-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V8Kz6UEFYjoxUGI+By3CdGBRaiplbluvbXogzReX+mejSVr0g7YrnDCCZ4INxw8E oKwMS2uAn53A4MYTzUOP5g== 0000769317-10-000018.txt : 20100204 0000769317-10-000018.hdr.sgml : 20100204 20100204114424 ACCESSION NUMBER: 0000769317-10-000018 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100204 DATE AS OF CHANGE: 20100204 EFFECTIVENESS DATE: 20100204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIT INVESTMENT ASSOCIATES INC CENTRAL INDEX KEY: 0000769317 IRS NUMBER: 411404829 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00180 FILM NUMBER: 10573102 BUSINESS ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123323223 MAIL ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 siaholdings123109.txt
NAME OF ISSUER CLASS CUSIP VALUE SHS/P S/P P/C INV DSC MGRS SOLE SHARED NONE ABB LTD - ADR DEP REC 000375204 17678 925525 SH SOLE 1 925525 0 0 AFLAC INC COMMON 001055102 11146 240990 SH SOLE 1 240990 0 0 AGCO CORP COMMON 001084102 2438 75400 SH SOLE 1 75400 0 0 AT&T INC COMMON 00206R102 28 1000 SH SOLE 1 1000 0 0 ABBOTT LABORATORIES COMMON 002824100 18700 346365 SH SOLE 1 346365 0 0 ACTIVISION BLIZZARD INC COMMON 00507V109 17081 1537400 SH SOLE 1 1537400 0 0 ADOBE SYSTEMS INC COMMON 00724F101 19215 522432 SH SOLE 1 522432 0 0 AECOM TECHNOLOGY CORP COMMON 00766T100 1287 46800 SH SOLE 1 46800 0 0 AFFILIATED MANAGERS GRP COMMON 008252108 6866 101950 SH SOLE 1 101950 0 0 AIR PRODUCTS & CHEMICAL COMMON 009158106 13857 170945 SH SOLE 1 170945 0 0 AIRGAS INC COMMON 009363102 2751 57800 SH SOLE 1 57800 0 0 AIXTRON AG-ADR COMMON 009606104 204 6075 SH SOLE 1 6075 0 0 AKAMAI TECHNOLOGIES INC COMMON 00971T101 939 37050 SH SOLE 1 37050 0 0 ALBEMARLE CORP COMMON 012653101 2306 63400 SH SOLE 1 63400 0 0 ALEXION PHARMACEUTICALS COMMON 015351109 4931 101005 SH SOLE 1 101005 0 0 ALLEGHENY TECHNOLOGIES COMMON 01741R102 5988 133750 SH SOLE 1 133750 0 0 ALLERGAN INC COMMON 018490102 8828 140100 SH SOLE 1 140100 0 0 ALLIANCEBERNSTEIN HOLD COMMON 01881G106 197 7000 SH SOLE 1 7000 0 0 ALLSCRIPTS HEALTHCARE S COMMON 01988P108 2294 113400 SH SOLE 1 113400 0 0 AMAZON COM INC COMMON 023135106 81 600 SH SOLE 1 600 0 0 AMEDISYS INC COMMON 023436108 3410 70165 SH SOLE 1 70165 0 0 AMERICA MOVIL ADR DEP REC 02364W105 2098 44650 SH SOLE 1 44650 0 0 AMERICAN TOWER CORP CL A 029912201 3039 70320 SH SOLE 1 70320 0 0 AMETEK INC COMMON 031100100 3984 104175 SH SOLE 1 104175 0 0 AMGEN INC COMMON 031162100 1646 29100 SH SOLE 1 29100 0 0 AMYLIN PHARMACEUTICALS COMMON 032346108 2659 187408 SH SOLE 1 187408 0 0 ANALOG DEVICES COMMON 032654105 10618 336220 SH SOLE 1 336220 0 0 ANIXTER INTL INC COMMON 035290105 2714 57625 SH SOLE 1 57625 0 0 ANSYS INC COMMON 03662Q105 10738 247075 SH SOLE 1 247075 0 0 APACHE CORP COMMON 037411105 4820 46722 SH SOLE 1 46722 0 0 APOLLO INVT CORP COMMON 03761U106 1240 130000 SH SOLE 1 130000 0 0 APPLE COMPUTER INC COMMON 037833100 23144 109825 SH SOLE 1 109825 0 0 APPLIED MATLS INC COMMON 038222105 18256 1309605 SH SOLE 1 1309605 0 0 ARENA RESOURCES INC COMMON 040049108 5812 134795 SH SOLE 1 134795 0 0 ARRIS GROUP INC COMMON 04269Q100 1377 120475 SH SOLE 1 120475 0 0 ASIAINFO HLDGS INC COMMON 04518A104 3548 116525 SH SOLE 1 116525 0 0 ATLAS ENERGY INC COMMON 049298102 4058 134644 SH SOLE 1 134644 0 0 ATWOOD OCEANICS INC COMMON 050095108 2140 59700 SH SOLE 1 59700 0 0 AUTODESK INC COMMON 052769106 1823 71750 SH SOLE 1 71750 0 0 AUTOMATIC DATA PROCESS COMMON 053015103 1824 42600 SH SOLE 1 42600 0 0 AVON PRODS INC COMMON 054303102 847 26900 SH SOLE 1 26900 0 0 AXA ADR DEP REC 054536107 457 19300 SH SOLE 1 19300 0 0 BJS WHOLESALE CLUB INC COMMON 05548J106 1167 35675 SH SOLE 1 35675 0 0 BP PLC ADR DEP REC 055622104 957 16500 SH SOLE 1 16500 0 0 BMC SOFTWARE INC COMMON 055921100 758 18900 SH SOLE 1 18900 0 0 BANCO BRADESCO-ADR COMMON 059460303 2262 103450 SH SOLE 1 103450 0 0 BANCO BILBAO VIZCAYA DEP REC 05946K101 427 23675 SH SOLE 1 23675 0 0 BANCO SANTANDER CENT COMMON 05964H105 720 43800 SH SOLE 1 43800 0 0 BANCO SANTANDER CHILE COMMON 05965X109 1258 19425 SH SOLE 1 19425 0 0 BANK OF AMERICA CORP COMMON 060505104 3807 252810 SH SOLE 1 252810 0 0 BANK OF NEW YORK MELLON COMMON 064058100 8144 291166 SH SOLE 1 291166 0 0 BARD C R INC COMMON 067383109 1437 18450 SH SOLE 1 18450 0 0 BAXTER INTL INC COMMON 071813109 21320 363330 SH SOLE 1 363330 0 0 BECTON DICKINSON & CO COMMON 075887109 3915 49650 SH SOLE 1 49650 0 0 BEST BUY CO INC COMMON 086516101 10540 267096 SH SOLE 1 267096 0 0 BHP BILLITON ADR DEP REC 088606108 11171 145875 SH SOLE 1 145875 0 0 BIOMARIN PHARMACEUTICAL COMMON 09061G101 1131 60150 SH SOLE 1 60150 0 0 BOSTON PRIVATE FINL HL COMMON 101119105 681 118100 SH SOLE 1 118100 0 0 BROADCOM CORP CL A 111320107 21717 690095 SH SOLE 1 690095 0 0 BUFFALO WILD WINGS INC COMMON 119848109 3911 97125 SH SOLE 1 97125 0 0 CF INDS HLDGS INC COMMON 125269100 13373 147310 SH SOLE 1 147310 0 0 C H ROBINSON WORLDWIDE COMMON 12541W209 4494 76519 SH SOLE 1 76519 0 0 CME GROUP INC COMMON 12572Q105 10569 31460 SH SOLE 1 31460 0 0 CNOOC LTD ADR DEP REC 126132109 1834 11800 SH SOLE 1 11800 0 0 CNX GAS CORP COMMON 12618H309 198 6700 SH SOLE 1 6700 0 0 CVS/CAREMARK CORPORAT COMMON 126650100 22082 685550 SH SOLE 1 685550 0 0 CANADIAN NATL RY CO COMMON 136375102 226 4150 SH SOLE 1 4150 0 0 CANON INC ADR DEP REC 138006309 662 15650 SH SOLE 1 15650 0 0 CAPELLA EDUCATION CO COMMON 139594105 3099 41161 SH SOLE 1 41161 0 0 CARBO CERAMICS INC COMMON 140781105 392 5750 SH SOLE 1 5750 0 0 CARRIZO OIL & CO INC COMMON 144577103 392 14800 SH SOLE 1 14800 0 0 CATERPILLAR INC COMMON 149123101 425 7450 SH SOLE 1 7450 0 0 CATO CORP COMMON 149205106 4196 209197 SH SOLE 1 209197 0 0 CELGENE CORP COMMON 151020104 36439 654441 SH SOLE 1 654441 0 0 CENTRAL EUROPEAN DIST COMMON 153435102 5267 185375 SH SOLE 1 185375 0 0 CHEVRON CORP COMMON 166764100 5678 73750 SH SOLE 1 73750 0 0 CHINA LIFE INS CO LTD DEP REC 16939P106 2696 36758 SH SOLE 1 36758 0 0 CHINA UNICOM (HK) - ADR COMMON 16945R104 1980 151000 SH SOLE 1 151000 0 0 CIENA CORP COMMON 171779309 13011 1200255 SH SOLE 1 1200255 0 0 CISCO SYSTEMS INC COMMON 17275R102 36561 1527209 SH SOLE 1 1527209 0 0 CITIGROUP INC COMMON 172967101 1360 410982 SH SOLE 1 410982 0 0 CITRIX SYSTEMS INC COMMON 177376100 7946 190975 SH SOLE 1 190975 0 0 COACH INC COMMON 189754104 1768 48400 SH SOLE 1 48400 0 0 COCA COLA CO COMMON 191216100 31614 554640 SH SOLE 1 554640 0 0 COCA COLA ENTERPRISES COMMON 191219104 1124 53000 SH SOLE 1 53000 0 0 COGNIZANT TECH SOLUTIO CL A 192446102 7910 174500 SH SOLE 1 174500 0 0 COLGATE-PALMOLIVE CO COMMON 194162103 23322 283895 SH SOLE 1 283895 0 0 COMMSCOPE INC COMMON 203372107 2867 108075 SH SOLE 1 108075 0 0 COMP BRASIL-PAO DE ACU DEP REC 20440T201 870 11575 SH SOLE 1 11575 0 0 COMPANHIA DE BEBIDAS DEP REC 20441W203 1597 15800 SH SOLE 1 15800 0 0 CON-WAY INC. COMMON 205944101 1661 47570 SH SOLE 1 47570 0 0 CONCUR TECHNOLOGIES INC COMMON 206708109 6368 148950 SH SOLE 1 148950 0 0 CONOCOPHILLIPS COMMON 20825C104 412 8062 SH SOLE 1 8062 0 0 CORNING INC COMMON 219350105 4142 214510 SH SOLE 1 214510 0 0 COSTCO WHOLESALE CORP COMMON 22160K105 10553 178346 SH SOLE 1 178346 0 0 COVANCE INC COMMON 222816100 3329 61000 SH SOLE 1 61000 0 0 CREDIT SUISSE GROUP ADR DEP REC 225401108 806 16400 SH SOLE 1 16400 0 0 CUMMINS INC COMMON 231021106 2628 57300 SH SOLE 1 57300 0 0 DANAHER CORP DEL COMMON 235851102 4544 60425 SH SOLE 1 60425 0 0 DEERE & CO COMMON 244199105 16393 303061 SH SOLE 1 303061 0 0 HOMEX ADR DEP REC 25030W100 828 24625 SH SOLE 1 24625 0 0 DEVON ENERGY CORP COMMON 25179M103 494 6720 SH SOLE 1 6720 0 0 DEVRY INC COMMON 251893103 5416 95475 SH SOLE 1 95475 0 0 DIAGEO PLC ADR DEP REC 25243Q205 3828 55150 SH SOLE 1 55150 0 0 DIAMOND OFFSHORE DRILLI COMMON 25271C102 2429 24675 SH SOLE 1 24675 0 0 DICKS SPORTING GOODS COMMON 253393102 2739 110150 SH SOLE 1 110150 0 0 DIONEX CORP COMMON 254546104 1684 22800 SH SOLE 1 22800 0 0 DOLBY LABORATORIES INC- COMMON 25659T107 5468 114570 SH SOLE 1 114570 0 0 E M C CORP MASS COMMON 268648102 4939 282725 SH SOLE 1 282725 0 0 EQT CORPORATION COMMON 26884L109 18424 419490 SH SOLE 1 419490 0 0 EV3 INC COMMON 26928A200 2052 153800 SH SOLE 1 153800 0 0 ECOLAB INC COMMON 278865100 14838 332850 SH SOLE 1 332850 0 0 EMBRAER-EMPRESA BRASILE DEP REC 29081M102 568 25708 SH SOLE 1 25708 0 0 EMERSON ELECTRIC CO COMMON 291011104 11108 260740 SH SOLE 1 260740 0 0 ENBRIDGE INC COMMON 29250N105 592 12800 SH SOLE 1 12800 0 0 ENERGY TRANSFER EQUITY COMMON 29273V100 920 30100 SH SOLE 1 30100 0 0 ERICSSON L M TEL CO ADR DEP REC 294821608 675 73400 SH SOLE 1 73400 0 0 EXELON CORP COMMON 30161N101 2527 51700 SH SOLE 1 51700 0 0 EXPEDITORS INTL WASH COMMON 302130109 13171 379250 SH SOLE 1 379250 0 0 EXPRESS SCRIPTS INC COMMON 302182100 1798 20800 SH SOLE 1 20800 0 0 EXXON MOBIL CORP COMMON 30231G102 4018 58930 SH SOLE 1 58930 0 0 FPL GROUP INC COMMON 302571104 1981 37500 SH SOLE 1 37500 0 0 FACTSET RESEARCH SYSTEM COMMON 303075105 3582 54375 SH SOLE 1 54375 0 0 F5 NETWORKS INC COMMON 315616102 5219 98525 SH SOLE 1 98525 0 0 FLUOR CORP NEW COMMON 343412102 35 781 SH SOLE 1 781 0 0 FLOWSERVE CORP COMMON 34354P105 983 10400 SH SOLE 1 10400 0 0 FRANKLIN RESOURCES INC COMMON 354613101 19088 181190 SH SOLE 1 181190 0 0 FREEPORT-MCMORAN COPPER CL B 35671D857 4588 57146 SH SOLE 1 57146 0 0 FRONTIER OIL CORP COMMON 35914P105 1064 88350 SH SOLE 1 88350 0 0 GAMESTOP CORP COMMON 36467W109 5924 270000 SH SOLE 1 270000 0 0 GEN-PROBE INC COMMON 36866T103 2902 67625 SH SOLE 1 67625 0 0 GENERAL ELECTRIC CO COMMON 369604103 11166 737990 SH SOLE 1 737990 0 0 GENERAL MILLS INC COMMON 370334104 12754 180121 SH SOLE 1 180121 0 0 GENZYME CORP COMMON 372917104 13038 266031 SH SOLE 1 266031 0 0 GILEAD SCIENCES INC COMMON 375558103 22373 517065 SH SOLE 1 517065 0 0 GLAXOSMITHKLINE ADR DEP REC 37733W105 665 15750 SH SOLE 1 15750 0 0 GMX RESOURCES INC COMMON 38011M108 144 10500 SH SOLE 1 10500 0 0 GOLDMAN SACHS GROUP INC COMMON 38141G104 18019 106720 SH SOLE 1 106720 0 0 GOODRICH CORP COMMON 382388106 1067 16600 SH SOLE 1 16600 0 0 GOOGLE INC CL A 38259P508 41917 67610 SH SOLE 1 67610 0 0 GRUPO TELEVISA SA DE CV DEP REC 40049J206 517 24925 SH SOLE 1 24925 0 0 HSBC HLDGS ADR DEP REC 404280406 2222 38913 SH SOLE 1 38913 0 0 HAEMONETICS CORP COMMON 405024100 2721 49340 SH SOLE 1 49340 0 0 HALLIBURTON CO COMMON 406216101 1646 54700 SH SOLE 1 54700 0 0 HANOVER INS GROUP INC COMMON 410867105 4266 96025 SH SOLE 1 96025 0 0 HANSEN NATURAL CORP COMMON 411310105 4447 115820 SH SOLE 1 115820 0 0 HAYNES INTERNATIONAL COMMON 420877201 2166 65716 SH SOLE 1 65716 0 0 HESS CORP COMMON 42809H107 48 787 SH SOLE 1 787 0 0 HOLLY ENERGY PARTNERS COMMON 435763107 883 22171 SH SOLE 1 22171 0 0 HOME DEPOT INC COMMON 437076102 9365 323725 SH SOLE 1 323725 0 0 HOME INNS & HOTELS MGMT DEP REC 43713W107 53 1500 SH SOLE 1 1500 0 0 HUB GROUP INC COMMON 443320106 2135 79700 SH SOLE 1 79700 0 0 HUTCHISON WHAMPOA LTD DEP REC 448415208 628 18300 SH SOLE 1 18300 0 0 ITT CORPORATION COMMON 450911102 5444 109450 SH SOLE 1 109450 0 0 ICON PUB LTD CO ADR DEP REC 45103T107 2528 116350 SH SOLE 1 116350 0 0 ICICI BK LTD ADR DEP REC 45104G104 1806 47900 SH SOLE 1 47900 0 0 ICONIX BRAND GROUP INC COMMON 451055107 559 44100 SH SOLE 1 44100 0 0 IDEX CORP COMMON 45167R104 2609 83762 SH SOLE 1 83762 0 0 IDEXX LABS INC COMMON 45168D104 5797 108450 SH SOLE 1 108450 0 0 ILLINOIS TOOL WORKS INC COMMON 452308109 9 190 SH SOLE 1 190 0 0 ILLUMINA INC COMMON 452327109 40 1300 SH SOLE 1 1300 0 0 INDIA FUND INC COMMON 454089103 1194 38888 SH SOLE 1 38888 0 0 INDUSTRIAL BK KOREA GDR DEP REC 456036102 162 13494 SH SOLE 1 13494 0 0 INFORMATICA CORP COMMON 45666Q102 9931 383740 SH SOLE 1 383740 0 0 INFOSYS TECHNOLOGIES LT DEP REC 456788108 633 11450 SH SOLE 1 11450 0 0 INTEL CORP COMMON 458140100 35203 1725615 SH SOLE 1 1725615 0 0 INTERCONTINENTALEXCHANG COMMON 45865V100 1887 16800 SH SOLE 1 16800 0 0 INTL BUSINESS MACHINES COMMON 459200101 53621 409630 SH SOLE 1 409630 0 0 INTL GAME TECHNOLOGY COMMON 459902102 1259 67100 SH SOLE 1 67100 0 0 INTERSIL CORP CL A 46069S109 5098 332350 SH SOLE 1 332350 0 0 INTUITIVE SURGICAL INC COMMON 46120E602 13592 44796 SH SOLE 1 44796 0 0 ISHARES INC TAIWAN COMMON 464286731 2833 218400 SH SOLE 1 218400 0 0 ISHARES INC MSCI JAPAN COMMON 464286848 1006 103300 SH SOLE 1 103300 0 0 ITC HLDGS CORP COMMON 465685105 1953 37485 SH SOLE 1 37485 0 0 JPMORGAN CHASE & CO COMMON 46625H100 28131 675090 SH SOLE 1 675090 0 0 JACOBS ENGINEERING GROU COMMON 469814107 1602 42600 SH SOLE 1 42600 0 0 JOHNSON & JOHNSON COMMON 478160104 20893 324375 SH SOLE 1 324375 0 0 JUNIPER NETWORKS INC COMMON 48203R104 1467 55000 SH SOLE 1 55000 0 0 "KB FINANCIAL GROUP, IN DEP REC 48241A105 1294 25448 SH SOLE 1 25448 0 0 KLA-TENCOR CORP COMMON 482480100 1313 36300 SH SOLE 1 36300 0 0 KAYDON CORP COMMON 486587108 2166 60580 SH SOLE 1 60580 0 0 KAYNE ANDERSON MLP INV COMMON 486606106 1581 63142 SH SOLE 1 63142 0 0 KOHLS CORP COMMON 500255104 10660 197660 SH SOLE 1 197660 0 0 KONINKLIJKE PHILIPS ELE DEP REC 500472303 280 9500 SH SOLE 1 9500 0 0 KUBOTA CORP COMMON 501173207 120 2600 SH SOLE 1 2600 0 0 LABORATORY CP OF AMER COM NEW 50540R409 2081 27800 SH SOLE 1 27800 0 0 LANCASTER COLONY CORP COMMON 513847103 889 17901 SH SOLE 1 17901 0 0 LANDEC CORP COMMON 514766104 1560 249982 SH SOLE 1 249982 0 0 LILLY ELI & CO COMMON 532457108 1183 33125 SH SOLE 1 33125 0 0 LINEAR TECHNOLOGY CORP COMMON 535678106 1122 36700 SH SOLE 1 36700 0 0 LOCKHEED MARTIN CORP COMMON 539830109 7581 100610 SH SOLE 1 100610 0 0 LUFKIN INDUSTRIES INC COMMON 549764108 6654 90897 SH SOLE 1 90897 0 0 MTS SYS CORP COMMON 553777103 2801 97450 SH SOLE 1 97450 0 0 MARATHON OIL CORP COMMON 565849106 3174 101650 SH SOLE 1 101650 0 0 MARRIOTT INTL INC CL A 571903202 1184 43468 SH SOLE 1 43468 0 0 MASTERCARD INC COMMON 57636Q104 38 150 SH SOLE 1 150 0 0 MCDERMOTT INTL INC COMMON 580037109 9139 380650 SH SOLE 1 380650 0 0 MCDONALDS CORP COMMON 580135101 34271 548870 SH SOLE 1 548870 0 0 MCKESSON CORP COMMON 58155Q103 8274 132390 SH SOLE 1 132390 0 0 MEDASSETS INC COMMON 584045108 545 25715 SH SOLE 1 25715 0 0 MEDCO HEALTH SOLUTIONS COMMON 58405U102 14832 232075 SH SOLE 1 232075 0 0 MEDTRONIC INC COMMON 585055106 11270 256250 SH SOLE 1 256250 0 0 MERCK & CO INC COMMON 58933Y105 55 1500 SH SOLE 1 1500 0 0 MICROS SYSTEMS INC COMMON 594901100 3453 111275 SH SOLE 1 111275 0 0 MICROSOFT CORP COMMON 594918104 27706 909000 SH SOLE 1 909000 0 0 MICROSEMI CORP COMMON 595137100 4547 256000 SH SOLE 1 256000 0 0 MILLIPORE CORP COMMON 601073109 1252 17300 SH SOLE 1 17300 0 0 MITSUBISHI UFJ FINL GR DEP REC 606822104 249 50700 SH SOLE 1 50700 0 0 MOBILE TELESYSTEMS SP DEP REC 607409109 1547 31650 SH SOLE 1 31650 0 0 MONSANTO CO COMMON 61166W101 23360 285745 SH SOLE 1 285745 0 0 MOSAIC CO COMMON 61945A107 971 16250 SH SOLE 1 16250 0 0 MURPHY OIL CORP COMMON 626717102 8244 152105 SH SOLE 1 152105 0 0 MYLAN INC COMMON 628530107 102 5513 SH SOLE 1 5513 0 0 NATIONAL OILWELL VARCO COMMON 637071101 5735 130065 SH SOLE 1 130065 0 0 NETAPP INC COMMON 64110D104 4572 133050 SH SOLE 1 133050 0 0 NEW ORIENTAL ED & TECH DEP REC 647581107 1869 24725 SH SOLE 1 24725 0 0 NEWS CORP LTD CL A CL A 65248E104 5518 403095 SH SOLE 1 403095 0 0 NICE SYS LTD ADR DEP REC 653656108 580 18675 SH SOLE 1 18675 0 0 NIKE INC CL B 654106103 1520 23000 SH SOLE 1 23000 0 0 NORDSTROM INC COMMON 655664100 1635 43500 SH SOLE 1 43500 0 0 NORTHERN TRUST CORP COMMON 665859104 6632 126560 SH SOLE 1 126560 0 0 NORTHWEST BANCSHARES COMMON 667340103 932 82700 SH SOLE 1 82700 0 0 NUCOR CORP COMMON 670346105 942 20200 SH SOLE 1 20200 0 0 NUVASIVE INC COMMON 670704105 6896 215639 SH SOLE 1 215639 0 0 OCCIDENTAL PETROLEUM CO COMMON 674599105 25746 316485 SH SOLE 1 316485 0 0 OCEANEERING INTL INC COMMON 675232102 334 5700 SH SOLE 1 5700 0 0 ORACLE CORP COMMON 68389X105 36192 1475419 SH SOLE 1 1475419 0 0 OWENS & MINOR INC COMMON 690732102 1073 25000 SH SOLE 1 25000 0 0 POSCO ADR DEP REC 693483109 1678 12800 SH SOLE 1 12800 0 0 PARKER HANNIFIN CORP COMMON 701094104 3933 73000 SH SOLE 1 73000 0 0 PEARSON PLC ADR DEP REC 705015105 2811 195750 SH SOLE 1 195750 0 0 PENNANTPARK INVT CORP COMMON 708062104 705 79079 SH SOLE 1 79079 0 0 PENNEY J C INC COMMON 708160106 2520 94690 SH SOLE 1 94690 0 0 PEPSICO INC COMMON 713448108 35062 576685 SH SOLE 1 576685 0 0 PERKINELMER INC COMMON 714046109 2025 98325 SH SOLE 1 98325 0 0 P T TELEKOMUNIKASI IND DEP REC 715684106 673 16850 SH SOLE 1 16850 0 0 PETROCHINA CO LTD ADR DEP REC 71646E100 815 6850 SH SOLE 1 6850 0 0 PETROLEO BRASILEIRO SA DEP REC 71654V408 4172 87500 SH SOLE 1 87500 0 0 PETROQUEST ENERGY INC COMMON 716748108 132 21500 SH SOLE 1 21500 0 0 PFIZER INC COMMON 717081103 327 18000 SH SOLE 1 18000 0 0 PHARMACEUTICAL PROD DEV COMMON 717124101 701 29900 SH SOLE 1 29900 0 0 PHILIP MORRIS INTL INC COMMON 718172109 27865 578225 SH SOLE 1 578225 0 0 POLARIS INDS INC COMMON 731068102 4439 101750 SH SOLE 1 101750 0 0 POTASH CORP SASK INC COMMON 73755L107 381 3510 SH SOLE 1 3510 0 0 PRAXAIR INC COMMON 74005P104 82 1016 SH SOLE 1 1016 0 0 PRECISION CASTPARTS COMMON 740189105 8748 79275 SH SOLE 1 79275 0 0 PRICE T ROWE GROUP INC COMMON 74144T108 2034 38200 SH SOLE 1 38200 0 0 PRICELINE COM INC COMMON 741503403 74 340 SH SOLE 1 340 0 0 PROCTER & GAMBLE CO COMMON 742718109 28826 475435 SH SOLE 1 475435 0 0 PRUDENTIAL FINANCIAL COMMON 744320102 9378 188470 SH SOLE 1 188470 0 0 QUALCOMM INC COMMON 747525103 43279 935550 SH SOLE 1 935550 0 0 QUEST SOFTWARE INC COMMON 74834T103 2965 161125 SH SOLE 1 161125 0 0 RTI INTL METALS INC COMMON 74973W107 2104 83600 SH SOLE 1 83600 0 0 RANGE RES CORP COMMON 75281A109 27 550 SH SOLE 1 550 0 0 RED ROBIN GOURMET BURG COMMON 75689M101 1581 88350 SH SOLE 1 88350 0 0 RESEARCH IN MOTION LTD COMMON 760975102 20333 301055 SH SOLE 1 301055 0 0 RIO TINTO PLC ADR DEP REC 767204100 4512 20950 SH SOLE 1 20950 0 0 ROCKWELL COLLINS INC COMMON 774341101 1500 27100 SH SOLE 1 27100 0 0 ROFIN SINAR TECHNOLOGIE COMMON 775043102 2793 118311 SH SOLE 1 118311 0 0 ROGERS COMMUNICATIONS COMMON 775109200 12587 406040 SH SOLE 1 406040 0 0 ROYAL BANK OF CANADA COMMON 780087102 2461 45950 SH SOLE 1 45950 0 0 ROYAL DUTCH SHELL PLC DEP REC 780259107 910 15650 SH SOLE 1 15650 0 0 SBA COMMUNICATIONS CORP COMMON 78388J106 5715 167300 SH SOLE 1 167300 0 0 SPX CORP COMMON 784635104 2563 46850 SH SOLE 1 46850 0 0 ST JUDE MEDICAL INC COMMON 790849103 5610 152535 SH SOLE 1 152535 0 0 SALESFORCE COM INC COMMON 79466L302 1424 19300 SH SOLE 1 19300 0 0 SASOL LTD - ADR DEP REC 803866300 2818 70550 SH SOLE 1 70550 0 0 SCHLUMBERGER LTD COMMON 806857108 23573 362160 SH SOLE 1 362160 0 0 SCOTTS MIRACLE GRO CO COMMON 810186106 3554 90415 SH SOLE 1 90415 0 0 SIEMENS A G - ADR DEP REC 826197501 390 4250 SH SOLE 1 4250 0 0 SILICON LABORATORIES COMMON 826919102 4126 85293 SH SOLE 1 85293 0 0 SKYWORKS SOLUTIONS INC COMMON 83088M102 4727 333100 SH SOLE 1 333100 0 0 SMITH INTERNATIONAL INC COMMON 832110100 782 28800 SH SOLE 1 28800 0 0 SNAP ON INC COMMON 833034101 5870 138900 SH SOLE 1 138900 0 0 SOLERA HOLDINGS INC COMMON 83421A104 3650 101360 SH SOLE 1 101360 0 0 SONY CORP ADR DEP REC 835699307 173 5950 SH SOLE 1 5950 0 0 SOUTHERN CO COMMON 842587107 11 325 SH SOLE 1 325 0 0 SOUTHERN COPPER CORP COMMON 84265V105 1931 58675 SH SOLE 1 58675 0 0 SOUTHWESTERN ENERGY CO COMMON 845467109 36465 756539 SH SOLE 1 756539 0 0 STERICYCLE INC COMMON 858912108 4747 86050 SH SOLE 1 86050 0 0 STIFEL FINL CORP COMMON 860630102 1758 29675 SH SOLE 1 29675 0 0 STRAYER ED INC COMMON 863236105 2093 9850 SH SOLE 1 9850 0 0 SUNCOR ENERGY INC COMMON 867224107 2234 63260 SH SOLE 1 63260 0 0 SURMODICS INC COMMON 868873100 2749 121307 SH SOLE 1 121307 0 0 SYBASE INC COMMON 871130100 7347 169275 SH SOLE 1 169275 0 0 SYNAPTICS INC COMMON 87157D109 7426 242290 SH SOLE 1 242290 0 0 SYNTEL INC COMMON 87162H103 3745 98472 SH SOLE 1 98472 0 0 TCF FINANCIAL CORP COMMON 872275102 9129 670230 SH SOLE 1 670230 0 0 TJX COS INC COMMON 872540109 3321 90850 SH SOLE 1 90850 0 0 TW TELECOM INC COMMON 87311L104 4419 257650 SH SOLE 1 257650 0 0 TAIWAN SEMICONDUCTOR DEP REC 874039100 2514 219721 SH SOLE 1 219721 0 0 TALISMAN ENERGY INC COMMON 87425E103 104 5600 SH SOLE 1 5600 0 0 TARGET CORP COMMON 87612E106 41081 849314 SH SOLE 1 849314 0 0 TECHNE CORP COMMON 878377100 5226 76220 SH SOLE 1 76220 0 0 TELEDYNE TECHNOLOGIES COMMON 879360105 1209 31525 SH SOLE 1 31525 0 0 TELEFLEX INC COMMON 879369106 2041 37880 SH SOLE 1 37880 0 0 TELEFONICA SA ADR DEP REC 879382208 5429 65000 SH SOLE 1 65000 0 0 TENARIS S A ADR DEP REC 88031M109 672 15750 SH SOLE 1 15750 0 0 TERRA INDS INC COMMON 880915103 2088 64865 SH SOLE 1 64865 0 0 TEVA PHARMACEUTICAL IND DEP REC 881624209 4760 84725 SH SOLE 1 84725 0 0 THERMO FISHER SCIENTIFI COMMON 883556102 14596 306070 SH SOLE 1 306070 0 0 THORATEC CORP COMMON 885175307 4098 152225 SH SOLE 1 152225 0 0 3M CO COMMON 88579Y101 12830 155190 SH SOLE 1 155190 0 0 TORTOISE ENERGY CAP COMMON 89147U100 944 41250 SH SOLE 1 41250 0 0 TOTAL S A ADR DEP REC 89151E109 4713 73600 SH SOLE 1 73600 0 0 TOYOTA MOTOR CORP ADR DEP REC 892331307 112 1325 SH SOLE 1 1325 0 0 "THE TRAVELERS COMPANI COMMON 89417E109 10980 220215 SH SOLE 1 220215 0 0 TRIMBLE NAVIGATION LTD COMMON 896239100 5515 218866 SH SOLE 1 218866 0 0 TRUE RELIGION APPAREL COMMON 89784N104 2876 155560 SH SOLE 1 155560 0 0 TUPPERWARE BRANDS CORP COMMON 899896104 7505 161165 SH SOLE 1 161165 0 0 U S BANCORP COM NEW 902973304 6943 308450 SH SOLE 1 308450 0 0 URS CORP COMMON 903236107 5695 127925 SH SOLE 1 127925 0 0 ULTA SALON COSMETCS & F COMMON 90384S303 2470 136025 SH SOLE 1 136025 0 0 ULTIMATE SOFTWARE GROUP COMMON 90385D107 3941 134200 SH SOLE 1 134200 0 0 ULTRA PETROLEUM CORP COMMON 903914109 20676 414675 SH SOLE 1 414675 0 0 UNION PAC CORP COMMON 907818108 15309 239580 SH SOLE 1 239580 0 0 UNITED PARCEL SERVICE CL B 911312106 6724 117199 SH SOLE 1 117199 0 0 UNITED TECHNOLOGIES COR COMMON 913017109 22003 317000 SH SOLE 1 317000 0 0 UNITED THERAPEUTICS COR COMMON 91307C102 2869 54500 SH SOLE 1 54500 0 0 COMPANHIA VALE DO RIO DEP REC 91912E105 3631 125075 SH SOLE 1 125075 0 0 VALERO ENERGY CORP COMMON 91913Y100 25 1500 SH SOLE 1 1500 0 0 VARIAN SEMICONDUCTOR EQ COMMON 922207105 3464 96542 SH SOLE 1 96542 0 0 VEOLIA ENVIRONNEMENT DEP REC 92334N103 887 26975 SH SOLE 1 26975 0 0 VERIFONE HLDGS INC COMMON 92342Y109 1447 88310 SH SOLE 1 88310 0 0 VERIZON COMMUNICATIONS COMMON 92343V104 28426 858020 SH SOLE 1 858020 0 0 VISA INC COMMON 92826C839 22811 260815 SH SOLE 1 260815 0 0 VIVO PARTICIPACOES ADR COMMON 92855S200 806 26000 SH SOLE 1 26000 0 0 VODAFONE GROUP ADR DEP REC 92857W209 304 13187 SH SOLE 1 13187 0 0 VOLCANO CORPORATION COMMON 928645100 3381 194540 SH SOLE 1 194540 0 0 WABTEC CORP COMMON 929740108 3006 73600 SH SOLE 1 73600 0 0 WAL MART STORES INC COMMON 931142103 20199 377900 SH SOLE 1 377900 0 0 WELLS FARGO & CO COMMON 949746101 15828 586445 SH SOLE 1 586445 0 0 WESTPAC BKG CORP-ADR COMMON 961214301 362 3200 SH SOLE 1 3200 0 0 WISCONSIN ENERGY CORP COMMON 976657106 9642 193505 SH SOLE 1 193505 0 0 XTO ENERGY INC COMMON 98385X106 16520 355033 SH SOLE 1 355033 0 0 XILINX INC COMMON 983919101 3005 119900 SH SOLE 1 119900 0 0 ASPEN INSURANCE HOLDIN SHS G05384105 6271 246400 SH SOLE 1 246400 0 0 AXIS CAPITAL HOLDINGS COMMON G0692U109 273 9600 SH SOLE 1 9600 0 0 ACCENTURE PLC COMMON G1151C101 24944 601070 SH SOLE 1 601070 0 0 COOPER INDUSTRIES PLC CL A G24140108 1834 43000 SH SOLE 1 43000 0 0 FGX INTERNATIONAL HLDGS COMMON G3396L102 2323 118600 SH SOLE 1 118600 0 0 INVESCO LTD COMMON G491BT108 1548 65900 SH SOLE 1 65900 0 0 JINPAN INTL LTD COMMON G5138L100 710 14901 SH SOLE 1 14901 0 0 PARTNERRE LTD COMMON G6852T105 13102 175495 SH SOLE 1 175495 0 0 PLATINUM UNDERWRITER COMMON G7127P100 54 1400 SH SOLE 1 1400 0 0 SEAGATE TECHNOLOGY COMMON G7945J104 9156 503365 SH SOLE 1 503365 0 0 VALIDUS HOLDINGS LTD COMMON G9319H102 1366 50700 SH SOLE 1 50700 0 0 ALCON INC COM SHS H01301102 4333 26365 SH SOLE 1 26365 0 0 NOBLE CORPORATION SHS H5833N103 8456 207775 SH SOLE 1 207775 0 0 TRANSOCEAN LTD COMMON H8817H100 8829 106625 SH SOLE 1 106625 0 0 TYCO ELECTRONICS LTD COMMON H8912P106 1124 45800 SH SOLE 1 45800 0 0 MILLICOM INTL CELLULAR COMMON L6388F110 1206 16350 SH SOLE 1 16350 0 0 ASML HLDG NV DEP REC N07059186 433 12700 SH SOLE 1 12700 0 0 CORE LABORATORIES N V COMMON N22717107 5762 48785 SH SOLE 1 48785 0 0 ALLIANCE NATIONAL MUNI AFB 01864U106 106 7900 SH SOLE 1 0 7900 0 ALLIANCEBERNSTEIN INC ACG 01881E101 7795 944900 SH SOLE 1 0 944900 0 AMERICAN INCOME FUND MRF 02672T109 15199 2042873 SH SOLE 1 0 2042873 0 AMERICAN MUN INCOME POR XAA 027649102 1618 116000 SH SOLE 1 0 116000 0 AMERICAN SELECT PORT SLA 029570108 41191 3622736 SH SOLE 1 0 3622736 0 AMERICAN STRAT INC 1 ASP 030098107 22415 1981897 SH SOLE 1 0 1981897 0 AMERICAN STRAT INC 2 BSP 030099105 67799 6670519 SH SOLE 1 0 6670519 0 AMERICAN STRAT INC 3 CSP 03009T101 55108 6269430 SH SOLE 1 0 6269430 0 BLACKROCK INCOME OPP BNA 092475102 10271 1108000 SH SOLE 1 0 1108000 0 BLACKROCK INCOME TR BKT BKT 09247F100 5922 931073 SH SOLE 1 0 931073 0 BLACKROCK CORE BD TR BHK 09249E101 10974 923000 SH SOLE 1 0 923000 0 BLACKROCK MUNI BD TR BBK 09249H104 472 34000 SH SOLE 1 0 34000 0 BLACKROCK MUNI INC TR BLE 09249N101 564 41200 SH SOLE 1 0 41200 0 BLACKROCK CA MUNI INC BCL 09249S100 325 24900 SH SOLE 1 0 24900 0 BLACKROCK PFD OPPORTUN BPP 09249V103 2110 205500 SH SOLE 1 0 205500 0 BLACKROCK LT MUNI ADVN BTA 09250B103 5098 498817 SH SOLE 1 0 498817 0 BLACKROCK HIGH INCOME HIS 09250E107 945 500000 SH SOLE 1 0 500000 0 BLACKROCK MUNIHLDGS FD MUH 09253P109 209 15411 SH SOLE 1 0 15411 0 BLACKROCK MUNIHLDGS INS MUE 09254C107 774 59500 SH SOLE 1 0 59500 0 BLACKROCK MUNYIELD INSD MYI 09254E103 1775 144800 SH SOLE 1 0 144800 0 BLACKROCK MUNIYLD QUAL MQT 09254G108 330 28100 SH SOLE 1 0 28100 0 BLACKROCK MUNI HLD FL MFL 09254P108 3652 281565 SH SOLE 1 0 281565 0 BLACKROCK MUNIYLD FL FD MYF 09254R104 1870 147500 SH SOLE 1 0 147500 0 BLACKROCK MUNIYLD FLA MFT 09254T100 279 21837 SH SOLE 1 0 21837 0 BLACKROCK MUNI YIELD MIY 09254V105 1905 146779 SH SOLE 1 0 146779 0 BLACKROCK MUNIYLD MI MYM 09254W103 1597 134400 SH SOLE 1 0 134400 0 BLACKROCK MUNIHLD NY MHN 09255C106 150 11300 SH SOLE 1 0 11300 0 BLACKROCK MUNIYIELD NY MYN 09255E102 70 5900 SH SOLE 1 0 5900 0 BLACKROCK MUNI N Y INTE MNE 09255F109 179 14600 SH SOLE 1 0 14600 0 BLACKROCK MUNIYIELD PA MPA 09255G107 729 54700 SH SOLE 1 0 54700 0 BLACKROCK PFD INCM STRA PSY 09255H105 3463 369200 SH SOLE 1 0 369200 0 BLACKROCK PFD & CORP IN PSW 09255J101 1134 135300 SH SOLE 1 0 135300 0 DWS HIGH INCOME TR KHI KHI 23337C208 679 80200 SH SOLE 1 0 80200 0 DWS MUN INCOME TR KTF KTF 23338M106 7477 634700 SH SOLE 1 0 634700 0 DWS STRATEGIC MUN INC KSM 23338T101 328 26000 SH SOLE 1 0 26000 0 DELAWARE INV MN MUN INC VMM 24610V103 133 10900 SH SOLE 1 0 10900 0 DREYFUS HI YLD STRAT DHF 26200S101 808 215000 SH SOLE 1 0 215000 0 DREYFUS MUNICIPAL INCOM DMF 26201R102 323 38100 SH SOLE 1 0 38100 0 DREYFUS STRATEGIC MUN DSM 26202F107 730 94900 SH SOLE 1 0 94900 0 EATON VANCE MI MUNI INC EMI 27826D106 270 22800 SH SOLE 1 0 22800 0 EATON VANCE CA MUNI INC CEV 27826F101 189 15900 SH SOLE 1 0 15900 0 EATON VANCE MUNI INCOME EVN 27826U108 546 47349 SH SOLE 1 0 47349 0 EATON VANCE NJ MUNI INC EVJ 27826V106 62 4500 SH SOLE 1 0 4500 0 EATON VANCE INS CA MUN EVM 27828A100 11 1000 SH SOLE 1 0 1000 0 EATON VANCE INS CA MUNI EIA 27828C106 941 82100 SH SOLE 1 0 82100 0 EATON VANCE LTD DUR INC EVV 27828H105 5178 347500 SH SOLE 1 0 347500 0 EATON VANCE INS MI MIW MIW 27828M104 15 1100 SH SOLE 1 0 1100 0 EATON VANCE SH TM DR DI EVG 27828V104 3772 234000 SH SOLE 1 0 234000 0 EVERGREEN MGD INC FD ERC 30024Y104 12799 902600 SH SOLE 1 0 902600 0 FEDERATED PREM MUN INC FMN 31423P108 373 25100 SH SOLE 1 0 25100 0 FIRST AMERN MN MUN INC MXN 31849P104 657 44100 SH SOLE 1 0 44100 0 FIRST TR FOUR CRNRS SR FCM 33733Q107 1144 94700 SH SOLE 1 0 94700 0 FIRST TRUST FOUR CRNRS FCT 33733U108 1276 107200 SH SOLE 1 0 107200 0 FIRST TRUST/FIDAC MTG FMY 33734E103 9581 525300 SH SOLE 1 0 525300 0 FLAH & CRUM PFD FFC FFC 338478100 2214 158500 SH SOLE 1 0 158500 0 FLAH & CRUM TOT RET FLC FLC 338479108 8475 583701 SH SOLE 1 0 583701 0 FLAHERTY & CRUMRINE PFD 338480106 36 3400 SH SOLE 1 0 3400 0 FLAHERTY & CRUMRINE PFO 33848E106 730 88300 SH SOLE 1 0 88300 0 FRANKLIN TEMPLETON LTD FTF 35472T101 4436 369700 SH SOLE 1 0 369700 0 JN HANCOCK INC TRST JHS JHS 410123103 11390 846841 SH SOLE 1 0 846841 0 JOHN HANCOCK PFD INC FD HPI 41013W108 1310 76600 SH SOLE 1 0 76600 0 JOHN HANCOCK PFD INC II HPF 41013X106 244 14300 SH SOLE 1 0 14300 0 JN HANCOCK INV TRUST JHI 410142103 7759 424700 SH SOLE 1 0 424700 0 HARTFORD INCOME SHS FD HSF 416537108 3038 533900 SH SOLE 1 0 533900 0 HELIOS STRATEGIC MTG HSM 42327M109 7691 1290495 SH SOLE 1 0 1290495 0 HELIOS TOTAL RETURN FD HTR 42327V109 16465 3184700 SH SOLE 1 0 3184700 0 HELIOS HIGH YIELD FD HHY 42328Q109 982 125400 SH SOLE 1 0 125400 0 INVESTMENT GRD MUN INC PPM 461368102 3286 232554 SH SOLE 1 0 232554 0 MBIA CAP CLAYMORE MGD MZF 55266X100 5467 414500 SH SOLE 1 0 414500 0 MFS CHARTER INCOME TR MCR 552727109 969 105600 SH SOLE 1 0 105600 0 MFS MULTIMKT INC TR MMT 552737108 6531 1004700 SH SOLE 1 0 1004700 0 MFS INTER INC TRUST MIN MIN 55273C107 2492 371900 SH SOLE 1 0 371900 0 MANAGED HIGH YLD PLUS HYF 561911108 607 305000 SH SOLE 1 0 305000 0 MFS CALIF INSD MUN FD CCA 59318C106 139 12500 SH SOLE 1 0 12500 0 MFS HIGH INCOME MUN TR CXE 59318D104 770 159400 SH SOLE 1 0 159400 0 MFS INTERMEDIATE HIGH CIF 59318T109 453 157800 SH SOLE 1 0 157800 0 MINNESOTA MUN INC PT MXA 604062109 1721 117900 SH SOLE 1 0 117900 0 MONTGOMERY ST INCOME MTS 614115103 7529 512900 SH SOLE 1 0 512900 0 MORGAN STANLEY HIGH YIE MSY 61744M104 360 64700 SH SOLE 1 0 64700 0 MORGAN STAN MUNI PREM PIA 61745P429 1345 169215 SH SOLE 1 0 169215 0 MORGAN STANLEY MUNI INC OIA 61745P452 124 20000 SH SOLE 1 0 20000 0 MORGAN STAN QUAL MUN IQT 61745P668 2063 163065 SH SOLE 1 0 163065 0 MORGAN STANLEY QUAL MU IQI 61745P734 2365 196081 SH SOLE 1 0 196081 0 MORGAN STANLEY INC ICB ICB 61745P874 3482 217500 SH SOLE 1 0 217500 0 NEUBERGER BERMAN INT NBH 64124P101 603 44932 SH SOLE 1 0 44932 0 NEW AMER HIGH INCOME FD HYB 641876800 430 47500 SH SOLE 1 0 47500 0 NUVEEN MASS PREM INC MU NMT 67061E104 65 4800 SH SOLE 1 0 4800 0 NUVEEN CA INV QUAL MUNI NQC 67062A101 742 57803 SH SOLE 1 0 57803 0 NUVEEN MUN ADVANTAGE FD NMA 67062H106 1254 88000 SH SOLE 1 0 88000 0 NUVEEN CALIF PERF PLUS NCP 67062Q106 1503 121300 SH SOLE 1 0 121300 0 NUVEEN NY PERF PLUS MUN NNP 67062R104 97 7000 SH SOLE 1 0 7000 0 NUVEEN CAL MUNI MKT OPP NCO 67062U107 607 46121 SH SOLE 1 0 46121 0 NUVEEN PREM INCOME MUN NPM 67063W102 4558 341921 SH SOLE 1 0 341921 0 NUVEEN DIVD ADV MUNI FD NAD 67066V101 1025 75900 SH SOLE 1 0 75900 0 NUVEEN NEW JERSEY DIV NXJ 67069Y102 161 12600 SH SOLE 1 0 12600 0 NUVEEN DIV ADV MUNI FD NZF 67070X101 717 53300 SH SOLE 1 0 53300 0 NUVEEN INSD DIVID ADV NVG 67071L106 293 20500 SH SOLE 1 0 20500 0 NUVEEN INSD NY DIV NKO NKO 67071N102 97 7400 SH SOLE 1 0 7400 0 NUVEEN QUALITY PFD INC JTP 67071S101 2061 313700 SH SOLE 1 0 313700 0 NUVEEN PA DVD ADV MUNI NVY 67071W102 193 14600 SH SOLE 1 0 14600 0 NUVEEN QUALITY PFD II JPS 67072C105 3240 446900 SH SOLE 1 0 446900 0 NUVEEN QUALITY PFD INC JHP 67072W101 2868 412642 SH SOLE 1 0 412642 0 NUVEEN NJ INVT QUAL MU NQJ 670971100 338 26200 SH SOLE 1 0 26200 0 NUVEEN PA INV QLTY MUNI NQP 670972108 638 48500 SH SOLE 1 0 48500 0 NUVEEN CALIF QUALITY NUC 670985100 224 16555 SH SOLE 1 0 16555 0 NUVEEN PREMIER MUNI INC NPF 670988104 630 48600 SH SOLE 1 0 48600 0 NUVEEN MICH PREM INC MU NMP 67101Q109 519 42300 SH SOLE 1 0 42300 0 PIMCO CALIFORNIA MUNI PCK 72200M108 413 47600 SH SOLE 1 0 47600 0 PIMCO CA MUNI INC PCQ PCQ 72200N106 349 28200 SH SOLE 1 0 28200 0 PIMCO CORPORATE INCOME PCN 72200U100 852 61500 SH SOLE 1 0 61500 0 PIMCO MUN INCOME FD III PMX 72201A103 167 16200 SH SOLE 1 0 16200 0 PIMCO CORPORATE OPP FD PTY 72201B101 2308 160300 SH SOLE 1 0 160300 0 PIMCO NY MUNI INC III PYN 72201E105 45 5000 SH SOLE 1 0 5000 0 PUTNAM PREMIER INC PPT PPT 746853100 18894 3082150 SH SOLE 1 0 3082150 0 PUTNAM MASTER INT INC PIM 746909100 13262 2199255 SH SOLE 1 0 2199255 0 PUTNAM MUN OPP PMO PMO 746922103 3436 308731 SH SOLE 1 0 308731 0 RIVUS BD FD COM BDF BDF 769667106 12504 765200 SH SOLE 1 0 765200 0 SPECIAL OPP FUND PIF PIF 84741T104 4901 347828 SH SOLE 1 0 347828 0 TRANSAMERICA INC SHR TAI 893506105 10460 521700 SH SOLE 1 0 521700 0 VAN KAMPEN OHIO QLTY VOQ 920923109 125 8700 SH SOLE 1 0 8700 0 VAN KAMPEN TR/INV GR VGM 920929106 2889 208464 SH SOLE 1 0 208464 0 VAN KAMPEN TR INVT VTN VTN 920931102 2216 155500 SH SOLE 1 0 155500 0 VAN KAMPEN TR INV GR MU VTJ 920933108 470 30400 SH SOLE 1 0 30400 0 VAN KAMPEN MUNI INC VKI VKI 92112K107 3151 275200 SH SOLE 1 0 275200 0 VAN KAMPEN SEL SEC MUNI VKL 92112M103 1337 117000 SH SOLE 1 0 117000 0 VAN KAMPEN MASS VALUE VMV 92112R102 13 1100 SH SOLE 1 0 1100 0 VAN KAMPEN PA VALUE MUN VPV 92112T108 2570 201695 SH SOLE 1 0 201695 0 VAN KAMPEN DYNAMIC CR VTA 921166104 103 8700 SH SOLE 1 0 8700 0 WESTERN ASSET PREMIER WEA 957664105 4977 372500 SH SOLE 1 0 372500 0 WESTERN ASSET VARIABLE GFY 957667108 23178 1639200 SH SOLE 1 0 1639200 0 WESTERN ASSET GLOBAL EHI 95766B109 6465 583500 SH SOLE 1 0 583500 0 WESTERN ASST MNG MUN FD MMU 95766M105 268 22000 SH SOLE 1 0 22000 0 WESTERN ASST MUNI PART MNP 95766P108 647 48606 SH SOLE 1 0 48606 0 WA/CLAY US TSY INFL WIA WIA 95766Q106 296 24100 SH SOLE 1 0 24100 0 WA/CLAY US TREAS INFL WIW 95766R104 3410 283194 SH SOLE 1 0 283194 0 WESTERN ASSET INFL MGMT IMF 95766U107 5578 345807 SH SOLE 1 0 345807 0 WESTERN ASSET INTM MUNI SBI 958435109 203 22700 SH SOLE 1 0 22700 0 AMDOCS LTD ORD G02602103 1378 48300 SH SOLE 1 0 48300 0 MARVELL TECHNOLOGY GRO ORD G5876H105 8798 424010 SH SOLE 1 0 424010 0 UTI WORLDWIDE INC ORD G87210103 1657 115725 SH SOLE 1 0 115725 0 ACE LTD ORD H0023R105 3765 74700 SH SOLE 1 0 74700 0
EX-1 3 sumpg123109.txt FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 495 Form 13F Information Table Value Total: $2,836,146 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all Institutional investment managers with respect to which this report is files, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1. 28-4373 Sit Investment Fixed Income Advisors, Inc. -----END PRIVACY-ENHANCED MESSAGE-----