc. Common 370334104 1905 26917 SH X 22384 0 4533 Gentex Corp. Common 371901109 5574 287012 SH X 203595 0 83417 Gilead Sciences, Inc. Common 375558103 3484 76604 SH X 63785 0 12819 Given Imaging Limited ADR M52020100 2237 94758 SH X 33942 0 60816 Google, Inc. - A Common 38259P508 6598 11636 SH X 8968 0 2668 Green Mountain Coffee Common 393122106 22978 237324 SH X 154036 0 83288 Grupo Aeroportuario del Pacifico SA ADR 400506101 5893 159171 SH X 137458 0 21713 - - ADR GSI Commerce, Inc. Common 36238G102 12368 446970 SH X 306584 0 140386 Halliburton Co. Common 406216101 1516 50314 SH X 31692 0 18622 Hancock Fabrics Inc. Common 409900107 34 16000 SH X 5943 0 10057 Hanger Orthopedic Group Inc. Common 41043F208 4248 233666 SH X 137211 0 96455 Harman International Common 413086109 11619 248381 SH X 192578 0 55803 Health Mgmt. Associates, Inc. - A Common 421933102 776 90247 SH X 46129 0 44118 HEALTHSOUTH CORP Common 421924309 4888 261375 SH X 176688 0 84687 Heidrick & Struggles Int'l. Common 422819102 2538 90533 SH X 45509 0 45024 Hertz Global Holdings, Inc. CNV 42805TAA3 2122 1500000 PRN X 0 0 1500000 Hewlett-Packard Co. Common 428236103 3944 74197 SH X 61748 0 12449 Hi-Tech Pharmacal Co. Inc. Common 42840B101 560 25300 SH X 6107 0 19193 Hill-Rom Holdings Inc Common 431475102 1767 64933 SH X 49478 0 15455 HMS Holdings Corp. Common 40425J101 9144 179339 SH X 132372 0 46967 Home Inns & Hotels Manag. - ADR ADR 43713W107 6479 197887 SH X 54226 0 143661 Horsehead Holding Corp Common 440694305 2621 221365 SH X 110392 0 110973 Human Genome Sciences Inc. Common 444903108 5275 174668 SH X 134544 0 40124 ICICI Bank, Ltd. - SP ADR ADR 45104G104 9233 216107 SH X 152804 0 63303 ICON PLC - SP ADR ADR 45103T107 7812 295730 SH X 255351 0 40379
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------ -------------- --------- -------- ----------------- ---------- -------- ----------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ -------- ICX TECHNOLOGIES INC Common 44934T105 270 38703 SH X 1218 0 37485 Illumina Common 452327109 1551 39869 SH X 25321 0 14548 Imax Corp ADR 45245E109 6130 340758 SH X 122005 0 218753 Impax Laboratories Inc. Common 45256B101 7640 427304 SH X 292792 0 134512 Informatica Corp. Common 45666Q102 3487 129816 SH X 102742 0 27074 Infospace Inc Common 45678T300 464 42000 SH X 14256 0 27744 Infosys Tech Ltd-Sp ADR ADR 456788108 2534 43080 SH X 17025 0 26055 Insituform Technologies-cl A Common 457667103 4519 169807 SH X 130736 0 39071 Inspire Pharmaceuticals Inc Common 457733103 2780 445446 SH X 221073 0 224373 Insulet Corp Common 45784P101 4506 298604 SH X 157168 0 141436 Integrated Silicon Solut Common 45812P107 3030 287240 SH X 131941 0 155299 Intel Corp. Common 458140100 2236 100445 SH X 83524 0 16921 Intevac Inc Common 461148108 1864 134879 SH X 67401 0 67478 Intl. Game Technology Common 459902102 2407 130435 SH X 104823 0 25612 Intrepid Potash, Inc. Common 46121Y102 2866 94494 SH X 69024 0 25470 Intuitive Surgical, Inc. Common 46120E602 5089 14619 SH X 11706 0 2913 Invacare Corp Common 461203101 3994 150472 SH X 95753 0 54719 Invitrogen Corp CNV 46185RAM2 19062 16174000 PRN X 0 0 16174000 Irsa - ADR ADR 450047204 654 60428 SH X 1740 0 58688 Ishares Ftse/Xinhua China 25 Common 464287184 1259 29900 SH X 0 0 29900 Ishares MSCI Emerging Markets Index Common 464287234 100 100000 SH PUT X 0 0 100000 Fund Ishares MSCI Emerging Markets Index Common 464287234 160 160000 SH PUT X 0 0 160000 Fund ISHARES RUSSELL 1000 GROWTH Common 464287614 965 18570 SH X 18570 0 0 Ishares Russell 2000 Growth Common 464287648 781 10670 SH X 10670 0 0 Ishares Russell Midcap Grwth Common 464287481 3356 69170 SH X 68230 0 940 ISILON SYSTEMS INC Common 46432L104 2761 321073 SH X 139600 0 181473 Itron, Inc. Common 465741106 1612 22214 SH X 18548 0 3666 Ixia Common 45071R109 205 22100 SH X 8201 0 13899 JAZZ PHARMACEUTICALS INC Common 472147107 1245 114224 SH X 48180 0 66044 Jds Uniphase Corp Common 46612J507 3082 246168 SH X 176234 0 69934 Joe's Jeans Inc Common 47777N101 2144 815399 SH X 337540 0 477859 Juniper Networks, Inc. Common 48203R104 5778 188320 SH X 140461 0 47859 Kansas City Southern Common 485170302 3610 99816 SH X 80723 0 19093 Kelly Services Inc. - Cl. A Common 488152208 3092 185599 SH X 142954 0 42645 Kendle International Inc CNV 4880LAA5 945 1000000 PRN X 0 0 1000000 King Pharmaceuticals, Inc. Common 495582108 1252 106486 SH X 88965 0 17521 King Pharmaceuticals, Inc. CNV 495582AJ7 7849 8500000 PRN X 0 0 8500000 Kirkland inc Common 497498105 2064 98275 SH X 48985 0 49290 KKR FINANCIAL HOLDINGS LLC Common 48248A306 1878 228686 SH X 36296 0 192390 Knight Capital Group Inc - A Common 499005106 6417 420215 SH X 284447 0 135768 Kodiak Oil & Gas Corp Common 50015Q100 7222 2118000 SH X 1152868 0 965132 Korn/Ferry International Common 500643200 6653 376923 SH X 239886 0 137037 Kulicke & Soffa Industries Common 501242101 2117 291943 SH X 139402 0 152541 La-Z-Boy Inc. Common 505336107 3328 265372 SH X 204588 0 60784 Las Vegas Sands Corp. Common 517834107 8573 405362 SH X 149402 0 255960 Lattice Semiconductor Corp. Common 518415104 4795 1306522 SH X 636126 0 670396 LDK Solar Ltd CNV 50183LAB3 20661 24460000 PRN X 0 0 24460000 LDK Solar Ltd Common 50183L107 2284 76140 SH PUT X 0 0 76140 Lear Corp Common 521865204 8665 109210 SH X 0 0 109210 Lexmark Intl Group Inc Common 529771107 2056 56993 SH X 47605 0 9388 LG Display Co Ltd - ADR ADR 50186V102 195 11057 SH X 0 0 11057 LIBBEY INC Common 529898108 1314 106907 SH X 53243 0 53664 LOCAL.COM CORP Common 53954R105 1009 152412 SH X 7967 0 144445 LongTop Financial Tech., Ltd. - ADR ADR 54318P108 1359 42184 SH X 12305 0 29879 Lululemon Athletica, Inc. ADR 550021109 1577 38000 SH X 30030 0 7970 Macquarie Infrastructure Co Common 55608B105 4795 346961 SH X 194989 0 151972 MAKO SURGICAL CORP Common 560879108 2115 156929 SH X 78261 0 78668 Manitowoc Company Inc Common 563571108 7120 547656 SH X 348399 0 199257
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------ -------------- --------- -------- ----------------- ---------- -------- ----------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ -------- Manpower, Inc. Common 56418H100 3832 67094 SH X 51425 0 15669 MAP PHARMACEUTICALS INC Common 56509R108 5367 337731 SH X 168393 0 169338 MarineMax Inc. Common 567908108 2714 252222 SH X 124021 0 128201 Market Vectors Russia Etf Common 57060U506 19167 558000 SH X 0 0 558000 Marvell Technologies ADR G5876H105 10946 536874 SH X 434411 0 102463 Masimo Corporation Common 574795100 372 14012 SH X 11698 0 2314 Mattel, Inc. Common 577081102 2022 88907 SH X 73947 0 14960 MAXLINEAR INC-CLASS A Common 57776J100 3132 176940 SH X 83767 0 93173 Mb Financial Inc. Common 55264U108 5597 248411 SH X 189683 0 58728 McDonald's Corp. Common 580135101 1664 24937 SH X 20744 0 4193 Mechel OAO - ADR ADR 583840103 16749 589153 SH X 525574 0 63579 Medco Health Solutions, Inc. Common 58405U102 5431 84129 SH X 65595 0 18534 Medicis Pharmaceutical Cl A Common 584690309 4905 194969 SH X 124102 0 70867 Melco Crown Entertainment - ADR ADR 585464100 26380 5472114 SH X 4005158 0 1466956 Mellanox Technologies, Ltd. ADR M51363113 8914 378179 SH X 256788 0 121391 MercadoLibre, Inc. ADR 58733R102 10890 225812 SH X 158390 0 67422 Mercer International Inc. - SBI Common 588056101 784 148747 SH X 73938 0 74809 Meredith Corp. Common 589433101 10456 303873 SH X 204611 0 99262 Mesabi Trust Common 590672101 974 39801 SH X 19843 0 19958 Metalico Inc Common 591176102 3793 633263 SH X 291403 0 341860 Mgic Investment Corp. Common 552848103 17971 1638207 SH X 1169012 0 469195 Micrel Inc Common 594793101 4228 396585 SH X 305217 0 91368 Micron Technology, Inc. Common 595112103 1673 161029 SH X 102201 0 58828 Microsoft Corp. Common 594918104 6591 225193 SH X 187552 0 37641 Microstrategy Inc-Cl A Common 594972408 5188 60985 SH X 41198 0 19787 MICRUS ENDOVASCULAR CORP Common 59518V102 4064 206074 SH X 82418 0 123656 MINDSPEED TECHNOLOGIES INC Common 602682205 3016 376482 SH X 175468 0 201014 Mobile Telesystems - SP ADR ADR 607409109 12236 220372 SH X 198767 0 21605 Momenta Pharmaceuticals Inc Common 60877T100 6024 402399 SH X 215396 0 187003 MORGAN STANLEY CHINA A SHARE Common 617468103 530 18279 SH X 0 0 18279 Mosaic Co. Common 61945A107 4120 67803 SH X 50175 0 17628 Natus Medical Inc Common 639050103 3108 195342 SH X 97445 0 97897 Navistar International Corp CNV 63934EAL2 558 500000 PRN X 0 0 500000 NBTY, Inc. Common 628782104 5333 111145 SH X 87911 0 23234 Nektar Therapeutics Common 640268108 35170 2312298 SH X 1525457 0 786841 NEO MATERIAL TECHNOLOGIES IN ADR 64045Y108 2042 520105 SH X 262541 0 257564 NetApp, Inc. Common 64110D104 1102 33854 SH X 23323 0 10531 Netlogic Microsystems Inc Common 64118B100 7526 255721 SH X 184026 0 71695 New York Times Co. - A Common 650111107 3917 351965 SH X 224394 0 127571 NII Holdings, Inc. - B Common 62913F201 6283 150811 SH X 114922 0 35889 NII Holdings Inc. CNV 62913FAJ1 16604 17500000 PRN X 0 0 17500000 Nike, Inc. - B Common 654106103 2040 27761 SH X 22749 0 5012 Ninety-nine Cts Only Str Common 65440K106 10020 614753 SH X 413151 0 201602 North Amer Palladium Ltd ADR 656912102 1394 341559 SH X 169993 0 171566 North American Energy Partne ADR 656844107 175 18200 SH X 613 0 17587 NORTHERN OIL AND GAS INC Common 665531109 4119 259877 SH X 129610 0 130267 Nu Skin Enterprises, Inc. - A Common 67018T105 10228 351481 SH X 269450 0 82031 Nutri/system Inc Common 67069D108 2861 160532 SH X 102071 0 58461 NXSTAGE MEDICAL INC Common 67072V103 210 18300 SH X 6761 0 11539 Occidental Petroleum Corp. Common 674599105 2456 29051 SH X 24168 0 4883 OCH-ZIFF Capital Management - A Common 67551U105 2568 160472 SH X 129374 0 31098 OCLARO INC Common 67555N107 1736 633527 SH X 309148 0 324379 Ocwen Financial Corp Common 675746309 3175 286251 SH X 220148 0 66103 OfficeMax Inc Common 67622P101 6633 403947 SH X 257265 0 146682 Oil States International Common 678026105 1082 23868 SH X 19929 0 3939 Omnicare, Inc. Common 681904108 1930 68231 SH X 56978 0 11253 Omnivision Technologies Common 682128103 10020 583236 SH X 437782 0 145454 ON Semiconductor Corp CNV 682189AG0 21654 21100000 PRN X 0 0 21100000 Opnet Technologies Inc. Common 683757108 1660 102972 SH X 46534 0 56438 Oracle Corp. Common 68389X105 5077 197609 SH X 164544 0 33065
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------ -------------- --------- -------- ----------------- ---------- -------- ----------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ -------- Orasure Technologies Inc Common 68554V108 1502 253278 SH X 126938 0 126340 Orient Express Hotels ADR G67743107 3933 277358 SH X 157290 0 120068 Oriental Financial Group ADR 68618W100 5412 400870 SH X 216521 0 184349 Orthofix International N.V. ADR N6748L102 3277 90078 SH X 44563 0 45515 P F Changs China Bistro Inc. Common 69333Y108 2196 49754 SH X 38300 0 11454 PACIFIC RUBIALES ENERGY CORP ADR 69480U206 5669 289233 SH X 64118 0 225115 Panera Bread Co. Common 69840W108 2180 28503 SH X 21928 0 6575 Parexel Intl Corp Common 699462107 5653 242530 SH X 164020 0 78510 Peabody Energy Corporation Common 704549104 472 10325 SH X 0 0 10325 Peets Coffee & Tea Inc Common 705560100 3143 79260 SH X 38867 0 40393 Perry Ellis International Common 288853104 2352 103592 SH X 51710 0 51882 Petroleo Brasileiro SA ADR 71654V408 21985 494045 SH X 448723 0 45322 Pier 1 Imports Inc./Del. Common 720279108 16856 2646137 SH X 1709442 0 936695 Plexus Corp. Common 729132100 6360 176518 SH X 133022 0 43496 Power One Inc Common 739308104 1301 311132 SH X 72886 0 238246 priceline.com, Inc. Common 741503403 22592 88597 SH X 69116 0 19481 ProShares Ultra Oil Common 74347R719 2656 77500 SH X 0 0 77500 Questcor Pharmaceuticals Inc Common 74835Y101 4310 523674 SH X 293414 0 230260 Quicksilver Resources Inc Common 74837R104 322 22891 SH X 19128 0 3763 Rackspace Hosting, Inc. Common 750086100 2407 128493 SH X 68431 0 60062 Radware Ltd ADR M81873107 636 28800 SH X 7487 0 21313 Randgold Resources, Ltd. - ADR ADR 752344309 6376 82927 SH X 73982 0 8945 Raytheon Co. Common 755111507 1981 34687 SH X 28850 0 5837 Regis Corp CNV 758932AA5 2743 2000000 PRN X 0 0 2000000 RehabCare Group Inc. Common 759148109 1174 43041 SH X 21416 0 21625 Research in Motion, Inc. ADR 760975102 1353 18295 SH X 10341 0 7954 Resmed, Inc. Common 761152107 4498 70664 SH X 56939 0 13725 Rex Energy Corp Common 761565100 846 74298 SH X 43451 0 30847 Riverbed Technology, Inc. Common 768573107 5988 210852 SH X 141940 0 68912 Rosetta Resources Inc Common 777779307 4700 199572 SH X 152409 0 47163 Rovi Corp. Common 779376102 11219 302161 SH X 236692 0 65469 RTI International Metals Common 74973W107 2355 77658 SH X 58642 0 19016 Rubicon Technology Inc Common 78112T107 4237 209746 SH X 96441 0 113305 Rudolph Technlogies Common 781270103 1987 231024 SH X 98680 0 132344 RUE21 INC Common 781295100 1666 48050 SH X 10542 0 37508 RUTH'S CHRIS STEAK HOUSE Common 783332109 3668 692102 SH X 291110 0 400992 Salix Pharmaceuticals, Ltd. Common 795435106 9811 263389 SH X 188061 0 75328 Sanderson Farms Inc. Common 800013104 1803 33638 SH X 25838 0 7800 Sandisk Corp. CNV 80004CAC5 18303 21070000 PRN X 0 0 21070000 Sandisk Corp. Common 80004C101 4778 137971 SH X 108656 0 29315 Sanmina-SCI Corp Common 800907206 4323 261992 SH X 198284 0 63708 School Specialty Inc CNV 807863AE5 3161 3150000 PRN X 0 0 3150000 Select Comfort Corp. Common 81616X103 4820 604776 SH X 299874 0 304902 SFN Group Inc Common 784153108 4688 585327 SH X 276981 0 308346 Shaw Group Inc Common 820280105 1080 31383 SH X 26212 0 5171 Shire PLC - ADR ADR 82481R106 3245 49197 SH X 40963 0 8234 Shoe Carnival Inc Common 824889109 3409 149143 SH X 66666 0 82477 Silver Wheaton Corp. ADR 828336107 224 14256 SH X 410 0 13846 Sinclair Broadcast Group Common 829226109 82 16200 SH X 0 0 16200 Sirius XM Radio Inc Common 82967N108 320 367200 SH X 0 0 367200 Sirona Dental Systems, Inc. Common 82966C103 19024 500239 SH X 348184 0 152055 Skechers USA, Inc. - A Common 830566105 10688 294265 SH X 228442 0 65823 Skyworks Solutions, Inc. Common 83088M102 4947 317121 SH X 249983 0 67138 Smart Modular Technologies Common G82245104 4228 547710 SH X 231008 0 316702 SOLARFUN POWER HOLD-SPON ADR ADR 83415U108 2984 380000 SH X 189752 0 190248 Solera Holdings, Inc. Common 83421A104 1403 36292 SH X 28818 0 7474 SOMAXON PHARMACEUTICALS INC Common 834453102 1288 148738 SH X 73976 0 74762 Sonic Solutions Common 835460106 1454 155207 SH X 76542 0 78665 Sotheby's Common 835898107 24371 783899 SH X 557831 0 226068 Spdr S&P China Etf Common 78463X400 1304 18100 SH X 0 0 18100
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------ -------------- --------- -------- ----------------- ---------- -------- ----------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ -------- Starbucks Corp. Common 855244109 3055 125876 SH X 95421 0 30455 Starwood Hotels & Resorts Worldwide Common 85590A401 4719 101174 SH X 35938 0 65236 Stillwater Mining Co Common 86074Q102 4126 317908 SH X 244959 0 72949 Stone Energy Corp Common 861642106 2035 114650 SH X 72926 0 41724 STRATEGIC HOTELS & RESORTS I Common 86272T106 1488 350000 SH X 221710 0 128290 Successfactors Inc Common 864596101 2860 150192 SH X 115333 0 34859 Suntech Pwr Hldgs Co Common 86800C104 502 25116 SH PUT X 0 0 25116 Suntech Pwr Hldgs Co CNV 86800CAE4 16887 19709000 PRN X 0 0 19709000 Super Micro Computer Inc Common 86800U104 5808 336086 SH X 159505 0 176581 SXC Health Solutions Corp. ADR 78505P100 17236 256177 SH X 171386 0 84791 Sybase, Inc. Common 871130100 1633 35027 SH X 27793 0 7234 Tal International Group Inc Common 874083108 2344 117330 SH X 58466 0 58864 Talbots Inc Common 874161102 3881 299476 SH X 230655 0 68821 Taseko Mines Ltd ADR 876511106 2705 522225 SH X 221168 0 301057 Temple-Inland, Inc. Common 879868107 5335 261112 SH X 195695 0 65417 Tempur-pedic International Common 88023U101 5490 182014 SH X 141292 0 40722 Tenneco Inc Common 880349105 8321 351819 SH X 270460 0 81359 Terex Corp. Common 880779103 1567 68994 SH X 43198 0 25796 Terra Nova Royalty Corp ADR 88102D103 197 14983 SH X 431 0 14552 Textron, Inc. Common 883203101 1537 72410 SH X 45715 0 26695 TJX Companies, Inc. Common 872540109 2863 67334 SH X 46558 0 20776 Tower Semiconductor Ltd ADR M87915100 3293 1960077 SH X 849061 0 1111016 TREX Inc CNV 89531PAA3 7508 6217000 PRN X 0 0 6217000 Trina Solar Ltd - ADR ADR 89628E104 8 10000 SH PUT X 0 0 10000 Trina Solar Ltd - ADR ADR 89628E104 0 10000 SH PUT X 0 0 10000 TRI-TECH HOLDING INC ADR G9103F106 719 47589 SH X 0 0 47589 Triumph Group Inc Common 896818101 2099 29944 SH X 22950 0 6994 Tuesday Morning Corp. Common 899035505 3946 598737 SH X 278710 0 320027 Tyson Foods Inc CNV 90249AP8 5905 4600000 PRN X 0 0 4600000 UAL Corp. Common 902549807 3426 175200 SH X 134996 0 40204 UAL Corp Common 902549807 242 18636 SH PUT X 0 0 18636 UAL Corp CNV 902549AE4 22121 22500000 PRN X 0 0 22500000 ULTRA CLEAN HOLDINGS Common 90385V107 4174 489295 SH X 202744 0 286551 ULTRASHORT RUSSELL2000 PROSH Common 74347R834 1496 72600 SH X 0 0 72600 Ultratech Stepper Inc. Common 904034105 3408 250602 SH X 122992 0 127610 United States Steel Corp Common 912909108 987 15545 SH X 12987 0 2558 United Therapeutics Common 91307C102 2973 53726 SH X 42340 0 11386 UQM Technologies Inc Common 903213106 148 35050 SH X 12944 0 22106 Valassis Communications Inc. Common 918866104 15737 565461 SH X 399533 0 165928 Vale SA - SP ADR ADR 91912E105 26267 815788 SH X 732683 0 83105 Veeco Instruments, Inc. Common 922417100 23710 545051 SH X 378108 0 166943 Verifone Holdings, Inc. Common 92342Y109 3416 169001 SH X 124573 0 44428 Verisk Analytics, Inc. - A Common 92345Y106 398 14124 SH X 3541 0 10583 VIMICRO INTERNATIONAL CO-ADS ADR 92718N109 215 46543 SH X 1340 0 45203 Virgin Media Inc. CNV 92769LAB7 30843 25050000 PRN X 0 0 25050000 Visa, Inc. - A Common 92826C839 4650 51079 SH X 41706 0 9373 VMware, Inc. - A Common 928563402 9204 172685 SH X 123559 0 49126 Volcano Corp Common 928645100 7739 320333 SH X 210485 0 109848 VOLCOM INC Common 92864N101 3087 158129 SH X 78757 0 79372 Voltaire Ltd ADR M97613109 168 32000 SH X 11928 0 20072 Volterra Semiconductor Corp Common 928708106 5953 237177 SH X 118281 0 118896 Wabash National Corp. Common 929566107 1701 242632 SH X 120757 0 121875 Wal-Mart Stores, Inc. Common 931142103 5606 100828 SH X 76763 0 24065 Watsco, Inc. Common 942622200 5095 89578 SH X 69871 0 19707 Wells Fargo & Co. Common 949746101 125 125000 SH PUT X 0 0 125000 Wells Fargo & Co. Common 949746101 5 1971 SH PUT X 0 0 1971 Wells Fargo & Co. Common 949746101 1 100 SH PUT X 0 0 100 Wells Fargo & Co. PFD 949746804 3418 3500 SH X 0 0 3500 Wendy's / Arby's Group, Inc. Common 950587105 1658 331673 SH X 208820 0 122853 Westport Innovations, Inc. ADR 960908309 18367 1114509 SH X 746773 0 367736
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------ -------------- --------- -------- ----------------- ---------- -------- ----------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ -------- Whole Foods Market, Inc. Common 966837106 2916 80662 SH X 57870 0 22792 Willbros Group Inc Common 969203108 2346 195340 SH X 124418 0 70922 Wimm-Bill-Dann Foods OJSC ADR 97263M109 7748 345347 SH X 304348 0 40999 WMS Industries, Inc. Common 929297109 5802 138352 SH X 99611 0 38741 WYNDHAM WORLDWIDE CORP Common 98310W108 2170 84339 SH X 65443 0 18896 XYRATEX LTD ADR G98268108 435 25711 SH X 861 0 24850 Yellow Roadway Corp Common 984249102 359 1826 SH PUT X 0 0 1826 Zimmer Holdings Inc. Common 98956P102 673 11373 SH X 9498 0 1875 ZIOPHARM ONCOLOGY INC Common 98973P101 1453 286098 SH X 142564 0 143534 Zoll Medical Corp. Common 989922109 3111 118032 SH X 75088 0 42944
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