DEFA14A 1 b79073a1defa14a.txt SPDR SERIES TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [X] Definitive Additional Materials [ ] Soliciting Material Pursuant to Section 240.14a-12 SPDR SERIES TRUST SPDR INDEX SHARES FUNDS (Name of Registrant as Specified In Its Charter) ________________________________________________________________________________ (Name of Person(s) Filing Proxy Statement, if other than the Registrant) Payment of Filing Fee (Check the appropriate box): [X] No fee required. [ ] Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. 1) Title of each class of securities to which transaction applies: ___________________________________________________________________________ 2) Aggregate number of securities to which transaction applies: ___________________________________________________________________________ 3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined): ___________________________________________________________________________ 4) Proposed maximum aggregate value of transaction: ___________________________________________________________________________ 5) Total fee paid: ___________________________________________________________________________ [ ] Fee paid previously with preliminary materials. [ ] Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. 1) Amount Previously Paid: ___________________________________________________________________________ 2) Form, Schedule or Registration Statement No.: ___________________________________________________________________________ 3) Filing Party: ___________________________________________________________________________ 4) Date Filed: SPDR FUNDS FINAL SOLICITATION SCRIPT MEETING DATE: MARCH 19, 2010 TOLL FREE NUMBER: 877-257-9951 Greeting : Hello, is Mr./Ms. _________ available please? Hi Mr./Ms. __________________________, my name is ________________ and I am calling on behalf of the SPDR Funds on a recorded line. Recently we sent you proxy materials for the upcoming Special Meeting of Shareholders to be held on March 19, 2010 and have not received your proxy. Your Fund's Board of Trustees is recommending that you vote in favor of the proposals. Would you like to vote along with the recommendations of the board? For the record, would you please state your full name and mailing address? Are you authorized to vote on all shares? Again, my name is _____________________________, a proxy voting specialist on behalf of the SPDR Funds. Today's date is _________________________ and the time is ____________ Eastern Time. Mr./Ms. __________________________, I have recorded your [FAVORABLE / AGAINST / ABSTAIN] vote for all of your SPDR Fund accounts and will be sending you a written confirmation for each. If you wish to make any changes you may contact us by calling 877-257-9951. Thank you very much for your participation and have a great day/evening. If Not Received I can resend the materials to you. Do you have an email address this can be sent to? (If yes: Type the email address in the notes and read it back to the shareholder) (If not, continue with standard script) Can you please verify your mailing address? (Verify entire address, including street name, number, town, state & zip) Thank you. You should receive these materials shortly and the materials will inform you of the methods available to you to cast your vote, one of which is to call us back at the toll free number listed in the material. If Not Interested: (use rebuttal) I am sorry for the inconvenience. Please be aware that as a shareholder, your vote is very important. Please fill out and return your proxy card at your earliest convenience. If you would rather not do that, you can always vote via the other methods outlined in the proxy materials. Thank you again for your time today, and have a wonderful day/evening. ANSWERING MACHINE MESSAGE: Hello, my name is ____________________ and I am a proxy voting specialist for the SPDR Funds. You should have received proxy material in the mail concerning the Special Meeting of Shareholders to be held on March 19, 2010. Your participation is very important. To vote over the telephone, call toll-free at 877-257-9951 and a proxy voting specialist will assist you with voting your shares. Specialists are available Monday through Friday, 9:30 AM to 9:00 PM and Saturday 10:00AM to 6:00 PM Eastern Time. Voting takes just a few moments and will benefit all shareholders. Thank you for your prompt attention to this matter. AUTOMATED ANSWERING MACHINE MESSAGE Hello, this is the Broadridge Proxy Service Center calling with an important message on behalf of the SPDR Funds. You should have received proxy material in the mail concerning the Special Meeting of Shareholders to be held on March 19, 2010. Your participation is very important. To vote over the telephone, call toll-free at 877-257-9951 and a proxy voting specialist will assist you with voting your shares. Specialists are available Monday through Friday, 9:30 AM - 9:00 PM and Saturday 10:00AM - 6:00 PM Eastern Time. Voting takes just a few moments and will benefit all shareholders. Thank you for your prompt attention to this matter. INBOUND - CLOSED RECORDING "Thank you for calling the Broadridge Proxy Services Center for the SPDR Funds. Our offices are now closed. Please call us back during our normal business hours which are, Monday through Friday, 9:30 AM to 9:00 PM and Saturday 10:00 AM to 6:00 PM Eastern Time. Thank you." INBOUND - CALL IN QUEUE MESSAGE "Thank you for calling the Broadridge Proxy Services Center for the SPDR Funds. Our proxy specialists are currently assisting other shareholders. Your call is important to us. Please continue to hold and your call will be answered in the order in which it was received." END OF CAMPAIGN MESSAGE "Thank you for calling the Broadridge Proxy Services Center for the SPDR Funds. The Shareholder meeting has been held and as a result, this toll free number is no longer in service for proxy related shareholder calls. If you have questions about your SPDR Funds, please contact your Financial Advisor or call the SPDR Funds at 866-787-2257. Thank you for investing with the SPDR Funds."