-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BiKqU9AwaqPgvsrW8rod/YoIIjsGlX/6G73JLWEbARlsIq4MgSXjxQ66S/qNL+Q1 0Ee2+0wocGd7Svu8gJ8v+g== 0001399490-10-000006.txt : 20100211 0001399490-10-000006.hdr.sgml : 20100211 20100211125100 ACCESSION NUMBER: 0001399490-10-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100211 DATE AS OF CHANGE: 20100211 EFFECTIVENESS DATE: 20100211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Poplar Forest Capital LLC CENTRAL INDEX KEY: 0001454949 IRS NUMBER: 260844014 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13350 FILM NUMBER: 10590550 BUSINESS ADDRESS: STREET 1: 70 SOUTH LAKE AVENUE STREET 2: SUITE 930 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 626-304-6000 MAIL ADDRESS: STREET 1: 70 SOUTH LAKE AVENUE STREET 2: SUITE 930 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 popq409.txt POPLAR FOREST CAPITAL, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Poplar Forest Capital, LLC Address: 70 South Lake Avenue Suite 930 Pasadena, CA 91101 13F File Number: 28- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: J. Dale Harvey Title: Managing Member Phone: 626-304-6060 Signature, Place, and Date of Signing: J. Dale Harvey Pasadena, CA February 11, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 78 Form13F Information Table Value Total: $155,830 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 1312 15870 SH SOLE 15870 ABBOTT LABS COM 002824100 6457 119600 SH SOLE 119600 AETNA INC NEW COM 00817Y108 5978 188580 SH SOLE 188580 ALBEMARLE CORP COM 012653101 436 12000 SH SOLE 12000 ALTRIA GROUP INC COM 02209S103 12 600 SH SOLE 600 AOL INC COM 00184X105 0 13 SH SOLE 13 APPLE INC COM 037833100 28 131 SH SOLE 131 AVERY DENNISON CORP COM 053611109 5002 137070 SH SOLE 137070 AXIS CAPITAL HOLDINGS SHS G0692U109 5027 176945 SH SOLE 176945 BANK OF AMERICA CORPORATION COM 060505104 5328 353793 SH SOLE 353793 BAXTER INTL INC COM 071813109 5535 94325 SH SOLE 94325 BP PLC SPONSORED ADR 055622104 111 1916 SH SOLE 1916 BRISTOL MYERS SQUIBB CO COM 110122108 6278 248650 SH SOLE 248650 CARNIVAL CORP PAIRED CTF 143658300 4975 156985 SH SOLE 156985 CATERPILLAR INC DEL COM 149123101 31 550 SH SOLE 550 CHEVRON CORP NEW COM 166764100 231 3003 SH SOLE 3003 CHUBB CORP COM 171232101 60 1216 SH SOLE 1216 CINTAS CORP COM 172908105 4660 178745 SH SOLE 178745 CISCO SYS INC COM 17275R102 137 5721 SH SOLE 5721 CITIGROUP INC COM 172967101 2209 667349 SH SOLE 667349 COCA COLA CO COM 191216100 76 1333 SH SOLE 1333 COSTCO WHSL CORP NEW COM 22160K105 62 1050 SH SOLE 1050 DELL INC COM 24702R101 3 175 SH SOLE 175 DINEEQUITY INC COM 254423106 2631 108300 SH SOLE 108300 DISNEY WALT CO COM DISNEY 254687106 55 1700 SH SOLE 1700 DONNELLEY R R & SONS CO COM 257867101 3080 138300 SH SOLE 138300 EBAY INC COM 278642103 3 125 SH SOLE 125 EMERSON ELEC CO COM 291011104 952 22355 SH SOLE 22355 EXXON MOBIL CORP COM 30231G102 445 6520 SH SOLE 6520 GENERAL ELECTRIC CO COM 369604103 5337 352740 SH SOLE 352740 GENERAL MLS INC COM 370334104 21 300 SH SOLE 300 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 577 13656 SH SOLE 13656 HEINZ H J CO COM 423074103 32 750 SH SOLE 750 HEWLETT PACKARD CO COM 428236103 85 1650 SH SOLE 1650 INTEL CORP COM 458140100 16 800 SH SOLE 800 INTERNATIONAL BUSINESS MACHS COM 459200101 6732 51425 SH SOLE 51425 ISHARES INC MSCI BRAZIL 464286400 198 2650 SH SOLE 2650 ISHARES TR INDEX S&P MIDCAP 400 464287507 304 4200 SH SOLE 4200 ISHARES TR INDEX S&P MIDCAP 400 464287507 13 180 SH SOLE 180 ISHARES TR INDEX RUSSELL 2000 464287655 312 4990 SH SOLE 4990 JOHNSON & JOHNSON COM 478160104 1394 21644 SH SOLE 21644 LAUDER ESTEE COS INC CL A 518439104 1117 23100 SH SOLE 23100 LEGGETT & PLATT INC COM 524660107 3601 176540 SH SOLE 176540 MCGRAW HILL COS INC COM 580645109 1877 56000 SH SOLE 56000 MEDTRONIC INC COM 585055106 5817 132275 SH SOLE 132275 MICROSOFT CORP COM 594918104 6284 206160 SH SOLE 206160 OMNICOM GROUP INC COM 681919106 5387 137600 SH SOLE 137600 ORACLE CORP COM 68389X105 5728 233495 SH SOLE 233495 PEPSICO INC COM 713448108 496 8160 SH SOLE 8160 PFIZER INC COM 717081103 3417 187839 SH SOLE 187839 PHILIP MORRIS INTL INC COM 718172109 29 600 SH SOLE 600 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 317 6925 SH SOLE 6925 PROCTER & GAMBLE CO COM 742718109 2293 37827 SH SOLE 37827 PROLOGIS SH BEN INT 743410102 10 750 SH SOLE 750 ROBERT HALF INTL INC COM 770323103 5603 209600 SH SOLE 209600 ROSS STORES INC COM 778296103 3562 83400 SH SOLE 83400 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 17 285 SH SOLE 285 SMUCKER J M CO COM NEW 832696405 6 100 SH SOLE 100 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 393 5475 SH SOLE 5475 SPDR TR UNIT SER 1 78462F103 10233 91822 SH SOLE 91822 SUN MICROSYSTEMS INC COM NEW 866810203 7 700 SH SOLE 700 SUNOCO INC COM 86764P109 2939 112600 SH SOLE 112600 SUPERVALU INC COM 868536103 3133 246500 SH SOLE 246500 TARGET CORP COM 87612E106 5 110 SH SOLE 110 TEXAS INSTRS INC COM 882508104 3549 136200 SH SOLE 136200 TIME WARNER CABLE INC COM 88732J207 4237 102372 SH SOLE 102372 TIME WARNER INC COM NEW 887317303 4 149 SH SOLE 149 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 5 55 SH SOLE 55 TYCO ELECTRONICS LTD SWITZER SHS H8912P106 4981 202900 SH SOLE 202900 UNILEVER N V N Y SHS NEW 904784709 145 4500 SH SOLE 4500 UNITED TECHNOLOGIES CORP COM 913017109 41 590 SH SOLE 590 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 1014 24720 SH SOLE 24720 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1066 24441 SH SOLE 24441 VORNADO RLTY TR SH BEN INT 929042109 36 516 SH SOLE 516 WAL MART STORES INC COM 931142103 19 350 SH SOLE 350 WALGREEN CO COM 931422109 2266 61700 SH SOLE 61700 WELLS FARGO & CO NEW COM 949746101 4 165 SH SOLE 165 ZIMMER HLDGS INC COM 98956P102 57 960 SH SOLE 960
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