-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BYgYu1XOyrA6zqbaK4iDF4ZCcWXozjGVde7KqfRE0h8q84svVjb1TZ5MxtwryJI3 0lef86gpGizsV9V2lKllaA== 0001006364-10-000001.txt : 20100129 0001006364-10-000001.hdr.sgml : 20100129 20100129160556 ACCESSION NUMBER: 0001006364-10-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100129 DATE AS OF CHANGE: 20100129 EFFECTIVENESS DATE: 20100129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSTON ASSET MANAGEMENT CORP CENTRAL INDEX KEY: 0001006364 IRS NUMBER: 133257590 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05210 FILM NUMBER: 10559589 BUSINESS ADDRESS: STREET 1: 300 ATLANTIC STREET STREET 2: SUITE 1102 CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033244722 MAIL ADDRESS: STREET 1: 300 ATLANTIC STREET STREET 2: SUITE 1102 CITY: STAMFORD STATE: CT ZIP: 06901 FORMER COMPANY: FORMER CONFORMED NAME: JOHNSTON SCHAGER ASSET MANAGEMENT CORP/CT DATE OF NAME CHANGE: 19990324 13F-HR 1 sec13f4q09.txt FORM 13F COVER PAGE Report for the quarter ended: December 31, 2009 Name: Johnston Asset Management Corp. Address: 300 Atlantic Street Stamford, CT 06901 13F File Number: 28-5210 The institutional investment manager filing this report and the person by whom It is signed hereby Represent that the person signing the report is authorized to submit it, that All information contained herein Is true, correct and complete, and that it is understood that all required Items, statements, schedules, lists, And tables, are considered integral parts of this form. Person signing this report on behalf of reporting Manager: Name: Julie OConnor Phone: 203-324-4722 Signature, place, and date of signing Report type: { } 13F Holdings Report { } 13F Notice { x} 13F Combination Report I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 2 FORM 13F INFORMATION TABLE ENTRY TOTAL: FORM 13F INFORMATION TABLE VALUE TOTAL: List of other included managers: Cassandra Hardman 2 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AT&T, Inc. cs 00206r102 6847 244285 SH SOLE 241742 2543 Abbott Labs cs 002824100 9661 178939 SH SOLE 178939 Adobe Systems, Inc. cs 00724F101 11715 318510 SH SOLE 317810 800 Amgen, Inc. cs 031162100 10394 183735 SH SOLE 182935 860 Automatic Data Proc cs 053015103 15182 354555 SH SOLE 352555 2200 Bank Of New York cs 064058100 207 7404 SH SOLE 7404 Becton Dickinson cs 075887109 9116 115601 SH SOLE 114110 1491 Biosphere Medical Inc cs 09066v103 110 40000 SH SOLE 40000 Boston Scientific Corp. cs 101137107 7392 821302 SH SOLE 819802 1500 Cerner Corp. cs 156782104 14521 176140 SH SOLE 175340 860 Chevron Texaco cs 166764100 258 3350 SH SOLE 3350 Cisco Systems, Inc. cs 17275R102 17942 749450 SH SOLE 748450 1160 Citigroup, Inc cs 172967101 505 152455 SH SOLE 152455 Coca Cola Company cs 191216100 365 6400 SH SOLE 6400 Cognizant Tech Solutions - Cla cs 192446102 16301 359610 SH SOLE 359610 Comcast Corp New Cl A cs 20030N101 11102 658492 SH SOLE 656992 1740 EMC Corp. cs 268648102 12970 742415 SH SOLE 739915 3000 Edwards Lifesciences Corp. cs 28176E108 24632 283615 SH SOLE 281755 1970 Energy Transfer Partners LP cs 29273R109 416 9250 SH SOLE 7750 1500 Enterprise Prods Partners LP cs 293792107 4058 129190 SH SOLE 121790 7400 Exact Sciences Corp cs 30063P105 82 24243 SH SOLE 24243 Exsar Corp cs 80 531000 SH SOLE 531000 Exxon Mobil cs 30231g102 2296 33675 SH SOLE 33675 Fulton Financial Comp cs 360271100 254 29154 SH SOLE 29154 General Electric cs 369604103 7940 524814 SH SOLE 522114 2810 HRPT Properties Trust cs 40426w101 3715 574180 SH SOLE 574180 Highwood Properties Inc cs 431284108 767 23000 SH SOLE 23000 IMS Health, Inc. cs 449934108 10036 476530 SH SOLE 474530 2400 Intel Corporation cs 458140100 16469 807310 SH SOLE 804510 2920 Isis Pharmaceutical, Inc. cs 464330109 7675 690826 SH SOLE 685826 5200 Johnson & Johnson cs 478160104 13002 201860 SH SOLE 200660 1360 KLA-Tencor Corp cs 482480100 8725 241300 SH SOLE 238945 2465 Kinder Morgan Energy Partners cs 494550106 241 3950 SH SOLE 3950 Liberty Property Tr cs 531172104 2024 63243 SH SOLE 61243 2000 M&T Bank cs 55261F104 596 8905 SH SOLE 8905 Marsh & McLennan cs 571748102 9841 445695 SH SOLE 445695 Maxim Integrated Pdts cs 57772k101 13721 675270 SH SOLE 671690 3730 Medtronic, Inc. cs 585055106 13053 296802 SH SOLE 296802 100 Merck & Company cs 58933Y105 380 10410 SH SOLE 10410 Microsoft Corp cs 594918104 15785 517870 SH SOLE 515870 2150 Millipore Corp cs 601073109 15196 210033 SH SOLE 210033 40 NetApp, Inc. cs 64110D104 20072 584160 SH SOLE 582360 1890 Neurobiological Technologies cs 64124w304 4 33000 SH SOLE 33000 Occidental Petroleum Corp cs 674599105 4775 58700 SH SOLE 58700 Oneok Partners LP cs 68268N103 716 11490 SH SOLE 10690 800 Pall Corporation cs 696429307 11768 325077 SH SOLE 323077 2140 Pharmastem (formely Biocyte) cs 0 60000 SH SOLE 60000 Pharmos Corp cs 717139307 5 79851 SH SOLE 79851 Procter & Gamble cs 742718109 1310 21600 SH SOLE 21600 100 Qualcomm, Inc. cs 747525103 14134 305530 SH SOLE 305130 450 Quest Diagnostics, Inc. cs 74834L100 12398 205330 SH SOLE 205330 80 Schlumberger Ltd cs 806857108 14752 226646 SH SOLE 226046 630 Spectrum Pharmaceuticals Inc cs 84763A108 118 26567 SH SOLE 26567 Spectrum Pharmaceuticals Inc U cs 609 137268 SH SOLE 137268 Targent Inc cs 100 400000 SH SOLE 400000 Transocean Inc. cs H8817H100 211 2551 SH SOLE 2551 Union Pacific Corp cs 907818108 204 3200 SH SOLE 3200 Varian Medical Systems, Inc. cs 92220p105 16504 352280 SH SOLE 350120 2260 Vela Pharmaceuticals Inc cs 20 202500 SH SOLE 202500 ABB Ltd. Sponsored ADR 000375204 11213 587087 SH SOLE 587087 ARM Holdings ADR 042068106 30612 3576155 SH SOLE 3576155 ASML Holding NV NY Reg ADR N07059186 51300 1504851 SH SOLE 1504851 Alcon, Inc. ADR H01301102 31551 191972 SH SOLE 191972 BHP Billiton ADR 05545E209 33401 523124 SH SOLE 523124 BP Plc-Spons ADR 055622104 584 10076 SH SOLE 10076 China Life Insurance Co ADR 16939P106 32103 437663 SH SOLE 437313 400 Credit Suisse Group Spon ADR 225401108 17520 356378 SH SOLE 356378 Diageo PLC Spon ADR 25243Q205 53408 769453 SH SOLE 769453 50 Fresenius Medical Care Ag ADR 358029106 38205 720710 SH SOLE 718710 2050 HSBC Holdings PLC ADR 404280406 12927 226435 SH SOLE 226435 ICICI Bank Ltd. ADR 45104G104 49539 1313677 SH SOLE 1313677 Mindray Medical Int'l Ltd-ADR 602675100 13454 396639 SH SOLE 396639 National Australia Bank Spon A 632525408 283 11500 SH SOLE 8230 3270 Orthofix Intl ADR N6748L102 3406 110120 SH SOLE 108520 1600 Qiagen NV ADR N72482107 53963 2416596 SH SOLE 2413596 3100 Reckitt Benckiser ADR 756255105 23204 2140852 SH SOLE 2140852 Roche Hldg ADR 771195104 27478 646321 SH SOLE 646321 SABMiller Sp ADR 78572m105 34662 1175481 SH SOLE 1169102 6379 SGS SocGen Surveillance ADR 818800104 27184 2080024 SH SOLE 2080024 SK Telecom Co Ltd ADR 78440p108 241 14800 SH SOLE 14800 Societe Generale ADR 83364L109 14115 1004923 SH SOLE 1004923 Telefonica Spon ADR 879382208 26382 315882 SH SOLE 315882 Teva Pharmaceutical - ADR 881624209 43732 778426 SH SOLE 778426 Veolia Environnement ADR 92334N103 15224 463012 SH SOLE 463012 40 Vestas Wind Systems ADR 925458101 3669 180260 SH SOLE 180260 Vodafone Group ADR 92857W209 24938 1080027 SH SOLE 1077040 2987 Westpac Banking ADS 961214301 536 4746 SH SOLE 4746 ABB Limited Ordinary Shares (c cs 7108899 11698 606445 SH SOLE 606445 Credit Suisse Group Ordinary S cs 7171589 14915 301135 SH SOLE 301135 Nobel Biocare Holding AG (chf) cs 7385722 366 10870 SH SOLE 10870 Roche Holding Ordinary Shares cs 7110388 19844 116688 SH SOLE 116688 SGS SA Ordinary Shares (chf) cs 4824778 19658 15042 SH SOLE 15042 ASML Holding NV (eur) cs 5949368 8340 242190 SH SOLE 242190 Fresenius Medical Care (eur) cs 5129074 17981 338536 SH SOLE 338536 Qiagen N.V. (eur) cs 5732825 2109 94150 SH SOLE 94150 Societe Generale (eur) cs 5966516 8857 126109 SH SOLE 126109 Veolia Environnement (eur) cs 4031879 9621 289987 SH SOLE 289987 Vestas Wind Systems A/S (dkk) cs 5964651 6520 106674 SH SOLE 106674 ARM Holdings Ordinary Shares ( cs 0059585 26044 9085931 SH SOLE 9085931 BHP Billiton PLC Ordinary Shar cs 0056650 23263 722098 SH SOLE 722098 Diageo Ordinary Shares (gbp) cs 0237400 2044 116780 SH SOLE 116780 HSBC Holdings PLC Ordinary Shs cs 0540528 12589 1099820 SH SOLE 1099820 Reckitt Benckiser Ordinary Sha cs B24CGK7 25420 469051 SH SOLE 469051 SABMiller PLC (gbp) cs 0483548 21915 743190 SH SOLE 743190 Standard Chartered Plc Ord Sha cs 0408284 7554 297012 SH SOLE 297012 China Life (hkd) cs 6718976 22662 4582050 SH SOLE 4582050 Hyflux Ltd. Ordinary Shares (s cs 6320058 16641 6581309 SH SOLE 6581309 Johnston Capital Partners Fund jamlp 3953 3953291.980SH SOLE 3953291.980 Centocor Partners III 0 50000 SH SOLE 50000 M&T Bank 55261F104 581 8679 SH SOLE 8679 Pharmos Warrants - *RESTRICTED wt 390 6000000 SH SOLE 6000000
FORM -----END PRIVACY-ENHANCED MESSAGE-----