-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P0/HXJPoYhIOK3GvTe8+0lJkcYrXGOYn5qa1BTlk/OqG2d8aaNKbRVjaDveEP9Gf OWGUKxhw86Vw4rLXNjrEaw== 0001172661-10-000196.txt : 20100216 0001172661-10-000196.hdr.sgml : 20100215 20100216162722 ACCESSION NUMBER: 0001172661-10-000196 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 EFFECTIVENESS DATE: 20100216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Owl Creek Asset Management, L.P. CENTRAL INDEX KEY: 0001313756 IRS NUMBER: 134177075 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11037 FILM NUMBER: 10608347 BUSINESS ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-688-2550 MAIL ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 owl4q09.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Owl Creek Asset Management, L.P. Address: 640 Fifth Avenue 20th Floor New York, NY 10019 13F File Number: 28-11037 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Dan Sapadin Title: CFO Phone: 212-688-2550 Signature, Place, and Date of Signing: /s/ Dan Sapadin New York, NY/USA February 16, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 30 Form13F Information Table Value Total: $5,146,101 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- BANK OF AMERICA CORPORATION UNIT 99/99/9999 060505419 149200 10000000 SH SOLE 10000000 0 0 BANK OF AMERICA CORPORATION COM 060505104 51346 3409400 SH SOLE 3409400 0 0 CIGNA CORP COM 125509109 251816 7139663 SH SOLE 7139663 0 0 CIT GROUP INC COM NEW 125581801 45181 1636384 SH SOLE 1636384 0 0 CITIGROUP INC COM 172967101 100894 30481600 SH SOLE 30481600 0 0 CVS CAREMARK CORPORATION COM 126650100 48908 1518400 SH SOLE 1518400 0 0 ENTERGY CORP NEW COM 29364G103 19783 241732 SH SOLE 241732 0 0 EXELON CORP COM 30161N101 98644 2018500 SH SOLE 2018500 0 0 EXXON MOBIL CORP COM 30231G102 236381 3466500 SH SOLE 3466500 0 0 FIFTH THIRD BANCORP COM 316773100 104408 10708551 SH SOLE 10708551 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 108347 2262883 SH SOLE 2262883 0 0 GENWORTH FINL INC COM CL A 37247D106 186424 16425064 SH SOLE 16425064 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 183549 7891204 SH SOLE 7891204 0 0 ISHARES TR INDEX RUSSELL 2000 464287655 1615635 25875000 SH PUT SOLE 25875000 0 0 LORILLARD INC COM 544147101 101056 1259584 SH SOLE 1259584 0 0 MEAD JOHNSON NUTRITION CO COM CL A 582839106 241687 5530600 SH SOLE 5530600 0 0 MI DEVS INC CL A SUB VTG 55304X104 20542 1672800 SH SOLE 1672800 0 0 MIRANT CORP NEW *W EXP 01/03/201 60467r118 206 428801 SH SOLE 428801 0 0 NORDSTROM INC COM 655664100 49981 1330000 SH PUT SOLE 1330000 0 0 NRG ENERGY INC COM NEW 629377508 185197 7843988 SH SOLE 7843988 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 352201 15260000 SH CALL SOLE 15260000 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 159298 30113115 SH SOLE 30113115 0 0 ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS Q 780097754 1219 110998 SH SOLE 110998 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 1375 130952 SH SOLE 130952 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 2893 265880 SH SOLE 265880 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 14520 1221215 SH SOLE 1221215 0 0 RRI ENERGY INC COM 74971X107 167408 29267204 SH SOLE 29267204 0 0 SPDR TR UNIT SER 1 78462F103 405084 3635000 SH PUT SOLE 3635000 0 0 UAL CORP COM NEW 902549807 33243 2575000 SH CALL SOLE 2575000 0 0 WELLPOINT INC COM 94973V107 209675 3597100 SH SOLE 3597100 0 0
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