-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MTEnecr+i+IE039K4jQD/SXaafdBhD1A05R7QOV9mt989uSbuZPyyDtXzEcd36S7 LXiAbHsF2h1pllBQZurS3w== 0001363561-10-000002.txt : 20100119 0001363561-10-000002.hdr.sgml : 20100118 20100119144634 ACCESSION NUMBER: 0001363561-10-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100119 DATE AS OF CHANGE: 20100119 EFFECTIVENESS DATE: 20100119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: REILLY FINANCIAL ADVISORS, LLC CENTRAL INDEX KEY: 0001363561 IRS NUMBER: 330775174 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12139 FILM NUMBER: 10533034 BUSINESS ADDRESS: STREET 1: 7777 ALVARADO ROAD STREET 2: SUITE 116 CITY: LA MESA STATE: CA ZIP: 91941 BUSINESS PHONE: 619-698-0794 MAIL ADDRESS: STREET 1: 7777 ALVARADO ROAD STREET 2: SUITE 116 CITY: LA MESA STATE: CA ZIP: 91941 13F-HR 1 smallreilly13f2010q1.txt TYPE: 13F-CR PERIOD 12/31/2009 FILER CIK 0001363561 CCC adp@gyo7 SUBMISSION - CONTACT NAME Sonja Larimore PHONE 800-682-3237 Attached Documents Page (2) FORM 13F FORM 13F COVER PAGE Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Reilly Financial Advisors, LLC Address: 7777 Alvardo Road, Suite 116 La Mesa, CA 91941 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, list, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Frank Reilly Title: President Phone: 619-698-0794 Report Type (Check only one.): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: NONE (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state ''NONE'' and omit the column headings and list entries.] Form 13 F Information Table COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 NAME TITLE CUSIP VALUE SHRS OR-SH/ INVESTMEMT OTHER VOTING OF ISSUER OF CLASS -PUT/PRN DISCRETION MAN. AUTHORITY AMT-PRN-CALL SOLE/SHARED or NONE - ------------------------------------------------------------------------------------------------------------------------------------ ABB, Ltd. Common 000375204 3.343 175SH Sole None 175 Abbott Labs Common 002824100 230.912 4277SH Sole None 4277 Accenture Ltd Common G1151C101 3844.353 92635SH Sole None 92635 Aegon N V 6.375% Pfd Pref. 007924301 140.112 7825SH Sole None 7825 Agco Corp Common AGCO 988.796 30575SH Sole None 30575 AGCO Corp Common AGCO 646.283 19984SH Sole None 19984 Akzo Nobel N.V. ADR Common 010199305 14.313 215SH Sole None 215 Alabama Power 5.83% Pfd Pref. 010392611 15.024 600SH Sole None 600 Alcoa Inc Common 013817101 9.059 562SH Sole None 562 Allegheny Technologies Inc Common 01741R102 5.149 115SH Sole None 115 Allscripts Healthcare Solutions Inc. Common 01988P108 15.173 750SH Sole None 750 Altria Group Inc Common 02209S103 13.724 699SH Sole None 699 Amazon.com Inc Common 023135106 17.488 130SH Sole None 130 America Movil S A Common 02364W105 84.564 1800SH Sole None 1800 American Capital Ltd Common 02503Y103 6.220 2549SH Sole None 2549 Americas Energy Co Common 03063G102 55.080 12000SH Sole None 12000 Amerigo Resources Ltd Common 03074G109 7.975 12000SH Sole None 12000 Amgen Inc Common 031162100 9.051 160SH Sole None 160 Amphenol Corporation Common 032095101 2082.044 45085SH Sole None 45085 Anadarko Petroleum Corp Common 032511107 42.224 676SH Sole None 676 Analog Devices Inc Common 032654105 18.948 600SH Sole None 600 Aon Saturns 6.875% Pfd Pref. 03738Q204 12.534 600SH Sole None 600 Apache Corp Common 037411105 71.394 692SH Sole None 692 Apartment Investment & Management Co Common 03748R101 9.170 576SH Sole None 576 Apple Computer Inc Common 037833100 188.605 895SH Sole None 895 Applied Matls Inc Common 038222105 4.182 300SH Sole None 300 Applied Micro Circuits Corp Com Common 03822W406 2.241 300SH Sole None 300 Archer-Daniels-Midland Co Common 039483102 3.131 100SH Sole None 100 Ashland Inc Common 044204105 23.772 600SH Sole None 600 AT&T Inc Common 00206R102 349.562 12471SH Sole None 12471 AU Optronics Corp Common 002255107 12.350 1030SH Sole None 1030 Avon Prods Inc Common 054303102 11.340 360SH Sole None 360 Banco Latin Amer Export Sa Cl E Common P16994132 6.950 500SH Sole None 500 Bank America Corp Common 060505104 43.135 2864SH Sole None 2864 Bank Hawaii Corp Common 062540109 9.412 200SH Sole None 200 Bank of America Pfd 6% Common 060505864 68.913 3000SH Sole None 3000 Barclays Bank 7.10% ADR Common BCS+A 30.926 1400SH Sole None 1400 BASF AG Common 055262505 14.904 240SH Sole None 240 Baxter International Inc Common 071813109 3898.101 66430SH Sole None 66430 Benguet Corp Common 081851206 1.750 5000SH Sole None 5000 Berkshire Hathaway Cl B Common 084670207 3667.176 1116SH Sole None 1116 Berkshire Hathaway Inc Class A Common 084670108 99.200 1SH Sole None 1 BHP Billiton Ltd Common 088606108 3187.908 41628SH Sole None 41628 Biogen Idec Inc Common 09062X103 7.490 140SH Sole None 140 Blackrock CA Muncipal Bond Common 092484104 50.968 3969SH Sole None 3969 BlackRock CA Muni Bond Common 09249J100 6.825 500SH Sole None 500 Blackrock Core Bond Common 09249E101 23.780 2000SH Sole None 2000 BlackRock Income Opportunity Tr Common BNA 5.562 600SH Sole None 600 Blackrock Munivest Fund II Common 09253T101 2.212 158SH Sole None 158 Blackrock Muniyield Calif Fd Inc Common 09254M105 14.687 1140SH Sole None 1140 Blackrock Muniyield Fund Common 09254E103 10.748 877SH Sole None 877 Blackrock Preferred Opportunity Trust Common 09249V103 124.267 12100SH Sole None 12100 Boots & Coots Inc Common 099469504 1.650 1000SH Sole None 1000 Boston Properties Inc Common 101121101 9.961 149SH Sole None 149 BP PLC Common 110889409 26.724 461SH Sole None 461 BP Prudhoe Bay Royalty Trust Common 055630107 4.140 50SH Sole None 50 Bristol-Myers Squibb Co Common 110122108 3155.619 124975SH Sole None 124975 Broadridge Financial Solutions Common 11133T103 4.670 207SH Sole None 207 Burlington Northern Santa Fe Corp Common 12189T104 215.901 2189SH Sole None 2189 C R Bard Inc Common 067383109 11.685 150SH Sole None 150 Calamos Convertible Opportunities Fund Common 128117108 30.067 2440SH Sole None 2440 Calpine Corp Common 131347304 8.437 767SH Sole None 767 Canadian National Railway Company Common 136375102 30.442 560SH Sole None 560 Capitol Federal Financial Common 14057C106 17.724 563SH Sole None 563 Capstone Mining Corp Common 14068G104 1.654 620SH Sole None 620 Caterpillar Inc Common 149123101 52.431 920SH Sole None 920 CBS Corp Pfd 6.75% Common 124857400 21.090 1000SH Sole None 1000 CBS Corporation Cl B Common 124857202 4.693 334SH Sole None 334 CBTCS CNA 7.00% Common 21988G122 30.128 1400SH Sole None 1400 CBTCS Ford 8% PFD Common 21988G270 8.880 400SH Sole None 400 CBTCS Goldman Sachs 6.3% Pfd Pref. 21988K834 13.236 600SH Sole None 600 CBTCS Prudential 6.00% Pfd Pref. 21988K701 31.066 1400SH Sole None 1400 Cellcom Israel, Ltd Common M2196U109 32.060 1000SH Sole None 1000 Cenovus Energy Inc Common 15135U109 50.148 1990SH Sole None 1990 CenterPoint Energy Inc Common 15189T107 22.600 1558SH Sole None 1558 Central Fund Of Canada Common 153501101 6.890 500SH Sole None 500 Century Tel Enterprises Common 156686107 9.922 274SH Sole None 274 Chesapeake Energy Corp Common 165167107 12.940 500SH Sole None 500 ChevronTexaco Corp Common 166764100 566.956 7364SH Sole None 7364 Chicos Fas Inc Common 168615102 1.405 100SH Sole None 100 China Mobile Hong Kong Ltd Common 16941M109 34.126 735SH Sole None 735 Chipotle Mexican Grill A Common 169656105 4.408 50SH Sole None 50 CHS Inc 8% Pfd Pref. 12542R209 11.116 400SH Sole None 400 Cisco Systems Inc Common 17275R102 3853.670 160972SH Sole None 160972 Citigroup Cap VII Pfd 7.125% Common 17306N203 5.223 250SH Sole None 250 Citigroup Capital VIII Pfd 6.95% Common 17306R204 37.350 1800SH Sole None 1800 Citigroup Inc Common 172967101 9.007 2721SH Sole None 2721 Claymore/BNY BRIC Common 18383M100 1.359 32SH Sole None 32 Cliffs Natural Resources Inc Common 18683K101 1793.148 38905SH Sole None 38905 Coca Cola Co Common 191216100 1960.196 34389SH Sole None 34389 Cohen & Steers Quality Income Rlty Fd In Common 19247L106 11.369 1873SH Sole None 1873 Cohen & Steers Utility Fund Common 19248A109 44.119 2766SH Sole None 2766 Colgate Palmolive Co Common 194162103 8.215 100SH Sole None 100 Comcast Corp 6.635% Common 20030N507 60.450 2500SH Sole None 2500 Comcast Corp-Cl A Common 20030N101 29.252 1735SH Sole None 1735 Companhia Engergetica de Minas Gerais Common 204409601 22.575 1250SH Sole None 1250 ConocoPhillips Common 20825C104 48.437 948SH Sole None 948 Consolidated Edison Inc Common 209115104 38.616 850SH Sole None 850 Con-Way Inc. Common 205944101 5.237 150SH Sole None 150 Corning Inc. Common 219350105 3.862 200SH Sole None 200 Corp High Yield Fund VI Inc Common 09255P107 233.967 22072SH Sole None 22072 Corp-Backed Trust Pfd 6.7% Common 21988G429 21.966 1200SH Sole None 1200 Costco Wholesale Corp Common 22160K105 1802.334 30460SH Sole None 30460 Countrywide Capital IV 6.75% Pfd Pref. 22238E206 21.370 1000SH Sole None 1000 Csx Corp Common 126408103 9.892 204SH Sole None 204 Cubic Corp Common 229669106 8.579 230SH Sole None 230 CurrencyShares Euro Trust Common 23130C108 60.737 425SH Sole None 425 Curtiss-Wright Corp Common 231561101 1.879 60SH Sole None 60 Cypress Semiconductor Corp Common 232806109 10.560 1000SH Sole None 1000 Daimler Common D1668R123 19.934 374SH Sole None 374 DaVita Inc Common 23918K108 29.370 500SH Sole None 500 Dean Foods Co Common 242370104 3.752 208SH Sole None 208 Deere & Co Common 244199105 105.476 1950SH Sole None 1950 Dell Inc Common 24702R101 5.744 400SH Sole None 400 Devon Energy Corporation Common 25179M103 26.614 362SH Sole None 362 Diageo PLC ADR Common 25243Q205 3286.755 47353SH Sole None 47353 Diana Shipping, Inc Common Y2066G104 2.896 200SH Sole None 200 DirecTV Group Inc Common 25490A101 2.134 64SH Sole None 64 Discover Communications Common 25470F104 1.534 50SH Sole None 50 Dish Network Corp Common 25470M109 124.620 6000SH Sole None 6000 Dolby Laboratories Inc Common 25659T107 2005.376 42015SH Sole None 42015 Dominion Resources Inc Common 25746U109 90.684 2330SH Sole None 2330 Duff & Phelps Utility & Corp Bond Tr Inc Common 26432K108 12.548 1021SH Sole None 1021 Duke Energy Corporation Common 26441C105 13.785 801SH Sole None 801 E I Du Pont De Nemours & Co Common 263534109 21.886 650SH Sole None 650 Eaton Vance CA Muni Bond Common 27828A100 18.860 1650SH Sole None 1650 Eaton Vance Insured Muni Bond Common 27827X101 31.231 2519SH Sole None 2519 Eaton Vance Tax Mgd Global Common 27829C105 63.894 4600SH Sole None 4600 eBay Inc Common 278642103 3.530 150SH Sole None 150 Echostar Corp Com Common 278768106 32.224 1600SH Sole None 1600 Edison International Common 281020107 265.153 7624SH Sole None 7624 El Paso Electric Company Common 283677854 1.663 82SH Sole None 82 Elements Rogers Intl Commodity Common 870297801 1368.339 174533SH Sole None 174533 Emc Corp Common 268648102 1.747 100SH Sole None 100 Emerson Elec Co Common 291011104 2.130 50SH Sole None 50 Enbridge Energy Partners LP Common 29250R106 5.369 100SH Sole None 100 Encana Corp Common 292505104 64.456 1990SH Sole None 1990 Energy Transfer Partners LP Common 29273R109 17.853 397SH Sole None 397 Enerplus Resources Fund Common 29274D604 17.446 760SH Sole None 760 EnPro Industries Inc Common 29355X107 10.564 400SH Sole None 400 Ensco Intl Inc Common 29358Q109 1483.065 37132SH Sole None 37132 Entergy Corp Common 29364G103 3.192 39SH Sole None 39 Entropic Communications Common ENTR 8.596 2800SH Sole None 2800 Equity One Inc Common 294752100 46.861 2898SH Sole None 2898 Exelon Corp Common 30161N101 264.070 5404SH Sole None 5404 Expeditors Int of Washington Common 302130109 4.694 135SH Sole None 135 Exxon Mobil Corp Common 30231G102 4216.178 61830SH Sole None 61830 Farallon Mining Ltd. Common 30739P109 1.307 2505SH Sole None 2505 Fastenal Company Common 311900104 1964.065 47168SH Sole None 47168 Fedex Corp Common 31428X106 5.007 60SH Sole None 60 First Solar Inc Common 336433107 16.519 122SH Sole None 122 FirstEnergy Corp Common 337932107 42.966 925SH Sole None 925 Flextronics International Common Y2573F102 4.978 681SH Sole None 681 Flowserve Corporation Common 34354P105 1685.625 17832SH Sole None 17832 Ford Motor Cap Tr II Pfd 6.5% Common 345395206 11.976 300SH Sole None 300 Ford Motor Pfd 7.5% Common 345370852 8.928 400SH Sole None 400 Ford Mtr Co Common 345370860 16.365 1637SH Sole None 1637 Fpl Group Inc Common 302571104 3374.983 63896SH Sole None 63896 Freeport McMoran Copper & Gold Common 35671D105 27.700 345SH Sole None 345 Fresh Del Monte Produce Inc Common G36738105 2.210 100SH Sole None 100 Gammon Gold, Inc Common 36467T106 2.026 184SH Sole None 184 Gardner Denver, Inc Common 365558105 1908.985 44865SH Sole None 44865 General Dynamics Common 369550108 40.494 594SH Sole None 594 General Electric Corp 6.10% PFD Common 369622519 59.950 2500SH Sole None 2500 General Growth Properties Inc Common 370021107 36.992 3200SH Sole None 3200 General Mills Inc Common 370334104 35.547 502SH Sole None 502 General Motors 7.25% 7/15/41 Common 370442774 5.350 1000SH Sole None 1000 Georgia Power 6% Pfd Pref. 373334523 25.300 1000SH Sole None 1000 Glacier Water Trust I-9.0625% Cum Trust Common 376398202 14.676 676SH Sole None 676 Goldman Sachs 6.20% Pfd Pref. 38144X500 300.431 11903SH Sole None 11903 Goldman Sachs Group Inc Common 38141G104 16.884 100SH Sole None 100 Goodrich Corporation Common 382388106 1793.696 27917SH Sole None 27917 Google Inc Common 38259P508 2553.078 4118SH Sole None 4118 Gran Tierra Energy Inc Common 38500T101 8.022 1400SH Sole None 1400 H & Q Life Sciences Investors Common 404053100 1.472 156SH Sole None 156 Harbinger Group Inc Common 012489153 1.123 160SH Sole None 160 Harley-Davidson Inc Common 412822108 5.040 200SH Sole None 200 Harmony Gold Mining Co Ltd. Common 413216300 2.003 197SH Sole None 197 Harris Corp Common 413875105 28.900 608SH Sole None 608 Hawaiian Electric Industries Inc Common 419870100 18.810 900SH Sole None 900 Heinz H J Company Common 423074103 23.383 547SH Sole None 547 Helix Energy Solutions Common 42330P107 11.750 1000SH Sole None 1000 Henry Schein Inc Common 806407102 1682.937 31995SH Sole None 31995 Hershey Foods Corporation Common 427866108 5.148 144SH Sole None 144 Hess Corporation Common 42809H107 39.386 651SH Sole None 651 Hewlett-Packard Co Common 428236103 3527.488 68482SH Sole None 68482 Hillman Group Capital 11.60% Common 43162L206 7.747 305SH Sole None 305 Himax Technologies Inc Common 43289P106 74.790 27000SH Sole None 27000 Home Depot Inc Common 437076102 34.743 1201SH Sole None 1201 Hospitality Porperty Trust 7% PFD Common 44106M508 21.260 1000SH Sole None 1000 Hospitality Pptys Pfd 7% Common 44106M508 59.528 2800SH Sole None 2800 HSBC Finance Corp 6.36% Pfd Pref. 40429C607 135.714 6575SH Sole None 6575 IAMGOLD Corporation Common 450913108 7.820 500SH Sole None 500 Iberdrola S A Common 450737101 7.570 200SH Sole None 200 ICON Plc Common 45103T107 43.460 2000SH Sole None 2000 ING Clarion Global Real Estate Inc Fund Common 44982G104 3.281 515SH Sole None 515 Ing Groep NV Pfd 6.375% Common 456837608 46.389 2732SH Sole None 2732 ING Prime Rate Trust Common 44977W106 43.326 8300SH Sole None 8300 InnSuites Hospitality Trust Common 457919108 3.456 3200SH Sole None 3200 Intel Corp Common 458140100 2091.188 102509SH Sole None 102509 International Business Machine Common 459200101 2203.616 16834SH Sole None 16834 Intuitive Surgical Inc Common 46120E602 10.620 35SH Sole None 35 iPath MSCI India Index Common 06739F291 1602.653 25018SH Sole None 25018 iShares S&P Europe 350 Common 464287861 29.610 760SH Sole None 760 iShares Barclays 1-3 Year Credit Bd Common 464288646 6.238 60SH Sole None 60 iShares Barclays Interm Govt/Credit Bd Common 464288612 10.526 100SH Sole None 100 iShares China 25 Index Fund Common 464287184 2906.116 68768SH Sole None 68768 iShares COMEX Gold Trust Common 464285105 16.106 150SH Sole None 150 iShares DJ Dividend Index Fund Common 464287168 5.050 115SH Sole None 115 iShares DJ US Consumer Goods Common 464287812 19.436 350SH Sole None 350 iShares DJ US Financial Sector Common 464287788 3.107 60SH Sole None 60 iShares Dow Jones Ind Common 464287754 7.159 135SH Sole None 135 iShares Dow Jones Total Market Common 464287846 84.193 1520SH Sole None 1520 iShares Dow Jones US Healthcare Index Fd Common 464287762 1.915 30SH Sole None 30 iShares Dow Jones US Technology Common IYW 2.877 50SH Sole None 50 iShares Dow Jones US Utilities Common 464287697 48.165 644SH Sole None 644 iShares Global Utilities Common 464288711 18.620 388SH Sole None 388 iShares Goldman Sachs Tech Index Fund Common 464287549 12.037 222SH Sole None 222 iShares GS Natural Resources Common 464287374 33.637 980SH Sole None 980 iiShares Lehman 1-3 Year Treasury Bond Common 464287457 163.099 1966SH Sole None 1966 iShares Lehman 20+ Yr Treas Bond Common 464287432 3.416 38SH Sole None 38 iShares Lehman Int Credit Bond Common 464288638 231.816 2257SH Sole None 2257 iShares Lehman TIPS Bond Fund Common 464287176 1274.738 12269SH Sole None 12269 iShares MSCI Canada Common 464286509 13.297 505SH Sole None 505 iShares MSCI EAFE Index Fund Common 464287465 598.953 10835SH Sole None 10835 iShares MSCI Emerging Markets Index Common 464287234 3357.543 80905SH Sole None 80905 iShares MSCI Pacific Common 464286665 56.677 1370SH Sole None 1370 iShares MSCI Singapore Common 464286673 1586.914 138113SH Sole None 138113 iShares Mstar Mid Core Index Common 464288208 5.113 75SH Sole None 75 iShares Mstar Small Growth Common 464288604 70.392 1090SH Sole None 1090 iShares NAS BIO Common 464287556 6.137 75SH Sole None 75 iShares Russell 1000 Growth Common 464287614 441.405 8855SH Sole None 8855 iShares Russell 1000 Index Fund Common 464287622 3.004 49SH Sole None 49 iShares Russell 1000 Value Common 464287598 371.515 6472SH Sole None 6472 iShares Russell 2000 Growth Common 464287648 1942.230 28533SH Sole None 28533 iShares Russell 2000 Value Index Common 464287630 1666.652 28716SH Sole None 28716 iShares Russell 3000 Value Common 464287663 85.913 1142SH Sole None 1142 iShares Russell Mid Cap Index Common 464287499 164.623 1995SH Sole None 1995 iShares Russell Midcap Growth Index Common 464287481 2.963 65SH Sole None 65 iShares Russell Midcap Value Index Fund Common 464287473 2.599 70SH Sole None 70 iShares S&P 400 Midcap Growth Common 464287606 11.354 146SH Sole None 146 iShares S&P Global Tech Index Fund Common 464287291 5.601 100SH Sole None 100 iShares S&P Mid Cap 400 Common 464287507 27.443 379SH Sole None 379 iShares S&P Midcap 400/Barra Value Common 464287705 5.275 80SH Sole None 80 iShares S&P Small Cap 600 Common 464287879 158.269 2711SH Sole None 2711 iShares Trust 7-10 Yr Treasury Bond Common 464287440 135.735 1532SH Sole None 1532 iShares Trust Lehman Aggregate Bond Common 464287226 189.663 1838SH Sole None 1838 iShares USD Emg Mrkt Bond Common 464288281 10.178 100SH Sole None 100 ITT Industries Inc Common 450911102 1619.109 32551SH Sole None 32551 ITV Plc Common 45069P107 1.411 170SH Sole None 170 J M Smucker Company Common 832696405 1.235 20SH Sole None 20 J P Morgan Chase & Co Common 46625H100 3320.120 79677SH Sole None 79677 JA Solar Holdings Co Ltd Common 466090107 2.394 420SH Sole None 420 JB Hunt Transport Svcs Inc. Common 445658107 .000 SH Sole None JDS Uniphase Corp Common 46612J507 4.769 578SH Sole None 578 Johnson & Johnson Common 478160104 3513.841 54554SH Sole None 54554 JP Morgan Chase Pfd 8.625% Common 46625H621 14.120 500SH Sole None 500 Kaiser Aluminum Corp Common 483007704 1839.188 44190SH Sole None 44190 Kansas City Southern Common 485170302 16.645 500SH Sole None 500 Kimber Resources Inc Common 49435N101 2.457 1905SH Sole None 1905 Kimberly Clark Corp Common 494368103 38.226 600SH Sole None 600 Kinder Morgan Energy Partners LP Common 494550106 6.098 100SH Sole None 100 Kinder Morgan Management LLC Common 49455U100 14.425 264SH Sole None 264 Kinross Gold Corporation Common 496902404 5.980 325SH Sole None 325 Kraft Foods Inc Common 50075N104 7.714 284SH Sole None 284 Lazard World Div & Inc Fund Common 521076109 11.170 1000SH Sole None 1000 Lowes Cos Inc Common 548661107 4.708 201SH Sole None 201 MabCure Inc Common 554094102 5.100 10000SH Sole None 10000 Macquarie Utilities Div & Inc Fund Common 55607W100 12.366 1000SH Sole None 1000 Magellan Midstream Partners LP Common 559080106 27.385 632SH Sole None 632 McDermott International Inc Common 580037109 1713.690 71374SH Sole None 71374 McDonalds Corp Common 580135101 235.119 3766SH Sole None 3766 MDU Resources Group Inc Common 552690109 26.786 1135SH Sole None 1135 Medco Health Solutions Inc Common 58405U102 9.203 144SH Sole None 144 Medtronic Inc Common 585055106 65.970 1500SH Sole None 1500 Merck & Co Inc Common 58933Y105 3.787 104SH Sole None 104 Merrill Lynch Cap Trust III 7.375% Common 59025D207 43.540 2000SH Sole None 2000 Merrill Lynch Pfd Cap Tr IV 7.28% Pfd F Common 59021K205 21.360 1000SH Sole None 1000 Mesa Royalty Trust Common 590660106 3.690 100SH Sole None 100 Metlife 5.875% Pfd Pref. 59156R405 24.790 1000SH Sole None 1000 MFS Charter Income Trust Common 552727109 4.590 500SH Sole None 500 MFS Multimarket Income Common 552737108 1.520 234SH Sole None 234 MGM Mirage Common 552953101 1.094 120SH Sole None 120 Micron Technology Inc Common 595112103 10.560 1000SH Sole None 1000 Microsoft Corp Common 594918104 3889.545 127610SH Sole None 127610 Millicom International Cellular S.A. Common L6388F110 3.541 48SH Sole None 48 ModusLink Global Solutions Inc Common 60786L107 3.764 400SH Sole None 400 Monsanto Company Common 61166W101 32.700 400SH Sole None 400 Montgomery Street Income Securities Inc Common 614115103 29.360 2000SH Sole None 2000 Morgan Stanley 6.25% Pfd Pref. 617460209 112.254 5295SH Sole None 5295 Morgan Stanley Eastern Europe Fd Common 616988101 15.651 1000SH Sole None 1000 Morgan Stanley Emerging Markets Debt Fd Common 61744H105 9.072 900SH Sole None 900 MS India Investment Fund Common 61745C105 2.261 100SH Sole None 100 National Oilwell Varco Inc Common 637071101 13.668 310SH Sole None 310 Navigant Consulting Inc Common 63935N107 14.860 1000SH Sole None 1000 Netapp Inc Common 64110D104 27.488 800SH Sole None 800 Netflix Inc Common 64110L106 27.545 500SH Sole None 500 Neuberger Berman Intermediate Muni Common 64124P101 10.548 787SH Sole None 787 Nexen Inc 7.35% Common 65334H508 9.900 400SH Sole None 400 Norfolk Southern Corp Common 655844108 13.305 254SH Sole None 254 Northeast Utilities Common 664397106 2.579 100SH Sole None 100 Novartis ADR Common 66987V109 3128.973 57486SH Sole None 57486 Nrg Energy Inc Common 629377508 3.187 135SH Sole None 135 Nuveen Dividend Advantage Muni 3 Common 67070X101 14.744 1096SH Sole None 1096 Nuveen Insd Quality Municipal Common 67062N103 16.456 1210SH Sole None 1210 Nuveen Premier Muni Income Common 670988104 11.150 860SH Sole None 860 Nuveen Senior Income Fund Common 67067Y104 41.897 5893SH Sole None 5893 Nvidia Corp Common 67066G104 2300.535 123155SH Sole None 123155 NYSE Euronext Common 629491101 3.795 150SH Sole None 150 Occidental Pete Corp Common 674599105 134.228 1650SH Sole None 1650 OmniVision Technologies Inc Common 682128103 4.719 325SH Sole None 325 Oracle Systems Corp Common 68389X105 1633.224 66581SH Sole None 66581 Patriot Coal Corporation Common 70336T104 1.391 90SH Sole None 90 Peabody Energy Corporation Common 704549104 9.042 200SH Sole None 200 Penn West Energy Trust Common 707885109 1.760 100SH Sole None 100 Pepco Holdings Inc Common 713291102 76.078 4515SH Sole None 4515 Pepsico Inc Common 713448108 2365.591 38908SH Sole None 38908 Petroleo Brasileiro S.A. Common 71654V408 200.256 4200SH Sole None 4200 Pfizer Inc Common 717081103 391.530 21524SH Sole None 21524 Pharmaceutical Product Development Inc Common 717124101 11.017 470SH Sole None 470 Philip Morris Intl Common 718172109 151.455 3143SH Sole None 3143 PIMCO Corporate Opportunity Common 72201B101 350.026 24307SH Sole None 24307 Pimco Muni Inc III Common 72201A103 39.907 3874SH Sole None 3874 PIMCO Muni Income Fund II Common 72200W106 7.690 731SH Sole None 731 Pitney Bowes Inc Common 724479100 12.102 532SH Sole None 532 Plexus Corp Common 729132100 28.480 1000SH Sole None 1000 Plum Creek Timber Inc Common 729251108 1.775 47SH Sole None 47 PMC-Sierra, Inc. Common 69344F106 4.330 500SH Sole None 500 PNM Resources Inc Common 69349H107 18.975 1500SH Sole None 1500 PolyMet Mining Corp Common 731916102 24.480 8000SH Sole None 8000 Potash Corp Of Saskatchewan Common 73755L107 8.680 80SH Sole None 80 Powershares Water Port Common 73935X575 3.372 200SH Sole None 200 PowerShares Clean Energy Fund Common 73935X500 2.090 190SH Sole None 190 PowerShares DB Agriculture Common 73936B408 7.932 300SH Sole None 300 PowerShares Global Argiculture Common 73936Q702 26.740 1000SH Sole None 1000 PowerShares High Yield Corp Bond Common 73936T557 5.403 300SH Sole None 300 PowerShares Intl Div Achievers Common 73935X716 1.397 100SH Sole None 100 PowerShares QQQ Common 73935A104 15.143 331SH Sole None 331 PPL Capital FDG 6.85% Pfd Pref. 69352P889 25.590 1000SH Sole None 1000 PPLUS Trust Comcast 6.25% Pfd Pref. 73941X775 49.478 2200SH Sole None 2200 PPLUS Trust Liberty Media 7% Pfd Pref. 73941X668 7.090 400SH Sole None 400 Premier Service Bank Common AD8324040 7.800 1560SH Sole None 1560 Priceline.Com Common 741503403 1.310 6SH Sole None 6 Pride International Inc Common 74153Q102 19.146 600SH Sole None 600 Procter & Gamble Co Common 742718109 3811.114 62859SH Sole None 62859 Provident Energy Trust Common 74386K104 13.440 2000SH Sole None 2000 Prudential Financial Inc Common 744320102 5.474 110SH Sole None 110 Public Service Enterprise Group Inc Common 744573106 283.610 8530SH Sole None 8530 Public Storage 6.45% Pfd Pref. 74460D380 22.090 1000SH Sole None 1000 Public Storage 7.25% Pfd Pref. 74460D299 83.816 3287SH Sole None 3287 Public Storage Inc Common 74460D109 60.691 745SH Sole None 745 Public Storage Inc 7.125% Common 74460D471 9.856 400SH Sole None 400 Public Storage Pfd Series K Common 74460D273 50.200 2000SH Sole None 2000 QLogic Corp Common 747277101 49.760 2637SH Sole None 2637 Qualcomm Inc Common 747525103 2198.189 47518SH Sole None 47518 Quality Systems Inc Common 747582104 1894.285 30164SH Sole None 30164 Questar Corp Common 748356102 69.422 1670SH Sole None 1670 Qwest Communications Intl Common 749121109 15.345 3645SH Sole None 3645 Raytheon Company Common 755111507 3.246 63SH Sole None 63 RBS Capital VII 6.08% Pfd Pref. 74928P207 19.950 1995SH Sole None 1995 RBS Captial VI 6.25% Pfd Pref. 74928M204 20.080 2000SH Sole None 2000 Research In Motion Ltd Common 760975102 7.092 105SH Sole None 105 ResMed Inc Common 761152107 2.614 50SH Sole None 50 Rf Micro Devices Inc Common 749941100 9.540 2000SH Sole None 2000 Ross Stores Inc Common 778296103 1751.781 41016SH Sole None 41016 Rowan Cos Inc Common 779382100 13.584 600SH Sole None 600 Royal Bank 6.25% PFD Common 780097762 6.132 600SH Sole None 600 Royal Bank Scotland 6.25% Pfd Pref. 780097762 22.484 2200SH Sole None 2200 Royal Bank Scotland Group Common 780097689 9.390 1000SH Sole None 1000 Royal Bank Scotland Pfd 6.6% Common 780097739 43.520 4000SH Sole None 4000 Royal Bank Scotland PLC 6.35% Pfd Pref. 780097770 87.561 8462SH Sole None 8462 Royal Dutch Shell CL B Common 780259107 13.719 236SH Sole None 236 Royal Dutch Shell plc Common 780259206 2933.206 48797SH Sole None 48797 Royce Value Trust Inc Common 780910105 6.366 590SH Sole None 590 RPM International Inc Common 749685103 36.858 1813SH Sole None 1813 RRI Energy Inc Common 74971X107 1.430 250SH Sole None 250 SAIC Inc Common 78390X101 1.894 100SH Sole None 100 San Gold Corp Common 79780P104 24.257 7000SH Sole None 7000 Sapient Corp Common 803062108 33.080 4000SH Sole None 4000 SBA Communications Corp Common 78388J106 6.149 180SH Sole None 180 Schlumberger Limited Common 806857108 18.420 283SH Sole None 283 Seabridge Gold Inc Common 811916105 15.169 625SH Sole None 625 Selective Ins Group Pfd 7.50% Common 816300305 52.300 2500SH Sole None 2500 Sempra Energy Common 816851109 100.719 1799SH Sole None 1799 Shaw Group Inc Common 820280105 28.750 1000SH Sole None 1000 Siemens AG Common 826197501 2992.329 32632SH Sole None 32632 Sigma-Aldrich Corporation Common 826552101 17.693 350SH Sole None 350 Silver Standard Resources, Inc Common 82823L106 8.748 400SH Sole None 400 Simon Property Group Inc Common 828806109 35.264 442SH Sole None 442 Simon Property Group Pfd 6% Common 828806802 17.399 256SH Sole None 256 SINA Corporation Common G81477104 9.036 200SH Sole None 200 Skechers USA Inc Common 830566105 2.941 100SH Sole None 100 Sohu.com Inc Common 83408W103 28.640 500SH Sole None 500 Southern Co Common 842587107 210.838 6328SH Sole None 6328 SPDR Gold Shares Common 78463V107 10.731 100SH Sole None 100 SPDR S&P Oil & Gas Equip & Services Common XES 3.560 125SH Sole None 125 Spectra Energy Corp Common 847560109 8.081 394SH Sole None 394 Sprint Corp Common 852061100 1.929 527SH Sole None 527 Star Gas Partners LP Common 85512C105 2.898 700SH Sole None 700 Starbuck's Corp Common 855244109 10.469 454SH Sole None 454 Stryker Corp Common 863667101 1832.020 36371SH Sole None 36371 Suncor Energy Inc Common 867224107 8.828 250SH Sole None 250 SunPower Corporation Common 867652109 1.894 80SH Sole None 80 SVB Financial Group Common 78486Q101 43.743 1050SH Sole None 1050 Swiss Reinsurance Co Common 870887205 3.373 70SH Sole None 70 SXC Health Solutions Corp Common 78505P100 37.765 700SH Sole None 700 Syngenta AG ADR Common 87160A100 3330.440 59187SH Sole None 59187 Sysco Corp Common 871829107 2.844 102SH Sole None 102 Taiwan Semiconductor Common 874039100 5.720 500SH Sole None 500 Target Corporation Common 87612E106 9.674 200SH Sole None 200 Taro Pharmaceutical Inds Ltd Common M8737E108 3.552 400SH Sole None 400 Telecom De Sao Paulo S.A. Common 87929A102 49.940 2000SH Sole None 2000 Teledyne Technologies Inc Common 879360105 11.508 300SH Sole None 300 Telefonos De Mexico Common 879403780 19.896 1200SH Sole None 1200 Telmes Intl Sab De Cv Common 879690105 21.300 1200SH Sole None 1200 Templeton Emerging Markets Fund Common 880191101 19.650 1000SH Sole None 1000 Terra Nitrogen Company LP Common 881005201 20.816 200SH Sole None 200 The Blackstone Group LP Common 09253U108 6.560 500SH Sole None 500 The Korea Fund Inc Common 500634209 40.598 1142SH Sole None 1142 Titanium Metals Corporation Common 888339207 41.002 3275SH Sole None 3275 Tjx Companies Inc Common 872540109 21.930 600SH Sole None 600 Tollgrade Communications Inc Common 889542106 2.444 400SH Sole None 400 TowerStream Corp Common 892000100 38.800 20000SH Sole None 20000 Transforce Income Fund Common 89366H103 31.900 4000SH Sole None 4000 Transocean Ltd. Common H8817H100 21.611 261SH Sole None 261 UBS AG Common H8920M855 6.095 393SH Sole None 393 UDR Inc Common 902653104 2.976 181SH Sole None 181 UIT Nuveen 369 CA Common 67069S642 16.842 200SH Sole None 200 Union Pacific Corporation Common 907818108 12.780 200SH Sole None 200 United Parcel Service Inc Cl B Common 911312106 1035.930 18057SH Sole None 18057 United Technologies Corp Common 913017109 3500.293 50429SH Sole None 50429 Uranium Energy Corp Common 916896103 9.450 2500SH Sole None 2500 Usb Capital VIII 6.35% Common 903307205 34.725 1500SH Sole None 1500 USB Capital XI Pfd 6.6% Callable Common 903300200 12.090 500SH Sole None 500 Vale S.A. Common 91912E105 29.030 1000SH Sole None 1000 Valero Energy Corp Common 91913Y100 1.675 100SH Sole None 100 Van Kampen Municipal Trust Common 920919107 13.040 1000SH Sole None 1000 Vanguard Energy ETF Common 92204A306 7.086 85SH Sole None 85 Vanguard Materials Index Common 92204A801 6.782 100SH Sole None 100 Vanguard Mid Cap Value ETF Common 922908512 2.945 66SH Sole None 66 Vanguard Short Term Bond ETF Common BSV 23.862 300SH Sole None 300 Vanguard Sm Cap Growth Common 922908595 2.994 50SH Sole None 50 Vanguard Small Cap ETF Common 922908751 1.319 23SH Sole None 23 Vanguard Small Cap Value Common 922908611 5.993 110SH Sole None 110 Varian Medical Systems Inc Common 92220P105 44.508 950SH Sole None 950 Vector Group Ltd Common 92240M108 1.414 101SH Sole None 101 Verizon Communications Common 92343V104 3344.883 100962SH Sole None 100962 Viacom Inc-Cl B Common 92553P201 9.930 334SH Sole None 334 Viad Corp Common 92552R406 1.114 54SH Sole None 54 ViroPharma Inc Common 928241108 1.678 200SH Sole None 200 Vodafone Group Common 92857W209 15.416 668SH Sole None 668 W.R. Berkley 6.75% Pfd Pref. 08449Q203 143.451 6300SH Sole None 6300 Wabtec Corp Common 929740108 76.983 1885SH Sole None 1885 Walgreen Co Common 931422109 52.142 1420SH Sole None 1420 Walmart Stores Inc Common 931142103 2010.557 37616SH Sole None 37616 Walt Disney Company Common 254687106 37.586 1165SH Sole None 1165 Washington Mutual Inc Common 939322103 1.604 11500SH Sole None 11500 WD-40 Company Common 929236107 3.236 100SH Sole None 100 Weingarten Realty Investors Common 948741103 19.790 1000SH Sole None 1000 Wells Fargo & Co Common 949746101 98.406 3646SH Sole None 3646 White Mountain Insurance Common G9618E107 1.012 3SH Sole None 3 Windstream Corp Common 97381W104 3.407 310SH Sole None 310 WisdomTree DEFA Common 97717W703 1.634 35SH Sole None 35 WisdomTree Emg Currency Common 97717W133 1320.535 60024SH Sole None 60024 WisdomTree Int Smallcap Div Common 97717W760 13.434 300SH Sole None 300 Xcel Energy Inc Common 98389B100 17.867 842SH Sole None 842 XTO Energy Inc Common 98385X106 29.081 625SH Sole None 625 Yahoo Inc Com Common 984332106 1269.541 75658SH Sole None 75658 Yamana Gold Inc Common 98462Y100 5.690 500SH Sole None 500 Yum Brands Inc Common 988498101 8.423 241SH Sole None 241 TOTAL 154045.689
/TEXT /DOCUMENT /SUBMISSION -----END PRIVACY-ENHANCED MESSAGE-----