-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VaP7b5mGJaG9XIpvIR2zhuFRngZe54sAXe+tqOISWlYPxtnaYJwZFCrhWDeqhr4X mt79iFdFGFnN8l9ftqHxLA== 0001103882-10-000001.txt : 20100216 0001103882-10-000001.hdr.sgml : 20100215 20100216162908 ACCESSION NUMBER: 0001103882-10-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 EFFECTIVENESS DATE: 20100216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SUNRISE PARTNERS LLC /CT CENTRAL INDEX KEY: 0001103882 IRS NUMBER: 061374252 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05431 FILM NUMBER: 10608415 BUSINESS ADDRESS: STREET 1: TWO AMERICAN LANE CITY: GREENWICH STATE: CT ZIP: 06836-2571 BUSINESS PHONE: 2038628000 MAIL ADDRESS: STREET 1: TWO AMERICAN LANE CITY: GREENWICH STATE: CT ZIP: 06836-2571 13F-HR 1 sunlprevised.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sunrise Partners Limited Partnership Address: Two American Lane Greenwich, CT 06836-2571 13F File Number: 028-05431 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Randall U. Tam Title: Vice President Phone: 203-861-3288 Signature, Place and Date of Signing: Randall U. Tam Greenwich, Connecticut February 16, 2010 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ X ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: No. 13F File Number Name 01 028-12344 MAK Capital One L.L.C. 02 028-13693 Realm Partners L.L.C. 03 028-11799 Xaraf Management L.L.C. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 120 Form 13F Information Table Value Total: $624,838 List of Other Included Managers: No. 13F File Number Name 01 Luna Capital L.L.C. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AFFILIATED COMPUTER SV COM 008190100 3623 60700 SH CALL DEFINED 01 0 ACERGY SA-SPON ADR ADR 00443E104 6370 408051 SH SHARED 408051 ALCATEL-LUCENT ADR ADR 013904305 67936 20462746 SH SHARED 20462746 ALLIANCE HEALTHCARE SERVICES I COM 018606202 542 95000 SH SHARED 95000 ALPHA NATURAL RES INC COM 02076X102 434 10010 SH SHARED 10010 AMEDISYS INC COM 023436108 12432 256008 SH DEFINED 01 256008 AMEDISYS INC COM 023436108 12436 256100 SH PUT DEFINED 01 0 AMER CONS STAPLES SPDR IDX ETF 81369Y308 2753 104000 SH PUT SOLE 0 AMEX FINANCIAL SELECT SPDR IDX ETF 81369Y605 2000 139000 SH PUT SOLE 0 APPLE INC COM 037833100 949 4500 SH PUT SOLE 0 ARM HOLDINGS PLC-SPONS ADR COM 042068106 617 72066 SH SHARED 72066 ASTRAZENECA PLC SPONS ADR ADR 046353108 35073 747183 SH SHARED 747183 AT&T INC COM 00206R102 1674 59729 SH SHARED 59729 AT&T INC COM 00206R102 28812 1027900 SH CALL SHARED 0 BANK OF AMERICA CORP COM 060505104 6104 405300 SH DEFINED 01 405300 BANK OF AMERICA CORP COM 060505104 6104 405300 SH PUT DEFINED 01 0 BEAZER HOMES USA INC COM 07556Q105 89 18400 SH SHARED 18400 BHP BILLITON PLC-ADR ADR 05545E209 2299 36014 SH DEFINED 01 36014 BJ'S WHOLESALE CLUB INC COM 05548J106 981 30000 SH SHARED 30000 BLOCKBUSTER INC-CL B COM 093679207 473 801550 SH SHARED 801550 BRITISH AMER TOBACCO PLC - ADR ADR 110448107 11749 181699 SH SHARED 181699 CARNIVAL CORP COM 143658300 3063 96657 SH DEFINED 01 96657 CARNIVAL CORP COM 143658300 336 10600 SH SHARED 10600 CBS CORP-CL A COM 124857103 874 62198 SH DEFINED 01 62198 CEMEX SA - SPONS ADR PART CER ADR 151290889 1630 137872 SH CALL SHARED 0 CEMEX SA - SPONS ADR PART CER ADR 151290889 3293 278616 SH PUT SHARED 0 CEMIG SA - SPONS ADR ADR 204409601 1036 57347 SH SHARED 57347 CENTRAL FUND CANADA CL A COM 153501101 2793 202690 SH SHARED 202690 CENTRAL GOLDTRUST COM 153546106 2779 62571 SH SHARED 62571 CIA SIDERURGICA NACL - ADR ADR 20440W105 2716 85050 SH SHARED 85050 CIA VALE DO RIO DOCE-ADR ADR 91912E105 1774 61100 SH SHARED 61100 CIA VALE DO RIO DOCE-ADR ADR 91912E105 2430 83700 SH PUT SHARED 0 CITIGROUP INC COM 172967101 568 171500 SH CALL DEFINED 01 0 CKE RESTAURANTS INC COM 12561E105 914 108000 SH SHARED 108000 COLGATE PALMOLIVE COM 194162103 2439 29691 SH SHARED 29691 COMCAST CORP SPECIAL CL A COM 20030N200 1721 107488 SH DEFINED 01 107488 CONSOL ENERGY INC COM 20854P109 453 9100 SH SHARED 9100 DELTA AIR LINES INC COM 247361702 337 29619 SH SHARED 29619 DEUTSCHE TELEKOM AG - ADR ADR 251566105 35768 2433227 SH SHARED 2433227 DIAGEO PLC-SPONSORED ADR ADR 25243Q205 2218 31950 SH SHARED 31950 DISCOVERY COMMUNICATIONS-C COM 25470F302 7481 282080 SH DEFINED 01 282080 EMPRESAS ICA SA - ADR ADR 292448206 2086 223144 SH SHARED 223144 ENERGY CONVERSION DEVICES COM 292659109 321 30360 SH DEFINED 01 30360 ENERGY CONVERSION DEVICES COM 292659109 693 65600 SH CALL DEFINED 01 0 ENERGY CONVERSION DEVICES COM 292659109 916 86700 SH PUT DEFINED 01 0 FAMILY DOLLAR STORES COM 307000109 237 8525 SH SHARED 8525 FANNIE MAE COM 313586109 398 337600 SH DEFINED 01 337600 FANNIE MAE COM 313586109 546 462900 SH CALL DEFINED 01 0 FANNIE MAE COM 313586109 945 800500 SH PUT DEFINED 01 0 FANNIE MAE COM 313586109 24 20000 SH SOLE 20000 FEDERAL HOME LN MTG CORP COM 313400301 845 575000 SH DEFINED 01 575000 FEDERAL HOME LN MTG CORP COM 313400301 845 575000 SH PUT DEFINED 01 0 FORD MOTOR CORP COM 345370860 5476 547600 SH DEFINED 01 547600 FORD MOTOR CORP COM 345370860 5476 547600 SH PUT DEFINED 01 0 FUQI INTERNATIONAL INC COM 36102A207 336 18700 SH DEFINED 01 18700 FUQI INTERNATIONAL INC COM 36102A207 336 18700 SH PUT DEFINED 01 0 GERDAU AMERISTEEL CORP COM 37373P105 160 19422 SH SHARED 19422 GLAXOSMITHKLINE PLC-SPONS ADR ADR 37733W105 30206 714936 SH SHARED 714936 GREAT ATLANTI CV 6.75% 15DEC12 SDBCV 390064AK9 7322 8000000 PRN SHARED 8000000 HOVNANIAN ENTERPRISES INC A COM 442487203 211 55000 SH SHARED 55000 HUANENG POWER INTL - ADR ADR 443304100 252 11250 SH SHARED 11250 INTERCONTINENTAL HOTELS-ADR ADR 45857P301 9355 651000 SH SHARED 651000 ISHARES MSCI BRAZIL COM 464286400 10572 141700 SH PUT SHARED 0 ISHARES MSCI EAFE INDEX FUND COM 464287465 2765 50000 SH PUT SOLE 0 ISHARES MSCI EMERGING MKT IN COM 464287234 3918 94400 SH PUT SOLE 0 ISHARES S&P GSCI COMMODITY I COM 46428R107 837 26300 SH SHARED 26300 ISHARES TR-RUSSELL 2000 IDX COM 464287655 1295 20800 SH PUT SOLE 0 LEAP WIRELESS INTL INC COM 521863308 697 39690 SH SHARED 39690 LEAP WIRELESS INTL INC COM 521863308 663 37800 SH PUT SHARED 0 LIBERTY GLOBAL INC COM 530555101 3516 160485 SH DEFINED 01 160485 LLOYDS TSB GROUP PLC -SP ADR ADR 539439109 39 11846 SH SHARED 11846 MASSEY ENERGY CO COM 576206106 573 13650 SH SHARED 13650 MEAD JOHNSON NUTRITION CO-A COM 582839106 874 20000 SH DEFINED 01 20000 MIRANT CORP COM 60467R100 942 61675 SH SHARED 61675 MIRANT CORP COM 60467R100 4146 271500 SH CALL SHARED 0 MOLEX INC - CL A COM 608554200 574 30000 SH SHARED 30000 MOSAIC CO/THE COM 61945A107 1591 26632 SH SHARED 26632 NEWS CORP-CL A COM 65248E104 139 10156 SH DEFINED 01 10156 NOKIA CORP - 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A COM 829226109 169 42000 SH SHARED 42000 SONIC AUTOMOTIVE INC COM 83545G102 260 25000 SH SHARED 25000 SPANISH BROADCASTING SYS CLA COM 846425882 158 203200 SH SHARED 203200 SPDR GOLD TRUST COM 78463V107 558 5200 SH PUT SHARED 0 SPDR S&P HOMEBUILDERS ETF COM 78464A888 3022 200000 SH PUT SOLE 0 STATOIL ASA-SPON ADR 85771P102 27814 1116598 SH SHARED 1116598 STMICROELECTRONICS NV-NY SHS ADR 861012102 14949 1612656 SH SHARED 1612656 SUNTECH POWER HOLDINGS-ADR ADR 86800C104 1513 91000 SH CALL DEFINED 01 0 SUNTECH POWER HOLDINGS-ADR ADR 86800C104 782 47000 SH PUT DEFINED 01 0 TALBOTS INC COM 874161102 2406 270000 SH CALL DEFINED 01 0 TALBOTS INC COM 874161102 118 13200 SH PUT DEFINED 01 0 TELECOMUNICACOES DE S.P. ADR 87929A102 3720 148966 SH SHARED 148966 TJX COMPANIES INC COM 872540109 1325 36250 SH SHARED 36250 TOLL BROTHERS INC COM 889478103 517 27500 SH SHARED 27500 TRICO MARINE CV 3% 15JAN27 SDBCV 896106AQ4 2410 4050000 PRN SHARED 4050000 UNITED STATES 12 MONTH NATURAL COM 91288X109 80 13271 SH SHARED 13271 UNITED STATES STEEL GROUP COM 912909108 6317 114600 SH CALL SHARED 0 UPS CL B COM 911312106 4337 75600 SH CALL SHARED 0 VIACOM INC CL B COM 92553P201 3001 100941 SH DEFINED 01 100941 WAL-MART STORES INC COM 931142103 1040 19455 SH SHARED 19455 WAL-MART STORES INC COM 931142103 7323 137000 SH CALL SHARED 0 XEROX CORP COM 984121103 4611 545000 SH DEFINED 01 545000 XEROX CORP COM 984121103 6458 763300 SH CALL DEFINED 01 0 XEROX CORP COM 984121103 8530 1008300 SH PUT DEFINED 01 0 YAHOO! INC COM 984332106 958 57076 SH SHARED 57076
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