-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LQ7QjoT+h9X5J2i8B8BTgb8Yi08yGEPZFPHzzuqhwMJWzp5NgMHsexpu74KlLPJ9 A33Qp2m/ExzCwTrLdE6ecA== 0000902664-10-000769.txt : 20100216 0000902664-10-000769.hdr.sgml : 20100215 20100216135910 ACCESSION NUMBER: 0000902664-10-000769 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 EFFECTIVENESS DATE: 20100216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Empyrean Capital Partners, LP CENTRAL INDEX KEY: 0001317195 IRS NUMBER: 522403815 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11141 FILM NUMBER: 10606074 BUSINESS ADDRESS: STREET 1: 10250 CONSTELLATION BOULEVARD STREET 2: SUITE 2950 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310)843-9900 MAIL ADDRESS: STREET 1: 10250 CONSTELLATION BOULEVARD STREET 2: SUITE 2950 CITY: LOS ANGELES STATE: CA ZIP: 90067 13F-HR 1 p10-0284form13fhr.txt EMPYREAN CAPITAL PARTNERS, LP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 ------------------------ Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Empyrean Capital Partners, LP -------------------------------------------------- Address: 10250 Constellation Boulevard -------------------------------------------------- Suite 2950 -------------------------------------------------- Los Angeles, California 90067 -------------------------------------------------- Form 13F File Number: 028-11141 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Tony Hynes -------------------------------------------------- Title: Chief Financial Officer -------------------------------------------------- Phone: 310-843-3060 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Tony Hynes Los Angeles, California 02/16/2010 ------------------------ ------------------------------ ---------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 33 ------------- Form 13F Information Table Value Total: $482,461 -------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE AGNICO EAGLE MINES LTD COM 008474 10 8 12,150 225,000 SH 225,000 BANK OF AMERICA CORPORATION UNIT 99/99/9999 060505 41 9 55,950 3,750,000 SH 3,750,000 BLACK & DECKER CORP COM 091797 10 0 11,021 170,000 SH 170,000 CVS CAREMARK CORPORATION COM 126650 10 0 24,158 750,000 SH 750,000 FIRST AMERN CORP CALIF COM 318522 30 7 8,012 241,977 SH 241,977 HEALTHSPRING INC COM 42224N 10 1 3,831 217,569 SH 217,569 HSN INC COM 404303 10 9 511 25,300 SH 25,300 HUMANA INC COM 444859 10 2 8,778 200,000 SH 200,000 L-3 COMMUNICATIONS HLDGS INC COM 502424 10 4 7,921 91,100 SH 91,100 LIBERTY MEDIA CORP NEW CAP COM SER A 53071M 30 2 17,910 750,000 SH 750,000 LOEWS CORP COM 540424 10 8 10,905 300,000 SH 300,000 MEAD JOHNSON NUTRITION CO COM CL A 582839 10 6 15,792 361,362 SH 361,362 MONSANTO CO NEW COM 61166W 10 1 57,225 700,000 SH 700,000 NORTHROP GRUMMAN CORP COM 666807 10 2 7,450 133,400 SH 133,400 ON SEMICONDUCTOR CORP NOTE 1.875%12/1 682189 AD 7 7,632 5,500,000PRN 5,500,000 PEPSI BOTTLING GROUP INC COM 713409 10 0 18,750 500,000 SH 500,000 PEPSIAMERICAS INC COM 71343P 20 0 7,315 250,000 SH 250,000 PFIZER INC COM 717081 10 3 17,917 984,999 SH 984,999 PIER 1 IMPORTS INC COM 720279 10 8 791 1,000,000PRN 1,000,000 RAYTHEON CO COM NEW 755111 50 7 8,202 159,200 SH 159,200 SPDR GOLD TRUST GOLD SHS 78463V 10 7 42,119 392,500 SH 392,500 TERRA INDS INC COM 880915 10 3 8,048 250,000 SH 250,000 UNITEDHEALTH GROUP INC COM 91324P 10 2 17,831 585,000 SH 585,000 UNITED STATES STL CORP NEW NOTE 4.000% 5/1 912909 AE 8 5,620 3,000,000PRN 3,000,000 VECTOR GROUP LTD DBCV 5.750% 6/1 92240M AL 2 10,200 10,000,000PRN 10,000,000 VERISIGN INC COM 92343E 10 2 31,512 1,300,000 SH 1,300,000 VIRGIN MEDIA INC COM 92769L 10 1 22,721 1,350,000 SH 1,350,000 WELLS FARGO & CO NEW COM 949746 10 1 13,495 500,000 SH 500,000 WEYERHAEUSER CO COM 962166 10 4 21,570 500,000 SH 500,000 FREEPORT-MCMORAN COPPER & GO COM 35671D 85 7 241 3,000 SH 3,000 MARKET VECTORS ETF TR GOLD MINER ETF 57060U 10 0 312 6,000 SH 6,000 CAPITAL ONE FINL CORP COM 14040H 10 5 840 1,200 SH CALL 1,200 MYLAN INC PFD CONV 628530 20 6 5,733 5,000 SH 5,000
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