-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AlGoZO2o8HJPyqAewpeLHS8LjRPJxPJAvY90LQS/xCKYf5V0i40rHlFWZQr1ZWA9 UUxJNxb73Hj5VLHwWFfNug== 0000769317-10-000019.txt : 20100506 0000769317-10-000019.hdr.sgml : 20100506 20100506160314 ACCESSION NUMBER: 0000769317-10-000019 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100506 DATE AS OF CHANGE: 20100506 EFFECTIVENESS DATE: 20100506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIT INVESTMENT ASSOCIATES INC CENTRAL INDEX KEY: 0000769317 IRS NUMBER: 411404829 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00180 FILM NUMBER: 10808117 BUSINESS ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123323223 MAIL ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 siaholdings33110.txt
NAME OF ISSUER CLASS CUSIP VALUE SHS/P S/P P/C INV DSC MGRS SOLE SHARED NONE 3M CO COMMON 88579Y101 14089 168590 SH SOLE 1 168590 0 0 ABB LTD - ADR DEP REC 000375204 20144 922325 SH SOLE 1 922325 0 0 ABBOTT LABORATORIES COMMON 002824100 11964 227110 SH SOLE 1 227110 0 0 ACCENTURE PLC COMMON G1151C101 25879 616895 SH SOLE 1 616895 0 0 ACE LTD ORD H0023R105 3709 70925 SH SOLE 1 70925 0 0 ACTIVISION BLIZZARD INC COMMON 00507V109 18465 1532400 SH SOLE 1 1532400 0 0 ADOBE SYSTEMS INC COMMON 00724F101 18312 517732 SH SOLE 1 517732 0 0 AECOM TECHNOLOGY CORP COMMON 00766T100 1328 46800 SH SOLE 1 46800 0 0 AFFILIATED MANAGERS GRP COMMON 008252108 8022 101550 SH SOLE 1 101550 0 0 AFLAC INC COMMON 001055102 12975 238990 SH SOLE 1 238990 0 0 AGCO CORP COMMON 001084102 2575 71800 SH SOLE 1 71800 0 0 AIRGAS INC COMMON 009363102 2697 42400 SH SOLE 1 42400 0 0 AIXTRON AG-ADR COMMON 009606104 217 6075 SH SOLE 1 6075 0 0 AKAMAI TECHNOLOGIES INC COMMON 00971T101 1164 37050 SH SOLE 1 37050 0 0 ALBEMARLE CORP COMMON 012653101 2703 63400 SH SOLE 1 63400 0 0 ALCON INC COM SHS H01301102 4243 26265 SH SOLE 1 26265 0 0 ALEXION PHARMACEUTICALS COMMON 015351109 5460 100430 SH SOLE 1 100430 0 0 ALLEGHENY TECHNOLOGIES COMMON 01741R102 7178 132950 SH SOLE 1 132950 0 0 ALLERGAN INC COMMON 018490102 8688 133000 SH SOLE 1 133000 0 0 ALLIANCEBERNSTEIN HOLDI COMMON 01881G106 215 7000 SH SOLE 1 7000 0 0 ALLIED WRLD ASSUR COM COMMON G0219G203 256 5700 SH SOLE 1 5700 0 0 ALLSCRIPTS HEALTHCARE COMMON 01988P108 2209 112800 SH SOLE 1 112800 0 0 AMAZON COM INC COMMON 023135106 883 6500 SH SOLE 1 6500 0 0 AMDOCS LTD ORD G02602103 1563 51900 SH SOLE 1 51900 0 0 AMEDISYS INC COMMON 023436108 3158 57190 SH SOLE 1 57190 0 0 AMERICA MOVIL ADR DEP REC 02364W105 2358 46850 SH SOLE 1 46850 0 0 AMERICAN TOWER CORP CL A 029912201 2741 64320 SH SOLE 1 64320 0 0 AMERIPRISE FINL INC COMMON 03076C106 1846 40700 SH SOLE 1 40700 0 0 AMETEK INC COMMON 031100100 5225 126035 SH SOLE 1 126035 0 0 AMGEN INC COMMON 031162100 1765 29500 SH SOLE 1 29500 0 0 AMYLIN PHARMACEUTICALS COMMON 032346108 4198 186658 SH SOLE 1 186658 0 0 ANALOG DEVICES COMMON 032654105 9430 327220 SH SOLE 1 327220 0 0 ANIXTER INTL INC COMMON 035290105 2685 57300 SH SOLE 1 57300 0 0 ANSYS INC COMMON 03662Q105 9042 209375 SH SOLE 1 209375 0 0 APACHE CORP COMMON 037411105 4742 46722 SH SOLE 1 46722 0 0 APOLLO INVT CORP COMMON 03761U106 1375 108000 SH SOLE 1 108000 0 0 APPLE COMPUTER INC COMMON 037833100 26385 112275 SH SOLE 1 112275 0 0 APPLIED MATLS INC COMMON 038222105 22070 1638755 SH SOLE 1 1638755 0 0 ARENA RESOURCES INC COMMON 040049108 4477 134045 SH SOLE 1 134045 0 0 ARRIS GROUP INC COMMON 04269Q100 1429 119000 SH SOLE 1 119000 0 0 ASIAINFO HLDGS INC COMMON 04518A104 2975 112350 SH SOLE 1 112350 0 0 ASML HLDG NV DEP REC N07059186 450 12700 SH SOLE 1 12700 0 0 ASPEN INSURANCE HOLDIN SHS G05384105 5361 185875 SH SOLE 1 185875 0 0 AT&T INC COMMON 00206R102 26 1000 SH SOLE 1 1000 0 0 ATLAS ENERGY INC COMMON 049298102 3657 117515 SH SOLE 1 117515 0 0 ATWOOD OCEANICS INC COMMON 050095108 2056 59375 SH SOLE 1 59375 0 0 AUTODESK INC COMMON 052769106 2108 71750 SH SOLE 1 71750 0 0 AUTOMATIC DATA PROCESS COMMON 053015103 1961 44100 SH SOLE 1 44100 0 0 AVON PRODS INC COMMON 054303102 1738 51300 SH SOLE 1 51300 0 0 AXA ADR DEP REC 054536107 337 15300 SH SOLE 1 15300 0 0 BANCO BILBAO VIZCAYA DEP REC 05946K101 324 23675 SH SOLE 1 23675 0 0 BANCO BRADESCO-ADR COMMON 059460303 2300 124800 SH SOLE 1 124800 0 0 BANCO SANTANDER CENT COMMON 05964H105 581 43800 SH SOLE 1 43800 0 0 BANCO SANTANDER CHILE COMMON 05965X109 1187 17400 SH SOLE 1 17400 0 0 BANK OF AMERICA CORP COMMON 060505104 8674 485960 SH SOLE 1 485960 0 0 BANK OF NEW YORK MELLON COMMON 064058100 8542 276616 SH SOLE 1 276616 0 0 BARD C R INC COMMON 067383109 1148 13250 SH SOLE 1 13250 0 0 BAXTER INTL INC COMMON 071813109 16993 291975 SH SOLE 1 291975 0 0 BECTON DICKINSON & CO COMMON 075887109 3940 50050 SH SOLE 1 50050 0 0 BEST BUY CO INC COMMON 086516101 13330 313346 SH SOLE 1 313346 0 0 BHP BILLITON ADR DEP REC 088606108 12112 150800 SH SOLE 1 150800 0 0 BIOMARIN PHARMACEUTICAL COMMON 09061G101 1396 59750 SH SOLE 1 59750 0 0 BJS WHOLESALE CLUB INC COMMON 05548J106 1733 46850 SH SOLE 1 46850 0 0 BMC SOFTWARE INC COMMON 055921100 718 18900 SH SOLE 1 18900 0 0 BOEING CO COMMON 097023105 516 7100 SH SOLE 1 7100 0 0 BOSTON PRIVATE FINL COMMON 101119105 870 118100 SH SOLE 1 118100 0 0 BP PLC ADR DEP REC 055622104 953 16700 SH SOLE 1 16700 0 0 BROADCOM CORP CL A 111320107 22400 674695 SH SOLE 1 674695 0 0 BUFFALO WILD WINGS INC COMMON 119848109 4646 96575 SH SOLE 1 96575 0 0 C H ROBINSON WORLDWIDE COMMON 12541W209 2605 46650 SH SOLE 1 46650 0 0 CANADIAN NATL RY CO COMMON 136375102 251 4150 SH SOLE 1 4150 0 0 CANON INC ADR DEP REC 138006309 732 15850 SH SOLE 1 15850 0 0 CAPELLA EDUCATION COMPA COMMON 139594105 3798 40911 SH SOLE 1 40911 0 0 CARBO CERAMICS INC COMMON 140781105 358 5750 SH SOLE 1 5750 0 0 CARRIZO OIL & CO INC COMMON 144577103 340 14800 SH SOLE 1 14800 0 0 CASEYS GEN STORES INC COMMON 147528103 1928 61400 SH SOLE 1 61400 0 0 CATERPILLAR INC COMMON 149123101 883 14050 SH SOLE 1 14050 0 0 CATO CORP COMMON 149205106 5433 253382 SH SOLE 1 253382 0 0 CELGENE CORP COMMON 151020104 40793 658370 SH SOLE 1 658370 0 0 CENTRAL EUROPEAN DIST COMMON 153435102 7052 201440 SH SOLE 1 201440 0 0 CF INDS HLDGS INC COMMON 125269100 13822 151590 SH SOLE 1 151590 0 0 CHEVRON CORP COMMON 166764100 6453 85100 SH SOLE 1 85100 0 0 CHINA LIFE INS CO LTD DEP REC 16939P106 2932 40700 SH SOLE 1 40700 0 0 CHINA UNICOM (HK) - ADR COMMON 16945R104 1534 137600 SH SOLE 1 137600 0 0 CIENA CORP COMMON 171779309 18233 1194855 SH SOLE 1 1194855 0 0 CISCO SYSTEMS INC COMMON 17275R102 40468 1554659 SH SOLE 1 1554659 0 0 CITIGROUP INC COMMON 172967101 1149 283778 SH SOLE 1 283778 0 0 CITRIX SYSTEMS INC COMMON 177376100 6134 129215 SH SOLE 1 129215 0 0 CME GROUP INC COMMON 12572Q105 9866 31210 SH SOLE 1 31210 0 0 CNOOC LTD ADR DEP REC 126132109 2030 12300 SH SOLE 1 12300 0 0 CNX GAS CORP COMMON 12618H309 255 6700 SH SOLE 1 6700 0 0 COACH INC COMMON 189754104 1913 48400 SH SOLE 1 48400 0 0 COCA COLA CO COMMON 191216100 31041 564390 SH SOLE 1 564390 0 0 COCA COLA ENTERPRISES COMMON 191219104 1466 53000 SH SOLE 1 53000 0 0 COGNIZANT TECH SOLUTIO CL A 192446102 9115 178800 SH SOLE 1 178800 0 0 COLGATE-PALMOLIVE CO COMMON 194162103 25015 293395 SH SOLE 1 293395 0 0 COMP BRASIL-PAO DE ACUC DEP REC 20440T201 966 14375 SH SOLE 1 14375 0 0 COMPANHIA DE BEBIDAS DEP REC 20441W203 1457 15900 SH SOLE 1 15900 0 0 COMPANHIA VALE DO RIO DEP REC 91912E105 4439 137900 SH SOLE 1 137900 0 0 CONCUR TECHNOLOGIES INC COMMON 206708109 6073 148075 SH SOLE 1 148075 0 0 CONOCOPHILLIPS COMMON 20825C104 413 8062 SH SOLE 1 8062 0 0 CON-WAY INC. COMMON 205944101 1661 47295 SH SOLE 1 47295 0 0 COOPER INDUSTRIES PLC CL A G24140108 2402 50100 SH SOLE 1 50100 0 0 CORE LABORATORIES N V COMMON N22717107 6343 48495 SH SOLE 1 48495 0 0 CORNING INC COMMON 219350105 1 60 SH SOLE 1 60 0 0 COSTCO WHOLESALE CORP COMMON 22160K105 10619 177846 SH SOLE 1 177846 0 0 COVANCE INC COMMON 222816100 3729 60750 SH SOLE 1 60750 0 0 CREDIT SUISSE GROUP ADR DEP REC 225401108 853 16600 SH SOLE 1 16600 0 0 CSX CORP COMMON 126408103 209 4100 SH SOLE 1 4100 0 0 CUMMINS INC COMMON 231021106 3550 57300 SH SOLE 1 57300 0 0 CVS/CAREMARK CORPORAT COMMON 126650100 24841 679450 SH SOLE 1 679450 0 0 DANAHER CORP DEL COMMON 235851102 6837 85565 SH SOLE 1 85565 0 0 DEERE & CO COMMON 244199105 17919 301361 SH SOLE 1 301361 0 0 DEVON ENERGY CORP COMMON 25179M103 433 6720 SH SOLE 1 6720 0 0 DEVRY INC COMMON 251893103 6201 95100 SH SOLE 1 95100 0 0 DIAGEO PLC ADR DEP REC 25243Q205 4037 59850 SH SOLE 1 59850 0 0 DIAMOND OFFSHORE DRILLI COMMON 25271C102 360 4050 SH SOLE 1 4050 0 0 DICKS SPORTING GOODS COMMON 253393102 2868 109850 SH SOLE 1 109850 0 0 DIONEX CORP COMMON 254546104 1696 22675 SH SOLE 1 22675 0 0 DOLBY LABORATORIES INC COMMON 25659T107 6744 114945 SH SOLE 1 114945 0 0 E M C CORP MASS COMMON 268648102 5670 314325 SH SOLE 1 314325 0 0 ECOLAB INC COMMON 278865100 14588 331925 SH SOLE 1 331925 0 0 EMBRAER-EMPRESA BRASILE DEP REC 29081M102 616 25708 SH SOLE 1 25708 0 0 EMERSON ELECTRIC CO COMMON 291011104 13136 260940 SH SOLE 1 260940 0 0 ENBRIDGE INC COMMON 29250N105 664 13900 SH SOLE 1 13900 0 0 ENERGY TRANSFER EQUITY COMMON 29273V100 877 26000 SH SOLE 1 26000 0 0 EQT CORPORATION COMMON 26884L109 17470 426090 SH SOLE 1 426090 0 0 ERICSSON L M TEL CO ADR DEP REC 294821608 647 62000 SH SOLE 1 62000 0 0 EV3 INC COMMON 26928A200 2439 153800 SH SOLE 1 153800 0 0 EXELON CORP COMMON 30161N101 522 11925 SH SOLE 1 11925 0 0 EXPEDITORS INTL WASH COMMON 302130109 13640 369450 SH SOLE 1 369450 0 0 EXPRESS SCRIPTS INC COMMON 302182100 2117 20800 SH SOLE 1 20800 0 0 EXXON MOBIL CORP COMMON 30231G102 4001 59730 SH SOLE 1 59730 0 0 F5 NETWORKS INC COMMON 315616102 8878 144050 SH SOLE 1 144050 0 0 FACTSET RESEARCH SYSTEM COMMON 303075105 3967 54075 SH SOLE 1 54075 0 0 FLOWSERVE CORP COMMON 34354P105 1147 10400 SH SOLE 1 10400 0 0 FLUOR CORP NEW COMMON 343412102 36 781 SH SOLE 1 781 0 0 FPL GROUP INC COMMON 302571104 2276 47100 SH SOLE 1 47100 0 0 FRANKLIN RESOURCES INC COMMON 354613101 20214 182275 SH SOLE 1 182275 0 0 FREEPORT-MCMORAN COPPER CL B 35671D857 6487 77646 SH SOLE 1 77646 0 0 FRONTIER OIL CORP COMMON 35914P105 1186 87850 SH SOLE 1 87850 0 0 GAMESTOP CORP COMMON 36467W109 5006 228465 SH SOLE 1 228465 0 0 GENERAL ELECTRIC CO COMMON 369604103 13313 731490 SH SOLE 1 731490 0 0 GENERAL MILLS INC COMMON 370334104 13224 186800 SH SOLE 1 186800 0 0 GEN-PROBE INC COMMON 36866T103 3361 67225 SH SOLE 1 67225 0 0 GENZYME CORP COMMON 372917104 13398 258495 SH SOLE 1 258495 0 0 GILEAD SCIENCES INC COMMON 375558103 24007 527965 SH SOLE 1 527965 0 0 GLAXOSMITHKLINE ADR DEP REC 37733W105 597 15500 SH SOLE 1 15500 0 0 GOLDMAN SACHS GROUP INC COMMON 38141G104 17830 104495 SH SOLE 1 104495 0 0 GOODRICH CORP COMMON 382388106 4965 70400 SH SOLE 1 70400 0 0 GOOGLE INC CL A 38259P508 39242 69195 SH SOLE 1 69195 0 0 GRUPO TELEVISA SA DE CV DEP REC 40049J206 524 24925 SH SOLE 1 24925 0 0 HAEMONETICS CORP COMMON 405024100 2804 49065 SH SOLE 1 49065 0 0 HALLIBURTON CO COMMON 406216101 1567 52000 SH SOLE 1 52000 0 0 HANOVER INS GROUP INC COMMON 410867105 4165 95500 SH SOLE 1 95500 0 0 HANSEN NATURAL CORP COMMON 411310105 5005 115370 SH SOLE 1 115370 0 0 HARBIN ELECTRIC INC COMMON 41145W109 548 25400 SH SOLE 1 25400 0 0 HARSCO CORP COMMON 415864107 3561 111475 SH SOLE 1 111475 0 0 HAYNES INTERNATIONAL COMMON 420877201 3156 88836 SH SOLE 1 88836 0 0 HESS CORP COMMON 42809H107 49 787 SH SOLE 1 787 0 0 HEWLETT-PACKARD CO COMMON 428236103 229 4300 SH SOLE 1 4300 0 0 HOLLY ENERGY PARTNERS COMMON 435763107 785 18471 SH SOLE 1 18471 0 0 HOME DEPOT INC COMMON 437076102 10288 318025 SH SOLE 1 318025 0 0 HOME INNS & HOTELS MGM DEP REC 43713W107 49 1500 SH SOLE 1 1500 0 0 HOMEX ADR DEP REC 25030W100 696 24625 SH SOLE 1 24625 0 0 HONDA MOTOR LTD-ADR COMMON 438128308 99 2800 SH SOLE 1 2800 0 0 HSBC HLDGS ADR DEP REC 404280406 1972 38913 SH SOLE 1 38913 0 0 HUB GROUP INC COMMON 443320106 2217 79250 SH SOLE 1 79250 0 0 HUTCHISON WHAMPOA LTD DEP REC 448415208 668 18300 SH SOLE 1 18300 0 0 ICICI BK LTD ADR DEP REC 45104G104 2225 52100 SH SOLE 1 52100 0 0 ICON PUB LTD CO ADR DEP REC 45103T107 3053 115600 SH SOLE 1 115600 0 0 ICONIX BRAND GROUP INC COMMON 451055107 677 44100 SH SOLE 1 44100 0 0 IDEX CORP COMMON 45167R104 2757 83300 SH SOLE 1 83300 0 0 IDEXX LABS INC COMMON 45168D104 2739 47600 SH SOLE 1 47600 0 0 ILLINOIS TOOL WORKS INC COMMON 452308109 9 190 SH SOLE 1 190 0 0 ILLUMINA INC COMMON 452327109 27 700 SH SOLE 1 700 0 0 INDIA FUND INC COMMON 454089103 1321 41888 SH SOLE 1 41888 0 0 INDUSTRIAL BK KOREA GDR DEP REC 456036102 177 13494 SH SOLE 1 13494 0 0 INFORMATICA CORP COMMON 45666Q102 8551 318015 SH SOLE 1 318015 0 0 INFOSYS TECHNOLOGIES LT DEP REC 456788108 732 12450 SH SOLE 1 12450 0 0 INTEL CORP COMMON 458140100 38550 1729485 SH SOLE 1 1729485 0 0 INTERCONTINENTALEXCHANG COMMON 45865V100 1885 16800 SH SOLE 1 16800 0 0 INTERSIL CORP CL A 46069S109 4053 274950 SH SOLE 1 274950 0 0 INTL BUSINESS MACHINES COMMON 459200101 52936 412755 SH SOLE 1 412755 0 0 INTL GAME TECHNOLOGY COMMON 459902102 1238 67100 SH SOLE 1 67100 0 0 INTUITIVE SURGICAL INC COMMON 46120E602 15318 44001 SH SOLE 1 44001 0 0 ISHARES INC MSCI JAPAN COMMON 464286848 1078 103300 SH SOLE 1 103300 0 0 ISHARES INC TAIWAN COMMON 464286731 2445 194800 SH SOLE 1 194800 0 0 ISHARES MSCI SOUTH KO COMMON 464286772 100 2000 SH SOLE 1 2000 0 0 ITC HLDGS CORP COMMON 465685105 2051 37285 SH SOLE 1 37285 0 0 ITT CORPORATION COMMON 450911102 5825 108650 SH SOLE 1 108650 0 0 JACOBS ENGINEERING GRO COMMON 469814107 1925 42600 SH SOLE 1 42600 0 0 JINPAN INTL LTD COMMON G5138L100 1150 55300 SH SOLE 1 55300 0 0 JOHNSON & JOHNSON COMMON 478160104 22794 349600 SH SOLE 1 349600 0 0 JPMORGAN CHASE & CO COMMON 46625H100 30567 683065 SH SOLE 1 683065 0 0 JUNIPER NETWORKS INC COMMON 48203R104 2411 78600 SH SOLE 1 78600 0 0 KAYDON CORP COMMON 486587108 2263 60180 SH SOLE 1 60180 0 0 KAYNE ANDERSON MLP INV COMMON 486606106 2005 74660 SH SOLE 1 74660 0 0 "KB FINANCIAL GROUP, DEP REC 48241A105 1385 28875 SH SOLE 1 28875 0 0 KLA-TENCOR CORP COMMON 482480100 1123 36300 SH SOLE 1 36300 0 0 KOHLS CORP COMMON 500255104 11135 203260 SH SOLE 1 203260 0 0 KONINKLIJKE PHILIPS ELE DEP REC 500472303 304 9500 SH SOLE 1 9500 0 0 KUBOTA CORP COMMON 501173207 119 2600 SH SOLE 1 2600 0 0 LABORATORY CP OF AMER COM NEW 50540R409 2105 27800 SH SOLE 1 27800 0 0 LANCASTER COLONY CORP COMMON 513847103 1337 22669 SH SOLE 1 22669 0 0 LANDEC CORP COMMON 514766104 1648 248582 SH SOLE 1 248582 0 0 LIFE TECHNOLOGIES CORP COMMON 53217V109 528 10100 SH SOLE 1 10100 0 0 LILLY ELI & CO COMMON 532457108 1344 37100 SH SOLE 1 37100 0 0 LINEAR TECHNOLOGY CORP COMMON 535678106 8182 289625 SH SOLE 1 289625 0 0 LOCKHEED MARTIN CORP COMMON 539830109 7882 94710 SH SOLE 1 94710 0 0 LUFKIN INDUSTRIES INC COMMON 549764108 7040 88947 SH SOLE 1 88947 0 0 MARATHON OIL CORP COMMON 565849106 3200 101150 SH SOLE 1 101150 0 0 MARRIOTT INTL INC CL A 571903202 1370 43464 SH SOLE 1 43464 0 0 MARVELL TECHNOLOGY GR ORD G5876H105 9516 466010 SH SOLE 1 466010 0 0 MASTERCARD INC COMMON 57636Q104 38 150 SH SOLE 1 150 0 0 MCDERMOTT INTL INC COMMON 580037109 10030 372575 SH SOLE 1 372575 0 0 MCDONALDS CORP COMMON 580135101 37112 556235 SH SOLE 1 556235 0 0 MCKESSON CORP COMMON 58155Q103 9047 137665 SH SOLE 1 137665 0 0 MEDASSETS INC COMMON 584045108 540 25715 SH SOLE 1 25715 0 0 MEDCO HEALTH SOLUTIONS COMMON 58405U102 10324 159920 SH SOLE 1 159920 0 0 MEDTRONIC INC COMMON 585055106 11881 263850 SH SOLE 1 263850 0 0 MERCK & CO INC COMMON 58933Y105 385 10300 SH SOLE 1 10300 0 0 MERIDIAN BIOSCIENCE INC COMMON 589584101 2310 113380 SH SOLE 1 113380 0 0 MERU NETWORKS INC COMMON 59047Q103 929 48475 SH SOLE 1 48475 0 0 MICRON TECHNOLOGY INC COMMON 595112103 272 26200 SH SOLE 1 26200 0 0 MICROS SYSTEMS INC COMMON 594901100 3640 110675 SH SOLE 1 110675 0 0 MICROSEMI CORP COMMON 595137100 4413 254500 SH SOLE 1 254500 0 0 MICROSOFT CORP COMMON 594918104 32707 1116740 SH SOLE 1 1116740 0 0 MILLICOM INTL CELLULAR COMMON L6388F110 1458 16350 SH SOLE 1 16350 0 0 MILLIPORE CORP COMMON 601073109 1827 17300 SH SOLE 1 17300 0 0 MITSUBISHI UFJ FINL GR DEP REC 606822104 216 41300 SH SOLE 1 41300 0 0 MOBILE TELESYSTEMS SP DEP REC 607409109 1757 31650 SH SOLE 1 31650 0 0 MONSANTO CO COMMON 61166W101 20329 284645 SH SOLE 1 284645 0 0 MOSAIC CO COMMON 61945A107 1364 22450 SH SOLE 1 22450 0 0 MTS SYS CORP COMMON 553777103 1872 64500 SH SOLE 1 64500 0 0 MURPHY OIL CORP COMMON 626717102 9008 160305 SH SOLE 1 160305 0 0 MYLAN INC COMMON 628530107 68 3000 SH SOLE 1 3000 0 0 NATIONAL OILWELL VARCO COMMON 637071101 6495 160065 SH SOLE 1 160065 0 0 NETAPP INC COMMON 64110D104 1998 61400 SH SOLE 1 61400 0 0 NEW ORIENTAL ED & TECH DEP REC 647581107 1695 19825 SH SOLE 1 19825 0 0 NEWS CORP LTD CL A CL A 65248E104 6613 458895 SH SOLE 1 458895 0 0 NICE SYS LTD ADR DEP REC 653656108 593 18675 SH SOLE 1 18675 0 0 NIKE INC CL B 654106103 1992 27100 SH SOLE 1 27100 0 0 NOBLE CORPORATION SHS H5833N103 8635 206475 SH SOLE 1 206475 0 0 NORDSTROM INC COMMON 655664100 1777 43500 SH SOLE 1 43500 0 0 NORTHERN TRUST CORP COMMON 665859104 6938 125560 SH SOLE 1 125560 0 0 NORTHWEST BANCSHARES COMMON 667340103 1533 130700 SH SOLE 1 130700 0 0 NUCOR CORP COMMON 670346105 1030 22700 SH SOLE 1 22700 0 0 NUVASIVE INC COMMON 670704105 9704 214689 SH SOLE 1 214689 0 0 OCCIDENTAL PETROLEUM COMMON 674599105 27081 320335 SH SOLE 1 320335 0 0 OCEANEERING INTL INC COMMON 675232102 362 5700 SH SOLE 1 5700 0 0 ORACLE CORP COMMON 68389X105 38653 1503419 SH SOLE 1 1503419 0 0 OWENS & MINOR INC COMMON 690732102 1225 26400 SH SOLE 1 26400 0 0 P T TELEKOMUNIKASI IND DEP REC 715684106 628 17550 SH SOLE 1 17550 0 0 PARKER HANNIFIN CORP COMMON 701094104 4726 73000 SH SOLE 1 73000 0 0 PARTNERRE LTD COMMON G6852T105 13219 165820 SH SOLE 1 165820 0 0 PEARSON PLC ADR DEP REC 705015105 2814 179350 SH SOLE 1 179350 0 0 PENNANTPARK INVT CORP COMMON 708062104 849 81879 SH SOLE 1 81879 0 0 PEPSICO INC COMMON 713448108 38489 581760 SH SOLE 1 581760 0 0 PERKINELMER INC COMMON 714046109 2337 97775 SH SOLE 1 97775 0 0 PETROCHINA CO LTD ADR DEP REC 71646E100 803 6850 SH SOLE 1 6850 0 0 PETROLEO BRASILEIRO SA DEP REC 71654V408 4607 103525 SH SOLE 1 103525 0 0 PETROQUEST ENERGY INC COMMON 716748108 108 21500 SH SOLE 1 21500 0 0 PFIZER INC COMMON 717081103 309 18000 SH SOLE 1 18000 0 0 PHARMACEUTICAL PROD DEV COMMON 717124101 715 30100 SH SOLE 1 30100 0 0 PHILIP MORRIS INTL INC COMMON 718172109 30558 585850 SH SOLE 1 585850 0 0 PLATINUM UNDERWRITER COMMON G7127P100 52 1400 SH SOLE 1 1400 0 0 POLARIS INDS INC COMMON 731068102 5092 99525 SH SOLE 1 99525 0 0 POSCO ADR DEP REC 693483109 1591 13600 SH SOLE 1 13600 0 0 POTASH CORP SASK INC COMMON 73755L107 335 2810 SH SOLE 1 2810 0 0 PRAXAIR INC COMMON 74005P104 6602 79546 SH SOLE 1 79546 0 0 PRECISION CASTPARTS COMMON 740189105 10831 85475 SH SOLE 1 85475 0 0 PRICE T ROWE GROUP INC COMMON 74144T108 2100 38200 SH SOLE 1 38200 0 0 PRICELINE COM INC COMMON 741503403 826 3240 SH SOLE 1 3240 0 0 PROCTER & GAMBLE CO COMMON 742718109 31425 496685 SH SOLE 1 496685 0 0 PRUDENTIAL FINANCIAL COMMON 744320102 11052 182670 SH SOLE 1 182670 0 0 QUALCOMM INC COMMON 747525103 40735 970800 SH SOLE 1 970800 0 0 QUEST SOFTWARE INC COMMON 74834T103 2850 160225 SH SOLE 1 160225 0 0 RANGE RES CORP COMMON 75281A109 26 550 SH SOLE 1 550 0 0 RED ROBIN GOURMET BURG COMMON 75689M101 2147 87850 SH SOLE 1 87850 0 0 RESEARCH IN MOTION LTD COMMON 760975102 22209 300240 SH SOLE 1 300240 0 0 RIO TINTO PLC ADR DEP REC 767204100 5135 21690 SH SOLE 1 21690 0 0 ROCKWELL COLLINS INC COMMON 774341101 2015 32200 SH SOLE 1 32200 0 0 ROFIN SINAR TECHNOLOGIE COMMON 775043102 2660 117611 SH SOLE 1 117611 0 0 ROGERS COMMUNICATIONS COMMON 775109200 13508 395780 SH SOLE 1 395780 0 0 ROYAL BANK OF CANADA COMMON 780087102 2674 45825 SH SOLE 1 45825 0 0 ROYAL DUTCH SHELL PLC DEP REC 780259107 874 15800 SH SOLE 1 15800 0 0 RPM INTERNATIONAL INC COMMON 749685103 1193 55900 SH SOLE 1 55900 0 0 RTI INTL METALS INC COMMON 74973W107 2517 83000 SH SOLE 1 83000 0 0 SALESFORCE COM INC COMMON 79466L302 2219 29800 SH SOLE 1 29800 0 0 SASOL LTD - ADR DEP REC 803866300 2921 70775 SH SOLE 1 70775 0 0 SBA COMMUNICATIONS CORP COMMON 78388J106 4355 120735 SH SOLE 1 120735 0 0 SCHLUMBERGER LTD COMMON 806857108 23557 371210 SH SOLE 1 371210 0 0 SCOTTS MIRACLE GRO CO COMMON 810186106 4178 90140 SH SOLE 1 90140 0 0 SEAGATE TECHNOLOGY COMMON G7945J104 9734 533065 SH SOLE 1 533065 0 0 SIEMENS A G - ADR DEP REC 826197501 425 4250 SH SOLE 1 4250 0 0 SILICON LABORATORIES COMMON 826919102 4048 84918 SH SOLE 1 84918 0 0 SKYWORKS SOLUTIONS INC COMMON 83088M102 5168 331250 SH SOLE 1 331250 0 0 SMITH INTERNATIONAL INC COMMON 832110100 1233 28800 SH SOLE 1 28800 0 0 SNAP ON INC COMMON 833034101 7981 184150 SH SOLE 1 184150 0 0 SOLERA HOLDINGS INC COMMON 83421A104 5130 132725 SH SOLE 1 132725 0 0 SONY CORP ADR DEP REC 835699307 228 5950 SH SOLE 1 5950 0 0 SOUTHERN CO COMMON 842587107 11 325 SH SOLE 1 325 0 0 SOUTHERN COPPER CORP COMMON 84265V105 1951 61600 SH SOLE 1 61600 0 0 SOUTHWESTERN ENERGY CO COMMON 845467109 30816 756789 SH SOLE 1 756789 0 0 SPX CORP COMMON 784635104 2669 40250 SH SOLE 1 40250 0 0 ST JUDE MEDICAL INC COMMON 790849103 6225 151635 SH SOLE 1 151635 0 0 STERICYCLE INC COMMON 858912108 2593 47575 SH SOLE 1 47575 0 0 STIFEL FINL CORP COMMON 860630102 2518 46850 SH SOLE 1 46850 0 0 STRAYER ED INC COMMON 863236105 2131 8750 SH SOLE 1 8750 0 0 STRYKER CORP COMMON 863667101 423 7400 SH SOLE 1 7400 0 0 SUNCOR ENERGY INC COMMON 867224107 1993 61260 SH SOLE 1 61260 0 0 SURMODICS INC COMMON 868873100 312 14900 SH SOLE 1 14900 0 0 SYBASE INC COMMON 871130100 7861 168625 SH SOLE 1 168625 0 0 SYNAPTICS INC COMMON 87157D109 6663 241315 SH SOLE 1 241315 0 0 SYNTEL INC COMMON 87162H103 4747 123452 SH SOLE 1 123452 0 0 TAIWAN SEMICONDUCTOR DEP REC 874039100 1970 187824 SH SOLE 1 187824 0 0 TALISMAN ENERGY INC COMMON 87425E103 96 5600 SH SOLE 1 5600 0 0 TARGET CORP COMMON 87612E106 44398 844064 SH SOLE 1 844064 0 0 TCF FINANCIAL CORP COMMON 872275102 9829 616630 SH SOLE 1 616630 0 0 TECHNE CORP COMMON 878377100 3476 54670 SH SOLE 1 54670 0 0 TELEFLEX INC COMMON 879369106 2417 37730 SH SOLE 1 37730 0 0 TELEFONICA SA ADR DEP REC 879382208 4664 65600 SH SOLE 1 65600 0 0 TENARIS S A ADR DEP REC 88031M109 614 14300 SH SOLE 1 14300 0 0 TEVA PHARMACEUTICAL IND DEP REC 881624209 5098 80825 SH SOLE 1 80825 0 0 "THE TRAVELERS COMPANIE COMMON 89417E109 11830 219315 SH SOLE 1 219315 0 0 THERMO FISHER SCIENTIFI COMMON 883556102 15750 306180 SH SOLE 1 306180 0 0 THORATEC CORP COMMON 885175307 5811 173725 SH SOLE 1 173725 0 0 TJX COS INC COMMON 872540109 4093 96250 SH SOLE 1 96250 0 0 TORTOISE ENERGY CAP C COMMON 89147U100 1351 54750 SH SOLE 1 54750 0 0 TOTAL S A ADR DEP REC 89151E109 4340 74800 SH SOLE 1 74800 0 0 TRANSOCEAN LTD COMMON H8817H100 9357 108325 SH SOLE 1 108325 0 0 TRIMBLE NAVIGATION LTD COMMON 896239100 6286 218866 SH SOLE 1 218866 0 0 TRUE RELIGION APPAREL COMMON 89784N104 4697 154710 SH SOLE 1 154710 0 0 TUPPERWARE BRANDS CORP COMMON 899896104 7728 160265 SH SOLE 1 160265 0 0 TW TELECOM INC COMMON 87311L104 4650 256050 SH SOLE 1 256050 0 0 TYCO ELECTRONICS LTD COMMON H8912P106 1528 55600 SH SOLE 1 55600 0 0 U S BANCORP COM NEW 902973304 7773 300350 SH SOLE 1 300350 0 0 ULTA SALON COSMETCS & COMMON 90384S303 3061 135325 SH SOLE 1 135325 0 0 ULTIMATE SOFTWARE GROU COMMON 90385D107 4399 133500 SH SOLE 1 133500 0 0 ULTRA PETROLEUM CORP COMMON 903914109 19227 412325 SH SOLE 1 412325 0 0 UNION PAC CORP COMMON 907818108 17596 240055 SH SOLE 1 240055 0 0 UNITED PARCEL SERVICE CL B 911312106 7716 119799 SH SOLE 1 119799 0 0 UNITED TECHNOLOGIES COMMON 913017109 22973 312090 SH SOLE 1 312090 0 0 UNITED THERAPEUTICS CO COMMON 91307C102 2999 54200 SH SOLE 1 54200 0 0 URS CORP COMMON 903236107 5425 109350 SH SOLE 1 109350 0 0 UTI WORLDWIDE INC ORD G87210103 1763 115100 SH SOLE 1 115100 0 0 V F CORP COMMON 918204108 329 4100 SH SOLE 1 4100 0 0 VALERO ENERGY CORP COMMON 91913Y100 30 1500 SH SOLE 1 1500 0 0 VALIDUS HOLDINGS LTD COMMON G9319H102 1385 50300 SH SOLE 1 50300 0 0 VARIAN MED SYS INC COMMON 92220P105 7100 128325 SH SOLE 1 128325 0 0 VARIAN SEMICONDUCTOR EQ COMMON 922207105 3180 96024 SH SOLE 1 96024 0 0 VEECO INSTRS INC DEL COMMON 922417100 3591 82600 SH SOLE 1 82600 0 0 VEOLIA ENVIRONNEMENT DEP REC 92334N103 933 26975 SH SOLE 1 26975 0 0 VERIFONE HLDGS INC COMMON 92342Y109 1785 88310 SH SOLE 1 88310 0 0 VERIZON COMMUNICATIONS COMMON 92343V104 26428 851970 SH SOLE 1 851970 0 0 VISA INC COMMON 92826C839 22700 249370 SH SOLE 1 249370 0 0 VIVO PARTICIPACOES ADR COMMON 92855S200 930 34300 SH SOLE 1 34300 0 0 VMWARE INC COMMON 928563402 490 9200 SH SOLE 1 9200 0 0 VODAFONE GROUP ADR DEP REC 92857W209 307 13187 SH SOLE 1 13187 0 0 VOLCANO CORPORATION COMMON 928645100 4672 193390 SH SOLE 1 193390 0 0 WABTEC CORP COMMON 929740108 3081 73150 SH SOLE 1 73150 0 0 WAL MART STORES INC COMMON 931142103 24750 445150 SH SOLE 1 445150 0 0 WELLPOINT HEALTH NETWO COMMON 94973V107 734 11400 SH SOLE 1 11400 0 0 WELLS FARGO & CO COMMON 949746101 18817 604645 SH SOLE 1 604645 0 0 WESTPAC BKG CORP-ADR COMMON 961214301 635 5000 SH SOLE 1 5000 0 0 WISCONSIN ENERGY CORP COMMON 976657106 9793 198205 SH SOLE 1 198205 0 0 X5 RETAIL GROUP NV COMMON B07T3T9 846 24300 SH SOLE 1 24300 0 0 XILINX INC COMMON 983919101 2586 101400 SH SOLE 1 101400 0 0 XTO ENERGY INC COMMON 98385X106 16635 352583 SH SOLE 1 352583 0 0 ZIMMER HLDGS INC COMMON 98956P102 284 4800 SH SOLE 1 4800 0 0 ALLIANCEBERNSTEIN INC COMMON 01881E101 8514 1046000 SH SOLE 1 0 1046000 0 AMERICAN INCOME FUND COMMON 02672T109 15770 1911573 SH SOLE 1 0 1911573 0 AMERICAN MUN INCOME POR COMMON 027649102 1596 111300 SH SOLE 1 0 111300 0 AMERICAN SELECT PORT COMMON 029570108 41531 3475436 SH SOLE 1 0 3475436 0 AMERICAN STRAT INC 1 COMMON 030098107 23647 1902397 SH SOLE 1 0 1902397 0 AMERICAN STRAT INC 2 COMMON 030099105 65803 6388619 SH SOLE 1 0 6388619 0 AMERICAN STRAT INC 3 COMMON 03009T101 52631 5671480 SH SOLE 1 0 5671480 0 BLACKROCK CALIF MUN INC COMMON 09248E102 284 21726 SH SOLE 1 0 21726 0 BLACKROCK CORE BD TR COMMON 09249E101 9827 804800 SH SOLE 1 0 804800 0 BLACKROCK CREDIT ALLOC COMMON 09249V103 2677 252300 SH SOLE 1 0 252300 0 BLACKROCK ENHANCED GOVT COMMON 09255K108 179 10880 SH SOLE 1 0 10880 0 BLACKROCK HIGH INCOME COMMON 09250E107 1048 516100 SH SOLE 1 0 516100 0 BLACKROCK INCOME OPP COMMON 092475102 9478 1000900 SH SOLE 1 0 1000900 0 BLACKROCK INCOME TR BKT COMMON 09247F100 4094 624127 SH SOLE 1 0 624127 0 BLACKROCK LT MUNI ADVNT COMMON 09250B103 5238 498817 SH SOLE 1 0 498817 0 BLACKROCK MUNI BD TR COMMON 09249H104 495 34000 SH SOLE 1 0 34000 0 BLACKROCK MUNI HLD FL COMMON 09254P108 3461 256565 SH SOLE 1 0 256565 0 BLACKROCK MUNI INC TR COMMON 09249N101 561 41200 SH SOLE 1 0 41200 0 BLACKROCK MUNI N Y INTE COMMON 09255F109 187 14600 SH SOLE 1 0 14600 0 BLACKROCK MUNI YIELD COMMON 09254V105 1811 135179 SH SOLE 1 0 135179 0 BLACKROCK MUNIHLD NY COMMON 09255C106 158 11300 SH SOLE 1 0 11300 0 BLACKROCK MUNIHLDGS FD COMMON 09253P109 219 15411 SH SOLE 1 0 15411 0 BLACKROCK MUNIHLDGS INS COMMON 09254C107 787 59500 SH SOLE 1 0 59500 0 BLACKROCK MUNIYIELD NY COMMON 09255E102 74 5900 SH SOLE 1 0 5900 0 BLACKROCK MUNIYIELD PA COMMON 09255G107 756 54700 SH SOLE 1 0 54700 0 BLACKROCK MUNIYLD FL FD COMMON 09254R104 1944 147500 SH SOLE 1 0 147500 0 BLACKROCK MUNIYLD FLA COMMON 09254T100 294 21837 SH SOLE 1 0 21837 0 BLACKROCK MUNIYLD MI COMMON 09254W103 1780 147000 SH SOLE 1 0 147000 0 BLACKROCK MUNIYLD QUAL COMMON 09254G108 345 28100 SH SOLE 1 0 28100 0 BLACKROCK MUNYIELD INSD COMMON 09254E103 1895 144800 SH SOLE 1 0 144800 0 BLACKROCK PFD & CORP COMMON 09255J101 945 104700 SH SOLE 1 0 104700 0 BLACKROCK PFD INCM STRA COMMON 09255H105 2824 280446 SH SOLE 1 0 280446 0 DELAWARE INV MN MUN INC COMMON 24610V103 139 10900 SH SOLE 1 0 10900 0 DREYFUS HI YLD STRAT COMMON 26200S101 770 177400 SH SOLE 1 0 177400 0 DREYFUS MUNICIPAL INCOM COMMON 26201R102 29 3200 SH SOLE 1 0 3200 0 DREYFUS STRATEGIC MUN COMMON 26202F107 520 63428 SH SOLE 1 0 63428 0 DWS HIGH INCOME TR KHI COMMON 23337C208 725 79600 SH SOLE 1 0 79600 0 DWS MUN INCOME TR KTF COMMON 23338M106 7610 634700 SH SOLE 1 0 634700 0 DWS STRATEGIC MUN INC COMMON 23338T101 338 26000 SH SOLE 1 0 26000 0 EATON VANCE CA MUNI INC COMMON 27826F101 195 15900 SH SOLE 1 0 15900 0 EATON VANCE INS CA MUN COMMON 27828A100 12 1000 SH SOLE 1 0 1000 0 EATON VANCE INS CA MUNI COMMON 27828C106 1023 84100 SH SOLE 1 0 84100 0 EATON VANCE INS MI MIW COMMON 27828M104 16 1100 SH SOLE 1 0 1100 0 EATON VANCE LTD DUR INC COMMON 27828H105 4149 260783 SH SOLE 1 0 260783 0 EATON VANCE MI MUNI INC COMMON 27826D106 290 23600 SH SOLE 1 0 23600 0 EATON VANCE MUNI INCOME COMMON 27826U108 592 47349 SH SOLE 1 0 47349 0 EATON VANCE NJ MUNI INC COMMON 27826V106 64 4500 SH SOLE 1 0 4500 0 EATON VANCE SH TM DR DI COMMON 27828V104 3970 234200 SH SOLE 1 0 234200 0 EVERGREEN MGD INC FD COMMON 30024Y104 11489 765900 SH SOLE 1 0 765900 0 FEDERATED PREM MUN INC COMMON 31423P108 298 20100 SH SOLE 1 0 20100 0 FIRST AMERN MN MUN INC COMMON 31849P104 645 44100 SH SOLE 1 0 44100 0 FIRST TR ABERDEEN GLB COMMON 337319107 69 4200 SH SOLE 1 0 4200 0 FIRST TR FOUR CRNRS SR COMMON 33733Q107 1548 120100 SH SOLE 1 0 120100 0 FIRST TRUST FOUR CRNRS COMMON 33733U108 1632 124000 SH SOLE 1 0 124000 0 FIRST TRUST/FIDAC MTG COMMON 33734E103 9524 517870 SH SOLE 1 0 517870 0 FLAH & CRUM PFD FFC COMMON 338478100 874 57200 SH SOLE 1 0 57200 0 FLAH & CRUM TOT RET FLC COMMON 338479108 607 37909 SH SOLE 1 0 37909 0 FRANKLIN TEMPLETON LTD COMMON 35472T101 4889 365100 SH SOLE 1 0 365100 0 HARTFORD INCOME SHS FD COMMON 416537108 3289 581100 SH SOLE 1 0 581100 0 HELIOS HIGH YIELD FD COMMON 42328Q109 867 106600 SH SOLE 1 0 106600 0 HELIOS STRATEGIC MTG COMMON 42327M109 7829 1173345 SH SOLE 1 0 1173345 0 HELIOS TOTAL RETURN FD COMMON 42327V109 15562 2778886 SH SOLE 1 0 2778886 0 INVESTMENT GRD MUN INC COMMON 461368102 3258 225754 SH SOLE 1 0 225754 0 JN HANCOCK INV TRUST COMMON 410142103 5875 301115 SH SOLE 1 0 301115 0 JOHN HANCOCK INC SECS COMMON 410123103 10923 791541 SH SOLE 1 0 791541 0 JOHN HANCOCK PFD INC FD COMMON 41013W108 1409 76600 SH SOLE 1 0 76600 0 JOHN HANCOCK PFD INC II COMMON 41013X106 697 38400 SH SOLE 1 0 38400 0 JOHN HANCOCK PFD INC COMMON 41021P103 677 41900 SH SOLE 1 0 41900 0 MBIA CAP CLAYMORE MGD COMMON 55266X100 2326 172810 SH SOLE 1 0 172810 0 MFS CALIF INSD MUN FD COMMON 59318C106 141 12500 SH SOLE 1 0 12500 0 MFS CHARTER INCOME TR COMMON 552727109 495 52700 SH SOLE 1 0 52700 0 MFS HIGH INCOME MUN TR COMMON 59318D104 792 159400 SH SOLE 1 0 159400 0 MFS INTER INC TRUST MIN COMMON 55273C107 2536 371900 SH SOLE 1 0 371900 0 MFS INTERMEDIATE HIGH COMMON 59318T109 673 240247 SH SOLE 1 0 240247 0 MFS MULTIMKT INC TR COMMON 552737108 2557 384500 SH SOLE 1 0 384500 0 MINNESOTA MUN INC PT COMMON 604062109 1816 119500 SH SOLE 1 0 119500 0 MONTGOMERY ST INCOME COMMON 614115103 10679 692430 SH SOLE 1 0 692430 0 MORGAN STAN MUNI PREM COMMON 61745P429 1124 139115 SH SOLE 1 0 139115 0 MORGAN STAN QUAL MUN COMMON 61745P668 2080 158765 SH SOLE 1 0 158765 0 MORGAN STANLEY INC ICB COMMON 61745P874 3261 191500 SH SOLE 1 0 191500 0 MORGAN STANLEY MUNI INC COMMON 61745P452 128 20000 SH SOLE 1 0 20000 0 MORGAN STANLEY QUAL M COMMON 61745P734 2556 202081 SH SOLE 1 0 202081 0 NEUBERGER BERMAN INT COMMON 64124P101 636 44932 SH SOLE 1 0 44932 0 NUVEEN CA INV QUAL MUNI COMMON 67062A101 744 57803 SH SOLE 1 0 57803 0 NUVEEN CAL MUNI MKT OPP COMMON 67062U107 596 46121 SH SOLE 1 0 46121 0 NUVEEN CALIF PERF PLUS COMMON 67062Q106 1318 102000 SH SOLE 1 0 102000 0 NUVEEN CALIF QUALITY COMMON 670985100 228 16555 SH SOLE 1 0 16555 0 NUVEEN DIV ADV MUNI FD COMMON 67070X101 533 37800 SH SOLE 1 0 37800 0 NUVEEN DIVD ADV MUNI FD COMMON 67066V101 953 67900 SH SOLE 1 0 67900 0 NUVEEN INSD DIVID ADV COMMON 67071L106 293 20500 SH SOLE 1 0 20500 0 NUVEEN INSD NY DIV NKO COMMON 67071N102 101 7400 SH SOLE 1 0 7400 0 NUVEEN MASS PREM INC MU COMMON 67061E104 70 4800 SH SOLE 1 0 4800 0 NUVEEN MICH PREM INC MU COMMON 67101Q109 543 42300 SH SOLE 1 0 42300 0 NUVEEN MUN ADVANTAGE FD COMMON 67062H106 1272 88000 SH SOLE 1 0 88000 0 NUVEEN NEW JERSEY DIV COMMON 67069Y102 166 12600 SH SOLE 1 0 12600 0 NUVEEN NJ INVT QUAL MUN COMMON 670971100 352 26200 SH SOLE 1 0 26200 0 NUVEEN NY PERF PLUS MUN COMMON 67062R104 100 7000 SH SOLE 1 0 7000 0 NUVEEN PA DVD ADV MUNI COMMON 67071W102 142 10100 SH SOLE 1 0 10100 0 NUVEEN PA INV QLTY MUNI COMMON 670972108 658 48500 SH SOLE 1 0 48500 0 NUVEEN PREM INCOME MUN COMMON 67063W102 4698 341921 SH SOLE 1 0 341921 0 NUVEEN PREMIER MUNI INC COMMON 670988104 647 48600 SH SOLE 1 0 48600 0 NUVEEN QUALITY PFD II COMMON 67072C105 4395 557000 SH SOLE 1 0 557000 0 NUVEEN QUALITY PFD INC COMMON 67072W101 3998 523921 SH SOLE 1 0 523921 0 NUVEEN QUALITY PFD INC COMMON 67071S101 2833 390200 SH SOLE 1 0 390200 0 PIMCO CA MUNI INC PCQ COMMON 72200N106 373 28500 SH SOLE 1 0 28500 0 PIMCO CALIFORNIA MUNI COMMON 72200M108 419 47600 SH SOLE 1 0 47600 0 PIMCO CORPORATE INCOME COMMON 72200U100 923 61500 SH SOLE 1 0 61500 0 PIMCO CORPORATE OPP FD COMMON 72201B101 494 29900 SH SOLE 1 0 29900 0 PIMCO MUN INCOME FD III COMMON 72201A103 177 16200 SH SOLE 1 0 16200 0 PIMCO NY MUNI INC III COMMON 72201E105 47 5000 SH SOLE 1 0 5000 0 PIONEER DIVERSIFIED HIG COMMON 723653101 383 19200 SH SOLE 1 0 19200 0 PUTNAM MASTER INT INC COMMON 746909100 10857 1742624 SH SOLE 1 0 1742624 0 PUTNAM MUNI OPP TR PMO COMMON 746922103 5401 469639 SH SOLE 1 0 469639 0 PUTNAM PREMIER INC PPT COMMON 746853100 17489 2686450 SH SOLE 1 0 2686450 0 RIVUS BD FD COM BDF COMMON 769667106 12738 744100 SH SOLE 1 0 744100 0 TRANSAMERICA INC SHR COMMON 893506105 8157 359959 SH SOLE 1 0 359959 0 VAN KAMPEN MUNI INC VKI COMMON 92112K107 3344 275200 SH SOLE 1 0 275200 0 VAN KAMPEN OHIO QLTY MU COMMON 920923109 131 8700 SH SOLE 1 0 8700 0 VAN KAMPEN PA VALUE MU COMMON 92112T108 2779 202395 SH SOLE 1 0 202395 0 VAN KAMPEN SEL SEC MUNI COMMON 92112M103 1431 117000 SH SOLE 1 0 117000 0 VAN KAMPEN TR INV GR MU COMMON 920933108 500 30400 SH SOLE 1 0 30400 0 VAN KAMPEN TR INVT VTN COMMON 920931102 2212 155500 SH SOLE 1 0 155500 0 VAN KAMPEN TR/INV GR MN COMMON 920929106 2964 208464 SH SOLE 1 0 208464 0 WA/CLAY US TREAS INFL COMMON 95766R104 2312 195894 SH SOLE 1 0 195894 0 WA/CLAY US TSY INFL WIA COMMON 95766Q106 427 35200 SH SOLE 1 0 35200 0 WESTERN ASSET GLOBAL HI COMMON 95766B109 5025 433900 SH SOLE 1 0 433900 0 WESTERN ASSET INFL MGMT COMMON 95766U107 5211 325507 SH SOLE 1 0 325507 0 WESTERN ASSET INTM MUNI COMMON 958435109 211 22700 SH SOLE 1 0 22700 0 WESTERN ASSET PREMIER COMMON 957664105 3783 272923 SH SOLE 1 0 272923 0 WESTERN ASSET VARIABLE COMMON 957667108 24537 1652300 SH SOLE 1 0 1652300 0 WESTERN ASST MNG MUN FD COMMON 95766M105 284 22000 SH SOLE 1 0 22000 0 WESTERN ASST MUNI PART COMMON 95766P108 664 48606 SH SOLE 1 0 48606 0
EX-1 3 sumpg33110.txt FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 503 Form 13F Information Table Value Total: $2,930,586 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all Institutional investment managers with respect to which this report is files, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1. 28-4373 Sit Investment Fixed Income Advisors, Inc. -----END PRIVACY-ENHANCED MESSAGE-----