-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TJB1/n7yVUukjlDxH8+prT0VSaWYjEd6uaGb3ArUar44wJIrNgkS+i0xz7IbJjJ1 94+M+BqBcikHDjPJDM3geA== 0000919574-09-016195.txt : 20091116 0000919574-09-016195.hdr.sgml : 20091116 20091113173206 ACCESSION NUMBER: 0000919574-09-016195 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KINGDON CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001000097 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04575 FILM NUMBER: 091182860 BUSINESS ADDRESS: STREET 1: 157 WEST 57TH STREET 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2123330100 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET 50 FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: KINGDON CAPITAL MANAGEMENT CORP DATE OF NAME CHANGE: 19960408 13F-HR 1 d1046066_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment: |_|; Amendment Number: This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Kingdon Capital Management, L.L.C. Address: 152 West 57th Street New York, New York 10019 13F File Number: 28-04575 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: William Walsh Title: Chief Financial Officer Phone: (212) 333-0100 Signature, Place and Date of Signing: /s/ William Walsh New York, New York November 16, 2009 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 223 Form 13F Information Table Value Total: $3,320,936 (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name - --- -------------------- ---- 1 28-10584 Kingdon Associates 2 28-10583 M. Kingdon Offshore Ltd. 3 28-10842 Kingdon Family Partnership, L.P. FORM 13F INFORMATION TABLE Kingdon Capital Management, L.L.C. September 30, 2009
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1,000) PRN AMT PRN CALL DISCRETION MNGRS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ ABERCROMBIE & FITCH CO CL A 002896207 9,864 300,000 SH SHARED-OTHER 1,2,3 300,000 0 0 ACACIA RESH CORP ACACIA TCH COM 003881307 16,459 1,894,004 SH SHARED-OTHER 1,2,3 1,894,004 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 31,680 850,000 SH SHARED-OTHER 1,2,3 850,000 0 0 ACTIVISION BLIZZARD INC COM 00507V109 18,895 1,525,000 SH SHARED-OTHER 1,2,3 1,525,000 0 0 ADTRAN INC COM 00738A106 7,365 300,000 PUT SHARED-OTHER 1,2,3 300,000 0 0 AIR PRODS & CHEMS INC COM 009158106 19,395 250,000 SH SHARED-OTHER 1,2,3 250,000 0 0 AK STL HLDG CORP COM 001547108 10,852 550,000 SH SHARED-OTHER 1,2,3 550,000 0 0 ALBEMARLE CORP COM 012653101 14,705 425,000 SH SHARED-OTHER 1,2,3 425,000 0 0 ALCOA INC COM 013817101 13,120 1,000,000 PUT SHARED-OTHER 1,2,3 1,000,000 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 6,303 103,200 SH SHARED-OTHER 1,2,3 103,200 0 0 ALPHA NATURAL RESOURCES INC COM 02076X102 9,653 275,000 SH SHARED-OTHER 1,2,3 275,000 0 0 AMGEN INC COM 031162100 30,100 500,000 SH SHARED-OTHER 1,2,3 500,000 0 0 AMGEN INC COM 031162100 18,069 300,000 CALL SHARED-OTHER 1,2,3 300,000 0 0 AMR CORP COM 001765106 4,472 562,500 SH SHARED-OTHER 1,2,3 562,500 0 0 APOLLO GROUP INC CL A 037604105 23,930 325,000 SH SHARED-OTHER 1,2,3 325,000 0 0 ARCSIGHT INC COM 039666102 7,224 300,000 SH SHARED-OTHER 1,2,3 300,000 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 7,428 200,000 SH SHARED-OTHER 1,2,3 200,000 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 7,743 265,000 SH SHARED-OTHER 1,2,3 265,000 0 0 ARROW ELECTRS INC COM 042735100 2,815 100,000 PUT SHARED-OTHER 1,2,3 100,000 0 0 ATHEROS COMMUNICATIONS INC COM 04743P108 7,959 300,000 PUT SHARED-OTHER 1,2,3 300,000 0 0 ATLAS AMER INC COM 049167109 3,924 144,999 SH SHARED-OTHER 1,2,3 144,999 0 0 AU OPTRONICS CORP SPONSORED ADR 002255107 2,904 300,000 SH SHARED-OTHER 1,2,3 300,000 0 0 AVAGO TECHNOLOGIES LTD SHS Y0486S104 3,595 210,244 SH SHARED-OTHER 1,2,3 210,244 0 0 BAIDU INC SPON ADR REP A 056752108 27,352 70,000 SH SHARED-OTHER 1,2,3 70,000 0 0 BANK OF AMERICA CORPORATION COM 060505104 28,764 1,700,000 SH SHARED-OTHER 1,2,3 1,700,000 0 0 BANK OF AMERICA CORPORATION COM 060505104 33,840 2,000,000 CALL SHARED-OTHER 1,2,3 2,000,000 0 0 BB&T CORP COM 054937107 19,068 700,000 PUT SHARED-OTHER 1,2,3 700,000 0 0 BEMIS INC COM 081437105 5,182 200,000 SH SHARED-OTHER 1,2,3 200,000 0 0 BMC SOFTWARE INC COM 055921100 37,530 1,000,000 CALL SHARED-OTHER 1,2,3 1,000,000 0 0 BROADCOM CORP CL A 111320107 15,345 500,000 PUT SHARED-OTHER 1,2,3 500,000 0 0 BUFFALO WILD WINGS INC COM 119848109 4,420 106,441 SH SHARED-OTHER 1,2,3 106,441 0 0 BURGER KING HLDGS INC COM 121208201 3,518 200,000 SH SHARED-OTHER 1,2,3 200,000 0 0 CALPINE CORP COM NEW 131347304 6,336 550,000 SH SHARED-OTHER 1,2,3 550,000 0 0 CAMECO CORP COM 13321L108 8,896 320,000 SH SHARED-OTHER 1,2,3 320,000 0 0 CARNIVAL CORP PAIRED CTF 143658300 25,590 768,937 SH SHARED-OTHER 1,2,3 768,937 0 0 CAVIUM NETWORKS INC COM 14965A101 8,588 400,000 PUT SHARED-OTHER 1,2,3 400,000 0 0 CEC ENTMT INC COM 125137109 4,396 170,000 SH SHARED-OTHER 1,2,3 170,000 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 15,504 1,200,000 SH SHARED-OTHER 1,2,3 1,200,000 0 0 CEPHALON INC COM 156708109 40,761 700,000 SH SHARED-OTHER 1,2,3 700,000 0 0 CEPHALON INC COM 156708109 29,120 500,000 CALL SHARED-OTHER 1,2,3 500,000 0 0 CERAGON NETWORKS LTD ORD M22013102 1,104 130,500 SH SHARED-OTHER 1,2,3 130,500 0 0 CHATTEM INC COM 162456107 4,563 68,768 SH SHARED-OTHER 1,2,3 68,768 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 38,273 1,350,000 SH SHARED-OTHER 1,2,3 1,350,000 0 0 CITIGROUP INC COM 172967101 19,360 4,000,000 SH SHARED-OTHER 1,2,3 4,000,000 0 0 CITIGROUP INC COM 172967101 19,360 4,000,000 CALL SHARED-OTHER 1,2,3 4,000,000 0 0 COCA COLA ENTERPRISES INC COM 191219104 7,494 350,000 SH SHARED-OTHER 1,2,3 350,000 0 0 COMERICA INC COM 200340107 14,835 500,000 PUT SHARED-OTHER 1,2,3 500,000 0 0 CONOCOPHILLIPS COM 20825C104 22,580 500,000 CALL SHARED-OTHER 1,2,3 500,000 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 24,442 960,000 SH SHARED-OTHER 1,2,3 960,000 0 0 CONTINENTAL AIRLS INC CL B 210795308 11,508 700,000 SH SHARED-OTHER 1,2,3 700,000 0 0 CTRIP COM INTL LTD ADR 22943F100 5,878 100,000 SH SHARED-OTHER 1,2,3 100,000 0 0 CVS CAREMARK CORPORATION COM 126650100 3,574 100,000 SH SHARED-OTHER 1,2,3 100,000 0 0 DANA HOLDING CORP COM 235825205 10,215 1,500,000 SH SHARED-OTHER 1,2,3 1,500,000 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 8,960 1,000,000 SH SHARED-OTHER 1,2,3 1,000,000 0 0 DEPOMED INC COM 249908104 4,360 1,000,000 SH SHARED-OTHER 1,2,3 1,000,000 0 0 DEVELOPERS DIVERSIFIED RLTY COM 251591103 13,860 1,500,000 SH SHARED-OTHER 1,2,3 1,500,000 0 0 DIRECTV GROUP INC COM 25459L106 32,682 1,185,000 SH SHARED-OTHER 1,2,3 1,185,000 0 0 DIRECTV GROUP INC COM 25459L106 11,032 400,000 CALL SHARED-OTHER 1,2,3 400,000 0 0 DISH NETWORK CORP CL A 25470M109 15,012 779,850 SH SHARED-OTHER 1,2,3 779,850 0 0 DISH NETWORK CORP CL A 25470M109 7,704 400,000 CALL SHARED-OTHER 1,2,3 400,000 0 0 DOLBY LABORATORIES INC COM 25659T107 19,011 497,800 SH SHARED-OTHER 1,2,3 497,800 0 0 DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 5,961 242,400 SH SHARED-OTHER 1,2,3 242,400 0 0 DOMINOS PIZZA INC COM 25754A201 2,321 262,500 SH SHARED-OTHER 1,2,3 262,500 0 0 DOW CHEM CO COM 260543103 13,035 500,000 SH SHARED-OTHER 1,2,3 500,000 0 0 DOW CHEM CO COM 260543103 26,070 1,000,000 CALL SHARED-OTHER 1,2,3 1,000,000 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 11,837 411,718 SH SHARED-OTHER 1,2,3 411,718 0 0 DURECT CORP COM 266605104 7,685 2,900,000 SH SHARED-OTHER 1,2,3 2,900,000 0 0 EBAY INC COM 278642103 10,642 451,138 SH SHARED-OTHER 1,2,3 451,138 0 0 E M C CORP MASS COM 268648102 17,040 1,000,000 SH SHARED-OTHER 1,2,3 1,000,000 0 0 EMCORE CORP COM 290846104 6,153 4,852,041 SH SHARED-OTHER 1,2,3 4,852,041 0 0 ENZON PHARMACEUTICALS INC COM 293904108 8,230 1,000,000 SH SHARED-OTHER 1,2,3 1,000,000 0 0 EXCO RESOURCES INC COM 269279402 1,869 100,000 SH SHARED-OTHER 1,2,3 100,000 0 0 EXPEDIA INC DEL COM 30212P105 19,160 800,000 SH SHARED-OTHER 1,2,3 800,000 0 0 FELCOR LODGING TR INC COM 31430F101 3,488 770,000 SH SHARED-OTHER 1,2,3 770,000 0 0 FINISAR COM 31787A101 604 62,498 SH SHARED-OTHER 1,2,3 62,498 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 68,610 1,000,000 CALL SHARED-OTHER 1,2,3 1,000,000 0 0 GAP INC DEL COM 364760108 11,235 525,000 SH SHARED-OTHER 1,2,3 525,000 0 0 GENERAL MLS INC COM 370334104 47,626 739,770 SH SHARED-OTHER 1,2,3 739,770 0 0 GENZYME CORP COM 372917104 11,330 200,000 SH SHARED-OTHER 1,2,3 200,000 0 0 GENZYME CORP COM 372917104 17,019 300,000 CALL SHARED-OTHER 1,2,3 300,000 0 0 GHL ACQUISITION CORP COM 36172H108 5,610 500,000 SH SHARED-OTHER 1,2,3 500,000 0 0 GILEAD SCIENCES INC COM 375558103 18,596 400,000 SH SHARED-OTHER 1,2,3 400,000 0 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 3,617 262,500 SH SHARED-OTHER 1,2,3 262,500 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 46,088 250,000 CALL SHARED-OTHER 1,2,3 250,000 0 0 GOOGLE INC CL A 38259P508 24,792 50,000 SH SHARED-OTHER 1,2,3 50,000 0 0 HARRIS STRATEX NTWRKS INC CL A 41457P106 1,750 250,000 SH SHARED-OTHER 1,2,3 250,000 0 0 HARRY WINSTON DIAMOND CORP COM 41587B100 1,104 131,845 SH SHARED-OTHER 1,2,3 131,845 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 10,830 1,000,000 SH SHARED-OTHER 1,2,3 1,000,000 0 0 HESS CORP COM 42809H107 18,711 350,000 SH SHARED-OTHER 1,2,3 350,000 0 0 HEWLETT PACKARD CO COM 428236103 14,163 300,000 PUT SHARED-OTHER 1,2,3 300,000 0 0 HEINZ H J CO COM 423074103 39,779 1,002,240 SH SHARED-OTHER 1,2,3 1,002,240 0 0 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 5,333 261,793 SH SHARED-OTHER 1,2,3 261,793 0 0 HYPERCOM CORP COM 44913M105 717 231,356 SH SHARED-OTHER 1,2,3 231,356 0 0 IMMUNOGEN INC COM 45253H101 7,705 950,000 SH SHARED-OTHER 1,2,3 950,000 0 0 INSPIRE PHARMACEUTICALS INC COM 457733103 15,630 3,000,000 SH SHARED-OTHER 1,2,3 3,000,000 0 0 INTEL CORP COM 458140100 25,441 1,300,000 PUT SHARED-OTHER 1,2,3 1,300,000 0 0 INTUIT COM 461202103 9,968 350,000 SH SHARED-OTHER 1,2,3 350,000 0 0 INVESCO LTD SHS G491BT108 13,656 600,000 SH SHARED-OTHER 1,2,3 600,000 0 0 ISHARES TR INDEX MSCI EMERG MKT 464287234 77,820 2,000,000 PUT SHARED-OTHER 1,2,3 2,000,000 0 0 ISHARES TR INDEX RUSSELL 2000 464287655 36,144 600,000 PUT SHARED-OTHER 1,2,3 600,000 0 0 ITT EDUCATIONAL SERVICES INC COM 45068B109 5,521 50,000 SH SHARED-OTHER 1,2,3 50,000 0 0 J2 GLOBAL COMMUNICATIONS INC COM NEW 46626E205 16,072 700,000 SH SHARED-OTHER 1,2,3 700,000 0 0 JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 3,838 950,000 SH SHARED-OTHER 1,2,3 950,000 0 0 SMUCKER J M CO COM NEW 832696405 1,855 35,000 SH SHARED-OTHER 1,2,3 35,000 0 0 JPMORGAN CHASE & CO COM 46625H100 24,977 570,000 SH SHARED-OTHER 1,2,3 570,000 0 0 JPMORGAN CHASE & CO COM 46625H100 65,730 1,500,000 CALL SHARED-OTHER 1,2,3 1,500,000 0 0 JUNIPER NETWORKS INC COM 48203R104 5,404 200,000 PUT SHARED-OTHER 1,2,3 200,000 0 0 KELLOGG CO COM 487836108 18,570 377,204 SH SHARED-OTHER 1,2,3 377,204 0 0 KNIGHT CAPITAL GROUP INC CL A 499005106 6,525 300,000 SH SHARED-OTHER 1,2,3 300,000 0 0 KRAFT FOODS INC CL A 50075N104 12,478 475,000 SH SHARED-OTHER 1,2,3 475,000 0 0 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 6,795 345,610 SH SHARED-OTHER 1,2,3 345,610 0 0 LAZARD LTD SHS A G54050102 10,336 250,200 SH SHARED-OTHER 1,2,3 250,200 0 0 LIBERTY MEDIA CORP NEW ENT COM SER A 53071M500 9,327 300,000 SH SHARED-OTHER 1,2,3 300,000 0 0 LIBERTY MEDIA CORP NEW CAP COM SER A 53071M302 3,138 150,000 SH SHARED-OTHER 1,2,3 150,000 0 0 LIMELIGHT NETWORKS INC COM 53261M104 4,042 998,000 SH SHARED-OTHER 1,2,3 998,000 0 0 LINCARE HLDGS INC COM 532791100 35,252 1,128,050 SH SHARED-OTHER 1,2,3 1,128,050 0 0 LINCARE HLDGS INC COM 532791100 31,250 1,000,000 CALL SHARED-OTHER 1,2,3 1,000,000 0 0 LOWES COS INC COM 548661107 11,726 560,000 SH SHARED-OTHER 1,2,3 560,000 0 0 M & T BK CORP COM 55261F104 24,928 400,000 SH SHARED-OTHER 1,2,3 400,000 0 0 MACERICH CO COM 554382101 12,132 400,000 SH SHARED-OTHER 1,2,3 400,000 0 0 MARSHALL & ILSLEY CORP NEW COM 571837103 16,140 2,000,000 PUT SHARED-OTHER 1,2,3 2,000,000 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 8,095 500,000 PUT SHARED-OTHER 1,2,3 500,000 0 0 MASIMO CORP COM 574795100 2,653 101,400 SH SHARED-OTHER 1,2,3 101,400 0 0 MASSEY ENERGY CORP COM 576206106 9,064 325,000 SH SHARED-OTHER 1,2,3 325,000 0 0 MASTERCARD INC CL A 57636Q104 28,301 140,000 SH SHARED-OTHER 1,2,3 140,000 0 0 MATTEL INC COM 577081102 3,836 207,927 SH SHARED-OTHER 1,2,3 207,927 0 0 MAXWELL TECHNOLOGIES INC COM 577767106 21,700 1,180,000 SH SHARED-OTHER 1,2,3 1,180,000 0 0 MCCORMICK & CO INC COM NON VTG 579780206 11,595 341,619 SH SHARED-OTHER 1,2,3 341,619 0 0 MEDIACOM COMMUNICATIONS CORP CL A 58446K105 1,355 235,300 SH SHARED-OTHER 1,2,3 235,300 0 0 MEDIDATA SOLUTIONS INC COM 58471A105 10,428 678,000 SH SHARED-OTHER 1,2,3 678,000 0 0 MEDIVATION INC COM 58501N101 20,348 750,000 SH SHARED-OTHER 1,2,3 750,000 0 0 MEDTRONIC INC COM 585055106 40,480 1,100,000 SH SHARED-OTHER 1,2,3 1,100,000 0 0 MGM MIRAGE COM 552953101 21,080 1,750,800 SH SHARED-OTHER 1,2,3 1,750,800 0 0 MICRON TECHNOLOGY INC COM 595112103 20,500 2,500,000 SH SHARED-OTHER 1,2,3 2,500,000 0 0 MOODYS CORP COM 615369105 20,460 1,000,000 PUT SHARED-OTHER 1,2,3 1,000,000 0 0 MUELLER WTR PRODS INC COM SER A 624758108 1,233 225,000 SH SHARED-OTHER 1,2,3 225,000 0 0 NALCO HOLDING COMPANY COM 62985Q101 13,319 650,000 SH SHARED-OTHER 1,2,3 650,000 0 0 NEW GOLD INC CDA COM 644535106 1,895 500,000 SH SHARED-OTHER 1,2,3 500,000 0 0 NEWELL RUBBERMAID INC COM 651229106 15,035 958,251 SH SHARED-OTHER 1,2,3 958,251 0 0 NEWS CORP CL A 65248E104 9,568 800,000 SH SHARED-OTHER 1,2,3 800,000 0 0 NIKE INC CL B 654106103 9,705 150,000 SH SHARED-OTHER 1,2,3 150,000 0 0 NOKIA CORP SPONSORED ADR 654902204 4,386 300,000 SH SHARED-OTHER 1,2,3 300,000 0 0 NVIDIA CORP COM 67066G104 3,006 200,000 PUT SHARED-OTHER 1,2,3 200,000 0 0 NYSE EURONEXT COM 629491101 10,112 350,000 SH SHARED-OTHER 1,2,3 350,000 0 0 OFFICEMAX INC DEL COM 67622P101 3,145 250,000 SH SHARED-OTHER 1,2,3 250,000 0 0 OPNEXT INC COM 68375V105 1,923 656,300 SH SHARED-OTHER 1,2,3 656,300 0 0 OPTIBASE LTD ORD M7524R108 514 425,200 SH SHARED-OTHER 1,2,3 425,200 0 0 P F CHANGS CHINA BISTRO INC COM 69333Y108 1,867 55,000 SH SHARED-OTHER 1,2,3 55,000 0 0 PACTIV CORP COM 695257105 3,908 150,000 SH SHARED-OTHER 1,2,3 150,000 0 0 PANERA BREAD CO CL A 69840W108 9,613 175,000 SH SHARED-OTHER 1,2,3 175,000 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 11,663 750,000 SH SHARED-OTHER 1,2,3 750,000 0 0 PEPSICO INC COM 713448108 22,454 382,778 SH SHARED-OTHER 1,2,3 382,778 0 0 PERFECT WORLD CO LTD SPON ADR REP B 71372U104 11,226 233,540 SH SHARED-OTHER 1,2,3 233,540 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 45,900 1,000,000 PUT SHARED-OTHER 1,2,3 1,000,000 0 0 PONIARD PHARMACEUTICALS INC COM NEW 732449301 6,732 900,000 SH SHARED-OTHER 1,2,3 900,000 0 0 POWER-ONE INC COM 739308104 2,730 1,400,000 SH SHARED-OTHER 1,2,3 1,400,000 0 0 PRICELINE COM INC COM NEW 741503403 16,578 100,000 SH SHARED-OTHER 1,2,3 100,000 0 0 PROCTER & GAMBLE CO COM 742718109 2,896 50,000 SH SHARED-OTHER 1,2,3 50,000 0 0 PROLOGIS SH BEN INT 743410102 8,046 675,000 SH SHARED-OTHER 1,2,3 675,000 0 0 QUALCOMM INC COM 747525103 29,237 650,000 PUT SHARED-OTHER 1,2,3 650,000 0 0 QUANTA SVCS INC COM 74762E102 4,426 200,000 SH SHARED-OTHER 1,2,3 200,000 0 0 QWEST COMMUNICATIONS INTL IN COM 749121109 15,240 4,000,000 SH SHARED-OTHER 1,2,3 4,000,000 0 0 RAE SYS INC COM 75061P102 2,307 2,097,600 SH SHARED-OTHER 1,2,3 2,097,600 0 0 RALCORP HLDGS INC NEW COM 751028101 3,508 60,000 SH SHARED-OTHER 1,2,3 60,000 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 12,420 2,000,000 PUT SHARED-OTHER 1,2,3 2,000,000 0 0 RENESOLA LTD SPONS ADS 75971T103 2,862 595,000 SH SHARED-OTHER 1,2,3 595,000 0 0 RESMED INC COM 761152107 6,780 150,000 SH SHARED-OTHER 1,2,3 150,000 0 0 ROCKWOOD HLDGS INC COM 774415103 4,114 200,000 SH SHARED-OTHER 1,2,3 200,000 0 0 ROVI CORP COM 779376102 88,486 2,639,000 SH SHARED-OTHER 1,2,3 2,639,000 0 0 SAIC INC COM 78390X101 19,294 1,100,000 SH SHARED-OTHER 1,2,3 1,100,000 0 0 SANDISK CORP COM 80004C101 17,360 800,000 SH SHARED-OTHER 1,2,3 800,000 0 0 SANDRIDGE ENERGY INC COM 80007P307 19,119 1,475,200 SH SHARED-OTHER 1,2,3 1,475,200 0 0 SAVIENT PHARMACEUTICALS INC COM 80517Q100 15,190 1,000,000 SH SHARED-OTHER 1,2,3 1,000,000 0 0 SEAGATE TECHNOLOGY SHS G7945J104 21,294 1,400,000 SH SHARED-OTHER 1,2,3 1,400,000 0 0 SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 49,959 1,950,000 SH SHARED-OTHER 1,2,3 1,950,000 0 0 SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 46,116 1,800,000 PUT SHARED-OTHER 1,2,3 1,800,000 0 0 SILICON LABORATORIES INC COM 826919102 11,590 250,000 PUT SHARED-OTHER 1,2,3 250,000 0 0 SL GREEN RLTY CORP COM 78440X101 3,289 75,000 SH SHARED-OTHER 1,2,3 75,000 0 0 SOLUTIA INC COM NEW 834376501 2,893 250,000 SH SHARED-OTHER 1,2,3 250,000 0 0 SONOSITE INC COM 83568G104 7,920 300,000 SH SHARED-OTHER 1,2,3 300,000 0 0 SPREADTRUM COMMUNICATIONS IN ADR 849415203 4,456 973,000 SH SHARED-OTHER 1,2,3 973,000 0 0 ST JUDE MED INC COM 790849103 46,812 1,200,000 SH SHARED-OTHER 1,2,3 1,200,000 0 0 ST JUDE MED INC COM 790849103 19,505 500,000 CALL SHARED-OTHER 1,2,3 500,000 0 0 STARENT NETWORKS CORP COM 85528P108 3,813 150,000 PUT SHARED-OTHER 1,2,3 150,000 0 0 STARWOOD PPTY TR INC COM 85571B105 7,088 350,000 SH SHARED-OTHER 1,2,3 350,000 0 0 STRYKER CORP COM 863667101 34,073 750,000 SH SHARED-OTHER 1,2,3 750,000 0 0 SUN MICROSYSTEMS INC COM NEW 866810203 9,531 1,048,500 PUT SHARED-OTHER 1,2,3 1,048,500 0 0 SUNTRUST BKS INC COM 867914103 11,275 500,000 PUT SHARED-OTHER 1,2,3 500,000 0 0 SYMANTEC CORP COM 871503108 32,920 2,000,000 SH SHARED-OTHER 1,2,3 2,000,000 0 0 SYMANTEC CORP COM 871503108 8,235 500,000 CALL SHARED-OTHER 1,2,3 500,000 0 0 TARGET CORP COM 87612E106 28,008 600,000 SH SHARED-OTHER 1,2,3 600,000 0 0 TCF FINL CORP COM 872275102 13,040 1,000,000 PUT SHARED-OTHER 1,2,3 1,000,000 0 0 TECH DATA CORP COM 878237106 22,886 550,000 PUT SHARED-OTHER 1,2,3 550,000 0 0 TECK RESOURCES LTD CL B 878742204 8,271 300,000 SH SHARED-OTHER 1,2,3 300,000 0 0 TEXAS INSTRS INC COM 882508104 4,738 200,000 PUT SHARED-OTHER 1,2,3 200,000 0 0 HERSHEY CO COM 427866108 1,943 50,000 SH SHARED-OTHER 1,2,3 50,000 0 0 PEPSI BOTTLING GROUP INC COM 713409100 9,769 268,087 SH SHARED-OTHER 1,2,3 268,087 0 0 TJX COS INC NEW COM 872540109 7,791 210,000 SH SHARED-OTHER 1,2,3 210,000 0 0 TRINA SOLAR LIMITED SPON ADR 89628E104 4,021 125,000 SH SHARED-OTHER 1,2,3 125,000 0 0 TYSON FOODS INC CL A 902494103 5,205 412,100 SH SHARED-OTHER 1,2,3 412,100 0 0 UAL CORP COM NEW 902549807 10,120 1,100,000 SH SHARED-OTHER 1,2,3 1,100,000 0 0 ULTRA PETROLEUM CORP COM 903914109 4,896 100,000 SH SHARED-OTHER 1,2,3 100,000 0 0 ULTRATECH INC COM 904034105 602 45,500 SH SHARED-OTHER 1,2,3 45,500 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 39,168 800,000 SH SHARED-OTHER 1,2,3 800,000 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 19,596 400,000 CALL SHARED-OTHER 1,2,3 400,000 0 0 UNIVERSAL TRAVEL GROUP COM NEW 91388Q202 7,740 600,000 SH SHARED-OTHER 1,2,3 600,000 0 0 URBAN OUTFITTERS INC COM 917047102 4,524 150,000 SH SHARED-OTHER 1,2,3 150,000 0 0 VALE S A ADR 91912E105 12,722 550,000 SH SHARED-OTHER 1,2,3 550,000 0 0 VEECO INSTRS INC DEL COM 922417100 10,557 452,688 SH SHARED-OTHER 1,2,3 452,688 0 0 VERIFONE HLDGS INC COM 92342Y109 9,531 599,800 SH SHARED-OTHER 1,2,3 599,800 0 0 VERISIGN INC COM 92343E102 42,606 1,800,000 SH SHARED-OTHER 1,2,3 1,800,000 0 0 VIACOM INC NEW CL B 92553P201 8,412 300,000 SH SHARED-OTHER 1,2,3 300,000 0 0 VIRGIN MEDIA INC COM 92769L101 20,880 1,500,000 SH SHARED-OTHER 1,2,3 1,500,000 0 0 VISA INC COM CL A 92826C839 48,377 700,000 SH SHARED-OTHER 1,2,3 700,000 0 0 VISION-SCIENCES INC DEL COM 927912105 2,164 1,492,508 SH SHARED-OTHER 1,2,3 1,492,508 0 0 VIVO PARTICIPACOES S A SPON ADR PFD NEW 92855S200 20,831 825,000 SH SHARED-OTHER 1,2,3 825,000 0 0 VULCAN MATLS CO COM 929160109 16,221 300,000 SH SHARED-OTHER 1,2,3 300,000 0 0 DISNEY WALT CO COM DISNEY 254687106 10,984 400,000 SH SHARED-OTHER 1,2,3 400,000 0 0 WESTERN DIGITAL CORP COM 958102105 25,571 700,000 PUT SHARED-OTHER 1,2,3 700,000 0 0 GRACE W R & CO DEL NEW COM 38388F108 4,348 200,000 SH SHARED-OTHER 1,2,3 200,000 0 0 XILINX INC COM 983919101 11,710 500,000 PUT SHARED-OTHER 1,2,3 500,000 0 0 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 3,115 250,000 SH SHARED-OTHER 1,2,3 250,000 0 0 ZHONE TECHNOLOGIES INC NEW COM 98950P108 262 523,255 SH SHARED-OTHER 1,2,3 523,255 0 0
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