-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JkQglH+ZLtvHvdCSCPOL1wSYeUPO498SoarQ5I/6ocjxUU0JtcVycbsV8Qperkp+ uM2QFHpuQ0nJPbhRkC4XzQ== 0000902664-09-003938.txt : 20091116 0000902664-09-003938.hdr.sgml : 20091116 20091116161543 ACCESSION NUMBER: 0000902664-09-003938 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Empyrean Capital Partners, LP CENTRAL INDEX KEY: 0001317195 IRS NUMBER: 522403815 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11141 FILM NUMBER: 091187037 BUSINESS ADDRESS: STREET 1: 10250 CONSTELLATION BOULEVARD STREET 2: SUITE 2950 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310)843-9900 MAIL ADDRESS: STREET 1: 10250 CONSTELLATION BOULEVARD STREET 2: SUITE 2950 CITY: LOS ANGELES STATE: CA ZIP: 90067 13F-HR 1 p09-1876form13fhr.txt EMPYREAN CAPITAL PARTNERS, LP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 ------------------------ Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Empyrean Capital Partners, LP -------------------------------------------------- Address: 10250 Constellation Boulevard -------------------------------------------------- Suite 2950 -------------------------------------------------- Los Angeles, California 90067 -------------------------------------------------- Form 13F File Number: 028-11141 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Tony Hynes -------------------------------------------------- Title: Chief Financial Officer -------------------------------------------------- Phone: 310-843-3060 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Tony Hynes Los Angeles, California 11/16/09 ------------------------ ------------------------------ ---------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 28 ------------- Form 13F Information Table Value Total: $329,639 ------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE AGNICO EAGLE MINES LTD COM 008474 10 8 10,178 150,000 SH 150,000 COVANTA HLDG CORP COM 22282E 10 2 9,350 550,000 SH 550,000 DEERE & CO COM 244199 10 5 430 2,000 SH PUT 2,000 FIRST ADVANTAGE CORP CL A 31845F 10 0 7,739 417,201 SH 417,201 FIRST NIAGARA FINL GP INC COM 33582V 10 8 5,549 450,000 SH 450,000 GENERAL ELECTRIC CO COM 369604 10 3 360 30,000 SH PUT 30,000 INTERCONTINENTALEXCHANGE INC COM 45865v 10 0 915 3,200 SH PUT 3,200 ISHARES TR INDEX COM 464287 90 1 1,611 11,000 SH PUT 11,000 L-3 COMMUNICATIONS HLDGS INC COM 502424 10 4 7,317 91,100 SH 91,100 LIBERTY MEDIA CORP NEW CAP COM SER A 53071M 30 2 15,690 750,000 SH 750,000 LIBERTY MEDIA CORP NEW ENT COM SER A 53071M 50 0 23,333 750,000 SH 750,000 LOCKHEED MARTIN CORP COM 539830 10 9 6,348 81,300 SH 81,300 LOEWS CORP COM 540424 10 8 10,275 300,000 SH 300,000 NORTHROP GRUMMAN CORP COM 666807 10 2 6,903 133,400 SH 133,400 PEPSI BOTTLING GROUP INC COM 713409 10 0 18,220 500,000 SH 500,000 PEPSIAMERICAS INC COM 71343P 20 0 7,140 250,000 SH 250,000 PIER 1 IMPORTS INC NOTE 6.375% 2/1 720279 AH 1 779 1,000,000 PRN 1,000,000 RAYTHEON CO COM NEW 755111 50 7 7,637 159,200 SH 159,200 SCHERING PLOUGH CORP COM 806605 10 1 27,030 956,800 SH 956,800 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y 60 5 12,594 843,000 SH 843,000 SPDR GOLD TRUST COM 78463V 10 7 1,215 4,000 SH CALL 4,000 SPDR GOLD TRUST GOLD SHS 78463V 10 7 51,155 517,500 SH 517,500 VECTOR GROUP LTD DBCV 5.750% 6/1 92240M AL 2 10,475 10,000,000 SH 10,000,000 VERISIGN INC COM 92343E 10 2 25,467 1,075,000 SH 1,075,000 VIRGIN MEDIA INC COM 92769L 10 1 9,851 707,700 SH 707,700 WYETH COM 983024 10 0 425 10,000 SH PUT 10,000 WYETH COM 983024 10 0 3,075 5,000 SH CALL 5,000 WYETH COM 983024 10 0 48,580 1,000,000 SH 1,000,000
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