-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Oz/weYc9paazGRSlwt2Tr+y5Avjw9b+DcuIVio5C7d5pPXRxV6KoAb6NsYO7h94D MS5nWq8bjTfsqBBVYTMA3Q== 0000884314-10-000001.txt : 20100216 0000884314-10-000001.hdr.sgml : 20100215 20100216102044 ACCESSION NUMBER: 0000884314-10-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 EFFECTIVENESS DATE: 20100216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BLUESTEIN R H & CO CENTRAL INDEX KEY: 0000884314 IRS NUMBER: 382953545 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03073 FILM NUMBER: 10603046 BUSINESS ADDRESS: STREET 1: 260 EAST BROWN STREET SUITE 100 CITY: BIRMINGHAM STATE: MI ZIP: 48009 BUSINESS PHONE: 2486464000 MAIL ADDRESS: STREET 1: 260 EAST BROWN STREET SUITE 100 CITY: BIRMINGHAM STATE: MI ZIP: 48009 13F-HR 1 filing123109.txt 13F-HR FILING FOR DECEMBER 31, 2009 Main Page (1) TYPE 13F-HR PERIOD 12/31/09 FILER CIK 0000884314 CCC oswv@o8w SUBMISSION-CONTACT NAME Michele Payment PHONE 248-646-4000 The text of the document to be attached on the Documents Page includes the following information in an ASCII text file: UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: R.H. Bluestein & Company Address: 260 East Brown Street, Suite 100 Birmingham, MI 48009 13-F File Number: 28-3073 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michele M. Payment Title: Vice President & Controller Phone: 248-646-4000 Signature, Place, and Date of Signing: Michele M. Payment Birmingham, Michigan February 12, 2010 Report Type (Check only one.): [x] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 260 Form 13F Information Table Value Total: $1,254,130 List of Other Included Managers: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co COM 88579y101 16615 200984 SH Sole 200984 A123 Systems Inc COM 03739t108 8713 388300 SH Sole 388300 ABB Ltd ADR COM 000375204 1288 67425 SH Sole 67425 AES Corp COM 00130h105 269 20195 SH Sole 20195 AT&T Inc COM 00206r102 625 22305 SH Sole 22305 Abbott Laboratories COM 002824100 526 9735 SH Sole 9735 Aerovironment Inc COM 008073108 262 9000 SH Sole 9000 Agrium Inc COM 008916108 461 7500 SH Sole 7500 Akeena Solar Inc COM 009720103 63 50000 SH Sole 50000 Alcoa Inc COM 013817101 294 18250 SH Sole 18250 Alcon Inc COM h01301102 20053 122015 SH Sole 121990 25 Allscripts Healthcare Solution COM 01988p108 227 11200 SH Sole 11200 Alumina Ltd ADR COM 022205108 262 40000 SH Sole 40000 Amazon.com Inc COM 023135106 226 1680 SH Sole 1680 Amer Science & Engr COM 029429107 531 7000 SH Sole 7000 America Movil SAB de CV ADR COM 02364w105 564 12000 SH Sole 12000 American Elec Power COM 025537101 209 6000 SH Sole 6000 American Express Co COM 025816109 16709 412365 SH Sole 412215 150 American Water Works COM 030420103 247 11000 SH Sole 11000 Anadarko Petroleum COM 032511107 21738 348260 SH Sole 348110 150 AngloGold Ashanti ADR COM 035128206 279 6954 SH Sole 6954 Anheuser-Busch InBev ADR COM 03524a108 1108 21300 SH Sole 21300 Apache Corp COM 037411105 1821 17648 SH Sole 17648 Apple Inc COM 037833100 40100 190288 SH Sole 190213 75 Applied Materials Inc COM 038222105 15255 1094365 SH Sole 1093915 450 Aqua America Inc COM 03836w103 215 12300 SH Sole 12300 ArcelorMittal NY Reg COM 03938L104 1377 30100 SH Sole 30100 Archer Daniels Mid COM 039483102 17874 570885 SH Sole 570735 150 AstraZeneca PLC ADR COM 046353108 1178 25100 SH Sole 25100 Athenahealth Inc COM 04685w103 265 5850 SH Sole 5850 Autoliv Inc COM 052800109 525 12100 SH Sole 12100 BHP Billiton Ltd ADR COM 088606108 4472 58400 SH Sole 58400 BP PLC ADR COM 055622104 1245 21484 SH Sole 21284 200 BT Group PLC ADR COM 05577e101 435 20000 SH Sole 20000 Baidu Inc ADR COM 056752108 2108 5125 SH Sole 5125 Ballard Power Systems COM 058586108 113 60000 SH Sole 60000 Barclays PLC ADR COM 06738e204 1940 110200 SH Sole 110200 Barrick Gold Corp COM 067901108 5085 129125 SH Sole 129125 Becton Dickinson COM 075887109 296 3750 SH Sole 3750 Berkshire Hath Cl A COM 084670108 1786 18 SH Sole 18 Berkshire Hath Cl B COM 084670702 1324 403 SH Sole 403 BlackRock Inc COM 09247x101 304 1310 SH Sole 1310 Boeing Co COM 097023105 15845 292725 SH Sole 292510 215 Boston Properties Inc COM 101121101 3750 55910 SH Sole 55910 Bristol-Myers Squibb COM 110122108 12056 477476 SH Sole 476526 950 Bucyrus Intl Inc COM 118759109 225 4000 SH Sole 4000 Bunge Ltd COM g16962105 287 4500 SH Sole 4500 CBL Assoc Ppty REIT COM 124830100 290 30000 SH Sole 30000 CNH Global NV COM n20935206 877 35100 SH Sole 35100 CNOOC Ltd ADR COM 126132109 1485 9550 SH Sole 9550 Cadbury PLC ADR COM 12721e102 2837 55200 SH Sole 55200 Cameco Corp COM 13321L108 1610 50050 SH Sole 50050 Cameron Intl Corp COM 13342b105 209 5000 SH Sole 5000 Canadian Natl Rwy Co COM 136375102 1854 34100 SH Sole 34100 Canadian Natural Res COM 136385101 791 11000 SH Sole 11000 Canadian Pacific Railway Ltd COM 13645t100 810 15000 SH Sole 15000 Canon Inc ADR COM 138006309 635 15000 SH Sole 15000 Caterpillar Inc COM 149123101 37577 659363 SH Sole 659063 300 Celgene Corp COM 151020104 22311 400701 SH Sole 400476 225 Cemex SAB de CV ADR COM 151290889 1506 127452 SH Sole 127452 Cenovus Energy Inc COM 15135u109 386 15300 SH Sole 15300 CenturyTel Inc COM 156700106 567 15672 SH Sole 15672 Cerner Corp COM 156782104 289 3500 SH Sole 3500 Check Point Software Tech COM m22465104 237 7000 SH Sole 7000 Chesapeake Energy COM 165167107 9785 378100 SH Sole 378100 China Life Ins Co ADR COM 16939p106 741 10101 SH Sole 10101 China Mobile Ltd ADR COM 16941m109 933 20100 SH Sole 20100 China Petro & Chem Corp ADR COM 16941r108 881 10000 SH Sole 10000 China Telecom Corp ADR COM 169426103 331 8000 SH Sole 8000 Cia de Bebidas das Americas AD COM 20441w203 728 7200 SH Sole 7200 Cisco Systems Inc COM 17275r102 29751 1242734 SH Sole 1242234 500 Clorox Co COM 189054109 16285 266970 SH Sole 266820 150 Coca Cola Co COM 191216100 27297 478895 SH Sole 478770 125 Coca Cola Femsa ADR COM 191241108 1459 22200 SH Sole 22200 Coinstar Inc COM 19259p300 278 10000 SH Sole 10000 ConocoPhillips COM 20825c104 12045 235850 SH Sole 235850 Consolidated Edison COM 209115104 566 12450 SH Sole 12450 Corning Inc COM 219350105 23544 1219285 SH Sole 1218785 500 Costco Wholesale COM 22160k105 13233 223646 SH Sole 223521 125 Cummins Inc COM 231021106 12042 262580 SH Sole 262405 175 Curtiss-Wright Corp COM 231561101 313 10000 SH Sole 10000 DIRECTV COM 25490a101 8876 266138 SH Sole 266138 Delta Air Lines Inc COM 247361702 398 35000 SH Sole 35000 Deutsche Telekom AG ADR COM 251566105 750 51000 SH Sole 51000 Devon Energy Corp COM 25179m103 6965 94765 SH Sole 94765 Diageo PLC ADR COM 25243q205 1629 23475 SH Sole 23475 Diana Shipping Inc COM y2066g104 1449 100100 SH Sole 100100 Dow Chemical Co COM 260543103 318 11500 SH Sole 11500 Dr Reddy's Lab ADR COM 256135203 823 34000 SH Sole 34000 Dreamworks Animation SKG COM 26153c103 280 7000 SH Sole 7000 DryShips Inc COM y2109q101 876 150500 SH Sole 150500 Duoyuan Global Water ADR COM 266043108 322 9000 SH Sole 9000 E I DuPont COM 263534109 397 11800 SH Sole 11800 Eastman Chemical Co COM 277432100 301 5000 SH Sole 5000 Embraer ADR COM 29081m102 1371 62000 SH Sole 62000 Encana Corp COM 292505104 496 15300 SH Sole 15300 Energy Recovery Inc COM 29270j100 344 50000 SH Sole 50000 Eni SPA ADR COM 26874r108 506 10000 SH Sole 10000 Ericsson LM Tele ADR COM 294821608 551 60000 SH Sole 60000 Evergreen Solar Inc COM 30033r108 76 50000 SH Sole 50000 Exelon Corp COM 30161n101 244 5000 SH Sole 5000 Exxon Mobil Corp COM 30231g102 15350 225113 SH Sole 224863 250 FMC Technologies COM 30249u101 35754 618149 SH Sole 617924 225 FPL Group Inc COM 302571104 706 13375 SH Sole 13375 Family Dollar Stores COM 307000109 557 20000 SH Sole 20000 FedEx Corp COM 31428x106 28742 344417 SH Sole 344267 150 First Solar Inc COM 336433107 271 2000 SH Sole 2000 Flir Systems Inc COM 302445101 327 10000 SH Sole 10000 Flowserve Corp COM 34354p105 331 3500 SH Sole 3500 Ford 6.5% Pfd Conv COM 345395206 882 22100 SH Sole 22100 Ford Motor Company COM 345370860 69526 6952613 SH Sole 6952613 Freeport-McMoRan COM 35671d857 36626 456175 SH Sole 456000 175 FuelCell Energy Inc COM 35952h106 75 20000 SH Sole 20000 General Electric Co COM 369604103 1133 74911 SH Sole 70261 4650 Gilead Sciences Inc COM 375558103 16519 381759 SH Sole 381509 250 Given Imaging Ltd COM m52020100 615 35250 SH Sole 35250 GlaxoSmithKline PLC ADR COM 37733w105 1060 25100 SH Sole 25100 Goldcorp Inc COM 380956409 393 10000 SH Sole 10000 Goodyear Tire & Rub COM 382550101 5579 395705 SH Sole 395355 350 Google Inc Cl A COM 38259p508 36938 59579 SH Sole 59559 20 HSBC Hldgs PLC ADR COM 404280406 16091 281855 SH Sole 281705 150 Hain Celestial Grp Inc COM 405217100 170 10000 SH Sole 10000 Harris Corp COM 413875105 404 8500 SH Sole 8500 Heico Corp COM 422806109 266 6000 SH Sole 6000 Hess Corp COM 42809h107 42350 700004 SH Sole 699804 200 Hewlett-Packard COM 428236103 2948 57230 SH Sole 57230 Home Depot Inc COM 437076102 227 7832 SH Sole 7832 Honda Motor Co ADR COM 438128308 681 20100 SH Sole 20100 Hornbeck Offshore Srv COM 440543106 256 11000 SH Sole 11000 IBM Corp COM 459200101 25234 192775 SH Sole 192620 155 ICICI Bank Ltd ADR COM 45104g104 947 25100 SH Sole 25100 ITC Holdings Corp COM 465685105 477 9150 SH Sole 9150 ITT Corp COM 450911102 224 4500 SH Sole 4500 Imperial Oil Ltd COM 453038408 1267 32760 SH Sole 32760 Intel Corp COM 458140100 1807 88595 SH Sole 88595 Intercontl Hotels Grp ADR COM 45857p301 144 10000 SH Sole 10000 Iron Mountain Inc COM 462846106 762 33500 SH Sole 33500 Itron Inc COM 465741106 270 4000 SH Sole 4000 Ivanhoe Mines Ltd COM 46579n103 1096 75000 SH Sole 75000 J Crew Group Inc COM 46612h402 224 5000 SH Sole 5000 JPMorgan Chase COM 46625h100 319 7648 SH Sole 7648 JetBlue Airways Corp COM 477143101 164 30000 SH Sole 30000 Johnson & Johnson COM 478160104 16608 257849 SH Sole 257799 50 Juniper Networks Inc COM 48203r104 267 10000 SH Sole 10000 Kansas City Southern COM 485170302 3512 105500 SH Sole 105500 Kimberly Clark COM 494368103 522 8200 SH Sole 8200 Koninklijke Philips Elec NV COM 500472303 1331 45200 SH Sole 45200 Kyocera Corp ADR COM 501556203 888 10050 SH Sole 10050 L-1 Identity Solutions COM 50212a106 285 38000 SH Sole 38000 L-3 Comm Hldgs COM 502424104 609 7000 SH Sole 7000 LG Display Co Ltd COM 50186v102 677 40000 SH Sole 40000 Life Tech Corp COM 53217v109 235 4500 SH Sole 4500 Lowe's Companies COM 548661107 333 14225 SH Sole 14225 Marathon Oil Corp COM 565849106 261 8350 SH Sole 8350 Martin Marietta Mtls COM 573284106 225 2520 SH Sole 2520 Masco Corp COM 574599106 414 30000 SH Sole 30000 McAfee Inc COM 579064106 203 5000 SH Sole 5000 McDonalds Corp COM 580135101 19517 312574 SH Sole 312474 100 Mead Johnson Nutrition Co A COM 582839106 219 5000 SH Sole 5000 Mettler-Toledo Intl COM 592688105 210 2000 SH Sole 2000 Microsoft Corp COM 594918104 239 7849 SH Sole 7849 Monsanto Co COM 61166w101 23788 290984 SH Sole 290859 125 Mosaic Co COM 61945a107 1147 19205 SH Sole 19205 Mueller Water Prod Cl A COM 624758108 52 10000 SH Sole 10000 NRG Energy Inc COM 629377508 500 21190 SH Sole 21190 NTT DoCoMo Inc ADR COM 62942m201 350 25000 SH Sole 25000 Nalco Holding Co COM 62985q101 561 22000 SH Sole 22000 Nestle SA ADR COM 641069406 11034 228209 SH Sole 228059 150 Newmont Mining COM 651639106 1299 27450 SH Sole 27450 Nexen Inc COM 65334h102 263 11000 SH Sole 11000 Nissan Motor Co ADR COM 654744408 441 25000 SH Sole 25000 Nokia Corp ADR COM 654902204 1029 80100 SH Sole 80100 Northrop Grumman COM 666807102 711 12725 SH Sole 12725 Novartis AG ADR COM 66987v109 961 17650 SH Sole 17650 Novo Nordisk A/S ADR COM 670100205 1028 16100 SH Sole 16100 Nucor Corp COM 670346105 28954 620660 SH Sole 620210 450 OSI Systems Inc COM 671044105 273 10000 SH Sole 10000 Occidental Petroleum COM 674599105 795 9775 SH Sole 9775 Oracle Corp COM 68389x105 25441 1037135 SH Sole 1036385 750 Origin Agritech Ltd COM g67828106 118 10000 SH Sole 10000 Owens Corning Inc COM 690742101 267 10400 SH Sole 10400 Panasonic Corp COM 69832a205 1078 75100 SH Sole 75100 Peabody Energy Corp COM 704549104 17861 395073 SH Sole 394923 150 Penske Automotive Grp Inc COM 70959w103 228 15000 SH Sole 15000 Pepsico Inc COM 713448108 1622 26670 SH Sole 26670 PetSmart Inc COM 716768106 267 10000 SH Sole 10000 PetroChina Co Ltd ADR COM 71646e100 1196 10050 SH Sole 10050 Petroleo Brasileiro ADR COM 71654v408 2370 49700 SH Sole 49700 Pfizer Inc COM 717081103 315 17299 SH Sole 16499 800 Plum Creek Timber Co COM 729251108 327 8650 SH Sole 8650 Polypore Intl Inc COM 73179v103 143 12000 SH Sole 12000 Posco ADR COM 693483109 1324 10100 SH Sole 10100 Potash Corp COM 73755L107 2962 27300 SH Sole 27300 ProShares UltraShort S&P 500 COM 74347r883 7483 213500 SH Sole 213500 Procter & Gamble Co COM 742718109 16939 279386 SH Sole 279186 200 Prudential Finl COM 744320102 746 15000 SH Sole 15000 Qiagen NV COM n72482107 692 31000 SH Sole 31000 RC2 Corp COM 749388104 155 10500 SH Sole 10500 Rayonier Inc COM 754907103 211 5000 SH Sole 5000 Reliance Steel & Aluminum COM 759509102 216 5000 SH Sole 5000 Rio Tinto PLC ADR COM 767204100 1518 7050 SH Sole 7050 Rockwood Hldgs Inc COM 774415103 353 15000 SH Sole 15000 Roper Industries Inc COM 776696106 209 4000 SH Sole 4000 Royal Bank of Canada COM 780087102 1384 25850 SH Sole 25850 Ryl Dutch Shell ADR A COM 780259206 1105 18384 SH Sole 18384 S&P 500 Dep Receipt COM 78462f103 550 4935 SH Sole 4935 SAP AG ADR COM 803054204 1198 25600 SH Sole 25600 SPDR Gold Trust COM 78463v107 1050 9785 SH Sole 9785 STMicroelectronics NV COM 861012102 510 55000 SH Sole 55000 Saks Inc COM 79377w108 1410 214954 SH Sole 214954 Sanofi-Aventis ADR COM 80105n105 789 20100 SH Sole 20100 Sasol Ltd ADR COM 803866300 695 17400 SH Sole 17400 Schlumberger Ltd COM 806857108 34876 535806 SH Sole 535656 150 Siemens AG ADR COM 826197501 1655 18050 SH Sole 18050 Sinopec Shanghai Petrochem ADR COM 82935m109 313 8000 SH Sole 8000 Smith & Nephew PLC ADR COM 83175m205 769 15000 SH Sole 15000 Smith & Wesson Hldg COM 831756101 303 74000 SH Sole 74000 Sociedad Quimica y Minera de C COM 833635105 751 20000 SH Sole 20000 Sony Corp ADR COM 835699307 1459 50300 SH Sole 50300 Sothebys Hldgs Cl A COM 835898107 225 10000 SH Sole 10000 Southern Co COM 842587107 463 13900 SH Sole 13900 Southwest Airlines COM 844741108 217 19000 SH Sole 19000 St Mary Land & Expl COM 792228108 1198 35000 SH Sole 35000 Stanley Works COM 854616109 13459 261280 SH Sole 261130 150 Statoil ASA ADR COM 85771p102 741 29753 SH Sole 29753 Steel Dynamics Inc COM 858119100 234 13200 SH Sole 13200 Suncor Energy Inc COM 867224107 1471 41650 SH Sole 41650 Suntech Power Hldg ADR COM 86800c104 166 10000 SH Sole 10000 Symantec Corp COM 871503108 179 10000 SH Sole 10000 Syngenta AG ADR COM 87160a100 675 12000 SH Sole 12000 Synovus Finl Corp COM 87161c105 174 85000 SH Sole 85000 TJX Companies Inc COM 872540109 402 11000 SH Sole 11000 Taiwan Semicon Mfg Co ADR COM 874039100 630 55053 SH Sole 55053 Tata Motors Ltd ADR COM 876568502 2834 168100 SH Sole 168100 Telecom Corp of NZ Ltd ADR COM 879278208 113 12555 SH Sole 12555 Teva Pharm Ind ADR COM 881624209 21053 374750 SH Sole 374600 150 Thomson Reuters Corp COM 884903105 742 23000 SH Sole 23000 Toronto Dominion Bank COM 891160509 646 10300 SH Sole 10300 Toyota Motor ADR COM 892331307 1334 15850 SH Sole 15850 Transocean Ltd COM h8817h100 14054 169740 SH Sole 169740 UBS AG COM h89231338 637 41100 SH Sole 41100 UltraShort Lehman 20+ Yr Treas COM 74347r297 1496 30000 SH Sole 30000 Unilever NV (NY Shs) COM 904784709 655 20250 SH Sole 20250 Union Pacific Corp COM 907818108 28863 451696 SH Sole 451496 200 United Parcel Service COM 911312106 522 9100 SH Sole 9100 United States Steel COM 912909108 574 10410 SH Sole 10410 VMWARE Inc Cl A COM 928563402 212 5000 SH Sole 5000 Vale SA ADR COM 91912e105 23808 820110 SH Sole 819810 300 Valero Energy Corp COM 91913y100 286 17050 SH Sole 17050 Valmont Industries COM 920253101 235 3000 SH Sole 3000 Verizon Comm COM 92343v104 702 21200 SH Sole 21200 Vimpel Comm ADR COM 68370r109 223 12000 SH Sole 12000 Visa Inc Cl A COM 92826c839 26532 303359 SH Sole 303109 250 Vodafone Grp ADR COM 92857w209 1728 74825 SH Sole 74825 Wal-Mart Stores Inc COM 931142103 3139 58727 SH Sole 58727 Weyerhaeuser Co COM 962166104 25945 601420 SH Sole 601070 350 Whole Foods Mkt Inc COM 966837106 3548 129255 SH Sole 129255 Yum! Brands Inc COM 988498101 518 14800 SH Sole 14800 iShares Barclays US Treas Infl COM 464287176 324 3121 SH Sole 3121 iShares MSCI EAFE Index COM 464287465 257 4658 SH Sole 4658
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