-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DB0ouJ6i60oZkbO4DiJ/Pf1TP0XDwb+vaUCuIxUkTkQKp1LC+X868KmlagcKjKeg VV5F/KqPUdxl6rO1pNbd5w== 0001047469-10-000806.txt : 20100212 0001047469-10-000806.hdr.sgml : 20100212 20100212134338 ACCESSION NUMBER: 0001047469-10-000806 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 EFFECTIVENESS DATE: 20100212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MACQUARIE GROUP LTD CENTRAL INDEX KEY: 0001418333 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13120 FILM NUMBER: 10597356 BUSINESS ADDRESS: STREET 1: LEVEL 3, 25 NATIONAL CIRCUIT CITY: FORREST ACT 2603 STATE: C3 ZIP: 00000 MAIL ADDRESS: STREET 1: LEVEL 3, 25 NATIONAL CIRCUIT CITY: FORREST ACT 2603 STATE: C3 ZIP: 00000 13F-HR 1 a2195983z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: --- This Amendment(Check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Macquarie Group Limited Address: 1 Martin Place Sydney, NSW 2000 Australia Form 13F File Number: 028-13120 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kevin O'Neill ----------------------------------------- Title: Executive Director, Risk Management Group ----------------------------------------- Phone: 61 2 8232 7386 ----------------------------------------- Signature, Place, and Date of Signing /s/ Kevin O'Neill Sydney, Australia February 12, 2010 - ----------------- ----------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 ----------- Form 13F Information Table Entry Total: 445 ----------- Form 13F Information Table Value Total: $ 881,153 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NO. 13F FILE # NAME - ------------------------------------------------------------------------------ 01 28-13122 Macquarie Bank Limited - ------------------------------------------------------------------------------ 02 28-13124 Macquarie Investment Management Limited - ------------------------------------------------------------------------------ 03 28-13126 Macquarie Capital Investment Management (Australia) Ltd. - ------------------------------------------------------------------------------ 04 28-11525 Macquarie Capital Investment Management LLC - ------------------------------------------------------------------------------
AMOUNT AND TYPE OF SECURITY VOTING AUTHORITY MARKET ------------------------------ (SOLE, SHARED, OR NONE) VALUE TYPE OF INVESTMENT OTHER ----------------------- NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER (X$1000) AMOUNT SECURITY DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- --------------- ------------ -------- ---------- -------- ---------- --------- ----------- ------ ---- 3M Co COM 88579Y101 478 5,700 SHS Defined 2 5,700 Abbott Laboratories COM 002824100 758 13,900 SHS Defined 2 13,900 Acadia Realty Trust COM 004239109 291 17,200 SHS Defined 4 17,200 Acadia Realty Trust COM 004239109 470 27,754 SHS Defined 2 27,754 Accenture Plc COM 00B4BNMY3 250 6,000 SHS Defined 2 6,000 ACE Ltd COM 004432874 202 4,000 SHS Defined 2 4,000 Activision Inc COM 00507V109 121 10,600 SHS Defined 2 10,600 Adobe Systems Inc COM 00724F101 205 5,500 SHS Defined 2 5,500 AES CORP COM COM 00130H105 125 9,367 SHS Defined 1 9,367 AES Corp/The COM 00130H105 150 11,000 SHS Defined 2 11,000 Aflac Inc COM 001055102 225 4,800 SHS Defined 2 4,800 Air Products & Chemicals Inc COM 00158106 378 4,600 SHS Defined 2 4,600 Alexander's Inc COM 014752109 364 1,200 SHS Defined 2 1,200 Alexandria Real Estate Equities Inc COM 015271109 326 5,000 SHS Defined 4 5,000 Alexandria Real Estate Equities Inc COM 015271109 3,034 46,496 SHS Defined 2 46,496 Allegheny Energy Inc COM 017361106 219 9,200 SHS Defined 2 9,200 Alpha Natural Resources Inc COM 02076X102 204 4,600 SHS Defined 2 4,600 Altria Group Inc COM 02209S103 366 18,500 SHS Defined 2 18,500 ALTRIA GROUP INC COM COM 02209S103 1,831 93,274 SHS Defined 1 93,274 Amazon.Com Inc COM 023135106 314 2,300 SHS Defined 2 2,300 AMB Property Corp COM 00163T109 219 8,400 SHS Defined 4 8,400 AMB Property Corp COM 00163T109 3,630 139,431 SHS Defined 2 139,431 Ameren Corp COM 023608102 281 9,900 SHS Defined 2 9,900 America Movil SAB de CV COM 02364W105 3,077 65,550 SHS Defined 3 65,550 America Movil SAB de CV COM 02364W105 778 16,570 SHS Defined 2 16,570 AMERICA MOVIL SAB DE CV SPON ADR L SHS SPON ADR 02364W105 4 94 SHS Defined 1 94 American Campus Communities COM 024835100 1,606 56,458 SHS Defined 2 56,458 American Capital Ltd COM 02503Y103 57 22,715 SHS Defined 2 22,715 American Electric Power Co Inc COM 025537101 875 24,830 SHS Defined 4 24,830 American Electric Power Co Inc COM 025537101 1,241 35,200 SHS Defined 2 35,200 American Express Co COM 025816109 432 10,600 SHS Defined 2 10,600 American Tower Corp COM 029912201 87 2,000 SHS Defined 4 2,000 American Tower Corp COM 029912201 5,068 117,010 SHS Defined 2 117,010 AMERICAN WATER WORKS CO INC COM 030420103 6,364 282,200 SHS Defined 4 282,200 AMERICAN WATER WORKS CO INC COM 030420103 18,790 833,500 SHS Defined 3 833,500 Amgen Inc COM 031162100 560 9,734 SHS Defined 2 9,734 Anadarko Petroleum Corp COM 032511107 210 3,300 SHS Defined 2 3,300 Apache Corp COM 037411105 448 4,300 SHS Defined 2 4,300 Apartment Investment & Management Co COM 03748R101 255 16,000 SHS Defined 4 16,000 Apartment Investment & Management Co COM 03748R101 1,647 103,350 SHS Defined 2 103,350 APOLLO GOLD CORP COM 03761E102 1,775 4,000,000 SHS Defined 1 4,000,000 Apollo Investment Corp COM 03761U106 157 16,083 SHS Defined 2 16,083 Apple Inc COM 037833100 2,138 10,100 SHS Defined 2 10,100 Applied Materials Inc COM 038222105 149 10,600 SHS Defined 2 10,600 Archer-Daniels-Midland Co COM 039483102 425 13,400 SHS Defined 2 13,400 Ashford Hospitality Trust Inc COM 044103109 199 42,274 SHS Defined 2 42,274 Associated Estates Realty Corp COM 045604105 117 10,680 SHS Defined 2 10,680 Assured Guaranty Ltd Put G0585R106 546 281 PUT Defined 1 N/A AT&T Inc COM 00206R102 1,587 56,021 SHS Defined 2 56,021 AvalonBay Communities Inc COM 053484101 5,215 62,194 SHS Defined 2 62,194 Banco Bradesco SA Leap11 Put 059460953 467 235 PUT Defined 1 N/A Bank of America Corp COM 060505104 1,238 82,137 SHS Defined 2 82,137 Bank of New York Mellon Corp/The COM 064058100 266 9,483 SHS Defined 2 9,483 Baxter International Inc COM 071813109 307 5,200 SHS Defined 2 5,200 BB&T Corp COM 054937107 225 8,800 SHS Defined 2 8,800 Berkshire Hathaway Inc COM 084670207 395 120 SHS Defined 2 120 BioMed Realty Trust Inc COM 09063H107 240 15,000 SHS Defined 4 15,000 BioMed Realty Trust Inc COM 09063H107 1,113 69,581 SHS Defined 2 69,581 BLACKSTONE GROUP L P COM UNIT LTD COM 09253U108 7 496 SHS Defined 1 496 Blackstone Group LP/The COM 09253U108 253 19,160 SHS Defined 2 19,160 Boeing Co COM 97023105 297 5,400 SHS Defined 2 5,400 Boston Properties Inc COM 101121101 423 6,100 SHS Defined 4 6,100 Boston Properties Inc COM 101121101 8,301 119,774 SHS Defined 2 119,774 Boston Scientific Corp COM 101137107 119 13,195 SHS Defined 2 13,195 Brandywine Realty Trust COM 105368203 1,115 95,660 SHS Defined 2 95,660 BRE Properties Inc COM 05564E106 240 7,100 SHS Defined 4 7,100 BRE Properties Inc COM 05564E106 1,521 44,918 SHS Defined 2 44,918 Bristol-Myers Squibb Co COM 110122108 512 20,000 SHS Defined 2 20,000 Broadcom Corp COM 111320107 258 8,100 SHS Defined 2 8,100 BUCYRUS INTERNATIONAL INC COM 118759109 335 5,900 SHS Defined 2 5,900 Burlington Northern Santa Fe Corp COM 12189T104 296 3,000 SHS Defined 2 3,000 BURLINGTON NORTHN SANTA FE C COM COM 12189T104 23 236 SHS Defined 1 236 Camden Property Trust COM 133131102 2,267 52,355 SHS Defined 2 52,355 Caterpillar Inc COM 149123101 232 4,000 SHS Defined 2 4,000 CBL & Associates Properties Inc COM 124830100 848 85,680 SHS Defined 2 85,680 Cedar Shopping Centers Inc COM 150602209 222 32,740 SHS Defined 2 32,740 Celgene Corp COM 151020104 248 4,400 SHS Defined 2 4,400 Centerpoint Energy Inc COM 15189T107 529 36,000 SHS Defined 2 36,000 CENTERPOINT ENERGY INC COM COM 15189T107 73 4,997 SHS Defined 1 4,997 CENTURYTEL INC COM 156700106 293 8,024 SHS Defined 2 8,024 Chesapeake Energy Corp COM 165167107 337 12,800 SHS Defined 2 12,800 Chevron Corp COM 166764100 1,640 21,121 SHS Defined 2 21,121 CHINA LIFE INS CO LTD SPON ADR REP H SPON ADR 16939P106 16,434 224,051 SHS Defined 1 224,051 CHINA MOBILE LIMITED SPONSORED ADR SPON ADR 16941M109 912 19,648 SHS Defined 1 19,648 China Real Estate Information Corp COM 16948Q103 11 1,000 SHS Defined 2 1,000 China Real Estate Information Corp COM 16948Q103 1,320 123,600 SHS Sole 123,600 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR SPON ADR 16945R104 3,365 256,704 SHS Defined 1 256,704 Cia Energetica de Minas Gerais COM 204409601 303 16,587 SHS Defined 2 16,587 Cisco Systems Inc COM 17275R102 1,439 59,530 SHS Defined 2 59,530 Citigroup Inc COM 172967101 505 152,206 SHS Defined 2 152,206 CNinsure Inc COM 18976M103 816 40,840 SHS Sole 40,840 Coach Inc COM 189754104 222 6,000 SHS Defined 2 6,000 Coca-Cola Co/The COM 191216100 1,182 20,500 SHS Defined 2 20,500 Colgate-Palmolive Co COM 194162103 356 4,300 SHS Defined 2 4,300 Colonial Properties Trust COM 195872106 501 41,920 SHS Defined 2 41,920 Comcast Corp COM 20030N101 298 17,450 SHS Defined 2 17,450 COMPANHIA SIDERURGICA NACION SPONSORED ADR SPON ADR 20440W105 552 17,277 SHS Defined 1 17,277 ConocoPhillips COM 20825C104 780 15,300 SHS Defined 2 15,300 CONOCOPHILLIPS COM STOCK 20825C104 4,980 97,516 SHS Defined 1 97,516 Consolidated Edison Inc COM 209115104 664 14,400 SHS Defined 2 14,400 Constellation Energy Group COM 210371100 332 9,300 SHS Defined 2 9,300 Corning Inc COM 219350105 346 17,900 SHS Defined 2 17,900 Corporate Office Properties Trust SBI MD COM 22002T108 2,043 55,020 SHS Defined 2 55,020 Corrections Corp of America COM 22025Y407 2,487 99,727 SHS Defined 2 99,727 Costco Wholesale Corp COM 22160K105 246 4,100 SHS Defined 2 4,100 Cousins Properties Inc COM 222795106 475 62,924 SHS Defined 2 62,924 Covidien Plc COM 00B3QN1M2 225 4,650 SHS Defined 2 4,650 Crown Castle International Corp COM 228227104 3,189 80,800 SHS Defined 2 80,800 CSX Corp COM 126408103 295 6,000 SHS Defined 2 6,000 CVS Caremark Corp COM 126650100 468 14,309 SHS Defined 2 14,309 Danaher Corp COM 235851102 235 3,100 SHS Defined 2 3,100 DCT Industrial Trust Inc COM 233153105 668 129,370 SHS Defined 2 129,370 Deere & Co COM 244199105 427 7,800 SHS Defined 2 7,800 Dell Inc COM 24702R101 175 11,800 SHS Defined 2 11,800 DELL INC COM COM 24702R101 760 52,942 SHS Defined 1 52,942 Developers Diversified Rlty COM 251591103 1,246 132,800 SHS Defined 2 132,800 Devon Energy Corp COM 25179M103 319 4,300 SHS Defined 2 4,300 DiamondRock Hospitality Co COM 252784301 587 68,300 SHS Defined 2 68,300 Digital Realty Trust Inc COM 253868103 747 15,000 SHS Defined 4 15,000 Digital Realty Trust Inc COM 253868103 4,823 96,863 SHS Defined 2 96,863 DIRECTV COM 25490A101 297 8,880 SHS Defined 2 8,880 DOMINION RES INC VA NEW COM COM 25746U109 325 8,345 SHS Defined 1 8,345 Dominion Resources Inc/VA COM 25746U109 1,307 33,100 SHS Defined 2 33,100 Douglas Emmett Inc COM 25960P109 1,005 69,375 SHS Defined 2 69,375 Dow Chemical Co/The COM 260543103 274 9,700 SHS Defined 2 9,700 DTE Energy Co COM 233331107 421 9,500 SHS Defined 2 9,500 Duke Energy Corp COM 26441C105 1,295 74,328 SHS Defined 2 74,328 DUKE ENERGY CORP NEW COM COM 26441C105 317 18,429 SHS Defined 1 18,429 Duke Realty Corp COM 264411505 1,948 155,348 SHS Defined 2 155,348 DUPONT FABROS TECHNOLOGY COM 26613Q106 717 40,700 SHS Defined 2 40,700 EastGroup Properties Inc COM 277276101 635 16,380 SHS Defined 2 16,380 eBay Inc COM 278642103 221 9,300 SHS Defined 2 9,300 Edison International COM 281020107 661 18,700 SHS Defined 2 18,700 Education Realty Trust Inc COM 28140H104 167 34,460 SHS Defined 2 34,460 EI Du Pont de Nemours & Co COM 263534109 473 13,900 SHS Defined 2 13,900 El Paso Corp COM 28336L109 827 83,200 SHS Defined 4 83,200 El Paso Corp COM 28336L109 377 37,900 SHS Defined 2 37,900 EL PASO CORP COM COM 28336L109 99 10,045 SHS Defined 1 10,045 Eli Lilly & Co COM 532457108 329 9,100 SHS Defined 2 9,100 EMC Corp/Massachusetts COM 268648102 297 16,800 SHS Defined 2 16,800 Emerson Electric Co COM 291011104 407 9,400 SHS Defined 2 9,400 Enbridge Energy Partners LP COM 29250R106 3,458 64,338 SHS Defined 3 64,338 Energy Transfer Partners LP COM 29273R109 13,822 307,699 SHS Defined 4 307,699 Energy Transfer Partners LP COM 29273R109 28,591 636,461 SHS Defined 3 636,461 ENERSIS S A SPONSORED ADR SPON ADR 29274F104 217 9,500 SHS Defined 1 9,500 Entergy Corp COM 29364G103 552 6,645 SHS Defined 4 6,645 Entergy Corp COM 29364G103 889 10,700 SHS Defined 2 10,700 ENTERGY CORP NEW COM COM 29364G103 227 2,774 SHS Defined 1 2,774 Enterprise Products Partners LP COM 293792107 19,818 627,355 SHS Defined 4 627,355 Enterprise Products Partners LP COM 293792107 30,464 964,530 SHS Defined 3 964,530 Entertainment Properties Trust COM 29380T105 237 6,600 SHS Defined 4 6,600 Entertainment Properties Trust COM 29380T105 1,008 28,123 SHS Defined 2 28,123 EOG Resources Inc COM 26875P101 237 2,400 SHS Defined 2 2,400 Equity Lifestyle Properties Inc COM 29472R108 1,032 20,555 SHS Defined 2 20,555 Equity One Inc COM 294752100 451 27,250 SHS Defined 2 27,250 Equity Residential COM 29476L107 7,933 226,851 SHS Defined 2 226,851 Essex Property Trust Inc COM 297178105 611 7,200 SHS Defined 4 7,200 Essex Property Trust Inc COM 297178105 2,698 31,782 SHS Defined 2 31,782 Estee Lauder Cos Inc/The COM 518439104 202 4,100 SHS Defined 2 4,100 Exelon Corp COM 30161N101 937 18,980 SHS Defined 4 18,980 Exelon Corp COM 30161N101 1,793 36,300 SHS Defined 2 36,300 EXELON CORP COM COM 30161N101 456 9,334 SHS Defined 1 9,334 Extra Space Storage Inc COM 30225T102 645 54,650 SHS Defined 2 54,650 Exxon Mobil Corp COM 30231G102 3,335 48,500 SHS Defined 2 48,500 Federal Realty Invs Trust COM 313747206 233 3,400 SHS Defined 4 3,400 Federal Realty Invs Trust COM 313747206 3,391 49,497 SHS Defined 2 49,497 FelCor Lodging Trust Inc COM 31430F101 154 41,030 SHS Defined 2 41,030 Fifth Third Bancorp COM 316773100 118 12,000 SHS Defined 2 12,000 First Industrial Realty Trust Inc COM 32054K103 199 36,992 SHS Defined 2 36,992 First Potomac Realty Trust COM 33610F109 233 18,080 SHS Defined 2 18,080 FirstEnergy Corp COM 337932107 7,293 153,575 SHS Defined 4 153,575 FirstEnergy Corp COM 337932107 10,745 226,300 SHS Defined 3 226,300 FirstEnergy Corp COM 337932107 755 15,900 SHS Defined 2 15,900 FOCUS MEDIA HLDG LTD SPONSORED ADR SPON ADR 34415V109 221 13,940 SHS Defined 1 13,940 Ford Motor Co COM 345370860 244 24,392 SHS Defined 2 24,392 Forest City Enterprises Inc COM 345550107 1,690 141,200 SHS Defined 2 141,200 FPL Group Inc COM 302571104 593 11,050 SHS Defined 4 11,050 FPL Group Inc COM 302571104 1,369 25,500 SHS Defined 2 25,500 Franklin Resources Inc COM 354613101 200 1,900 SHS Defined 2 1,900 FRANKLIN STREET PROPERTIES C COM 35471R106 734 48,884 SHS Defined 2 48,884 Freeport-McMoRan Copper & Gold Inc COM 35671D857 505 6,238 SHS Defined 2 6,238 FUEL SYS SOLUTIONS INC COM COM 35952W103 187 4,536 SHS Defined 1 4,536 FUEL SYSTEMS SOLUTIONS INC COM 35952W103 119 2,800 SHS Defined 2 2,800 Gannett Co Inc COM 364730101 197 13,100 SHS Defined 2 13,100 General Dynamics Corp COM 369550108 220 3,200 SHS Defined 2 3,200 General Electric Co COM 369604103 1,544 100,600 SHS Defined 2 100,600 General Mills Inc COM 370334104 287 4,000 SHS Defined 2 4,000 Getty Realty Corp COM 374297109 276 11,620 SHS Defined 2 11,620 Gilead Sciences Inc COM 375558103 372 8,500 SHS Defined 2 8,500 Goldman Sachs Group Inc/The COM 38141G104 800 4,800 SHS Defined 2 4,800 Google Inc COM 38259P508 1,806 2,900 SHS Defined 2 2,900 GOVERNMENT PROPERTIES INCOME COM 38376A103 242 10,430 SHS Defined 2 10,430 Grupo Aeropaortuario PAC - ADR COM 400506101 555 17,656 SHS Defined 4 17,656 Grupo Aeroportuario del Sureste SAB de CV COM 40051E202 417 7,982 SHS Defined 4 7,982 Halliburton Co COM 406216101 228 7,600 SHS Defined 2 7,600 Harris & Harris Group Inc COM 413833104 161 34,490 SHS Defined 2 34,490 Harris Corp COM 413875105 263 5,500 SHS Defined 2 5,500 Health Care Property Investors Inc COM 40414L109 300 9,600 SHS Defined 4 9,600 Health Care Property Investors Inc COM 40414L109 8,083 258,588 SHS Defined 2 258,588 Health Care REIT Inc COM 42217K106 4,847 105,523 SHS Defined 2 105,523 HEALTH NET INC COM COM 42222G108 681 29,252 SHS Defined 1 29,252 Healthcare Realty Trust Inc COM 421946104 226 10,300 SHS Defined 4 10,300 Healthcare Realty Trust Inc COM 421946104 1,293 58,995 SHS Defined 2 58,995 Hersha Hospitality Trust COM 427825104 104 33,180 SHS Defined 2 33,180 HERTZ GLOBAL HOLDINGS INC COM COM 42805T105 794 66,598 SHS Defined 1 66,598 Hess Corp COM 42809H107 122 2,000 SHS Defined 2 2,000 HESS CORP COM COM 42809H107 1,258 20,789 SHS Defined 1 20,789 Hewlett-Packard Co COM 428236103 1,202 22,700 SHS Defined 2 22,700 Highwoods Properties Inc COM 431284108 2,248 66,699 SHS Defined 2 66,699 HILLTOP HOLDINGS INC COM 432748101 318 27,190 SHS Defined 2 27,190 Home Depot Inc COM 437076102 399 13,700 SHS Defined 2 13,700 Home Properties Inc COM 437306103 1,002 20,500 SHS Defined 2 20,500 Honeywell International Inc COM 438516106 283 7,100 SHS Defined 2 7,100 Hospitality Properties Trust COM 44106M102 1,793 75,302 SHS Defined 2 75,302 Host Hotels & Resorts Inc COM 44107P104 167 13,900 SHS Defined 4 13,900 Host Hotels & Resorts Inc COM 44107P104 6,531 542,514 SHS Defined 2 542,514 HRPT Properties Trust COM 40426W101 922 138,449 SHS Defined 2 138,449 HUTCHISON TELECOMM INTL LTD SPONSORED ADR SPON ADR 44841T107 178 59,200 SHS Defined 1 59,200 HYATT HOTELS CORP - CL A COM 448579102 449 15,000 SHS Defined 4 15,000 HYATT HOTELS CORP - CL A COM 448579102 138 4,630 SHS Defined 2 4,630 ICICI BK LTD ADR SPON ADR 45104G104 17,533 464,930 SHS Defined 1 464,930 Illinois Tool Works Inc COM 452308109 302 6,200 SHS Defined 2 6,200 Ingersoll-Rand Co Ltd COM 00B633030 206 5,706 SHS Defined 2 5,706 Inland Real Estate Corp COM 457461200 450 54,040 SHS Defined 2 54,040 Intel Corp COM 458140100 1,094 53,100 SHS Defined 2 53,100 International Business Machines Corp COM 459200101 1,670 12,600 SHS Defined 2 12,600 INVESTORS REAL ESTATE TRUST COM 461730103 414 45,390 SHS Defined 2 45,390 IPATH MSCI INDIA INDEX ETN COM 06739F291 5,717 89,500 SHS Defined 2 89,500 iShares DJ US Real Estate Wrap Call 464287909 5,051 1,100 CALL Defined 1 N/A iShares FTSE/Xinhua China 25 Index Fund COM 464287184 8,822 210,000 SHS Defined 2 210,000 iShares MSCI Brazil Index Fund COM 464286400 12,968 174,000 SHS Defined 2 174,000 iShares MSCI Emerging Markets Index Fund COM 464287234 1,944 47,000 SHS Defined 2 47,000 iShares MSCI Hong Kong Index Fund COM 464286871 1,493 95,000 SHS Defined 2 95,000 iShares MSCI Mexico Index Fund COM 464286822 4,431 90,000 SHS Defined 2 90,000 iShares MSCI South Africa Index Fund COM 464286780 2,250 40,000 SHS Defined 2 40,000 iShares MSCI South Korea Index Fund COM 464286772 8,905 187,000 SHS Defined 2 187,000 iShares MSCI Taiwan Index Fund COM 464286731 12,641 986,000 SHS Defined 2 986,000 ISHARES SILVER TRUST ISHARES COM 46428Q109 198 11,973 SHS Defined 1 11,973 ITC Holdings Corp COM 465685105 20,211 386,073 SHS Defined 4 386,073 ITC Holdings Corp COM 465685105 41,628 795,101 SHS Defined 3 795,101 Johnson & Johnson COM 478160104 1,732 26,684 SHS Defined 2 26,684 JPMorgan Chase & Co COM 46625H100 1,628 39,200 SHS Defined 2 39,200 JPMORGAN CHASE & CO COM COM 46625H100 1,061 25,469 SHS Defined 1 25,469 Kilroy Realty Corp COM 49427F108 820 26,671 SHS Defined 2 26,671 Kimberly-Clark Corp COM 494368103 258 4,000 SHS Defined 2 4,000 Kimco Realty Corp COM 49446R109 5,980 429,320 SHS Defined 2 429,320 Kinder Morgan Energy Partners LP COM 494550106 6,190 101,500 SHS Defined 3 101,500 Kite Realty Group Trust COM 49803T102 172 40,910 SHS Defined 2 40,910 Korea Electric Power Corp COM 500631106 5,034 344,781 SHS Defined 4 344,781 Korea Electric Power Corp COM 500631106 1,957 134,060 SHS Defined 3 134,060 Kraft Foods Inc COM 50075N104 366 13,318 SHS Defined 2 13,318 KRAFT FOODS INC CL A COM 50075N104 69 2,527 SHS Defined 1 2,527 LaSalle Hotel Properties COM 517942108 1,307 60,020 SHS Defined 2 60,020 Lexington Realty Trust COM 529043101 450 73,803 SHS Defined 2 73,803 Liberty Media Corp - Interactive COM 53071M104 43 3,900 SHS Defined 2 3,900 LIBERTY MEDIA CORP NEW INT COM SER A COM 53071M104 969 89,411 SHS Defined 1 89,411 Liberty Property Trust COM 531172104 3,323 103,284 SHS Defined 2 103,284 Lockheed Martin Corp COM 539830109 236 3,100 SHS Defined 2 3,100 Longtop Financial Techno ADR COM 54318P108 205 5,456 SHS Sole 5,456 Lowe's Cos Inc COM 548661107 313 13,300 SHS Defined 2 13,300 LTC Properties Inc COM 502175102 399 14,620 SHS Defined 2 14,620 Macerich Co/The COM 554382101 383 10,700 SHS Defined 4 10,700 Macerich Co/The COM 554382101 2,798 78,116 SHS Defined 2 78,116 Mack-Cali Realty Corp COM 554489104 3,134 88,529 SHS Defined 2 88,529 Macquarie Infrastructure Company LLC Membership Int 55608B105 43,255 3,522,351 SHS Sole 3,522,351 Magellan Midstream Partners LP COM 559080106 18,176 421,039 SHS Defined 4 421,039 Magellan Midstream Partners LP COM 559080106 32,252 748,038 SHS Defined 3 748,038 MANPOWER INC COM COM 56418H100 803 14,718 SHS Defined 1 14,718 MANULIFE FINL CORP COM COM 56501R106 2,472 134,800 SHS Defined 1 134,800 Marathon Oil Corp COM 565849106 391 12,419 SHS Defined 2 12,419 Market Vectors - Russia ETF COM 57060U506 2,184 71,000 SHS Defined 2 71,000 MARKET VECTORS ETF TR AGRIBUS ETF COM 57060U605 1,004 22,937 SHS Defined 1 22,937 MARKET VECTORS ETF TR GOLD MINER ETF COM 57060U100 215 4,657 SHS Defined 1 4,657 MARKET VECTORS ETF TR RUSSIA ETF COM 57060U506 365 11,700 SHS Defined 1 11,700 Marvell Technology Group Ltd COM G5876H105 254 12,200 SHS Defined 2 12,200 Mastercard Inc COM 57636Q104 206 800 SHS Defined 2 800 MAXIM INTEGRATED PRODS INC COM COM 57772K101 654 32,195 SHS Defined 1 32,195 Maxim Integrated Products Inc COM 57772K101 64 3,100 SHS Defined 2 3,100 McDonald's Corp COM 580135101 616 9,800 SHS Defined 2 9,800 MDU Resources Group Inc COM 552690109 236 9,800 SHS Defined 2 9,800 Medco Health Solutions Inc COM 58405U102 331 5,100 SHS Defined 2 5,100 Medical Properties Trust Inc COM 58463J304 520 50,761 SHS Defined 2 50,761 Medtronic Inc COM 585055106 485 10,900 SHS Defined 2 10,900 Merck & Co Inc COM 58933Y105 975 26,304 SHS Defined 2 26,304 MetLife Inc COM 59156R108 316 8,900 SHS Defined 2 8,900 METLIFE INC COM COM 59156R108 825 23,339 SHS Defined 1 23,339 Microsoft Corp COM 594918104 2,678 86,500 SHS Defined 2 86,500 Mid-America Apartment Communities Inc COM 59522J103 874 17,830 SHS Defined 2 17,830 Mindray Medical International Ltd COM 602675100 1,044 30,300 SHS Sole 30,300 MIZUHO FINL GROUP INC SPONSORED ADR SPON ADR 60687Y109 614 172,473 SHS Defined 1 172,473 Mobile Telesystems OJSC COM 607409109 1,317 26,900 SHS Defined 3 26,900 Mobile Telesystems OJSC COM 607409109 323 6,600 SHS Defined 2 6,600 Monsanto Co COM 61166W101 553 6,700 SHS Defined 2 6,700 Morgan Stanley COM 617446448 348 11,800 SHS Defined 2 11,800 MOSAIC CO COM COM 61945A107 151 2,529 SHS Defined 1 2,529 Mosaic Co/The COM 61945A107 627 10,500 SHS Defined 2 10,500 Motorola Inc COM 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Defined 2 16,300 Prologis COM 743410102 234 16,500 SHS Defined 4 16,500 Prologis COM 743410102 4,998 352,975 SHS Defined 2 352,975 PS Business Parks Inc COM 69360J107 557 11,017 SHS Defined 2 11,017 Public Service Enterprise Group Inc COM 744573106 605 17,950 SHS Defined 4 17,950 Public Service Enterprise Group Inc COM 744573106 1,033 30,600 SHS Defined 2 30,600 Public Storage Inc COM 74460D109 149 1,800 SHS Defined 4 1,800 Public Storage Inc COM 74460D109 8,633 104,200 SHS Defined 2 104,200 Qualcomm Inc COM 747525103 726 15,500 SHS Defined 2 15,500 Questar Corp COM 748356102 380 9,000 SHS Defined 2 9,000 Qwest Communications International Inc COM 749121109 72 17,000 SHS Defined 2 17,000 Ramco-Gershenson Properties COM 751452202 189 19,480 SHS Defined 2 19,480 Realty Income Corp COM 756109104 1,697 64,180 SHS Defined 2 64,180 Regency Centers Corp COM 758849103 2,219 63,034 SHS Defined 2 63,034 Safeguard Scientifics Inc COM 786449207 199 20,278 SHS Defined 2 20,278 SAMSON OIL& GAS SPON 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3,353 65,010 SHS Defined 2 65,010 SLM Corp COM 78442P106 313 27,100 SHS Defined 2 27,100 Sony Corporation Put 835699957 725 250 PUT Defined 1 N/A Southern Co COM 842587107 1,401 41,600 SHS Defined 2 41,600 SOUTHERN COPPER CORP COM COM 84265V105 1,459 44,337 SHS Defined 1 44,337 Sovran Self Storage Inc COM 84610H108 637 17,400 SHS Defined 2 17,400 SPDR GOLD TRUST GOLD SHS COM 78463V107 1,512 14,089 SHS Defined 1 14,089 Spectra Energy Corp COM 847560109 3,946 191,120 SHS Defined 4 191,120 Spectra Energy Corp COM 847560109 2,017 97,700 SHS Defined 3 97,700 Spectra Energy Corp COM 847560109 224 10,864 SHS Defined 2 10,864 Starbucks Corp COM 855244109 287 12,300 SHS Defined 2 12,300 STARWOOD PROPERTY TRUST INC COM 85571B105 711 37,600 SHS Defined 4 37,600 STARWOOD PROPERTY TRUST INC COM 85571B105 199 10,520 SHS Defined 2 10,520 State Street Corp COM 857477103 204 4,653 SHS Defined 2 4,653 Sun Communities Inc COM 866674104 238 11,770 SHS Defined 2 11,770 Sunoco Inc COM 86764P109 55 2,100 SHS Defined 2 2,100 SUNOCO INC COM COM 86764P109 1,052 40,290 SHS Defined 1 40,290 Sunstone Hotel Investors Inc COM 867892101 545 60,310 SHS Defined 2 60,310 Suntech Power Holdings Co Ltd COM 86800C104 247 15,000 SHS Defined 2 15,000 SUNTECH PWR HLDGS CO LTD ADR SPON ADR 86800C104 15 912 SHS Defined 1 912 Tanger Factory Outlet Center COM 875465106 655 16,550 SHS Defined 4 16,550 Tanger Factory Outlet Center COM 875465106 1,310 33,084 SHS Defined 2 33,084 Target Corp COM 87612E106 302 6,200 SHS Defined 2 6,200 Taubman Centers Inc COM 876664103 892 24,630 SHS Defined 2 24,630 TD AMERITRADE HLDG CORP COM COM 87236Y108 1,637 84,443 SHS Defined 1 84,443 TD Ameritrade Holding Corp COM 87236Y108 43 2,200 SHS Defined 2 2,200 Tenet Healthcare Corp COM 88033G100 109 21,000 SHS Defined 2 21,000 Texas Instruments Inc COM 882508104 351 13,500 SHS Defined 2 13,500 Thermo Fisher Scientific Inc COM 883556102 221 4,600 SHS Defined 2 4,600 Time Warner Cable Inc COM 88732J207 146 3,484 SHS Defined 2 3,484 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939653101 1,042 36,651 SHS Defined 2 36,651 Waters Corp COM 941848103 299 4,800 SHS Defined 2 4,800 Weingarten Realty Investors COM 948741103 1,689 83,880 SHS Defined 2 83,880 WellPoint Inc COM 94973V107 235 4,000 SHS Defined 2 4,000 Wells Fargo & Co COM 949746101 1,132 42,220 SHS Defined 2 42,220 Williams Cos Inc COM 969457100 1,970 92,500 SHS Defined 4 92,500 Williams Cos Inc COM 969457100 875 41,100 SHS Defined 2 41,100 Wisconsin Energy Corp COM 976657106 318 6,300 SHS Defined 2 6,300 Xcel Energy Inc COM 98389B100 611 28,500 SHS Defined 2 28,500 XCEL ENERGY INC COM COM 98389B100 137 6,445 SHS Defined 1 6,445 Xerox Corp COM 984121103 98 11,300 SHS Defined 2 11,300 XL CAP LTD CL A COM G98255105 2,249 122,709 SHS Defined 1 122,709 XL Capital Ltd COM G98255105 55 3,000 SHS Defined 2 3,000 XTO Energy Inc COM 98385X106 261 5,550 SHS Defined 2 5,550 Yahoo! 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