-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FujOUGW8nbjhSmSCQDckv7a7SZgBUgFwgAzz8dI+UbFYCOrk9Euccrxce+u8d70E 5N6GuZ3TndGSbEi0vJT9CA== 0001140361-10-020675.txt : 20100512 0001140361-10-020675.hdr.sgml : 20100512 20100512161940 ACCESSION NUMBER: 0001140361-10-020675 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100512 DATE AS OF CHANGE: 20100512 EFFECTIVENESS DATE: 20100512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pentwater Capital Management LP CENTRAL INDEX KEY: 0001425851 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12843 FILM NUMBER: 10824672 BUSINESS ADDRESS: STREET 1: 227 WEST MONROE STREET 2: SUITE 4000 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-589-6400 MAIL ADDRESS: STREET 1: 227 WEST MONROE STREET 2: SUITE 4000 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2010 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Pentwater Capital Management LP Address: 227 West Monroe Street, Suite 4000 Chicago, IL 60606 Form 13F File Number: 28-12843 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Neal Nenadovic Title: Chief Financial Officer Phone: 312-589-6405 Signature, Place, and Date of Signing: /s/ Neal Nenadovic Chicago, IL 5/12/2010 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 64 Form 13F Information Table Value Total: $ 877,283 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- 3COM CORP COM 885535104 57142 7450000 SH SOLE 7450000 0 0 AIRGAS INC COM 009363102 61813 971600 SH SOLE 971600 0 0 AIRGAS INC COM 009363902 6362 1000 SH CALL SOLE 1000 0 0 ALCON INC COM SHS H01301102 1616 10000 SH SOLE 10000 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 4896 225000 SH SOLE 225000 0 0 ARGON ST INC COM 040149106 665 25000 SH SOLE 25000 0 0 ATP OIL & GAS CORP COM 00208J108 390 20725 SH SOLE 20725 0 0 BANK OF AMERICA CORPORATION COM 060505904 19635 11000 SH CALL SOLE 11000 0 0 BANK OF AMERICA CORPORATION COM 060505104 16983 951441 SH SOLE 951441 0 0 BERRY PETE CO CL A 085789105 605 21500 SH SOLE 21500 0 0 BJ SVCS CO COM 055482103 19155 895100 SH SOLE 895100 0 0 BOISE INC COM 09746Y105 398 65000 SH SOLE 65000 0 0 BOWNE & CO INC COM 103043105 558 50000 SH SOLE 50000 0 0 BPW ACQUISITION CORP COM 055637102 26755 2148963 SH SOLE 2148963 0 0 CELSIUS HOLDINGS INC COM NEW 15118V207 2600 800000 SH SOLE 800000 0 0 CELSIUS HOLDINGS INC *W EXP 99/99/999 15118V116 216 196537 SH SOLE 196537 0 0 CF INDS HLDGS INC COM 125269950 4559 500 SH PUT SOLE 500 0 0 CF INDS HLDGS INC COM 125269900 4559 500 SH CALL SOLE 500 0 0 CKX INC COM 12562M106 306 50000 SH SOLE 50000 0 0 COMMSCOPE INC COM 203372107 1681 60000 SH SOLE 60000 0 0 CORRIENTE RES INC COM NEW 22027E409 8079 1000000 SH SOLE 1000000 0 0 DIEDRICH COFFEE INC COM NEW 253675201 924 26552 SH SOLE 26552 0 0 FLOTEK INDS INC DEL COM 343389102 273 215000 SH SOLE 215000 0 0 GRACE W R & CO DEL NEW COM 38388F108 1527 55000 SH SOLE 55000 0 0 HEARTWARE INTL INC COM 422368100 9637 216699 SH SOLE 216699 0 0 INVENTIV HEALTH INC COM 46122E105 36 1600 SH SOLE 1600 0 0 JPMORGAN CHASE & CO COM 46625H100 448 10000 SH SOLE 10000 0 0 LEAP WIRELESS INTL INC COM NEW 521863308 646 39500 SH SOLE 39500 0 0 LIBERTY ACQUISITION HLDGS CO COM 53015Y107 10868 1100000 SH SOLE 1100000 0 0 LIBERTY MEDIA CORP LIB STAR COM A 53071M708 13263 242600 SH SOLE 242600 0 0 LOEWS CORP COM 540424108 2237 60000 SH SOLE 60000 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 940 18000 SH SOLE 18000 0 0 MILLIPORE CORP COM 601073109 25914 245400 SH SOLE 245400 0 0 NORTHERN OIL AND GAS INC NEV COM 665531109 1989 125500 SH SOLE 125500 0 0 OMEROS CORP COM 682143102 200 28475 SH SOLE 28475 0 0 OSI PHARMACEUTICALS INC COM 671040103 78719 1321900 SH SOLE 1321900 0 0 OSI PHARMACEUTICALS INC COM 671040953 53482 8981 SH PUT SOLE 8981 0 0 OSI PHARMACEUTICALS INC COM 671040903 11315 1900 SH CALL SOLE 1900 0 0 PENN VA CORP COM 707882106 980 40000 SH SOLE 40000 0 0 PROSHARES TR PSHS REAL ESTAT 74347R552 155 25705 SH SOLE 25705 0 0 PSYCHIATRIC SOLUTIONS INC COM 74439H108 6416 215000 SH SOLE 215000 0 0 REINSURANCE GROUP AMER INC COM NEW 759351604 263 5000 SH SOLE 5000 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR L RP PF 780097788 2032 126545 SH SOLE 126545 0 0 ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H 780097879 583 30300 SH SOLE 30300 0 0 ROYAL BK SCOTLAND GROUP PLC SPON ADR F 780097804 662 32400 SH SOLE 32400 0 0 SERVICE CORP INTL COM 817565104 2 200 SH SOLE 200 0 0 SIRIUS XM RADIO INC COM 82967N108 1915 2200000 SH SOLE 2200000 0 0 SKILLSOFT PLC SPONSORED ADR 830928107 516 50000 SH SOLE 50000 0 0 SMITH INTL INC COM 832110100 72514 1690000 SH SOLE 1690000 0 0 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F953 25155 2150 SH PUT SOLE 2150 0 0 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F903 3510 300 SH CALL SOLE 300 0 0 STANDARD MTR PRODS INC COM 853666105 1077 108575 SH SOLE 108575 0 0 STEWART ENTERPRISES INC NOTE 3.125% 7/1 860370AH8 2738 3000 PRN SOLE 3000 0 0 STEWART ENTERPRISES INC NOTE 3.375% 7/1 860370AK1 9811 11000 PRN SOLE 11000 0 0 STEWART ENTERPRISES INC CL A 860370105 4625 740000 SH SOLE 740000 0 0 SULPHCO INC COM 865378103 102 350000 SH SOLE 350000 0 0 TALBOTS INC COM 874161902 12377 9550 SH CALL SOLE 9550 0 0 TELMEX INTERNACIONAL SAB DE SPONS ADR SR L 879690105 19280 1000000 SH SOLE 1000000 0 0 TERRA INDS INC COM 880915103 33077 722000 SH SOLE 722000 0 0 VARIAN INC COM 922206107 39108 755271 SH SOLE 755271 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- WASHINGTON FED INC COM 938824109 196 9626 SH SOLE 9626 0 0 XTO ENERGY INC COM 98385X956 23590 5000 SH PUT SOLE 5000 0 0 XTO ENERGY INC COM 98385X106 164048 3470400 SH SOLE 3470400 0 0 YOUBET COM INC COM 987413101 1161 395000 SH SOLE 395000 0 0
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