-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ErOmqAL8zOmgsyUcqnnBvFt84R2MtnXK/aeIJAuF+KCMx8b4pK2m3JjnRwK8TySu HyWGLfD0tj6S27KJkPKczw== 0001399490-10-000007.txt : 20100211 0001399490-10-000007.hdr.sgml : 20100211 20100211125811 ACCESSION NUMBER: 0001399490-10-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100211 DATE AS OF CHANGE: 20100211 EFFECTIVENESS DATE: 20100211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Whale Rock Capital Management LLC CENTRAL INDEX KEY: 0001387322 IRS NUMBER: 562567478 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12235 FILM NUMBER: 10590586 BUSINESS ADDRESS: STREET 1: ONE POST OFFICE SQUARE, 41ST FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-502-9901 MAIL ADDRESS: STREET 1: ONE POST OFFICE SQUARE, 41ST FLOOR CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 wrcq409.txt WHALE ROCK CAPITAL MANAGEMENT, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Whale Rock Capital Management LLC Address: One Post Office Square, 41st Floor Boston, MA 02109 13F File Number: 28-12235 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Alex Sacerdote Title: Authorized Person Phone: 617-502-9904 Signature, Place, and Date of Signing: Alex Sacerdote Boston, MA February 11, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 49 Form13F Information Table Value Total: $352,326 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AIXTRON AKTIENGESELLSCHAFT SPONSORED ADR 009606104 1999 59356 SH SOLE 59356 AMAZON COM INC COM 023135106 6005 44643 SH SOLE 44643 APPLE INC COM 037833100 29555 140249 SH SOLE 140249 AVAGO TECHNOLOGIES LTD SHS Y0486S104 4822 263644 SH SOLE 263644 BAIDU INC SPON ADR REP A 056752108 411 1000 SH SOLE 1000 BALLY TECHNOLOGIES INC COM 05874B107 2089 50596 SH SOLE 50596 BLACKBOARD INC COM 091935502 6932 152725 SH SOLE 152725 CBS CORP NEW CL B 124857202 3953 281328 SH SOLE 281328 CERAGON NETWORKS LTD ORD M22013102 417 35532 SH SOLE 35532 CHECK POINT SOFTWARE TECH LT ORD M22465104 13978 412574 SH SOLE 412574 CROCS INC COM 227046109 1462 254284 SH SOLE 254284 DILLARDS INC CL A 254067101 1570 85109 SH SOLE 85109 DRAGONWAVE INC COM 26144M103 238 20800 SH SOLE 20800 EBAY INC COM 278642103 14669 623405 SH SOLE 623405 ELECTRONICS FOR IMAGING INC COM 286082102 9051 697825 SH SOLE 697825 GANNETT INC COM 364730101 7558 508937 SH SOLE 508937 GAYLORD ENTMT CO NEW COM 367905106 789 39950 SH SOLE 39950 GOOGLE INC CL A 38259P508 24572 39633 SH SOLE 39633 GSI COMMERCE INC COM 36238G102 15339 604119 SH SOLE 604119 HEWLETT PACKARD CO COM 428236103 20179 391741 SH SOLE 391741 LIN TV CORP CL A 532774106 167 37412 SH SOLE 37412 LORAL SPACE & COMMUNICATNS I COM 543881106 2586 81800 SH SOLE 81800 MACYS INC COM 55616P104 2375 141700 SH SOLE 141700 MARVELL TECHNOLOGY GROUP LTD ORD g5876h105 14733 710031 SH SOLE 710031 MATTEL INC COM 577081102 13677 684524 SH SOLE 684524 MATTEL INC COM 577081102 26957 1349200 SH CALL SOLE 1349200 MELLANOX TECHNOLOGIES LTD SHS M51363113 12778 676448 SH SOLE 676448 MICRON TECHNOLOGY INC COM 595112103 5289 500813 SH SOLE 500813 MIPS TECHNOLOGIES INC COM 604567107 2239 512371 SH SOLE 512371 NETEZZA CORP COM 64111N101 6013 619883 SH SOLE 619883 NEW YORK TIMES CO CL A 650111107 2991 242022 SH SOLE 242022 OFFICEMAX INC DEL COM 67622P101 5049 397901 SH SOLE 397901 ORACLE CORP COM 68389X105 14969 610238 SH SOLE 610238 PIER 1 IMPORTS INC COM 720279108 509 100000 SH SOLE 100000 RADIOSHACK CORP COM 750438103 19929 1021996 SH SOLE 1021996 RUBICON TECHNOLOGY INC COM 78112T107 3440 169369 SH SOLE 169369 SALARY COM INC COM 794006106 60 25500 SH SOLE 25500 SAPIENT CORP COM 803062108 791 95613 SH SOLE 95613 SINA CORP ORD g81477104 11817 261555 SH SOLE 261555 SPRINT NEXTEL CORP COM SER 1 852061100 3353 916154 SH SOLE 916154 TECHTARGET INC COM 87874R100 758 134600 SH SOLE 134600 TRIQUINT SEMICONDUCTOR INC COM 89674K103 284 47400 SH SOLE 47400 UNIVERSAL DISPLAY CORP COM 91347P105 693 56100 SH SOLE 56100 VEECO INSTRS INC DEL COM 922417100 15045 455350 SH SOLE 455350 VIASAT INC COM 92552V100 10443 328615 SH SOLE 328615 VITACOST COM INC COM 92847A200 547 52455 SH SOLE 52455 VOLTAIRE LTD ORD SHS M97613109 615 116300 SH SOLE 116300 ZIPREALTY INC COM 98974V107 1518 403832 SH SOLE 403832 ZORAN CORP COM 98975F101 7113 643699 SH SOLE 643699
-----END PRIVACY-ENHANCED MESSAGE-----